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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-21237
UNIFIED SERIES TRUST
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
-----------------
2960 NORTH MERIDIAN STREET, SUITE 300
INDIANAPOLIS, INDIANA 46208
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
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JOHN C. SWHEAR
PRESIDENT
2960 N. MERIDIAN ST., SUITE 300
INDIANAPOLIS, INDIANA 46208
(NAME AND ADDRESS OF AGENT FOR SERVICE)
Registrant's telephone number, including area code: (317) 917-7000
Date of fiscal year end: Various
Reporting Period: 07/01/2014 - 06/30/2015
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Secs. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Sec. 3507.
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VOTE SUMMARY
PAREXEL INTERNATIONAL CORPORATION
SECURITY 699462107 MEETING TYPE Annual
TICKER SYMBOL PRXL MEETING DATE 04-Dec-2014
ISIN US6994621075 AGENDA 934089586 - Management
RECORD DATE 10-Oct-2014 HOLDING RECON DATE 10-Oct-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-Dec-2014
SEDOL(S) QUICK CODE
FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL TYPE VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1. Election of Directors Management
1 PATRICK J. FORTUNE For For None
2 ELLEN M. ZANE For For None
2. 14A Executive Compensation Management For For None
3. Ratify Appointment of Independent Auditors Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 763 0 14-Nov-2014 14-Nov-2014
GROWTH FUND NATIONAL
BANK
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14-Jan-2015
VOTE SUMMARY
MICROSEMI CORPORATION
SECURITY 595137100 MEETING TYPE Annual
TICKER SYMBOL MSCC MEETING DATE 10-Feb-2015
ISIN US5951371005 AGENDA 934111941 - Management
RECORD DATE 15-Dec-2014 HOLDING RECON DATE 15-Dec-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Feb-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL BY VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1 Election of Directors Management
1 Election of Directors Management
1 JAMES J. PETERSON For For None
2 DENNIS R. LEIBEL For For None
3 THOMAS R. ANDERSON For For None
4 WILLIAM E. BENDUSH For For None
5 PAUL F. FOLINO For For None
6 WILLIAM L. HEALEY For For None
7 MATTHEW E. MASSENGILL For For None
2 14A Executive Compensation Management For For None
3 Ratify Appointment of Independent Auditors Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 3,815 0 31-Dec-2014 31-Dec-2014
GROWTH FUND NATIONAL
BANK
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Page 1 of 5 22-Apr-2015
VOTE SUMMARY
JACK IN THE BOX INC.
SECURITY 466367109 MEETING TYPE Annual
TICKER SYMBOL JACK MEETING DATE 13-Feb-2015
ISIN US4663671091 AGENDA 934116345 - Management
RECORD DATE 16-Dec-2014 HOLDING RECON DATE 16-Dec-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-Feb-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL BY VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1A. Election of Directors (Majority Voting) Management For For None
1B. Election of Directors (Majority Voting) Management For For None
1C. Election of Directors (Majority Voting) Management For For None
1D. Election of Directors (Majority Voting) Management For For None
1E. Election of Directors (Majority Voting) Management For For None
1F. Election of Directors (Majority Voting) Management For For None
1G. Election of Directors (Majority Voting) Management For For None
1H. Election of Directors (Majority Voting) Management For For None
2. Ratify Appointment of Independent Auditors Management For For None
3. 14A Executive Compensation Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 741 0 20-Jan-2015 20-Jan-2015
GROWTH FUND NATIONAL
BANK
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Page 2 of 5 22-Apr-2015
VOTE SUMMARY
RAYMOND JAMES FINANCIAL, INC.
SECURITY 754730109 MEETING TYPE Annual
TICKER SYMBOL RJF MEETING DATE 19-Feb-2015
ISIN US7547301090 AGENDA 934119074 - Management
RECORD DATE 29-Dec-2014 HOLDING RECON DATE 29-Dec-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 18-Feb-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL BY VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1A. Election of Directors (Majority Voting) Management For For None
1B. Election of Directors (Majority Voting) Management For For None
1C. Election of Directors (Majority Voting) Management For For None
1D. Election of Directors (Majority Voting) Management For For None
1E. Election of Directors (Majority Voting) Management For For None
1F. Election of Directors (Majority Voting) Management For For None
1G. Election of Directors (Majority Voting) Management For For None
1H. Election of Directors (Majority Voting) Management For For None
1I. Election of Directors (Majority Voting) Management For For None
1J. Election of Directors (Majority Voting) Management For For None
2. 14A Executive Compensation Management For For None
3. Approve Charter Amendment Management For For None
4. Ratify Appointment of Independent Auditors Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 1,794 0 21-Jan-2015 21-Jan-2015
GROWTH FUND NATIONAL
BANK
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Page 3 of 5 22-Apr-2015
VOTE SUMMARY
NATURAL GROCERS BY VITAMIN COTTAGE INC.
SECURITY 63888U108 MEETING TYPE Annual
TICKER SYMBOL NGVC MEETING DATE 04-Mar-2015
ISIN US63888U1088 AGENDA 934118262 - Management
RECORD DATE 07-Jan-2015 HOLDING RECON DATE 07-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL BY VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1. Election of Directors Management
1. Election of Directors Management
1 HEATHER ISELY For For None
2 KEMPER ISELY For For None
3 EDWARD CERKOVNIK For For None
2. Ratify Appointment of Independent Auditors Management For For None
3. Transact Other Business Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 313 0 21-Jan-2015 21-Jan-2015
GROWTH FUND NATIONAL
BANK
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Page 4 of 5 22-Apr-2015
VOTE SUMMARY
MULTI-FINELINE ELECTRONIX, INC.
SECURITY 62541B101 MEETING TYPE Annual
TICKER SYMBOL MFLX MEETING DATE 04-Mar-2015
ISIN US62541B1017 AGENDA 934121031 - Management
RECORD DATE 07-Jan-2015 HOLDING RECON DATE 07-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST PREFERRED PROVIDER
ITEM PROPOSAL BY VOTE MANAGEMENT RECOMMENDATION
---- ------------------------------------------- ----------- ---- ----------- ------------------
1. Election of Directors Management
1. Election of Directors Management
1 PHILIPPE LEMAITRE For For None
2 DONALD K. SCHWANZ For For None
3 ROY CHEE KEONG TAN For For None
2. Ratify Appointment of Independent Auditors Management For For None
3. 14A Executive Compensation Management For For None
ACCOUNT INTERNAL UNAVAILABLE VOTE DATE
NUMBER ACCOUNT NAME ACCOUNT CUSTODIAN BALLOT SHARES SHARES DATE CONFIRMED
------- --------------- ------------- ----------- ------------- ----------- ----------- -----------
887216 1492 SMALL CAP HB1041003947 HUNTINGTON 1,586 0 23-Feb-2015 23-Feb-2015
GROWTH FUND NATIONAL
BANK
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Page 5 of 5 22-Apr-2015
VOTE SUMMARY
HOME BANCSHARES, INC.
SECURITY 436893200 MEETING TYPE Annual
TICKER SYMBOL HOMB MEETING DATE 16-Apr-2015
ISIN US4368932004 AGENDA 934136905 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JOHN W. ALLISON For For
2 C. RANDALL SIMS For For
3 RANDY E. MAYOR For For
4 MILBURN ADAMS For For
5 ROBERT H. ADCOCK, JR. For For
6 RICHARD H. ASHLEY For For
7 DALE A. BRUNS For For
8 RICHARD A. BUCKHEIM For For
9 JACK E. ENGELKES For For
10 TRACY M. FRENCH For For
11 JAMES G. HINKLE For For
12 ALEX R. LIEBLONG For For
13 THOMAS J. LONGE For For
2. ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S Management For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE NEXT FISCAL YEAR.
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Page 1 of 33 09-Jul-2015
VOTE SUMMARY
COGENT COMMUNICATIONS HOLDINGS, INC.
SECURITY 19239V302 MEETING TYPE Annual
TICKER SYMBOL CCOI MEETING DATE 16-Apr-2015
ISIN US19239V3024 AGENDA 934153278 - Management
RECORD DATE 20-Feb-2015 HOLDING RECON DATE 20-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 DAVE SCHAEFFER For For
2 STEVEN D. BROOKS For For
3 TIMOTHY WEINGARTEN For For
4 RICHARD T. LIEBHABER For For
5 D. BLAKE BATH For For
6 MARC MONTAGNER For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE AMENDMENT Management For For
TO THE BYLAWS AT ARTICLE 62 STIPULATING THE FORUM FOR
CERTAIN TYPES OF LITIGATION.
4. NON-BINDING ADVISORY VOTE TO APPROVE THE AMENDMENT Management For For
TO THE BYLAWS AT ARTICLE 63 CONCERNING LITIGATION
COSTS.
5. NON-BINDING ADVISORY VOTE TO APPROVE THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
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Page 2 of 33 09-Jul-2015
VOTE SUMMARY
ORBCOMM INC.
SECURITY 68555P100 MEETING TYPE Annual
TICKER SYMBOL ORBC MEETING DATE 22-Apr-2015
ISIN US68555P1003 AGENDA 934153660 - Management
RECORD DATE 02-Mar-2015 HOLDING RECON DATE 02-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 21-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JEROME B. EISENBERG For For
2 MARCO FUCHS For For
2. RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
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Page 3 of 33 09-Jul-2015
VOTE SUMMARY
C1 FINANCIAL, INC./BNK
SECURITY 12591N109 MEETING TYPE Annual
TICKER SYMBOL BNK MEETING DATE 23-Apr-2015
ISIN US12591N1090 AGENDA 934134608 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 BRIAN D. BURGHARDT For For
2 DUANE L. MOORE For For
3 KATHRYN B. PEMBLE For For
4 A. ALEXANDER SINK For For
2. RATIFY THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD Management For For
OF DIRECTORS IN APPOINTING CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
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Page 4 of 33 09-Jul-2015
VOTE SUMMARY
LIGAND PHARMACEUTICALS INCORPORATED
SECURITY 53220K504 MEETING TYPE Annual
TICKER SYMBOL LGND MEETING DATE 24-Apr-2015
ISIN US53220K5048 AGENDA 934140031 - Management
RECORD DATE 23-Feb-2015 HOLDING RECON DATE 23-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 23-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1 DIRECTOR Management
1 JASON M. ARYEH For For
2 TODD C. DAVIS For For
3 JOHN L. HIGGINS For For
4 DAVID M. KNOTT For For
5 JOHN W. KOZARICH For For
6 JOHN L. LAMATTINA For For
7 SUNIL PATEL For For
8 STEPHEN L. SABBA For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
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Page 5 of 33 09-Jul-2015
VOTE SUMMARY
BLOOMIN' BRANDS, INC.
SECURITY 094235108 MEETING TYPE Annual
TICKER SYMBOL BLMN MEETING DATE 29-Apr-2015
ISIN US0942351083 AGENDA 934135826 - Management
RECORD DATE 02-Mar-2015 HOLDING RECON DATE 02-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 28-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 ANDREW B. BALSON For For
2 DAVID R. FITZJOHN For For
3 JOHN J. MAHONEY For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2015.
3. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
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Page 6 of 33 09-Jul-2015
VOTE SUMMARY
BIOTELEMETRY, INC.
SECURITY 090672106 MEETING TYPE Annual
TICKER SYMBOL BEAT MEETING DATE 29-Apr-2015
ISIN US0906721065 AGENDA 934150157 - Management
RECORD DATE 11-Mar-2015 HOLDING RECON DATE 11-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 28-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 KIRK E. GORMAN For For
2 ANTHONY J. CONTI For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
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Page 7 of 33 09-Jul-2015
VOTE SUMMARY
CENTERSTATE BANKS, INC.
SECURITY 15201P109 MEETING TYPE Annual
TICKER SYMBOL CSFL MEETING DATE 30-Apr-2015
ISIN US15201P1093 AGENDA 934133961 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 JAMES H. BINGHAM For For
2 G. ROBERT BLANCHARD, JR For For
3 C. DENNIS CARLTON For For
4 JOHN C. CORBETT For For
5 GRIFFIN A. GREENE For For
6 CHARLES W. MCPHERSON For For
7 G. TIERSO NUNEZ II For For
8 THOMAS E. OAKLEY For For
9 ERNEST S. PINNER For For
10 WILLIAM K. POU, JR For For
11 JOSHUA A. SNIVELY For For
12 MICHAEL F. CIFERRI For For
13 DANIEL R. RICHEY For For
2. APPROVAL OF THE ADVISORY RESOLUTION TO APPROVE THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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Page 8 of 33 09-Jul-2015
VOTE SUMMARY
ARC DOCUMENT SOLUTIONS INC
SECURITY 00191G103 MEETING TYPE Annual
TICKER SYMBOL ARC MEETING DATE 30-Apr-2015
ISIN US00191G1031 AGENDA 934159597 - Management
RECORD DATE 02-Mar-2015 HOLDING RECON DATE 02-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 K. SURIYAKUMAR For For
2 THOMAS J. FORMOLO For For
3 DEWITT KERRY MCCLUGGAGE For For
4 JAMES F. MCNULTY For For
5 MARK W. MEALY For For
6 MANUEL PEREZ DE LA MESA For For
7 ERIBERTO R. SCOCIMARA For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ARC Management For For
DOCUMENT SOLUTIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVE ADVISORY, NON-BINDING VOTE ON EXECUTIVE Management For For
COMPENSATION.
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Page 9 of 33 09-Jul-2015
VOTE SUMMARY
CHARLES RIVER LABORATORIES INTL., INC.
SECURITY 159864107 MEETING TYPE Annual
TICKER SYMBOL CRL MEETING DATE 05-May-2015
ISIN US1598641074 AGENDA 934167518 - Management
RECORD DATE 13-Mar-2015 HOLDING RECON DATE 13-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: JAMES C. FOSTER Management For For
1.2 ELECTION OF DIRECTOR: ROBERT J. BERTOLINI Management For For
1.3 ELECTION OF DIRECTOR: STEPHEN D. CHUBB Management For For
1.4 ELECTION OF DIRECTOR: DEBORAH T. KOCHEVAR Management For For
1.5 ELECTION OF DIRECTOR: GEORGE E. MASSARO Management For For
1.6 ELECTION OF DIRECTOR: GEORGE M. MILNE, JR. Management For For
1.7 ELECTION OF DIRECTOR: C. RICHARD REESE Management For For
1.8 ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1.9 ELECTION OF DIRECTOR: RICHARD F. WALLMAN Management For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE Management For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 26, 2015.
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Page 10 of 33 09-Jul-2015
VOTE SUMMARY
UNITED RENTALS, INC.
SECURITY 911363109 MEETING TYPE Annual
TICKER SYMBOL URI MEETING DATE 06-May-2015
ISIN US9113631090 AGENDA 934149748 - Management
RECORD DATE 09-Mar-2015 HOLDING RECON DATE 09-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 05-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Management For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Management For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Management For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Management For For
1E. ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER Management For For
1F. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Management For For
1G. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Management For For
1H. ELECTION OF DIRECTOR: JAMES H. OZANNE Management For For
1I. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Management For For
1J. ELECTION OF DIRECTOR: FILIPPO PASSERINI Management For For
1K. ELECTION OF DIRECTOR: DONALD C. ROOF Management For For
1L. ELECTION OF DIRECTOR: KEITH WIMBUSH Management For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management For For
COMPENSATION
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Page 11 of 33 09-Jul-2015
VOTE SUMMARY
SWIFT TRANSPORTATION CO.
SECURITY 87074U101 MEETING TYPE Annual
TICKER SYMBOL SWFT MEETING DATE 08-May-2015
ISIN US87074U1016 AGENDA 934169649 - Management
RECORD DATE 18-Mar-2015 HOLDING RECON DATE 18-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 07-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------- ------------ ---- -----------
1. DIRECTOR Management
1 JERRY MOYES For For
2 RICHARD H. DOZER For For
3 DAVID VANDER PLOEG For For
4 GLENN BROWN For For
5 JOSE A. CARDENAS For For
6 WILLIAM F. RILEY III For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF SWIFT'S Management For For
NAMED EXECUTIVE OFFICERS
3. ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
SWIFT'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2015.
4. STOCKHOLDER PROPOSAL TO DEVELOP A RECAPITALIZATION Shareholder For Against
PLAN.
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Page 12 of 33 09-Jul-2015
VOTE SUMMARY
SYNCHRONOSS TECHNOLOGIES, INC.
SECURITY 87157B103 MEETING TYPE Annual
TICKER SYMBOL SNCR MEETING DATE 11-May-2015
ISIN US87157B1035 AGENDA 934175680 - Management
RECORD DATE 16-Mar-2015 HOLDING RECON DATE 16-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 WILLIAM J. CADOGAN For For
2 STEPHEN G. WALDIS For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE THE COMPANY'S 2015 EQUITY INCENTIVE PLAN. Management For For
4. TO APPROVE ON A NON-BINDING ADVISORY BASIS THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
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Page 13 of 33 09-Jul-2015
VOTE SUMMARY
CON-WAY INC.
SECURITY 205944101 MEETING TYPE Annual
TICKER SYMBOL CNW MEETING DATE 12-May-2015
ISIN US2059441012 AGENDA 934163027 - Management
RECORD DATE 17-Mar-2015 HOLDING RECON DATE 17-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------- ------------ ---- -----------
1A. ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Management For For
1B. ELECTION OF DIRECTOR: MICHAEL J. MURRAY Management For For
1C. ELECTION OF DIRECTOR: EDITH R. PEREZ Management For For
1D. ELECTION OF DIRECTOR: P. CODY PHIPPS Management For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1F. ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Management For For
1G. ELECTION OF DIRECTOR: WAYNE R. SHURTS Management For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Management For For
1I. ELECTION OF DIRECTOR: PETER W. STOTT Management For For
1J. ELECTION OF DIRECTOR: ROY W. TEMPLIN Management For For
1K. ELECTION OF DIRECTOR: CHELSEA C. WHITE III Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
3. RATIFY APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
4. SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ACTION Shareholder For Against
BY WRITTEN CONSENT
5. SHAREHOLDER PROPOSAL RELATING TO ACCELERATED VESTING Shareholder For Against
OF EQUITY AWARDS
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Page 14 of 33 09-Jul-2015
VOTE SUMMARY
THE JOINT CORP.
SECURITY 47973J102 MEETING TYPE Annual
TICKER SYMBOL JYNT MEETING DATE 12-May-2015
ISIN US47973J1025 AGENDA 934199604 - Management
RECORD DATE 24-Mar-2015 HOLDING RECON DATE 24-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JOHN B. RICHARDS For For
2 JOHN LEONESIO For For
3 WILLIAM R. FIELDS For For
4 RONALD V. DAVELLA For For
5 CRAIG P. COLMAR For For
6 STEVEN P. COLMAR For For
7 BRET SANDERS For For
2. RATIFICATION OF THE APPOINTMENT OF EKS&H LLLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 15 of 33 09-Jul-2015
VOTE SUMMARY
U.S. CONCRETE, INC.
SECURITY 90333L201 MEETING TYPE Annual
TICKER SYMBOL USCR MEETING DATE 14-May-2015
ISIN US90333L2016 AGENDA 934158331 - Management
RECORD DATE 19-Mar-2015 HOLDING RECON DATE 19-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 13-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 EUGENE I. DAVIS For For
2 WILLIAM J. SANDBROOK For For
3 KURT M. CELLAR For For
4 MICHAEL D. LUNDIN For For
5 ROBERT M. RAYNER For For
6 COLIN M. SUTHERLAND For For
7 THEODORE P. ROSSI For For
2. RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
3. ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF Management For For
OUR NAMED EXECUTIVE OFFICERS.
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Page 16 of 33 09-Jul-2015
VOTE SUMMARY
TASER INTERNATIONAL, INC.
SECURITY 87651B104 MEETING TYPE Annual
TICKER SYMBOL TASR MEETING DATE 18-May-2015
ISIN US87651B1044 AGENDA 934150993 - Management
RECORD DATE 17-Mar-2015 HOLDING RECON DATE 17-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 RICHARD CARMONA For For
2 BRET TAYLOR For For
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management For For
COMPENSATION.
3. TO RATIFY APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR FISCAL YEAR 2015.
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Page 17 of 33 09-Jul-2015
VOTE SUMMARY
THE ULTIMATE SOFTWARE GROUP, INC.
SECURITY 90385D107 MEETING TYPE Annual
TICKER SYMBOL ULTI MEETING DATE 18-May-2015
ISIN US90385D1072 AGENDA 934165413 - Management
RECORD DATE 24-Mar-2015 HOLDING RECON DATE 24-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MARC D. SCHERR Management For For
1B. ELECTION OF DIRECTOR: RICK A. WILBER Management For For
1C. ELECTION OF DIRECTOR: JAMES A. FITZPATRICK JR Management For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS ULTIMATE'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Management For For
COMPENSATION PAID TO ULTIMATE'S NAMED EXECUTIVE
OFFICERS.
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Page 18 of 33 09-Jul-2015
VOTE SUMMARY
GRAND CANYON EDUCATION, INC.
SECURITY 38526M106 MEETING TYPE Annual
TICKER SYMBOL LOPE MEETING DATE 18-May-2015
ISIN US38526M1062 AGENDA 934167760 - Management
RECORD DATE 23-Mar-2015 HOLDING RECON DATE 23-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1A ELECTION OF DIRECTOR: BRENT D. RICHARDSON Management For For
1B ELECTION OF DIRECTOR: BRIAN E. MUELLER Management For For
1C ELECTION OF DIRECTOR: DAVID J. JOHNSON Management For For
1D ELECTION OF DIRECTOR: JACK A. HENRY Management For For
1E ELECTION OF DIRECTOR: BRADLEY A. CASPER Management For For
1F ELECTION OF DIRECTOR: KEVIN F. WARREN Management For For
1G ELECTION OF DIRECTOR: SARA R. DIAL Management For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Management For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
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Page 19 of 33 09-Jul-2015
VOTE SUMMARY
LANDSTAR SYSTEM, INC.
SECURITY 515098101 MEETING TYPE Annual
TICKER SYMBOL LSTR MEETING DATE 19-May-2015
ISIN US5150981018 AGENDA 934170224 - Management
RECORD DATE 24-Mar-2015 HOLDING RECON DATE 24-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 18-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JAMES B. GATTONI For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
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Page 20 of 33 09-Jul-2015
VOTE SUMMARY
SKULLCANDY INC
SECURITY 83083J104 MEETING TYPE Annual
TICKER SYMBOL SKUL MEETING DATE 20-May-2015
ISIN US83083J1043 AGENDA 934175298 - Management
RECORD DATE 30-Mar-2015 HOLDING RECON DATE 30-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 19-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 S. HOBY DARLING For For
2 JEFF KEARL For For
3 HEIDI O'NEILL For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2015.
3. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
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Page 21 of 33 09-Jul-2015
VOTE SUMMARY
CARMIKE CINEMAS, INC.
SECURITY 143436400 MEETING TYPE Annual
TICKER SYMBOL CKEC MEETING DATE 28-May-2015
ISIN US1434364006 AGENDA 934189576 - Management
RECORD DATE 02-Apr-2015 HOLDING RECON DATE 02-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 ROLAND C. SMITH For For
2 MARK R. BELL For For
3 JEFFREY W. BERKMAN For For
4 SEAN T. ERWIN For For
5 JAMES A. FLEMING For For
6 S. DAVID PASSMAN III For For
7 PATRICIA A. WILSON For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE AND TOUCHE LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2015.
3. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. Management For For
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Page 22 of 33 09-Jul-2015
VOTE SUMMARY
RING CENTRAL, INC.
SECURITY 76680R206 MEETING TYPE Annual
TICKER SYMBOL RNG MEETING DATE 01-Jun-2015
ISIN US76680R2067 AGENDA 934218858 - Management
RECORD DATE 24-Apr-2015 HOLDING RECON DATE 24-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------- ----------- ---- -----------
1. TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF
RINGCENTRAL, INC. TO DECLASSIFY THE BOARD OF DIRECTORS.
2. DIRECTOR Management
1 VLADIMIR SHMUNIS* For For
2 NEIL WILLIAMS* For For
3 ROBERT THEIS* For For
4 MICHAEL KOUREY* For For
5 MICHELLE MCKENNA-DOYLE* For For
6 ROBERT THEIS# For For
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
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Page 23 of 33 09-Jul-2015
VOTE SUMMARY
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 04-Jun-2015
ISIN US02553E1064 AGENDA 934192662 - Management
RECORD DATE 06-Apr-2015 HOLDING RECON DATE 06-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: JANICE E. PAGE Management For For
1.2 ELECTION OF DIRECTOR: DAVID M. SABLE Management For For
1.3 ELECTION OF DIRECTOR: NOEL J. SPIEGEL Management For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 30, 2016.
3. HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR Management For For
NAMED EXECUTIVE OFFICERS.
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Page 24 of 33 09-Jul-2015
VOTE SUMMARY
ACORDA THERAPEUTICS, INC.
SECURITY 00484M106 MEETING TYPE Annual
TICKER SYMBOL ACOR MEETING DATE 09-Jun-2015
ISIN US00484M1062 AGENDA 934206714 - Management
RECORD DATE 13-Apr-2015 HOLDING RECON DATE 13-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 08-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 BARRY GREENE For For
2 IAN SMITH For For
2. TO APPROVE THE ACORDA THERAPEUTICS, INC. 2015 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015
4. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management For For
COMPENSATION
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Page 25 of 33 09-Jul-2015
VOTE SUMMARY
INCONTACT INC
SECURITY 45336E109 MEETING TYPE Annual
TICKER SYMBOL SAAS MEETING DATE 10-Jun-2015
ISIN US45336E1091 AGENDA 934195911 - Management
RECORD DATE 15-Apr-2015 HOLDING RECON DATE 15-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 THEODORE STERN For For
2 PAUL JARMAN For For
3 STEVE BARNETT For For
4 MARK J. EMKJER For For
5 BLAKE O. FISHER, JR. For For
6 PAUL F. KOEPPE For For
7 HAMID AKHAVAN For For
2. TO APPROVE AN AMENDMENT TO THE INCONTACT 2008 Management Against Against
EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF
COMMON SHARES AVAILABLE FOR AWARDS UNDER THE
PLAN BY 2,000,000 TO A TOTAL OF 9,772,500 SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2015.
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Page 26 of 33 09-Jul-2015
VOTE SUMMARY
NEOGENOMICS, INC.
SECURITY 64049M209 MEETING TYPE Annual
TICKER SYMBOL NEO MEETING DATE 12-Jun-2015
ISIN US64049M2098 AGENDA 934231438 - Management
RECORD DATE 16-Apr-2015 HOLDING RECON DATE 16-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: DOUGLAS M. VANOORT Management For For
1B. ELECTION OF DIRECTOR: STEVEN C. JONES Management For For
1C. ELECTION OF DIRECTOR: KEVIN C. JOHNSON Management For For
1D. ELECTION OF DIRECTOR: RAYMOND R. HIPP Management For For
1E. ELECTION OF DIRECTOR: WILLIAM J. ROBISON Management For For
1F. ELECTION OF DIRECTOR: BRUCE K. CROWTHER Management For For
1G. ELECTION OF DIRECTOR: LYNN A. TETRAULT Management For For
1H. ELECTION OF DIRECTOR: ALISON L. HANNAH Management For For
2. AMENDMENT OF THE AMENDED AND RESTATED EQUITY Management For For
INCENTIVE PLAN. TO APPROVE THAT THE COMPANY'S AMENDED
AND RESTATED EQUITY INCENTIVE PLAN BE AMENDED TO ADD
2,500,000 SHARES OF THE COMPANY'S COMMON STOCK TO THE
RESERVE AVAILABLE FOR NEW AWARDS.
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Page 27 of 33 09-Jul-2015
VOTE SUMMARY
KERYX BIOPHARMACEUTICALS, INC.
SECURITY 492515101 MEETING TYPE Annual
TICKER SYMBOL KERX MEETING DATE 16-Jun-2015
ISIN US4925151015 AGENDA 934213567 - Management
RECORD DATE 20-Apr-2015 HOLDING RECON DATE 20-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 KEVIN J. CAMERON For For
2 JOSEPH FECZKO, M.D. For For
3 WYCHE FOWLER, JR. For For
4 JACK KAYE For For
5 GREGORY P. MADISON For For
6 DANIEL REGAN For For
7 MICHAEL P. TARNOK For For
2 THE RATIFICATION OF APPOINTMENT OF UHY LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
3 THE APPROVAL OF THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT.
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Page 28 of 33 09-Jul-2015
VOTE SUMMARY
VASCO DATA SECURITY INTERNATIONAL, INC.
SECURITY 92230Y104 MEETING TYPE Annual
TICKER SYMBOL VDSI MEETING DATE 17-Jun-2015
ISIN US92230Y1047 AGENDA 934209455 - Management
RECORD DATE 23-Apr-2015 HOLDING RECON DATE 23-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 16-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 T. KENDALL HUNT For For
2 MICHAEL P. CULLINANE For For
3 JOHN N. FOX, JR. For For
4 JEAN K. HOLLEY For For
5 MATTHEW MOOG For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
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Page 29 of 33 09-Jul-2015
VOTE SUMMARY
NORDIC AMERICAN TANKERS LIMITED
SECURITY G65773106 MEETING TYPE Annual
TICKER SYMBOL NAT MEETING DATE 19-Jun-2015
ISIN BMG657731060 AGENDA 934213024 - Management
RECORD DATE 23-Apr-2015 HOLDING RECON DATE 23-Apr-2015
CITY / COUNTRY / Bermuda VOTE DEADLINE DATE 18-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: HERBJORN HANSSON Management For For
1B. ELECTION OF DIRECTOR: ANDREAS OVE UGLAND Management For For
1C. ELECTION OF DIRECTOR: JIM KELLY Management For For
1D. ELECTION OF DIRECTOR: JAN ERIK LANGANGEN Management For For
1E. ELECTION OF DIRECTOR: RICHARD H.K. VIETOR Management For For
1F. ELECTION OF DIRECTOR: JAMES L. GIBBONS Management For For
2. TO APPROVE THE APPOINTMENT OF KPMG AS AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS.
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Page 30 of 33 09-Jul-2015
VOTE SUMMARY
FLY LEASING LTD
SECURITY 34407D109 MEETING TYPE Annual
TICKER SYMBOL FLY MEETING DATE 22-Jun-2015
ISIN US34407D1090 AGENDA 934231818 - Management
RECORD DATE 13-May-2015 HOLDING RECON DATE 13-May-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 16-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------- ----------- ---- -----------
1. TO RE-ELECT ERIK G. BRAATHEN AS A DIRECTOR OF THE Management For
COMPANY.
2. TO RE-ELECT JOSEPH M. DONOVAN AS A DIRECTOR OF THE Management For
COMPANY.
3. TO RE-ELECT EUGENE MCCAGUE AS A DIRECTOR OF THE Management For
COMPANY.
4. TO RE-ELECT SUSAN M. WALTON AS A DIRECTOR OF THE Management For
COMPANY.
5. TO APPOINT DELOITTE & TOUCHE LLP AS THE COMPANY'S Management For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY (THE "BOARD") TO DETERMINE
THEIR REMUNERATION.
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Page 31 of 33 09-Jul-2015
VOTE SUMMARY
CAS MEDICAL SYSTEMS, INC.
SECURITY 124769209 MEETING TYPE Annual
TICKER SYMBOL CASM MEETING DATE 23-Jun-2015
ISIN US1247692098 AGENDA 934211866 - Management
RECORD DATE 27-Apr-2015 HOLDING RECON DATE 27-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 ALAN W. MILINAZZO For For
2 PAUL A. MOLLOY For For
3 THOMAS M. PATTON For For
4 GREGORY P. RAINEY For For
5 JAMES E. THOMAS For For
6 KATHLEEN A. TUNE For For
7 KENNETH R. WEISSHAAR For For
2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM 40,000,000 TO 60,000,000.
3. ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
ACCOUNTANTS FOR 2015.
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Page 32 of 33 09-Jul-2015
VOTE SUMMARY
NU SKIN ENTERPRISES, INC.
SECURITY 67018T105 MEETING TYPE Annual
TICKER SYMBOL NUS MEETING DATE 23-Jun-2015
ISIN US67018T1051 AGENDA 934220485 - Management
RECORD DATE 27-Apr-2015 HOLDING RECON DATE 27-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: NEVIN N. ANDERSEN Management For For
1B. ELECTION OF DIRECTOR: DANIEL W. CAMPBELL Management For For
1C. ELECTION OF DIRECTOR: M. TRUMAN HUNT Management For For
1D. ELECTION OF DIRECTOR: ANDREW D. LIPMAN Management For For
1E. ELECTION OF DIRECTOR: STEVEN J. LUND Management For For
1F. ELECTION OF DIRECTOR: NEIL H. OFFEN Management For For
1G. ELECTION OF DIRECTOR: THOMAS R. PISANO Management For For
1H. ELECTION OF DIRECTOR: EDWINA D. WOODBURY Management For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Management For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 33 of 33 09-Jul-2015
VOTE SUMMARY REPORT
Date range covered: 07/01/2014 to 09/30/2014
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
RENTECH, INC.
MEETING DATE: 07/01/2014 PRIMARY SECURITY ID: 760112102
RECORD DATE: 05/15/2014 MEETING TYPE: Annual TICKER: RTK
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Michael S. Burke Mgmt For For Withhold
Elect Director Wesley K. Clark Mgmt For For Withhold
Elect Director Ronald M. Sega Mgmt For For Withhold
Approve Increase in Size of Board Mgmt For For For
Adopt Majority Voting for Uncontested Election of Mgmt For For For
Directors
Amend Omnibus Stock Plan Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Ratify Auditors Mgmt For For For
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
MEETING DATE: 07/23/2014 PRIMARY SECURITY ID: G96666105
RECORD DATE: 05/30/2014 MEETING TYPE: Annual TICKER: WSH
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Dominic Casserley Mgmt For For For
Elect Director Anna C. Catalano Mgmt For For For
Elect Director Roy Gardner Mgmt For For For
Elect Director Jeremy Hanley Mgmt For For For
Elect Director Robyn S. Kravit Mgmt For For For
Elect Director Wendy E. Lane Mgmt For For For
Elect Director Francisco Luzon Mgmt For For For
Elect Director James F. McCann Mgmt For For For
Elect Director Jaymin Patel Mgmt For For For
Elect Director Douglas B. Roberts Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 07/01/2014 to 09/30/2014
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Michael J. Somers Mgmt For For For
Elect Director Jeffrey W. Ubben Mgmt For For For
Approve Auditors and Authorize Board to Fix Their Mgmt For For For
Remuneration
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Amend Omnibus Stock Plan Mgmt For For For
Renew Directors' Authority to Issue Shares Under Irish Mgmt For Against Against
Law
Authorize Issuance of Equity or Equity-Linked Mgmt For Against Against
Securities without Preemptive Rights
Change Location of Annual Meeting Mgmt For For For
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: 07/30/2014 PRIMARY SECURITY ID: M8769Q102
RECORD DATE: 06/23/2014 MEETING TYPE: Annual TICKER: TEVA
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Meeting for ADR Holders Mgmt
Reelect Dan Propper as Director for a Three Year Term Mgmt For For For
Reelect Ory Slonim as Director for a Three Year Term Mgmt For For For
Reelect Joseph Nitzani as External Director and Mgmt For For For
Approve Director's Remuneration
Elect Jean-Michel Halfon as External Director and Mgmt For For For
Approve Director's Remuneration
Approve Annual Cash Bonus Objectives for CEO and Mgmt For For For
President, for 2014 and Onwards
Approve Grant Annual Equity Awards to CEO and Mgmt For For For
President, Starting 2015
Approve Purchase of D&O Liability Insurance Policie Mgmt For For For
Reappoint Kesselman & Kesselman as Auditors Mgmt For For For
Discuss Financial Statements and the Report of the Mgmt
Board for 2013
VOTE SUMMARY REPORT
Date range covered: 07/01/2014 to 09/30/2014
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
TEVA PHARMACEUTICAL INDUSTRIES LTD.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Vote FOR if you are a controlling shareholder or have Mgmt None Refer Against
a personal interest in one or several resolutions, as
indicated in the proxy card; otherwise, vote AGAINST.
You may not abstain. If you vote FOR, please provide
an explanation to your account manager
VOTE SUMMARY REPORT
Date range covered: 10/01/2014 to 12/31/2014
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
JOHN B. SANFILIPPO & SON, INC.
MEETING DATE: 10/29/2014 PRIMARY SECURITY ID: 800422107
RECORD DATE: 09/02/2014 MEETING TYPE: Annual TICKER: JBSS
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Jim R. Edgar Mgmt For For For
Elect Director Ellen C. Taaffe Mgmt For For For
Elect Director Daniel M. Wright Mgmt For For For
Ratify Auditors Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Approve Omnibus Stock Plan Mgmt For For For
SCANSOURCE, INC.
MEETING DATE: 12/04/2014 PRIMARY SECURITY ID: 806037107
RECORD DATE: 10/08/2014 MEETING TYPE: Annual TICKER: SCSC
PSS INADVERTENTLY DID NOT VOTE ON THIS PROXY. PLEASE REFER TO THE QUARTERLY
CERTIFICATION FOR THE CIRCUMSTANCES SURROUNDING THIS SITUATION.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Steven R. Fischer Mgmt For For
Elect Director Michael L. Baur Mgmt For For
Elect Director Peter C. Browning Mgmt For For
Elect Director Michael J. Grainger Mgmt For For
Elect Director John P. Reilly Mgmt For For
Elect Director Charles R. Whitchurch Mgmt For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
Ratify Auditors Mgmt For For
FTD COMPANIES, INC.
MEETING DATE: 12/11/2014 PRIMARY SECURITY ID: 30281V108
RECORD DATE: 10/30/2014 MEETING TYPE: Special TICKER: FTD
VOTE SUMMARY REPORT
Date range covered: 10/01/2014 to 12/31/2014
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
FTD COMPANIES, INC.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Issue Shares in Connection with Acquisition Mgmt For For For
Adjourn Meeting Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 01/01/2015 to 03/31/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
NOVARTIS AG
MEETING DATE: 02/27/2015 PRIMARY SECURITY ID: H5820Q150
RECORD DATE: 01/15/2015 MEETING TYPE: Annual TICKER: NOVN
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Meeting for ADR Holders Mgmt
Accept Financial Statements and Statutory Reports Mgmt For For For
Approve Discharge of Board and Senior Management Mgmt For For For
Approve Allocation of Income and Dividends of CHF Mgmt For For For
2.60 per Share
Approve CHF 14.6 Million Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
Amend Articles Re: Ordinance Against Excessive Mgmt For For For
Remuneration at Listed Companies
Approve Maximum Remuneration of Board of Directors in Mgmt For For For
the Amount of CHF 7.7 Million
Approve Maximum Remuneration of Executive Committee in Mgmt For For For
the Amount of CHF 84 Million
Approve Remuneration Report Mgmt For For For
Reelect Joerg Reinhardt as Director and Board Chairman Mgmt For For For
Reelect Dimitri Azar as Director Mgmt For For For
Reelect Verena Briner as Director Mgmt For For For
Reelect Srikant Datar as Director Mgmt For For For
Reelect Ann Fudge as Director Mgmt For For For
Reelect Pierre Landolt as Director Mgmt For For For
Reelect Andreas von Planta as Director Mgmt For For For
Reelect Charles Sawyers as Director Mgmt For For For
Reelect Enrico Vanni as Director Mgmt For For For
Reelect William Winters as Director Mgmt For For For
Elect Nancy Andrews as Director Mgmt For For For
Appoint Srikant Datar as Member of the Compensation Mgmt For For For
Committee
VOTE SUMMARY REPORT
Date range covered: 01/01/2015 to 03/31/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
NOVARTIS AG
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Appoint Ann Fudge as Member of the Compensation Mgmt For For For
Committee
Appoint Enrico Vanni as Member of the Compensation Mgmt For For For
Committee
Appoint William Winters as Member of the Compensation Mgmt For For For
Committee
Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For
Designate Peter Zahn as Independent Proxy Mgmt For For For
Transact Other Business (Voting) Mgmt For Against Against
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: 03/13/2015 PRIMARY SECURITY ID: Y74718100
RECORD DATE: 12/31/2014 MEETING TYPE: Annual TICKER: 005930
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Approve Financial Statements and Allocation of Income Mgmt For For For
Elect Kim Han-Joong as Outside Director Mgmt For For For
Elect Lee Byung-Gi as Outside Director Mgmt For For For
Elect Kwon Oh-Hyun as Inside Director Mgmt For For For
Elect Kim Han-Joong as Member of Audit Committee Mgmt For For For
Approve Total Remuneration of Inside Directors and Mgmt For For For
Outside Directors
THE FEMALE HEALTH COMPANY
MEETING DATE: 03/19/2015 PRIMARY SECURITY ID: 314462102
RECORD DATE: 01/14/2015 MEETING TYPE: Annual TICKER: FHCO
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director David R. Bethune Mgmt For Withhold Withhold
VOTE SUMMARY REPORT
Date range covered: 01/01/2015 to 03/31/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
THE FEMALE HEALTH COMPANY
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Donna Felch Mgmt For Withhold Withhold
Elect Director Mary Margaret Frank Mgmt For Withhold Withhold
Elect Director William R. Gargiulo, Jr. Mgmt For Withhold Withhold
Elect Director Karen King Mgmt For Withhold Withhold
Elect Director Andrew S. Love Mgmt For Withhold Withhold
Elect Director O.B. Parrish Mgmt For Withhold Withhold
Ratify McGladrey LLP as Auditors Mgmt For For For
SK TELECOM CO.
MEETING DATE: 03/20/2015 PRIMARY SECURITY ID: Y4935N104
RECORD DATE: 12/31/2014 MEETING TYPE: Annual TICKER: 017670
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Meeting for ADR Holders Mgmt
Approve Financial Statements and Allocation of Income Mgmt For For For
Amend Articles of Incorporation Mgmt For For For
Elect Jang Dong-Hyun as Inside Director Mgmt For For For
Elect Lee Jae-Hoon as Member of Audit Committee Mgmt For For For
Approve Total Remuneration of Inside Directors and Mgmt For For For
Outside Directors
TOYO TANSO CO LTD
MEETING DATE: 03/26/2015 PRIMARY SECURITY ID: J92689108
RECORD DATE: 12/31/2014 MEETING TYPE: Annual TICKER: 5310
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Approve Allocation of Income, with a Final Dividend of Mgmt For For For
JPY 22
VOTE SUMMARY REPORT
Date range covered: 01/01/2015 to 03/31/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
TOYO TANSO CO LTD
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Morita, Junko Mgmt For Against Against
Elect Director Noami, Akira Mgmt For Against Against
Elect Director Konishi, Takashi Mgmt For For For
Elect Director Zhan GuoBin Mgmt For For For
Elect Director Arno Cloos Mgmt For For For
Elect Director Kitabatake, Makoto Mgmt For For For
Elect Director Nogi, Kiyoshi Mgmt For For For
Elect Director Yamada, Shogo Mgmt For For For
Appoint Statutory Auditor Tanaka, Koichiro Mgmt For Against Against
Appoint Alternate Statutory Auditor Edo, Tadashi Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
TERADATA CORPORATION
MEETING DATE: 04/28/2015 PRIMARY SECURITY ID: 88076W103
RECORD DATE: 02/27/2015 MEETING TYPE: Annual TICKER: TDC
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Lisa R. Bacus Mgmt For For For
Elect Director Michael F. Koehler Mgmt For For For
Elect Director James M. Ringler Mgmt For For For
Elect Director John G. Schwarz Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For Against Against
Compensation
Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For
AGGREKO PLC
MEETING DATE: 04/29/2015 PRIMARY SECURITY ID: G0116S185
RECORD DATE: 04/27/2015 MEETING TYPE: Annual TICKER: AGK
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Accept Financial Statements and Statutory Reports Mgmt For For For
Approve Remuneration Policy Mgmt For For For
Approve Remuneration Report Mgmt For For For
Approve Final Dividend Mgmt For For For
Elect Carole Cran as Director Mgmt For For For
Elect Chris Weston as Director Mgmt For For For
Elect Uwe Krueger as Director Mgmt For For For
Re-elect Ken Hanna as Director Mgmt For For For
Re-elect Debajit Das as Director Mgmt For For For
Re-elect Asterios Satrazemis as Director Mgmt For For For
Re-elect David Taylor-Smith as Director Mgmt For For For
Re-elect Russell King as Director Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
AGGREKO PLC
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Re-elect Diana Layfield as Director Mgmt For For For
Re-elect Robert MacLeod as Director Mgmt For For For
Re-elect Ian Marchant as Director Mgmt For For For
Re-elect Rebecca McDonald as Director Mgmt For For For
Reappoint PricewaterhouseCoopers as Auditors Mgmt For For For
Authorise the Audit Committee to Fix Remuneration of Mgmt For For For
Auditors
Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
Approve Long-Term Incentive Plan Mgmt For For For
Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
Authorise Market Purchase of Ordinary Shares Mgmt For For For
Authorise the Company to Call EGM with Mgmt For For For
Two Weeks' Notice Authorise Purchase of B Shares Mgmt For For For
CENTRAL GOLDTRUST
MEETING DATE: 05/01/2015 PRIMARY SECURITY ID: 153546106
RECORD DATE: 03/02/2015 MEETING TYPE: Proxy Contest TICKER: GTU.UN
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Management Proxy (White Card) Mgmt
Approve Ernst & Young LLP as Auditors and Authorize Mgmt For For Do Not Vote
Trustees to Fix Their Remuneration
Elect Trustee Brian E. Felske Mgmt For For Do Not Vote
Elect Trustee Glenn C. Fox Mgmt For For Do Not Vote
Elect Trustee Bruce D. Heagle Mgmt For For Do Not Vote
Elect Trustee Ian M.T. McAvity Mgmt For For Do Not Vote
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
CENTRAL GOLDTRUST
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Trustee Michael A. Parente Mgmt For For Do Not Vote
Elect Trustee Jason A. Schwandt Mgmt For For Do Not Vote
Elect Trustee J.C. Stefan Spicer Mgmt For For Do Not Vote
Approve Advance Notice Policy Mgmt For Against Do Not Vote
Amend Declaration of Trust SH Against Against Do Not Vote
Dissident Proxy (Blue Card) Mgmt
Fix Number of Directors at Seven SH For Do Not Vote For
Elect Trustee Richard M. Maskobi SH For Do Not Vote For
Elect Trustee Kurt W.M. Brands SH For Do Not Vote For
Elect Trustee R. Gregory Lemaich SH For Do Not Vote For
Elect Trustee Stephen T. Moore SH For Do Not Vote For
Elect Trustee Andrew J. Papierz SH For Do Not Vote For
Amend Declaration of Trust SH For Do Not Vote For
Approve Ernst & Young LLP as Auditors and Authorize Mgmt For Do Not Vote For
Board to Fix Their Remuneration
Approve Advance Notice Policy Mgmt For Do Not Vote For
ADIDAS AG
MEETING DATE: 05/07/2015 PRIMARY SECURITY ID: D0066B185
RECORD DATE: MEETING TYPE: Annual TICKER: ADS
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2014 (Non-Voting)
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
ADIDAS AG
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Approve Allocation of Income and Dividends of EUR Mgmt For For For
1.50 per Share
Approve Discharge of Management Board for Fiscal 2014 Mgmt For For For
Approve Discharge of Supervisory Board for Fiscal 2014 Mgmt For For For
Approve Remuneration System for Management Board Mgmt For For For
Members
Approve Creation of EUR 25 Million Pool of Capital Mgmt For For For
without Preemptive Rights
Ratify KPMG AG as Auditors for Fiscal 2015 Mgmt For For For
Ratify KMPG as Auditors for the 2015 Half Year Report Mgmt For For For
VERIZON COMMUNICATIONS INC.
MEETING DATE: 05/07/2015 PRIMARY SECURITY ID: 92343V104
RECORD DATE: 03/09/2015 MEETING TYPE: Annual TICKER: VZ
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Shellye L. Archambeau Mgmt For For For
Elect Director Mark T. Bertolini Mgmt For For For
Elect Director Richard L. Carrion Mgmt For For For
Elect Director Melanie L. Healey Mgmt For For For
Elect Director M. Frances Keeth Mgmt For For For
Elect Director Lowell C. McAdam Mgmt For For For
Elect Director Donald T. Nicolaisen Mgmt For For For
Elect Director Clarence Otis, Jr. Mgmt For For For
Elect Director Rodney E. Slater Mgmt For For For
Elect Director Kathryn A. Tesija Mgmt For For For
Elect Director Gregory D. Wasson Mgmt For For For
Ratify Ernst & Young LLP as Auditors Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
VERIZON COMMUNICATIONS INC.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Report on Net Neutrality SH Against For For
Report on Indirect Political Contributions SH Against For For
Submit Severance Agreement (Change-in-Control) to SH Against For For
Shareholder Vote
Stock Retention/Holding Period SH Against For For
Provide Right to Act by Written Consent SH Against For For
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: 05/08/2015 PRIMARY SECURITY ID: 580037109
RECORD DATE: 03/12/2015 MEETING TYPE: Annual TICKER: MDR
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director John F. Bookout, III Mgmt For For For
Elect Director Roger A. Brown Mgmt For For For
Elect Director David Dickson Mgmt For For For
Elect Director Stephen G. Hanks Mgmt For For For
Elect Director Gary P. Luquette Mgmt For For For
Elect Director William H. Schumann, III Mgmt For For For
Elect Director Mary L. Shafer-Malicki Mgmt For For For
Elect Director David A. Trice Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For Against Against
Compensation
Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
THE MOSAIC COMPANY
MEETING DATE: 05/14/2015 PRIMARY SECURITY ID: 61945C103
RECORD DATE: 03/18/2015 MEETING TYPE: Annual TICKER: MOS
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
THE MOSAIC COMPANY
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Nancy E. Cooper Mgmt For For For
Elect Director Gregory L. Ebel Mgmt For For For
Elect Director Denise C. Johnson Mgmt For For For
Elect Director Robert L. Lumpkins Mgmt For For For
Elect Director William T. Monahan Mgmt For For For
Elect Director James L. Popowich Mgmt For For For
Elect Director James T. Prokopanko Mgmt For For For
Elect Director Steven M. Seibert Mgmt For For For
Ratify KPMG LLP as Auditors Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
THE WESTERN UNION COMPANY
MEETING DATE: 05/15/2015 PRIMARY SECURITY ID: 959802109
RECORD DATE: 03/19/2015 MEETING TYPE: Annual TICKER: WU
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Hikmet Ersek Mgmt For For For
Elect Director Richard A. Goodman Mgmt For For For
Elect Director Jack M. Greenberg Mgmt For For For
Elect Director Betsy D. Holden Mgmt For For For
Elect Director Jeffrey A. Joerres Mgmt For For For
Elect Director Linda Fayne Levinson Mgmt For For For
Elect Director Roberto G. Mendoza Mgmt For For For
Elect Director Michael A. Miles, Jr. Mgmt For For For
Elect Director Robert W. Selander Mgmt For For For
Elect Director Frances Fragos Townsend Mgmt For For For
Elect Director Solomon D. Trujillo Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
THE WESTERN UNION COMPANY
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Approve Omnibus Stock Plan Mgmt For For For
Ratify Ernst & Young LLP as Auditors Mgmt For For For
Provide Right to Act by Written Consent SH Against Against Against
Report on Political Contributions SH Against For For
Amend Bylaws to Establish a Board Committee on Human SH Against Against Against
Rights
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: 05/19/2015 PRIMARY SECURITY ID: 871237103
RECORD DATE: 03/20/2015 MEETING TYPE: Annual TICKER: SYKE
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Charles E. Sykes Mgmt For For For
Elect Director William J. Meurer Mgmt For For For
Elect Director James K. Murray, Jr. Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
SBERBANK OF RUSSIA
MEETING DATE: 05/29/2015 PRIMARY SECURITY ID: X76317100
RECORD DATE: 04/20/2015 MEETING TYPE: Annual TICKER: SBER
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Meeting for ADR/GDR Holders Mgmt
Approve Annual Report Mgmt For For For
Approve Financial Statements Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
SBERBANK OF RUSSIA
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Approve Allocation of Income and Dividends of RUB Mgmt For For For
0.45 per Share
Ratify Auditor Mgmt For For For
Elect 14 Directors by Cumulative Voting Mgmt
Elect Martin Gilman as Director Mgmt None For For
Elect German Gref as Director Mgmt None Against Against
Elect Evsey Gurvich as Director Mgmt None Against Against
Elect Bella Zlatkis as Director Mgmt None Against Against
Elect Nadezhda Ivanova as Director Mgmt None Against Against
Elect Sergey Ignatyev as Director Mgmt None Against Against
Elect Alexey Kudrin as Director Mgmt None Against Against
Elect Georgy Luntovsky as Director Mgmt None Against Against
Elect Vladimir Mau as Director Mgmt None Against Against
Elect Gennady Melikyan as Director Mgmt None Against Against
Elect Alessandro Profumo as Director Mgmt None Against Against
Elect Anton Siluanov as Director Mgmt None Against Against
Elect Sergey Sinelnikov-Murylev as Director Mgmt None For For
Elect Dmitry Tulin as Director Mgmt None Against Against
Elect Nadia Wells as Director Mgmt None For For
Elect Sergey Shvetsov as Director Mgmt None Against Against
Elect Seven Members of Audit Commission Mgmt
Elect Natalya Borodina as Member of Audit Commission Mgmt For For For
Elect Vladimir Volkov as Member of Audit Commission Mgmt For For For
Elect Galina Golubenkova as Member of Audit Commission Mgmt For For For
Elect Tatyana Domanskaya as Member of Audit Commission Mgmt For For For
Elect Yulia Isakhanova as Member of Audit Commission Mgmt For For For
Elect Alexey Minenko as Member of Audit Commission Mgmt For For For
Elect Natalya Revina as Member of Audit Commission Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
SBERBANK OF RUSSIA
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect German Gref as CEO Mgmt For For For
Approve New Edition of Charter Mgmt For For For
Approve New Edition of Regulations on General Meetings Mgmt For For For
Approve New Edition of Regulations on Supervisory Board Mgmt For For For
Approve New Edition of Regulations on Remuneration of Mgmt For For For
Supervisory Board Members
Approve Related-Party Transaction Re: Liability Mgmt For For For
Insurance for Directors, Officers, Company, and Its
Subsidiaries
NABORS INDUSTRIES LTD.
MEETING DATE: 06/02/2015 PRIMARY SECURITY ID: G6359F103
RECORD DATE: 04/06/2015 MEETING TYPE: Annual TICKER: NBR
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director James R. Crane Mgmt For Withhold Withhold
Elect Director John P. Kotts Mgmt For Withhold Withhold
Elect Director Michael C. Linn Mgmt For Withhold Withhold
Elect Director Anthony G. Petrello Mgmt For Withhold Withhold
Elect Director Dag Skattum Mgmt For For Withhold
Elect Director Howard Wolf Mgmt For Withhold Withhold
Elect Director John Yearwood Mgmt For Withhold Withhold
Approve PricewaterhouseCoopers LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their Remuneration Auditors
Approve Broker Non-Vote Bye-law Amendment Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Adopt Retention Ratio for Executives SH Against For For
Require Shareholder Approval of Specific Performance SH Against For For
Metrics in Equity Compensation Plans
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
NABORS INDUSTRIES LTD.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Report on Sustainability, Including Goals and ESG Link SH Against For For
to Executive Compensation
Adopt Proxy Access Right SH Against For For
Require a Majority Vote for the Election of Directors SH Against For For
PDI, INC.
MEETING DATE: 06/03/2015 PRIMARY SECURITY ID: 69329V100
RECORD DATE: 04/17/2015 MEETING TYPE: Annual TICKER: PDII
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Gerald P. Belle Mgmt For For For
Elect Director Nancy S. Lurker Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Amend Omnibus Stock Plan Mgmt For Against Against
Increase Authorized Common Stock Mgmt For Against Against
Ratify BDO USA, LLP as Auditors Mgmt For For For
TITAN INTERNATIONAL, INC.
MEETING DATE: 06/04/2015 PRIMARY SECURITY ID: 88830M102
RECORD DATE: 04/08/2015 MEETING TYPE: Annual TICKER: TWI
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Anthony L. Soave Mgmt For Withhold Withhold
Ratify Grant Thornton LLP as Auditors Mgmt For For For
Change State of Incorporation from Illinois to Delaware Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For Against Against
Compensation
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
TITAN INTERNATIONAL, INC.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Declassify the Board of Directors SH Against For For
FTD COMPANIES, INC.
MEETING DATE: 06/09/2015 PRIMARY SECURITY ID: 30281V108
RECORD DATE: 04/16/2015 MEETING TYPE: Annual TICKER: FTD
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director James T. Armstrong Mgmt For For For
Elect Director Candace H. Duncan Mgmt For For For
Elect Director Dennis Holt Mgmt For For For
Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
Amend Omnibus Stock Plan Mgmt For For For
Approve Qualified Employee Stock Purchase Plan Mgmt For For For
EQUITY COMMONWEALTH
MEETING DATE: 06/16/2015 PRIMARY SECURITY ID: 294628102
RECORD DATE: 04/20/2015 MEETING TYPE: Annual TICKER: EQC
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Sam Zell Mgmt For For
Elect Director James S. Corl Mgmt For For
Elect Director Martin L. Edelmen Mgmt For For
Elect Director Edward A. Glickman Mgmt For For
Elect Director David Helfand Mgmt For For
Elect Director Peter Linneman Mgmt For For
Elect Director James L. Lozier, Jr. Mgmt For For
Elect Director Mary Jane Robertson Mgmt For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
EQUITY COMMONWEALTH
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Kenneth Shea Mgmt For For
Elect Director Gerald A. Spector Mgmt For For
Elect Director James A. Star Mgmt For For
Approve Omnibus Stock Plan Mgmt For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For
Compensation
Ratify Ernst & Young LLP as Auditors Mgmt For For
RENTECH, INC.
MEETING DATE: 06/17/2015 PRIMARY SECURITY ID: 760112102
RECORD DATE: 04/21/2015 MEETING TYPE: Annual TICKER: RTK
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Keith B. Forman Mgmt For For Withhold
Elect Director Halbert S. Washburn Mgmt For For Withhold
Amend Tax Benefits Preservation Plan Mgmt For For For
Approve Reverse Stock Split Mgmt For For For
Reduce Authorized Common Stock Mgmt For For For
Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For
YAHOO! INC.
MEETING DATE: 06/24/2015 PRIMARY SECURITY ID: 984332106
RECORD DATE: 04/27/2015 MEETING TYPE: Annual TICKER: YHOO
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director David Filo Mgmt For For For
Elect Director Susan M. James Mgmt For For For
Elect Director Max R. Levchin Mgmt For For For
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
YAHOO! INC.
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Marissa A. Mayer Mgmt For For For
Elect Director Thomas J. McInerney Mgmt For For For
Elect Director Charles R. Schwab Mgmt For For For
Elect Director H. Lee Scott, Jr. Mgmt For For For
Elect Director Jane E. Shaw Mgmt For For For
Elect Director Maynard G. Webb, Jr. Mgmt For For For
Advisory Vote to Ratify Named Executive Officers' Mgmt For For For
Compensation
Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For
Establish Board Committee on Human Rights SH Against Against Against
Provide Right to Act by Written Consent SH Against For For
YUSEN LOGISTICS CO LTD
MEETING DATE: 06/26/2015 PRIMARY SECURITY ID: J98504103
RECORD DATE: 03/31/2015 MEETING TYPE: Annual TICKER: 9370
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Approve Allocation of Income, with a Final Dividend of Mgmt For For For
JPY 10
Elect Director Murakami, Shoji Mgmt For For For
Elect Director Kotoku, Kenichi Mgmt For For For
Elect Director Futami, Akio Mgmt For For For
Elect Director Kimura, Toshiyuki Mgmt For For For
Elect Director Egawa, Hideo Mgmt For For For
Appoint Statutory Auditor Nakanishi, Hidetoshi Mgmt For For For
Appoint Statutory Auditor Satani, Makoto Mgmt For For For
Appoint Statutory Auditor Egami, Setsuko Mgmt For For For
Approve Retirement Bonus Payment for Director and Mgmt For Against Against
Statutory Auditor
VOTE SUMMARY REPORT
Date range covered: 04/01/2015 to 06/30/2015
Location(s): PEKIN SINGER & STRAUSS ASSET MANAGEMENT
Institution Account(s): All Institution Accounts
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
MEETING DATE: 06/30/2015 PRIMARY SECURITY ID: G96666105
RECORD DATE: 04/10/2015 MEETING TYPE: Annual TICKER: WSH
VOTING VOTE
PROPOSAL TEXT PROPONENT MGMT REC POLICY REC INSTRUCTION
Elect Director Dominic Casserley Mgmt For For For
Elect Director Anna C. Catalano Mgmt For For For
Elect Director Roy Gardner Mgmt For For For
Elect Director Jeremy Hanley Mgmt For For For
Elect Director Robyn S. Kravit Mgmt For For For
Elect Director Wendy E. Lane Mgmt For For For
Elect Director Francisco Luzon Mgmt For For For
Elect Director James F. McCann Mgmt For Against Against
Elect Director Jaymin Patel Mgmt For For For
Elect Director Douglas B. Roberts Mgmt For For For
Elect Director Michael J. Somers Mgmt For For For
Elect Director Jeffrey W. Ubben Mgmt For For For
Approve Deloitte LLP as Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
Advisory Vote to Ratify Named Executive Officers' Mgmt For Against Against
Compensation
Renew Directors' Authority to Issue Shares Under Irish Mgmt For For For
Law
Authorize Issuance of Equity or Equity-Linked Mgmt For For For
Securities without Preemptive Rights
Change Location of Annual Meeting Mgmt For For For
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: The Auer Growth Fund/SB Auer Funds, LLC
Date of Fiscal Year End: 11/30/14
Date of Reporting Period July 30, 2014 - Sept 31, 2014
[Auer Growth Fund]
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- ---------------------------------- ----------------- ------ --------- -------------
Rio Alto RIOM 76689T104 7-30-14 Ordinary resolution to authorize M Y For For
Mining RIOM to issue number of common
shares in the capital of the
company as necessary to allow
company to acquire 100% ownership
of Sulliden Gold Corp.
Transaction other business as may M Y For For
be properly brought before the
meeting
Kingstone KINS 496719105 8-14-14 Directors: Goldstein, Feinsod, M Y For For
Companies Haft, Seibald, Tupper
Ratify Marcum LLP as accounting M Y For For
firm
Breeze- BZC 106764103 9-16-14 Directors: Kell, Obus, Recke, M Y For For
Eastern Vehlow, Shockley, Wasserman,
Peersen
Ratify Marcum LLP as accounting M Y For For
firm
LGI Homes LGIH 80187T106 9-25-14 Directors: Gage, Sansbury, Steven M Y For For
Inc Smith, Vahradian
Ratify appointment of Ernst & M Y For For
Young as accounting firm
Strattec STRT 863111100 10-7-14 Directors: David Zimmer, Michael M Y For For
Security Koss
Ratify and approve amended and M Y For For
restated STRT stock incentive plan
Approve non-binding advisory M Y For For
proposal on executive compensation
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
Insert additional rows as needed.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: The Auer Growth Fund/SB Auer Funds, LLC
Date of Fiscal Year End: 11/30/14
Date of Reporting Period October 1, 2014 - December 31, 2014
[Auer Growth Fund]
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- -------- ------------------------------- ----------------- ------ --------- -------------
Lam LRCX 512807108 11-6-14 Directors: Anstice, Brandt, M Y For For
Research Cannon, El-
Mansy, Heckart, Inman, Lego, M Y For For
Newberry, Saraswat, Spivey,
Talwalkar
Advisory vote on compensation M Y For For
of named officers "say on pay"
Ratification of appointment of
accounting firm for fiscal year
2015
Sparton SPA 847235108 10-22-14 Directors: Fast, Hartnett, M Y For For
Corp Kummeth, Molfenter, Swartwout,
Wood
Ratify appointment of BDO USA M Y For For
as accounting firm
Approve named executive officer M Y For For
compensation by advisory vote
Approve amendment to SPA's M Y For For
amended and restated code of
regulations to provide that the
state of OH will be exclusive
forum for certain legal actions
Re re-approve material terms of M Y For For
performance goals specified in
SPA 2010 long-term stock
incentive plan
Northeast NBN 663904209 11-20-14 Directors: Glauber, Shapiro, M Y For For
Bancorp Wayne
Approve on advisory, M Y For For
non-binding basis, the
compensation of NBN named
executive officers
Ratify appointment of Ernst & M Y For For
Young for fiscal year ending
6-30-15
Approve, on advisory, M Y For For
non-binding basis, the
frequency of shareholder vote
to approve the compensation of
named executive officers
Hennessy HNNA 425885100 1-29-15 Directors: Neil Hennessy, M Y For For
Advisors Teresa Nilsen, Daniel Steadman,
Henry Hansel, Brian Hennessy,
Daniel, Libarle, Rodger
Offenbach, Thomas Saevy, Susan
Pomila
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- --------------------------------- ----------------- ------ --------- -------------
Approve amendment to our second M Y For For
amended & restated bylaws
Ratify selection of Marcum LLP as M Y For For
accounting firm for HNNA for 2015
Timberland TSBK 887098101 1-27-15 Directors: Andrea Clinton, Ronald M Y For For
Bancorp Robbel
Non-binding advisory approval of M Y For For
compensation of TSBK named
executive officers
Adoption of TSBK 2014 equity M Y For For
incentive plan
Ratification of audit committee's M Y For For
selection of Delap LLP as auditor
for year ending 9-30-15
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------- ----------------- ------ --------- -------------
Insert additional rows as needed.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: The Auer Growth Fund/SB Auer Funds, LLC
Date of Fiscal Year End: 11/30/15
Date of Reporting Period January 1, 2015 - March 31, 2015
[Auer Growth Fund]
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- ------------------------------ ----------------- ------ --------- -------------
Beazer Homes BZH 07556Q881 2-4-15 Directors: Elizabeth Acton, M Y For For
Lauren Alpert, Brian Beazer,
Peter Leemputte, Allan
Merrill, Norma Provencio,
Larry Solari, Stephen
Zelnak Jr
Ratification of Deloitte & M Y For For
Touche by the audit committee
as accounting firm
Approval of an advisory M Y For For
proposal regarding
compensation to named
executive officers
Pulaski Financial PULB 745548107 1-29-15 Directors: Michael Hogan, M Y For For
Timothy Reeves, Lee Wielanski
Ratification of KPMG LLP as M Y For For
accounting firm for fiscal
year ending 9-30-15
Non-binding resolution to M Y For For
approve compensation of named
executive officers
Atwood Oceanics ATW 050095108 2-18-15 Directors: Beck, Dotson, M Y For For
Golden, Helmerich, Miller,
Montague, Saltiel, Wedemeyer
Approve by shareholder M Y For For
non-binding advisory vote,
the compensation of named
executive officers
Ratify appointment of M Y For For
Pricewaterhousecoopers LLP as
auditor
Enanta ENTA 29251M106 2-19-15 Directors: G.S. Golumbeski, M Y For For
Pharmaceuticals PHD, Terry Vance
Ratify appointment of M Y For For
Pricewaterhousecoopers as
accounting firm
Gain Capital GCAP 36268W100 3-12-15 Approve issuance of 5,319,149 M Y For For
Holdings Inc. common stock, par value
$0.00001 per share of GCAP
and 4.125% unsecured
convertible senior notes of
GCAP with an aggregate
principal amount of
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- ------------------------------ ----------------- ------ --------- -------------
$60,000,000 in connection
with the Company's proposed
acquisition of City Index
(Holdings) Limited pursuant
to the Share Purchase
Agreement dtd 10-31-14 by and
amount the Company, City
Index Group Limited, INCAP
Gaming B.V. and IPGL Limited
Approve amendment of cert of M Y For For
incorporation of GCAP to
increase the number of
authorized shares of common
stock from 60,000,000 to
120,000,000 which we refer to
as the "charter amendment
proposal"
Approve removal of Aggregate M Y For For
Share Cap and the Conversion
Share Cap from the terms of
GCAP 4.125% convertible
senior notes due 2018 (the
"existing convertible notes")
issued pursuant to the
indenture dated as of
11-27-13 between GCAP and the
Bank of New York Mellon, as
trustee, in order to provide
the company with additional
flexibility in determining
how to settle the existing
convertible notes
Approve the adjournment of M Y For For
the meeting, if necessary to
solicit additional proxies if
there are not sufficient
votes to approve the
foregoing proposals at the
time of the meeting, which we
refer to as the "adjournment
proposal"
Shilo Industries SHLO 824543102 3-18-15 Directors: Jean Brunol, M Y For For
Michael Hanley, David Hessler
C&J Energy CJES 12467B304 3-20-15 Approval of the agreement and M Y For For
plan of merger, dated as of
June 25, 2014 among C&J
Energy Services, Nabors
Industries LTD and Nabors Red
Lion Limited (as amended from
time to time, the "merger
Agreement")
Approval of a provision in M Y For For
the amended and restated
bye-laws of Nabors Red Lion
LTD that classifies the Red
Lion
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- ------------------------------ ----------------- ------ --------- -------------
board of directors into three
separate classes with
staggered terms. Approval of
this proposal is a condition
to the completion of the
merger contemplated by the
merger agreement
Approval on a non-binding M Y For For
advisory basis of the
compensation payable to C&J
Energy Services named
executive officers in
connection with the merger
contemplated by the merger
agreement
Approval of the adjournment M Y For For
of the special meeting if
necessary or appropriate to
solicit additional proxies in
the event there are not
sufficient votes at the time
of the special meeting to
approve the merger agreement.
Lennar Corp LEN 203057104 4-8-15 Directors: Boltin, Gerard, M Y For For
Gilliam, Hudson, Lapidus,
McClure, Miller, Olivera,
Sonnenfeld
Ratification of appointment M Y For For
of Deloitte & Touche as
accounting firm for fiscal
year ending 11-30-15
Approval on advisory basis of M Y For For
the compensation of LEN's
named executive officers
Synnex Corp. SNX 87162W100 3-24-15 Directors: Steffenson, Murai, M Y For For
Breidenbach, Lee, Miau, Polk,
Quesnel, Wurster, Zitzner,
Zulberti
Advisory vote to approve M Y For For
executive compensation
Ratification of KPMG as M Y For For
accountants
Customers Bancorp CUBI 23204G100 4-23-15 Directors: Sidhu, Choudhrie M Y For For
Ratification of BDO USA, LLP M Y For For
as auditor
Advisory (non-binding) M Y For For
resolutions to approve
compensation of named
executive officers
Ryland Group Inc. RYL 783764103 4-28-15 Directors: Jews, Mansour, M Y For For
Mellor, Metcalfe, Nicholson,
St. Martin, Toomey, Van
Schoonenberg
Advisory vote to approve the M Y For For
compensation for RYL named
executives officers
Ratification of appointment M Y For For
of Ernst &
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ ---------- ------- ------------------------------ ----------------- ------ --------- -------------
Young LLP as accounting firm
for fiscal year ending
12-31-15.
Rowan Companies RDC G7665A101 5-1-15 Re-elect by separate ordinary M Y For For
resolutions for a term to
expire at the Annual General
Meeting of Shareholders to be
held in 2016:
Nominees: Burke, Fox III,
Hearne, Hix, Nimocks,
Peacock, Quicke, Ralls
Sandvold
Ratify Audit committee's M Y For For
appointment of Deloitte &
Touche LLP as accounting firm
for 2015
Re-Appoint Deloitte LLP as M Y For For
the Company's UK statutory
auditor under the UK
Companies Act 2006
To authorize Audit Committee M Y For For
to determine the Company's UK
statutory auditor's
remuneration
Approve as a non-binding M Y For For
advisory vote the Company's
UK statutory implementation
report for the year ended
December 31, 2014
Approve as a non-binding M Y For For
advisory vote the Company's
named executive officer
compensation as reported in
the proxy statement
LGI Homes INc LGIH 50187T106 4-30-15 Directors: Edone, Gage, M Y For For
Lipar, Sansbury, Steven
Smith, Vahradian
Ratify appointment of Ernst & M Y For For
Young as accounting firm for
fiscal year ending
December 21, 2015
Approve the flexible M Y For For
settlement feature in
connection with the potential
conversion of the company's
4.25% convertible notes due
2019.
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- ------------------------------ ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- ------------------------------ ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- ------------------------------ ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- ------------------------------ ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- ------------------------------ ----------------- ------ --------- -------------
Insert additional rows as needed.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: The Auer Growth Fund/SB Auer Funds, LLC
Date of Fiscal Year End: 11/30/15
Date of Reporting Period April 1, 2015 - June 30, 2015
[Auer Growth Fund]
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
Thompson TC 884768102 5-7-15 Directors: Arsenault, Banducci, Freer, M Y For For
Creek Metals Geyer, Giardini, Haddon
Appointment of KPMG LLP as auditors and M Y For For
authorizing the directors to fix their
remuneration
Advisory vote to approve compensation M Y For For
of company's named executive officers
Broadsoft BSFT 11133B409 4-30-15 Directors: Paul Magelli, Douglas Maine M Y For For
Approve on advisory basis the M Y For For
compensation of company's named
executive officers
Ratify selection by the audit committee M Y For For
of the board of directors of
Pricewaterhousecooers LLP as accounting
firm
Art's Way ARTW 043168103 4-22-15 Directors: J. Ward McConnell Jr, Marc M Y For For
Manufacturing McConnell, Buffamante, Castle, Dancy,
Lynch, McClellan
Ratify selection of Eide Bailly LLP as M Y For For
accounting firm
Approve on non-binding advisory basis, M Y For For
named executive officer compensation
Withhold granting of discretionary M Y For For
authority to vote on any other matters
that may properly come before the 2015
annual meeting or any adjournments or
postponements thereof
Nevsun NSU 64156L101 5-4-15 Directors: Angus, Ashby, Clifford M Y For For
Resources Davis, Gayton, German, Munera
LTD Set the number of directors at six (6) M Y For For
Appoint KPMG LLP as auditors of NSU and M Y For For
to authorize the directors to fix their
remuneration
Approve the continuation and M Y For For
ratification
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
of the stock option plan without
change, and approve all unallocated
options issuable pursuant to the stock
options plan for granting pursuant to
the stock option plan
To approve the advisory resolution on M Y For For
the company's approach to executive
compensation
Chemung CHMG 164024101 5-7-15 Directors: Dalrymple, Eggers, Potter, M Y For For
Financial Tyrrell
Approve on a non-binding advisory M Y For For
basis, the compensation of named
executive officers
Approve the CHMG/Chemung Canal Trust M Y For For
Company amended and restated director's
deferred fee plan
Ratify the appointment of Crow Horwath M Y For For
as accounting firm
Great GSBC 390905107 5-6-15 Directors: Carlson, Haden, Turner M Y For For
Southern Non-binding advisory vote to approve M Y For For
Bancorp executive compensation
Ratification of appointment of BKD, LLP M Y For For
as accounting firm
Century CCS 156504300 5-13-15 Directors: Box, Dale Francescon, Robert M Y For For
Communities Francescon, Guericke, Lippman
Proposal to ratify appointment of Ernst M Y For For
& Young as accounting firm
Farmers FFKT 309562106 5-12-15 Directors: Banker, Parker, Phelps, M Y For For
Capital Bank Sutterlin
Proposal to ratify the appointment of M Y For For
BKD, LLP as accounting firm for
calendar year 2015
National NGHC 636220303 5-8-15 Directors: Brecher, Decarlo, Fallon, M Y For For
General Michael Karfunkel, Barry Karfunkel,
Holdings Paris, Zyskind
Ratification of the appointment of BDO M Y For For
USA, LLP as auditor for fiscal year
ending 12-31-15
Natural NHTC 6388P406 5-13-15 Directors: Broady, Chung, Mason, M Y For For
Health O'Brien, Sharng
Trends Approve, by non-binding vote, the M Y For For
compensation of the named executive
officers
Approve, by non-binding vote, the M Y 3 yr 3 yr
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ---------------------------------------- ----------------- ------ --------- -------------
frequency of votes on the compensation
of named executive officers
Ratify appointment of Lane Gorman M Y For For
Trubitt, PLLC as accounting firm for
year ending December 31, 2015
Depomed DEPO 249908104 5-12-15 Directors: Staple, Anido Jr, PHD, M Y For For
Inc. Dawes, Lavigne, Saks MD, Schoeneck,
Zenoff
Approve amendment to company's amended M Y For For
and restated articles of incorporation
to increase the number of authorized
shares of common stock by 100,000,000
shares
To approve, on an advisory basis, the M Y For For
compensation of the company's named
executive officers as disclosed in the
accompanying proxy statement.
Ratify the appointment of Ernst & Young M Y For For
LLP as accounting firm for fiscal year
ending December 31, 2015
Gilead GILD 375558103 6-5-15 Directors: Cogan, Davignon, Hills, M Y For For
Sciences Lofton, Madigan, Martin, Moore,
Whitley, Wilson, Wold-Olson
Ratify Ernst & Young LLP as accounting M Y For For
firm for fiscal year ending
December 31, 2015
Approve an amendment and restatement to M Y For For
GILD's employee stock purchase plan and
International Employee stock purchase
plan
To approve, on an advisory basis, the M Y For For
compensation of named executive
officers as presented in the proxy
statement
To vote on a stockholder proposal, if S Y Against Against
properly presented at the meeting,
requesting that the board takes steps
to permit stockholder action by written
consent
To vote on a stockholder proposal, if S Y Against Against
properly presented at the meeting,
requesting that the board adopt a
policy that the chairman of the board of
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
directors be an independent director
To vote on a stockholder proposal, if S Y Against Against
properly presented at the meeting,
requesting the GILD issue an annual
sustainability report
To vote on a stockholder proposal, if S Y Against Against
properly presented at the meeting,
requesting that the board report on
certain risks to GILD from rising
pressure to contain US specialty drug
prices.
Gaslog GLOP Y2687W108 5-12-15 Elect Robert Allardice III as class I M Y For For
Partners director for a one-year term until the
2016 annual meeting
Elect Pamela Gibson as a class II M Y For For
director to serve for a two-year term
until the 2017 annual meeting
Elect Daniel Bradshaw as a class III M Y For For
director to serve for a three-year term
until the 2018 annual meeting
Ratify the appointment of Deloitte LLP M Y For For
as auditor for fiscal year ending
December 31, 2015
Abraxas AXAS 003830106 5-5-15 Directors: Dean Karrash, Paul A. Powell M Y For For
Petroleum Jr., Edward Russell
Ratify the appointment of BDO USA, LLP M Y For For
as accounting firm for year ending
December 31, 2015
Approve an amendment and restatement of M Y For For
the amended and restate AXAS 2005
long-term equity incentive plan
Approve an amendment and restatement of M Y For For
the AXAS 2005 non-employee directors
long-term equity incentive plan
Approve by advisory vote, a resolution M Y For For
executive compensation
TPG TSLX 87265K102 3-27-15 Directors, Richard Higginbotham, Ronald M Y For For
Specialty Tanemura
Lending Ratify selection of KPMG LLP as M Y For For
accounting firm for fiscal year ending
December 31, 2015
First INBK 320557101 5-18-15 Directors: David Becker, John Keach Jr, M Y For For
Internet
Bancorp
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
David Lovejoy, Ann Murtlow, Ralph
Whitney Jr, Jerry Williams, Jean
Wojtowicz
Approve in advisory (non-binding) vote, M Y For For
the compensation paid to our named
executive officers
Ratify the appointment of BDK, LLP as M Y For For
accounting firm for 2015
Imperial IFT 452834104 5-28-15 Directors: James Chadwick, Michael M Y For For
Holdings Crow, Andrew Dakos, Richard Dayan,
Inc Phillip Goldstein, Gerald Hellerman,
Anthony Mitchell
Vote on an advisory resolution on M Y For For
compensation of certain of the
company's executive officers in 2014
To approve an amendment to the M Y For For
company's bylaws regarding claims that
may be brought by a shareholder on
behalf of the company and/or any class
of current and/or prior shareholders
against the company, its officers and
directors (the "representative claims
bylaw")
To approve the amendment and M Y For For
restatement of the company's 2010
omnibus incentive plan, including
approval of the material terms of the
performance goals under the company's
2010 omnibus incentive plan
To approve an amendment to the M Y For For
company's articles of incorporation to
change the company name to Emergent
Capital Inc.
To ratify the appointment of Grant M Y For For
Thornton LLP as company's accounting
firm for the fiscal year ending
December 31, 2015
Richmont RIC 6547T106 5-7-15 Directors: Greg Chamandy, Renaud Adams, M Y For For
Mines Rene Marion, Elaine Ellingham, Michael
Pesner
Appointment of auditors and authorizing M Y For For
board of directors to fix their
remuneration
Approving and ratifying deferred stock M Y For For
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ---------------------------------------- ----------------- ------ --------- -------------
units plan for a three year period
Approving the unallocated rights and M Y For For
entitlements for a three year period
Community ESXB 203612106 5-15-15 Directors: P. Emerson Hughes Jr, Rex M Y For For
Bankers Smith, John Watkins, Robin Traywick
Trust Williams
Approval of an advisory resolution to M Y For For
endorse the company's executive
compensation program
Advisory vote on the frequency of the M Y 1 yr 1 yr
advisory vote to endorse the company
executive compensation program
Ratification of appointment of BDO USA, M Y For For
LLC as accounting firm for 2015.
Radian RDN 750236101 5-13-15 Directors: Herbert Wedner, David M Y For For
Group Carney, Howard Culang, Lisa Hess,
Stephen Hopkins, Sanford Ibrahm, Brian
Montgomery, Gaetano Muzio, Gregory
Serio, Noel Spigel
Approve by an advisory, non-binding M Y For For
vote, the overall compensation of RDN's
named executive officers
Ratify appointment of M Y For For
Pricewaterhousecoopers LLP as
accounting firm for year ending
December 31, 2015
Taylor TMHC 87724P106 5-27-15 Directors: John Brady, Joe Houssian, M Y For For
Morrison David Merritt, James Sholem
Home Corp Advisory vote to approve the M Y For For
compensation of our named executive
officers
Ratification of the appointment of M Y For For
Deloitte & Touche LLP as accounting firm
Bellatrix BXE 078314101 5-20-15 Directors:, Raymond G. Smith, Doug M Y For For
Exploration Baker, Murray Cobbe, John
Cutherbertson, W C (Mickey) Dunn,
Melvin Hawkrigg, Robert A. Johnson,
Daniel Lewis, Keith MacDonald, Steven
Pully, Murray Todd, Keith Turnbull
Fix the number of directors to be M Y For For
elected at the meeting at twelve members
Appointment of KPMG LLP as auditors M Y For For
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ---------------------------------------- ----------------- ------ --------- -------------
and to authorize the directors to fix
their remunerations as such
Approve and authorize all unallocated M Y For For
options under the share options plan of
the corporation
To consider and approve by ordinary M Y For For
resolution, certain amendments to the
by-laws of the corporation relating to
amending the quorum requirements for
meetings of the shareholders of the
corporation and making certain other
amendments
To consider and approve a special M Y For For
resolution, the full text of which is
set forth in the information circular,
to approve the amendment of the
articles of the corporation in order to
create a new class of preferred shares,
issuable in one or more series
To consider and approve on an advisory, M Y For For
non-binding basis, an ordinary
resolution to accept the corporations
approach to executive compensation
Bluerock BRG 09627J102 5-28-15 Directors: R. Ramin Kamfar, Gary M Y For For
Residential Kachadurian, Brian Bailey, Bobby
Growth Reit Majumder, Romano Tio
Approval of amendment and restatement M Y For For
of the 2014 equity incentive plan for
individuals and the 2014 equity
incentive plan for entities
Ratification of BDO USA, LLP as M Y For For
accounting firm for year ending
December 31, 2015
Strategic BEE 86272T106 5-21-15 Directors: R. P. Bowen, R. Gellein Jr, M Y For For
Hotels 7 J. Jeffs, D.W. Johnson, R. Kincaid, Sir
Resorts D. M.C. Michels, W. Prezant, E. Reilly,
S. Rosenberg
Approval on advisory basis of M Y For For
compensation of named executive
officers as described in proxy statement
Ratification of appointment of M Y For For
Deloitte &
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ----------------------------------- ----------------- ------ --------- -------------
Touche LLP as accounting firm
A non-binding stockholder S Y Against Against
proposal, if properly presented at
the meeting
Atlas Financial AFH G06207115 5-28-15 Directors: Gordon, Pratt, Scott M Y For For
Holdings Wollney, Jordan Kupinsky, Larrys
Swets Jr, John Fitzgerald
Ratification of appointment of BDO M Y For For
USA, LLP as accounting firm for
fiscal year ending 12-31-15
Aircastle AYR G0129K104 5-21-15 Directors: Giovanni Bisignani, M Y For For
Limited Ryusuke Konto, Gentaro Yoya, Peter
Ueberroth
Appointment of Ernst & Young as M Y For For
accounting firm (which constitutes
the auditor for the purpose of
Bermuda law) to audit the
company's financial statements for
fiscal year 2015 and authorize the
directors of AYR, acting by the
audit committee, to determine the
independent registered public
accounting firm's fees
Advisory vote to approve on M Y For For
executive compensation
NV5 Holdings NVEE 62945V109 6-6-15 Directors: Dickerson Wright, M Y For For
Alexander Hockman, Donald Alford,
Jeffrey Liss, William Pruitt,
Gerald Salontai, Francois Tardan
Ratify appointment of Grant M Y For For
Thornton LLP as accounting firm
for fiscal year ending
December 31, 2015
Applied AAOI 03823U102 5-29-15 Directors: William Yeh, Dr. Alex M Y For For
Optoelectronics Ignatiev
Ratification of Grant Thornton LLP M Y For For
as accounting firm for fiscal year
ending December 31, 2015
Universal UVE 91359V107 6-4-15 Directors: Callahan, Downes, M Y For For
Insurance Lewis, Palmieri, Peterson,
Holdings Pietrangelo, Schindler, Springer,
Wilentz MD
Ratification of Plante & Moran, M Y For For
PLLC as accounting firm for fiscal
year ending December 31, 2015
Approach AREX 03834A103 6-2-15 Directors: James Brandi, James M Y For For
Resources Inc Crain
Approve on advisory basis, M Y For For
executive compensation
Approve the Third Amendment to 2007 M Y For For
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
stock incentive plan to increase
maximum number of available shares by
1,525,000 shares
To approve the Third Amendment to 2007 M Y For For
stock incentive plan for purposes of
complying with section 162(m) of
Internal Revenue Code
Ratify appointment of Hein & Associates M Y For For
LLP as accounting firm for fiscal year
ending December 31, 2015
To transact such other business as may M Y For For
properly come before the meeting or any
adjournment or postponement thereof
Barnett BBSI 068463108 5-27-15 Directors: Tom Carley, Michael Elich, M Y For For
Business James Hicks, PH.D., Roger Johnson, Jon
Services Justesen, Anthony Meeker
Approval of company's 2015 stock M Y For For
incentive plan
Ratification of Moss Adams LLP as M Y For For
accounting firm for 2015
Advisory vote to approve executive M Y For For
compensation
Walker & WD 93148P102 6-4-15 Directors: Alan Bowers, Andrew M Y For For
Dunlop Florance, Cynthia Hallenbeck, Michael
Malone, John Rice, Dana Schmaltz,
Howard Smith, William Walker
Ratification of the appointment of the M Y For For
independent registered public
accounting firm
To (1) approve adoption of the M Y For For
company's 2015 equity incentive plan
which constitutes an amendment to and
restatement of the company's 2010
equity incentive plan, as amended and
that would increase the number of
shares reserved under,...(due to space
limits, see proxy statement for full
proposal)
Chatham CHTM 16208T102 5-21-15 Directors: Gerald Goldsmith, Rolf M Y For For
Lodging Ruhfus, Joel Zemans
Trust Ratification of selection of M Y For For
independent registered public
accountants
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- --------------------------------------- ----------------- ------ --------- -------------
Approval, on advisory basis, of M Y For For
executive compensation
Northrim NRIM 666762109 5-28-15 Directors; Beedle, Cash, Copeland, M Y For For
Bancorp Drabek, Hanneman, Karp, Langland,
McCambridge, Nelson, Swalling, Thomas,
Wright
Approve by nonbinding vote, the M Y For For
compensation of the named executive
officers
Ratify selection of Moss Adams LLP as M Y For For
accounting firm for fiscal year 2015
Blackstone BXMT 09257W100 6-16-15 Directors: Nash, Plavin, Cotton, M Y For For
Mortgage Dobrowski, Edelman, Nassau, Sagalyn,
Trust Schreiber
Ratification of Deloitte & Touche LLP M Y For For
as accounting from for fiscal year
ending December 31, 2015
Advisory vote on executive compensation M Y For For
to approve a non-binding advisory vote
on compensation paid to named executive
officers
Banc of BANC 05990K106 5-15-15 Directors: Chat Brownstein, Jeffrey M Y For For
California Karish
Ratification of KPMG LLP as accounting M Y For For
firm for year ending December 31, 2015
Advantage AAV 00765F101 5-27-15 Directors: Balog, Haggis, Mah, M Y For For
Oil & Gas McIntosh, Fagerheim, Angevine
LTD Fix the number of directors of the M Y For For
corporation at six (6)
Appoint Pricewaterhousecoopers LLP as M Y For For
accounting firm and to authorize the
directors to fix their remuneration as
such
To consider and if advisable to pass an M Y For For
ordinary resolution approving all
unallocated options under the AAV stock
option plan as more particularly
described in the accompanying
management information circular of the
corporation dated April 24, 2015 (the
"information circular")
To consider and if deemed advisable, to M Y For For
pass an ordinary resolution approving a
requested and performance award
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ---------------------------------------- ----------------- ------ --------- -------------
incentive plan for the corporation as
more particularly described in the
information circular
To consider and if deemed advisable, to M Y For For
pass an ordinary resolution
re-approving the shareholder rights
plan agreement of the corporation as
more particularly described in the
information circular
Pennymac PFSI 70932B101 6-3-15 Directors: Kurland, Spector, Botein, M Y For For
Financial Hunt, Kinsella, Mazzella, Nanji,
Services Wiedman, Youssouf
Ratify Deloitte & Touche LLP as M Y For For
accounting firm
Empire ERS 29206E100 6-18-15 Directors: Spier, N. Kahn, S. Kahn, M Y For For
Resources Wrubel, Bendheim, Howard, Kass,
Mazurek, Morris Smith
Advisory vote on executive compensation M Y For For
as disclosed in proxy statement
Ratification of Eisneramper LLP as M Y For For
accounting firm
Cartesian CRTN 146534102 6-16-15 Directors: Robert Currey, Donald Klumb, M Y For For
Inc David Mahoney, Micky Wood, Peter
Woodward
Approval, on advisory basis, the M Y For For
compensation of named executive officers
Approval of proposed amendment and M Y For For
restatement of CRTN 1998 equity
incentive plan
Ratification of appointment of Deloitte M Y For For
& Touche LLP as accounting firm for
fiscal year ending 1-2-2016
GWG GWGH 36192A109 6-1-15 Directors: Jon Sabes, Paul Siegert, M Y For For
Holdings Steven Sabes, Charles Maguire III,
David Abramson, Jeffrey McGregor, Shawn
Gensch
Approve amendment to GWGH 2013 stock M Y For For
incentive plan
Ratify appointment of Baker Tilly M Y For For
Virchow Krause, LLP as accounting firm
for fiscal 2015
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ --------- ------- ---------------------------------------- ----------------- ------ --------- -------------
Heritage HRTG 42727J102 6-16-15 Directors: Bruce Lucas, Richard M Y For For
Insurance Widdicombe, Panagiotis Apostolou, Irini
Hold. Barlas, Trifon Houvardas, James
Masiello, Nicholas Pappas, Joseph
Vattamattam, Vijay Walvekar
Ratification of appointment of Grant M Y For For
Thornton LLP as accounting firm for
fiscal year 2015
The New NWHM 645370107 6-18-15 Directors: David Berman, Douglas Neff, M Y For For
Home Nadine Watt
Company Ratification of Ernst & Young LLP as M Y For For
accounting firm for fiscal year ending
12-31-15
Cowen COWN 223622101 6-9-15 Directors: Peter Cohen, Katherine M Y For For
Group Dietze, Steven Kotler, Jerome
Markowitz, Jack nusbaum, Douglas
Rediker, Jeffrey Solomon, Joseph Wright
Ratify appointment of M Y For For
Pricewaterhousecoopers LLP as
accounting firm for fiscall year ending
December 31, 2015
To re-approve the material terms of the M Y For For
performance criteria set forth in the
registered public accounting firm for
the fiscal year ending December 31, 2015
Advisory vote to approve the M Y For For
compensation of the named executive
officers
Whitehorse WHF 96524V106 8-3-15 Directors: Johhd, Bolduc, Rick Puckett M Y For For
Finance Authorize flexibility for the company M Y For For
with the approval of board of directors
to sell shares of common stock (during
next 12 months) at a price below the
then-current net asset value per
shares, subject to certain limitations
described in the proxy statement
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------------- ----------------- ------ --------- -------------
PROPOSED BY VOTE?
SECURITY MEETING MANAGEMENT (M) OR (YES MGMT FUND CAST ITS
SECURITY NAME TICKER ID/CUSIP DATE DESCRIPTION OF MATTER/PROPOSAL SHAREHOLDERS (S) OR NO) RECOMMEND VOTE
------------- ------ -------- ------- --------------------------------------- ----------------- ------ --------- -------------
Insert additional rows as needed.
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED ACCOUNTS
WILLIS GROUP HOLDINGS PLC
SECURITY: G96666105 MEETING TYPE: Annual
TICKER: WSH MEETING DATE: 23-Jul-2014
ISIN IE00B4XGY116 VOTE DEADLINE DATE: 22-Jul-2014
AGENDA 934044885 Management TOTAL BALLOT SHARES: 1361459
LAST VOTE DATE: 13-Jun-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DOMINIC CASSERLEY For None 80770 0 0 0
2 ELECTION OF DIRECTOR: ANNA C. CATALANO For None 80770 0 0 0
3 ELECTION OF DIRECTOR: SIR ROY GARDNER For None 80770 0 0 0
4 ELECTION OF DIRECTOR: SIR JEREMY HANLEY For None 80770 0 0 0
5 ELECTION OF DIRECTOR: ROBYN S. KRAVIT For None 80770 0 0 0
6 ELECTION OF DIRECTOR: WENDY E. LANE For None 80770 0 0 0
7 ELECTION OF DIRECTOR: FRANCISCO LUZON For None 80770 0 0 0
8 ELECTION OF DIRECTOR: JAMES F. MCCANN For None 80770 0 0 0
9 ELECTION OF DIRECTOR: JAYMIN PATEL For None 80770 0 0 0
10 ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS For None 80770 0 0 0
11 ELECTION OF DIRECTOR: MICHAEL J. SOMERS For None 80770 0 0 0
12 ELECTION OF DIRECTOR: JEFFREY W. UBBEN For None 80770 0 0 0
13 TO RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS For None 80770 0 0 0
INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND
AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH
THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S
REMUNERATION.
14 TO APPROVE, ON AN ADVISORY BASIS, THE NAMED For None 80770 0 0 0
EXECUTIVE OFFICER COMPENSATION.
15 TO APPROVE AN AMENDMENT TO THE COMPANY'S WILLIS For None 80770 0 0 0
GROUP HOLDINGS PUBLIC LIMITED COMPANY 2012 EQUITY
INCENTIVE PLAN (THE "2012 PLAN") TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER
THE 2012 PLAN.
16 TO RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES For None 80770 0 0 0
UNDER IRISH LAW.
17 TO RENEW THE DIRECTORS' AUTHORITY TO OPT-OUT OF For None 80770 0 0 0
STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW.
18 TO AUTHORIZE HOLDING THE 2015 ANNUAL GENERAL For None 80770 0 0 0
MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF
IRELAND.
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED ACCOUNTS
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 MEETING TYPE: Annual
TICKER: PG MEETING DATE: 14-Oct-2014
ISIN US7427181091 VOTE DEADLINE DATE: 13-Oct-2014
AGENDA 934070448 Management TOTAL BALLOT SHARES: 661084.2628
LAST VOTE DATE: 12-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ANGELA F. BRALY For None 38200 0 0 0
2 ELECTION OF DIRECTOR: KENNETH I. CHENAULT For None 38200 0 0 0
3 ELECTION OF DIRECTOR: SCOTT D. COOK For None 38200 0 0 0
4 ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN For None 38200 0 0 0
5 ELECTION OF DIRECTOR: A.G. LAFLEY For None 38200 0 0 0
6 ELECTION OF DIRECTOR: TERRY J. LUNDGREN For None 38200 0 0 0
7 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. For None 38200 0 0 0
8 ELECTION OF DIRECTOR: MARGARET C. WHITMAN For None 38200 0 0 0
9 ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER For None 38200 0 0 0
10 ELECTION OF DIRECTOR: PATRICIA A. WOERTZ For None 38200 0 0 0
11 ELECTION OF DIRECTOR: ERNESTO ZEDILLO For None 38200 0 0 0
12 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED For None 38200 0 0 0
PUBLIC ACCOUNTING FIRM
13 APPROVE THE PROCTER & GAMBLE 2014 STOCK AND For None 38200 0 0 0
INCENTIVE COMPENSATION PLAN
14 ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY For None 38200 0 0 0
ON PAY VOTE)
15 SHAREHOLDER PROPOSAL - REPORT ON UNRECYCLABLE Against None 0 38200 0 0
PACKAGING
16 SHAREHOLDER PROPOSAL - REPORT ON ALIGNMENT Against None 0 38200 0 0
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS
LINEAR TECHNOLOGY CORPORATION
SECURITY: 535678106 MEETING TYPE: Annual
TICKER: LLTC MEETING DATE: 05-Nov-2014
ISIN US5356781063 VOTE DEADLINE DATE: 04-Nov-2014
AGENDA 934079256 Management TOTAL BALLOT SHARES: 1111388.7245
LAST VOTE DATE: 02-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ROBERT H. SWANSON, JR. For None 68020 0 0 0
2 ELECTION OF DIRECTOR: LOTHAR MAIER For None 68020 0 0 0
3 ELECTION OF DIRECTOR: ARTHUR C. AGNOS For None 68020 0 0 0
4 ELECTION OF DIRECTOR: JOHN J. GORDON For None 68020 0 0 0
5 ELECTION OF DIRECTOR: DAVID S. LEE For None 68020 0 0 0
6 ELECTION OF DIRECTOR: RICHARD M. MOLEY For None 68020 0 0 0
7 ELECTION OF DIRECTOR: THOMAS S. VOLPE For None 68020 0 0 0
8 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 68020 0 0 0
9 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS For None 68020 0 0 0
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 28, 2015.
10 RE-APPROVAL OF THE EXECUTIVE BONUS PLAN. For None 68020 0 0 0
11 NON-BINDING STOCKHOLDER PROPOSAL REGARDING Against None 0 68020 0 0
DIRECTOR ELECTION MAJORITY VOTE STANDARD.
MICROSOFT CORPORATION
SECURITY: 594918104 MEETING TYPE: Annual
TICKER: MSFT MEETING DATE: 03-Dec-2014
ISIN US5949181045 VOTE DEADLINE DATE: 02-Dec-2014
AGENDA 934087708 Management TOTAL BALLOT SHARES: 1551970.2794
LAST VOTE DATE: 30-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: WILLIAM H. GATES III For None 76330 0 0 0
2 ELECTION OF DIRECTOR: MARIA M. KLAWE For None 76330 0 0 0
3 ELECTION OF DIRECTOR: TERI L. LIST-STOLL For None 76330 0 0 0
4 ELECTION OF DIRECTOR: G. MASON MORFIT For None 76330 0 0 0
5 ELECTION OF DIRECTOR: SATYA NADELLA For None 76330 0 0 0
6 ELECTION OF DIRECTOR: CHARLES H. NOSKI For None 76330 0 0 0
7 ELECTION OF DIRECTOR: HELMUT PANKE For None 76330 0 0 0
8 ELECTION OF DIRECTOR: CHARLES W. SCHARF For None 76330 0 0 0
9 ELECTION OF DIRECTOR: JOHN W. STANTON For None 76330 0 0 0
10 ELECTION OF DIRECTOR: JOHN W. THOMPSON For None 76330 0 0 0
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION For None 76330 0 0 0
12 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR For None 76330 0 0 0
INDEPENDENT AUDITOR FOR FISCAL YEAR 2015
13 SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Against None 0 76330 0 0
SHAREHOLDERS
MEETING DATE RANGE: 01-APR-2015 TO 30-JUN-2015
SELECTED ACCOUNTS
TEXAS INSTRUMENTS INCORPORATED
SECURITY: 882508104 MEETING TYPE: Annual
TICKER: TXN MEETING DATE: 16-Apr-2015
ISIN US8825081040 VOTE DEADLINE DATE: 15-Apr-2015
AGENDA 934128869 Management TOTAL BALLOT SHARES: 1475944
LAST VOTE DATE: 05-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: R.W. BABB, JR. For None 63910 0 0 0
2 ELECTION OF DIRECTOR: M.A. BLINN For None 63910 0 0 0
3 ELECTION OF DIRECTOR: D.A. CARP For None 63910 0 0 0
4 ELECTION OF DIRECTOR: C.S. COX For None 63910 0 0 0
5 ELECTION OF DIRECTOR: R. KIRK For None 63910 0 0 0
6 ELECTION OF DIRECTOR: P.H. PATSLEY For None 63910 0 0 0
7 ELECTION OF DIRECTOR: R.E. SANCHEZ For None 63910 0 0 0
8 ELECTION OF DIRECTOR: W.R. SANDERS For None 63910 0 0 0
9 ELECTION OF DIRECTOR: R.J. SIMMONS For None 63910 0 0 0
10 ELECTION OF DIRECTOR: R.K. TEMPLETON For None 63910 0 0 0
11 ELECTION OF DIRECTOR: C.T. WHITMAN For None 63910 0 0 0
12 BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE For None 63910 0 0 0
COMPANY'S EXECUTIVE COMPENSATION.
13 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST For None 63910 0 0 0
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
M&T BANK CORPORATION
SECURITY: 55261F104 MEETING TYPE: Annual
TICKER: MTB MEETING DATE: 21-Apr-2015
ISIN US55261F1049 VOTE DEADLINE DATE: 20-Apr-2015
AGENDA 934136955 Management TOTAL BALLOT SHARES: 440000
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 BRENT D. BAIRD 24660 0 0 0
2 C. ANGELA BONTEMPO 24660 0 0 0
3 ROBERT T. BRADY 24660 0 0 0
4 T.J. CUNNINGHAM III 24660 0 0 0
5 MARK J. CZARNECKI 24660 0 0 0
6 GARY N. GEISEL 24660 0 0 0
7 JOHN D. HAWKE, JR. 24660 0 0 0
8 PATRICK W.E. HODGSON 24660 0 0 0
9 RICHARD G. KING 24660 0 0 0
10 MELINDA R. RICH 24660 0 0 0
11 ROBERT E. SADLER, JR. 24660 0 0 0
12 HERBERT L. WASHINGTON 24660 0 0 0
13 ROBERT G. WILMERS 24660 0 0 0
2 TO APPROVE THE MATERIAL TERMS OF THE M&T BANK For None 24660 0 0 0
CORPORATION 2009 EQUITY INCENTIVE COMPENSATION
PLAN.
3 TO APPROVE THE COMPENSATION OF M&T BANK For None 24660 0 0 0
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF For None 24660 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2015.
JOHNSON & JOHNSON
SECURITY: 478160104 MEETING TYPE: Annual
TICKER: JNJ MEETING DATE: 23-Apr-2015
ISIN US4781601046 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934134761 Management TOTAL BALLOT SHARES: 658070.9648
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN For None 28690 0 0 0
2 ELECTION OF DIRECTOR: D. SCOTT DAVIS For None 28690 0 0 0
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS For None 28690 0 0 0
4 ELECTION OF DIRECTOR: ALEX GORSKY For None 28690 0 0 0
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST For None 28690 0 0 0
6 ELECTION OF DIRECTOR: MARK B. MCCLELLAN For None 28690 0 0 0
7 ELECTION OF DIRECTOR: ANNE M. MULCAHY For None 28690 0 0 0
8 ELECTION OF DIRECTOR: WILLIAM D. PEREZ For None 28690 0 0 0
9 ELECTION OF DIRECTOR: CHARLES PRINCE For None 28690 0 0 0
10 ELECTION OF DIRECTOR: A. EUGENE WASHINGTON For None 28690 0 0 0
11 ELECTION OF DIRECTOR: RONALD A. WILLIAMS For None 28690 0 0 0
12 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 28690 0 0 0
COMPENSATION
13 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 28690 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
14 SHAREHOLDER PROPOSAL - COMMON SENSE POLICY Against None 0 28690 0 0
REGARDING OVEREXTENDED DIRECTORS
15 SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN Against None 0 28690 0 0
CORPORATE VALUES AND POLITICAL CONTRIBUTIONS
16 SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Against None 0 28690 0 0
T. ROWE PRICE GROUP, INC.
SECURITY: 74144T108 MEETING TYPE: Annual
TICKER: TROW MEETING DATE: 23-Apr-2015
ISIN US74144T1088 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934130749 Management TOTAL BALLOT SHARES: 726120
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MARK S. BARTLETT For None 39170 0 0 0
2 ELECTION OF DIRECTOR: EDWARD C. BERNARD For None 39170 0 0 0
3 ELECTION OF DIRECTOR: MARY K. BUSH For None 39170 0 0 0
4 ELECTION OF DIRECTOR: DONALD B. HEBB, JR. For None 39170 0 0 0
5 ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, For None 39170 0 0 0
III
6 ELECTION OF DIRECTOR: JAMES A.C. KENNEDY For None 39170 0 0 0
7 ELECTION OF DIRECTOR: ROBERT F. MACLELLAN For None 39170 0 0 0
8 ELECTION OF DIRECTOR: BRIAN C. ROGERS For None 39170 0 0 0
9 ELECTION OF DIRECTOR: OLYMPIA J. SNOWE For None 39170 0 0 0
10 ELECTION OF DIRECTOR: DR. ALFRED SOMMER For None 39170 0 0 0
11 ELECTION OF DIRECTOR: DWIGHT S. TAYLOR For None 39170 0 0 0
12 ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE For None 39170 0 0 0
13 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE For None 39170 0 0 0
COMPENSATION PAID BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS.
14 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR For None 39170 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015.
AT&T INC.
SECURITY: 00206R102 MEETING TYPE: Annual
TICKER: T MEETING DATE: 24-Apr-2015
ISIN US00206R1023 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934134064 Management TOTAL BALLOT SHARES: 1567460.8455
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON For None 96060 0 0 0
2 ELECTION OF DIRECTOR: SCOTT T. FORD For None 96060 0 0 0
3 ELECTION OF DIRECTOR: GLENN H. HUTCHINS For None 96060 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM E. KENNARD For None 96060 0 0 0
5 ELECTION OF DIRECTOR: JON C. MADONNA For None 96060 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER For None 96060 0 0 0
7 ELECTION OF DIRECTOR: JOHN B. MCCOY For None 96060 0 0 0
8 ELECTION OF DIRECTOR: BETH E. MOONEY For None 96060 0 0 0
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 96060 0 0 0
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE For None 96060 0 0 0
11 ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR For None 96060 0 0 0
12 ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON For None 96060 0 0 0
13 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 96060 0 0 0
AUDITORS.
14 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. For None 96060 0 0 0
15 POLITICAL SPENDING REPORT. Against None 0 96060 0 0
16 LOBBYING REPORT. Against None 0 96060 0 0
17 SPECIAL MEETINGS. Against None 0 96060 0 0
GENUINE PARTS COMPANY
SECURITY: 372460105 MEETING TYPE: Annual
TICKER: GPC MEETING DATE: 27-Apr-2015
ISIN US3724601055 VOTE DEADLINE DATE: 24-Apr-2015
AGENDA 934132452 Management TOTAL BALLOT SHARES: 652703.6012
LAST VOTE DATE: 05-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DR. MARY B. BULLOCK 36050 0 0 0
2 PAUL D. DONAHUE 36050 0 0 0
3 JEAN DOUVILLE 36050 0 0 0
4 GARY P. FAYARD 36050 0 0 0
5 THOMAS C. GALLAGHER 36050 0 0 0
6 JOHN R. HOLDER 36050 0 0 0
7 JOHN D. JOHNS 36050 0 0 0
8 R.C. LOUDERMILK, JR. 36050 0 0 0
9 WENDY B. NEEDHAM 36050 0 0 0
10 JERRY W. NIX 36050 0 0 0
11 GARY W. ROLLINS 36050 0 0 0
12 E.JENNER WOOD III 36050 0 0 0
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 36050 0 0 0
3 APPROVAL OF 2015 INCENTIVE PLAN. For None 36050 0 0 0
4 RATIFICATION OF THE SELECTION OF ERNST & YOUNG For None 36050 0 0 0
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
UNITED TECHNOLOGIES CORPORATION
SECURITY: 913017109 MEETING TYPE: Annual
TICKER: UTX MEETING DATE: 27-Apr-2015
ISIN US9130171096 VOTE DEADLINE DATE: 24-Apr-2015
AGENDA 934137729 Management TOTAL BALLOT SHARES: 512923.7685
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: JOHN V. FARACI For None 25060 0 0 0
2 ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER For None 25060 0 0 0
3 ELECTION OF DIRECTOR: GREGORY J. HAYES For None 25060 0 0 0
4 ELECTION OF DIRECTOR: EDWARD A. KANGAS For None 25060 0 0 0
5 ELECTION OF DIRECTOR: ELLEN J. KULLMAN For None 25060 0 0 0
6 ELECTION OF DIRECTOR: MARSHALL O. LARSEN For None 25060 0 0 0
7 ELECTION OF DIRECTOR: HAROLD MCGRAW III For None 25060 0 0 0
8 ELECTION OF DIRECTOR: RICHARD B. MYERS For None 25060 0 0 0
9 ELECTION OF DIRECTOR: H. PATRICK SWYGERT For None 25060 0 0 0
10 ELECTION OF DIRECTOR: ANDRE VILLENEUVE For None 25060 0 0 0
11 ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN For None 25060 0 0 0
12 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS For None 25060 0 0 0
INDEPENDENT AUDITOR FOR 2015.
13 AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF For None 25060 0 0 0
OUR NAMED EXECUTIVE OFFICERS.
STRYKER CORPORATION
SECURITY: 863667101 MEETING TYPE: Annual
TICKER: SYK MEETING DATE: 29-Apr-2015
ISIN US8636671013 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934140182 Management TOTAL BALLOT SHARES: 666392.8837
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: HOWARD E. COX, JR. For None 32180 0 0 0
2 ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. For None 32180 0 0 0
3 ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM For None 32180 0 0 0
4 ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI For None 32180 0 0 0
5 ELECTION OF DIRECTOR: ALLAN C. GOLSTON For None 32180 0 0 0
6 ELECTION OF DIRECTOR: KEVIN A. LOBO For None 32180 0 0 0
7 ELECTION OF DIRECTOR: WILLIAM U. PARFET For None 32180 0 0 0
8 ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL For None 32180 0 0 0
9 ELECTION OF DIRECTOR: RONDA E. STRYKER For None 32180 0 0 0
10 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS For None 32180 0 0 0
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2015.
11 APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S For None 32180 0 0 0
NAMED EXECUTIVE OFFICER COMPENSATION.
W.W. GRAINGER, INC.
SECURITY: 384802104 MEETING TYPE: Annual
TICKER: GWW MEETING DATE: 29-Apr-2015
ISIN US3848021040 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934139800 Management TOTAL BALLOT SHARES: 199618.8537
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 RODNEY C. ADKINS 13610 0 0 0
2 BRIAN P. ANDERSON 13610 0 0 0
3 V. ANN HAILEY 13610 0 0 0
4 WILLIAM K. HALL 13610 0 0 0
5 STUART L. LEVENICK 13610 0 0 0
6 NEIL S. NOVICH 13610 0 0 0
7 MICHAEL J. ROBERTS 13610 0 0 0
8 GARY L. ROGERS 13610 0 0 0
9 JAMES T. RYAN 13610 0 0 0
10 E. SCOTT SANTI 13610 0 0 0
11 JAMES D. SLAVIK 13610 0 0 0
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & For None 13610 0 0 0
YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2015.
3 SAY ON PAY: ADVISORY PROPOSAL TO APPROVE For None 13610 0 0 0
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 PROPOSAL TO APPROVE THE W.W. GRAINGER, INC. 2015 For None 13610 0 0 0
INCENTIVE PLAN.
AFLAC INCORPORATED
SECURITY: 001055102 MEETING TYPE: Annual
TICKER: AFL MEETING DATE: 04-May-2015
ISIN US0010551028 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934143835 Management TOTAL BALLOT SHARES: 985909
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DANIEL P. AMOS For None 53670 0 0 0
2 ELECTION OF DIRECTOR: PAUL S. AMOS II For None 53670 0 0 0
3 ELECTION OF DIRECTOR: W. PAUL BOWERS For None 53670 0 0 0
4 ELECTION OF DIRECTOR: KRISS CLONINGER III For None 53670 0 0 0
5 ELECTION OF DIRECTOR: ELIZABETH J. HUDSON For None 53670 0 0 0
6 ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON For None 53670 0 0 0
7 ELECTION OF DIRECTOR: ROBERT B. JOHNSON For None 53670 0 0 0
8 ELECTION OF DIRECTOR: THOMAS J. KENNY For None 53670 0 0 0
9 ELECTION OF DIRECTOR: CHARLES B. KNAPP For None 53670 0 0 0
10 ELECTION OF DIRECTOR: JOSEPH L. MOSKOWITZ For None 53670 0 0 0
11 ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH For None 53670 0 0 0
12 ELECTION OF DIRECTOR: MELVIN T. STITH For None 53670 0 0 0
13 ELECTION OF DIRECTOR: TAKURO YOSHIDA For None 53670 0 0 0
14 TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY For None 53670 0 0 0
PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS
APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE
DISCUSSION IN THE PROXY STATEMENT"
15 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE For None 53670 0 0 0
APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2015
ELI LILLY AND COMPANY
SECURITY: 532457108 MEETING TYPE: Annual
TICKER: LLY MEETING DATE: 04-May-2015
ISIN US5324571083 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934139216 Management TOTAL BALLOT SHARES: 776410.0027
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: K. BAICKER For None 43480 0 0 0
2 ELECTION OF DIRECTOR: J.E. FYRWALD For None 43480 0 0 0
3 ELECTION OF DIRECTOR: E.R. MARRAM For None 43480 0 0 0
4 ELECTION OF DIRECTOR: J.P. TAI For None 43480 0 0 0
5 APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE For None 43480 0 0 0
COMPANY'S NAMED EXECUTIVE OFFICERS.
6 RATIFICATION OF THE APPOINTMENT BY THE AUDIT For None 43480 0 0 0
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR
2015.
BAXTER INTERNATIONAL INC.
SECURITY: 071813109 MEETING TYPE: Annual
TICKER: BAX MEETING DATE: 05-May-2015
ISIN US0718131099 VOTE DEADLINE DATE: 04-May-2015
AGENDA 934146615 Management TOTAL BALLOT SHARES: 883877
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: UMA CHOWDHRY, PH.D. For None 44540 0 0 0
2 ELECTION OF DIRECTOR: JAMES R. GAVIN III, M.D., For None 44540 0 0 0
PH.D.
3 ELECTION OF DIRECTOR: PETER S. HELLMAN For None 44540 0 0 0
4 ELECTION OF DIRECTOR: K.J. STORM For None 44540 0 0 0
5 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC For None 44540 0 0 0
ACCOUNTING FIRM
6 APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION For None 44540 0 0 0
7 APPROVAL OF 2015 INCENTIVE PLAN For None 44540 0 0 0
8 SHAREHOLDER PROPOSAL - LIMIT ACCELERATED Against None 0 44540 0 0
EXECUTIVE PAY
9 SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Against None 0 44540 0 0
UNITED PARCEL SERVICE, INC.
SECURITY: 911312106 MEETING TYPE: Annual
TICKER: UPS MEETING DATE: 07-May-2015
ISIN US9113121068 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934142871 Management TOTAL BALLOT SHARES: 589260.2385
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID P. ABNEY For None 32340 0 0 0
2 ELECTION OF DIRECTOR: RODNEY C. ADKINS For None 32340 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL J. BURNS For None 32340 0 0 0
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS For None 32340 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM R. JOHNSON For None 32340 0 0 0
6 ELECTION OF DIRECTOR: CANDACE KENDLE For None 32340 0 0 0
7 ELECTION OF DIRECTOR: ANN M. LIVERMORE For None 32340 0 0 0
8 ELECTION OF DIRECTOR: RUDY H.P. MARKHAM For None 32340 0 0 0
9 ELECTION OF DIRECTOR: CLARK T. RANDT, JR. For None 32340 0 0 0
10 ELECTION OF DIRECTOR: JOHN T. STANKEY For None 32340 0 0 0
11 ELECTION OF DIRECTOR: CAROL B. TOME For None 32340 0 0 0
12 ELECTION OF DIRECTOR: KEVIN M. WARSH For None 32340 0 0 0
13 TO APPROVE THE 2015 OMNIBUS INCENTIVE For None 32340 0 0 0
COMPENSATION PLAN.
14 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 32340 0 0 0
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2015.
15 SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Against None 0 32340 0 0
16 SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF Against None 0 32340 0 0
CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE
PER SHARE.
17 SHAREOWNER PROPOSAL REGARDING TAX GROSS-UPS Against None 0 32340 0 0
PAYMENTS TO SENIOR EXECUTIVES.
TUPPERWARE BRANDS CORPORATION
SECURITY: 899896104 MEETING TYPE: Annual
TICKER: TUP MEETING DATE: 08-May-2015
ISIN US8998961044 VOTE DEADLINE DATE: 07-May-2015
AGENDA 934146792 Management TOTAL BALLOT SHARES: 884581.0055
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: CATHERINE A. BERTINI For None 45660 0 0 0
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON For None 45660 0 0 0
3 ELECTION OF DIRECTOR: KRISS CLONINGER, III For None 45660 0 0 0
4 ELECTION OF DIRECTOR: E.V. GOINGS For None 45660 0 0 0
5 ELECTION OF DIRECTOR: JOE R. LEE For None 45660 0 0 0
6 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ For None 45660 0 0 0
7 ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE CASTRO For None 45660 0 0 0
8 ELECTION OF DIRECTOR: ROBERT J. MURRAY For None 45660 0 0 0
9 ELECTION OF DIRECTOR: DAVID R. PARKER For None 45660 0 0 0
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 45660 0 0 0
11 ELECTION OF DIRECTOR: M. ANNE SZOSTAK For None 45660 0 0 0
12 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE For None 45660 0 0 0
COMPENSATION PROGRAM
13 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE For None 45660 0 0 0
PERFORMANCE MEASURES UNDER THE TUPPERWARE BRANDS
CORPORATION 2010 INCENTIVE PLAN
14 PROPOSAL TO RATIFY THE APPOINTMENT OF THE For None 45660 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AMERICAN EXPRESS COMPANY
SECURITY: 025816109 MEETING TYPE: Annual
TICKER: AXP MEETING DATE: 11-May-2015
ISIN US0258161092 VOTE DEADLINE DATE: 08-May-2015
AGENDA 934155587 Management TOTAL BALLOT SHARES: 714935
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY For None 40440 0 0 0
2 ELECTION OF DIRECTOR: URSULA BURNS For None 40440 0 0 0
3 ELECTION OF DIRECTOR: KENNETH CHENAULT For None 40440 0 0 0
4 ELECTION OF DIRECTOR: PETER CHERNIN For None 40440 0 0 0
5 ELECTION OF DIRECTOR: ANNE LAUVERGEON For None 40440 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL LEAVITT For None 40440 0 0 0
7 ELECTION OF DIRECTOR: THEODORE LEONSIS For None 40440 0 0 0
8 ELECTION OF DIRECTOR: RICHARD LEVIN For None 40440 0 0 0
9 ELECTION OF DIRECTOR: SAMUEL PALMISANO For None 40440 0 0 0
10 ELECTION OF DIRECTOR: DANIEL VASELLA For None 40440 0 0 0
11 ELECTION OF DIRECTOR: ROBERT WALTER For None 40440 0 0 0
12 ELECTION OF DIRECTOR: RONALD WILLIAMS For None 40440 0 0 0
13 RATIFICATION OF APPOINTMENT OF For None 40440 0 0 0
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
14 ADVISORY RESOLUTION TO APPROVE EXECUTIVE For None 40440 0 0 0
COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO ANNUAL Against None 0 40440 0 0
DISCLOSURE OF EEO-1 DATA.
16 SHAREHOLDER PROPOSAL RELATING TO REPORT ON Against None 0 40440 0 0
PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS.
17 SHAREHOLDER PROPOSAL RELATING TO ACTION BY Against None 0 40440 0 0
WRITTEN CONSENT.
18 SHAREHOLDER PROPOSAL RELATING TO LOBBYING Against None 0 40440 0 0
DISCLOSURE.
19 SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT Against None 0 40440 0 0
BOARD CHAIRMAN.
NORFOLK SOUTHERN CORPORATION
SECURITY: 655844108 MEETING TYPE: Annual
TICKER: NSC MEETING DATE: 14-May-2015
ISIN US6558441084 VOTE DEADLINE DATE: 13-May-2015
AGENDA 934142530 Management TOTAL BALLOT SHARES: 592656
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: THOMAS D. BELL, JR. For None 27360 0 0 0
2 ELECTION OF DIRECTOR: ERSKINE B. BOWLES For None 27360 0 0 0
3 ELECTION OF DIRECTOR: ROBERT A. BRADWAY For None 27360 0 0 0
4 ELECTION OF DIRECTOR: WESLEY G. BUSH For None 27360 0 0 0
5 ELECTION OF DIRECTOR: DANIEL A. CARP For None 27360 0 0 0
6 ELECTION OF DIRECTOR: KAREN N. HORN For None 27360 0 0 0
7 ELECTION OF DIRECTOR: STEVEN F. LEER For None 27360 0 0 0
8 ELECTION OF DIRECTOR: MICHAEL D. LOCKHART For None 27360 0 0 0
9 ELECTION OF DIRECTOR: AMY E. MILES For None 27360 0 0 0
10 ELECTION OF DIRECTOR: CHARLES W. MOORMAN, IV For None 27360 0 0 0
11 ELECTION OF DIRECTOR: MARTIN H. NESBITT For None 27360 0 0 0
12 ELECTION OF DIRECTOR: JAMES A. SQUIRES For None 27360 0 0 0
13 ELECTION OF DIRECTOR: JOHN R. THOMPSON For None 27360 0 0 0
14 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP, For None 27360 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2015.
15 APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED For None 27360 0 0 0
IN THE PROXY STATEMENT FOR THE 2015 ANNUAL
MEETING OF STOCKHOLDERS.
16 APPROVAL OF THE AMENDED EXECUTIVE MANAGEMENT For None 27360 0 0 0
INCENTIVE PLAN AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2015 ANNUAL MEETING OF
STOCKHOLDERS.
17 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE PLAN For None 27360 0 0 0
AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2015
ANNUAL MEETING OF STOCKHOLDERS.
OMNICOM GROUP INC.
SECURITY: 681919106 MEETING TYPE: Annual
TICKER: OMC MEETING DATE: 18-May-2015
ISIN US6819191064 VOTE DEADLINE DATE: 15-May-2015
AGENDA 934171985 Management TOTAL BALLOT SHARES: 915615.6624
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: JOHN D. WREN For None 40640 0 0 0
2 ELECTION OF DIRECTOR: BRUCE CRAWFORD For None 40640 0 0 0
3 ELECTION OF DIRECTOR: ALAN R. BATKIN For None 40640 0 0 0
4 ELECTION OF DIRECTOR: MARY C. CHOKSI For None 40640 0 0 0
5 ELECTION OF DIRECTOR: ROBERT CHARLES CLARK For None 40640 0 0 0
6 ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. For None 40640 0 0 0
7 ELECTION OF DIRECTOR: ERROL M. COOK For None 40640 0 0 0
8 ELECTION OF DIRECTOR: SUSAN S. DENISON For None 40640 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL A. HENNING For None 40640 0 0 0
10 ELECTION OF DIRECTOR: JOHN R. MURPHY For None 40640 0 0 0
11 ELECTION OF DIRECTOR: JOHN R. PURCELL For None 40640 0 0 0
12 ELECTION OF DIRECTOR: LINDA JOHNSON RICE For None 40640 0 0 0
13 ELECTION OF DIRECTOR: GARY L. ROUBOS For None 40640 0 0 0
14 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 40640 0 0 0
THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2015
FISCAL YEAR.
15 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE For None 40640 0 0 0
COMPENSATION.
16 SHAREHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE Against None 0 40640 0 0
OF EEO-1 DATA.
17 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Against None 0 40640 0 0
CHAIRMAN.
ACE LIMITED
SECURITY: H0023R105 MEETING TYPE: Annual
TICKER: ACE MEETING DATE: 21-May-2015
ISIN CH0044328745 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934165918 Management TOTAL BALLOT SHARES: 531108
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 APPROVAL OF THE ANNUAL REPORT, STANDALONE For None 27210 0 0 0
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS OF ACE LIMITED FOR THE YEAR ENDED
DECEMBER 31, 2014
2 ALLOCATION OF DISPOSABLE PROFIT For None 27210 0 0 0
3 DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES For None 27210 0 0 0
(BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND
RESERVE)
4 DISCHARGE OF THE BOARD OF DIRECTORS For None 27210 0 0 0
5 ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS For None 27210 0 0 0
OUR STATUTORY AUDITOR
6 RATIFICATION OF APPOINTMENT OF For None 27210 0 0 0
PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
PURPOSES OF U.S. SECURITIES LAW REPORTING
7 ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM For None 27210 0 0 0
8 ELECTION OF DIRECTOR: EVAN G. GREENBERG For None 27210 0 0 0
9 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For None 27210 0 0 0
10 ELECTION OF DIRECTOR: MICHAEL G. ATIEH For None 27210 0 0 0
11 ELECTION OF DIRECTOR: MARY A. CIRILLO For None 27210 0 0 0
12 ELECTION OF DIRECTOR: MICHAEL P. CONNORS For None 27210 0 0 0
13 ELECTION OF DIRECTOR: JOHN EDWARDSON For None 27210 0 0 0
14 ELECTION OF DIRECTOR: PETER MENIKOFF For None 27210 0 0 0
15 ELECTION OF DIRECTOR: LEO F. MULLIN For None 27210 0 0 0
16 ELECTION OF DIRECTOR: KIMBERLY ROSS For None 27210 0 0 0
17 ELECTION OF DIRECTOR: ROBERT SCULLY For None 27210 0 0 0
18 ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. For None 27210 0 0 0
19 ELECTION OF DIRECTOR: THEODORE E. SHASTA For None 27210 0 0 0
20 ELECTION OF DIRECTOR: DAVID SIDWELL For None 27210 0 0 0
21 ELECTION OF DIRECTOR: OLIVIER STEIMER For None 27210 0 0 0
22 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS For None 27210 0 0 0
23 ELECTION OF THE COMPENSATION COMMITTEE OF THE For None 27210 0 0 0
BOARD OF DIRECTOR: MICHAEL P. CONNORS
24 ELECTION OF THE COMPENSATION COMMITTEE OF THE For None 27210 0 0 0
BOARD OF DIRECTOR: MARY A. CIRILLO
25 ELECTION OF THE COMPENSATION COMMITTEE OF THE For None 27210 0 0 0
BOARD OF DIRECTOR: JOHN EDWARDSON
26 ELECTION OF THE COMPENSATION COMMITTEE OF THE For None 27210 0 0 0
BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
27 ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY For None 27210 0 0 0
28 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO For None 27210 0 0 0
IMPLEMENT NEW REQUIREMENTS UNDER THE MINDER
ORDINANCE REGARDING ELECTIONS, RELATED CORPORATE
GOVERNANCE AND CERTAIN OTHER MATTERS
29 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO For None 27210 0 0 0
IMPLEMENT NEW REQUIREMENTS UNDER THE MINDER
ORDINANCE REGARDING THE COMPENSATION OF THE BOARD
OF DIRECTORS AND EXECUTIVE MANAGEMENT AND RELATED
MATTERS
30 COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE For None 27210 0 0 0
NEXT ANNUAL GENERAL MEETING
31 COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT For None 27210 0 0 0
CALENDAR YEAR
32 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION For None 27210 0 0 0
UNDER U.S. SECURITIES LAW REQUIREMENTS
33 IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN None None 0 0 0 27210
EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING,
I/WE HEREBY AUTHORIZE AND INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR"
TO VOTE IN ACCORDANCE WITH THE POSITION OF THE
BOARD OF DIRECTORS; MARK "AGAINST" TO VOTE
AGAINST NEW ITEMS AND PROPOSALS; MARK "ABSTAIN"
TO ABSTAIN
GENTEX CORPORATION
SECURITY: 371901109 MEETING TYPE: Annual
TICKER: GNTX MEETING DATE: 21-May-2015
ISIN US3719011096 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934180225 Management TOTAL BALLOT SHARES: 3811643.2975
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 FRED BAUER 180000 0 0 0
2 GARY GOODE 180000 0 0 0
3 PETE HOEKSTRA 180000 0 0 0
4 JAMES HOLLARS 180000 0 0 0
5 JOHN MULDER 180000 0 0 0
6 MARK NEWTON 180000 0 0 0
7 RICHARD SCHAUM 180000 0 0 0
8 FREDERICK SOTOK 180000 0 0 0
9 JAMES WALLACE 180000 0 0 0
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS For None 180000 0 0 0
THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2015.
3 TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF For None 180000 0 0 0
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE SECOND AMENDMENT TO THE COMPANY'S For None 180000 0 0 0
SECOND RESTRICTED STOCK PLAN.
5 TO APPROVE THE AMENDMENT TO THE COMPANY'S 2013 For None 180000 0 0 0
EMPLOYEE STOCK PURCHASE PLAN.
MCDONALD'S CORPORATION
SECURITY: 580135101 MEETING TYPE: Annual
TICKER: MCD MEETING DATE: 21-May-2015
ISIN US5801351017 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934171618 Management TOTAL BALLOT SHARES: 653031.5632
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD For None 32000 0 0 0
2 ELECTION OF DIRECTOR: STEPHEN J. EASTERBROOK For None 32000 0 0 0
3 ELECTION OF DIRECTOR: ROBERT A. ECKERT For None 32000 0 0 0
4 ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS For None 32000 0 0 0
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. For None 32000 0 0 0
6 ELECTION OF DIRECTOR: JEANNE P. JACKSON For None 32000 0 0 0
7 ELECTION OF DIRECTOR: RICHARD H. LENNY For None 32000 0 0 0
8 ELECTION OF DIRECTOR: WALTER E. MASSEY For None 32000 0 0 0
9 ELECTION OF DIRECTOR: ANDREW J. MCKENNA For None 32000 0 0 0
10 ELECTION OF DIRECTOR: SHEILA A. PENROSE For None 32000 0 0 0
11 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. For None 32000 0 0 0
12 ELECTION OF DIRECTOR: ROGER W. STONE For None 32000 0 0 0
13 ELECTION OF DIRECTOR: MILES D. WHITE For None 32000 0 0 0
14 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 32000 0 0 0
15 ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST For None 32000 0 0 0
& YOUNG LLP AS INDEPENDENT AUDITOR FOR 2015.
16 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
THE BOARD ADOPT A POLICY TO PROHIBIT ACCELERATED
VESTING OF PERFORMANCE-BASED RSUS IN THE EVENT OF
A CHANGE IN CONTROL, IF PRESENTED.
17 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
ABILITY OF SHAREHOLDERS TO ACT BY WRITTEN CONSENT,
IF PRESENTED.
18 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
A PROXY ACCESS BYLAW, IF PRESENTED.
19 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
AN ANNUAL CONGRUENCY ANALYSIS OF COMPANY VALUES
AND POLITICAL CONTRIBUTIONS, IF PRESENTED.
20 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
THAT THE BOARD HAVE THE COMPANY BE MORE PRO-ACTIVE
IN EDUCATING THE AMERICAN PUBLIC ON THE HEALTH AND
ENVIRONMENTAL BENEFITS OF GENETICALLY MODIFIED
ORGANISMS, IF PRESENTED.
21 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 32000 0 0
THAT THE BOARD PUBLISH AN ANNUAL REPORT PROVIDING
METRICS AND KEY PERFORMANCE INDICATORS ON PALM
OIL, IF PRESENTED.
THE WILLIAMS COMPANIES, INC.
SECURITY: 969457100 MEETING TYPE: Annual
TICKER: WMB MEETING DATE: 21-May-2015
ISIN US9694571004 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934182510 Management TOTAL BALLOT SHARES: 1464606
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ALAN S. ARMSTRONG For None 66610 0 0 0
2 ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND For None 66610 0 0 0
3 ELECTION OF DIRECTOR: KATHLEEN B. COOPER For None 66610 0 0 0
4 ELECTION OF DIRECTOR: JOHN A. HAGG For None 66610 0 0 0
5 ELECTION OF DIRECTOR: JUANITA H. HINSHAW For None 66610 0 0 0
6 ELECTION OF DIRECTOR: RALPH IZZO For None 66610 0 0 0
7 ELECTION OF DIRECTOR: FRANK T. MACINNIS For None 66610 0 0 0
8 ELECTION OF DIRECTOR: ERIC W. MANDELBLATT For None 66610 0 0 0
9 ELECTION OF DIRECTOR: KEITH A. MEISTER For None 66610 0 0 0
10 ELECTION OF DIRECTOR: STEVEN W. NANCE For None 66610 0 0 0
11 ELECTION OF DIRECTOR: MURRAY D. SMITH For None 66610 0 0 0
12 ELECTION OF DIRECTOR: JANICE D. STONEY For None 66610 0 0 0
13 ELECTION OF DIRECTOR: LAURA A. SUGG For None 66610 0 0 0
14 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR For None 66610 0 0 0
2015.
15 APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE For None 66610 0 0 0
COMPANY'S EXECUTIVE COMPENSATION.
MERCK & CO., INC.
SECURITY: 58933Y105 MEETING TYPE: Annual
TICKER: MRK MEETING DATE: 26-May-2015
ISIN US58933Y1055 VOTE DEADLINE DATE: 22-May-2015
AGENDA 934177393 Management TOTAL BALLOT SHARES: 1118909.9375
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN For None 52790 0 0 0
2 ELECTION OF DIRECTOR: THOMAS R. CECH For None 52790 0 0 0
3 ELECTION OF DIRECTOR: KENNETH C. FRAZIER For None 52790 0 0 0
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER For None 52790 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. For None 52790 0 0 0
6 ELECTION OF DIRECTOR: C. ROBERT KIDDER For None 52790 0 0 0
7 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS For None 52790 0 0 0
8 ELECTION OF DIRECTOR: CARLOS E. REPRESAS For None 52790 0 0 0
9 ELECTION OF DIRECTOR: PATRICIA F. RUSSO For None 52790 0 0 0
10 ELECTION OF DIRECTOR: CRAIG B. THOMPSON For None 52790 0 0 0
11 ELECTION OF DIRECTOR: WENDELL P. WEEKS For None 52790 0 0 0
12 ELECTION OF DIRECTOR: PETER C. WENDELL For None 52790 0 0 0
13 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 52790 0 0 0
14 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S For None 52790 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015.
15 PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE For None 52790 0 0 0
STOCK PLAN.
16 PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE For None 52790 0 0 0
INCENTIVE PLAN.
17 SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' Against None 0 52790 0 0
RIGHT TO ACT BY WRITTEN CONSENT.
18 SHAREHOLDER PROPOSAL CONCERNING ACCELERATED Against None 0 52790 0 0
VESTING OF EQUITY AWARDS.
CHEVRON CORPORATION
SECURITY: 166764100 MEETING TYPE: Annual
TICKER: CVX MEETING DATE: 27-May-2015
ISIN US1667641005 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934174575 Management TOTAL BALLOT SHARES: 602547.1342
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: A.B. CUMMINGS JR. For None 28580 0 0 0
2 ELECTION OF DIRECTOR: L.F. DEILY For None 28580 0 0 0
3 ELECTION OF DIRECTOR: R.E. DENHAM For None 28580 0 0 0
4 ELECTION OF DIRECTOR: A.P. GAST For None 28580 0 0 0
5 ELECTION OF DIRECTOR: E. HERNANDEZ JR. For None 28580 0 0 0
6 ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. For None 28580 0 0 0
7 ELECTION OF DIRECTOR: C.W. MOORMAN For None 28580 0 0 0
8 ELECTION OF DIRECTOR: J.G. STUMPF For None 28580 0 0 0
9 ELECTION OF DIRECTOR: R.D. SUGAR For None 28580 0 0 0
10 ELECTION OF DIRECTOR: I.G. THULIN For None 28580 0 0 0
11 ELECTION OF DIRECTOR: C. WARE For None 28580 0 0 0
12 ELECTION OF DIRECTOR: J.S. WATSON For None 28580 0 0 0
13 RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT For None 28580 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 28580 0 0 0
COMPENSATION
15 DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 OR Against None 0 28580 0 0
MORE
16 REPORT ON LOBBYING Against None 0 28580 0 0
17 CEASE USING CORPORATE FUNDS FOR POLITICAL PURPOSES Against None 0 28580 0 0
18 ADOPT DIVIDEND POLICY Against None 0 28580 0 0
19 ADOPT TARGETS TO REDUCE GHG EMISSIONS Against None 0 28580 0 0
20 REPORT ON SHALE ENERGY OPERATIONS Against None 0 28580 0 0
21 ADOPT PROXY ACCESS BYLAW Against None 0 28580 0 0
22 ADOPT POLICY FOR INDEPENDENT CHAIRMAN Against None 0 28580 0 0
23 RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Against None 0 28580 0 0
EXPERTISE
24 SET SPECIAL MEETINGS THRESHOLD AT 10% Against None 0 28580 0 0
EXXON MOBIL CORPORATION
SECURITY: 30231G102 MEETING TYPE: Annual
TICKER: XOM MEETING DATE: 27-May-2015
ISIN US30231G1022 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934184665 Management TOTAL BALLOT SHARES: 724327.2114
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 M.J. BOSKIN 33820 0 0 0
2 P. BRABECK-LETMATHE 33820 0 0 0
3 U.M. BURNS 33820 0 0 0
4 L.R. FAULKNER 33820 0 0 0
5 J.S. FISHMAN 33820 0 0 0
6 H.H. FORE 33820 0 0 0
7 K.C. FRAZIER 33820 0 0 0
8 D.R. OBERHELMAN 33820 0 0 0
9 S.J. PALMISANO 33820 0 0 0
10 S.S REINEMUND 33820 0 0 0
11 R.W. TILLERSON 33820 0 0 0
12 W.C. WELDON 33820 0 0 0
2 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) For None 33820 0 0 0
3 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION For None 33820 0 0 0
(PAGE 61)
4 INDEPENDENT CHAIRMAN (PAGE 63) Against None 0 33820 0 0
5 PROXY ACCESS BYLAW (PAGE 64) Against None 0 33820 0 0
6 CLIMATE EXPERT ON BOARD (PAGE 66) Against None 0 33820 0 0
7 BOARD QUOTA FOR WOMEN (PAGE 67) Against None 0 33820 0 0
8 REPORT ON COMPENSATION FOR WOMEN (PAGE 68) Against None 0 33820 0 0
9 REPORT ON LOBBYING (PAGE 69) Against None 0 33820 0 0
10 GREENHOUSE GAS EMISSIONS GOALS (PAGE 70) Against None 0 33820 0 0
11 REPORT ON HYDRAULIC FRACTURING (PAGE 72) Against None 0 33820 0 0
BLACKROCK, INC.
SECURITY: 09247X101 MEETING TYPE: Annual
TICKER: BLK MEETING DATE: 28-May-2015
ISIN US09247X1019 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934188132 Management TOTAL BALLOT SHARES: 199690.6273
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD For None 8000 0 0 0
2 ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA For None 8000 0 0 0
3 ELECTION OF DIRECTOR: PAMELA DALEY For None 8000 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK For None 8000 0 0 0
5 ELECTION OF DIRECTOR: JESSICA P. EINHORN For None 8000 0 0 0
6 ELECTION OF DIRECTOR: LAURENCE D. FINK For None 8000 0 0 0
7 ELECTION OF DIRECTOR: FABRIZIO FREDA For None 8000 0 0 0
8 ELECTION OF DIRECTOR: MURRY S. GERBER For None 8000 0 0 0
9 ELECTION OF DIRECTOR: JAMES GROSFELD For None 8000 0 0 0
10 ELECTION OF DIRECTOR: ROBERT S. KAPITO For None 8000 0 0 0
11 ELECTION OF DIRECTOR: DAVID H. KOMANSKY For None 8000 0 0 0
12 ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN For None 8000 0 0 0
13 ELECTION OF DIRECTOR: CHERYL D. MILLS For None 8000 0 0 0
14 ELECTION OF DIRECTOR: THOMAS H. O'BRIEN For None 8000 0 0 0
15 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG For None 8000 0 0 0
16 ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT For None 8000 0 0 0
17 ELECTION OF DIRECTOR: JOHN S. VARLEY For None 8000 0 0 0
18 ELECTION OF DIRECTOR: SUSAN L. WAGNER For None 8000 0 0 0
19 APPROVAL OF THE BLACKROCK, INC. SECOND AMENDED For None 8000 0 0 0
AND RESTATED 1999 STOCK AWARD AND INCENTIVE PLAN.
20 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE For None 8000 0 0 0
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS
DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
21 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 8000 0 0 0
TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015.
22 A STOCKHOLDER PROPOSAL BY MR. ERIC COHEN Against None 0 8000 0 0
REGARDING THE ADOPTION OF PROCEDURES TO AVOID
HOLDING OR RECOMMENDING INVESTMENTS IN COMPANIES
THAT SUBSTANTIALLY CONTRIBUTE TO GENOCIDE.
23 A STOCKHOLDER PROPOSAL BY THE AMERICAN FEDERATION Against None 0 8000 0 0
OF STATE, COUNTY AND MUNICIPAL EMPLOYEES PENSION
PLAN AND THE MISSIONARY OBLATES OF MARY
IMMACULATE REGARDING THE PRODUCTION OF AN ANNUAL
REPORT ON CERTAIN TRADE ASSOCIATION AND LOBBYING
EXPENDITURES.
WAL-MART STORES, INC.
SECURITY: 931142103 MEETING TYPE: Annual
TICKER: WMT MEETING DATE: 05-Jun-2015
ISIN US9311421039 VOTE DEADLINE DATE: 04-Jun-2015
AGENDA 934195860 Management TOTAL BALLOT SHARES: 721019
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ For None 39500 0 0 0
2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. For None 39500 0 0 0
3 ELECTION OF DIRECTOR: ROGER C. CORBETT For None 39500 0 0 0
4 ELECTION OF DIRECTOR: PAMELA J. CRAIG For None 39500 0 0 0
5 ELECTION OF DIRECTOR: MICHAEL T. DUKE For None 39500 0 0 0
6 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN For None 39500 0 0 0
7 ELECTION OF DIRECTOR: THOMAS W. HORTON For None 39500 0 0 0
8 ELECTION OF DIRECTOR: MARISSA A. MAYER For None 39500 0 0 0
9 ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON For None 39500 0 0 0
10 ELECTION OF DIRECTOR: GREGORY B. PENNER For None 39500 0 0 0
11 ELECTION OF DIRECTOR: STEVEN S REINEMUND For None 39500 0 0 0
12 ELECTION OF DIRECTOR: KEVIN Y. SYSTROM For None 39500 0 0 0
13 ELECTION OF DIRECTOR: JIM C. WALTON For None 39500 0 0 0
14 ELECTION OF DIRECTOR: S. ROBSON WALTON For None 39500 0 0 0
15 ELECTION OF DIRECTOR: LINDA S. WOLF For None 39500 0 0 0
16 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT For None 39500 0 0 0
ACCOUNTANTS
17 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 39500 0 0 0
COMPENSATION
18 APPROVAL OF THE WAL-MART STORES, INC. STOCK For None 39500 0 0 0
INCENTIVE PLAN OF 2015
19 REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Against None 0 39500 0 0
EXECUTIVE PAY
20 PROXY ACCESS FOR SHAREHOLDERS Against None 0 39500 0 0
21 REPORT ON GREENHOUSE GAS EMISSIONS FROM Against None 0 39500 0 0
INTERNATIONAL MARINE SHIPPING
22 REQUEST FOR ANNUAL REPORT REGARDING INCENTIVE Against None 0 39500 0 0
COMPENSATION PLANS
23 INDEPENDENT CHAIRMAN POLICY Against None 0 39500 0 0
WILLIS GROUP HOLDINGS PLC
SECURITY: G96666105 MEETING TYPE: Annual
TICKER: WSH MEETING DATE: 30-Jun-2015
ISIN IE00B4XGY116 VOTE DEADLINE DATE: 29-Jun-2015
AGENDA 934194464 Management TOTAL BALLOT SHARES: 1276190
LAST VOTE DATE: 18-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DOMINIC CASSERLEY For None 60560 0 0 0
2 ELECTION OF DIRECTOR: ANNA C. CATALANO For None 60560 0 0 0
3 ELECTION OF DIRECTOR: SIR ROY GARDNER For None 60560 0 0 0
4 ELECTION OF DIRECTOR: SIR JEREMY HANLEY For None 60560 0 0 0
5 ELECTION OF DIRECTOR: ROBYN S. KRAVIT For None 60560 0 0 0
6 ELECTION OF DIRECTOR: WENDY E. LANE For None 60560 0 0 0
7 ELECTION OF DIRECTOR: FRANCISCO LUZON For None 60560 0 0 0
8 ELECTION OF DIRECTOR: JAMES F. MCCANN For None 60560 0 0 0
9 ELECTION OF DIRECTOR: JAYMIN PATEL For None 60560 0 0 0
10 ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS For None 60560 0 0 0
11 ELECTION OF DIRECTOR: MICHAEL J. SOMERS For None 60560 0 0 0
12 ELECTION OF DIRECTOR: JEFFREY W. UBBEN For None 60560 0 0 0
13 TO RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS For None 60560 0 0 0
INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND
AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH
THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S
REMUNERATION.
14 TO APPROVE, ON AN ADVISORY BASIS, THE NAMED For None 60560 0 0 0
EXECUTIVE OFFICER COMPENSATION.
15 TO RENEW THE BOARD THE AUTHORITY TO ISSUE SHARES For None 60560 0 0 0
UNDER IRISH LAW FOR ISSUANCES UP TO 33% OF THE
COMPANY'S OUTSTANDING SHARE CAPITAL.
16 TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT OF For None 60560 0 0 0
STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW FOR
RIGHTS ISSUES AND, SEPARATELY, FOR ISSUANCES UP
TO 5% OF THE COMPANY'S OUTSTANDING SHARE CAPITAL.
17 TO AUTHORIZE HOLDING THE 2016 ANNUAL GENERAL For None 60560 0 0 0
MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF
IRELAND.
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED ACCOUNTS
SUN COMMUNITIES, INC.
SECURITY: 866674104 MEETING TYPE: Annual
TICKER: SUI MEETING DATE: 22-Jul-2014
ISIN US8666741041 VOTE DEADLINE DATE: 21-Jul-2014
AGENDA 934024251 Management TOTAL BALLOT SHARES: 85870.1429
LAST VOTE DATE: 27-May-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: STEPHANIE W. BERGERON For None 28000 0 0 0
2 ELECTION OF DIRECTOR: BRIAN M. HERMELIN For None 28000 0 0 0
3 ELECTION OF DIRECTOR: PAUL D. LAPIDES For None 28000 0 0 0
4 ELECTION OF DIRECTOR: CLUNET R. LEWIS For None 28000 0 0 0
5 ELECTION OF DIRECTOR: RONALD L. PIASECKI For None 28000 0 0 0
6 ELECTION OF DIRECTOR: GARY A. SHIFFMAN For None 28000 0 0 0
7 ELECTION OF DIRECTOR: ARTHUR A. WEISS For None 28000 0 0 0
8 RATIFY THE SELECTION OF GRANT THORNTON LLP AS For None 28000 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
9 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE For None 28000 0 0 0
COMPENSATION.
MONRO MUFFLER BRAKE, INC.
SECURITY: 610236101 MEETING TYPE: Annual
TICKER: MNRO MEETING DATE: 05-Aug-2014
ISIN US6102361010 VOTE DEADLINE DATE: 04-Aug-2014
AGENDA 934055256 Management TOTAL BALLOT SHARES: 15242.2028
LAST VOTE DATE: 08-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DONALD GLICKMAN 12940 0 0 0
2 JOHN W. VAN HEEL 12940 0 0 0
3 JAMES R. WILEN 12940 0 0 0
4 ELIZABETH A. WOLSZON 12940 0 0 0
2 TO RE-APPROVE THE MONRO MUFFLER BRAKE, INC. For None 12940 0 0 0
MANAGEMENT INCENTIVE COMPENSATION PLAN.
3 TO APPROVE, ON A NON-BINDING BASIS, THE For None 12940 0 0 0
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE RE-APPOINTMENT OF For None 12940 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 28, 2015.
JOHN WILEY & SONS, INC.
SECURITY: 968223206 MEETING TYPE: Annual
TICKER: JWA MEETING DATE: 18-Sep-2014
ISIN US9682232064 VOTE DEADLINE DATE: 17-Sep-2014
AGENDA 934064217 Management TOTAL BALLOT SHARES: 14750
LAST VOTE DATE: 28-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MARI J. BAKER 12700 0 0 0
2 GEORGE BELL 12700 0 0 0
3 RAYMOND W. MCDANIEL, JR 12700 0 0 0
4 KALPANA RAINA 12700 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 12700 0 0 0
INDEPENDENT ACCOUNTANTS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE For None 12700 0 0 0
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
4 APPROVAL OF THE 2014 DIRECTORS STOCK PLAN. For None 12700 0 0 0
5 APPROVAL OF THE 2014 EXECUTIVE ANNUAL INCENTIVE For None 12700 0 0 0
PLAN.
6 APPROVAL OF THE 2014 KEY EMPLOYEE STOCK PLAN. For None 12700 0 0 0
BRYN MAWR BANK CORPORATION
SECURITY: 117665109 MEETING TYPE: Special
TICKER: BMTC MEETING DATE: 23-Sep-2014
ISIN US1176651099 VOTE DEADLINE DATE: 22-Sep-2014
AGENDA 934066297 Management TOTAL BALLOT SHARES: 58665.6103
LAST VOTE DATE: 28-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPROVE AND ADOPT THE AGREEMENT AND For None 49388 0 0 0
PLAN OF MERGER, DATED AS OF MAY 5, 2014,
BETWEEN BRYN MAWR BANK CORPORATION
("BMBC") AND CONTINENTAL BANK HOLDINGS, INC.
("CBH"), PURSUANT TO WHICH CBH WILL MERGE
INTO BMBC, AND CONTINENTAL BANK WILL MERGE
INTO THE BRYN MAWR TRUST COMPANY (DUE TO
SPACE LIMITS, SEE NOTICE OF BMBC SPECIAL
MEETING IN PROXY STATEMENT FOR FULL
PROPOSAL)
2 TO APPROVE AND ADOPT THE BRYN MAWR BANK For None 49388 0 0 0
CORPORATION RETAINER STOCK PLAN FOR OUTSIDE
DIRECTORS, INCLUDING THE APPROVAL OF THE
ISSUANCE OF ALL BMBC COMMON STOCK ISSUED TO
DIRECTORS AS PART OF THEIR RETAINER FEES SINCE
JANUARY 1, 2012.
3 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, For None 49388 0 0 0
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
MERGER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED ACCOUNTS
MESA LABORATORIES, INC.
SECURITY: 59064R109 MEETING TYPE: Annual
TICKER: MLAB MEETING DATE: 02-Oct-2014
ISIN US59064R1095 VOTE DEADLINE DATE: 01-Oct-2014
AGENDA 934068621 Management TOTAL BALLOT SHARES: 20836.5749
LAST VOTE DATE: 28-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 L. SCHMIEDER 19214 0 0 0
2 H. CAMPBELL 19214 0 0 0
3 M. BROOKS 19214 0 0 0
4 R. DWYER 19214 0 0 0
5 E. GUILLEMIN 19214 0 0 0
6 J. SULLIVAN 19214 0 0 0
7 D. KELLY 19214 0 0 0
2 TO APPROVE, ON AN ADVISORY BASIS, THE For None 19214 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION AND THE
EXECUTIVE COMPENSATION SECTION OF OUR PROXY
STATEMENT.
3 TO APPROVE THE MESA LABORATORIES, INC. 2014 For None 19214 0 0 0
EQUITY PLAN.
4 TO RATIFY THE APPOINTMENT OF EKS&H LLLP For None 19214 0 0 0
("EKS&H") AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING MARCH 31, 2015 (THE "RATIFICATION
OF AUDITORS PROPOSAL").
RPM INTERNATIONAL INC.
SECURITY: 749685103 MEETING TYPE: Annual
TICKER: RPM MEETING DATE: 09-Oct-2014
ISIN US7496851038 VOTE DEADLINE DATE: 08-Oct-2014
AGENDA 934071173 Management TOTAL BALLOT SHARES: 18512.1672
LAST VOTE DATE: 12-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 FREDERICK R. NANCE 18100 0 0 0
2 CHARLES A. RATNER 18100 0 0 0
3 WILLIAM B. SUMMERS, JR. 18100 0 0 0
4 JERRY SUE THORNTON 18100 0 0 0
2 APPROVE THE COMPANY'S EXECUTIVE For None 18100 0 0 0
COMPENSATION.
3 APPROVE THE COMPANY'S 2014 OMNIBUS EQUITY For None 18100 0 0 0
AND INCENTIVE PLAN.
4 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For None 18100 0 0 0
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
SECURITY: 03820C105 MEETING TYPE: Annual
TICKER: AIT MEETING DATE: 28-Oct-2014
ISIN US03820C1053 VOTE DEADLINE DATE: 27-Oct-2014
AGENDA 934076236 Management TOTAL BALLOT SHARES: 31894.2147
LAST VOTE DATE: 12-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JOHN F. MEIER 27510 0 0 0
2 NEIL A. SCHRIMSHER 27510 0 0 0
3 PETER C. WALLACE 27510 0 0 0
2 SAY ON PAY - TO APPROVE, THROUGH A NONBINDING For None 27510 0 0 0
ADVISORY VOTE, THE COMPENSATION OF APPLIED'S
NAMED EXECUTIVE OFFICERS.
3 RATIFICATION OF THE AUDIT COMMITTEE'S For None 27510 0 0 0
APPOINTMENT OF INDEPENDENT AUDITORS.
G&K SERVICES, INC.
SECURITY: 361268105 MEETING TYPE: Annual
TICKER: GK MEETING DATE: 05-Nov-2014
ISIN US3612681052 VOTE DEADLINE DATE: 04-Nov-2014
AGENDA 934076212 Management TOTAL BALLOT SHARES: 15900
LAST VOTE DATE: 02-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 LYNN CRUMP-CAINE 15900 0 0 0
2 M. LENNY PIPPIN 15900 0 0 0
2 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG For None 15900 0 0 0
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS
FOR FISCAL 2015.
3 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY For None 15900 0 0 0
VOTE, EXECUTIVE COMPENSATION.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
SECURITY: 11133T103 MEETING TYPE: Annual
TICKER: BR MEETING DATE: 13-Nov-2014
ISIN US11133T1034 VOTE DEADLINE DATE: 12-Nov-2014
AGENDA 934082380 Management TOTAL BALLOT SHARES: 41118.5606
LAST VOTE DATE: 15-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN For None 34190 0 0 0
2 ELECTION OF DIRECTOR: RICHARD J. DALY For None 34190 0 0 0
3 ELECTION OF DIRECTOR: ROBERT N. DUELKS For None 34190 0 0 0
4 ELECTION OF DIRECTOR: RICHARD J. HAVILAND For None 34190 0 0 0
5 ELECTION OF DIRECTOR: STUART R. LEVINE For None 34190 0 0 0
6 ELECTION OF DIRECTOR: MAURA A. MARKUS For None 34190 0 0 0
7 ELECTION OF DIRECTOR: THOMAS J. PERNA For None 34190 0 0 0
8 ELECTION OF DIRECTOR: ALAN J. WEBER For None 34190 0 0 0
9 ADVISORY VOTE TO APPROVE THE COMPENSATION For None 34190 0 0 0
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
(THE SAY ON PAY VOTE)
10 TO RATIFY THE APPOINTMENT OF DELOITTE & For None 34190 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING JUNE 30, 2015
CRACKER BARREL OLD COUNTRY STORE INC
SECURITY: 22410J106 MEETING TYPE: Annual
TICKER: CBRL MEETING DATE: 13-Nov-2014
ISIN US22410J1060 VOTE DEADLINE DATE: 12-Nov-2014
AGENDA 934082289 Management TOTAL BALLOT SHARES: 109055.5934
LAST VOTE DATE: 15-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JAMES W. BRADFORD 13665 0 0 0
2 THOMAS H. BARR 13665 0 0 0
3 SANDRA B. COCHRAN 13665 0 0 0
4 GLENN A. DAVENPORT 13665 0 0 0
5 RICHARD J. DOBKIN 13665 0 0 0
6 NORMAN E. JOHNSON 13665 0 0 0
7 WILLIAM W. MCCARTEN 13665 0 0 0
8 COLEMAN H. PETERSON 13665 0 0 0
9 ANDREA M. WEISS 13665 0 0 0
2 TO APPROVE, ON AN ADVISORY BASIS, THE For None 13665 0 0 0
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT THAT ACCOMPANIES THIS NOTICE.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & For None 13665 0 0 0
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
QR ENERGY LP (QRE)
SECURITY: 74734R108 MEETING TYPE: Special
TICKER: QRE MEETING DATE: 18-Nov-2014
ISIN US74734R1086 VOTE DEADLINE DATE: 17-Nov-2014
AGENDA 934089485 Management TOTAL BALLOT SHARES: 62547.2585
LAST VOTE DATE: 30-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, For None 42780 0 0 0
DATED AS OF 7/23/14 BY AND AMONG QR ENERGY LP
("QRE"), QRE GP, LLC, THE GENERAL PARTNER OF
QRE, BREITBURN ENERGY PARTNERS LP
("BREITBURN"), REITBURN GP LLC, THE GENERAL
PARTNER OF BREITBURN, AND BOOM MERGER SUB,
LLC, A SUBSIDIARY OF BREITBURN, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT").
2 TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, For None 42780 0 0 0
THE MERGER- RELATED COMPENSATION PAYMENTS
THAT MAY BECOME PAYABLE TO QRE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE QRE For None 42780 0 0 0
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT AT THE
TIME OF THE SPECIAL MEETING.
GLOBAL PAYMENTS INC.
SECURITY: 37940X102 MEETING TYPE: Annual
TICKER: GPN MEETING DATE: 19-Nov-2014
ISIN US37940X1028 VOTE DEADLINE DATE: 18-Nov-2014
AGENDA 934081340 Management TOTAL BALLOT SHARES: 20700.4364
LAST VOTE DATE: 02-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JEFFREY S. SLOAN# 19420 0 0 0
2 JOHN G. BRUNO* 19420 0 0 0
3 MICHAEL W. TRAPP* 19420 0 0 0
4 GERALD W. WILKINS* 19420 0 0 0
2 APPROVE, ON AN ADVISORY BASIS, THE For None 19420 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL YEAR 2014.
3 RATIFY THE REAPPOINTMENT OF DELOITTE & For None 19420 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
MEETING DATE RANGE: 01-JAN-2015 TO 31-MAR-2015
SELECTED ACCOUNTS
WOODWARD, INC.
SECURITY: 980745103 MEETING TYPE: Annual
TICKER: WWD MEETING DATE: 21-Jan-2015
ISIN US9807451037 VOTE DEADLINE DATE: 20-Jan-2015
AGENDA 934109794 Management TOTAL BALLOT SHARES: 32642.465
LAST VOTE DATE: 12-Dec-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: THOMAS A. GENDRON For None 27230 0 0 0
2 ELECTION OF DIRECTOR: JOHN A. HALBROOK For None 27230 0 0 0
3 ELECTION OF DIRECTOR: RONALD M. SEGA For None 27230 0 0 0
4 PROPOSAL TO RATIFY THE APPOINTMENT OF For None 27230 0 0 0
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2015.
5 PROPOSAL FOR THE ADVISORY RESOLUTION For None 27230 0 0 0
REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
MERIDIAN BIOSCIENCE, INC.
SECURITY: 589584101 MEETING TYPE: Annual
TICKER: VIVO MEETING DATE: 22-Jan-2015
ISIN US5895841014 VOTE DEADLINE DATE: 21-Jan-2015
AGENDA 934109516 Management TOTAL BALLOT SHARES: 446053.6484
LAST VOTE DATE: 12-Dec-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JAMES M. ANDERSON 67150 0 0 0
2 DWIGHT E. ELLINGWOOD 67150 0 0 0
3 JOHN A. KRAEUTLER 67150 0 0 0
4 DAVID C. PHILLIPS 67150 0 0 0
5 ROBERT J. READY 67150 0 0 0
2 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER For None 67150 0 0 0
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF GRANT THORNTON For None 67150 0 0 0
LLP AS MERIDIAN'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
THE LACLEDE GROUP, INC.
SECURITY: 505597104 MEETING TYPE: Annual
TICKER: LG MEETING DATE: 29-Jan-2015
ISIN US5055971049 VOTE DEADLINE DATE: 28-Jan-2015
AGENDA 934111206 Management TOTAL BALLOT SHARES: 19345.489
LAST VOTE DATE: 12-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MARK A. BORER 18640 0 0 0
2 MARIA V. FOGARTY 18640 0 0 0
3 ANTHONY V. LENESS 18640 0 0 0
2 APPROVE THE LACLEDE GROUP 2015 EQUITY For None 18640 0 0 0
INCENTIVE PLAN.
3 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 18640 0 0 0
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR THE 2015 FISCAL YEAR.
MTS SYSTEMS CORPORATION
SECURITY: 553777103 MEETING TYPE: Annual
TICKER: MTSC MEETING DATE: 10-Feb-2015
ISIN US5537771033 VOTE DEADLINE DATE: 09-Feb-2015
AGENDA 934113159 Management TOTAL BALLOT SHARES: 145915.9073
LAST VOTE DATE: 12-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DAVID J. ANDERSON 23240 0 0 0
2 JEFFREY A. GRAVES 23240 0 0 0
3 DAVID D. JOHNSON 23240 0 0 0
4 EMILY M. LIGGETT 23240 0 0 0
5 RANDY J. MARTINEZ 23240 0 0 0
6 BARB J. SAMARDZICH 23240 0 0 0
7 MICHAEL V. SCHROCK 23240 0 0 0
8 GAIL P. STEINEL 23240 0 0 0
9 CHUN HUNG (KENNETH) YU 23240 0 0 0
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 23240 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
3 A NON-BINDING, ADVISORY VOTE TO APPROVE THE For None 23240 0 0 0
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE THE COMPANY'S EXECUTIVE VARIABLE For None 23240 0 0 0
COMPENSATION PLAN.
SIMULATIONS PLUS, INC.
SECURITY: 829214105 MEETING TYPE: Annual
TICKER: SLP MEETING DATE: 24-Feb-2015
ISIN US8292141053 VOTE DEADLINE DATE: 23-Feb-2015
AGENDA 934116511 Management TOTAL BALLOT SHARES: 100372
LAST VOTE DATE: 28-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 WALTER S. WOLTOSZ 82942 0 0 0
2 DR. THADDEUS H. GRASELA 82942 0 0 0
3 DR. DAVID Z. D'ARGENIO 82942 0 0 0
4 DR. JOHN K. PAGLIA 82942 0 0 0
5 DR. DAVID L. RALPH 82942 0 0 0
2 RATIFICATION OF SELECTION OF ROSE, SNYDER AND For None 82942 0 0 0
JACOBS CPA'S AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
HILLENBRAND, INC.
SECURITY: 431571108 MEETING TYPE: Annual
TICKER: HI MEETING DATE: 25-Feb-2015
ISIN US4315711089 VOTE DEADLINE DATE: 24-Feb-2015
AGENDA 934114416 Management TOTAL BALLOT SHARES: 49025.3327
LAST VOTE DATE: 12-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 EDWARD B. CLOUES, II 42040 0 0 0
2 HELEN W. CORNELL 42040 0 0 0
3 EDUARDO R. MENASCE 42040 0 0 0
4 STUART A. TAYLOR, II 42040 0 0 0
2 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, For None 42040 0 0 0
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3 TO AMEND THE COMPANY'S RESTATED AND For None 42040 0 0 0
AMENDED ARTICLES OF INCORPORATION TO
ESTABLISH INDIANA AS THE EXCLUSIVE FORUM FOR
ADJUDICATION OF CERTAIN DISPUTES.
4 TO AMEND THE COMPANY'S RESTATED AND For None 42040 0 0 0
AMENDED ARTICLES OF INCORPORATION TO
ESTABLISH A MAJORITY VOTING STANDARD FOR
SHAREHOLDER ELECTIONS OF DIRECTORS.
5 TO RATIFY THE APPOINTMENT OF For None 42040 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
PLATINUM UNDERWRITERS HOLDINGS, LTD.
SECURITY: G7127P100 MEETING TYPE: Special
TICKER: PTP MEETING DATE: 27-Feb-2015
ISIN BMG7127P1005 VOTE DEADLINE DATE: 26-Feb-2015
AGENDA 934123845 Management TOTAL BALLOT SHARES: 10961.711
LAST VOTE DATE: 17-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPROVE THE AMENDMENT TO THE BYE-LAWS OF For None 10840 0 0 0
PLATINUM DISCLOSED IN ANNEX B TO THE PROXY
STATEMENT.
2 TO APPROVE AND ADOPT THE MERGER AGREEMENT, For None 10840 0 0 0
THE STATUTORY MERGER AGREEMENT AND THE
MERGER.
3 TO APPROVE, ON AN ADVISORY (NON-BINDING) For None 10840 0 0 0
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE EXECUTIVE OFFICERS OF
PLATINUM IN CONNECTION WITH THE MERGER.
4 TO APPROVE AN ADJOURNMENT OF THE SPECIAL For None 10840 0 0 0
GENERAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES FROM PLATINUM
SHAREHOLDERS IF THERE ARE INSUFFICIENT VOTES
TO APPROVE THE AFOREMENTIONED PROPOSALS.
LANDAUER, INC.
SECURITY: 51476K103 MEETING TYPE: Annual
TICKER: LDR MEETING DATE: 06-Mar-2015
ISIN US51476K1034 VOTE DEADLINE DATE: 05-Mar-2015
AGENDA 934124924 Management TOTAL BALLOT SHARES: 33373.8944
LAST VOTE DATE: 17-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: STEPHEN C. MITCHELL For None 25174 0 0 0
2 ELECTION OF DIRECTOR: THOMAS M. WHITE For None 25174 0 0 0
3 TO RATIFY THE APPOINTMENT OF For None 25174 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2015.
4 TO APPROVE AN AMENDMENT TO THE CERTIFICATE For None 25174 0 0 0
OF INCORPORATION OF LANDAUER, INC. TO
DECLASSIFY THE BOARD OF DIRECTORS.
5 TO APPROVE, BY NON-BINDING ADVISORY VOTE, For None 25174 0 0 0
EXECUTIVE COMPENSATION.
THE FEMALE HEALTH COMPANY
SECURITY: 314462102 MEETING TYPE: Annual
TICKER: FHCO MEETING DATE: 19-Mar-2015
ISIN US3144621022 VOTE DEADLINE DATE: 18-Mar-2015
AGENDA 934120306 Management TOTAL BALLOT SHARES: 198971.1226
LAST VOTE DATE: 28-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 DAVID R. BETHUNE 142918 0 0 0
2 DONNA FELCH 142918 0 0 0
3 MARY MARGARET FRANK PHD 142918 0 0 0
4 WILLIAM R. GARGIULO, JR 142918 0 0 0
5 KAREN KING 142918 0 0 0
6 ANDREW S. LOVE 142918 0 0 0
7 O.B. PARRISH 142918 0 0 0
2 TO RATIFY THE APPOINTMENT OF MCGLADREY LLP For None 142918 0 0 0
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2015.
M.D.C. HOLDINGS, INC.
SECURITY: 552676108 MEETING TYPE: Annual
TICKER: MDC MEETING DATE: 23-Mar-2015
ISIN US5526761086 VOTE DEADLINE DATE: 20-Mar-2015
AGENDA 934123605 Management TOTAL BALLOT SHARES: 536888.2461
LAST VOTE DATE: 17-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 RAYMOND T. BAKER 27770 0 0 0
2 DAVID E. BLACKFORD 27770 0 0 0
2 TO APPROVE AN ADVISORY PROPOSAL REGARDING For None 27770 0 0 0
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (SAY ON PAY).
3 TO APPROVE AN AMENDMENT TO THE M.D.C. For None 27770 0 0 0
HOLDINGS, INC. 2011 EQUITY INCENTIVE PLAN.
4 TO APPROVE AN AMENDMENT TO THE M.D.C. For None 27770 0 0 0
HOLDINGS, INC. 2011 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS.
5 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP For None 27770 0 0 0
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
MEETING DATE RANGE: 01-APR-2015 TO 30-JUN-2015
SELECTED ACCOUNTS
H.B. FULLER COMPANY
SECURITY: 359694106 MEETING TYPE: Annual
TICKER: FUL MEETING DATE: 09-Apr-2015
ISIN US3596941068 VOTE DEADLINE DATE: 08-Apr-2015
AGENDA 934127021 Management TOTAL BALLOT SHARES: 33705.5481
LAST VOTE DATE: 05-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 THOMAS W. HANDLEY 31520 0 0 0
2 MARIA TERESA HILADO 31520 0 0 0
3 ANN W.H. SIMONDS 31520 0 0 0
2 A NON-BINDING ADVISORY VOTE TO APPROVE THE For None 31520 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE ATTACHED PROXY
STATEMENT.
3 THE RATIFICATION OF THE APPOINTMENT OF KPMG For None 31520 0 0 0
LLP AS H.B. FULLER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 28, 2015.
A.O. SMITH CORPORATION
SECURITY: 831865209 MEETING TYPE: Annual
TICKER: AOS MEETING DATE: 14-Apr-2015
ISIN US8318652091 VOTE DEADLINE DATE: 13-Apr-2015
AGENDA 934130725 Management TOTAL BALLOT SHARES: 205759.2714
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 GLOSTER B. CURRENT, JR. 23050 0 0 0
2 WILLIAM P. GREUBEL 23050 0 0 0
3 IDELLE K. WOLF 23050 0 0 0
4 GENE C. WULF 23050 0 0 0
2 PROPOSAL TO APPROVE, BY NONBINDING ADVISORY For None 23050 0 0 0
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST For None 23050 0 0 0
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
CYTEC INDUSTRIES INC.
SECURITY: 232820100 MEETING TYPE: Annual
TICKER: CYT MEETING DATE: 16-Apr-2015
ISIN US2328201007 VOTE DEADLINE DATE: 15-Apr-2015
AGENDA 934130698 Management TOTAL BALLOT SHARES: 34980
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID P. HESS For None 31700 0 0 0
2 ELECTION OF DIRECTOR: BARRY C. JOHNSON For None 31700 0 0 0
3 ELECTION OF DIRECTOR: CAROL P. LOWE For None 31700 0 0 0
4 ELECTION OF DIRECTOR: THOMAS W. RABAUT For None 31700 0 0 0
5 RATIFICATION OF KPMG LLP AS THE COMPANY'S For None 31700 0 0 0
AUDITORS FOR 2015.
6 APPROVE, BY NON-BINDING VOTE, THE For None 31700 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
LAZARD LTD
SECURITY: G54050102 MEETING TYPE: Annual
TICKER: LAZ MEETING DATE: 21-Apr-2015
ISIN BMG540501027 VOTE DEADLINE DATE: 20-Apr-2015
AGENDA 934145601 Management TOTAL BALLOT SHARES: 177351.6494
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ANDREW M. ALPER 27970 0 0 0
2 ASHISH BHUTANI 27970 0 0 0
3 STEVEN J. HEYER 27970 0 0 0
4 SYLVIA JAY 27970 0 0 0
2 NON-BINDING ADVISORY VOTE REGARDING For None 27970 0 0 0
EXECUTIVE COMPENSATION.
3 RATIFICATION OF APPOINTMENT OF DELOITTE & For None 27970 0 0 0
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO
SET THEIR REMUNERATION.
GREENHILL & CO., INC.
SECURITY: 395259104 MEETING TYPE: Annual
TICKER: GHL MEETING DATE: 23-Apr-2015
ISIN US3952591044 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934136664 Management TOTAL BALLOT SHARES: 86367.2145
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT F. GREENHILL 38500 0 0 0
2 SCOTT L. BOK 38500 0 0 0
3 ROBERT T. BLAKELY 38500 0 0 0
4 STEVEN F. GOLDSTONE 38500 0 0 0
5 STEPHEN L. KEY 38500 0 0 0
6 KAREN P. ROBARDS 38500 0 0 0
2 APPROVAL, BY NON-BINDING VOTE, OF GREENHILL'S For None 38500 0 0 0
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & For None 38500 0 0 0
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2015.
4 APPROVAL OF GREENHILL'S EQUITY INCENTIVE For None 38500 0 0 0
PLAN.
INTERSIL CORPORATION
SECURITY: 46069S109 MEETING TYPE: Annual
TICKER: ISIL MEETING DATE: 24-Apr-2015
ISIN US46069S1096 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934132995 Management TOTAL BALLOT SHARES: 461566.8219
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 ELECTION OF DIRECTOR: DR. NECIP SAYINER For None 111570 0 0 0
2 ELECTION OF DIRECTOR: DONALD MACLEOD For None 111570 0 0 0
3 ELECTION OF DIRECTOR: MERCEDES JOHNSON For None 111570 0 0 0
4 ELECTION OF DIRECTOR: SOHAIL KHAN For None 111570 0 0 0
5 ELECTION OF DIRECTOR: GREGORY LANG For None 111570 0 0 0
6 ELECTION OF DIRECTOR: FORREST E. NORROD For None 111570 0 0 0
7 ELECTION OF DIRECTOR: JAN PEETERS For None 111570 0 0 0
8 ELECTION OF DIRECTOR: JAMES A. URRY For None 111570 0 0 0
9 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 111570 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
10 TO VOTE ON A NON-BINDING ADVISORY PROPOSAL For None 111570 0 0 0
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT.
LITTELFUSE, INC.
SECURITY: 537008104 MEETING TYPE: Annual
TICKER: LFUS MEETING DATE: 24-Apr-2015
ISIN US5370081045 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934136462 Management TOTAL BALLOT SHARES: 19292.2729
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 T.J. CHUNG 16890 0 0 0
2 CARY T. FU 16890 0 0 0
3 ANTHONY GRILLO 16890 0 0 0
4 GORDON HUNTER 16890 0 0 0
5 JOHN E. MAJOR 16890 0 0 0
6 WILLIAM P. NOGLOWS 16890 0 0 0
7 RONALD L. SCHUBEL 16890 0 0 0
2 APPROVE AND RATIFY THE APPOINTMENT OF GRANT For None 16890 0 0 0
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR OF THE COMPANY
ENDING JANUARY 2, 2016.
3 RE-APPROVE THE PERFORMANCE GOALS IN THE For None 16890 0 0 0
LITTELFUSE, INC. LONG-TERM INCENTIVE PLAN.
4 APPROVE, BY NON-BINDING VOTE, THE For None 16890 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
PERKINELMER, INC.
SECURITY: 714046109 MEETING TYPE: Annual
TICKER: PKI MEETING DATE: 28-Apr-2015
ISIN US7140461093 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934133947 Management TOTAL BALLOT SHARES: 34764.459
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: PETER BARRETT For None 34480 0 0 0
2 ELECTION OF DIRECTOR: ROBERT F. FRIEL For None 34480 0 0 0
3 ELECTION OF DIRECTOR: SYLVIE GREGOIRE, PHARMD For None 34480 0 0 0
4 ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO For None 34480 0 0 0
5 ELECTION OF DIRECTOR: ALEXIS P. MICHAS For None 34480 0 0 0
6 ELECTION OF DIRECTOR: VICKI L. SATO, PHD For None 34480 0 0 0
7 ELECTION OF DIRECTOR: KENTON J. SICCHITANO For None 34480 0 0 0
8 ELECTION OF DIRECTOR: PATRICK J. SULLIVAN For None 34480 0 0 0
9 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE For None 34480 0 0 0
LLP AS PERKINELMER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
10 TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR For None 34480 0 0 0
EXECUTIVE COMPENSATION.
SOUTH STATE CORPORATION
SECURITY: 840441109 MEETING TYPE: Annual
TICKER: SSB MEETING DATE: 28-Apr-2015
ISIN US8404411097 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934138137 Management TOTAL BALLOT SHARES: 14815.8429
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 M. OSWALD FOGLE 14690 0 0 0
2 HERBERT G. GRAY 14690 0 0 0
3 CYNTHIA A. HARTLEY 14690 0 0 0
4 JOHN C. POLLOK 14690 0 0 0
5 THOMAS E. SUGGS 14690 0 0 0
6 KEVIN P. WALKER 14690 0 0 0
2 PROPOSAL TO RATIFY, AS AN ADVISORY, NON- For None 14690 0 0 0
BINDING VOTE, APPOINTMENT OF DIXON HUGHES
GOODMAN LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
STERLING BANCORP
SECURITY: 85917A100 MEETING TYPE: Special
TICKER: STL MEETING DATE: 28-Apr-2015
ISIN US85917A1007 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934171012 Management TOTAL BALLOT SHARES: 692653.7017
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN For None 119820 0 0 0
OF MERGER, DATED AS OF NOVEMBER 4, 2014, BY
AND BETWEEN HUDSON VALLEY HOLDING CORP.
("HUDSON VALLEY") AND STERLING BANCORP,
PURSUANT TO WHICH HUDSON VALLEY WILL
MERGE WITH AND INTO STERLING (THE "STERLING
MERGER PROPOSAL").
2 PROPOSAL TO ADJOURN THE STERLING SPECIAL For None 119820 0 0 0
MEETING IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
STERLING MERGER PROPOSAL.
TAL INTERNATIONAL GROUP, INC.
SECURITY: 874083108 MEETING TYPE: Annual
TICKER: TAL MEETING DATE: 28-Apr-2015
ISIN US8740831081 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934140194 Management TOTAL BALLOT SHARES: 58846.4192
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 BRIAN M. SONDEY 10010 0 0 0
2 MALCOLM P. BAKER 10010 0 0 0
3 CLAUDE GERMAIN 10010 0 0 0
4 KENNETH HANAU 10010 0 0 0
5 HELMUT KASPERS 10010 0 0 0
6 FREDERIC H. LINDEBERG 10010 0 0 0
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG For None 10010 0 0 0
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
VALMONT INDUSTRIES, INC.
SECURITY: 920253101 MEETING TYPE: Annual
TICKER: VMI MEETING DATE: 28-Apr-2015
ISIN US9202531011 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934142097 Management TOTAL BALLOT SHARES: 12881.0816
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DANIEL P. NEARY 10430 0 0 0
2 KENNETH E. STINSON 10430 0 0 0
2 ADVISORY APPROVAL OF THE COMPANY'S For None 10430 0 0 0
EXECUTIVE COMPENSATION.
3 RATIFYING THE APPOINTMENT OF DELOITTE & For None 10430 0 0 0
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2015.
PSYCHEMEDICS CORPORATION
SECURITY: 744375205 MEETING TYPE: Annual
TICKER: PMD MEETING DATE: 29-Apr-2015
ISIN US7443752057 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934171997 Management TOTAL BALLOT SHARES: 115412
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 RAYMOND C. KUBACKI 96742 0 0 0
2 HARRY CONNICK 96742 0 0 0
3 WALTER S. TOMENSON, JR. 96742 0 0 0
4 FRED J. WEINERT 96742 0 0 0
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 96742 0 0 0
3 RATIFICATION OF THE APPOINTMENT OF BDO USA For None 96742 0 0 0
LLP.
BRYN MAWR BANK CORPORATION
SECURITY: 117665109 MEETING TYPE: Annual
TICKER: BMTC MEETING DATE: 30-Apr-2015
ISIN US1176651099 VOTE DEADLINE DATE: 29-Apr-2015
AGENDA 934144356 Management TOTAL BALLOT SHARES: 70674.2595
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MICHAEL J. CLEMENT 61388 0 0 0
2 SCOTT M. JENKINS 61388 0 0 0
3 JERRY L. JOHNSON 61388 0 0 0
4 A. JOHN MAY, III 61388 0 0 0
2 TO APPROVE A NON-BINDING ADVISORY VOTE ON For None 61388 0 0 0
EXECUTIVE OFFICER COMPENSATION.
3 TO APPROVE AND ADOPT THE AMENDED AND For None 61388 0 0 0
RESTATED BRYN MAWR BANK CORPORATION 2010
LONG-TERM INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 61388 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BRYN MAWR BANK CORPORATION FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
SOUTH JERSEY INDUSTRIES, INC.
SECURITY: 838518108 MEETING TYPE: Annual
TICKER: SJI MEETING DATE: 30-Apr-2015
ISIN US8385181081 VOTE DEADLINE DATE: 29-Apr-2015
AGENDA 934142631 Management TOTAL BALLOT SHARES: 6148.7854
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: SARAH M. BARPOULIS For None 6010 0 0 0
2 ELECTION OF DIRECTOR: THOMAS A. BRACKEN For None 6010 0 0 0
3 ELECTION OF DIRECTOR: KEITH S. CAMPBELL For None 6010 0 0 0
4 ELECTION OF DIRECTOR: SHEILA HARTNETT-DEVLIN For None 6010 0 0 0
5 ELECTION OF DIRECTOR: VICTOR A. FORTKIEWICZ For None 6010 0 0 0
6 ELECTION OF DIRECTOR: WALTER M. HIGGINS III For None 6010 0 0 0
7 ELECTION OF DIRECTOR: SUNITA HOLZER For None 6010 0 0 0
8 ELECTION OF DIRECTOR: JOSEPH H. PETROWSKI For None 6010 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL J. RENNA For None 6010 0 0 0
10 ELECTION OF DIRECTOR: FRANK L. SIMS For None 6010 0 0 0
11 TO HOLD AN ADVISORY VOTE TO APPROVE For None 6010 0 0 0
EXECUTIVE COMPENSATION.
12 TO ADOPT THE 2015 OMNIBUS EQUITY COMPENSATION For None 6010 0 0 0
PLAN.
13 TO RATIFY THE APPOINTMENT OF DELOITTE & For None 6010 0 0 0
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
UTAH MEDICAL PRODUCTS, INC.
SECURITY: 917488108 MEETING TYPE: Annual
TICKER: UTMD MEETING DATE: 01-May-2015
ISIN US9174881089 VOTE DEADLINE DATE: 30-Apr-2015
AGENDA 934174309 Management TOTAL BALLOT SHARES: 15973.7938
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: KEVIN L. CORNWELL For None 14890 0 0 0
2 ELECTION OF DIRECTOR: PAUL O. RICHINS For None 14890 0 0 0
3 TO RATIFY THE SELECTION OF JONES SIMKINS LLC AS For None 14890 0 0 0
THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
4 TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S For None 14890 0 0 0
EXECUTIVE COMPENSATION PROGRAM.
ORCHIDS PAPER PRODUCTS COMPANY
SECURITY: 68572N104 MEETING TYPE: Annual
TICKER: TIS MEETING DATE: 04-May-2015
ISIN US68572N1046 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934150272 Management TOTAL BALLOT SHARES: 34714
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 STEVEN R. BERLIN 32174 0 0 0
2 MARIO ARMANDO GARCIA 32174 0 0 0
3 JOHN C. GUTTILLA 32174 0 0 0
4 DOUGLAS E. HAILEY 32174 0 0 0
5 ELAINE MACDONALD 32174 0 0 0
6 MARK H. RAVICH 32174 0 0 0
7 JEFFREY S. SCHOEN 32174 0 0 0
2 TO APPROVE THE COMPANY'S ANNUAL BONUS PLAN, For None 32174 0 0 0
INCLUDING PERFORMANCE MEASURES
3 TO RATIFY HOGANTAYLOR LLP AS THE COMPANY'S For None 32174 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
TOMPKINS FINANCIAL CORPORATION
SECURITY: 890110109 MEETING TYPE: Annual
TICKER: TMP MEETING DATE: 04-May-2015
ISIN US8901101092 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934162669 Management TOTAL BALLOT SHARES: 23854.2629
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JOHN E. ALEXANDER 20760 0 0 0
2 PAUL J. BATTAGLIA 20760 0 0 0
3 DANIEL J. FESSENDEN 20760 0 0 0
4 JAMES W. FULMER 20760 0 0 0
5 CARL E. HAYNES 20760 0 0 0
6 SUSAN A. HENRY 20760 0 0 0
7 PATRICIA A. JOHNSON 20760 0 0 0
8 FRANK C. MILEWSKI 20760 0 0 0
9 SANDRA A. PARKER 20760 0 0 0
10 THOMAS R. ROCHON 20760 0 0 0
11 STEPHEN S. ROMAINE 20760 0 0 0
12 MICHAEL H. SPAIN 20760 0 0 0
13 ALFRED J. WEBER 20760 0 0 0
14 CRAIG YUNKER 20760 0 0 0
2 RATIFY THE APPOINTMENT OF THE INDEPENDENT For None 20760 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM, KPMG LLP,
AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
BROWN & BROWN, INC.
SECURITY: 115236101 MEETING TYPE: Annual
TICKER: BRO MEETING DATE: 06-May-2015
ISIN US1152361010 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934151743 Management TOTAL BALLOT SHARES: 261322.0177
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 J. HYATT BROWN 51360 0 0 0
2 SAMUEL P. BELL, III 51360 0 0 0
3 HUGH M. BROWN 51360 0 0 0
4 J. POWELL BROWN 51360 0 0 0
5 BRADLEY CURREY, JR. 51360 0 0 0
6 THEODORE J. HOEPNER 51360 0 0 0
7 JAMES S. HUNT 51360 0 0 0
8 TONI JENNINGS 51360 0 0 0
9 TIMOTHY R.M. MAIN 51360 0 0 0
10 H. PALMER PROCTOR, JR. 51360 0 0 0
11 WENDELL S. REILLY 51360 0 0 0
12 CHILTON D. VARNER 51360 0 0 0
2 THE RATIFICATION OF THE APPOINTMENT OF For None 51360 0 0 0
DELOITTE & TOUCHE LLP AS BROWN & BROWN,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3 TO APPROVE, ON AN ADVISORY BASIS, THE For None 51360 0 0 0
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4 TO REAPPROVE BROWN & BROWN, INC'S 2010 STOCK For None 51360 0 0 0
INCENTIVE PLAN PURSUANT TO INTERNAL REVENUE
CODE SECTION 162(M)
5 TO APPROVE THE AMENDMENT OF BROWN & BROWN, For None 51360 0 0 0
INC'S 1990 EMPLOYEE STOCK PURCHASE PLAN.
COMPASS MINERALS INTERNATIONAL, INC.
SECURITY: 20451N101 MEETING TYPE: Annual
TICKER: CMP MEETING DATE: 06-May-2015
ISIN US20451N1019 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934146843 Management TOTAL BALLOT SHARES: 15845.0898
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID J. D'ANTONI For None 14230 0 0 0
2 ELECTION OF DIRECTOR: ALLAN R. ROTHWELL For None 14230 0 0 0
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 14230 0 0 0
COMPENSATION.
4 APPROVE THE COMPASS MINERALS INTERNATIONAL, For None 14230 0 0 0
INC. 2015 INCENTIVE AWARD PLAN.
5 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For None 14230 0 0 0
AS COMPASS MINERALS' INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
THE DUN & BRADSTREET CORPORATION
SECURITY: 26483E100 MEETING TYPE: Annual
TICKER: DNB MEETING DATE: 06-May-2015
ISIN US26483E1001 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934153507 Management TOTAL BALLOT SHARES: 8472.6285
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ROBERT P. CARRIGAN For None 7410 0 0 0
2 ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN For None 7410 0 0 0
3 ELECTION OF DIRECTOR: L. GORDON CROVITZ For None 7410 0 0 0
4 ELECTION OF DIRECTOR: JAMES N. FERNANDEZ For None 7410 0 0 0
5 ELECTION OF DIRECTOR: PAUL R. GARCIA For None 7410 0 0 0
6 ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH For None 7410 0 0 0
7 ELECTION OF DIRECTOR: THOMAS J. MANNING For None 7410 0 0 0
8 ELECTION OF DIRECTOR: SANDRA E. PETERSON For None 7410 0 0 0
9 ELECTION OF DIRECTOR: JUDITH A. REINSDORF For None 7410 0 0 0
10 RATIFY THE APPOINTMENT OF For None 7410 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FORSAL). 2015.
11 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE For None 7410 0 0 0
COMPENSATION (SAY ON PAY).
12 APPROVAL OF THE DUN & BRADSTREET For None 7410 0 0 0
CORPORATION 2015 EMPLOYEE STOCK PURCHASE
PLAN.
13 APPROVAL OF AMENDMENTS TO THE COMPANY'S For None 7410 0 0 0
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
REDUCE THE AGGREGATE OWNERSHIPSAL).
PERCENTAGE REQUIRED FOR HOLDERS OF THE
COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS FROM 40% TO 25%.
14 VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 7410 0 0
THE BOARD TO TAKE THE STEPS NECESSARY TO
AMEND THE COMPANY'S GOVERNING DOCUMENTS TO
GIVE HOLDERS IN THE AGGREGATE OF 10% OF THE
OUTSTANDING COMMON STOCK THE POWER TO CALL
A SPECIAL MEETING.
TRICO BANCSHARES
SECURITY: 896095106 MEETING TYPE: Annual
TICKER: TCBK MEETING DATE: 07-May-2015
ISIN US8960951064 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934173042 Management TOTAL BALLOT SHARES: 16393
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 WILLIAM J. CASEY 16393 0 0 0
2 DONALD J. AMARAL 16393 0 0 0
3 L. GAGE CHRYSLER III 16393 0 0 0
4 CRAIG S. COMPTON 16393 0 0 0
5 CORY W. GIESE 16393 0 0 0
6 JOHN S.A. HASBROOK 16393 0 0 0
7 PATRICK W. KILKENNY 16393 0 0 0
8 MICHAEL W. KOEHNEN 16393 0 0 0
9 MARTIN A. MARIANI 16393 0 0 0
10 RICHARD P. SMITH 16393 0 0 0
11 W. VIRGINIA WALKER 16393 0 0 0
12 J.M. "MIKE" WELLS, JR. 16393 0 0 0
2 ADVISORY APPROVAL OF THE COMPANY'S For None 16393 0 0 0
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF CROWE HORWATH LLP For None 16393 0 0 0
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
2015.
TUPPERWARE BRANDS CORPORATION
SECURITY: 899896104 MEETING TYPE: Annual
TICKER: TUP MEETING DATE: 08-May-2015
ISIN US8998961044 VOTE DEADLINE DATE: 07-May-2015
AGENDA 934146792 Management TOTAL BALLOT SHARES: 884581.0055
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: CATHERINE A. BERTINI For None 27530 0 0 0
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON For None 27530 0 0 0
3 ELECTION OF DIRECTOR: KRISS CLONINGER, III For None 27530 0 0 0
4 ELECTION OF DIRECTOR: E.V. GOINGS For None 27530 0 0 0
5 ELECTION OF DIRECTOR: JOE R. LEE For None 27530 0 0 0
6 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ For None 27530 0 0 0
7 ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE For None 27530 0 0 0
CASTRO
8 ELECTION OF DIRECTOR: ROBERT J. MURRAY For None 27530 0 0 0
9 ELECTION OF DIRECTOR: DAVID R. PARKER For None 27530 0 0 0
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 27530 0 0 0
11 ELECTION OF DIRECTOR: M. ANNE SZOSTAK For None 27530 0 0 0
12 ADVISORY VOTE TO APPROVE THE COMPANY'S For None 27530 0 0 0
EXECUTIVE COMPENSATION PROGRAM
13 PROPOSAL TO APPROVE THE MATERIAL TERMS OF For None 27530 0 0 0
THE PERFORMANCE MEASURES UNDER THE
TUPPERWARE BRANDS CORPORATION 2010
INCENTIVE PLAN
14 PROPOSAL TO RATIFY THE APPOINTMENT OF THE For None 27530 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
WATSCO, INC.
SECURITY: 942622200 MEETING TYPE: Annual
TICKER: WSO MEETING DATE: 11-May-2015
ISIN US9426222009 VOTE DEADLINE DATE: 08-May-2015
AGENDA 934190492 Management TOTAL BALLOT SHARES: 84608.6403
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 CESAR L. ALVAREZ 12020 0 0 0
NATIONAL INSTRUMENTS CORPORATION
SECURITY: 636518102 MEETING TYPE: Annual
TICKER: NATI MEETING DATE: 12-May-2015
ISIN US6365181022 VOTE DEADLINE DATE: 11-May-2015
AGENDA 934158329 Management TOTAL BALLOT SHARES: 47556.0347
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DUY-LOAN T. LE 44020 0 0 0
2 CHARLES J. ROESSLEIN 44020 0 0 0
2 TO APPROVE NATIONAL INSTRUMENTS For None 44020 0 0 0
CORPORATION'S 2015 EQUITY INCENTIVE PLAN,
INCLUDING APPROVAL OF ITS MATERIAL TERMS AND
PERFORMANCE GOALS FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M).
3 TO APPROVE NATIONAL INSTRUMENTS For None 44020 0 0 0
CORPORATION'S PERFORMANCE CASH INCENTIVE
PLAN, INCLUDING APPROVAL OF ITS MATERIAL
TERMS AND PERFORMANCE GOALS FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M).
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG For None 44020 0 0 0
LLP AS NATIONAL INSTRUMENTS CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015.
EPR PROPERTIES
SECURITY: 26884U109 MEETING TYPE: Annual
TICKER: EPR MEETING DATE: 13-May-2015
ISIN US26884U1097 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934153622 Management TOTAL BALLOT SHARES: 69013
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JACK A. NEWMAN, JR.@ 27100 0 0 0
2 THOMAS M. BLOCH@ 27100 0 0 0
3 GREGORY K. SILVERS# 27100 0 0 0
2 PROPOSAL TO APPROVE, ON A NON-BINDING For None 27100 0 0 0
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THESE PROXY MATERIALS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG For None 27100 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
COLUMBIA SPORTSWEAR COMPANY
SECURITY: 198516106 MEETING TYPE: Annual
TICKER: COLM MEETING DATE: 19-May-2015
ISIN US1985161066 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934165160 Management TOTAL BALLOT SHARES: 37332.2458
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 GERTRUDE BOYLE 32694 0 0 0
2 TIMOTHY P. BOYLE 32694 0 0 0
3 SARAH A. BANY 32694 0 0 0
4 MURREY R. ALBERS 32694 0 0 0
5 STEPHEN E. BABSON 32694 0 0 0
6 ANDY D. BRYANT 32694 0 0 0
7 EDWARD S. GEORGE 32694 0 0 0
8 WALTER T. KLENZ 32694 0 0 0
9 RONALD E. NELSON 32694 0 0 0
10 JOHN W. STANTON 32694 0 0 0
11 MALIA H. WASSON 32694 0 0 0
2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE For None 32694 0 0 0
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE For None 32694 0 0 0
COMPENSATION.
LANDSTAR SYSTEM, INC.
SECURITY: 515098101 MEETING TYPE: Annual
TICKER: LSTR MEETING DATE: 19-May-2015
ISIN US5150981018 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934170224 Management TOTAL BALLOT SHARES: 15700.7794
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JAMES B. GATTONI 15540 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP For None 15540 0 0 0
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.
3 ADVISORY VOTE TO APPROVE EXECUTIVE For None 15540 0 0 0
COMPENSATION.
U.S. PHYSICAL THERAPY, INC.
SECURITY: 90337L108 MEETING TYPE: Annual
TICKER: USPH MEETING DATE: 19-May-2015
ISIN US90337L1089 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934190199 Management TOTAL BALLOT SHARES: 43461.9108
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JERALD L. PULLINS 36634 0 0 0
2 CHRISTOPHER J. READING 36634 0 0 0
3 LAWRANCE W. MCAFEE 36634 0 0 0
4 DANIEL C. ARNOLD 36634 0 0 0
5 MARK J. BROOKNER 36634 0 0 0
6 HARRY S. CHAPMAN 36634 0 0 0
7 BERNARD A. HARRIS 36634 0 0 0
8 MARLIN W. JOHNSTON 36634 0 0 0
9 EDWARD L. KUNTZ 36634 0 0 0
10 REGINALD E. SWANSON 36634 0 0 0
11 CLAYTON K. TRIER 36634 0 0 0
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 36634 0 0 0
OFFICER COMPENSATION.
3 REAPPROVE THE MATERIAL TERMS OF THE For None 36634 0 0 0
COMPANY'S AMENDED AND RESTATED 2003 STOCK
INCENTIVE PLAN FOR PURPOSES OF COMPLYING
WITH SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4 RATIFICATION OF THE APPOINTMENT OF GRANT For None 36634 0 0 0
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
CORESITE REALTY CORPORATION
SECURITY: 21870Q105 MEETING TYPE: Annual
TICKER: COR MEETING DATE: 20-May-2015
ISIN US21870Q1058 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934167633 Management TOTAL BALLOT SHARES: 35740
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT G. STUCKEY 31000 0 0 0
2 THOMAS M. RAY 31000 0 0 0
3 JAMES A. ATTWOOD, JR. 31000 0 0 0
4 MICHAEL R. KOEHLER 31000 0 0 0
5 PAUL E. SZUREK 31000 0 0 0
6 J. DAVID THOMPSON 31000 0 0 0
7 DAVID A. WILSON 31000 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP For None 31000 0 0 0
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015.
3 THE ADVISORY RESOLUTION TO APPROVE THE For None 31000 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
ATRION CORPORATION
SECURITY: 049904105 MEETING TYPE: Annual
TICKER: ATRI MEETING DATE: 21-May-2015
ISIN US0499041053 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934174753 Management TOTAL BALLOT SHARES: 6795.7956
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 HUGH J. MORGAN, JR. 5975 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF GRANT For None 5975 0 0 0
THORNTON LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR 2015.
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER For None 5975 0 0 0
COMPENSATION.
COMMUNICATIONS SYSTEMS INC.
SECURITY: 203900105 MEETING TYPE: Annual
TICKER: JCS MEETING DATE: 21-May-2015
ISIN US2039001050 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934179486 Management TOTAL BALLOT SHARES: 54103.7004
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 LUELLA G. GOLDBERG 43687 0 0 0
2 ROGER H.D. LACEY 43687 0 0 0
3 GERALD D. PINT 43687 0 0 0
4 RICHARD A. PRIMUTH 43687 0 0 0
5 CURTIS A. SAMPSON 43687 0 0 0
6 RANDALL D. SAMPSON 43687 0 0 0
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For None 43687 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2015.
3 TO CAST A NON-BINDING ADVISORY VOTE For None 43687 0 0 0
APPROVING EXECUTIVE COMPENSATION.
4 TO APPROVE AMENDMENTS TO THE For None 43687 0 0 0
COMMUNICATIONS SYSTEMS, INC. 2011 EXECUTIVE
INCENTIVE COMPENSATION PLAN.
5 TO APPROVE AMENDMENTS TO THE For None 43687 0 0 0
COMMUNICATIONS SYSTEMS, INC. 1990 EMPLOYEE
STOCK PURCHASE PLAN.
GENTEX CORPORATION
SECURITY: 371901109 MEETING TYPE: Annual
TICKER: GNTX MEETING DATE: 21-May-2015
ISIN US3719011096 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934180225 Management TOTAL BALLOT SHARES: 3811643.2975
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 FRED BAUER 110960 0 0 0
2 GARY GOODE 110960 0 0 0
3 PETE HOEKSTRA 110960 0 0 0
4 JAMES HOLLARS 110960 0 0 0
5 JOHN MULDER 110960 0 0 0
6 MARK NEWTON 110960 0 0 0
7 RICHARD SCHAUM 110960 0 0 0
8 FREDERICK SOTOK 110960 0 0 0
9 JAMES WALLACE 110960 0 0 0
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG For None 110960 0 0 0
LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2015.
3 TO APPROVE, ON AN ADVISORY BASIS, For None 110960 0 0 0
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE THE SECOND AMENDMENT TO THE For None 110960 0 0 0
COMPANY'S SECOND RESTRICTED STOCK PLAN.
5 TO APPROVE THE AMENDMENT TO THE COMPANY'S For None 110960 0 0 0
2013 EMPLOYEE STOCK PURCHASE PLAN.
BANCFIRST CORPORATION
SECURITY: 05945F103 MEETING TYPE: Annual
TICKER: BANF MEETING DATE: 28-May-2015
ISIN US05945F1030 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934203302 Management TOTAL BALLOT SHARES: 25661.7053
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 DENNIS L. BRAND 22201 0 0 0
2 C.L. CRAIG, JR. 22201 0 0 0
3 WILLIAM H. CRAWFORD 22201 0 0 0
4 JAMES R. DANIEL 22201 0 0 0
5 F. FORD DRUMMOND 22201 0 0 0
6 K. GORDON GREER 22201 0 0 0
7 DR. D.B. HALVERSTADT 22201 0 0 0
8 WILLIAM O. JOHNSTONE 22201 0 0 0
9 DAVE R. LOPEZ 22201 0 0 0
10 J. RALPH MCCALMONT 22201 0 0 0
11 TOM H. MCCASLAND III 22201 0 0 0
12 RONALD J. NORICK 22201 0 0 0
13 PAUL B. ODOM. JR. 22201 0 0 0
14 DAVID E. RAINBOLT 22201 0 0 0
15 H.E. RAINBOLT 22201 0 0 0
16 MICHAEL S. SAMIS 22201 0 0 0
17 NATALIE SHIRLEY 22201 0 0 0
18 MICHAEL K. WALLACE 22201 0 0 0
19 GREGORY WEDEL 22201 0 0 0
20 G. RAINEY WILLIAMS, JR. 22201 0 0 0
2 TO RATIFY BKD LLP AS INDEPENDENT REGISTERED For None 22201 0 0 0
PUBLIC ACCOUNTING FIRM FOR 2015.
MERCHANTS BANCSHARES, INC.
SECURITY: 588448100 MEETING TYPE: Annual
TICKER: MBVT MEETING DATE: 28-May-2015
ISIN US5884481004 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934166960 Management TOTAL BALLOT SHARES: 53079
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 SCOTT F. BOARDMAN 46029 0 0 0
2 RAYMOND C. PECOR III 46029 0 0 0
3 JANETTE K. BOMBARDIER 46029 0 0 0
2 TO CONSIDER A NON-BINDING RESOLUTION TO For None 46029 0 0 0
APPROVE THE COMPENSATION OF MERCHANTS'
NAMED EXECUTIVE OFFICERS.
3 TO RATIFY CROWE HORWATH LLP AS MERCHANTS' For None 46029 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
STERLING BANCORP
SECURITY: 85917A100 MEETING TYPE: Annual
TICKER: STL MEETING DATE: 28-May-2015
ISIN US85917A1007 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934194616 Management TOTAL BALLOT SHARES: 724653.7017
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 ROBERT ABRAMS 136620 0 0 0
2 LOUIS J. CAPPELLI 136620 0 0 0
3 JAMES F. DEUTSCH 136620 0 0 0
4 NAVY E. DJONOVIC 136620 0 0 0
5 FERNANDO FERRER 136620 0 0 0
6 WILLIAM F. HELMER 136620 0 0 0
7 THOMAS G. KAHN 136620 0 0 0
8 JAMES B. KLEIN 136620 0 0 0
9 JACK L. KOPNISKY 136620 0 0 0
10 ROBERT W. LAZAR 136620 0 0 0
11 JOHN C. MILLMAN 136620 0 0 0
12 RICHARD O'TOOLE 136620 0 0 0
13 BURT B. STEINBERG 136620 0 0 0
2 APPROVAL OF AN AMENDMENT TO THE COMPANY'S For None 136620 0 0 0
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
3 APPROVAL OF THE STERLING BANCORP 2015 For None 136620 0 0 0
OMNIBUS EQUITY AND INCENTIVE PLAN.
4 APPROVAL, BY NON-BINDING VOTE, OF THE For None 136620 0 0 0
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS(SAY-ON-PAY).
5 RATIFICATION OF THE APPOINTMENT OF CROWE For None 136620 0 0 0
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
THE BUCKLE, INC.
SECURITY: 118440106 MEETING TYPE: Annual
TICKER: BKE MEETING DATE: 29-May-2015
ISIN US1184401065 VOTE DEADLINE DATE: 28-May-2015
AGENDA 934189754 Management TOTAL BALLOT SHARES: 118611
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 D. HIRSCHFELD 38800 0 0 0
2 D. NELSON 38800 0 0 0
3 K. RHOADS 38800 0 0 0
4 J. SHADA 38800 0 0 0
5 R. CAMPBELL 38800 0 0 0
6 B. FAIRFIELD 38800 0 0 0
7 B. HOBERMAN 38800 0 0 0
8 J. PEETZ 38800 0 0 0
9 M. HUSS 38800 0 0 0
2 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE For None 38800 0 0 0
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JANUARY 30, 2016
3 PROPOSAL TO APPROVE THE COMPANY'S 2015 For None 38800 0 0 0
MANAGEMENT INCENTIVE PLAN
4 PROPOSAL TO AMEND THE COMPANY'S 2008 For None 38800 0 0 0
DIRECTOR RESTRICTED STOCK PLAN
WORLD FUEL SERVICES CORPORATION
SECURITY: 981475106 MEETING TYPE: Annual
TICKER: INT MEETING DATE: 29-May-2015
ISIN US9814751064 VOTE DEADLINE DATE: 28-May-2015
AGENDA 934188637 Management TOTAL BALLOT SHARES: 39262.582
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MICHAEL J. KASBAR 33350 0 0 0
2 KEN BAKSHI 33350 0 0 0
3 JORGE L. BENITEZ 33350 0 0 0
4 RICHARD A. KASSAR 33350 0 0 0
5 MYLES KLEIN 33350 0 0 0
6 JOHN L. MANLEY 33350 0 0 0
7 J. THOMAS PRESBY 33350 0 0 0
8 STEPHEN K. RODDENBERRY 33350 0 0 0
9 PAUL H. STEBBINS 33350 0 0 0
2 APPROVAL OF THE NON-BINDING, ADVISORY VOTE For None 33350 0 0 0
ON EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF For None 33350 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED CERTIFIED
ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.
RENT-A-CENTER, INC.
SECURITY: 76009N100 MEETING TYPE: Annual
TICKER: RCII MEETING DATE: 04-Jun-2015
ISIN US76009N1000 VOTE DEADLINE DATE: 03-Jun-2015
AGENDA 934179967 Management TOTAL BALLOT SHARES: 71010
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF CLASS III DIRECTOR: MICHAEL J. GADE For None 50300 0 0 0
2 ELECTION OF CLASS III DIRECTOR: J.V. LENTELL For None 50300 0 0 0
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT For None 50300 0 0 0
OF KPMG LLP, REGISTERED INDEPENDENT
ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
4 PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) For None 50300 0 0 0
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
BLACKBAUD, INC.
SECURITY: 09227Q100 MEETING TYPE: Annual
TICKER: BLKB MEETING DATE: 09-Jun-2015
ISIN US09227Q1004 VOTE DEADLINE DATE: 08-Jun-2015
AGENDA 934203225 Management TOTAL BALLOT SHARES: 19700
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ANDREW M. LEITCH For None 19700 0 0 0
2 ELECTION OF DIRECTOR: GEORGE H. ELLIS For None 19700 0 0 0
3 ELECTION OF DIRECTOR: DAVID G. GOLDEN For None 19700 0 0 0
4 APPROVAL ON AN ADVISORY BASIS OF BLACKBAUD, For None 19700 0 0 0
INC.'S 2014 EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF For None 19700 0 0 0
PRICEWATERHOUSECOOPERS LLP AS BLACKBAUD,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
THE CORPORATE EXECUTIVE BOARD COMPANY
SECURITY: 21988R102 MEETING TYPE: Annual
TICKER: CEB MEETING DATE: 15-Jun-2015
ISIN US21988R1023 VOTE DEADLINE DATE: 12-Jun-2015
AGENDA 934217109 Management TOTAL BALLOT SHARES: 25399
LAST VOTE DATE: 06-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 THOMAS L. MONAHAN III 22649 0 0 0
2 GREGOR S. BAILAR 22649 0 0 0
3 STEPHEN M. CARTER 22649 0 0 0
4 GORDON J. COBURN 22649 0 0 0
5 L. KEVIN COX 22649 0 0 0
6 DANIEL O. LEEMON 22649 0 0 0
7 STACEY S. RAUCH 22649 0 0 0
8 JEFFREY R. TARR 22649 0 0 0
2 RATIFICATION OF THE RETENTION OF ERNST & For None 22649 0 0 0
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2015.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION For None 22649 0 0 0
OF NAMED EXECUTIVE OFFICERS.
MANNING & NAPIER INC.
SECURITY: 56382Q102 MEETING TYPE: Annual
TICKER: MN MEETING DATE: 17-Jun-2015
ISIN US56382Q1022 VOTE DEADLINE DATE: 16-Jun-2015
AGENDA 934207223 Management TOTAL BALLOT SHARES: 144410
LAST VOTE DATE: 18-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------ -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 WILLIAM MANNING 123450 0 0 0
2 PATRICK CUNNINGHAM 123450 0 0 0
3 RICHARD GOLDBERG 123450 0 0 0
4 BARBARA GOODSTEIN 123450 0 0 0
5 RICHARD M. HURWITZ 123450 0 0 0
6 EDWARD J. PETTINELLA 123450 0 0 0
7 ROBERT M. ZAK 123450 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF For None 123450 0 0 0
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 ADVISORY (NON-BINDING) VOTE APPROVING For None 123450 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE 1 YEAR 2 YEARS 3 YEARS ABSTAIN TAKE NO ACTION
---- -------------------------------------- -------------- ------------ ------- ------- ------- ------- --------------
4 ADVISORY (NON-BINDING) VOTE APPROVING None 123450 0 0 0 0
THE FREQUENCY OF THE ADVISORY VOTE
APPROVING COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
NU SKIN ENTERPRISES, INC.
SECURITY: 67018T105 MEETING TYPE: Annual
TICKER: NUS MEETING DATE: 23-Jun-2015
ISIN US67018T1051 VOTE DEADLINE DATE: 22-Jun-2015
AGENDA 934220485 Management TOTAL BALLOT SHARES: 23735.3561
LAST VOTE DATE: 18-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: NEVIN N. ANDERSEN For None 20800 0 0 0
2 ELECTION OF DIRECTOR: DANIEL W. CAMPBELL For None 20800 0 0 0
3 ELECTION OF DIRECTOR: M. TRUMAN HUNT For None 20800 0 0 0
4 ELECTION OF DIRECTOR: ANDREW D. LIPMAN For None 20800 0 0 0
5 ELECTION OF DIRECTOR: STEVEN J. LUND For None 20800 0 0 0
6 ELECTION OF DIRECTOR: NEIL H. OFFEN For None 20800 0 0 0
7 ELECTION OF DIRECTOR: THOMAS R. PISANO For None 20800 0 0 0
8 ELECTION OF DIRECTOR: EDWINA D. WOODBURY For None 20800 0 0 0
9 ADVISORY VOTE TO APPROVE THE COMPANY'S For None 20800 0 0 0
EXECUTIVE COMPENSATION.
10 RATIFICATION OF THE SELECTION OF For None 20800 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
MEETING DATE RANGE: 01-APR-2015 TO 30-JUN-2015
SELECTED ACCOUNTS
PEOPLE'S UNITED FINANCIAL, INC.
SECURITY: 712704105 MEETING TYPE: Annual
TICKER: PBCT MEETING DATE: 16-Apr-2015
ISIN US7127041058 VOTE DEADLINE DATE: 15-Apr-2015
AGENDA 934130713 Management TOTAL BALLOT SHARES: 367246
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 JOHN P. BARNES 7200 0 0 0
2 COLLIN P. BARON 7200 0 0 0
3 KEVIN T. BOTTOMLEY 7200 0 0 0
4 GEORGE P. CARTER 7200 0 0 0
5 WILLIAM F. CRUGER, JR. 7200 0 0 0
6 JOHN K. DWIGHT 7200 0 0 0
7 JERRY FRANKLIN 7200 0 0 0
8 JANET M. HANSEN 7200 0 0 0
9 RICHARD M. HOYT 7200 0 0 0
10 NANCY MCALLISTER 7200 0 0 0
11 MARK W. RICHARDS 7200 0 0 0
12 KIRK W. WALTERS 7200 0 0 0
2 APPROVE THE ADVISORY(NON-BINDING) RESOLUTION For None 7200 0 0 0
RELATING TO THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3 RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED For None 7200 0 0 0
PUBLIC ACCOUNTING FIRM FOR 2015.
TEXAS INSTRUMENTS INCORPORATED
SECURITY: 882508104 MEETING TYPE: Annual
TICKER: TXN MEETING DATE: 16-Apr-2015
ISIN US8825081040 VOTE DEADLINE DATE: 15-Apr-2015
AGENDA 934128869 Management TOTAL BALLOT SHARES: 1475944
LAST VOTE DATE: 05-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: R.W. BABB, JR. For None 1730 0 0 0
2 ELECTION OF DIRECTOR: M.A. BLINN For None 1730 0 0 0
3 ELECTION OF DIRECTOR: D.A. CARP For None 1730 0 0 0
4 ELECTION OF DIRECTOR: C.S. COX For None 1730 0 0 0
5 ELECTION OF DIRECTOR: R. KIRK For None 1730 0 0 0
6 ELECTION OF DIRECTOR: P.H. PATSLEY For None 1730 0 0 0
7 ELECTION OF DIRECTOR: R.E. SANCHEZ For None 1730 0 0 0
8 ELECTION OF DIRECTOR: W.R. SANDERS For None 1730 0 0 0
9 ELECTION OF DIRECTOR: R.J. SIMMONS For None 1730 0 0 0
10 ELECTION OF DIRECTOR: R.K. TEMPLETON For None 1730 0 0 0
11 ELECTION OF DIRECTOR: C.T. WHITMAN For None 1730 0 0 0
12 BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE For None 1730 0 0 0
COMPANY'S EXECUTIVE COMPENSATION.
13 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST For None 1730 0 0 0
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
GREENHILL & CO., INC.
SECURITY: 395259104 MEETING TYPE: Annual
TICKER: GHL MEETING DATE: 23-Apr-2015
ISIN US3952591044 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934136664 Management TOTAL BALLOT SHARES: 86367.2145
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 ROBERT F. GREENHILL 1600 0 0 0
2 SCOTT L. BOK 1600 0 0 0
3 ROBERT T. BLAKELY 1600 0 0 0
4 STEVEN F. GOLDSTONE 1600 0 0 0
5 STEPHEN L. KEY 1600 0 0 0
6 KAREN P. ROBARDS 1600 0 0 0
2 APPROVAL, BY NON-BINDING VOTE, OF GREENHILL'S For None 1600 0 0 0
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & YOUNG For None 1600 0 0 0
LLP TO SERVE AS GREENHILL'S AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2015.
4 APPROVAL OF GREENHILL'S EQUITY INCENTIVE PLAN. For None 1600 0 0 0
JOHNSON & JOHNSON
SECURITY: 478160104 MEETING TYPE: Annual
TICKER: JNJ MEETING DATE: 23-Apr-2015
ISIN US4781601046 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934134761 Management TOTAL BALLOT SHARES: 658070.9648
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN For None 690 0 0 0
2 ELECTION OF DIRECTOR: D. SCOTT DAVIS For None 690 0 0 0
3 ELECTION OF DIRECTOR: IAN E.L. DAVIS For None 690 0 0 0
4 ELECTION OF DIRECTOR: ALEX GORSKY For None 690 0 0 0
5 ELECTION OF DIRECTOR: SUSAN L. LINDQUIST For None 690 0 0 0
6 ELECTION OF DIRECTOR: MARK B. MCCLELLAN For None 690 0 0 0
7 ELECTION OF DIRECTOR: ANNE M. MULCAHY For None 690 0 0 0
8 ELECTION OF DIRECTOR: WILLIAM D. PEREZ For None 690 0 0 0
9 ELECTION OF DIRECTOR: CHARLES PRINCE For None 690 0 0 0
10 ELECTION OF DIRECTOR: A. EUGENE WASHINGTON For None 690 0 0 0
11 ELECTION OF DIRECTOR: RONALD A. WILLIAMS For None 690 0 0 0
12 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 690 0 0 0
COMPENSATION
13 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 690 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
14 SHAREHOLDER PROPOSAL - COMMON SENSE POLICY Against None 0 690 0 0
REGARDING OVEREXTENDED DIRECTORS
15 SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN Against None 0 690 0 0
CORPORATE VALUES AND POLITICAL CONTRIBUTIONS
16 SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Against None 0 690 0 0
ASTRAZENECA PLC
SECURITY: 046353108 MEETING TYPE: Annual
TICKER: AZN MEETING DATE: 24-Apr-2015
ISIN US0463531089 VOTE DEADLINE DATE: 15-Apr-2015
AGENDA 934156438 Management TOTAL BALLOT SHARES: 27073
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS For None 480 0 0 0
OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED
31 DECEMBER 2014
2 TO CONFIRM DIVIDENDS For None 480 0 0 0
3 TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR For None 480 0 0 0
4 TO AUTHORISE THE DIRECTORS TO AGREE TO THE For None 480 0 0 0
REMUNERATION OF THE AUDITOR
5 ELECTION OF DIRECTOR: LEIF JOHANSSON For None 480 0 0 0
6 ELECTION OF DIRECTOR: PASCAL SORIOT For None 480 0 0 0
7 ELECTION OF DIRECTOR: MARC DUNOYER For None 480 0 0 0
8 ELECTION OF DIRECTOR: CORI BARGMANN For None 480 0 0 0
9 ELECTION OF DIRECTOR: GENEVIEVE BERGER For None 480 0 0 0
10 ELECTION OF DIRECTOR: BRUCE BURLINGTON For None 480 0 0 0
11 ELECTION OF DIRECTOR: ANN CAIRNS For None 480 0 0 0
12 ELECTION OF DIRECTOR: GRAHAM CHIPCHASE For None 480 0 0 0
13 ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS For None 480 0 0 0
14 ELECTION OF DIRECTOR: RUDY MARKHAM For None 480 0 0 0
15 ELECTION OF DIRECTOR: SHRITI VADERA For None 480 0 0 0
16 ELECTION OF DIRECTOR: MARCUS WALLENBERG For None 480 0 0 0
17 TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR For None 480 0 0 0
THE YEAR ENDED 31 DECEMBER 2014
18 TO AUTHORISE LIMITED EU POLITICAL DONATIONS For None 480 0 0 0
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES For None 480 0 0 0
20 TO AUTHORISE THE DIRECTORS TO DISAPPLY For None 480 0 0 0
PRE-EMPTION RIGHTS
21 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN For None 480 0 0 0
SHARES
22 TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS For None 480 0 0 0
23 TO ADOPT NEW ARTICLES OF ASSOCIATION For None 480 0 0 0
AT&T INC.
SECURITY: 00206R102 MEETING TYPE: Annual
TICKER: T MEETING DATE: 24-Apr-2015
ISIN US00206R1023 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934134064 Management TOTAL BALLOT SHARES: 1567460.8455
LAST VOTE DATE: 12-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON For None 3040 0 0 0
2 ELECTION OF DIRECTOR: SCOTT T. FORD For None 3040 0 0 0
3 ELECTION OF DIRECTOR: GLENN H. HUTCHINS For None 3040 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM E. KENNARD For None 3040 0 0 0
5 ELECTION OF DIRECTOR: JON C. MADONNA For None 3040 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER For None 3040 0 0 0
7 ELECTION OF DIRECTOR: JOHN B. MCCOY For None 3040 0 0 0
8 ELECTION OF DIRECTOR: BETH E. MOONEY For None 3040 0 0 0
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 3040 0 0 0
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE For None 3040 0 0 0
11 ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR For None 3040 0 0 0
12 ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON For None 3040 0 0 0
13 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 3040 0 0 0
AUDITORS.
14 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. For None 3040 0 0 0
15 POLITICAL SPENDING REPORT. Against None 0 3040 0 0
16 LOBBYING REPORT. Against None 0 3040 0 0
17 SPECIAL MEETINGS. Against None 0 3040 0 0
INTERSIL CORPORATION
SECURITY: 46069S109 MEETING TYPE: Annual
TICKER: ISIL MEETING DATE: 24-Apr-2015
ISIN US46069S1096 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934132995 Management TOTAL BALLOT SHARES: 461566.8219
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: DR. NECIP SAYINER For None 6330 0 0 0
2 ELECTION OF DIRECTOR: DONALD MACLEOD For None 6330 0 0 0
3 ELECTION OF DIRECTOR: MERCEDES JOHNSON For None 6330 0 0 0
4 ELECTION OF DIRECTOR: SOHAIL KHAN For None 6330 0 0 0
5 ELECTION OF DIRECTOR: GREGORY LANG For None 6330 0 0 0
6 ELECTION OF DIRECTOR: FORREST E. NORROD For None 6330 0 0 0
7 ELECTION OF DIRECTOR: JAN PEETERS For None 6330 0 0 0
8 ELECTION OF DIRECTOR: JAMES A. URRY For None 6330 0 0 0
9 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 6330 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
10 TO VOTE ON A NON-BINDING ADVISORY PROPOSAL For None 6330 0 0 0
REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCLOSURES IN
OUR PROXY STATEMENT.
TAL INTERNATIONAL GROUP, INC.
SECURITY: 874083108 MEETING TYPE: Annual
TICKER: TAL MEETING DATE: 28-Apr-2015
ISIN US8740831081 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934140194 Management TOTAL BALLOT SHARES: 58846.4192
LAST VOTE DATE: 20-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
1 DIRECTOR For None
1 BRIAN M. SONDEY 780 0 0 0
2 MALCOLM P. BAKER 780 0 0 0
3 CLAUDE GERMAIN 780 0 0 0
4 KENNETH HANAU 780 0 0 0
5 HELMUT KASPERS 780 0 0 0
6 FREDERIC H. LINDEBERG 780 0 0 0
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP For None 780 0 0 0
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
ARES CAPITAL CORPORATION
SECURITY: 04010L103 MEETING TYPE: Special
TICKER: ARCC MEETING DATE: 29-Apr-2015
ISIN US04010L1035 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934144914 Management TOTAL BALLOT SHARES: 163727
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF For None 4600 0 0 0
ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE
ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW
ITS THEN CURRENT NET ASSET VALUE PER SHARE
SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY
STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS
ARES CAPITAL CORPORATION
SECURITY: 04010L103 MEETING TYPE: Annual
TICKER: ARCC MEETING DATE: 29-Apr-2015
ISIN US04010L1035 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934143051 Management TOTAL BALLOT SHARES: 163727
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: STEVE BARTLETT For None 4600 0 0 0
2 ELECTION OF DIRECTOR: ROBERT L. ROSEN For None 4600 0 0 0
3 ELECTION OF DIRECTOR: BENNETT ROSENTHAL For None 4600 0 0 0
4 TO RATIFY THE SELECTION OF KPMG LLP AS THE For None 4600 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2015.
THE COCA-COLA COMPANY
SECURITY: 191216100 MEETING TYPE: Annual
TICKER: KO MEETING DATE: 29-Apr-2015
ISIN US1912161007 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934138163 Management TOTAL BALLOT SHARES: 676661.7983
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN For None 1730 0 0 0
2 ELECTION OF DIRECTOR: RONALD W. ALLEN For None 1730 0 0 0
3 ELECTION OF DIRECTOR: MARC BOLLAND For None 1730 0 0 0
4 ELECTION OF DIRECTOR: ANA BOTIN For None 1730 0 0 0
5 ELECTION OF DIRECTOR: HOWARD G. BUFFETT For None 1730 0 0 0
6 ELECTION OF DIRECTOR: RICHARD M. DALEY For None 1730 0 0 0
7 ELECTION OF DIRECTOR: BARRY DILLER For None 1730 0 0 0
8 ELECTION OF DIRECTOR: HELENE D. GAYLE For None 1730 0 0 0
9 ELECTION OF DIRECTOR: EVAN G. GREENBERG For None 1730 0 0 0
10 ELECTION OF DIRECTOR: ALEXIS M. HERMAN For None 1730 0 0 0
11 ELECTION OF DIRECTOR: MUHTAR KENT For None 1730 0 0 0
12 ELECTION OF DIRECTOR: ROBERT A. KOTICK For None 1730 0 0 0
13 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO For None 1730 0 0 0
14 ELECTION OF DIRECTOR: SAM NUNN For None 1730 0 0 0
15 ELECTION OF DIRECTOR: DAVID B. WEINBERG For None 1730 0 0 0
16 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION For None 1730 0 0 0
17 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG For None 1730 0 0 0
LLP AS INDEPENDENT AUDITORS
18 SHAREOWNER PROPOSAL REGARDING PROXY ACCESS Against None 0 1730 0 0
19 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Against None 0 1730 0 0
BCE INC.
SECURITY: 05534B760 MEETING TYPE: Annual
TICKER: BCE MEETING DATE: 30-Apr-2015
ISIN CA05534B7604 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934152125 Management TOTAL BALLOT SHARES: 96234
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 B.K. ALLEN 1470 0 0 0
2 R.A. BRENNEMAN 1470 0 0 0
3 S. BROCHU 1470 0 0 0
4 R.E. BROWN 1470 0 0 0
5 G.A. COPE 1470 0 0 0
6 D.F. DENISON 1470 0 0 0
7 R.P. DEXTER 1470 0 0 0
8 I. GREENBERG 1470 0 0 0
9 G.M. NIXON 1470 0 0 0
10 T.C. O'NEILL 1470 0 0 0
11 R.C. SIMMONDS 1470 0 0 0
12 C. TAYLOR 1470 0 0 0
13 P.R. WEISS 1470 0 0 0
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS. For None 1470 0 0 0
3 RESOLVED, ON AN ADVISORY BASIS AND NOT TO For None 1470 0 0 0
DIMINISH THE ROLE AND RESPONSIBILITIES OF THE
BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT
THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED
IN THE 2015 MANAGEMENT PROXY CIRCULAR DATED MARCH
5, 2015 DELIVERED IN ADVANCE OF THE 2015 ANNUAL
MEETING OF SHAREHOLDERS OF BCE.
4 RESOLVED, AS AN ORDINARY RESOLUTION, THAT THE For None 1470 0 0 0
AMENDMENTS TO BY-LAW ONE OF THE CORPORATION, IN
THE FORM ADOPTED BY THE BOARD OF DIRECTORS OF BCE
INC. ON FEBRUARY 5, 2015 AND REFLECTED IN THE
AMENDED AND RESTATED BY-LAW ONE OF THE
CORPORATION ATTACHED AS SCHEDULE A TO THE
MANAGEMENT PROXY CIRCULAR OF THE CORPORATION
DATED MARCH 5, 2015, BE AND ARE HEREBY CONFIRMED.
5 PROPOSAL NO. 1 DIRECTOR QUALIFICATIONS. Against None 0 1470 0 0
6 PROPOSAL NO. 2 GENDER EQUALITY. Against None 0 1470 0 0
7 PROPOSAL NO. 3 BUSINESS AND PRICING PRACTICES. Against None 0 1470 0 0
HCP, INC.
SECURITY: 40414L109 MEETING TYPE: Annual
TICKER: HCP MEETING DATE: 30-Apr-2015
ISIN US40414L1098 VOTE DEADLINE DATE: 29-Apr-2015
AGENDA 934144293 Management TOTAL BALLOT SHARES: 157849.6432
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT For None 2570 0 0 0
2 ELECTION OF DIRECTOR: CHRISTINE N. GARVEY For None 2570 0 0 0
3 ELECTION OF DIRECTOR: DAVID B. HENRY For None 2570 0 0 0
4 ELECTION OF DIRECTOR: JAMES P. HOFFMANN For None 2570 0 0 0
5 ELECTION OF DIRECTOR: LAURALEE E. MARTIN For None 2570 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL D. MCKEE For None 2570 0 0 0
7 ELECTION OF DIRECTOR: PETER L. RHEIN For None 2570 0 0 0
8 ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN For None 2570 0 0 0
9 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 2570 0 0 0
TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
10 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE For None 2570 0 0 0
COMPENSATION.
11 STOCKHOLDER PROPOSAL - PROXY ACCESS. Against None 0 2570 0 0
KRAFT FOODS GROUP, INC.
SECURITY: 50076Q106 MEETING TYPE: Annual
TICKER: KRFT MEETING DATE: 05-May-2015
ISIN US50076Q1067 VOTE DEADLINE DATE: 04-May-2015
AGENDA 934139379 Management TOTAL BALLOT SHARES: 82475
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ABELARDO E. BRU For None 1260 0 0 0
2 ELECTION OF DIRECTOR: JOHN T. CAHILL For None 1260 0 0 0
3 ELECTION OF DIRECTOR: L. KEVIN COX For None 1260 0 0 0
4 ELECTION OF DIRECTOR: MYRA M. HART For None 1260 0 0 0
5 ELECTION OF DIRECTOR: PETER B. HENRY For None 1260 0 0 0
6 ELECTION OF DIRECTOR: JEANNE P. JACKSON For None 1260 0 0 0
7 ELECTION OF DIRECTOR: TERRY J. LUNDGREN For None 1260 0 0 0
8 ELECTION OF DIRECTOR: MACKEY J. MCDONALD For None 1260 0 0 0
9 ELECTION OF DIRECTOR: JOHN C. POPE For None 1260 0 0 0
10 ELECTION OF DIRECTOR: E. FOLLIN SMITH For None 1260 0 0 0
11 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 1260 0 0 0
12 RATIFICATION OF THE SELECTION OF For None 1260 0 0 0
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR 2015.
13 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 1260 0 0
EGG-LAYING CHICKENS.
14 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 1260 0 0
DEFORESTATION REPORTING.
15 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 1260 0 0
PACKAGING REPORTING.
16 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 1260 0 0
SUSTAINABILITY REPORTING.
PHILIP MORRIS INTERNATIONAL INC.
SECURITY: 718172109 MEETING TYPE: Annual
TICKER: PM MEETING DATE: 06-May-2015
ISIN US7181721090 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934145738 Management TOTAL BALLOT SHARES: 131080.0233
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: HAROLD BROWN For None 1410 0 0 0
2 ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS For None 1410 0 0 0
3 ELECTION OF DIRECTOR: LOUIS C. CAMILLERI For None 1410 0 0 0
4 ELECTION OF DIRECTOR: WERNER GEISSLER For None 1410 0 0 0
5 ELECTION OF DIRECTOR: JENNIFER LI For None 1410 0 0 0
6 ELECTION OF DIRECTOR: JUN MAKIHARA For None 1410 0 0 0
7 ELECTION OF DIRECTOR: SERGIO MARCHIONNE For None 1410 0 0 0
8 ELECTION OF DIRECTOR: KALPANA MORPARIA For None 1410 0 0 0
9 ELECTION OF DIRECTOR: LUCIO A. NOTO For None 1410 0 0 0
10 ELECTION OF DIRECTOR: FREDERIK PAULSEN For None 1410 0 0 0
11 ELECTION OF DIRECTOR: ROBERT B. POLET For None 1410 0 0 0
12 ELECTION OF DIRECTOR: STEPHEN M. WOLF For None 1410 0 0 0
13 RATIFICATION OF THE SELECTION OF INDEPENDENT For None 1410 0 0 0
AUDITORS
14 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION For None 1410 0 0 0
15 SHAREHOLDER PROPOSAL 1 - LOBBYING Against None 0 1410 0 0
16 SHAREHOLDER PROPOSAL 2 - NON-EMPLOYMENT OF Against None 0 1410 0 0
CERTAIN FARM WORKERS
GLAXOSMITHKLINE PLC
SECURITY: 37733W105 MEETING TYPE: Annual
TICKER: GSK MEETING DATE: 07-May-2015
ISIN US37733W1053 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934158800 Management TOTAL BALLOT SHARES: 62670
LAST VOTE DATE: 02-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 TO RECEIVE THE 2014 ANNUAL REPORT For None 1470 0 0 0
2 TO APPROVE THE ANNUAL REMUNERATION REPORT For None 1470 0 0 0
3 TO ELECT SIR PHILIP HAMPTON AS A DIRECTOR For None 1470 0 0 0
4 TO ELECT URS ROHNER AS A DIRECTOR For None 1470 0 0 0
5 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR For None 1470 0 0 0
6 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A For None 1470 0 0 0
DIRECTOR
7 TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR For None 1470 0 0 0
8 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR For None 1470 0 0 0
9 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR For None 1470 0 0 0
10 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR For None 1470 0 0 0
11 TO RE-ELECT JUDY LEWENT AS A DIRECTOR For None 1470 0 0 0
12 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR For None 1470 0 0 0
13 TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR For None 1470 0 0 0
14 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR For None 1470 0 0 0
15 TO RE-ELECT HANS WIJERS AS A DIRECTOR For None 1470 0 0 0
16 TO RE-APPOINT AUDITORS For None 1470 0 0 0
17 TO DETERMINE REMUNERATION OF AUDITORS For None 1470 0 0 0
18 TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO For None 1470 0 0 0
MAKE DONATIONS TO POLITICAL ORGANISATIONS AND
INCUR POLITICAL EXPENDITURE
19 TO AUTHORISE ALLOTMENT OF SHARES For None 1470 0 0 0
20 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For None 1470 0 0 0
RESOLUTION)
21 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN For None 1470 0 0 0
SHARES (SPECIAL RESOLUTION)
22 TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF For None 1470 0 0 0
SENIOR STATUTORY AUDITOR
23 TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING For None 1470 0 0 0
OTHER THAN AN AGM (SPECIAL RESOLUTION)
24 TO APPROVE THE GSK SHARE VALUE PLAN For None 1470 0 0 0
VERIZON COMMUNICATIONS INC.
SECURITY: 92343V104 MEETING TYPE: Annual
TICKER: VZ MEETING DATE: 07-May-2015
ISIN US92343V1044 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934144318 Management TOTAL BALLOT SHARES: 188536.6146
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU For None 1730 0 0 0
2 ELECTION OF DIRECTOR: MARK T. BERTOLINI For None 1730 0 0 0
3 ELECTION OF DIRECTOR: RICHARD L. CARRION For None 1730 0 0 0
4 ELECTION OF DIRECTOR: MELANIE L. HEALEY For None 1730 0 0 0
5 ELECTION OF DIRECTOR: M. FRANCES KEETH For None 1730 0 0 0
6 ELECTION OF DIRECTOR: LOWELL C. MCADAM For None 1730 0 0 0
7 ELECTION OF DIRECTOR: DONALD T. NICOLAISEN For None 1730 0 0 0
8 ELECTION OF DIRECTOR: CLARENCE OTIS, JR. For None 1730 0 0 0
9 ELECTION OF DIRECTOR: RODNEY E. SLATER For None 1730 0 0 0
10 ELECTION OF DIRECTOR: KATHRYN A. TESIJA For None 1730 0 0 0
11 ELECTION OF DIRECTOR: GREGORY D. WASSON For None 1730 0 0 0
12 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 1730 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
13 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION For None 1730 0 0 0
14 NETWORK NEUTRALITY REPORT Against None 0 1730 0 0
15 POLITICAL SPENDING REPORT Against None 0 1730 0 0
16 SEVERANCE APPROVAL POLICY Against None 0 1730 0 0
17 STOCK RETENTION POLICY Against None 0 1730 0 0
18 SHAREHOLDER ACTION BY WRITTEN CONSENT Against None 0 1730 0 0
TUPPERWARE BRANDS CORPORATION
SECURITY: 899896104 MEETING TYPE: Annual
TICKER: TUP MEETING DATE: 08-May-2015
ISIN US8998961044 VOTE DEADLINE DATE: 07-May-2015
AGENDA 934146792 Management TOTAL BALLOT SHARES: 884581.0055
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: CATHERINE A. BERTINI For None 1470 0 0 0
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON For None 1470 0 0 0
3 ELECTION OF DIRECTOR: KRISS CLONINGER, III For None 1470 0 0 0
4 ELECTION OF DIRECTOR: E.V. GOINGS For None 1470 0 0 0
5 ELECTION OF DIRECTOR: JOE R. LEE For None 1470 0 0 0
6 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ For None 1470 0 0 0
7 ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE CASTRO For None 1470 0 0 0
8 ELECTION OF DIRECTOR: ROBERT J. MURRAY For None 1470 0 0 0
9 ELECTION OF DIRECTOR: DAVID R. PARKER For None 1470 0 0 0
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 1470 0 0 0
11 ELECTION OF DIRECTOR: M. ANNE SZOSTAK For None 1470 0 0 0
12 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE For None 1470 0 0 0
COMPENSATION PROGRAM
13 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE For None 1470 0 0 0
PERFORMANCE MEASURES UNDER THE TUPPERWARE BRANDS
CORPORATION 2010 INCENTIVE PLAN
14 PROPOSAL TO RATIFY THE APPOINTMENT OF THE For None 1470 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CONOCOPHILLIPS
SECURITY: 20825C104 MEETING TYPE: Annual
TICKER: COP MEETING DATE: 12-May-2015
ISIN US20825C1045 VOTE DEADLINE DATE: 11-May-2015
AGENDA 934150804 Management TOTAL BALLOT SHARES: 90532.9013
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: RICHARD L. ARMITAGE For None 1000 0 0 0
2 ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK For None 1000 0 0 0
3 ELECTION OF DIRECTOR: CHARLES E. BUNCH For None 1000 0 0 0
4 ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. For None 1000 0 0 0
5 ELECTION OF DIRECTOR: JOHN V. FARACI For None 1000 0 0 0
6 ELECTION OF DIRECTOR: JODY L. FREEMAN For None 1000 0 0 0
7 ELECTION OF DIRECTOR: GAY HUEY EVANS For None 1000 0 0 0
8 ELECTION OF DIRECTOR: RYAN M. LANCE For None 1000 0 0 0
9 ELECTION OF DIRECTOR: ARJUN N. MURTI For None 1000 0 0 0
10 ELECTION OF DIRECTOR: ROBERT A. NIBLOCK For None 1000 0 0 0
11 ELECTION OF DIRECTOR: HARALD J. NORVIK For None 1000 0 0 0
12 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG For None 1000 0 0 0
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
13 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. For None 1000 0 0 0
14 REPORT ON LOBBYING EXPENDITURES. Against None 0 1000 0 0
15 NO ACCELERATED VESTING UPON CHANGE IN CONTROL. Against None 0 1000 0 0
16 POLICY ON USING RESERVES METRICS TO DETERMINE Against None 0 1000 0 0
INCENTIVE COMPENSATION.
17 PROXY ACCESS. Against None 0 1000 0 0
EPR PROPERTIES
SECURITY: 26884U109 MEETING TYPE: Annual
TICKER: EPR MEETING DATE: 13-May-2015
ISIN US26884U1097 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934153622 Management TOTAL BALLOT SHARES: 69013
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 JACK A. NEWMAN, JR.@ 1330 0 0 0
2 THOMAS M. BLOCH@ 1330 0 0 0
3 GREGORY K. SILVERS# 1330 0 0 0
2 PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY For None 1330 0 0 0
BASIS, THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THESE PROXY
MATERIALS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS For None 1330 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
MERCURY GENERAL CORPORATION
SECURITY: 589400100 MEETING TYPE: Annual
TICKER: MCY MEETING DATE: 13-May-2015
ISIN US5894001008 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934160994 Management TOTAL BALLOT SHARES: 123260.0086
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 GEORGE JOSEPH 2170 0 0 0
2 MARTHA E. MARCON 2170 0 0 0
3 DONALD R. SPUEHLER 2170 0 0 0
4 RICHARD E. GRAYSON 2170 0 0 0
5 DONALD P. NEWELL 2170 0 0 0
6 BRUCE A. BUNNER 2170 0 0 0
7 CHRISTOPHER GRAVES 2170 0 0 0
8 MICHAEL D. CURTIUS 2170 0 0 0
9 GABRIEL TIRADOR 2170 0 0 0
10 JAMES G. ELLIS 2170 0 0 0
2 TO APPROVE THE MERCURY GENERAL CORPORATION 2015 For None 2170 0 0 0
INCENTIVE AWARD PLAN.
3 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Against None 0 2170 0 0
VOTING.
ENSCO PLC
SECURITY: G3157S106 MEETING TYPE: Annual
TICKER: ESV MEETING DATE: 18-May-2015
ISIN GB00B4VLR192 VOTE DEADLINE DATE: 15-May-2015
AGENDA 934170464 Management TOTAL BALLOT SHARES: 343719.725
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: J. RODERICK CLARK For None 2780 0 0 0
2 ELECTION OF DIRECTOR: ROXANNE J. DECYK For None 2780 0 0 0
3 ELECTION OF DIRECTOR: MARY E. FRANCIS CBE For None 2780 0 0 0
4 ELECTION OF DIRECTOR: C. CHRISTOPHER GAUT For None 2780 0 0 0
5 ELECTION OF DIRECTOR: GERALD W. HADDOCK For None 2780 0 0 0
6 ELECTION OF DIRECTOR: FRANCIS S. KALMAN For None 2780 0 0 0
7 ELECTION OF DIRECTOR: KEITH O. RATTIE For None 2780 0 0 0
8 ELECTION OF DIRECTOR: PAUL E. ROWSEY, III For None 2780 0 0 0
9 ELECTION OF DIRECTOR: CARL G. TROWELL For None 2780 0 0 0
10 TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT For None 2780 0 0 0
SHARES.
11 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF For None 2780 0 0 0
KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
31 DECEMBER 2015.
12 TO APPOINT KPMG LLP AS OUR U.K. STATUTORY For None 2780 0 0 0
AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO
HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY).
13 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE OUR For None 2780 0 0 0
U.K. STATUTORY AUDITORS' REMUNERATION.
14 TO APPROVE AN AMENDMENT TO THE ENSCO 2012 For None 2780 0 0 0
LONG-TERM INCENTIVE PLAN AND TO APPROVE THE
PERFORMANCE- BASED PROVISIONS OF THE PLAN
PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M).
15 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF For None 2780 0 0 0
THE ENSCO 2005 CASH INCENTIVE PLAN PURSUANT TO
INTERNAL REVENUE CODE SECTION 162(M).
16 A NON-BINDING ADVISORY VOTE TO APPROVE THE For None 2780 0 0 0
DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED
31 DECEMBER 2014.
17 A NON-BINDING ADVISORY VOTE TO APPROVE THE For None 2780 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
18 A NON-BINDING ADVISORY VOTE TO APPROVE THE For None 2780 0 0 0
REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE
U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED
31 DECEMBER 2014 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
19 TO APPROVE THE DISAPPLICATION OF PRE-EMPTION For None 2780 0 0 0
RIGHTS.
OMNICOM GROUP INC.
SECURITY: 681919106 MEETING TYPE: Annual
TICKER: OMC MEETING DATE: 18-May-2015
ISIN US6819191064 VOTE DEADLINE DATE: 15-May-2015
AGENDA 934171985 Management TOTAL BALLOT SHARES: 915615.6624
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: JOHN D. WREN For None 1000 0 0 0
2 ELECTION OF DIRECTOR: BRUCE CRAWFORD For None 1000 0 0 0
3 ELECTION OF DIRECTOR: ALAN R. BATKIN For None 1000 0 0 0
4 ELECTION OF DIRECTOR: MARY C. CHOKSI For None 1000 0 0 0
5 ELECTION OF DIRECTOR: ROBERT CHARLES CLARK For None 1000 0 0 0
6 ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. For None 1000 0 0 0
7 ELECTION OF DIRECTOR: ERROL M. COOK For None 1000 0 0 0
8 ELECTION OF DIRECTOR: SUSAN S. DENISON For None 1000 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL A. HENNING For None 1000 0 0 0
10 ELECTION OF DIRECTOR: JOHN R. MURPHY For None 1000 0 0 0
11 ELECTION OF DIRECTOR: JOHN R. PURCELL For None 1000 0 0 0
12 ELECTION OF DIRECTOR: LINDA JOHNSON RICE For None 1000 0 0 0
13 ELECTION OF DIRECTOR: GARY L. ROUBOS For None 1000 0 0 0
14 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 1000 0 0 0
THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2015
FISCAL YEAR.
15 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE For None 1000 0 0 0
COMPENSATION.
16 SHAREHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE Against None 0 1000 0 0
OF EEO-1 DATA.
17 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Against None 0 1000 0 0
CHAIRMAN.
ALTRIA GROUP, INC.
SECURITY: 02209S103 MEETING TYPE: Annual
TICKER: MO MEETING DATE: 20-May-2015
ISIN US02209S1033 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934170438 Management TOTAL BALLOT SHARES: 231389.2193
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: GERALD L. BALILES For None 2410 0 0 0
2 ELECTION OF DIRECTOR: MARTIN J. BARRINGTON For None 2410 0 0 0
3 ELECTION OF DIRECTOR: JOHN T. CASTEEN III For None 2410 0 0 0
4 ELECTION OF DIRECTOR: DINYAR S. DEVITRE For None 2410 0 0 0
5 ELECTION OF DIRECTOR: THOMAS F. FARRELL II For None 2410 0 0 0
6 ELECTION OF DIRECTOR: THOMAS W. JONES For None 2410 0 0 0
7 ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS For None 2410 0 0 0
8 ELECTION OF DIRECTOR: W. LEO KIELY III For None 2410 0 0 0
9 ELECTION OF DIRECTOR: KATHRYN B. MCQUADE For None 2410 0 0 0
10 ELECTION OF DIRECTOR: GEORGE MUNOZ For None 2410 0 0 0
11 ELECTION OF DIRECTOR: NABIL Y. SAKKAB For None 2410 0 0 0
12 APPROVAL OF THE 2015 PERFORMANCE INCENTIVE PLAN For None 2410 0 0 0
13 APPROVAL OF THE 2015 STOCK COMPENSATION PLAN FOR For None 2410 0 0 0
NON-EMPLOYEE DIRECTORS
14 RATIFICATION OF THE SELECTION OF INDEPENDENT For None 2410 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
15 NON-BINDING ADVISORY VOTE TO APPROVE THE For None 2410 0 0 0
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
16 SHAREHOLDER PROPOSAL - POLICY ON MIGRANT LABOR IN Against None 0 2410 0 0
THE TOBACCO SUPPLY CHAIN
17 SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH Against None 0 2410 0 0
EFFECT AND CESSATION MATERIALS FOR POOR AND LESS
FORMALLY EDUCATED TOBACCO CONSUMERS
18 SHAREHOLDER PROPOSAL - REPORT ON ACTIONS TAKEN TO Against None 0 2410 0 0
REDUCE THE RISK OF GREEN TOBACCO SICKNESS
MATTEL, INC.
SECURITY: 577081102 MEETING TYPE: Annual
TICKER: MAT MEETING DATE: 21-May-2015
ISIN US5770811025 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934174272 Management TOTAL BALLOT SHARES: 118159.5697
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: MICHAEL J. DOLAN For None 3910 0 0 0
2 ELECTION OF DIRECTOR: TREVOR A. EDWARDS For None 3910 0 0 0
3 ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON For None 3910 0 0 0
4 ELECTION OF DIRECTOR: ANN LEWNES For None 3910 0 0 0
5 ELECTION OF DIRECTOR: DOMINIC NG For None 3910 0 0 0
6 ELECTION OF DIRECTOR: VASANT M. PRABHU For None 3910 0 0 0
7 ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH For None 3910 0 0 0
8 ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR For None 3910 0 0 0
9 ELECTION OF DIRECTOR: DIRK VAN DE PUT For None 3910 0 0 0
10 ELECTION OF DIRECTOR: KATHY WHITE LOYD For None 3910 0 0 0
11 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 3910 0 0 0
COMPENSATION, AS DESCRIBED IN THE MATTEL, INC.
PROXY STATEMENT.
12 APPROVAL OF THE MATTEL, INC. AMENDED AND RESTATED For None 3910 0 0 0
2010 EQUITY AND LONG-TERM COMPENSATION PLAN.
13 RATIFICATION OF THE SELECTION OF For None 3910 0 0 0
PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2015.
14 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Against None 0 3910 0 0
BOARD CHAIRMAN.
MCDONALD'S CORPORATION
SECURITY: 580135101 MEETING TYPE: Annual
TICKER: MCD MEETING DATE: 21-May-2015
ISIN US5801351017 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934171618 Management TOTAL BALLOT SHARES: 653031.5632
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD For None 1210 0 0 0
2 ELECTION OF DIRECTOR: STEPHEN J. EASTERBROOK For None 1210 0 0 0
3 ELECTION OF DIRECTOR: ROBERT A. ECKERT For None 1210 0 0 0
4 ELECTION OF DIRECTOR: MARGARET H. GEORGIADIS For None 1210 0 0 0
5 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. For None 1210 0 0 0
6 ELECTION OF DIRECTOR: JEANNE P. JACKSON For None 1210 0 0 0
7 ELECTION OF DIRECTOR: RICHARD H. LENNY For None 1210 0 0 0
8 ELECTION OF DIRECTOR: WALTER E. MASSEY For None 1210 0 0 0
9 ELECTION OF DIRECTOR: ANDREW J. MCKENNA For None 1210 0 0 0
10 ELECTION OF DIRECTOR: SHEILA A. PENROSE For None 1210 0 0 0
11 ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. For None 1210 0 0 0
12 ELECTION OF DIRECTOR: ROGER W. STONE For None 1210 0 0 0
13 ELECTION OF DIRECTOR: MILES D. WHITE For None 1210 0 0 0
14 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 1210 0 0 0
15 ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST For None 1210 0 0 0
& YOUNG LLP AS INDEPENDENT AUDITOR FOR 2015.
16 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING THE BOARD ADOPT A POLICY TO PROHIBIT
ACCELERATED VESTING OF PERFORMANCE-BASED RSUS IN
THE EVENT OF A CHANGE IN CONTROL, IF PRESENTED.
17 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING ABILITY OF SHAREHOLDERS TO ACT BY
WRITTEN CONSENT, IF PRESENTED.
18 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING A PROXY ACCESS BYLAW, IF PRESENTED.
19 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING AN ANNUAL CONGRUENCY ANALYSIS OF
COMPANY VALUES AND POLITICAL CONTRIBUTIONS, IF
PRESENTED.
20 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING THAT THE BOARD HAVE THE COMPANY BE
MORE PRO-ACTIVE IN EDUCATING THE AMERICAN PUBLIC
ON THE HEALTH AND ENVIRONMENTAL BENEFITS OF
GENETICALLY MODIFIED ORGANISMS, IF PRESENTED.
21 ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Against None 0 1210 0 0
REQUESTING THAT THE BOARD PUBLISH AN ANNUAL
REPORT PROVIDING METRICS AND KEY PERFORMANCE
INDICATORS ON PALM OIL, IF PRESENTED.
R.R. DONNELLEY & SONS COMPANY
SECURITY: 257867101 MEETING TYPE: Annual
TICKER: RRD MEETING DATE: 21-May-2015
ISIN US2578671016 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934198816 Management TOTAL BALLOT SHARES: 103470
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: THOMAS J. QUINLAN III For None 3470 0 0 0
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON For None 3470 0 0 0
3 ELECTION OF DIRECTOR: RICHARD L. CRANDALL For None 3470 0 0 0
4 ELECTION OF DIRECTOR: SUSAN M. GIANINNO For None 3470 0 0 0
5 ELECTION OF DIRECTOR: JUDITH H. HAMILTON For None 3470 0 0 0
6 ELECTION OF DIRECTOR: JEFFREY M. KATZ For None 3470 0 0 0
7 ELECTION OF DIRECTOR: RICHARD K. PALMER For None 3470 0 0 0
8 ELECTION OF DIRECTOR: JOHN C. POPE For None 3470 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL T. RIORDAN For None 3470 0 0 0
10 ELECTION OF DIRECTOR: OLIVER R. SOCKWELL For None 3470 0 0 0
11 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 3470 0 0 0
12 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC For None 3470 0 0 0
ACCOUNTING FIRM.
THE WILLIAMS COMPANIES, INC.
SECURITY: 969457100 MEETING TYPE: Annual
TICKER: WMB MEETING DATE: 21-May-2015
ISIN US9694571004 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934182510 Management TOTAL BALLOT SHARES: 1464606
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ALAN S. ARMSTRONG For None 1820 0 0 0
2 ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND For None 1820 0 0 0
3 ELECTION OF DIRECTOR: KATHLEEN B. COOPER For None 1820 0 0 0
4 ELECTION OF DIRECTOR: JOHN A. HAGG For None 1820 0 0 0
5 ELECTION OF DIRECTOR: JUANITA H. HINSHAW For None 1820 0 0 0
6 ELECTION OF DIRECTOR: RALPH IZZO For None 1820 0 0 0
7 ELECTION OF DIRECTOR: FRANK T. MACINNIS For None 1820 0 0 0
8 ELECTION OF DIRECTOR: ERIC W. MANDELBLATT For None 1820 0 0 0
9 ELECTION OF DIRECTOR: KEITH A. MEISTER For None 1820 0 0 0
10 ELECTION OF DIRECTOR: STEVEN W. NANCE For None 1820 0 0 0
11 ELECTION OF DIRECTOR: MURRAY D. SMITH For None 1820 0 0 0
12 ELECTION OF DIRECTOR: JANICE D. STONEY For None 1820 0 0 0
13 ELECTION OF DIRECTOR: LAURA A. SUGG For None 1820 0 0 0
14 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR For None 1820 0 0 0
2015.
15 APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE For None 1820 0 0 0
COMPANY'S EXECUTIVE COMPENSATION.
MERCK & CO., INC.
SECURITY: 58933Y105 MEETING TYPE: Annual
TICKER: MRK MEETING DATE: 26-May-2015
ISIN US58933Y1055 VOTE DEADLINE DATE: 22-May-2015
AGENDA 934177393 Management TOTAL BALLOT SHARES: 1118909.9375
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN For None 1210 0 0 0
2 ELECTION OF DIRECTOR: THOMAS R. CECH For None 1210 0 0 0
3 ELECTION OF DIRECTOR: KENNETH C. FRAZIER For None 1210 0 0 0
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER For None 1210 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. For None 1210 0 0 0
6 ELECTION OF DIRECTOR: C. ROBERT KIDDER For None 1210 0 0 0
7 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS For None 1210 0 0 0
8 ELECTION OF DIRECTOR: CARLOS E. REPRESAS For None 1210 0 0 0
9 ELECTION OF DIRECTOR: PATRICIA F. RUSSO For None 1210 0 0 0
10 ELECTION OF DIRECTOR: CRAIG B. THOMPSON For None 1210 0 0 0
11 ELECTION OF DIRECTOR: WENDELL P. WEEKS For None 1210 0 0 0
12 ELECTION OF DIRECTOR: PETER C. WENDELL For None 1210 0 0 0
13 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 1210 0 0 0
14 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S For None 1210 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015.
15 PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE For None 1210 0 0 0
STOCK PLAN.
16 PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE For None 1210 0 0 0
INCENTIVE PLAN.
17 SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' Against None 0 1210 0 0
RIGHT TO ACT BY WRITTEN CONSENT.
18 SHAREHOLDER PROPOSAL CONCERNING ACCELERATED Against None 0 1210 0 0
VESTING OF EQUITY AWARDS.
CAPSTEAD MORTGAGE CORPORATION
SECURITY: 14067E506 MEETING TYPE: Annual
TICKER: CMO MEETING DATE: 27-May-2015
ISIN US14067E5069 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934189540 Management TOTAL BALLOT SHARES: 152255.8518
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: JACK BERNARD For None 3040 0 0 0
2 ELECTION OF DIRECTOR: JACK BIEGLER For None 3040 0 0 0
3 ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY For None 3040 0 0 0
4 ELECTION OF DIRECTOR: ANDREW F. JACOBS For None 3040 0 0 0
5 ELECTION OF DIRECTOR: GARY KEISER For None 3040 0 0 0
6 ELECTION OF DIRECTOR: CHRISTOPHER W. MAHOWALD For None 3040 0 0 0
7 ELECTION OF DIRECTOR: MICHAEL G. O'NEIL For None 3040 0 0 0
8 ELECTION OF DIRECTOR: MARK S. WHITING For None 3040 0 0 0
9 TO CONDUCT AN ADVISORY (NONBINDING) VOTE TO For None 3040 0 0 0
APPROVE OUR 2014 NAMED EXECUTIVE OFFICERS'
COMPENSATION.
10 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS For None 3040 0 0 0
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.
CHEVRON CORPORATION
SECURITY: 166764100 MEETING TYPE: Annual
TICKER: CVX MEETING DATE: 27-May-2015
ISIN US1667641005 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934174575 Management TOTAL BALLOT SHARES: 602547.1342
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: A.B. CUMMINGS JR. For None 1040 0 0 0
2 ELECTION OF DIRECTOR: L.F. DEILY For None 1040 0 0 0
3 ELECTION OF DIRECTOR: R.E. DENHAM For None 1040 0 0 0
4 ELECTION OF DIRECTOR: A.P. GAST For None 1040 0 0 0
5 ELECTION OF DIRECTOR: E. HERNANDEZ JR. For None 1040 0 0 0
6 ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. For None 1040 0 0 0
7 ELECTION OF DIRECTOR: C.W. MOORMAN For None 1040 0 0 0
8 ELECTION OF DIRECTOR: J.G. STUMPF For None 1040 0 0 0
9 ELECTION OF DIRECTOR: R.D. SUGAR For None 1040 0 0 0
10 ELECTION OF DIRECTOR: I.G. THULIN For None 1040 0 0 0
11 ELECTION OF DIRECTOR: C. WARE For None 1040 0 0 0
12 ELECTION OF DIRECTOR: J.S. WATSON For None 1040 0 0 0
13 RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT For None 1040 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 1040 0 0 0
COMPENSATION
15 DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 OR Against None 0 1040 0 0
MORE
16 REPORT ON LOBBYING Against None 0 1040 0 0
17 CEASE USING CORPORATE FUNDS FOR POLITICAL PURPOSES Against None 0 1040 0 0
18 ADOPT DIVIDEND POLICY Against None 0 1040 0 0
19 ADOPT TARGETS TO REDUCE GHG EMISSIONS Against None 0 1040 0 0
20 REPORT ON SHALE ENERGY OPERATIONS Against None 0 1040 0 0
21 ADOPT PROXY ACCESS BYLAW Against None 0 1040 0 0
22 ADOPT POLICY FOR INDEPENDENT CHAIRMAN Against None 0 1040 0 0
23 RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Against None 0 1040 0 0
EXPERTISE
24 SET SPECIAL MEETINGS THRESHOLD AT 10% Against None 0 1040 0 0
THE SOUTHERN COMPANY
SECURITY: 842587107 MEETING TYPE: Annual
TICKER: SO MEETING DATE: 27-May-2015
ISIN US8425871071 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934180035 Management TOTAL BALLOT SHARES: 151472.5133
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: J.P. BARANCO For None 2340 0 0 0
2 ELECTION OF DIRECTOR: J.A. BOSCIA For None 2340 0 0 0
3 ELECTION OF DIRECTOR: H.A. CLARK III For None 2340 0 0 0
4 ELECTION OF DIRECTOR: T.A. FANNING For None 2340 0 0 0
5 ELECTION OF DIRECTOR: D.J. GRAIN For None 2340 0 0 0
6 ELECTION OF DIRECTOR: V.M. HAGEN For None 2340 0 0 0
7 ELECTION OF DIRECTOR: W.A. HOOD, JR. For None 2340 0 0 0
8 ELECTION OF DIRECTOR: L.P. HUDSON For None 2340 0 0 0
9 ELECTION OF DIRECTOR: D.M. JAMES For None 2340 0 0 0
10 ELECTION OF DIRECTOR: J.D. JOHNS For None 2340 0 0 0
11 ELECTION OF DIRECTOR: D.E. KLEIN For None 2340 0 0 0
12 ELECTION OF DIRECTOR: W.G. SMITH, JR. For None 2340 0 0 0
13 ELECTION OF DIRECTOR: S.R. SPECKER For None 2340 0 0 0
14 ELECTION OF DIRECTOR: L.D. THOMPSON For None 2340 0 0 0
15 ELECTION OF DIRECTOR: E.J. WOOD III For None 2340 0 0 0
16 APPROVAL OF THE OUTSIDE DIRECTORS STOCK PLAN For None 2340 0 0 0
17 APPROVAL OF AN AMENDMENT TO THE BY- LAWS RELATED For None 2340 0 0 0
TO THE ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN
CONSENT TO AMEND THE BY-LAWS
18 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 2340 0 0 0
OFFICERS' COMPENSATION
19 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 2340 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
20 STOCKHOLDER PROPOSAL ON PROXY ACCESS Against None 0 2340 0 0
21 STOCKHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS Against None 0 2340 0 0
REDUCTION GOALS
BLACKROCK, INC.
SECURITY: 09247X101 MEETING TYPE: Annual
TICKER: BLK MEETING DATE: 28-May-2015
ISIN US09247X1019 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934188132 Management TOTAL BALLOT SHARES: 199690.6273
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
1 ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD For None 260 0 0 0
2 ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA For None 260 0 0 0
3 ELECTION OF DIRECTOR: PAMELA DALEY For None 260 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK For None 260 0 0 0
5 ELECTION OF DIRECTOR: JESSICA P. EINHORN For None 260 0 0 0
6 ELECTION OF DIRECTOR: LAURENCE D. FINK For None 260 0 0 0
7 ELECTION OF DIRECTOR: FABRIZIO FREDA For None 260 0 0 0
8 ELECTION OF DIRECTOR: MURRY S. GERBER For None 260 0 0 0
9 ELECTION OF DIRECTOR: JAMES GROSFELD For None 260 0 0 0
10 ELECTION OF DIRECTOR: ROBERT S. KAPITO For None 260 0 0 0
11 ELECTION OF DIRECTOR: DAVID H. KOMANSKY For None 260 0 0 0
12 ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN For None 260 0 0 0
13 ELECTION OF DIRECTOR: CHERYL D. MILLS For None 260 0 0 0
14 ELECTION OF DIRECTOR: THOMAS H. O'BRIEN For None 260 0 0 0
15 ELECTION OF DIRECTOR: IVAN G. SEIDENBERG For None 260 0 0 0
16 ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT For None 260 0 0 0
17 ELECTION OF DIRECTOR: JOHN S. VARLEY For None 260 0 0 0
18 ELECTION OF DIRECTOR: SUSAN L. WAGNER For None 260 0 0 0
19 APPROVAL OF THE BLACKROCK, INC. SECOND AMENDED For None 260 0 0 0
AND RESTATED 1999 STOCK AWARD AND INCENTIVE PLAN.
20 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE For None 260 0 0 0
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS
DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
21 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 260 0 0 0
TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015.
22 A STOCKHOLDER PROPOSAL BY MR. ERIC COHEN Against None 0 260 0 0
REGARDING THE ADOPTION OF PROCEDURES TO AVOID
HOLDING OR RECOMMENDING INVESTMENTS IN COMPANIES
THAT SUBSTANTIALLY CONTRIBUTE TO GENOCIDE.
23 A STOCKHOLDER PROPOSAL BY THE AMERICAN FEDERATION Against None 0 260 0 0
OF STATE, COUNTY AND MUNICIPAL EMPLOYEES PENSION
PLAN AND THE MISSIONARY OBLATES OF MARY
IMMACULATE REGARDING THE PRODUCTION OF AN ANNUAL
REPORT ON CERTAIN TRADE ASSOCIATION AND LOBBYING
EXPENDITURES.
THE BUCKLE, INC.
SECURITY: 118440106 MEETING TYPE: Annual
TICKER: BKE MEETING DATE: 29-May-2015
ISIN US1184401065 VOTE DEADLINE DATE: 28-May-2015
AGENDA 934189754 Management TOTAL BALLOT SHARES: 118611
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 D. HIRSCHFELD 1390 0 0 0
2 D. NELSON 1390 0 0 0
3 K. RHOADS 1390 0 0 0
4 J. SHADA 1390 0 0 0
5 R. CAMPBELL 1390 0 0 0
6 B. FAIRFIELD 1390 0 0 0
7 B. HOBERMAN 1390 0 0 0
8 J. PEETZ 1390 0 0 0
9 M. HUSS 1390 0 0 0
2 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & For None 1390 0 0 0
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 30, 2016
3 PROPOSAL TO APPROVE THE COMPANY'S 2015 MANAGEMENT For None 1390 0 0 0
INCENTIVE PLAN
4 PROPOSAL TO AMEND THE COMPANY'S 2008 DIRECTOR For None 1390 0 0 0
RESTRICTED STOCK PLAN
TOTAL S.A.
SECURITY: 89151E109 MEETING TYPE: Annual
TICKER: TOT MEETING DATE: 29-May-2015
ISIN US89151E1091 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934220461 Management TOTAL BALLOT SHARES: 87995
LAST VOTE DATE: 18-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT For None 1430 0 0 0
COMPANY FOR THE 2014 FISCAL YEAR.
2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR For None 1430 0 0 0
THE 2014 FISCAL YEAR.
3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND For None 1430 0 0 0
AND OPTION FOR THE PAYMENT OF THE REMAINING
DIVIDEND FOR THE 2014 FISCAL YEAR IN NEW SHARES.
4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR For None 1430 0 0 0
THE 2015 FISCAL YEAR IN NEW SHARES-DELEGATION OF
POWERS TO THE BOARD OF DIRECTORS.
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE For None 1430 0 0 0
IN SHARES OF THE COMPANY.
6 RENEWAL OF THE APPOINTMENT OF MR. PATRICK ARTUS For None 1430 0 0 0
AS A DIRECTOR.
7 RENEWAL OF THE APPOINTMENT OF MS. ANNE-MARIE For None 1430 0 0 0
IDRAC AS A DIRECTOR.
8 APPOINTMENT OF MR. PATRICK POUYANNE AS A DIRECTOR. For None 1430 0 0 0
9 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE For None 1430 0 0 0
FRENCH COMMERCIAL CODE CONCERNING MR. PATRICK
POUYANNE.
10 ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION For None 1430 0 0 0
DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31,
2014 TO MR. THIERRY DESMAREST CHAIRMAN OF THE
COMPANY SINCE OCTOBER 22, 2014.
11 ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION For None 1430 0 0 0
DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31,
2014 TO MR. PATRICK POUYANNE, CHIEF EXECUTIVE
OFFICER OF THE COMPANY SINCE OCTOBER 22, 2014.
12 ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION For None 1430 0 0 0
DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31,
2014 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER UNTIL OCTOBER 20, 2014.
13 RECOMMENDATION TO THE BOARD OF DIRECTORS FOR FAIR Against None 0 1430 0 0
PROFIT-SHARING BETWEEN SHAREHOLDERS AND
EMPLOYEES. (PLEASE REFER TO RESOLUTION A IN THE
NOTICE OF MEETING).
STAPLES, INC.
SECURITY: 855030102 MEETING TYPE: Annual
TICKER: SPLS MEETING DATE: 01-Jun-2015
ISIN US8550301027 VOTE DEADLINE DATE: 29-May-2015
AGENDA 934194832 Management TOTAL BALLOT SHARES: 822263
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: BASIL L. ANDERSON For None 6780 0 0 0
2 ELECTION OF DIRECTOR: DREW G. FAUST For None 6780 0 0 0
3 ELECTION OF DIRECTOR: PAUL-HENRI FERRAND For None 6780 0 0 0
4 ELECTION OF DIRECTOR: KUNAL S. KAMLANI For None 6780 0 0 0
5 ELECTION OF DIRECTOR: CAROL MEYROWITZ For None 6780 0 0 0
6 ELECTION OF DIRECTOR: ROWLAND T. MORIARTY For None 6780 0 0 0
7 ELECTION OF DIRECTOR: RONALD L. SARGENT For None 6780 0 0 0
8 ELECTION OF DIRECTOR: ROBERT E. SULENTIC For None 6780 0 0 0
9 ELECTION OF DIRECTOR: RAUL VAZQUEZ For None 6780 0 0 0
10 ELECTION OF DIRECTOR: VIJAY VISHWANATH For None 6780 0 0 0
11 ELECTION OF DIRECTOR: PAUL F. WALSH For None 6780 0 0 0
12 APPROVAL OF AN AMENDMENT TO THE 2012 EMPLOYEE For None 6780 0 0 0
STOCK PURCHASE PLAN.
13 APPROVAL, ON AN ADVISORY BASIS, OF NAMED For None 6780 0 0 0
EXECUTIVE OFFICER COMPENSATION.
14 RATIFICATION OF THE SELECTION BY THE AUDIT For None 6780 0 0 0
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
15 NON-BINDING STOCKHOLDER PROPOSAL REGARDING SENIOR Against None 0 6780 0 0
EXECUTIVE SEVERANCE AGREEMENTS.
16 NON-BINDING STOCKHOLDER PROPOSAL REGARDING Against None 0 6780 0 0
INDEPENDENT BOARD CHAIRMAN.
NEW YORK COMMUNITY BANCORP, INC.
SECURITY: 649445103 MEETING TYPE: Annual
TICKER: NYCB MEETING DATE: 03-Jun-2015
ISIN US6494451031 VOTE DEADLINE DATE: 02-Jun-2015
AGENDA 934196266 Management TOTAL BALLOT SHARES: 260164
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: MAUREEN E. CLANCY For None 5900 0 0 0
2 ELECTION OF DIRECTOR: HANIF "WALLY" DAHYA For None 5900 0 0 0
3 ELECTION OF DIRECTOR: JOSEPH R. FICALORA For None 5900 0 0 0
4 ELECTION OF DIRECTOR: JAMES J. O'DONOVAN For None 5900 0 0 0
5 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP For None 5900 0 0 0
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
6 A SHAREHOLDER PROPOSAL, AS DESCRIBED IN THE PROXY Against None 0 5900 0 0
STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL
MEETING.
DALCX INVESTMENT COMPANY REPORT 3Q2014
THE J. M. SMUCKER COMPANY
SECURITY 832696405 MEETING TYPE Annual
TICKER SYMBOL SJM MEETING DATE 13-Aug-2014
ISIN US8326964058 AGENDA 934053151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: VINCENT C. BYRD Management For For
1B. ELECTION OF DIRECTOR: ELIZABETH VALK LONG Management For For
1C. ELECTION OF DIRECTOR: SANDRA PIANALTO Management For For
1D. ELECTION OF DIRECTOR: MARK T. SMUCKER Management For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For
4. ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS Management For For
TO SET FORTH A GENERAL VOTING STANDARD FOR ACTION BY
SHAREHOLDERS.
-------------------------------------------------------------------------------
Page 1 of 1 01-Oct-2014
DALCX INVESTMENT COMPANY REPORT 4Q2014
CAREFUSION CORPORATION
SECURITY 14170T101 MEETING TYPE Annual
TICKER SYMBOL CFN MEETING DATE 05-Nov-2014
ISIN US14170T1016 AGENDA 934078557 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: JACQUELINE B. KOSECOFF, PH.D. Management For For
1B. ELECTION OF DIRECTOR: MICHAEL D. O'HALLERAN Management For For
1C. ELECTION OF DIRECTOR: SUPRATIM BOSE Management For For
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2015.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF Management For For
OUR NAMED EXECUTIVE OFFICERS.
-------------------------------------------------------------------------------
Page 1 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
GLOBAL PAYMENTS INC.
SECURITY 37940X102 MEETING TYPE Annual
TICKER SYMBOL GPN MEETING DATE 19-Nov-2014
ISIN US37940X1028 AGENDA 934081340 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JEFFREY S. SLOAN# For For
2 JOHN G. BRUNO* For For
3 MICHAEL W. TRAPP* For For
4 GERALD W. WILKINS* For For
2. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS FOR FISCAL YEAR 2014.
3. RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
-------------------------------------------------------------------------------
Page 2 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
KLA-TENCOR CORPORATION
SECURITY 482480100 MEETING TYPE Annual
TICKER SYMBOL KLAC MEETING DATE 05-Nov-2014
ISIN US4824801009 AGENDA 934078583 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 EDWARD W. BARNHOLT For For
2 ROBERT M. CALDERONI For For
3 JOHN T. DICKSON For For
4 EMIKO HIGASHI For For
5 KEVIN J, KENNEDY For For
6 GARY B. MOORE For For
7 ROBERT A. RANGO For For
8 RICHARD P. WALLACE For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2015.
3 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For
-------------------------------------------------------------------------------
Page 3 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
LINEAR TECHNOLOGY CORPORATION
SECURITY 535678106 MEETING TYPE Annual
TICKER SYMBOL LLTC MEETING DATE 05-Nov-2014
ISIN US5356781063 AGENDA 934079256 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: ROBERT H. SWANSON, JR. Management For For
1B. ELECTION OF DIRECTOR: LOTHAR MAIER Management For For
1C. ELECTION OF DIRECTOR: ARTHUR C. AGNOS Management For For
1D. ELECTION OF DIRECTOR: JOHN J. GORDON Management For For
1E. ELECTION OF DIRECTOR: DAVID S. LEE Management For For
1F. ELECTION OF DIRECTOR: RICHARD M. MOLEY Management For For
1G. ELECTION OF DIRECTOR: THOMAS S. VOLPE Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 28, 2015.
4. RE-APPROVAL OF THE EXECUTIVE BONUS PLAN. Management For For
5. NON-BINDING STOCKHOLDER PROPOSAL REGARDING DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
-------------------------------------------------------------------------------
Page 4 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 22-Oct-2014
ISIN US7010941042 AGENDA 934079319 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------------------- ------------ -------- -----------
1. DIRECTOR Management
1 ROBERT G. BOHN For For
2 LINDA S. HARTY For For
3 WILLIAM E. KASSLING For For
4 ROBERT J. KOHLHEPP For For
5 KEVIN A. LOBO For For
6 KLAUS-PETER MULLER For For
7 CANDY M. OBOURN For For
8 JOSEPH SCAMINACE For For
9 WOLFGANG R. SCHMITT For For
10 AKE SVENSSON For For
11 JAMES L. WAINSCOTT For For
12 DONALD E. WASHKEWICZ For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2015.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION Management For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE PARKER-HANNIFIN CORPORATION GLOBAL EMPLOYEE Management For For
STOCK PURCHASE PLAN.
5. SHAREHOLDER PROPOSAL TO ADOPT A MAJORITY VOTE STANDARD IN THE Shareholder Against For
ELECTION OF DIRECTORS.
-------------------------------------------------------------------------------
Page 5 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
SYMANTEC CORPORATION
SECURITY 871503108 MEETING TYPE Annual
TICKER SYMBOL SYMC MEETING DATE 28-Oct-2014
ISIN US8715031089 AGENDA 934073127 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MICHAEL A. BROWN Management For For
1B. ELECTION OF DIRECTOR: FRANK E. DANGEARD Management For For
1C. ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE Management For For
1D. ELECTION OF DIRECTOR: DAVID L. MAHONEY Management For For
1E. ELECTION OF DIRECTOR: ROBERT S. MILLER Management For For
1F. ELECTION OF DIRECTOR: ANITA M. SANDS Management For For
1G. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Management For For
1H. ELECTION OF DIRECTOR: V. PAUL UNRUH Management For For
1I. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Management For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
-------------------------------------------------------------------------------
Page 6 of 6 19-Jan-2015
DALCX INVESTMENT COMPANY REPORT 1Q2015
AGILENT TECHNOLOGIES, INC.
SECURITY 00846U101 MEETING TYPE Annual
TICKER SYMBOL A MEETING DATE 18-Mar-2015
ISIN US00846U1016 AGENDA 934120697 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: ROBERT J. HERBOLD Management For For
1.2 ELECTION OF DIRECTOR: KOH BOON HWEE Management For For
1.3 ELECTION OF DIRECTOR: MICHAEL R. MCMULLEN Management For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO RE-APPROVE AND AMEND THE PERFORMANCE-BASED COMPENSATION Management For For
PLAN FOR COVERED EMPLOYEES.
4. TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION AND BYLAWS TO DECLASSIFY THE BOARD.
5. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF Management For For
AGILENT'S NAMED EXECUTIVE OFFICERS.
-------------------------------------------------------------------------------
Page 1 of 13 01-May-2015
INVESTMENT COMPANY REPORT
ARAMARK
SECURITY 03852U106 MEETING TYPE Annual
TICKER SYMBOL ARMK MEETING DATE 03-Feb-2015
ISIN US03852U1060 AGENDA 934116167 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ------- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 ERIC J. FOSS For For
2 TODD M. ABBRECHT For For
3 LAWRENCE T. BABBIO, JR. For For
4 DAVID A. BARR For For
5 PIERRE-OLIVIER BECKERS For For
6 LEONARD S. COLEMAN, JR. For For
7 IRENE M. ESTEVES For For
8 DANIEL J. HEINRICH For For
9 SANJEEV MEHRA For For
10 STEPHEN P. MURRAY For For
11 STEPHEN SADOVE For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 2, 2015.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION Management For For
PAID TO THE NAMED EXECUTIVE OFFICERS.
4. TO DETERMINE, IN A NON-BINDING ADVISORY VOTE, WHETHER A Management 1 Year For
NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
-------------------------------------------------------------------------------
Page 2 of 13 01-May-2015
INVESTMENT COMPANY REPORT
CAPITOL FEDERAL FINANCIAL INC
SECURITY 14057J101 MEETING TYPE Annual
TICKER SYMBOL CFFN MEETING DATE 27-Jan-2015
ISIN US14057J1016 AGENDA 934110470 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 DIRECTOR Management
1 MORRIS J. HUEY, II For For
2 REGINALD L. ROBINSON For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
3 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
CAPITOL FEDERAL FINANCIAL, INC.'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2015.
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Page 3 of 13 01-May-2015
INVESTMENT COMPANY REPORT
CAREFUSION CORPORATION
SECURITY 14170T101 MEETING TYPE Special
TICKER SYMBOL CFN MEETING DATE 21-Jan-2015
ISIN US14170T1016 AGENDA 934113705 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ---- -----------
1. ADOPTION OF THE AGREEMENT & PLAN OF MERGER, DATED AS OF 5-OCT-2014 Management For For
(THE "MERGER AGREEMENT"), AS IT MAY BE AMENDED FROM TIME TO TIME,
BY & AMONG CAREFUSION CORPORATION (THE "COMPANY"), A DELAWARE
CORPORATION, BECTON, DICKINSON & COMPANY, A NEW JERSEY
CORPORATION, & GRIFFIN SUB, INC. A DELAWARE CORPORATION & A
WHOLLY-OWNED SUBSIDIARY OF BECTON, DICKINSON AND COMPANY.
2. APPROVAL, BY ADVISORY (NON-BINDING) VOTE, ON CERTAIN COMPENSATION Management For For
ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
3. ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
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Page 4 of 13 01-May-2015
INVESTMENT COMPANY REPORT
ENERGIZER HOLDINGS, INC.
SECURITY 29266R108 MEETING TYPE Annual
TICKER SYMBOL ENR MEETING DATE 26-Jan-2015
ISIN US29266R1086 AGENDA 934109530 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------- ------------ -------- -----------
1.1 ELECTION OF DIRECTOR: BILL G. ARMSTRONG Management For For
1.2 ELECTION OF DIRECTOR: J. PATRICK MULCAHY Management For For
2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3. NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
4. SHAREHOLDER PROPOSAL - PALM OIL SOURCING Shareholder Against For
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Page 5 of 13 01-May-2015
INVESTMENT COMPANY REPORT
KEYSIGHT TECHNOLOGIES, INC.
SECURITY 49338L103 MEETING TYPE Annual
TICKER SYMBOL KEYS MEETING DATE 19-Mar-2015
ISIN US49338L1035 AGENDA 934123302 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: RONALD S. NERSESIAN Management For For
1B ELECTION OF DIRECTOR: CHARLES J. DOCKENDORFF Management For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEES APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS KEYSIGHT'S INDEPENDENT PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE KEYSIGHT 2014 EQUITY PLAN AND PERFORMANCE GOALS Management For For
UNDER THE 2014 EQUITY PLAN.
4 TO APPROVE THE PERFORMANCE-BASED COMPENSATION PLAN AND ITS Management For For
PERFORMANCE GOALS.
5 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF KEYSIGHT'S Management For For
NAMED EXECUTIVE OFFICERS.
6 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE Management 1 Year For
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF KEYSIGHT'S
NAMED EXECUTIVE OFFICERS.
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Page 6 of 13 01-May-2015
INVESTMENT COMPANY REPORT
SALLY BEAUTY HOLDINGS, INC.
SECURITY 79546E104 MEETING TYPE Annual
TICKER SYMBOL SBH MEETING DATE 29-Jan-2015
ISIN US79546E1047 AGENDA 934108590 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 KATHERINE BUTTON BELL For For
2 JOHN R. GOLLIHER For For
3 ROBERT R. MCMASTER For For
4 SUSAN R. MULDER For For
5 EDWARD W. RABIN For For
6 GARY G. WINTERHALTER For For
2. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS Management For For
INCLUDED IN THE SALLY BEAUTY HOLDINGS AMENDED AND RESTATED 2010
OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2015.
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Page 7 of 13 01-May-2015
INVESTMENT COMPANY REPORT
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 03-Mar-2015
ISIN CH0102993182 AGENDA 934118705 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Management For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Management For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Management For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Management For For
1E. ELECTION OF DIRECTOR: YONG NAM Management For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Management For For
1G. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Management For For
1H. ELECTION OF DIRECTOR: PAULA A. SNEED Management For For
1I. ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1J. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Management For For
1K. ELECTION OF DIRECTOR: LAURA H. WRIGHT Management For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: DAVID P. STEINER
3D. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER Management For For
INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY
AT THE 2016 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER
MEETING THAT MAY BE HELD PRIOR TO THAT MEETING
5.1 TO APPROVE THE 2014 ANNUAL REPORT OF TE CONNECTIVITY LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 26, 2014 AND THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014)
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Page 8 of 13 01-May-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
5.2 TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY Management For For
LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE Management For For
CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014
6. TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR
ENDED SEPTEMBER 26, 2014
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S Management For For
SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF
TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE Management For For
CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. TO IMPLEMENT REQUIREMENTS UNDER THE SWISS
ORDINANCE REGARDING ELECTIONS AND CERTAIN OTHER MATTERS
9. TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. TO IMPLEMENT REQUIREMENTS UNDER THE SWISS
ORDINANCE REGARDING THE COMPENSATION OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT OF TE CONNECTIVITY LTD.,
AND CERTAIN OTHER MATTERS
10. TO APPROVE AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. REGARDING THE VOTE STANDARD FOR SHAREHOLDER
RESOLUTIONS AND ELECTIONS
11. TO APPROVE AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. REGARDING THE APPLICABLE VOTE STANDARD FOR
CONTESTED ELECTIONS OF DIRECTORS, THE CHAIRPERSON OF THE BOARD
AND THE MEMBERS OF THE MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE
12. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
13. A BINDING VOTE TO APPROVE FISCAL YEAR 2016 MAXIMUM AGGREGATE Management For For
COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT
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Page 9 of 13 01-May-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
14. A BINDING VOTE TO APPROVE FISCAL YEAR 2016 MAXIMUM AGGREGATE Management For For
COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS
15. TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED Management For For
EARNINGS AT SEPTEMBER 26, 2014
16. TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.32 PER Management For For
ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF
$0.33 STARTING WITH THE THIRD FISCAL QUARTER OF 2015 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2016 PURSUANT TO THE TERMS OF THE
DIVIDEND RESOLUTION
17. TO APPROVE A RENEWAL OF AUTHORIZED CAPITAL AND RELATED Management For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD
18. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER Management For For
TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD
19. TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING Management For For
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Page 10 of 13 01-May-2015
INVESTMENT COMPANY REPORT
TE CONNECTIVITY LTD
SECURITY H84989104 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 03-Mar-2015
ISIN CH0102993182 AGENDA 934126803 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Management For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Management For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Management For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Management For For
1E. ELECTION OF DIRECTOR: YONG NAM Management For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Management For For
1G. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Management For For
1H. ELECTION OF DIRECTOR: PAULA A. SNEED Management For For
1I. ELECTION OF DIRECTOR: DAVID P. STEINER Management For For
1J. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Management For For
1K. ELECTION OF DIRECTOR: LAURA H. WRIGHT Management For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: DAVID P. STEINER
3D. TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT Management For For
AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER Management For For
INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY
AT THE 2016 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER
MEETING THAT MAY BE HELD PRIOR TO THAT MEETING
5.1 TO APPROVE THE 2014 ANNUAL REPORT OF TE CONNECTIVITY LTD. Management For For
(EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 26, 2014 AND THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014)
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Page 11 of 13 01-May-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
5.2 TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY Management For For
LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE Management For For
CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 26, 2014
6. TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE Management For For
OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR
ENDED SEPTEMBER 26, 2014
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S Management For For
SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF
TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE Management For For
CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. TO IMPLEMENT REQUIREMENTS UNDER THE SWISS
ORDINANCE REGARDING ELECTIONS AND CERTAIN OTHER MATTERS
9. TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. TO IMPLEMENT REQUIREMENTS UNDER THE SWISS
ORDINANCE REGARDING THE COMPENSATION OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT OF TE CONNECTIVITY LTD.,
AND CERTAIN OTHER MATTERS
10. TO APPROVE AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. REGARDING THE VOTE STANDARD FOR SHAREHOLDER
RESOLUTIONS AND ELECTIONS
11. TO APPROVE AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE Management For For
CONNECTIVITY LTD. REGARDING THE APPLICABLE VOTE STANDARD FOR
CONTESTED ELECTIONS OF DIRECTORS, THE CHAIRPERSON OF THE BOARD
AND THE MEMBERS OF THE MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE
12. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For
13. A BINDING VOTE TO APPROVE FISCAL YEAR 2016 MAXIMUM AGGREGATE Management For For
COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT
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Page 12 of 13 01-May-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
14. A BINDING VOTE TO APPROVE FISCAL YEAR 2016 MAXIMUM AGGREGATE Management For For
COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS
15. TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED Management For For
EARNINGS AT SEPTEMBER 26, 2014
16. TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.32 PER Management For For
ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF
$0.33 STARTING WITH THE THIRD FISCAL QUARTER OF 2015 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2016 PURSUANT TO THE TERMS OF THE
DIVIDEND RESOLUTION
17. TO APPROVE A RENEWAL OF AUTHORIZED CAPITAL AND RELATED Management For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD
18. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER Management For For
TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD
19. TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING Management For For
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Page 13 of 13 01-May-2015
DASCX INVESTMENT COMPANY REPORT 3Q2014
AZZ INCORPORATED
SECURITY 002474104 MEETING TYPE Annual
TICKER SYMBOL AZZ MEETING DATE 08-Jul-2014
ISIN US0024741045 AGENDA 934029833 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 THOMAS E. FERGUSON For For
2 DANA L. PERRY For For
3 DANIEL E. BERCE For For
4 MARTIN C. BOWEN For For
5 SAM ROSEN For For
6 KEVERN R. JOYCE For For
7 DR. H. KIRK DOWNEY For For
8 DANIEL R. FEEHAN For For
9 PETER A. HEGEDUS For For
2. APPROVAL OF THE AZZ INCORPORATED 2014 LONG TERM INCENTIVE PLAN. Management For For
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF AZZ'S EXECUTIVE Management For For
COMPENSATION.
4. APPROVAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING FEBRUARY 28, 2015.
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Page 1 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
BRYN MAWR BANK CORPORATION
SECURITY 117665109 MEETING TYPE Special
TICKER SYMBOL BMTC MEETING DATE 23-Sep-2014
ISIN US1176651099 AGENDA 934066297 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For
OF MAY 5, 2014, BETWEEN BRYN MAWR BANK CORPORATION ("BMBC") AND
CONTINENTAL BANK HOLDINGS, INC. ("CBH"), PURSUANT TO WHICH CBH WILL
MERGE INTO BMBC, AND CONTINENTAL BANK WILL MERGE INTO THE BRYN
MAWR TRUST COMPANY (DUE TO SPACE LIMITS, SEE NOTICE OF BMBC
SPECIAL MEETING IN PROXY STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE AND ADOPT THE BRYN MAWR BANK CORPORATION RETAINER Management For For
STOCK PLAN FOR OUTSIDE DIRECTORS, INCLUDING THE APPROVAL OF THE
ISSUANCE OF ALL BMBC COMMON STOCK ISSUED TO DIRECTORS AS PART OF
THEIR RETAINER FEES SINCE JANUARY 1, 2012.
3. TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL Management For For
PROXIES IN FAVOR OF THE MERGER AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
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Page 2 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
CASEY'S GENERAL STORES, INC.
SECURITY 147528103 MEETING TYPE Annual
TICKER SYMBOL CASY MEETING DATE 19-Sep-2014
ISIN US1475281036 AGENDA 934065651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 ROBERT J. MYERS For For
2 DIANE C. BRIDGEWATER For For
3 LARREE M. RENDA For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS Management For For
OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 30, 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS.
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Page 3 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
HAEMONETICS CORPORATION
SECURITY 405024100 MEETING TYPE Annual
TICKER SYMBOL HAE MEETING DATE 23-Jul-2014
ISIN US4050241003 AGENDA 934046156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 BRIAN P. CONCANNON For For
2 RONALD L. MERRIMAN For For
3 CHARLES J. DOCKENDORFF For For
2. TO APPROVE AMENDMENTS TO THE HAEMONETICS CORPORATION 2005 LONG- Management For For
TERM INCENTIVE COMPENSATION PLAN WHICH (I) INCREASE THE TOTAL
NUMBER OF SHARES AVAILABLE FOR GRANT, (II) EXTEND THE TERM OF THE
PLAN, AND (III) ALTER THE RATE AT WHICH CERTAIN AWARDS ARE COUNTED
TOWARD PLAN LIMITS.
3. TO CONSIDER AND ACT UPON AN ADVISORY VOTE REGARDING THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4. TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED
MARCH 28, 2015.
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Page 4 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
HELEN OF TROY LIMITED
SECURITY G4388N106 MEETING TYPE Annual
TICKER SYMBOL HELE MEETING DATE 26-Aug-2014
ISIN BMG4388N1065 AGENDA 934056943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: GARY B. ABROMOVITZ Management For For
1B. ELECTION OF DIRECTOR: JOHN B. BUTTERWORTH Management For For
1C. ELECTION OF DIRECTOR: ALEXANDER M. DAVERN Management For For
1D. ELECTION OF DIRECTOR: TIMOTHY F. MEEKER Management For For
1E. ELECTION OF DIRECTOR: JULIEN R. MININBERG Management For For
1F. ELECTION OF DIRECTOR: BERYL B. RAFF Management For For
1G. ELECTION OF DIRECTOR: WILLIAM F. SUSETKA Management For For
1H. ELECTION OF DIRECTOR: DARREN G. WOODY Management For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. Management For For
3. TO APPROVE THE HELEN OF TROY LIMITED AMENDED AND RESTATED 2011 Management For For
ANNUAL INCENTIVE PLAN.
4. TO APPOINT GRANT THORNTON LLP AS THE COMPANY'S AUDITOR AND Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE
2015 FISCAL YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO SET THE AUDITORS REMUNERATION.
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Page 5 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
JOHN WILEY & SONS, INC.
SECURITY 968223206 MEETING TYPE Annual
TICKER SYMBOL JWA MEETING DATE 18-Sep-2014
ISIN US9682232064 AGENDA 934064217 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 MARI J. BAKER For For
2 GEORGE BELL For For
3 RAYMOND W. MCDANIEL, JR For For
4 KALPANA RAINA For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
ACCOUNTANTS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED Management For For
EXECUTIVE OFFICERS.
4. APPROVAL OF THE 2014 DIRECTORS STOCK PLAN. Management For For
5. APPROVAL OF THE 2014 EXECUTIVE ANNUAL INCENTIVE PLAN. Management For For
6. APPROVAL OF THE 2014 KEY EMPLOYEE STOCK PLAN. Management For For
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Page 6 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
LIBERTY TAX INC.
SECURITY 53128T102 MEETING TYPE Annual
TICKER SYMBOL TAX MEETING DATE 19-Sep-2014
ISIN US53128T1025 AGENDA 934067376 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 JOHN R. GAREL For For
2 STEVEN IBBOTSON For For
3 ROSS N. LONGFIELD For For
4 GEORGE T. ROBSON For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2015.
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Page 7 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
NICHOLAS FINANCIAL, INC.
SECURITY 65373J209 MEETING TYPE Annual
TICKER SYMBOL NICK MEETING DATE 12-Aug-2014
ISIN CA65373J2092 AGENDA 934057159 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------- ----------- ---- -----------
01 DIRECTOR Management
1 RALPH T. FINKENBRINK For For
2 KEVIN D. BATES For For
3 STEPHEN BRAGIN For For
02 TO RATIFY THE APPOINTMENT OF DIXON HUGHES GOODMAN LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
MARCH 31, 2015.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE Management For For
OFFICERS.
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Page 8 of 9 01-Oct-2014
INVESTMENT COMPANY REPORT
UNITED FINANCIAL BANCORP, INC.
SECURITY 910304104 MEETING TYPE Annual
TICKER SYMBOL UBNK MEETING DATE 05-Aug-2014
ISIN US9103041045 AGENDA 934052135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 WILLIAM H.W. CRAWFORD For For
2 MICHAEL F. CROWLEY For For
3 RAYMOND H. LEFURGE, JR. For For
2. TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON THE COMPANY'S Management For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, P.C. AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
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Page 9 of 9 01-Oct-2014
DASCX INVESTMENT COMPANY REPORT 4Q2014
CAL-MAINE FOODS, INC.
SECURITY 128030202 MEETING TYPE Annual
TICKER SYMBOL CALM MEETING DATE 03-Oct-2014
ISIN US1280302027 AGENDA 934074004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 ADOLPHUS B. BAKER For For
2 TIMOTHY A. DAWSON For For
3 LETITIA C. HUGHES For For
4 SHERMAN MILLER For For
5 JAMES E. POOLE For For
6 STEVE W. SANDERS For For
2. AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK
AND CLASS A COMMON STOCK... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION: RESOLVED, THAT THE Management For For
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES
AND NARRATIVE DISCUSSED IS HEREBY APPROVED
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE Management 3 Years For
COMPENSATION
5. RATIFICATION OF FROST, PLLC AS INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM OF THE COMPANY
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Page 1 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
CRACKER BARREL OLD COUNTRY STORE INC
SECURITY 22410J106 MEETING TYPE Annual
TICKER SYMBOL CBRL MEETING DATE 13-Nov-2014
ISIN US22410J1060 AGENDA 934082289 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 JAMES W. BRADFORD For For
2 THOMAS H. BARR For For
3 SANDRA B. COCHRAN For For
4 GLENN A. DAVENPORT For For
5 RICHARD J. DOBKIN For For
6 NORMAN E. JOHNSON For For
7 WILLIAM W. MCCARTEN For For
8 COLEMAN H. PETERSON For For
9 ANDREA M. WEISS For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT THAT ACCOMPANIES THIS NOTICE.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
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Page 2 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
NATIONAL BEVERAGE CORP.
SECURITY 635017106 MEETING TYPE Annual
TICKER SYMBOL FIZZ MEETING DATE 03-Oct-2014
ISIN US6350171061 AGENDA 934074066 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 NICK A. CAPORELLA For For
2. TO APPROVE EXECUTIVE COMPENSATION, BY A NON-BINDING, ADVISORY Management For For
VOTE.
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Page 3 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
ROYAL GOLD, INC.
SECURITY 780287108 MEETING TYPE Annual
TICKER SYMBOL RGLD MEETING DATE 14-Nov-2014
ISIN US7802871084 AGENDA 934082188 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: M. CRAIG HAASE Management For For
1B. ELECTION OF DIRECTOR: KEVIN MCARTHUR Management For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON Management For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2015.
3. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO Management For For
EXECUTIVE COMPENSATION.
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Page 4 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
SOUTHSIDE BANCSHARES, INC.
SECURITY 84470P109 MEETING TYPE Special
TICKER SYMBOL SBSI MEETING DATE 14-Oct-2014
ISIN US84470P1093 AGENDA 934076666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1. TO APPROVE THE ISSUANCE OF SHARES OF SOUTHSIDE BANCSHARES, INC. Management For For
COMMON STOCK TO THE STOCKHOLDERS OF OMNIAMERICAN BANCORP, INC.
IN CONNECTION WITH THE MERGER OF OMEGA MERGER SUB, INC., A WHOLLY
OWNED SUBSIDIARY OF SOUTHSIDE BANCSHARES, INC., WITH AND INTO
OMNIAMERICAN BANCORP, INC., WITH OMNIAMERICAN BANCORP, INC. AS THE
SURVIVING CORPORATION.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SOUTHSIDE BANCSHARES, Management For For
INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT TO APPROVE THE SOUTHSIDE SHARE ISSUANCE
PROPOSAL.
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Page 5 of 6 19-Jan-2015
INVESTMENT COMPANY REPORT
URS CORPORATION
SECURITY 903236107 MEETING TYPE Special
TICKER SYMBOL URS MEETING DATE 16-Oct-2014
ISIN US9032361076 AGENDA 934077909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
JULY 11, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG AECOM TECHNOLOGY CORPORATION, URS
CORPORATION, ACM MOUNTAIN I, LLC AND ACM MOUNTAIN II, LLC.
2. PROPOSAL TO ADJOURN THE URS SPECIAL MEETING, IF NECESSARY AND Management For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL.
3. PROPOSAL, ON AN ADVISORY (NON-BINDING) BASIS, TO APPROVE THE Management For For
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO URS'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE, AS DESCRIBED IN THE
SECTION OF THE JOINT PROXY STATEMENT/PROSPECTUS FOR THE MERGER
ENTITLED "THE MERGER-INTEREST OF URS'S DIRECTORS AND EXECUTIVE
OFFICERS IN THE MERGER-GOLDEN PARACHUTE COMPENSATION".
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Page 6 of 6 19-Jan-2015
DASCX INVESTMENT COMPANY REPORT 1Q2015
AECOM
SECURITY 00766T100 MEETING TYPE Annual
TICKER SYMBOL ACM MEETING DATE 04-Mar-2015
ISIN US00766T1007 AGENDA 934118654 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 DIRECTOR Management
1 JAMES H. FORDYCE For For
2 LINDA GRIEGO For For
3 WILLIAM G. OUCHI For For
4 DOUGLAS W. STOTLAR For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.
3 ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Management For For
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Page 1 of 9 01-May-2015
INVESTMENT COMPANY REPORT
CUBIC CORPORATION
SECURITY 229669106 MEETING TYPE Annual
TICKER SYMBOL CUB MEETING DATE 24-Feb-2015
ISIN US2296691064 AGENDA 934116422 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 WALTER C. ZABLE For For
2 BRUCE G. BLAKLEY For For
3 BRADLEY H. FELDMANN For For
4 EDWIN A. GUILES For For
5 STEVEN J. NORRIS For For
6 DR. ROBERT S. SULLIVAN For For
7 DR. JOHN H. WARNER, JR. For For
2. TO APPROVE THE CUBIC CORPORATION 2015 INCENTIVE AWARD PLAN. Management For For
3. TO APPROVE THE CUBIC CORPORATION EMPLOYEE STOCK PURCHASE PLAN. Management For For
4. TO CONSIDER AND VOTE UPON, ON AN ADVISORY BASIS, THE COMPENSATION Management For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
5. TO CONFIRM THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
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Page 2 of 9 01-May-2015
INVESTMENT COMPANY REPORT
HILLENBRAND, INC.
SECURITY 431571108 MEETING TYPE Annual
TICKER SYMBOL HI MEETING DATE 25-Feb-2015
ISIN US4315711089 AGENDA 934114416 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 EDWARD B. CLOUES, II For For
2 HELEN W. CORNELL For For
3 EDUARDO R. MENASCE For For
4 STUART A. TAYLOR, II For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID Management For For
BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
3. TO AMEND THE COMPANY'S RESTATED AND AMENDED ARTICLES OF Management For For
INCORPORATION TO ESTABLISH INDIANA AS THE EXCLUSIVE FORUM FOR
ADJUDICATION OF CERTAIN DISPUTES.
4. TO AMEND THE COMPANY'S RESTATED AND AMENDED ARTICLES OF Management For For
INCORPORATION TO ESTABLISH A MAJORITY VOTING STANDARD FOR
SHAREHOLDER ELECTIONS OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
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Page 3 of 9 01-May-2015
INVESTMENT COMPANY REPORT
MTS SYSTEMS CORPORATION
SECURITY 553777103 MEETING TYPE Annual
TICKER SYMBOL MTSC MEETING DATE 10-Feb-2015
ISIN US5537771033 AGENDA 934113159 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 DAVID J. ANDERSON For For
2 JEFFREY A. GRAVES For For
3 DAVID D. JOHNSON For For
4 EMILY M. LIGGETT For For
5 RANDY J. MARTINEZ For For
6 BARB J. SAMARDZICH For For
7 MICHAEL V. SCHROCK For For
8 GAIL P. STEINEL For For
9 CHUN HUNG (KENNETH) YU For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
3. A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S EXECUTIVE VARIABLE COMPENSATION PLAN. Management For For
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Page 4 of 9 01-May-2015
INVESTMENT COMPANY REPORT
NEW JERSEY RESOURCES CORPORATION
SECURITY 646025106 MEETING TYPE Annual
TICKER SYMBOL NJR MEETING DATE 21-Jan-2015
ISIN US6460251068 AGENDA 934107803 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 DONALD L. CORRELL For For
2 M. WILLIAM HOWARD, JR. For For
3 J. TERRY STRANGE For For
4 GEORGE R. ZOFFINGER For For
2. TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2015.
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Page 5 of 9 01-May-2015
INVESTMENT COMPANY REPORT
PANHANDLE OIL AND GAS INC.
SECURITY 698477106 MEETING TYPE Annual
TICKER SYMBOL PHX MEETING DATE 04-Mar-2015
ISIN US6984771062 AGENDA 934121497 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 LEE M. CANAAN* For For
2 H. GRANT SWARTZWELDER* For For
3 DARRYL G. SMETTE# For For
3. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF PANHANDLE OIL AND GAS Management For For
INC. EXECUTIVE COMPENSATION.
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Page 6 of 9 01-May-2015
INVESTMENT COMPANY REPORT
THE LACLEDE GROUP, INC.
SECURITY 505597104 MEETING TYPE Annual
TICKER SYMBOL LG MEETING DATE 29-Jan-2015
ISIN US5055971049 AGENDA 934111206 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 MARK A. BORER For For
2 MARIA V. FOGARTY For For
3 ANTHONY V. LENESS For For
2. APPROVE THE LACLEDE GROUP 2015 EQUITY INCENTIVE PLAN. Management For For
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE 2015 FISCAL YEAR.
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Page 7 of 9 01-May-2015
INVESTMENT COMPANY REPORT
UNIFIRST CORPORATION
SECURITY 904708104 MEETING TYPE Annual
TICKER SYMBOL UNF MEETING DATE 13-Jan-2015
ISIN US9047081040 AGENDA 934105289 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1. DIRECTOR Management
1 KATHLEEN M. CAMILLI For For
2 MICHAEL IANDOLI For For
2. APPROVAL OF THE AMENDED AND RESTATED 2010 STOCK OPTION AND Management For For
INCENTIVE PLAN.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF Management For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
4. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 29, 2015.
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Page 8 of 9 01-May-2015
INVESTMENT COMPANY REPORT
WOODWARD, INC.
SECURITY 980745103 MEETING TYPE Annual
TICKER SYMBOL WWD MEETING DATE 21-Jan-2015
ISIN US9807451037 AGENDA 934109794 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: THOMAS A. GENDRON Management For For
1.2 ELECTION OF DIRECTOR: JOHN A. HALBROOK Management For For
1.3 ELECTION OF DIRECTOR: RONALD M. SEGA Management For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2015.
3. PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION Management For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
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Page 9 of 9 01-May-2015
DASCX INVESTMENT COMPANY REPORT 2Q2015
ALAMO GROUP INC.
SECURITY 011311107 MEETING TYPE Annual
TICKER SYMBOL ALG MEETING DATE 07-May-2015
ISIN US0113111076 AGENDA 934163952 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: RODERICK R. BATY Management For For
1.2 ELECTION OF DIRECTOR: HELEN W. CORNELL Management For For
1.3 ELECTION OF DIRECTOR: JERRY E. GOLDRESS Management For For
1.4 ELECTION OF DIRECTOR: DAVID W. GRZELAK Management For For
1.5 ELECTION OF DIRECTOR: GARY L. MARTIN Management For For
1.6 ELECTION OF DIRECTOR: RONALD A. ROBINSON Management For For
1.7 ELECTION OF DIRECTOR: JAMES B. SKAGGS Management For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR 2015
3. TO APPROVE THE ALAMO GROUP INC. 2015 INCENTIVE STOCK OPTION PLAN Management For For
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Page 1 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
AMERICAN EQUITY INVESTMENT LIFE HLDG CO
SECURITY 025676206 MEETING TYPE Annual
TICKER SYMBOL AEL MEETING DATE 04-Jun-2015
ISIN US0256762065 AGENDA 934192244 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 DAVID S. MULCAHY For For
2 DAVID J. NOBLE For For
3 A.J. STRICKLAND, III For For
4 HARLEY A. WHITFIELD, SR For For
2. TO APPROVE THE AMENDED AND RESTATED AMERICAN EQUITY INVESTMENT Management For For
LIFE HOLDING COMPANY 2014 INDEPENDENT INSURANCE AGENT RESTRICTED
STOCK AND RESTRICTED STOCK UNIT PLAN.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
4. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS.
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Page 2 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
AMERISAFE, INC.
SECURITY 03071H100 MEETING TYPE Annual
TICKER SYMBOL AMSF MEETING DATE 12-Jun-2015
ISIN US03071H1005 AGENDA 934217046 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 PHILIP A. GARCIA* For For
2 RANDY ROACH* For For
3 MILLARD E. MORRIS* For For
4 MICHAEL J. BROWN# For For
2. TO APPROVE EXECUTIVE COMPENSATION. Management For For
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 3 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
BANCFIRST CORPORATION
SECURITY 05945F103 MEETING TYPE Annual
TICKER SYMBOL BANF MEETING DATE 28-May-2015
ISIN US05945F1030 AGENDA 934203302 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 DENNIS L. BRAND For For
2 C.L. CRAIG, JR. For For
3 WILLIAM H. CRAWFORD For For
4 JAMES R. DANIEL For For
5 F. FORD DRUMMOND For For
6 K. GORDON GREER For For
7 DR. D.B. HALVERSTADT For For
8 WILLIAM O. JOHNSTONE For For
9 DAVE R. LOPEZ For For
10 J. RALPH MCCALMONT For For
11 TOM H. MCCASLAND III For For
12 RONALD J. NORICK For For
13 PAUL B. ODOM. JR. For For
14 DAVID E. RAINBOLT For For
15 H.E. RAINBOLT For For
16 MICHAEL S. SAMIS For For
17 NATALIE SHIRLEY For For
18 MICHAEL K. WALLACE For For
19 GREGORY WEDEL For For
20 G. RAINEY WILLIAMS, JR. For For
2. TO RATIFY BKD LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
FOR 2015.
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Page 4 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
BANK OF MARIN BANCORP
SECURITY 063425102 MEETING TYPE Annual
TICKER SYMBOL BMRC MEETING DATE 14-May-2015
ISIN US0634251021 AGENDA 934187445 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 RUSSELL A. COLOMBO For For
2 JAMES C. HALE, III For For
3 ROBERT HELLER For For
4 NORMA J. HOWARD For For
5 KEVIN R. KENNEDY For For
6 STUART D. LUM For For
7 WILLIAM H. MCDEVITT, JR For For
8 MICHAELA K. RODENO For For
9 JOEL SKLAR, MD For For
10 BRIAN M. SOBEL For For
11 J. DIETRICH STROEH For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Management For For
3. RATIFICATION OF THE BOARD OF DIRECTORS' SELECTION OF INDEPENDENT Management For For
AUDITORS
-------------------------------------------------------------------------------
Page 5 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
BBCN BANCORP INC
SECURITY 073295107 MEETING TYPE Annual
TICKER SYMBOL BBCN MEETING DATE 28-May-2015
ISIN US0732951076 AGENDA 934217464 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 KIHO CHOI For For
2 JINHO DOO For For
3 C.K. (CHUCK) HONG For For
4 JIN CHUL JHUNG For For
5 KEVIN S. KIM For For
6 PETER Y.S. KIM For For
7 SANG HOON KIM For For
8 CHUNG HYUN LEE For For
9 WILLIAM J. LEWIS For For
10 DAVID P. MALONE For For
11 GARY E. PETERSON For For
12 SCOTT YOON-SUK WHANG For For
13 DALE S. ZUEHLS For For
2. NONBINDING ADVISORY STOCKHOLDER VOTE ON EXECUTIVE Management For For
COMPENSATION. TO APPROVE, ON AN ADVISORY AND NON BINDING BASIS,
THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE OFFICERS," AS
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED IN THE PROXY
STATEMENT.
4. RE-APPROVAL OF 2007 EQUITY INCENTIVE PLAN. TO RE-APPROVE THE Management For For
MATERIAL TERMS OF THE AMENDED AND RESTATED BBCN BANCORP, INC.
2007 EQUITY INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE-BASED
COMPENSATION FOR THE PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
5. APPROVAL OF EXECUTIVE ANNUAL INCENTIVE PLAN. TO APPROVE THE BBCN Management For For
BANCORP, INC. 2015 EXECUTIVE ANNUAL INCENTIVE PLAN.
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Page 6 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
6. MEETING ADJOURNMENT. TO ADJOURN THE ANNUAL MEETING TO A LATER Management For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE IN THE JUDGMENT OF THE
BOARD OF DIRECTORS, TO PERMIT FURTHER SOLICITATION OF ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE ANNUAL MEETING TO APPROVE THE MATTERS TO BE CONSIDERED BY
THE STOCKHOLDERS AT THE ANNUAL MEETING.
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Page 7 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
BLOUNT INTERNATIONAL, INC.
SECURITY 095180105 MEETING TYPE Annual
TICKER SYMBOL BLT MEETING DATE 21-May-2015
ISIN US0951801051 AGENDA 934205469 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 ROBERT E. BEASLEY, JR. For For
2 RONALD CAMI For For
3 ANDREW C. CLARKE For For
4 JOSHUA L. COLLINS For For
5 NELDA J. CONNORS For For
6 E. DANIEL JAMES For For
7 HAROLD E. LAYMAN For For
8 DANIEL J. OBRINGER For For
9 DAVID A. WILLMOTT For For
2. TO PASS AS AN ADVISORY VOTE A RESOLUTION APPROVING CERTAIN Management For For
EXECUTIVE COMPENSATION.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2015.
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Page 8 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
BRYN MAWR BANK CORPORATION
SECURITY 117665109 MEETING TYPE Annual
TICKER SYMBOL BMTC MEETING DATE 30-Apr-2015
ISIN US1176651099 AGENDA 934144356 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 MICHAEL J. CLEMENT For For
2 SCOTT M. JENKINS For For
3 JERRY L. JOHNSON For For
4 A. JOHN MAY, III For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE OFFICER Management For For
COMPENSATION.
3. TO APPROVE AND ADOPT THE AMENDED AND RESTATED BRYN MAWR BANK Management For For
CORPORATION 2010 LONG-TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.
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Page 9 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
CHATHAM LODGING TRUST
SECURITY 16208T102 MEETING TYPE Annual
TICKER SYMBOL CLDT MEETING DATE 21-May-2015
ISIN US16208T1025 AGENDA 934208679 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 C. GERALD GOLDSMITH For For
2 ROLF E. RUHFUS For For
3 JOEL F. ZEMANS For For
2. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTANTS.
3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. Management For For
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Page 10 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
CLEAN HARBORS, INC.
SECURITY 184496107 MEETING TYPE Annual
TICKER SYMBOL CLH MEETING DATE 10-Jun-2015
ISIN US1844961078 AGENDA 934211246 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 ALAN S. MCKIM For For
2 ROD MARLIN For For
3 JOHN T. PRESTON For For
2. TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Management For For
COMPENSATION.
3. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY'S Management For For
BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
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Page 11 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
CONNECTONE BANCORP, INC.
SECURITY 20786W107 MEETING TYPE Annual
TICKER SYMBOL CNOB MEETING DATE 06-May-2015
ISIN US20786W1071 AGENDA 934192369 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 FRANK SORRENTINO III For For
2 FRANK W. BAIER For For
3 ALEXANDER A. BOL For For
4 STEPHEN BOSWELL For For
5 FREDERICK FISH For For
6 FRANK HUTTLE III For For
7 MICHAEL KEMPNER For For
8 NICHOLAS MINOIA For For
9 JOSEPH PARISI JR. For For
10 HAROLD SCHECHTER For For
11 WILLIAM A. THOMPSON For For
12 RAYMOND J. VANARIA For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
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Page 12 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
CONVERGYS CORPORATION
SECURITY 212485106 MEETING TYPE Annual
TICKER SYMBOL CVG MEETING DATE 22-Apr-2015
ISIN US2124851062 AGENDA 934134088 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 ANDREA J. AYERS For For
2 JOHN F. BARRETT For For
3 CHERYL K. BEEBE For For
4 RICHARD R. DEVENUTI For For
5 JEFFREY H. FOX For For
6 JOSEPH E. GIBBS For For
7 JOAN E. HERMAN For For
8 THOMAS L. MONAHAN III For For
9 RONALD L. NELSON For For
10 RICHARD F. WALLMAN For For
2. TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS.
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Page 13 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 27-Apr-2015
ISIN US2243991054 AGENDA 934145613 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: MARTIN R. BENANTE Management For For
1.2 ELECTION OF DIRECTOR: DONALD G. COOK Management For For
1.3 ELECTION OF DIRECTOR: R.S. EVANS Management For For
1.4 ELECTION OF DIRECTOR: RONALD C. LINDSAY Management For For
2. RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2015.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
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Page 14 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
DENBURY RESOURCES INC.
SECURITY 247916208 MEETING TYPE Annual
TICKER SYMBOL DNR MEETING DATE 19-May-2015
ISIN US2479162081 AGENDA 934169699 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 WIELAND F. WETTSTEIN For For
2 MICHAEL B. DECKER For For
3 JOHN P. DIELWART For For
4 GREGORY L. MCMICHAEL For For
5 KEVIN O. MEYERS For For
6 PHIL RYKHOEK For For
7 RANDY STEIN For For
8 LAURA A. SUGG For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management For For
COMPENSATION
3. TO VOTE ON THE AMENDMENT AND RESTATEMENT OF OUR 2004 OMNIBUS Management For For
STOCK AND INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF
RESERVED SHARES AND FOR INTERNAL REVENUE CODE SECTION 162(M)
QUALIFICATION
4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
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Page 15 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
ENCORE WIRE CORPORATION
SECURITY 292562105 MEETING TYPE Annual
TICKER SYMBOL WIRE MEETING DATE 05-May-2015
ISIN US2925621052 AGENDA 934158494 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 DONALD E. COURTNEY For For
2 GREGORY J. FISHER For For
3 DANIEL L. JONES For For
4 WILLIAM R. THOMAS, III For For
5 SCOTT D. WEAVER For For
6 JOHN H. WILSON For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE Management For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2015.
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Page 16 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
ENSTAR GROUP LIMITED
SECURITY G3075P101 MEETING TYPE Annual
TICKER SYMBOL ESGR MEETING DATE 06-May-2015
ISIN BMG3075P1014 AGENDA 934153862 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: DOMINIC F. SILVESTER Management For For
1.2 ELECTION OF DIRECTOR: KENNETH W. MOORE Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
3. TO RATIFY THE APPOINTMENT OF KPMG AUDIT LIMITED AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 AND TO
AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO APPROVE THE FEES FOR THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. ELECTION OF SUBSIDIARY DIRECTORS AS SET FORTH IN PROPOSAL NO. 4. Management For For
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Page 17 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
EXACTECH, INC.
SECURITY 30064E109 MEETING TYPE Annual
TICKER SYMBOL EXAC MEETING DATE 30-Apr-2015
ISIN US30064E1091 AGENDA 934144558 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 FERN S. WATTS For For
2 W. ANDREW KRUSEN JR. For For
2. APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE NAMED Management For For
EXECUTIVE OFFICERS' COMPENSATION
3. RATIFY SELECTION OF MCGLADREY LLP AS THE COMPANY'S PRINCIPAL Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2015
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Page 18 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
FIRST NBC BANK HOLDING COMPANY
SECURITY 32115D106 MEETING TYPE Annual
TICKER SYMBOL FNBC MEETING DATE 21-May-2015
ISIN US32115D1063 AGENDA 934204619 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: WILLIAM D. AARON, JR. Management For For
1B. ELECTION OF DIRECTOR: WILLIAM M. CARROUCHE Management For For
1C. ELECTION OF DIRECTOR: LEANDER J. FOLEY, III Management For For
1D. ELECTION OF DIRECTOR: JOHN F. FRENCH Management For For
1E. ELECTION OF DIRECTOR: LEON L. GIORGIO, JR. Management For For
1F. ELECTION OF DIRECTOR: SHIVAN GOVINDAN Management For For
1G. ELECTION OF DIRECTOR: L. BLAKE JONES Management For For
1H. ELECTION OF DIRECTOR: LOUIS V. LAURICELLA Management For For
1I. ELECTION OF DIRECTOR: MARK G. MERLO Management For For
1J. ELECTION OF DIRECTOR: ASHTON J. RYAN, JR. Management For For
1K. ELECTION OF DIRECTOR: DR. CHARLES C. TEAMER Management For For
1L. ELECTION OF DIRECTOR: JOSEPH F. TOOMY Management For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 19 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
FORWARD AIR CORPORATION
SECURITY 349853101 MEETING TYPE Annual
TICKER SYMBOL FWRD MEETING DATE 12-May-2015
ISIN US3498531017 AGENDA 934155537 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 BRUCE A. CAMPBELL For For
2 C. ROBERT CAMPBELL For For
3 C. JOHN LANGLEY For For
4 TRACY A. LEINBACH For For
5 LARRY D. LEINWEBER For For
6 G. MICHAEL LYNCH For For
7 GARY L. PAXTON For For
8 RONALD W. ALLEN For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED Management For For
EXECUTIVE OFFICERS.
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Page 20 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
FOX FACTORY HOLDING CORP.
SECURITY 35138V102 MEETING TYPE Annual
TICKER SYMBOL FOXF MEETING DATE 07-May-2015
ISIN US35138V1026 AGENDA 934145029 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 CARL NICHOLS For For
2 TED WAITMAN For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS FOR 2015.
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Page 21 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
FRANK'S INTERNATIONAL N.V.
SECURITY N33462107 MEETING TYPE Annual
TICKER SYMBOL FI MEETING DATE 20-May-2015
ISIN NL0010556684 AGENDA 934170426 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: DONALD KEITH MOSING Management For For
1B. ELECTION OF DIRECTOR: STEVEN B. MOSING Management For For
1C. ELECTION OF DIRECTOR: KIRKLAND D. MOSING Management For For
1D. ELECTION OF DIRECTOR: WILLIAM B. BERRY Management For For
1E. ELECTION OF DIRECTOR: SHELDON R. ERIKSON Management For For
1F. ELECTION OF DIRECTOR: GARY P. LUQUETTE Management For For
1G. ELECTION OF DIRECTOR: MICHAEL C. KEARNEY Management For For
2. TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED Management For For
DECEMBER 31, 2014 AND AUTHORIZE THE PREPARATION OF THE COMPANY'S
DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE
ENGLISH LANGUAGE
3. TO DISCHARGE THE SOLE MEMBER OF THE COMPANY'S MANAGEMENT BOARD Management For For
FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2014
4. TO DISCHARGE THE MEMBERS OF THE COMPANY'S SUPERVISORY BOARD Management For For
FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2014
5. TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR Management For For
AUDITOR WHO WILL AUDIT THE STATUTORY ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015
6. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INTERNATIONAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015
7. TO RATIFY AND APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For For
SUPERVISORY BOARD
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Page 22 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
8A. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: REPURCHASE Management For For
SHARES FOR ANY LEGAL PURPOSE, AT THE STOCK EXCHANGE OR IN A
PRIVATE PURCHASE TRANSACTION, AT A PRICE BETWEEN $0.01 AND 120% OF
THE MARKET PRICE ON THE NEW YORK STOCK EXCHANGE, AND DURING A
PERIOD OF 18 MONTHS STARTING FROM THE DATE OF THE 2015 ANNUAL
MEETING
8B. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: DISPOSE OF ANY Management For For
SHARES HELD BY THE COMPANY IN ITS OWN CAPITAL
8C. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: APPROVE AND Management For For
RATIFY THE REPURCHASE OF COMMON SHARES BY THE COMPANY THAT HAS
BEEN EFFECTED PRIOR TO THE ANNUAL MEETING
9. TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE FRANK'S INTERNATIONAL N.V. 2013 LONG-TERM INCENTIVE PLAN IN
ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED, AND THE TREASURY REGULATIONS PROMULGATED
THEREUNDER
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Page 23 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
FRANK'S INTERNATIONAL N.V.
SECURITY N33462107 MEETING TYPE Annual
TICKER SYMBOL FI MEETING DATE 20-May-2015
ISIN NL0010556684 AGENDA 934208516 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: DONALD KEITH MOSING Management For For
1B. ELECTION OF DIRECTOR: STEVEN B. MOSING Management For For
1C. ELECTION OF DIRECTOR: KIRKLAND D. MOSING Management For For
1D. ELECTION OF DIRECTOR: WILLIAM B. BERRY Management For For
1E. ELECTION OF DIRECTOR: SHELDON R. ERIKSON Management For For
1F. ELECTION OF DIRECTOR: GARY P. LUQUETTE Management For For
1G. ELECTION OF DIRECTOR: MICHAEL C. KEARNEY Management For For
2. TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED Management For For
DECEMBER 31, 2014 AND AUTHORIZE THE PREPARATION OF THE COMPANY'S
DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE
ENGLISH LANGUAGE
3. TO DISCHARGE THE SOLE MEMBER OF THE COMPANY'S MANAGEMENT BOARD Management For For
FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2014
4. TO DISCHARGE THE MEMBERS OF THE COMPANY'S SUPERVISORY BOARD Management For For
FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED DECEMBER 31, 2014
5. TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR Management For For
AUDITOR WHO WILL AUDIT THE STATUTORY ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015
6. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INTERNATIONAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015
7. TO RATIFY AND APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management For For
SUPERVISORY BOARD
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Page 24 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
8A. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: REPURCHASE Management For For
SHARES FOR ANY LEGAL PURPOSE, AT THE STOCK EXCHANGE OR IN A
PRIVATE PURCHASE TRANSACTION, AT A PRICE BETWEEN $0.01 AND 120% OF
THE MARKET PRICE ON THE NEW YORK STOCK EXCHANGE, AND DURING A
PERIOD OF 18 MONTHS STARTING FROM THE DATE OF THE 2015 ANNUAL
MEETING
8B. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: DISPOSE OF ANY Management For For
SHARES HELD BY THE COMPANY IN ITS OWN CAPITAL
8C. TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO: APPROVE AND Management For For
RATIFY THE REPURCHASE OF COMMON SHARES BY THE COMPANY THAT HAS
BEEN EFFECTED PRIOR TO THE ANNUAL MEETING
9. TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER Management For For
THE FRANK'S INTERNATIONAL N.V. 2013 LONG-TERM INCENTIVE PLAN IN
ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED, AND THE TREASURY REGULATIONS PROMULGATED
THEREUNDER
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Page 25 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
GENESCO INC.
SECURITY 371532102 MEETING TYPE Annual
TICKER SYMBOL GCO MEETING DATE 25-Jun-2015
ISIN US3715321028 AGENDA 934220358 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JOANNA BARSH For For
2 JAMES S. BEARD For For
3 LEONARD L. BERRY For For
4 WILLIAM F. BLAUFUSS, JR For For
5 JAMES W. BRADFORD For For
6 ROBERT J. DENNIS For For
7 MATTHEW C. DIAMOND For For
8 MARTY G. DICKENS For For
9 THURGOOD MARSHALL, JR. For For
10 KATHLEEN MASON For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
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Page 26 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
HIBBETT SPORTS, INC.
SECURITY 428567101 MEETING TYPE Annual
TICKER SYMBOL HIBB MEETING DATE 28-May-2015
ISIN US4285671016 AGENDA 934202564 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: JANE F. AGGERS Management For For
1.2 ELECTION OF DIRECTOR: TERRANCE G. FINLEY Management For For
1.3 ELECTION OF DIRECTOR: JEFFRY O. ROSENTHAL Management For For
1.4 ELECTION OF DIRECTOR: ALTON E. YOTHER Management For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
3. SAY ON PAY - APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE 2015 EQUITY INCENTIVE PLAN. Management For For
5. APPROVAL OF THE 2015 EMPLOYEE STOCK PURCHASE PLAN. Management For For
6. APPROVAL OF THE 2015 DIRECTOR DEFERRED COMPENSATION PLAN. Management For For
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Page 27 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
HORIZON BANCORP
SECURITY 440407104 MEETING TYPE Annual
TICKER SYMBOL HBNC MEETING DATE 30-Jun-2015
ISIN US4404071049 AGENDA 934241883 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1. APPROVAL OF THE AGREEMENT AND PLAN OF MERGER DATED FEBRUARY 18, Management For For
2015 BY AND BETWEEN HORIZON BANCORP AND PEOPLES BANCORP, AND THE
RELATED PLAN OF MERGER, AND THE TRANSACTIONS CONTEMPLATED
THEREBY, INCLUDING THE ISSUANCE OF HORIZON BANCORP COMMON STOCK
IN THE MERGER.
2. DIRECTOR Management
1 LAWRENCE E. BURNELL For For
2 PETER L. PAIRITZ For For
3 SPERO W. VALAVANIS For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For For
4. RATIFICATION OF APPOINTMENT OF BKD, LLP. Management For For
5. APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES PRESENT AT THE ANNUAL MEETING IN PERSON OR BY PROXY TO
APPROVE ANY OF THE ABOVE ITEMS.
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Page 28 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
INNOPHOS HOLDINGS, INC.
SECURITY 45774N108 MEETING TYPE Annual
TICKER SYMBOL IPHS MEETING DATE 22-May-2015
ISIN US45774N1081 AGENDA 934208403 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 GARY CAPPELINE For For
2 AMADO CAVAZOS For For
3 RANDOLPH GRESS For For
4 LINDA MYRICK For For
5 KAREN OSAR For For
6 JOHN STEITZ For For
7 JAMES ZALLIE For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2015.
3. APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVES AS DISCLOSED IN Management For For
THE INNOPHOS HOLDINGS, INC. PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K OF THE SECURITIES AND EXCHANGE COMMISSION.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF Management For For
THE EXECUTIVE, MANAGEMENT AND SALES INCENTIVE PLAN, AS AMENDED.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF Management For For
THE INNOPHOS, INC. 2009 LONG TERM INCENTIVE PLAN.
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Page 29 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY 477839104 MEETING TYPE Annual
TICKER SYMBOL JBT MEETING DATE 15-May-2015
ISIN US4778391049 AGENDA 934150741 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 C. MAURY DEVINE For For
2 JAMES M. RINGLER For For
2 RE-APPROVE THE PERFORMANCE MEASURES WE USE FOR PERFORMANCE- Management For For
BASED AWARDS UNDER OUR INCENTIVE COMPENSATION PLAN.
3 APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF NAMED EXECUTIVE Management For For
OFFICERS.
4 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 30 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
KADANT INC.
SECURITY 48282T104 MEETING TYPE Annual
TICKER SYMBOL KAI MEETING DATE 20-May-2015
ISIN US48282T1043 AGENDA 934172723 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. ELECTION OF DIRECTOR TO THE CLASS TO BE ELECTED FOR A 3 YEAR TERM Management For For
EXPIRING IN 2018: WILLIAM P. TULLY
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR EXECUTIVE Management For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR COMPANY'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
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Page 31 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
L.B. FOSTER COMPANY
SECURITY 350060109 MEETING TYPE Annual
TICKER SYMBOL FSTR MEETING DATE 29-May-2015
ISIN US3500601097 AGENDA 934187750 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 ROBERT P. BAUER For For
2 LEE B. FOSTER II For For
3 DIRK JUNGE For For
4 G. THOMAS MCKANE For For
5 DIANE B. OWEN For For
6 ROBERT S. PURGASON For For
7 WILLIAM H. RACKOFF For For
8 SUZANNE B. ROWLAND For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S Management For For
NAMED EXECUTIVE OFFICERS IN 2014.
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Page 32 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
LAKELAND FINANCIAL CORPORATION
SECURITY 511656100 MEETING TYPE Annual
TICKER SYMBOL LKFN MEETING DATE 14-Apr-2015
ISIN US5116561003 AGENDA 934132515 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: BLAKE W. AUGSBURGER Management For For
1B. ELECTION OF DIRECTOR: ROBERT E. BARTELS, JR. Management For For
1C. ELECTION OF DIRECTOR: DANIEL F. EVANS, JR. Management For For
1D. ELECTION OF DIRECTOR: DAVID M. FINDLAY Management For For
1E. ELECTION OF DIRECTOR: THOMAS A. HIATT Management For For
1F. ELECTION OF DIRECTOR: MICHAEL L. KUBACKI Management For For
1G. ELECTION OF DIRECTOR: CHARLES E. NIEMIER Management For For
1H. ELECTION OF DIRECTOR: EMILY E. PICHON Management For For
1I. ELECTION OF DIRECTOR: STEVEN D. ROSS Management For For
1J. ELECTION OF DIRECTOR: BRIAN J. SMITH Management For For
1K. ELECTION OF DIRECTOR: BRADLEY J. TOOTHAKER Management For For
1L. ELECTION OF DIRECTOR: RONALD D. TRUEX Management For For
1M. ELECTION OF DIRECTOR: M. SCOTT WELCH Management For For
2. APPROVAL, BY NON-BINDING VOTE, OF THE COMPANY'S COMPENSATION OF Management For For
CERTAIN EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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Page 33 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
LITTELFUSE, INC.
SECURITY 537008104 MEETING TYPE Annual
TICKER SYMBOL LFUS MEETING DATE 24-Apr-2015
ISIN US5370081045 AGENDA 934136462 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 T.J. CHUNG For For
2 CARY T. FU For For
3 ANTHONY GRILLO For For
4 GORDON HUNTER For For
5 JOHN E. MAJOR For For
6 WILLIAM P. NOGLOWS For For
7 RONALD L. SCHUBEL For For
2. APPROVE AND RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR OF THE
COMPANY ENDING JANUARY 2, 2016.
3. RE-APPROVE THE PERFORMANCE GOALS IN THE LITTELFUSE, INC. LONG-TERM Management For For
INCENTIVE PLAN.
4. APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED Management For For
EXECUTIVE OFFICERS.
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Page 34 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
LTC PROPERTIES, INC.
SECURITY 502175102 MEETING TYPE Annual
TICKER SYMBOL LTC MEETING DATE 03-Jun-2015
ISIN US5021751020 AGENDA 934205332 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: BOYD W. HENDRICKSON Management For For
1.2 ELECTION OF DIRECTOR: JAMES J. PIECZYNSKI Management For For
1.3 ELECTION OF DIRECTOR: DEVRA G. SHAPIRO Management For For
1.4 ELECTION OF DIRECTOR: WENDY L. SIMPSON Management For For
1.5 ELECTION OF DIRECTOR: TIMOTHY J. TRICHE, M.D. Management For For
2. APPROVAL OF THE COMPANY'S 2015 EQUITY PARTICIPATION PLAN. Management For For
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For For
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management For For
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Page 35 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
MARTEN TRANSPORT, LTD.
SECURITY 573075108 MEETING TYPE Annual
TICKER SYMBOL MRTN MEETING DATE 12-May-2015
ISIN US5730751089 AGENDA 934169788 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 RANDOLPH L. MARTEN For For
2 LARRY B. HAGNESS For For
3 THOMAS J. WINKEL For For
4 JERRY M. BAUER For For
5 ROBERT L. DEMOREST For For
6 G. LARRY OWENS For For
2. PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM 48,000,000 TO 96,000,000 SHARES
3. TO APPROVE THE MARTEN TRANSPORT, LTD. 2015 EQUITY INCENTIVE PLAN Management For For
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Management For For
5. PROPOSAL TO CONFIRM THE SELECTION OF GRANT THORNTON LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2015
6. TO TRANSACT OTHER BUSINESS IF PROPERLY BROUGHT BEFORE THE ANNUAL Management For For
MEETING OR ANY ADJOURNMENT THEREOF
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Page 36 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
MCGRATH RENTCORP
SECURITY 580589109 MEETING TYPE Annual
TICKER SYMBOL MGRC MEETING DATE 10-Jun-2015
ISIN US5805891091 AGENDA 934222213 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 WILLIAM J. DAWSON For For
2 ELIZABETH A. FETTER For For
3 ROBERT C. HOOD For For
4 DENNIS C. KAKURES For For
5 M. RICHARD SMITH For For
6 DENNIS P. STRADFORD For For
7 RONALD H. ZECH For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2015.
3. TO HOLD A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION Management For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
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Page 37 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
MERITAGE HOMES CORPORATION
SECURITY 59001A102 MEETING TYPE Annual
TICKER SYMBOL MTH MEETING DATE 13-May-2015
ISIN US59001A1025 AGENDA 934152290 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: PETER L. AX Management For For
1.2 ELECTION OF DIRECTOR: ROBERT G. SARVER Management For For
1.3 ELECTION OF DIRECTOR: GERALD HADDOCK Management For For
1.4 ELECTION OF DIRECTOR: MICHAEL R. ODELL Management For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2015 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE Management For For
OFFICERS.
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Page 38 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
NATIONAL HEALTHCARE CORPORATION
SECURITY 635906100 MEETING TYPE Annual
TICKER SYMBOL NHC MEETING DATE 07-May-2015
ISIN US6359061008 AGENDA 934157466 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: J. PAUL ABERNATHY Management For For
1.2 ELECTION OF DIRECTOR: ROBERT G. ADAMS Management For For
2 APPROVAL OF AMENDMENT TO THE 2010 EQUITY INCENTIVE PLAN. Management For For
-------------------------------------------------------------------------------
Page 39 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
NORTHWESTERN CORPORATION
SECURITY 668074305 MEETING TYPE Annual
TICKER SYMBOL NWE MEETING DATE 23-Apr-2015
ISIN US6680743050 AGENDA 934130042 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 STEPHEN P. ADIK For For
2 DOROTHY M. BRADLEY For For
3 E. LINN DRAPER JR. For For
4 DANA J. DYKHOUSE For For
5 JAN R. HORSFALL For For
6 JULIA L. JOHNSON For For
7 DENTON LOUIS PEOPLES For For
8 ROBERT C. ROWE For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVAL OF THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS Management For For
THROUGH AN ADVISORY SAY-ON-PAY VOTE.
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Page 40 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PIEDMONT OFFICE REALTY TRUST, INC
SECURITY 720190206 MEETING TYPE Annual
TICKER SYMBOL PDM MEETING DATE 12-May-2015
ISIN US7201902068 AGENDA 934155450 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 MICHAEL R. BUCHANAN For For
2 WESLEY E. CANTRELL For For
3 WILLIAM H. KEOGLER, JR. For For
4 BARBARA B. LANG For For
5 FRANK C. MCDOWELL For For
6 DONALD A. MILLER, CFA For For
7 RAYMOND G. MILNES, JR. For For
8 JEFFREY L. SWOPE For For
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management For For
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Page 41 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PRIMERICA, INC.
SECURITY 74164M108 MEETING TYPE Annual
TICKER SYMBOL PRI MEETING DATE 20-May-2015
ISIN US74164M1080 AGENDA 934169461 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JOHN A. ADDISON, JR. For For
2 JOEL M. BABBIT For For
3 P. GEORGE BENSON For For
4 GARY L. CRITTENDEN For For
5 CYNTHIA N. DAY For For
6 MARK MASON For For
7 ROBERT F. MCCULLOUGH For For
8 BEATRIZ R. PEREZ For For
9 D. RICHARD WILLIAMS For For
10 GLENN J. WILLIAMS For For
11 BARBARA A. YASTINE For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
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Page 42 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PROASSURANCE CORPORATION
SECURITY 74267C106 MEETING TYPE Annual
TICKER SYMBOL PRA MEETING DATE 27-May-2015
ISIN US74267C1062 AGENDA 934169459 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 M. JAMES GORRIE For For
2 ZIAD R. HAYDAR For For
3 FRANK A. SPINOSA For For
4 THOMAS A.S. WILSON, JR. For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
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Page 43 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
PROGRESS SOFTWARE CORPORATION
SECURITY 743312100 MEETING TYPE Annual
TICKER SYMBOL PRGS MEETING DATE 05-May-2015
ISIN US7433121008 AGENDA 934164601 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 BARRY N. BYCOFF For For
2 JOHN R. EGAN For For
3 RAM GUPTA For For
4 CHARLES F. KANE For For
5 DAVID A. KRALL For For
6 MICHAEL L. MARK For For
7 PHILIP M. PEAD For For
2. TO APPROVE THE COMPENSATION OF PROGRESS SOFTWARE CORPORATION'S Management For For
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
4. TO APPROVE THE REINCORPORATION OF THE COMPANY FROM Management For For
MASSACHUSETTS TO DELAWARE
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Page 44 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
RYMAN HOSPITALITY PROPERTIES, INC.
SECURITY 78377T107 MEETING TYPE Annual
TICKER SYMBOL RHP MEETING DATE 07-May-2015
ISIN US78377T1079 AGENDA 934164649 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MICHAEL J. BENDER Management For For
1B. ELECTION OF DIRECTOR: E.K. GAYLORD II Management For For
1C. ELECTION OF DIRECTOR: D. RALPH HORN Management For For
1D. ELECTION OF DIRECTOR: ELLEN LEVINE Management For For
1E. ELECTION OF DIRECTOR: PATRICK Q. MOORE Management For For
1F. ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. Management For For
1G. ELECTION OF DIRECTOR: COLIN V. REED Management For For
1H. ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1I. ELECTION OF DIRECTOR: MICHAEL I. ROTH Management For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE Management For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.
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Page 45 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
SM ENERGY COMPANY
SECURITY 78454L100 MEETING TYPE Annual
TICKER SYMBOL SM MEETING DATE 19-May-2015
ISIN US78454L1008 AGENDA 934165348 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF DIRECTOR: LARRY W. BICKLE Management For For
1.2 ELECTION OF DIRECTOR: STEPHEN R. BRAND Management For For
1.3 ELECTION OF DIRECTOR: WILLIAM J. GARDINER Management For For
1.4 ELECTION OF DIRECTOR: LOREN M. LEIKER Management For For
1.5 ELECTION OF DIRECTOR: JAVAN D. OTTOSON Management For For
1.6 ELECTION OF DIRECTOR: RAMIRO G. PERU Management For For
1.7 ELECTION OF DIRECTOR: JULIO M. QUINTANA Management For For
1.8 ELECTION OF DIRECTOR: ROSE M. ROBESON Management For For
1.9 ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Management For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Management For For
ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION Management For For
PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
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Page 46 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
SOUTHSIDE BANCSHARES, INC.
SECURITY 84470P109 MEETING TYPE Annual
TICKER SYMBOL SBSI MEETING DATE 30-Apr-2015
ISIN US84470P1093 AGENDA 934154143 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 S. ELAINE ANDERSON For For
2 HERBERT C. BUIE For For
3 PATRICIA A. CALLAN For For
4 JOHN R. (BOB) GARRETT For For
5 JOE NORTON For For
2. RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2015.
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Page 47 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
STEVEN MADDEN, LTD.
SECURITY 556269108 MEETING TYPE Annual
TICKER SYMBOL SHOO MEETING DATE 22-May-2015
ISIN US5562691080 AGENDA 934178535 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 EDWARD R ROSENFELD For For
2 ROSE PEABODY LYNCH For For
3 JOHN L MADDEN For For
4 PETER MIGLIORINI For For
5 RICHARD P RANDALL For For
6 RAVI SACHDEV For For
7 THOMAS H SCHWARTZ For For
8 ROBERT SMITH For For
2. TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE Management For For
COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY
STATEMENT.
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Page 48 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
SUMMIT HOTEL PROPERTIES INC
SECURITY 866082100 MEETING TYPE Annual
TICKER SYMBOL INN MEETING DATE 15-Jun-2015
ISIN US8660821005 AGENDA 934207514 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 KERRY W. BOEKELHEIDE For For
2 DANIEL P. HANSEN For For
3 BJORN R.L. HANSON For For
4 JEFFREY W. JONES For For
5 KENNETH J. KAY For For
6 THOMAS W. STOREY For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
4. APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2011 EQUITY Management For For
INCENTIVE PLAN.
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Page 49 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
TECH DATA CORPORATION
SECURITY 878237106 MEETING TYPE Annual
TICKER SYMBOL TECD MEETING DATE 03-Jun-2015
ISIN US8782371061 AGENDA 934198400 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Management For For
1B. ELECTION OF DIRECTOR: ROBERT M. DUTKOWSKY Management For For
1C. ELECTION OF DIRECTOR: HARRY J. HARCZAK, JR. Management For For
1D. ELECTION OF DIRECTOR: KATHLEEN MISUNAS Management For For
1E. ELECTION OF DIRECTOR: THOMAS I. MORGAN Management For For
1F. ELECTION OF DIRECTOR: STEVEN A. RAYMUND Management For For
1G. ELECTION OF DIRECTOR: PATRICK G. SAYER Management For For
1H. ELECTION OF DIRECTOR: SAVIO W. TUNG Management For For
1I. ELECTION OF DIRECTOR: DAVID M. UPTON Management For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Management For For
COMPENSATION FOR FISCAL 2015.
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Page 50 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
THE BUCKLE, INC.
SECURITY 118440106 MEETING TYPE Annual
TICKER SYMBOL BKE MEETING DATE 29-May-2015
ISIN US1184401065 AGENDA 934189754 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 D. HIRSCHFELD For For
2 D. NELSON For For
3 K. RHOADS For For
4 J. SHADA For For
5 R. CAMPBELL For For
6 B. FAIRFIELD For For
7 B. HOBERMAN For For
8 J. PEETZ For For
9 M. HUSS For For
2 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING JANUARY 30, 2016
3 PROPOSAL TO APPROVE THE COMPANY'S 2015 MANAGEMENT INCENTIVE PLAN Management For For
4 PROPOSAL TO AMEND THE COMPANY'S 2008 DIRECTOR RESTRICTED STOCK Management For For
PLAN
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Page 51 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
THE CHILDREN'S PLACE, INC.
SECURITY 168905107 MEETING TYPE Contested-Annual
TICKER SYMBOL PLCE MEETING DATE 22-May-2015
ISIN US1689051076 AGENDA 934212313 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------------------------------------- ----------- ---- -----------
1.1 ELECTION OF CLASS III DIRECTOR: NORMAN MATTHEWS Management
1.2 ELECTION OF CLASS III DIRECTOR: KENNETH REISS Management
1.3 ELECTION OF CLASS III DIRECTOR: STANLEY W. REYNOLDS Management
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT Management
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE, INC. FOR
THE FISCAL YEAR ENDING JANUARY 30, 2016.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS Management
DESCRIBED IN THE PROXY STATEMENT.
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Page 52 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
THE CHILDREN'S PLACE, INC.
SECURITY 168905107 MEETING TYPE Contested-Annual
TICKER SYMBOL PLCE MEETING DATE 22-May-2015
ISIN US1689051076 AGENDA 934217096 - Opposition
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 SETH R. JOHNSON For For
2 ROBERT L. METTLER For For
3 MGT NOM: KENNETH REISS For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT Management For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 30, 2016.
3. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE Management Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
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Page 53 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
THE ENSIGN GROUP, INC
SECURITY 29358P101 MEETING TYPE Annual
TICKER SYMBOL ENSG MEETING DATE 27-May-2015
ISIN US29358P1012 AGENDA 934190137 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: CHRISTOPHER R. CHRISTENSEN Management For For
1B. ELECTION OF DIRECTOR: DAREN J. SHAW Management For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR NAMED EXECUTIVE OFFICERS' Management For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. Shareholder Against For
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Page 54 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
TOMPKINS FINANCIAL CORPORATION
SECURITY 890110109 MEETING TYPE Annual
TICKER SYMBOL TMP MEETING DATE 04-May-2015
ISIN US8901101092 AGENDA 934162669 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 JOHN E. ALEXANDER For For
2 PAUL J. BATTAGLIA For For
3 DANIEL J. FESSENDEN For For
4 JAMES W. FULMER For For
5 CARL E. HAYNES For For
6 SUSAN A. HENRY For For
7 PATRICIA A. JOHNSON For For
8 FRANK C. MILEWSKI For For
9 SANDRA A. PARKER For For
10 THOMAS R. ROCHON For For
11 STEPHEN S. ROMAINE For For
12 MICHAEL H. SPAIN For For
13 ALFRED J. WEBER For For
14 CRAIG YUNKER For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM, KPMG LLP, AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.
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Page 55 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
UNITED FINANCIAL BANCORP, INC.
SECURITY 910304104 MEETING TYPE Annual
TICKER SYMBOL UBNK MEETING DATE 17-Jun-2015
ISIN US9103041045 AGENDA 934153583 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ----------- ------- -----------
1. DIRECTOR Management
1 PAULA A. AIELLO For For
2 CAROL A. LEARY For For
3 KEVIN E. ROSS For For
2. TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON THE COMPANY'S Management For For
EXECUTIVE COMPENSATION.
3. TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON Management 1 Year For
THE FREQUENCY OF SUBMISSION OF THE VOTE REGARDING THE
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE THE 80% SUPER MAJORITY VOTE ON CERTAIN CERTIFICATE OF
INCORPORATION AMENDMENTS.
5. TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
60,000,000 TO 120,000,000.
6. TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO Management For For
ALLOW FOR THE CONVERSION OF THE COMPANY FROM THE STATE OF
CONNECTICUT TO DELAWARE.
7. RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, P.C. AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2015.
-------------------------------------------------------------------------------
Page 56 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
VALMONT INDUSTRIES, INC.
SECURITY 920253101 MEETING TYPE Annual
TICKER SYMBOL VMI MEETING DATE 28-Apr-2015
ISIN US9202531011 AGENDA 934142097 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1. DIRECTOR Management
1 DANIEL P. NEARY For For
2 KENNETH E. STINSON For For
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For
3. RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR FISCAL 2015.
-------------------------------------------------------------------------------
Page 57 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
VSE CORPORATION
SECURITY 918284100 MEETING TYPE Annual
TICKER SYMBOL VSEC MEETING DATE 05-May-2015
ISIN US9182841000 AGENDA 934183081 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------ ----------- ------- -----------
1. DIRECTOR Management
1 RALPH E. EBERHART For For
2 MAURICE A. GAUTHIER For For
3 JOHN C. HARVEY For For
4 CLIFFORD M. KENDALL For For
5 CALVIN S. KOONCE For For
6 JAMES F. LAFOND For For
7 JOHN E. POTTER For For
8 JACK C. STULTZ For For
9 BONNIE K. WACHTEL For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF VSE
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2015.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPANY'S Management For For
EXECUTIVE COMPENSATION PLAN.
4. RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, ON THE Management 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES.
-------------------------------------------------------------------------------
Page 58 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
WORLD FUEL SERVICES CORPORATION
SECURITY 981475106 MEETING TYPE Annual
TICKER SYMBOL INT MEETING DATE 29-May-2015
ISIN US9814751064 AGENDA 934188637 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 MICHAEL J. KASBAR For For
2 KEN BAKSHI For For
3 JORGE L. BENITEZ For For
4 RICHARD A. KASSAR For For
5 MYLES KLEIN For For
6 JOHN L. MANLEY For For
7 J. THOMAS PRESBY For For
8 STEPHEN K. RODDENBERRY For For
9 PAUL H. STEBBINS For For
2. APPROVAL OF THE NON-BINDING, ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED ACCOUNTING FIRM
FOR THE 2015 FISCAL YEAR.
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Page 59 of 60 01-Jul-2015
INVESTMENT COMPANY REPORT
WPX ENERGY, INC.
SECURITY 98212B103 MEETING TYPE Annual
TICKER SYMBOL WPX MEETING DATE 21-May-2015
ISIN US98212B1035 AGENDA 934176024 - Management
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------------------------------- ------------ -------- -----------
1.1 ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY Management For For
1.2 ELECTION OF DIRECTOR: KELT KINDICK Management For For
1.3 ELECTION OF DIRECTOR: KIMBERLY S. LUBEL Management For For
1.4 ELECTION OF DIRECTOR: DAVID F. WORK Management For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Management For For
COMPENSATION.
3. DECLASSIFICATION OF THE BOARD OF DIRECTORS. Management For For
4. APPROVAL OF AN AMENDMENT TO THE WPX ENERGY, INC. 2013 INCENTIVE Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2015.
6. STOCKHOLDER PROPOSAL REGARDING REPORTING OF QUANTITATIVE Shareholder Against For
INDICATORS AND PRACTICES FOR HYDRAULIC FRACTURING.
-------------------------------------------------------------------------------
Page 60 of 60 01-Jul-2015
THE FOLLOWING UNIFIED SERIES TRUST FUND HAD NO PROXY VOTES FOR THE 07/1/2014 -
6/30/2015 REPORTING PERIOD:
FCI Bond Fund
Spouting Rock/Convex Dynamic Global Macro Fund
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Iron Strategic Income Fund
Date of Fiscal Year End: 12/31/2013
Date of Reporting Period: September 30, 2014
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Meeting Shareholders (Yes or or Against
Security Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
------------- ------ -------- ------- -------------------------------- ------------ ------- --------- -------------
NONE
Insert additional rows as needed.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: IRON Strategic Income Fund
Date of Fiscal Year End: September 30
Date of Reporting Period:
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Meeting Shareholders (Yes or or Against
Security Name TICKER ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
Prudential High PHYQX November 26, Proposal #1 We voted For the M Yes
Yield Fund 2014 election of the board
Proposal #2 We voted Against M NO
giving the manager the authority
to enter into or make material
changes to subadvisory
agreements with wholly-owned
subadvisers. Due to the self
dealing nature, we believe this
should be approved by
shareholders.
Proposal #3 We voted Against M NO
designating the investment
objective for certain funds as
non-fundamental. We believe this
should be considered fundamental
and as such should be approved
by shareholders
Lord Abbett High LAHYX December 4, We voted For the election of the M Yes
Yield 2014 board
Signed: /s/ Richard Lakin
Richard Lakin
Chief Compliance Officer
1/8/2015
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Iron Strategic Income Fund
Date of Fiscal Year End: September 30th
Date of Reporting Period: Quarter Ending March 31, 2015
Iron Strategic Income Fund
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Meeting Shareholders (Yes or or Against
Security Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
American Beacon AYBFX March 17, For the election of the board Management Yes For For
High Yield Bond Fund 2015 For the Approval of the New Management
Management Agreement
American Beacon SHOIX March 17, For the election of the board Management Yes For For
High Yield 2015 For the Approval of the New Management
Opportunities Fund Management Agreement
Pimco 0-5 Year High HYS April 20, For the election of the board Management Yes For For
Yield Corp Bond 2015 Management
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Iron Strategic Income Fund
Date of Fiscal Year End: September 30th
Date of Reporting Period: Quarter Ending June 30, 2015
Iron Strategic Income Fund
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Meeting Shareholders (Yes or or Against
Security Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
Federated Treasury TOIXX August 6, For the election of Trustees to Management Yes For For
Obligations Fund 2015 the board Management
For the adoption of amendments
to the Declaration of Trust
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Martin Focused Value Fund (MFVIX/MFVRX)
Date of Fiscal Year End: April 30
Date of Reporting Period: July 1, 2014 - September 30, 2014
[MFVIX/MFVRX]
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Security Meeting Shareholders (Yes or or Against
Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
-------- ------ -------- ------- ------------------------------ ------------ ------- --------- -------------
NONE
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Martin Focused Value Fund (MFVIX, MFVRX)
Date of Fiscal Year End: April 30
Date of Reporting Period: October 1, 2014 - December 31, 2014
[MFVIX, MFVRX]
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Security Meeting Shareholders (Yes or or Against
Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
-------- ------ -------- ------- ------------------------------ ------------ ------- --------- -------------
NONE
Insert additional rows as needed.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Martin Focused Value Fund
Date of Fiscal Year End: 4 30
Date of Reporting Period: January 1, 2015 to March 31, 2015
[FUND NAME]
Proposed by
Management Vote For, Fund Cast its
(M) or Vote? Against Vote For or
Security Security Meeting Shareholders (Yes or or Against
Name Ticker ID/CUSIP Date Description of Matter/Proposal (S) No) Abstain Management
-------- ------ -------- ------- ------------------------------ ------------ ------- --------- -------------
None
Insert additional rows as needed.
PROXY VOTING RECORD
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED ACCOUNTS
STRATASYS LTD
SECURITY: M85548101 MEETING TYPE: Annual
TICKER: SSYS MEETING DATE: 10-Jul-2014
ISIN IL0011267213 VOTE DEADLINE DATE: 09-Jul-2014
AGENDA 934048073 Management TOTAL BALLOT SHARES: 320583
LAST VOTE DATE: 20-Jun-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF MS. ZIVA PATIR, WHO ALSO QUALIFIES AS For None 33877 0 0 0
AN UNAFFILIATED DIRECTOR UNDER THE ISRAELI
COMPANIES LAW 5759-1999, TO SERVE AS THE
UNCLASSIFIED DIRECTOR OF THE COMPANY.
2 APPROVAL OF A CASH BONUS OF 1,880,800 NEW ISRAELI For None 33877 0 0 0
SHEKELS ("NIS") (APPROXIMATELY $541,550) TO BE PAID
TO MR. DAVID REIS, OUR CHIEF EXECUTIVE OFFICER
AND A DIRECTOR, IN RESPECT OF HIS PERFORMANCE
FOR THE YEAR ENDED DECEMBER 31, 2013.
3 APPROVAL OF A CASH BONUS OF $177,716 TO BE PAID For None 33877 0 0 0
TO MR. S. SCOTT CRUMP, OUR CHAIRMAN AND CHIEF
INNOVATION OFFICER, IN RESPECT OF HIS
PERFORMANCE FOR THE YEAR ENDED DECEMBER 31,
2013.
4 APPROVAL OF A CASH BONUS OF NIS 574,500 For None 33877 0 0 0
(APPROXIMATELY $165,420) TO BE PAID TO MR. ILAN
LEVIN, A DIRECTOR AND CHAIRMAN OF BACCIO
CORPORATION, THE PARENT ENTITY OF OUR
MAKERBOT GROUP OF COMPANIES, IN RESPECT OF HIS
PERFORMANCE FOR THE YEAR ENDED DECEMBER 31,
2013.
-------------------------------------------------------------------------------
Page 1 of 11 Wednesday, October 01, 2014
PROXY VOTING RECORD
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED ACCOUNTS
KINDER MORGAN MANAGEMENT, LLC
SECURITY: 49455U100 MEETING TYPE: Special
TICKER: KMR MEETING DATE: 20-Nov-2014
ISIN US49455U1007 VOTE DEADLINE DATE: 19-Nov-2014
AGENDA 934091719 Management TOTAL BALLOT SHARES: 385301.33692
LAST VOTE DATE: 11-Nov-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPROVE THE KMR MERGER AGREEMENT. For None 44048 0 0 0
2 TO APPROVE THE KMR ADJOURNMENT PROPOSAL. For None 44048 0 0 0
3 TO APPROVE THE KMP MERGER AGREEMENT. For None 44048 0 0 0
4 TO APPROVE THE KMP ADJOURNMENT PROPOSAL. For None 44048 0 0 0
-------------------------------------------------------------------------------
Page 1 of 2 Thursday, January 01, 2015
PROXY VOTING RECORD
MICROSOFT CORPORATION
SECURITY: 594918104 MEETING TYPE: Annual
TICKER: MSFT MEETING DATE: 03-Dec-2014
ISIN US5949181045 VOTE DEADLINE DATE: 02-Dec-2014
AGENDA 934087708 Management TOTAL BALLOT SHARES: 829406
LAST VOTE DATE: 14-Nov-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 ELECTION OF DIRECTOR: WILLIAM H. GATES III For None 102075 0 0 0
2 ELECTION OF DIRECTOR: MARIA M. KLAWE For None 102075 0 0 0
3 ELECTION OF DIRECTOR: TERI L. LIST-STOLL For None 102075 0 0 0
4 ELECTION OF DIRECTOR: G. MASON MORFIT For None 102075 0 0 0
5 ELECTION OF DIRECTOR: SATYA NADELLA For None 102075 0 0 0
6 ELECTION OF DIRECTOR: CHARLES H. NOSKI For None 102075 0 0 0
7 ELECTION OF DIRECTOR: HELMUT PANKE For None 102075 0 0 0
8 ELECTION OF DIRECTOR: CHARLES W. SCHARF For None 102075 0 0 0
9 ELECTION OF DIRECTOR: JOHN W. STANTON For None 102075 0 0 0
10 ELECTION OF DIRECTOR: JOHN W. THOMPSON For None 102075 0 0 0
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION For None 102075 0 0 0
12 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR For None 102075 0 0 0
INDEPENDENT AUDITOR FOR FISCAL YEAR 2015
13 SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Against None 0 102075 0 0
SHAREHOLDERS
-------------------------------------------------------------------------------
Page 2 of 2 Thursday, January 01, 2015
PROXY VOTING RECORD
MEETING DATE RANGE: 01-JAN-2015 TO 31-MAR-2015
SELECTED ACCOUNTS
VISA INC.
SECURITY: 92826C839 MEETING TYPE: Annual
TICKER: V MEETING DATE: 28-Jan-2015
ISIN US92826C8394 VOTE DEADLINE DATE: 27-Jan-2015
AGENDA 934110785 Management TOTAL BALLOT SHARES: 122000
LAST VOTE DATE: 16-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MARY B. CRANSTON For None 14745 0 0 0
2 ELECTION OF DIRECTOR: FRANCISCO JAVIER For None 14745 0 0 0
FERNANDEZ-CARBAJAL
3 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. For None 14745 0 0 0
4 ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT For None 14745 0 0 0
5 ELECTION OF DIRECTOR: CATHY E. MINEHAN For None 14745 0 0 0
6 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON For None 14745 0 0 0
7 ELECTION OF DIRECTOR: DAVID J. PANG For None 14745 0 0 0
8 ELECTION OF DIRECTOR: CHARLES W. SCHARF For None 14745 0 0 0
9 ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN For None 14745 0 0 0
10 ELECTION OF DIRECTOR: JOHN A.C. SWAINSON For None 14745 0 0 0
11 ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. For None 14745 0 0 0
12 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION TO
FACILITATE STOCK SPLITS.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE For None 14745 0 0 0
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
14 APPROVAL OF THE VISA INC. EMPLOYEE STOCK For None 14745 0 0 0
PURCHASE PLAN.
-------------------------------------------------------------------------------
Page 1 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
15 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION AND
THE AMENDED AND RESTATED BY-LAWS TO REMOVE
ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS
FOR THE ACTION: EXITING OUR CORE PAYMENT
BUSINESS
16 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION AND
THE AMENDED AND RESTATED BY-LAWS TO REMOVE
ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS
FOR THE ACTION: FUTURE AMENDMENTS TO SECTIONS
OF THE CERTIFICATE OF INCORPORATION
17 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION AND
THE AMENDED AND RESTATED BY-LAWS TO REMOVE
ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS
FOR THE ACTION: APPROVAL OF EXCEPTIONS TO
TRANSFER RESTRICTIONS
18 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION AND
THE AMENDED AND RESTATED BY-LAWS TO REMOVE
ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS
FOR THE ACTION: REMOVAL OF DIRECTORS FROM
OFFICE
19 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED For None 14745 0 0 0
AND RESTATED CERTIFICATE OF INCORPORATION AND
THE AMENDED AND RESTATED BY-LAWS TO REMOVE
ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS
FOR THE ACTION: FUTURE AMENDMENTS TO THE
ADVANCE NOTICE PROVISIONS IN THE BY-LAWS
-------------------------------------------------------------------------------
Page 2 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
20 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 14745 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015
-------------------------------------------------------------------------------
Page 3 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
ACTAVIS PLC
SECURITY: G0083B108 MEETING TYPE: Special
TICKER: ACT MEETING DATE: 10-Mar-2015
ISIN IE00BD1NQJ95 VOTE DEADLINE DATE: 09-Mar-2015
AGENDA 934122499 Management TOTAL BALLOT SHARES: 25016
LAST VOTE DATE: 25-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 APPROVING THE ISSUANCE OF ORDINARY SHARES For None 2849 0 0 0
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED NOVEMBER 16, 2014, AMONG ACTAVIS PLC
("ACTAVIS"), AVOCADO ACQUISITION INC. AND
ALLERGAN, INC. (THE "ACTAVIS SHARE ISSUANCE
PROPOSAL").
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS For None 2849 0 0 0
EXTRAORDINARY GENERAL MEETING (THE "ACTAVIS
EGM"), OR ANY ADJOURNMENTS THEREOF, TO ANOTHER
TIME OR PLACE IF NECESSARY OR APPROPRIATE TO,
AMONG OTHER THINGS, SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
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Page 4 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
APPLE INC.
SECURITY: 037833100 MEETING TYPE: Annual
TICKER: AAPL MEETING DATE: 10-Mar-2015
ISIN US0378331005 VOTE DEADLINE DATE: 09-Mar-2015
AGENDA 934118983 Management TOTAL BALLOT SHARES: 492734
LAST VOTE DATE: 19-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: TIM COOK For None 57711 0 0 0
2 ELECTION OF DIRECTOR: AL GORE For None 57711 0 0 0
3 ELECTION OF DIRECTOR: BOB IGER For None 57711 0 0 0
4 ELECTION OF DIRECTOR: ANDREA JUNG For None 57711 0 0 0
5 ELECTION OF DIRECTOR: ART LEVINSON For None 57711 0 0 0
6 ELECTION OF DIRECTOR: RON SUGAR For None 57711 0 0 0
7 ELECTION OF DIRECTOR: SUE WAGNER For None 57711 0 0 0
8 RATIFICATION OF THE APPOINTMENT OF ERNST & For None 57711 0 0 0
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
9 AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE For None 57711 0 0 0
COMPENSATION
10 THE AMENDMENT OF THE APPLE INC. EMPLOYEE For None 57711 0 0 0
STOCK PURCHASE PLAN
11 A SHAREHOLDER PROPOSAL BY THE NATIONAL Against None 0 57711 0 0
CENTER FOR PUBLIC POLICY RESEARCH ENTITLED
"RISK REPORT"
12 A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE Against None 0 57711 0 0
AND MR. JOHN HARRINGTON ENTITLED "PROXY
ACCESS FOR SHAREHOLDERS"
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Page 5 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
TOLL BROTHERS, INC.
SECURITY: 889478103 MEETING TYPE: Annual
TICKER: TOL MEETING DATE: 10-Mar-2015
ISIN US8894781033 VOTE DEADLINE DATE: 09-Mar-2015
AGENDA 934124758 Management TOTAL BALLOT SHARES: 558785
LAST VOTE DATE: 14-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT I. TOLL 64940 0 0 0
2 BRUCE E. TOLL 64940 0 0 0
3 DOUGLAS C. YEARLEY, JR. 64940 0 0 0
4 ROBERT S. BLANK 64940 0 0 0
5 EDWARD G. BOEHNE 64940 0 0 0
6 RICHARD J. BRAEMER 64940 0 0 0
7 CHRISTINE N. GARVEY 64940 0 0 0
8 CARL B. MARBACH 64940 0 0 0
9 STEPHEN A. NOVICK 64940 0 0 0
10 PAUL E. SHAPIRO 64940 0 0 0
2 THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST For None 64940 0 0 0
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015
FISCAL YEAR.
3 THE APPROVAL, IN AN ADVISORY AND NON-BINDING For None 0 64940 0 0
VOTE, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (SAY ON PAY).
4 THE APPROVAL OF THE TOLL BROTHERS, INC. SENIOR For None 64940 0 0 0
OFFICER BONUS PLAN.
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Page 6 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
MALLINCKRODT PLC
SECURITY: G5785G107 MEETING TYPE: Annual
TICKER: MNK MEETING DATE: 19-Mar-2015
ISIN IE00BBGT3753 VOTE DEADLINE DATE: 18-Mar-2015
AGENDA 934120700 Management TOTAL BALLOT SHARES: 436028
LAST VOTE DATE: 03-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MELVIN D. BOOTH For None 49485 0 0 0
2 ELECTION OF DIRECTOR: DON M. BAILEY For None 49485 0 0 0
3 ELECTION OF DIRECTOR: DAVID R. CARLUCCI For None 49485 0 0 0
4 ELECTION OF DIRECTOR: J. MARTIN CARROLL For None 49485 0 0 0
5 ELECTION OF DIRECTOR: DIANE H. GULYAS For None 49485 0 0 0
6 ELECTION OF DIRECTOR: NANCY S. LURKER For None 49485 0 0 0
7 ELECTION OF DIRECTOR: JOANN A. REED For None 49485 0 0 0
8 ELECTION OF DIRECTOR: ANGUS C. RUSSELL For None 49485 0 0 0
9 ELECTION OF DIRECTOR: VIRGIL D. THOMPSON For None 49485 0 0 0
10 ELECTION OF DIRECTOR: MARK C. TRUDEAU For None 49485 0 0 0
11 ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, For None 49485 0 0 0
M.D.
12 ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO For None 49485 0 0 0
13 APPROVE, IN A NON-BINDING VOTE, THE APPOINTMENT For None 49485 0 0 0
OF THE INDEPENDENT AUDITORS AND TO AUTHORIZE,
IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET
THE AUDITORS' REMUNERATION.
14 APPROVE, IN A NON-BINDING ADVISORY VOTE, THE For None 49485 0 0 0
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
15 APPROVE THE AMENDED AND RESTATED For None 49485 0 0 0
MALLINCKRODT PHARMACEUTICALS STOCK AND
INCENTIVE PLAN.
16 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY For None 49485 0 0 0
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
-------------------------------------------------------------------------------
Page 7 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
17 AUTHORIZE THE PRICE RANGE AT WHICH THE For None 49485 0 0 0
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES. (SPECIAL RESOLUTION).
18 AUTHORIZE THE BOARD TO DETERMINE WHETHER TO For None 49485 0 0 0
HOLD THE 2016 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AT A LOCATION OUTSIDE OF IRELAND.
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Page 8 of 8 Wednesday, April 01, 2015
PROXY VOTING RECORD
MEETING DATE RANGE: 01-APR-2015 TO 30-JUN-2015
SELECTED ACCOUNTS
THE SHERWIN-WILLIAMS COMPANY
SECURITY: 824348106 MEETING TYPE: Annual
TICKER: SHW MEETING DATE: 15-Apr-2015
ISIN US8243481061 VOTE DEADLINE DATE: 14-Apr-2015
AGENDA 934139191 Management TOTAL BALLOT SHARES: 86456
LAST VOTE DATE: 19-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: A.F. ANTON For None 10190 0 0 0
2 ELECTION OF DIRECTOR: C.M. CONNOR For None 10190 0 0 0
3 ELECTION OF DIRECTOR: D.F. HODNIK For None 10190 0 0 0
4 ELECTION OF DIRECTOR: T.G. KADIEN For None 10190 0 0 0
5 ELECTION OF DIRECTOR: R.J. KRAMER For None 10190 0 0 0
6 ELECTION OF DIRECTOR: S.J. KROPF For None 10190 0 0 0
7 ELECTION OF DIRECTOR: C.A. POON For None 10190 0 0 0
8 ELECTION OF DIRECTOR: R.K. SMUCKER For None 10190 0 0 0
9 ELECTION OF DIRECTOR: J.M. STROPKI For None 10190 0 0 0
10 ELECTION OF DIRECTOR: M. THORNTON III For None 10190 0 0 0
11 ADVISORY APPROVAL OF COMPENSATION OF THE For None 10190 0 0 0
NAMED EXECUTIVES.
12 APPROVAL OF THE MATERIAL TERMS FOR QUALIFIED For None 10190 0 0 0
PERFORMANCE-BASED COMPENSATION UNDER OUR
2006 EQUITY AND PERFORMANCE INCENTIVE PLAN
(AMENDED AND RESTATED AS OF FEBRUARY 17, 2015).
13 RATIFICATION OF ERNST & YOUNG LLP AS OUR For None 10190 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2015.
-------------------------------------------------------------------------------
Page 1 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 MEETING TYPE: Annual
TICKER: LMT MEETING DATE: 23-Apr-2015
ISIN US5398301094 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934142655 Management TOTAL BALLOT SHARES: 136543
LAST VOTE DATE: 26-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DANIEL F. AKERSON For None 15927 0 0 0
2 ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD For None 15927 0 0 0
3 ELECTION OF DIRECTOR: ROSALIND G. BREWER For None 15927 0 0 0
4 ELECTION OF DIRECTOR: DAVID B. BURRITT For None 15927 0 0 0
5 ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. For None 15927 0 0 0
6 ELECTION OF DIRECTOR: THOMAS J. FALK For None 15927 0 0 0
7 ELECTION OF DIRECTOR: MARILLYN A. HEWSON For None 15927 0 0 0
8 ELECTION OF DIRECTOR: GWENDOLYN S. KING For None 15927 0 0 0
9 ELECTION OF DIRECTOR: JAMES M. LOY For None 15927 0 0 0
10 ELECTION OF DIRECTOR: JOSEPH W. RALSTON For None 15927 0 0 0
11 ELECTION OF DIRECTOR: ANNE STEVENS For None 15927 0 0 0
12 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG For None 15927 0 0 0
LLP AS INDEPENDENT AUDITORS FOR 2015
13 ADVISORY VOTE TO APPROVE THE COMPENSATION OF For None 15927 0 0 0
OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY")
14 STOCKHOLDER PROPOSAL ON WRITTEN CONSENT Against None 15927 0 0 0
15 STOCKHOLDER PROPOSAL ON LOBBYING Against None 0 15927 0 0
EXPENDITURES
-------------------------------------------------------------------------------
Page 2 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
PFIZER INC.
SECURITY: 717081103 MEETING TYPE: Annual
TICKER: PFE MEETING DATE: 23-Apr-2015
ISIN US7170811035 VOTE DEADLINE DATE: 22-Apr-2015
AGENDA 934135927 Management TOTAL BALLOT SHARES: 1265654
LAST VOTE DATE: 27-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 ELECTION OF DIRECTOR: DENNIS A. AUSIELLO For None 150688 0 0 0
2 ELECTION OF DIRECTOR: W. DON CORNWELL For None 150688 0 0 0
3 ELECTION OF DIRECTOR: FRANCES D. FERGUSSON For None 150688 0 0 0
4 ELECTION OF DIRECTOR: HELEN H. HOBBS For None 150688 0 0 0
5 ELECTION OF DIRECTOR: JAMES M. KILTS For None 150688 0 0 0
6 ELECTION OF DIRECTOR: SHANTANU NARAYEN For None 150688 0 0 0
7 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON For None 150688 0 0 0
8 ELECTION OF DIRECTOR: IAN C. READ For None 150688 0 0 0
9 ELECTION OF DIRECTOR: STEPHEN W. SANGER For None 150688 0 0 0
10 ELECTION OF DIRECTOR: JAMES C. SMITH For None 150688 0 0 0
11 ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE For None 150688 0 0 0
12 RATIFY THE SELECTION OF KPMG LLP AS For None 150688 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
13 ADVISORY APPROVAL OF EXECUTIVE For None 150688 0 0 0
COMPENSATION
14 SHAREHOLDER PROPOSAL REGARDING REPORT ON Against None 0 150688 0 0
LOBBYING ACTIVITIES
-------------------------------------------------------------------------------
Page 3 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
THE HERSHEY COMPANY
SECURITY: 427866108 MEETING TYPE: Annual
TICKER: HSY MEETING DATE: 28-Apr-2015
ISIN US4278661081 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934138997 Management TOTAL BALLOT SHARES: 193660
LAST VOTE DATE: 04-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 P.M. ARWAY 21867 0 0 0
2 J.P. BILBREY 21867 0 0 0
3 R.F. CAVANAUGH 21867 0 0 0
4 C.A. DAVIS 21867 0 0 0
5 M.K. HABEN 21867 0 0 0
6 R.M. MALCOLM 21867 0 0 0
7 J.M. MEAD 21867 0 0 0
8 J.E. NEVELS 21867 0 0 0
9 A.J. PALMER 21867 0 0 0
10 T.J. RIDGE 21867 0 0 0
11 D.L. SHEDLARZ 21867 0 0 0
2 RATIFY THE APPOINTMENT OF KPMG LLP AS For None 21867 0 0 0
INDEPENDENT AUDITORS FOR 2015.
3 APPROVE NAMED EXECUTIVE OFFICER COMPENSATION For None 21867 0 0 0
ON A NON-BINDING ADVISORY BASIS.
-------------------------------------------------------------------------------
Page 4 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
WELLS FARGO & COMPANY
SECURITY: 949746101 MEETING TYPE: Annual
TICKER: WFC MEETING DATE: 28-Apr-2015
ISIN US9497461015 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934141374 Management TOTAL BALLOT SHARES: 886332
LAST VOTE DATE: 08-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 ELECTION OF DIRECTOR: JOHN D. BAKER II For None 103652 0 0 0
2 ELECTION OF DIRECTOR: ELAINE L. CHAO For None 103652 0 0 0
3 ELECTION OF DIRECTOR: JOHN S. CHEN For None 103652 0 0 0
4 ELECTION OF DIRECTOR: LLOYD H. DEAN For None 103652 0 0 0
5 ELECTION OF DIRECTOR: ELIZABETH A. DUKE For None 103652 0 0 0
6 ELECTION OF DIRECTOR: SUSAN E. ENGEL For None 103652 0 0 0
7 ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. For None 103652 0 0 0
8 ELECTION OF DIRECTOR: DONALD M. JAMES For None 103652 0 0 0
9 ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN For None 103652 0 0 0
10 ELECTION OF DIRECTOR: FEDERICO F. PENA For None 103652 0 0 0
11 ELECTION OF DIRECTOR: JAMES H. QUIGLEY For None 103652 0 0 0
12 ELECTION OF DIRECTOR: JUDITH M. RUNSTAD For None 103652 0 0 0
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER For None 103652 0 0 0
14 ELECTION OF DIRECTOR: JOHN G. STUMPF For None 103652 0 0 0
15 ELECTION OF DIRECTOR: SUSAN G. SWENSON For None 103652 0 0 0
16 ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT For None 103652 0 0 0
17 VOTE ON AN ADVISORY RESOLUTION TO APPROVE For None 103652 0 0 0
EXECUTIVE COMPENSATION.
18 RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 103652 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
19 ADOPT A POLICY TO REQUIRE AN INDEPENDENT Against None 0 103652 0 0
CHAIRMAN.
-------------------------------------------------------------------------------
Page 5 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ --- ------- ------- --------------
20 PROVIDE A REPORT ON THE COMPANY'S LOBBYING Against None 0 103652 0 0
POLICIES AND PRACTICES.
-------------------------------------------------------------------------------
Page 6 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
DISCOVER FINANCIAL SERVICES
SECURITY: 254709108 MEETING TYPE: Annual
TICKER: DFS MEETING DATE: 29-Apr-2015
ISIN US2547091080 VOTE DEADLINE DATE: 28-Apr-2015
AGENDA 934141172 Management TOTAL BALLOT SHARES: 864466
LAST VOTE DATE: 04-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: JEFFREY S. ARONIN For None 95970 0 0 0
2 ELECTION OF DIRECTOR: MARY K. BUSH For None 95970 0 0 0
3 ELECTION OF DIRECTOR: GREGORY C. CASE For None 95970 0 0 0
4 ELECTION OF DIRECTOR: CANDACE H. DUNCAN For None 95970 0 0 0
5 ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN For None 95970 0 0 0
6 ELECTION OF DIRECTOR: RICHARD H. LENNY For None 95970 0 0 0
7 ELECTION OF DIRECTOR: THOMAS G. MAHERAS For None 95970 0 0 0
8 ELECTION OF DIRECTOR: MICHAEL H. MOSKOW For None 95970 0 0 0
9 ELECTION OF DIRECTOR: DAVID W. NELMS For None 95970 0 0 0
10 ELECTION OF DIRECTOR: MARK A. THIERER For None 95970 0 0 0
11 ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH For None 95970 0 0 0
12 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 95970 0 0 0
OFFICER COMPENSATION.
13 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 95970 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
-------------------------------------------------------------------------------
Page 7 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
O'REILLY AUTOMOTIVE, INC.
SECURITY: 67103H107 MEETING TYPE: Annual
TICKER: ORLY MEETING DATE: 05-May-2015
ISIN US67103H1077 VOTE DEADLINE DATE: 04-May-2015
AGENDA 934146564 Management TOTAL BALLOT SHARES: 74390
LAST VOTE DATE: 13-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID O'REILLY For None 8807 0 0 0
2 ELECTION OF DIRECTOR: CHARLIE O'REILLY For None 8807 0 0 0
3 ELECTION OF DIRECTOR: LARRY O'REILLY For None 8807 0 0 0
4 ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN For None 8807 0 0 0
5 ELECTION OF DIRECTOR: JAY D. BURCHFIELD For None 8807 0 0 0
6 ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON For None 8807 0 0 0
7 ELECTION OF DIRECTOR: PAUL R. LEDERER For None 8807 0 0 0
8 ELECTION OF DIRECTOR: JOHN R. MURPHY For None 8807 0 0 0
9 ELECTION OF DIRECTOR: RONALD RASHKOW For None 8807 0 0 0
10 ADVISORY VOTE ON APPROVAL OF COMPENSATION OF For None 8807 0 0 0
EXECUTIVES.
11 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG For None 8807 0 0 0
LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
12 SHAREHOLDER PROPOSAL ENTITLED "RECOVERY OF Against None 0 8807 0 0
UNEARNED MANAGEMENT BONUSES."
-------------------------------------------------------------------------------
Page 8 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
HESS CORPORATION
SECURITY: 42809H107 MEETING TYPE: Annual
TICKER: HES MEETING DATE: 06-May-2015
ISIN US42809H1077 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934172103 Management TOTAL BALLOT SHARES: 227181
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: R.F. CHASE For None 24707 0 0 0
2 ELECTION OF DIRECTOR: T.J. CHECKI For None 24707 0 0 0
3 ELECTION OF DIRECTOR: H. GOLUB For None 24707 0 0 0
4 ELECTION OF DIRECTOR: J.B. HESS For None 24707 0 0 0
5 ELECTION OF DIRECTOR: E.E. HOLIDAY For None 24707 0 0 0
6 ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY For None 24707 0 0 0
7 ELECTION OF DIRECTOR: D. MCMANUS For None 24707 0 0 0
8 ELECTION OF DIRECTOR: J.H. MULLIN III For None 24707 0 0 0
9 ELECTION OF DIRECTOR: J.H. QUIGLEY For None 24707 0 0 0
10 ELECTION OF DIRECTOR: R.N. WILSON For None 24707 0 0 0
11 ADVISORY APPROVAL OF THE COMPENSATION OF OUR For None 24707 0 0 0
NAMED EXECUTIVE OFFICERS.
12 RATIFICATION OF THE SELECTION OF ERNST & YOUNG For None 24707 0 0 0
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2015.
13 APPROVAL OF THE AMENDED AND RESTATED 2008 For None 24707 0 0 0
LONG-TERM INCENTIVE PLAN.
14 STOCKHOLDER PROPOSAL RECOMMENDING PROXY Against None 24707 0 0 0
ACCESS.
15 STOCKHOLDER PROPOSAL RECOMMENDING A Against None 0 24707 0 0
SCENARIO ANALYSIS REPORT REGARDING CARBON
ASSET RISK.
-------------------------------------------------------------------------------
Page 9 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
LYONDELLBASELL INDUSTRIES N.V.
SECURITY: N53745100 MEETING TYPE: Annual
TICKER: LYB MEETING DATE: 06-May-2015
ISIN NL0009434992 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934150222 Management TOTAL BALLOT SHARES: 174808
LAST VOTE DATE: 15-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 19295 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ROBIN BUCHANAN
2 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 19295 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
STEPHEN F. COOPER
3 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 19295 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ISABELLA D. GOREN
4 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 19295 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ROBERT G. GWIN
5 ELECTION OF MANAGING DIRECTOR TO SERVE A For None 19295 0 0 0
THREE-YEAR TERM: KEVIN W. BROWN
6 ELECTION OF MANAGING DIRECTOR TO SERVE A For None 19295 0 0 0
THREE-YEAR TERM: JEFFREY A. KAPLAN
7 ADOPTION OF ANNUAL ACCOUNTS FOR 2014 For None 19295 0 0 0
8 DISCHARGE FROM LIABILITY OF MEMBERS OF THE For None 19295 0 0 0
MANAGEMENT BOARD
9 DISCHARGE FROM LIABILITY OF MEMBERS OF THE For None 19295 0 0 0
SUPERVISORY BOARD
10 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS For None 19295 0 0 0
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
-------------------------------------------------------------------------------
Page 10 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
11 APPOINTMENT OF PRICEWATERHOUSECOOPERS For None 19295 0 0 0
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH
ANNUAL ACCOUNTS
12 RATIFICATION AND APPROVAL OF DIVIDENDS IN For None 19295 0 0 0
RESPECT OF THE 2014 FISCAL YEAR
13 ADVISORY (NON-BINDING) VOTE APPROVING For None 19295 0 0 0
EXECUTIVE COMPENSATION
14 APPROVAL OF AUTHORITY OF THE SUPERVISORY For None 19295 0 0 0
BOARD TO ISSUE SHARES OR GRANT RIGHTS TO
ACQUIRE SHARES
15 APPROVAL FOR THE SUPERVISORY BOARD TO LIMIT OR For None 19295 0 0 0
EXCLUDE PRE-EMPTIVE RIGHTS FROM ANY SHARES OR
GRANTS OF RIGHTS TO ACQUIRE SHARES THAT IT
ISSUES
16 APPROVAL OF AMENDMENT TO THE LYONDELLBASELL For None 19295 0 0 0
N.V. 2012 GLOBAL EMPLOYEE STOCK PURCHASE PLAN
17 APPROVAL TO REPURCHASE UP TO 10% OF ISSUED For None 19295 0 0 0
SHARE CAPITAL
-------------------------------------------------------------------------------
Page 11 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
LYONDELLBASELL INDUSTRIES N.V.
SECURITY: N53745100 MEETING TYPE: Annual
TICKER: LYB MEETING DATE: 06-May-2015
ISIN NL0009434992 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934187229 Management TOTAL BALLOT SHARES: 209921
LAST VOTE DATE: 15-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 24742 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ROBIN BUCHANAN
2 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 24742 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
STEPHEN F. COOPER
3 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 24742 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ISABELLA D. GOREN
4 ELECTION OF CLASS II SUPERVISORY DIRECTOR TO For None 24742 0 0 0
SERVE UNTIL THE ANNUAL GENERAL MEETING IN 2018:
ROBERT G. GWIN
5 ELECTION OF MANAGING DIRECTOR TO SERVE A For None 24742 0 0 0
THREE-YEAR TERM: KEVIN W. BROWN
6 ELECTION OF MANAGING DIRECTOR TO SERVE A For None 24742 0 0 0
THREE-YEAR TERM: JEFFREY A. KAPLAN
7 ADOPTION OF ANNUAL ACCOUNTS FOR 2014 For None 24742 0 0 0
8 DISCHARGE FROM LIABILITY OF MEMBERS OF THE For None 24742 0 0 0
MANAGEMENT BOARD
9 DISCHARGE FROM LIABILITY OF MEMBERS OF THE For None 24742 0 0 0
SUPERVISORY BOARD
10 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS For None 24742 0 0 0
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
-------------------------------------------------------------------------------
Page 12 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
11 APPOINTMENT OF PRICEWATERHOUSECOOPERS For None 24742 0 0 0
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH
ANNUAL ACCOUNTS
12 RATIFICATION AND APPROVAL OF DIVIDENDS IN For None 24742 0 0 0
RESPECT OF THE 2014 FISCAL YEAR
13 ADVISORY (NON-BINDING) VOTE APPROVING For None 24742 0 0 0
EXECUTIVE COMPENSATION
14 APPROVAL OF AUTHORITY OF THE SUPERVISORY For None 24742 0 0 0
BOARD TO ISSUE SHARES OR GRANT RIGHTS TO
ACQUIRE SHARES
15 APPROVAL FOR THE SUPERVISORY BOARD TO LIMIT OR For None 24742 0 0 0
EXCLUDE PRE-EMPTIVE RIGHTS FROM ANY SHARES OR
GRANTS OF RIGHTS TO ACQUIRE SHARES THAT IT
ISSUES
16 APPROVAL OF AMENDMENT TO THE LYONDELLBASELL For None 24742 0 0 0
N.V. 2012 GLOBAL EMPLOYEE STOCK PURCHASE PLAN
17 APPROVAL TO REPURCHASE UP TO 10% OF ISSUED For None 24742 0 0 0
SHARE CAPITAL
-------------------------------------------------------------------------------
Page 13 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY: 039483102 MEETING TYPE: Annual
TICKER: ADM MEETING DATE: 07-May-2015
ISIN US0394831020 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934163041 Management TOTAL BALLOT SHARES: 524267
LAST VOTE DATE: 18-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: A.L. BOECKMANN For None 61164 0 0 0
2 ELECTION OF DIRECTOR: M.H. CARTER For None 61164 0 0 0
3 ELECTION OF DIRECTOR: T.K. CREWS For None 61164 0 0 0
4 ELECTION OF DIRECTOR: P. DUFOUR For None 61164 0 0 0
5 ELECTION OF DIRECTOR: D.E. FELSINGER For None 61164 0 0 0
6 ELECTION OF DIRECTOR: J.R. LUCIANO For None 61164 0 0 0
7 ELECTION OF DIRECTOR: A. MACIEL For None 61164 0 0 0
8 ELECTION OF DIRECTOR: P.J. MOORE For None 61164 0 0 0
9 ELECTION OF DIRECTOR: T.F. O'NEILL For None 61164 0 0 0
10 ELECTION OF DIRECTOR: F. SANCHEZ For None 61164 0 0 0
11 ELECTION OF DIRECTOR: D. SHIH For None 61164 0 0 0
12 ELECTION OF DIRECTOR: K.R. WESTBROOK For None 61164 0 0 0
13 ELECTION OF DIRECTOR: P.A. WOERTZ For None 61164 0 0 0
14 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS For None 61164 0 0 0
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2015.
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 61164 0 0 0
16 REAPPROVE THE MATERIAL TERMS OF INCENTIVE For None 61164 0 0 0
COMPENSATION PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
17 STOCKHOLDER PROPOSAL REQUESTING AN Against None 0 61164 0 0
INDEPENDENT BOARD CHAIRMAN.
-------------------------------------------------------------------------------
Page 14 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
CVS HEALTH CORPORATION
SECURITY: 126650100 MEETING TYPE: Annual
TICKER: CVS MEETING DATE: 07-May-2015
ISIN US1266501006 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934148102 Management TOTAL BALLOT SHARES: 394396
LAST VOTE DATE: 22-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: RICHARD M. BRACKEN For None 45999 0 0 0
2 ELECTION OF DIRECTOR: C. DAVID BROWN II For None 45999 0 0 0
3 ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX For None 45999 0 0 0
4 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE For None 45999 0 0 0
5 ELECTION OF DIRECTOR: DAVID W. DORMAN For None 45999 0 0 0
6 ELECTION OF DIRECTOR: ANNE M. FINUCANE For None 45999 0 0 0
7 ELECTION OF DIRECTOR: LARRY J. MERLO For None 45999 0 0 0
8 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON For None 45999 0 0 0
9 ELECTION OF DIRECTOR: RICHARD J. SWIFT For None 45999 0 0 0
10 ELECTION OF DIRECTOR: WILLIAM C. WELDON For None 45999 0 0 0
11 ELECTION OF DIRECTOR: TONY L. WHITE For None 45999 0 0 0
12 PROPOSAL TO RATIFY INDEPENDENT PUBLIC For None 45999 0 0 0
ACCOUNTING FIRM FOR 2015.
13 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL For None 45999 0 0 0
OF EXECUTIVE COMPENSATION.
14 PROPOSAL TO APPROVE PERFORMANCE CRITERIA IN For None 45999 0 0 0
THE COMPANY'S 2010 INCENTIVE COMPENSATION
PLAN.
15 STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Against None 0 45999 0 0
OF CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
-------------------------------------------------------------------------------
Page 15 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
KANSAS CITY SOUTHERN
SECURITY: 485170302 MEETING TYPE: Annual
TICKER: KSU MEETING DATE: 07-May-2015
ISIN US4851703029 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934162710 Management TOTAL BALLOT SHARES: 273427
LAST VOTE DATE: 17-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LU M. CORDOVA For None 32211 0 0 0
2 ELECTION OF DIRECTOR: THOMAS A. MCDONNELL For None 32211 0 0 0
3 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION For None 32211 0 0 0
OF KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
4 ADVISORY (NON-BINDING) VOTE APPROVING THE 2014 For None 32211 0 0 0
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
5 APPROVAL OF A PROPOSAL TO REDUCE OWNERSHIP Against None 0 32211 0 0
PERCENTAGE NEEDED TO CALL A SPECIAL
STOCKHOLDER MEETING.
-------------------------------------------------------------------------------
Page 16 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
KINDER MORGAN, INC.
SECURITY: 49456B101 MEETING TYPE: Annual
TICKER: KMI MEETING DATE: 07-May-2015
ISIN US49456B1017 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934149813 Management TOTAL BALLOT SHARES: 1039577
LAST VOTE DATE: 18-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 RICHARD D. KINDER 123259 0 0 0
2 STEVEN J. KEAN 123259 0 0 0
3 TED A. GARDNER 123259 0 0 0
4 ANTHONY W. HALL, JR. 123259 0 0 0
5 GARY L. HULTQUIST 123259 0 0 0
6 RONALD L. KUEHN, JR. 123259 0 0 0
7 DEBORAH A. MACDONALD 123259 0 0 0
8 MICHAEL J. MILLER 123259 0 0 0
9 MICHAEL C. MORGAN 123259 0 0 0
10 ARTHUR C. REICHSTETTER 123259 0 0 0
11 FAYEZ SAROFIM 123259 0 0 0
12 C. PARK SHAPER 123259 0 0 0
13 WILLIAM A. SMITH 123259 0 0 0
14 JOEL V. STAFF 123259 0 0 0
15 ROBERT F. VAGT 123259 0 0 0
16 PERRY M. WAUGHTAL 123259 0 0 0
2 APPROVAL OF THE KINDER MORGAN, INC. 2015 For None 123259 0 0 0
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
3 APPROVAL OF THE AMENDED AND RESTATED For None 123259 0 0 0
ANNUAL INCENTIVE PLAN OF KINDER MORGAN, INC.
4 ADVISORY VOTE TO APPROVE EXECUTIVE For None 123259 0 0 0
COMPENSATION.
5 RATIFICATION OF THE SELECTION OF For None 123259 0 0 0
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
-------------------------------------------------------------------------------
Page 17 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------- ------- ------- --------------
6 APPROVAL OF THE AMENDED AND RESTATED For None 123259 0 0 0
CERTIFICATE OF INCORPORATION OF KINDER
MORGAN, INC.
7 STOCKHOLDER PROPOSAL RELATING TO A REPORT Against None 0 123259 0 0
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
8 STOCKHOLDER PROPOSAL RELATING TO A REPORT Against None 0 123259 0 0
ON METHANE EMISSIONS.
9 STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Against None 123259 0 0 0
SUSTAINABILITY REPORT.
-------------------------------------------------------------------------------
Page 18 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
UNITED PARCEL SERVICE, INC.
SECURITY: 911312106 MEETING TYPE: Annual
TICKER: UPS MEETING DATE: 07-May-2015
ISIN US9113121068 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934142871 Management TOTAL BALLOT SHARES: 58571
LAST VOTE DATE: 15-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID P. ABNEY For None 6855 0 0 0
2 ELECTION OF DIRECTOR: RODNEY C. ADKINS For None 6855 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL J. BURNS For None 6855 0 0 0
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS For None 6855 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM R. JOHNSON For None 6855 0 0 0
6 ELECTION OF DIRECTOR: CANDACE KENDLE For None 6855 0 0 0
7 ELECTION OF DIRECTOR: ANN M. LIVERMORE For None 6855 0 0 0
8 ELECTION OF DIRECTOR: RUDY H.P. MARKHAM For None 6855 0 0 0
9 ELECTION OF DIRECTOR: CLARK T. RANDT, JR. For None 6855 0 0 0
10 ELECTION OF DIRECTOR: JOHN T. STANKEY For None 6855 0 0 0
11 ELECTION OF DIRECTOR: CAROL B. TOME For None 6855 0 0 0
12 ELECTION OF DIRECTOR: KEVIN M. WARSH For None 6855 0 0 0
13 TO APPROVE THE 2015 OMNIBUS INCENTIVE For None 6855 0 0 0
COMPENSATION PLAN.
14 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 6855 0 0 0
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
15 SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Against None 0 6855 0 0
16 SHAREOWNER PROPOSAL TO REDUCE THE VOTING Against None 6855 0 0 0
POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE
TO ONE VOTE PER SHARE.
17 SHAREOWNER PROPOSAL REGARDING TAX GROSS-UPS Against None 6855 0 0 0
PAYMENTS TO SENIOR EXECUTIVES.
-------------------------------------------------------------------------------
Page 19 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
CIT GROUP INC.
SECURITY: 125581801 MEETING TYPE: Annual
TICKER: CIT MEETING DATE: 12-May-2015
ISIN US1255818015 VOTE DEADLINE DATE: 11-May-2015
AGENDA 934160324 Management TOTAL BALLOT SHARES: 494710
LAST VOTE DATE: 23-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: JOHN A. THAIN For None 57095 0 0 0
2 ELECTION OF DIRECTOR: ELLEN R. ALEMANY For None 57095 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL J. EMBLER For None 57095 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM M. FREEMAN For None 57095 0 0 0
5 ELECTION OF DIRECTOR: DAVID M. MOFFETT For None 57095 0 0 0
6 ELECTION OF DIRECTOR: R. BRAD OATES For None 57095 0 0 0
7 ELECTION OF DIRECTOR: MARIANNE MILLER PARRS For None 57095 0 0 0
8 ELECTION OF DIRECTOR: GERALD ROSENFELD For None 57095 0 0 0
9 ELECTION OF DIRECTOR: JOHN R. RYAN For None 57095 0 0 0
10 ELECTION OF DIRECTOR: SHEILA A. STAMPS For None 57095 0 0 0
11 ELECTION OF DIRECTOR: SEYMOUR STERNBERG For None 57095 0 0 0
12 ELECTION OF DIRECTOR: PETER J. TOBIN For None 57095 0 0 0
13 ELECTION OF DIRECTOR: LAURA S. UNGER For None 57095 0 0 0
14 TO RATIFY THE APPOINTMENT OF For None 57095 0 0 0
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AND EXTERNAL AUDITORS FOR 2015.
15 TO RECOMMEND, BY NON-BINDING VOTE, THE For None 57095 0 0 0
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
16 TO APPROVE THE CIT GROUP INC. 2015 EXECUTIVE For None 57095 0 0 0
INCENTIVE PLAN.
-------------------------------------------------------------------------------
Page 20 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
DUNKIN' BRANDS GROUP, INC
SECURITY: 265504100 MEETING TYPE: Annual
TICKER: DNKN MEETING DATE: 12-May-2015
ISIN US2655041000 VOTE DEADLINE DATE: 11-May-2015
AGENDA 934150462 Management TOTAL BALLOT SHARES: 523707
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 SANDRA HORBACH 57399 0 0 0
2 MARK NUNNELLY 57399 0 0 0
3 CARL SPARKS 57399 0 0 0
2 TO APPROVE, ON AN ADVISORY BASIS, THE For None 57399 0 0 0
COMPENSATION PAID BY DUNKIN' BRANDS TO ITS
NAMED EXECUTIVE OFFICERS
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For None 57399 0 0 0
DUNKIN' BRANDS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING DECEMBER 26, 2015
4 TO APPROVE THE DUNKIN' BRANDS GROUP, INC. 2015 For None 57399 0 0 0
OMNIBUS LONG-TERM INCENTIVE PLAN
5 TO APPROVE THE DUNKIN' BRANDS GROUP, INC. For None 57399 0 0 0
EMPLOYEE STOCK PURCHASE PLAN
6 SHAREHOLDER PROPOSAL REGARDING CAGE-FREE Against None 0 57399 0 0
EGGS
-------------------------------------------------------------------------------
Page 21 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874784 MEETING TYPE: Annual
TICKER: AIG MEETING DATE: 13-May-2015
ISIN US0268747849 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934157226 Management TOTAL BALLOT SHARES: 441073
LAST VOTE DATE: 24-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: W. DON CORNWELL For None 51642 0 0 0
2 ELECTION OF DIRECTOR: PETER R. FISHER For None 51642 0 0 0
3 ELECTION OF DIRECTOR: JOHN H. FITZPATRICK For None 51642 0 0 0
4 ELECTION OF DIRECTOR: PETER D. HANCOCK For None 51642 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN For None 51642 0 0 0
6 ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH For None 51642 0 0 0
7 ELECTION OF DIRECTOR: GEORGE L. MILES, JR. For None 51642 0 0 0
8 ELECTION OF DIRECTOR: HENRY S. MILLER For None 51642 0 0 0
9 ELECTION OF DIRECTOR: ROBERT S. MILLER For None 51642 0 0 0
10 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON For None 51642 0 0 0
11 ELECTION OF DIRECTOR: RONALD A. RITTENMEYER For None 51642 0 0 0
12 ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND For None 51642 0 0 0
13 ELECTION OF DIRECTOR: THERESA M. STONE For None 51642 0 0 0
14 TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO For None 51642 0 0 0
APPROVE EXECUTIVE COMPENSATION.
15 TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION For None 51642 0 0 0
OF PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2015.
-------------------------------------------------------------------------------
Page 22 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 MEETING TYPE: Contested-Annual
TICKER: DD MEETING DATE: 13-May-2015
ISIN US2635341090 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934155955 Opposition TOTAL BALLOT SHARES: 177837
LAST VOTE DATE: 30-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For For
1 NELSON PELTZ 19822 0 0 0
2 JOHN H. MYERS 0 0 19822 0
3 ARTHUR B. WINKLEBLACK 0 0 19822 0
4 ROBERT J. ZATTA 0 0 19822 0
5 MGT NOM: L. ANDREOTTI 19822 0 0 0
6 MGT NOM: E.D. BREEN 19822 0 0 0
7 MGT NOM: E.I. DU PONT 19822 0 0 0
8 MGT NOM: J.L. GALLOGLY 19822 0 0 0
9 MGT NOM: M.A. HEWSON 19822 0 0 0
10 MGT NOM: E.J. KULLMAN 19822 0 0 0
11 MGT NOM: U.M. SCHNEIDER 19822 0 0 0
12 MGT NOM: P.J. WARD 19822 0 0 0
2 ON RATIFICATION OF INDEPENDENT REGISTERED None Abstain 19822 0 0 0
PUBLIC ACCOUNTING FIRM
3 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE None Abstain 19822 0 0 0
COMPENSATION
4 ON LOBBYING None Abstain 0 19822 0 0
5 ON GROWER COMPLIANCE None Abstain 0 19822 0 0
6 ON PLANT CLOSURE None Abstain 0 19822 0 0
7 TO REPEAL EACH PROVISION OR AMENDMENT OF THE For For 19822 0 0 0
BYLAWS OF THE COMPANY ADOPTED BY THE BOARD
OF DIRECTORS OF THE COMPANY (AND NOT BY THE
COMPANY'S STOCKHOLDERS) SUBSEQUENT TO
AUGUST 12, 2013 AND PRIOR TO THE APPROVAL OF THIS
RESOLUTION.
-------------------------------------------------------------------------------
Page 23 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
SOUTHWEST AIRLINES CO.
SECURITY: 844741108 MEETING TYPE: Annual
TICKER: LUV MEETING DATE: 13-May-2015
ISIN US8447411088 VOTE DEADLINE DATE: 12-May-2015
AGENDA 934174486 Management TOTAL BALLOT SHARES: 625245
LAST VOTE DATE: 24-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DAVID W. BIEGLER For None 70715 0 0 0
2 ELECTION OF DIRECTOR: J. VERONICA BIGGINS For None 70715 0 0 0
3 ELECTION OF DIRECTOR: DOUGLAS H. BROOKS For None 70715 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM For None 70715 0 0 0
5 ELECTION OF DIRECTOR: JOHN G. DENISON For None 70715 0 0 0
6 ELECTION OF DIRECTOR: GARY C. KELLY For None 70715 0 0 0
7 ELECTION OF DIRECTOR: NANCY B. LOEFFLER For None 70715 0 0 0
8 ELECTION OF DIRECTOR: JOHN T. MONTFORD For None 70715 0 0 0
9 ELECTION OF DIRECTOR: THOMAS M. NEALON For None 70715 0 0 0
10 ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA For None 70715 0 0 0
11 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 70715 0 0 0
OFFICER COMPENSATION.
12 APPROVAL OF THE SOUTHWEST AIRLINES CO. For None 70715 0 0 0
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN.
13 RATIFICATION OF THE SELECTION OF ERNST & YOUNG For None 70715 0 0 0
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
-------------------------------------------------------------------------------
Page 24 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
VENTAS, INC.
SECURITY: 92276F100 MEETING TYPE: Annual
TICKER: VTR MEETING DATE: 14-May-2015
ISIN US92276F1003 VOTE DEADLINE DATE: 13-May-2015
AGENDA 934159903 Management TOTAL BALLOT SHARES: 373495
LAST VOTE DATE: 28-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MELODY C. BARNES For None 42035 0 0 0
2 ELECTION OF DIRECTOR: DEBRA A. CAFARO For None 42035 0 0 0
3 ELECTION OF DIRECTOR: DOUGLAS CROCKER II For None 42035 0 0 0
4 ELECTION OF DIRECTOR: RONALD G. GEARY For None 42035 0 0 0
5 ELECTION OF DIRECTOR: JAY M. GELLERT For None 42035 0 0 0
6 ELECTION OF DIRECTOR: RICHARD I. GILCHRIST For None 42035 0 0 0
7 ELECTION OF DIRECTOR: MATTHEW J. LUSTIG For None 42035 0 0 0
8 ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE For None 42035 0 0 0
9 ELECTION OF DIRECTOR: ROBERT D. REED For None 42035 0 0 0
10 ELECTION OF DIRECTOR: GLENN J. RUFRANO For None 42035 0 0 0
11 ELECTION OF DIRECTOR: JAMES D. SHELTON For None 42035 0 0 0
12 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE For None 42035 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2015.
13 ADVISORY VOTE TO APPROVE EXECUTIVE For None 42035 0 0 0
COMPENSATION.
-------------------------------------------------------------------------------
Page 25 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
MORGAN STANLEY
SECURITY: 617446448 MEETING TYPE: Annual
TICKER: MS MEETING DATE: 19-May-2015
ISIN US6174464486 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934169776 Management TOTAL BALLOT SHARES: 707856
LAST VOTE DATE: 05-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ERSKINE B. BOWLES For None 80632 0 0 0
2 ELECTION OF DIRECTOR: THOMAS H. GLOCER For None 80632 0 0 0
3 ELECTION OF DIRECTOR: JAMES P. GORMAN For None 80632 0 0 0
4 ELECTION OF DIRECTOR: ROBERT H. HERZ For None 80632 0 0 0
5 ELECTION OF DIRECTOR: KLAUS KLEINFELD For None 80632 0 0 0
6 ELECTION OF DIRECTOR: JAMI MISCIK For None 80632 0 0 0
7 ELECTION OF DIRECTOR: DONALD T. NICOLAISEN For None 80632 0 0 0
8 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN For None 80632 0 0 0
9 ELECTION OF DIRECTOR: JAMES W. OWENS For None 80632 0 0 0
10 ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI For None 80632 0 0 0
11 ELECTION OF DIRECTOR: MASAAKI TANAKA For None 80632 0 0 0
12 ELECTION OF DIRECTOR: PERRY M. TRAQUINA For None 80632 0 0 0
13 ELECTION OF DIRECTOR: LAURA D. TYSON For None 80632 0 0 0
14 ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. For None 80632 0 0 0
15 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 80632 0 0 0
LLP AS INDEPENDENT AUDITOR
16 TO APPROVE THE COMPENSATION OF EXECUTIVES AS For None 0 80632 0 0
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
17 TO APPROVE THE AMENDMENT OF THE 2007 EQUITY For None 80632 0 0 0
INCENTIVE COMPENSATION PLAN TO INCREASE
SHARES AVAILABLE FOR GRANT
-------------------------------------------------------------------------------
Page 26 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ --- ------- ------- --------------
18 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Against None 0 80632 0 0
LOBBYING
19 SHAREHOLDER PROPOSAL REGARDING A Against None 0 80632 0 0
VOTE-COUNTING BYLAW CHANGE
20 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Against None 0 80632 0 0
GOVERNMENT SERVICE VESTING
-------------------------------------------------------------------------------
Page 27 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
RANGE RESOURCES CORPORATION
SECURITY: 75281A109 MEETING TYPE: Annual
TICKER: RRC MEETING DATE: 19-May-2015
ISIN US75281A1097 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934167342 Management TOTAL BALLOT SHARES: 273743
LAST VOTE DATE: 02-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ANTHONY V. DUB For None 29970 0 0 0
2 ELECTION OF DIRECTOR: V. RICHARD EALES For None 29970 0 0 0
3 ELECTION OF DIRECTOR: ALLEN FINKELSON For None 29970 0 0 0
4 ELECTION OF DIRECTOR: JAMES M. FUNK For None 29970 0 0 0
5 ELECTION OF DIRECTOR: CHRISTOPHER A. HELMS For None 29970 0 0 0
6 ELECTION OF DIRECTOR: JONATHAN S. LINKER For None 29970 0 0 0
7 ELECTION OF DIRECTOR: MARY RALPH LOWE For None 29970 0 0 0
8 ELECTION OF DIRECTOR: KEVIN S. MCCARTHY For None 29970 0 0 0
9 ELECTION OF DIRECTOR: JOHN H. PINKERTON For None 29970 0 0 0
10 ELECTION OF DIRECTOR: JEFFREY L. VENTURA For None 29970 0 0 0
11 A PROPOSAL TO APPROVE THE COMPENSATION For None 29970 0 0 0
PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED
IN THE COMPENSATION DISCUSSION AND ANALYSIS.
12 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For None 29970 0 0 0
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AS OF AND FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
13 STOCKHOLDER PROPOSAL - REQUESTING ADOPTION OF Against None 29970 0 0 0
A PROXY ACCESS BYLAW.
-------------------------------------------------------------------------------
Page 28 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ANN INC.
SECURITY: 035623107 MEETING TYPE: Annual
TICKER: ANN MEETING DATE: 20-May-2015
ISIN US0356231078 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934172684 Management TOTAL BALLOT SHARES: 459584
LAST VOTE DATE: 06-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: JAMES J. BURKE, JR. For None 50056 0 0 0
2 ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN For None 50056 0 0 0
3 ELECTION OF DIRECTOR: LINDA HUETT For None 50056 0 0 0
4 ELECTION OF DIRECTOR: KAY KRILL For None 50056 0 0 0
5 ELECTION OF DIRECTOR: STACEY RAUCH For None 50056 0 0 0
6 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE For None 0 50056 0 0
COMPANY'S EXECUTIVE COMPENSATION.
7 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 50056 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.
-------------------------------------------------------------------------------
Page 29 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
CME GROUP INC.
SECURITY: 12572Q105 MEETING TYPE: Annual
TICKER: CME MEETING DATE: 20-May-2015
ISIN US12572Q1058 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934177444 Management TOTAL BALLOT SHARES: 380367
LAST VOTE DATE: 05-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: TERRENCE A. DUFFY For None 43775 0 0 0
2 ELECTION OF DIRECTOR: PHUPINDER S. GILL For None 43775 0 0 0
3 ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER For None 43775 0 0 0
4 ELECTION OF DIRECTOR: CHARLES P. CAREY For None 43775 0 0 0
5 ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN For None 43775 0 0 0
6 ELECTION OF DIRECTOR: ANA DUTRA For None 43775 0 0 0
7 ELECTION OF DIRECTOR: MARTIN J. GEPSMAN For None 43775 0 0 0
8 ELECTION OF DIRECTOR: LARRY G. GERDES For None 43775 0 0 0
9 ELECTION OF DIRECTOR: DANIEL R. GLICKMAN For None 43775 0 0 0
10 ELECTION OF DIRECTOR: J. DENNIS HASTERT For None 43775 0 0 0
11 ELECTION OF DIRECTOR: LEO MELAMED For None 43775 0 0 0
12 ELECTION OF DIRECTOR: WILLIAM P. MILLER II For None 43775 0 0 0
13 ELECTION OF DIRECTOR: JAMES E. OLIFF For None 43775 0 0 0
14 ELECTION OF DIRECTOR: EDEMIR PINTO For None 43775 0 0 0
15 ELECTION OF DIRECTOR: ALEX J. POLLOCK For None 43775 0 0 0
16 ELECTION OF DIRECTOR: JOHN F. SANDNER For None 43775 0 0 0
17 ELECTION OF DIRECTOR: TERRY L. SAVAGE For None 43775 0 0 0
18 ELECTION OF DIRECTOR: WILLIAM R. SHEPARD For None 43775 0 0 0
19 ELECTION OF DIRECTOR: DENNIS A. SUSKIND For None 43775 0 0 0
-------------------------------------------------------------------------------
Page 30 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------- -------------- ------------ ------ ------- ------- --------------
20 RATIFICATION OF THE APPOINTMENT OF ERNST & For None 43775 0 0 0
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
21 ADVISORY VOTE ON THE COMPENSATION OF OUR For None 43775 0 0 0
NAMED EXECUTIVE OFFICERS.
22 APPROVAL, ON AN ADVISORY BASIS, OF AN For None 0 43775 0 0
AMENDMENT TO OUR TENTH AMENDED AND
RESTATED BYLAWS TO ADOPT DELAWARE AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
-------------------------------------------------------------------------------
Page 31 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
TRIBUNE MEDIA COMPANY
SECURITY: 896047503 MEETING TYPE: Annual
TICKER: TRCO MEETING DATE: 20-May-2015
ISIN US8960475031 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934201168 Management TOTAL BALLOT SHARES: 214008
LAST VOTE DATE: 06-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MICHAEL KREGER 24206 0 0 0
2 PETER LIGUORI 24206 0 0 0
2 ADVISORY VOTE APPROVING EXECUTIVE For None 0 24206 0 0
COMPENSATION.
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE 1 YEAR 2 YEARS 3 YEARS ABSTAIN TAKE NO ACTION
---- ----------------------------------------- -------------- ------------ ------ ------- ------- ------- --------------
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE 1 Year None 24206 0 0 0 0
ADVISORY VOTES APPROVING EXECUTIVE
COMPENSATION.
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
4 THE RATIFICATION OF THE APPOINTMENT OF For None 24206 0 0 0
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015
FISCAL YEAR.
-------------------------------------------------------------------------------
Page 32 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
FLOWSERVE CORPORATION
SECURITY: 34354P105 MEETING TYPE: Annual
TICKER: FLS MEETING DATE: 21-May-2015
ISIN US34354P1057 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934175010 Management TOTAL BALLOT SHARES: 368010
LAST VOTE DATE: 07-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MARK A. BLINN 39854 0 0 0
2 LEIF E. DARNER 39854 0 0 0
3 GAYLA J. DELLY 39854 0 0 0
4 LYNN L. ELSENHANS 39854 0 0 0
5 ROGER L. FIX 39854 0 0 0
6 JOHN R. FRIEDERY 39854 0 0 0
7 JOE E. HARLAN 39854 0 0 0
8 RICK J. MILLS 39854 0 0 0
9 CHARLES M. RAMPACEK 39854 0 0 0
10 DAVID E. ROBERTS 39854 0 0 0
11 WILLIAM C. RUSNACK 39854 0 0 0
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 39854 0 0 0
3 RE-APPROVE THE PERFORMANCE GOALS INCLUDED IN For None 39854 0 0 0
THE FLOWSERVE CORPORATION EQUITY AND
INCENTIVE COMPENSATION PLAN.
4 RATIFY THE APPOINTMENT OF For None 39854 0 0 0
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
5 A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Against None 39854 0 0 0
OF DIRECTORS TAKE ACTION TO PERMIT
SHAREHOLDER ACTION BY WRITTEN CONSENT.
-------------------------------------------------------------------------------
Page 33 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
NEXTERA ENERGY, INC.
SECURITY: 65339F101 MEETING TYPE: Annual
TICKER: NEE MEETING DATE: 21-May-2015
ISIN US65339F1012 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934163306 Management TOTAL BALLOT SHARES: 236515
LAST VOTE DATE: 02-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: SHERRY S. BARRAT For None 27336 0 0 0
2 ELECTION OF DIRECTOR: ROBERT M. BEALL, II For None 27336 0 0 0
3 ELECTION OF DIRECTOR: JAMES L. CAMAREN For None 27336 0 0 0
4 ELECTION OF DIRECTOR: KENNETH B. DUNN For None 27336 0 0 0
5 ELECTION OF DIRECTOR: NAREN K. GURSAHANEY For None 27336 0 0 0
6 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN For None 27336 0 0 0
7 ELECTION OF DIRECTOR: TONI JENNINGS For None 27336 0 0 0
8 ELECTION OF DIRECTOR: AMY B. LANE For None 27336 0 0 0
9 ELECTION OF DIRECTOR: JAMES L. ROBO For None 27336 0 0 0
10 ELECTION OF DIRECTOR: RUDY E. SCHUPP For None 27336 0 0 0
11 ELECTION OF DIRECTOR: JOHN L. SKOLDS For None 27336 0 0 0
12 ELECTION OF DIRECTOR: WILLIAM H. SWANSON For None 27336 0 0 0
13 ELECTION OF DIRECTOR: HANSEL E. TOOKES, II For None 27336 0 0 0
14 RATIFICATION OF APPOINTMENT OF DELOITTE & For None 27336 0 0 0
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
15 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF For None 27336 0 0 0
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
-------------------------------------------------------------------------------
Page 34 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
16 APPROVAL OF AMENDMENT TO ARTICLE IV OF THE For None 27336 0 0 0
RESTATED ARTICLES OF INCORPORATION (THE
"CHARTER") TO ELIMINATE SUPERMAJORITY VOTE
REQUIREMENT FOR SHAREHOLDER REMOVAL OF A
DIRECTOR
17 APPROVAL OF AMENDMENT TO ELIMINATE ARTICLE VI For None 27336 0 0 0
OF THE CHARTER, WHICH INCLUDES SUPERMAJORITY
VOTE REQUIREMENTS REGARDING BUSINESS
COMBINATIONS WITH INTERESTED SHAREHOLDERS
18 APPROVAL OF AMENDMENT TO ARTICLE VII OF THE For None 27336 0 0 0
CHARTER TO ELIMINATE THE SUPERMAJORITY VOTE
REQUIREMENT, AND PROVIDE THAT THE VOTE
REQUIRED IS A MAJORITY OF OUTSTANDING SHARES,
FOR SHAREHOLDER APPROVAL OF CERTAIN
AMENDMENTS TO THE CHARTER, ANY AMENDMENTS
TO THE BYLAWS OR THE ADOPTION OF ANY NEW
BYLAWS AND ELIMINATE AN EXCEPTION TO THE
REQUIRED VOTE
19 APPROVAL OF AMENDMENT TO ARTICLE IV OF THE For None 27336 0 0 0
CHARTER TO ELIMINATE THE "FOR CAUSE"
REQUIREMENT FOR SHAREHOLDER REMOVAL OF A
DIRECTOR
20 APPROVAL OF AMENDMENT TO ARTICLE V OF THE For None 0 27336 0 0
CHARTER TO LOWER THE MINIMUM SHARE OWNERSHIP
THRESHOLD FOR SHAREHOLDERS TO CALL A SPECIAL
MEETING OF SHAREHOLDERS FROM A MAJORITY TO
20% OF OUTSTANDING SHARES
21 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTION Against None 0 27336 0 0
DISCLOSURE - REQUIRE SEMIANNUAL REPORT
DISCLOSING POLITICAL CONTRIBUTION POLICIES AND
EXPENDITURES
22 SHAREHOLDER PROPOSAL - SPECIAL SHAREOWNER Against None 27336 0 0 0
MEETINGS - REDUCE THRESHOLD TO CALL A SPECIAL
MEETING OF SHAREHOLDERS TO 10% OF OUTSTANDING
SHARES
-------------------------------------------------------------------------------
Page 35 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
THE HOME DEPOT, INC.
SECURITY: 437076102 MEETING TYPE: Annual
TICKER: HD MEETING DATE: 21-May-2015
ISIN US4370761029 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934163584 Management TOTAL BALLOT SHARES: 334803
LAST VOTE DATE: 01-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ARI BOUSBIB For None 38707 0 0 0
2 ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN For None 38707 0 0 0
3 ELECTION OF DIRECTOR: J. FRANK BROWN For None 38707 0 0 0
4 ELECTION OF DIRECTOR: ALBERT P. CAREY For None 38707 0 0 0
5 ELECTION OF DIRECTOR: ARMANDO CODINA For None 38707 0 0 0
6 ELECTION OF DIRECTOR: HELENA B. FOULKES For None 38707 0 0 0
7 ELECTION OF DIRECTOR: WAYNE M. HEWETT For None 38707 0 0 0
8 ELECTION OF DIRECTOR: KAREN L. KATEN For None 38707 0 0 0
9 ELECTION OF DIRECTOR: CRAIG A. MENEAR For None 38707 0 0 0
10 ELECTION OF DIRECTOR: MARK VADON For None 38707 0 0 0
11 RATIFICATION OF THE APPOINTMENT OF KPMG LLP For None 38707 0 0 0
12 ADVISORY VOTE TO APPROVE EXECUTIVE For None 38707 0 0 0
COMPENSATION
13 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Against None 0 38707 0 0
CHAIRMAN OF THE BOARD
14 SHAREHOLDER PROPOSAL REGARDING SPECIAL Against None 38707 0 0 0
SHAREHOLDER MEETINGS
-------------------------------------------------------------------------------
Page 36 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
VERISIGN, INC.
SECURITY: 92343E102 MEETING TYPE: Annual
TICKER: VRSN MEETING DATE: 21-May-2015
ISIN US92343E1029 VOTE DEADLINE DATE: 20-May-2015
AGENDA 934175666 Management TOTAL BALLOT SHARES: 405564
LAST VOTE DATE: 08-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: D. JAMES BIDZOS For None 45017 0 0 0
2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH For None 45017 0 0 0
3 ELECTION OF DIRECTOR: KATHLEEN A. COTE For None 45017 0 0 0
4 ELECTION OF DIRECTOR: JAMIE S. GORELICK For None 45017 0 0 0
5 ELECTION OF DIRECTOR: ROGER H. MOORE For None 45017 0 0 0
6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON For None 45017 0 0 0
7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON For None 45017 0 0 0
8 TO APPROVE VERISIGN, INC.'S ANNUAL INCENTIVE For None 45017 0 0 0
COMPENSATION PLAN.
9 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, For None 45017 0 0 0
VERISIGN, INC.'S EXECUTIVE COMPENSATION.
10 TO RATIFY THE SELECTION OF KPMG LLP AS VERISIGN, For None 45017 0 0 0
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
11 TO VOTE, ON AN ADVISORY BASIS, ON A STOCKHOLDER Against None 45017 0 0 0
PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT
STOCKHOLDER ACTION BY WRITTEN CONSENT.
-------------------------------------------------------------------------------
Page 37 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
MERCK & CO., INC.
SECURITY: 58933Y105 MEETING TYPE: Annual
TICKER: MRK MEETING DATE: 26-May-2015
ISIN US58933Y1055 VOTE DEADLINE DATE: 22-May-2015
AGENDA 934177393 Management TOTAL BALLOT SHARES: 486163
LAST VOTE DATE: 13-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN For None 56625 0 0 0
2 ELECTION OF DIRECTOR: THOMAS R. CECH For None 56625 0 0 0
3 ELECTION OF DIRECTOR: KENNETH C. FRAZIER For None 56625 0 0 0
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER For None 56625 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. For None 56625 0 0 0
6 ELECTION OF DIRECTOR: C. ROBERT KIDDER For None 56625 0 0 0
7 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS For None 56625 0 0 0
8 ELECTION OF DIRECTOR: CARLOS E. REPRESAS For None 56625 0 0 0
9 ELECTION OF DIRECTOR: PATRICIA F. RUSSO For None 56625 0 0 0
10 ELECTION OF DIRECTOR: CRAIG B. THOMPSON For None 56625 0 0 0
11 ELECTION OF DIRECTOR: WENDELL P. WEEKS For None 56625 0 0 0
12 ELECTION OF DIRECTOR: PETER C. WENDELL For None 56625 0 0 0
13 ADVISORY VOTE TO APPROVE EXECUTIVE For None 56625 0 0 0
COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF THE For None 56625 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
15 PROPOSAL TO AMEND AND RESTATE THE 2010 For None 56625 0 0 0
INCENTIVE STOCK PLAN.
16 PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE For None 56625 0 0 0
INCENTIVE PLAN.
-------------------------------------------------------------------------------
Page 38 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
17 SHAREHOLDER PROPOSAL CONCERNING Against None 56625 0 0 0
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.
18 SHAREHOLDER PROPOSAL CONCERNING ACCELERATED Against None 0 56625 0 0
VESTING OF EQUITY AWARDS.
-------------------------------------------------------------------------------
Page 39 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
THE BOSTON BEER COMPANY, INC.
SECURITY: 100557107 MEETING TYPE: Annual
TICKER: SAM MEETING DATE: 27-May-2015
ISIN US1005571070 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934167657 Management TOTAL BALLOT SHARES: 53073
LAST VOTE DATE: 11-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 DAVID A. BURWICK 6163 0 0 0
2 PEARSON C. CUMMIN III 6163 0 0 0
3 JEAN-MICHEL VALETTE 6163 0 0 0
2 TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR For None 6163 0 0 0
EXECUTIVE OFFICERS' COMPENSATION.
-------------------------------------------------------------------------------
Page 40 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
VMWARE, INC.
SECURITY: 928563402 MEETING TYPE: Annual
TICKER: VMW MEETING DATE: 27-May-2015
ISIN US9285634021 VOTE DEADLINE DATE: 26-May-2015
AGENDA 934184817 Management TOTAL BALLOT SHARES: 148822
LAST VOTE DATE: 13-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPROVE, ON AN ADVISORY BASIS, THE For None 17034 0 0 0
COMPENSATION OF VMWARE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE For None 17034 0 0 0
OF VMWARE'S BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
3 TO APPROVE AN AMENDMENT TO THE AMENDED AND For None 17034 0 0 0
RESTATED 2007 EQUITY AND INCENTIVE PLAN.
-------------------------------------------------------------------------------
Page 41 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
RAYTHEON COMPANY
SECURITY: 755111507 MEETING TYPE: Annual
TICKER: RTN MEETING DATE: 28-May-2015
ISIN US7551115071 VOTE DEADLINE DATE: 27-May-2015
AGENDA 934200572 Management TOTAL BALLOT SHARES: 122076
LAST VOTE DATE: 14-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- --------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: TRACY A. ATKINSON For None 13275 0 0 0
2 ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT For None 13275 0 0 0
3 ELECTION OF DIRECTOR: VERNON E. CLARK For None 13275 0 0 0
4 ELECTION OF DIRECTOR: STEPHEN J. HADLEY For None 13275 0 0 0
5 ELECTION OF DIRECTOR: THOMAS A. KENNEDY For None 13275 0 0 0
6 ELECTION OF DIRECTOR: LETITIA A. LONG For None 13275 0 0 0
7 ELECTION OF DIRECTOR: GEORGE R. OLIVER For None 13275 0 0 0
8 ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS For None 13275 0 0 0
9 ELECTION OF DIRECTOR: RONALD L. SKATES For None 13275 0 0 0
10 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY For None 13275 0 0 0
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION For None 13275 0 0 0
12 APPROVAL OF RAYTHEON COMPANY 2010 STOCK PLAN For None 13275 0 0 0
FOR IRC SECTION 162 (M) PURPOSES
13 RATIFICATION OF INDEPENDENT AUDITORS For None 13275 0 0 0
14 SHAREHOLDER PROPOSAL REGARDING LOBBYING Against None 0 13275 0 0
ACTIVITIES
15 SHAREHOLDER PROPOSAL REGARDING POLITICAL Against None 0 13275 0 0
EXPENDITURES
16 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Against None 0 13275 0 0
BOARD CHAIRMAN
-------------------------------------------------------------------------------
Page 42 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
NXP SEMICONDUCTORS NV.
SECURITY: N6596X109 MEETING TYPE: Annual
TICKER: NXPI MEETING DATE: 02-Jun-2015
ISIN NL0009538784 VOTE DEADLINE DATE: 29-May-2015
AGENDA 934222566 Management TOTAL BALLOT SHARES: 178958
LAST VOTE DATE: 15-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ------ ------- ------- --------------
1 ADOPTION OF THE 2014 STATUTORY ANNUAL For None 20994 0 0 0
ACCOUNTS
2 GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR For None 20994 0 0 0
RESPONSIBILITIES IN THE FINANCIAL YEAR 2014
3 PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER For None 20994 0 0 0
AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
4 PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AND For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
5 PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
6 PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN For None 20994 0 0 0
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 2, 2015
7 PROPOSAL TO RE-APPOINT DR. MARION HELMES AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
8 PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
9 PROPOSAL TO RE-APPOINT MR. IAN LORING AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
10 PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2,
2015
11 PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS For None 20994 0 0 0
NON-EXECUTIVE DIRECTOR EFFECT FROM JUNE 2, 2015
-------------------------------------------------------------------------------
Page 43 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
12 PROPOSAL TO APPOINT DR. RICK TSAI AS NON- For None 20994 0 0 0
EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015
13 AUTHORIZATION OF THE BOARD OF DIRECTORS TO For None 20994 0 0 0
ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES
14 AUTHORIZATION OF THE BOARD OF DIRECTORS TO For None 20994 0 0 0
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS
15 AUTHORIZATION OF THE BOARD OF DIRECTORS TO For None 20994 0 0 0
REPURCHASE SHARES IN THE COMPANY'S CAPITAL
16 AUTHORIZATION TO CANCEL REPURCHASED SHARES IN For None 20994 0 0 0
THE COMPANY'S CAPITAL
17 RE-APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS THE For None 20994 0 0 0
COMPANY'S EXTERNAL AUDITOR
-------------------------------------------------------------------------------
Page 44 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
CONCHO RESOURCES INC
SECURITY: 20605P101 MEETING TYPE: Annual
TICKER: CXO MEETING DATE: 04-Jun-2015
ISIN US20605P1012 VOTE DEADLINE DATE: 03-Jun-2015
AGENDA 934202499 Management TOTAL BALLOT SHARES: 168294
LAST VOTE DATE: 20-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 STEVEN L. BEAL 19496 0 0 0
2 TUCKER S. BRIDWELL 19496 0 0 0
3 MARK B. PUCKETT 19496 0 0 0
2 TO RATIFY THE SELECTION OF GRANT THORNTON LLP For None 19496 0 0 0
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3 APPROVAL OF THE CONCHO RESOURCES INC. 2015 For None 19496 0 0 0
STOCK INCENTIVE PLAN.
4 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER For None 19496 0 0 0
COMPENSATION ("SAY-ON-PAY").
-------------------------------------------------------------------------------
Page 45 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ACTAVIS PLC
SECURITY: G0083B108 MEETING TYPE: Annual
TICKER: ACT MEETING DATE: 05-Jun-2015
ISIN IE00BD1NQJ95 VOTE DEADLINE DATE: 04-Jun-2015
AGENDA 934199286 Management TOTAL BALLOT SHARES: 23560
LAST VOTE DATE: 23-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: PAUL M. BISARO For None 2549 0 0 0
2 ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. For None 2549 0 0 0
3 ELECTION OF DIRECTOR: JAMES H. BLOEM For None 2549 0 0 0
4 ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE For None 2549 0 0 0
5 ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN For None 2549 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER For None 2549 0 0 0
7 ELECTION OF DIRECTOR: CATHERINE M. KLEMA For None 2549 0 0 0
8 ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. For None 2549 0 0 0
9 ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN For None 2549 0 0 0
10 ELECTION OF DIRECTOR: BRENTON L. SAUNDERS For None 2549 0 0 0
11 ELECTION OF DIRECTOR: RONALD R. TAYLOR For None 2549 0 0 0
12 ELECTION OF DIRECTOR: FRED G. WEISS For None 2549 0 0 0
13 TO APPROVE, IN A NON-BINDING VOTE, NAMED For None 0 2549 0 0
EXECUTIVE OFFICER COMPENSATION.
-------------------------------------------------------------------------------
Page 46 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
14 TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT For None 2549 0 0 0
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015 AND TO AUTHORIZE, IN A BINDING
VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH
THE AUDIT AND COMPLIANCE COMMITTEE, TO
DETERMINE PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION.
15 TO PASS A SPECIAL RESOLUTION TO APPROVE, SUBJECT For None 2549 0 0 0
TO THE APPROVAL OF THE REGISTRAR OF COMPANIES IN
IRELAND, THE CHANGE IN NAME OF THE COMPANY
FROM ACTAVIS PLC TO ALLERGAN PLC.
16 TO APPROVE THE AMENDED AND RESTATED 2013 For None 2549 0 0 0
INCENTIVE AWARD PLAN OF ACTAVIS PLC.
17 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 2549 0 0 0
THE COMPANY TO ISSUE A SUSTAINABILITY REPORT.
18 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Against None 0 2549 0 0
THE COMPANY TO ADOPT SUCH SHAREHOLDER'S
POLICY REGARDING EXECUTIVE STOCK RETENTION.
-------------------------------------------------------------------------------
Page 47 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
WAL-MART STORES, INC.
SECURITY: 931142103 MEETING TYPE: Annual
TICKER: WMT MEETING DATE: 05-Jun-2015
ISIN US9311421039 VOTE DEADLINE DATE: 04-Jun-2015
AGENDA 934195860 Management TOTAL BALLOT SHARES: 283756
LAST VOTE DATE: 18-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ For None 31665 0 0 0
2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. For None 31665 0 0 0
3 ELECTION OF DIRECTOR: ROGER C. CORBETT For None 31665 0 0 0
4 ELECTION OF DIRECTOR: PAMELA J. CRAIG For None 31665 0 0 0
5 ELECTION OF DIRECTOR: MICHAEL T. DUKE For None 31665 0 0 0
6 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN For None 31665 0 0 0
7 ELECTION OF DIRECTOR: THOMAS W. HORTON For None 31665 0 0 0
8 ELECTION OF DIRECTOR: MARISSA A. MAYER For None 31665 0 0 0
9 ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON For None 31665 0 0 0
10 ELECTION OF DIRECTOR: GREGORY B. PENNER For None 31665 0 0 0
11 ELECTION OF DIRECTOR: STEVEN S REINEMUND For None 31665 0 0 0
12 ELECTION OF DIRECTOR: KEVIN Y. SYSTROM For None 31665 0 0 0
13 ELECTION OF DIRECTOR: JIM C. WALTON For None 31665 0 0 0
14 ELECTION OF DIRECTOR: S. ROBSON WALTON For None 31665 0 0 0
15 ELECTION OF DIRECTOR: LINDA S. WOLF For None 31665 0 0 0
16 RATIFICATION OF ERNST & YOUNG LLP AS For None 31665 0 0 0
INDEPENDENT ACCOUNTANTS
17 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE For None 31665 0 0 0
OFFICER COMPENSATION
18 APPROVAL OF THE WAL-MART STORES, INC. STOCK For None 31665 0 0 0
INCENTIVE PLAN OF 2015
19 REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Against None 31665 0 0 0
EXECUTIVE PAY
20 PROXY ACCESS FOR SHAREHOLDERS Against None 0 31665 0 0
-------------------------------------------------------------------------------
Page 48 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------- -------------- ------------ --- ------- ------- --------------
21 REPORT ON GREENHOUSE GAS EMISSIONS FROM Against None 0 31665 0 0
INTERNATIONAL MARINE SHIPPING
22 REQUEST FOR ANNUAL REPORT REGARDING INCENTIVE Against None 0 31665 0 0
COMPENSATION PLANS
23 INDEPENDENT CHAIRMAN POLICY Against None 0 31665 0 0
-------------------------------------------------------------------------------
Page 49 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
BIOGEN INC.
SECURITY: 09062X103 MEETING TYPE: Annual
TICKER: BIIB MEETING DATE: 10-Jun-2015
ISIN US09062X1037 VOTE DEADLINE DATE: 09-Jun-2015
AGENDA 934202956 Management TOTAL BALLOT SHARES: 63159
LAST VOTE DATE: 29-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------ -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ALEXANDER J. DENNER For None 7425 0 0 0
2 ELECTION OF DIRECTOR: CAROLINE D. DORSA For None 7425 0 0 0
3 ELECTION OF DIRECTOR: NANCY L. LEAMING For None 7425 0 0 0
4 ELECTION OF DIRECTOR: RICHARD C. MULLIGAN For None 7425 0 0 0
5 ELECTION OF DIRECTOR: ROBERT W. PANGIA For None 7425 0 0 0
6 ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS For None 7425 0 0 0
7 ELECTION OF DIRECTOR: BRIAN S. POSNER For None 7425 0 0 0
8 ELECTION OF DIRECTOR: ERIC K. ROWINSKY For None 7425 0 0 0
9 ELECTION OF DIRECTOR: GEORGE A. SCANGOS For None 7425 0 0 0
10 ELECTION OF DIRECTOR: LYNN SCHENK For None 7425 0 0 0
11 ELECTION OF DIRECTOR: STEPHEN A. SHERWIN For None 7425 0 0 0
12 TO RATIFY THE SELECTION OF For None 7425 0 0 0
PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
13 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE For None 7425 0 0 0
COMPENSATION.
14 TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE STOCK For None 7425 0 0 0
PURCHASE PLAN.
15 TO APPROVE AN AMENDMENT TO THE BIOGEN INC. 2006 For None 7425 0 0 0
NON-EMPLOYEE DIRECTORS EQUITY PLAN.
-------------------------------------------------------------------------------
Page 50 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
FACEBOOK INC.
SECURITY: 30303M102 MEETING TYPE: Annual
TICKER: FB MEETING DATE: 11-Jun-2015
ISIN US30303M1027 VOTE DEADLINE DATE: 10-Jun-2015
AGENDA 934204378 Management TOTAL BALLOT SHARES: 351248
LAST VOTE DATE: 28-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ---------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MARC L. ANDREESSEN 38912 0 0 0
2 ERSKINE B. BOWLES 38912 0 0 0
3 S.D. DESMOND-HELLMANN 38912 0 0 0
4 REED HASTINGS 38912 0 0 0
5 JAN KOUM 38912 0 0 0
6 SHERYL K. SANDBERG 38912 0 0 0
7 PETER A. THIEL 38912 0 0 0
8 MARK ZUCKERBERG 38912 0 0 0
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For None 38912 0 0 0
AS FACEBOOK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015
3 TO RE-APPROVE THE INTERNAL REVENUE CODE OF For None 0 38912 0 0
1986, AS AMENDED, SECTION 162(M) LIMITS OF OUR 2012
EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY
TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS
THAT MAY BECOME AVAILABLE PURSUANT TO
SECTION 162(M)
4 A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Against None 38912 0 0 0
STOCKHOLDER VOTING
5 A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Against None 38912 0 0 0
SUSTAINABILITY REPORT
6 A STOCKHOLDER PROPOSAL REGARDING A HUMAN Against None 0 38912 0 0
RIGHTS RISK ASSESSMENT
-------------------------------------------------------------------------------
Page 51 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
EQUITY COMMONWEALTH
SECURITY: 294628102 MEETING TYPE: Annual
TICKER: EQC MEETING DATE: 16-Jun-2015
ISIN US2946281027 VOTE DEADLINE DATE: 15-Jun-2015
AGENDA 934208910 Management TOTAL BALLOT SHARES: 665584
LAST VOTE DATE: 04-Jun-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 SAM ZELL 76273 0 0 0
2 JAMES S. CORL 76273 0 0 0
3 MARTIN L. EDELMEN 76273 0 0 0
4 EDWARD A. GLICKMAN 76273 0 0 0
5 DAVID HELFAND 76273 0 0 0
6 PETER LINNEMAN 76273 0 0 0
7 JAMES L. LOZIER, JR. 76273 0 0 0
8 MARY JANE ROBERTSON 76273 0 0 0
9 KENNETH SHEA 76273 0 0 0
10 GERALD A. SPECTOR 76273 0 0 0
11 JAMES A. STAR 76273 0 0 0
2 TO APPROVE THE EQUITY COMMONWEALTH 2015 For None 76273 0 0 0
OMNIBUS INCENTIVE PLAN.
3 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, For None 76273 0 0 0
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For None 76273 0 0 0
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
-------------------------------------------------------------------------------
Page 52 of 53 Wednesday, July 01, 2015
PROXY VOTING RECORD
CELGENE CORPORATION
SECURITY: 151020104 MEETING TYPE: Annual
TICKER: CELG MEETING DATE: 17-Jun-2015
ISIN US1510201049 VOTE DEADLINE DATE: 16-Jun-2015
AGENDA 934208489 Management TOTAL BALLOT SHARES: 178530
LAST VOTE DATE: 05-Jun-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ----------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT J. HUGIN 20984 0 0 0
2 R.W. BARKER, D. PHIL. 20984 0 0 0
3 MICHAEL W. BONNEY 20984 0 0 0
4 MICHAEL D. CASEY 20984 0 0 0
5 CARRIE S. COX 20984 0 0 0
6 MICHAEL A. FRIEDMAN, MD 20984 0 0 0
7 GILLA S. KAPLAN, PH.D. 20984 0 0 0
8 JAMES J. LOUGHLIN 20984 0 0 0
9 ERNEST MARIO, PH.D. 20984 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 20984 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF For None 20984 0 0 0
THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE For None 20984 0 0 0
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL Against None 0 20984 0 0
IN THE PROXY STATEMENT.
-------------------------------------------------------------------------------
Page 53 of 53 Wednesday, July 01, 2015
VOTE SUMMARY
STRATASYS LTD
SECURITY M85548101 MEETING TYPE Annual
TICKER SYMBOL SSYS MEETING DATE 10-Jul-2014
ISIN IL0011267213 AGENDA 934048073 - Management
RECORD DATE 10-Jun-2014 HOLDING RECON DATE 10-Jun-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Jul-2014
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ----------- ---- -----------
1. ELECTION OF MS. ZIVA PATIR, WHO ALSO QUALIFIES AS AN UNAFFILIATED Management For For
DIRECTOR UNDER THE ISRAELI COMPANIES LAW 5759-1999, TO SERVE AS THE
UNCLASSIFIED DIRECTOR OF THE COMPANY.
2. APPROVAL OF A CASH BONUS OF 1,880,800 NEW ISRAELI SHEKELS ("NIS") Management For For
(APPROXIMATELY $541,550) TO BE PAID TO MR. DAVID REIS, OUR CHIEF
EXECUTIVE OFFICER AND A DIRECTOR, IN RESPECT OF HIS PERFORMANCE FOR
THE YEAR ENDED DECEMBER 31, 2013.
3. APPROVAL OF A CASH BONUS OF $177,716 TO BE PAID TO MR. S. SCOTT CRUMP, Management For For
OUR CHAIRMAN AND CHIEF INNOVATION OFFICER, IN RESPECT OF HIS
PERFORMANCE FOR THE YEAR ENDED DECEMBER 31, 2013.
4. APPROVAL OF A CASH BONUS OF NIS 574,500 (APPROXIMATELY $165,420) TO BE Management For For
PAID TO MR. ILAN LEVIN, A DIRECTOR AND CHAIRMAN OF BACCIO
CORPORATION, THE PARENT ENTITY OF OUR MAKERBOT GROUP OF
COMPANIES, IN RESPECT OF HIS PERFORMANCE FOR THE YEAR ENDED
DECEMBER 31, 2013.
5A. APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 Management For For
ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD.
TO MR. EDWARD J. FIERKO AS DIRECTOR OF THE COMPANY.
5B. APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 Management For For
ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD.
TO MR. JOHN J. MCELENEY AS DIRECTOR OF THE COMPANY
5C. APPROVAL OF THE TERMS OF A GRANT OF OPTIONS TO PURCHASE 22,000 Management For For
ORDINARY SHARES, NOMINAL VALUE NIS 0.01 PER SHARE, OF STRATASYS LTD.
TO MR. CLIFFORD H. SCHWIETER AS DIRECTOR OF THE COMPANY
6. APPROVAL OF AN INCREASE IN THE COVERAGE UNDER THE COMPANY'S Management For For
DIRECTORS AND OFFICERS LIABILITY INSURANCE POLICY TO AGGREGATE
MAXIMUM COVERAGE OF $80 MILLION.
-----------------------------------------------------------------------------
Page 1 of 8 01-Oct-2014
VOTE SUMMARY
KINDER MORGAN MANAGEMENT, LLC
SECURITY 49455U100 MEETING TYPE Special
TICKER SYMBOL KMR MEETING DATE 20-Nov-2014
ISIN US49455U1007 AGENDA 934091719 - Management
RECORD DATE 20-Oct-2014 HOLDING RECON DATE 20-Oct-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 19-Nov-2014
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1. TO APPROVE THE KMR MERGER AGREEMENT. Management For For
2. TO APPROVE THE KMR ADJOURNMENT PROPOSAL. Management For For
3. TO APPROVE THE KMP MERGER AGREEMENT. Management For For
4. TO APPROVE THE KMP ADJOURNMENT PROPOSAL. Management For For
-------------------------------------------------------------------------------
Page 1 of 2 01-Jan-2015
VOTE SUMMARY
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 03-Dec-2014
ISIN US5949181045 AGENDA 934087708 - Management
RECORD DATE 30-Sep-2014 HOLDING RECON DATE 30-Sep-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 02-Dec-2014
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Management For For
1D. ELECTION OF DIRECTOR: G. MASON MORFIT Management For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Management For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Management For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Management For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Management For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Management For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR FISCAL YEAR 2015
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS Shareholder Against For
-------------------------------------------------------------------------------
Page 2 of 2 01-Jan-2015
VOTE SUMMARY
BARCLAYS BANK PLC
SECURITY 06738C786 MEETING TYPE Consent
TICKER SYMBOL OIL MEETING DATE 22-Jan-2015
ISIN US06738C7864 AGENDA 933900260 - Management
RECORD DATE 08-Nov-2013 HOLDING RECON DATE 08-Nov-2013
CITY / COUNTRY / United States VOTE DEADLINE DATE 29-Jan-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
01 PROPOSED AMENDMENT TO THE INDENTURE THAT IS MORE FULLY DESCRIBED Management
IN THE CONSENT STATEMENT.
-------------------------------------------------------------------------------
Page 1 of 8 01-Apr-2015
VOTE SUMMARY
VISA INC.
SECURITY 92826C839 MEETING TYPE Annual
TICKER SYMBOL V MEETING DATE 28-Jan-2015
ISIN US92826C8394 AGENDA 934110785 - Management
RECORD DATE 01-Dec-2014 HOLDING RECON DATE 01-Dec-2014
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-Jan-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Management For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL Management For For
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Management For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Management For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Management For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Management For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Management For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Management For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Management For For
2. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO FACILITATE STOCK SPLITS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE Management For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE VISA INC. EMPLOYEE STOCK PURCHASE PLAN. Management For For
5A. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED
BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
EXITING OUR CORE PAYMENT BUSINESS
5B. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED
BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
FUTURE AMENDMENTS TO SECTIONS OF THE CERTIFICATE OF INCORPORATION
-------------------------------------------------------------------------------
Page 2 of 8 01-Apr-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
5C. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED
BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
APPROVAL OF EXCEPTIONS TO TRANSFER RESTRICTIONS
5D. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED
BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
REMOVAL OF DIRECTORS FROM OFFICE
5E. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED
BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND
REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
FUTURE AMENDMENTS TO THE ADVANCE NOTICE PROVISIONS IN THE
BY-LAWS
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
-------------------------------------------------------------------------------
Page 3 of 8 01-Apr-2015
VOTE SUMMARY
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-Mar-2015
ISIN US0378331005 AGENDA 934118983 - Management
RECORD DATE 09-Jan-2015 HOLDING RECON DATE 09-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: TIM COOK Management For For
1B. ELECTION OF DIRECTOR: AL GORE Management For For
1C. ELECTION OF DIRECTOR: BOB IGER Management For For
1D. ELECTION OF DIRECTOR: ANDREA JUNG Management For For
1E. ELECTION OF DIRECTOR: ART LEVINSON Management For For
1F. ELECTION OF DIRECTOR: RON SUGAR Management For For
1G. ELECTION OF DIRECTOR: SUE WAGNER Management For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Management For For
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE STOCK PURCHASE PLAN Management For For
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC Shareholder Against For
POLICY RESEARCH ENTITLED "RISK REPORT"
6. A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE AND MR. JOHN Shareholder Against For
HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
-------------------------------------------------------------------------------
Page 4 of 8 01-Apr-2015
VOTE SUMMARY
ACTAVIS PLC
SECURITY G0083B108 MEETING TYPE Special
TICKER SYMBOL ACT MEETING DATE 10-Mar-2015
ISIN IE00BD1NQJ95 AGENDA 934122499 - Management
RECORD DATE 22-Jan-2015 HOLDING RECON DATE 22-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------------- ----------- ---- -----------
1. APPROVING THE ISSUANCE OF ORDINARY SHARES PURSUANT TO THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 2014, AMONG
ACTAVIS PLC ("ACTAVIS"), AVOCADO ACQUISITION INC. AND ALLERGAN, INC.
(THE "ACTAVIS SHARE ISSUANCE PROPOSAL").
2. APPROVING ANY MOTION TO ADJOURN THE ACTAVIS EXTRAORDINARY Management For For
GENERAL MEETING (THE "ACTAVIS EGM"), OR ANY ADJOURNMENTS THEREOF,
TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE TO, AMONG
OTHER THINGS, SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
-------------------------------------------------------------------------------
Page 5 of 8 01-Apr-2015
VOTE SUMMARY
TOLL BROTHERS, INC.
SECURITY 889478103 MEETING TYPE Annual
TICKER SYMBOL TOL MEETING DATE 10-Mar-2015
ISIN US8894781033 AGENDA 934124758 - Management
RECORD DATE 15-Jan-2015 HOLDING RECON DATE 15-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
01 DIRECTOR Management
1 ROBERT I. TOLL For For
2 BRUCE E. TOLL For For
3 DOUGLAS C. YEARLEY, JR. For For
4 ROBERT S. BLANK For For
5 EDWARD G. BOEHNE For For
6 RICHARD J. BRAEMER For For
7 CHRISTINE N. GARVEY For For
8 CARL B. MARBACH For For
9 STEPHEN A. NOVICK For For
10 PAUL E. SHAPIRO For For
02 THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2015 FISCAL YEAR.
03 THE APPROVAL, IN AN ADVISORY AND NON-BINDING VOTE, OF THE Management Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY
ON PAY).
04 THE APPROVAL OF THE TOLL BROTHERS, INC. SENIOR OFFICER BONUS Management For For
PLAN.
-------------------------------------------------------------------------------
Page 6 of 8 01-Apr-2015
VOTE SUMMARY
MALLINCKRODT PLC
SECURITY G5785G107 MEETING TYPE Annual
TICKER SYMBOL MNK MEETING DATE 19-Mar-2015
ISIN IE00BBGT3753 AGENDA 934120700 - Management
RECORD DATE 09-Jan-2015 HOLDING RECON DATE 09-Jan-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 18-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MELVIN D. BOOTH Management For For
1B. ELECTION OF DIRECTOR: DON M. BAILEY Management For For
1C. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Management For For
1D. ELECTION OF DIRECTOR: J. MARTIN CARROLL Management For For
1E. ELECTION OF DIRECTOR: DIANE H. GULYAS Management For For
1F. ELECTION OF DIRECTOR: NANCY S. LURKER Management For For
1G. ELECTION OF DIRECTOR: JOANN A. REED Management For For
1H. ELECTION OF DIRECTOR: ANGUS C. RUSSELL Management For For
1I. ELECTION OF DIRECTOR: VIRGIL D. THOMPSON Management For For
1J. ELECTION OF DIRECTOR: MARK C. TRUDEAU Management For For
1K. ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. Management For For
1L. ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
2. APPROVE, IN A NON-BINDING VOTE, THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE
TO SET THE AUDITORS' REMUNERATION.
3. APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF Management For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDED AND RESTATED MALLINCKRODT PHARMACEUTICALS Management For For
STOCK AND INCENTIVE PLAN.
5. AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET Management For For
PURCHASES OF COMPANY SHARES.
S6. AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES Management For For
IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION).
7. AUTHORIZE THE BOARD TO DETERMINE WHETHER TO HOLD THE 2016 ANNUAL Management For For
GENERAL MEETING OF SHAREHOLDERS AT A LOCATION OUTSIDE OF IRELAND.
-------------------------------------------------------------------------------
Page 7 of 8 01-Apr-2015
VOTE SUMMARY
BARCLAYS BANK PLC
SECURITY 06738C786 MEETING TYPE Consent
TICKER SYMBOL OIL MEETING DATE 31-Mar-2015
ISIN US06738C7864 AGENDA 934117880 - Management
RECORD DATE 08-Nov-2013 HOLDING RECON DATE 08-Nov-2013
CITY / COUNTRY / United States VOTE DEADLINE DATE 30-Mar-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------------------------------- ----------- ---- -----------
01 PROPOSED AMENDMENT TO THE INDENTURE THAT IS MORE FULLY DESCRIBED Management
IN THE CONSENT STATEMENT.
-------------------------------------------------------------------------------
Page 8 of 8 01-Apr-2015
VOTE SUMMARY
THE SHERWIN-WILLIAMS COMPANY
SECURITY 824348106 MEETING TYPE Annual
TICKER SYMBOL SHW MEETING DATE 15-Apr-2015
ISIN US8243481061 AGENDA 934139191 - Management
RECORD DATE 24-Feb-2015 HOLDING RECON DATE 24-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 14-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: A.F. ANTON Management For For
1B. ELECTION OF DIRECTOR: C.M. CONNOR Management For For
1C. ELECTION OF DIRECTOR: D.F. HODNIK Management For For
1D. ELECTION OF DIRECTOR: T.G. KADIEN Management For For
1E. ELECTION OF DIRECTOR: R.J. KRAMER Management For For
1F. ELECTION OF DIRECTOR: S.J. KROPF Management For For
1G. ELECTION OF DIRECTOR: C.A. POON Management For For
1H. ELECTION OF DIRECTOR: R.K. SMUCKER Management For For
1I. ELECTION OF DIRECTOR: J.M. STROPKI Management For For
1J. ELECTION OF DIRECTOR: M. THORNTON III Management For For
2. ADVISORY APPROVAL OF COMPENSATION OF Management For For
THE NAMED EXECUTIVES.
3. APPROVAL OF THE MATERIAL TERMS FOR Management For For
QUALIFIED PERFORMANCE-BASED
COMPENSATION UNDER OUR 2006 EQUITY
AND PERFORMANCE INCENTIVE PLAN
(AMENDED AND RESTATED AS OF
FEBRUARY 17, 2015).
4. RATIFICATION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
-------------------------------------------------------------------------------
Page 1 of 48 01-Jul-2015
VOTE SUMMARY
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 23-Apr-2015
ISIN US7170811035 AGENDA 934135927 - Management
RECORD DATE 25-Feb-2015 HOLDING RECON DATE 25-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: DENNIS A. Management For For
AUSIELLO
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1C. ELECTION OF DIRECTOR: FRANCES D. Management For For
FERGUSSON
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Management For For
1E. ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1F. ELECTION OF DIRECTOR: SHANTANU NARAYEN Management For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA Management For For
JOHNSON
1H. ELECTION OF DIRECTOR: IAN C. READ Management For For
1I. ELECTION OF DIRECTOR: STEPHEN W. Management For For
SANGER
1J. ELECTION OF DIRECTOR: JAMES C. SMITH Management For For
1K. ELECTION OF DIRECTOR: MARC TESSIER- Management For For
LAVIGNE
2. RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015
3. ADVISORY APPROVAL OF EXECUTIVE Management For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING REPORT Shareholder Against For
ON LOBBYING ACTIVITIES
-------------------------------------------------------------------------------
Page 2 of 48 01-Jul-2015
VOTE SUMMARY
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 23-Apr-2015
ISIN US5398301094 AGENDA 934142655 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: DANIEL F. Management For For
AKERSON
1B. ELECTION OF DIRECTOR: NOLAN D. Management For For
ARCHIBALD
1C. ELECTION OF DIRECTOR: ROSALIND G. Management For For
BREWER
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Management For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, Management For For
JR.
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1G. ELECTION OF DIRECTOR: MARILLYN A. Management For For
HEWSON
1H. ELECTION OF DIRECTOR: GWENDOLYN S. Management For For
KING
1I. ELECTION OF DIRECTOR: JAMES M. LOY Management For For
1J. ELECTION OF DIRECTOR: JOSEPH W. Management For For
RALSTON
1K. ELECTION OF DIRECTOR: ANNE STEVENS Management For For
2. RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR 2015
3. ADVISORY VOTE TO APPROVE THE Management For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY")
4. STOCKHOLDER PROPOSAL ON WRITTEN Shareholder For Against
CONSENT
5. STOCKHOLDER PROPOSAL ON LOBBYING Shareholder Against For
EXPENDITURES
-------------------------------------------------------------------------------
Page 3 of 48 01-Jul-2015
VOTE SUMMARY
THE HERSHEY COMPANY
SECURITY 427866108 MEETING TYPE Annual
TICKER SYMBOL HSY MEETING DATE 28-Apr-2015
ISIN US4278661081 AGENDA 934138997 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 P.M. ARWAY For For
2 J.P. BILBREY For For
3 R.F. CAVANAUGH For For
4 C.A. DAVIS For For
5 M.K. HABEN For For
6 R.M. MALCOLM For For
7 J.M. MEAD For For
8 J.E. NEVELS For For
9 A.J. PALMER For For
10 T.J. RIDGE For For
11 D.L. SHEDLARZ For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2015.
3. APPROVE NAMED EXECUTIVE OFFICER Management For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS.
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Page 4 of 48 01-Jul-2015
VOTE SUMMARY
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 28-Apr-2015
ISIN US9497461015 AGENDA 934141374 - Management
RECORD DATE 03-Mar-2015 HOLDING RECON DATE 03-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Management For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1E) ELECTION OF DIRECTOR: ELIZABETH A. Management For For
DUKE
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1G) ELECTION OF DIRECTOR: ENRIQUE Management For For
HERNANDEZ, JR.
1H) ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1I) ELECTION OF DIRECTOR: CYNTHIA H. Management For For
MILLIGAN
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Management For For
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Management For For
1L) ELECTION OF DIRECTOR: JUDITH M. Management For For
RUNSTAD
1M) ELECTION OF DIRECTOR: STEPHEN W. Management For For
SANGER
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
1P) ELECTION OF DIRECTOR: SUZANNE M. Management For For
VAUTRINOT
2. VOTE ON AN ADVISORY RESOLUTION TO Management For For
APPROVE EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
4. ADOPT A POLICY TO REQUIRE AN Shareholder Against For
INDEPENDENT CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S Shareholder Against For
LOBBYING POLICIES AND PRACTICES.
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Page 5 of 48 01-Jul-2015
VOTE SUMMARY
DISCOVER FINANCIAL SERVICES
SECURITY 254709108 MEETING TYPE Annual
TICKER SYMBOL DFS MEETING DATE 29-Apr-2015
ISIN US2547091080 AGENDA 934141172 - Management
RECORD DATE 09-Mar-2015 HOLDING RECON DATE 09-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 28-Apr-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Management For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Management For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Management For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Management For For
1E. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Management For For
1F. ELECTION OF DIRECTOR: RICHARD H. LENNY Management For For
1G. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Management For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Management For For
1I. ELECTION OF DIRECTOR: DAVID W. NELMS Management For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Management For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Management For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
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Page 6 of 48 01-Jul-2015
VOTE SUMMARY
O'REILLY AUTOMOTIVE, INC.
SECURITY 67103H107 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 05-May-2015
ISIN US67103H1077 AGENDA 934146564 - Management
RECORD DATE 27-Feb-2015 HOLDING RECON DATE 27-Feb-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Management For For
1B. ELECTION OF DIRECTOR: CHARLIE O'REILLY Management For For
1C. ELECTION OF DIRECTOR: LARRY O'REILLY Management For For
1D. ELECTION OF DIRECTOR: ROSALIE Management For For
O'REILLY WOOTEN
1E. ELECTION OF DIRECTOR: JAY D. Management For For
BURCHFIELD
1F. ELECTION OF DIRECTOR: THOMAS T. Management For For
HENDRICKSON
1G. ELECTION OF DIRECTOR: PAUL R. LEDERER Management For For
1H. ELECTION OF DIRECTOR: JOHN R. MURPHY Management For For
1I. ELECTION OF DIRECTOR: RONALD RASHKOW Management For For
2. ADVISORY VOTE ON APPROVAL OF Management For For
COMPENSATION OF EXECUTIVES.
3. RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
4. SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
"RECOVERY OF UNEARNED MANAGEMENT
BONUSES."
-------------------------------------------------------------------------------
Page 7 of 48 01-Jul-2015
VOTE SUMMARY
LYONDELLBASELL INDUSTRIES N.V.
SECURITY N53745100 MEETING TYPE Annual
TICKER SYMBOL LYB MEETING DATE 06-May-2015
ISIN NL0009434992 AGENDA 934150222 - Management
RECORD DATE 16-Mar-2015 HOLDING RECON DATE 16-Mar-2015
CITY / COUNTRY / United Kingdom VOTE DEADLINE DATE 05-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ----------- ---- -----------
1A. ELECTION OF CLASS II SUPERVISORY Management For For
DIRECTOR TO SERVE UNTIL THE ANNUAL
GENERAL MEETING IN 2018: ROBIN
BUCHANAN
1B. ELECTION OF CLASS II SUPERVISORY Management For For
DIRECTOR TO SERVE UNTIL THE ANNUAL
GENERAL MEETING IN 2018: STEPHEN F.
COOPER
1C. ELECTION OF CLASS II SUPERVISORY Management For For
DIRECTOR TO SERVE UNTIL THE ANNUAL
GENERAL MEETING IN 2018: ISABELLA D.
GOREN
1D. ELECTION OF CLASS II SUPERVISORY Management For For
DIRECTOR TO SERVE UNTIL THE ANNUAL
GENERAL MEETING IN 2018: ROBERT G.
GWIN
2A. ELECTION OF MANAGING DIRECTOR TO Management For For
SERVE A THREE-YEAR TERM: KEVIN W.
BROWN
2B. ELECTION OF MANAGING DIRECTOR TO Management For For
SERVE A THREE-YEAR TERM: JEFFREY A.
KAPLAN
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2014 Management For For
4. DISCHARGE FROM LIABILITY OF MEMBERS Management For For
OF THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS Management For For
OF THE SUPERVISORY BOARD
6. RATIFICATION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF Management For For
DIVIDENDS IN RESPECT OF THE 2014
FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Management For For
EXECUTIVE COMPENSATION
10. APPROVAL OF AUTHORITY OF THE Management For For
SUPERVISORY BOARD TO ISSUE SHARES OR
GRANT RIGHTS TO ACQUIRE SHARES
-------------------------------------------------------------------------------
Page 8 of 48 01-Jul-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ----------- ---- -----------
11. APPROVAL FOR THE SUPERVISORY BOARD TO Management For For
LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS
FROM ANY SHARES OR GRANTS OF RIGHTS
TO ACQUIRE SHARES THAT IT ISSUES
12. APPROVAL OF AMENDMENT TO THE Management For For
LYONDELLBASELL N.V. 2012 GLOBAL
EMPLOYEE STOCK PURCHASE PLAN
13. APPROVAL TO REPURCHASE UP TO 10% OF Management For For
ISSUED SHARE CAPITAL
-------------------------------------------------------------------------------
Page 9 of 48 01-Jul-2015
VOTE SUMMARY
HESS CORPORATION
SECURITY 42809H107 MEETING TYPE Annual
TICKER SYMBOL HES MEETING DATE 06-May-2015
ISIN US42809H1077 AGENDA 934172103 - Management
RECORD DATE 19-Mar-2015 HOLDING RECON DATE 19-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 05-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: R.F. CHASE Management For For
1B. ELECTION OF DIRECTOR: T.J. CHECKI Management For For
1C. ELECTION OF DIRECTOR: H. GOLUB Management For For
1D. ELECTION OF DIRECTOR: J.B. HESS Management For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Management For For
1F. ELECTION OF DIRECTOR: R. LAVIZZO- Management For For
MOUREY
1G. ELECTION OF DIRECTOR: D. MCMANUS Management For For
1H. ELECTION OF DIRECTOR: J.H. MULLIN III Management For For
1I. ELECTION OF DIRECTOR: J.H. QUIGLEY Management For For
1J. ELECTION OF DIRECTOR: R.N. WILSON Management For For
2. ADVISORY APPROVAL OF THE COMPENSATION Management For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF Management For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2015.
4. APPROVAL OF THE AMENDED AND RESTATED Management For For
2008 LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL RECOMMENDING Shareholder For Against
PROXY ACCESS.
6. STOCKHOLDER PROPOSAL RECOMMENDING A Shareholder Against For
SCENARIO ANALYSIS REPORT REGARDING
CARBON ASSET RISK.
-------------------------------------------------------------------------------
Page 10 of 48 01-Jul-2015
VOTE SUMMARY
LYONDELLBASELL INDUSTRIES N.V.
SECURITY N53745100 MEETING TYPE Annual
TICKER SYMBOL LYB MEETING DATE 06-May-2015
ISIN NL0009434992 AGENDA 934187229 - Management
RECORD DATE 08-Apr-2015 HOLDING RECON DATE 08-Apr-2015
CITY / COUNTRY / United Kingdom VOTE DEADLINE DATE 05-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1A. ELECTION OF CLASS II SUPERVISORY DIRECTOR Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2018: ROBIN BUCHANAN
1B. ELECTION OF CLASS II SUPERVISORY DIRECTOR Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2018: STEPHEN F. COOPER
1C. ELECTION OF CLASS II SUPERVISORY DIRECTOR Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2018: ISABELLA D. GOREN
1D. ELECTION OF CLASS II SUPERVISORY DIRECTOR Management For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2018: ROBERT G. GWIN
2A. ELECTION OF MANAGING DIRECTOR TO SERVE A Management For For
THREE-YEAR TERM: KEVIN W. BROWN
2B. ELECTION OF MANAGING DIRECTOR TO SERVE A Management For For
THREE-YEAR TERM: JEFFREY A. KAPLAN
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2014 Management For For
4. DISCHARGE FROM LIABILITY OF MEMBERS OF Management For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF Management For For
THE SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Management For For
RESPECT OF THE 2014 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Management For For
EXECUTIVE COMPENSATION
10. APPROVAL OF AUTHORITY OF THE SUPERVISORY Management For For
BOARD TO ISSUE SHARES OR GRANT RIGHTS TO
ACQUIRE SHARES
-------------------------------------------------------------------------------
Page 11 of 48 01-Jul-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
11. APPROVAL FOR THE SUPERVISORY BOARD TO Management For For
LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS FROM
ANY SHARES OR GRANTS OF RIGHTS TO ACQUIRE
SHARES THAT IT ISSUES
12. APPROVAL OF AMENDMENT TO THE Management For For
LYONDELLBASELL N.V. 2012 GLOBAL EMPLOYEE
STOCK PURCHASE PLAN
13. APPROVAL TO REPURCHASE UP TO 10% OF Management For For
ISSUED SHARE CAPITAL
-------------------------------------------------------------------------------
Page 12 of 48 01-Jul-2015
VOTE SUMMARY
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 07-May-2015
ISIN US9113121068 AGENDA 934142871 - Management
RECORD DATE 09-Mar-2015 HOLDING RECON DATE 09-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 06-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Management For For
1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Management For For
1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Management For For
1D. ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1E. ELECTION OF DIRECTOR: WILLIAM R. Management For For
JOHNSON
1F. ELECTION OF DIRECTOR: CANDACE KENDLE Management For For
1G. ELECTION OF DIRECTOR: ANN M. LIVERMORE Management For For
1H. ELECTION OF DIRECTOR: RUDY H.P. Management For For
MARKHAM
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, Management For For
JR.
1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Management For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Management For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Management For For
2. TO APPROVE THE 2015 OMNIBUS INCENTIVE Management For For
COMPENSATION PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS UPS'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2015.
4. SHAREOWNER PROPOSAL ON LOBBYING Shareholder Against For
DISCLOSURE.
5. SHAREOWNER PROPOSAL TO REDUCE THE Shareholder For Against
VOTING POWER OF CLASS A STOCK FROM 10
VOTES PER SHARE TO ONE VOTE PER SHARE.
6. SHAREOWNER PROPOSAL REGARDING TAX Shareholder For Against
GROSS-UPS PAYMENTS TO SENIOR
EXECUTIVES.
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Page 13 of 48 01-Jul-2015
VOTE SUMMARY
CVS HEALTH CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 07-May-2015
ISIN US1266501006 AGENDA 934148102 - Management
RECORD DATE 12-Mar-2015 HOLDING RECON DATE 12-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 06-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: RICHARD M. Management For For
BRACKEN
1B. ELECTION OF DIRECTOR: C. DAVID BROWN Management For For
II
1C. ELECTION OF DIRECTOR: ALECIA A. Management For For
DECOUDREAUX
1D. ELECTION OF DIRECTOR: NANCY-ANN M. Management For For
DEPARLE
1E. ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For
1G. ELECTION OF DIRECTOR: LARRY J. MERLO Management For For
1H. ELECTION OF DIRECTOR: JEAN-PIERRE Management For For
MILLON
1I. ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
1J. ELECTION OF DIRECTOR: WILLIAM C. Management For For
WELDON
1K. ELECTION OF DIRECTOR: TONY L. WHITE Management For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Management For For
ACCOUNTING FIRM FOR 2015.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Management For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE PERFORMANCE Management For For
CRITERIA IN THE COMPANY'S 2010
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
CONGRUENCY OF CORPORATE VALUES AND
POLITICAL CONTRIBUTIONS.
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Page 14 of 48 01-Jul-2015
VOTE SUMMARY
KINDER MORGAN, INC.
SECURITY 49456B101 MEETING TYPE Annual
TICKER SYMBOL KMI MEETING DATE 07-May-2015
ISIN US49456B1017 AGENDA 934149813 - Management
RECORD DATE 10-Mar-2015 HOLDING RECON DATE 10-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 06-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1. DIRECTOR Management
1 RICHARD D. KINDER For For
2 STEVEN J. KEAN For For
3 TED A. GARDNER For For
4 ANTHONY W. HALL, JR. For For
5 GARY L. HULTQUIST For For
6 RONALD L. KUEHN, JR. For For
7 DEBORAH A. MACDONALD For For
8 MICHAEL J. MILLER For For
9 MICHAEL C. MORGAN For For
10 ARTHUR C. REICHSTETTER For For
11 FAYEZ SAROFIM For For
12 C. PARK SHAPER For For
13 WILLIAM A. SMITH For For
14 JOEL V. STAFF For For
15 ROBERT F. VAGT For For
16 PERRY M. WAUGHTAL For For
2. APPROVAL OF THE KINDER MORGAN, INC. Management For For
2015 AMENDED AND RESTATED STOCK
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED Management For For
ANNUAL INCENTIVE PLAN OF KINDER
MORGAN, INC.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
6. APPROVAL OF THE AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION OF
KINDER MORGAN, INC.
7. STOCKHOLDER PROPOSAL RELATING TO A Shareholder Against For
REPORT ON OUR COMPANY'S RESPONSE TO
CLIMATE CHANGE.
8. STOCKHOLDER PROPOSAL RELATING TO A Shareholder Against For
REPORT ON METHANE EMISSIONS.
9. STOCKHOLDER PROPOSAL RELATING TO AN Shareholder For Against
ANNUAL SUSTAINABILITY REPORT.
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Page 15 of 48 01-Jul-2015
VOTE SUMMARY
KANSAS CITY SOUTHERN
SECURITY 485170302 MEETING TYPE Annual
TICKER SYMBOL KSU MEETING DATE 07-May-2015
ISIN US4851703029 AGENDA 934162710 - Management
RECORD DATE 09-Mar-2015 HOLDING RECON DATE 09-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 06-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1.1 ELECTION OF DIRECTOR: LU M. CORDOVA Management For For
1.2 ELECTION OF DIRECTOR: THOMAS A. Management For For
MCDONNELL
2. RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY (NON-BINDING) VOTE APPROVING Management For For
THE 2014 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF A PROPOSAL TO REDUCE Shareholder Against For
OWNERSHIP PERCENTAGE NEEDED TO CALL A
SPECIAL STOCKHOLDER MEETING.
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Page 16 of 48 01-Jul-2015
VOTE SUMMARY
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY 039483102 MEETING TYPE Annual
TICKER SYMBOL ADM MEETING DATE 07-May-2015
ISIN US0394831020 AGENDA 934163041 - Management
RECORD DATE 12-Mar-2015 HOLDING RECON DATE 12-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 06-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Management For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Management For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Management For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Management For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Management For For
1F. ELECTION OF DIRECTOR: J.R. LUCIANO Management For For
1G. ELECTION OF DIRECTOR: A. MACIEL Management For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Management For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Management For For
1J. ELECTION OF DIRECTOR: F. SANCHEZ Management For For
1K. ELECTION OF DIRECTOR: D. SHIH Management For For
1L. ELECTION OF DIRECTOR: K.R. WESTBROOK Management For For
1M. ELECTION OF DIRECTOR: P.A. WOERTZ Management For For
2. RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2015.
3. ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
4. REAPPROVE THE MATERIAL TERMS OF Management For For
INCENTIVE COMPENSATION PLAN FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shareholder Against For
INDEPENDENT BOARD CHAIRMAN.
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Page 17 of 48 01-Jul-2015
VOTE SUMMARY
DUNKIN' BRANDS GROUP, INC
SECURITY 265504100 MEETING TYPE Annual
TICKER SYMBOL DNKN MEETING DATE 12-May-2015
ISIN US2655041000 AGENDA 934150462 - Management
RECORD DATE 18-Mar-2015 HOLDING RECON DATE 18-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1. DIRECTOR Management
1 SANDRA HORBACH For For
2 MARK NUNNELLY For For
3 CARL SPARKS For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management For For
COMPENSATION PAID BY DUNKIN' BRANDS
TO ITS NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS DUNKIN' BRANDS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR ENDING
DECEMBER 26, 2015
4. TO APPROVE THE DUNKIN' BRANDS GROUP, Management For For
INC. 2015 OMNIBUS LONG-TERM INCENTIVE
PLAN
5. TO APPROVE THE DUNKIN' BRANDS GROUP, Management For For
INC. EMPLOYEE STOCK PURCHASE PLAN
6. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
CAGE-FREE EGGS
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Page 18 of 48 01-Jul-2015
VOTE SUMMARY
CIT GROUP INC.
SECURITY 125581801 MEETING TYPE Annual
TICKER SYMBOL CIT MEETING DATE 12-May-2015
ISIN US1255818015 AGENDA 934160324 - Management
RECORD DATE 16-Mar-2015 HOLDING RECON DATE 16-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 11-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: JOHN A. THAIN Management For For
1B. ELECTION OF DIRECTOR: ELLEN R. ALEMANY Management For For
1C. ELECTION OF DIRECTOR: MICHAEL J. Management For For
EMBLER
1D. ELECTION OF DIRECTOR: WILLIAM M. Management For For
FREEMAN
1E. ELECTION OF DIRECTOR: DAVID M. MOFFETT Management For For
1F. ELECTION OF DIRECTOR: R. BRAD OATES Management For For
1G. ELECTION OF DIRECTOR: MARIANNE MILLER Management For For
PARRS
1H. ELECTION OF DIRECTOR: GERALD ROSENFELD Management For For
1I. ELECTION OF DIRECTOR: JOHN R. RYAN Management For For
1J. ELECTION OF DIRECTOR: SHEILA A. STAMPS Management For For
1K. ELECTION OF DIRECTOR: SEYMOUR Management For For
STERNBERG
1L. ELECTION OF DIRECTOR: PETER J. TOBIN Management For For
1M. ELECTION OF DIRECTOR: LAURA S. UNGER Management For For
2. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND EXTERNAL AUDITORS
FOR 2015.
3. TO RECOMMEND, BY NON-BINDING VOTE, Management For For
THE COMPENSATION OF CIT'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE CIT GROUP INC. 2015 Management For For
EXECUTIVE INCENTIVE PLAN.
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Page 19 of 48 01-Jul-2015
VOTE SUMMARY
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Contested-Annual
TICKER SYMBOL DD MEETING DATE 13-May-2015
ISIN US2635341090 AGENDA 934154092 - Management
RECORD DATE 17-Mar-2015 HOLDING RECON DATE 17-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ ---- -----------
1. DIRECTOR Management
1 LAMBERTO ANDREOTTI
2 EDWARD D. BREEN
3 ROBERT A. BROWN
4 ALEXANDER M. CUTLER
5 ELEUTHERE I. DU PONT
6 JAMES L. GALLOGLY
7 MARILLYN A. HEWSON
8 LOIS D. JULIBER
9 ELLEN J. KULLMAN
10 ULF M. SCHNEIDER
11 LEE M. THOMAS
12 PATRICK J. WARD
2. ON RATIFICATION OF INDEPENDENT Management
REGISTERED PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, Management
EXECUTIVE COMPENSATION
4. ON LOBBYING Shareholder
5. ON GROWER COMPLIANCE Shareholder
6. ON PLANT CLOSURES Shareholder
7. ON REPEALING CERTAIN AMENDMENTS TO Shareholder
THE BYLAWS ADOPTED BY THE BOARD
WITHOUT STOCKHOLDER APPROVAL
-------------------------------------------------------------------------------
Page 20 of 48 01-Jul-2015
VOTE SUMMARY
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Contested-Annual
TICKER SYMBOL DD MEETING DATE 13-May-2015
ISIN US2635341090 AGENDA 934155955 - Opposition
RECORD DATE 17-Mar-2015 HOLDING RECON DATE 17-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ----------- --------- -----------
1 DIRECTOR Management
1 NELSON PELTZ For For
2 JOHN H. MYERS Withheld Against
3 ARTHUR B. WINKLEBLACK Withheld Against
4 ROBERT J. ZATTA Withheld Against
5 MGT NOM: L. ANDREOTTI For For
6 MGT NOM: E.D. BREEN For For
7 MGT NOM: E.I. DU PONT For For
8 MGT NOM: J.L. GALLOGLY For For
9 MGT NOM: M.A. HEWSON For For
10 MGT NOM: E.J. KULLMAN For For
11 MGT NOM: U.M. SCHNEIDER For For
12 MGT NOM: P.J. WARD For For
2 ON RATIFICATION OF INDEPENDENT Management For
REGISTERED PUBLIC ACCOUNTING FIRM
3 TO APPROVE, BY ADVISORY VOTE, Management For
EXECUTIVE COMPENSATION
4 ON LOBBYING Management Against
5 ON GROWER COMPLIANCE Management Against
6 ON PLANT CLOSURE Management Against
7 TO REPEAL EACH PROVISION OR AMENDMENT Management For For
OF THE BYLAWS OF THE COMPANY ADOPTED
BY THE BOARD OF DIRECTORS OF THE
COMPANY (AND NOT BY THE COMPANY'S
STOCKHOLDERS) SUBSEQUENT TO
AUGUST 12, 2013 AND PRIOR TO THE
APPROVAL OF THIS RESOLUTION.
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Page 21 of 48 01-Jul-2015
VOTE SUMMARY
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874784 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 13-May-2015
ISIN US0268747849 AGENDA 934157226 - Management
RECORD DATE 18-Mar-2015 HOLDING RECON DATE 18-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1B. ELECTION OF DIRECTOR: PETER R. FISHER Management For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Management For For
1D. ELECTION OF DIRECTOR: PETER D. HANCOCK Management For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Management For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Management For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Management For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Management For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Management For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1K. ELECTION OF DIRECTOR: RONALD A. Management For For
RITTENMEYER
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Management For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Management For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Management For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Management For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
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Page 22 of 48 01-Jul-2015
VOTE SUMMARY
SOUTHWEST AIRLINES CO.
SECURITY 844741108 MEETING TYPE Annual
TICKER SYMBOL LUV MEETING DATE 13-May-2015
ISIN US8447411088 AGENDA 934174486 - Management
RECORD DATE 17-Mar-2015 HOLDING RECON DATE 17-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 12-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Management For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Management For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Management For For
1D. ELECTION OF DIRECTOR: WILLIAM H. Management For For
CUNNINGHAM
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Management For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Management For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Management For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Management For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Management For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Management For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Management For For
OFFICER COMPENSATION.
3. APPROVAL OF THE SOUTHWEST AIRLINES CO. Management For For
AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
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Page 23 of 48 01-Jul-2015
VOTE SUMMARY
VENTAS, INC.
SECURITY 92276F100 MEETING TYPE Annual
TICKER SYMBOL VTR MEETING DATE 14-May-2015
ISIN US92276F1003 AGENDA 934159903 - Management
RECORD DATE 18-Mar-2015 HOLDING RECON DATE 18-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 13-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: MELODY C. BARNES Management For For
1B. ELECTION OF DIRECTOR: DEBRA A. CAFARO Management For For
1C. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Management For For
1D. ELECTION OF DIRECTOR: RONALD G. GEARY Management For For
1E. ELECTION OF DIRECTOR: JAY M. GELLERT Management For For
1F. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Management For For
1G. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Management For For
1H. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Management For For
1I. ELECTION OF DIRECTOR: ROBERT D. REED Management For For
1J. ELECTION OF DIRECTOR: GLENN J. RUFRANO Management For For
1K. ELECTION OF DIRECTOR: JAMES D. SHELTON Management For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION.
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Page 24 of 48 01-Jul-2015
VOTE SUMMARY
RANGE RESOURCES CORPORATION
SECURITY 75281A109 MEETING TYPE Annual
TICKER SYMBOL RRC MEETING DATE 19-May-2015
ISIN US75281A1097 AGENDA 934167342 - Management
RECORD DATE 27-Mar-2015 HOLDING RECON DATE 27-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 18-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------- ------------ ---- -----------
1A. ELECTION OF DIRECTOR: ANTHONY V. DUB Management For For
1B. ELECTION OF DIRECTOR: V. RICHARD EALES Management For For
1C. ELECTION OF DIRECTOR: ALLEN FINKELSON Management For For
1D. ELECTION OF DIRECTOR: JAMES M. FUNK Management For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER A. Management For For
HELMS
1F. ELECTION OF DIRECTOR: JONATHAN S. LINKER Management For For
1G. ELECTION OF DIRECTOR: MARY RALPH LOWE Management For For
1H. ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Management For For
1I. ELECTION OF DIRECTOR: JOHN H. PINKERTON Management For For
1J. ELECTION OF DIRECTOR: JEFFREY L. VENTURA Management For For
2. A PROPOSAL TO APPROVE THE COMPENSATION Management For For
PHILOSOPHY, POLICIES AND PROCEDURES
DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM AS OF AND FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
4. STOCKHOLDER PROPOSAL - REQUESTING Shareholder For Against
ADOPTION OF A PROXY ACCESS BYLAW.
-------------------------------------------------------------------------------
Page 25 of 48 01-Jul-2015
VOTE SUMMARY
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 19-May-2015
ISIN US6174464486 AGENDA 934169776 - Management
RECORD DATE 23-Mar-2015 HOLDING RECON DATE 23-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 18-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: ERSKINE B. Management For For
BOWLES
1B. ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1C. ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1D. ELECTION OF DIRECTOR: ROBERT H. HERZ Management For For
1E. ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For
1F. ELECTION OF DIRECTOR: JAMI MISCIK Management For For
1G. ELECTION OF DIRECTOR: DONALD T. Management For For
NICOLAISEN
1H. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1I. ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1J. ELECTION OF DIRECTOR: RYOSUKE Management For For
TAMAKOSHI
1K. ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For
1L. ELECTION OF DIRECTOR: PERRY M. Management For For
TRAQUINA
1M. ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
1N. ELECTION OF DIRECTOR: RAYFORD Management For For
WILKINS, JR.
2. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF Management Against Against
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
4. TO APPROVE THE AMENDMENT OF THE 2007 Management For For
EQUITY INCENTIVE COMPENSATION PLAN TO
INCREASE SHARES AVAILABLE FOR GRANT
5. SHAREHOLDER PROPOSAL REGARDING A Shareholder Against For
REPORT ON LOBBYING
6. SHAREHOLDER PROPOSAL REGARDING A Shareholder Against For
VOTE-COUNTING BYLAW CHANGE
7. SHAREHOLDER PROPOSAL REGARDING A Shareholder Against For
REPORT ON GOVERNMENT SERVICE VESTING
-------------------------------------------------------------------------------
Page 26 of 48 01-Jul-2015
VOTE SUMMARY
ANN INC.
SECURITY 035623107 MEETING TYPE Annual
TICKER SYMBOL ANN MEETING DATE 20-May-2015
ISIN US0356231078 AGENDA 934172684 - Management
RECORD DATE 25-Mar-2015 HOLDING RECON DATE 25-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 19-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: JAMES J. BURKE, Management For For
JR.
1B. ELECTION OF DIRECTOR: RONALD W. Management For For
HOVSEPIAN
1C. ELECTION OF DIRECTOR: LINDA HUETT Management For For
1D. ELECTION OF DIRECTOR: KAY KRILL Management For For
1E. ELECTION OF DIRECTOR: STACEY RAUCH Management For For
2. TO APPROVE, BY NON-BINDING, ADVISORY Management Against Against
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
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Page 27 of 48 01-Jul-2015
VOTE SUMMARY
CME GROUP INC.
SECURITY 12572Q105 MEETING TYPE Annual
TICKER SYMBOL CME MEETING DATE 20-May-2015
ISIN US12572Q1058 AGENDA 934177444 - Management
RECORD DATE 24-Mar-2015 HOLDING RECON DATE 24-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 19-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- --------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Management For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Management For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. Management For For
BITSBERGER
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Management For For
1E. ELECTION OF DIRECTOR: DENNIS H. Management For For
CHOOKASZIAN
1F. ELECTION OF DIRECTOR: ANA DUTRA Management For For
1G. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Management For For
1H. ELECTION OF DIRECTOR: LARRY G. GERDES Management For For
1I. ELECTION OF DIRECTOR: DANIEL R. Management For For
GLICKMAN
1J. ELECTION OF DIRECTOR: J. DENNIS HASTERT Management For For
1K. ELECTION OF DIRECTOR: LEO MELAMED Management For For
1L. ELECTION OF DIRECTOR: WILLIAM P. Management For For
MILLER II
1M. ELECTION OF DIRECTOR: JAMES E. OLIFF Management For For
1N. ELECTION OF DIRECTOR: EDEMIR PINTO Management For For
1O. ELECTION OF DIRECTOR: ALEX J. POLLOCK Management For For
1P. ELECTION OF DIRECTOR: JOHN F. SANDNER Management For For
1Q. ELECTION OF DIRECTOR: TERRY L. SAVAGE Management For For
1R. ELECTION OF DIRECTOR: WILLIAM R. Management For For
SHEPARD
1S. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015.
3. ADVISORY VOTE ON THE COMPENSATION OF Management For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF AN Management Against Against
AMENDMENT TO OUR TENTH AMENDED AND
RESTATED BYLAWS TO ADOPT DELAWARE AS
THE EXCLUSIVE FORUM FOR CERTAIN LEGAL
ACTIONS.
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Page 28 of 48 01-Jul-2015
VOTE SUMMARY
TRIBUNE MEDIA COMPANY
SECURITY 896047503 MEETING TYPE Annual
TICKER SYMBOL TRCO MEETING DATE 20-May-2015
ISIN US8960475031 AGENDA 934201168 - Management
RECORD DATE 15-Apr-2015 HOLDING RECON DATE 15-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 19-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ----------- -------- -----------
1. DIRECTOR Management
1 MICHAEL KREGER For For
2 PETER LIGUORI For For
2. ADVISORY VOTE APPROVING EXECUTIVE Management Against Against
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year For
FUTURE ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL
YEAR.
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Page 29 of 48 01-Jul-2015
VOTE SUMMARY
NEXTERA ENERGY, INC.
SECURITY 65339F101 MEETING TYPE Annual
TICKER SYMBOL NEE MEETING DATE 21-May-2015
ISIN US65339F1012 AGENDA 934163306 - Management
RECORD DATE 24-Mar-2015 HOLDING RECON DATE 24-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------------ ----------- ---- -----------
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Management For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Management For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Management For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Management For For
1E. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Management For For
1F. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Management For For
1G. ELECTION OF DIRECTOR: TONI JENNINGS Management For For
1H. ELECTION OF DIRECTOR: AMY B. LANE Management For For
1I. ELECTION OF DIRECTOR: JAMES L. ROBO Management For For
1J. ELECTION OF DIRECTOR: RUDY E. SCHUPP Management For For
1K. ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For For
1L. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
1M. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Management For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS NEXTERA ENERGY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, Management For For
OF NEXTERA ENERGY'S COMPENSATION OF ITS
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT
4. APPROVAL OF AMENDMENT TO ARTICLE IV OF Management For For
THE RESTATED ARTICLES OF INCORPORATION
(THE "CHARTER") TO ELIMINATE
SUPERMAJORITY VOTE REQUIREMENT FOR
SHAREHOLDER REMOVAL OF A DIRECTOR
5. APPROVAL OF AMENDMENT TO ELIMINATE Management For For
ARTICLE VI OF THE CHARTER, WHICH INCLUDES
SUPERMAJORITY VOTE REQUIREMENTS REGARDING
BUSINESS COMBINATIONS WITH INTERESTED
SHAREHOLDERS
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Page 30 of 48 01-Jul-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
6. APPROVAL OF AMENDMENT TO ARTICLE VII Management For For
OF THE CHARTER TO ELIMINATE THE
SUPERMAJORITY VOTE REQUIREMENT, AND
PROVIDE THAT THE VOTE REQUIRED IS A
MAJORITY OF OUTSTANDING SHARES, FOR
SHAREHOLDER APPROVAL OF CERTAIN
AMENDMENTS TO THE CHARTER, ANY
AMENDMENTS TO THE BYLAWS OR THE
ADOPTION OF ANY NEW BYLAWS AND
ELIMINATE AN EXCEPTION TO THE
REQUIRED VOTE
7. APPROVAL OF AMENDMENT TO ARTICLE IV Management For For
OF THE CHARTER TO ELIMINATE THE "FOR
CAUSE" REQUIREMENT FOR SHAREHOLDER
REMOVAL OF A DIRECTOR
8. APPROVAL OF AMENDMENT TO ARTICLE V OF Management Against Against
THE CHARTER TO LOWER THE MINIMUM
SHARE OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO CALL A SPECIAL
MEETING OF SHAREHOLDERS FROM A
MAJORITY TO 20% OF OUTSTANDING SHARES
9. SHAREHOLDER PROPOSAL - POLITICAL Shareholder Against For
CONTRIBUTION DISCLOSURE - REQUIRE
SEMIANNUAL REPORT DISCLOSING
POLITICAL CONTRIBUTION POLICIES AND
EXPENDITURES
10. SHAREHOLDER PROPOSAL - SPECIAL Shareholder For Against
SHAREOWNER MEETINGS - REDUCE
THRESHOLD TO CALL A SPECIAL MEETING
OF SHAREHOLDERS TO 10% OF OUTSTANDING
SHARES
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Page 31 of 48 01-Jul-2015
VOTE SUMMARY
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 21-May-2015
ISIN US4370761029 AGENDA 934163584 - Management
RECORD DATE 23-Mar-2015 HOLDING RECON DATE 23-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1B. ELECTION OF DIRECTOR: GREGORY D. Management For For
BRENNEMAN
1C. ELECTION OF DIRECTOR: J. FRANK BROWN Management For For
1D. ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1E. ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1F. ELECTION OF DIRECTOR: HELENA B. Management For For
FOULKES
1G. ELECTION OF DIRECTOR: WAYNE M. HEWETT Management For For
1H. ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
1I. ELECTION OF DIRECTOR: CRAIG A. MENEAR Management For For
1J. ELECTION OF DIRECTOR: MARK VADON Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
KPMG LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
INDEPENDENT CHAIRMAN OF THE BOARD
5. SHAREHOLDER PROPOSAL REGARDING Shareholder For Against
SPECIAL SHAREHOLDER MEETINGS
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Page 32 of 48 01-Jul-2015
VOTE SUMMARY
FLOWSERVE CORPORATION
SECURITY 34354P105 MEETING TYPE Annual
TICKER SYMBOL FLS MEETING DATE 21-May-2015
ISIN US34354P1057 AGENDA 934175010 - Management
RECORD DATE 26-Mar-2015 HOLDING RECON DATE 26-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ ---- -----------
1. DIRECTOR Management
1 MARK A. BLINN For For
2 LEIF E. DARNER For For
3 GAYLA J. DELLY For For
4 LYNN L. ELSENHANS For For
5 ROGER L. FIX For For
6 JOHN R. FRIEDERY For For
7 JOE E. HARLAN For For
8 RICK J. MILLS For For
9 CHARLES M. RAMPACEK For For
10 DAVID E. ROBERTS For For
11 WILLIAM C. RUSNACK For For
2. ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION.
3. RE-APPROVE THE PERFORMANCE GOALS Management For For
INCLUDED IN THE FLOWSERVE CORPORATION
EQUITY AND INCENTIVE COMPENSATION
PLAN.
4. RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP TO SERVE
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015.
5. A SHAREHOLDER PROPOSAL REQUESTING THE Shareholder For Against
BOARD OF DIRECTORS TAKE ACTION TO
PERMIT SHAREHOLDER ACTION BY WRITTEN
CONSENT.
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Page 33 of 48 01-Jul-2015
VOTE SUMMARY
VERISIGN, INC.
SECURITY 92343E102 MEETING TYPE Annual
TICKER SYMBOL VRSN MEETING DATE 21-May-2015
ISIN US92343E1029 AGENDA 934175666 - Management
RECORD DATE 27-Mar-2015 HOLDING RECON DATE 27-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 20-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ---------------------------------------- ------------ ---- -----------
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Management For For
1B. ELECTION OF DIRECTOR: WILLIAM L. Management For For
CHENEVICH
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Management For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Management For For
1E. ELECTION OF DIRECTOR: ROGER H. MOORE Management For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Management For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Management For For
2. TO APPROVE VERISIGN, INC.'S ANNUAL Management For For
INCENTIVE COMPENSATION PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Management For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2015.
5. TO VOTE, ON AN ADVISORY BASIS, ON A Shareholder For Against
STOCKHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING
THAT THE BOARD TAKE STEPS TO PERMIT
STOCKHOLDER ACTION BY WRITTEN CONSENT.
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Page 34 of 48 01-Jul-2015
VOTE SUMMARY
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 26-May-2015
ISIN US58933Y1055 AGENDA 934177393 - Management
RECORD DATE 31-Mar-2015 HOLDING RECON DATE 31-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 22-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C. ELECTION OF DIRECTOR: KENNETH C. Management For For
FRAZIER
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1E. ELECTION OF DIRECTOR: WILLIAM B. Management For For
HARRISON JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. Management For For
LAZARUS
1H. ELECTION OF DIRECTOR: CARLOS E. Management For For
REPRESAS
1I. ELECTION OF DIRECTOR: PATRICIA F. Management For For
RUSSO
1J. ELECTION OF DIRECTOR: CRAIG B. Management For For
THOMPSON
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
4. PROPOSAL TO AMEND AND RESTATE THE Management For For
2010 INCENTIVE STOCK PLAN.
5. PROPOSAL TO AMEND AND RESTATE THE Management For For
EXECUTIVE INCENTIVE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING Shareholder For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
7. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
ACCELERATED VESTING OF EQUITY AWARDS.
-------------------------------------------------------------------------------
Page 35 of 48 01-Jul-2015
VOTE SUMMARY
THE BOSTON BEER COMPANY, INC.
SECURITY 100557107 MEETING TYPE Annual
TICKER SYMBOL SAM MEETING DATE 27-May-2015
ISIN US1005571070 AGENDA 934167657 - Management
RECORD DATE 30-Mar-2015 HOLDING RECON DATE 30-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1 DIRECTOR Management
1 DAVID A. BURWICK For For
2 PEARSON C. CUMMIN III For For
3 JEAN-MICHEL VALETTE For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Management For For
OUR EXECUTIVE OFFICERS' COMPENSATION.
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Page 36 of 48 01-Jul-2015
VOTE SUMMARY
VMWARE, INC.
SECURITY 928563402 MEETING TYPE Annual
TICKER SYMBOL VMW MEETING DATE 27-May-2015
ISIN US9285634021 AGENDA 934184817 - Management
RECORD DATE 31-Mar-2015 HOLDING RECON DATE 31-Mar-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 26-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
2. TO APPROVE, ON AN ADVISORY BASIS, THE Management For For
COMPENSATION OF VMWARE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF VMWARE'S BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
4. TO APPROVE AN AMENDMENT TO THE AMENDED Management For For
AND RESTATED 2007 EQUITY AND INCENTIVE
PLAN.
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Page 37 of 48 01-Jul-2015
VOTE SUMMARY
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 28-May-2015
ISIN US7551115071 AGENDA 934200572 - Management
RECORD DATE 07-Apr-2015 HOLDING RECON DATE 07-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 27-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: TRACY A. Management For For
ATKINSON
1B. ELECTION OF DIRECTOR: JAMES E. Management For For
CARTWRIGHT
1C. ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1D. ELECTION OF DIRECTOR: STEPHEN J. Management For For
HADLEY
1E. ELECTION OF DIRECTOR: THOMAS A. Management For For
KENNEDY
1F. ELECTION OF DIRECTOR: LETITIA A. LONG Management For For
1G. ELECTION OF DIRECTOR: GEORGE R. OLIVER Management For For
1H. ELECTION OF DIRECTOR: MICHAEL C. Management For For
RUETTGERS
1I. ELECTION OF DIRECTOR: RONALD L. SKATES Management For For
1J. ELECTION OF DIRECTOR: WILLIAM R. Management For For
SPIVEY
2. ADVISORY VOTE ON EXECUTIVE Management For For
COMPENSATION
3. APPROVAL OF RAYTHEON COMPANY 2010 Management For For
STOCK PLAN FOR IRC SECTION 162 (M)
PURPOSES
4. RATIFICATION OF INDEPENDENT AUDITORS Management For For
5. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
LOBBYING ACTIVITIES
6. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
POLITICAL EXPENDITURES
7. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
INDEPENDENT BOARD CHAIRMAN
-------------------------------------------------------------------------------
Page 38 of 48 01-Jul-2015
VOTE SUMMARY
NXP SEMICONDUCTORS NV.
SECURITY N6596X109 MEETING TYPE Annual
TICKER SYMBOL NXPI MEETING DATE 02-Jun-2015
ISIN NL0009538784 AGENDA 934222566 - Management
RECORD DATE 05-May-2015 HOLDING RECON DATE 05-May-2015
CITY / COUNTRY / Netherlands VOTE DEADLINE DATE 29-May-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
2C. ADOPTION OF THE 2014 STATUTORY ANNUAL Management For For
ACCOUNTS
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Management For For
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2014
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Management For For
CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 2, 2015
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Management For For
AND NON-EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 2, 2015
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. Management For For
HUTH AS NON-EXECUTIVE DIRECTOR WITH
EFFECT FROM JUNE 2, 2015
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Management For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH
EFFECT FROM JUNE 2, 2015
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES Management For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 2, 2015
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER Management For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 2, 2015
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Management For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 2, 2015
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE Management For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 2, 2015
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Management For For
AS NON-EXECUTIVE DIRECTOR EFFECT FROM
JUNE 2, 2015
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Management For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 2, 2015
4A. AUTHORIZATION OF THE BOARD OF DIRECTORS Management For For
TO ISSUE SHARES OR GRANT RIGHTS TO
ACQUIRE SHARES
4B. AUTHORIZATION OF THE BOARD OF DIRECTORS Management For For
TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS
5. AUTHORIZATION OF THE BOARD OF DIRECTORS Management For For
TO REPURCHASE SHARES IN THE COMPANY'S
CAPITAL
6. AUTHORIZATION TO CANCEL REPURCHASED Management For For
SHARES IN THE COMPANY'S CAPITAL
-------------------------------------------------------------------------------
Page 39 of 48 01-Jul-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
7. RE-APPOINTMENT OF KPMG ACCOUNTANTS N.V. Management For For
AS THE COMPANY'S EXTERNAL AUDITOR
-------------------------------------------------------------------------------
Page 40 of 48 01-Jul-2015
VOTE SUMMARY
CONCHO RESOURCES INC
SECURITY 20605P101 MEETING TYPE Annual
TICKER SYMBOL CXO MEETING DATE 04-Jun-2015
ISIN US20605P1012 AGENDA 934202499 - Management
RECORD DATE 06-Apr-2015 HOLDING RECON DATE 06-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 03-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 STEVEN L. BEAL For For
2 TUCKER S. BRIDWELL For For
3 MARK B. PUCKETT For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. APPROVAL OF THE CONCHO RESOURCES INC. Management For For
2015 STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Management For For
OFFICER COMPENSATION ("SAY-ON-PAY").
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Page 41 of 48 01-Jul-2015
VOTE SUMMARY
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 05-Jun-2015
ISIN US9311421039 AGENDA 934195860 - Management
RECORD DATE 10-Apr-2015 HOLDING RECON DATE 10-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ------------ -------- -----------
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, Management For For
JR.
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Management For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Management For For
1G. ELECTION OF DIRECTOR: THOMAS W. HORTON Management For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Management For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS Management For For
MCMILLON
1J. ELECTION OF DIRECTOR: GREGORY B. Management For For
PENNER
1K. ELECTION OF DIRECTOR: STEVEN S Management For For
REINEMUND
1L. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Management For For
1M. ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1N. ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1O. ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED Management For For
EXECUTIVE OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Management For For
STOCK INCENTIVE PLAN OF 2015
5. REQUEST FOR ANNUAL REPORT ON Shareholder For Against
RECOUPMENT OF EXECUTIVE PAY
6. PROXY ACCESS FOR SHAREHOLDERS Shareholder Against For
7. REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against For
FROM INTERNATIONAL MARINE SHIPPING
8. REQUEST FOR ANNUAL REPORT REGARDING Shareholder Against For
INCENTIVE COMPENSATION PLANS
9. INDEPENDENT CHAIRMAN POLICY Shareholder Against For
-------------------------------------------------------------------------------
Page 42 of 48 01-Jul-2015
VOTE SUMMARY
ACTAVIS PLC
SECURITY G0083B108 MEETING TYPE Annual
TICKER SYMBOL ACT MEETING DATE 05-Jun-2015
ISIN IE00BD1NQJ95 AGENDA 934199286 - Management
RECORD DATE 10-Apr-2015 HOLDING RECON DATE 10-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 04-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- -------------------------------------- ----------- -------- -----------
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Management For For
1B. ELECTION OF DIRECTOR: NESLI BASGOZ, Management For For
M.D.
1C. ELECTION OF DIRECTOR: JAMES H. BLOEM Management For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER W. Management For For
BODINE
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. Management For For
COUGHLIN
1F. ELECTION OF DIRECTOR: MICHAEL R. Management For For
GALLAGHER
1G. ELECTION OF DIRECTOR: CATHERINE M. Management For For
KLEMA
1H. ELECTION OF DIRECTOR: PETER J. Management For For
MCDONNELL, M.D.
1I. ELECTION OF DIRECTOR: PATRICK J. Management For For
O'SULLIVAN
1J. ELECTION OF DIRECTOR: BRENTON L. Management For For
SAUNDERS
1K. ELECTION OF DIRECTOR: RONALD R. TAYLOR Management For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Management For For
2. TO APPROVE, IN A NON-BINDING VOTE, Management Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY, IN A NON-BINDING VOTE, THE Management For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2015 AND TO AUTHORIZE, IN A BINDING
VOTE, THE BOARD OF DIRECTORS, ACTING
THROUGH THE AUDIT AND COMPLIANCE
COMMITTEE, TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION.
4. TO PASS A SPECIAL RESOLUTION TO Management For For
APPROVE, SUBJECT TO THE APPROVAL OF
THE REGISTRAR OF COMPANIES IN IRELAND,
THE CHANGE IN NAME OF THE COMPANY FROM
ACTAVIS PLC TO ALLERGAN PLC.
5. TO APPROVE THE AMENDED AND RESTATED Management For For
2013 INCENTIVE AWARD PLAN OF ACTAVIS
PLC.
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Page 43 of 48 01-Jul-2015
VOTE SUMMARY
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
6. TO VOTE ON A SHAREHOLDER PROPOSAL Shareholder For Against
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
7. TO VOTE ON A SHAREHOLDER PROPOSAL Shareholder Against For
REQUESTING THE COMPANY TO ADOPT SUCH
SHAREHOLDER'S POLICY REGARDING
EXECUTIVE STOCK RETENTION.
-------------------------------------------------------------------------------
Page 44 of 48 01-Jul-2015
VOTE SUMMARY
BIOGEN INC.
SECURITY 09062X103 MEETING TYPE Annual
TICKER SYMBOL BIIB MEETING DATE 10-Jun-2015
ISIN US09062X1037 AGENDA 934202956 - Management
RECORD DATE 15-Apr-2015 HOLDING RECON DATE 15-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 09-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Management For For
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Management For For
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Management For For
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Management For For
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Management For For
1F. ELECTION OF DIRECTOR: STELIOS Management For For
PAPADOPOULOS
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Management For For
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Management For For
1I. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Management For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Management For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Management For For
2. TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE ON Management For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
5. TO APPROVE AN AMENDMENT TO THE BIOGEN Management For For
INC. 2006 NON-EMPLOYEE DIRECTORS EQUITY
PLAN.
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Page 45 of 48 01-Jul-2015
VOTE SUMMARY
FACEBOOK INC.
SECURITY 30303M102 MEETING TYPE Annual
TICKER SYMBOL FB MEETING DATE 11-Jun-2015
ISIN US30303M1027 AGENDA 934204378 - Management
RECORD DATE 13-Apr-2015 HOLDING RECON DATE 13-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 10-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1. DIRECTOR Management
1 MARC L. ANDREESSEN For For
2 ERSKINE B. BOWLES For For
3 S.D. DESMOND-HELLMANN For For
4 REED HASTINGS For For
5 JAN KOUM For For
6 SHERYL K. SANDBERG For For
7 PETER A. THIEL For For
8 MARK ZUCKERBERG For For
2. TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS FACEBOOK, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015
3. TO RE-APPROVE THE INTERNAL REVENUE Management Against Against
CODE OF 1986, AS AMENDED, SECTION
162(M) LIMITS OF OUR 2012 EQUITY
INCENTIVE PLAN TO PRESERVE OUR
ABILITY TO RECEIVE CORPORATE INCOME
TAX DEDUCTIONS THAT MAY BECOME
AVAILABLE PURSUANT TO SECTION 162(M)
4. A STOCKHOLDER PROPOSAL REGARDING Shareholder For Against
CHANGE IN STOCKHOLDER VOTING
5. A STOCKHOLDER PROPOSAL REGARDING AN Shareholder For Against
ANNUAL SUSTAINABILITY REPORT
6. A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against For
HUMAN RIGHTS RISK ASSESSMENT
-------------------------------------------------------------------------------
Page 46 of 48 01-Jul-2015
VOTE SUMMARY
EQUITY COMMONWEALTH
SECURITY 294628102 MEETING TYPE Annual
TICKER SYMBOL EQC MEETING DATE 16-Jun-2015
ISIN US2946281027 AGENDA 934208910 - Management
RECORD DATE 20-Apr-2015 HOLDING RECON DATE 20-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 15-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ----------------------------------------- ----------- ---- -----------
1. DIRECTOR Management
1 SAM ZELL For For
2 JAMES S. CORL For For
3 MARTIN L. EDELMEN For For
4 EDWARD A. GLICKMAN For For
5 DAVID HELFAND For For
6 PETER LINNEMAN For For
7 JAMES L. LOZIER, JR. For For
8 MARY JANE ROBERTSON For For
9 KENNETH SHEA For For
10 GERALD A. SPECTOR For For
11 JAMES A. STAR For For
2. TO APPROVE THE EQUITY COMMONWEALTH 2015 Management For For
OMNIBUS INCENTIVE PLAN.
3. TO APPROVE, ON A NON-BINDING ADVISORY Management For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2015.
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Page 47 of 48 01-Jul-2015
VOTE SUMMARY
CELGENE CORPORATION
SECURITY 151020104 MEETING TYPE Annual
TICKER SYMBOL CELG MEETING DATE 17-Jun-2015
ISIN US1510201049 AGENDA 934208489 - Management
RECORD DATE 20-Apr-2015 HOLDING RECON DATE 20-Apr-2015
CITY / COUNTRY / United States VOTE DEADLINE DATE 16-Jun-2015
SEDOL(S) QUICK CODE
PROPOSED FOR/AGAINST
ITEM PROPOSAL BY VOTE MANAGEMENT
---- ------------------------------------- ------------ -------- -----------
1. DIRECTOR Management
1 ROBERT J. HUGIN For For
2 R.W. BARKER, D. PHIL. For For
3 MICHAEL W. BONNEY For For
4 MICHAEL D. CASEY For For
5 CARRIE S. COX For For
6 MICHAEL A. FRIEDMAN, MD For For
7 GILLA S. KAPLAN, PH.D. For For
8 JAMES J. LOUGHLIN For For
9 ERNEST MARIO, PH.D. For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2015.
3. APPROVAL OF AN AMENDMENT AND Management For For
RESTATEMENT OF THE COMPANY'S 2008
STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF Management For For
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN Shareholder Against For
MORE DETAIL IN THE PROXY STATEMENT.
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Page 48 of 48 01-Jul-2015
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 3Q-2014 PROXY VOTING RECORD
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED ACCOUNTS
DOMINION DIAMOND CORPORATION
SECURITY: 257287102 MEETING TYPE: Annual and Special Meeting
TICKER: DDC MEETING DATE: 16-Jul-2014
ISIN CA2572871028 VOTE DEADLINE DATE: 11-Jul-2014
AGENDA 934048706 Management TOTAL BALLOT SHARES: 17340
LAST VOTE DATE: 27-Jun-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 GRAHAM G. CLOW 2210 0 0 0
2 ROBERT A. GANNICOTT 2210 0 0 0
3 DANIEL JARVIS 2210 0 0 0
4 TOM KENNY 2210 0 0 0
5 M.L.S.DE SOUSA OLIVEIRA 2210 0 0 0
6 FIONA PERROTT-HUMPHREY 2210 0 0 0
7 CHUCK STRAHL 2210 0 0 0
2 FOR THE RE-APPOINTMENT OF KPMG LLP, CHARTERED For None 2210 0 0 0
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
TO AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS.
3 IN RESPECT OF THE APPROVAL OF THE CORPORATION'S For None 0 2210 0 0
APPROACH TO EXECUTIVE COMPENSATION, ALL AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
4 IN RESPECT OF THE CONFIRMATION AND RATIFICATION For None 2210 0 0 0
OF THE ADVANCE NOTICE BY-LAW OF THE CORPORATION
WHICH SETS OUT ADVANCE NOTICE REQUIREMENTS FOR
DIRECTOR NOMINATIONS, ALL AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
-------------------------------------------------------------------------------
Page 1 of 3 Friday, September 26, 2014
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 3Q-2014 PROXY VOTING RECORD
CIRRUS LOGIC, INC.
SECURITY: 172755100 MEETING TYPE: Annual
TICKER: CRUS MEETING DATE: 28-Jul-2014
ISIN US1727551004 VOTE DEADLINE DATE: 25-Jul-2014
AGENDA 934041790 Management TOTAL BALLOT SHARES: 25195
LAST VOTE DATE: 08-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 JOHN C. CARTER 3200 0 0 0
2 TIMOTHY R. DEHNE 3200 0 0 0
3 CHRISTINE KING 3200 0 0 0
4 JASON P. RHODE 3200 0 0 0
5 ALAN R. SCHUELE 3200 0 0 0
6 WILLIAM D. SHERMAN 0 0 3200 0
7 SUSAN WANG 3200 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG For None 3200 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 28, 2015.
3 ADVISORY VOTE TO APPROVE COMPENSATION OF THE For None 0 3200 0 0
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 APPROVAL OF THE AMENDMENT TO, AND THE RESTATEMENT For None 0 3200 0 0
OF, THE 2006 STOCK INCENTIVE PLAN.
5 APPROVAL OF MATERIAL TERMS OF THE 2006 STOCK For None 3200 0 0 0
INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR
PURPOSES OF COMPLYING WITH THE REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE.
-------------------------------------------------------------------------------
Page 2 of 3 Friday, September 26, 2014
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 3Q-2014 PROXY VOTING RECORD
TAKE-TWO INTERACTIVE SOFTWARE, INC.
SECURITY: 874054109 MEETING TYPE: Annual
TICKER: TTWO MEETING DATE: 16-Sep-2014
ISIN US8740541094 VOTE DEADLINE DATE: 15-Sep-2014
AGENDA 934062693 Management TOTAL BALLOT SHARES: 10475
LAST VOTE DATE: 28-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 STRAUSS ZELNICK 1500 0 0 0
2 ROBERT A. BOWMAN 1500 0 0 0
3 MICHAEL DORNEMANN 1500 0 0 0
4 J MOSES 1500 0 0 0
5 MICHAEL SHERESKY 1500 0 0 0
6 SUSAN TOLSON 1500 0 0 0
2 APPROVAL OF CERTAIN AMENDMENTS TO THE TAKE-TWO For None 0 1500 0 0
INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE
PLAN AND RE-APPROVAL OF THE PERFORMANCE GOALS
SPECIFIED THEREIN.
3 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE For None 0 1500 0 0
COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE
OFFICERS" AS DISCLOSED IN THE PROXY STATEMENT.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG For None 1500 0 0 0
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2015.
-------------------------------------------------------------------------------
Page 3 of 3 Friday, September 26, 2014
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 4Q-2014 PROXY VOTING RECORD
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED ACCOUNTS
CAL-MAINE FOODS, INC.
SECURITY: 128030202 MEETING TYPE: Annual
TICKER: CALM MEETING DATE: 03-Oct-2014
ISIN US1280302027 VOTE DEADLINE DATE: 02-Oct-2014
AGENDA 934074004 Management TOTAL BALLOT SHARES: 4825
LAST VOTE DATE: 19-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
1 DIRECTOR For None
1 ADOLPHUS B. BAKER 0 0 720 0
2 TIMOTHY A. DAWSON 0 0 720 0
3 LETITIA C. HUGHES 720 0 0 0
4 SHERMAN MILLER 720 0 0 0
5 JAMES E. POOLE 720 0 0 0
6 STEVE W. SANDERS 720 0 0 0
2 AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF For None 720 0 0 0
INCORPORATION TO INCREASE AUTHORIZED SHARES OF
COMMON STOCK AND CLASS A COMMON STOCK (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: For None 0 720 0 0
RESOLVED, THAT THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE DISCUSSED IS
HEREBY APPROVED
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE 1 YEAR 2 YEARS 3 YEARS ABSTAIN TAKE NO ACTION
---- --------------------------------------- -------------- ------------ ------ ------- ------- ------- --------------
4 ADVISORY VOTE ON THE FREQUENCY OF 3 Years None 720 0 0 0 0
FUTURE VOTES ON EXECUTIVE COMPENSATION
-------------------------------------------------------------------------------
Page 1 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 4Q-2014 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ---- ------- ------- --------------
5 RATIFICATION OF FROST, PLLC AS INDEPENDENT For None 720 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
-------------------------------------------------------------------------------
Page 2 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 4Q-2014 PROXY VOTING RECORD
CHIQUITA BRANDS INTERNATIONAL, INC.
SECURITY: 170032809 MEETING TYPE: Contested-Special
TICKER: CQB MEETING DATE: 24-Oct-2014
ISIN US1700328099 VOTE DEADLINE DATE: 23-Oct-2014
AGENDA 934071919 Opposition TOTAL BALLOT SHARES: 28810
LAST VOTE DATE: 24-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ADOPT THE TRANSACTION AGREEMENT, DATED MARCH 10, Against None 0 3820 0 0
2014, AMONG CHIQUITA BRANDS INTERNATIONAL, INC.,
FYFFES PLC, TWOMBLY ONE LIMITED (NOW KNOWN AS
CHIQUITAFYFFES LIMITED), CBII HOLDING CORPORATION
AND CHICAGO MERGER SUB, INC., AND APPROVE THE
MERGER.
2 APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Against None 0 3820 0 0
REDUCTION OF THE SHARE PREMIUM OF CHIQUITAFYFFES
TO ALLOW THE CREATION OF DISTRIBUTABLE RESERVES
OF CHIQUITAFYFFES WHICH ARE REQUIRED UNDER IRISH
LAW IN ORDER TO ALLOW CHIQUITAFYFFES TO MAKE
DISTRIBUTIONS AND TO PAY DIVIDENDS AND REPURCHASE
OR REDEEM SHARES FOLLOWING COMPLETION OF THE
COMBINATION.
3 APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Against None 0 3820 0 0
COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO
CHIQUITA'S NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATED TO THE PROPOSED
COMBINATION.
4 APPROVE THE AMENDED CHIQUITA STOCK AND INCENTIVE Against None 0 3820 0 0
PLAN.
5 APPROVE ANY MOTION TO ADJOURN THE CHIQUITA Against None 0 3820 0 0
SPECIAL MEETING, (OTHER THAN THE CUTRALE-SAFRA
NEGOTIATION PROPOSAL AS DESCRIBED IN PROPOSAL 6).
6 APPROVE ANY MOTION MADE BY CUTRALE-SAFRA TO For None 3820 0 0 0
ADJOURN THE CHIQUITA SPECIAL MEETING, OR ANY
ADJOURNMENTS THEREOF.
-------------------------------------------------------------------------------
Page 3 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 4Q-2014 PROXY VOTING RECORD
ENERGY XXI (BERMUDA) LIMITED
SECURITY: G10082140 MEETING TYPE: Annual
TICKER: EXXI MEETING DATE: 04-Nov-2014
ISIN BMG100821401 VOTE DEADLINE DATE: 03-Nov-2014
AGENDA 934086946 Management TOTAL BALLOT SHARES: 9900
LAST VOTE DATE: 21-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 JOHN D. SCHILLER, JR. 1260 0 0 0
2 WILLIAM COLVIN 1260 0 0 0
2 TO APPROVE THE CORPORATE NAME CHANGE For None 1260 0 0 0
3 TO APPROVE THE AIM ADMISSION CANCELLATION For None 1260 0 0 0
4 TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE For None 0 1260 0 0
COMPENSATION PROVIDED TO THE NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY STATEMENT
5 TO RATIFY THE APPOINTMENT OF UHY LLP AS OUR For None 1260 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2015
-------------------------------------------------------------------------------
Page 4 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL SMALL CAP MUTUAL FUND (SSMIX) 4Q-2014 PROXY VOTING RECORD
II-VI INCORPORATED
SECURITY: 902104108 MEETING TYPE: Annual
TICKER: IIVI MEETING DATE: 07-Nov-2014
ISIN US9021041085 VOTE DEADLINE DATE: 06-Nov-2014
AGENDA 934078141 Management TOTAL BALLOT SHARES: 10180
LAST VOTE DATE: 21-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: THOMAS E. MISTLER For None 1160 0 0 0
2 ELECTION OF DIRECTOR: JOSEPH J. CORASANTI For None 1160 0 0 0
3 NON-BINDING ADVISORY VOTE TO APPROVE THE For None 0 1160 0 0
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS FOR FISCAL YEAR 2014
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE For None 1160 0 0 0
II-VI INCORPORATED 2012 OMNIBUS INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT
5 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION For None 1160 0 0 0
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2015
-------------------------------------------------------------------------------
Page 5 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 3Q-2014 PROXY VOTING RECORD
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED ACCOUNTS
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
SECURITY: 881624209 MEETING TYPE: Annual
TICKER: TEVA MEETING DATE: 30-Jul-2014
ISIN US8816242098 VOTE DEADLINE DATE: 23-Jul-2014
AGENDA 934055422 Management TOTAL BALLOT SHARES: 281725
LAST VOTE DATE: 18-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPOINT DAN PROPPER AS DIRECTOR, TO SERVE For Abstain 54705 0 0 0
UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
2 TO APPOINT ORY SLONIM AS DIRECTOR, TO SERVE UNTIL For Abstain 0 54705 0 0
THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
3 TO APPOINT MR. JOSEPH (YOSSI) NITZANI TO SERVE AS For Abstain 0 54705 0 0
A STATUTORY INDEPENDENT DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS, FOLLOWING THE
EXPIRATION OF HIS SECOND TERM OF SERVICE ON
SEPTEMBER 25, 2014, AND TO APPROVE HIS
REMUNERATION AND BENEFITS.
4 TO APPOINT MR. JEAN-MICHEL HALFON TO SERVE AS A For Abstain 54705 0 0 0
STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF
THREE YEARS, COMMENCING FOLLOWING MEETING, AND TO
APPROVE HIS REMUNERATION & BENEFITS.
5 TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES FOR For Abstain 54705 0 0 0
THE COMPANY'S PRESIDENT & CHIEF EXECUTIVE OFFICER
FOR 2014 AND GOING FORWARD.
6 TO APPROVE ANNUAL EQUITY AWARDS FOR THE COMPANY'S For Abstain 0 54705 0 0
PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR EACH
YEAR COMMENCING IN 2015.
-------------------------------------------------------------------------------
Page 1 of 5 Friday, September 26, 2014
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 3Q-2014 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
7 TO APPROVE THE PURCHASE OF DIRECTORS' AND For Abstain 0 54705 0 0
OFFICERS' LIABILITY INSURANCE WITH ANNUAL
COVERAGE OF UP TO $600 MILLION.
8 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF For Abstain 54705 0 0 0
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2015 ANNUAL MEETING OF
SHAREHOLDERS.
-------------------------------------------------------------------------------
Page 2 of 5 Friday, September 26, 2014
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 3Q-2014 PROXY VOTING RECORD
CONAGRA FOODS, INC.
SECURITY: 205887102 MEETING TYPE: Annual
TICKER: CAG MEETING DATE: 19-Sep-2014
ISIN US2058871029 VOTE DEADLINE DATE: 18-Sep-2014
AGENDA 934063708 Management TOTAL BALLOT SHARES: 314010
LAST VOTE DATE: 02-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 MOGENS C. BAY 64920 0 0 0
2 THOMAS K. BROWN 64920 0 0 0
3 STEPHEN G. BUTLER 64920 0 0 0
4 STEVEN F. GOLDSTONE 64920 0 0 0
5 JOIE A. GREGOR 64920 0 0 0
6 RAJIVE JOHRI 64920 0 0 0
7 W.G. JURGENSEN 64920 0 0 0
8 RICHARD H. LENNY 64920 0 0 0
9 RUTH ANN MARSHALL 64920 0 0 0
10 GARY M. RODKIN 64920 0 0 0
11 ANDREW J. SCHINDLER 64920 0 0 0
12 KENNETH E. STINSON 64920 0 0 0
2 APPROVAL OF THE CONAGRA FOODS, INC. 2014 STOCK For None 64920 0 0 0
PLAN
3 APPROVAL OF THE CONAGRA FOODS, INC. 2014 For None 64920 0 0 0
EXECUTIVE INCENTIVE PLAN
4 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT For None 64920 0 0 0
AUDITOR
5 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 64920 0 0
COMPENSATION
-------------------------------------------------------------------------------
Page 3 of 5 Friday, September 26, 2014
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 3Q-2014 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ --- ------- ------- --------------
6 STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE IN Against None 0 64920 0 0
REGARD TO VOTE-COUNTING
-------------------------------------------------------------------------------
Page 4 of 5 Friday, September 26, 2014
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 3Q-2014 PROXY VOTING RECORD
TRANSOCEAN, LTD.
SECURITY: H8817H100 MEETING TYPE: Special
TICKER: RIG MEETING DATE: 22-Sep-2014
ISIN CH0048265513 VOTE DEADLINE DATE: 19-Sep-2014
AGENDA 934075258 Management TOTAL BALLOT SHARES: 222060
LAST VOTE DATE: 18-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 REDUCTION OF THE MAXIMUM NUMBER OF THE MEMBERS OF For None 44970 0 0 0
THE BOARD OF DIRECTORS TO 11 FROM 14 AS DESCRIBED
IN THE COMPANY'S PROXY STATEMENT AND THE NOTICE
OF THE MEETING
2 ELECTION OF ONE NEW DIRECTOR, MERRILL A. "PETE" For None 44970 0 0 0
MILLER, JR., FOR A TERM EXTENDING UNTIL THE
COMPLETION OF THE 2015 ANNUAL GENERAL MEETING
-------------------------------------------------------------------------------
Page 5 of 5 Friday, September 26, 2014
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 4Q-2014 PROXY VOTING RECORD
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED ACCOUNTS
AMBEV S.A.
SECURITY: 02319V103 MEETING TYPE: Special
TICKER: ABEV MEETING DATE: 01-Oct-2014
ISIN US02319V1035 VOTE DEADLINE DATE: 26-Sep-2014
AGENDA 934077896 Management TOTAL BALLOT SHARES: 2309840
LAST VOTE DATE: 23-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 TO EXAMINE, DISCUSS AND APPROVE ALL THE TERMS AND For None 485000 0 0 0
CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF
MERGER OF LONDRINA BEBIDAS LTDA. WITH AND INTO
AMBEV S.A., ENTERED INTO BY AND AMONG THE
COMPANY'S MANAGERS AND BY THE QUOTAHOLDER OF
LONDRINA BEBIDAS LTDA. ("LONDRINA BEBIDAS")
("PROTOCOL AND JUSTIFICATION" AND "MERGER",
RESPECTIVELY)
2 TO RATIFY THE RETENTION OF THE SPECIALIZED FIRM For None 485000 0 0 0
APSIS CONSULTORIA EMPRESARIAL LTDA. ("APSIS") TO
PREPARE THE VALUATION REPORT OF THE NET EQUITY OF
LONDRINA BEBIDAS, BASED ON ITS BOOK VALUE, FOR
PURPOSES OF SECTIONS 227 AND 8 OF LAW NO.
6,404/76 ("VALUATION REPORT")
3 TO APPROVE THE VALUATION REPORT For None 485000 0 0 0
4 TO APPROVE THE MERGER For None 485000 0 0 0
5 TO AMEND THE FIRST PART OF ARTICLE 5 OF THE For None 485000 0 0 0
COMPANY'S BY-LAWS IN ORDER TO REFLECT POSSIBLE
CAPITAL INCREASES APPROVED WITHIN THE LIMIT OF
THE AUTHORIZED CAPITAL AND CONFIRMED BY THE
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS UNTIL
THE DATE OF THE EXTRAORDINARY GENERAL
SHAREHOLDERS' MEETING
-------------------------------------------------------------------------------
Page 1 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 4Q-2014 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
6 TO AUTHORIZE THE COMPANY'S EXECUTIVE COMMITTEE TO For None 485000 0 0 0
PERFORM ALL ACTS NECESSARY FOR THE CONSUMMATION
OF THE MERGER
7 TO AMEND AND RESTATE THE COMPANY'S BY-LAWS, IN For None 485000 0 0 0
ACCORDANCE WITH COMPANY'S MANAGEMENT PROPOSAL
-------------------------------------------------------------------------------
Page 2 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 4Q-2014 PROXY VOTING RECORD
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 MEETING TYPE: Annual
TICKER: PG MEETING DATE: 14-Oct-2014
ISIN US7427181091 VOTE DEADLINE DATE: 13-Oct-2014
AGENDA 934070448 Management TOTAL BALLOT SHARES: 258065
LAST VOTE DATE: 24-Sep-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ANGELA F. BRALY For None 53740 0 0 0
2 ELECTION OF DIRECTOR: KENNETH I. CHENAULT For None 53740 0 0 0
3 ELECTION OF DIRECTOR: SCOTT D. COOK For None 53740 0 0 0
4 ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN For None 53740 0 0 0
5 ELECTION OF DIRECTOR: A.G. LAFLEY For None 53740 0 0 0
6 ELECTION OF DIRECTOR: TERRY J. LUNDGREN For None 53740 0 0 0
7 ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. For None 53740 0 0 0
8 ELECTION OF DIRECTOR: MARGARET C. WHITMAN For None 53740 0 0 0
9 ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER For None 53740 0 0 0
10 ELECTION OF DIRECTOR: PATRICIA A. WOERTZ For None 53740 0 0 0
11 ELECTION OF DIRECTOR: ERNESTO ZEDILLO For None 53740 0 0 0
12 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED For None 53740 0 0 0
PUBLIC ACCOUNTING FIRM
13 APPROVE THE PROCTER & GAMBLE 2014 STOCK AND For None 0 53740 0 0
INCENTIVE COMPENSATION PLAN
14 ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY For None 0 53740 0 0
ON PAY VOTE)
15 SHAREHOLDER PROPOSAL - REPORT ON UNRECYCLABLE Against None 0 53740 0 0
PACKAGING
16 SHAREHOLDER PROPOSAL - REPORT ON ALIGNMENT Against None 0 53740 0 0
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS
-------------------------------------------------------------------------------
Page 3 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 4Q-2014 PROXY VOTING RECORD
ORACLE CORPORATION
SECURITY: 68389X105 MEETING TYPE: Annual
TICKER: ORCL MEETING DATE: 05-Nov-2014
ISIN US68389X1054 VOTE DEADLINE DATE: 04-Nov-2014
AGENDA 934078153 Management TOTAL BALLOT SHARES: 234699
LAST VOTE DATE: 29-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JEFFREY S. BERG 49350 0 0 0
2 H. RAYMOND BINGHAM 0 0 49350 0
3 MICHAEL J. BOSKIN 49350 0 0 0
4 SAFRA A. CATZ 49350 0 0 0
5 BRUCE R. CHIZEN 0 0 49350 0
6 GEORGE H. CONRADES 49350 0 0 0
7 LAWRENCE J. ELLISON 49350 0 0 0
8 HECTOR GARCIA-MOLINA 49350 0 0 0
9 JEFFREY O. HENLEY 0 0 49350 0
10 MARK V. HURD 49350 0 0 0
11 NAOMI O. SELIGMAN 49350 0 0 0
2 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 0 49350 0 0
3 RATIFICATION OF THE SELECTION OF ERNST & YOUNG For None 49350 0 0 0
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
4 STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. Against None 0 49350 0 0
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Against None 0 49350 0 0
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Against None 0 49350 0 0
PERFORMANCE METRICS.
7 STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. Against None 49350 0 0 0
-------------------------------------------------------------------------------
Page 4 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 4Q-2014 PROXY VOTING RECORD
CAMPBELL SOUP COMPANY
SECURITY: 134429109 MEETING TYPE: Annual
TICKER: CPB MEETING DATE: 19-Nov-2014
ISIN US1344291091 VOTE DEADLINE DATE: 18-Nov-2014
AGENDA 934083522 Management TOTAL BALLOT SHARES: 409862
LAST VOTE DATE: 07-Nov-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 PAUL R. CHARRON 90690 0 0 0
2 BENNETT DORRANCE 0 0 90690 0
3 LAWRENCE C. KARLSON 90690 0 0 0
4 RANDALL W. LARRIMORE 0 0 90690 0
5 MARC B. LAUTENBACH 90690 0 0 0
6 MARY ALICE D. MALONE 0 0 90690 0
7 SARA MATHEW 90690 0 0 0
8 DENISE M. MORRISON 90690 0 0 0
9 CHARLES R. PERRIN 0 0 90690 0
10 A. BARRY RAND 90690 0 0 0
11 NICK SHREIBER 90690 0 0 0
12 TRACEY T. TRAVIS 90690 0 0 0
13 ARCHBOLD D. VAN BEUREN 90690 0 0 0
14 LES C. VINNEY 0 0 90690 0
2 RATIFY APPOINTMENT OF INDEPENDENT REGISTERED For None 90690 0 0 0
PUBLIC ACCOUNTING FIRM
3 CONDUCT AN ADVISORY VOTE ON EXECUTIVE For None 0 90690 0 0
COMPENSATION.
4 RE-APPROVE THE CAMPBELL SOUP COMPANY ANNUAL For None 90690 0 0 0
INCENTIVE PLAN.
-------------------------------------------------------------------------------
Page 5 of 5 Wednesday, January 07, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 1Q-2015 PROXY VOTING RECORD
MEETING DATE RANGE: 01-JAN-2015 TO 31 MAR-2015: NO VOTES
-------------------------------------------------------------------------------
Page 1 of 1 Monday, April 27, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
MEETING DATE RANGE: 01-APR-2015 TO 30-JUN-2015
SAVIX
AT&T INC.
SECURITY: 00206R102 MEETING TYPE: Annual
TICKER: T MEETING DATE: 24-Apr-2015
ISIN US00206R1023 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934134064 Management TOTAL BALLOT SHARES: 351405
LAST VOTE DATE: 06-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON For None 71850 0 0 0
2 ELECTION OF DIRECTOR: SCOTT T. FORD For None 0 71850 0 0
3 ELECTION OF DIRECTOR: GLENN H. HUTCHINS For None 71850 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM E. KENNARD For None 71850 0 0 0
5 ELECTION OF DIRECTOR: JON C. MADONNA For None 71850 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER For None 71850 0 0 0
7 ELECTION OF DIRECTOR: JOHN B. MCCOY For None 0 71850 0 0
8 ELECTION OF DIRECTOR: BETH E. MOONEY For None 71850 0 0 0
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE For None 0 71850 0 0
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE For None 0 71850 0 0
11 ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR For None 71850 0 0 0
12 ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON For None 71850 0 0 0
13 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 71850 0 0 0
AUDITORS.
14 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. For None 0 71850 0 0
15 POLITICAL SPENDING REPORT. Against None 0 71850 0 0
16 LOBBYING REPORT. Against None 0 71850 0 0
17 SPECIAL MEETINGS. Against None 0 71850 0 0
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Page 1 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
KELLOGG COMPANY
SECURITY: 487836108 MEETING TYPE: Annual
TICKER: K MEETING DATE: 24-Apr-2015
ISIN US4878361082 VOTE DEADLINE DATE: 23-Apr-2015
AGENDA 934135749 Management TOTAL BALLOT SHARES: 144654
LAST VOTE DATE: 01-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 BENJAMIN CARSON 29820 0 0 0
2 JOHN DILLON 29820 0 0 0
3 ZACHARY GUND 29820 0 0 0
4 JIM JENNESS 29820 0 0 0
5 DON KNAUSS 29820 0 0 0
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE For None 0 29820 0 0
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF For None 29820 0 0 0
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
4 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE Against None 29820 0 0 0
MEETING, TO ADOPT SIMPLE MAJORITY VOTE.
-------------------------------------------------------------------------------
Page 2 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
COCA-COLA ENTERPRISES INC.
SECURITY: 19122T109 MEETING TYPE: Annual
TICKER: CCE MEETING DATE: 28-Apr-2015
ISIN US19122T1097 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934139824 Management TOTAL BALLOT SHARES: 313090
LAST VOTE DATE: 07-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: JAN BENNINK
2 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: JOHN F. BROCK
3 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: CALVIN DARDEN
4 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: L. PHILLIP HUMANN
5 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: ORRIN H. INGRAM II
6 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: THOMAS H. JOHNSON
7 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: SUZANNE B. LABARGE
8 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: VERONIQUE MORALI
9 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: ANDREA L. SAIA
10 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: GARRY WATTS
11 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: CURTIS R. WELLING
-------------------------------------------------------------------------------
Page 3 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
12 ELECTION OF DIRECTOR FOR TERM EXPIRING AT THE For None 62500 0 0 0
2016 ANNUAL MEETING: PHOEBE A. WOOD
13 APPROVAL, BY NON-BINDING VOTE, OF OUR EXECUTIVE For None 0 62500 0 0
OFFICERS' COMPENSATION.
14 RATIFICATION OF OUR AUDIT COMMITTEE'S APPOINTMENT For None 62500 0 0 0
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015
FISCAL YEAR.
-------------------------------------------------------------------------------
Page 4 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
THE HERSHEY COMPANY
SECURITY: 427866108 MEETING TYPE: Annual
TICKER: HSY MEETING DATE: 28-Apr-2015
ISIN US4278661081 VOTE DEADLINE DATE: 27-Apr-2015
AGENDA 934138997 Management TOTAL BALLOT SHARES: 160567
LAST VOTE DATE: 06-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 P.M. ARWAY 33990 0 0 0
2 J.P. BILBREY 33990 0 0 0
3 R.F. CAVANAUGH 33990 0 0 0
4 C.A. DAVIS 33990 0 0 0
5 M.K. HABEN 33990 0 0 0
6 R.M. MALCOLM 33990 0 0 0
7 J.M. MEAD 33990 0 0 0
8 J.E. NEVELS 33990 0 0 0
9 A.J. PALMER 33990 0 0 0
10 T.J. RIDGE 33990 0 0 0
11 D.L. SHEDLARZ 33990 0 0 0
2 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT For None 33990 0 0 0
AUDITORS FOR 2015.
3 APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON A For None 0 33990 0 0
NON-BINDING ADVISORY BASIS.
-------------------------------------------------------------------------------
Page 5 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
PG&E CORPORATION
SECURITY: 69331C108 MEETING TYPE: Annual
TICKER: PCG MEETING DATE: 04-May-2015
ISIN US69331C1080 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934146627 Management TOTAL BALLOT SHARES: 202890
LAST VOTE DATE: 16-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LEWIS CHEW For None 41830 0 0 0
2 ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. For None 41830 0 0 0
3 ELECTION OF DIRECTOR: FRED J. FOWLER For None 41830 0 0 0
4 ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER For None 0 41830 0 0
5 ELECTION OF DIRECTOR: RICHARD C. KELLY For None 41830 0 0 0
6 ELECTION OF DIRECTOR: ROGER H. KIMMEL For None 41830 0 0 0
7 ELECTION OF DIRECTOR: RICHARD A. MESERVE For None 41830 0 0 0
8 ELECTION OF DIRECTOR: FORREST E. MILLER For None 0 41830 0 0
9 ELECTION OF DIRECTOR: ROSENDO G. PARRA For None 41830 0 0 0
10 ELECTION OF DIRECTOR: BARBARA L. RAMBO For None 0 41830 0 0
11 ELECTION OF DIRECTOR: ANNE SHEN SMITH For None 41830 0 0 0
12 ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS For None 0 41830 0 0
13 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT For None 41830 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE For None 0 41830 0 0
COMPENSATION
15 INDEPENDENT BOARD CHAIR Against None 41830 0 0 0
-------------------------------------------------------------------------------
Page 6 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
SANOFI
SECURITY: 80105N105 MEETING TYPE: Annual
TICKER: SNY MEETING DATE: 04-May-2015
ISIN US80105N1054 VOTE DEADLINE DATE: 21-Apr-2015
AGENDA 934185465 Management TOTAL BALLOT SHARES: 280505
LAST VOTE DATE: 21-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL For None 54510 0 0 0
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2014
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS For None 54510 0 0 0
FOR THE YEAR ENDED DECEMBER 31, 2014
3 APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND For None 54510 0 0 0
4 AGREEMENTS AND COMMITMENTS COVERED BY ARTICLES L. For None 54510 0 0 0
225-38 ET SEQ OF THE FRENCH COMMERCIAL CODE
5 REAPPOINTMENT OF A DIRECTOR - SERGE WEINBERG For None 54510 0 0 0
6 REAPPOINTMENT OF A DIRECTOR - SUET-FERN LEE For None 54510 0 0 0
7 RATIFICATION OF THE CO-OPTING OF A DIRECTOR - For None 54510 0 0 0
BONNIE BASSLER
8 REAPPOINTMENT OF A DIRECTOR - BONNIE BASSLER For None 54510 0 0 0
9 RATIFICATION OF THE CO-OPTING OF A DIRECTOR - For None 54510 0 0 0
OLIVIER BRANDICOURT
10 CONSULTATIVE VOTE ON THE COMPONENTS OF THE For None 0 54510 0 0
COMPENSATION DUE OR AWARDED TO SERGE WEINBERG,
CHAIRMAN OF THE BOARD OF DIRECTORS, IN RESPECT OF
THE YEAR ENDED DECEMBER 31, 2014
11 CONSULTATIVE VOTE ON THE COMPONENTS OF THE For None 0 54510 0 0
COMPENSATION DUE OR AWARDED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER, IN RESPECT
OF THE YEAR ENDED DECEMBER 31, 2014
12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY For None 54510 0 0 0
OUT TRANSACTIONS IN THE COMPANY'S SHARES
-------------------------------------------------------------------------------
Page 7 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
13 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS
MAINTAINED, SHARES AND/OR SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY, AND/OR OF ANY OTHER COMPANY
14 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS
CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY, AND/OR OF ANY OTHER COMPANY, VIA A
PUBLIC OFFERING
15 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS
CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY, AND/OR OF ANY OTHER COMPANY, VIA A
PRIVATE PLACEMENT
16 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE TO ISSUE SECURITIES REPRESENTING A
DEBTOR CLAIM AND GIVING ACCESS TO THE SHARE
CAPITAL OF SUBSIDIARIES AND/OR OF ANY OTHER
COMPANY
17 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF ORDINARY SHARES AND/OR
OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL
OF THE COMPANY, OF ANY SUBSIDIARY, AND/OR OF ANY
OTHER COMPANY, WITH OR WITHOUT PREEMPTIVE RIGHTS
18 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
WITH A VIEW TO THE ISSUANCE, WITH PREEMPTIVE
RIGHTS CANCELLED, OF SHARES AND/OR SECURITIES
GIVING ACCESS TO THE SHARE CAPITAL OF THE
COMPANY, OF ANY OF ITS SUBSIDIARIES AND/OR OF ANY
OTHER COMPANY, AS CONSIDERATION FOR ASSETS
TRANSFERRED TO THE COMPANY AS A SHARE CAPITAL
CONTRIBUTION IN KIND
-------------------------------------------------------------------------------
Page 8 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
19 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE TO CARRY OUT INCREASES IN THE SHARE
CAPITAL BY INCORPORATION OF SHARE PREMIUM,
RESERVES, PROFITS OR OTHER ITEMS
20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE For None 54510 0 0 0
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
SHARES
21 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY For None 54510 0 0 0
TO DECIDE ON THE ISSUANCE OF SHARES OR SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR
22 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CARRY For None 54510 0 0 0
OUT CONSIDERATION-FREE ALLOTMENTS OF EXISTING OR
NEW SHARES TO SOME OR ALL OF THE SALARIED
EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP
23 AMENDMENT OF ARTICLE 7 OF THE ARTICLES OF For None 0 54510 0 0
ASSOCIATION
24 AMENDMENT OF ARTICLE 19 OF THE ARTICLES OF For None 54510 0 0 0
ASSOCIATION
25 POWERS FOR FORMALITIES For None 54510 0 0 0
-------------------------------------------------------------------------------
Page 9 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
KRAFT FOODS GROUP, INC.
SECURITY: 50076Q106 MEETING TYPE: Annual
TICKER: KRFT MEETING DATE: 05-May-2015
ISIN US50076Q1067 VOTE DEADLINE DATE: 04-May-2015
AGENDA 934139379 Management TOTAL BALLOT SHARES: 90507
LAST VOTE DATE: 14-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ABELARDO E. BRU For None 17500 0 0 0
2 ELECTION OF DIRECTOR: JOHN T. CAHILL For None 17500 0 0 0
3 ELECTION OF DIRECTOR: L. KEVIN COX For None 17500 0 0 0
4 ELECTION OF DIRECTOR: MYRA M. HART For None 17500 0 0 0
5 ELECTION OF DIRECTOR: PETER B. HENRY For None 17500 0 0 0
6 ELECTION OF DIRECTOR: JEANNE P. JACKSON For None 17500 0 0 0
7 ELECTION OF DIRECTOR: TERRY J. LUNDGREN For None 17500 0 0 0
8 ELECTION OF DIRECTOR: MACKEY J. MCDONALD For None 0 17500 0 0
9 ELECTION OF DIRECTOR: JOHN C. POPE For None 17500 0 0 0
10 ELECTION OF DIRECTOR: E. FOLLIN SMITH For None 17500 0 0 0
11 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 0 17500 0 0
12 RATIFICATION OF THE SELECTION OF For None 17500 0 0 0
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR 2015.
13 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 17500 0 0
EGG-LAYING CHICKENS.
14 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 17500 0 0
DEFORESTATION REPORTING.
15 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 17500 0 0
PACKAGING REPORTING.
16 SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO Against None 0 17500 0 0
SUSTAINABILITY REPORTING.
-------------------------------------------------------------------------------
Page 10 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
DOMINION RESOURCES, INC.
SECURITY: 25746U109 MEETING TYPE: Annual
TICKER: D MEETING DATE: 06-May-2015
ISIN US25746U1097 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934149902 Management TOTAL BALLOT SHARES: 188105
LAST VOTE DATE: 15-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: WILLIAM P. BARR For None 36895 0 0 0
2 ELECTION OF DIRECTOR: HELEN E. DRAGAS For None 36895 0 0 0
3 ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. For None 36895 0 0 0
4 ELECTION OF DIRECTOR: THOMAS F. FARRELL II For None 36895 0 0 0
5 ELECTION OF DIRECTOR: JOHN W. HARRIS For None 36895 0 0 0
6 ELECTION OF DIRECTOR: MARK J. KINGTON For None 36895 0 0 0
7 ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. For None 36895 0 0 0
8 ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. For None 36895 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK For None 36895 0 0 0
10 ELECTION OF DIRECTOR: DAVID A. WOLLARD For None 36895 0 0 0
11 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT For None 36895 0 0 0
AUDITORS FOR 2015
12 ADVISORY VOTE ON APPROVAL OF EXECUTIVE For None 0 36895 0 0
COMPENSATION (SAY ON PAY)
13 APPROVAL OF AN AMENDMENT TO OUR BYLAWS For None 36895 0 0 0
14 RIGHT TO ACT BY WRITTEN CONSENT Against None 36895 0 0 0
15 NEW NUCLEAR CONSTRUCTION Against None 0 36895 0 0
16 REPORT ON METHANE EMISSIONS Against None 0 36895 0 0
17 SUSTAINABILITY AS A PERFORMANCE MEASURE FOR Against None 0 36895 0 0
EXECUTIVE COMPENSATION
18 REPORT ON THE FINANCIAL RISKS TO DOMINION POSED Against None 0 36895 0 0
BY CLIMATE CHANGE
19 ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE Against None 0 36895 0 0
GAS EMISSIONS
20 REPORT ON BIOENERGY Against None 0 36895 0 0
-------------------------------------------------------------------------------
Page 11 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY: 30219G108 MEETING TYPE: Annual
TICKER: ESRX MEETING DATE: 06-May-2015
ISIN US30219G1085 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934145156 Management TOTAL BALLOT SHARES: 135705
LAST VOTE DATE: 14-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: GARY G. BENANAV For None 28450 0 0 0
2 ELECTION OF DIRECTOR: MAURA C. BREEN For None 28450 0 0 0
3 ELECTION OF DIRECTOR: WILLIAM J. DELANEY For None 28450 0 0 0
4 ELECTION OF DIRECTOR: ELDER GRANGER, MD, MG, USA For None 28450 0 0 0
(RETIRED)
5 ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC For None 28450 0 0 0
6 ELECTION OF DIRECTOR: THOMAS P. MAC MAHON For None 28450 0 0 0
7 ELECTION OF DIRECTOR: FRANK MERGENTHALER For None 28450 0 0 0
8 ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD For None 28450 0 0 0
9 ELECTION OF DIRECTOR: RODERICK A. PALMORE For None 28450 0 0 0
10 ELECTION OF DIRECTOR: GEORGE PAZ For None 28450 0 0 0
11 ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH For None 28450 0 0 0
12 ELECTION OF DIRECTOR: SEYMOUR STERNBERG For None 28450 0 0 0
13 TO RATIFY THE APPOINTMENT OF For None 28450 0 0 0
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2015.
14 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE For None 0 28450 0 0
COMPENSATION.
15 STOCKHOLDER PROPOSAL REGARDING POLITICAL Against None 0 28450 0 0
DISCLOSURE AND ACCOUNTABILITY.
16 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Against None 28450 0 0 0
BOARD CHAIRMAN.
-------------------------------------------------------------------------------
Page 12 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
PEPSICO, INC.
SECURITY: 713448108 MEETING TYPE: Annual
TICKER: PEP MEETING DATE: 06-May-2015
ISIN US7134481081 VOTE DEADLINE DATE: 05-May-2015
AGENDA 934150854 Management TOTAL BALLOT SHARES: 155127
LAST VOTE DATE: 13-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: SHONA L. BROWN For None 32970 0 0 0
2 ELECTION OF DIRECTOR: GEORGE W. BUCKLEY For None 32970 0 0 0
3 ELECTION OF DIRECTOR: IAN M. COOK For None 32970 0 0 0
4 ELECTION OF DIRECTOR: DINA DUBLON For None 32970 0 0 0
5 ELECTION OF DIRECTOR: RONA A. FAIRHEAD For None 32970 0 0 0
6 ELECTION OF DIRECTOR: RICHARD W. FISHER For None 32970 0 0 0
7 ELECTION OF DIRECTOR: ALBERTO IBARGUEN For None 32970 0 0 0
8 ELECTION OF DIRECTOR: WILLIAM R. JOHNSON For None 32970 0 0 0
9 ELECTION OF DIRECTOR: INDRA K. NOOYI For None 32970 0 0 0
10 ELECTION OF DIRECTOR: DAVID C. PAGE For None 32970 0 0 0
11 ELECTION OF DIRECTOR: ROBERT C. POHLAD For None 32970 0 0 0
12 ELECTION OF DIRECTOR: LLOYD G. TROTTER For None 32970 0 0 0
13 ELECTION OF DIRECTOR: DANIEL VASELLA For None 32970 0 0 0
14 ELECTION OF DIRECTOR: ALBERTO WEISSER For None 32970 0 0 0
15 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 32970 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2015.
16 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE For None 0 32970 0 0
COMPENSATION.
17 ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. Against None 0 32970 0 0
18 POLICY REGARDING LIMIT ON ACCELERATED VESTING OF Against None 0 32970 0 0
EQUITY AWARDS.
-------------------------------------------------------------------------------
Page 13 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ --- ------- ------- --------------
19 REPORT ON MINIMIZING IMPACTS OF NEONICS. Against None 0 32970 0 0
-------------------------------------------------------------------------------
Page 14 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ALLIANT ENERGY CORPORATION
SECURITY: 018802108 MEETING TYPE: Annual
TICKER: LNT MEETING DATE: 07-May-2015
ISIN US0188021085 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934153228 Management TOTAL BALLOT SHARES: 157481
LAST VOTE DATE: 20-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ANN K. NEWHALL 32820 0 0 0
2 DEAN C. OESTREICH 32820 0 0 0
3 CAROL P. SANDERS 32820 0 0 0
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 32820 0 0
COMPENSATION.
3 PROPOSAL TO APPROVE THE ALLIANT ENERGY For None 32820 0 0 0
CORPORATION AMENDED AND RESTATED 2010 OMNIBUS
INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
4 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 32820 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
-------------------------------------------------------------------------------
Page 15 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
DUKE ENERGY CORPORATION
SECURITY: 26441C204 MEETING TYPE: Annual
TICKER: DUK MEETING DATE: 07-May-2015
ISIN US26441C2044 VOTE DEADLINE DATE: 06-May-2015
AGENDA 934150361 Management TOTAL BALLOT SHARES: 188791
LAST VOTE DATE: 28-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MICHAEL G. BROWNING For None 38640 0 0 0
2 ELECTION OF DIRECTOR: HARRIS E. DELOACH, JR. For None 38640 0 0 0
3 ELECTION OF DIRECTOR: DANIEL R. DIMICCO For None 38640 0 0 0
4 ELECTION OF DIRECTOR: JOHN H. FORSGREN For None 38640 0 0 0
5 ELECTION OF DIRECTOR: LYNN J. GOOD For None 38640 0 0 0
6 ELECTION OF DIRECTOR: ANN MAYNARD GRAY For None 38640 0 0 0
7 ELECTION OF DIRECTOR: JAMES H. HANCE, JR. For None 38640 0 0 0
8 ELECTION OF DIRECTOR: JOHN T. HERRON For None 38640 0 0 0
9 ELECTION OF DIRECTOR: JAMES B. HYLER, JR. For None 38640 0 0 0
10 ELECTION OF DIRECTOR: WILLIAM E. KENNARD For None 38640 0 0 0
11 ELECTION OF DIRECTOR: E. MARIE MCKEE For None 38640 0 0 0
12 ELECTION OF DIRECTOR: RICHARD A. MESERVE For None 38640 0 0 0
13 ELECTION OF DIRECTOR: JAMES T. RHODES For None 38640 0 0 0
14 ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS For None 38640 0 0 0
15 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE For None 38640 0 0 0
ENERGY CORPORATION'S INDEPENDENT PUBLIC
ACCOUNTANT FOR 2015
16 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 38640 0 0
COMPENSATION
17 APPROVAL OF THE DUKE ENERGY CORPORATION 2015 For None 0 38640 0 0
LONG-TERM INCENTIVE PLAN
-------------------------------------------------------------------------------
Page 16 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ --- ------- ------- --------------
18 SHAREHOLDER PROPOSAL REGARDING LIMITATION OF Against None 0 38640 0 0
ACCELERATED EXECUTIVE PAY
19 SHAREHOLDER PROPOSAL REGARDING POLITICAL Against None 0 38640 0 0
CONTRIBUTION DISCLOSURE
20 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Against None 0 38640 0 0
-------------------------------------------------------------------------------
Page 17 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ENTERGY CORPORATION
SECURITY: 29364G103 MEETING TYPE: Annual
TICKER: ETR MEETING DATE: 08-May-2015
ISIN US29364G1031 VOTE DEADLINE DATE: 07-May-2015
AGENDA 934151692 Management TOTAL BALLOT SHARES: 131706
LAST VOTE DATE: 22-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: M.S. BATEMAN For None 25210 0 0 0
2 ELECTION OF DIRECTOR: P.J. CONDON For None 25210 0 0 0
3 ELECTION OF DIRECTOR: L.P. DENAULT For None 25210 0 0 0
4 ELECTION OF DIRECTOR: K.H. DONALD For None 25210 0 0 0
5 ELECTION OF DIRECTOR: G.W. EDWARDS For None 25210 0 0 0
6 ELECTION OF DIRECTOR: A.M. HERMAN For None 25210 0 0 0
7 ELECTION OF DIRECTOR: D.C. HINTZ For None 25210 0 0 0
8 ELECTION OF DIRECTOR: S.L. LEVENICK For None 25210 0 0 0
9 ELECTION OF DIRECTOR: B.L. LINCOLN For None 25210 0 0 0
10 ELECTION OF DIRECTOR: K.A. PUCKETT For None 25210 0 0 0
11 ELECTION OF DIRECTOR: W.J. TAUZIN For None 25210 0 0 0
12 ELECTION OF DIRECTOR: S.V. WILKINSON For None 25210 0 0 0
13 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE For None 25210 0 0 0
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2015.
14 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 25210 0 0 0
COMPENSATION.
15 APPROVAL OF THE ENTERGY CORPORATION AMENDED AND For None 25210 0 0 0
RESTATED EXECUTIVE ANNUAL INCENTIVE PLAN.
16 APPROVAL OF THE ENTERGY CORPORATION 2015 EQUITY For None 0 25210 0 0
OWNERSHIP PLAN.
17 SHAREHOLDER PROPOSAL REGARDING INCLUDING CARBON Against None 0 25210 0 0
EMISSION REDUCTIONS IN INCENTIVE COMPENSATION.
-------------------------------------------------------------------------------
Page 18 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
DIGITAL REALTY TRUST, INC.
SECURITY: 253868103 MEETING TYPE: Annual
TICKER: DLR MEETING DATE: 11-May-2015
ISIN US2538681030 VOTE DEADLINE DATE: 08-May-2015
AGENDA 934155777 Management TOTAL BALLOT SHARES: 167380
LAST VOTE DATE: 21-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: DENNIS E. SINGLETON For None 34500 0 0 0
2 ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN For None 34500 0 0 0
3 ELECTION OF DIRECTOR: KATHLEEN EARLEY For None 0 34500 0 0
4 ELECTION OF DIRECTOR: KEVIN J. KENNEDY For None 34500 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM G. LAPERCH For None 34500 0 0 0
6 ELECTION OF DIRECTOR: A. WILLIAM STEIN For None 0 34500 0 0
7 ELECTION OF DIRECTOR: ROBERT H. ZERBST For None 34500 0 0 0
8 TO RATIFY THE SELECTION OF KPMG LLP AS THE For None 34500 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2015.
9 TO APPROVE THE DIGITAL REALTY TRUST, INC. 2015 For None 0 34500 0 0
EMPLOYEE STOCK PURCHASE PLAN.
10 TO ADOPT A RESOLUTION TO APPROVE, ON A For None 34500 0 0 0
NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
-------------------------------------------------------------------------------
Page 19 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
SIBANYE GOLD LIMITED
SECURITY: 825724206 MEETING TYPE: Annual
TICKER: SBGL MEETING DATE: 12-May-2015
ISIN US8257242060 VOTE DEADLINE DATE: 01-May-2015
AGENDA 934199630 Management TOTAL BALLOT SHARES: 228696
LAST VOTE DATE: 28-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 RE-APPOINTMENT OF AUDITORS For None 56175 0 0 0
2 ELECTION OF A DIRECTOR: CD CHADWICK For None 56175 0 0 0
3 ELECTION OF A DIRECTOR: RTL CHAN For None 56175 0 0 0
4 RE-ELECTION OF A DIRECTOR: TJ CUMMING For None 56175 0 0 0
5 RE-ELECTION OF A DIRECTOR: RP MENELL For None 56175 0 0 0
6 RE-ELECTION OF A DIRECTOR: JS VILAKAZI For None 56175 0 0 0
7 RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT For None 56175 0 0 0
COMMITTEE: KA RAYNER
8 RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: For None 56175 0 0 0
RP MENELL
9 RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: For None 56175 0 0 0
NG NIKA
10 RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: For None 56175 0 0 0
SC VAN DER MERWE
11 APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED For None 56175 0 0 0
ORDINARY SHARES
12 ISSUING EQUITY SECURITIES FOR CASH For None 56175 0 0 0
13 ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY For None 0 56175 0 0
14 APPROVAL FOR THE REMUNERATION OF NON-EXECUTIVE For None 56175 0 0 0
DIRECTORS
15 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL For None 56175 0 0 0
ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE
ACT
16 INCREASE IN AUTHORISED SHARE CAPITAL For None 56175 0 0 0
17 APPROVAL OF AMENDMENT TO THE EXISTING MEMORANDUM For None 56175 0 0 0
OF INCORPORATION
18 ACQUISITION OF THE COMPANY'S OWN SHARES For None 56175 0 0 0
-------------------------------------------------------------------------------
Page 20 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
TRANSOCEAN, LTD.
SECURITY: H8817H100 MEETING TYPE: Annual
TICKER: RIG MEETING DATE: 15-May-2015
ISIN CH0048265513 VOTE DEADLINE DATE: 14-May-2015
AGENDA 934158848 Management TOTAL BALLOT SHARES: 364965
LAST VOTE DATE: 29-Apr-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 APPROVAL OF THE 2014 ANNUAL REPORT, INCLUDING For None 74500 0 0 0
AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITED STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2014
2 DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE For None 74500 0 0 0
MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES
DURING FISCAL YEAR 2014
3 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL For None 74500 0 0 0
YEAR 2014
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL For None 74500 0 0 0
CONTRIBUTION RESERVES OF US$0.60 PER OUTSTANDING
SHARE
5 REELECTION OF DIRECTOR: GLYN A. BARKER For None 74500 0 0 0
6 REELECTION OF DIRECTOR: VANESSA C.L. CHANG For None 74500 0 0 0
7 REELECTION OF DIRECTOR: FREDERICO F. CURADO For None 74500 0 0 0
8 REELECTION OF DIRECTOR: CHADWICK C. DEATON For None 74500 0 0 0
9 REELECTION OF DIRECTOR: VINCENT J. INTRIERI For None 74500 0 0 0
10 REELECTION OF DIRECTOR: MARTIN B. MCNAMARA For None 74500 0 0 0
11 REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER For None 74500 0 0 0
12 REELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, For None 74500 0 0 0
JR.
13 REELECTION OF DIRECTOR: EDWARD R. MULLER For None 74500 0 0 0
14 REELECTION OF DIRECTOR: TAN EK KIA For None 74500 0 0 0
-------------------------------------------------------------------------------
Page 21 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
15 ELECTION OF MERRILL A. "PETE" MILLER, JR. AS THE For None 74500 0 0 0
CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING
16 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: FREDERICO F. CURADO
17 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: VINCENT J. INTRIERI
18 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: MARTIN B. MCNAMARA
19 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS For None 74500 0 0 0
THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S For None 74500 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A
FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 74500 0 0
COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE For None 74500 0 0 0
MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE
BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE
2015 AND 2016 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US $29,617,000 AS For None 0 74500 0 0
THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF
THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2016
25 APPROVAL OF THE 2015 LONG-TERM INCENTIVE PLAN OF For None 74500 0 0 0
TRANSOCEAN LTD
-------------------------------------------------------------------------------
Page 22 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
TRANSOCEAN, LTD.
SECURITY: H8817H100 MEETING TYPE: Annual
TICKER: RIG MEETING DATE: 15-May-2015
ISIN CH0048265513 VOTE DEADLINE DATE: 14-May-2015
AGENDA 934215573 Management TOTAL BALLOT SHARES: 365438.8453
LAST VOTE DATE: 12-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 APPROVAL OF THE 2014 ANNUAL REPORT, INCLUDING For None 74500 0 0 0
AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITED STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2014
2 DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE For None 74500 0 0 0
MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES
DURING FISCAL YEAR 2014
3 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL For None 74500 0 0 0
YEAR 2014
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL For None 74500 0 0 0
CONTRIBUTION RESERVES OF US$0.60 PER OUTSTANDING
SHARE
5 REELECTION OF DIRECTOR: GLYN A. BARKER For None 74500 0 0 0
6 REELECTION OF DIRECTOR: VANESSA C.L. CHANG For None 74500 0 0 0
7 REELECTION OF DIRECTOR: FREDERICO F. CURADO For None 74500 0 0 0
8 REELECTION OF DIRECTOR: CHADWICK C. DEATON For None 74500 0 0 0
9 REELECTION OF DIRECTOR: VINCENT J. INTRIERI For None 74500 0 0 0
10 REELECTION OF DIRECTOR: MARTIN B. MCNAMARA For None 74500 0 0 0
11 REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER For None 74500 0 0 0
12 REELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, For None 74500 0 0 0
JR.
13 REELECTION OF DIRECTOR: EDWARD R. MULLER For None 74500 0 0 0
14 REELECTION OF DIRECTOR: TAN EK KIA For None 74500 0 0 0
-------------------------------------------------------------------------------
Page 23 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
15 ELECTION OF MERRILL A. "PETE" MILLER, JR. AS THE For None 74500 0 0 0
CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING
16 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: FREDERICO F. CURADO
17 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: VINCENT J. INTRIERI
18 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: MARTIN B. MCNAMARA
19 ELECTION OF THE MEMBER OF THE COMPENSATION For None 74500 0 0 0
COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS For None 74500 0 0 0
THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S For None 74500 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A
FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 74500 0 0
COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE For None 74500 0 0 0
MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE
BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE
2015 AND 2016 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US $29,617,000 AS For None 0 74500 0 0
THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF
THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2016
25 APPROVAL OF THE 2015 LONG-TERM INCENTIVE PLAN OF For None 74500 0 0 0
TRANSOCEAN LTD
-------------------------------------------------------------------------------
Page 24 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
CONSOLIDATED EDISON, INC.
SECURITY: 209115104 MEETING TYPE: Annual
TICKER: ED MEETING DATE: 18-May-2015
ISIN US2091151041 VOTE DEADLINE DATE: 15-May-2015
AGENDA 934161073 Management TOTAL BALLOT SHARES: 242490
LAST VOTE DATE: 04-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: VINCENT A. CALARCO For None 49930 0 0 0
2 ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. For None 49930 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL J. DEL GIUDICE For None 49930 0 0 0
4 ELECTION OF DIRECTOR: ELLEN V. FUTTER For None 0 49930 0 0
5 ELECTION OF DIRECTOR: JOHN F. KILLIAN For None 49930 0 0 0
6 ELECTION OF DIRECTOR: JOHN MCAVOY For None 49930 0 0 0
7 ELECTION OF DIRECTOR: ARMANDO J. OLIVERA For None 49930 0 0 0
8 ELECTION OF DIRECTOR: MICHAEL W. RANGER For None 49930 0 0 0
9 ELECTION OF DIRECTOR: LINDA S. SANFORD For None 49930 0 0 0
10 ELECTION OF DIRECTOR: L. FREDERICK SUTHERLAND For None 49930 0 0 0
11 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 49930 0 0 0
ACCOUNTANTS.
12 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 49930 0 0
COMPENSATION.
-------------------------------------------------------------------------------
Page 25 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
SENIOR HOUSING PROPERTIES TRUST
SECURITY: 81721M109 MEETING TYPE: Annual
TICKER: SNH MEETING DATE: 19-May-2015
ISIN US81721M1099 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934135763 Management TOTAL BALLOT SHARES: 209058
LAST VOTE DATE: 05-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF TRUSTEE (FOR INDEPENDENT TRUSTEE IN For None 0 0 43080 0
GROUP I): JEFFREY P. SOMERS
2 ELECTION OF TRUSTEE (FOR MANAGING TRUSTEE IN For None 0 0 43080 0
GROUP I): BARRY M. PORTNOY
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 43080 0 0 0
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG For None 43080 0 0 0
LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2015
FISCAL YEAR.
-------------------------------------------------------------------------------
Page 26 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
DISCOVERY COMMUNICATIONS, INC.
SECURITY: 25470F104 MEETING TYPE: Annual
TICKER: DISCA MEETING DATE: 20-May-2015
ISIN US25470F1049 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934171187 Management TOTAL BALLOT SHARES: 465255
LAST VOTE DATE: 05-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT R. BECK 0 0 91610 0
2 J. DAVID WARGO 0 0 91610 0
2 RATIFICATION OF THE APPOINTMENT OF For None 91610 0 0 0
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3 APPROVAL OF THE DISCOVERY COMMUNICATIONS, INC. For None 91610 0 0 0
2005 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN, AS
AMENDED.
4 A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Against None 0 91610 0 0
DIRECTORS TO REPORT ON PLANS TO INCREASE DIVERSE
REPRESENTATION ON THE BOARD.
-------------------------------------------------------------------------------
Page 27 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
INGREDION INC
SECURITY: 457187102 MEETING TYPE: Annual
TICKER: INGR MEETING DATE: 20-May-2015
ISIN US4571871023 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934171478 Management TOTAL BALLOT SHARES: 58941
LAST VOTE DATE: 06-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LUIS ARANGUREN-TRELLEZ For None 11685 0 0 0
2 ELECTION OF DIRECTOR: DAVID B. FISCHER For None 11685 0 0 0
3 ELECTION OF DIRECTOR: ILENE S. GORDON For None 11685 0 0 0
4 ELECTION OF DIRECTOR: PAUL HANRAHAN For None 11685 0 0 0
5 ELECTION OF DIRECTOR: RHONDA L. JORDAN For None 11685 0 0 0
6 ELECTION OF DIRECTOR: GREGORY B. KENNY For None 11685 0 0 0
7 ELECTION OF DIRECTOR: BARBARA A. KLEIN For None 11685 0 0 0
8 ELECTION OF DIRECTOR: VICTORIA J. REICH For None 11685 0 0 0
9 ELECTION OF DIRECTOR: DWAYNE A. WILSON For None 11685 0 0 0
10 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF For None 0 11685 0 0
THE COMPANY'S "NAMED EXECUTIVE OFFICERS"
11 TO APPROVE THE INGREDION INCORPORATED ANNUAL For None 11685 0 0 0
INCENTIVE PLAN
12 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 11685 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF
THE COMPANY'S OPERATIONS IN 2015
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Page 28 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
PPL CORPORATION
SECURITY: 69351T106 MEETING TYPE: Annual
TICKER: PPL MEETING DATE: 20-May-2015
ISIN US69351T1060 VOTE DEADLINE DATE: 19-May-2015
AGENDA 934174323 Management TOTAL BALLOT SHARES: 410513
LAST VOTE DATE: 06-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: RODNEY C. ADKINS For None 85359 0 0 0
2 ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL For None 85359 0 0 0
3 ELECTION OF DIRECTOR: JOHN W. CONWAY For None 85359 0 0 0
4 ELECTION OF DIRECTOR: PHILIP G. COX For None 85359 0 0 0
5 ELECTION OF DIRECTOR: STEVEN G. ELLIOTT For None 85359 0 0 0
6 ELECTION OF DIRECTOR: LOUISE K. GOESER For None 85359 0 0 0
7 ELECTION OF DIRECTOR: STUART E. GRAHAM For None 85359 0 0 0
8 ELECTION OF DIRECTOR: RAJA RAJAMANNAR For None 85359 0 0 0
9 ELECTION OF DIRECTOR: CRAIG A. ROGERSON For None 85359 0 0 0
10 ELECTION OF DIRECTOR: WILLIAM H. SPENCE For None 85359 0 0 0
11 ELECTION OF DIRECTOR: NATICA VON ALTHANN For None 85359 0 0 0
12 ELECTION OF DIRECTOR: KEITH H. WILLIAMSON For None 85359 0 0 0
13 ELECTION OF DIRECTOR: ARMANDO ZAGALO DE LIMA For None 85359 0 0 0
14 AMENDMENT OF COMPANY'S ARTICLES OF INCORPORATION For None 85359 0 0 0
TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 0 85359 0 0
COMPENSATION
16 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT For None 85359 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM
-------------------------------------------------------------------------------
Page 29 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
17 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Against None 0 85359 0 0
SPENDING REPORT
18 SHAREOWNER PROPOSAL - PROXY ACCESS Against None 0 85359 0 0
19 SHAREOWNER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Against None 85359 0 0 0
20 SHAREOWNER PROPOSAL - CLIMATE CHANGE AND Against None 0 85359 0 0
GREENHOUSE GAS REDUCTION
-------------------------------------------------------------------------------
Page 30 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
SILVER WHEATON CORP.
SECURITY: 828336107 MEETING TYPE: Annual and Special Meeting
TICKER: SLW MEETING DATE: 21-May-2015
ISIN CA8283361076 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934180124 Management TOTAL BALLOT SHARES: 547590
LAST VOTE DATE: 11-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 DIRECTOR For None
1 LAWRENCE I. BELL 113310 0 0 0
2 GEORGE L. BRACK 113310 0 0 0
3 JOHN A. BROUGH 113310 0 0 0
4 R. PETER GILLIN 113310 0 0 0
5 CHANTAL GOSSELIN 113310 0 0 0
6 DOUGLAS M. HOLTBY 113310 0 0 0
7 EDUARDO LUNA 113310 0 0 0
8 WADE D. NESMITH 113310 0 0 0
9 RANDY V. J. SMALLWOOD 113310 0 0 0
2 IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, For None 113310 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION;
3 A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE For None 0 113310 0 0
COMPANY'S APPROACH TO EXECUTIVE COMPENSATION.
-------------------------------------------------------------------------------
Page 31 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ORANGE
SECURITY: 684060106 MEETING TYPE: Annual
TICKER: ORAN MEETING DATE: 27-May-2015
ISIN US6840601065 VOTE DEADLINE DATE: 18-May-2015
AGENDA 934217680 Management TOTAL BALLOT SHARES: 1008145
LAST VOTE DATE: 11-May-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR For For 210320 0 0 0
THE FISCAL YEAR ENDED DECEMBER 31, 2014
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS For For 210320 0 0 0
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014
3 ALLOCATION OF THE INCOME AND DECISION ON THE For For 210320 0 0 0
DIVIDEND AMOUNT
4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF For For 210320 0 0 0
THE FRENCH COMMERCIAL CODE
5 RATIFICATION OF A DIRECTOR'S APPOINTMENT For For 0 210320 0 0
6 RENEWAL OF DIRECTOR For For 0 210320 0 0
7 RENEWAL OF DIRECTOR For For 210320 0 0 0
8 RENEWAL OF DIRECTOR For For 210320 0 0 0
9 RENEWAL OF DIRECTOR For For 210320 0 0 0
10 APPOINTMENT OF A DIRECTOR For For 210320 0 0 0
11 RENEWAL OF AUDITOR For For 210320 0 0 0
12 RENEWAL OF AUDITOR For For 210320 0 0 0
13 APPOINTMENT OF AUDITOR For For 210320 0 0 0
14 APPOINTMENT OF AUDITOR For For 210320 0 0 0
15 ADVISORY OPINION ON THE INDIVIDUAL COMPENSATION For For 0 210320 0 0
OF THE CORPORATE OFFICER
16 ADVISORY OPINION ON THE INDIVIDUAL COMPENSATION For For 0 210320 0 0
OF THE CORPORATE OFFICER
17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF For For 210320 0 0 0
DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE
COMPANY
-------------------------------------------------------------------------------
Page 32 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
18 AMENDMENT TO POINT 1 OF ARTICLE 21 OF THE BYLAWS, For For 210320 0 0 0
SHAREHOLDERS' MEETINGS; ALIGNMENT OF THE BYLAWS
WITH THE NEW REGULATORY PROVISIONS OF DECREE NO.
2014-1466 OF DECEMBER 8, 2014
19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 0 210320 0 0
TO ISSUE SHARES IN THE COMPANY AND COMPLEX
SECURITIES, WITH SHAREHOLDER PREFERENTIAL
SUBSCRIPTION RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 0 210320 0 0
TO ISSUE SHARES IN THE COMPANY AND COMPLEX
SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL
SUBSCRIPTION RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 0 210320 0 0
TO ISSUE SHARES IN THE COMPANY AND COMPLEX
SECURITIES, WITHOUT SHAREHOLDER PREFERENTIAL
SUBSCRIPTION RIGHTS, AS PART OF AN OFFER PROVIDED
FOR IN SECTION II OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE (CODE
MONETAIRE ET FINANCIER)
22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO For For 0 210320 0 0
INCREASE THE NUMBER OF ISSUABLE SECURITIES, IN
THE EVENT OF A SECURITY ISSUANCE
23 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 0 210320 0 0
TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO
SHARES, WITHOUT SHAREHOLDER PREFERENTIAL
SUBSCRIPTION RIGHTS, IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
24 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO For For 0 210320 0 0
ISSUE SHARES AND COMPLEX SECURITIES, WITHOUT
SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS, IN
ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY AND COMPRISED OF SHARES OR
SECURITIES GIVING ACCESS TO SHARE CAPITAL
25 OVERALL LIMIT OF AUTHORIZATIONS For For 210320 0 0 0
-------------------------------------------------------------------------------
Page 33 of 34 Tuesday, July 14, 2015
SYMONS CAPITAL VALUE MUTUAL FUND (SAVIX) 2Q-2015 PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------- ------- ------- --------------
26 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 0 210320 0 0
TO INCREASE THE COMPANY'S CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS
27 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS For For 210320 0 0 0
TO ISSUE SHARES OR COMPLEX SECURITIES, RESERVED
FOR MEMBERS OF COMPANY SAVINGS PLANS WITHOUT
SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS
28 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE For For 210320 0 0 0
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
SHARES
29 AMENDMENT TO ARTICLE 26 OF THE BYLAWS, OPTION FOR For For 210320 0 0 0
THE PAYMENT OF INTERIM DIVIDENDS EITHER IN CASH
AND/OR IN SHARES
30 POWERS FOR FORMALITIES For For 210320 0 0 0
31 AMENDMENT TO THE THIRD RESOLUTION - ALLOCATION OF Against Against 0 210320 0 0
INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31,
2014, AS STATED IN THE ANNUAL FINANCIAL
STATEMENTS [ORDINARY]
32 OPTION FOR THE PAYMENT IN SHARES OF THE BALANCE Against Against 0 210320 0 0
OF THE DIVIDEND TO BE PAID [ORDINARY]
33 SHARES RESERVED FOR MEMBERS OF COMPANY SAVINGS Against Against 0 210320 0 0
PLANS IN CASE OF FURTHER SHARES SALE BY THE
FRENCH STATE, DIRECTLY OR INDIRECTLY [ORDINARY]
34 AMENDMENT TO POINT 1 OF ARTICLE 11 OF THE BYLAWS Against Against 210320 0 0 0
- RIGHTS AND OBLIGATIONS ATTACHED TO THE SHARES
[EXTRAORDINARY]
35 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE None Abstain 0 210320 0 0
MEETING IF YOU CAST YOUR VOTE IN FAVOR OF
RESOLUTION E, YOU ARE GIVING DISCRETION TO THE
CHAIRMAN OF THE MEETING TO VOTE FOR OR AGAINST
ANY AMENDMENTS OR NEW RESOLUTIONS THAT MAY BE
PROPOSED
-------------------------------------------------------------------------------
Page 34 of 34 Tuesday, July 14, 2015
PROXY VOTING RECORD
MEETING DATE RANGE: 01-JUL-2014 TO 30-SEP-2014
SELECTED GROUPS
CLIFFS NATURAL RESOURCES INC.
SECURITY: 18683K101 MEETING TYPE: Contested-Annual
TICKER: CLF MEETING DATE: 29-Jul-2014
ISIN US18683K1016 VOTE DEADLINE DATE: 28-Jul-2014
AGENDA 934054874 Opposition TOTAL BALLOT SHARES: 26829
LAST VOTE DATE: 18-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ROBERT P. FISHER, JR. 26829 0 0 0
2 CELSO L. GONCALVES 26829 0 0 0
3 JOSEPH RUTKOWSKI 26829 0 0 0
4 JAMES S. SAWYER 0 0 26829 0
5 GABRIEL STOLIAR 26829 0 0 0
6 DOUGLAS TAYLOR 0 0 26829 0
2 TO VOTE ON THE COMPANY'S PROPOSAL TO APPROVE THE Against None 26829 0 0 0
2014 NONEMPLOYEE DIRECTORS' COMPENSATION PLAN.
3 TO VOTE ON THE COMPANY'S PROPOSAL TO APPROVE, ON Against None 26829 0 0 0
AN ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO VOTE ON THE COMPANY'S PROPOSAL TO APPROVE THE Against None 26829 0 0 0
CLIFFS NATURAL RESOURCES INC. AMENDED AND
RESTATED 2012 INCENTIVE EQUITY PLAN.
5 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For None 26829 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
-------------------------------------------------------------------------------
Page 1 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
MCKESSON CORPORATION
SECURITY: 58155Q103 MEETING TYPE: Annual
TICKER: MCK MEETING DATE: 30-Jul-2014
ISIN US58155Q1031 VOTE DEADLINE DATE: 29-Jul-2014
AGENDA 934050345 Management TOTAL BALLOT SHARES: 3750
LAST VOTE DATE: 19-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: ANDY D. BRYANT For None 3750 0 0 0
2 ELECTION OF DIRECTOR: WAYNE A. BUDD For None 3750 0 0 0
3 ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. For None 3750 0 0 0
4 ELECTION OF DIRECTOR: JOHN H. HAMMERGREN For None 3750 0 0 0
5 ELECTION OF DIRECTOR: ALTON F. IRBY III For None 3750 0 0 0
6 ELECTION OF DIRECTOR: M. CHRISTINE JACOBS For None 3750 0 0 0
7 ELECTION OF DIRECTOR: MARIE L. KNOWLES For None 3750 0 0 0
8 ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. For None 3750 0 0 0
9 ELECTION OF DIRECTOR: EDWARD A. MUELLER For None 3750 0 0 0
10 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For None 3750 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2015.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 3750 0 0 0
12 SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT Against None 3750 0 0 0
OF SHAREHOLDERS.
13 SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL Against None 3750 0 0 0
CONTRIBUTIONS AND EXPENDITURES.
-------------------------------------------------------------------------------
Page 2 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ --- ------- ------- --------------
14 SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF Against None 0 3750 0 0
EQUITY AWARDS.
-------------------------------------------------------------------------------
Page 3 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
ELECTRONIC ARTS INC.
SECURITY: 285512109 MEETING TYPE: Annual
TICKER: EA MEETING DATE: 31-Jul-2014
ISIN US2855121099 VOTE DEADLINE DATE: 30-Jul-2014
AGENDA 934046586 Management TOTAL BALLOT SHARES: 28935
LAST VOTE DATE: 20-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: LEONARD S. COLEMAN For None 28935 0 0 0
2 ELECTION OF DIRECTOR: JAY C. HOAG For None 28935 0 0 0
3 ELECTION OF DIRECTOR: JEFFREY T. HUBER For None 28935 0 0 0
4 ELECTION OF DIRECTOR: VIVEK PAUL For None 28935 0 0 0
5 ELECTION OF DIRECTOR: LAWRENCE F. PROBST For None 28935 0 0 0
6 ELECTION OF DIRECTOR: RICHARD A. SIMONSON For None 28935 0 0 0
7 ELECTION OF DIRECTOR: LUIS A. UBINAS For None 28935 0 0 0
8 ELECTION OF DIRECTOR: DENISE F. WARREN For None 28935 0 0 0
9 ELECTION OF DIRECTOR: ANDREW WILSON For None 28935 0 0 0
10 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED For None 0 28935 0 0
EXECUTIVE OFFICERS.
11 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 28935 0 0 0
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
MARCH 31, 2015.
-------------------------------------------------------------------------------
Page 4 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
JAZZ PHARMACEUTICALS PLC
SECURITY: G50871105 MEETING TYPE: Annual
TICKER: JAZZ MEETING DATE: 31-Jul-2014
ISIN IE00B4Q5ZN47 VOTE DEADLINE DATE: 30-Jul-2014
AGENDA 934040457 Management TOTAL BALLOT SHARES: 5217
LAST VOTE DATE: 20-Jul-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: BRUCE C. COZADD For None 5217 0 0 0
2 ELECTION OF DIRECTOR: HEATHER ANN MCSHARRY For None 5217 0 0 0
3 ELECTION OF DIRECTOR: RICK E WINNINGHAM For None 5217 0 0 0
4 TO APPROVE THE APPOINTMENT OF KPMG AS THE For None 5217 0 0 0
INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND
TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION.
5 TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY For None 5217 0 0 0
SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE
MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S
ORDINARY SHARES.
6 TO APPROVE, ON AN ADVISORY BASIS, THE For None 5217 0 0 0
COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
-------------------------------------------------------------------------------
Page 5 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
MEDTRONIC, INC.
SECURITY: 585055106 MEETING TYPE: Annual
TICKER: MDT MEETING DATE: 21-Aug-2014
ISIN US5850551061 VOTE DEADLINE DATE: 20-Aug-2014
AGENDA 934055232 Management TOTAL BALLOT SHARES: 12081
LAST VOTE DATE: 10-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 RICHARD H. ANDERSON 12081 0 0 0
2 SCOTT C. DONNELLY 12081 0 0 0
3 OMAR ISHRAK 12081 0 0 0
4 SHIRLEY ANN JACKSON PHD 12081 0 0 0
5 MICHAEL O. LEAVITT 12081 0 0 0
6 JAMES T. LENEHAN 12081 0 0 0
7 DENISE M. O'LEARY 12081 0 0 0
8 KENDALL J. POWELL 12081 0 0 0
9 ROBERT C. POZEN 12081 0 0 0
10 PREETHA REDDY 0 0 12081 0
2 TO RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS For None 12081 0 0 0
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
3 TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED For None 12081 0 0 0
EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO APPROVE THE MEDTRONIC, INC. 2014 EMPLOYEES For None 12081 0 0 0
STOCK PURCHASE PLAN.
5 TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF For None 12081 0 0 0
INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE
ELECTED BY A MAJORITY VOTE IN UNCONTESTED
ELECTIONS.
-------------------------------------------------------------------------------
Page 6 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
6 TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF For None 12081 0 0 0
INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE
BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A
SIMPLE MAJORITY OF SHARES.
7 TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF For None 12081 0 0 0
INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON
THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
8 TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF For None 12081 0 0 0
INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3
OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A
SIMPLE MAJORITY OF SHARES.
-------------------------------------------------------------------------------
Page 7 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
AMERCO
SECURITY: 023586100 MEETING TYPE: Annual
TICKER: UHAL MEETING DATE: 28-Aug-2014
ISIN US0235861004 VOTE DEADLINE DATE: 27-Aug-2014
AGENDA 934058024 Management TOTAL BALLOT SHARES: 2951
LAST VOTE DATE: 17-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 EDWARD J. SHOEN 2951 0 0 0
2 JAMES E. ACRIDGE 2951 0 0 0
3 CHARLES J. BAYER 2951 0 0 0
4 JOHN P. BROGAN 2951 0 0 0
5 JOHN M. DODDS 2951 0 0 0
6 MICHAEL L. GALLAGHER 2951 0 0 0
7 DANIEL R. MULLEN 2951 0 0 0
8 JAMES P. SHOEN 2951 0 0 0
2 AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID For None 2951 0 0 0
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3 THE RATIFICATION OF THE APPOINTMENT OF BDO USA, For None 2951 0 0 0
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
MARCH 31, 2015.
4 A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDER For None 2951 0 0 0
PROPONENTS TO RATIFY AND AFFIRM THE DECISIONS AND
ACTIONS TAKEN BY THE BOARD OF DIRECTORS (THE
"BOARD") AND EXECUTIVE OFFICERS OF THE COMPANY
WITH RESPECT TO AMERCO AND ITS SUBSIDIARIES, FOR
THE FISCAL YEAR ENDED MARCH 31, 2014.
-------------------------------------------------------------------------------
Page 8 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
BE AEROSPACE, INC.
SECURITY: 073302101 MEETING TYPE: Annual
TICKER: BEAV MEETING DATE: 10-Sep-2014
ISIN US0733021010 VOTE DEADLINE DATE: 09-Sep-2014
AGENDA 934064786 Management TOTAL BALLOT SHARES: 22383
LAST VOTE DATE: 30-Aug-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 AMIN J. KHOURY 22383 0 0 0
2 JONATHAN M. SCHOFIELD 22383 0 0 0
2 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF For None 0 22383 0 0
EXECUTIVE COMPENSATION.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & For None 22383 0 0 0
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR.
-------------------------------------------------------------------------------
Page 9 of 9 Wednesday, October 01, 2014
PROXY VOTING RECORD
MEETING DATE RANGE: 01-OCT-2014 TO 31-DEC-2014
SELECTED GROUPS
WELLPOINT, INC.
SECURITY: 94973V107 MEETING TYPE: Special
TICKER: WLP MEETING DATE: 05-Nov-2014
ISIN US94973V1070 VOTE DEADLINE DATE: 04-Nov-2014
AGENDA 934077834 Management TOTAL BALLOT SHARES: 9749
LAST VOTE DATE: 25-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE For None 9749 0 0 0
THE NAME OF THE COMPANY FROM WELLPOINT, INC. TO
ANTHEM, INC.
-------------------------------------------------------------------------------
Page 1 of 4 Friday, January 16, 2015
PROXY VOTING RECORD
WESTERN DIGITAL CORPORATION
SECURITY: 958102105 MEETING TYPE: Annual
TICKER: WDC MEETING DATE: 05-Nov-2014
ISIN US9581021055 VOTE DEADLINE DATE: 04-Nov-2014
AGENDA 934077694 Management TOTAL BALLOT SHARES: 9802
LAST VOTE DATE: 25-Oct-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: KATHLEEN A. COTE For None 9802 0 0 0
2 ELECTION OF DIRECTOR: HENRY T. DENERO For None 9802 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL D. LAMBERT For None 9802 0 0 0
4 ELECTION OF DIRECTOR: LEN J. LAUER For None 9802 0 0 0
5 ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL For None 9802 0 0 0
6 ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN For None 9802 0 0 0
7 ELECTION OF DIRECTOR: THOMAS E. PARDUN For None 9802 0 0 0
8 ELECTION OF DIRECTOR: PAULA A. PRICE For None 9802 0 0 0
9 ELECTION OF DIRECTOR: MASAHIRO YAMAMURA For None 9802 0 0 0
10 TO APPROVE ON AN ADVISORY BASIS THE NAMED For None 9802 0 0 0
EXECUTIVE OFFICER COMPENSATION IN THIS PROXY
STATEMENT.
11 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR For None 9802 0 0 0
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 3, 2015.
-------------------------------------------------------------------------------
Page 2 of 4 Friday, January 16, 2015
PROXY VOTING RECORD
GLOBAL PAYMENTS INC.
SECURITY: 37940X102 MEETING TYPE: Annual
TICKER: GPN MEETING DATE: 19-Nov-2014
ISIN US37940X1028 VOTE DEADLINE DATE: 18-Nov-2014
AGENDA 934081340 Management TOTAL BALLOT SHARES: 14463
LAST VOTE DATE: 08-Nov-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JEFFREY S. SLOAN# 14463 0 0 0
2 JOHN G. BRUNO* 14463 0 0 0
3 MICHAEL W. TRAPP* 14463 0 0 0
4 GERALD W. WILKINS* 14463 0 0 0
2 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION For None 0 14463 0 0
OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR
2014.
3 RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP For None 14463 0 0 0
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2015.
-------------------------------------------------------------------------------
Page 3 of 4 Friday, January 16, 2015
PROXY VOTING RECORD
WHITING PETROLEUM CORPORATION
SECURITY: 966387102 MEETING TYPE: Special
TICKER: WLL MEETING DATE: 03-Dec-2014
ISIN US9663871021 VOTE DEADLINE DATE: 02-Dec-2014
AGENDA 934094397 Management TOTAL BALLOT SHARES: 12700
LAST VOTE DATE: 22-Nov-2014
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 TO APPROVE THE ISSUANCE OF WHITING COMMON STOCK, For None 12700 0 0 0
PAR VALUE $0.001 PER SHARE, PURSUANT TO THE
ARRANGEMENT AGREEMENT, DATED AS OF JULY 13, 2014,
BY AND AMONG WHITING, 1007695 B.C. LTD. AND
KODIAK OIL & GAS CORP., AS THE SAME MAY BE
AMENDED FROM TIME TO TIME (THE "SHARE ISSUANCE
PROPOSAL").
2 TO APPROVE ANY MOTION TO ADJOURN THE WHITING For None 12700 0 0 0
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES (THE "WHITING
ADJOURNMENT PROPOSAL").
-------------------------------------------------------------------------------
Page 4 of 4 Friday, January 16, 2015
PROXY VOTING RECORD
MEETING DATE RANGE: 01-JAN-2015 TO 31-MAR-2015
SELECTED GROUPS
JOHNSON CONTROLS, INC.
SECURITY: 478366107 MEETING TYPE: Annual
TICKER: JCI MEETING DATE: 28-Jan-2015
ISIN US4783661071 VOTE DEADLINE DATE: 27-Jan-2015
AGENDA 934108603 Management TOTAL BALLOT SHARES: 35150
LAST VOTE DATE: 17-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 NATALIE A. BLACK 35150 0 0 0
2 RAYMOND L. CONNER 35150 0 0 0
3 RICHARD GOODMAN 35150 0 0 0
4 WILLIAM H. LACY 35150 0 0 0
5 ALEX A. MOLINAROLI 35150 0 0 0
6 MARK P. VERGNANO 35150 0 0 0
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS For None 35150 0 0 0
LLP AS INDEPENDENT AUDITORS FOR 2015.
3 APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE For None 35150 0 0 0
OFFICER COMPENSATION.
-------------------------------------------------------------------------------
Page 1 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
VISA INC.
SECURITY: 92826C839 MEETING TYPE: Annual
TICKER: V MEETING DATE: 28-Jan-2015
ISIN US92826C8394 VOTE DEADLINE DATE: 27-Jan-2015
AGENDA 934110785 Management TOTAL BALLOT SHARES: 4169
LAST VOTE DATE: 17-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: MARY B. CRANSTON For None 4169 0 0 0
2 ELECTION OF DIRECTOR: FRANCISCO JAVIER For None 4169 0 0 0
FERNANDEZ-CARBAJAL
3 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. For None 4169 0 0 0
4 ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT For None 4169 0 0 0
5 ELECTION OF DIRECTOR: CATHY E. MINEHAN For None 4169 0 0 0
6 ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON For None 4169 0 0 0
7 ELECTION OF DIRECTOR: DAVID J. PANG For None 4169 0 0 0
8 ELECTION OF DIRECTOR: CHARLES W. SCHARF For None 4169 0 0 0
9 ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN For None 4169 0 0 0
10 ELECTION OF DIRECTOR: JOHN A.C. SWAINSON For None 4169 0 0 0
11 ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. For None 4169 0 0 0
12 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION TO
FACILITATE STOCK SPLITS.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE For None 4169 0 0 0
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
14 APPROVAL OF THE VISA INC. EMPLOYEE STOCK PURCHASE For None 4169 0 0 0
PLAN.
-------------------------------------------------------------------------------
Page 2 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
15 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION AND THE
AMENDED AND RESTATED BY-LAWS TO REMOVE ALL
SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM
WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
EXITING OUR CORE PAYMENT BUSINESS
16 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION AND THE
AMENDED AND RESTATED BY-LAWS TO REMOVE ALL
SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM
WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
FUTURE AMENDMENTS TO SECTIONS OF THE CERTIFICATE
OF INCORPORATION
17 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION AND THE
AMENDED AND RESTATED BY-LAWS TO REMOVE ALL
SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM
WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
APPROVAL OF EXCEPTIONS TO TRANSFER RESTRICTIONS
18 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION AND THE
AMENDED AND RESTATED BY-LAWS TO REMOVE ALL
SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM
WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
REMOVAL OF DIRECTORS FROM OFFICE
19 APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND For None 4169 0 0 0
RESTATED CERTIFICATE OF INCORPORATION AND THE
AMENDED AND RESTATED BY-LAWS TO REMOVE ALL
SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM
WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION:
FUTURE AMENDMENTS TO THE ADVANCE NOTICE
PROVISIONS IN THE BY-LAWS
-------------------------------------------------------------------------------
Page 3 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
20 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 4169 0 0 0
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015
-------------------------------------------------------------------------------
Page 4 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
KEURIG GREEN MOUNTAIN, INC.
SECURITY: 49271M100 MEETING TYPE: Annual
TICKER: GMCR MEETING DATE: 29-Jan-2015
ISIN US49271M1009 VOTE DEADLINE DATE: 28-Jan-2015
AGENDA 934108716 Management TOTAL BALLOT SHARES: 9120
LAST VOTE DATE: 18-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 DIRECTOR For None
1 BRIAN P. KELLEY 9120 0 0 0
2 ROBERT A. STEELE 9120 0 0 0
3 JOSE REYES LAGUNES 9120 0 0 0
2 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE For None 9120 0 0 0
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT;
3 TO RATIFY THE APPOINTMENT OF For None 9120 0 0 0
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2015; AND
-------------------------------------------------------------------------------
Page 5 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
UGI CORPORATION
SECURITY: 902681105 MEETING TYPE: Annual
TICKER: UGI MEETING DATE: 29-Jan-2015
ISIN US9026811052 VOTE DEADLINE DATE: 28-Jan-2015
AGENDA 934110747 Management TOTAL BALLOT SHARES: 30643
LAST VOTE DATE: 18-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: R.W. GOCHNAUER For None 30643 0 0 0
2 ELECTION OF DIRECTOR: L.R. GREENBERG For None 30643 0 0 0
3 ELECTION OF DIRECTOR: F.S. HERMANCE For None 30643 0 0 0
4 ELECTION OF DIRECTOR: E.E. JONES For None 30643 0 0 0
5 ELECTION OF DIRECTOR: A. POL For None 30643 0 0 0
6 ELECTION OF DIRECTOR: M.S. PUCCIO For None 30643 0 0 0
7 ELECTION OF DIRECTOR: M.O. SCHLANGER For None 30643 0 0 0
8 ELECTION OF DIRECTOR: R.B. VINCENT For None 30643 0 0 0
9 ELECTION OF DIRECTOR: J.L. WALSH For None 30643 0 0 0
10 PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE For None 30643 0 0 0
COMPENSATION.
11 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP For None 30643 0 0 0
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
-------------------------------------------------------------------------------
Page 6 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
ARAMARK
SECURITY: 03852U106 MEETING TYPE: Annual
TICKER: ARMK MEETING DATE: 03-Feb-2015
ISIN US03852U1060 VOTE DEADLINE DATE: 02-Feb-2015
AGENDA 934116167 Management TOTAL BALLOT SHARES: 42000
LAST VOTE DATE: 23-Jan-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- -------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 ERIC J. FOSS 42000 0 0 0
2 TODD M. ABBRECHT 42000 0 0 0
3 LAWRENCE T. BABBIO, JR. 42000 0 0 0
4 DAVID A. BARR 42000 0 0 0
5 PIERRE-OLIVIER BECKERS 42000 0 0 0
6 LEONARD S. COLEMAN, JR. 42000 0 0 0
7 IRENE M. ESTEVES 42000 0 0 0
8 DANIEL J. HEINRICH 42000 0 0 0
9 SANJEEV MEHRA 42000 0 0 0
10 STEPHEN P. MURRAY 42000 0 0 0
11 STEPHEN SADOVE 42000 0 0 0
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE For None 42000 0 0 0
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2015.
3 TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE For None 0 42000 0 0
COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.
TAKE NO
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE 1 YEAR 2 YEARS 3 YEARS ABSTAIN ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- ------- -------
4 TO DETERMINE, IN A NON-BINDING ADVISORY VOTE, 1 Year None 42000 0 0 0 0
WHETHER A NON-BINDING STOCKHOLDER VOTE TO APPROVE
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
-------------------------------------------------------------------------------
Page 7 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
HOLOGIC, INC.
SECURITY: 436440101 MEETING TYPE: Annual
TICKER: HOLX MEETING DATE: 03-Mar-2015
ISIN US4364401012 VOTE DEADLINE DATE: 02-Mar-2015
AGENDA 934118250 Management TOTAL BALLOT SHARES: 43253
LAST VOTE DATE: 20-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 DIRECTOR For None
1 JONATHAN CHRISTODORO 43253 0 0 0
2 SALLY W. CRAWFORD 43253 0 0 0
3 SCOTT T. GARRETT 43253 0 0 0
4 DAVID R. LAVANCE, JR. 43253 0 0 0
5 NANCY L. LEAMING 43253 0 0 0
6 LAWRENCE M. LEVY 43253 0 0 0
7 STEPHEN P. MACMILLAN 43253 0 0 0
8 SAMUEL MERKSAMER 43253 0 0 0
9 CHRISTIANA STAMOULIS 43253 0 0 0
10 ELAINE S. ULLIAN 43253 0 0 0
11 WAYNE WILSON 43253 0 0 0
2 A NON-BINDING ADVISORY RESOLUTION TO APPROVE For None 0 43253 0 0
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG For None 43253 0 0 0
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
4 SHAREHOLDER PROPOSAL REGARDING A SEVERANCE Against None 43253 0 0 0
APPROVAL POLICY.
5 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER INPUT Against None 43253 0 0 0
ON POISON PILLS.
-------------------------------------------------------------------------------
Page 8 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
HELMERICH & PAYNE, INC.
SECURITY: 423452101 MEETING TYPE: Annual
TICKER: HP MEETING DATE: 04-Mar-2015
ISIN US4234521015 VOTE DEADLINE DATE: 03-Mar-2015
AGENDA 934119480 Management TOTAL BALLOT SHARES: 7977
LAST VOTE DATE: 21-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG For None 7977 0 0 0
2 ELECTION OF DIRECTOR: RANDY A. FOUTCH For None 7977 0 0 0
3 ELECTION OF DIRECTOR: HANS HELMERICH For None 7977 0 0 0
4 ELECTION OF DIRECTOR: JOHN W. LINDSAY For None 7977 0 0 0
5 ELECTION OF DIRECTOR: PAULA MARSHALL For None 7977 0 0 0
6 ELECTION OF DIRECTOR: THOMAS A. PETRIE For None 7977 0 0 0
7 ELECTION OF DIRECTOR: DONALD F. ROBILLARD, JR. For None 7977 0 0 0
8 ELECTION OF DIRECTOR: FRANCIS ROONEY For None 7977 0 0 0
9 ELECTION OF DIRECTOR: EDWARD B. RUST, JR. For None 7977 0 0 0
10 ELECTION OF DIRECTOR: JOHN D. ZEGLIS For None 7977 0 0 0
11 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR For None 7977 0 0 0
2015.
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For None 7977 0 0 0
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Page 9 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
AMERISOURCEBERGEN CORPORATION
SECURITY: 03073E105 MEETING TYPE: Annual
TICKER: ABC MEETING DATE: 05-Mar-2015
ISIN US03073E1055 VOTE DEADLINE DATE: 04-Mar-2015
AGENDA 934118642 Management TOTAL BALLOT SHARES: 10659
LAST VOTE DATE: 22-Feb-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: ORNELLA BARRA For None 10659 0 0 0
2 ELECTION OF DIRECTOR: STEVEN H. COLLIS For None 10659 0 0 0
3 ELECTION OF DIRECTOR: DOUGLAS R. CONANT For None 10659 0 0 0
4 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER For None 10659 0 0 0
5 ELECTION OF DIRECTOR: RICHARD C. GOZON For None 10659 0 0 0
6 ELECTION OF DIRECTOR: LON R. GREENBERG For None 10659 0 0 0
7 ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. For None 10659 0 0 0
8 ELECTION OF DIRECTOR: KATHLEEN W. HYLE For None 10659 0 0 0
9 ELECTION OF DIRECTOR: MICHAEL J. LONG For None 10659 0 0 0
10 ELECTION OF DIRECTOR: HENRY W. MCGEE For None 10659 0 0 0
11 RATIFICATION OF APPOINTMENT OF INDEPENDENT For None 10659 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2015.
12 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER For None 10659 0 0 0
COMPENSATION.
13 STOCKHOLDER PROPOSAL TO PERMIT STOCKHOLDER ACTION Against None 10659 0 0 0
BY WRITTEN CONSENT.
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Page 10 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
THE COOPER COMPANIES, INC.
SECURITY: 216648402 MEETING TYPE: Annual
TICKER: COO MEETING DATE: 16-Mar-2015
ISIN US2166484020 VOTE DEADLINE DATE: 13-Mar-2015
AGENDA 934122829 Management TOTAL BALLOT SHARES: 7024
LAST VOTE DATE: 03-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ----- ------- ------- --------------
1 ELECTION OF DIRECTOR: A. THOMAS BENDER For None 7024 0 0 0
2 ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN For None 7024 0 0 0
3 ELECTION OF DIRECTOR: JODY S. LINDELL For None 7024 0 0 0
4 ELECTION OF DIRECTOR: GARY S. PETERSMEYER For None 7024 0 0 0
5 ELECTION OF DIRECTOR: STEVEN ROSENBERG For None 7024 0 0 0
6 ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. For None 7024 0 0 0
7 ELECTION OF DIRECTOR: ROBERT S. WEISS For None 7024 0 0 0
8 ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. For None 7024 0 0 0
9 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For None 7024 0 0 0
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COOPER COMPANIES, INC. FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2015.
10 AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED For None 7024 0 0 0
EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
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Page 11 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
HEWLETT-PACKARD COMPANY
SECURITY: 428236103 MEETING TYPE: Annual
TICKER: HPQ MEETING DATE: 18-Mar-2015
ISIN US4282361033 VOTE DEADLINE DATE: 17-Mar-2015
AGENDA 934122285 Management TOTAL BALLOT SHARES: 31351
LAST VOTE DATE: 07-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ELECTION OF DIRECTOR: MARC L. ANDREESSEN For None 31351 0 0 0
2 ELECTION OF DIRECTOR: SHUMEET BANERJI For None 31351 0 0 0
3 ELECTION OF DIRECTOR: ROBERT R. BENNETT For None 31351 0 0 0
4 ELECTION OF DIRECTOR: RAJIV L. GUPTA For None 31351 0 0 0
5 ELECTION OF DIRECTOR: KLAUS KLEINFELD For None 31351 0 0 0
6 ELECTION OF DIRECTOR: RAYMOND J. LANE For None 31351 0 0 0
7 ELECTION OF DIRECTOR: ANN M. LIVERMORE For None 31351 0 0 0
8 ELECTION OF DIRECTOR: RAYMOND E. OZZIE For None 31351 0 0 0
9 ELECTION OF DIRECTOR: GARY M. REINER For None 31351 0 0 0
10 ELECTION OF DIRECTOR: PATRICIA F. RUSSO For None 31351 0 0 0
11 ELECTION OF DIRECTOR: JAMES A. SKINNER For None 31351 0 0 0
12 ELECTION OF DIRECTOR: MARGARET C. WHITMAN For None 31351 0 0 0
13 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT For None 31351 0 0 0
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2015.
14 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. For None 31351 0 0 0
15 STOCKHOLDER PROPOSAL RELATED TO ACTION BY WRITTEN Against None 0 31351 0 0
CONSENT OF STOCKHOLDERS
-------------------------------------------------------------------------------
Page 12 of 13 Wednesday, April 01, 2015
PROXY VOTING RECORD
BAKER HUGHES INCORPORATED
SECURITY: 057224107 MEETING TYPE: Special
TICKER: BHI MEETING DATE: 27-Mar-2015
ISIN US0572241075 VOTE DEADLINE DATE: 26-Mar-2015
AGENDA 934128100 Management TOTAL BALLOT SHARES: 14164
LAST VOTE DATE: 16-Mar-2015
ITEM PROPOSAL RECOMMENDATION DEFAULT VOTE FOR AGAINST ABSTAIN TAKE NO ACTION
---- ------------------------------------------------- -------------- ------------ ------ ------- ------- --------------
1 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS For None 14164 0 0 0
OF NOVEMBER 16 , 2014, AS IT MAY BE AMENDED FROM
TIME TO TIME (THE "MERGER AGREEMENT"), BY AND
AMONG HALLIBURTON COMPANY, RED TIGER LLC AND
BAKER HUGHES INCORPORATED.
2 APPROVE THE ADJOURNMENT OF THE BAKER HUGHES For None 14164 0 0 0
INCORPORATED SPECIAL MEETING OF STOCKHOLDERS IF
NECESSARY OR ADVISABLE TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
3 APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE For None 14164 0 0 0
COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO
BAKER HUGHES INCORPORATED'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
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Page 13 of 13 Wednesday, April 01, 2015
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, The
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Unified Series Trust
By: /s/ John Swhear
-------------------------
John Swhear
President
Date: 8/27/15