================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-02032 MFS SERIES TRUST XVI (Exact name of registrant as specified in charter) 111 Huntington Avenue, Boston, Massachusetts 02199 (Address of principal executive offices) (Zip code) Susan S. Newton Massachusetts Financial Services Company 111 Huntington Avenue Boston, Massachusetts 02199 (Name and address of agents for service) Registrant's telephone number, including area code: (617) 954-5000 Date of fiscal year end: June 30 Date of reporting period: July 1, 2013 - June 30, 2014 ================================================================================ ITEM 1. PROXY VOTING RECORD. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-02032 Reporting Period: 07/01/2013 - 06/30/2014 MFS Series Trust XVI ========================= MFS Global Multi-Asset Fund ========================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director W. James Farrell For For Management 1.5 Elect Director Edward M. Liddy For For Management 1.6 Elect Director Nancy McKinstry For For Management 1.7 Elect Director Phebe N. Novakovic For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Samuel C. Scott, III For For Management 1.10 Elect Director Glenn F. Tilton For Withhold Management 1.11 Elect Director Miles D. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Label Products with GMO Ingredients Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Cease Compliance Adjustments to Against Against Shareholder Performance Criteria -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: DEC 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Director Jaime Ardila For For Management 2b Elect Director Charles H. Giancarlo For For Management 2c Elect Director William L. Kimsey For For Management 2d Elect Director Blythe J. McGarvie For For Management 2e Elect Director Mark Moody-Stuart For For Management 2f Elect Director Pierre Nanterme For For Management 2g Elect Director Gilles C. Pelisson For For Management 2h Elect Director Wulf von Schimmelmann For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 6 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Reduction in Share Capital and For For Management Creation of Distributable Reserves 8 Authorize the Holding of the 2015 AGM For For Management at a Location Outside Ireland 9 Authorize Open-Market Purchases of For For Management Class A Ordinary Shares 10 Determine the Price Range at which For For Management Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock -------------------------------------------------------------------------------- ACE LIMITED Ticker: ACE Security ID: H0023R105 Meeting Date: JAN 10, 2014 Meeting Type: Special Record Date: DEC 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend Distribution from For For Management Legal Reserves 2 Elect of Homburger AG as Independent For For Management Proxy 3 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ACE LIMITED Ticker: ACE Security ID: H0023R105 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Allocate Disposable Profit For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1 Elect Director John Edwardson For For Management 4.2 Elect Director Kimberly Ross For For Management 4.3 Elect Director Robert Scully For For Management 4.4 Elect Director David Sidwell For For Management 4.5 Elect Director Evan G. Greenberg For For Management 4.6 Elect Director Robert M. Hernandez For For Management 4.7 Elect Director Michael G. Atieh For For Management 4.8 Elect Director Mary A. Cirillo For For Management 4.9 Elect Director Michael P. Connors For For Management 4.10 Elect Director Peter Menikoff For For Management 4.11 Elect Director Leo F. Mullin For For Management 4.12 Elect Director Eugene B. Shanks, Jr. For For Management 4.13 Elect Director Theodore E. Shasta For For Management 4.14 Elect Director Olivier Steimer For For Management 5 Elect Evan G. Greenberg as Board For For Management Chairman 6.1 Appoint Michael P. Connors as Member For For Management of the Compensation Committee 6.2 Appoint Mary A. Cirillo as Member of For For Management the Compensation Committee 6.3 Appoint John Edwardson as Member of For For Management the Compensation Committee 6.4 Appoint Robert M. Hernandez as Member For For Management of the Compensation Committee 7 Designate Homburger AG as Independent For For Management Proxy 8.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Auditors 8.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm as Auditors 8.3 Ratify BDO AG (Zurich) as Special For For Management Auditors 9 Approve Creation of CHF 3.7 Billion For For Management Pool of Capital without Preemptive Rights 10 Approve Dividend Distribution From For For Management Legal Reserves Through Reduction of Par Value 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ACTAVIS PLC Ticker: ACT Security ID: G0083B108 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul M. Bisaro For For Management 1b Elect Director James H. Bloem For For Management 1c Elect Director Christopher W. Bodine For For Management 1d Elect Director Tamar D. Howson For For Management 1e Elect Director John A. King For For Management 1f Elect Director Catherine M. Klema For For Management 1g Elect Director Jiri Michal For For Management 1h Elect Director Sigurdur Olafsson For For Management 1i Elect Director Patrick J. O'Sullivan For For Management 1j Elect Director Ronald R. Taylor For For Management 1k Elect Director Andrew L. Turner For For Management 1l Elect Director Fred G. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- ACTAVIS PLC Ticker: ACT Security ID: G0083B108 Meeting Date: JUN 17, 2014 Meeting Type: Special Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Elect Mohamed Azman Yahya as Director For For Management 4 Elect Edmund Sze-Wing Tse as Director For For Management 5 Elect Jack Chak-Kwong So as Director For For Management 6 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803100 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3a Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 3b Adopt Financial Statements For For Management 3c Receive Explanation on Company's None None Management Reserves and Dividend Policy 3d Approve Allocation of Income and For For Management Dividends of EUR 1.45 per Share 4a Approve Discharge of Management Board For For Management 4b Approve Discharge of Supervisory Board For For Management 5a Elect B.E. Grote to Supervisory Board For For Management 5b Reelect A. Burgmans to Supervisory For For Management Board 5c Reelect L.R. Hughes to Supervisory For For Management Board 5d Approve Remuneration of Supervisory For For Management Board 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 7b Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 7b 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) and Closing None None Management -------------------------------------------------------------------------------- ALTERA CORPORATION Ticker: ALTR Security ID: 021441100 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Daane For For Management 1b Elect Director T. Michael Nevens For For Management 1c Elect Director A. Blaine Bowman For For Management 1d Elect Director Elisha W. Finney For For Management 1e Elect Director Kevin McGarity For For Management 1f Elect Director Krish A. Prabhu For For Management 1g Elect Director Shane V. Robison For For Management 1h Elect Director John Shoemaker For For Management 1i Elect Director Thomas H. Waechter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Theodore J. Leonsis For For Management 1g Elect Director Richard C. Levin For For Management 1h Elect Director Richard A. McGinn For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Steven S Reinemund For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Robert D. Walter For For Management 1m Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder 5 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 6 Provide Right to Act by Written Consent Against For Shareholder 7 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond P. Dolan For For Management 1b Elect Director Ronald M. Dykes For For Management 1c Elect Director Carolyn F. Katz For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Pamela D.A. Reeve For For Management 1g Elect Director David E. Sharbutt For For Management 1h Elect Director James D. Taiclet, Jr. For For Management 1i Elect Director Samme L. Thompson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony R. Chase For For Management 1b Elect Director Kevin P. Chilton For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director Peter J. Fluor For For Management 1e Elect Director Richard L. George For For Management 1f Elect Director Charles W. Goodyear For For Management 1g Elect Director John R. Gordon For For Management 1h Elect Director Eric D. Mullins For For Management 1i Elect Director R. A. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Financial Risks of Climate Against For Shareholder Change -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 600585 Security ID: Y01373102 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Reports and For For Management International Financial Reporting Standards 4 Elect Wang Jianchao as Director For For Management 5 Approve KPMG Huazhen and KPMG as the For For Management PRC and International (Financial) Auditors Respectively, Reappoint KPMG Huazhen as the Internal Control Auditor of the Company, and Authorize Board to Fix Their Remuneration 6 Approve Profit Distribution Proposal For For Management 7 Amend Articles of Association For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Campbell For For Management 1.2 Elect Director Timothy Cook For For Management 1.3 Elect Director Millard Drexler For For Management 1.4 Elect Director Al Gore For For Management 1.5 Elect Director Robert Iger For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Arthur Levinson For For Management 1.8 Elect Director Ronald Sugar For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Amend Articles to Eliminate Board For For Management Blank Check Authority to Issue Preferred Stock 4 Establish a Par Value for Common Stock For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For Against Management 8 Establish Board Committee on Human Against Against Shareholder Rights 9 Report on Trade Associations and Against Against Shareholder Organizations that Promote Sustainability Practices 10 Advisory Vote to Increase Capital Against Against Shareholder Repurchase Program 11 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- ATLAS COPCO AB Ticker: ATCO A Security ID: W10020118 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report; Allow None None Management Questions 8a Accept Financial Statements and For For Management Statutory Reports 8b Approve Discharge of Board and For For Management President 8c Approve Allocation of Income and For For Management Dividends of SEK 5.50 Per Share 8d Approve Record Date (May 5, 2014) for For For Management Dividend Payment 9 Determine Number of Members (9) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 10 Reelect Staffan Bohman, Johan For For Management Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Hans Straberg (Chairman), Anders Ullberg, Peter Wallenberg Jr, and Margareth Ovrum as Directors; Ratify Deloitte as Auditors 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.9 Million for Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12b Approve Performance-Related Personnel For For Management Option Plan for 2014 13a Acquire Class A Shares Related to For For Management Personnel Option Plan for 2014 13b Acquire Class A Shares Related to For For Management Remuneration in the Form of Synthetic Shares 13c Transfer Class A Shares Related to For For Management Personnel Option Plan for 2014 13d Sell Class A Shares to Cover Costs For For Management Related to Synthetic Shares to the Board 13e Sell Class A and B Shares to Cover For For Management Costs in Relation to the Performance Related Personnel Option Plans for 2009, 2010, and 2011 14 Close Meeting None None Management -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Recive Annual Financial Statements and For For Management Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share 2 Approve Discharge of Management Board For For Management for Fiscal 2013 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 4a Elect Simone Bagel-Trah to the For For Management Supervisory Board 4b Elect Ernst-Ludwig Winnacker to the For For Management Supervisory Board 5 Approve Creation of EUR 530 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8a Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8b Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9a Approve Affiliation Agreement with For For Management Subsidiary Bayer Business Services GmbH 9b Approve Affiliation Agreement with For For Management Subsidiary Bayer Technology Services GmbH 9c Approve Affiliation Agreement with For For Management Subsidiary Bayer US IP GmbH 9d Approve Affiliation Agreement with For For Management Subsidiary Bayer Bitterfeld GmbH 9e Approve Affiliation Agreement with For For Management Subsidiary Bayer Innovation GmbH 9f Approve Affiliation Agreement with For For Management Subsidiary Bayer Real Estate GmbH 9g Approve Affiliation Agreement with For For Management Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH 9h Approve Affiliation Agreement with For For Management Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH 10 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2014 -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director Ronald E. Deal For For Management 1.5 Elect Director James A. Faulkner For For Management 1.6 Elect Director I. Patricia Henry For For Management 1.7 Elect Director John P. Howe, III For For Management 1.8 Elect Director Erick C. Kendrick For For Management 1.9 Elect Director Kelly S. King For For Management 1.10 Elect Director Louis B. Lynn For For Management 1.11 Elect Director Edward C. Milligan For For Management 1.12 Elect Director Charles A. Patton For For Management 1.13 Elect Director Nido R. Qubein For For Management 1.14 Elect Director Tollie W. Rich, Jr. For For Management 1.15 Elect Director Thomas E. Skains For For Management 1.16 Elect Director Thomas N. Thompson For For Management 1.17 Elect Director Edwin H. Welch For For Management 1.18 Elect Director Stephen T. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Report on Political Contributions and Against For Shareholder Lobbying Expenditures 6 Claw-back of Payments under Against For Shareholder Restatements -------------------------------------------------------------------------------- BG GROUP PLC Ticker: BG. Security ID: G1245Z108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For Against Management 4 Approve Final Dividend For For Management 5 Elect Simon Lowth as Director For For Management 6 Elect Pam Daley as Director For For Management 7 Elect Martin Ferguson as Director For For Management 8 Re-elect Vivienne Cox as Director For For Management 9 Re-elect Chris Finlayson as Director None None Management 10 Re-elect Andrew Gould as Director For For Management 11 Re-elect Baroness Hogg as Director For For Management 12 Re-elect Dr John Hood as Director For For Management 13 Re-elect Caio Koch-Weser as Director For For Management 14 Re-elect Lim Haw-Kuang as Director For For Management 15 Re-elect Sir David Manning as Director For For Management 16 Re-elect Mark Seligman as Director For For Management 17 Re-elect Patrick Thomas as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline D. Dorsa For For Management 1.2 Elect Director Stelios Papadopoulos For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Lynn Schenk For For Management 1.5 Elect Director Alexander J. Denner For For Management 1.6 Elect Director Nancy L. Leaming For For Management 1.7 Elect Director Richard C. Mulligan For For Management 1.8 Elect Director Robert W. Pangia For For Management 1.9 Elect Director Brian S. Posner For For Management 1.10 Elect Director Eric K. Rowinsky For For Management 1.11 Elect Director Stephen A. Sherwin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdlatif Yousef Al-Hamad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director Jessica P. Einhorn For For Management 1e Elect Director Fabrizio Freda For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director James Grosfeld For For Management 1h Elect Director David H. Komansky For For Management 1i Elect Director Deryck Maughan For For Management 1j Elect Director Cheryl D. Mills For For Management 1k Elect Director Marco Antonio Slim Domit For For Management 1l Elect Director John S. Varley For For Management 1m Elect Director Susan L. Wagner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean-Francois Lepetit as For For Management Director 7 Reelect Baudouin Prot as Director For For Management 8 Reelect Fields Wicker-Miurin as For For Management Director 9 Ratify Appointment and Reelect Monique For For Management Cohen as Director 10 Elect Daniela Schwarzer as Director For For Management 11 Advisory Vote on Compensation of For For Management Baudouin Prot, Chairman 12 Advisory Vote on Compensation of For For Management Jean-Laurent Bonnafe, CEO 13 Advisory Vote on Compensation of For For Management Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs 14 Advisory Vote on the Overall Envelope For For Management of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 15 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Set Total Limit for Capital Increase For For Management without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 22 Set Total Limit for Capital Increase For For Management with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Michael Rake as Director For For Management 5 Re-elect Ian Livingston as Director For For Management 6 Re-elect Tony Chanmugam as Director For For Management 7 Re-elect Gavin Patterson as Director For For Management 8 Re-elect Tony Ball as Director For For Management 9 Re-elect Patricia Hewitt as Director For For Management 10 Re-elect Phil Hodkinson as Director For For Management 11 Re-elect Karen Richardson as Director For For Management 12 Re-elect Nick Rose as Director For For Management 13 Re-elect Jasmine Whitbread as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 20 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan O. Dinges For For Management 1b Elect Director James R. Gibbs For For Management 1c Elect Director Robert L. Keiser For For Management 1d Elect Director W. Matt Ralls For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Approve Omnibus Stock Plan For For Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CAIRN ENERGY PLC Ticker: CNE Security ID: G17528269 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Elect Ian Tyler as Director For For Management 7 Re-elect Todd Hunt as Director For For Management 8 Re-elect Iain McLaren as Director For For Management 9 Re-elect Alexander Berger as Director For For Management 10 Re-elect Jacqueline Sheppard as For For Management Director 11 Re-elect Simon Thomson as Director For For Management 12 Authorise Issue of Equity with For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 16 Approve Any Disposals by the Company For For Management or Any Subsidiary Undertaking of the Company of Any or All Shares in Cairn India Limited -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION Ticker: CAM Security ID: 13342B105 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Paulett Eberhart For For Management 1.2 Elect Director Peter J. Fluor For For Management 1.3 Elect Director James T. Hackett For For Management 1.4 Elect Director Jack B. Moore For For Management 1.5 Elect Director Michael E. Patrick For For Management 1.6 Elect Director Jon Erik Reinhardsen For For Management 1.7 Elect Director Bruce W. Wilkinson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Alesio For For Management 1.2 Elect Director Barry K. Allen For For Management 1.3 Elect Director David W. Nelms For For Management 1.4 Elect Director Donna F. Zarcone For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph S. Cunningham For For Management 1.2 Elect Director Patrick D. Daniel For For Management 1.3 Elect Director Ian W. Delaney For For Management 1.4 Elect Director Brian C. Ferguson For For Management 1.5 Elect Director Michael A. Grandin For For Management 1.6 Elect Director Valerie A.A. Nielsen For For Management 1.7 Elect Director Charles M. Rampacek For For Management 1.8 Elect Director Colin Taylor For For Management 1.9 Elect Director Wayne G. Thomson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: Y1519S111 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Elect Lu Yimin as Director For For Management 3a2 Elect Cheung Wing Lam Linus as Director For For Management 3a3 Elect Wong Wai Ming as Director For Against Management 3a4 Elect John Lawson Thornton as Director For Against Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For For Management -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert D. Daleo For For Management 1b Elect Director Murray J. Demo For For Management 1c Elect Director Asiff S. Hirji For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Barfield For For Management 1.2 Elect Director Kurt L. Darrow For For Management 1.3 Elect Director Stephen E. Ewing For For Management 1.4 Elect Director Richard M. Gabrys For For Management 1.5 Elect Director William D. Harvey For For Management 1.6 Elect Director David W. Joos For For Management 1.7 Elect Director Philip R. Lochner, Jr. For For Management 1.8 Elect Director John G. Russell For For Management 1.9 Elect Director Kenneth L. Way For For Management 1.10 Elect Director Laura H. Wright For For Management 1.11 Elect Director John B. Yasinsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Patsalos-Fox For For Management 1b Elect Director Robert E. Weissman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nikesh Arora For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director Ellen M. Hancock For For Management 1f Elect Director Joseph Jimenez For For Management 1g Elect Director Richard J. Kogan For For Management 1h Elect Director Delano E. Lewis For For Management 1i Elect Director J. Pedro Reinhard For For Management 1j Elect Director Stephen I. Sadove For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention Against Against Shareholder -------------------------------------------------------------------------------- COVIDIEN PLC Ticker: COV Security ID: G2554F113 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Joy A. Amundson For For Management 1c Elect Director Craig Arnold For For Management 1d Elect Director Robert H. Brust For For Management 1e Elect Director Christopher J. Coughlin For For Management 1f Elect Director Randall J. Hogan, III For For Management 1g Elect Director Martin D. Madaus For For Management 1h Elect Director Dennis H. Reilley For For Management 1i Elect Director Stephen H. Rusckowski For For Management 1j Elect Director Joseph A. Zaccagnino For For Management 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases of Ordinary For For Management Shares 5 Authorize the Price Range at which the For For Management Company can Reissue Shares that it holds as Treasury Shares 6 Renew Director's Authority to Issue For For Management Shares 7 Renew Director's Authority to Issue For For Management Shares for Cash -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Arnold W. Donald For For Management 1.4 Elect Director William G. Little For For Management 1.5 Elect Director Hans J. Loliger For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Josef M. Muller For For Management 1.8 Elect Director Thomas A. Ralph For For Management 1.9 Elect Director Caesar F. Sweitzer For For Management 1.10 Elect Director Jim L. Turner For For Management 1.11 Elect Director William S. Urkiel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 5 Submit SERP to Shareholder Vote Against Against Shareholder -------------------------------------------------------------------------------- CVS CAREMARK CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. David Brown, II For For Management 1.2 Elect Director Nancy-Ann M. DeParle For For Management 1.3 Elect Director David W. Dorman For For Management 1.4 Elect Director Anne M. Finucane For For Management 1.5 Elect Director Larry J. Merlo For For Management 1.6 Elect Director Jean-Pierre Millon For For Management 1.7 Elect Director Richard J. Swift For For Management 1.8 Elect Director William C. Weldon For For Management 1.9 Elect Director Tony L. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Lawrence Culp, Jr. For For Management 1.2 Elect Director Donald J. Ehrlich For For Management 1.3 Elect Director Linda Hefner Filler For For Management 1.4 Elect Director Teri List-Stoll For For Management 1.5 Elect Director Walter G. Lohr, Jr. For For Management 1.6 Elect Director Mitchell P. Rales For For Management 1.7 Elect Director Steven M. Rales For For Management 1.8 Elect Director John T. Schwieters For For Management 1.9 Elect Director Alan G. Spoon For For Management 1.10 Elect Director Elias A. Zerhouni For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DANONE Ticker: BN Security ID: F12033134 Meeting Date: APR 29, 2014 Meeting Type: Annual/Special Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.45 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Bruno Bonnell as Director For For Management 6 Reelect Bernard Hours as Director For For Management 7 Reelect Isabelle Seillier as Director For For Management 8 Reelect Jean-Michel Severino as For For Management Director 9 Elect Gaelle Olivier as Director For For Management 10 Elect Lionel Zinsou-Derlin as Director For For Management 11 Approve Auditors' Special Report on For For Management Related-Party Transactions Regarding New Transactions 12 Approve Transaction with J.P. Morgan For For Management 13 Approve Severance Payment Agreement For For Management with Bernard Hours 14 Approve Transaction with Bernard Hours For For Management 15 Advisory Vote on Compensation of For For Management Chairman and CEO, Franck Riboud 16 Advisory Vote on Compensation of For For Management Vice-CEO, Emmanuel Faber 17 Advisory Vote on Compensation of For For Management Vice-CEO, Bernard Hours 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Amend Articles 15 and16 of Bylaws Re: For For Management Employee Representatives 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend Per Ordinary For For Management Share 3 Declare Final Dividend Per Non-Voting For For Management Redeemable Convertible Preference Share 4 Approve Directors' Fees For Against Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Piyush Gupta as Director For For Management 7 Elect Bart Joseph Broadman as Director For For Management 8 Elect Ho Tian Yee as Director For For Management 9 Elect Nihal Vijaya Devadas Kaviratne For For Management as Director 10 Approve Grant of Awards and Issue of For For Management Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares and For For Management Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 13 Approve Issuance of Shares and For For Management Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 28, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DELPHI AUTOMOTIVE PLC Ticker: DLPH Security ID: G27823106 Meeting Date: APR 03, 2014 Meeting Type: Annual Record Date: FEB 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary L. Cowger as a Director For For Management 1.2 Elect Nicholas M. Donofrio as a For For Management Director 1.3 Elect Mark P. Frissora as a Director For For Management 1.4 Elect Rajiv L. Gupta as a Director For For Management 1.5 Elect John A. Krol as a Director For For Management 1.6 Elect J. Randall MacDonald as a For For Management Director 1.7 Elect Sean O. Mahoney as a Director For For Management 1.8 Elect Rodney O'Neal as a Director For For Management 1.9 Elect Thomas W. Sidlik as a Director For For Management 1.10 Elect Bernd Wiedemann as a Director For For Management 1.11 Elect Lawrence A. Zimmerman as a For For Management Director 2 Ratify Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA LLOYD NV Ticker: DL Security ID: N25633103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Receive Announcements None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Discuss Remuneration Report None None Management 4a Adopt Financial Statements and For For Management Statutory Reports 4b Receive Explanation on Company's None None Management Reserves and Dividend Policy 4c Approve Dividends of EUR 1.03 Per Share For For Management 5a Approve Discharge of Management Board For For Management 5b Approve Discharge of Supervisory Board For For Management 6 Announce Intention of the Supervisory None None Management Board to Appoint I. de Graaf to the Management Board 7 Announce Intention of the Supervisory None None Management Board to Reappoint E. Roozen to the Management Board 8a Announce Vacancies on the Board None None Management 8b Opportunity to Make Recommendations None None Management 8c Announce Intention to elect A. Bergen None None Management and R. Ruijter to Supervisory Board 8d Elect A.A.G. Bergen to Supervisory For For Management Board 8e Elect R.A. Ruijter to Supervisory Board For For Management 8f Reelect E.J. Fischer to Supervisory For For Management Board 8g Reelect J.G. Haars to Supervisory Board For For Management 8h Reelect S.G. van der Lecq to For For Management Supervisory Board 9a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 9b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 9a 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Allow Questions and Close Meeting None None Management -------------------------------------------------------------------------------- DENTSPLY INTERNATIONAL INC. Ticker: XRAY Security ID: 249030107 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael C. Alfano For For Management 1b Elect Director Eric K. Brandt For For Management 1c Elect Director William F. Hecht For For Management 1d Elect Director Francis J. Lunger For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Cynthia A. Glassman For For Management 1.6 Elect Director Richard H. Lenny For For Management 1.7 Elect Director Thomas G. Maheras For For Management 1.8 Elect Director Michael H. Moskow For For Management 1.9 Elect Director David W. Nelms For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- DOLLARAMA INC. Ticker: DOL Security ID: 25675T107 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua Bekenstein For For Management 1.2 Elect Director Gregory David For For Management 1.3 Elect Director Stephen Gunn For For Management 1.4 Elect Director Nicholas Nomicos For For Management 1.5 Elect Director Larry Rossy For For Management 1.6 Elect Director Neil Rossy For For Management 1.7 Elect Director Richard G. Roy For For Management 1.8 Elect Director John J. Swidler For For Management 1.9 Elect Director Huw Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George S. Barrett For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Charles E. Golden For For Management 1g Elect Director Linda A. Hill For For Management 1h Elect Director Arthur E. Johnson For For Management 1i Elect Director Ned C. Lautenbach For For Management 1j Elect Director Deborah L. McCoy For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Gerald B. Smith For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approval of Overseas Market Purchases For For Management of the Company Shares -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred D. Anderson For For Management 1.2 Elect Director Edward W. Barnholt For For Management 1.3 Elect Director Scott D. Cook For For Management 1.4 Elect Director John J. Donahoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Vote on Company's Spin Off (Withdrawn) None None Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jagjeet S. Bindra For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director France A. Cordova - None None Management RESIGNED 1.4 Elect Director Theodore F. Craver, Jr. For For Management 1.5 Elect Director Bradford M. Freeman For For Management 1.6 Elect Director Luis G. Nogales For For Management 1.7 Elect Director Richard T. Schlosberg, For For Management III 1.8 Elect Director Linda G. Stuntz For For Management 1.9 Elect Director Thomas C. Sutton For For Management 1.10 Elect Director Ellen O. Tauscher For For Management 1.11 Elect Director Peter J. Taylor For For Management 1.12 Elect Director Brett White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: FEB 04, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Board Size For Did Not Vote Management 2 Elect New Director; Appoint Chairman For Did Not Vote Management and Vice Chairman -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Board Size and Elect Directors For For Management 4 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- EDP- ENERGIAS DO BRASIL S.A. Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 29, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 24 and 25 Re: Executive For For Management Committee -------------------------------------------------------------------------------- EMC CORPORATION Ticker: EMC Security ID: 268648102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Brown For For Management 1b Elect Director Randolph L. Cowen For For Management 1c Elect Director Gail Deegan For For Management 1d Elect Director James S. DiStasio For For Management 1e Elect Director John R. Egan For For Management 1f Elect Director William D. Green For For Management 1g Elect Director Edmund F. Kelly For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Paul Sagan For For Management 1j Elect Director David N. Strohm For For Management 1k Elect Director Joseph M. Tucci For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Screen Political Contributions for Against Against Shareholder Consistency with Corporate Values -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director James C. Day For For Management 1d Elect Director Mark G. Papa For For Management 1e Elect Director H. Leighton Steward For For Management 1f Elect Director Donald F. Textor For For Management 1g Elect Director William R. Thomas For For Management 1h Elect Director Frank G. Wisner For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 5 Report on Methane Emissions Management Against Against Shareholder and Reduction Targets -------------------------------------------------------------------------------- ERSTE GROUP BANK AG Ticker: EBS Security ID: A19494102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income For For Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration of Supervisory For For Management Board Members 6.1 Approve Increase of Board Size For For Management 6.2 Elect Bettina Breiteneder as For For Management Supervisory Board Member 6.3 Elect Jan Homann as Supervisory Board For For Management Member 6.4 Elect Juan Maria Nin Genova as For For Management Supervisory Board Member 6.5 Elect Friedrich Roedler as Supervisory For For Management Board Member 6.6 Elect Elisabeth Bleyleben-Koren as For For Management Supervisory Board Member 6.7 Elect Gunter Griss as Supervisory For For Management Board Member 6.8 Elect Elisabeth Krainer Senger-Weiss For For Management as Supervisory Board Member 7 Ratify Ernst & Young as Auditors For For Management 8 Approve Creation of EUR 171.8 Million For For Management Pool of Capital without Preemptive Rights 9 Amend Articles For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Peter Brabeck-Letmathe For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Larry R. Faulkner For For Management 1.5 Elect Director Jay S. Fishman For For Management 1.6 Elect Director Henrietta H. Fore For For Management 1.7 Elect Director Kenneth C. Frazier For For Management 1.8 Elect Director William W. George For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Steven S Reinemund For For Management 1.11 Elect Director Rex W. Tillerson For For Management 1.12 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Limit Directors to a Maximum of Three Against Against Shareholder Board Memberships in Companies with Sales over $500 Million Annually 6 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination Based on Sexual Orientation and Gender Identity 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director Erskine B. Bowles For For Management 1.3 Elect Director Susan D. For For Management Desmond-Hellmann 1.4 Elect Director Donald E. Graham For For Management 1.5 Elect Director Reed Hastings For For Management 1.6 Elect Director Sheryl K. Sandberg For Withhold Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Auditors For For Management 3 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Screen Political Contributions for Against Against Shareholder Consistency with Corporate Values 6 Assess Privacy and Advertising Policy Against Against Shareholder Relating to Childhood Obesity 7 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David K. Hunt For For Management 1b Elect Director Richard N. Massey For For Management 1c Elect Director Leslie M. Muma For For Management 1d Elect Director James B. Stallings, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Reduce Supermajority Vote Requirement For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- FLUOR CORPORATION Ticker: FLR Security ID: 343412102 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter K. Barker For For Management 1B Elect Director Alan M. Bennett For For Management 1C Elect Director Rosemary T. Berkery For For Management 1D Elect Director Peter J. Fluor For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director Deborah D. McWhinney For For Management 1G Elect Director Dean R. O'Hare For For Management 1H Elect Director Armando J. Olivera For For Management 1I Elect Director Joseph W. Prueher For For Management 1J Elect Director Matthew K. Rose For For Management 1K Elect Director David T. Seaton For For Management 1L Elect Director Nader H. Sultan For For Management 1M Elect Director Lynn C. Swann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K'Lynne Johnson For For Management 1b Elect Director William H. Powell For For Management 1c Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: MAR 12, 2014 Meeting Type: Annual Record Date: JAN 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel H. Armacost For For Management 1b Elect Director Peter K. Barker For For Management 1c Elect Director Charles E. Johnson For For Management 1d Elect Director Gregory E. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director Mark C. Pigott For For Management 1g Elect Director Chutta Ratnathicam For For Management 1h Elect Director Laura Stein For For Management 1i Elect Director Anne M. Tatlock For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Institute Procedures to Prevent Against Against Shareholder Investments in Companies that Contribute to Genocide or Crimes Against Humanity -------------------------------------------------------------------------------- GDF SUEZ Ticker: GSZ Security ID: F42768105 Meeting Date: APR 28, 2014 Meeting Type: Annual/Special Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Regarding New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Renew Appointment of Ernst and Young For For Management et Autres as Auditor 7 Renew Appointment of Deloitte and For For Management Associes as Auditor 8 Renew Appointment of Auditex as For For Management Alternate Auditor 9 Renew Appointment of BEAS as Alternate For For Management Auditor 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 12 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries 17 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 265 Million 18 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 21 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers 22 Allow Loyalty Dividends to Long-Term For Against Management Registered Shareholders, and Amend Article 26 Accordingly 23 Authorize Filing of Required For For Management Documents/Other Formalities 24 Advisory Vote on Compensation of For For Management Gerard Mestrallet, Chairman and CEO 25 Advisory Vote on Compensation of For For Management Jean-Francois Cirelli, Vice-Chairman and Vice-CEO A Approve Dividends of EUR 0.83 per Share Against Against Shareholder -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Paul S. Otellini For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Adopt Policy and Report on Impact of Against Against Shareholder Tax Strategy 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 601238 Security ID: Y2931M104 Meeting Date: AUG 29, 2013 Meeting Type: Special Record Date: JUL 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 601238 Security ID: Y2931M104 Meeting Date: DEC 16, 2013 Meeting Type: Special Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Short-term For For Management Financing Bonds 2a Elect Fu Yuwu as Director For For Shareholder 2b Elect Lan Hailin as Director For For Shareholder 2c Elect Wang Susheng as Director For For Shareholder 2d Elect Leung Lincheong as Director For For Shareholder 2e Elect Li Fangjin as Director For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 601238 Security ID: Y2931M104 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2013 Annual Report For For Management 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Plan and For For Management the Proposed Distribution of Final Dividend 6 Approve Proposed Adjustment of For For Management Allowance of Independent Directors 7 Appoint PricewaterhouseCoopers as the For For Management Overseas Auditor of the Company and BDO China Shu Lun Pan Certified Public Accountants LLP as the Domestic Auditor of the Company and Authorize Management to Fix Their Remuneration 8 Appoint BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Internal Control Auditor of the Company and Authorize Management to Fix Their Remuneration -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: JAN 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Rajiv L. Gupta For For Management 1.5 Elect Director Raymond J. Lane For Against Management 1.6 Elect Director Ann M. Livermore For For Management 1.7 Elect Director Raymond E. Ozzie For For Management 1.8 Elect Director Gary M. Reiner For For Management 1.9 Elect Director Patricia F. Russo For For Management 1.10 Elect Director James A. Skinner For For Management 1.11 Elect Director Margaret C. Whitman For For Management 1.12 Elect Director Ralph V. Whitworth For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Establish Board Committee on Human Against Against Shareholder Rights -------------------------------------------------------------------------------- HISCOX LTD Ticker: HSX Security ID: G4593F112 Meeting Date: MAR 18, 2014 Meeting Type: Special Record Date: MAR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Return of Capital to For For Management Shareholders 2 Authorise Issue of Equity with For For Management Pre-emptive Rights 3 Authorise Issue of Equity without For For Management Pre-emptive Rights 4 Authorise Market Purchase of New For For Management Ordinary Shares -------------------------------------------------------------------------------- HISCOX LTD Ticker: HSX Security ID: G4593F120 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Stuart Bridges as Director For For Management 5 Re-elect Robert Childs as Director For For Management 6 Re-elect Caroline Foulger as Director For For Management 7 Re-elect Richard Gillingwater as For For Management Director 8 Re-elect Daniel Healy as Director For For Management 9 Re-elect Ernst Jansen as Director For For Management 10 Re-elect Dr James King as Director For For Management 11 Re-elect Bronislaw Masojada as Director For For Management 12 Re-elect Robert McMillan as Director For For Management 13 Re-elect Andrea Rosen as Director For For Management 14 Re-elect Gunnar Stokholm as Director For For Management 15 Elect Richard Watson as Director For For Management 16 Reappoint KPMG Audit Limited as For For Management Auditors 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Ike, Fumihiko For For Management 2.2 Elect Director Ito, Takanobu For For Management 2.3 Elect Director Iwamura, Tetsuo For For Management 2.4 Elect Director Yamamoto, Takashi For For Management 2.5 Elect Director Yamamoto, Yoshiharu For For Management 2.6 Elect Director Nonaka, Toshihiko For For Management 2.7 Elect Director Yoshida, Masahiro For For Management 2.8 Elect Director Kuroyanagi, Nobuo For For Management 2.9 Elect Director Kunii, Hideko For For Management 2.10 Elect Director Shiga, Yuuji For For Management 2.11 Elect Director Takeuchi, Kohei For For Management 2.12 Elect Director Aoyama, Shinji For For Management 2.13 Elect Director Kaihara, Noriya For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gordon M. Bethune For For Management 1B Elect Director Kevin Burke For For Management 1C Elect Director Jaime Chico Pardo For For Management 1D Elect Director David M. Cote For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Judd Gregg For For Management 1H Elect Director Clive Hollick For For Management 1I Elect Director Grace D. Lieblein For For Management 1J Elect Director George Paz For For Management 1K Elect Director Bradley T. Sheares For For Management 1L Elect Director Robin L. Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against Against Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Variable Pay Cap For For Management 5(a) Elect Kathleen Casey as Director For For Management 5(b) Elect Sir Jonathan Evans as Director For For Management 5(c) Elect Marc Moses as Director For For Management 5(d) Elect Jonathan Symonds as Director For For Management 5(e) Re-elect Safra Catz as Director For For Management 5(f) Re-elect Laura Cha as Director For For Management 5(g) Re-elect Marvin Cheung as Director For For Management 5(h) Re-elect Joachim Faber as Director For For Management 5(i) Re-elect Rona Fairhead as Director For For Management 5(j) Re-elect Renato Fassbind as Director For For Management 5(k) Re-elect Douglas Flint as Director For For Management 5(l) Re-elect Stuart Gulliver as Director For For Management 5(m) Re-elect Sam Laidlaw as Director For For Management 5(n) Re-elect John Lipsky as Director For For Management 5(o) Re-elect Rachel Lomax as Director For For Management 5(p) Re-elect Iain Mackay as Director For For Management 5(q) Re-elect Sir Simon Robertson as For For Management Director 6 Reappoint KPMG Audit plc as Auditors For For Management 7 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED Ticker: 00013 Security ID: Y38024108 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Lai Kai Ming, Dominic as Director For Against Management 3c Elect Kam Hing Lam as Director For Against Management 3d Elect William Shurniak as Director For For Management 3e Elect Wong Chung Hin as Director For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Articles of Association For For Management 7a Add Chinese Name to Existing Company For For Management Name 7b Amend Articles of Association For For Management -------------------------------------------------------------------------------- ILUKA RESOURCES LTD. Ticker: ILU Security ID: Q4875J104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAY 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jennifer Anne Seabrook as For For Management Director 2 Elect Marcelo Hubmeyer De Almeida For For Management Bastos as Director 3 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL (INDITEX) Ticker: ITX Security ID: E6282J109 Meeting Date: JUL 16, 2013 Meeting Type: Annual Record Date: JUL 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements, and Discharge of Board 3 Approve Updated Balance Sheets to For For Management Benefit from New Tax Regulation 4 Approve Allocation of Income and For For Management Dividends 5 Approve Long Term Incentive Plan For For Management 6 Authorize Share Repurchase Program For For Management 7 Advisory Vote on Remuneration Policy For For Management Report 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E413 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Receive Report of Supervisory Board None None Management (Non-Voting) 2c Discuss Remuneration Report None None Management 2d Approve Amendments to Remuneration For For Management Policy for Management Board Members 2e Adopt Financial Statements For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4a Discussion on Company's Corporate None None Management Governance Structure 4b Increase Share Capital by EUR 13 For For Management Billion by Reduction in Share Premium Reserve and Increase Nominal per Share 4c Decrease Share Capital by EUR 13 For For Management Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders 4d Amend Articles Re: Representation of For For Management the Board 5 Receive Announcements on Sustainability None None Management 6a Approve Discharge of Management Board For For Management 6b Approve Discharge of Supervisory Board For For Management 7 Elect Eric Boyer de la Giroday to For For Management Supervisory Board 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 8b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital in Connection with a Major Capital Restructuring 10 Other Business (Non-Voting) and Closing None None Management -------------------------------------------------------------------------------- INPEX CORPORATION Ticker: 1605 Security ID: J2467E101 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2.1 Elect Director Kuroda, Naoki For For Management 2.2 Elect Director Sugioka, Masatoshi For For Management 2.3 Elect Director Kitamura, Toshiaki For For Management 2.4 Elect Director Yui, Seiji For For Management 2.5 Elect Director Sano, Masaharu For For Management 2.6 Elect Director Sugaya, Shunichiro For For Management 2.7 Elect Director Murayama, Masahiro For For Management 2.8 Elect Director Ito, Seiya For For Management 2.9 Elect Director Tanaka, Wataru For For Management 2.10 Elect Director Ikeda, Takahiko For For Management 2.11 Elect Director Kurasawa, Yoshikazu For For Management 2.12 Elect Director Wakasugi, Kazuo For For Management 2.13 Elect Director Kagawa, Yoshiyuki For For Management 2.14 Elect Director Kato, Seiji For For Management 2.15 Elect Director Tonoike, Rentaro For For Management 2.16 Elect Director Okada, Yasuhiko For For Management 3 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE GROUP, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles R. Crisp For For Management 1b Elect Director Jean-Marc Forneri For For Management 1c Elect Director Fred W. Hatfield For For Management 1d Elect Director Sylvain Hefes For For Management 1e Elect Director Jan-Michiel Hessels For For Management 1f Elect Director Terrence F. Martell For For Management 1g Elect Director Callum McCarthy For For Management 1h Elect Director James J. McNulty For For Management 1i Elect Director Robert Reid For For Management 1j Elect Director Frederic V. Salerno For For Management 1k Elect Director Robert G. Scott For For Management 1l Elect Director Jeffrey C. Sprecher For For Management 1m Elect Director Judith A. Sprieser For For Management 1n Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Change Company Name For For Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luiz Alberto de Castro Falleiros None For Shareholder as Fiscal Council Member Nominated by Preferred Shareholders 1.2 Elect Ernesto Rubens Gelbcke as None For Shareholder Alternate Fiscal Council Member Nominated by Preferred Shareholders -------------------------------------------------------------------------------- JAPAN TOBACCO INC Ticker: 2914 Security ID: J27869106 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2 Amend Articles To Change Fiscal Year For For Management End 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Koizumi, Mitsuomi For For Management 3.3 Elect Director Shingai, Yasushi For For Management 3.4 Elect Director Okubo, Noriaki For For Management 3.5 Elect Director Saeki, Akira For For Management 3.6 Elect Director Miyazaki, Hideki For For Management 3.7 Elect Director Oka, Motoyuki For For Management 3.8 Elect Director Koda, Main For For Management 4 Appoint Alternate Statutory Auditor For For Management Masaki, Michio 5 Approve Alternate Income Allocation, Against Against Shareholder with a Final Dividend of JPY 150 6 Authorize Share Repurchase of Up To Against For Shareholder 200 Million Shares in the Coming Year 7 Amend Articles to Allow Binding Against For Shareholder Shareholder Meeting Resolutions on Cancellation of Treasury Shares 8 Cancel the Company's Treasury Shares Against For Shareholder 9 Amend Articles to Allow Shareholder Against Against Shareholder Meetings to Resolve on Share Warrants -------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION Ticker: JDSU Security ID: 46612J507 Meeting Date: NOV 13, 2013 Meeting Type: Annual Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Barnes For For Management 1.2 Elect Director Martin A. Kaplan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S.A Ticker: JMT Security ID: X40338109 Meeting Date: DEC 18, 2013 Meeting Type: Special Record Date: DEC 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 2 Elect Board Chairman For For Management -------------------------------------------------------------------------------- JGC CORP. Ticker: 1963 Security ID: J26945105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 46.5 2.1 Elect Director Sato, Masayuki For For Management 2.2 Elect Director Kawana, Koichi For For Management 2.3 Elect Director Ishizuka, Tadashi For For Management 2.4 Elect Director Yamazaki, Yutaka For For Management 2.5 Elect Director Akabane, Tsutomu For For Management 2.6 Elect Director Miura, Hideaki For For Management 2.7 Elect Director Sato, Satoshi For For Management 2.8 Elect Director Miyoshi, Hiroyuki For For Management 2.9 Elect Director Suzuki, Masanori For For Management 2.10 Elect Director Endo, Shigeru For For Management 3 Appoint Statutory Auditor Ono Koichi For For Management -------------------------------------------------------------------------------- JOY GLOBAL INC. Ticker: JOY Security ID: 481165108 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: JAN 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Doheny, II For For Management 1.2 Elect Director Steven L. Gerard For For Management 1.3 Elect Director John T. Gremp For For Management 1.4 Elect Director John Nils Hanson For For Management 1.5 Elect Director Gale E. Klappa For For Management 1.6 Elect Director Richard B. Loynd For For Management 1.7 Elect Director P. Eric Siegert For For Management 1.8 Elect Director James H. Tate For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against Against Shareholder -------------------------------------------------------------------------------- JSR CORP. Ticker: 4185 Security ID: J2856K106 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Koshiba, Mitsunobu For For Management 2.2 Elect Director Sato, Hozumi For For Management 2.3 Elect Director Hasegawa, Hisao For For Management 2.4 Elect Director Hirano, Hayato For For Management 2.5 Elect Director Goto, Takuya For For Management 2.6 Elect Director Kariya, Michio For For Management 2.7 Elect Director Yagi, Kazunori For For Management 3 Appoint Statutory Auditor Kato, Hisako For For Management 4.1 Appoint Alternate Statutory Auditor For For Management Doi, Makoto 4.2 Appoint Alternate Statutory Auditor For For Management Mori, Sotaro 5 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 0.60 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Daniel Sauter as Director For For Management 4.1.2 Reelect Gilbert Achermann as Director For For Management 4.1.3 Reelect Andreas Amschwand as Director For For Management 4.1.4 Reelect Heinrich Baumann as Director For For Management 4.1.5 Reelect Claire Giraut as Director For For Management 4.1.6 Reelect Gareth Penny as Director For For Management 4.1.7 Reelect Charles Stonehill as Director For For Management 4.2 Elect Daniel Sauter as Board Chairman For For Management 4.3.1 Appoint Gilbert Achermann as Member of For For Management the Compensation Committee 4.3.2 Appoint Heinrich Baumann as Member of For For Management the Compensation Committee 4.3.3 Appoint Gareth Penny as Member of the For For Management Compensation Committee 5 Ratify KPMG AG as Auditors For For Management 6 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 7 Designate Marc Nater as Independent For For Management Proxy -------------------------------------------------------------------------------- KBC GROEP NV Ticker: KBC Security ID: B5337G162 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5 Approve Allocation of Income For For Management 6 Approve Remuneration Report For Against Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Directors KBC For For Management Global Services For the Period of Jan. 2013 to July 2013 9 Approve Discharge of Auditors For For Management 10 Approve Discharge of Auditors KBC For For Management Global Services For the Period of Jan. 2013 to July 2013 11a Reelect M.De Ceuster as Director For For Management 11b Reelect P. Vanthemsche as Director For For Management 11c Reelect M. Wittemans as Director For For Management 11d Elect J. Kiraly as Director For For Management 11e Elect C. Van Rijsseghem as Director For For Management 11f Indicate Thomas Leysen as Independent For For Management Board Member for his Remaining Term as Director 12 Transact Other Business None None Management -------------------------------------------------------------------------------- KDDI CORPORATION Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Onodera, Tadashi For For Management 2.2 Elect Director Tanaka, Takashi For For Management 2.3 Elect Director Morozumi, Hirofumi For For Management 2.4 Elect Director Takahashi, Makoto For For Management 2.5 Elect Director Ishikawa, Yuuzo For For Management 2.6 Elect Director Inoue, Masahiro For For Management 2.7 Elect Director Yuasa, Hideo For For Management 2.8 Elect Director Fukuzaki, Tsutomu For For Management 2.9 Elect Director Tajima, Hidehiko For For Management 2.10 Elect Director Uchida, Yoshiaki For For Management 2.11 Elect Director Kuba, Tetsuo For For Management 2.12 Elect Director Kodaira, Nobuyori For For Management 2.13 Elect Director Fukukawa, Shinji For For Management 3 Appoint Statutory Auditor Kobayashi, For For Management Hiroshi 4 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- KIA MOTORS CORPORATION Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 700 per Share 2 Reelect One Inside Director and Two For For Management Outside Directors (Bundled) 3 Reelect Two Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 06, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Emiko Higashi For For Management 1.3 Elect Director Stephen P. Kaufman For For Management 1.4 Elect Director Richard P. Wallace For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- KOBAYASHI PHARMACEUTICAL CO. LTD. Ticker: 4967 Security ID: J3430E103 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Amend Business Lines For For Management 2.1 Elect Director Kobayashi, Kazumasa For For Management 2.2 Elect Director Kobayashi, Yutaka For For Management 2.3 Elect Director Kobayashi, Akihiro For For Management 2.4 Elect Director Tsujino, Takashi For For Management 2.5 Elect Director Yamane, Satoshi For For Management 2.6 Elect Director Horiuchi, Susumu For For Management 2.7 Elect Director Tsuji, Haruo For For Management 2.8 Elect Director Ito, Kunio For For Management 3 Appoint Alternate Statutory Auditor For For Management Fujitsu, Yasuhiko -------------------------------------------------------------------------------- LI & FUNG LIMITED Ticker: 00494 Security ID: G5485F169 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect William Fung Kwok Lun as Director For For Management 3b Elect Allan Wong Chi Yun as Director For For Management 3c Elect Paul Edward Selway-Swift as For For Management Director 4 Authorize Board to Fix Directors' For For Management Remuneration 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Adopt Share Option Scheme For Against Management 9 Approve Share Premium Reduction For For Management -------------------------------------------------------------------------------- LINDE AG Ticker: LIN Security ID: D50348107 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 -------------------------------------------------------------------------------- LINKEDIN CORPORATION Ticker: LNKD Security ID: 53578A108 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid Hoffman For For Management 1.2 Elect Director Stanley J. Meresman For Withhold Management 1.3 Elect Director David Sze For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON Ticker: MC Security ID: F58485115 Meeting Date: APR 10, 2014 Meeting Type: Annual/Special Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 3.10 per Share 5 Reelect Delphine Arnault as Director For For Management 6 Reelect Nicolas Bazire as Director For For Management 7 Reelect Antonio Belloni as Director For For Management 8 Reelect Diego Della Valle as Director For For Management 9 Reelect Pierre Gode as Director For For Management 10 Reelect Marie-Josee Kravis as Director For For Management 11 Renew Appointment Paolo Bulgari as For For Management Censor 12 Renew Appointment Patrick Houel as For For Management Censor 13 Renew Appointment Felix G. Rohatyn as For For Management Censor 14 Elect Marie-Laure Sauty de Chalon as For For Management Director 15 Advisory Vote on Compensation of For Against Management Bernard Arnault 16 Advisory Vote on Compensation of For Against Management Antonio Belloni 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Approve Change of Corporate Form to For For Management Societas Europaea (SE) 20 Pursuant to Item Above, Adopt New For For Management Bylaws -------------------------------------------------------------------------------- M. DIAS BRANCO S.A INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: OCT 25, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1a Amend Articles 10, 11, 12, and For Did Not Vote Management Paragraphs VII of Articles 14, 18, and 19 1b Amend Articles 14 (Paragraphs XII - For Did Not Vote Management XX), 18 (Paragraphs I - X), and 19 (Paragraphs I - V) 1c Amend Articles 10 and 19 For Did Not Vote Management 1d Amend Chapter XI of the Company's For Did Not Vote Management Bylaws Re: Article 37 -------------------------------------------------------------------------------- M. DIAS BRANCO S.A INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: DEC 27, 2013 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Agreement to Absorb Industria For Did Not Vote Management de Alimentos Bomgosto Ltda. (Vitarella) 2 Approve Agreement to Absorb Vitarella For Did Not Vote Management 3 Appoint Independent Auditors to For Did Not Vote Management Appraise Proposed Transaction 4 Approve Independent Appraisal For Did Not Vote Management 5 Approve Absorption of Vitarella For Did Not Vote Management -------------------------------------------------------------------------------- M. DIAS BRANCO S.A INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Elect Directors For For Management -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b ElectionElect Director Richard H. Lenny For For Management 1c Elect Director Walter E. Massey For For Management 1d Elect Director Cary D. McMillan For For Management 1e Elect Director Sheila A. Penrose For For Management 1f Elect Director John W. Rogers, Jr. For For Management 1g Elect Director Roger W. Stone For For Management 1h Elect Director Miles D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements (Voting) 2 Approve 2013 Plan on Profit For For Management Distribution 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- MELLANOX TECHNOLOGIES, LTD. Ticker: MLNX Security ID: M51363113 Meeting Date: JAN 07, 2014 Meeting Type: Special Record Date: NOV 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve The Company's Compensation For For Management Philosophy Statement A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- MELLANOX TECHNOLOGIES, LTD. Ticker: MLNX Security ID: M51363113 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eyal Waldman as Director For For Management 1.2 Elect Irwin Federman as Director For For Management 1.3 Elect Dov Baharav as Director For For Management 1.4 Elect Glenda Dorchak as Director For For Management 1.5 Elect Thomas Weatherford as Director For For Management 2 Elect David Perlmutter as Director For For Management 3 Approve For For Management Bonus/Compensation/Remuneration of Eyal Waldman 4 Approve Restricted Stock Units to Eyal For Against Management Waldman 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Compensation of Irwin Federman For For Management 7 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Carlos M. Gutierrez For For Management 1.3 Elect Director R. Glenn Hubbard For For Management 1.4 Elect Director Steven A. Kandarian For For Management 1.5 Elect Director John M. Keane For For Management 1.6 Elect Director Alfred F. Kelly, Jr. For For Management 1.7 Elect Director William E. Kennard For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Catherine R. Kinney For For Management 1.10 Elect Director Denise M. Morrison For For Management 1.11 Elect Director Kenton J. Sicchitano For For Management 1.12 Elect Director Lulu C. Wang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- MFS SERIES TRUST XV - MFS COMMODITY STRATEGY FUND Ticker: CMS Security ID: 55276T826 Meeting Date: MAY 09, 2014 Meeting Type: WRITTEN CONSENT Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 A change in the sub-classification of FOR FOR Management the fund -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 16, 2013 Meeting Type: Annual Record Date: JUN 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Albert J. Hugo-Martinez For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO LTD Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2.1 Elect Director Kimura, Keiji For For Management 2.2 Elect Director Sugiyama, Hirotaka For For Management 2.3 Elect Director Yanagisawa, Yutaka For For Management 2.4 Elect Director Kazama, Toshihiko For For Management 2.5 Elect Director Kato, Jo For For Management 2.6 Elect Director Aiba, Naoto For For Management 2.7 Elect Director Ono, Masamichi For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Tanisawa, Junichi For For Management 2.10 Elect Director Matsuhashi, Isao For For Management 2.11 Elect Director Tokiwa, Fumikatsu For For Management 2.12 Elect Director Gomi, Yasumasa For For Management 2.13 Elect Director Tomioka, Shuu For For Management 3 Appoint Statutory Auditor Matsuo, Kenji For Against Management -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen F. Bollenbach For For Management 1b Elect Director Lewis W.K. Booth For For Management 1c Elect Director Lois D. Juliber For For Management 1d Elect Director Mark D. Ketchum For For Management 1e Elect Director Jorge S. Mesquita For For Management 1f Elect Director Nelson Peltz For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Ruth J. Simmons For For Management 1k Elect Director Ratan N. Tata For For Management 1l Elect Director Jean-Francois M. L. van For For Management Boxmeer 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging -------------------------------------------------------------------------------- MONSANTO COMPANY Ticker: MON Security ID: 61166W101 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Laura K. Ipsen For For Management 1c Elect Director William U. Parfet For For Management 1d Elect Director George H. Poste For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risk of Genetic Engineering Against Against Shareholder in Order to Work with Regulators 5 Report on Risk of Genetically Against Against Shareholder Engineered Products -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erskine B. Bowles For For Management 1.2 Elect Director Howard J. Davies For For Management 1.3 Elect Director Thomas H. Glocer For For Management 1.4 Elect Director James P. Gorman For For Management 1.5 Elect Director Robert H. Herz For For Management 1.6 Elect Director C. Robert Kidder For For Management 1.7 Elect Director Klaus Kleinfeld For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Hutham S. Olayan For For Management 1.10 Elect Director James W. Owens For For Management 1.11 Elect Director O. Griffith Sexton For For Management 1.12 Elect Director Ryosuke Tamakoshi For For Management 1.13 Elect Director Masaaki Tanaka For For Management 1.14 Elect Director Laura D. Tyson For For Management 1.15 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Clemmer For For Management 1.2 Elect Director Kurt P. Kuehn For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.15 per Share 4 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 5.1a Reelect Peter Brabeck-Letmathe as For For Management Director 5.1b Reelect Paul Bulcke as Director For For Management 5.1c Reelect Andreas Koopmann as Director For For Management 5.1d Reelect Rolf Haenggi as Director For For Management 5.1e Reelect Beat Hess as Director For For Management 5.1f Reelect Daniel Borel as Director For For Management 5.1g Reelect Steven Hoch as Director For For Management 5.1h Reelect Naina Lal Kidwai as Director For For Management 5.1i Reelect Titia de Lange as Director For For Management 5.1j Reelect Jean-Pierre Roth as Director For For Management 5.1k Reelect Ann Veneman as Director For For Management 5.1l Reelect Henri de Castries as Director For For Management 5.1m Reelect Eva Cheng as Director For For Management 5.2 Elect Peter Brabeck-Letmathe as Board For For Management Chairman 5.3.1 Appoint Beat Hess as Member of the For For Management Compensation Committee 5.3.2 Appoint Daniel Borel as Member of the For For Management Compensation Committee 5.3.3 Appoint Andreas Koopmann as Member of For For Management the Compensation Committee 5.3.4 Appoint Jean-Pierre Roth as Member of For For Management the Compensation Committee 5.4 Ratify KMPG SA as Auditors For For Management 5.5 Designate Hartmann Dreyer as For For Management Independent Proxy -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Phyllis M. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For Against Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.45 per Share 4.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 8.0 Million (Non-Binding) 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) 5.1 Reelect Joerg Reinhardt as Director For For Management and Chairman of the Board of Directors 5.2 Reelect Dimitri Azar as Director For Against Management 5.3 Reelect Verena Briner as Director For For Management 5.4 Reelect Srikant Datar as Director For Against Management 5.5 Reelect Ann Fudge as Director For Against Management 5.6 Reelect Pierre Landolt as Director For Against Management 5.7 Reelect Ulrich Lehner as Director For Against Management 5.8 Reelect Andreas von Planta as Director For Against Management 5.9 Reelect Charles Sawyers as Director For For Management 5.10 Reelect Enrico Vanni as Director For Against Management 5.11 Reelect William Winters as Director For For Management 6.1 Elect Srikant Datar as Member of the For Against Management Compensation Committee 6.2 Elect Ann Fudge as Member of the For Against Management Compensation Committee 6.3 Elect Ulrich Lehner as Member of the For Against Management Compensation Committee 6.4 Elect Enrico Vanni as Member of the For Against Management Compensation Committee 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors 8 Designate Peter Andreas Zahn as For For Management Independent Proxy -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: OCT 10, 2013 Meeting Type: Special Record Date: SEP 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect M. Helmes as Non-Executive For For Management Director 2b Elect J. Southern as Non-Executive For For Management Director 3 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: MAR 28, 2014 Meeting Type: Special Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect E. Meurice as Non-Executive For For Management Director 3 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Discuss Remuneration Report None None Management 2b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2c Adopt Financial Statements For For Management 2d Approve Discharge of Board of Directors For For Management 3a Reelect R.L. Clemmer as Executive For For Management Director 3b Reelect P. Bonfield as Non-Executive For For Management Director 3c Reelect J.P. Huth as as Non-Executive For For Management Director 3d Reelect K.A. Goldman as as For For Management Non-Executive Director 3e Reelect M. Helmes as as Non-Executive For For Management Director 3f Reelect J. Kaeser as as Non-Executive For For Management Director 3g Reelect I. Loring as as Non-Executive For For Management Director 3h Reelect E. Meurice as as Non-Executive For For Management Director 3i Reelect J. Southern as as For For Management Non-Executive Director 3j Elect R. Tsai as as Non-Executive For For Management Director 4 Authorize Repurchase of Shares For For Management 5 Approve Cancellation of Repurchased For For Management Shares 6 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer Abraham For For Management 1.2 Elect Director Howard I. Atkins For For Management 1.3 Elect Director Eugene L. Batchelder For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Edward P. Djerejian For For Management 1.6 Elect Director John E. Feick For For Management 1.7 Elect Director Margaret M. Foran For For Management 1.8 Elect Director Carlos M. Gutierrez For For Management 1.9 Elect Director William R. Klesse For For Management 1.10 Elect Director Avedick B. Poladian For For Management 1.11 Elect Director Elisse B. Walter For For Management 2 Remove Age Restriction for Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Separate the Roles of the Chairman of For For Management the Board and the Chief Executive Officer 6 Ratify Auditors For For Management 7 Stock Retention/Holding Period Against Against Shareholder 8 Review and Assess Membership of Against For Shareholder Lobbying Organizations 9 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 10 Report on Methane Emissions Management Against Against Shareholder and Reduction Targets -------------------------------------------------------------------------------- OIL SEARCH LTD. Ticker: OSH Security ID: Y64695110 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Kostas Constantinou as Director For For Management 3 Elect Agu Kantsler as Director For For Management 4 Elect Ziggy Switkowski as Director For For Management 5 Appoint Deloitte Touche Tohmatsu and For For Management Authorize the Board to Fix Their Remuneration 1 Approve the Issuance of 222,600 For For Management Performance Rights to Peter Botten, Managing Director of the Company 2 Approve the Issuance of 48,500 For For Management Performance Rights to Gerea Aopi, Executive Director of the Company 3 Approve the Issuance of 99,460 For For Management Restricted Shares to Peter Botten, Managing Director of the Company 4 Approve the Issuance of 25,996 For For Management Restricted Shares Shares to Gerea Aopi, Executive Director of the Company -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: OCT 31, 2013 Meeting Type: Annual Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director H. Raymond Bingham For Withhold Management 1.3 Elect Director Michael J. Boskin For Withhold Management 1.4 Elect Director Safra A. Catz For Withhold Management 1.5 Elect Director Bruce R. Chizen For Withhold Management 1.6 Elect Director George H. Conrades For Withhold Management 1.7 Elect Director Lawrence J. Ellison For Withhold Management 1.8 Elect Director Hector Garcia-Molina For Withhold Management 1.9 Elect Director Jeffrey O. Henley For Withhold Management 1.10 Elect Director Mark V. Hurd For Withhold Management 1.11 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Establish Human Rights Committee Against Against Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 8 Adopt Multiple Performance Metrics Against For Shareholder Under Executive Incentive Plans 9 Require Shareholder Approval of Against For Shareholder Quantifiable Performance Metrics -------------------------------------------------------------------------------- PERNOD RICARD Ticker: RI Security ID: F72027109 Meeting Date: NOV 06, 2013 Meeting Type: Annual/Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.64 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Daniele Ricard as Director For For Management 6 Reelect Laurent Burelle as Director For For Management 7 Reelect Michel Chambaud as Director For For Management 8 Reelect the Company Paul Ricard as For For Management Director 9 Reelect Anders Narvinger as Director For For Management 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 910,000 11 Advisory Vote on Compensation of For For Management Daniele Ricard 12 Advisory Vote on Compensation of For For Management Pierre Pringuet 13 Advisory Vote on Compensation of For For Management Alexandre Ricard 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Increase of Up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 21 Approve Issuance of Securities For For Management Convertible into Debt 22 Authorize Capitalization of Reserves For For Management of Up to EUR 205 Million for Bonus Issue or Increase in Par Value 23 Approve Employee Stock Purchase Plan For For Management 24 Amend Article 16 of Bylaws Re: For For Management Election of Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Innova SA For For Management 2 Approve Absorption of Comperj For For Management Participacoes S.A. (COMPERJPAR) 3 Approve Absorption of Comperj For For Management Estirenicos S.A. (EST) 4 Approve Absorption of Comperj Meg S.A. For For Management (MEG) 5 Approve Absorption of Comperj For For Management Poliolefinas S.A.(POL) 6 Approve Absorption of SFE - Sociedade For For Management Fluminense de Energia Ltda. (SFE) 7 Waive Petrobras' Preemptive Rights to For For Management Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: DEC 16, 2013 Meeting Type: Special Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Refinaria Abreu For For Management e Lima S.A. (RNEST) 2 Approve Absorption of Companhia de For For Management Recuperacao Secundaria (CRSec) 3 Approve Partial Spin-Off of Petrobras For For Management International Finance Company S.A. (PIIFCO) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 02, 2014 Meeting Type: Annual/Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4.a Elect Directors Appointed by For For Management Controlling Shareholder 4.b Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Director Appointed by Minority Ordinary Shareholders 5 Elect Board Chairman For For Management 6.a Elect Fiscal Council Members Appointed For For Management by Controlling Shareholder 6.b Elect Reginaldo Ferreira Alexandre and None For Shareholder Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders 1 Approve Remuneration of Company's For For Management Management 2 Authorize Capitalization of Reserves For For Management 3 Approve Absorption of Termoacu S.A. For For Management (Termoacu) 4 Approve Absorption of Termoceara Ltda For For Management (Termoceara) 5 Approve Absorption of Companhia For For Management Locadora de Equipamentos Petroliferos (CLEP) -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Frances D. Fergusson For For Management 1.4 Elect Director Helen H. Hobbs For For Management 1.5 Elect Director Constance J. Horner For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director George A. Lorch For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director Marc Tessier-Lavigne For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Review and Assess Membership of Against Against Shareholder Lobbying Organizations 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy L. Dove For For Management 1.2 Elect Director Stacy P. Methvin For For Management 1.3 Elect Director Charles E. Ramsey, Jr. For For Management 1.4 Elect Director Frank A. Risch For For Management 1.5 Elect Director Edison C. Buchanan For For Management 1.6 Elect Director Larry R. Grillot For For Management 1.7 Elect Director J. Kenneth Thompson For For Management 1.8 Elect Director Jim A. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. Ticker: PCP Security ID: 740189105 Meeting Date: AUG 13, 2013 Meeting Type: Annual Record Date: JUN 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Donegan For For Management 1.2 Elect Director Daniel J. Murphy For For Management 1.3 Elect Director Vernon E. Oechsle For For Management 1.4 Elect Director Ulrich Schmidt For For Management 1.5 Elect Director Richard L. Wambold For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Baglivo For For Management 1.2 Elect Director Brent Callinicos For For Management 1.3 Elect Director Emanuel Chirico For For Management 1.4 Elect Director Juan R. Figuereo For For Management 1.5 Elect Director Joseph B. Fuller For For Management 1.6 Elect Director Fred Gehring For For Management 1.7 Elect Director Bruce Maggin For For Management 1.8 Elect Director V. James Marino For For Management 1.9 Elect Director Henry Nasella For For Management 1.10 Elect Director Rita M. Rodriguez For For Management 1.11 Elect Director Edward R. Rosenfeld For For Management 1.12 Elect Director Craig Rydin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- QLIK TECHNOLOGIES INC. Ticker: QLIK Security ID: 74733T105 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Golden For For Management 1.2 Elect Director Lars Bjork For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For For Management Purposes 4 Approve Remuneration Report for For For Management Australian Law Purposes 5 Approve Potential Termination Benefits For For Management 6 Elect Anne Lauvergeon as Director For For Management 7 Elect Simon Thompson as Director For For Management 8 Re-elect Robert Brown as Director For For Management 9 Re-elect Jan du Plessis as Director For For Management 10 Re-elect Michael Fitzpatrick as For For Management Director 11 Re-elect Ann Godbehere as Director For For Management 12 Re-elect Richard Goodmanson as Director For For Management 13 Re-elect Lord Kerr as Director For For Management 14 Re-elect Chris Lynch as Director For For Management 15 Re-elect Paul Tellier as Director For For Management 16 Re-elect John Varley as Director For For Management 17 Re-elect Sam Walsh as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 24 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard F. Wallman For For Management 1.2 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Morten Friis as Director For For Management 2.2 Authorise Independent Shareholder to For For Management Elect Morten Friis as Director 3.1 Elect Robert Gillespie as Director For For Management 3.2 Authorise Independent Shareholder to For For Management Elect Robert Gillespie as Director 4 Elect Ross McEwan as Director For For Management 5 Elect Ewen Stevenson as Director For For Management 6.1 Re-elect Sandy Crombie as Director For For Management 6.2 Authorise Independent Shareholder to For For Management Re-elect Sandy Crombie as Director 7.1 Re-elect Alison Davis as Director For For Management 7.2 Authorise Independent Shareholder to For For Management Re-elect Alison Davis as Director 8 Re-elect Philip Hampton as Director For For Management 9.1 Re-elect Penny Hughes as Director For For Management 9.2 Authorise Independent Shareholder to For For Management Re-elect Penny Hughes as Director 10.1 Re-elect Brendan Nelson as Director For For Management 10.2 Authorise Independent Shareholder to For For Management Re-elect Brendan Nelson as Director 11.1 Re-elect Baroness Noakes as Director For For Management 11.2 Authorise Independent Shareholder to For For Management Re-elect Baroness Noakes as Director 12.1 Re-elect Philip Scott as Director For For Management 12.2 Authorise Independent Shareholder to For For Management Re-elect Philip Scott as Director 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Remuneration Policy For For Management 20 Approve Remuneration Report For For Management 21 Approve Employee Share Plan For For Management -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: JUN 25, 2014 Meeting Type: Special Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity with For For Management Pre-emptive Rights in Connection with Equity Convertible Notes 2 Authorise Allotment by way of For For Management Capitalisation Issue in Connection with Converting B Shares Into Ordinary Shares 3 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with Equity Convertible Notes -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC Ticker: RBS Security ID: G7S86Z172 Meeting Date: JUN 25, 2014 Meeting Type: Special Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Entry Into the Dividend For For Management Access Share Retirement Agreement -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: G7690A100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Euleen Goh as Director For For Management 5 Elect Patricia Woertz as Director For For Management 6 Elect Ben van Beurden as Director For For Management 7 Re-elect Guy Elliott as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Charles Holliday as Director For For Management 10 Re-elect Gerard Kleisterlee as Director For For Management 11 Re-elect Jorma Ollila as Director For For Management 12 Re-elect Sir Nigel Sheinwald as For For Management Director 13 Re-elect Linda Stuntz as Director For For Management 14 Re-elect Hans Wijers as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Long Term Incentive Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Approve Restricted Share Plan For For Management 24 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Benioff For For Management 1.2 Elect Director Keith Block For For Management 1.3 Elect Director Craig Conway For For Management 1.4 Elect Director Alan Hassenfeld For For Management 1.5 Elect Director Colin Powell For For Management 1.6 Elect Director John V. Roos For For Management 1.7 Elect Director Lawrence Tomlinson For For Management 1.8 Elect Director Robin Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: JUL 26, 2013 Meeting Type: Special Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Chiang Yun as Director For For Management 3b Elect Iain Ferguson Bruce as Director For For Management 3c Elect Charles Daniel Forman as Director For For Management 3d Elect Robert Glen Goldstein as Director For For Management 3e Authorize Board to Fix Directors' For For Management Remuneration 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO. LTD. Ticker: 4536 Security ID: J68467109 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 50 2.1 Elect Director Kurokawa, Akira For For Management 2.2 Elect Director Furukado, Sadatoshi For For Management 2.3 Elect Director Kotani, Noboru For For Management 2.4 Elect Director Okumura, Akihiro For For Management 2.5 Elect Director Katayama, Takayuki For For Management 3.1 Appoint Statutory Auditor Notsuka, For For Management Yoshihiro 3.2 Appoint Statutory Auditor Matsuzawa, For For Management Koichi -------------------------------------------------------------------------------- SBERBANK OF RUSSIA Ticker: SBER Security ID: 80585Y308 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Ratify Auditor For For Management 5.1 Elect Martin Gilman Grant as Director None For Management 5.2 Elect Valery Goreglyad as Director None Against Management 5.3 Elect German Gref as Director None Against Management 5.4 Elect Yevsey Gurvich as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Peter Kralich as Director None For Management 5.9 Elect Alexei Kudrin as Director None Against Management 5.10 Elect Georgy Luntovsky as Director None Against Management 5.11 Elect Vladimir Mau as Director None For Management 5.12 Elect Gennady Melikyan as Director None Against Management 5.13 Elect Leif Pagrotski as Director None For Management 5.14 Elect Alessandro Profumo as Director None Against Management 5.15 Elect Sergey Sinelnikov-Murylev as None For Management Director 5.16 Elect Dmitriy Tulin as Member as None For Management Director 5.17 Elect Nadia Wells as Member as Director None For Management 5.18 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Natalya Borodina as Member of For For Management Audit Commission 6.2 Elect Vladimir Volkov as Member of For For Management Audit Commission 6.3 Elect Tatiyana Domanskaya as Member of For For Management Audit Commission 6.4 Elect Yuliya Isakhanova as Member of For For Management Audit Commission 6.5 Elect Aleksey Minenko as Member of For For Management Audit Commission 6.6 Elect Olga Polyakova as Member of For For Management Audit Commission 6.7 Elect Natalia Revina as Member of For For Management Audit Commission 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve New Edition of Regulations on For For Management Audit Commission 11 Approve New Edition of Regulations on For For Management Management 12 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Tony Isaac For For Management 1c Elect Director K. Vaman Kamath For For Management 1d Elect Director Maureen Kempston Darkes For For Management 1e Elect Director Paal Kibsgaard For For Management 1f Elect Director Nikolay Kudryavtsev For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Lubna S. Olayan For For Management 1i Elect Director Leo Rafael Reif For For Management 1j Elect Director Tore I. Sandvold For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2012/2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2012/2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2012/2013 5 Approve Remuneration System for For For Management Management Board Members 6 Ratify Ernst & Young as Auditors for For For Management Fiscal 2013/2014 7 Elect Jim Hagemann Snabe to the For For Management Supervisory Board 8 Approve Creation of EUR 528.6 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Cancellation of Capital For For Management Authorization 11 Amend Articles Re: Remuneration of the For For Management Supervisory Board -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 1.90 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For For Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Reelect Michael Jacobi as Director For For Management 4.1.4 Reelect Andy Rihs as Director For For Management 4.1.5 Reelect Anssi Vanjoki as Director For For Management 4.1.6 Reelect Ronald van der Vis as Director For For Management 4.1.7 Reelect Jinlong Wang as Director For For Management 4.1.8 Reelect John Zei as Director For For Management 4.2 Elect Stacy Enxing Send as Director For For Management 4.3.1 Appoint Robert Spoerry as Member of For For Management the Compensation Committee 4.3.2 Appoint Beat Hess as Member of the For For Management Compensation Committee 4.3.3 Appoint John Zei as Member of the For For Management Compensation Committee 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 4.5 Designate Andreas Keller as For For Management Independent Proxy 5.1 Amend Articles Re: Ordinance Against For Against Management Excessive Remuneration at Listed Companies (Compensation Related) 5.2 Amend Articles Re: Further Provisions For For Management Related to Ordinance Against Excessive Remuneration at Listed Companies 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Remuneration Report For For Management 5 Elect Dr Kurt Campbell as Director For For Management 6 Elect Christine Hodgson as Director For For Management 7 Elect Naguib Kheraj as Director For For Management 8 Re-elect Om Bhatt as Director For For Management 9 Re-elect Jaspal Bindra as Director For For Management 10 Re-elect Dr Louis Chi-Yan Cheung as For For Management Director 11 Re-elect Dr Han Seung-soo as Director For For Management 12 Re-elect Simon Lowth as Director For For Management 13 Re-elect Ruth Markland as Director For For Management 14 Re-elect John Paynter as Director For For Management 15 Re-elect Sir John Peace as Director For For Management 16 Re-elect Alun Rees as Director For For Management 17 Re-elect Peter Sands as Director For For Management 18 Re-elect Viswanathan Shankar as For For Management Director 19 Re-elect Paul Skinner as Director For For Management 20 Re-elect Dr Lars Thunell as Director For For Management 21 Approve Disapplication of the For For Management Shareholding Qualification in Relation to Dr Kurt Campbell 22 Reappoint KPMG Audit plc as Auditors For For Management 23 Authorise Board to Fix Remuneration of For For Management Auditors 24 Approve EU Political Donations and For For Management Expenditure 25 Authorise Issue of Equity with For For Management Pre-emptive Rights 26 Authorise Issue of Equity with For For Management Pre-emptive Rights 27 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities 28 Approve Scrip Dividend Program For For Management 29 Authorise Issue of Equity without For For Management Pre-emptive Rights 30 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities 31 Authorise Market Purchase of Ordinary For For Management Shares 32 Authorise Market Purchase of For For Management Preference Shares 33 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 34 Fix Maximum Variable Compensation Ratio For For Management -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Kennett F. Burnes For For Management 1c Elect Director Peter Coym For For Management 1d Elect Director Patrick de Saint-Aignan For For Management 1e Elect Director Amelia C. Fawcett For For Management 1f Elect Director Linda A. Hill For For Management 1g Elect Director Joseph L. Hooley For For Management 1h Elect Director Robert S. Kaplan For For Management 1i Elect Director Richard P. Sergel For For Management 1j Elect Director Ronald L. Skates For For Management 1k Elect Director Gregory L. Summe For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Miyata, Koichi For For Management 2.2 Elect Director Kurumatani, Nobuaki For For Management 2.3 Elect Director Inoue, Atsuhiko For For Management 2.4 Elect Director Ota, Jun For For Management 2.5 Elect Director Yokoyama, Yoshinori For For Management 3 Appoint Statutory Auditor Nakao, For For Management Kazuhiko -------------------------------------------------------------------------------- SUNDRUG CO. LTD. Ticker: 9989 Security ID: J78089109 Meeting Date: JUN 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Authorize Share Repurchase Program For For Management from Specific Shareholder 3.1 Elect Director Saitsu, Tatsuro For For Management 3.2 Elect Director Akao, Kimiya For For Management 3.3 Elect Director Tsuruta, Kazuhiro For For Management 3.4 Elect Director Sadakata, Hiroshi For For Management 3.5 Elect Director Sakai, Yoshimitsu For For Management 3.6 Elect Director Tada, Naoki For For Management 3.7 Elect Director Sugiura, Nobuhiko For For Management -------------------------------------------------------------------------------- SYMANTEC CORPORATION Ticker: SYMC Security ID: 871503108 Meeting Date: OCT 22, 2013 Meeting Type: Annual Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen M. Bennett For For Management 1b Elect Director Michael A. Brown For For Management 1c Elect Director Frank E. Dangeard For For Management 1d Elect Director Geraldine B. Laybourne For For Management 1e Elect Director David L. Mahoney For For Management 1f Elect Director Robert S. Miller For For Management 1g Elect Director Anita M. Sands For For Management 1h Elect Director Daniel H. Schulman For For Management 1i Elect Director V. Paul Unruh For For Management 1j Elect Director Suzanne M. Vautrinot For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Henrique De Castro For For Management 1e Elect Director James A. Johnson For Against Management 1f Elect Director Mary E. Minnick For For Management 1g Elect Director Anne M. Mulcahy For Against Management 1h Elect Director Derica W. Rice For For Management 1i Elect Director Kenneth L. Salazar For For Management 1j Elect Director John G. Stumpf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Eliminate Perquisites Against Against Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Cease Discrimination in Hiring, Vendor Against Against Shareholder Contracts, or Customer Relations -------------------------------------------------------------------------------- TDC A/S Ticker: TDC Security ID: K94545116 Meeting Date: MAR 06, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income For For Management 5a Reelect Vagn Sorensen as Director For For Management 5b Reelect Pierre Danon as Director For For Management 5c Reelect Stine Bosse as Director For For Management 5d Reelect Angus Porter as Director For For Management 5e Reelect Soren Sorensen as Director For For Management 5f Reelect Pieter Knook as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Amend Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7c Approve Remuneration of Directors in For For Management the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work 7d Amend Articles of Association For For Management 7e Amend Authorisation to Increase Share For For Management Capital 7f Approve Publication of Information in For For Management English 8 Other Business None None Management -------------------------------------------------------------------------------- TECHNIP Ticker: TEC Security ID: F90676101 Meeting Date: APR 24, 2014 Meeting Type: Annual/Special Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Advisory Vote on Compensation of For For Management Thierry Pilenko, Chairman and CEO 6 Authorize Repurchase of Up to 8 For For Management Percent of Issued Share Capital 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 42 Million 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 9 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million 10 Authorize up to 0.3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 11 Authorize Restricted Stock Plan For For Management Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 10 12 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Stock Option Plan 13 Authorize Stock Option Plan Reserved For For Management for Chairman and/or CEO and Executives, Subject to Approval of Item 12 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Barry Diller For For Management 1.7 Elect Director Helene D. Gayle For For Management 1.8 Elect Director Evan G. Greenberg For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For Against Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James D. Robinson, III For For Management 1.15 Elect Director Peter V. Ueberroth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Gary D. Cohn For For Management 1d Elect Director Claes Dahlback For For Management 1e Elect Director William W. George For For Management 1f Elect Director James A. Johnson For Against Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director James J. Schiro For For Management 1k Elect Director Debora L. Spar For For Management 1l Elect Director Mark E. Tucker For For Management 1m Elect Director David A. Viniar For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Ticker: PCLN Security ID: 741503403 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Howard W. Barker, Jr. For For Management 1.3 Elect Director Jeffery H. Boyd For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Darren R. Huston For For Management 1.8 Elect Director Nancy B. Peretsman For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2013 Meeting Type: Annual Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela F. Braly For For Management 1b Elect Director Kenneth I. Chenault For For Management 1c Elect Director Scott D. Cook For For Management 1d Elect Director Susan Desmond-Hellmann For For Management 1e Elect Director A.G. Lafley For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director W. James McNerney, Jr. For For Management 1h Elect Director Margaret C. Whitman For For Management 1i Elect Director Mary Agnes Wilderotter For For Management 1j Elect Director Patricia A. Woertz For For Management 1k Elect Director Ernesto Zedillo For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 18, 2014 Meeting Type: Annual Record Date: JAN 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Fred H. Langhammer For For Management 1f Elect Director Aylwin B. Lewis For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Sheryl K. Sandberg For For Management 1j Elect Director Orin C. Smith For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Adopt Proxy Access Right Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against Against Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director William G. Parrett For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Scott M. Sperling For For Management 1k Elect Director Elaine S. Ullian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carole Black For For Management 1b Elect Director Glenn A. Britt For For Management 1c Elect Director Thomas H. Castro For For Management 1d Elect Director David C. Chang For For Management 1e Elect Director James E. Copeland, Jr. For For Management 1f Elect Director Peter R. Haje For For Management 1g Elect Director Donna A. James For For Management 1h Elect Director Don Logan For For Management 1i Elect Director Robert D. Marcus For For Management 1j Elect Director N.J. Nicholas, Jr. For For Management 1k Elect Director Wayne H. Pace For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director John E. Sununu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against Against Shareholder -------------------------------------------------------------------------------- TOKYO GAS CO. LTD. Ticker: 9531 Security ID: J87000105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Okamoto, Tsuyoshi For For Management 2.2 Elect Director Muraki, Shigeru For For Management 2.3 Elect Director Hirose, Michiaki For For Management 2.4 Elect Director Hataba, Matsuhiko For For Management 2.5 Elect Director Kunigo, Yutaka For For Management 2.6 Elect Director Yoshino, Kazuo For For Management 2.7 Elect Director Mikami, Masahiro For For Management 2.8 Elect Director Kobayashi, Hiroaki For For Management 2.9 Elect Director Sato, Yukio For For Management 2.10 Elect Director Tomizawa, Ryuuichi For For Management 2.11 Elect Director Nakagaki, Yoshihiko For For Management 3 Appoint Statutory Auditor Tojima, Wako For For Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report for 2010 For For Management 4 Accept Internal Auditor Report for 2010 For For Management 5 Accept External Auditor Report for 2010 For For Management 6 Accept Financial Statements for 2010 For For Management 7 Approve Allocation of Income for 2010 For For Management 8 Approve Discharge of Colin J. Williams For For Management for 2010 9 Approve Discharge of Auditors for 2010 For For Management 10 Accept Board Report for 2011 For For Management 11 Accept Internal Auditor Report for 2011 For For Management 12 Accept External Auditor Report for 2011 For For Management 13 Accept Financial Statements for 2011 For For Management 14 Approve Allocation of Income for 2011 For For Management 15 Approve Discharge of Board for 2011 For For Management 16 Approve Discharge of Auditors for 2011 For For Management 17 Accept Board Report for 2012 For For Management 18 Accept Internal Audit Report for 2012 For For Management 19 Ratify External Auditors for 2012 For For Management 20 Accept External Audit Report for 2012 For For Management 21 Accept Financial Statements for 2012 For For Management 22 Approve Allocation of Income for 2012 For For Management 23 Approve Upper Limit of Donations for For For Management 2013 and Receive Information on Charitable Donations for 2011 and 2012 24 Approve Discharge of Board for 2012 For For Management 25 Approve Discharge of Auditors for 2012 For For Management 26 Accept Board Report for 2013 For For Management 27 Ratify External Auditors for 2013 For For Management 28 Accept External Audit Report for 2013 For For Management 29 Accept Financial Statements for 2013 For For Management 30 Approve Allocation of Income for 2013 For For Management 31 Approve Discharge of Board for 2013 For For Management 32 Amend Company Articles For For Management 33 Ratify Director Appointments For For Management 34 Elect Directors and Determine Terms of For Against Management Office 35 Approve Director Remuneration For For Management 36 Ratify External Auditors for 2014 For For Management 37 Approve Working Principles of the For For Management General Assembly 38 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 39 Receive Information on Rule 1.3.6. of None None Management Corporate Governance Principles 40 Approve Profit Distribution Policy For For Management 41 Receive Information on Remuneration None None Management Policy 42 Approve Upper Limit of Donations for For For Management 2014 and Receive Information on Charitable Donations for 2013 43 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 44 Receive Information on Related Party None None Management Transactions 45 Close Meeting None None Management -------------------------------------------------------------------------------- UBS AG Ticker: UBSN Security ID: H89231338 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 0.25 per Share from Capital Contribution Reserve 3 Approve Discharge of Board and Senior For Against Management Management 4 Amend Articles Re: Ordinance Against For Against Management Excessive Remuneration at Listed Companies 5 Advisory Vote on the EU Capital For For Management Requirements Directive of 2013 (CRD IV) 6.1a Reelect Axel Weber as Director and For For Management Board Chairman 6.1b Reelect Michel Demare as Director For For Management 6.1c Reelect David Sidwell as Director For For Management 6.1d Reelect Reto Francioni as Director For For Management 6.1e Reelect Ann Godbehere as Director For For Management 6.1f Reelect Axel Lehmann as Director For For Management 6.1g Reelect Helmut Panke as Director For For Management 6.1h Reelect William Parrett as Director For For Management 6.1i Reelect Isabelle Romy as Director For For Management 6.1j Reelect Beatrice Weder di Mauro as For For Management Director 6.1k Reelect Joseph Yam as Director For For Management 6.2.1 Appoint Ann Godbehere as Member of the For For Management Human Resources and Compensation Committee 6.2.2 Appoint Michel Demare as Member of the For For Management Human Resources and Compensation Committee 6.2.3 Appoint Helmut Panke as Member of the For For Management Human Resources and Compensation Committee 6.2.4 Appoint Reto Francioni as Member of For For Management the Human Resources and Compensation Committee 6.3 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 6.4 Ratify Ernst & Young AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNICREDIT SPA Ticker: UCG Security ID: T960AS101 Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.a Approve Allocation of Income For For Management 2.b Approve Stock Dividend Program For For Management 2.c Restore Legal Reserve through Share For For Management Premium Reserve 3 Appoint Alternate Internal Statutory None For Management Auditor 4 Approve Remuneration of Common For For Management Representative for Saving Shares 5 Fix Maximum Variable Compensation Ratio For For Management 6 Approve Remuneration Report For Against Management 7 Approve 2014 Group Incentive System For For Management 8 Approve Group Employees Share For For Management Ownership Plan 2014 1 Authorize Capitalization of Reserves For For Management for a Bonus Issue 2 Amend Company Bylaws Re: Art. 8 For For Management (Compensation Related) 3 Authorize Board to Increase Capital to For For Management Service Incentive Plans A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Card, Jr. For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director David B. Dillon For For Management 1.4 Elect Director Judith Richards Hope For For Management 1.5 Elect Director John J. Koraleski For For Management 1.6 Elect Director Charles C. Krulak For For Management 1.7 Elect Director Michael R. McCarthy For For Management 1.8 Elect Director Michael W. McConnell For For Management 1.9 Elect Director Thomas F. McLarty, III For For Management 1.10 Elect Director Steven R. Rogel For For Management 1.11 Elect Director Jose H. Villarreal For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Louis R. Chenevert For For Management 1b Elect Director John V. Faraci For For Management 1c Elect Director Jean-Pierre Garnier For For Management 1d Elect Director Jamie S. Gorelick For For Management 1e Elect Director Edward A. Kangas For For Management 1f Elect Director Ellen J. Kullman For For Management 1g Elect Director Marshall O. Larsen For For Management 1h Elect Director Harold McGraw, III For For Management 1i Elect Director Richard B. Myers For For Management 1j Elect Director H. Patrick Swygert For For Management 1k Elect Director Andre Villeneuve For For Management 1l Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Ticker: VRX Security ID: 91911K102 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald H. Farmer For For Management 1b Elect Director Colleen A. Goggins For For Management 1c Elect Director Robert A. Ingram For For Management 1d Elect Director Anders Lonner For For Management 1e Elect Director Theo Melas-Kyriazi For For Management 1f Elect Director J. Michael Pearson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Norma A. Provencio For For Management 1i Elect Director Howard B. Schiller For For Management 1j Elect Director Katharine B. Stevenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Richard L. Carrion For For Management 1.3 Elect Director Melanie L. Healey For For Management 1.4 Elect Director M. Frances Keeth For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Donald T. Nicolaisen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Rodney E. Slater For For Management 1.10 Elect Director Kathryn A. Tesija For For Management 1.11 Elect Director Gregory D. Wasson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management 5 Report on Net Neutrality Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 9 Provide Right to Act by Written Consent Against For Shareholder 10 Approve Proxy Voting Authority Against Against Shareholder -------------------------------------------------------------------------------- VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Juan Ernesto de Bedout For For Management 1.4 Elect Director Ursula O. Fairbairn For For Management 1.5 Elect Director George Fellows For For Management 1.6 Elect Director Clarence Otis, Jr. For For Management 1.7 Elect Director Matthew J. Shattock For For Management 1.8 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 29, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary B. Cranston For For Management 1b Elect Director Francisco Javier For For Management Fernandez-Carbajal 1c Elect Director Alfred F. Kelly, Jr. For For Management 1d Elect Director Robert W. Matschullat For For Management 1e Elect Director Cathy E. Minehan For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director David J. Pang For For Management 1h Elect Director Charles W. Scharf For For Management 1i Elect Director William S. Shanahan For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882135 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: JAN 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of All of the Shares For For Management in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc 2 Approve Matters Relating to the Return For For Management of Value to Shareholders 3 Authorise Market Purchase of Ordinary For For Management Shares 4 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882135 Meeting Date: JAN 28, 2014 Meeting Type: Court Record Date: JAN 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Anderson For For Management 1.2 Elect Director V. Ann Hailey For For Management 1.3 Elect Director William K. Hall For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director Neil S. Novich For For Management 1.6 Elect Director Michael J. Roberts For For Management 1.7 Elect Director Gary L. Rogers For For Management 1.8 Elect Director James T. Ryan For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director James D. Slavik For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WANT WANT CHINA HOLDINGS LTD. Ticker: 00151 Security ID: G9431R103 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tsai Wang-Chia as Director For For Management 3b Elect Chan Yu-Feng as Director For For Management 3c Elect Tsai Shao-Chung as Director For Against Management 3d Elect Pei Kerwei as Director For Against Management 3e Elect Chien Wen-Guey as Director For Against Management 3f Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Susan E. Engel For For Management 1f Elect Director Enrique Hernandez, Jr. For For Management 1g Elect Director Donald M. James For For Management 1h Elect Director Cynthia H. Milligan For For Management 1i Elect Director Federico F. Pena For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director Judith M. Runstad For For Management 1l Elect Director Stephen W. Sanger For For Management 1m Elect Director John G. Stumpf For For Management 1n Elect Director Susan G. Swenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Review Fair Housing and Fair Lending Against Against Shareholder Compliance -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For Abstain Management 4 Approve Remuneration Policy For Abstain Management 5 Approve Sustainability Report For For Management 6 Re-elect Roger Agnelli as Director For For Management 7 Re-elect Dr Jacques Aigrain as Director For For Management 8 Re-elect Colin Day as Director For For Management 9 Re-elect Philip Lader as Director For For Management 10 Re-elect Ruigang Li as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect Paul Richardson as Director For For Management 13 Re-elect Jeffrey Rosen as Director For For Management 14 Re-elect Hugo Shong as Director For For Management 15 Re-elect Timothy Shriver as Director For For Management 16 Re-elect Sir Martin Sorrell as Director For For Management 17 Re-elect Sally Susman as Director For For Management 18 Re-elect Solomon Trujillo as Director For For Management 19 Elect Dr John Hood as Director For For Management 20 Elect Charlene Begley as Director For For Management 21 Elect Nicole Seligman as Director For For Management 22 Elect Daniela Riccardi as Director For For Management 23 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Approve Increase in the Maximum For For Management Aggregate Fees Payable to Non-Executive Directors 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Issue of Equity without For For Management Pre-emptive Rights -------------------------------------------------------------------------------- YAMATO HOLDINGS CO LTD Ticker: 9064 Security ID: J96612114 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seto, Kaoru For For Management 1.2 Elect Director Kigawa, Makoto For For Management 1.3 Elect Director Kanda, Haruo For For Management 1.4 Elect Director Minaki, Kenji For For Management 1.5 Elect Director Yamauchi, Masaki For For Management 1.6 Elect Director Hagiwara, Toshitaka For For Management 1.7 Elect Director Mori, Masakatsu For For Management 2 Appoint Statutory Auditor Takahara, For For Management Kazuko 3.1 Appoint Alternate Statutory Auditor For For Management Kawada, Hiroshi 3.2 Appoint Alternate Statutory Auditor For Against Management Okawa, Koji -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane Irvine For For Management 1.2 Elect Director Max Levchin For For Management 1.3 Elect Director Mariam Naficy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Cavanagh For For Management 1b Elect Director David W. Dorman For For Management 1c Elect Director Massimo Ferragamo For For Management 1d Elect Director Mirian M. Graddick-Weir For For Management 1e Elect Director Bonnie G. Hill For For Management 1f Elect Director Jonathan S. Linen For For Management 1g Elect Director Thomas C. Nelson For For Management 1h Elect Director David C. Novak For For Management 1i Elect Director Thomas M. Ryan For For Management 1j Elect Director Jing-Shyh S. Su For For Management 1k Elect Director Robert D. Walter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: MFS SERIES TRUST XVI By (Signature and Title): JOHN M. CORCORAN* ------------------------------------- John M. Corcoran, Principal Executive Officer & President Date: August 25, 2014 *By (Signature and Title) /s/ Susan S. Newton ------------------------------------- Susan S. Newton, as attorney-in-fact * Executed by Susan S. Newton on behalf of John M. Corcoran pursuant to a Power of Attorney dated July 8th, 2013. (1) (1) Incorporated by reference to MFS Municipal Series Trust (File Nos. 2-92915 and 811-4096) Post-Effective Amendment No. 56 filed with the SEC via EDGAR on July 26, 2013.