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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-05028
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PIMCO FUNDS
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
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650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
BRENDAN C. FOX
DECHERT LLP
1900 K STREET, N.W.
WASHINGTON, D.C. 20006
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 1-888-877-4626
DATE OF FISCAL YEAR END: MARCH 31
DATE OF REPORTING PERIOD: JULY 1, 2014 - JUNE 30, 2015
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05028
Reporting Period: 07/01/2014 - 06/30/2015
PIMCO Funds
====================== PIMCO All Asset All Authority Fund ======================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
============================= PIMCO All Asset Fund =============================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R718
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
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PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
=================== PIMCO Asset-Backed Securities Portfolio ====================
HARBORVIEW MORTGAGE LOAN TRUST
Ticker: Security ID: 41161PWU3
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
============== PIMCO California Intermediate Municipal Bond Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO California Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ PIMCO California Short Duration Municipal Income Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Capital Securities and Financials Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO CommoditiesPLUS(R) Short Strategy Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO CommoditiesPLUS(R) Strategy Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO CommodityRealReturn Strategy Fund(R) ==================
EUROSAIL-NL 2007-2 B.V.
Ticker: Security ID: N3148KAK3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
============================ PIMCO Convertible Fund ============================
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAR 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For For Management
4 Elect Director Mark Fields For For Management
5 Elect Director Edsel B. Ford II For For Management
6 Elect Director William Clay Ford, Jr. For For Management
7 Elect Director James P. Hackett For For Management
8 Elect Director James H. Hance, Jr. For For Management
9 Elect Director William W. Helman Iv For For Management
10 Elect Director Jon M. Huntsman, Jr. For For Management
11 Elect Director William E. Kennard For For Management
12 Elect Director John C. Lechleiter For For Management
13 Elect Director Ellen R. Marram For For Management
14 Elect Director Gerald L. Shaheen For For Management
15 Elect Director John L. Thornton For For Management
16 Ratify PricewaterhouseCoopers LLPas For For Management
Auditors
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
18 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
19 Amend Bylaws to Call Special Meetings Against For Shareholder
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HEALTHSOUTH CORPORATION
Ticker: HLS Security ID: 421924408
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: MAR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Jay Grinney For For Management
1.6 Elect Director Joan E. Herman For For Management
1.7 Elect Director Leo I. Higdon, Jr. For For Management
1.8 Elect Director Leslye G. Katz For For Management
1.9 Elect Director John E. Maupin, Jr. For For Management
1.10 Elect Director L. Edward Shaw, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director Alfred F. Kelly, Jr. For For Management
1.6 Elect Director Edward J. Kelly, III For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2a Reduce Supermajority Vote Requirement For For Management
to Amend Certificate of Incorporation
2b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 21, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian C. Carr For For Management
1b Elect Director Mary S. Chan For For Management
1c Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For Against Management
5 Proxy Access Against For Shareholder
====================== PIMCO Credit Absolute Return Fund =======================
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 04, 2015 Meeting Type: Annual
Record Date: JAN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Fordyce For For Management
1.2 Elect Director Linda Griego For For Management
1.3 Elect Director William G. Ouchi For For Management
1.4 Elect Director Douglas W. Stotlar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALPHA BANK AE
Ticker: ALPHA Security ID: X1687N119
Meeting Date: JUN 26, 2015 Meeting Type: Annual
Record Date: JUN 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Auditors For For Management
3 Approve Auditors and Fix Their For For Management
Remuneration
4 Approve Director Remuneration For For Management
5 Approve Board Actions in Relations to For For Management
the Merger by Absorption of Diners
Club of Greece Finance Company S.A.
6 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
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AMAYA INC.
Ticker: AYA Security ID: 02314M108
Meeting Date: JUN 22, 2015 Meeting Type: Annual/Special
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baazov For For Management
1.2 Elect Director Daniel Sebag For For Management
1.3 Elect Director Wesley K. Clark For For Management
1.4 Elect Director Divyesh (David) Gadhia For For Management
1.5 Elect Director Harlan Goodson For For Management
1.6 Elect Director Aubrey Zidenberg For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Equity Incentive Plan and For For Management
Stock Option Plan
4 Amend Stock Option Plan For For Management
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CEDAR FAIR, L.P.
Ticker: FUN Security ID: 150185106
Meeting Date: JUN 03, 2015 Meeting Type: Annual
Record Date: APR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Hanrahan For For Management
1.2 Elect Director Lauri M. Shanahan For For Management
1.3 Elect Director Debra Smithart-Oglesby For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: SEP 11, 2014 Meeting Type: Annual
Record Date: JUL 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charif Souki For For Management
1.2 Elect Director Vicky A. Bailey For For Management
1.3 Elect Director G. Andrea Botta For For Management
1.4 Elect Director Keith F. Carney For For Management
1.5 Elect Director David I. Foley For For Management
1.6 Elect Director Randy A. Foutch For For Management
1.7 Elect Director David B. Kilpatrick For For Management
1.8 Elect Director Donald F. Robillard, Jr. For For Management
1.9 Elect Director Neal A. Shear For For Management
1.10 Elect Director Heather R. Zichal For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 00688 Security ID: Y15004107
Meeting Date: MAY 05, 2015 Meeting Type: Special
Record Date: APR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Share Subscription Agreement
2 Authorized Board to Deal with All For For Management
Matters in Relation to the Sale and
Purchase Agreement and Share
Subscription Agreement
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421132
Meeting Date: MAY 22, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Report of the Board of For For Management
Directors
2 Approve 2014 Report of the Supervisory For For Management
Committee
3 Approve 2014 Annual Report and Audited For For Management
Financial Statements
4 Approve Dividend Distribution Plan For For Management
5 Approve KPMG and KPMG Huazhen (Special For For Management
General Partnership) as Auditor
6 Approve Bonds Issue For For Management
7 Approve Cooperation with CRC Group For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Franz B. Humer For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Anthony M. Santomero For For Management
1i Elect Director Joan E. Spero For For Management
1j Elect Director Diana L. Taylor For For Management
1k Elect Director William S. Thompson, Jr. For For Management
1l Elect Director James S. Turley For For Management
1m Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right For For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
8 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
9 Report on Certain Vesting Program Against For Shareholder
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COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: OCT 08, 2014 Meeting Type: Special
Record Date: AUG 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
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HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: MAY 06, 2015 Meeting Type: Annual
Record Date: MAR 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Nassetta For Withhold Management
1.2 Elect Director Jonathan D. Gray For Withhold Management
1.3 Elect Director Michael S. Chae For Withhold Management
1.4 Elect Director Tyler S. Henritze For Withhold Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John G. Schreiber For Withhold Management
1.7 Elect Director Elizabeth A. Smith For For Management
1.8 Elect Director Douglas M. Steenland For For Management
1.9 Elect Director William J. Stein For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: JAN 23, 2015 Meeting Type: Special
Record Date: DEC 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Jianqing as Director For For Management
2 Elect Anthony Francis Neoh as Director For For Management
3 Elect Wang Xiaoya as Director For For Management
4 Elect Ge Rongrong as Director For For Management
5 Elect Zheng Fuqing as Director For For Management
6 Elect Fei Zhoulin as Director For For Management
7 Elect Cheng Fengchao as Director For For Management
8 Elect Wang Chixi as Supervisor For For Management
9 Approve Adjustment to the Valid Period For For Management
of the Issue of Eligible Tier-2
Capital Instruments
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KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: NOV 20, 2014 Meeting Type: Special
Record Date: OCT 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Issue Shares in Connection with Mergers For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAY 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Alan Dickinson as Director For For Management
3 Elect Simon Henry as Director For For Management
4 Elect Nick Prettejohn as Director For For Management
5 Re-elect Lord Blackwell as Director For For Management
6 Re-elect Juan Colombas as Director For For Management
7 Re-elect George Culmer as Director For For Management
8 Re-elect Carolyn Fairbairn as Director For For Management
9 Re-elect Anita Frew as Director For For Management
10 Re-elect Antonio Horta-Osorio as For For Management
Director
11 Re-elect Dyfrig John as Director For For Management
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Sara Weller as Director For For Management
15 Approve Dividend For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Approve Remuneration Report For For Management
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Market Purchase of For For Management
Preference Shares
26 Amend Articles of Association Re: For For Management
Limited Voting Shares
27 Amend Articles of Association Re: For For Management
Deferred Shares
28 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director John A. Bryant For For Management
1c Elect Director Deirdre P. Connelly For For Management
1d Elect Director Meyer Feldberg For For Management
1e Elect Director Leslie D. Hale For For Management
1f Elect Director Sara Levinson For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Joyce M. Roche For For Management
1j Elect Director Paul C. Varga For For Management
1k Elect Director Craig E. Weatherup For For Management
1l Elect Director Marna C. Whittington For For Management
1m Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 25, 2015 Meeting Type: Special
Record Date: FEB 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of For Against Management
Listing of Ordinary Shares from the
Hong Kong Stock Exchange
2 Amend Articles Re: Proposed DeListing For Against Management
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAY 20, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Lawrence Yau Lung Ho as Director For For Management
2b Elect James Douglas Packer as Director For For Management
2c Elect John Peter Ben Wang as Director For For Management
3 Elect Robert Rankin as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Independent Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7A Authorize Repurchase of Issued Share For For Management
Capital Prior the Effective Date and
Time of the Proposed De-Listing
7B Authorize Repurchase of Issued Share For For Management
Capital Immediately After the
Effective Date and Time of the
Proposed De-Listing
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Company's 2011 Share Incentive For Against Management
Plan
10 Approve Share Incentive Plan of Melco For Against Management
Crown (Philippines) Resorts Corporation
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 28, 2015 Meeting Type: Proxy Contest
Record Date: MAR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Slate (White Card) None
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director Anthony Mandekic For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Slate (Gold Card) None
1.1 Elect Director Matthew J. Hart For Did Not Vote Shareholder
1.2 Elect Director Richard Kincaid For Did Not Vote Shareholder
1.3 Elect Director Jonathan Litt For Did Not Vote Shareholder
1.4 Elect Director Marc A. Weisman For Did Not Vote Shareholder
1.5 Management Nominee - William A. Bible For Did Not Vote Shareholder
1.6 Management Nominee - Mary Chris Gay For Did Not Vote Shareholder
1.7 Management Nominee - William W. Grounds For Did Not Vote Shareholder
1.8 Management Nominee - Anthony Mandekic For Did Not Vote Shareholder
1.9 Management Nominee - James J. Murren For Did Not Vote Shareholder
1.10 Management Nominee - Gregory M. For Did Not Vote Shareholder
Spierkel
1.11 Management Nominee - Daniel J. Taylor For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2015 Meeting Type: Annual
Record Date: FEB 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Shantanu Narayen For For Management
1.7 Elect Director Suzanne Nora Johnson For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Stephen W. Sanger For For Management
1.10 Elect Director James C. Smith For For Management
1.11 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 09, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director Steven M. Mollenkopf For For Management
1j Elect Director Duane A. Nelles For For Management
1k Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1l Elect Director Francisco Ros For For Management
1m Elect Director Jonathan J. Rubinstein For For Management
1n Elect Director Brent Scowcroft For For Management
1o Elect Director Marc I. Stern For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 12, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
USG CORPORATION
Ticker: USG Security ID: 903293405
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Armario For For Management
1.2 Elect Director Gretchen R. Haggerty For For Management
1.3 Elect Director William H. Hernandez For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WYNN MACAU LTD.
Ticker: 01128 Security ID: G98149100
Meeting Date: MAY 21, 2015 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Stephen A. Wynn as Director For For Management
2b Elect Linda Chen as Director For For Management
2c Elect Matthew O. Maddox as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Approve Issuance of Shares Under the For For Management
Employee Ownership Scheme
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 24, 2015 Meeting Type: Proxy Contest
Record Date: MAR 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director John J. Hagenbuch For For Management
1.2 Elect Director J. Edward Virtue For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Articles of Incorporation to For For Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Elaine P. Wynn For Did Not Vote Shareholder
1.2 Elect Directors J. Edward Virtue For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Amend Articles of Incorporation to For Did Not Vote Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Did Not Vote Shareholder
=================== PIMCO Developing Local Markets Portfolio ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Diversified Income Fund =========================
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
GSAA HOME EQUITY TRUST 2007-6
Ticker: Security ID: 36245RAF6
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 19, 2014 Meeting Type: Annual
Record Date: JUL 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Tor Troim as Director For For Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leland Jr. as Director For For Management
8 Reelect PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Remuneration of Directors in For For Management
the Aggregate Maximum Amount of USD 1.
5 Million
--------------------------------------------------------------------------------
SEADRILL PARTNERS LLC
Ticker: SDLP Security ID: Y7545W109
Meeting Date: SEP 26, 2014 Meeting Type: Annual
Record Date: AUG 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Harald Thorstein as Director For Withhold Management
======================== PIMCO Emerging Local Bond Fund ========================
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: 4GP Security ID: P9592YBN2
Meeting Date: JUN 08, 2015 Meeting Type: Bondholder
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report from Joint For Did Not Vote Management
Representative on Current Status of
Issuance of Securities Certificates
2 Receive Report from Joint For Did Not Vote Management
Representative on Actions to Safeguard
Interests of Holders Due to Bankruptcy
Proceeding that is Being Carried out
by Issuer
3 Approve to Instruct Joint For Did Not Vote Management
Representative to Carry Out Necessary
Actions to Perform Resolutions In
Accordance with Terms of Items 1 and
2; Approve Determination of Payment of
Costs that Are Associated with
Foregoing
4 Designate Delegates to Formalize For Did Not Vote Management
Resolutions Approved at this Meeting
======================= PIMCO Emerging Markets Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Emerging Markets Corporate Bond Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Emerging Markets Currency Fund =====================
GSAA HOME EQUITY TRUST 2007-6
Ticker: Security ID: 36245RAF6
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: 4GP Security ID: P9592YBN2
Meeting Date: JUN 08, 2015 Meeting Type: Bondholder
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report from Joint For Did Not Vote Management
Representative on Current Status of
Issuance of Securities Certificates
2 Receive Report from Joint For Did Not Vote Management
Representative on Actions to Safeguard
Interests of Holders Due to Bankruptcy
Proceeding that is Being Carried out
by Issuer
3 Approve to Instruct Joint For Did Not Vote Management
Representative to Carry Out Necessary
Actions to Perform Resolutions In
Accordance with Terms of Items 1 and
2; Approve Determination of Payment of
Costs that Are Associated with
Foregoing
4 Designate Delegates to Formalize For Did Not Vote Management
Resolutions Approved at this Meeting
================ PIMCO Emerging Markets Full Spectrum Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Emerging Markets Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Extended Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Floating Income Fund ==========================
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 19, 2014 Meeting Type: Annual
Record Date: JUL 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Tor Troim as Director For For Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leland Jr. as Director For For Management
8 Reelect PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Remuneration of Directors in For For Management
the Aggregate Maximum Amount of USD 1.
5 Million
--------------------------------------------------------------------------------
SEADRILL PARTNERS LLC
Ticker: SDLP Security ID: Y7545W109
Meeting Date: SEP 26, 2014 Meeting Type: Annual
Record Date: AUG 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Harald Thorstein as Director For Withhold Management
================= PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) =================
EMF NL 2008-2 BV
Ticker: Security ID: N3044TAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROMASTR PLC
Ticker: Security ID: G3232KAG7
Meeting Date: JAN 14, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Metting Notice
--------------------------------------------------------------------------------
EUROSAIL -UK 2007- 1NC PLC
Ticker: Security ID: G31465AG5
Meeting Date: JUL 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
Per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL -UK 2007- 1NC PLC
Ticker: Security ID: G3299QAA7
Meeting Date: JUL 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
Per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL 2006-4NP PLC
Ticker: Security ID: G3299PAH4
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Meeting Notice
====================== PIMCO Foreign Bond Fund (Unhedged) ======================
EUROMASTR PLC
Ticker: Security ID: G3232KAG7
Meeting Date: JAN 14, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Metting Notice
========================= PIMCO FX Strategy Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Global Advantage(R) Strategy Bond Fund =================
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL -UK 2007- 1NC PLC
Ticker: Security ID: G31465AG5
Meeting Date: JUL 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
Per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL 2006-4NP PLC
Ticker: Security ID: G3299PAD3
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL-NL 2007-2 B.V.
Ticker: Security ID: N3148KAK3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
================= PIMCO Global Bond Fund (U.S. Dollar-Hedged) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Global Bond Fund (Unhedged) =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Global Multi-Asset Fund =========================
AIRBUS GROUP
Ticker: AIR Security ID: N0280E105
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Report on Business and None None Management
Financial Statements
2.3 Discuss Remuneration Report Containing None None Management
Remuneration Policy
2.4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3 Discussion of Agenda Items None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
4.3 Approve Discharge of Non-Executive For For Management
Members of the Board of Directors
4.4 Approve Discharge of Executive Members For For Management
of the Board of Directors
4.5 Ratify KPMG as Auditors For For Management
4.6 Approve Remuneration Policy Changes For For Management
4.7 Change Company Form to European Company For For Management
4.8 Elect Maria Amparo Moraleda Martinez For For Management
as Director
4.9 Grant Board Authority to Issue Shares For For Management
Up to 0.38 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: ESOP Plans
4.10 Grant Board Authority to Issue Shares For For Management
Up to 1.15 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: Company Funding
4.11 Renewal of the Authorization to For For Management
Directors to Repurchase of Up to 10
Percent of Issued Share Capital
4.12 Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
Re: Exceptional Share Buyback Programme
4.13 Approve Cancellation of Repurchased For For Management
Shares
5 Close Meeting None None Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 29, 2015 Meeting Type: Annual/Special
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
A1 Amend Articles Re: Remove References For For Management
to Bearer Shares
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.00 per Share
B5 Approve Discharge of Directors For For Management
B6 Approve Discharge of Auditors For For Management
B7a Elect Michele Burns as Independent For For Management
Director
B7b Reelect Olivier Goudet as Independent For For Management
Director
B7c Elect Kasper Rorsted as Independent For For Management
Director
B7d Reelect Paul Cornet de Ways Ruart as For Against Management
Director
B7e Reelect Stefan Descheemaeker as For Against Management
Director
B8a Approve Remuneration Report For Against Management
B8b Proposal to Increase Remuneration of For For Management
Audit Committee Chairman
B8c Approve Non-Employee Director Stock For Against Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ARUBA NETWORKS, INC.
Ticker: ARUN Security ID: 043176106
Meeting Date: MAY 01, 2015 Meeting Type: Special
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: MAR 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discuss Remuneration Policy for None None Management
Management Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
8 Approve Dividends of EUR 0.70 Per For For Management
Ordinary Share
9 Approve Adjustments to the For For Management
Remuneration Policy
10 Approve Performance Share Arrangement For For Management
According to Remuneration Policy
11 Approve Number of Stock Options, For For Management
Respectively Shares, for Employees
12 Discussion of Updated Supervisory None None Management
Board Profile
13a Elect Annet Aris to Supervisory Board For For Management
13b Elect Gerard Kleisterlee to For For Management
Supervisory Board
13c Elect Rolf-Dieter Schwalb to For For Management
Supervisory Board
14 Discuss Vacancies on the Board Arising None None Management
in 2016
15 Ratify KPMG as Auditors Re: Financial For For Management
Year 2016
16a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
16b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Re: Item
16a
16c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger
16d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Re: Item
16c
17a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
18 Authorize Cancellation of Repurchased For For Management
Shares
19 Other Business (Non-Voting) None None Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y13905107
Meeting Date: AUG 04, 2014 Meeting Type: Special
Record Date: JUL 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Wei as Director For For Management
2 Approve Remuneration Distribution Plan For For Management
for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors
in 2013
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y13905107
Meeting Date: JUN 17, 2015 Meeting Type: Annual
Record Date: JUN 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Work Report of Board of For For Management
Directors
2 Approve 2014 Work Report of Board of For For Management
Supervisors
3 Approve 2014 Annual Financial For For Management
Statements
4 Approve 2014 Profit Distribution Plan For For Management
5 Approve 2015 Annual Budget for Fixed For For Management
Assets Investment
6 Approve Ernst & Young Hua Ming as For For Management
Auditor
7 Elect Nout Wellink as Director For For Management
8 Elect Li Jucai as Director For For Management
9 Elect Chen Yuhua as Supervisor For For Management
10 Approve Scheme on the Authorization to For For Management
the Board of Directors Granted by the
Shareholders' Meeting
11 Approve Issuance of Bonds None For Shareholder
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.25
per Share for Fiscal 2014
2 Approve Discharge of Management Board For For Management
for Fiscal 2014
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014
4 Elect Otmar Wiestler to the For For Management
Supervisory Board
5 Amend Corporate Purpose For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2015
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N119
Meeting Date: JUN 15, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Board of Supervisors For For Management
3 Accept Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget of 2015 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2013
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2013
8 Elect Wang Hongzhang as Director For For Management
9 Elect Pang Xiusheng as Director For For Management
10 Elect Zhang Gengsheng as Director For For Management
11 Elect Li Jun as Director For For Management
12 Elect Hao Aiqun as Director For For Management
13 Elect Elaine La Roche as Director For For Management
14 Approve External Auditors For For Management
15 Approve Impact on Dilution of Current For For Management
Returns of the Issuance of Preference
Shares and Remedial Measures
16 Approve Shareholder Return Plan for For For Management
2015 to 2017
17 Approve Capital Plan for 2015 to 2017 For For Management
18 Amend Articles of Association For For Management
19.1 Approve Type and Number of Preference For For Management
Shares to be Issued
19.2 Approve Par Value and Issuance Price For For Management
19.3 Approve Maturity Date For For Management
19.4 Approve Use of Proceeds For For Management
19.5 Approve Issuance Method and Investors For For Management
19.6 Approve Profit Distribution Method for For For Management
Preference Shareholders
19.7 Approve Mandatory Conversion For For Management
19.8 Approve Conditional Redemption For For Management
19.9 Approve Voting Rights Restrictions and For For Management
Restoration
19.10 Approve Repayment Priority and Manner For For Management
of Liquidation
19.11 Approve Rating For For Management
19.12 Approve Security For For Management
19.13 Approve Trading or Transfer Restriction For For Management
19.14 Approve Trading Arrangements For For Management
19.15 Approve Effective Period of the For For Management
Resolution on Issuance of Preference
Shares
19.16 Approve Preference Share Authorization For For Management
19.17 Approve Relationship between Domestic For For Management
Issuance and Offshore Issuance
19.18 Approve Application and Approval For For Management
Procedures to be Performed for the
Issuance
20.1 Approve Type and Number of Preference For For Management
Shares to be Issued
20.2 Approve Par Value and Issuance Price For For Management
20.3 Approve Maturity Date For For Management
20.4 Approve Use of Proceeds For For Management
20.5 Approve Issuance Method and Investors For For Management
20.6 Approve Profit Distribution Method for For For Management
Preference Shareholders
20.7 Approve Mandatory Conversion For For Management
20.8 Approve Conditional Redemption For For Management
20.9 Approve Voting Rights Restrictions and For For Management
Restoration
20.10 Approve Repayment Priority and Manner For For Management
of Liquidation
20.11 Approve Rating For For Management
20.12 Approve Security For For Management
20.13 Approve Lock-up Period For For Management
20.14 Approve Effective Period of the For For Management
Resolution on Issuance of Preference
Shares
20.15 Approve Trading/Listing Arrangement For For Management
20.16 Approve Preference Share Authorization For For Management
20.17 Approve Relationship between Domestic For For Management
Issuance and Offshore Issuance
20.18 Approve Application and Approval For For Management
Procedures to be Performed for the
Issuance
21 Elect Wang Zuji as Director None For Shareholder
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N119
Meeting Date: JUN 15, 2015 Meeting Type: Special
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type and Number of Preference For For Management
Shares to be Issued
1.2 Approve Par Value and Issuance Price For For Management
1.3 Approve Maturity Date For For Management
1.4 Approve Use of Proceeds For For Management
1.5 Approve Issuance Method and Investors For For Management
1.6 Approve Profit Distribution Method for For For Management
Preference Shareholders
1.7 Approve Mandatory Conversion For For Management
1.8 Approve Conditional Redemption For For Management
1.9 Approve Voting Rights Restrictions and For For Management
Restoration
1.10 Approve Repayment Priority and Manner For For Management
of Liquidation
1.11 Approve Rating For For Management
1.12 Approve Security For For Management
1.13 Approve Trading or Transfer Restriction For For Management
1.14 Approve Trading Arrangements For For Management
1.15 Approve Effective Period of the For For Management
Resolution on Issuance of Preference
Shares
1.16 Approve Preference Share Authorization For For Management
1.17 Approve Relationship between Domestic For For Management
Issuance and Offshore Issuance
1.18 Approve Application and Approval For For Management
Procedures to be Performed for the
Issuance
2.1 Approve Type and Number of Preference For For Management
Shares to be Issued
2.2 Approve Par Value and Issuance Price For For Management
2.3 Approve Maturity Date For For Management
2.4 Approve Use of Proceeds For For Management
2.5 Approve Issuance Method and Investors For For Management
2.6 Approve Profit Distribution Method for For For Management
Preference Shareholders
2.7 Approve Mandatory Conversion For For Management
2.8 Approve Conditional Redemption For For Management
2.9 Approve Voting Rights Restrictions and For For Management
Restoration
2.10 Approve Repayment Priority and Manner For For Management
of Liquidation
2.11 Approve Rating For For Management
2.12 Approve Security For For Management
2.13 Approve Lock-up Period For For Management
2.14 Approve Effective Period of the For For Management
Resolution on Issuance of Preference
Shares
2.15 Approve Trading/Listing Arrangement For For Management
2.16 Approve Preference Share Authorization For For Management
2.17 Approve Relationship between Domestic For For Management
Issuance and Offshore Issuance
2.18 Approve Application and Approval For For Management
Procedures to be Performed for the
Issuance
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: JAN 06, 2015 Meeting Type: Special
Record Date: NOV 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve Reduction of Share Premium For For Management
Account
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
4 Amendment to Articles of Association For For Management
5 Creation of Distributable Reserves of For For Management
New Medtronic
6 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F105
Meeting Date: JAN 06, 2015 Meeting Type: Court
Record Date: NOV 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
DASSAULT SYSTEMES
Ticker: DSY Security ID: F2457H472
Meeting Date: MAY 28, 2015 Meeting Type: Annual/Special
Record Date: MAY 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions Except the One Listed
under Item 6
6 Approve Renewal of Severance Payment For Against Management
Agreement with Bernard Charles, CEO
7 Advisory Vote on Compensation of For For Management
Charles Edelstenne, Chairman
8 Advisory Vote on Compensation of For For Management
Bernard Charles, CEO
9 Reelect Jean Pierre Chahid Nourai as For For Management
Director
10 Reelect Arnould De Meyer as Director For For Management
11 Reelect Nicole Dassault as Director For Against Management
12 Reelect Toshiko Mori as Director For For Management
13 Ratify Appointment of Marie Helene For Against Management
Habert as Director
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 12 Million
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 12 Million for Bonus
Issue or Increase in Par Value
20 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Amend Articles 14, 22, and 27 of For For Management
Bylaws Re: Directors' Length of Term,
Related Party Transactions, and Record
Date
24 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
25 Subject to Approval of Item 24, Change For For Management
Company Name to Dassault Systemes SE
26 Subject to Approval of Items 24 and For For Management
25, Adopt New Bylaws
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAY 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ESSILOR INTERNATIONAL
Ticker: EI Security ID: F31668100
Meeting Date: MAY 05, 2015 Meeting Type: Annual/Special
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.02 per Share
4 Reelect Benoit Bazin as Director For For Management
5 Reelect Antoine Bernard de Saint For For Management
Affrique as Director
6 Reelect Louise Frechette as Director For For Management
7 Reelect Bernard Hours as Director For For Management
8 Reelect Olivier Pecoux as Director For For Management
9 Elect Marc Onetto as Director For For Management
10 Advisory Vote on Compensation of For For Management
Hubert Sagnieres, Chairman and CEO
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 750,000
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
14 Authorize up to 2.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
(New Shares)
16 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 14 and 15 at 3 Percent of
Issued Capital
17 Amend Article 12,13,15,21,24 of Bylaws For Against Management
Re: Directors' Outside Boards,
Directors' Shareholding Requirements,
Role of the Chairman of the Board,
Related Party Transactions, General
Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 19, 2015 Meeting Type: Annual
Record Date: APR 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.78 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2014
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2015
6 Amend Corporate Purpose For For Management
7 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
8 Amend Articles Re: Majority For For Management
Requirement for Supervisory Board
Elections
--------------------------------------------------------------------------------
GRIFOLS SA
Ticker: GRF Security ID: E5706X124
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: MAY 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial For For Management
Statements, Allocation of Income, and
Dividend Payment
2 Approve Consolidated Financial For For Management
Statements
3 Approve Discharge of Board For For Management
4 Renew Appointment of KPMG as Auditor For For Management
of Standalone Financial Statements
5 Renew Appointment of KPMG as Auditor For For Management
of Consolidated Financial Statements
6.1 Amend Articles Re: General Meetings For For Management
6.2 Amend Articles Re: Board of Directors For For Management
6.3 Add Articles Re: Director Remuneration For For Management
7.1 Amend Article 7 of General Meeting For For Management
Regulations Re: Functions
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Convening of Meeting,
Right to Information, Interventions
and Voting of Resolutions
7.3 Amend Article 11 of General Meeting For For Management
Regulations Re: Representation
8.1 Dismiss Edgar Dalzell Jannotta as For For Management
Director
8.2 Dismiss William Brett Ingersoll as For For Management
Director
8.3 Dismiss Thorthol Holdings BV as For For Management
Director
8.4 Dismiss Juan Ignacio Twose Roura as For For Management
Director
8.5 Elect Carina Szpilka Lazaro as Director For For Management
8.6 Elect Inigo Sanchez-Asiain Mardones as For For Management
Director
8.7 Elect Raimon Grifols Roura as Director For For Management
8.8 Reelect Anna Veiga Lluch as Director For For Management
8.9 Reelect Tomas Daga Gelabert as Director For For Management
8.10 Fix Number of Directors at 12 For For Management
9 Receive Amendments to Board of None None Management
Directors Regulations
10 Approve Remuneration of Directors For For Management
11 Advisory Vote on Remuneration Policy For Against Management
Report
12 Approve Stock Split For For Management
13 Authorize Share Repurchase Program For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 06, 2015 Meeting Type: Annual
Record Date: MAR 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1a Elect Director Irving W. Bailey, II For For Management
1.1b Elect Director F. Michael Ball For For Management
1.1c Elect Director Barbara L. Bowles For For Management
1.1d Elect Director William G. Dempsey For For Management
1.1e Elect Director Dennis M. Fenton For For Management
1.1f Elect Director Roger W. Hale For For Management
1.1g Elect Director Heino von Prondzynski For For Management
1.1h Elect Director Jacque J. Sokolov For For Management
1.1i Elect Director John C. Staley For For Management
1.1j Elect Director Mark F. Wheeler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 13, 2015 Meeting Type: Special
Record Date: APR 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B104
Meeting Date: SEP 19, 2014 Meeting Type: Special
Record Date: AUG 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2.1 Approve Type of Preference Shares to For For Management
be Issued in Respect to Issuance of
Offshore Preference Shares
2.2 Approve Issue Size in Respect to For For Management
Issuance of Offshore Preference Shares
2.3 Approve Method of Issuance in Respect For For Management
to Issuance of Offshore Preference
Shares
2.4 Approve Par Value and Issue Price in For For Management
Respect to Issuance of Offshore
Preference Shares
2.5 Approve Maturity in Respect to For For Management
Issuance of Offshore Preference Shares
2.6 Approve Target Investors in Respect to For For Management
Issuance of Offshore Preference Shares
2.7 Approve Lock-up Period in Respect to For For Management
Issuance of Offshore Preference Shares
2.8 Approve Terms of Distribution of For For Management
Dividends in Respect to Issuance of
Offshore Preference Shares
2.9 Approve Terms of Mandatory Conversion For For Management
in Respect to Issuance of Offshore
Preference Shares
2.10 Approve Terms of Conditional For For Management
Redemption in Respect to Issuance of
Offshore Preference Shares
2.11 Approve Restrictions on Voting Rights For For Management
in Respect to Issuance of Offshore
Preference Shares
2.12 Approve Restoration of Voting Rights For For Management
in Respect to Issuance of Offshore
Preference Shares
2.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Respect to Issuance of
Offshore Preference Shares
2.14 Approve Rating in Respect to Issuance For For Management
of Offshore Preference Shares
2.15 Approve Security in Respect to For For Management
Issuance of Offshore Preference Shares
2.16 Approve Use of Proceeds from the For For Management
Issuance of the Offshore Preference
Shares
2.17 Approve Transfer in Respect to For For Management
Issuance of Offshore Preference Shares
2.18 Approve Relationship between Offshore For For Management
and Domestic Issuance in Respect to
Issuance of Offshore Preference Shares
2.19 Approve Validity Period of the For For Management
Resolution in Respect to Issuance of
the Offshore Preference Shares
2.20 Approve Application and Approval For For Management
Procedures to be Completed for the
Issuance of the Offshore Preference
Shares
2.21 Approve Matters Relating to For For Management
Authorisation in Respect to Issuance
of Offshore Preference Shares
3.1 Approve Type of Preference Shares to For For Management
be Issued in Respect to Issuance of
Domestic Preference Shares
3.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Respect to
Issuance of Domestic Preference Shares
3.3 Approve Method of Issuance n Respect For For Management
to Issuance of Domestic Preference
Shares
3.4 Approve Par Vaue and Issue Price in For For Management
Respect to Issuance of Domestic
Preference Shares
3.5 Approve Maturity in Respect to For For Management
Issuance of Domestic Preference Shares
3.6 Approve Target Investors in Respect to For For Management
Issuance of Domestic Preference Shares
3.7 Approve Lock-up Period in Respect to For For Management
Issuance of Domestic Preference Shares
3.8 Approve Terms of Distribution of For For Management
Dividends in Respect to Issuance of
Domestic Preference Shares
3.9 Approve Terms of Mandatory Conversion For For Management
in Respect to Issuance of Domestic
Preference Shares
3.10 Approve Terms of Conditional For For Management
Redemption in Respect to Issuance of
Domestic Preference Shares
3.11 Approve Restrictions on Voting Rights For For Management
in Respect to Issuance of Domestic
Preference Shares
3.12 Approve Restoration of Voting Rights For For Management
in Respect to Issuance of Domestic
Preference Shares
3.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Respect to Issuance of
Domestic Preference Shares
3.14 Approve Rating in Respect to Issuance For For Management
of Domestic Preference Shares
3.15 Approve Security in Respect to For For Management
Issuance of Domestic Preference Shares
3.16 Approve Use of Proceeds from the For For Management
Issuance of the Domestic Preference
Shares
3.17 Approve Transfer in Respect to For For Management
Issuance of Domestic Preference Shares
3.18 Approve Relationship Between Domestic For For Management
and Offshore Issuance in Respect to
Issuance of Domestic Preference Shares
3.19 Approve Validity Period of the For For Management
Resolution in Respect to Issuance of
Domestic Preference Shares
3.20 Approve Application and Approval For For Management
Procedures to be Completed for the
Issuance of Domestic Preference Shares
3.21 Approve Matters Relating to For For Management
Authorisation in Respect to Issuance
of Domestic Preference Shares
4 Amend Articles of Association For For Management
5 Approve Capital Planning for 2015 to For For Management
2017
6 Approve Impact on Main Financial For For Management
Indicators from Dilution of Current
Returns and the Remedial Measures to
be Adopted by the Company
7 Approve Formulation of Shareholder For For Management
Return Plan for 2014 to 2016
8 Approve Payment of Remuneration to For For Management
Directors and Supervisors for 2013
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B104
Meeting Date: JAN 23, 2015 Meeting Type: Special
Record Date: DEC 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Jianqing as Director For For Management
2 Elect Anthony Francis Neoh as Director For For Management
3 Elect Wang Xiaoya as Director For For Management
4 Elect Ge Rongrong as Director For For Management
5 Elect Zheng Fuqing as Director For For Management
6 Elect Fei Zhoulin as Director For For Management
7 Elect Cheng Fengchao as Director For For Management
8 Elect Wang Chixi as Supervisor For For Management
9 Approve Adjustment to the Valid Period For For Management
of the Issue of Eligible Tier-2
Capital Instruments
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B104
Meeting Date: JUN 19, 2015 Meeting Type: Annual
Record Date: MAY 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Work Report of the Board For For Management
of Directors
2 Approve 2014 Work Report of the Board For For Management
of Supervisors
3 Elect Qian Wenhui as Supervisor For For Management
4 Approve 2014 Audited Accounts For For Management
5 Approve 2014 Profit Distribution Plan For For Management
6 Approve 2015 Fixed Asset Investment For For Management
Budget
7 Approve Auditors for 2015 For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Elect Wang Xiquan as Director For For Management
10 Elect Or Ching Fai as Director For For Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: APR 30, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5b Approve Dividends of EUR 1.65 Per Share For For Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Reelect S. B. Tanda to Management For For Management
Board
8 Reelect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
9a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
9b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 9a
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of Repurchased For For Management
Shares
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: N6817P109
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: APR 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Dividends of EUR 0.80 Per Share For For Management
2e Approve Discharge of Management Board For For Management
2f Approve Discharge of Supervisory Board For For Management
3 Approve Seperation of the Lighting For For Management
Business from Royal Philips
4a Reelect F.A. Van Houten to Management For For Management
Board
4b Reelect R.H. Wirahadiraksa to For For Management
Management Board
4c Reelect P.A.J. Nota to Management Board For For Management
5a Reelect J.P. Tai to Supervisory Board For For Management
5b Reelect H. Von Prondzynski to For For Management
Supervisory Board
5c Reelect C.J.A Van Lede to Supervisory For For Management
Board
5d Elect D.E.I. Pyott to Supervisory Board For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7a Ratify Ernest & Young Accountants LLP For For Management
as Auditors
7b Amend Articles Re: Change the Term of For For Management
Appointment of External Auditors
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under 8a
9 Authorize Repurchase of Shares For For Management
10 Approve Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: DEC 17, 2014 Meeting Type: Special
Record Date: DEC 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Independent Director Li Botan For For Management
--------------------------------------------------------------------------------
LAFARGE
Ticker: LG Security ID: F54432111
Meeting Date: MAY 07, 2015 Meeting Type: Annual/Special
Record Date: MAY 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.27 per Share
4 Approve Transaction with Holcim Ltd For For Management
and Groupe Bruxelles Lambert Re:
Merger Project
5 Approve Transaction with Holcim Ltd For For Management
and NNS Holding Sarl Re: Merger Project
6 Approve Transaction with Cardif For For Management
Assurance Vie Re: Additional Pension
Schemes
7 Reelect Philippe Dauman as Director For For Management
8 Reelect Baudouin Prot as Director For For Management
9 Advisory Vote on Compensation of Bruno For For Management
Lafont, Chairman and CEO
10 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
11 Approve Issuance of Securities For For Management
Convertible into Debt up to Aggregate
Amount of 8 Billion
12 Approve Issuance of Debt Securities For For Management
Giving Access to Existing Shares, up
to Aggregate Amount of EUR 8 Billion
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 560 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 112 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 112 Million
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
24 Amend Article 29 of Bylaws Re: Record For For Management
Date
25 Amend Article 13 of Bylaws Re: For Against Management
Issuance of Bonds
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LUXOTTICA GROUP S.P.A.
Ticker: LUX Security ID: T6444Z110
Meeting Date: APR 24, 2015 Meeting Type: Annual
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.a Fix Number of Directors None For Shareholder
4.b.1 Slate Submitted by Delfin Sarl None Did Not Vote Shareholder
4.b.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.c Approve Remuneration of Directors None For Shareholder
5.a.1 Slate Submitted by Delfin Sarl None Against Shareholder
5.a.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
5.b Approve Internal Auditors' Remuneration None For Shareholder
6 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 16, 2015 Meeting Type: Annual/Special
Record Date: APR 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 3.20 per Share
5 Reelect Antoine Arnault as Director For Against Management
6 Reelect Albert Frere as Director For Against Management
7 Reelect Lord Powell of Bayswater as For Against Management
Director
8 Reelect Yves-Thibault de Silguy as For For Management
Director
9 Advisory Vote on Compensation of For Against Management
Bernard Arnaut, CEO and Chairman
10 Advisory Vote on Compensation of For Against Management
Antonio Belloni, Vice-CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Capitalization of Reserves For Against Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 50 Million
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Above
at EUR 50 Million
24 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
25 Amend Articles 14, 18 and 23 of Bylaws For Against Management
Re: Board Powers, Related Party
Transactions, and Record Date
--------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC.
Ticker: OWW Security ID: 68557K109
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4.1 Elect Director Martin Brand For For Management
4.2 Elect Director Ken Esterow For Withhold Management
4.3 Elect Director Barney Harford For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R726
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R726
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R726
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R726
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R791
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIRELLI & C. S.P.A
Ticker: PC Security ID: T76434199
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAY 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Elect Igor Sechin, Didier Casimiro, None Against Shareholder
Andrey Kostin, Ivan Glasenberg, Petr
Lazarev, and Igor Soglaev as Directors
(Bundled)
3.1.1 Slate 1 Submitted by Camfin SpA and None Did Not Vote Shareholder
Cam 2012 SpA
3.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
3.2 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
3.3 Approve Remuneration of Internal None For Shareholder
Auditors
4 Approve Remuneration Report For For Management
5 Approve Directors and Officers For For Management
Liability Insurance
6 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
POLYPORE INTERNATIONAL, INC.
Ticker: PPO Security ID: 73179V103
Meeting Date: MAY 12, 2015 Meeting Type: Special
Record Date: APR 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REED ELSEVIER NV
Ticker: REN Security ID: N73430113
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: MAR 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5.a Approve Discharge of Executive For For Management
Directors
5.b Approve Discharge of Non-Executive For For Management
Directors
6 Approve Dividends of EUR 0.589 Per For For Management
Share
7 Ratify Deloitte as Auditors For For Management
8.a Reelect Anthony Habgood as For For Management
Non-Executive Director
8.b Reelect Wolfhart Hauser as For For Management
Non-Executive Director
8.c Reelect Adrian Hennah as Non-Executive For For Management
Director
8.d Reelect Lisa Hook as Non-Executive For For Management
Director
8.e Reelect Marike van Lier Lels as For For Management
Non-Executive Director
8.f Reelect Robert Polet as Non-Executive For For Management
Director
8.g Reelect Linda Sanford as Non-Executive For For Management
Director
8.h Reelect Ben van der Veer as For For Management
Non-Executive Director
9.a Reelect erik Engstrom as Executive For For Management
Director
9.b Reelect Nick Luff as Executive Director For For Management
10.a Amend Articles Re: Cancellation of R For For Management
shares
10.b Approve Cancellation of All R Shares For For Management
With Repayment
10.c Amend Articles Re: Delete All For For Management
References to the R Shares After
Cancellation
11.a Grant Board Authority to Issue Bonus For For Management
Shares
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuance of Bonus
Shares Under Item 11a
12 Change the Corporate Name of the For For Management
Company to RELX N.V.
13.a Authorize Board to Acquire Shares in For For Management
the Company
13.b Approve Cancellation of up to 30 For For Management
Million Ordinary Shares Held in
Treasury
14.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
14a
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SA GROUPE DELHAIZE
Ticker: DELB Security ID: B33432129
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: MAY 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.60 per Share
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7.1 Reelect Shari Ballard as Director For For Management
7.2 Reelect Jacques de Vaucleroy as For For Management
Director
7.3 Reelect Luc Vansteenkiste as Director For For Management
7.4 Elect Dominique Leroy as Director For For Management
7.5 Elect Patrick De Maeseneire as Director For For Management
8.1 Indicate Shari Ballard as Independent For For Management
Board Member
8.2 Indicate Dominique Leroy as For For Management
Independent Board Member
8.3 Indicate Patrick De Maeseneire as For For Management
Independent Board Member
9 Approve Remuneration Report For Against Management
10 Approve Change-of-Control Clause Re : For For Management
Bonds, Convertible Bonds, and
Mediam-Term Notes
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 04, 2015 Meeting Type: Annual/Special
Record Date: APR 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.85 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Serge Weinberg as Director For For Management
6 Reelect Suet-Fern Lee as Director For For Management
7 Ratify Appointment of Bonnie Bassler For For Management
as Director
8 Reelect Bonnie Bassler as Director For For Management
9 Ratify Appointment of Olivier For For Management
Brandicourt as Director
10 Advisory Vote on Compensation of Serge For For Management
Weinberg
11 Advisory Vote on Compensation of For Against Management
Christopher Viehbacher
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 260 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 260 Million
16 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capitalization of Reserves For Against Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 7 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
24 Amend Article 19 of Bylaws Re: For For Management
Attendance to General Meetings
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOLVAY SA
Ticker: SOLB Security ID: B82095116
Meeting Date: MAY 12, 2015 Meeting Type: Annual
Record Date: APR 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.40 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.a.1 Reelect Charles Casimir-Lambert as For For Management
Director
6.a.2 Reelect Yves-Thibault de Silguy as For For Management
Director
6b Indicate Charles Casimir-Lambert as For For Management
Independent Board Member
6c Indicate Yves-Thibault de Silguy as For For Management
Independent Board Member
6d Receive Information on Resignation of None None Management
Chevalier Guy de Selliers de
Moranville as Director
6e Elect Marjan Oudeman as Director For For Management
6f Indicate Marjan Oudeman as Independent For For Management
Board Member
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4b Adopt Financial Statements and For For Management
Statutory Reports
4c Receive Explanation on Company's None None Management
Dividend Policy
4d Approve Dividends For For Management
4e Approve Discharge of Management Board For For Management
4f Approve Discharge of Supervisory Board For For Management
5 Approve Restricted Stock Grants to For Against Management
President and CEO
6 Elect Nicolas Dufourcq to Supervisory For For Management
Board
7 Reelect Martine Verluyten to For For Management
Supervisory Board
8 Elect Ernst & Young as Auditors for For For Management
the financial years 2016-2019
9 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Allow Questions None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: L90272102
Meeting Date: MAY 06, 2015 Meeting Type: Annual/Special
Record Date: APR 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Reelect All Directors For Against Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Share Repurchase For Against Management
10 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5
Accordingly
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 29, 2015 Meeting Type: Annual
Record Date: MAY 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.44 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patrick Artus as Director For For Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Patrick Pouyanne as Director For For Management
9 Approve Agreement with Patrick For For Management
Pouyanne, CEO
10 Advisory Vote on Compensation of For For Management
Thierry Desmarest, Chairman since Oct.
22, 2014
11 Advisory Vote on Compensation of For For Management
Patrick Pouyanne, CEO since Oct. 22,
2014
12 Advisory Vote on Compensation of For For Management
Christophe de Margerie, CEO and
Chairman until Oct. 20, 2014
A Address the Matter of a Fair Sharing Against Against Shareholder
of Costs between Shareholders and
Company Employees
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: APR 29, 2015 Meeting Type: Annual
Record Date: APR 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2014 financial year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P G J M Polman as Executive For For Management
Director
6 Reelect R J-M S Huet as Executive For For Management
Director
7 Reelect L M Cha as Non-Executive For For Management
Director
8 Reelect L O Fresco as Non-Executive For For Management
Director
9 Reelect A M Fudge as Non-Executive For For Management
Director
10 Elect M Ma as Non-Executive Director For For Management
11 Reelect H Nyasulu as Non-Executive For For Management
Director
12 Reelect J. Rishton as Non-Executive For For Management
Director
13 Reelect F Sijbesma as Non-Executive For For Management
Director.
14 Reelect M Treschow as Non-Executive For For Management
Director
15 Elect N S Andersen as Non-Executive For For Management
Director
16 Elect V Colao as Non-Executive Director For For Management
17 Elect J Hartmann as Non-Executive For For Management
Director
18 Ratify KPMG as Auditors For For Management
19 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Approve Cancellation of Repurchased For For Management
Shares
22 Close Meeting None None Management
--------------------------------------------------------------------------------
VALLOUREC
Ticker: VK Security ID: F95922104
Meeting Date: MAY 28, 2015 Meeting Type: Annual/Special
Record Date: MAY 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.81 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Advisory Vote on Compensation of For For Management
Philippe Crouzet, Chairman of the
Management Board
6 Advisory Vote on Compensation of Jean For For Management
Pierre Michel and Olivier Mallet,
Members of the Management Board
7 Ratify Appointment of Pierre Pringuet For For Management
as Supervisory Board Member
8 Reelect Pascale Chargrasse as For For Management
Supervisory Board Member
9 Elect Philippe Altuzarra as For For Management
Supervisory Board Member
10 Elect Maria Pilar Albiac Murilol as For For Management
Supervisory Board Member
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 104.48 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.12 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 26.12 Million
15 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 13 and 14
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above under Items 12-15
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capital Increase of Up to For For Management
EUR 26.12 Million for Future Exchange
Offers
19 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
26.12 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 78.36 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
23 Approve Employee Indirect Stock For For Management
Purchase Plan for International
Employees
24 Approve Restricted Stock Plan in For For Management
Connection with Employee Stock Plan
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Amend Article 12 of Bylaws Re: For For Management
Attendance at General Meetings
27 Authorize Filing of Required For For Management
Documents/Other Formalities
=============================== PIMCO GNMA Fund ================================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Government Money Market Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO High Yield Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO High Yield Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO High Yield Portfolio ==========================
BANCA MONTE DEI PASCHI DI SIENA SPA
Ticker: BMPS Security ID: T1R00V745
Meeting Date: APR 14, 2015 Meeting Type: Annual/Special
Record Date: APR 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Fix Number of Directors For For Management
3 Fix Number of Vice-Chairmen For For Management
4.1 Slate 1 Submitted by Fintech Europe s. None For Shareholder
a.r.l., Fondazione Monte dei Paschi di
Siena, and BTG Pactual Europe LLP
4.2 Slate 2 Submitted by AXA S.A. None Did Not Vote Shareholder
4.3 Slate 3 Submitted by Millenium None Did Not Vote Shareholder
Partecipazioni s.r.l.
5 Elect Board Chairman and Vice-Chairman For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of the Board For For Management
Chairman
8.1 Slate 1 Submitted by Fintech Europe s. None Against Shareholder
a.r.l., Fondazione Monte dei Paschi di
Siena, and BTG Pactual Europe LLP
8.2 Slate 2 Submitted by AXA S.A. None For Shareholder
8.3 Slate 3 Submitted by Millenium None Against Shareholder
Partecipazioni s.r.l.
9 Approve Internal Auditors' Remuneration For For Management
10 Approve Remuneration Report For For Management
1 Approve Reduction in Share Capital For For Management
2 Deliberate on Failed Reconstitution of For For Management
Evaluation Reserves
3 Approve Capital Increase with For For Management
Preemptive Rights
4 Approve Share Consolidation For For Management
5 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q107
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: MAR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin A. Gannon For For Management
1.2 Elect Director Avedick B. Poladian For For Management
1.3 Elect Director Timothy J. Sloan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 12, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Michael J. Embler For For Management
1d Elect Director William M. Freeman For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director R. Brad Oates For For Management
1g Elect Director Marianne Miller Parrs For For Management
1h Elect Director Gerald Rosenfeld For For Management
1i Elect Director John R. Ryan For For Management
1j Elect Director Sheila A. Stamps For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Peter J. Tobin For For Management
1m Elect Director Laura S. Unger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC.
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAR 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Edens For Withhold Management
1.2 Elect Director Jay Bray For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Stock Appreciation Rights to For For Management
Kal Raman
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 21, 2015 Meeting Type: Annual
Record Date: MAR 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================== PIMCO High Yield Spectrum Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================== PIMCO Income Fund ===============================
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Franz B. Humer For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Anthony M. Santomero For For Management
1i Elect Director Joan E. Spero For For Management
1j Elect Director Diana L. Taylor For For Management
1k Elect Director William S. Thompson, Jr. For For Management
1l Elect Director James S. Turley For For Management
1m Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right For For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
8 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
9 Report on Certain Vesting Program Against For Shareholder
--------------------------------------------------------------------------------
EUROSAIL -UK 2007- 1NC PLC
Ticker: Security ID: G31465AG5
Meeting Date: JUL 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
Per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL -UK 2007- 1NC PLC
Ticker: Security ID: G3299QAA7
Meeting Date: JUL 29, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
Per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL 2006-4NP PLC
Ticker: Security ID: G3299PAD3
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Meeting Notice
--------------------------------------------------------------------------------
GSAA HOME EQUITY TRUST 2007-6
Ticker: Security ID: 36245RAB5
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST
Ticker: Security ID: 41161PWT6
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST
Ticker: Security ID: 41161PWU3
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST
Ticker: Security ID: 41161PWV1
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST 2006-9
Ticker: Security ID: 41161XAC0
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HAM3
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HAQ4
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HBQ3
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HMR9
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
RIVOLI PAN EUROPE 1 PLC
Ticker: Security ID: G7579SAA5
Meeting Date: JUN 04, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO Inflation Response Multi-Asset Fund ===================
AIRBUS GROUP
Ticker: AIR Security ID: N0280E105
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Report on Business and None None Management
Financial Statements
2.3 Discuss Remuneration Report Containing None None Management
Remuneration Policy
2.4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3 Discussion of Agenda Items None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
4.3 Approve Discharge of Non-Executive For For Management
Members of the Board of Directors
4.4 Approve Discharge of Executive Members For For Management
of the Board of Directors
4.5 Ratify KPMG as Auditors For For Management
4.6 Approve Remuneration Policy Changes For For Management
4.7 Change Company Form to European Company For For Management
4.8 Elect Maria Amparo Moraleda Martinez For For Management
as Director
4.9 Grant Board Authority to Issue Shares For For Management
Up to 0.38 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: ESOP Plans
4.10 Grant Board Authority to Issue Shares For For Management
Up to 1.15 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: Company Funding
4.11 Renewal of the Authorization to For For Management
Directors to Repurchase of Up to 10
Percent of Issued Share Capital
4.12 Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
Re: Exceptional Share Buyback Programme
4.13 Approve Cancellation of Repurchased For For Management
Shares
5 Close Meeting None None Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 29, 2015 Meeting Type: Annual/Special
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
A1 Amend Articles Re: Remove References For For Management
to Bearer Shares
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.00 per Share
B5 Approve Discharge of Directors For For Management
B6 Approve Discharge of Auditors For For Management
B7a Elect Michele Burns as Independent For For Management
Director
B7b Reelect Olivier Goudet as Independent For For Management
Director
B7c Elect Kasper Rorsted as Independent For For Management
Director
B7d Reelect Paul Cornet de Ways Ruart as For Against Management
Director
B7e Reelect Stefan Descheemaeker as For Against Management
Director
B8a Approve Remuneration Report For Against Management
B8b Proposal to Increase Remuneration of For For Management
Audit Committee Chairman
B8c Approve Non-Employee Director Stock For Against Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ARUBA NETWORKS, INC.
Ticker: ARUN Security ID: 043176106
Meeting Date: MAY 01, 2015 Meeting Type: Special
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: MAR 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discuss Remuneration Policy for None None Management
Management Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
8 Approve Dividends of EUR 0.70 Per For For Management
Ordinary Share
9 Approve Adjustments to the For For Management
Remuneration Policy
10 Approve Performance Share Arrangement For For Management
According to Remuneration Policy
11 Approve Number of Stock Options, For For Management
Respectively Shares, for Employees
12 Discussion of Updated Supervisory None None Management
Board Profile
13a Elect Annet Aris to Supervisory Board For For Management
13b Elect Gerard Kleisterlee to For For Management
Supervisory Board
13c Elect Rolf-Dieter Schwalb to For For Management
Supervisory Board
14 Discuss Vacancies on the Board Arising None None Management
in 2016
15 Ratify KPMG as Auditors Re: Financial For For Management
Year 2016
16a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
16b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Re: Item
16a
16c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger
16d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Re: Item
16c
17a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
18 Authorize Cancellation of Repurchased For For Management
Shares
19 Other Business (Non-Voting) None None Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.25
per Share for Fiscal 2014
2 Approve Discharge of Management Board For For Management
for Fiscal 2014
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014
4 Elect Otmar Wiestler to the For For Management
Supervisory Board
5 Amend Corporate Purpose For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2015
--------------------------------------------------------------------------------
DASSAULT SYSTEMES
Ticker: DSY Security ID: F2457H472
Meeting Date: MAY 28, 2015 Meeting Type: Annual/Special
Record Date: MAY 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions Except the One Listed
under Item 6
6 Approve Renewal of Severance Payment For Against Management
Agreement with Bernard Charles, CEO
7 Advisory Vote on Compensation of For For Management
Charles Edelstenne, Chairman
8 Advisory Vote on Compensation of For For Management
Bernard Charles, CEO
9 Reelect Jean Pierre Chahid Nourai as For For Management
Director
10 Reelect Arnould De Meyer as Director For For Management
11 Reelect Nicole Dassault as Director For Against Management
12 Reelect Toshiko Mori as Director For For Management
13 Ratify Appointment of Marie Helene For Against Management
Habert as Director
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 12 Million
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 12 Million for Bonus
Issue or Increase in Par Value
20 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Amend Articles 14, 22, and 27 of For For Management
Bylaws Re: Directors' Length of Term,
Related Party Transactions, and Record
Date
24 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
25 Subject to Approval of Item 24, Change For For Management
Company Name to Dassault Systemes SE
26 Subject to Approval of Items 24 and For For Management
25, Adopt New Bylaws
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAY 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ESSILOR INTERNATIONAL
Ticker: EI Security ID: F31668100
Meeting Date: MAY 05, 2015 Meeting Type: Annual/Special
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.02 per Share
4 Reelect Benoit Bazin as Director For For Management
5 Reelect Antoine Bernard de Saint For For Management
Affrique as Director
6 Reelect Louise Frechette as Director For For Management
7 Reelect Bernard Hours as Director For For Management
8 Reelect Olivier Pecoux as Director For For Management
9 Elect Marc Onetto as Director For For Management
10 Advisory Vote on Compensation of For For Management
Hubert Sagnieres, Chairman and CEO
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 750,000
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
14 Authorize up to 2.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
(New Shares)
16 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 14 and 15 at 3 Percent of
Issued Capital
17 Amend Article 12,13,15,21,24 of Bylaws For Against Management
Re: Directors' Outside Boards,
Directors' Shareholding Requirements,
Role of the Chairman of the Board,
Related Party Transactions, General
Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 19, 2015 Meeting Type: Annual
Record Date: APR 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.78 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2014
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2015
6 Amend Corporate Purpose For For Management
7 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
8 Amend Articles Re: Majority For For Management
Requirement for Supervisory Board
Elections
--------------------------------------------------------------------------------
GRIFOLS SA
Ticker: GRF Security ID: E5706X124
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: MAY 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial For For Management
Statements, Allocation of Income, and
Dividend Payment
2 Approve Consolidated Financial For For Management
Statements
3 Approve Discharge of Board For For Management
4 Renew Appointment of KPMG as Auditor For For Management
of Standalone Financial Statements
5 Renew Appointment of KPMG as Auditor For For Management
of Consolidated Financial Statements
6.1 Amend Articles Re: General Meetings For For Management
6.2 Amend Articles Re: Board of Directors For For Management
6.3 Add Articles Re: Director Remuneration For For Management
7.1 Amend Article 7 of General Meeting For For Management
Regulations Re: Functions
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Convening of Meeting,
Right to Information, Interventions
and Voting of Resolutions
7.3 Amend Article 11 of General Meeting For For Management
Regulations Re: Representation
8.1 Dismiss Edgar Dalzell Jannotta as For For Management
Director
8.2 Dismiss William Brett Ingersoll as For For Management
Director
8.3 Dismiss Thorthol Holdings BV as For For Management
Director
8.4 Dismiss Juan Ignacio Twose Roura as For For Management
Director
8.5 Elect Carina Szpilka Lazaro as Director For For Management
8.6 Elect Inigo Sanchez-Asiain Mardones as For For Management
Director
8.7 Elect Raimon Grifols Roura as Director For For Management
8.8 Reelect Anna Veiga Lluch as Director For For Management
8.9 Reelect Tomas Daga Gelabert as Director For For Management
8.10 Fix Number of Directors at 12 For For Management
9 Receive Amendments to Board of None None Management
Directors Regulations
10 Approve Remuneration of Directors For For Management
11 Advisory Vote on Remuneration Policy For Against Management
Report
12 Approve Stock Split For For Management
13 Authorize Share Repurchase Program For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 06, 2015 Meeting Type: Annual
Record Date: MAR 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1a Elect Director Irving W. Bailey, II For For Management
1.1b Elect Director F. Michael Ball For For Management
1.1c Elect Director Barbara L. Bowles For For Management
1.1d Elect Director William G. Dempsey For For Management
1.1e Elect Director Dennis M. Fenton For For Management
1.1f Elect Director Roger W. Hale For For Management
1.1g Elect Director Heino von Prondzynski For For Management
1.1h Elect Director Jacque J. Sokolov For For Management
1.1i Elect Director John C. Staley For For Management
1.1j Elect Director Mark F. Wheeler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 13, 2015 Meeting Type: Special
Record Date: APR 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: APR 30, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5b Approve Dividends of EUR 1.65 Per Share For For Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Reelect S. B. Tanda to Management For For Management
Board
8 Reelect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
9a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
9b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 9a
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of Repurchased For For Management
Shares
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: N6817P109
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: APR 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Dividends of EUR 0.80 Per Share For For Management
2e Approve Discharge of Management Board For For Management
2f Approve Discharge of Supervisory Board For For Management
3 Approve Seperation of the Lighting For For Management
Business from Royal Philips
4a Reelect F.A. Van Houten to Management For For Management
Board
4b Reelect R.H. Wirahadiraksa to For For Management
Management Board
4c Reelect P.A.J. Nota to Management Board For For Management
5a Reelect J.P. Tai to Supervisory Board For For Management
5b Reelect H. Von Prondzynski to For For Management
Supervisory Board
5c Reelect C.J.A Van Lede to Supervisory For For Management
Board
5d Elect D.E.I. Pyott to Supervisory Board For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7a Ratify Ernest & Young Accountants LLP For For Management
as Auditors
7b Amend Articles Re: Change the Term of For For Management
Appointment of External Auditors
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under 8a
9 Authorize Repurchase of Shares For For Management
10 Approve Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
LAFARGE
Ticker: LG Security ID: F54432111
Meeting Date: MAY 07, 2015 Meeting Type: Annual/Special
Record Date: MAY 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.27 per Share
4 Approve Transaction with Holcim Ltd For For Management
and Groupe Bruxelles Lambert Re:
Merger Project
5 Approve Transaction with Holcim Ltd For For Management
and NNS Holding Sarl Re: Merger Project
6 Approve Transaction with Cardif For For Management
Assurance Vie Re: Additional Pension
Schemes
7 Reelect Philippe Dauman as Director For For Management
8 Reelect Baudouin Prot as Director For For Management
9 Advisory Vote on Compensation of Bruno For For Management
Lafont, Chairman and CEO
10 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
11 Approve Issuance of Securities For For Management
Convertible into Debt up to Aggregate
Amount of 8 Billion
12 Approve Issuance of Debt Securities For For Management
Giving Access to Existing Shares, up
to Aggregate Amount of EUR 8 Billion
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 560 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 112 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 112 Million
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
24 Amend Article 29 of Bylaws Re: Record For For Management
Date
25 Amend Article 13 of Bylaws Re: For Against Management
Issuance of Bonds
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LUXOTTICA GROUP S.P.A.
Ticker: LUX Security ID: T6444Z110
Meeting Date: APR 24, 2015 Meeting Type: Annual
Record Date: APR 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.a Fix Number of Directors None For Shareholder
4.b.1 Slate Submitted by Delfin Sarl None Did Not Vote Shareholder
4.b.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.c Approve Remuneration of Directors None For Shareholder
5.a.1 Slate Submitted by Delfin Sarl None Against Shareholder
5.a.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
5.b Approve Internal Auditors' Remuneration None For Shareholder
6 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 16, 2015 Meeting Type: Annual/Special
Record Date: APR 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 3.20 per Share
5 Reelect Antoine Arnault as Director For Against Management
6 Reelect Albert Frere as Director For Against Management
7 Reelect Lord Powell of Bayswater as For Against Management
Director
8 Reelect Yves-Thibault de Silguy as For For Management
Director
9 Advisory Vote on Compensation of For Against Management
Bernard Arnaut, CEO and Chairman
10 Advisory Vote on Compensation of For Against Management
Antonio Belloni, Vice-CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Capitalization of Reserves For Against Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 50 Million
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Above
at EUR 50 Million
24 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
25 Amend Articles 14, 18 and 23 of Bylaws For Against Management
Re: Board Powers, Related Party
Transactions, and Record Date
--------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC.
Ticker: OWW Security ID: 68557K109
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4.1 Elect Director Martin Brand For For Management
4.2 Elect Director Ken Esterow For Withhold Management
4.3 Elect Director Barney Harford For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIRELLI & C. S.P.A
Ticker: PC Security ID: T76434199
Meeting Date: MAY 14, 2015 Meeting Type: Annual
Record Date: MAY 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Elect Igor Sechin, Didier Casimiro, None Against Shareholder
Andrey Kostin, Ivan Glasenberg, Petr
Lazarev, and Igor Soglaev as Directors
(Bundled)
3.1.1 Slate 1 Submitted by Camfin SpA and None Did Not Vote Shareholder
Cam 2012 SpA
3.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
3.2 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
3.3 Approve Remuneration of Internal None For Shareholder
Auditors
4 Approve Remuneration Report For For Management
5 Approve Directors and Officers For For Management
Liability Insurance
6 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
POLYPORE INTERNATIONAL, INC.
Ticker: PPO Security ID: 73179V103
Meeting Date: MAY 12, 2015 Meeting Type: Special
Record Date: APR 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REED ELSEVIER NV
Ticker: REN Security ID: N73430113
Meeting Date: APR 22, 2015 Meeting Type: Annual
Record Date: MAR 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5.a Approve Discharge of Executive For For Management
Directors
5.b Approve Discharge of Non-Executive For For Management
Directors
6 Approve Dividends of EUR 0.589 Per For For Management
Share
7 Ratify Deloitte as Auditors For For Management
8.a Reelect Anthony Habgood as For For Management
Non-Executive Director
8.b Reelect Wolfhart Hauser as For For Management
Non-Executive Director
8.c Reelect Adrian Hennah as Non-Executive For For Management
Director
8.d Reelect Lisa Hook as Non-Executive For For Management
Director
8.e Reelect Marike van Lier Lels as For For Management
Non-Executive Director
8.f Reelect Robert Polet as Non-Executive For For Management
Director
8.g Reelect Linda Sanford as Non-Executive For For Management
Director
8.h Reelect Ben van der Veer as For For Management
Non-Executive Director
9.a Reelect erik Engstrom as Executive For For Management
Director
9.b Reelect Nick Luff as Executive Director For For Management
10.a Amend Articles Re: Cancellation of R For For Management
shares
10.b Approve Cancellation of All R Shares For For Management
With Repayment
10.c Amend Articles Re: Delete All For For Management
References to the R Shares After
Cancellation
11.a Grant Board Authority to Issue Bonus For For Management
Shares
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuance of Bonus
Shares Under Item 11a
12 Change the Corporate Name of the For For Management
Company to RELX N.V.
13.a Authorize Board to Acquire Shares in For For Management
the Company
13.b Approve Cancellation of up to 30 For For Management
Million Ordinary Shares Held in
Treasury
14.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
14a
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SA GROUPE DELHAIZE
Ticker: DELB Security ID: B33432129
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: MAY 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.60 per Share
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7.1 Reelect Shari Ballard as Director For For Management
7.2 Reelect Jacques de Vaucleroy as For For Management
Director
7.3 Reelect Luc Vansteenkiste as Director For For Management
7.4 Elect Dominique Leroy as Director For For Management
7.5 Elect Patrick De Maeseneire as Director For For Management
8.1 Indicate Shari Ballard as Independent For For Management
Board Member
8.2 Indicate Dominique Leroy as For For Management
Independent Board Member
8.3 Indicate Patrick De Maeseneire as For For Management
Independent Board Member
9 Approve Remuneration Report For Against Management
10 Approve Change-of-Control Clause Re : For For Management
Bonds, Convertible Bonds, and
Mediam-Term Notes
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 04, 2015 Meeting Type: Annual/Special
Record Date: APR 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.85 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Serge Weinberg as Director For For Management
6 Reelect Suet-Fern Lee as Director For For Management
7 Ratify Appointment of Bonnie Bassler For For Management
as Director
8 Reelect Bonnie Bassler as Director For For Management
9 Ratify Appointment of Olivier For For Management
Brandicourt as Director
10 Advisory Vote on Compensation of Serge For For Management
Weinberg
11 Advisory Vote on Compensation of For Against Management
Christopher Viehbacher
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 260 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 260 Million
16 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capitalization of Reserves For Against Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 7 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
24 Amend Article 19 of Bylaws Re: For For Management
Attendance to General Meetings
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOLVAY SA
Ticker: SOLB Security ID: B82095116
Meeting Date: MAY 12, 2015 Meeting Type: Annual
Record Date: APR 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.40 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.a.1 Reelect Charles Casimir-Lambert as For For Management
Director
6.a.2 Reelect Yves-Thibault de Silguy as For For Management
Director
6b Indicate Charles Casimir-Lambert as For For Management
Independent Board Member
6c Indicate Yves-Thibault de Silguy as For For Management
Independent Board Member
6d Receive Information on Resignation of None None Management
Chevalier Guy de Selliers de
Moranville as Director
6e Elect Marjan Oudeman as Director For For Management
6f Indicate Marjan Oudeman as Independent For For Management
Board Member
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: MAY 27, 2015 Meeting Type: Annual
Record Date: APR 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4b Adopt Financial Statements and For For Management
Statutory Reports
4c Receive Explanation on Company's None None Management
Dividend Policy
4d Approve Dividends For For Management
4e Approve Discharge of Management Board For For Management
4f Approve Discharge of Supervisory Board For For Management
5 Approve Restricted Stock Grants to For Against Management
President and CEO
6 Elect Nicolas Dufourcq to Supervisory For For Management
Board
7 Reelect Martine Verluyten to For For Management
Supervisory Board
8 Elect Ernst & Young as Auditors for For For Management
the financial years 2016-2019
9 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Allow Questions None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: L90272102
Meeting Date: MAY 06, 2015 Meeting Type: Annual/Special
Record Date: APR 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Reelect All Directors For Against Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Share Repurchase For Against Management
10 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5
Accordingly
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 29, 2015 Meeting Type: Annual
Record Date: MAY 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.44 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patrick Artus as Director For For Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Patrick Pouyanne as Director For For Management
9 Approve Agreement with Patrick For For Management
Pouyanne, CEO
10 Advisory Vote on Compensation of For For Management
Thierry Desmarest, Chairman since Oct.
22, 2014
11 Advisory Vote on Compensation of For For Management
Patrick Pouyanne, CEO since Oct. 22,
2014
12 Advisory Vote on Compensation of For For Management
Christophe de Margerie, CEO and
Chairman until Oct. 20, 2014
A Address the Matter of a Fair Sharing Against Against Shareholder
of Costs between Shareholders and
Company Employees
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: APR 29, 2015 Meeting Type: Annual
Record Date: APR 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2014 financial year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P G J M Polman as Executive For For Management
Director
6 Reelect R J-M S Huet as Executive For For Management
Director
7 Reelect L M Cha as Non-Executive For For Management
Director
8 Reelect L O Fresco as Non-Executive For For Management
Director
9 Reelect A M Fudge as Non-Executive For For Management
Director
10 Elect M Ma as Non-Executive Director For For Management
11 Reelect H Nyasulu as Non-Executive For For Management
Director
12 Reelect J. Rishton as Non-Executive For For Management
Director
13 Reelect F Sijbesma as Non-Executive For For Management
Director.
14 Reelect M Treschow as Non-Executive For For Management
Director
15 Elect N S Andersen as Non-Executive For For Management
Director
16 Elect V Colao as Non-Executive Director For For Management
17 Elect J Hartmann as Non-Executive For For Management
Director
18 Ratify KPMG as Auditors For For Management
19 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Approve Cancellation of Repurchased For For Management
Shares
22 Close Meeting None None Management
--------------------------------------------------------------------------------
VALLOUREC
Ticker: VK Security ID: F95922104
Meeting Date: MAY 28, 2015 Meeting Type: Annual/Special
Record Date: MAY 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.81 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Advisory Vote on Compensation of For For Management
Philippe Crouzet, Chairman of the
Management Board
6 Advisory Vote on Compensation of Jean For For Management
Pierre Michel and Olivier Mallet,
Members of the Management Board
7 Ratify Appointment of Pierre Pringuet For For Management
as Supervisory Board Member
8 Reelect Pascale Chargrasse as For For Management
Supervisory Board Member
9 Elect Philippe Altuzarra as For For Management
Supervisory Board Member
10 Elect Maria Pilar Albiac Murilol as For For Management
Supervisory Board Member
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 104.48 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.12 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 26.12 Million
15 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 13 and 14
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above under Items 12-15
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capital Increase of Up to For For Management
EUR 26.12 Million for Future Exchange
Offers
19 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
26.12 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 78.36 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
23 Approve Employee Indirect Stock For For Management
Purchase Plan for International
Employees
24 Approve Restricted Stock Plan in For For Management
Connection with Employee Stock Plan
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Amend Article 12 of Bylaws Re: For For Management
Attendance at General Meetings
27 Authorize Filing of Required For For Management
Documents/Other Formalities
======================== PIMCO International Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Investment Grade Corporate Bond Fund ==================
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q107
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: MAR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin A. Gannon For For Management
1.2 Elect Director Avedick B. Poladian For For Management
1.3 Elect Director Timothy J. Sloan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Franz B. Humer For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Anthony M. Santomero For For Management
1i Elect Director Joan E. Spero For For Management
1j Elect Director Diana L. Taylor For For Management
1k Elect Director William S. Thompson, Jr. For For Management
1l Elect Director James S. Turley For For Management
1m Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right For For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
8 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
9 Report on Certain Vesting Program Against For Shareholder
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director John A. Bryant For For Management
1c Elect Director Deirdre P. Connelly For For Management
1d Elect Director Meyer Feldberg For For Management
1e Elect Director Leslie D. Hale For For Management
1f Elect Director Sara Levinson For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Joyce M. Roche For For Management
1j Elect Director Paul C. Varga For For Management
1k Elect Director Craig E. Weatherup For For Management
1l Elect Director Marna C. Whittington For For Management
1m Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 25, 2015 Meeting Type: Special
Record Date: FEB 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of For Against Management
Listing of Ordinary Shares from the
Hong Kong Stock Exchange
2 Amend Articles Re: Proposed DeListing For Against Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 28, 2015 Meeting Type: Proxy Contest
Record Date: MAR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Slate (White Card) None
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director Anthony Mandekic For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Slate (Gold Card) None
1.1 Elect Director Matthew J. Hart For Did Not Vote Shareholder
1.2 Elect Director Richard Kincaid For Did Not Vote Shareholder
1.3 Elect Director Jonathan Litt For Did Not Vote Shareholder
1.4 Elect Director Marc A. Weisman For Did Not Vote Shareholder
1.5 Management Nominee - William A. Bible For Did Not Vote Shareholder
1.6 Management Nominee - Mary Chris Gay For Did Not Vote Shareholder
1.7 Management Nominee - William W. Grounds For Did Not Vote Shareholder
1.8 Management Nominee - Anthony Mandekic For Did Not Vote Shareholder
1.9 Management Nominee - James J. Murren For Did Not Vote Shareholder
1.10 Management Nominee - Gregory M. For Did Not Vote Shareholder
Spierkel
1.11 Management Nominee - Daniel J. Taylor For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 09, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director Steven M. Mollenkopf For For Management
1j Elect Director Duane A. Nelles For For Management
1k Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1l Elect Director Francisco Ros For For Management
1m Elect Director Jonathan J. Rubinstein For For Management
1n Elect Director Brent Scowcroft For For Management
1o Elect Director Marc I. Stern For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
USG CORPORATION
Ticker: USG Security ID: 903293405
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Armario For For Management
1.2 Elect Director Gretchen R. Haggerty For For Management
1.3 Elect Director William H. Hernandez For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 24, 2015 Meeting Type: Proxy Contest
Record Date: MAR 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director John J. Hagenbuch For For Management
1.2 Elect Director J. Edward Virtue For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Articles of Incorporation to For For Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Elaine P. Wynn For Did Not Vote Shareholder
1.2 Elect Directors J. Edward Virtue For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Amend Articles of Incorporation to For Did Not Vote Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Did Not Vote Shareholder
================== PIMCO Investment Grade Corporate Portfolio ==================
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q107
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: MAR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin A. Gannon For For Management
1.2 Elect Director Avedick B. Poladian For For Management
1.3 Elect Director Timothy J. Sloan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Franz B. Humer For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Anthony M. Santomero For For Management
1i Elect Director Joan E. Spero For For Management
1j Elect Director Diana L. Taylor For For Management
1k Elect Director William S. Thompson, Jr. For For Management
1l Elect Director James S. Turley For For Management
1m Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right For For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
8 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
9 Report on Certain Vesting Program Against For Shareholder
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director John A. Bryant For For Management
1c Elect Director Deirdre P. Connelly For For Management
1d Elect Director Meyer Feldberg For For Management
1e Elect Director Leslie D. Hale For For Management
1f Elect Director Sara Levinson For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Joyce M. Roche For For Management
1j Elect Director Paul C. Varga For For Management
1k Elect Director Craig E. Weatherup For For Management
1l Elect Director Marna C. Whittington For For Management
1m Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 25, 2015 Meeting Type: Special
Record Date: FEB 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of For Against Management
Listing of Ordinary Shares from the
Hong Kong Stock Exchange
2 Amend Articles Re: Proposed DeListing For Against Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 28, 2015 Meeting Type: Proxy Contest
Record Date: MAR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Slate (White Card) None
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director Anthony Mandekic For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Slate (Gold Card) None
1.1 Elect Director Matthew J. Hart For Did Not Vote Shareholder
1.2 Elect Director Richard Kincaid For Did Not Vote Shareholder
1.3 Elect Director Jonathan Litt For Did Not Vote Shareholder
1.4 Elect Director Marc A. Weisman For Did Not Vote Shareholder
1.5 Management Nominee - William A. Bible For Did Not Vote Shareholder
1.6 Management Nominee - Mary Chris Gay For Did Not Vote Shareholder
1.7 Management Nominee - William W. Grounds For Did Not Vote Shareholder
1.8 Management Nominee - Anthony Mandekic For Did Not Vote Shareholder
1.9 Management Nominee - James J. Murren For Did Not Vote Shareholder
1.10 Management Nominee - Gregory M. For Did Not Vote Shareholder
Spierkel
1.11 Management Nominee - Daniel J. Taylor For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 09, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director Steven M. Mollenkopf For For Management
1j Elect Director Duane A. Nelles For For Management
1k Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1l Elect Director Francisco Ros For For Management
1m Elect Director Jonathan J. Rubinstein For For Management
1n Elect Director Brent Scowcroft For For Management
1o Elect Director Marc I. Stern For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 24, 2015 Meeting Type: Proxy Contest
Record Date: MAR 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director John J. Hagenbuch For For Management
1.2 Elect Director J. Edward Virtue For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Articles of Incorporation to For For Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Elaine P. Wynn For Did Not Vote Shareholder
1.2 Elect Directors J. Edward Virtue For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Amend Articles of Incorporation to For Did Not Vote Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Did Not Vote Shareholder
================= PIMCO Long Duration Corporate Bond Portfolio =================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 09, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director Steven M. Mollenkopf For For Management
1j Elect Director Duane A. Nelles For For Management
1k Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1l Elect Director Francisco Ros For For Management
1m Elect Director Jonathan J. Rubinstein For For Management
1n Elect Director Brent Scowcroft For For Management
1o Elect Director Marc I. Stern For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
==================== PIMCO Long Duration Total Return Fund =====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAR 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Peter R. Fisher For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director Peter D. Hancock For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
========================= PIMCO Long-Term Credit Fund ==========================
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q107
Meeting Date: MAY 07, 2015 Meeting Type: Annual
Record Date: MAR 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin A. Gannon For For Management
1.2 Elect Director Avedick B. Poladian For For Management
1.3 Elect Director Timothy J. Sloan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: Annual
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Franz B. Humer For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Anthony M. Santomero For For Management
1i Elect Director Joan E. Spero For For Management
1j Elect Director Diana L. Taylor For For Management
1k Elect Director William S. Thompson, Jr. For For Management
1l Elect Director James S. Turley For For Management
1m Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Proxy Access Right For For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
8 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
9 Report on Certain Vesting Program Against For Shareholder
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 15, 2015 Meeting Type: Annual
Record Date: MAR 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director John A. Bryant For For Management
1c Elect Director Deirdre P. Connelly For For Management
1d Elect Director Meyer Feldberg For For Management
1e Elect Director Leslie D. Hale For For Management
1f Elect Director Sara Levinson For For Management
1g Elect Director Terry J. Lundgren For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Joyce M. Roche For For Management
1j Elect Director Paul C. Varga For For Management
1k Elect Director Craig E. Weatherup For For Management
1l Elect Director Marna C. Whittington For For Management
1m Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD.
Ticker: 06883 Security ID: 585464100
Meeting Date: MAR 25, 2015 Meeting Type: Special
Record Date: FEB 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Withdrawal of For Against Management
Listing of Ordinary Shares from the
Hong Kong Stock Exchange
2 Amend Articles Re: Proposed DeListing For Against Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 28, 2015 Meeting Type: Proxy Contest
Record Date: MAR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Slate (White Card) None
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director Anthony Mandekic For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Slate (Gold Card) None
1.1 Elect Director Matthew J. Hart For Did Not Vote Shareholder
1.2 Elect Director Richard Kincaid For Did Not Vote Shareholder
1.3 Elect Director Jonathan Litt For Did Not Vote Shareholder
1.4 Elect Director Marc A. Weisman For Did Not Vote Shareholder
1.5 Management Nominee - William A. Bible For Did Not Vote Shareholder
1.6 Management Nominee - Mary Chris Gay For Did Not Vote Shareholder
1.7 Management Nominee - William W. Grounds For Did Not Vote Shareholder
1.8 Management Nominee - Anthony Mandekic For Did Not Vote Shareholder
1.9 Management Nominee - James J. Murren For Did Not Vote Shareholder
1.10 Management Nominee - Gregory M. For Did Not Vote Shareholder
Spierkel
1.11 Management Nominee - Daniel J. Taylor For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 28, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 09, 2015 Meeting Type: Annual
Record Date: JAN 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director Steven M. Mollenkopf For For Management
1j Elect Director Duane A. Nelles For For Management
1k Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1l Elect Director Francisco Ros For For Management
1m Elect Director Jonathan J. Rubinstein For For Management
1n Elect Director Brent Scowcroft For For Management
1o Elect Director Marc I. Stern For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
USG CORPORATION
Ticker: USG Security ID: 903293405
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAR 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Armario For For Management
1.2 Elect Director Gretchen R. Haggerty For For Management
1.3 Elect Director William H. Hernandez For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 24, 2015 Meeting Type: Proxy Contest
Record Date: MAR 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director John J. Hagenbuch For For Management
1.2 Elect Director J. Edward Virtue For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Articles of Incorporation to For For Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Elaine P. Wynn For Did Not Vote Shareholder
1.2 Elect Directors J. Edward Virtue For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Amend Articles of Incorporation to For Did Not Vote Management
Provide the Company with Additional
Flexibility in Making Distribution to
its Shareholders
4 Report on Political Contributions Against Did Not Vote Shareholder
===================== PIMCO Long-Term U.S. Government Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Low Duration Fund ============================
EMF NL 2008-2 BV
Ticker: Security ID: N3044TAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAC7
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL 2006-4NP PLC
Ticker: Security ID: G3299PAD3
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For Against Management
per Meeting Notice
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HBS9
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HMD0
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
========================== PIMCO Low Duration Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Fund III ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Moderate Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Moderate Duration Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Money Market Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Mortgage Opportunities Fund =======================
GSAA HOME EQUITY TRUST 2007-6
Ticker: Security ID: 36245RAF6
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HMF5
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
=========================== PIMCO Mortgage Portfolio ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Mortgage-Backed Securities Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Multi-Strategy Alternative Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Municipal Bond Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Municipal Sector Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO National Intermediate Municipal Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO New York Municipal Bond Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO RAE Fundamental Advantage PLUS Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO RAE Fundamental PLUS EMG Fund ======================
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
======================= PIMCO RAE Fundamental PLUS Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ PIMCO RAE Fundamental PLUS International Fund =================
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
==================== PIMCO RAE Fundamental PLUS Small Fund =====================
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
==================== PIMCO RAE Low Volatility PLUS EMG Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RAE Low Volatility PLUS Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO RAE Low Volatility PLUS International Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO RAE Worldwide Fundamental Advantage PLUS Fund ==============
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28048
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: Security ID: ADPV28049
Meeting Date: JUN 30, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Assets From Pledging Re: For Did Not Vote Management
Exploration Rights of Oil Blocks
POT-M-762, POT-M-475, CE-M-603, and
CEM-M-661
2 Release Assets From Pledging Re: For Did Not Vote Management
Present and Future Oil Production of
Blocks POT-M-762, POT-M-475, CE-M-603,
and CEM-M-661
3 Release Assets From Pledging Re: For Did Not Vote Management
Credit Rights Related to the Oil
Production of Blocks POT-M-762,
POT-M-475, CE-M-603, and CEM-M-661
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28048
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
--------------------------------------------------------------------------------
OLEO E GAS PARTICIPACOES SA
Ticker: OGXP3 Security ID: ADPV28049
Meeting Date: MAY 04, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Deliberate Regarding Trustees' For For Management
Measures to Resolve Issues Concerning
Maturity of Debentures and Issuer's
Breach of Certain Monetary and
Nonmonetary Obligations
=================== PIMCO RAE Worldwide Long/Short PLUS Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2019 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2029 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Asset Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Real Return Fund ============================
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
=================== PIMCO Real Return Limited Duration Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO RealEstateRealReturn Strategy Fund ===================
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 24, 2015 Meeting Type: Annual
Record Date: MAR 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director Stephen E. Sterrett For For Management
1.11 Elect Director B. Joseph White For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
========================= PIMCO RealPath(R) 2020 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2025 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2030 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO RealPath(R) 2035 Fund ==========================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
========================= PIMCO RealPath(R) 2040 Fund ==========================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
========================= PIMCO RealPath(R) 2045 Fund ==========================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
========================= PIMCO RealPath(R) 2050 Fund ==========================
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For Withhold Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For Withhold Management
1.5 Elect Director Peter B. McCarthy For Withhold Management
1.6 Elect Director Ronald C. Parker For Withhold Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For Withhold Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For For Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
--------------------------------------------------------------------------------
PIMCO 1-3 YEAR U.S. TREASURY INDEX FUND
Ticker: LTPZ Security ID: 72201R304
Meeting Date: APR 20, 2015 Meeting Type: Special
Record Date: FEB 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Borst For For Management
1.2 Elect Director Jennifer Holden Dunbar For For Management
1.3 Elect Director Douglas M. Hodge For Withhold Management
1.4 Elect Director Gary F. Kennedy For For Management
1.5 Elect Director Peter B. McCarthy For For Management
1.6 Elect Director Ronald C. Parker For For Management
========================= PIMCO RealPath(R) 2055 Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath(R) Income Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2015 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Senior Floating Rate Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Senior Floating Rate Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Short Asset Investment Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short Duration Municipal Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Short-Term Floating NAV Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short-Term Floating NAV Portfolio II ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Short-Term Floating NAV Portfolio III ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Short-Term Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Short-Term Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO StocksPLUS(R) Absolute Return Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO StocksPLUS(R) Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= PIMCO StocksPLUS(R) International Fund (U.S. Dollar-Hedged) ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== PIMCO StocksPLUS(R) International Fund (Unhedged) ===============
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
==================== PIMCO StocksPLUS(R) Long Duration Fund ====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2015 Meeting Type: Annual
Record Date: MAR 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Peter R. Fisher For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director Peter D. Hancock For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
======================== PIMCO StocksPLUS(R) Short Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO StocksPLUS(R) Small Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Tax Managed Real Return Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Total Return Fund ============================
EMF-NL 2008-1 B.V.
Ticker: Security ID: N3044TAE3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL-NL 2007-2 B.V.
Ticker: Security ID: N3148KAK3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
GSAA HOME EQUITY TRUST 2007-6
Ticker: Security ID: 36245RAF6
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST
Ticker: Security ID: 41161PWU3
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
HARBORVIEW MORTGAGE LOAN TRUST 2006-9
Ticker: Security ID: 41161XAC0
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
========================== PIMCO Total Return Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Total Return Fund III ==========================
INDUS ECLIPSE 2007-01 PLC
Ticker: Security ID: G3037AAL5
Meeting Date: FEB 18, 2015 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 as For For Management
per Meeting Notice
2 Approve Extraordinary Resolution 2 as For For Management
per Meeting Notice
========================== PIMCO Total Return Fund IV ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO TRENDS Managed Futures Strategy Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO U.S. Government Sector Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Unconstrained Bond Fund =========================
EMF NL 2008-2 BV
Ticker: Security ID: N3044TAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL-NL 2007-2 B.V.
Ticker: Security ID: N3148KAK3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HBM2
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
--------------------------------------------------------------------------------
MORGAN STANLEY MTG LN TR2004-2AR
Ticker: Security ID: 61748HBS9
Meeting Date: JUN 19, 2015 Meeting Type: Written Consent
Record Date: FEB 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 To Support The Actions Described In None Did Not Vote Management
The Explanatory Memorandum
================== PIMCO Unconstrained Tax Managed Bond Fund ===================
EMF-NL PRIME 2008-A BV
Ticker: Security ID: N3052AAA1
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
EUROSAIL-NL 2007-2 B.V.
Ticker: Security ID: N3148KAK3
Meeting Date: JUL 30, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Funds
By: /s/ Peter G. Strelow
Peter G. Strelow,
President, Principal Executive Officer
Date: August 25, 2015