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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09060
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HOLLAND SERIES FUND, INC.
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(Exact name of registrant as specified in charter)
375 Park Avenue
New York, NY 10152
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(Address of principal executive offices) Copy to:
Michael F. Holland Kristin Schantz, Esq.
President and Treasurer State Street Bank and Trust Company
Holland Series Fund, Inc. 100 Summer Street
375 Park Avenue Boston, Massachusetts 02111
New York, New York 10152
and
Timothy Diggins, Esq.
Ropes & Gray
Prudential Tower
800 Boylston Street
Boston, Massachusetts 02119-3600
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-304-6552
Date of fiscal year end: September 30
Date of reporting period: July 1, 2015 - June 30, 2016
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Item 1. Proxy Voting Record
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
3M Co. MMM 88579Y101 05/10/16 Proposal 1: Election of Directors Issuer No vote For
1a. Sondra L. Barbour
1b. Thomas "Tony" K. Brown
1c. Vance D. Coffman
1d. David B. Dillon
1e. Michael L. Eskew
1f. Herbert L. Henkel
1g. Muhtar Kent
1h. Edward M. Liddy
1i. Gregory R. Page
1j. Inge G. Thulin
1k. Robert J. Ulrich
1l. Patricia A. Woertz
Proposal 2: To Ratify the Issuer No vote For
appointment of
PricewaterhouseCoopers LLP as
3M's independent registered
public accounting firm.
Proposal 3: Advisory approval of Issuer No vote For
executive compensation.
Proposal 4: Approval of the 2016 Issuer No vote For
Long-Term Incentive Plan.
Proposal 5: Stockholder proposal Security Holder No vote Against
on special meetings.
Proposal 6: Stockholder proposal Security Holder No vote Against
on share repurchase program and
executive compensation.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ------------------------------------ ---------------- --------- --------
American Express Co. AXP 025816109 05/02/16 Proposal 1: Election of Directors Issuer No vote For
1a. Charlene Barshefsky
1b. Ursula M. Burns
1c. Kenneth I. Chenault
1d. Peter Chernin
1e. Ralph de la Vega
1f. Anne L. Lauvergeon
1g. Michael O. Leavitt
1h. Theodore J. Leonsis
1i. Richard C. Levin
1j. Samuel J. Palmisano
1k. Daniel L. Vasella
1l. Robert D. Walter
1m. Ronald Williams
Proposal 2: Ratification of Issuer No vote For
appointment of
PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2016.
Proposal 3: Advisory resolution Issuer No vote For
to approve executive
compensation.
Proposal 4: Approval of the Issuer No vote For
American Express Company 2016
Incentive Compensation Plan.
Proposal 5: Shareholder proposal Security Holder No vote Against
relating to annual disclosure of
EEO-1 data.
Proposal 6: Shareholder proposal Security Holder No vote Against
relating to report on privacy, data
security and government requests.
Proposal 7: Shareholder proposal Security Holder No vote Against
relating to action by written
consent.
Proposal 8: Shareholder proposal Security Holder No vote Against
relating to lobbying disclosure.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- --------------------------------- ---------------- --------- --------
Proposal 9: Shareholder proposal Security Holder No vote Against
relating to independent board
chairman.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
Berkshire Hathaway, Inc. BRK/A 084670108 04/30/16 Proposal 1: Election of Directors Issuer No vote For
01-Warren E. Buffett
02-Charles T. Munger
03-Howard G. Buffett
04-Stephen B. Burke
05-Susan L. Decker
06-William H. Gates III
07-David S. Gottesman
08-Charlotte Guyman
09-Thomas S. Murphy
10-Ronald L. Olson
11-Walter Scott, Jr.
12-Meryl B. Witmer
Proposal 2: Shareholder proposal Security Holder No vote Against
regarding the reporting of risks
posed by climate change.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
Comcast Corporation CMCSA 20030N101 05/19/16 Proposal 1: Election of Directors Issuer For All For
01-Kenneth J. Bacon
02-Madline S. Bell
03-Sheldon M. Bonovitz
04-Edward D. Breen
05-Joseph J. Collins
06-Gerald L. Hassell
07-Jeffrey A. Honickman
08-Eduardo Mestre
09-Brian L. Roberts
10-Johnathan A. Rodgers
11-Dr. Judith Rodin
Proposal 2: Ratification of the Issuer For For
appointment of our independent
auditors
Proposal 3: Approval of our Issuer For For
Amended and Restated 2002
Restricted Stock Plan
Proposal 4: Approval of our Issuer For For
Amended and Restated 2003
Stock Option Plan
Proposal 5: Approval of the Issuer For For
Amended and Restated Comcast
Corporation 2002 Employee Stock
Purchase Plan
Proposal 6: Approval of the Issuer For For
Amended and Restated Comcast-
NBCUniversal 2011 Employee
Stock Purchase Plan
Proposal 7: To provide a lobbying Security Holder Against Against
report
Proposal 8: To prohibit Security Holder Against Against
accelerated vesting upon a change
in control of stock
Proposal 9: To require an Security Holder Against Against
independent board chairman
Proposal 10: To stop 100-to-one Security Holder Against Against
voting power
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
Exxon Mobil Corp. XOM 30231G102 05/25/16 Proposal 1: Election of Directors Issuer For All For
01) M.J. Boskin
02) P. Brabeck-Letmathe
03) A.F. Braly
04) U.M. Burns
05) L.R. Faulkner
06) J.S. Fishman
07) H.H. Fore
08) K.C. Frazier
09) D.R. Oberhelman
10) S.J. Palmisano
11) S.S. Reinemund
12) R.W. Tillerson
13) W.C. Weldon
14) D.W. Woods
Proposal 2: Ratification of Issuer For For
Independent Auditors
Proposal 3: Advisory Vote to Issuer For For
Approve Executive Compensation
Proposal 4: Independent Security Holder Against Against
Chairman
Proposal 5: Climate Expert on Security Holder Against Against
Board
Proposal 6: Hire an Investment Security Holder Against Against
Bank
Proposal 7: Proxy Access Bylaw Security Holder Against Against
Proposal 8: Report on Security Holder Against Against
Compensation for Women
Proposal 9: Report on Lobbying Security Holder Against Against
Proposal 10: Increase Capital Security Holder Against Against
Distributions
Proposal 11: Policy to Limit Security Holder Against Against
Global Warming to 2(degrees)C
Proposal 12: Report on Impacts Security Holder Against Against
of Climate Change Policies
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- --------------------------------- ---------------- --------- --------
Proposal 13: Report Reserve Security Holder Against Against
Replacements in BTUs
Proposal 14: Report on Hydraulic Security Holder Against Against
Fracturing
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
General Electric Co. GE 369604103 04/27/16 Proposal A: Election of Directors Issuer For All For
A1. Sebastien M. Bazin
A2. W. Geoffrey Beattie
A3. John J. Brennan
A4. Francisco D'Souza
A5. Marijn E. Dekkers
A6. Peter B. Henry
A7. Susan J. Hockfield
A8. Jeffrey R. Immelt
A9. Andrea Jung
A10. Robert W. Lane
A11. Rochelle B. Lazarus
A12. Lowell C. McAdam
A13. James J. Mulva
A14. James E. Rohr
A15. Mary L. Schapiro
A16. James S. Tisch
Proposal B1: Advisory Approval Issuer For For
of Our Named Executives'
Compensation
Proposal B2: Ratification of Issuer For For
KPMG as Independent Auditor for
2016
Proposal C1: Lobbying Report Security Holder Against Against
Proposal C2: Independent Chair Security Holder Against Against
Proposal C3: Holy Land Security Holder Against Against
Principles
Proposal C4: Cumulative Voting Security Holder Against Against
Proposal C5: Performance-based
Options
Proposal C6: Human Rights Security Holder Against Against
Report
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ----------------------------------- ---------------- --------- --------
Intel Corp. INTC 458140100 05/19/16 Proposal 1: Election of Directors Issuer No vote For
1a. Charlene Barshefsky
1b. Aneel Bhusri
1c. Andy D. Bryant
1d. John J. Donahoe
1e. Reed E. Hundt
1f. Brian M. Krzanich
1g. James D. Plummer
1h. David S. Pottruck
1i. Frank D. Yeary
1j. David B. Yoffie
Proposal 2: Ratification of Issuer No vote For
selection of Ernst & Young LLP
as our independent registered
public accounting firm for 2016
Proposal 3: Advisory vote to Issuer No vote For
approve executive compensation
Proposal 4: Stockholder proposal Security Holder No vote Against
on implementing principles
entitled "Holy Land Principles"
Proposal 5: Stockholder proposal Security Holder No vote Against
on whether to allow stockholders
to act by written consent
Proposal 6: Stockholder proposal Security Holder No vote Against
on whether to adopt an alternative
vote counting standard
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
Johnson & Johnson JNJ 478160104 04/28/16 Proposal 1: Election of Directors Issuer No vote For
1a. Mary C. Beckerle
1b. D. Scott Davis
1c. Ian E.L. Davis
1d. Alex Gorsky
1e. Susan L. Lindquist
1f. Mark B. McClellan
1g. Anne M. Mulcahy
1h. William D. Perez
1i. Charles Prince
1j. A. Eugene Washington
1k. Ronald A. Williams
Proposal 2: Advisory Vote to Issuer No vote For
Approve Named Executive
Officer Compensation
Proposal 3: Ratification of Issuer No vote For
Appointment of
PricewaterhouseCoopers LLP as
the Independent Registered Public
Accounting Firm for 2016
Proposal 4: Shareholder Proposal Security Holder No vote Against
- Policy for Share Repurchase
Preference
Proposal 5: Shareholder Proposal Security Holder No vote Against
- Independent Board Chairman
Proposal 6: Report on Lobbying Security Holder No vote Against
Disclosure
Proposal 7: Shareholder Proposal Security Holder No vote Against
- Take-Back Programs for Unused
Medicines
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ----------------------------------- ---------------- --------- --------
JPMorgan Chase & Co. JPM 46626H100 05/17/16 Proposal 1: Election of Directors Issuer For All For
1a. Linda B. Bammann
1b. James A. Bell
1c. Crandall C. Bowles
1d. Stephen B. Burke
1e. James S. Crown
1f. James Dimon
1g. Timothy P. Flynn
1h. Laban P. Jackson, Jr.
1i. Michael A. Neal
1j. Lee R. Raymond
1k. William C. Weldon
Proposal 2: Advisory resolution Issuer For For
to approve executive
compensation
Proposal 3: Ratification of Issuer For For
independent registered public
accounting firm
Proposal 4: Independent board Security Holder Against Against
chairman - require an independent
chair
Proposal 5: How votes are Security Holder Against Against
counted - count votes using only
for and against and ignore
abstentions
Proposal 6: Vesting for Security Holder Against Against
government service - prohibit
vesting of equity-based awards for
senior executives due to voluntary
resignation to enter government
service
Proposal 7: Appoint a Security Holder Against Against
stockholder value committee -
address whether divestiture of all
non-core banking business
segments would enhance
shareholder value
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- ---------------------------------- ---------------- --------- --------
Proposal 8: Clawback amendment Security Holder Against Against
- defer compensation for 10 years
to help satisfy any monetary
penalty associated with violation
of law
Proposal 9: Executive Security Holder Against Against
compensation philosophy - adopt
a balanced executive
compensation philosophy with
social factors to improve the
Firm's ethical conduct and public
reputation
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ------------------------------------ ----------- --------- -----
Microsoft Corp. MSFT 594918104 12/02/15 Proposal 1: Election of Directors Issuer No vote For
01. William H. Gates III
02. Teri L. List-Stoll
03. G. Mason Morfit
04. Satya Nadella
05. Charles H. Noski
06. Helmut Panke
07. Sandra E. Peterson
08. Charles W. Scharf
09. John W. Stanton
10. John W. Thompson
11. Padmasree Warrior
Proposal 2: Advisory vote on Issuer No vote For
executive compensation
Proposal 3: Ratification of Issuer No vote For
Deloitte & Touche LLP as our
independent auditor for fiscal year
2016
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
PepsiCo, Inc. PEP 713448108 05/04/16 Proposal 1: Election of Directors Issuer No vote For
1a. Shona L. Brown
1b. George W. Buckley
1c. Cesar Conde
1d. Ian M. Cook
1e. Dina Dublon
1f. Rona A. Fairhead
1g. Richard W. Fisher
1h. William R. Johnson
1i. Indra K. Nooyi
1j. David C. Page
1k. Robert C. Pohlad
1l. Lloyd G. Trotter
1m. Daniel Vasella
1n. Alberto Weisser
Proposal 2: Ratification of the Issuer No vote For
appointment of KPMG LLP as the
Company's independent registered
public accounting firm for fiscal
year 2016.
Proposal 3: Advisory approval of Issuer No vote For
the Company's executive
compensation.
Proposal 4: Approval of the Issuer No vote For
Renewal and Amendment of the
PepsiCo, Inc. Long-Term Plan.
Proposal 5: Establish board Security Holder No vote NONE
committee on sustainability.
Proposal 6: Report on minimizing Security Holder No vote NONE
impacts of neonics.
Proposal 7: Policy regarding Holy Security Holder No vote Against
Land Principles.
Proposal 8: Adopt quantitative Security Holder No vote Against
renewable energy targets.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ----------------------------------- ----------- --------- -----
Schlumberger, Ltd. SLB 806857108 04/06/16 Proposal 1: Election of Directors Issuer For All For
1a. Peter L.S. Currie
1b. V. Maureen Kempston Darkes
1c. Paal Kibsgaard
1d. Nikolay Kudryavtsev
1e. Michael E. Marks
1f. Indra K. Nooyi
1g. Lubna S. Olayan
1h. Leo Rafael Reif
1i. Tore I. Sandvold
1j. Henri Seydoux
Proposal 2: To approve, on an Issuer For For
advisory basis, the Company's
executive compensation.
Proposal 3: To approve the Issuer For For
Company's 2015 financial
statements and the Board's 2015
declarations of dividends.
Proposal 4: To approve the Issuer For For
appointment of
PricewaterhouseCoopers LLP as
the Company's independent
registered public accounting firm
for 2016.
Proposal 5: To approve Issuer For For
amendments to the Company's
Articles of Incorporation to allow
the Board to fix the authorized
number of directors at a meeting
subject to stockholder approval
and to reflect changes to the
Curacao Civil Code.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- ------------------------------------ ----------- --------- -----
Proposal 6: To approve a Issuer For For
resolution to fix the number of
directors constituting the Board of
Directors at not more than 12,
subject to approval of Item 5.
Proposal 7: To approve our Issuer For For
Amended and Restated French
Sub-Plan for purposes of
qualification under French law, to
provide recipients of equity grants
thereunder with preferential tax
treatment under French law.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ------------------------------------- ----------- --------- -----
The Chubb Corporation CB 171232101 10/22/15 Proposal 1: A proposal to approve Issuer For For
the agreement and plan of merger
(as it may be amended from time
to time, the "merger agreement")
by and among ACE Limited,
William Investment Holdings
Corporation and The Chubb
Corporation ("Chubb").
Proposal 2: A proposal to Issuer For For
approve, by advisory (non-
binding) vote, certain
compensation arrangements for
Chubb's named executive officers
in connection with the merger.
Proposal 3: A proposal to approve Issuer For For
one or more adjournments of the
Chubb special meeting, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to approve the
merger agreement at the time of
the Chubb special meeting.
Chubb Limited CB H1467J104 05/19/16 Proposal 1: Approval of the Issuer No vote For
management report, standalone
financial statements and
consolidated financial statements
of Chubb Limited for the year
ended December 31, 2015
Proposal 2: Allocation of
disposable profit and distribution
of a dividend
2.1: Allocation of disposable Issuer No vote For
profit
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- ------------------------------------ ----------- --------- -----
2.2: Distribution of a dividend out Issuer No vote For
of legal reserves (by way of
release and allocation to a
dividend reverse)
Proposal 3: Discharge of the Issuer No vote For
Board of Directors
Proposal 4: Election of Auditors
4.1: Election of Issuer No vote For
PricewaterhouseCoopers AG
(Zurich) as our statutory auditor
4.2: Ratification of appointment of Issuer No vote For
PricewaterhouseCoopers LLP
(United States) as independent
registered public accounting firm
for purposes of U.S. securities law
reporting
4.3: Election of BDO AG (Zurich) Issuer No vote For
as special audit firm
Proposal 5: Election of Directors Issuer No vote For
5.1: Evan G. Greenberg
5.2: Robert M. Hernandez
5.3: Michael G. Atieh
5.4: Sheila P. Burke
5.5: James I. Cash
5.6: Mary A. Cirillo
5.7: Michael P. Connors
5.8: John Edwardson
5.9: Lawrence W. Kellner
5.10: Leo F. Mullin
5.11: Kimberly Ross
5.12: Robert Scully
5.13: Eugene B. Shanks, Jr.
5.14: Theodore E. Shasta
5.15: David Sidwell
5.16: Olivier Steimer
5.17: James M. Zimmerman
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- ------- ------------------------------------ ----------- --------- -----
Proposal 6: Election of the Issuer No vote For
Chairman of the Board of
Directors
Proposal 7: Election of the
Compensation Committee of the
Board of Directors
7.1: Michael P. Connors Issuer No vote For
7.2: Mary A. Cirillo Issuer No vote For
7.3: Robert M. Hernandez Issuer No vote For
7.4: Robert Scully Issuer No vote For
7.5: James M. Zimmerman Issuer No vote For
Proposal 8: Election of Issuer No vote For
Homburger AG as independent
proxy
Proposal 9: Amendment to the Issuer No vote For
Articles of Association relating to
authorized share capital for
general purposes
Proposal 10: Approval of the Issuer No vote For
Chubb Limited 2016 Long-Term
Incentive Plan
Proposal 11: Approval of the
maximum compensation of the
Board of Directors and Executive
Management
11.1: Compensation of the Board Issuer No vote For
of Directors until the next annual
general meeting
11.2: Compensation of the Issuer No vote For
Executive Management for the
next calendar year
Proposal 12: Advisory vote to Issuer No vote For
approve executive compensation
under U.S. securities law
requirements
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
The Home Depot, Inc. HD 437076102 05/19/16 Proposal 1: Election of Directors Issuer No vote For
1a. Gerard J. Arpey
1b. Ari Bousbib
1c. Gregory D. Brenneman
1d. J. Frank Brown
1e. Albert P. Carey
1f. Armando Codina
1g. Helena B. Foulkes
1h. Linda R. Gooden
1i. Wayne M. Hewett
1j. Karen L. Katen
1k. Craig A. Menear
1l. Mark Vadon
Proposal 2: Ratification of the Issuer No vote For
Appointment of KPMG LLP
Proposal 3: Advisory Vote to Issuer No vote For
Approve Executive Compensation
Proposal 4: Shareholder Proposal Security Holder No vote Against
Regarding Preparation of an
Employment Diversity Report
Proposal 5: Shareholder Proposal Security Holder No vote Against
to Reduce the Threshold to Call
Special Shareholder Meetings to
10% of Outstanding Shares
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
The Walt Disney Company DIS 254687108 03/03/16 Proposal 1: Election of Directors Issuer For
1a. Susan E. Arnold For
1b. John S. Chen For
1c. Jack Dorsey For
1d. Robert A. Iger For
1e. Maria Elena Lagomasino For
1f. Fred H. Langhammer For
1g. Aylwin B. Lewis For
1h. Robert W. Matschullat For
1i. Mark G. Parker For
1j. Sheryl K. Sandberg Against
1k. Orin C. Smith For
Proposal 2: To ratify the Issuer For For
appointment of
PricewaterhouseCoopers LLP as
the Company's registered public
accountants for 2016.
Proposal 3: To approve the Issuer For For
advisory resolution on executive
compensation.
Proposal 4: To approve the Issuer For For
amendment to the Restated
Certificate of Incorporation
Proposal 5: To approve the Security Holder Against Against
shareholder proposal relating to
simple majority vote.
Proposal 6: To approve the Security Holder Against Against
shareholder proposal relating to
lobbying disclosure.
Ticker Meeting Mgmt.
Issuer Symbol Cusip No. Date Ballot Issue Proposed by Vote Cast Rec.
------ ------ --------- -------- ---------------------------------- ---------------- --------- --------
Wal-Mart Stores, Inc. WMT 931142103 06/03/16 Proposal 1: Election of Directors Issuer No vote For
1a. James I. Cash, Jr.
1b. Pamela J. Craig
1c. Timothy P. Flynn
1d. Thomas W. Horton
1e. Marissa A. Mayer
1f. C. Douglas McMillon
1g. Gregory B. Penner
1h. Steven S. Reinemund
1i. Kevin Y. Systrom
1j. S. Robson Walton
1k. Steuart L. Walton
1l. Linda S. Wolf
Proposal 2: Advisory Vote to Issuer No vote For
Approve Named Executive
Officer Compensation
Proposal 3: Approval of the Wal- Issuer No vote For
Mart Stores, Inc. 2016 Associate
Stock Purchase Plan
Proposal 4: Ratification of Ernst Issuer No vote For
& Young LLP as Independent
Accountants
Proposal 5: Request to Adopt an Security Holder No vote Against
Independent Chairman Policy
Proposal 6: Request for Annual Security Holder No vote Against
Report Regarding Incentive
Compensations Plans
Proposal 7: Request for Reporting Security Holder No vote Against
Regarding Criteria for Operating
in High-Risk Regions
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
HOLLAND SERIES FUND, INC.
By: /s/ Michael F. Holland
--------------------------
Michael F. Holland
President and Treasurer
August 4, 2016