================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22375 ----------------- PIMCO Equity Series (Exact name of registrant as specified in charter) ----------------- 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) (Zip code) Brendan C. Fox Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 (Name and address of agent for service) Registrant's telephone number, including area code: 1-888-877-4626 Date of fiscal year end: June 30 Date of reporting period: July 1, 2013 to June 30, 2014 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22375 Reporting Period: 07/01/2013 - 06/30/2014 PIMCO Equity Series ========================== PIMCO Balanced Income Fund ========================== AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2013 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Remuneration Report None None Management 3.3 Adopt Financial Statements For For Management 4 Approve Dividends of EUR 0.22 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Elect Robert W. Dineen to Supervisory For For Management Board 8 Elect Corien M. Wortmann-Kool to For For Management Supervisory Board 9 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9 11 Authorize Board to Issue Shares Up To For For Management 1 Percent of Issued Capital Under Incentive Plans 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Jesselson For For Management 1.2 Elect Director Roger S. Markfield For For Management 1.3 Elect Director Jay L. Schottenstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget and Allocation For Did Not Vote Management of Income 3 Elect Fiscal Council Members For Did Not Vote Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Did Not Vote Management Management 2 Authorize Capitalization of Reserves For Did Not Vote Management 3 Amend Articles For Did Not Vote Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Elect Fiscal Council Members For Did Not Vote Management 4 Approve Remuneration of Fiscal Council For Did Not Vote Management Members 5 Elect CEO as Director For Did Not Vote Management 6 Approve Remuneration of Company's For Did Not Vote Management Management -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Boulet For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director Richard A. Gephardt For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Gregory J. McCray For For Management 1.6 Elect Director C. G. Melville, Jr. For For Management 1.7 Elect Director Fred R. Nichols For For Management 1.8 Elect Director William A. Owens For For Management 1.9 Elect Director Harvey P. Perry For For Management 1.10 Elect Director Glen F. Post, III For For Management 1.11 Elect Director Michael J. Roberts For For Management 1.12 Elect Director Laurie A. Siegel For For Management 1.13 Elect Director Joseph R. Zimmel For For Management 2 Ratify Auditors For For Management 3 Provide Proxy Access Right For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention Against For Shareholder -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: Y14965100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Xi Guohua as Director For For Management 3b Elect Sha Yuejia as Director For For Management 3c Elect Liu Aili as Director For For Management 4a Elect Lo Ka Shui as Director For For Management 4b Elect Paul Chow Man Yiu as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CNP ASSURANCES Ticker: CNP Security ID: F1876N318 Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.77 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Advisory Vote on Compensation of For For Management Jean-Paul Faugere, Chairman of the board 6 Advisory Vote on Compensation of For Against Management Frederic Lavenir, CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Article 16.1 of Bylaws Re: For For Management Directors' Length of Mandate 9 Amend Article 25 of Bylaws Re: For Against Management Censors' Length of Mandate 10 Ratify Appointment of Odile For Against Management Renaud-Basso as Director 11 Ratify Appointment of Rose-Marie Van For For Management Leberghe as Director 12 Ratify Appointment of Olivier Mareuse For Against Management as Director 13 Reelect Olivier Mareuse as Director For Against Management 14 Ratify Appointment of Remy Weber as For Against Management Director 15 Reelect Remy Weber as Director For Against Management 16 Reelect Jean-Yves Forel as Director For Against Management 17 Reelect Francois Perol as Director For Against Management 18 Reelect Franck Silvent as Director For Against Management 19 Reelect Philippe Wahl as Director For Against Management 20 Renew Appointment of Pierre Garcin as For Against Management Censor 21 Appoint Jean-Louis Davet as Censor For Against Management 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors and Appoint Chairman For For Management for Two-Year Term 5 Elect Fiscal Council Members for For For Management One-Year Term 6 Approve Remuneration of Company's For For Management Management 1 Authorize Capitalization of Reserves For For Management 2 Approve Increase in Authorized Capital For For Management -------------------------------------------------------------------------------- EBRO FOODS S.A Ticker: EBRO Security ID: E38028135 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: MAY 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Appoint Auditors For For Management 5 Advisory Vote on Remuneration Policy For For Management Report 6 Authorize Donations to Fundacion Ebro For For Management Foods 7.1 Ratify Appointment of and Elect For Against Management Empresas Comerciales e Industriales Valencianas SL as Director 7.2 Reelect Antonio Hernandez Callejas as For Against Management Director 7.3 Reelect Demetrio Carceller Arce as For Against Management Director 7.4 Reelect Alimentos y Aceites SA as For Against Management Director 7.5 Reelect Fernando Castello Clemente as For Against Management Director 7.6 Reelect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7.7 Reelect Sol Daurella Comadran as For For Management Director 7.8 Reelect Hispafoods Invest SL as For Against Management Director 7.9 Reelect Instituto Hispanico del Arroz For Against Management SA as Director 7.10 Reelect Jose Nieto de la Cierva as For Against Management Director 7.11 Reelect Rudolf-August Oetker as For Against Management Director 7.12 Reelect Eugenio Ruiz-Galvez Priego as For Against Management Director 7.13 Reelect Jose Antonio Segurado Garcia For For Management as Director 7.14 Fix Number of Directors at 13 For Against Management 8.1 Allow Director Alimentos y Aceites SA For For Management to Be Involved in Other Companies 8.2 Allow Director Instituto Hispanico del For For Management Arroz to Be Involved in Other Companies 8.3 Allow Director Antonio Hernandez For For Management Callejas to Be Involved in Other Companies 8.4 Allow Director Rudolf-August Oetker to For For Management Be Involved in Other Companies 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share A Approve Dividends of EUR 0.80 per Against Against Shareholder Share and Loyalty Dividends of EUR 0. 88 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Advisory Vote on Compensation of Henri For For Management Proglio, Chairman And CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 9 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 10 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million 11 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 13 Authorize Capital Increase of Up to For For Management EUR 45 Million for Future Exchange Offers 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Amend Article 10 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 18 Authorize Filing of Required For For Management Documents/Other Formalities 19 Ratify Appointment of Colette Lewiner For Against Management as Director -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Erroll B. Davis, Jr. For For Management 1d Elect Director Stephen J. Girsky For For Management 1e Elect Director E. Neville Isdell For For Management 1f Elect Director Kathryn V. Marinello For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management 7 Provide for Cumulative Voting Against For Shareholder 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: Y2930P108 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Financial Budget Proposal for For For Management 2014 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 8a Elect Li Wenxin as Director For For Management 8b Elect Shen Yi as Director For For Management 8c Elect Luo Qing as Director For Against Management 8d Elect Sun Jing as Director For For Management 8e Elect Yu Zhiming as Director For For Management 8f Elect Huang Xin as Director For For Management 9a Elect Chen Song as Director For For Management 9b Elect Jia Jianmin as Director For For Management 9c Elect Wang Yunting as Director For For Management 10a Elect Liu Mengshu as Shareholder For For Management Representative Supervisor 10b Elect Chen Shaohong as Shareholder For For Management Representative Supervisor 10c Elect Shen Jiancong as Shareholder For For Management Representative Supervisor 10d Elect Li Zhiming as Shareholder For For Management Representative Supervisor 11 Approve Remuneration and Allowances of For For Management Directors 12 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors For Did Not Vote Management 4 Elect Directors For Did Not Vote Management 5 Elect Fiscal Council Members For Did Not Vote Management 6 Approve Remuneration of Company's For Did Not Vote Management Management 7 Approve Remuneration of Fiscal Council For Did Not Vote Management Members -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phantom Option Plan For Did Not Vote Management 2 Amend Variable Remuneration of For Did Not Vote Management Company's Management for Fiscal Year 2013 -------------------------------------------------------------------------------- MTN GROUP LTD Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Koosum Kalyan as Director For For Management 2 Re-elect Johnson Njeke as Director For For Management 3 Re-elect Jeff van Rooyen as Director For For Management 4 Re-elect Jan Strydom as Director For Against Management 5 Re-elect Alan van Biljon as Director For For Management 6 Elect Phuthuma Nhleko as Director For Against Management 7 Elect Brett Goschen as Director For For Management 8 Re-elect Alan van Biljon as Member of For For Management the Audit Committee 9 Re-elect Jeff van Rooyen as Member of For For Management the Audit Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit Committee 11 Re-elect Johnson Njeke as Member of For For Management the Audit Committee 12 Reappoint PricewaterhouseCoopers Inc For For Management and SizweNtsalubaGobodo Inc as Joint Auditors of the Company 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Philosophy For For Management 15 Approve Increase in Non-executive For For Management Directors' Remuneration 16 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital 17 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers and Other Persons Participating in Share or Other Employee Incentive Schemes 18 Authorise Specific Repurchase of For For Management Treasury Shares from Mobile Telephone Networks Holdings Propriety Limited -------------------------------------------------------------------------------- PETROFAC LTD Ticker: PFC Security ID: G7052T101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Remuneration Report For For Management 5 Elect Kathleen Hogenson as Director For For Management 6 Re-elect Norman Murray as Director For For Management 7 Re-elect Thomas Thune Andersen as For For Management Director 8 Re-elect Stefano Cao as Director For For Management 9 Re-elect Roxanne Decyk as Director For For Management 10 Re-elect Rene Medori as Director For For Management 11 Re-elect Rijnhard van Tets as Director For For Management 12 Re-elect Ayman Asfari as Director For For Management 13 Re-elect Marwan Chedid as Director For For Management 14 Re-elect Tim Weller as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Share Plan For For Management 23 Approve Share Incentive Plan For For Management -------------------------------------------------------------------------------- PROSAFE SE Ticker: PRS Security ID: M8175T104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Meeting Notice and Agenda For For Management 3 Accept Board Report For For Management 4 Accept Financial Statements For For Management 5 Accept Audit Report For For Management 6a Elect RonnyJohan Langeland as Director For For Management 6b Elect Christian Brinch as Director For For Management 6c Elect Nancy Ch. Erotokritou as Director For For Management 6d Elect Tasos Ziziros as Director For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration of Nomination For For Management Committee Members 9 Ratify Auditors For For Management 10 Approve Remuneration of External For For Management Auditors 11 Authorize Share Repurchase Program For For Management 12a Authorize Share Capital Increase For For Management 12b Eliminate Preemptive Rights For For Management 13 Authorize Share Capital Increase For For Management without Preemptive Rights -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG Ticker: PSM Security ID: D6216S143 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.47 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6a Elect Lawrence Aidem to the For For Management Supervisory Board 6b Elect Antoinette Aris to the For For Management Supervisory Board 6c Elect Werner Brandt to the Supervisory For For Management Board 6d Elect Adam Cahan to the Supervisory For For Management Board 6e Elect Stefan Dziarski to the For For Management Supervisory Board 6f Elect Philipp Freise to the For For Management Supervisory Board 6g Elect Marion Helmes to the Supervisory For For Management Board 6h Elect Erik Huggers to the Supervisory For For Management Board 6i Elect Harald Wiedmann to the For For Management Supervisory Board 7 Amend Articles Re: Remuneration of For For Management Supervisory Board 8 Approve Creation of EUR 65 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9.1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 9.2 Approve Creation of EUR 43 Million For For Management Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Notification of For For Management Significant Shareholdings 11.1 Amend Affiliation Agreements with For For Management Subsidiaries 11.2 Amend Affiliation Agreements with For For Management Subsidiaries 11.3 Amend Affiliation Agreements with For For Management Subsidiaries 11.4 Amend Affiliation Agreements with For For Management Subsidiaries 11.5 Amend Affiliation Agreements with For For Management Subsidiaries 11.6 Amend Affiliation Agreements with For For Management Subsidiaries 11.7 Amend Affiliation Agreements with For For Management Subsidiaries 11.8 Amend Affiliation Agreements with For For Management Subsidiaries 11.9 Amend Affiliation Agreements with For For Management Subsidiaries 11.10 Amend Affiliation Agreements with For For Management Subsidiaries 11.11 Amend Affiliation Agreements with For For Management Subsidiaries 11.12 Amend Affiliation Agreements with For For Management Subsidiaries 11.13 Amend Affiliation Agreements with For For Management Subsidiaries 11.14 Amend Affiliation Agreements with For For Management Subsidiaries 11.15 Amend Affiliation Agreements with For For Management Subsidiaries 11.16 Amend Affiliation Agreements with For For Management Subsidiaries 11.17 Amend Affiliation Agreements with For For Management Subsidiaries 11.18 Amend Affiliation Agreements with For For Management Subsidiaries 11.19 Amend Affiliation Agreements with For For Management Subsidiaries 11.20 Amend Affiliation Agreements with For For Management Subsidiaries 11.21 Amend Affiliation Agreements with For For Management Subsidiaries -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SOCIETA INIZIATIVE AUTOSTRADALI E SERVIZI SPA (SIAS) Ticker: SIS Security ID: T86587101 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Remuneration Report For For Management 3.1 Fix Number of Directors For For Management 3.2 Fix Board Terms for Directors For For Management 3.3.1 Slate Submitted by Astm SpA None Did Not Vote Shareholder 3.3.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 3.4 Elect Board Chairman For For Management 3.5 Approve Remuneration of Directors For For Management 4.1.1 Slate Submitted by Astm SpA None Against Shareholder 4.1.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 4.1 Approve Internal Auditors' Remuneration For For Management -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Justin King For For Management 1d Elect Director Carol Meyrowitz For For Management 1e Elect Director Rowland T. Moriarty For For Management 1f Elect Director Robert C. Nakasone For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Vijay Vishwanath For For Management 1k Elect Director Paul F. Walsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- SUBSEA 7 S.A. Ticker: SUBC Security ID: L8882U106 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of NOK 3.60 per Common Share 5 Approve Discharge of Directors For For Management 6 Appoint Ernst & Young as Auditor For For Management 7 Reelect Kristian Siem as Director For For Management 8 Reelect Peter Mason as Senior For For Management Independent Director 9 Reelect Eystein Eriksrud as Director For For Management 10 Reelect Jean Cahuzac as Director For For Management 11 Reelect Robert Long as Independent For For Management Director -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Henrique De Castro For For Management 1e Elect Director James A. Johnson For For Management 1f Elect Director Mary E. Minnick For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director Derica W. Rice For For Management 1i Elect Director Kenneth L. Salazar For For Management 1j Elect Director John G. Stumpf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Perquisites Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Cease Discrimination in Hiring, Vendor Against Against Shareholder Contracts, or Customer Relations -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TRONOX LIMITED Ticker: TROX Security ID: Q9235V101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Casey For For Management 1.2 Elect Director Andrew P. Hines For For Management 1.3 Elect Director Wayne A. Hinman For For Management 1.4 Elect Director Peter Johnston For For Management 1.5 Elect Director Ilan Kaufthal For For Management 1.6 Elect Director Jeffry N. Quinn For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LTD. Ticker: 01052 Security ID: G9880L102 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Zhu Chunxiu as Director For For Management 3b Elect Liang Youpan as Director For For Management 3c Elect He Baiqing as Director For For Management 3d Elect Cheung Doi Shu as Director For Against Management 3e Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept the Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Approve Fianancial Accounts and For For Management Financial Budget of the Company for Year 2014 6 Reappoint Deloitte Touche Tohmatsu as For For Management Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration ==================== PIMCO Dividend and Income Builder Fund ==================== AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2013 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Remuneration Report None None Management 3.3 Adopt Financial Statements For For Management 4 Approve Dividends of EUR 0.22 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Elect Robert W. Dineen to Supervisory For For Management Board 8 Elect Corien M. Wortmann-Kool to For For Management Supervisory Board 9 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9 11 Authorize Board to Issue Shares Up To For For Management 1 Percent of Issued Capital Under Incentive Plans 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- AMC ENTERTAINMENT HOLDINGS, INC. Ticker: AMC Security ID: 00165C104 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Saich For For Management 1.2 Elect Director Jian Wang For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Jesselson For For Management 1.2 Elect Director Roger S. Markfield For For Management 1.3 Elect Director Jay L. Schottenstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 06, 2013 Meeting Type: Annual Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elliot Stein, Jr. For For Management 1.2 Elect Director Bradley J. Wechsler For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 06, 2013 Meeting Type: Special Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: JUL 25, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Board Size For For Management 2 Elect Director For Against Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget and Allocation For For Management of Income 3 Elect Fiscal Council Members For For Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles For For Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Elect Fiscal Council Members For For Management Representing Minority Shareholders 3 Elect Director Representing Minority For For Management Shareholders 4 Elect Director Representing Finance For Against Management Ministry 5 Elect Director Representing Banco do For Against Management Brasil S.A. 6 Elect Fiscal Council Member For For Management Representing Finance Ministry -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Fiscal Council For For Management Members 5 Elect CEO as Director For Against Management 6 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Michael Rake as Director For For Management 5 Re-elect Ian Livingston as Director For For Management 6 Re-elect Tony Chanmugam as Director For For Management 7 Re-elect Gavin Patterson as Director For For Management 8 Re-elect Tony Ball as Director For For Management 9 Re-elect Patricia Hewitt as Director For For Management 10 Re-elect Phil Hodkinson as Director For For Management 11 Re-elect Karen Richardson as Director For For Management 12 Re-elect Nick Rose as Director For For Management 13 Re-elect Jasmine Whitbread as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 20 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Boulet For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director Richard A. Gephardt For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Gregory J. McCray For For Management 1.6 Elect Director C. G. Melville, Jr. For For Management 1.7 Elect Director Fred R. Nichols For For Management 1.8 Elect Director William A. Owens For For Management 1.9 Elect Director Harvey P. Perry For For Management 1.10 Elect Director Glen F. Post, III For For Management 1.11 Elect Director Michael J. Roberts For For Management 1.12 Elect Director Laurie A. Siegel For For Management 1.13 Elect Director Joseph R. Zimmel For For Management 2 Ratify Auditors For For Management 3 Provide Proxy Access Right For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention Against For Shareholder -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: Y14965100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Xi Guohua as Director For For Management 3b Elect Sha Yuejia as Director For For Management 3c Elect Liu Aili as Director For For Management 4a Elect Lo Ka Shui as Director For For Management 4b Elect Paul Chow Man Yiu as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director Marc Benioff For For Management 1c Elect Director Gregory Q. Brown For For Management 1d Elect Director M. Michele Burns For For Management 1e Elect Director Michael D. Capellas For For Management 1f Elect Director John T. Chambers For For Management 1g Elect Director Brian L. Halla For For Management 1h Elect Director John L. Hennessy For For Management 1i Elect Director Kristina M. Johnson For For Management 1j Elect Director Roderick C. McGeary For For Management 1k Elect Director Arun Sarin For For Management 1l Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Approve Proxy Advisor Competition Against Against Shareholder -------------------------------------------------------------------------------- CNP ASSURANCES Ticker: CNP Security ID: F1876N318 Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.77 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Advisory Vote on Compensation of For For Management Jean-Paul Faugere, Chairman of the board 6 Advisory Vote on Compensation of For Against Management Frederic Lavenir, CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Article 16.1 of Bylaws Re: For For Management Directors' Length of Mandate 9 Amend Article 25 of Bylaws Re: For Against Management Censors' Length of Mandate 10 Ratify Appointment of Odile For Against Management Renaud-Basso as Director 11 Ratify Appointment of Rose-Marie Van For For Management Leberghe as Director 12 Ratify Appointment of Olivier Mareuse For Against Management as Director 13 Reelect Olivier Mareuse as Director For Against Management 14 Ratify Appointment of Remy Weber as For Against Management Director 15 Reelect Remy Weber as Director For Against Management 16 Reelect Jean-Yves Forel as Director For Against Management 17 Reelect Francois Perol as Director For Against Management 18 Reelect Franck Silvent as Director For Against Management 19 Reelect Philippe Wahl as Director For Against Management 20 Renew Appointment of Pierre Garcin as For Against Management Censor 21 Appoint Jean-Louis Davet as Censor For Against Management 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COLONY FINANCIAL, INC. Ticker: CLNY Security ID: 19624R106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Richard B. Saltzman For For Management 1.3 Elect Director George G. C. Parker For For Management 1.4 Elect Director John A. Somers For For Management 1.5 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors and Appoint Chairman For For Management for Two-Year Term 5 Elect Fiscal Council Members for For For Management One-Year Term 6 Approve Remuneration of Company's For For Management Management 1 Authorize Capitalization of Reserves For For Management 2 Approve Increase in Authorized Capital For For Management -------------------------------------------------------------------------------- EBRO FOODS S.A Ticker: EBRO Security ID: E38028135 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: MAY 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Appoint Auditors For For Management 5 Advisory Vote on Remuneration Policy For For Management Report 6 Authorize Donations to Fundacion Ebro For For Management Foods 7.1 Ratify Appointment of and Elect For Against Management Empresas Comerciales e Industriales Valencianas SL as Director 7.2 Reelect Antonio Hernandez Callejas as For Against Management Director 7.3 Reelect Demetrio Carceller Arce as For Against Management Director 7.4 Reelect Alimentos y Aceites SA as For Against Management Director 7.5 Reelect Fernando Castello Clemente as For Against Management Director 7.6 Reelect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7.7 Reelect Sol Daurella Comadran as For For Management Director 7.8 Reelect Hispafoods Invest SL as For Against Management Director 7.9 Reelect Instituto Hispanico del Arroz For Against Management SA as Director 7.10 Reelect Jose Nieto de la Cierva as For Against Management Director 7.11 Reelect Rudolf-August Oetker as For Against Management Director 7.12 Reelect Eugenio Ruiz-Galvez Priego as For Against Management Director 7.13 Reelect Jose Antonio Segurado Garcia For For Management as Director 7.14 Fix Number of Directors at 13 For Against Management 8.1 Allow Director Alimentos y Aceites SA For For Management to Be Involved in Other Companies 8.2 Allow Director Instituto Hispanico del For For Management Arroz to Be Involved in Other Companies 8.3 Allow Director Antonio Hernandez For For Management Callejas to Be Involved in Other Companies 8.4 Allow Director Rudolf-August Oetker to For For Management Be Involved in Other Companies 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share A Approve Dividends of EUR 0.80 per Against Against Shareholder Share and Loyalty Dividends of EUR 0. 88 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Advisory Vote on Compensation of Henri For For Management Proglio, Chairman And CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 9 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 10 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million 11 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 13 Authorize Capital Increase of Up to For For Management EUR 45 Million for Future Exchange Offers 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Amend Article 10 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 18 Authorize Filing of Required For For Management Documents/Other Formalities 19 Ratify Appointment of Colette Lewiner For Against Management as Director -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX B Security ID: W24713120 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 11 Amend Articles Re: Number of Auditors, For Against Management Auditor Term 12 Determine Number of Members (9) and For For Management Deputy Members of Board (0) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1.8 Million for Chairman, SEK 625,000 for Vice Chairman, and SEK 540,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14 Reelect Lorna Davis, Hasse Johansson, For For Management Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Ballegaard Sorensen as Directors; Elect Petra Hedengran as New Director 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve 2014 Share-Related Long Term For Against Management Incentive Plan 18a Authorize Share Repurchase Program For For Management 18b Authorize Reissuance of Repurchased For For Management Class B Shares in Connection to Company Acquisitions 19 Close Meeting None None Management -------------------------------------------------------------------------------- ENAGAS S.A. Ticker: ENG Security ID: E41759106 Meeting Date: MAR 24, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte SL as For For Management Auditor 5.1 Reelect Antonio Llarden Carratala as For For Management Director 5.2 Reelect Marcelino Oreja Arburua as For For Management Director 5.3 Elect Ana Palacio Vallelersundi as For For Management Director 5.4 Elect Isabel Tocino Biscarolasaga as For For Management Director 5.5 Elect Antonio Hernandez Mancha as For For Management Director 5.6 Elect Gonzalo Solana Gonzalez as For For Management Director 5.7 Elect Luis Valero Artola as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Advisory Vote on Remuneration Policy For For Management Report 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas DiPaolo For For Management 1b Elect Director Matthew M. McKenna For For Management 1c Elect Director Steven Oakland For For Management 1d Elect Director Cheryl Nido Turpin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Erroll B. Davis, Jr. For For Management 1d Elect Director Stephen J. Girsky For For Management 1e Elect Director E. Neville Isdell For For Management 1f Elect Director Kathryn V. Marinello For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management 7 Provide for Cumulative Voting Against For Shareholder 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GOLAR LNG PARTNERS L.P. Ticker: GMLP Security ID: Y2745C102 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bart Veldhuizen as Director For For Management -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: Y2930P108 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Comprehensive For For Management Services Agreement and Related Transactions -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: Y2930P108 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Financial Budget Proposal for For For Management 2014 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 8a Elect Li Wenxin as Director For For Management 8b Elect Shen Yi as Director For For Management 8c Elect Luo Qing as Director For Against Management 8d Elect Sun Jing as Director For For Management 8e Elect Yu Zhiming as Director For For Management 8f Elect Huang Xin as Director For For Management 9a Elect Chen Song as Director For For Management 9b Elect Jia Jianmin as Director For For Management 9c Elect Wang Yunting as Director For For Management 10a Elect Liu Mengshu as Shareholder For For Management Representative Supervisor 10b Elect Chen Shaohong as Shareholder For For Management Representative Supervisor 10c Elect Shen Jiancong as Shareholder For For Management Representative Supervisor 10d Elect Li Zhiming as Shareholder For For Management Representative Supervisor 11 Approve Remuneration and Allowances of For For Management Directors 12 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas Y. Bech For For Management 1b Elect Director Leldon E. Echols For For Management 1c Elect Director R. Kevin Hardage For For Management 1d Elect Director Michael C. Jennings For For Management 1e Elect Director Robert J. Kostelnik For For Management 1f Elect Director James H. Lee For For Management 1g Elect Director Franklin Myers For For Management 1h Elect Director Michael E. Rose For For Management 1i Elect Director Tommy A. Valenta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Quantitative GHG Goals for Against Abstain Shareholder Products and Operations -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD Ticker: IPL Security ID: S38127122 Meeting Date: OCT 21, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation to For For Management Revise the Conversion Profile of the Deferred Ordinary Shares 1 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD Ticker: IPL Security ID: S38127122 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2013 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with AF Mackie as the Designated Partner 3.1 Re-elect Michael Leeming as Member of For For Management the Audit Committee 3.2 Re-elect Phumzile Langeni as Member of For For Management the Audit Committee 3.3 Re-elect Roderick Sparks as Member of For For Management the Audit Committee 3.4 Re-elect Younaid Waja as Member of the For For Management Audit Committee 4.1 Re-elect Osman Arbee as Director For For Management 4.2 Re-elect Hubert Brody as Director For For Management 4.3 Re-elect Manuel de Canha as Director For For Management 4.4 Re-elect Tak Hiemstra as Director For For Management 4.5 Re-elect Gerhard Riemann as Director For For Management 4.6 Re-elect Marius Swanepoel as Director For For Management 5 Approve Remuneration Policy For For Management 6.1 Approve Remuneration of Chairman For For Management 6.2 Approve Remuneration of Deputy Chairman For For Management 6.3 Approve Remuneration of Board Member For For Management 6.4 Approve Remuneration of Assets and For For Management Liabilities Committee Chairman 6.5 Approve Remuneration of Assets and For For Management Liabilities Committee Member 6.6 Approve Remuneration of Audit For For Management Committee Chairman 6.7 Approve Remuneration of Audit For For Management Committee Member 6.8 Approve Remuneration of Risk Committee For For Management Chairman 6.9 Approve Remuneration of Risk Committee For For Management Member 6.10 Approve Remuneration of Remuneration For For Management and Nomination Committee Chairman 6.11 Approve Remuneration of Remuneration For For Management and Nomination Committee Member 6.12 Approve Remuneration of Social, Ethics For For Management and Sustainability Committee Chairman 6.13 Approve Remuneration of Social, Ethics For For Management and Sustainability Committee Member 7 Authorise Repurchase of Up to 20 For For Management Percent of Issued Share Capital 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 10 Place Authorised but Unissued For For Management Non-Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors 11 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC Ticker: IMT Security ID: G4721W102 Meeting Date: FEB 05, 2014 Meeting Type: Annual Record Date: FEB 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Dr Ken Burnett as Director For For Management 6 Re-elect Alison Cooper as Director For For Management 7 Re-elect David Haines as Director For For Management 8 Re-elect Michael Herlihy as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect Matthew Phillips as Director For For Management 11 Elect Oliver Tant as Director For For Management 12 Re-elect Mark Williamson as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D101 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Kim Wahl as Director For For Management 7 Elect Lindsey McMurray as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Peter Gibbs as Director For For Management 10 Re-elect Kevin Parry as Director For For Management 11 Re-elect Christophe Evain as Director For For Management 12 Re-elect Philip Keller as Director For For Management 13 Re-elect Benoit Durteste as Director For For Management 14 Authorise Issue of Equity with For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For Against Management 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Carrabba For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director William G. Gisel, Jr. For For Management 1.8 Elect Director Richard J. Hipple For For Management 1.9 Elect Director Kristen L. Manos For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Demos Parneros For For Management 1.12 Elect Director Barbara R. Snyder For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Steven A. Burd For For Management 1c Elect Director Dale E. Jones For For Management 1d Elect Director Kevin Mansell For For Management 1e Elect Director John E. Schlifske For For Management 1f Elect Director Frank V. Sica For For Management 1g Elect Director Peter M. Sommerhauser For For Management 1h Elect Director Stephanie A. Streeter For For Management 1i Elect Director Nina G. Vaca For For Management 1j Elect Director Stephen E. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against For Shareholder 5 Report on Data Used to Make Against Against Shareholder Environmental Goals and Costs and Benefits of Sustainability Program -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: JAN 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2013 2.1 Re-elect Fran du Plessis as Director For For Management 2.2 Re-elect Joel Netshitenzhe as Director For For Management 2.3 Elect Marian Jacobs as Director For For Management 2.4 Elect Royden Vice as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with FJ Lombard as the Designated Audit Partner 4.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 4.2 Elect Fran du Plessis as Member of the For For Management Audit Committee 4.3 Re-elect Louisa Mojela as Member of For For Management the Audit Committee 4.4 Elect Royden Vice as Member of the For For Management Audit Committee 5 Approve Remuneration Policy For Against Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Place Authorised but Unissued Shares For Against Management Under Control of Directors 8 Authorise Board to Ratify and Execute For For Management Approved Resolutions 9 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 10 Approve Remuneration of Non-Executive For For Management Directors 11 Approve Financial Assistance to For For Management Related and Inter-related Companies 12 Adopt New Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors For Against Management 5 Elect Fiscal Council Members For For Management 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phantom Option Plan For Against Management 2 Amend Variable Remuneration of For Against Management Company's Management for Fiscal Year 2013 -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven A. Davis For For Management 1b Elect Director Gary R. Heminger For For Management 1c Elect Director John W. Snow For For Management 1d Elect Director John P. Surma For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2013 Meeting Type: Annual Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Patrick Bousquet-Chavanne as For For Management Director 5 Elect Andy Halford as Director For For Management 6 Elect Steve Rowe as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Marc Bolland as Director For For Management 9 Re-elect Miranda Curtis as Director For For Management 10 Re-elect John Dixon as Director For For Management 11 Re-elect Martha Lane Fox as Director For For Management 12 Re-elect Steven Holliday as Director For For Management 13 Re-elect Jan du Plessis as Director For For Management 14 Re-elect Alan Stewart as Director For For Management 15 Re-elect Robert Swannell as Director For For Management 16 Re-elect Laura Wade-Gery as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 22, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Anderson For For Management 1.2 Elect Director Scott C. Donnelly For For Management 1.3 Elect Director Victor J. Dzau For For Management 1.4 Elect Director Omar Ishrak For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Michael O. Leavitt For For Management 1.7 Elect Director James T. Lenehan For For Management 1.8 Elect Director Denise M. O'Leary For For Management 1.9 Elect Director Kendall J. Powell For For Management 1.10 Elect Director Robert C. Pozen For For Management 1.11 Elect Director Preetha Reddy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Reduce Supermajority Vote Requirement For For Management for Establishing Range For Board Size 7 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 8 Reduce Supermajority Vote Requirement For For Management for Amendment of Articles 9 Rescind Fair Price Provision For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director Dina Dublon For For Management 3 Elect Director William H. Gates For For Management 4 Elect Director Maria M. Klawe For For Management 5 Elect Director Stephen J. Luczo For For Management 6 Elect Director David F. Marquardt For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Helmut Panke For For Management 9 Elect Director John W. Thompson For For Management 10 Amend Executive Incentive Bonus Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management -------------------------------------------------------------------------------- MTN GROUP LTD Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Koosum Kalyan as Director For For Management 2 Re-elect Johnson Njeke as Director For For Management 3 Re-elect Jeff van Rooyen as Director For For Management 4 Re-elect Jan Strydom as Director For Against Management 5 Re-elect Alan van Biljon as Director For For Management 6 Elect Phuthuma Nhleko as Director For Against Management 7 Elect Brett Goschen as Director For For Management 8 Re-elect Alan van Biljon as Member of For For Management the Audit Committee 9 Re-elect Jeff van Rooyen as Member of For For Management the Audit Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit Committee 11 Re-elect Johnson Njeke as Member of For For Management the Audit Committee 12 Reappoint PricewaterhouseCoopers Inc For For Management and SizweNtsalubaGobodo Inc as Joint Auditors of the Company 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Philosophy For For Management 15 Approve Increase in Non-executive For For Management Directors' Remuneration 16 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital 17 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers and Other Persons Participating in Share or Other Employee Incentive Schemes 18 Authorise Specific Repurchase of For For Management Treasury Shares from Mobile Telephone Networks Holdings Propriety Limited -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Miura, Satoshi For For Management 2.2 Elect Director Unoura, Hiroo For For Management 2.3 Elect Director Shinohara, Hiromichi For For Management 2.4 Elect Director Sawada, Jun For For Management 2.5 Elect Director Kobayashi, Mitsuyoshi For For Management 2.6 Elect Director Shimada, Akira For For Management 2.7 Elect Director Tsujigami, Hiroshi For For Management 2.8 Elect Director Okuno, Tsunehisa For For Management 2.9 Elect Director Kuriyama, Hiroki For For Management 2.10 Elect Director Shirai, Katsuhiko For For Management 2.11 Elect Director Sakakibara, Sadayuki For For Management 3.1 Appoint Statutory Auditor Ide, Akiko For For Management 3.2 Appoint Statutory Auditor Iida, Takashi For For Management -------------------------------------------------------------------------------- PETROFAC LTD Ticker: PFC Security ID: G7052T101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Remuneration Report For For Management 5 Elect Kathleen Hogenson as Director For For Management 6 Re-elect Norman Murray as Director For For Management 7 Re-elect Thomas Thune Andersen as For For Management Director 8 Re-elect Stefano Cao as Director For For Management 9 Re-elect Roxanne Decyk as Director For For Management 10 Re-elect Rene Medori as Director For For Management 11 Re-elect Rijnhard van Tets as Director For For Management 12 Re-elect Ayman Asfari as Director For For Management 13 Re-elect Marwan Chedid as Director For For Management 14 Re-elect Tim Weller as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Share Plan For For Management 23 Approve Share Incentive Plan For For Management -------------------------------------------------------------------------------- PROSAFE SE Ticker: PRS Security ID: M8175T104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Meeting Notice and Agenda For For Management 3 Accept Board Report For For Management 4 Accept Financial Statements For For Management 5 Accept Audit Report For For Management 6a Elect RonnyJohan Langeland as Director For For Management 6b Elect Christian Brinch as Director For For Management 6c Elect Nancy Ch. Erotokritou as Director For For Management 6d Elect Tasos Ziziros as Director For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration of Nomination For For Management Committee Members 9 Ratify Auditors For For Management 10 Approve Remuneration of External For For Management Auditors 11 Authorize Share Repurchase Program For For Management 12a Authorize Share Capital Increase For For Management 12b Eliminate Preemptive Rights For For Management 13 Authorize Share Capital Increase For For Management without Preemptive Rights -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG Ticker: PSM Security ID: D6216S143 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.47 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6a Elect Lawrence Aidem to the For For Management Supervisory Board 6b Elect Antoinette Aris to the For For Management Supervisory Board 6c Elect Werner Brandt to the Supervisory For For Management Board 6d Elect Adam Cahan to the Supervisory For For Management Board 6e Elect Stefan Dziarski to the For For Management Supervisory Board 6f Elect Philipp Freise to the For For Management Supervisory Board 6g Elect Marion Helmes to the Supervisory For For Management Board 6h Elect Erik Huggers to the Supervisory For For Management Board 6i Elect Harald Wiedmann to the For For Management Supervisory Board 7 Amend Articles Re: Remuneration of For For Management Supervisory Board 8 Approve Creation of EUR 65 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9.1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 9.2 Approve Creation of EUR 43 Million For For Management Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Notification of For For Management Significant Shareholdings 11.1 Amend Affiliation Agreements with For For Management Subsidiaries 11.2 Amend Affiliation Agreements with For For Management Subsidiaries 11.3 Amend Affiliation Agreements with For For Management Subsidiaries 11.4 Amend Affiliation Agreements with For For Management Subsidiaries 11.5 Amend Affiliation Agreements with For For Management Subsidiaries 11.6 Amend Affiliation Agreements with For For Management Subsidiaries 11.7 Amend Affiliation Agreements with For For Management Subsidiaries 11.8 Amend Affiliation Agreements with For For Management Subsidiaries 11.9 Amend Affiliation Agreements with For For Management Subsidiaries 11.10 Amend Affiliation Agreements with For For Management Subsidiaries 11.11 Amend Affiliation Agreements with For For Management Subsidiaries 11.12 Amend Affiliation Agreements with For For Management Subsidiaries 11.13 Amend Affiliation Agreements with For For Management Subsidiaries 11.14 Amend Affiliation Agreements with For For Management Subsidiaries 11.15 Amend Affiliation Agreements with For For Management Subsidiaries 11.16 Amend Affiliation Agreements with For For Management Subsidiaries 11.17 Amend Affiliation Agreements with For For Management Subsidiaries 11.18 Amend Affiliation Agreements with For For Management Subsidiaries 11.19 Amend Affiliation Agreements with For For Management Subsidiaries 11.20 Amend Affiliation Agreements with For For Management Subsidiaries 11.21 Amend Affiliation Agreements with For For Management Subsidiaries -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Gilbert F. Casellas For For Management 1.4 Elect Director James G. Cullen For For Management 1.5 Elect Director Mark B. Grier For For Management 1.6 Elect Director Constance J. Horner For For Management 1.7 Elect Director Martina Hund-Mejean For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Christine A. Poon For For Management 1.10 Elect Director Douglas A. Scovanner For For Management 1.11 Elect Director John R. Strangfeld For For Management 1.12 Elect Director James A. Unruh For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Donald G. Cruickshank For For Management 1c Elect Director Raymond V. Dittamore For For Management 1d Elect Director Susan Hockfield For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Paul E. Jacobs For For Management 1g Elect Director Sherry Lansing For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director Duane A. Nelles For For Management 1j Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1k Elect Director Francisco Ros For For Management 1l Elect Director Jonathan J. Rubinstein For For Management 1m Elect Director Brent Scowcroft For For Management 1n Elect Director Marc I. Stern For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SMARTONE TELECOMMUNICATIONS HOLDINGS LTD. Ticker: 00315 Security ID: G8219Z105 Meeting Date: NOV 01, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend with Scrip For For Management Option 3a1 Elect Kwok Ping-luen, Raymond as For For Management Director 3a2 Elect Chan Kai-lung, Patrick as For For Management Director 3a3 Elect John Anthony Miller as Director For For Management 3a4 Elect Li Ka-cheung, Eric as Director For Against Management 3a5 Elect Ip Yeung See-ming, Christine as For For Management Director 3b Authorize Board to Fix Directors' Fees For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Bye-laws For For Management -------------------------------------------------------------------------------- SOCIETA INIZIATIVE AUTOSTRADALI E SERVIZI SPA (SIAS) Ticker: SIS Security ID: T86587101 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Remuneration Report For For Management 3.1 Fix Number of Directors For For Management 3.2 Fix Board Terms for Directors For For Management 3.3.1 Slate Submitted by Astm SpA None Did Not Vote Shareholder 3.3.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 3.4 Elect Board Chairman For For Management 3.5 Approve Remuneration of Directors For For Management 4.1.1 Slate Submitted by Astm SpA None Against Shareholder 4.1.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 4.1 Approve Internal Auditors' Remuneration For For Management -------------------------------------------------------------------------------- SOLAR CAPITAL LTD. Ticker: SLRC Security ID: 83413U100 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Spohler For For Management 1.2 Elect Director Steven Hochberg For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- SOLAR SENIOR CAPITAL LTD. Ticker: SUNS Security ID: 83416M105 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Gross For For Management 1.2 Elect Director Leonard A. Potter For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Justin King For For Management 1d Elect Director Carol Meyrowitz For For Management 1e Elect Director Rowland T. Moriarty For For Management 1f Elect Director Robert C. Nakasone For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Vijay Vishwanath For For Management 1k Elect Director Paul F. Walsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- SUBSEA 7 S.A. Ticker: SUBC Security ID: L8882U106 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of NOK 3.60 per Common Share 5 Approve Discharge of Directors For For Management 6 Appoint Ernst & Young as Auditor For For Management 7 Reelect Kristian Siem as Director For For Management 8 Reelect Peter Mason as Senior For For Management Independent Director 9 Reelect Eystein Eriksrud as Director For For Management 10 Reelect Jean Cahuzac as Director For For Management 11 Reelect Robert Long as Independent For For Management Director -------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY Ticker: SEV Security ID: F4984P118 Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.65 per Share 4 Elect Ines Kolmsee as Director For For Management 5 Reelect Gilles Benoist as Director For For Management 6 Reelect Alain Chaigneau as Director For For Management 7 Reelect Penelope Chalmers Small as For For Management Director 8 Reelect Guillaume Pepy as Director For For Management 9 Reelect Jerome Tolot as Director For For Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Renew Appointment of Mazars as Auditor For For Management 12 Renew Appointment of CBA as Alternate For For Management Auditor 13 Approve Auditors' Special Report on For For Management Related-Party Transactions 14 Advisory Vote on Compensation of For For Management Gerard Mestrallet, Chairman 15 Advisory Vote on Compensation of For For Management Jean-Louis Chaussade, CEO 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 11.2 and 17.4 of Bylaws For For Management Re: Age Limit for Chairman and for CEO 18 Amend Article 10 of Bylaws Re: For For Management Appointment of Employee Representatives 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capital Increase of Up to For For Management EUR 204 Million for Future Exchange Offers 26 Approve Issuance of Securities For For Management Convertible into Debt 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Employees 29 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 408 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Henrique De Castro For For Management 1e Elect Director James A. Johnson For For Management 1f Elect Director Mary E. Minnick For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director Derica W. Rice For For Management 1i Elect Director Kenneth L. Salazar For For Management 1j Elect Director John G. Stumpf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Perquisites Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Cease Discrimination in Hiring, Vendor Against Against Shareholder Contracts, or Customer Relations -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Ratify Director Appointment For For Management 9 Ratify External Auditors For For Management 10 Approve Profit Distribution Policy For For Management 11 Receive Information on Remuneration None None Management Policy 12 Receive Information on Charitable None None Management Donations 13 Receive Information on Company None None Management Disclosure Policy 14 Approve Share Repurchase Program For For Management 15 Receive Information on Related Party None None Management Transactions 16 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 17 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 18 Wishes None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TRONOX LIMITED Ticker: TROX Security ID: Q9235V101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Casey For For Management 1.2 Elect Director Andrew P. Hines For For Management 1.3 Elect Director Wayne A. Hinman For For Management 1.4 Elect Director Peter Johnston For For Management 1.5 Elect Director Ilan Kaufthal For For Management 1.6 Elect Director Jeffry N. Quinn For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALGREEN CO. Ticker: WAG Security ID: 931422109 Meeting Date: JAN 08, 2014 Meeting Type: Annual Record Date: NOV 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janice M. Babiak For For Management 1b Elect Director David J. Brailer For For Management 1c Elect Director Steven A. Davis For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Mark P. Frissora For For Management 1f Elect Director Ginger L. Graham For For Management 1g Elect Director Alan G. McNally For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director Alejandro Silva For For Management 1l Elect Director James A. Skinner For For Management 1m Elect Director Gregory D. Wasson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Stock Retention/Holding Period Against For Shareholder 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Cote For For Management 1b Elect Director Henry T. DeNero For For Management 1c Elect Director William L. Kimsey For For Management 1d Elect Director Michael D. Lambert For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Roger H. Moore For For Management 1i Elect Director Thomas E. Pardun For For Management 1j Elect Director Arif Shakeel For For Management 1k Elect Director Akio Yamamoto For For Management 1l Elect Director Masahiro Yamamura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LTD. Ticker: 01052 Security ID: G9880L102 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Zhu Chunxiu as Director For For Management 3b Elect Liang Youpan as Director For For Management 3c Elect He Baiqing as Director For For Management 3d Elect Cheung Doi Shu as Director For Against Management 3e Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: OCT 17, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Declare Interim Dividend For For Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept the Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Approve Fianancial Accounts and For For Management Financial Budget of the Company for Year 2014 6 Reappoint Deloitte Touche Tohmatsu as For For Management Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration ======================= PIMCO Emerging Multi-Asset Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= PIMCO EqS Pathfinder Fund(R) ========================= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda G. Alvarado For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Muhtar Kent For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director Robert J. Ulrich For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Elect Mohamed Azman Yahya as Director For For Management 4 Elect Edmund Sze-Wing Tse as Director For For Management 5 Elect Jack Chak-Kwong So as Director For For Management 6 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rex D. Adams For For Management 1b Elect Director Ian H. Chippendale For For Management 1c Elect Director Weston M. Hicks For For Management 1d Elect Director Jefferson W. Kirby For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald L. Baliles For For Management 1.2 Elect Director Martin J. Barrington For For Management 1.3 Elect Director John T. Casteen, III For For Management 1.4 Elect Director Dinyar S. Devitre For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director Thomas W. Jones For For Management 1.7 Elect Director Debra J. Kelly-Ennis For For Management 1.8 Elect Director W. Leo Kiely, III For For Management 1.9 Elect Director Kathryn B. McQuade For For Management 1.10 Elect Director George Munoz For For Management 1.11 Elect Director Nabil Y. Sakkab For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Inform Poor and Less Educated on Against Against Shareholder Health Consequences of Tobacco 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN CAPITAL AGENCY CORP. Ticker: AGNC Security ID: 02503X105 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Couch For For Management 1.2 Elect Director Morris A. Davis For For Management 1.3 Elect Director Randy E. Dobbs For For Management 1.4 Elect Director Larry K. Harvey For For Management 1.5 Elect Director Prue B. Larocca For For Management 1.6 Elect Director Alvin N. Puryear For For Management 1.7 Elect Director Malon Wilkus For For Management 1.8 Elect Director John R. Erickson For For Management 1.9 Elect Director Samuel A. Flax For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD Ticker: ANG Security ID: 035128206 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2 Elect Richard Duffy as Director For For Management 3 Re-elect Rhidwaan Gasant as Director For For Management 4 Re-elect Sipho Pityana as Director For For Management 5 Re-elect Wiseman Nkuhlu as Member of For For Management the Audit and Risk Committee 6 Re-elect Michael Kirkwood as Member of For For Management the Audit and Risk Committee 7 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 8 Elect Rodney Ruston as Member of the For For Management Audit and Risk Committee 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Approve Remuneration Policy For For Management 11 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 12 Approve Non-executive Directors' For For Management Remuneration for their Service as Directors 13 Approve Non-executive Directors' For For Management Remuneration for Board Committee Meetings 14 Amend Memorandum of Incorporation For For Management 15 Amend Long Term Incentive Plan For For Management 16 Amend Bonus Share Plan For For Management 17 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 18 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 19 Elect David Hodgson as Director For For Management -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Campbell For For Management 1.2 Elect Director Timothy Cook For For Management 1.3 Elect Director Millard Drexler For For Management 1.4 Elect Director Al Gore For For Management 1.5 Elect Director Robert Iger For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Arthur Levinson For For Management 1.8 Elect Director Ronald Sugar For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Amend Articles to Eliminate Board For For Management Blank Check Authority to Issue Preferred Stock 4 Establish a Par Value for Common Stock For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Establish Board Committee on Human Against Against Shareholder Rights 9 Report on Trade Associations and Against Against Shareholder Organizations that Promote Sustainability Practices 10 Advisory Vote to Increase Capital Against Against Shareholder Repurchase Program 11 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- BAKKAFROST P/F Ticker: BAKKA Security ID: K4002E115 Meeting Date: APR 05, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Receive and Approve Board Report For For Management 3 Approve Accounts For For Management 4 Approve Use of Income; Approve For For Management Dividend of DKK 4.50 5 Reelect Johannes Jensen and Virgar For For Management Dahl as Directors, Elect Thor Lonnum as New Director 6 Reelect Runi Hansen as Board Chairman For For Management 7 Approve Board Compensation For For Management 8 Reelect Gunnar i Lida as Chairman of For For Management Nominating Committee; Elect Rogvi Jacobsen as New Committee Member 9 Approve Nominating Committee For For Management Compensation 10 Elect P/f Januar as Auditor For For Management 11 Other Business For For Management -------------------------------------------------------------------------------- BANKNORDIK P/F Ticker: BNORDIK CSE Security ID: K4002E107 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Report None None Management 2 Approve Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation of Income For Did Not Vote Management 4a Fix Number of Directors at Four For Did Not Vote Management 4b1 Reelect Klaus Rasmussen as Director For Did Not Vote Management 4b2 Reelect Jens Christensen as Director For Did Not Vote Management 4b3 Reelect Nils Sorensen as Director For Did Not Vote Management 4b4 Elect Niels Vestermark as Director For Did Not Vote Management 5 RatifyJanuar, Loggilt For Did Not Vote Management grannskodanarvirki P/F, and PricewaterhouseCoopers as Auditors 6 Approve Remuneration of Directors in For Did Not Vote Management the Amounts of DKK 600,000 to the Chairman, DKK 400,000 to the Vice Chairman, and DKK 200,000 to the Other Directors 7a Amend Articles Re: Quorum For Did Not Vote Management 7b Amend Articles Re: Convocation of For Did Not Vote Management Meeting 7c Approve Publication of Annual Report For Did Not Vote Management in English 8 Other Business None None Management -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Maximum Ratio of Fixed to For For Management Variable Remuneration 5 Elect Mike Ashley as Director For For Management 6 Elect Wendy Lucas-Bull as Director For For Management 7 Elect Tushar Morzaria as Director For For Management 8 Elect Frits van Paasschen as Director For For Management 9 Elect Steve Thieke as Director For For Management 10 Re-elect Tim Breedon as Director For For Management 11 Re-elect Reuben Jeffery III as Director For For Management 12 Re-elect Antony Jenkins as Director For For Management 13 Re-elect Dambisa Moyo as Director For For Management 14 Re-elect Sir Michael Rake as Director For For Management 15 Re-elect Diane de Saint Victor as For For Management Director 16 Re-elect Sir John Sunderland as For For Management Director 17 Re-elect Sir David Walker as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 03, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect Director Stephen B. Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates, III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Donald R. Keough For For Management 1.10 Elect Director Thomas S. Murphy For For Management 1.11 Elect Director Ronald L. Olson For For Management 1.12 Elect Director Walter Scott, Jr. For For Management 1.13 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt Quantitative Goals for GHG and Against For Shareholder Other Air Emissions 5 Approve Annual Dividends Against Against Shareholder -------------------------------------------------------------------------------- BOURBON Ticker: GBB Security ID: F11235136 Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions Regarding New Transactions 5 Approve Remuneration of Directors in For Against Management the Aggregate Amount of EUR 400,000 6 Renew Appointment of Deloitte et For For Management Associes as Auditor 7 Renew Appointment of BEAS as Alternate For For Management Auditor 8 Reelect Christian Munier as Director For For Management 9 Elect Astrid de Breon as Director For For Management 10 Reelect Baudoin Monnoyeur as Director For For Management 11 Elect Bernhard Schmidt as Director For For Management 12 Elect Wang Xiaowei as Director For For Management 13 Elect Philippe Salle as Director For For Management 14 Authorize Repurchase of Up to 5 For Against Management Percent of Issued Share Capital 15 Advisory Vote on Compensation of For For Management Jacques d Armand de Chateauvieux, Chairman 16 Advisory Vote on Compensation of For For Management Christian Lefevre, CEO 17 Advisory Vote on Compensation of For For Management Laurent Renard and Gael Bodenes, Vice-CEOs 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Capitalization of Reserves For For Management of Up to EUR 7 Million for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 4 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 and 21 24 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 25 Authorize up to 5 Percent of Issued For Against Management Capital for Use in Stock Option Plans 26 Authorize up to 5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 27 Approve Issuance of Warrants (BSA, For Against Management BSAANE and/or BSAAR) without Preemptive Rights up to EUR 1 Million Reserved for Employees and Corporate Officers 28 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 29 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests Under Items 19-21, 24 and 28 at 25 Percent of Issued Share Capital 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: G12793108 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Re-elect Bob Dudley as Director For For Management 5 Re-elect Iain Conn as Director For For Management 6 Re-elect Dr Brian Gilvary as Director For For Management 7 Re-elect Paul Anderson as Director For For Management 8 Re-elect Frank Bowman as Director For For Management 9 Re-elect Antony Burgmans as Director For For Management 10 Re-elect Cynthia Carroll as Director For For Management 11 Re-elect George David as Director For For Management 12 Re-elect Ian Davis as Director For For Management 13 Re-elect Dame Ann Dowling as Director For For Management 14 Re-elect Brendan Nelson as Director For For Management 15 Re-elect Phuthuma Nhleko as Director For For Management 16 Re-elect Andrew Shilston as Director For For Management 17 Re-elect Carl-Henric Svanberg as For For Management Director 18 Reappoint Ernst & Young LLP as For For Management Auditors and Authorise Their Remuneration 19 Approve Executive Directors' Incentive For For Management Plan 20 Approve Remuneration of Non-Executive For For Management Directors 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BPOST NV-SA Ticker: BPOST Security ID: B1306V108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.13 per Share 5 Approve Remuneration Report For Against Management 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8 Elect Ray Stewart as Director For Against Management 9 Elect Michael Stone as Director For Against Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Re-elect Richard Burrows as Director For For Management 8 Re-elect Karen de Segundo as Director For For Management 9 Re-elect Nicandro Durante as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Christine Morin-Postel as For For Management Director 12 Re-elect Gerry Murphy as Director For For Management 13 Re-elect Kieran Poynter as Director For For Management 14 Re-elect Ben Stevens as Director For For Management 15 Re-elect Richard Tubb as Director For For Management 16 Elect Savio Kwan as Director For For Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BW LPG LTD. Ticker: BWLPG Security ID: G17384101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends 2 Approve Adoption of Nomination For For Management Committee Guidelines 3 Authorize Share Repurchase Program For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of the Nomination For For Management Committee Members 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor A The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian B1 Elect Director Ian Bruce For For Management B2 Elect Director Daniel Camus For For Management B3 Elect Director John Clappison For For Management B4 Elect Director Joe Colvin For For Management B5 Elect Director James Curtiss For For Management B6 Elect Director Donald Deranger For For Management B7 Elect Director Catherine Gignac For For Management B8 Elect Director Tim Gitzel For For Management B9 Elect Director James Gowans For For Management B10 Elect Director Nancy Hopkins For For Management B11 Elect Director Anne McLellan For For Management B12 Elect Director Neil McMillan For For Management B13 Elect Director Victor Zaleschuk For For Management C Ratify KPMG LLP as Auditors For For Management D Advisory Vote on Executive For For Management Compensation Approach E Amend Bylaws For Against Management -------------------------------------------------------------------------------- CARLSBERG Ticker: CARL B Security ID: K36628137 Meeting Date: MAR 20, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Publication of Annual Report For For Management in English 2 Receive Report of Board None None Management 3 Approve Financial Statements and For For Management Statutory Report; Approve Discharge of Directors 4 Approve Allocation of Income and For For Management Dividends of DKK 8.00 Per Share 5a Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 5b Approve Remuneration of Directors in For For Management the Amount of DKK 1,400,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5c Authorize Share Repurchase Program For Against Management 5d1 Require Inclusion of Certain Financial Against Against Shareholder information to Meeting Notice 5d2 Require Availability of Certain Against Against Shareholder Reports in Danish for Five Years on Company Website 5d3 Simplify Access to Documents Available Against Against Shareholder on Company's Website 5d4 Require Company to Offer at AGM a Meal Against Against Shareholder Corresponding to Company's Outlook 6a Reelect Flemming Besenbacher as For For Management Director 6b Reelect Jess Soderberg as Director For For Management 6c Reelect Lars Stemmerik as Director For For Management 6d Reelect Richard Burrows as Director For For Management 6e Reelect Cornelis Job van der Graaf as For For Management Director 6f Reelect Donna Cordner as Director For For Management 6g Reelect Elisabeth Fleuriot as Director For For Management 6h Reelect Soren-Peter Olesen as Director For For Management 6i Reelect Nina Smith as Director For For Management 6j Elect Carl Bache as Director For For Management 7 Ratify KPMG 2014 P/S as Auditors For For Management -------------------------------------------------------------------------------- CARREFOUR Ticker: CA Security ID: F13923119 Meeting Date: APR 15, 2014 Meeting Type: Annual/Special Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.62 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Advisory Vote on Compensation of For For Management Georges Plassat, Chairman and CEO 6 Ratify Appointment of Thomas J. For For Management Barrack Jr as Director 7 Reelect Amaury de Seze as Director For For Management 8 Reelect Bernard Arnault as Director For For Management 9 Reelect Jean-Laurent Bonnafe as For For Management Director 10 Reelect Rene Brillet as Director For For Management 11 Authorize Repurchase of Up to For For Management 65,649,919 Shares 12 Amend Article 16 of Bylaws Re: CEO Age For For Management Limit 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares -------------------------------------------------------------------------------- CERMAQ ASA Ticker: CEQ Security ID: R1536Z104 Meeting Date: JUL 11, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Approve Sale of Company's Fish Feeding For For Management Business -------------------------------------------------------------------------------- CERMAQ ASA Ticker: CEQ Security ID: R1536Z104 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.80 Per Share 6 Discuss Company's Corporate Governance None None Management Statement 7 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 8a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares (Incentive Plans) 8b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares (General Purposes) 9 Approve Remuneration of Auditors For For Management 10a Approve Remuneration of Directors For For Management 10b Approve Remuneration of Nominating For For Management Committee 10c Approve Remuneration of Audit Committee For For Management 10d Approve Remuneration of Remuneration For For Management Committee 11a Elect Rebekka Glasser Herlofsen as For For Management Director 11b Elect Helge Midttun as Director For For Management 11c Elect Ase Aulie Michelet as Director For For Management 11d Elect John Giverholt as Director For For Management 11e Elect Benedicte Heidenreich Fossum as For For Management Director 12a Elect Gunnar Bjorkavag as Member of For For Management Nominating Committee 12b Elect Ottar Haugerud as Member of For For Management Nominating Committee 12c Elect Kari Olrud Moen as Member of For For Management Nominating Committee 12d Elect Morten Stromgren as Member of For For Management Nominating Committee -------------------------------------------------------------------------------- COMFORTDELGRO CORP LTD. Ticker: C52 Security ID: Y1690R106 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Directors' Report, Financial For For Management Statements and Auditors' Report 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Sum Wai Fun, Adeline as Director For For Management 5 Elect Wong Chin Huat, David as Director For For Management 6 Elect Lim Jit Poh as Director For For Management 7 Elect Ong Ah Heng as Director For For Management 8 Elect Kua Hong Pak as Director For For Management 9 Elect Oo Soon Hee as Director For For Management 10 Reappoint Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CORBION NV Ticker: Security ID: N2366U201 Meeting Date: OCT 11, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Change Company Name to Corbion For For Management 2b Amend Articles Re: Acquisition of Own For For Management Shares 2c Amend Articles Re: Implementation of For For Management Act on Governance and Supervision 3 Authorize Repurchase of Up to 25 For For Management Percent of Issued Share Capital Re: Divestment of Bakery Division and EUR 250 Million Repayment to Shareholders 4 Approve Cancellation of Repurchased For For Management Shares 5 Discuss Company's Reserves and None None Management Dividend Policy 6 Other Business (Non-Voting) None None Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- CORBION NV Ticker: CRBN Security ID: N2334V109 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management and None None Management Supervisory Board (Non-Voting) 3 Discuss Remuneration Report None None Management 4a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4b Adopt Financial Statements and For For Management Statutory Reports 4c Approve Dividends of EUR 0.85 Per Share For For Management 5 Approve Discharge of Management Board For Against Management 6 Approve Discharge of Supervisory Board For Against Management 7a Elect T. de Ruiter to Executive Board For Against Management 7b Elect E. E. van Rhede van der Kloot to For Against Management Executive Board 7c Elect S. Thormahlen to Executive Board For Against Management 8a Reelect R.H.P. Markham to Supervisory For Against Management Board 8b Elect S. Riisgaard to Supervisory Board For Against Management 9 Approve Remuneration of Supervisory For Against Management Board 10a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10b Authorize Board to Exclude Preemptive For Against Management Rights from Issuance under Item 10a 10c Grant Board Authority to Issue For Against Management Cumulative Financing Preference Shares 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Ratify Deloitte as Auditors For For Management 13 Allow Questions None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- DANONE Ticker: BN Security ID: F12033134 Meeting Date: APR 29, 2014 Meeting Type: Annual/Special Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.45 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Bruno Bonnell as Director For For Management 6 Reelect Bernard Hours as Director For For Management 7 Reelect Isabelle Seillier as Director For For Management 8 Reelect Jean-Michel Severino as For For Management Director 9 Elect Gaelle Olivier as Director For For Management 10 Elect Lionel Zinsou-Derlin as Director For For Management 11 Approve Auditors' Special Report on For For Management Related-Party Transactions Regarding New Transactions 12 Approve Transaction with J.P. Morgan For For Management 13 Approve Severance Payment Agreement For For Management with Bernard Hours 14 Approve Transaction with Bernard Hours For For Management 15 Advisory Vote on Compensation of For For Management Chairman and CEO, Franck Riboud 16 Advisory Vote on Compensation of For For Management Vice-CEO, Emmanuel Faber 17 Advisory Vote on Compensation of For For Management Vice-CEO, Bernard Hours 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Amend Articles 15 and16 of Bylaws Re: For For Management Employee Representatives 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DE MASTER BLENDERS 1753 NV Ticker: DE Security ID: N2563N109 Meeting Date: JUL 31, 2013 Meeting Type: Special Record Date: JUL 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Public Offer By Oak Leaf B.V None None Management 3 Amend Articles Re: Public Offer By Oak For For Management Leaf B.V 4a Elect B. Becht as Non-Executive For For Management Director 4b Elect P. Harf as Non-Executive Director For For Management 4c Elect O. Goudet as Non-Executive For For Management Director 4d Elect A. Van Damme as Non-Executive For For Management Director 4e Elect B. Trott as Non-Executive For For Management Director 4f Elect A. Santo Domingo as For For Management Non-Executive Director 4g Elect M.M.G. Cup as Executive Director For For Management 5a Accept Resignation of J. Bennink as a For For Management Board Member 5b Accept Resignation of N.R. For For Management Sorensen-Valdez as a Board Member 5c Accept Resignation of M.M.M. Corrales For For Management as a Board Member (Non-contentious) 5d Accept Resignation of G.J.M. Picaud as For For Management a Board Member (Non-contentious) 5e Accept Resignation of S.E. Taylor as a For For Management Board Member (Non-contentious) 6a Approve Conditional Discharge of A. For For Management Illy as Board Member 6b Approve Conditional Discharge of R. For For Management Zwartendijk as Board Member 7a Approve Discharge of C.J.A. van Lede For For Management as Former Board Member 7b Approve Discharge of M.J. Herkemij of For For Management Former Board Member 8 Approve Conditional Merger Agreement For For Management of Oak Sub BV and New Oak BV in Case the Acceptance Level of the Public Tender Offer is Less than 95 Percent 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Crandall C. Bowles For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Dipak C. Jain For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director Joachim Milberg For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Thomas H. Patrick For For Management 1k Elect Director Sherry M. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DELL INC. Ticker: DELL Security ID: 24702R101 Meeting Date: SEP 12, 2013 Meeting Type: Special Record Date: AUG 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2013 5a Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors for Fiscal 2014 5b Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014 6 Ammend Affiliation Agreements with For Did Not Vote Management Subsidiary E.ON US Holding GmbH -------------------------------------------------------------------------------- ELAN CORPORATION PLC Ticker: DRX Security ID: 284131208 Meeting Date: NOV 18, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Cancellation of Elan Shares For For Management Pursuant to the Scheme 3 Approve Issuance of Shares to New For For Management Perrigo Pursuant to the Scheme 4 Amend Memorandum and Articles of For For Management Association 5 Approve Creation of Distributable For For Management Reserves of New Perrigo Pursuant to the Scheme 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ELAN CORPORATION PLC Ticker: DRX Security ID: 284131A01 Meeting Date: NOV 18, 2013 Meeting Type: Court Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ENSCO PLC Ticker: ESV Security ID: G3157S106 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Re-elect J. Roderick Clark as Director For For Management 1b Re-elect Roxanne J. Decyk as Director For For Management 1c Re-elect Mary E. Francis CBE as For For Management Director 1d Re-elect C. Christopher Gaut as For For Management Director 1e Re-elect Gerald W. Haddock as Director For For Management 1f Re-elect Francis S. Kalman as Director For For Management 1g Re-elect Daniel W. Rabun as Director For For Management 1h Re-elect Keith O. Rattie as Director For For Management 1i Re-elect Paul E. Rowsey, III as For For Management Director 2 Issue of Equity or Equity-Linked For For Management Securities with Pre-emptive Rights 3 Reappoint KPMG LLP as Auditors of the For For Management Company 4 Reappoint KPMG Audit Plc as Auditors For For Management of the Company 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Report For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Capital Reorganisation For For Management Converting Undistributable Reserves to Distributable Reserves 11 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2013 Meeting Type: Annual/Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.08 per Share 5 Reelect Bertrand Mabille as Director For For Management 6 Ratify Appointment of Ross McInnes as For For Management Director 7 Advisory Vote on Compensation of CEO For For Management 8 Advisory Vote on Compensation of For For Management Vice-CEO 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 11 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 14 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 15 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12-14 17 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 20 Approve Issuance of Securities For For Management Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion 21 Approve Employee Stock Purchase Plan For For Management 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 93.26 2 Amend Articles To Amend Business Lines For For Management 3.1 Elect Director Inaba, Yoshiharu For For Management 3.2 Elect Director Yamaguchi, Kenji For For Management 3.3 Elect Director Uchida, Hiroyuki For For Management 3.4 Elect Director Gonda, Yoshihiro For For Management 3.5 Elect Director Inaba, Kiyonori For For Management 3.6 Elect Director Matsubara, Shunsuke For For Management 3.7 Elect Director Noda, Hiroshi For For Management 3.8 Elect Director Kohari, Katsuo For For Management 3.9 Elect Director Okada, Toshiya For For Management 3.10 Elect Director Richard E. Schneider For For Management 3.11 Elect Director Olaf C. Gehrels For For Management 3.12 Elect Director Ono, Masato For For Management 4 Appoint Statutory Auditor Sumikawa, For For Management Masaharu 5 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Statutory Auditors -------------------------------------------------------------------------------- FIRST PACIFIC CO., LTD. Ticker: 00142 Security ID: G34804107 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Reappoint Ernst & Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 4a Elect Robert C. Nicholson as Director For Against Management 4b Elect Benny S. Santoso as Director For Against Management 4c Elect Graham L. Pickles as Director For For Management 4d Elect Napoleon L. Nazareno as Director For For Management 4e Elect Tedy Djuhar as Director For For Management 5 Authorize Board to Fix Directors' For For Management Remuneration 6 Authorize Board to Appoint Additional For For Management Directors 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Authorize Reissuance of Repurchased For Against Management Shares 10 Adopt Consolidated Bye-Laws For For Management -------------------------------------------------------------------------------- GEMALTO Ticker: GTO Security ID: N3465M108 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss Annual Report 2013 None None Management 3 Discuss Remuneration Report None None Management 4 Adopt Financial Statements For For Management 5a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5b Approve Dividends of EUR 0.38 Per Share For For Management 6a Approve Discharge of Chief Executive For For Management Officer 6b Approve Discharge of Non-Executive For For Management Board Members 7 Reelect Philippe Alfroid as For For Management Non-executive Director 8a Amend Articles Re: Implementation of For For Management Act on Governance and Supervision 8b Amend Articles Re: Implementation of For For Management Act on Shareholder Rights 8c Amend Articles Re: Reflect other For For Management Legislative Changes 8d Amend Articles Re: Technical and For For Management Textual Changes 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10a Authorize Board to Issue Shares Up to For For Management 5 Percent of Issued Share Capital Within the Framework of 2014-2017 LTI Plans 10b Grant Board Authority to Issue Shares For For Management Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10c Authorize Issuance of Shares with For For Management Preemptive Rights up to 10 Percent of Issued Capital 10d Grant Board Authority to Issue Shares For For Management Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 11 Reappointment of For For Management PricewaterhouseCoopers as Auditors 12 Allow Questions None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary T. Barra For For Management 1.2 Elect Director Nicholas D. Chabraja For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director William P. Fricks For For Management 1.5 Elect Director Paul G. Kaminski For For Management 1.6 Elect Director John M. Keane For For Management 1.7 Elect Director Lester L. Lyles For For Management 1.8 Elect Director James N. Mattis For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Laura J. Schumacher For For Management 1.12 Elect Director Robert Walmsley For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. Ticker: GNW Security ID: 37247D106 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Bolinder For For Management 1.2 Elect Director G. Kent Conrad For For Management 1.3 Elect Director Melina E. Higgins For For Management 1.4 Elect Director Nancy J. Karch For For Management 1.5 Elect Director Thomas J. McInerney For For Management 1.6 Elect Director Christine B. Mead For For Management 1.7 Elect Director David M. Moffett For For Management 1.8 Elect Director Thomas E. Moloney For For Management 1.9 Elect Director James A. Parke For For Management 1.10 Elect Director James S. Riepe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- GS HOME SHOPPING INC. Ticker: 028150 Security ID: Y2901Q101 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 3500 per Share 2.1 Re-elect Cho Sung-Goo as Inside For For Management Director 2.2 Re-elect Huh Seung-Jo as For For Management Non-independent Non-executive Director 2.3 Re-elect Won Jong-Seung as For For Management Non-independent Non-executive Director 2.4 Elect Lee Hwa-Sub as Outside Director For For Management 3 Elect Lee Hwa-Sub as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan M. Bennett For For Management 1.2 Elect Director James R. Boyd For For Management 1.3 Elect Director Milton Carroll For For Management 1.4 Elect Director Nance K. Dicciani For For Management 1.5 Elect Director Murry S. Gerber For For Management 1.6 Elect Director Jose C. Grubisich For For Management 1.7 Elect Director Abdallah S. Jum'ah For For Management 1.8 Elect Director David J. Lesar For For Management 1.9 Elect Director Robert A. Malone For For Management 1.10 Elect Director J. Landis Martin For For Management 1.11 Elect Director Debra L. Reed For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC Ticker: IMT Security ID: G4721W102 Meeting Date: FEB 05, 2014 Meeting Type: Annual Record Date: FEB 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Dr Ken Burnett as Director For For Management 6 Re-elect Alison Cooper as Director For For Management 7 Re-elect David Haines as Director For For Management 8 Re-elect Michael Herlihy as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect Matthew Phillips as Director For For Management 11 Elect Oliver Tant as Director For For Management 12 Re-elect Mark Williamson as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E413 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Receive Report of Supervisory Board None None Management (Non-Voting) 2c Discuss Remuneration Report None None Management 2d Approve Amendments to Remuneration For For Management Policy for Management Board Members 2e Adopt Financial Statements For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4a Discussion on Company's Corporate None None Management Governance Structure 4b Increase Share Capital by EUR 13 For For Management Billion by Reduction in Share Premium Reserve and Increase Nominal per Share 4c Decrease Share Capital by EUR 13 For For Management Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders 4d Amend Articles Re: Representation of For For Management the Board 5 Receive Announcements on Sustainability None None Management 6a Approve Discharge of Management Board For For Management 6b Approve Discharge of Supervisory Board For For Management 7 Elect Eric Boyer de la Giroday to For For Management Supervisory Board 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 8b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital in Connection with a Major Capital Restructuring 10 Other Business (Non-Voting) and Closing None None Management -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Susan L. Decker For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director Reed E. Hundt For For Management 1f Elect Director Brian M. Krzanich For For Management 1g Elect Director James D. Plummer For For Management 1h Elect Director David S. Pottruck For For Management 1i Elect Director Frank D. Yeary For For Management 1j Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J.P. Belda For For Management 1.2 Elect Director William R. Brody For For Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director David N. Farr For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director James W. Owens For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joan E. Spero For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luiz Alberto de Castro Falleiros None For Shareholder as Fiscal Council Member Nominated by Preferred Shareholders 1.2 Elect Ernesto Rubens Gelbcke as None For Shareholder Alternate Fiscal Council Member Nominated by Preferred Shareholders -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: APR 08, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Listing Segment For For Management from Premium to Standard on the London Stock Exchange -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Approve Final Dividend 2 Reelect Adam Keswick as Director For Abstain Management 3 Reelect Mark Greenberg as Director For Abstain Management 4 Reelect Simon Keswick as Director For Abstain Management 5 Reelect Richard Lee as Director For Against Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorise Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorise Share Repurchase Program For For Management -------------------------------------------------------------------------------- JARDINE STRATEGIC HOLDINGS LTD. Ticker: J37 Security ID: G50764102 Meeting Date: APR 08, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Listing Segment For For Management from Premium to Standard on the London Stock Exchange -------------------------------------------------------------------------------- JARDINE STRATEGIC HOLDINGS LTD. Ticker: J37 Security ID: G50764102 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Declare Final Dividend 2 Elect David Hsu as Director For Against Management 3 Reelect Simon Keswick as Director For Abstain Management 4 Reelect George Koo as Director For Against Management 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Authorise Purchase of Shares in Parent For Against Management Company, Jardine Matheson Holdings Ltd. -------------------------------------------------------------------------------- JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management and Supervisory Board Members 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 0.48 per Share 4 Approve Non-Deductible Expenses For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Reelect Monique Cohen as Supervisory For For Management Board Member 7 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 8 Reelect Pierre-Alain Pariente as For For Management Supervisory Board Member 9 Advisory Vote on Compensation of For Against Management Jean-Francois Decaux, Chairman of the Management Board 10 Advisory Vote on Compensation of For Against Management Laurence Debroux, Jean-Charles Decaux, Jean-Sebastien Decaux and Jeremy Male, Management Board Members 11 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 350,000 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Article 16 of Bylaws Re: For For Management Appointment of Employee Representatives 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KABEL DEUTSCHLAND HOLDING AG Ticker: KD8 Security ID: D6424C112 Meeting Date: OCT 10, 2013 Meeting Type: Annual Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2012/2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2012/2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2012/2013 5 Ratify Ernst & Young as Auditors for For For Management Fiscal 2013/2014 6a Approve Affiliation Agreements with For For Management Kabel Deutschland Holding Erste Beteiligungs GmbH 6b Approve Affiliation Agreements with For For Management Kabel Deutschland Holding Zweite Beteiligungs GmbH -------------------------------------------------------------------------------- KAO CORP. Ticker: 4452 Security ID: J30642169 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 32 2.1 Elect Director Sawada, Michitaka For For Management 2.2 Elect Director Yoshida, Katsuhiko For For Management 2.3 Elect Director Takeuchi, Toshiaki For For Management 2.4 Elect Director Kadonaga, Sonosuke For For Management 2.5 Elect Director Nagashima, Toru For For Management 2.6 Elect Director Oku, Masayuki For For Management 3 Appoint Statutory Auditor Waseda, For Against Management Yumiko -------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. Ticker: BN4 Security ID: Y4722Z120 Meeting Date: AUG 23, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution by Way of a For For Management Dividend in Specie -------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. Ticker: BN4 Security ID: Y4722Z120 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Elect Tony Chew Leong-Chee as Director For For Management 4 Elect Tow Heng Tan as Director For For Management 5 Elect Danny Teoh as Director For For Management 6 Elect Loh Chin Hua as Director For For Management 7 Approve Directors' Fees For For Management 8 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- KEPPEL REIT Ticker: K71U Security ID: Y4740G104 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, the Financial Statements and Auditors' Reports 2 Reappoint Ernst & Young LLP as For Against Management Auditors and Authorize the Manager to Fix Their Remuneration 3 Elect Chin Wei-Li, Audrey Marie as None For Shareholder Director 4 Elect Ng Hsueh Ling as Director None For Shareholder 5 Elect Tan Chin Hwee as Director None For Shareholder 6 Elect Lee Chiang Huat as Director None For Shareholder 7 Elect Daniel Chan Choong Seng as None For Shareholder Director 8 Elect Lor Bak Liang as Director None For Shareholder 9 Elect Ang Wee Gee as Director None For Shareholder 10 Elect Tan Cheng Han as Director None For Shareholder 11 Elect Lim Kei Hin as Director None For Shareholder 12 Approve Issuance of Equity or Equity For For Management Linked Securities with or without Preemptive Rights 13 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 29 2.1 Elect Director Noji, Kunio For For Management 2.2 Elect Director Ohashi, Tetsuji For For Management 2.3 Elect Director Fujitsuka, Mikio For For Management 2.4 Elect Director Takamura, Fujitoshi For For Management 2.5 Elect Director Shinozuka, Hisashi For For Management 2.6 Elect Director Kuromoto, Kazunori For For Management 2.7 Elect Director Mori, Masanao For For Management 2.8 Elect Director Ikeda, Koichi For For Management 2.9 Elect Director Oku, Masayuki For For Management 2.10 Elect Director Yabunaka, Mitoji For For Management 3 Appoint Statutory Auditor Yamaguchi, For For Management Hirohide 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- LANCASHIRE HOLDINGS LTD Ticker: LRE Security ID: G5361W104 Meeting Date: SEP 05, 2013 Meeting Type: Special Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Cathedral For For Management Capital Limited -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Ticker: LIFE Security ID: 53217V109 Meeting Date: AUG 21, 2013 Meeting Type: Special Record Date: JUL 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Ticker: LOGI Security ID: H50430232 Meeting Date: SEP 04, 2013 Meeting Type: Annual Record Date: AUG 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Appropriation Of Retained Earnings For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Executive Incentive Bonus Plan For For Management 6 Authorize Repurchase of up to Ten For Against Management Percent of Issued Share Capital 7 Approve Discharge of Board and Senior For For Management Management 8.1 Reelect Daniel Borel as Director For For Management 8.2 Reelect Kee-Lock Chua as Director For For Management 8.3 Reelect Sally Davis as Director For For Management 8.4 Reelect Guerrino De Luca as Director For Against Management 8.5 Reelect Didier Hirsch as Director For For Management 8.6 Reelect Neil Hunt as Director For For Management 8.7 Reelect Monika Ribar as Director For For Management 8.8 Elect Bracken P. Darrell as Director For For Management 9 Ratify PricewaterhouseCoopers SA as For For Management Auditors -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOM B Security ID: W5650X104 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8a Receive Financial Statements and None None Management Statutory Reports 8b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8c Receive Board's Proposal for None None Management Appropriation of Profit 9a Accept Financial Statements and For For Management Statutory Reports 9b Approve Allocation of Income and For For Management Dividends of SEK 5 Per Share 9c Set May 9, 2013, as Record Date for For For Management Dividend 9d Approve Discharge of Board and For For Management President 10 Determine Number of Members and Deputy For For Management Members of Board (6); Determine Number of Auditors and Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.1 Million; Approve Remuneration of Auditors 12 Reelect Alf Goransson (Chairman), Jan For For Management Svensson, Ulrik Svensson, Ingrid Bonde, and Cecilia Wennborg as Directors; Elect Jan Dahlfors as New Director 13 Reelect Jan Svensson, Mikael Ekdahl, For For Management Marianne Nilsson, Johan Strandberg, and Henrik Didner as Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Approve Performance Share Plan; For For Management Approve Funding of Plan 16 Close Meeting None None Management -------------------------------------------------------------------------------- LORILLARD, INC. Ticker: LO Security ID: 544147101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dianne Neal Blixt For For Management 1.2 Elect Director Andrew H. Card, Jr. For For Management 1.3 Elect Director Virgis W. Colbert For For Management 1.4 Elect Director David E.R. Dangoor For For Management 1.5 Elect Director Murray S. Kessler For For Management 1.6 Elect Director Jerry W. Levin For For Management 1.7 Elect Director Richard W. Roedel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Inform Poor and Less Educated on Against Against Shareholder Health Consequences of Tobacco -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: SEP 16, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Special Dividend of NOK 0.05 For For Management per Share -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: NOV 15, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Special Dividend of NOK 0.075 For For Management 4 Authorize Board to Distribute Dividends For For Management -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: JAN 20, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Issuance of 9 Shares to For For Management Geveran Trading Co. Ltd. in Order to Facilitate the Reverse Share Split Proposed under Item 4 4 Approve 10:1 Reverse Stock Split For For Management -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D113 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Receive President's Report None None Management 4 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income 5 Approve Special Dividends of NOK 5.00 For For Management Per Share 6 Authorize Payment of Quarterly For For Management Dividends 7 Authorize Share Repurchase Program For For Management 8 Approve Creation of NOK 307.8 Million For For Management Pool of Capital without Preemptive Rights 9 Approve Issuance Convertible Bonds For Against Management without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Remuneration of Directors For For Management 11.1 Reelect Tor Troim as Director For For Management 11.2 Reelect Cecilie Fredriksen as Director For Against Management 11.3 Reelect Solveig Strand as Director For Against Management 11.4 Elect Helene Vibbleus as Director For Against Management 12 Amend Instructions for Nominating For For Management Committee 13.1 Elect Erling Lind as Member of For For Management Nominating Committee 13.2 Elect Arne Hjeltnes as Member of For For Management Nominating Committee 14 Approve Remuneration of Nominating For For Management Committee 15 Approve Remuneration of Auditors For For Management 16.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16.2 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Options) -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director Dina Dublon For For Management 3 Elect Director William H. Gates For For Management 4 Elect Director Maria M. Klawe For For Management 5 Elect Director Stephen J. Luczo For For Management 6 Elect Director David F. Marquardt For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Helmut Panke For For Management 9 Elect Director John W. Thompson For For Management 10 Amend Executive Incentive Bonus Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Merrill A. Miller, Jr. For For Management 1B Elect Director Clay C. Williams For For Management 1C Elect Director Greg L. Armstrong For For Management 1D Elect Director Robert E. Beauchamp For For Management 1E Elect Director Marcela E. Donadio For For Management 1F Elect Director Ben A. Guill For For Management 1G Elect Director David D. Harrison For For Management 1H Elect Director Roger L. Jarvis For For Management 1I Elect Director Eric L. Mattson For For Management 1K Elect Director Jeffery A. Smisek For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.15 per Share 4 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 5.1a Reelect Peter Brabeck-Letmathe as For For Management Director 5.1b Reelect Paul Bulcke as Director For For Management 5.1c Reelect Andreas Koopmann as Director For For Management 5.1d Reelect Rolf Haenggi as Director For For Management 5.1e Reelect Beat Hess as Director For For Management 5.1f Reelect Daniel Borel as Director For For Management 5.1g Reelect Steven Hoch as Director For For Management 5.1h Reelect Naina Lal Kidwai as Director For For Management 5.1i Reelect Titia de Lange as Director For For Management 5.1j Reelect Jean-Pierre Roth as Director For For Management 5.1k Reelect Ann Veneman as Director For For Management 5.1l Reelect Henri de Castries as Director For For Management 5.1m Reelect Eva Cheng as Director For For Management 5.2 Elect Peter Brabeck-Letmathe as Board For For Management Chairman 5.3.1 Appoint Beat Hess as Member of the For For Management Compensation Committee 5.3.2 Appoint Daniel Borel as Member of the For For Management Compensation Committee 5.3.3 Appoint Andreas Koopmann as Member of For For Management the Compensation Committee 5.3.4 Appoint Jean-Pierre Roth as Member of For For Management the Compensation Committee 5.4 Ratify KMPG SA as Auditors For For Management 5.5 Designate Hartmann Dreyer as For For Management Independent Proxy -------------------------------------------------------------------------------- NINTENDO CO. LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2 Amend Articles To Indemnify Directors For For Management and Statutory Auditors 3.1 Elect Director Iwata, Satoru For For Management 3.2 Elect Director Takeda, Genyo For For Management 3.3 Elect Director Miyamoto, Shigeru For For Management 3.4 Elect Director Kimishima, Tatsumi For For Management 3.5 Elect Director Takahashi, Shigeyuki For For Management 3.6 Elect Director Yamato, Satoshi For For Management 3.7 Elect Director Tanaka, Susumu For For Management 3.8 Elect Director Takahashi, Shinya For For Management 3.9 Elect Director Shinshi, Hirokazu For For Management 3.10 Elect Director Mizutani, Naoki For For Management -------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Sakamoto, Hideyuki For For Management 2.2 Elect Director Matsumoto, Fumiaki For For Management 2.3 Elect Director Bernard Rey For For Management 3.1 Appoint Statutory Auditor Imazu, For For Management Hidetoshi 3.2 Appoint Statutory Auditor Nakamura, For For Management Toshiyuki 3.3 Appoint Statutory Auditor Nagai, Motoo For Against Management -------------------------------------------------------------------------------- NORTH ATLANTIC DRILLING LTD. Ticker: NADL Security ID: G6613P111 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at 8 For For Management 2 Authorize Board to Fill Vacancies For For Management 3 Reelect John Fredriksen as Director For For Management 4 Reelect Kate Blankenship as Director For For Management 5 Reelect Paul M. Leand, Jr., as Director For For Management 6 Reelect Cecilie Fredriksen as Director For Against Management 7 Elect Harald Thorstein as Director For For Management 8 Elect Georgina E. Sousa as Director For Against Management 9 Amend Bylaws Nos. 60, 96, 100, 117, For For Management 118, 119, 120, and 125 Re: Editorial Changes 10 Approve PricewaterhouseCoopers AS as For Against Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Frances D. Fergusson For For Management 1.4 Elect Director Helen H. Hobbs For For Management 1.5 Elect Director Constance J. Horner For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director George A. Lorch For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director Marc Tessier-Lavigne For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Review and Assess Membership of Against Against Shareholder Lobbying Organizations 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PHH CORPORATION Ticker: PHH Security ID: 693320202 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director James O. Egan For For Management 1.3 Elect Director Thomas P. Gibbons For For Management 1.4 Elect Director Allan Z. Loren For For Management 1.5 Elect Director Glen A. Messina For For Management 1.6 Elect Director Gregory J. Parseghian For For Management 1.7 Elect Director Charles P. Pizzi For For Management 1.8 Elect Director Deborah M. Reif For For Management 1.9 Elect Director Carroll R. Wetzel, Jr. For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Jennifer Li For For Management 1.5 Elect Director Sergio Marchionne For For Management 1.6 Elect Director Kalpana Morparia For For Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director Robert B. Polet For For Management 1.9 Elect Director Carlos Slim Helu For For Management 1.10 Elect Director Stephen M. Wolf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Adopt Policy to Restrict Non-Required Against Against Shareholder Animal Testing -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. Loomis, Jr. For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Elect Pierre-Olivier Bouee as Director For For Management 6 Elect Jacqueline Hunt as Director For For Management 7 Elect Anthony Nightingale as Director For For Management 8 Elect Alice Schroeder as Director For For Management 9 Re-elect Sir Howard Davies as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Alexander Johnston as Director For For Management 12 Re-elect Paul Manduca as Director For For Management 13 Re-elect Michael McLintock as Director For For Management 14 Re-elect Kaikhushru Nargolwala as For For Management Director 15 Re-elect Nicolaos Nicandrou as Director For For Management 16 Re-elect Philip Remnant as Director For For Management 17 Re-elect Barry Stowe as Director For For Management 18 Re-elect Tidjane Thiam as Director For For Management 19 Re-elect Lord Turnbull as Director For For Management 20 Re-elect Michael Wells as Director For For Management 21 Appoint KPMG LLP as Auditors For For Management 22 Authorise Board to Fix Remuneration of For For Management Auditors 23 Authorise EU Political Donations and For For Management Expenditure 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Authorise Issue of Equity with For For Management Pre-emptive Rights to Include Repurchased Shares 26 Authorise Issue of Preference Shares For For Management 27 Authorise Issue of Equity without For For Management Pre-emptive Rights 28 Authorise Market Purchase of Ordinary For For Management Shares 29 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RB. Security ID: G74079107 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For Abstain Management 4 Approve Final Dividend For For Management 5 Re-elect Adrian Bellamy as Director For For Management 6 Re-elect Peter Harf as Director For For Management 7 Re-elect Adrian Hennah as Director For For Management 8 Re-elect Kenneth Hydon as Director For For Management 9 Re-elect Rakesh Kapoor as Director For For Management 10 Re-elect Andre Lacroix as Director For For Management 11 Re-elect Judith Sprieser as Director For For Management 12 Re-elect Warren Tucker as Director For For Management 13 Elect Nicandro Durante as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Ticker: RAI Security ID: 761713106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Luc Jobin For For Management 1c Elect Director Nana Mensah For For Management 1d Elect Director Ronald S. Rolfe For For Management 1e Elect Director John J. Zillmer For For Management 1f Elect Director Nicholas Scheele For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Policy to Restrict Non-Required Against Against Shareholder Animal Testing -------------------------------------------------------------------------------- RHOEN-KLINIKUM AG Ticker: RHK Security ID: D6530N119 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.25 per Share 3 Authorize up to EUR 177.4 Million For For Management Reduction in Share Capital by Canncelling Shares to be Repurchased; Authorize Repurchase of Shares Corresponding to EUR 177.4 Million for the Purpose of Cancellation 4 Authorize Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5.1 Approve Discharge of Management Board For For Management Member Martin Siebert for Fiscal 2013 5.2 Approve Discharge of Management Board For For Management Member Jens-Peter Neumann for Fiscal 2013 5.3 Approve Discharge of Management Board For For Management Member Volker Feldkamp for Fiscal 2013 5.4 Approve Discharge of Management Board For For Management Member Martin Menger for Fiscal 2013 6.1 Approve Discharge of Eugen Muench for For For Management Fiscal 2013 6.2 Approve Discharge of Joachim Lueddecke For For Management for Fiscal 2013 6.3 Approve Discharge of Wolfgang Muendel For For Management for Fiscal 2013 6.4 Approve Discharge of Peter Berghoefer For For Management for Fiscal 2013 6.5 Approve Discharge of Bettina Boettcher For For Management for Fiscal 2013 6.6 Approve Discharge of Sylvia Buehler For For Management for Fiscal 2013 6.7 Approve Discharge of Helmut Buehner For For Management for Fiscal 2013 6.8 Approve Discharge of Gerhard Ehninger For For Management for Fiscal 2013 6.9 Approve Discharge of Stefan Haertel For For Management for Fiscal 2013 6.10 Approve Discharge of Reinhard Hartl For For Management for Fiscal 2013 6.11 Approve Discharge of Caspar von For For Management Hauenschild for Fiscal 2013 6.12 Approve Discharge of Stephan Holzinger For For Management for Fiscal 2013 6.13 Approve Discharge of Detlef Klimpe for For For Management Fiscal 2013 6.14 Approve Discharge of Heinz Korte for For For Management Fiscal 2013 6.15 Approve Discharge of Karl W. For For Management Lauterbach for Fiscal 2013 6.16 Approve Discharge of Michael Mendel For For Management for Fiscal 2013 6.17 Approve Discharge of Ruediger Merz for For For Management Fiscal 2013 6.18 Approve Discharge of Brigitte Mohn for For For Management Fiscal 2013 6.19 Approve Discharge of Annett Mueller For For Management for Fiscal 2013 6.20 Approve Discharge of Werner Prange for For For Management Fiscal 2013 6.21 Approve Discharge of Jan Schmitt for For For Management Fiscal 2013 6.22 Approve Discharge of Georg For For Management Schulze-Ziehaus for Fiscal 2013 6.23 Approve Discharge of Katrin Vernau for For For Management Fiscal 2013 7.1 Elect Stephan Holzinger to the For For Management Supervisory Board 7.2 Elect Katrin Vernau to the Supervisory For For Management Board 7.3 Elect Reinhard Hartl to the For For Management Supervisory Board 7.4 Elect Ludwig Georg Braun to the For For Management Supervisory Board 8 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2014 9 Approve Increase in Size of Board to For For Management 20 Members 10 Approve Remuneration of Supervisory For For Management Board 11 Approve Variable Remuneration of For For Management Supervisory Board up to the Amount of EUR 150 million 12 Cancel the Resolution of the 2013 AGM For For Management Re: Article Amendment to Remove 90 Percent Supermajority Requirement for Certain Material Decisions (Voting Item) -------------------------------------------------------------------------------- SEADRILL LIMITED Ticker: SDRL Security ID: G7945E105 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect John Fredriksen as Director For For Management 2 Reelect Olav Troim as Director For For Management 3 Reelect Kate Blankenship as Director For For Management 4 Reelect Kathrine Fredriksen as Director For For Management 5 Reelect Carl Steen as Director For For Management 6 Reelect Bert Bekker as Director For For Management 7 Reelect Paul Leand Jr as Director For For Management 8 Amend Bye-Laws Re: Board Related For For Management Amendments 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Remuneration of Directors for For For Management 2013 in Aggregate of USD 1.5 Million -------------------------------------------------------------------------------- SHISEIDO CO. LTD. Ticker: 4911 Security ID: J74358144 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2.1 Elect Director Uotani, Masahiko For For Management 2.2 Elect Director Carsten Fischer For For Management 2.3 Elect Director Iwai, Tsunehiko For For Management 2.4 Elect Director Okazawa, Yu For For Management 2.5 Elect Director Sakai, Toru For For Management 2.6 Elect Director Iwata, Shoichiro For For Management 2.7 Elect Director Nagai, Taeko For For Management 2.8 Elect Director Uemura, Tatsuo For For Management 3 Appoint Statutory Auditor Nishimura, For For Management Yoshinori 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- SILVER WHEATON CORP. Ticker: SLW Security ID: 828336107 Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director Lawrence I. Bell For For Management a2 Elect Director George L. Brack For For Management a3 Elect Director John A. Brough For For Management a4 Elect Director R. Peter Gillin For For Management a5 Elect Director Chantal Gosselin For For Management a6 Elect Director Douglas M. Holtby For For Management a7 Elect Director Eduardo Luna For For Management a8 Elect Director Wade D. Nesmith For For Management a9 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach d Amend Share Option Plan For For Management e Approve Advance Notice Policy For For Management f Amend Quorum Requirements For For Management g Allow Electronic Distribution of For For Management Company Communications -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Joseph A. DePaulo For For Management 1c Elect Director Carter Warren Franke For For Management 1d Elect Director Earl A. Goode For For Management 1e Elect Director Ronald F. Hunt For For Management 1f Elect Director Marianne Keler For For Management 1g Elect Director Jed H. Pitcher For For Management 1h Elect Director Frank C. Puleo For For Management 1i Elect Director Raymond J. Quinlan For For Management 1j Elect Director William N. Shiebler For For Management 1k Elect Director Robert S. Strong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve an Amendment to the LLC For For Management Agreement of Navient, LLC 5 Eliminate Cumulative Voting For Against Management 6 Adopt Proxy Access Right None For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- SMITHFIELD FOODS, INC. Ticker: SFD Security ID: 832248108 Meeting Date: SEP 24, 2013 Meeting Type: Special Record Date: AUG 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Ticker: SREN Security ID: H8431B109 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Ordinary Dividends of CHF 3.85 For For Management per Share from Capital Contribution Reserves 3.2 Approve Special Dividends of CHF 4.15 For For Management per Share from Capital Contribution Reserves 4 Approve Discharge of the Board For For Management 5.1a Reelect Walter Kielholz as Director For For Management and Board Chairman 5.1b Reelect Raymund Breu as Director For For Management 5.1c Reelect Mathis Cabiallavetta as For For Management Director 5.1d Reelect Raymond Ch'ien as Director For For Management 5.1e Reelect Renato Fassbind as Director For For Management 5.1f Reelect Mary Francis as Director For For Management 5.1g Reelect Rajna Gibson Brandon as For For Management Director 5.1h Reelect Robert Henrikson as Director For For Management 5.1i Reelect Hans Ulrich Marki as Director For For Management 5.1j Reelect Carlos Represas as Director For For Management 5.1k Reelect Jean-Pierre Roth as Director For For Management 5.1l Elect Susan Wagner as Director For For Management 5.2.1 Appoint Renato Fassbind as Member of For For Management the Compensation Committee 5.2.2 Appoint Robert Henrikson as Member of For For Management the Compensation Committee 5.2.3 Appoint Hans Ulrich Marki as Member of For For Management the Compensation Committee 5.2.4 Appoint Carlos Represas as Member of For For Management the Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4 Ratify PricewaterhouseCooperes AG as For For Management Auditors 6 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies -------------------------------------------------------------------------------- TELEVISION BROADCASTS LTD. Ticker: 00511 Security ID: Y85830126 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Charles Chan Kwok Keung as For For Management Director 3b Elect Cher Wang Hsiueh Hong as Director For For Management 3c Elect Jonathan Milton Nelson as For For Management Director 3d Elect Chow Yei Ching as Director For For Management 3e Elect Gordon Siu Kwing Chue as Director For For Management 4 Approve Increase in Director's Fee For For Management 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Extension of Book Close Period For For Management from 30 Days to 60 Days -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: 881624209 Meeting Date: AUG 27, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Moshe Many as Director Until For For Management the End of the 2016 General Meeting 1b Reelect Arie Belldegrun as Director For For Management Until the End of the 2016 General Meeting 1c Reelect Amir Elstein as Director Until For For Management the End of the 2016 General Meeting 1d Reelect Yitzhak Peterburg as Director For For Management Until the End of the 2016 General Meeting 2a Approve Cash Bonus of USD 1,203,125 to For For Management Jeremy Levin, President and CEO 2a.1 Vote YES if you have a personal None Against Management interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 2b Approval of Bonus Objectives and For For Management Payout Terms for 2013 for Jeremy Levin, President and CEO 2b.1 Vote YES if you have a personal None Against Management interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 3 Approve Compensation Policy for the For For Management Directors and Officers of the Company 3.a Vote YES if you have a personal None Against Management interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 4 Approve Dividend for First and Second For For Management Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share 5 Appoint Kesselman and Kesselman For For Management (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting 6 Discuss Financial Statements for 2012 None None Management -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan E. Docherty For For Management 1.2 Elect Director Reginald D. Hedgebeth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carole Black For For Management 1b Elect Director Glenn A. Britt For For Management 1c Elect Director Thomas H. Castro For For Management 1d Elect Director David C. Chang For For Management 1e Elect Director James E. Copeland, Jr. For For Management 1f Elect Director Peter R. Haje For Against Management 1g Elect Director Donna A. James For For Management 1h Elect Director Don Logan For For Management 1i Elect Director Robert D. Marcus For For Management 1j Elect Director N.J. Nicholas, Jr. For For Management 1k Elect Director Wayne H. Pace For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director John E. Sununu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Uchiyamada, Takeshi For For Management 2.2 Elect Director Toyoda, Akio For For Management 2.3 Elect Director Ozawa, Satoshi For For Management 2.4 Elect Director Kodaira, Nobuyori For For Management 2.5 Elect Director Kato, Mitsuhisa For For Management 2.6 Elect Director Maekawa, Masamoto For For Management 2.7 Elect Director Ihara, Yasumori For For Management 2.8 Elect Director Sudo, Seiichi For For Management 2.9 Elect Director Saga, Koei For For Management 2.10 Elect Director Fukuichi, Tokuo For For Management 2.11 Elect Director Terashi, Shigeki For For Management 2.12 Elect Director Ishii, Yoshimasa For For Management 2.13 Elect Director Uno, Ikuo For Against Management 2.14 Elect Director Kato, Haruhiko For For Management 2.15 Elect Director Mark T. Hogan For For Management 3.1 Appoint Statutory Auditor Nakatsugawa, For For Management Masaki 3.2 Appoint Statutory Auditor Kitayama, For Against Management Teisuke 4 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuuji 5 Approve Annual Bonus Payment to For For Management Directors 6 Approve Disposal of Treasury Shares For For Management for a Private Placement -------------------------------------------------------------------------------- VIEWPOINT FINANCIAL GROUP, INC. Ticker: VPFG Security ID: 92672A101 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Brian McCall For For Management 1.2 Elect Director Karen H. O'Shea For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director James I. Cash, Jr. For For Management 1c Elect Director Roger C. Corbett For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Douglas N. Daft For For Management 1f Elect Director Michael T. Duke For Against Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Marissa A. Mayer For For Management 1i Elect Director C. Douglas McMillon For For Management 1j Elect Director Gregory B. Penner For For Management 1k Elect Director Steven S Reinemund For For Management 1l Elect Director Jim C. Walton For For Management 1m Elect Director S. Robson Walton For Against Management 1n Elect Director Linda S. Wolf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Disclosure of Recoupment Activity from Against For Shareholder Senior Officers 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- WHITEWAVE FOODS COMPANY Ticker: WWAV Security ID: 966244204 Meeting Date: SEP 24, 2013 Meeting Type: Special Record Date: AUG 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Adjourn Meeting For For Management ========================== PIMCO EqS(R) Dividend Fund ========================== AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2013 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Remuneration Report None None Management 3.3 Adopt Financial Statements For For Management 4 Approve Dividends of EUR 0.22 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Elect Robert W. Dineen to Supervisory For For Management Board 8 Elect Corien M. Wortmann-Kool to For For Management Supervisory Board 9 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9 11 Authorize Board to Issue Shares Up To For For Management 1 Percent of Issued Capital Under Incentive Plans 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- AMC ENTERTAINMENT HOLDINGS, INC. Ticker: AMC Security ID: 00165C104 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Saich For For Management 1.2 Elect Director Jian Wang For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Jesselson For For Management 1.2 Elect Director Roger S. Markfield For For Management 1.3 Elect Director Jay L. Schottenstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 06, 2013 Meeting Type: Annual Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elliot Stein, Jr. For For Management 1.2 Elect Director Bradley J. Wechsler For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 06, 2013 Meeting Type: Special Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: JUL 25, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Board Size For For Management 2 Elect Director For Against Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget and Allocation For For Management of Income 3 Elect Fiscal Council Members For For Management -------------------------------------------------------------------------------- ARTERIS SA Ticker: ARTR3 Security ID: P0R17E104 Meeting Date: APR 23, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles For For Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Elect Fiscal Council Members For For Management Representing Minority Shareholders 3 Elect Director Representing Minority For For Management Shareholders 4 Elect Director Representing Finance For Against Management Ministry 5 Elect Director Representing Banco do For Against Management Brasil S.A. 6 Elect Fiscal Council Member For For Management Representing Finance Ministry -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Fiscal Council For For Management Members 5 Elect CEO as Director For Against Management 6 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Michael Rake as Director For For Management 5 Re-elect Ian Livingston as Director For For Management 6 Re-elect Tony Chanmugam as Director For For Management 7 Re-elect Gavin Patterson as Director For For Management 8 Re-elect Tony Ball as Director For For Management 9 Re-elect Patricia Hewitt as Director For For Management 10 Re-elect Phil Hodkinson as Director For For Management 11 Re-elect Karen Richardson as Director For For Management 12 Re-elect Nick Rose as Director For For Management 13 Re-elect Jasmine Whitbread as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 20 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Boulet For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director Richard A. Gephardt For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Gregory J. McCray For For Management 1.6 Elect Director C. G. Melville, Jr. For For Management 1.7 Elect Director Fred R. Nichols For For Management 1.8 Elect Director William A. Owens For For Management 1.9 Elect Director Harvey P. Perry For For Management 1.10 Elect Director Glen F. Post, III For For Management 1.11 Elect Director Michael J. Roberts For For Management 1.12 Elect Director Laurie A. Siegel For For Management 1.13 Elect Director Joseph R. Zimmel For For Management 2 Ratify Auditors For For Management 3 Provide Proxy Access Right For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention Against For Shareholder -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: Y14965100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Xi Guohua as Director For For Management 3b Elect Sha Yuejia as Director For For Management 3c Elect Liu Aili as Director For For Management 4a Elect Lo Ka Shui as Director For For Management 4b Elect Paul Chow Man Yiu as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director Marc Benioff For For Management 1c Elect Director Gregory Q. Brown For For Management 1d Elect Director M. Michele Burns For For Management 1e Elect Director Michael D. Capellas For For Management 1f Elect Director John T. Chambers For For Management 1g Elect Director Brian L. Halla For For Management 1h Elect Director John L. Hennessy For For Management 1i Elect Director Kristina M. Johnson For For Management 1j Elect Director Roderick C. McGeary For For Management 1k Elect Director Arun Sarin For For Management 1l Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Approve Proxy Advisor Competition Against Against Shareholder -------------------------------------------------------------------------------- CNP ASSURANCES Ticker: CNP Security ID: F1876N318 Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.77 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Advisory Vote on Compensation of For For Management Jean-Paul Faugere, Chairman of the board 6 Advisory Vote on Compensation of For Against Management Frederic Lavenir, CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Article 16.1 of Bylaws Re: For For Management Directors' Length of Mandate 9 Amend Article 25 of Bylaws Re: For Against Management Censors' Length of Mandate 10 Ratify Appointment of Odile For Against Management Renaud-Basso as Director 11 Ratify Appointment of Rose-Marie Van For For Management Leberghe as Director 12 Ratify Appointment of Olivier Mareuse For Against Management as Director 13 Reelect Olivier Mareuse as Director For Against Management 14 Ratify Appointment of Remy Weber as For Against Management Director 15 Reelect Remy Weber as Director For Against Management 16 Reelect Jean-Yves Forel as Director For Against Management 17 Reelect Francois Perol as Director For Against Management 18 Reelect Franck Silvent as Director For Against Management 19 Reelect Philippe Wahl as Director For Against Management 20 Renew Appointment of Pierre Garcin as For Against Management Censor 21 Appoint Jean-Louis Davet as Censor For Against Management 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COLONY FINANCIAL, INC. Ticker: CLNY Security ID: 19624R106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Richard B. Saltzman For For Management 1.3 Elect Director George G. C. Parker For For Management 1.4 Elect Director John A. Somers For For Management 1.5 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors and Appoint Chairman For For Management for Two-Year Term 5 Elect Fiscal Council Members for For For Management One-Year Term 6 Approve Remuneration of Company's For For Management Management 1 Authorize Capitalization of Reserves For For Management 2 Approve Increase in Authorized Capital For For Management -------------------------------------------------------------------------------- EBRO FOODS S.A Ticker: EBRO Security ID: E38028135 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: MAY 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Discharge of Board For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Appoint Auditors For For Management 5 Advisory Vote on Remuneration Policy For For Management Report 6 Authorize Donations to Fundacion Ebro For For Management Foods 7.1 Ratify Appointment of and Elect For Against Management Empresas Comerciales e Industriales Valencianas SL as Director 7.2 Reelect Antonio Hernandez Callejas as For Against Management Director 7.3 Reelect Demetrio Carceller Arce as For Against Management Director 7.4 Reelect Alimentos y Aceites SA as For Against Management Director 7.5 Reelect Fernando Castello Clemente as For Against Management Director 7.6 Reelect Jose Ignacio Comenge For Against Management Sanchez-Real as Director 7.7 Reelect Sol Daurella Comadran as For For Management Director 7.8 Reelect Hispafoods Invest SL as For Against Management Director 7.9 Reelect Instituto Hispanico del Arroz For Against Management SA as Director 7.10 Reelect Jose Nieto de la Cierva as For Against Management Director 7.11 Reelect Rudolf-August Oetker as For Against Management Director 7.12 Reelect Eugenio Ruiz-Galvez Priego as For Against Management Director 7.13 Reelect Jose Antonio Segurado Garcia For For Management as Director 7.14 Fix Number of Directors at 13 For Against Management 8.1 Allow Director Alimentos y Aceites SA For For Management to Be Involved in Other Companies 8.2 Allow Director Instituto Hispanico del For For Management Arroz to Be Involved in Other Companies 8.3 Allow Director Antonio Hernandez For For Management Callejas to Be Involved in Other Companies 8.4 Allow Director Rudolf-August Oetker to For For Management Be Involved in Other Companies 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share A Approve Dividends of EUR 0.80 per Against Against Shareholder Share and Loyalty Dividends of EUR 0. 88 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Advisory Vote on Compensation of Henri For For Management Proglio, Chairman And CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 9 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 10 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million 11 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 13 Authorize Capital Increase of Up to For For Management EUR 45 Million for Future Exchange Offers 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Amend Article 10 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 18 Authorize Filing of Required For For Management Documents/Other Formalities 19 Ratify Appointment of Colette Lewiner For Against Management as Director -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX B Security ID: W24713120 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 11 Amend Articles Re: Number of Auditors, For Against Management Auditor Term 12 Determine Number of Members (9) and For For Management Deputy Members of Board (0) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1.8 Million for Chairman, SEK 625,000 for Vice Chairman, and SEK 540,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14 Reelect Lorna Davis, Hasse Johansson, For For Management Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Ballegaard Sorensen as Directors; Elect Petra Hedengran as New Director 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve 2014 Share-Related Long Term For Against Management Incentive Plan 18a Authorize Share Repurchase Program For For Management 18b Authorize Reissuance of Repurchased For For Management Class B Shares in Connection to Company Acquisitions 19 Close Meeting None None Management -------------------------------------------------------------------------------- ENAGAS S.A. Ticker: ENG Security ID: E41759106 Meeting Date: MAR 24, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte SL as For For Management Auditor 5.1 Reelect Antonio Llarden Carratala as For For Management Director 5.2 Reelect Marcelino Oreja Arburua as For For Management Director 5.3 Elect Ana Palacio Vallelersundi as For For Management Director 5.4 Elect Isabel Tocino Biscarolasaga as For For Management Director 5.5 Elect Antonio Hernandez Mancha as For For Management Director 5.6 Elect Gonzalo Solana Gonzalez as For For Management Director 5.7 Elect Luis Valero Artola as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Advisory Vote on Remuneration Policy For For Management Report 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas DiPaolo For For Management 1b Elect Director Matthew M. McKenna For For Management 1c Elect Director Steven Oakland For For Management 1d Elect Director Cheryl Nido Turpin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Erroll B. Davis, Jr. For For Management 1d Elect Director Stephen J. Girsky For For Management 1e Elect Director E. Neville Isdell For For Management 1f Elect Director Kathryn V. Marinello For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management 7 Provide for Cumulative Voting Against For Shareholder 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GOLAR LNG PARTNERS L.P. Ticker: GMLP Security ID: Y2745C102 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bart Veldhuizen as Director For For Management -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: Y2930P108 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Comprehensive For For Management Services Agreement and Related Transactions -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: Y2930P108 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Financial Budget Proposal for For For Management 2014 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 8a Elect Li Wenxin as Director For For Management 8b Elect Shen Yi as Director For For Management 8c Elect Luo Qing as Director For Against Management 8d Elect Sun Jing as Director For For Management 8e Elect Yu Zhiming as Director For For Management 8f Elect Huang Xin as Director For For Management 9a Elect Chen Song as Director For For Management 9b Elect Jia Jianmin as Director For For Management 9c Elect Wang Yunting as Director For For Management 10a Elect Liu Mengshu as Shareholder For For Management Representative Supervisor 10b Elect Chen Shaohong as Shareholder For For Management Representative Supervisor 10c Elect Shen Jiancong as Shareholder For For Management Representative Supervisor 10d Elect Li Zhiming as Shareholder For For Management Representative Supervisor 11 Approve Remuneration and Allowances of For For Management Directors 12 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas Y. Bech For For Management 1b Elect Director Leldon E. Echols For For Management 1c Elect Director R. Kevin Hardage For For Management 1d Elect Director Michael C. Jennings For For Management 1e Elect Director Robert J. Kostelnik For For Management 1f Elect Director James H. Lee For For Management 1g Elect Director Franklin Myers For For Management 1h Elect Director Michael E. Rose For For Management 1i Elect Director Tommy A. Valenta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Quantitative GHG Goals for Against Abstain Shareholder Products and Operations -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD Ticker: IPL Security ID: S38127122 Meeting Date: OCT 21, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation to For For Management Revise the Conversion Profile of the Deferred Ordinary Shares 1 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- IMPERIAL HOLDINGS LTD Ticker: IPL Security ID: S38127122 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2013 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with AF Mackie as the Designated Partner 3.1 Re-elect Michael Leeming as Member of For For Management the Audit Committee 3.2 Re-elect Phumzile Langeni as Member of For For Management the Audit Committee 3.3 Re-elect Roderick Sparks as Member of For For Management the Audit Committee 3.4 Re-elect Younaid Waja as Member of the For For Management Audit Committee 4.1 Re-elect Osman Arbee as Director For For Management 4.2 Re-elect Hubert Brody as Director For For Management 4.3 Re-elect Manuel de Canha as Director For For Management 4.4 Re-elect Tak Hiemstra as Director For For Management 4.5 Re-elect Gerhard Riemann as Director For For Management 4.6 Re-elect Marius Swanepoel as Director For For Management 5 Approve Remuneration Policy For For Management 6.1 Approve Remuneration of Chairman For For Management 6.2 Approve Remuneration of Deputy Chairman For For Management 6.3 Approve Remuneration of Board Member For For Management 6.4 Approve Remuneration of Assets and For For Management Liabilities Committee Chairman 6.5 Approve Remuneration of Assets and For For Management Liabilities Committee Member 6.6 Approve Remuneration of Audit For For Management Committee Chairman 6.7 Approve Remuneration of Audit For For Management Committee Member 6.8 Approve Remuneration of Risk Committee For For Management Chairman 6.9 Approve Remuneration of Risk Committee For For Management Member 6.10 Approve Remuneration of Remuneration For For Management and Nomination Committee Chairman 6.11 Approve Remuneration of Remuneration For For Management and Nomination Committee Member 6.12 Approve Remuneration of Social, Ethics For For Management and Sustainability Committee Chairman 6.13 Approve Remuneration of Social, Ethics For For Management and Sustainability Committee Member 7 Authorise Repurchase of Up to 20 For For Management Percent of Issued Share Capital 8 Place Authorised but Unissued Shares For For Management under Control of Directors 9 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 10 Place Authorised but Unissued For For Management Non-Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors 11 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC Ticker: IMT Security ID: G4721W102 Meeting Date: FEB 05, 2014 Meeting Type: Annual Record Date: FEB 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Dr Ken Burnett as Director For For Management 6 Re-elect Alison Cooper as Director For For Management 7 Re-elect David Haines as Director For For Management 8 Re-elect Michael Herlihy as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect Matthew Phillips as Director For For Management 11 Elect Oliver Tant as Director For For Management 12 Re-elect Mark Williamson as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC Ticker: ICP Security ID: G4807D101 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Kim Wahl as Director For For Management 7 Elect Lindsey McMurray as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Peter Gibbs as Director For For Management 10 Re-elect Kevin Parry as Director For For Management 11 Re-elect Christophe Evain as Director For For Management 12 Re-elect Philip Keller as Director For For Management 13 Re-elect Benoit Durteste as Director For For Management 14 Authorise Issue of Equity with For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For Against Management 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Carrabba For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director William G. Gisel, Jr. For For Management 1.8 Elect Director Richard J. Hipple For For Management 1.9 Elect Director Kristen L. Manos For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Demos Parneros For For Management 1.12 Elect Director Barbara R. Snyder For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Steven A. Burd For For Management 1c Elect Director Dale E. Jones For For Management 1d Elect Director Kevin Mansell For For Management 1e Elect Director John E. Schlifske For For Management 1f Elect Director Frank V. Sica For For Management 1g Elect Director Peter M. Sommerhauser For For Management 1h Elect Director Stephanie A. Streeter For For Management 1i Elect Director Nina G. Vaca For For Management 1j Elect Director Stephen E. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against For Shareholder 5 Report on Data Used to Make Against Against Shareholder Environmental Goals and Costs and Benefits of Sustainability Program -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: JAN 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2013 2.1 Re-elect Fran du Plessis as Director For For Management 2.2 Re-elect Joel Netshitenzhe as Director For For Management 2.3 Elect Marian Jacobs as Director For For Management 2.4 Elect Royden Vice as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with FJ Lombard as the Designated Audit Partner 4.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 4.2 Elect Fran du Plessis as Member of the For For Management Audit Committee 4.3 Re-elect Louisa Mojela as Member of For For Management the Audit Committee 4.4 Elect Royden Vice as Member of the For For Management Audit Committee 5 Approve Remuneration Policy For Against Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Place Authorised but Unissued Shares For Against Management Under Control of Directors 8 Authorise Board to Ratify and Execute For For Management Approved Resolutions 9 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 10 Approve Remuneration of Non-Executive For For Management Directors 11 Approve Financial Assistance to For For Management Related and Inter-related Companies 12 Adopt New Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors For Against Management 5 Elect Fiscal Council Members For For Management 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LIGHT S.A. Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Phantom Option Plan For Against Management 2 Amend Variable Remuneration of For Against Management Company's Management for Fiscal Year 2013 -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven A. Davis For For Management 1b Elect Director Gary R. Heminger For For Management 1c Elect Director John W. Snow For For Management 1d Elect Director John P. Surma For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC Ticker: MKS Security ID: G5824M107 Meeting Date: JUL 09, 2013 Meeting Type: Annual Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Patrick Bousquet-Chavanne as For For Management Director 5 Elect Andy Halford as Director For For Management 6 Elect Steve Rowe as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Marc Bolland as Director For For Management 9 Re-elect Miranda Curtis as Director For For Management 10 Re-elect John Dixon as Director For For Management 11 Re-elect Martha Lane Fox as Director For For Management 12 Re-elect Steven Holliday as Director For For Management 13 Re-elect Jan du Plessis as Director For For Management 14 Re-elect Alan Stewart as Director For For Management 15 Re-elect Robert Swannell as Director For For Management 16 Re-elect Laura Wade-Gery as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 22, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Anderson For For Management 1.2 Elect Director Scott C. Donnelly For For Management 1.3 Elect Director Victor J. Dzau For For Management 1.4 Elect Director Omar Ishrak For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Michael O. Leavitt For For Management 1.7 Elect Director James T. Lenehan For For Management 1.8 Elect Director Denise M. O'Leary For For Management 1.9 Elect Director Kendall J. Powell For For Management 1.10 Elect Director Robert C. Pozen For For Management 1.11 Elect Director Preetha Reddy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Reduce Supermajority Vote Requirement For For Management for Establishing Range For Board Size 7 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 8 Reduce Supermajority Vote Requirement For For Management for Amendment of Articles 9 Rescind Fair Price Provision For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director Dina Dublon For For Management 3 Elect Director William H. Gates For For Management 4 Elect Director Maria M. Klawe For For Management 5 Elect Director Stephen J. Luczo For For Management 6 Elect Director David F. Marquardt For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Helmut Panke For For Management 9 Elect Director John W. Thompson For For Management 10 Amend Executive Incentive Bonus Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management -------------------------------------------------------------------------------- MTN GROUP LTD Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Koosum Kalyan as Director For For Management 2 Re-elect Johnson Njeke as Director For For Management 3 Re-elect Jeff van Rooyen as Director For For Management 4 Re-elect Jan Strydom as Director For Against Management 5 Re-elect Alan van Biljon as Director For For Management 6 Elect Phuthuma Nhleko as Director For Against Management 7 Elect Brett Goschen as Director For For Management 8 Re-elect Alan van Biljon as Member of For For Management the Audit Committee 9 Re-elect Jeff van Rooyen as Member of For For Management the Audit Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit Committee 11 Re-elect Johnson Njeke as Member of For For Management the Audit Committee 12 Reappoint PricewaterhouseCoopers Inc For For Management and SizweNtsalubaGobodo Inc as Joint Auditors of the Company 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Philosophy For For Management 15 Approve Increase in Non-executive For For Management Directors' Remuneration 16 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital 17 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers and Other Persons Participating in Share or Other Employee Incentive Schemes 18 Authorise Specific Repurchase of For For Management Treasury Shares from Mobile Telephone Networks Holdings Propriety Limited -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Miura, Satoshi For For Management 2.2 Elect Director Unoura, Hiroo For For Management 2.3 Elect Director Shinohara, Hiromichi For For Management 2.4 Elect Director Sawada, Jun For For Management 2.5 Elect Director Kobayashi, Mitsuyoshi For For Management 2.6 Elect Director Shimada, Akira For For Management 2.7 Elect Director Tsujigami, Hiroshi For For Management 2.8 Elect Director Okuno, Tsunehisa For For Management 2.9 Elect Director Kuriyama, Hiroki For For Management 2.10 Elect Director Shirai, Katsuhiko For For Management 2.11 Elect Director Sakakibara, Sadayuki For For Management 3.1 Appoint Statutory Auditor Ide, Akiko For For Management 3.2 Appoint Statutory Auditor Iida, Takashi For For Management -------------------------------------------------------------------------------- PETROFAC LTD Ticker: PFC Security ID: G7052T101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Remuneration Report For For Management 5 Elect Kathleen Hogenson as Director For For Management 6 Re-elect Norman Murray as Director For For Management 7 Re-elect Thomas Thune Andersen as For For Management Director 8 Re-elect Stefano Cao as Director For For Management 9 Re-elect Roxanne Decyk as Director For For Management 10 Re-elect Rene Medori as Director For For Management 11 Re-elect Rijnhard van Tets as Director For For Management 12 Re-elect Ayman Asfari as Director For For Management 13 Re-elect Marwan Chedid as Director For For Management 14 Re-elect Tim Weller as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Approve Performance Share Plan For For Management 22 Approve Deferred Bonus Share Plan For For Management 23 Approve Share Incentive Plan For For Management -------------------------------------------------------------------------------- PROSAFE SE Ticker: PRS Security ID: M8175T104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Meeting Notice and Agenda For For Management 3 Accept Board Report For For Management 4 Accept Financial Statements For For Management 5 Accept Audit Report For For Management 6a Elect RonnyJohan Langeland as Director For For Management 6b Elect Christian Brinch as Director For For Management 6c Elect Nancy Ch. Erotokritou as Director For For Management 6d Elect Tasos Ziziros as Director For For Management 7 Approve Director Remuneration For For Management 8 Approve Remuneration of Nomination For For Management Committee Members 9 Ratify Auditors For For Management 10 Approve Remuneration of External For For Management Auditors 11 Authorize Share Repurchase Program For For Management 12a Authorize Share Capital Increase For For Management 12b Eliminate Preemptive Rights For For Management 13 Authorize Share Capital Increase For For Management without Preemptive Rights -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG Ticker: PSM Security ID: D6216S143 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.47 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6a Elect Lawrence Aidem to the For For Management Supervisory Board 6b Elect Antoinette Aris to the For For Management Supervisory Board 6c Elect Werner Brandt to the Supervisory For For Management Board 6d Elect Adam Cahan to the Supervisory For For Management Board 6e Elect Stefan Dziarski to the For For Management Supervisory Board 6f Elect Philipp Freise to the For For Management Supervisory Board 6g Elect Marion Helmes to the Supervisory For For Management Board 6h Elect Erik Huggers to the Supervisory For For Management Board 6i Elect Harald Wiedmann to the For For Management Supervisory Board 7 Amend Articles Re: Remuneration of For For Management Supervisory Board 8 Approve Creation of EUR 65 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9.1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 9.2 Approve Creation of EUR 43 Million For For Management Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Notification of For For Management Significant Shareholdings 11.1 Amend Affiliation Agreements with For For Management Subsidiaries 11.2 Amend Affiliation Agreements with For For Management Subsidiaries 11.3 Amend Affiliation Agreements with For For Management Subsidiaries 11.4 Amend Affiliation Agreements with For For Management Subsidiaries 11.5 Amend Affiliation Agreements with For For Management Subsidiaries 11.6 Amend Affiliation Agreements with For For Management Subsidiaries 11.7 Amend Affiliation Agreements with For For Management Subsidiaries 11.8 Amend Affiliation Agreements with For For Management Subsidiaries 11.9 Amend Affiliation Agreements with For For Management Subsidiaries 11.10 Amend Affiliation Agreements with For For Management Subsidiaries 11.11 Amend Affiliation Agreements with For For Management Subsidiaries 11.12 Amend Affiliation Agreements with For For Management Subsidiaries 11.13 Amend Affiliation Agreements with For For Management Subsidiaries 11.14 Amend Affiliation Agreements with For For Management Subsidiaries 11.15 Amend Affiliation Agreements with For For Management Subsidiaries 11.16 Amend Affiliation Agreements with For For Management Subsidiaries 11.17 Amend Affiliation Agreements with For For Management Subsidiaries 11.18 Amend Affiliation Agreements with For For Management Subsidiaries 11.19 Amend Affiliation Agreements with For For Management Subsidiaries 11.20 Amend Affiliation Agreements with For For Management Subsidiaries 11.21 Amend Affiliation Agreements with For For Management Subsidiaries -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Gilbert F. Casellas For For Management 1.4 Elect Director James G. Cullen For For Management 1.5 Elect Director Mark B. Grier For For Management 1.6 Elect Director Constance J. Horner For For Management 1.7 Elect Director Martina Hund-Mejean For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Christine A. Poon For For Management 1.10 Elect Director Douglas A. Scovanner For For Management 1.11 Elect Director John R. Strangfeld For For Management 1.12 Elect Director James A. Unruh For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Donald G. Cruickshank For For Management 1c Elect Director Raymond V. Dittamore For For Management 1d Elect Director Susan Hockfield For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Paul E. Jacobs For For Management 1g Elect Director Sherry Lansing For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director Duane A. Nelles For For Management 1j Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1k Elect Director Francisco Ros For For Management 1l Elect Director Jonathan J. Rubinstein For For Management 1m Elect Director Brent Scowcroft For For Management 1n Elect Director Marc I. Stern For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SMARTONE TELECOMMUNICATIONS HOLDINGS LTD. Ticker: 00315 Security ID: G8219Z105 Meeting Date: NOV 01, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend with Scrip For For Management Option 3a1 Elect Kwok Ping-luen, Raymond as For For Management Director 3a2 Elect Chan Kai-lung, Patrick as For For Management Director 3a3 Elect John Anthony Miller as Director For For Management 3a4 Elect Li Ka-cheung, Eric as Director For Against Management 3a5 Elect Ip Yeung See-ming, Christine as For For Management Director 3b Authorize Board to Fix Directors' Fees For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Bye-laws For For Management -------------------------------------------------------------------------------- SOCIETA INIZIATIVE AUTOSTRADALI E SERVIZI SPA (SIAS) Ticker: SIS Security ID: T86587101 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Approve Remuneration Report For For Management 3.1 Fix Number of Directors For For Management 3.2 Fix Board Terms for Directors For For Management 3.3.1 Slate Submitted by Astm SpA None Did Not Vote Shareholder 3.3.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 3.4 Elect Board Chairman For For Management 3.5 Approve Remuneration of Directors For For Management 4.1.1 Slate Submitted by Astm SpA None Against Shareholder 4.1.2 Slate Submitted by Assicurazioni None For Shareholder Generali SpA 4.1 Approve Internal Auditors' Remuneration For For Management -------------------------------------------------------------------------------- SOLAR CAPITAL LTD. Ticker: SLRC Security ID: 83413U100 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Spohler For For Management 1.2 Elect Director Steven Hochberg For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- SOLAR SENIOR CAPITAL LTD. Ticker: SUNS Security ID: 83416M105 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Gross For For Management 1.2 Elect Director Leonard A. Potter For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Justin King For For Management 1d Elect Director Carol Meyrowitz For For Management 1e Elect Director Rowland T. Moriarty For For Management 1f Elect Director Robert C. Nakasone For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Vijay Vishwanath For For Management 1k Elect Director Paul F. Walsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- SUBSEA 7 S.A. Ticker: SUBC Security ID: L8882U106 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of NOK 3.60 per Common Share 5 Approve Discharge of Directors For For Management 6 Appoint Ernst & Young as Auditor For For Management 7 Reelect Kristian Siem as Director For For Management 8 Reelect Peter Mason as Senior For For Management Independent Director 9 Reelect Eystein Eriksrud as Director For For Management 10 Reelect Jean Cahuzac as Director For For Management 11 Reelect Robert Long as Independent For For Management Director -------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY Ticker: SEV Security ID: F4984P118 Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.65 per Share 4 Elect Ines Kolmsee as Director For For Management 5 Reelect Gilles Benoist as Director For For Management 6 Reelect Alain Chaigneau as Director For For Management 7 Reelect Penelope Chalmers Small as For For Management Director 8 Reelect Guillaume Pepy as Director For For Management 9 Reelect Jerome Tolot as Director For For Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Renew Appointment of Mazars as Auditor For For Management 12 Renew Appointment of CBA as Alternate For For Management Auditor 13 Approve Auditors' Special Report on For For Management Related-Party Transactions 14 Advisory Vote on Compensation of For For Management Gerard Mestrallet, Chairman 15 Advisory Vote on Compensation of For For Management Jean-Louis Chaussade, CEO 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 11.2 and 17.4 of Bylaws For For Management Re: Age Limit for Chairman and for CEO 18 Amend Article 10 of Bylaws Re: For For Management Appointment of Employee Representatives 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capital Increase of Up to For For Management EUR 204 Million for Future Exchange Offers 26 Approve Issuance of Securities For For Management Convertible into Debt 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Employees 29 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 408 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Henrique De Castro For For Management 1e Elect Director James A. Johnson For For Management 1f Elect Director Mary E. Minnick For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director Derica W. Rice For For Management 1i Elect Director Kenneth L. Salazar For For Management 1j Elect Director John G. Stumpf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Perquisites Against Against Shareholder 5 Require Independent Board Chairman Against Against Shareholder 6 Cease Discrimination in Hiring, Vendor Against Against Shareholder Contracts, or Customer Relations -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For For Management 8 Ratify Director Appointment For For Management 9 Ratify External Auditors For For Management 10 Approve Profit Distribution Policy For For Management 11 Receive Information on Remuneration None None Management Policy 12 Receive Information on Charitable None None Management Donations 13 Receive Information on Company None None Management Disclosure Policy 14 Approve Share Repurchase Program For For Management 15 Receive Information on Related Party None None Management Transactions 16 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 17 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 18 Wishes None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TRONOX LIMITED Ticker: TROX Security ID: Q9235V101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Casey For For Management 1.2 Elect Director Andrew P. Hines For For Management 1.3 Elect Director Wayne A. Hinman For For Management 1.4 Elect Director Peter Johnston For For Management 1.5 Elect Director Ilan Kaufthal For For Management 1.6 Elect Director Jeffry N. Quinn For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALGREEN CO. Ticker: WAG Security ID: 931422109 Meeting Date: JAN 08, 2014 Meeting Type: Annual Record Date: NOV 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janice M. Babiak For For Management 1b Elect Director David J. Brailer For For Management 1c Elect Director Steven A. Davis For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Mark P. Frissora For For Management 1f Elect Director Ginger L. Graham For For Management 1g Elect Director Alan G. McNally For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director Alejandro Silva For For Management 1l Elect Director James A. Skinner For For Management 1m Elect Director Gregory D. Wasson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Stock Retention/Holding Period Against For Shareholder 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Cote For For Management 1b Elect Director Henry T. DeNero For For Management 1c Elect Director William L. Kimsey For For Management 1d Elect Director Michael D. Lambert For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Roger H. Moore For For Management 1i Elect Director Thomas E. Pardun For For Management 1j Elect Director Arif Shakeel For For Management 1k Elect Director Akio Yamamoto For For Management 1l Elect Director Masahiro Yamamura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LTD. Ticker: 01052 Security ID: G9880L102 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Zhu Chunxiu as Director For For Management 3b Elect Liang Youpan as Director For For Management 3c Elect He Baiqing as Director For For Management 3d Elect Cheung Doi Shu as Director For Against Management 3e Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: OCT 17, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Declare Interim Dividend For For Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept the Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Approve Fianancial Accounts and For For Management Financial Budget of the Company for Year 2014 6 Reappoint Deloitte Touche Tohmatsu as For For Management Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration ====================== PIMCO EqS(R) Emerging Markets Fund ====================== AFREN PLC Ticker: AFR Security ID: G01283103 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: JUN 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Sheree Bryant as Director For For Management 5 Elect Iain McLaren as Director For For Management 6 Re-elect Egbert Imomoh as Director For For Management 7 Re-elect Peter Bingham as Director For For Management 8 Re-elect John St John as Director For For Management 9 Re-elect Toby Hayward as Director For For Management 10 Re-elect Ennio Sganzerla as Director For For Management 11 Re-elect Patrick Obath as Director For For Management 12 Re-elect Dr Osman Shahenshah as For For Management Director 13 Re-elect Shahid Ullah as Director For For Management 14 Re-elect Darra Comyn as Director For For Management 15 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Elect Mohamed Azman Yahya as Director For For Management 4 Elect Edmund Sze-Wing Tse as Director For For Management 5 Elect Jack Chak-Kwong So as Director For For Management 6 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: JAN 02, 2014 Meeting Type: Special Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Companhia For For Management de Bebidas das Americas - Ambev 2 Appoint Independent Firm to Appraise For For Management Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Companhia de For For Management Bebidas das Americas - Ambev 5 Approve Acquisition Agreement between For For Management the Company and Ambev Brasil Bebidas S. A. (Ambev Brasil) 6 Appoint Independent Firm to Appraise For For Management Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Acquisition of Ambev Brasil For For Management and Issuance of Shares in Connection with Acquisition 9 Amend Article 5 to Reflect Changes in For For Management Capital 10 Amend Corporate Purpose For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12.1 Elect Victorio Carlos de Marchi as For For Management Director 12.2 Elect Carlos Alves de Brito as Director For For Management 12.3 Elect Marcel Herrmann Telles as For For Management Director 12.4 Elect Jose Heitor Attilio Gracioso as For For Management Director 12.5 Elect Vicente Falconi Campos as For For Management Director 12.6 Elect Luis Felipe Pedreira Dutra Leite For For Management as Director 12.7 Elect Roberto Moses Thompson Motta as For For Management Director 12.8 Elect Alvaro Antonio Cardoso de Sousa For For Management as Director 12.9 Elect Paulo Alberto Lemman as Director For For Management 12.10 Elect Antonio Carlos Augusto Ribeiro For For Management Bonchristiano as Director 12.11 Elect Marcos de Barros Lisboa as For For Management Director 12.12 Elect Luiz Fernando Ziegler de Saint For For Management Edmond as Alternate Director 13 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ANHANGUERA EDUCACIONAL PARTICIPACOES S.A. Ticker: AEDU3 Security ID: P0355L115 Meeting Date: MAR 18, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Anhanguera For For Management Publicacoes e Comercio de Material Didatico Ltda. 2 Appoint Independent Firm to Appraise For For Management Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Anhanguera For For Management Publicacoes e Comercio de Material Didatico Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ANHANGUERA EDUCACIONAL PARTICIPACOES S.A. Ticker: AEDU3 Security ID: P0355L115 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Install Fiscal Council, Elect Fiscal For For Management Council Members, and Approve their Remuneration -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S103 Meeting Date: JUL 19, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect S.B. Mathur as Director For For Management 3 Reelect P.R. Menon as Director For For Management 4 Reelect R.N. Bhattacharyya as Director For For Management 5 Approve Dividend of INR 18.00 Per For For Management Equity Share 6 Approve Deloitte Haskins & Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Elect I. Vittal as Director For For Management 8 Elect R. Bhagat as Director For For Management 9 Elect S. Misra as Director For For Management 10 Approve Appointment and Remuneration For For Management of S. Misra as Non-Executive Chairman 11 Approve Revision in Remuneration of S. For For Management Sharma, Managing Director & CEO 12 Approve Revision in Remuneration of S. For For Management Sengupta, Executive Director & Head (Corporate Centre) 13 Approve Revision in Remuneration of V. For For Management Srinivasan, Executive Director & Head (Corporate Banking) 14 Amend Employee Stock Option Scheme For For Management -------------------------------------------------------------------------------- AXIS BANK LTD. Ticker: 532215 Security ID: Y0487S103 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect K.N. Prithviraj as Director For For Management 3 Reelect V. Srinivasan as Director For For Management 4 Approve Dividend of INR 20 Per Share For For Management 5 Approve S. R. Batliboi & Co. LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect U. Sangwan as Director For For Management 7 Approve Remuneration of S. Misra For For Management 8 Approve Revision in Remuneration of S. For For Management Sharma, Managing Director and CEO 9 Approve Revision in Remuneration of S. For For Management Sengupta, Executive Director & Head (Corporate Centre) 10 Approve Revision in Remuneration of V. For For Management Srinivasan, Executive Director & Head (Corporate Banking) 11 Amend Stock Option Scheme For For Management 12 Approve Increase in Borrowing Powers For For Management 13 Authorize Issuance of Debt Instruments For For Management 14 Approve Stock Split For For Management 15 Amend Memorandum of Association For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Elect Fiscal Council Members For For Management Representing Minority Shareholders 3 Elect Director Representing Minority For For Management Shareholders 4 Elect Director Representing Finance For Against Management Ministry 5 Elect Director Representing Banco do For Against Management Brasil S.A. 6 Elect Fiscal Council Member For For Management Representing Finance Ministry -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES S.A. Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Fiscal Council For For Management Members 5 Elect CEO as Director For Against Management 6 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES S.A.B DE C.V. Ticker: BOLSAA Security ID: P17330104 Meeting Date: FEB 12, 2014 Meeting Type: Special Record Date: FEB 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Line of Bank Credit For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES S.A.B DE C.V. Ticker: BOLSAA Security ID: P17330104 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report in Accordance For For Management with Article 172 of General Company Law 1.2 Approve Board's Report Regarding For For Management Articles 28 and 172 of Stock Market Law 1.3 Accept Individual and Consolidated For For Management Financial Statements and Statutory Reports 1.4 Accept Audit and Corporate Practices For For Management Committee's Report 1.5 Accept Statutory Auditors' Report For For Management 1.6 Accept Report on Member Admission, For For Management Share Listing and Regulatory Committee Activities 1.7 Accept Report on Compliance with For For Management Fiscal Obligations 2 Approve Allocation of Income For For Management 3 Approve Cash Dividends of MXN 646.36 For For Management Million or MXN 1.09 Per Share 4 Elect Principal and Alternate Members For Against Management of Board of Directors, Statutory Auditors, Chairman of Audit and Corporate Practices Committees; Verify Independence Classification of Board Members 5 Approve Remuneration of Principal and For For Management Alternate Members of Board of Directors and Statutory Auditors; Approve Remuneration of Members of Audit Committee and Corporate Practices Committee 6 Approve Report of Policies Related to For For Management Repurchase of Shares 7 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Re-elect Richard Burrows as Director For For Management 8 Re-elect Karen de Segundo as Director For For Management 9 Re-elect Nicandro Durante as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Christine Morin-Postel as For For Management Director 12 Re-elect Gerry Murphy as Director For For Management 13 Re-elect Kieran Poynter as Director For For Management 14 Re-elect Ben Stevens as Director For For Management 15 Re-elect Richard Tubb as Director For For Management 16 Elect Savio Kwan as Director For For Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve EU Political Donations and For For Management Expenditure 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- CARLSBERG Ticker: CARL B Security ID: K36628137 Meeting Date: MAR 20, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Publication of Annual Report For For Management in English 2 Receive Report of Board None None Management 3 Approve Financial Statements and For For Management Statutory Report; Approve Discharge of Directors 4 Approve Allocation of Income and For For Management Dividends of DKK 8.00 Per Share 5a Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 5b Approve Remuneration of Directors in For For Management the Amount of DKK 1,400,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5c Authorize Share Repurchase Program For Against Management 5d1 Require Inclusion of Certain Financial Against Against Shareholder information to Meeting Notice 5d2 Require Availability of Certain Against Against Shareholder Reports in Danish for Five Years on Company Website 5d3 Simplify Access to Documents Available Against Against Shareholder on Company's Website 5d4 Require Company to Offer at AGM a Meal Against Against Shareholder Corresponding to Company's Outlook 6a Reelect Flemming Besenbacher as For For Management Director 6b Reelect Jess Soderberg as Director For For Management 6c Reelect Lars Stemmerik as Director For For Management 6d Reelect Richard Burrows as Director For For Management 6e Reelect Cornelis Job van der Graaf as For For Management Director 6f Reelect Donna Cordner as Director For For Management 6g Reelect Elisabeth Fleuriot as Director For For Management 6h Reelect Soren-Peter Olesen as Director For For Management 6i Reelect Nina Smith as Director For For Management 6j Elect Carl Bache as Director For For Management 7 Ratify KPMG 2014 P/S as Auditors For For Management -------------------------------------------------------------------------------- CCR S.A. Ticker: CCRO3 Security ID: P1413U105 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Board Size and Elect Directors For Against Management 5 Install Fiscal Council and Elect For For Management Members 6 Approve Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Designate Delegates to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: DEC 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Simple Reorganization Plan by For For Management Segregating a Portion of Company Equity to be Contributed to Calizas del Norte SAC; Authorize Board to Execute Approved Resolutions 2 Amend Article 51 Re: Board-Related For For Management 3 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A. Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: MAR 25, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, and For For Management Discharge Directors 2 Appoint Auditors For For Management 3 Ratify Distributions of Dividends for For For Management FY 2013 4 Approve Allocation of Income for FY For For Management 2013 and Payment of Dividends for FY 2014 5 Fix Number of and Elect Directors For Against Management -------------------------------------------------------------------------------- CETIP S.A. - MERCADOS ORGANIZADOS Ticker: CTIP3 Security ID: P23840104 Meeting Date: NOV 25, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose Roberto Machado Filho as For For Management Director -------------------------------------------------------------------------------- CETIP S.A. - MERCADOS ORGANIZADOS Ticker: CTIP3 Security ID: P23840104 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Elect Directors for Two-Year Term For For Management -------------------------------------------------------------------------------- CETIP S.A. - MERCADOS ORGANIZADOS Ticker: CTIP3 Security ID: P23840104 Meeting Date: APR 28, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report, Consolidated Financial Statements and Separate Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Plan on 2013 Profit For For Management Distribution and Employee Profit Sharing Through Issuance of New Shares by Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 7 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 8 Amend Trading Procedures Governing For For Management Derivatives Products 9 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CHINA HIGH PRECISION AUTOMATION GROUP LTD. Ticker: 00591 Security ID: G21122109 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2a Elect Zou Chong as Director For For Management 2b Elect Su Fang Zhong as Director For For Management 2c Elect Hu Guo Qing as Director For Against Management 2d Elect Chan Yuk Hiu, Taylor as Director For Against Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Pan-China (H.K.) CPA Limited For Against Management as Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4b Authorize Share Repurchase Program For For Management 4c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 00688 Security ID: Y15004107 Meeting Date: MAY 26, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Chen Yi as Director For Against Management 3b Elect Luo Liang as Director For Against Management 3c Elect Nip Yun Wing as Director For Against Management 3d Elect Zheng Xuexuan as Director For Against Management 3e Elect Lam Kwong Siu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- CHINA SHANSHUI CEMENT GROUP LTD. Ticker: 00691 Security ID: G2116M101 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Zhang Caikui as Director and For For Management Authorize Board to Fix the Director's Remuneration 3b Elect Li Cheung Hung as Director and For For Management Authorize Board to Fix the Director's Remuneration 3c Elect Hou Huailiang as Director and For For Management Authorize Board to Fix the Director's Remuneration 3d Elect Wu Xiaoyun as Director and For For Management Authorize Board to Fix the Director's Remuneration 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Share Repurchase Program For For Management 5c Authorize Reissuance of Repurchased For Against Management Shares 6a Amend Memorandum of Association of the For For Management Company 6b Amend Articles of Association of the For For Management Company 6c Adopt New Set of Memorandum and For For Management Articles of the Company -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as the PRC and International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued A Share and H Share Capital 9 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO GRUPO PAO DE ACUCAR Ticker: PCAR4 Security ID: P3055E464 Meeting Date: APR 16, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nominated by Preferred None Abstain Shareholder Shareholders -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: AMBV4 Security ID: 20441W203 Meeting Date: JUL 30, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Reorganization Plan For For Management and Stock Swap Merger 2 Amend Articles to Reflect Changes in For For Management Capital 3 Approve Cancellation of Treasury Shares For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 28, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Ratify Remuneration Paid for Fiscal For For Management Year 2013 and Approve Remuneration of Company's Management 1 Authorize Capitalization of Fiscal For For Management Benefits and Issue New Shares 2 Authorize Capitalization of Fiscal For For Management Benefits without Issuing New Shares 3 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: MAR 31, 2014 Meeting Type: Annual Record Date: FEB 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2013 Annual Report None None Management 2 Approve Audited Consolidated Financial For For Management Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report 3.1 Elect Dionisio Romero Paoletti as For For Management Director 3.2 Elect Raimundo Morales Dasso as For For Management Director 3.3 Elect Fernando Fort Marie as Director For For Management 3.4 Elect Reynaldo A. Llosa Barber as For For Management Director 3.5 Elect Juan Carlos Verme Giannoni as For For Management Director 3.6 Elect Luis Enrique Yarur Rey as For For Management Director 3.7 Elect Benedicto Ciguenas Guevara as For For Management Director 3.8 Elect Martin Perez Monteverde as For For Management Director 4 Approve Remuneration of Directors For For Management 5 Appoint Ernst & Young Global as For For Management External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DB X-TRACKERS CSI300 UCITS ETF Ticker: 03049 Security ID: L2297J434 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Directors For For Management 4 Reelect Messrs. Werner Burg, For For Management Klaus-Michael Vogel, Jacques Elvinger and Manooj Mistry as Directors 5 Renew Appointment of Ernst and Young For For Management as Auditor 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- DB X-TRACKERS CSI300 UCITS ETF Ticker: 03049 Security ID: L2297J434 Meeting Date: MAY 12, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Restatement of the Articles of For For Management Incorporation to Ensure Compliance with 2010 Law -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LTD Ticker: 00489 Security ID: Y21042109 Meeting Date: OCT 10, 2013 Meeting Type: Special Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a1 Elect Xu Ping as Executive Director For For Management 1a2 Elect Zhu Fushou as Executive Director For For Management 1a3 Elect Li Shaozhu as Executive Director For For Management 1b1 Elect Tong Dongcheng as Non-Executive For For Management Director 1b2 Elect Ouyang Jie as Non-Executive For For Management Director 1b3 Elect Liu Weidong as Non-Executive For For Management Director 1b4 Elect Zhou Qiang as Non-Executive For For Management Director 1c1 Elect Ma Zhigeng as Independent For For Management Non-Executive Director 1c2 Elect Zhang Xiaotie as Independent For For Management Non-Executive Director 1c3 Elect Cao Xinghe as Independent For For Management Non-Executive Director 1c4 Elect Chen Yunfei as Independent For For Management Non-Executive Director 1d1 Elect Ma Liangjie as Supervisor For For Shareholder 1d2 Elect Feng Guo as Supervisor For For Shareholder 1d3 Elect Zhao Jun as Supervisor For For Shareholder 1d4 Elect Ren Yong as Supervisor For For Shareholder 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ECOPETROL S.A. Ticker: ECOPETROL Security ID: 279158109 Meeting Date: JAN 23, 2014 Meeting Type: Special Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Appoint Chairman of the Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Appoint Committee to Approve Minutes For For Management of Meeting 8 Elect Directors For For Management -------------------------------------------------------------------------------- EUROBANK ERGASIAS SA Ticker: EUROB Security ID: X1898P135 Meeting Date: JUN 28, 2014 Meeting Type: Annual Record Date: JUN 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Auditors For For Management 3 Approve Auditors and Fix Their For For Management Remuneration 4 Elect Directors and Increase Board For For Management Size; Approve Appointment of Independent Board Members 5 Appoint Members of Audit Committee For For Management 6 Approve Director Remuneration For For Management -------------------------------------------------------------------------------- FIRST GEN CORPORATION Ticker: FGEN Security ID: Y2518H114 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve the Minutes of the May 8, 2013 For For Management Annual General Meeting 4 Receive Address of the Chairman and For For Management Chief Executive Officer 5 Approve Annual Report of the President For For Management and Chief Operating Officer 6.1 Elect Oscar M. Lopez as a Director For For Management 6.2 Elect Federico R. Lopez as a Director For For Management 6.3 Elect Francis Giles B. Puno as a For For Management Director 6.4 Elect Richard B. Tantoco as a Director For Against Management 6.5 Elect Peter D. Garrucho, Jr. as a For For Management Director 6.6 Elect Elpidio L. Ibanez as a Director For For Management 6.7 Elect Eugenio L. Lopez III as a For For Management Director 6.8 Elect Tony Tan Caktiong as a Director For For Management 6.9 Elect Jaime I. Ayala as a Director For For Management 7 Approve Audited Consolidated Financial For For Management Statements for the Years Ended Dec. 31, 2013 and 2012 8 Appoint External Auditors for 2014-2015 For For Management 9 Amend the Third Article of the For For Management Articles of Incorporation to Indicate the Specific Principal Office Address of the Company 10 Authorize the Company to Act as For For Management Guarantor/Co-obligor for Any of Its Subsidiaries 11 Ratify the Acts and Resolutions of the For For Management Board of Directors and Management 12 Approve Other Matters For Against Management -------------------------------------------------------------------------------- FIRST TRACTOR CO., LTD. Ticker: 00038 Security ID: Y25714109 Meeting Date: AUG 19, 2013 Meeting Type: Special Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System for Raised Fund For For Management 2 Approve Injection of the Assets of the For For Shareholder Hi-Powered Agricultural Diesel Engine Project into YTO Diesel 3 Authorize Board to Consider and For For Shareholder Approve the Matter in Relation to the Capital Contribution to YTO Diesel -------------------------------------------------------------------------------- FIRST TRACTOR CO., LTD. Ticker: 00038 Security ID: Y25714109 Meeting Date: OCT 15, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For Against Management Insurance for Directors, Supervisors, and Senior Management Officers 2 Appoint Baker Tilly China Certified For For Management Public Accountants as Internal Control Auditor 3 Approve Provision of Guarantee by the For For Management Company and its Subsidiaries 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital -------------------------------------------------------------------------------- FIRST TRACTOR CO., LTD. Ticker: 00038 Security ID: Y25714109 Meeting Date: OCT 15, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital -------------------------------------------------------------------------------- FIRST TRACTOR CO., LTD. Ticker: 00038 Security ID: Y25714109 Meeting Date: DEC 30, 2013 Meeting Type: Special Record Date: NOV 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Erlong as Director For For Management 2 Amend Rules of Procedures of Board For Against Management Meetings -------------------------------------------------------------------------------- FIRST TRACTOR CO., LTD. Ticker: 00038 Security ID: Y25714109 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint Baker Tilly China Certified For For Management Public Accountants and Baker Tilly Hong Kong Limited as PRC and Hong Kong Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Reappoint Baker Tilly China Certified For For Management Public Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantees for For For Management Dealer of Agricultural Machinery Products Under the Brand Name Dong Fanghong 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Approve Amendments to the Rules of For For Management Procedures for the Supervisory Committee 10 Elect Yu Zengbiao as Director For For Management 11 Elect Wang Kejun as Director For For Management 12 Elect Wu Zongyan as Director For For Management 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: Security ID: 37951Q103 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: SEP 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Capital For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Approve Resignation of Director For For Management 4 Ratify Director Appointment For For Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: Security ID: 37951Q202 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: SEP 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Capital For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Approve Resignation of Director For For Management 4 Ratify Director Appointment For For Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Constantinos Economides as For For Management Director and Approve his Remuneration 4 Approve Dividends For For Management -------------------------------------------------------------------------------- GLOBALTRANS INVESTMENT PLC Ticker: GLTR Security ID: 37949E204 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Termination of Powers of Board For For Management of Directors 5 Elect Alexander Eliseev as Director For For Management 6 Elect Michael Zampelas as Director and For For Management Approve His Remuneration 7 Elect George Papaioannou as Director For For Management and Approve His Remuneration 8 Elect J. Carroll Colley as Director For For Management and Approve His Remuneration 9 Elect Johann Franz Durrer as Director For For Management and Approve His Remuneration 10 Elect Sergey Maltsev as Director For For Management 11 Elect Michael Thomaides as Director For For Management 12 Elect Elia Nicoalou as Director and For For Management Approve His Remuneration 13 Elect Konstantin Shirokov as Director For For Management 14 Elect Andrey Gomon as Director For For Management 15 Elect Alexander Storozhev as Director For For Management 16 Elect Alexander Tarasov as Director For For Management 17 Elect Marios Tofaros as Director and For For Management Approve His Remuneration 18 Elect Sergey Tolmachev as Director For For Management 19 Elect Melina Pyrgou as Director For For Management -------------------------------------------------------------------------------- GLORIOUS PROPERTY HOLDINGS LTD. Ticker: 00845 Security ID: G3940K105 Meeting Date: JAN 17, 2014 Meeting Type: Special Record Date: JAN 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Capital Reduction For For Management 2 Approve Restoration of Issued Share For For Management Capital to Its Former Amount -------------------------------------------------------------------------------- GLORIOUS PROPERTY HOLDINGS LTD. Ticker: 00845 Security ID: G3940K105 Meeting Date: JAN 17, 2014 Meeting Type: Court Record Date: JAN 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORP. LTD. Ticker: 500010 Security ID: Y37246207 Meeting Date: JUL 19, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of INR 12.50 Per Share For For Management 3 Reelect D.S. Parekh as Director For For Management 4 Reelect K. Mahindra as Director For Against Management 5 Reelect D.M. Sukthankar as Director For For Management 6 Reelect N. Munjee as Director For For Management 7 Approve Deloitte Haskins & Sells as For For Management Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration 8 Approve PKF as Branch Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Increase in Borrowing Powers For Against Management -------------------------------------------------------------------------------- ILUKA RESOURCES LTD. Ticker: ILU Security ID: Q4875J104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jennifer Anne Seabrook as For For Management Director 2 Elect Marcelo Hubmeyer De Almeida For For Management Bastos as Director 3 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: APR 15, 2014 Meeting Type: Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hongli as Director For For Management 2 Approve 2014 Fixed Assets Investment For For Management Budget -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Board of For For Management Supervisors 3 Elect Zhao Lin as Shareholder For For Management Supervisor 4 Accept 2013 Audited Accounts For For Management 5 Approve 2013 Profit Distribution Plans For For Management 6 Approve Proposal on Launching the For For Management Engagement of Accounting Firm for 2014 -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: AUG 26, 2013 Meeting Type: Annual/Special Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company 2 Update Bonus and Share-Based Payments For For Management Employment Agreement of Stefan Borgas, CEO 3 Approve Bonus to Stefan Borgas, CEO For For Management 4 Discuss Financial Statements and the None None Management Report of the Board for 2012 5 Reappoint Somekh Chaikin as Auditors For Against Management and Discuss Compensation of 2012 6.1 Reelect Nir Gilad as Director Until For For Management the End of the Next Annual General Meeting 6.2 Reelect Avisar Paz as Director Until For For Management the End of the Next Annual General Meeting 6.3 Reelect Eran Sarig as Director Until For For Management the End of the Next Annual General Meeting 6.4 Reelect Avraham (Baiga) Shochat as For For Management Director Until the End of the Next Annual General Meeting 6.5 Reelect Victor Medina as Director For For Management Until the End of the Next Annual General Meeting 6.6 Reelect Chaim Erez as Director Until For Against Management the End of the Next Annual General Meeting 6.7 Reelect Ovadia Eli as Director Until For For Management the End of the Next Annual General Meeting A Vote FOR if you are a controlling None For Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: MAY 08, 2014 Meeting Type: Special Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration Rights Agreement For For Management with The Israel Corporation Ltd., Controlling Shareholder, and Its Affiliated Companies 2 Approve the Switch From the Reporting For For Management Format In Accordance with Chapter VI of the Securities Law of 1968 to the Reporting Format In Accordance with Chapter III of the Securities Law of 1968 3 Approve Purchase of D&O Policy For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None For Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: Security ID: 48666V204 Meeting Date: JUL 09, 2013 Meeting Type: Special Record Date: JUN 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Recall Member of Board of Directors For For Management 2 Elect One New Director For For Management -------------------------------------------------------------------------------- KCELL JSC Ticker: KCEL Security ID: 48668G205 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman and Secretary of For For Management Meeting; Approve Meeting Procedures 2 Approve Meeting Agenda For For Management 3 Fix Size and Term of Office of Vote For For Management Counting Commission; Elect New Members of Vote Counting Commission 4 Ratify Auditor For Against Management 5 Approve Annual Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Elect Directors; Fix Their Term of None Against Management Office and Remuneration 8 Approve Results of Shareholders For For Management Appeals on Actions of Company and Its Officials 9 Approve Information on Remuneration of For Against Management Directors and Members of Management Board in 2013 -------------------------------------------------------------------------------- KEMIRA OYJ Ticker: KRA1V Security ID: X44073108 Meeting Date: MAR 24, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.53 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 74,000 for Chairman, EUR 45,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 11 Fix Number of Directors at Six; For For Management Reelect Winnie Fok, Juha Laaksonen, Jari Paasikivi, and Kerttu Tuomas as Directors; Elect Wolfgang Buchele and Timo Lappalainen as New Directors 12 Approve Remuneration of Auditors For For Management 13 Ratify Deloitte & Touche as Auditors For For Management 14 Authorize Share Repurchase Program For For Management 15 Approve Issuance of up to 15.6 Million For For Management Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- KIA MOTORS CORPORATION Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 700 per Share 2 Reelect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Reelect Two Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: SEP 16, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Special Dividend of NOK 0.05 For For Management per Share -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: NOV 15, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Special Dividend of NOK 0.075 For For Management 4 Authorize Board to Distribute Dividends For For Management -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D105 Meeting Date: JAN 20, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Approve Issuance of 9 Shares to For For Management Geveran Trading Co. Ltd. in Order to Facilitate the Reverse Share Split Proposed under Item 4 4 Approve 10:1 Reverse Stock Split For For Management -------------------------------------------------------------------------------- MARINE HARVEST ASA Ticker: MHG Security ID: R2326D113 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Receive President's Report None None Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 5 Approve Special Dividends of NOK 5.00 For Did Not Vote Management Per Share 6 Authorize Payment of Quarterly For Did Not Vote Management Dividends 7 Authorize Share Repurchase Program For Did Not Vote Management 8 Approve Creation of NOK 307.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 9 Approve Issuance Convertible Bonds For Did Not Vote Management without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Remuneration of Directors For Did Not Vote Management 11.1 Reelect Tor Troim as Director For Did Not Vote Management 11.2 Reelect Cecilie Fredriksen as Director For Did Not Vote Management 11.3 Reelect Solveig Strand as Director For Did Not Vote Management 11.4 Elect Helene Vibbleus as Director For Did Not Vote Management 12 Amend Instructions for Nominating For Did Not Vote Management Committee 13.1 Elect Erling Lind as Member of For Did Not Vote Management Nominating Committee 13.2 Elect Arne Hjeltnes as Member of For Did Not Vote Management Nominating Committee 14 Approve Remuneration of Nominating For Did Not Vote Management Committee 15 Approve Remuneration of Auditors For Did Not Vote Management 16.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Options) -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements (Voting) 2 Approve 2013 Plan on Profit For For Management Distribution 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: SEP 12, 2013 Meeting Type: Special Record Date: AUG 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2 Approve Related-Party Transaction Re: For For Management Acquisition of 100 percent of Share Capital of Maxiten Co Limited 3 Approve Regulations on General Meetings For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 12, 2013 Meeting Type: Special Record Date: AUG 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2 Approve Related-Party Transaction Re: For For Management Acquisition of 100 percent of Share Capital of Maxiten Co Limited 3 Approve Regulations on General Meetings For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Per-Arne Blomquist as Director None Against Management 2.2 Elect Kenneth Karlberg as Director None Against Management 2.3 Elect Johan Dennelind as Director None Against Management 2.4 Elect Christian Luiga as Director None Against Management 2.5 Elect Jan Rudberg as Director None For Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Erixon as Director None Against Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Vladimir Streshinsky as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Per-Arne Blomquist as Director None Against Management 2.2 Elect Kenneth Karlberg as Director None Against Management 2.3 Elect Johan Dennelind as Director None Against Management 2.4 Elect Christian Luiga as Director None Against Management 2.5 Elect Jan Rudberg as Director None For Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Erixon as Director None Against Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Vladimir Streshinsky as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: OCT 30, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Liability Insurance for Company, Directors, General Directors and Other Officials 2 Fix Size of Management Board; Elect For For Management Members of Management Board -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: OCT 30, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Liability Insurance for Company, Directors, General Directors and Other Officials 2 Fix Size of Management Board; Elect For For Management Members of Management Board -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: FEB 07, 2014 Meeting Type: Special Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Purchase of Property from OOO Skartel -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: FEB 07, 2014 Meeting Type: Special Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Purchase of Property from OOO Skartel -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: MAR 17, 2014 Meeting Type: Special Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Gustav Bengtsson as Director None Against Management 2.2 Elect Berndt Karlberg as Director None Against Management 2.3 Elect Sergey Kulikov as Director None Against Management 2.4 Elect Nikolay Krylov as Director None Against Management 2.5 Elect Carl Luiga as Director None Against Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Rudberg as Director None For Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Ingrid Stenmark as Director None Against Management 2.10 Elect Vladimir Streshinsky as Director None Against Management 2.11 Elect Bjorn Hannervall as Director None Against Management 2.12 Elect Erik Hallberg as Director None Against Management 2.13 Elect Jan Erixon as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: MAR 17, 2014 Meeting Type: Special Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Gustav Bengtsson as Director None Against Management 2.2 Elect Berndt Karlberg as Director None Against Management 2.3 Elect Sergey Kulikov as Director None Against Management 2.4 Elect Nikolay Krylov as Director None Against Management 2.5 Elect Carl Luiga as Director None Against Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Rudberg as Director None For Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Ingrid Stenmark as Director None Against Management 2.10 Elect Vladimir Streshinsky as Director None Against Management 2.11 Elect Bjorn Hannervall as Director None Against Management 2.12 Elect Erik Hallberg as Director None Against Management 2.13 Elect Jan Erixon as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T100 Meeting Date: JUN 05, 2014 Meeting Type: Special Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 05, 2014 Meeting Type: Special Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 64.51 per Share 4.1 Elect Gustav Bengtsson as Director None Against Management 4.2 Elect Berndt Karlberg as Director None Against Management 4.3 Elect Sergey Kulikov as Director None Against Management 4.4 Elect Nikolay Krylov as Director None Against Management 4.5 Elect Carl Luiga as Director None Against Management 4.6 Elect Paul Myners as Director None For Management 4.7 Elect Jan Rudberg as Director None For Management 4.8 Elect Sergey Soldatenkov as Director None Against Management 4.9 Elect Ingrid Stenmark as Director None Against Management 4.10 Elect Vladimir Streshinsky as Director None Against Management 4.11 Elect Bjorn Hannervall as Director None Against Management 4.12 Elect Erik Hallberg as Director None Against Management 4.13 Elect Jan Erixon as Director None Against Management 5 Fix Size of Management Board at 17; For For Management Elect Members of Management Board 6 Ratify Ernst & Young as Auditor For For Management 7.1 Elect Yuriy Zheymo as Member of Audit For For Management Commission 7.2 Elect Pavel Kaplun as Member of Audit For For Management Commission 7.3 Elect Sami Haavisto as Member of Audit For For Management Commission 8 Approve Remuneration and Reimbursement For For Management of Expenses of Directors -------------------------------------------------------------------------------- MELCO CROWN ENTERTAINMENT LTD. Ticker: 06883 Security ID: 585464100 Meeting Date: MAR 26, 2014 Meeting Type: Special Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- MELCO CROWN ENTERTAINMENT LTD. Ticker: 06883 Security ID: 585464100 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Clarence Yuk Man Chung as For For Management Director 2b Elect William Todd Nisbet as Director For For Management 2c Elect James Andrew Charles MacKenzie For For Management as Director 2d Elect Thomas Jefferson Wu as Director For For Management 3 Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Approve Repurchase of Up to 10 Percent For For Management of Issued Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamanishi, Kenichiro For For Management 1.2 Elect Director Sakuyama, Masaki For For Management 1.3 Elect Director Yoshimatsu, Hiroki For For Management 1.4 Elect Director Hashimoto, Noritomo For For Management 1.5 Elect Director Okuma, Nobuyuki For For Management 1.6 Elect Director Matsuyama, Akihiro For For Management 1.7 Elect Director Sasakawa, Takashi For For Management 1.8 Elect Director Sasaki, Mikio For Against Management 1.9 Elect Director Miki, Shigemitsu For Against Management 1.10 Elect Director Makino, Fujiatsu For For Management 1.11 Elect Director Yabunaka, Mitoji For For Management 1.12 Elect Director Obayashi, Hiroshi For For Management -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A. Ticker: MULT3 Security ID: P69913104 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A. Ticker: MULT3 Security ID: P69913104 Meeting Date: APR 29, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 16 Re: Chairman/CEO For For Management -------------------------------------------------------------------------------- NAGACORP LTD. Ticker: 03918 Security ID: G6382M109 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Philip Lee Wai Tuck as Director For For Management 3b Elect Chen Yepern as Director For For Management 3c Elect Michael Lai Kai Jin as Director For For Management 4 Approve Remuneration of Directors for For For Management the Year Ended Dec. 31, 2013 and Authorize Board to Fix Directors' Remuneration for the Year Ending Dec. 31, 2014 5 Reappoint BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.40 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- NSK LTD. Ticker: 6471 Security ID: J55505101 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Otsuka, Norio For For Management 1.2 Elect Director Uchiyama, Toshihiro For For Management 1.3 Elect Director Matsubara, Masahide For For Management 1.4 Elect Director Mitsue, Naoki For For Management 1.5 Elect Director Shibamoto, Hideyuki For For Management 1.6 Elect Director Suzuki, Shigeyuki For For Management 1.7 Elect Director Nogami, Saimon For For Management 1.8 Elect Director Ichikawa, Tatsuo For For Management 1.9 Elect Director Suzuki, Kazuo For Against Management 1.10 Elect Director Obara, Yukio For Against Management 1.11 Elect Director Kama, Kazuaki For For Management 1.12 Elect Director Tai, Ichiro For For Management 2 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Suzuki, Yoshinori For For Management 2.4 Elect Director Sakumiya, Akio For For Management 2.5 Elect Director Nitto, Koji For For Management 2.6 Elect Director Toyama, Kazuhiko For For Management 2.7 Elect Director Kobayashi, Eizo For For Management 3 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Ceiling for Performance-Based For For Management Cash Compensation for Directors for 2014-2017 -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 6,000 per Share 2.1.1 Elect Kim Il-Sup as Outside Director For For Management 2.1.2 Elect Seon Woo-Young as Outside For For Management Director 2.1.3 Elect Ahn Dong-Hyun as Outside Director For For Management 2.2.1 Elect Kim Il-Sup as Member of Audit For For Management Committee 2.2.2 Elect Seon Woo-Young as Member of For For Management Audit Committee 2.3.1 Elect Kwon Oh-Joon as Inside Director For For Management 2.3.2 Elect Kim Jin-Il as Inside Director For For Management 2.3.3 Elect Lee Young-Hoon as Inside Director For For Management 2.3.4 Elect Yoon Dong-Joon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI S.A. Ticker: PKO Security ID: X6919X108 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: JUN 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's Operations; Financial Statements; Management Board Proposal on Allocation of Income and Treatment of net Loss from Previous Years 6 Receive Management Board Report on None None Management Group's Operations and Consolidated Financial Statements 7 Receive Supervisory Board Reports None None Management 8.1 Approve Management Board Report on For For Management Company's Operations in Fiscal 2013 8.2 Approve Financial Statements For For Management 8.3 Approve Management Board Report on For For Management Group's Operations in Fiscal 2013 8.4 Approve Consolidated Financial For For Management Statements 8.5 Approve Supervisory Board Report For For Management 8.6 Approve Allocation of Income and For Against Management Treatment of Loss from Previous Years 8.7 Approve Dividends For Against Management 8.8a Approve Discharge of Zbigniew Jagiello For For Management (CEO) 8.8b Approve Discharge of Piotr Alicki For For Management (Management Board Member) 8.8c Approve Discharge of Bartosz For For Management Drabikowski (Management Board Member) 8.8d Approve Discharge of Piotr Mazur For For Management (Management Board Member) 8.8e Approve Discharge of Jaroslaw Myjak For For Management (Management Board Member) 8.8f Approve Discharge of Jacek Oblekowski For For Management (Management Board Member) 8.8g Approve Discharge of Jakub Papierski For For Management (Management Board Member) 8.9a Approve Discharge of Cezary Banasinski For For Management (Supervisory Board Member) 8.9b Approve Discharge of Tomasz Zganiacz For For Management (Supervisory Board Member) 8.9c Approve Discharge of Miroslaw Czekaj For For Management (Supervisory Board Member) 8.9d Approve Discharge of Jan Bossak For For Management (Supervisory Board Member) 8.9e Approve Discharge of Zofia Dzik For For Management (Supervisory Board Member) 8.9f Approve Discharge of Krzysztof Kilian For For Management (Supervisory Board Member) 8.9g Approve Discharge of Piotr Marczak For For Management (Supervisory Board Member) 8.9h Approve Discharge of Elzbieta For For Management Maczynska (Supervisory Board Member) 8.9i Approve Discharge of Marek Mroczkowski For For Management (Supervisory Board Member) 8.9j Approve Discharge of Ryszard Wierzba For For Management (Supervisory Board Member) 9 Recall Supervisory Board Member None Against Shareholder 10 Elect Supervisory Board Member For Against Management 11 Amend June 25, 2010, AGM, Resolution For Against Management Re: Approve Remuneration of Supervisory Board Members 12 Approve Merger with Nordea Bank Polska For For Management SA 13 Amend Statute Re: Merger with Nordea For For Management Bank Polska SA 14.1 Amend Statute Re: Supervisory Board For For Management Responsibilities 14.2 Amend Statute Re: Corporate Purpose For For Management 14.3 Amend Statute Re: Cooperation with For For Management Other Banks 15 Receive Special Report None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- PRADA S.P.A. Ticker: 01913 Security ID: T7733C101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Director and Approve Director's For For Management Remuneration 4 Amend Remuneration of Directors For Against Management -------------------------------------------------------------------------------- PT MATAHARI DEPARTMENT STORE TBK Ticker: LPPF Security ID: Y7139L105 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Discharge Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Amend Articles of Association For For Management 5 Elect Directors and Commissioners and For Against Management Approve Their Remuneration 6 Reaffirm Composition of the Company's For For Management Shareholders -------------------------------------------------------------------------------- PT MATAHARI DEPARTMENT STORE TBK Ticker: LPPF Security ID: Y7139L105 Meeting Date: JUN 02, 2014 Meeting Type: Special Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 13,800 per Share 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SEADRILL LIMITED Ticker: SDRL Security ID: G7945E105 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect John Fredriksen as Director For For Management 2 Reelect Olav Troim as Director For Against Management 3 Reelect Kate Blankenship as Director For For Management 4 Reelect Kathrine Fredriksen as Director For For Management 5 Reelect Carl Steen as Director For For Management 6 Reelect Bert Bekker as Director For For Management 7 Reelect Paul Leand Jr as Director For For Management 8 Amend Bye-Laws Re: Board Related For For Management Amendments 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Remuneration of Directors for For For Management 2013 in Aggregate of USD 1.5 Million -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP CO., LTD. Ticker: 02727 Security ID: Y76824104 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zheng Jianhua as Director For For Management 1 Amend Articles of Association of the For For Management Company -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP CO., LTD. Ticker: 02727 Security ID: Y76824104 Meeting Date: FEB 26, 2014 Meeting Type: Special Record Date: JAN 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SEC Framework Deposit For Against Management Agreement and Proposed Annual Caps 2 Approve SEC Framework Loan Agreement For Against Management and Proposed Annual Caps 3 Approve SEC Framework Purchase For For Management Agreement and Proposed Annual Caps 4 Elect Xu Jianguo as Director For For Management 5 Elect Huang Dinan as Director For For Management 6 Elect Zheng Jianhua as Director For For Management 7 Elect Yu Yingui as Director For For Management 8 Elect Zhu Kelin as Director For For Management 9 Elect Yao Minfang as Director For For Management 10 Elect Zhu Sendi as Director For For Management 11 Elect Lui Sun Wing as Director For For Management 12 Elect Kan Shun Ming as Director For For Management 13 Elect Dong Jianhua as Supervisor For For Management 14 Elect Zhou Changsheng as Supervisor For For Management 15 Elect Zheng Weijian as Supervisor For For Management 16 Approve Revision of the 2013 Annual For For Management Cap and 2014 Annual Cap Under the MESMEE Framework Purchase Agreement -------------------------------------------------------------------------------- SHENGUAN HOLDINGS (GROUP) LTD. Ticker: 00829 Security ID: G8116M108 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Declare Final Dividend and Special For For Management Final Dividend 2b Authorize Board to Do All Such Acts in For For Management Connection with the Implementation of the Payment of Final Dividend and Special Final Dividend 3 Reappoint Ernst & Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 4a Elect Zhou Yaxian as Director For For Management 4b Elect Shi Guicheng as Director For For Management 4c Elect Ru Xiquan as Director For For Management 4d Elect Mo Yunxi as Director For For Management 4e Elect Low Jee Keong as Director For For Management 4f Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SPT ENERGY GROUP INC. Ticker: 01251 Security ID: G8405W106 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Elect Wang Guoqiang as Director For For Management 3a2 Elect Wu Dongfang as Director For For Management 3a3 Elect Liu Ruoyan as Director For For Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Approve Repurchase of Up to 10 Percent For For Management of Issued Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: Y85740267 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of INR 2.00 Per For For Management Ordinary Share and INR 2.10 Per 'A' Ordinary Share 3 Reelect N.N. Wadia as Director For For Management 4 Reelect R.A. Mashelkar as Director For For Management 5 Approve Deloitte Haskins and Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect F.S. Nayar as Director For For Management 7 Elect K.J. Slym as Director For For Management 8 Approve Appointment and Remuneration For For Management of K.J. Slym as Managing Director 9 Approve Commission Remuneration for For For Management Non-Executive Directors 10 Approve Increase in Limit on Foreign For For Management Shareholdings on 'A' Ordinary Shares -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of INR 2.00 Per For For Management Ordinary Share and INR 2.10 Per 'A' Ordinary Share 3 Reelect N.N. Wadia as Director For For Management 4 Reelect R.A. Mashelkar as Director For For Management 5 Approve Deloitte Haskins and Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect F.S. Nayar as Director For For Management 7 Elect K.J. Slym as Director For For Management 8 Approve Appointment and Remuneration For For Management of K.J. Slym as Managing Director 9 Approve Commission Remuneration for For For Management Non-Executive Directors 10 Approve Increase in Limit on Foreign For For Management Shareholdings on 'A' Ordinary Shares -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: Y85740267 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Minimum For Against Management Remuneration to R. Pisharody, Executive Director (Commercial Vehicles) 2 Approve Payment of Minimum For Against Management Remuneration to S. Borwankar, Executive Director (Quality) 3 Ratify Excess Remuneration Paid to K. For Against Management Slym, Managing Director 4 Approve Increase in Borrowing Powers For For Management 5 Approve Pledging of Assets for Debt For For Management 6 Approve Issuance of Non-Convertible For For Management Debentures -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: 881624209 Meeting Date: AUG 27, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Moshe Many as Director Until For For Management the End of the 2016 General Meeting 1b Reelect Arie Belldegrun as Director For For Management Until the End of the 2016 General Meeting 1c Reelect Amir Elstein as Director Until For For Management the End of the 2016 General Meeting 1d Reelect Yitzhak Peterburg as Director For For Management Until the End of the 2016 General Meeting 2a Approve Cash Bonus of USD 1,203,125 to For For Management Jeremy Levin, President and CEO 2a.1 Vote YES if you have a personal None Against Management interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 2b Approval of Bonus Objectives and For For Management Payout Terms for 2013 for Jeremy Levin, President and CEO 2b.1 Vote YES if you have a personal None Against Management interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 3 Approve Compensation Policy for the For For Management Directors and Officers of the Company 3.a Vote YES if you have a personal None Against Management interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. 4 Approve Dividend for First and Second For For Management Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share 5 Appoint Kesselman and Kesselman For For Management (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting 6 Discuss Financial Statements for 2012 None None Management -------------------------------------------------------------------------------- TONGAAT HULETT LTD Ticker: TON Security ID: S85920130 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2013 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Wentzel Moodley as the Designated Auditor 3.1 Re-elect Jenitha John as Director For For Management 3.2 Re-elect Rachel Kupara as Director For For Management 3.3 Re-elect Adriano Maleiane as Director For For Management 3.4 Re-elect Murray Munro as Director For For Management 4.1 Re-elect Jenitha John as Chaiman of For For Management the Audit and Compliance Committee 4.2 Re-elect Fatima Jakoet as Member of For For Management the Audit and Compliance Committee 4.3 Re-elect Rachel Kupara as Member of For For Management the Audit and Compliance Committee 5 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 6 Authorise Board to Ratify and Execute For For Management Approved Resolutions 7 Place Authorised But Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 9 Approve Remuneration of Non-executive For For Management Directors 10 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 11 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- TURQUOISE HILL RESOURCES LTD. Ticker: TRQ Security ID: 900435108 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rowena Albones For For Management 1.2 Elect Director Jill Gardiner For For Management 1.3 Elect Director R. Peter Gillin For For Management 1.4 Elect Director David Klingner For For Management 1.5 Elect Director Kay Priestly For For Management 1.6 Elect Director Russel C. Robertson For For Management 1.7 Elect Director Jeffery D. Tygesen For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI A.S. Ticker: ULKER Security ID: M90358108 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Reports For For Management 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board and Auditors For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Elect Directors For Against Management 9 Receive Information on Charitable None None Management Donations 10 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 11 Approve Director Remuneration For For Management 12 Receive Information on Related Party None None Management Transactions 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A153 Meeting Date: FEB 12, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Libano Miranda Barroso as For Against Management Director 2 Elect Yves Desjacques as Director For Against Management -------------------------------------------------------------------------------- VODACOM GROUP LTD Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: JUL 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2013 2 Elect Yolanda Cuba as Director For For Management 3 Re-elect Shameel Aziz Joosub as For For Management Director 4 Elect John Otty as Director For For Management 5 Elect Serpil Timuray as Director For For Management 6 Re-elect Phillip Moleketi as Director For For Management 7 Re-elect Nicholas Read as Director For Against Management 8 Reappoint Deloitte & Touche as For For Management Auditors of the Company 9 Approve Remuneration Policy For For Management 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Phillip Moleketi as Member of For For Management the Audit, Risk and Compliance Committee 12 Elect Yolanda Cuba as Member of the For For Management Audit, Risk and Compliance Committee 13 Approve Financial Assistance to For For Management Related or Inter-related Companies 14 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 15 Approve Increase in Non-Executive For For Management Directors' Fees -------------------------------------------------------------------------------- WYNN MACAU LTD. Ticker: 01128 Security ID: G98149100 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Ian Michael Coughlan as Director For For Management 3b Elect Nicholas Sallnow-Smith as For For Management Director 3c Elect Allan Zeman as Director For For Management 3d Elect Gamal Aziz as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt Employee Ownership Scheme For Against Management 9 Approve Issuance of Shares Pursuant to For Against Management Employee Ownership Scheme -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: JUL 19, 2013 Meeting Type: Special Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect Alexander Malis to Supervisory For For Management Board 2b Elect Igor Shekhterman to Supervisory For For Management Board 3 Approve Remuneration of Supervisory For For Management Board 4 Elect Vladlena Yavorskaya to For For Management Executive Board 5 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: SEP 06, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Pawel Musial to Supervisory Board For For Management 3a Approve Remuneration of Supervisory For For Management Board 3b Approve Restricted Stock Grants to For For Management Independent Supervisory Board Members 4 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- YES BANK LIMITED Ticker: 532648 Security ID: Y97636107 Meeting Date: NOV 05, 2013 Meeting Type: Special Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Powers For For Management -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LTD. Ticker: 505537 Security ID: Y98893152 Meeting Date: JUN 12, 2014 Meeting Type: Special Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management ========================= PIMCO EqS(R) Long/Short Fund ========================= AIR CANADA Ticker: AC.B Security ID: 008911703 Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christie J.B. Clark For For Management 1.2 Elect Director Michael M. Green For For Management 1.3 Elect Director Jean Marc Huot For For Management 1.4 Elect Director Joseph B. Leonard For For Management 1.5 Elect Director David I. Richardson For For Management 1.6 Elect Director Roy J. Romanow For For Management 1.7 Elect Director Calin Rovinescu For For Management 1.8 Elect Director Vagn Sorensen For For Management 1.9 Elect Director Annette Verschuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Shareholder Rights Plan For For Management 4 Approve Advance Notice Policy For For Management 5 Amend Long-Term Incentive Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach 7 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian -------------------------------------------------------------------------------- AIRBUS GROUP Ticker: AIR Security ID: N0280E105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Discuss Remuneration Report Containing None None Management Remuneration Policy 2.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and For For Management Dividends of EUR 0.75 per Share 4.3 Approve Discharge of Non-Executive For For Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For For Management of the Board of Directors 4.5 Ratify KPMG as Auditors For For Management 4.6 Approve Amendments to Remuneration For For Management Policy for the Board of Directors 4.7 Amend Articles Re: Change Company Name For For Management 4.8 Grant Board Authority to Issue Shares For For Management Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans 4.9 Grant Board Authority to Issue Shares For For Management Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding 4.10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Close Meeting None None Management -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Marion C. Blakey For For Management 1.3 Elect Director Phyllis J. Campbell For For Management 1.4 Elect Director Jessie J. Knight, Jr. For For Management 1.5 Elect Director Dennis F. Madsen For For Management 1.6 Elect Director Byron I. Mallott For For Management 1.7 Elect Director Helvi K. Sandvik For For Management 1.8 Elect Director J. Kenneth Thompson For For Management 1.9 Elect Director Bradley D. Tilden For For Management 1.10 Elect Director Eric K. Yeaman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Adjust Par Value of Common Stock For For Management 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN REALTY CAPITAL PROPERTIES, INC. Ticker: ARCP Security ID: 02917T104 Meeting Date: JAN 23, 2014 Meeting Type: Special Record Date: DEC 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMERICAN REALTY CAPITAL PROPERTIES, INC. Ticker: ARCP Security ID: 02917T104 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas S. Schorsch For Withhold Management 1.2 Elect Director Edward M. Weil, Jr. For Withhold Management 1.3 Elect Director William M. Kahane For Withhold Management 1.4 Elect Director Leslie D. Michelson For Withhold Management 1.5 Elect Director Edward G. Rendell For Withhold Management 1.6 Elect Director Scott J. Bowman For Withhold Management 1.7 Elect Director William G. Stanley For For Management 1.8 Elect Director Thomas A. Andruskevich For For Management 1.9 Elect Director Scott P. Sealy, Sr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Campbell For For Management 1.2 Elect Director Timothy Cook For For Management 1.3 Elect Director Millard Drexler For For Management 1.4 Elect Director Al Gore For For Management 1.5 Elect Director Robert Iger For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Arthur Levinson For For Management 1.8 Elect Director Ronald Sugar For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Amend Articles to Eliminate Board For For Management Blank Check Authority to Issue Preferred Stock 4 Establish a Par Value for Common Stock For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Establish Board Committee on Human Against Against Shareholder Rights 9 Report on Trade Associations and Against Against Shareholder Organizations that Promote Sustainability Practices 10 Advisory Vote to Increase Capital Against Against Shareholder Repurchase Program 11 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- BALTIC TRADING LIMITED Ticker: BALT Security ID: Y0553W103 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Georgiopoulos For Withhold Management 1.2 Elect Director Basil G. Mavroleon For Withhold Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2013 Meeting Type: Annual Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director George S. Barrett For For Management 1.3 Elect Director Glenn A. Britt For For Management 1.4 Elect Director Carrie S. Cox For For Management 1.5 Elect Director Calvin Darden For For Management 1.6 Elect Director Bruce L. Downey For For Management 1.7 Elect Director John F. Finn For For Management 1.8 Elect Director Patricia A. Hemingway For For Management Hall 1.9 Elect Director Clayton M. Jones For For Management 1.10 Elect Director Gregory B. Kenny For For Management 1.11 Elect Director David P. King For For Management 1.12 Elect Director Richard C. Notebaert For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CATAMARAN CORPORATION Ticker: CTRX Security ID: 148887102 Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Thierer For For Management 1.2 Elect Director Peter J. Bensen For For Management 1.3 Elect Director Steven D. Cosler For For Management 1.4 Elect Director William J. Davis For For Management 1.5 Elect Director Steven B. Epstein For For Management 1.6 Elect Director Betsy D. Holden For For Management 1.7 Elect Director Karen L. Katen For For Management 1.8 Elect Director Harry M. Kraemer For For Management 1.9 Elect Director Anthony Masso For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Sheldon M. Bonovitz For For Management 1.3 Elect Director Edward D. Breen For For Management 1.4 Elect Director Joseph J. Collins For For Management 1.5 Elect Director J. Michael Cook For For Management 1.6 Elect Director Gerald L. Hassell For For Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Ralph J. Roberts For For Management 1.11 Elect Director Johnathan A. Rodgers For For Management 1.12 Elect Director Judith Rodin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Plans Against For Shareholder -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 24, 2013 Meeting Type: Annual Record Date: MAY 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Fowden For For Management 1.2 Elect Director Barry A. Fromberg For Withhold Management 1.3 Elect Director Robert L. Hanson For For Management 1.4 Elect Director Jeananne K. Hauswald For For Management 1.5 Elect Director James A. Locke, III For Withhold Management 1.6 Elect Director Richard Sands For For Management 1.7 Elect Director Robert Sands For For Management 1.8 Elect Director Judy A. Schmeling For For Management 1.9 Elect Director Paul L. Smith For Withhold Management 1.10 Elect Director Keith E. Wandell For For Management 1.11 Elect Director Mark Zupan For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DAVITA HEALTHCARE PARTNERS INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Paul J. Diaz For For Management 1e Elect Director Peter T. Grauer For For Management 1f Elect Director Robert J. Margolis For For Management 1g Elect Director John M. Nehra For For Management 1h Elect Director William L. Roper For For Management 1i Elect Director Kent J. Thiry For For Management 1j Elect Director Roger J. Valine For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION Ticker: DECK Security ID: 243537107 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angel R. Martinez For For Management 1.2 Elect Director John M. Gibbons For For Management 1.3 Elect Director John G. Perenchio For For Management 1.4 Elect Director Maureen Conners For For Management 1.5 Elect Director Karyn O. Barsa For For Management 1.6 Elect Director Michael F. Devine, III For For Management 1.7 Elect Director James Quinn For For Management 1.8 Elect Director Lauri Shanahan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIANA SHIPPING INC. Ticker: DSX Security ID: Y2066G104 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Boris Nachamkin as Director For For Management 1.2 Elect Apostolos Kontoyannis as Director For For Management 2 Ratify Ernst & Young (Hellas) as For For Management Auditors -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director Louis P. Gignac For For Management 1.4 Elect Director David J. Illingworth For For Management 1.5 Elect Director Brian M. Levitt For For Management 1.6 Elect Director David G. Maffucci For For Management 1.7 Elect Director Robert J. Steacy For For Management 1.8 Elect Director Pamela B. Strobel For For Management 1.9 Elect Director Denis Turcotte For For Management 1.10 Elect Director John D. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DST SYSTEMS, INC. Ticker: DST Security ID: 233326107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn Dorsey Bleil For For Management 1.2 Elect Director John W. Clark For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Require a Majority Vote for the Against For Shareholder Election of Directors 6 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas DiPaolo For For Management 1b Elect Director Matthew M. McKenna For For Management 1c Elect Director Steven Oakland For For Management 1d Elect Director Cheryl Nido Turpin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Cogan For For Management 1b Elect Director Etienne F. Davignon For For Management 1c Elect Director Carla A. Hills For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director John W. Madigan For For Management 1f Elect Director John C. Martin For For Management 1g Elect Director Nicholas G. Moore For For Management 1h Elect Director Richard J. Whitley For For Management 1i Elect Director Gayle E. Wilson For For Management 1j Elect Director Per Wold-Olsen For For Management 2 Ratify Auditors For For Management 3 Approve Amendment to Certificate of For Against Management Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Link CEO Compensation to Patient Against Against Shareholder Access to the Company's Medicine -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 462846106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ted R. Antenucci For For Management 1b Elect Director Pamela M. Arway For For Management 1c Elect Director Clarke H. Bailey For For Management 1d Elect Director Kent P. Dauten For For Management 1e Elect Director Paul F. Deninger For For Management 1f Elect Director Per-Kristian Halvorsen For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director William L. Meaney For For Management 1i Elect Director Walter C. Rakowich For For Management 1j Elect Director Vincent J. Ryan For Against Management 1k Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- KNIGHTSBRIDGE TANKERS LTD. Ticker: VLCCF Security ID: G5299G106 Meeting Date: JUN 25, 2014 Meeting Type: Special Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David W. Bernauer For For Management 1.3 Elect Director Leonard L. Berry For For Management 1.4 Elect Director Angela F. Braly For For Management 1.5 Elect Director Richard W. Dreiling For For Management 1.6 Elect Director Dawn E. Hudson For For Management 1.7 Elect Director Robert L. Johnson For For Management 1.8 Elect Director Marshall O. Larsen For For Management 1.9 Elect Director Richard K. Lochridge For For Management 1.10 Elect Director Robert A. Niblock For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Data Used to Make Against Against Shareholder Environmental Goals and Costs and Benefits of Sustainability Program -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: OCT 10, 2013 Meeting Type: Special Record Date: SEP 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect M. Helmes as Non-Executive For For Management Director 2b Elect J. Southern as Non-Executive For For Management Director 3 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann Iverson For For Management 1.2 Elect Director Edward F. Lonergan For For Management 1.3 Elect Director John D. Williams For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERRIGO COMPANY Ticker: PRGO Security ID: 714290103 Meeting Date: NOV 18, 2013 Meeting Type: Special Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Creation of Distributable For For Management Reserves 3 Advisory Vote on Golden Parachutes For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SAFE BULKERS INC. Ticker: SB Security ID: Y7388L103 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Konstantinos Adamopoulos as For Withhold Management Director 1.2 Elect Frank Sica as Director For For Management 2 Ratify Deloitte, Hadjipavlou, Sofianos For For Management & Cambanis S.A. as Auditors -------------------------------------------------------------------------------- SHIP FINANCE INTERNATIONAL LIMITED Ticker: SFL Security ID: G81075106 Meeting Date: SEP 20, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Hans Petter Aas as Director For For Management 2 Reelect Paul Leand Jr. as Director For For Management 3 Reelect Kate Blankenship as Director For For Management 4 Reelect Cecilie Fredriksen as Director For Against Management 5 Reelect Harald Thorstein as Director For Against Management 6 Amend Bylaws For For Management 7 Reappoint Moore Stephens, P.C. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHUTTERFLY, INC. Ticker: SFLY Security ID: 82568P304 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip A. Marineau For For Management 1b Elect Director Brian T. Swette For For Management 1c Elect Director Ann Mather For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Ticker: HOT Security ID: 85590A401 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frits van Paasschen For For Management 1b Elect Director Bruce W. Duncan For For Management 1c Elect Director Adam M. Aron For For Management 1d Elect Director Charlene Barshefsky For For Management 1e Elect Director Thomas E. Clarke For For Management 1f Elect Director Clayton C. Daley, Jr. For For Management 1g Elect Director Lizanne Galbreath For For Management 1h Elect Director Eric Hippeau For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Stephen R. Quazzo For For Management 1k Elect Director Thomas O. Ryder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Linda Z. Cook For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Edmund P. Giambastiani, For For Management Jr. 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Susan C. Schwab For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: JAN 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard O. Berndt For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Paul W. Chellgren For For Management 1.4 Elect Director William S. Demchak For For Management 1.5 Elect Director Andrew T. Feldstein For For Management 1.6 Elect Director Kay Coles James For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Anthony A. Massaro For For Management 1.9 Elect Director Jane G. Pepper For For Management 1.10 Elect Director Donald J. Shepard For For Management 1.11 Elect Director Lorene K. Steffes For For Management 1.12 Elect Director Dennis F. Strigl For For Management 1.13 Elect Director Thomas J. Usher For For Management 1.14 Elect Director George H. Walls, Jr. For For Management 1.15 Elect Director Helge H. Wehmeier For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Change Financing Risk Against For Shareholder -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director William P. Barr For For Management 1.3 Elect Director Jeffrey L. Bewkes For For Management 1.4 Elect Director Stephen F. Bollenbach For For Management 1.5 Elect Director Robert C. Clark For For Management 1.6 Elect Director Mathias Dopfner For For Management 1.7 Elect Director Jessica P. Einhorn For For Management 1.8 Elect Director Carlos M. Gutierrez For For Management 1.9 Elect Director Fred Hassan For For Management 1.10 Elect Director Kenneth J. Novack For For Management 1.11 Elect Director Paul D. Wachter For For Management 1.12 Elect Director Deborah C. Wright For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- TRW AUTOMOTIVE HOLDINGS CORP. Ticker: TRW Security ID: 87264S106 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francois J. Castaing For For Management 1.2 Elect Director Michael R. Gambrell For For Management 1.3 Elect Director David W. Meline For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- US AIRWAYS GROUP, INC. Ticker: LCC Security ID: 90341W108 Meeting Date: JUL 12, 2013 Meeting Type: Annual Record Date: MAY 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management 4a Elect Director Denise M. O'Leary For For Management 4b Elect Director George M. Philip For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALGREEN CO. Ticker: WAG Security ID: 931422109 Meeting Date: JAN 08, 2014 Meeting Type: Annual Record Date: NOV 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janice M. Babiak For For Management 1b Elect Director David J. Brailer For For Management 1c Elect Director Steven A. Davis For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Mark P. Frissora For For Management 1f Elect Director Ginger L. Graham For For Management 1g Elect Director Alan G. McNally For For Management 1h Elect Director Dominic P. Murphy For For Management 1i Elect Director Stefano Pessina For For Management 1j Elect Director Nancy M. Schlichting For For Management 1k Elect Director Alejandro Silva For For Management 1l Elect Director James A. Skinner For For Management 1m Elect Director Gregory D. Wasson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Stock Retention/Holding Period Against For Shareholder 5 Adopt Proxy Access Right Against For Shareholder ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PIMCO Equity Series By: /s/ Peter G. Strelow Peter G. Strelow, President, Principal Executive Officer Date: August 20, 2014