UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
Name of Registrant: ICON Funds
Address of Principal Executive Offices:
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Name and address of agent of service:
Carrie Schoffman
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Registrant's telephone number including area code:
303-790-1600
Date of fiscal year end:
09/30
Date of reporting period:
07/01/2015 - 06/30/2016
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Bond Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Alliance New York Municipal Income Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYN CUSIP 018714105 08/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
AllianceBernstein Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/01/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
LBF CUSIP 25158V108 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Mgmt For For For
Ballantine
1.2 Elect Henry P. Becton, Mgmt For For For
Jr.
1.3 Elect Dawn-Marie Mgmt For For For
Driscoll
1.4 Elect Paul K. Freeman Mgmt For For For
2 For Deutsche Global Mgmt For For For
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
________________________________________________________________________________
Federated Enhanced Treasury Income Fund
Ticker Security ID: Meeting Date Meeting Status
FTT CUSIP 314162108 10/12/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Christopher Mgmt For For For
Donahue
1.2 Elect Peter E. Madden Mgmt For For For
1.3 Elect Charles F. Mgmt For For For
Mansfield,
Jr.
2 Conversion of Fund to Mgmt For For For
Open-End Investment
Company
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker Security ID: Meeting Date Meeting Status
FMY CUSIP 33734E103 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Bowen Mgmt For For For
1.2 Elect Niel B. Nielson Mgmt For For For
________________________________________________________________________________
Firsthand Technology Value Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVVC CUSIP 33766Y100 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark FitzGerald Mgmt For For For
1.2 Elect Nicholas Petredis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDI CUSIP 347200107 04/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDI CUSIP 347200107 12/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adela Cepeda Mgmt For For For
1.2 Elect John J. Murphy Mgmt For For For
1.3 Elect Frank K. Reilly Mgmt For For For
1.4 Elect Abbie J. Smith Mgmt For For For
1.5 Elect J. Mikesell Mgmt For For For
Thomas
________________________________________________________________________________
Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
GHI CUSIP 37933G108 02/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
2.1 Elect Richard R. Burt Mgmt For For For
2.2 Elect Meyer Feldberg Mgmt For For For
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
HYF CUSIP 561911108 04/21/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTS CUSIP 614115103 07/21/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Bradshaw
1.2 Elect Victor L. Hymes Mgmt For For For
1.3 Elect Richard H. Mgmt For For For
Stanton
1.4 Elect Wendell G. Van Mgmt For For For
Auken
1.5 Elect Nancy E. Wallace Mgmt For For For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTS CUSIP 614115103 11/16/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Strategic Global Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 862719101 03/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Q. Mgmt For For For
Armstrong
1.2 Elect Alan S. Bernikow Mgmt For For For
1.3 Elect David Malpass Mgmt For For For
2 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Transamerica Income Shares, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAI CUSIP 893506105 11/06/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Winthrop Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FUR CUSIP 976391300 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Ashner Mgmt For For For
1.2 Elect Arthur Blasberg, Mgmt For For For
Jr.
1.3 Elect Howard Goldberg Mgmt For For For
1.4 Elect Thomas F. Mgmt For For For
McWilliams
1.5 Elect Lee Seidler Mgmt For For For
1.6 Elect Carolyn Tiffany Mgmt For For For
1.7 Elect Steven Zalkind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Discretionary Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CUSIP 01609W102 10/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph C. Tsai Mgmt For Against Against
2 Elect Jonathan LU Mgmt For Against Against
Zhaoxi
3 Elect J. Michael Evans Mgmt For Against Against
4 Elect Borje E. Ekholm Mgmt For For For
5 Elect Wan Ling Martello Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nolan D. Mgmt For For For
Archibald
2 Elect David C. Everitt Mgmt For For For
3 Elect Roger J. Wood Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cinemark Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNK CUSIP 17243V102 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin D. Mgmt For For For
Chereskin
1.2 Elect Lee Roy Mitchell Mgmt For For For
1.3 Elect Raymond W. Syufy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Joseph J. Collins Mgmt For Withhold Against
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amend 2002 Restricted Mgmt For For For
Stock
Plan
4 Amend 2003 Stock Mgmt For For For
Option
Plan
5 Amend 2002 Employee Mgmt For For For
Stock Purchase
Plan
6 Amend 2011 Employee Mgmt For For For
Stock Purchase
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Class A Mgmt For For For
Special Common Stock
Into Class A Common
Stock
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Richard J. Swift Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect Tony L. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporating Values
in Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Foot Locker, Inc.
Ticker Security ID: Meeting Date Meeting Status
FL CUSIP 344849104 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maxine Clark Mgmt For For For
2 Elect Alan D. Feldman Mgmt For For For
3 Elect Jarobin Gilbert, Mgmt For For For
Jr.
4 Elect Richard A. Mgmt For For For
Johnson
5 Elect Guillermo G. Mgmt For For For
Marmol
6 Elect Dona D. Young Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Reapproval of the Mgmt For For For
Performance Goals
under the Annual
Incentive
Compensation
Plan
9 Approval of the Mgmt For For For
Long-term Incentive
Compensation
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bobby J. Griffin Mgmt For For For
2 Elect James C. Johnson Mgmt For For For
3 Elect Jessica T. Mgmt For For For
Mathews
4 Elect Franck J. Moison Mgmt For For For
5 Elect Robert F. Moran Mgmt For For For
6 Elect Ronald L. Nelson Mgmt For For For
7 Elect Richard A. Noll Mgmt For For For
8 Elect Andrew J. Mgmt For For For
Schindler
9 Elect David V. Singer Mgmt For For For
10 Elect Ann E. Ziegler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David P. Abney Mgmt For For For
1.2 Elect Natalie A. Black Mgmt For Withhold Against
1.3 Elect Julie L. Bushman Mgmt For For For
1.4 Elect Raymond L. Conner Mgmt For For For
1.5 Elect Richard Goodman Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Joerres
1.7 Elect William H. Lacy Mgmt For For For
1.8 Elect Alex A. Mgmt For For For
Molinaroli
1.9 Elect Juan Pablo del Mgmt For For For
Valle
Perochena
1.10 Elect Mark P. Vergnano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis S. Hersch Mgmt For For For
2 Elect David T. Kollat Mgmt For Against Against
3 Elect Leslie H. Wexner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
LGI Homes Inc
Ticker Security ID: Meeting Date Meeting Status
LGIH CUSIP 50187T106 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Edone Mgmt For For For
1.2 Elect Duncan Gage Mgmt For For For
1.3 Elect Eric Lipar Mgmt For For For
1.4 Elect Bryan Sansbury Mgmt For For For
1.5 Elect Steven Smith Mgmt For Withhold Against
1.6 Elect Robert Vahradian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2016 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For For For
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Approval of the 2016 Mgmt For For For
Annual Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Michael Kors Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
KORS CUSIP G60754101 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. W. Benedetto Mgmt For For For
2 Elect Stephen F. Mgmt For For For
Reitman
3 Elect Jean Tomlin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Norwegian Cruise Line Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NCLH CUSIP G66721104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Martinez Mgmt For For For
2 Elect Frank J. Del Rio Mgmt For For For
3 Elect Chad A. Leat Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2013 Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
Popeyes Louisiana Kitchen, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLKI CUSIP 732872106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Krishnan Anand Mgmt For For For
1.2 Elect Cheryl A. Mgmt For For For
Bachelder
1.3 Elect Carolyn Hogan Mgmt For For For
Byrd
1.4 Elect John M. Cranor, Mgmt For For For
III
1.5 Elect S. Kirk Kinsell Mgmt For For For
1.6 Elect Joel K. Manby Mgmt For For For
1.7 Elect Candace S. Mgmt For For For
Matthews
1.8 Elect Martyn R. Mgmt For For For
Redgrave
1.9 Elect Lizanne Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Priceline Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy M. Mgmt For For For
Armstrong
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Jan L. Docter Mgmt For For For
1.4 Elect Jeffrey E. Mgmt For For For
Epstein
1.5 Elect James M. Guyette Mgmt For For For
1.6 Elect Charles H. Noski Mgmt For For For
1.7 Elect Nancy B. Mgmt For For For
Peretsman
1.8 Elect Thomas E. Rothman Mgmt For For For
1.9 Elect Craig W. Rydin Mgmt For For For
1.10 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Proxy
Access
________________________________________________________________________________
Sequential Brands Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SQBG CUSIP 81734P107 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney S. Cohen Mgmt For For For
2 Elect Stewart Leonard Mgmt For For For
Jr.
3 Elect Gary Johnson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2013 Mgmt For For For
Stock Incentive
Compensation
Plan
________________________________________________________________________________
Signet Jewelers Limited
Ticker Security ID: Meeting Date Meeting Status
SIG CUSIP G81276100 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Todd Stitzer Mgmt For For For
2 Elect Virginia Drosos Mgmt For For For
3 Elect Dale W. Hilpert Mgmt For For For
4 Elect Mark Light Mgmt For For For
5 Elect Helen McCluskey Mgmt For For For
6 Elect Marianne Miller Mgmt For For For
Parrs
7 Elect Thomas G. Mgmt For For For
Plaskett
8 Elect Robert Stack Mgmt For For For
9 Elect Eugenia Ulasewicz Mgmt For For For
10 Elect Russell Walls Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skechers U.S.A., Inc.
Ticker Security ID: Meeting Date Meeting Status
SKX CUSIP 830566105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Greenberg Mgmt For For For
1.2 Elect David Weinberg Mgmt For Withhold Against
1.3 Elect Jeffrey Greenberg Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Annual Incentive
Compensation
Plan
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Mary N. Dillon Mgmt For For For
4 Elect Robert M. Gates Mgmt For For For
5 Elect Mellody Hobson Mgmt For For For
6 Elect Kevin R. Johnson Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Mgmt For For For
Shennan,
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Mgmt For For For
Weatherup
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Executive Management
Bonus
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Acess
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Review
________________________________________________________________________________
Starz
Ticker Security ID: Meeting Date Meeting Status
STRZA CUSIP 85571Q102 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory B. Maffei Mgmt For Withhold Against
1.2 Elect Irving Azoff Mgmt For For For
1.3 Elect Susan Lyne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Omnibus Incentive Mgmt For For For
Plan
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For For For
Baker,
Jr.
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Henrique De Mgmt For For For
Castro
6 Elect Robert L. Edwards Mgmt For For For
7 Elect Melanie L. Healey Mgmt For For For
8 Elect Donald R. Knauss Mgmt For For For
9 Elect Monica C. Lozano Mgmt For For For
10 Elect Mary E. Minnick Mgmt For For For
11 Elect Anne M. Mulcahy Mgmt For For For
12 Elect Derica W. Rice Mgmt For For For
13 Elect Kenneth L. Mgmt For For For
Salazar
14 Elect John G. Stumpf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CUSIP 876568502 08/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Satish Borwankar Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Conaty Mgmt For For For
2 Elect James A. Mgmt For For For
Firestone
3 Elect Werner Geissler Mgmt For For For
4 Elect Peter S. Hellman Mgmt For For For
5 Elect Laurette T. Mgmt For For For
Koellner
6 Elect Richard J. Kramer Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Michael J. Morell Mgmt For For For
10 Elect Roderick A. Mgmt For For For
Palmore
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Thomas H. Mgmt For For For
Weidemeyer
13 Elect Michael R. Wessel Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The Procter and Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Scott D. Cook Mgmt For For For
5 Elect Susan D. Mgmt For For For
Desmond-Hellmann
6 Elect Alan G. Lafley Mgmt For For For
7 Elect Terry J. Lundgren Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect David. S. Taylor Mgmt For For For
10 Elect Margaret C. Mgmt For For For
Whitman
11 Elect Mary Agnes Mgmt For Abstain Against
Wilderotter
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Ernesto Zedillo Mgmt For Against Against
Ponce de
Leon
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect William P. Barr Mgmt For For For
3 Elect Jeffrey L. Bewkes Mgmt For For For
4 Elect Stephen F. Mgmt For For For
Bollenbach
5 Elect Robert C. Clark Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Jessica P. Mgmt For For For
Einhorn
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect Fred Hassan Mgmt For For For
10 Elect Paul D. Wachter Mgmt For For For
11 Elect Deborah C. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ulta Salon, Cosmetics & Fragrance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary N. Dillon Mgmt For For For
1.2 Elect Charles Heilbronn Mgmt For Withhold Against
1.3 Elect Michael R. Mgmt For For For
MacDonald
1.4 Elect George R. Mrkonic Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Walt Disney Co.
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Jack Dorsey Mgmt For Against Against
4 Elect Robert A. Iger Mgmt For For For
5 Elect Maria Elena Mgmt For For For
Langomasino
6 Elect Fred H. Mgmt For For For
Langhammer
7 Elect Aylwin B. Lewis Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Mark G. Parker Mgmt For For For
10 Elect Sheryl Sandberg Mgmt For For For
11 Elect Orin C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority Voting
Requirement
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Holmes Mgmt For For For
1.2 Elect Myra J. Biblowit Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For Withhold Against
1.5 Elect Brian Mulroney Mgmt For For For
1.6 Elect Pauline D.E. Mgmt For For For
Richards
1.7 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Staples Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald L. Baliles Mgmt For For For
2 Elect Martin J. Mgmt For For For
Barrington
3 Elect John T. Casteen Mgmt For Against Against
III
4 Elect Dinyar S. Devitre Mgmt For For For
5 Elect Thomas F. Mgmt For Against Against
Farrell
II
6 Elect Thomas W. Jones Mgmt For For For
7 Elect Debra J. Mgmt For For For
Kelly-Ennis
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn B. Mgmt For For For
McQuade
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Y. Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder proposal ShrHoldr Against Against For
regarding report on
tobacco
ingredients
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Mediation
of Alleged Human
Rights
Violations
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Paul Cornet de Mgmt For For For
Ways
Ruart
2.2 Elect William Engels Mgmt For For For
2.3 Elect L. Patrick Lupo Mgmt For For For
2.4 Elect Soren Schroder Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2016 Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Marc Bolland Mgmt For For For
4 Elect Ana Botin Mgmt For For For
5 Elect Howard G. Buffett Mgmt For For For
6 Elect Richard M. Daley Mgmt For For For
7 Elect Barry Diller Mgmt For Against Against
8 Elect Helene D. Gayle Mgmt For For For
9 Elect Evan G. Greenberg Mgmt For For For
10 Elect Alexis M. Herman Mgmt For For For
11 Elect Muhtar Kent Mgmt For For For
12 Elect Robert A. Kotick Mgmt For For For
13 Elect Maria Elena Mgmt For For For
Lagomasino
14 Elect Sam Nunn Mgmt For For For
15 Elect David B. Weinberg Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to the Mgmt For For For
Performance Incentive
Plan
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Unvested
Restricted Stock
Awards
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Values in Political
Spending
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hamilton E. James Mgmt For Withhold Against
1.2 Elect W. Craig Jelinek Mgmt For Withhold Against
1.3 Elect John W. Stanton Mgmt For For For
1.4 Elect Maggie Mgmt For For For
Wilderotter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Richard J. Swift Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect Tony L. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporating Values
in Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Flowers Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLO CUSIP 343498101 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George E. Deese Mgmt For For For
2 Elect Rhonda Gass Mgmt For For For
3 Elect Richard Lan Mgmt For For For
4 Elect Amos R. McMullian Mgmt For For For
5 Elect J.V. Shields, Jr. Mgmt For For For
6 Elect David V. Singer Mgmt For For For
7 Elect James T. Spear Mgmt For For For
8 Elect Melvin T. Stith Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Approval of
Severance
Agreements
________________________________________________________________________________
Ingredion Inc.
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Rhonda L. Jordan Mgmt For For For
6 Elect Gregory B. Kenny Mgmt For For For
7 Elect Barbara A. Klein Mgmt For For For
8 Elect Victoria J. Reich Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
J.M. Smucker Co.
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/12/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent C. Byrd Mgmt For For For
2 Elect Paul J. Dolan Mgmt For For For
3 Elect Nancy Lopez Mgmt For For For
Knight
4 Elect Elizabeth Valk Mgmt For For For
Long
5 Elect Gary A. Oatey Mgmt For For For
6 Elect Sandra Pianalto Mgmt For For For
7 Elect Alex Shumate Mgmt For For For
8 Elect Mark T. Smucker Mgmt For Against Against
9 Elect Timothy P. Mgmt For For For
Smucker
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2010 Equity and Mgmt For For For
Incentive
Compensation
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Increase in
Renewable Energy
Sourcing
________________________________________________________________________________
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Anne Gates Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Jorge P. Montoya Mgmt For For For
7 Elect Clyde R. Moore Mgmt For For For
8 Elect Susan M. Phillips Mgmt For For For
9 Elect James A. Runde Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Bobby S. Mgmt For For For
Shackouls
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Medifast, Inc.
Ticker Security ID: Meeting Date Meeting Status
MED CUSIP 58470H101 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Mgmt For For For
MacDonald
1.2 Elect Jeffrey J. Brown Mgmt For For For
1.3 Elect Kevin G. Byrnes Mgmt For For For
1.4 Elect Charles P. Mgmt For For For
Connolly
1.5 Elect Constance C. Mgmt For For For
Hallquist
1.6 Elect Jorgene K. Mgmt For For For
Hartwig
1.7 Elect Carl E. Sassano Mgmt For For For
1.8 Elect Scott Schlackman Mgmt For For For
1.9 Elect Glenn W. Welling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Lewis W.K. Booth Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Nelson Peltz Mgmt For For For
8 Elect Fredric G. Mgmt For For For
Reynolds
9 Elect Irene B. Mgmt For For For
Rosenfeld
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Ruth J. Simmons Mgmt For For For
13 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Mediation
of Alleged Human
Rights
Violations
________________________________________________________________________________
Monster Beverage Corporation
Ticker Security ID: Meeting Date Meeting Status
MNST CUSIP 61174X109 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Sacks Mgmt For For For
1.2 Elect Hilton H. Mgmt For Withhold Against
Schlosberg
1.3 Elect Mark J. Hall Mgmt For For For
1.4 Elect Norman C. Epstein Mgmt For For For
1.5 Elect Gary P. Fayard Mgmt For For For
1.6 Elect Benjamin M. Polk Mgmt For For For
1.7 Elect Sydney Selati Mgmt For For For
1.8 Elect Harold C. Taber, Mgmt For For For
Jr.
1.9 Elect Kathy N. Waller Mgmt For For For
1.10 Elect Mark S. Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Re-approval of the Mgmt For For For
Material Terms under
the 2011 Omnibus
Incentive
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Cesar Conde Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Dina Dublon Mgmt For For For
6 Elect Rona A. Fairhead Mgmt For For For
7 Elect Richard W. Fisher Mgmt For For For
8 Elect William R. Mgmt For For For
Johnson
9 Elect Indra K. Nooyi Mgmt For For For
10 Elect David C. Page Mgmt For For For
11 Elect Robert C. Pohlad Mgmt For For For
12 Elect Lloyd G. Trotter Mgmt For For For
13 Elect Daniel Vasella Mgmt For For For
14 Elect Alberto Weisser Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Sustainability
Committee
19 Shareholder Proposal ShrHoldr Against Against For
Regarding
Neonicotinoids
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Targets
________________________________________________________________________________
Pinnacle Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
PF CUSIP 72348P104 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger Deromedi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Martin D. Mgmt For For For
Feinstein
3 Elect Murray S. Kessler Mgmt For For For
4 Elect Lionel L. Nowell Mgmt For For For
III
5 Elect Ricardo Mgmt For For For
Oberlander
6 Elect Jerome Abelman Mgmt For For For
7 Elect Robert E. Lerwill Mgmt For For For
8 AMENDMENT TO ARTICLES Mgmt For For For
OF INCORPORATION TO
DECLASSIFY THE BOARD
OF
DIRECTORS
9 Increase of Authorized Mgmt For For For
Shares of Common
Stock
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Mediation
of Alleged Human
Rights
Violations
________________________________________________________________________________
Spectrum Brands Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPB CUSIP 84763R101 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Omar M. Asali Mgmt For For For
1.2 Elect Norman S. Mgmt For Withhold Against
Matthews
1.3 Elect Joseph S. Mgmt For Withhold Against
Steinberg
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the 2011 Mgmt For For For
Omnibus Equity Award
Plan
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect John P. Bilbrey Mgmt For For For
1.3 Elect Robert F. Mgmt For For For
Cavanaugh
1.4 Elect Charles A. Davis Mgmt For For For
1.5 Elect Mary Kay Haben Mgmt For For For
1.6 Elect Robert M. Malcolm Mgmt For For For
1.7 Elect James M. Mead Mgmt For For For
1.8 Elect James E. Nevels Mgmt For For For
1.9 Elect Anthony J. Palmer Mgmt For For For
1.10 Elect Thomas J. Ridge Mgmt For For For
1.11 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Re-approve material Mgmt For For For
terms of performance
criteria under the
Equity and Incentive
Compensation
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Nanomaterials
________________________________________________________________________________
The Procter and Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/13/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Scott D. Cook Mgmt For For For
5 Elect Susan D. Mgmt For For For
Desmond-Hellmann
6 Elect Alan G. Lafley Mgmt For For For
7 Elect Terry J. Lundgren Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect David. S. Taylor Mgmt For For For
10 Elect Margaret C. Mgmt For For For
Whitman
11 Elect Mary Agnes Mgmt For Abstain Against
Wilderotter
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Ernesto Zedillo Mgmt For Against Against
Ponce de
Leon
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Donnie Smith Mgmt For For For
8 Elect Robert Thurber Mgmt For For For
9 Elect Barbara A. Tyson Mgmt For For For
10 Renewal of the Annual Mgmt For For For
Incentive
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Gestation
Crates
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Working
Conditions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Expenditures
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James I. Cash, Mgmt For Against Against
Jr.
2 Elect Pamela J. Craig Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Thomas W. Horton Mgmt For For For
5 Elect Marissa A. Mayer Mgmt For For For
6 Elect C. Douglas Mgmt For For For
McMillon
7 Elect Gregory B. Penner Mgmt For For For
8 Elect Steven S. Mgmt For For For
Reinemund
9 Elect Kevin Y. Systrom Mgmt For For For
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Elect Linda S. Wolf Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2016 Associate Stock Mgmt For For For
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Barry Rosenstein Mgmt For For For
9 Elect Leonard D. Mgmt For For For
Schaeffer
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WhiteWave Foods Company
Ticker Security ID: Meeting Date Meeting Status
WWAV CUSIP 966244105 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michelle P. Mgmt For For For
Goolsby
2 Elect Stephen L. Green Mgmt For For For
3 Elect Anthony Magro Mgmt For For For
4 Elect W. Anthony Vernon Mgmt For For For
5 Elect Doreen A. Wright Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 09/15/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Shahid Hassan Mgmt For For For
1.3 Elect Stephanie Mgmt For For For
Kugelman
1.4 Elect John Mackey Mgmt For For For
1.5 Elect Walter Robb Mgmt For For For
1.6 Elect Jonathan Seiffer Mgmt For For For
1.7 Elect Morris Siegel Mgmt For For For
1.8 Elect Jonathan Sokoloff Mgmt For For For
1.9 Elect Ralph Sorenson Mgmt For For For
1.10 Elect Gabrielle Mgmt For For For
Sulzberger
1.11 Elect William Tindell, Mgmt For Withhold Against
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase of Authorized Mgmt For Against Against
Common
Stock
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Emerging Markets Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
3SBIO Inc
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LOU Jing Mgmt For For For
5 Elect TAN Bo Mgmt For For For
6 Elect SU Dongmei Mgmt For For For
7 Elect LIU Dong Mgmt For For For
8 Elect LV Dong Mgmt For For For
9 Elect PU Tianruo Mgmt For For For
10 Elect David Ross Mgmt For For For
Parkinson
11 Elect MA Jun Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
AAC Technologies Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
2018 CINS G2953R114 05/30/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Richard MOK Joe Mgmt For For For
Kuen
6 Elect Ingrid WU Mgmt For Against Against
Chunyuan
7 Elect TAN Bian Ee Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Repurchased
Shares
13 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Adani Ports And Special Economic Zone Limited
Ticker Security ID: Meeting Date Meeting Status
ADANIPORTS CINS Y00130107 08/11/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
4 Elect A. K. Rakesh Mgmt For Against Against
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Radhika Vijay Mgmt For For For
Haribhakti
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
8 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
9 Authority to Make Mgmt For For For
Investments and/or
Acquire Securities
from Bodies
Corporate
10 Amendment to Borrowing Mgmt For For For
Powers
11 Related Party Mgmt For For For
Transactions
12 Amendment to Foreign Mgmt For For For
Investor
Restrictions
13 Directors' Commission Mgmt For For For
________________________________________________________________________________
Aditya Birla Nuvo Limited
Ticker Security ID: Meeting Date Meeting Status
ABIRLANUVO CINS Y0014E106 09/07/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestitures Mgmt For For For
________________________________________________________________________________
Advanced Information Service Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVANC CINS Y0014U183 03/29/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Meeting Minutes Mgmt For For For
5 Results of Operations Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Vithit Mgmt For Against Against
Leenutaphong
10 Elect Surasak Vajasit Mgmt For Against Against
11 Elect Jeann Low Ngiap Mgmt For Against Against
Jong
12 Elect Stephen Miller Mgmt For For For
13 Directors' Fees Mgmt For Against Against
14 Issuance of Warrants Mgmt For For For
to Employees of the
Group
15 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
16 Issuance of Warrants Mgmt For For For
to Somchai
Lertsutiwong
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Airports of Thailand
Ticker Security ID: Meeting Date Meeting Status
AOT CINS Y0028Q111 01/22/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Matters to be Informed Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Johm Rungswang Mgmt For Against Against
6 Elect Kampanat Ruddit Mgmt For Against Against
7 Elect Voradej Mgmt For Against Against
Harnprasert
8 Elect Wara Tongprasin Mgmt For For For
9 Elect Rawewan Mgmt For Against Against
Netrakavesna
10 Directors' Fees Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Akbank T.A.S
Ticker Security ID: Meeting Date Meeting Status
AKBNK CINS M0300L106 03/28/2016 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditor's
Report
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For Against Against
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Limit on Charitable Mgmt For For For
Donations
15 Presentation of Report Mgmt For For For
on Charitable
Donations
________________________________________________________________________________
AP (Thailand) Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
AP CINS Y0209X117 04/28/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Naris Chaiyasoot Mgmt For Against Against
8 Elect Pornwut Sarasin Mgmt For For For
9 Elect phanporn Mgmt For Against Against
Dabbaransi
10 Elect Kittiya Mgmt For Against Against
Pongpujaneekul
11 Directors' Fees Mgmt For For For
12 Directors' Bonus Mgmt For For For
13 Transaction of Other Mgmt For Against Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Apollo Hospitals Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
APOLLOHOSP CINS Y0187F138 08/11/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Preetha Reddy Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Preetha Mgmt For For For
Reddy (Executive Vice
Chairperson);
Approval of
Remuneration
7 Appointment of Suneeta Mgmt For For For
Reddy (Managing
Director); Approval
of
Remuneration
8 Appointment of Sangida Mgmt For For For
Reddy (Joint Managing
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 07/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashwin C. Choksi Mgmt For Against Against
5 Elect Ashwin S. Dani Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Abhay Vakil Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Asian Paints Limited
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 09/26/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Ayala Corporation
Ticker Security ID: Meeting Date Meeting Status
AC CINS Y0486V115 04/15/2016 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proof of Notice, Mgmt For For For
Determination of
Quorum and Rules of
Conduct and
Procedures
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Elect Jaime Augusto Mgmt For For For
Zobel de
Ayala
7 Elect Fernando Zobel Mgmt For Against Against
de
Ayala
8 Elect Yoshio Amano Mgmt For Against Against
9 Elect Ramon R. del Mgmt For For For
Rosario
Jr.
10 Elect Delfin L. Lazaro Mgmt For For For
11 Elect Xavier P. Loinaz Mgmt For For For
12 Elect Antonio Jose U. Mgmt For Against Against
Periquet,
Jr.
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
15 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect TIAN Guoli Mgmt For For For
9 Elect WANG Yong Mgmt For Against Against
10 Elect LU Zhengfei Mgmt For For For
11 Elect LEUNG Cheuk Yan Mgmt For For For
12 Elect WANG Changyun Mgmt For For For
13 Elect LI Jun Mgmt For For For
14 Elect WANG Xueqiang Mgmt For For For
15 Elect LIU Wanming Mgmt For Against Against
16 Issuance of Bonds Mgmt For For For
17 Issuance of Qualified Mgmt For For For
Write-down Tier-2
Capital
Instruments
________________________________________________________________________________
Barclays Africa Group Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS S0850R101 05/17/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
(2016 -
PricewaterhouseCoopers
)
3 Appointment of Auditor Mgmt For For For
(2016 - Ernst &
Young)
4 Appointment of Auditor Mgmt For For For
(2017 -
KPMG)
5 Appointment of Auditor Mgmt For For For
(2017 - Ernst &
Young)
6 Re-elect Yolanda Cuba Mgmt For Against Against
7 Re-elect Mohamed J. Mgmt For For For
Husain
8 Re-elect Trevor Munday Mgmt For For For
9 Re-elect Mark Merson Mgmt For For For
10 Re-elect David Hodnett Mgmt For For For
11 Elect Paul S. Mgmt For For For
O'Flaherty
12 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Beggs)
13 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Husain)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Munday)
15 Elect Audit and Mgmt For For For
Compliance Committee
Member
(Darko)
16 Elect Audit and Mgmt For For For
Compliance Committee
Member
(O'Flaherty)
17 General Authority to Mgmt For For For
Issue
Shares
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 01/15/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/16/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Zibo Mgmt For For For
6 Elect LI Yongcheng Mgmt For For For
7 Elect TAM Chun Fai Mgmt For For For
8 Elect FU Tingmei Mgmt For Against Against
9 Elect YU Sun Say Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Beijing Enterprises Water Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
371 CINS G0957L109 05/23/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect JIANG Xinhao Mgmt For For For
6 Elect ZHOU Min Mgmt For For For
7 Elect LI Li Mgmt For For For
8 Elect Quadrant SHEA Mgmt For Against Against
Chun
Lok
9 Elect GUO Rui Mgmt For For For
10 Elect HANG Shijun Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Catcher Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2474 CINS Y1148A101 05/19/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Elect SHU Lih-Chyun Mgmt For For For
8 Elect LEI Mon-Huan Mgmt For Against Against
9 Elect HUANG Wen-Chieh Mgmt For For For
10 Elect - Director No.1 Mgmt For Abstain Against
11 Elect - Director No.2 Mgmt For Abstain Against
12 Elect - Director No.3 Mgmt For Abstain Against
13 Elect - Director No.4 Mgmt For Abstain Against
14 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
CCR S.A.
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P1413U105 07/21/2015 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Central Pattana Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
CPN CINS Y1242U276 04/21/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Meeting Minutes Mgmt For For For
4 Results of Operations Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Suthichart Mgmt For For For
Chirathivat
8 Elect Sudhisak Mgmt For Against Against
Chirathivat
9 Elect Kobchai Mgmt For Against Against
Chirathivat
10 Elect Veravat Mgmt For For For
Chutichetpong
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Debenture
14 Authority to Issue Mgmt For For For
Short-Term
Debenture
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Everbright International Limited
Ticker Security ID: Meeting Date Meeting Status
0257 CINS Y14226107 05/17/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Xiaoping Mgmt For For For
6 Elect Philip FAN Yan Mgmt For For For
Hok
7 Elect Selwyn Mar Mgmt For Against Against
8 Elect Aubrey LI Kwok Mgmt For Against Against
Sing
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Everbright Limited
Ticker Security ID: Meeting Date Meeting Status
00165 CINS Y1421G106 05/18/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TANG Shuangning Mgmt For For For
6 Elect Richard TANG Chi Mgmt For For For
Chun
7 Elect Timpson CHUNG Mgmt For Against Against
Shui
Ming
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2128 CINS G2157Q102 05/13/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Luen Hei Mgmt For Against Against
6 Elect KONG Zhaocong Mgmt For For For
7 Elect LIN Shaoquan Mgmt For Against Against
8 Elect Eugene FUNG Pui Mgmt For Against Against
Cheung
9 Elect Jonathan WONG Mgmt For For For
Kwok
Ho
10 Elect TAO Zhigang Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 05/30/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Elect Elsie LEUNG Oi Mgmt For For For
Sie
8 Authority to Set Mgmt For For For
Auditor's Fees for
2015
9 Appointment of Auditor Mgmt For For For
for
2016
10 Charitable Donations Mgmt For For For
11 Amendments to Mgmt For For For
Procedural
Rules
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 12/29/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect TANG Xin Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Entrusted Investment Mgmt For For For
and Management
Agreement
5 Capital Debt Financing Mgmt For For For
6 Overseas Issue of Mgmt For For For
Senior
Bonds
7 Change of Business Mgmt For For For
Scope
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Medical System Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0867 CINS G21108124 04/22/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAM Kong Mgmt For For For
6 Elect CHEN Hongbing Mgmt For For For
7 Elect WU Chi Keung Mgmt For Against Against
8 Elect HUANG Ming Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/26/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SHANG Bing Mgmt For For For
6 Elect LI Yue Mgmt For For For
7 Elect SHA Yuejia Mgmt For Against Against
8 Elect LIU Aili Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 05/06/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Xiao Mgmt For For For
6 Elect LUO Liang Mgmt For For For
7 Elect Brian David LI Mgmt For Against Against
Man
Bun
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Resources Land Limited
Ticker Security ID: Meeting Date Meeting Status
1109 CINS G2108Y105 06/03/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Xiangdong Mgmt For Against Against
6 Elect TANG Yong Mgmt For Against Against
7 Elect DU Wenmin Mgmt For Against Against
8 Elect Bosco HO Hin Ngai Mgmt For For For
9 Elect Peter WAN Kam To Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/01/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Yong Mgmt For For For
6 Elect ZHOU Hancheng Mgmt For For For
7 Elect HUNG Cheung Shew Mgmt For For For
8 Elect Raymond LEUNG Mgmt For For For
Hai
Ming
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/17/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Subscription Agreement Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CJ CheilJedang Corp.
Ticker Security ID: Meeting Date Meeting Status
097950 CINS Y16691126 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SOHN Kyung Shik Mgmt For Against Against
4 Elect HEO Min Hoe Mgmt For Against Against
5 Elect LEE Ki Soo Mgmt For Against Against
6 Elect CHOI Jeong Pyo Mgmt For For For
7 Elect KIM Gab Soon Mgmt For Against Against
8 Election of Audit Mgmt For Against Against
Committee Member: LEE
Ki
Soo
9 Election of Audit Mgmt For For For
Committee Member:
CHOI Jeong
Pyo
10 Election of Audit Mgmt For Against Against
Committee Member: KIM
Gab
Soon
11 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
CorpBanca S.A.
Ticker Security ID: Meeting Date Meeting Status
CORPBANCA CINS ADPV02736 03/11/2016 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Election of Directors Mgmt For Abstain Against
4 Directors' Fees Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Allocation of Mgmt For For For
Profits/Dividends
7 Dividend Policy Mgmt For Abstain Against
8 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
CorpBanca S.A.
Ticker Security ID: Meeting Date Meeting Status
CORPBANCA CINS ADPV32516 04/11/2016 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Directors' Fees Mgmt For Abstain Against
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 01/22/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/29/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For For For
3 Elect CHOI Yeon Seok Mgmt For For For
4 Elect LEE Joong Sik Mgmt For For For
5 Elect LEE Jun Ho Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 02/26/2016 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Abstain Against
Ratification of Board
and CEO
Acts
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Repurchase
Program
4 Election of Directors; Mgmt For Abstain Against
Election of Secretary
and Committees
Members;
Fees
5 Amendment to the Mgmt For Abstain Against
Employees'
Compensation
Plan
6 Election of Meeting Mgmt For For For
Delegates
7 Closing of Meeting Mgmt For For For
________________________________________________________________________________
CT Environmental Group Limited
Ticker Security ID: Meeting Date Meeting Status
1363 CINS G25885115 05/27/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GU Yaokun Mgmt For For For
6 Elect TSUI Cham To Mgmt For Against Against
7 Elect LU Yili Mgmt For For For
8 Elect XU Shu Biao Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cuckoo Electronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
192400 CINS Y1823J104 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect SEO Jae Young Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member: SEO
Jae
Young
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DMCI Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
DMC CINS Y2088F100 07/29/2015 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CALL TO ORDER Mgmt For For For
3 Attendance Report and Mgmt For For For
Determination of
Quorum
4 Approve Minutes Mgmt For For For
5 Management Report Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Isidro A. Mgmt For For For
Consunji
9 Elect Cesar A. Mgmt For For For
Buenaventura
10 Elect Jorge A. Consunji Mgmt For Against Against
11 Elect Victor A. Mgmt For For For
Consunji
12 Elect Herbert M. Mgmt For For For
Consunji
13 Elect Edwina C. Laperal Mgmt For For For
14 Elect Luz Consuelo A. Mgmt For For For
Consunji
15 Elect Honorio Reyes-Lao Mgmt For Against Against
16 Elect Antonio Jose U. Mgmt For Against Against
Periquet,
Jr.
17 Article III, Section 3 Mgmt For For For
- Nomination of
Directors
18 Article III, Section 8 Mgmt For For For
- Notice of Board
Meetings
19 Article III, Section 9 Mgmt For For For
- Board
Decisions
20 Article III, Section Mgmt For For For
11 - Director
Resignation
21 Article IV, Section 1 Mgmt For For For
- Independent
Director
22 Article VI, Section 1 Mgmt For For For
- Risk Oversight
Committee
23 Article VI, Section 5 Mgmt For For For
- Risk Oversight
Committees'
Composition and
Duties
24 Transaction of Other Mgmt For Against Against
Business
25 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
Dongfeng Motor Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 06/17/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Interim Mgmt For For For
Dividends
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Removal of ZHU Fushou Mgmt For For For
as
Director
11 Amendments to Mgmt For For For
Procedural
Rules
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Debt
Instruments
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 04/01/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. V. Prasad Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 09/17/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Dynasty Ceramic Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
DCC CINS Y2185G159 04/25/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Reduce Mgmt For For For
Share
Capital
6 Elect Roongroj Mgmt For Against Against
Saengsastra
7 Elect Surasak Mgmt For For For
Kosiyajinda
8 Elect Suvit Mgmt For Against Against
Smarnphanchai
9 Elect Cattleya Mgmt For For For
Saengsastra
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
E-Mart Company Limited
Ticker Security ID: Meeting Date Meeting Status
139480 CINS Y228A3102 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect KIM Hye Sung Mgmt For Against Against
5 Elect HAN Chae Yang Mgmt For For For
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Esso Thailand Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
ESSO CINS Y23188124 04/26/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sompop Mgmt For For For
Amatayakul
5 Elect Smit Tiemprasert Mgmt For For For
6 Elect Wattanee Mgmt For For For
Phanachet
7 Elect Wattana Mgmt For For For
Chantarasorn
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Establishment of Mgmt For For For
Supervisory
Council
7 Supervisory Council Mgmt For For For
Size
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt For Against Against
Supervisory
Council
11 Elect Antonio Sergio Mgmt For N/A N/A
Riede to the
Supervisory Council
as Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Finolex Cables Limited
Ticker Security ID: Meeting Date Meeting Status
FINCABLES CINS Y24953146 08/10/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mahesh Mgmt For Against Against
Viswanathan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Namita Vikas Mgmt For Against Against
Thapar
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
9 Related Party Mgmt For For For
Transactions with
Corning Finolex
Optical Fibre Private
Limited
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 12/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Jan J. Durand Mgmt For For For
2 Re-elect Patrick M. Mgmt For Against Against
Goss
3 Re-elect Paul K. Harris Mgmt For For For
4 Re-elect Roger W. Mgmt For For For
Jardine
5 Re-elect Ethel G. Mgmt For For For
Matenge-Sebesho
6 Re-elect Amanda T. Mgmt For For For
Nzimande
7 Re-elect Vivian W. Mgmt For Against Against
Bartlett
8 Elect Alan P. Pullinger Mgmt For For For
9 Elect Paballo J. Mgmt For For For
Makosholo
10 Appointment of Mgmt For For For
Deloitte &
Touche
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
12 Approve Remuneration Mgmt For Against Against
Policy
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
(Prescribed
Officers)
18 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
companies)
19 Approve NEDs' Fees Mgmt For For For
20 Adopt New Memorandum Mgmt For Against Against
________________________________________________________________________________
Folli Follie Group S.A.
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 06/24/2016 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Losses Mgmt For For For
3 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Directors' Fees Mgmt For Abstain Against
6 Related Party Mgmt For Abstain Against
Transactions
7 Election of Directors; Mgmt For Abstain Against
Election of Audit
Committee
Members
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ford Otomotiv Sanayi (Otosan)
Ticker Security ID: Meeting Date Meeting Status
OTOSN CINS M7608S105 10/14/2015 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Dividend from Reserves Mgmt For For For
6 Wishes Mgmt For For For
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 11/19/2015 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dividend Policy Mgmt For For For
2 Interim Dividend Mgmt For For For
3 Report on Tax Mgmt For For For
Compliance
4 Election of Meeting Mgmt For For For
Delegates
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 11/19/2015 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Shared Mgmt For For For
Responsibility
Agreement
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Hanssem Company
Ticker Security ID: Meeting Date Meeting Status
009240 CINS Y30642105 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditor
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditor's Mgmt For Against Against
Fees
________________________________________________________________________________
HDFC Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P174 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Paresh D. Mgmt For For For
Sukthankar
4 Elect Kaizad Bharucha Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Malay Patel Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
8 Related Party Mgmt For For For
Transactions with
HDFC
Limited
9 Re-appointment of Mgmt For For For
Aditya Puri (Managing
Director); Approve
Remuneration
10 Revised Remuneration Mgmt For For For
of Kaizad Bharucha
(Executive
Director)
11 Related Party Mgmt For For For
Transactions with HDB
Financial Services
Limited
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hero MotoCorp Limited
Ticker Security ID: Meeting Date Meeting Status
HEROMOTOCO CINS Y3194B108 08/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Suman Kant Munjal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shobana Kamineni Mgmt For For For
6 Amendments to Mgmt For For For
Memorandum of
Association
7 Adoption of New Mgmt For Against Against
Articles
8 Directors' Commission Mgmt For For For
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0958 CINS Y3739S103 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect CAO Peixi as Mgmt For Against Against
Director
9 Elect ZHANG Tingke as Mgmt For For For
Director
10 Elect WANG Kui as Mgmt For Against Against
Director
11 Elect LIN Gang as Mgmt For Against Against
Director
12 Elect XIAO Jun as Mgmt For For For
Director
13 Elect YANG Qing as Mgmt For For For
Director
14 Elect HE Yan as Mgmt For For For
Director
15 Elect QIN Haiyan as Mgmt For For For
Director
16 Elect DAI Huizhu as Mgmt For For For
Director
17 Elect ZHOU Shaopeng as Mgmt For Against Against
Director
18 Elect WAN Kam To as Mgmt For Against Against
Director
19 Elect HUANG Jian as Mgmt For Against Against
Supervisor
20 Elect WANG Huanliang Mgmt For For For
as
Supervisor
21 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
23 Authority to Issue H Mgmt For Against Against
Shares Convertible
Bonds
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hyundai Development Co. - Engineering and Construction
Ticker Security ID: Meeting Date Meeting Status
012630 CINS Y38397108 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
- Type of
Shares
3 Amendments to Articles Mgmt For For For
- Non-voting Dividend
Preferred
Shares
4 Amendments to Articles Mgmt For For For
- Non-voting Dividend
Preferred Convertible
Shares
5 Amendments to Articles Mgmt For For For
- Non-voting Dividend
Preferred Redeemable
Shares
6 Elect KIM Jae Sik Mgmt For Against Against
7 Elect YOOK Guen Yang Mgmt For For For
8 Elect PARK Soon Sung Mgmt For For For
9 Elect JEONG Hyeong Min Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member:
PARK Soon
Sung
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Engineering & Construction
Ticker Security ID: Meeting Date Meeting Status
000720 CINS Y38382100 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Members
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Green Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005440 CINS Y3830W102 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Member:
PARK Seung
Jun
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Marine and Fire Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
001450 CINS Y3842K104 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHUNG Mong Yoon Mgmt For For For
4 Elect LEE Cheol Young Mgmt For For For
5 Elect PARK Chan Jong Mgmt For Against Against
6 Elect SEONG In Seok Mgmt For Against Against
7 Elect SONG Yoo Jin Mgmt For For For
8 Elect KIM Hee Dong Mgmt For For For
9 Elect JIN Young Ho Mgmt For For For
10 Election of Mgmt For For For
Independent Audit
Committee Member: KIM
Hee
Dong
11 Election of Mgmt For Against Against
Non-Independent Audit
Committee Member:
SEONG In
Seok
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Elect YI Huiman as Mgmt For Against Against
Director
5 Elect SHEN Si Mgmt For For For
6 Elect ZHANG Wei as Mgmt For For For
Supervisor
7 Elect SHEN Bingxi Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 2016 Fixed Asset Mgmt For For For
Investment
Plan
11 Authority to Issue Mgmt For For For
Tier II Capital
Instruments
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Intouch Holdings Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
INTUCH CINS Y4192A100 03/31/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 MATTERS TO BE INFORMED Mgmt For For For
4 Meeting Minutes Mgmt For For For
5 Results of Operations Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 2015 Dividends Mgmt For For For
8 2016 Interim Dividend Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect Somchai Mgmt For For For
Supphatada
11 Elect KWEK Buck Chye Mgmt For For For
12 Elect Sopawadee Mgmt For For For
Lertmanaschai
13 Elect Philip TAN Chen Mgmt For For For
Chong
14 Directors' Fees Mgmt For For For
15 Warrants Program Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Grants of Warrants to Mgmt For For For
Philip Chen Chong
TAN
18 Grants of Warrants to Mgmt For For For
Anek
Pana-apichon
19 Grants of Warrants to Mgmt For For For
Wichai
Kittiwittayakul
20 Grants of Warrants to Mgmt For For For
Kim
Siritaweechai
21 Grants of Warrants to Mgmt For For For
Pattarasak
Uttamayodhin
22 Grants of Warrants to Mgmt For For For
Anan
Chatngoenngam
23 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 07/31/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kurush N. Grant Mgmt For For For
5 Elect Krishnamoorthy Mgmt For Against Against
Vaidyanath
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/30/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect CHOI Gwang Guk Mgmt For For For
5 Elect OH Won Jong Mgmt For For For
6 Elect YOON Seong Bo Mgmt For For For
7 Elect HAN Seung Ho Mgmt For For For
8 Elect KIM Sang Il Mgmt For For For
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
KB Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
105560 CINS Y46007103 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Young Hwi Mgmt For For For
4 Elect CHOI Woon Youl Mgmt For For For
5 Elect YOO Suk Ryul Mgmt For For For
6 Elect LEE Byung Nam Mgmt For Against Against
7 Elect PARK Jae Ha Mgmt For For For
8 Elect Eunice Kyonghee Mgmt For For For
Kim
9 Elect HAN Jong Soo Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member:
CHOI Young
Hwi
11 Election of Audit Mgmt For For For
Committee Member:
CHOI Woon
Youl
12 Election of Audit Mgmt For For For
Committee Member:
Eunice Kyonghee
KIM
13 Election of Audit Mgmt For For For
Committee Member: HAN
Jong
Soo
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
KEPCO Plant Service and Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y4481N102 03/28/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
KEPCO Plant Service and Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y4481N102 10/29/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HYUN Sang Kwon Mgmt For For For
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 02/22/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHO Hwan Ik as Mgmt For Against Against
CEO
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 03/22/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 12/17/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SON Yang Hun Mgmt For Against Against
3 Elect LEE Gang Ho Mgmt For N/A N/A
4 Election of Audit Mgmt For For For
Committee Member:
CHOI Gwang
Sik
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korean Reinsurance Company
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Member: HAN
Taek
Soo
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kossan Rubber Industries Berhad
Ticker Security ID: Meeting Date Meeting Status
KOSSAN CINS Y4964F105 05/19/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect TAN Kong Chang Mgmt For For For
4 Elect LIM Siau Tian Mgmt For Against Against
5 Elect LIM Siau Hing Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase
Shares
10 Retain Haji Mokhtar Mgmt For For For
Bin Haji Samad as
Independent
Director
11 Retain Tong Siew Choo Mgmt For For For
as Independent
Director
________________________________________________________________________________
Lee and Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/09/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond LEE Man Mgmt For Against Against
Chun
6 Elect Ross LI King Wai Mgmt For For For
7 Elect POON Chung Kwong Mgmt For For For
8 Elect Tony WONG Kai Mgmt For For For
Tung
9 Elect Peter A. Davies Mgmt For For For
10 Elect David CHAU Shing Mgmt For Against Against
Yim
11 Directors' Fees for Mgmt For For For
2015
12 Directors' Fees for Mgmt For For For
2016
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
LG Household and Health Care Ltd.
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect CHA Suk Yong Mgmt For For For
3 Elect HAN Sang Lin Mgmt For For For
4 Elect HUH Sung Mgmt For For For
5 Elect KIM Ju Hyung Mgmt For Against Against
6 Elect HWANG Yi Seok Mgmt For For For
7 Election of Board Mgmt For For For
Committee Member:
HWANG Yi
Seok
8 Election of Board Mgmt For For For
Committee Member: HAN
Sang
Lin
9 Directors' Fees Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LIC Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
LICHSGFIN CINS Y5278Z133 03/03/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
LIC Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
LICHSGFIN CINS Y5278Z133 08/19/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Financial Mgmt For For For
Statements
3 Consolidated Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect S.B. Mainak Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
9 Elect Dharmendra Mgmt For For For
Bhandari
10 Elect Debabrata Sarkar Mgmt For For For
11 Elect V.K. Kukreja Mgmt For For For
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/27/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Ngatane Mgmt For For For
2 Re-elect Louisa Mojela Mgmt For For For
3 Re-elect Peter J. Mgmt For For For
Golesworthy
4 Re-elect Pieter van Mgmt For For For
der
Westhuizen
5 Elect Mpho E. Nkeli Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Peter J.
Golesworthy)
8 Elect Audit Committee Mgmt For For For
Member (Louisa
Mojela)
9 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
10 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
11 Approve Remuneration Mgmt For For For
Policy
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 04/07/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Zaharuddin Mohd Mgmt For For For
Nor
4 Elect Ismail Shahudin Mgmt For For For
5 Elect TAN Tat Wai Mgmt For For For
6 Elect Edwin Gerungan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 09/04/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Hasuike Mgmt For For For
4 Elect Kinji Saito Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Toshihiro Suzuki Mgmt For Against Against
7 Elect Shigetoshi Torii Mgmt For For For
8 Appoint of Kazuhiko Mgmt For For For
Ayabe (Whole-time
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
10 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 12/15/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions with
Suzuki Motor Gujarat
Private
Limited
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/12/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dominique Mgmt For For For
Reiniche
3 Elect Stephen C. Harris Mgmt For For For
4 Elect David Hathorn Mgmt For For For
5 Elect Andrew King Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Peter Oswald Mgmt For For For
8 Elect Fred Phaswana Mgmt For For For
9 Elect Anne Quinn Mgmt For For For
10 Elect David Williams Mgmt For For For
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Harris)
12 Elect Audit Committee Mgmt For For For
Member (John
Nicholas)
13 Elect Audit Committee Mgmt For For For
Member (Anne
Quinn)
14 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
15 Remuneration Policy Mgmt For For For
(Mondi
Ltd)
16 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
17 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
Ltd)
18 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
19 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
20 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
21 General Authority to Mgmt For For For
Issue Shares (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
24 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Ltd)
25 Long-Term Incentive Mgmt For For For
Plan (Mondi
Ltd)
26 Bonus Share Plan Mgmt For For For
(Mondi
Ltd)
27 Accounts and Reports Mgmt For For For
(Mondi
plc)
28 Remuneration Report Mgmt For For For
(Mondi
plc)
29 Allocation of Mgmt For For For
Profits/Dividends
(Mondi
plc)
30 Appointment of Auditor Mgmt For For For
(Mondi
plc)
31 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
32 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
34 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
35 Long-Term Incentive Mgmt For For For
Plan (Mondi
plc)
36 Bonus Share Plan Mgmt For For For
(Mondi
plc)
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MPC CINS S5256M101 09/01/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Bobby Johnston Mgmt For For For
3 Re-elect Maud Motanyane Mgmt For For For
4 Re-elect Daisy Naidoo Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles J.D.
Ruck)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
10 Approve Remuneration Mgmt For For For
Policy
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
17 Approve NEDs' Fees Mgmt For For For
(Director)
18 Approve NEDs' Fees Mgmt For For For
(Incoming Audit and
Compliance Committee
Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Outgoing Audit and
Compliance Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Compliance
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/28/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Steve J.Z. Pacak Mgmt For For For
5 Elect Mark R. Sorour Mgmt For For For
6 Elect Jacobus (Koos) Mgmt For For For
P.
Bekker
7 Re-elect Craig Mgmt For For For
Enenstein
8 Re-elect Don Eriksson Mgmt For For For
9 Re-elect Fred Phaswana Mgmt For For For
10 Re-elect Ben J. van Mgmt For Against Against
der
Ross
11 Election of Audit Mgmt For For For
Committee Member (Don
Eriksson)
12 Election of Audit Mgmt For Against Against
Committee Member (Ben
van der
Ross)
13 Election of Audit Mgmt For For For
Committee Member
(Rachel
Jafta)
14 Approve Remuneration Mgmt For Against Against
Policy
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Restricted Mgmt For For For
Stock Plan Trust
Deed
18 Amendments to the Mgmt For Against Against
Company's Share
Incentive Trust Deeds
and
Schemes
19 Authorisation of Legal Mgmt For For For
Formalities
20 Approve NEDs' Fees Mgmt For For For
(Board -
chair)
21 Approve NEDs' Fees Mgmt For For For
(Board -
member)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
30 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Member)
32 Approve NEDs' Fees Mgmt For For For
(Trustees of Group
Share Schemes/Other
Personnel
Funds)
33 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Trustee)
35 Approve NEDs' Fees Mgmt For For For
(2017)
36 Approve Financial Mgmt For For For
Assistance (Section
44)
37 Approve Financial Mgmt For For For
Assistance (Section
45)
38 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
39 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
NAVER Corporation
Ticker Security ID: Meeting Date Meeting Status
035420 CINS Y62579100 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Soo Wook Mgmt For For For
3 Elect JUNG Eui Jong Mgmt For For For
4 Elect HONG Jun Pyo Mgmt For Against Against
5 Election of Audit Mgmt For For For
Committee Member: KIM
Soo Wook
6 Election of Audit Mgmt For For For
Committee Member:
JUNG Eui
Jong
7 Election of Audit Mgmt For Against Against
Committee Member:
HONG Jun
Pyo
8 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/05/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Mark Bower Mgmt For For For
3 Elect Bukelwa Bulo Mgmt For For For
4 Re-elect Meyer Kahn Mgmt For For For
5 Re-elect Martin Kuscus Mgmt For For For
6 Re-elect Kgomotso Mgmt For For For
Moroka
7 Elect Audit Committee Mgmt For For For
Member (Thevendrie
Brewer)
8 Elect Audit Committee Mgmt For For For
Member (Mark
Bower)
9 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
10 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Authorisation of Legal Mgmt For For For
Formalities
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
NewOcean Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
342 CINS G6469T100 05/27/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond CHIU Mgmt For Against Against
Sing
Chung
6 Elect WANG Jian Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Elect XU Mingshe Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pegatron Corp.
Ticker Security ID: Meeting Date Meeting Status
4938 CINS Y6784J100 04/20/2016 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pegatron Corp.
Ticker Security ID: Meeting Date Meeting Status
4938 CINS Y6784J100 06/21/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Employee Restricted Mgmt For For For
Shares
Plan
5 Elect T.H. Tung Mgmt For Against Against
6 Elect Jason Cheng Mgmt For For For
7 Elect C.I. Chia Mgmt For For For
8 Elect C.V. Chen Mgmt For Against Against
9 Elect TING Shou-Chung Mgmt For For For
10 Elect YANG Tze-Kaing Mgmt For For For
11 Elect SCHIVE Chi Mgmt For For For
12 Elect LIAO Syh-Jang Mgmt For For For
13 Elect C.B. Chang Mgmt For For For
14 Elect HUANG Chun-Bao Mgmt For For For
15 Elect C.S. Yen Mgmt For For For
16 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 06/15/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect HUANG Baokui as Mgmt For For For
Supervisor
9 Authority to Issue H Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 12/17/2015 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LIU Chong Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Elect XIONG Peijin Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PTT Public Company
Ticker Security ID: Meeting Date Meeting Status
PTT CINS Y6883U113 04/11/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Piyasvasti Mgmt For For For
Amranand
5 Elect Somchai Mgmt For Against Against
Sujjapongse
6 Elect Chatchalerm Mgmt For Against Against
Chalermsukh
7 Elect Don Wasantapruek Mgmt For For For
8 Elect Prasert Bunsumpun Mgmt For Against Against
9 Directors' Fees Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect LEE In Ho Mgmt For Against Against
3 Elect SONG Kwang Soo Mgmt For Against Against
4 Elect PARK Jae Wan Mgmt For For For
5 Elect YOON Boo Keun Mgmt For For For
6 Elect SHIN Jong Kyun Mgmt For For For
7 Elect LEE Sang Hoon Mgmt For For For
8 Election of Audit Mgmt For Against Against
Committee Member: LEE
In
Ho
9 Election of Audit Mgmt For Against Against
Committee Member:
SONG Kwang
Soo
10 Directors' Fees Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Fire and Marine Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000810 CINS Y7473H108 03/11/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Executive Mgmt For Against Against
Director: OH Su
Sang
5 Elect MOON Hyo Nam Mgmt For For For
6 Elect SON Byeng Jo Mgmt For Against Against
7 Elect YOON Young Cheol Mgmt For For For
8 Elect CHO Dong Geun Mgmt For For For
9 Election of Executive Mgmt For Against Against
Member: OH Su
Sang
10 Elect SON Byeng Jo Mgmt For Against Against
11 Elect YOON Young Cheol Mgmt For For For
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
SFA Engineering Corp.
Ticker Security ID: Meeting Date Meeting Status
056190 CINS Y7676C104 03/30/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Young Min Mgmt For For For
3 Elect LEE Myung Jae Mgmt For For For
4 Elect JUN Young Bae Mgmt For For For
5 Elect PARK Jae Soon Mgmt For For For
6 Elect GO Bong Chan Mgmt For Against Against
7 Elect LEE Kyu Young Mgmt For For For
8 Elect NOH Chul Rae Mgmt For Against Against
9 Election of Audit Mgmt For Against Against
Committee Member: GO
Bong
Chan
10 Election of Audit Mgmt For For For
Committee Member: LEE
Kyu
Young
11 Election of Audit Mgmt For Against Against
Committee Member: NOH
Chul
Rae
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Siam Cement Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7866P147 03/30/2016 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Chirayu Mgmt For For For
Isarangkun Na
Ayuthaya
6 Elect Tarrin Mgmt For For For
Nimmanahaeminda
7 Elect Pramon Sutivong Mgmt For Against Against
8 Elect Tarisa Watanagase Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' Fees Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8066F103 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect CHEY Tae Won Mgmt For Against Against
3 Elect LEE Yong Hui Mgmt For Against Against
4 Election of Audit Mgmt For Against Against
Committee Member: LEE
Yong
Hui
5 Directors' Fees Mgmt For Against Against
6 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CINS Y4935N104 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Dae Sik Mgmt For For For
4 Elect OH Dae Shik Mgmt For Against Against
5 Election of Audit Mgmt For Against Against
Committee Member: OH
Dae
Shik
6 Directors' Fees Mgmt For Against Against
7 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Syngene International Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y8T288113 06/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect John McCallum Mgmt For For For
Marshall
Shaw
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Bala S. Manian Mgmt For For For
6 Elect Suresh Narasappa Mgmt For For For
Talwar
7 Appointment of Kiran Mgmt For For For
Mazumdar Shaw
(Managing
Director)
8 Ratification of Bonus Mgmt For For For
to Peter Bains
(former CEO) for
Fiscal Year
2015-16
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/07/2016 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Tata Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
TATACHEM CINS Y85478116 08/11/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Cyrus P. Mistry Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
TAV Havalimanlari Holding A.S.
Ticker Security ID: Meeting Date Meeting Status
TAVHL CINS M8782T109 03/21/2016 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Directors' Report Mgmt For For For
6 Auditor's Report Mgmt For For For
7 Accounts Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Ratification of Mgmt For For For
Co-option of Patrick
Raymond Marie
Jeantet
12 Appointment of Auditor Mgmt For For For
13 Compensation Policy Mgmt For For For
14 Charitable Donations Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Presentation of Report Mgmt For For For
on Related Party
Transactions
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
19 Wishes Mgmt For For For
20 CLOSING Mgmt For For For
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491127 07/28/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
and
Reports
3 Consolidated Financial Mgmt For For For
Statements and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Resignation of Director Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/18/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jacobus Petrus Mgmt For For For
Bekker
6 Elect Ian C. Stone Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yitzhak Peterburg Mgmt For For For
2 Elect Arie S. Mgmt For For For
Belldegrun
3 Elect Amir Elstein Mgmt For For For
4 Amendment of Mgmt For Against Against
Compensation
Policy
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Turk Hava Yollari A.S
Ticker Security ID: Meeting Date Meeting Status
THYAO CINS M8926R100 04/04/2016 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Ratification of Mgmt For For For
Co-option of Ogun
Sanlier
12 Appointment of Auditor Mgmt For Against Against
13 Dividend Policy Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Compensation Policy Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Charitable Donations Mgmt For For For
18 Wishes and Closing Mgmt For For For
________________________________________________________________________________
UPL Ltd
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/29/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
UPL Ltd
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/30/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vedanta Ltd
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y7673N111 07/06/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of the Mgmt For For For
Registered Office of
the
Company
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIT CINS Y96659142 07/22/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect T.K. Kurien Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Azim H Mgmt For Against Against
Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
7 Appointment of Rishad Mgmt For For For
Azim Premji
(Whole-time
Director); Approval
of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Youngone Holdings Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
009970 CINS Y9849C102 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Energy Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect Kevin P. Chilton Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Compensation
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Carbon
Asset Risk
Report
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard W. Connor Mgmt For For For
1.2 Elect Robert J. Clark Mgmt For For For
1.3 Elect Benjamin A. Mgmt For Withhold Against
Hardesty
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Jonathan E. Mgmt For For For
Baliff
1.3 Elect Stephen J. Cannon Mgmt For For For
1.4 Elect Michael A. Flick Mgmt For For For
1.5 Elect Lori A. Gobillot Mgmt For For For
1.6 Elect Ian A. Godden Mgmt For For For
1.7 Elect David C. Gompert Mgmt For For For
1.8 Elect Stephen King Mgmt For For For
1.9 Elect Thomas C. Knudson Mgmt For For For
1.10 Elect Mathew Masters Mgmt For For For
1.11 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Oil and Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Corporate Political
Spending
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander B. Mgmt For Abstain Against
Cummings,
Jr.
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to Mgmt For For For
Non-Employee
Directors' Equity
Compensation and
Deferral
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
meeting
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa A. Stewart Mgmt For For For
2 Elect Hans Helmerich Mgmt For For For
3 Elect Harold R. Logan, Mgmt For For For
Jr.
4 Elect Monroe W. Mgmt For For For
Robertson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Dielwart Mgmt For For For
1.2 Elect Michael B. Decker Mgmt For For For
1.3 Elect Gregory L. Mgmt For For For
McMichael
1.4 Elect Kevin O. Meyers Mgmt For For For
1.5 Elect Phil Rykhoek Mgmt For For For
1.6 Elect Randy Stein Mgmt For For For
1.7 Elect Laura A. Sugg Mgmt For For For
1.8 Elect Wieland F. Mgmt For For For
Wettstein
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Mgmt For For For
Amendment and
Restatement of the
2004 Omnibus Stock
and Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander P. Mgmt For For For
Shukis
2 Elect Terence B. Jupp Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect James C. Day Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald F. Textor Mgmt For Against Against
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Stephen A. Mgmt For For For
Thorington
9 Elect Lee T. Todd, Jr. Mgmt For For For
10 Elect Christine J. Mgmt For For For
Toretti
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Short-Term Incentive Mgmt For For For
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Mgmt For For For
Frazier
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect Samuel J. Mgmt For For For
Palmisano
1.11 Elect Steven S Mgmt For For For
Reinemund
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of
Company
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy and
Commitment
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Helix Energy Solutions Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Owen Kratz Mgmt For For For
1.2 Elect John V. Lovoi Mgmt For For For
1.3 Elect Jan Rask Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Elect Tommy A. Valenta Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
14 Approval of the Mgmt For For For
Material Terms of the
Long-Term Incentive
Plan
________________________________________________________________________________
Magellan Midstream Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
MMP CUSIP 559080106 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter R. Arnheim Mgmt For For For
1.2 Elect Patrick C. Eilers Mgmt For For For
2 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect Charles E. Bunch Mgmt For Withhold Against
1.3 Elect Frank M Semple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety and
Environmental
Incidents
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Roger L. Jarvis Mgmt For For For
8 Elect Eric L. Mattson Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Long Mgmt For For For
Term Incentive
Plan
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Kevin McEvoy Mgmt For For For
1.2 Elect Paul B. Murphy Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Mgmt For For For
O'Malley
1.2 Elect Spencer Abraham Mgmt For For For
1.3 Elect Wayne A. Budd Mgmt For For For
1.4 Elect S. Eugene Edwards Mgmt For For For
1.5 Elect William E. Hantke Mgmt For For For
1.6 Elect Dennis M. Houston Mgmt For For For
1.7 Elect Edward F. Kosnik Mgmt For For For
1.8 Elect Robert J. Lavinia Mgmt For For For
1.9 Elect Eija Malmivirta Mgmt For For For
1.10 Elect Thomas J. Nimbley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Ben Van Beurden Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Euleen GOH Yiu Mgmt For For For
Kiang
6 Elect Simon Henry Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Gerard Mgmt For Against Against
Kleisterlee
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Hans Wijers Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Shareholder Resolution ShrHoldr Against Against For
Regarding Company
Business
Strategy
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Mgmt For For For
Kempston
Darkes
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For For For
of
Incorporation
15 Ratification of Board Mgmt For For For
Size
16 Amendment to the Mgmt For For For
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Kenneth R. Mgmt For For For
Mourton
5 Elect Elliott Pew Mgmt For For For
6 Elect Terry W. Rathert Mgmt For For For
7 Elect Alan H. Stevens Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2013 Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Synergy Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
SYRG CUSIP 87164P103 06/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn A. Peterson Mgmt For For For
1.2 Elect Rick A. Wilber Mgmt For Withhold Against
1.3 Elect Raymond E. Mgmt For For For
McElhaney
1.4 Elect Jack N. Aydin Mgmt For Withhold Against
1.5 Elect Daniel E. Kelly Mgmt For For For
1.6 Elect Paul J. Korus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditors' Reports
(Restated
Consolidated
Financial
Statements)
2 Restated Consolidated Mgmt For For For
Financial
Statements
3 Presentation of Board Mgmt For For For
and Auditors' Reports
(Consolidated
Accounts)
4 Consolidated Financial Mgmt For For For
Statements
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For Against Against
Acts
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Electronic Mgmt For For For
Communications
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect S. Barry Jackson Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect John Richels Mgmt For For For
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Siim A. Vanaselja Mgmt For For For
1.12 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
W and T Offshore, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUSIP 92922P106 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Virginia Boulet Mgmt For For For
2 Elect Stuart B. Katz Mgmt For For For
3 Elect Tracy W. Krohn Mgmt For For For
4 Elect S. James Nelson, Mgmt For For For
Jr.
5 Elect B. Frank Stanley Mgmt For For For
6 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
7 Re-approval of All Mgmt For For For
Material Terms of the
Incentive
Compensation Plan for
the Purposes of
Section
162(m)
8 Ratification of Auditor Mgmt For For For
9 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 06/27/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For Against Against
Meeting
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Equity Income Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Approval of Mgmt For For For
Performance Goals
Under the Performance
Incentive
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
1.10 Elect William S. Simon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin G. Keyes Mgmt For For For
2 Elect Kevin P. Brady Mgmt For For For
3 Elect E. Wayne Nordberg Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kipp deVeer Mgmt For For For
2 Elect Daniel G. Kelly Mgmt For For For
3 Elect Eric B. Siegel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/12/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect Frank E. English Mgmt For For For
Jr.
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect Elbert O. Hand Mgmt For For For
7 Elect David S. Johnson Mgmt For Against Against
8 Elect Kay W. McCurdy Mgmt For For For
9 Elect Ralph J. Mgmt For For For
Nicoletti
10 Elect Norman L. Mgmt For For For
Rosenthal
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AT and T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Michael Mgmt For For For
McCallister
8 Elect Beth E. Mooney Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect Cynthia B. Taylor Mgmt For For For
12 Elect Laura D'Andrea Mgmt For For For
Tyson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2016 Mgmt For For For
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Ronald A. Mgmt For For For
Brenneman
1.3 Elect Sophie Brochu Mgmt For For For
1.4 Elect Robert E. Brown Mgmt For For For
1.5 Elect George A. Cope Mgmt For For For
1.6 Elect David F. Denison Mgmt For For For
1.7 Elect Robert P. Dexter Mgmt For For For
1.8 Elect Ian Greenberg Mgmt For For For
1.9 Elect Kathrine Lee Mgmt For For For
1.10 Elect Monique F. Leroux Mgmt For For For
1.11 Elect Gordon M. Nixon Mgmt For For For
1.12 Elect Calin Rovinescu Mgmt For For For
1.13 Elect Robert C. Mgmt For For For
Simmonds
1.14 Elect Paul R. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Senior
Management Gender
Equality
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reconstituting the
Compensation
Committee
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Kenneth M. Mgmt For For For
Duberstein
4 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
5 Elect Lynn J. Good Mgmt For For For
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect Dennis A. Mgmt For For For
Muilenburg
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Randall L. Mgmt For For For
Stephenson
11 Elect Ronald A. Mgmt For For For
Williams
12 Elect Mike S. Mgmt For For For
Zafirovski
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Arms Sales to
Israel
________________________________________________________________________________
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Jonathan E. Mgmt For For For
Baliff
1.3 Elect Stephen J. Cannon Mgmt For For For
1.4 Elect Michael A. Flick Mgmt For For For
1.5 Elect Lori A. Gobillot Mgmt For For For
1.6 Elect Ian A. Godden Mgmt For For For
1.7 Elect David C. Gompert Mgmt For For For
1.8 Elect Stephen King Mgmt For For For
1.9 Elect Thomas C. Knudson Mgmt For For For
1.10 Elect Mathew Masters Mgmt For For For
1.11 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect Peter S. Wareing Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect Robert J. Mgmt For For For
Bernhard
3 Elect Franklin R. Mgmt For For For
Chang-Diaz
4 Elect Bruno V. Di Leo Mgmt For For For
Allen
5 Elect Stephen B. Dobbs Mgmt For For For
6 Elect Robert K. Herdman Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Thomas J. Lynch Mgmt For For For
9 Elect William I. Miller Mgmt For For For
10 Elect Georgia R. Nelson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/02/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Byron J. Anderson Mgmt For For For
1.2 Elect Reece A. Mgmt For For For
Kurtenbach
1.3 Elect John P. Friel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2015 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Dime Community Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vincent F. Mgmt For For For
Palagiano
1.2 Elect Patrick E. Curtin Mgmt For For For
1.3 Elect Kathleen M. Mgmt For For For
Nelson
1.4 Elect Omer S. J. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. Mgmt For For For
Alexander
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Pamela H. Patsley Mgmt For For For
4 Elect Joyce M. Roche Mgmt For For For
5 Elect Ronald G. Rogers Mgmt For For For
6 Elect Wayne R. Sanders Mgmt For For For
7 Elect Dunia A. Shive Mgmt For For For
8 Elect M. Anne Szostak Mgmt For For For
9 Elect Larry D. Young Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors With or
Without
Cause
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Recycling
Strategy for Beverage
Containers
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect James B. Mgmt For For For
Nicholson
1.8 Elect Charles W. Mgmt For For For
Pryor,
Jr.
1.9 Elect Josue Robles, Jr. Mgmt For For For
1.10 Elect Ruth G. Shaw Mgmt For For For
1.11 Elect David A. Thomas Mgmt For For For
1.12 Elect James H. Mgmt For For For
Vandenberghe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Political
Spending
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antoinette T. Mgmt For For For
Hubenette
2 Elect Lee A. Daniels Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Larry R. Faulkner Mgmt For For For
1.6 Elect Jay S. Fishman Mgmt For For For
1.7 Elect Henrietta H. Fore Mgmt For For For
1.8 Elect Kenneth C. Mgmt For For For
Frazier
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect Samuel J. Mgmt For For For
Palmisano
1.11 Elect Steven S Mgmt For For For
Reinemund
1.12 Elect Rex W. Tillerson Mgmt For For For
1.13 Elect William C. Weldon Mgmt For For For
1.14 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of
Company
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Policy
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy and
Commitment
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Reserve
Replacements
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect T. Michael Price Mgmt For For For
1.11 Elect Laurie Stern Mgmt For For For
Singer
1.12 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen G. Butler Mgmt For For For
2 Elect Kimberly A. Mgmt For For For
Casiano
3 Elect Anthony F. Mgmt For For For
Earley,
Jr.
4 Elect Mark Fields Mgmt For For For
5 Elect Edsel B. Ford II Mgmt For Against Against
6 Elect William Clay Mgmt For For For
Ford,
Jr.
7 Elect James H. Hance, Mgmt For For For
Jr.
8 Elect William W. Mgmt For For For
Helman
IV
9 Elect Jon M. Huntsman, Mgmt For For For
Jr.
10 Elect William E. Mgmt For For For
Kennard
11 Elect John C. Mgmt For For For
Lechleiter
12 Elect Ellen R. Marram Mgmt For For For
13 Elect Gerald L. Shaheen Mgmt For For For
14 Elect John L. Thornton Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to Tax Mgmt For For For
Benefit Preservation
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDI CUSIP 347200107 04/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William S. Ayer Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Mgmt For For For
Sheares
12 Elect Robin L. Mgmt For For For
Washington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2016 Stock Incentive Mgmt For For For
Plan
16 Approval of 2016 Stock Mgmt For For For
Plan for Non-Employee
Directors
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel A. Mgmt For For For
Domenech
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Ronald J. Helow Mgmt For For For
4 Elect Beverley J. Mgmt For For For
McClure
5 Elect H. Wade Reece Mgmt For For For
6 Elect Gabriel L. Mgmt For For For
Shaheen
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan D. Mgmt For For For
Archibald
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Peter R. Huntsman Mgmt For For For
1.4 Elect Robert J. Mgmt For For For
Margetts
1.5 Elect Wayne A. Reaud Mgmt For For For
1.6 Elect Alvin V. Mgmt For For For
Shoemaker
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2016 Stock Incentive Mgmt For For For
Plan
5 Right to Call a Mgmt For Against Against
Special
Meeting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet C. Dorduncu Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend,
III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Canion Mgmt For For For
2 Elect Martin L. Mgmt For For For
Flanagan
3 Elect C. Robert Mgmt For For For
Henrikson
4 Elect Ben F. Johnson Mgmt For For For
III
5 Elect Edward P. Mgmt For For For
Lawrence
6 Elect Sir Nigel Mgmt For For For
Sheinwald
7 Elect Phoebe A. Wood Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 2016 Global Equity Mgmt For For For
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Mgmt For For For
Jackson,
Jr.
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Social
Factors
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Lexmark International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXK CUSIP 529771107 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph E. Gomory Mgmt For For For
2 Elect Michael J. Maples Mgmt For Against Against
3 Elect Stephen R. Hardis Mgmt For Against Against
4 Elect William R. Fields Mgmt For For For
5 Elect Robert Holland, Mgmt For For For
Jr.
6 Elect Kathi P. Seifert Mgmt For For For
7 Elect Jean-Paul L. Mgmt For For For
Montupet
8 Elect Jared L. Cohon Mgmt For For For
9 Elect J. Edward Coleman Mgmt For Against Against
10 Elect Paul A. Rooke Mgmt For For For
11 Elect Sandra L. Helton Mgmt For Against Against
12 Elect W. Roy Dunbar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
HYF CUSIP 561911108 04/21/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Marriott Vacations Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
VAC CUSIP 57164Y107 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond L. Mgmt For For For
Gellein,
Jr.
1.2 Elect Thomas J. Mgmt For For For
Hutchison
III
1.3 Elect Dianna F. Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect W. Don Cornwell Mgmt For For For
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Shantanu Narayen Mgmt For For For
8 Elect Suzanne Nora Mgmt For For For
Johnson
9 Elect Ian C. Read Mgmt For For For
10 Elect Stephen W. Sanger Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING REPORT ON
LOBBYING
ACTIVITIES
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Majority
Vote for Election of
Directors
16 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING RIGHT TO
ACT BY WRITTEN
CONSENT
17 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING CERTAIN
TAXABLE
EVENTS
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Martin D. Mgmt For For For
Feinstein
3 Elect Murray S. Kessler Mgmt For For For
4 Elect Lionel L. Nowell Mgmt For For For
III
5 Elect Ricardo Mgmt For For For
Oberlander
6 Elect Jerome Abelman Mgmt For For For
7 Elect Robert E. Lerwill Mgmt For For For
8 AMENDMENT TO ARTICLES Mgmt For For For
OF INCORPORATION TO
DECLASSIFY THE BOARD
OF
DIRECTORS
9 Increase of Authorized Mgmt For For For
Shares of Common
Stock
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Mediation
of Alleged Human
Rights
Violations
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Tamara L. Mgmt For For For
Lundgren
3 Elect Abbie J. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2012 Mgmt For For For
Equity and Incentive
Compensation
Plan
7 Amendment to the Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Spark New Zealand Limited
Ticker Security ID: Meeting Date Meeting Status
SPK CUSIP 84652A102 11/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorise Board to Set Mgmt For For For
Auditor's
Fees
2 Re-elect Paul Berriman Mgmt For For For
3 Re-elect Charles Sitch Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Simon
Moutter)
5 Equity Grant (MD/CEP Mgmt For For For
Simon
Moutter)
6 Approve Increase in Mgmt For Against Against
NEDs' Fee
Cap
7 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Sun Life Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Mgmt For For For
Anderson
1.2 Elect John H. Clappison Mgmt For For For
1.3 Elect Dean A. Connor Mgmt For For For
1.4 Elect Martin J.G. Glynn Mgmt For For For
1.5 Elect M. Marianne Mgmt For For For
Harris
1.6 Elect Sara G. Lewis Mgmt For For For
1.7 Elect Scott F. Powers Mgmt For For For
1.8 Elect Real Raymond Mgmt For For For
1.9 Elect Hugh D. Segal Mgmt For For For
1.10 Elect Barbara G. Mgmt For For For
Stymiest
1.11 Elect James H. Mgmt For For For
Sutcliffe
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Juergen W. Gromer Mgmt For For For
5 Elect William A. Mgmt For For For
Jeffrey
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Yong Nam Mgmt For For For
8 Elect Daniel J. Phelan Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chairman
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report
19 Approval of Statutory Mgmt For For For
Financial
Statements
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appoint Deloitte and Mgmt For For For
Touche as
auditor
23 Appoint Deloitte AG, Mgmt For For For
Zurich as Swiss
registered
auditor
24 Appoint Mgmt For For For
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Executive Compensation Mgmt For For For
27 Board Compensation Mgmt For For For
28 Appropriation of Mgmt For For For
Earnings
29 Declaration of Dividend Mgmt For For For
30 Authority to Mgmt For For For
Repurchase
Shares
31 Increase in Authorized Mgmt For For For
Capital
32 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
33 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 07/01/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Thomas H. Castro Mgmt For For For
3 Elect David C. Chang Mgmt For For For
4 Elect James E. Mgmt For For For
Copeland,
Jr.
5 Elect Peter R. Haje Mgmt For For For
6 Elect Donna A. James Mgmt For For For
7 Elect Don Logan Mgmt For For For
8 Elect Robert D. Marcus Mgmt For For For
9 Elect N.J. Nicholas, Mgmt For For For
Jr.
10 Elect Wayne H. Pace Mgmt For For For
11 Elect Edward D. Shirley Mgmt For For For
12 Elect John E. Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect William P. Barr Mgmt For For For
3 Elect Jeffrey L. Bewkes Mgmt For For For
4 Elect Stephen F. Mgmt For For For
Bollenbach
5 Elect Robert C. Clark Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Jessica P. Mgmt For For For
Einhorn
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect Fred Hassan Mgmt For For For
10 Elect Paul D. Wachter Mgmt For For For
11 Elect Deborah C. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect S. Barry Jackson Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect John Richels Mgmt For For For
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Siim A. Vanaselja Mgmt For For For
1.12 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Ashton Poole Mgmt For For For
2 Elect Brent P. W. Mgmt For For For
Burgess
3 Elect Steven C. Lilly Mgmt For Against Against
4 Elect Garland S. Mgmt For For For
Tucker,
III
5 Elect W. McComb Mgmt For Against Against
Dunwoody
6 Elect Mark M. Gambill Mgmt For For For
7 Elect Benjamin S. Mgmt For For For
Goldstein
8 Elect Simon B. Rich, Mgmt For For For
Jr.
9 Elect Sherwood H. Mgmt For For For
Smith,
Jr.
10 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Charles C. Krulak Mgmt For For For
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. Mgmt For For For
McLarty
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Mgmt For For For
Villarreal
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Western Digital Corp.
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 03/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Acquisition
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Western Digital Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Kathleen A. Cote Mgmt For For For
3 Elect Henry T. DeNero Mgmt For For For
4 Elect Michael D. Mgmt For For For
Lambert
5 Elect Len J. Lauer Mgmt For For For
6 Elect Matthew E. Mgmt For For For
Massengill
7 Elect Stephen D. Mgmt For For For
Milligan
8 Elect Paula A. Price Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2004 Mgmt For For For
Performance Incentive
Plan
11 Amendment to the 2005 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Holmes Mgmt For For For
1.2 Elect Myra J. Biblowit Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For Withhold Against
1.5 Elect Brian Mulroney Mgmt For For For
1.6 Elect Pauline D.E. Mgmt For For For
Richards
1.7 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Financial Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Glenn Earle Mgmt For For For
4 Elect Niall Ferguson Mgmt For For For
5 Elect Sean M. Healey Mgmt For For For
6 Elect Tracy P. Mgmt For For For
Palandjian
7 Elect Patrick T. Ryan Mgmt For For For
8 Elect Jide J. Zeitlin Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ally Financial Inc
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Robert T. Blakely Mgmt For For For
3 Elect Maureen A. Mgmt For For For
Breakiron-Evans
4 Elect Mayree C. Clark Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Feinberg
6 Elect Kim S. Mgmt For For For
Fennebresque
7 Elect Marjorie Magner Mgmt For For For
8 Elect John Stack Mgmt For For For
9 Elect Michael F. Steib Mgmt For For For
10 Elect Kenneth J. Bacon Mgmt For For For
11 Elect Jeffrey J. Brown Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Peter Chernin Mgmt For For For
5 Elect Ralph de la Vega Mgmt For For For
6 Elect Anne L. Mgmt For For For
Lauvergeon
7 Elect Micheal O. Mgmt For For For
Leavitt
8 Elect Theodore J. Mgmt For For For
Leonsis
9 Elect Richard C. Levin Mgmt For For For
10 Elect Samuel J. Mgmt For For For
Palmisano
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Elect Ronald A. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Approval of the 2016 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Privacy and
Data
Security
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Peter R. Fisher Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Peter D. Hancock Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect George L. Miles, Mgmt For Against Against
Jr.
9 Elect Henry S. Miller Mgmt For For For
10 Elect Robert S. Miller Mgmt For For For
11 Elect Linda A. Mills Mgmt For For For
12 Elect Suzanne Nora Mgmt For For For
Johnson
13 Elect John A. Paulson Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Rittenmeyer
15 Elect Douglas M. Mgmt For For For
Steenland
16 Elect Theresa M. Stone Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin G. Keyes Mgmt For For For
2 Elect Kevin P. Brady Mgmt For For For
3 Elect E. Wayne Nordberg Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl Francis Mgmt For For For
5 Elect James W. Leng Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect Robert S. Mgmt For For For
Morrison
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Remuneration Report Mgmt For Against Against
(Advisory)
14 Accounts and Reports Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Ratification of Mgmt For For For
Statutory
Auditor
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Approval of Share Mgmt For For For
Repurchase Contracts
and
Repurchase
Counterparties
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authorization of Mgmt For For For
Political Donations
and
Expenditures
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect Frank E. English Mgmt For For For
Jr.
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect Elbert O. Hand Mgmt For For For
7 Elect David S. Johnson Mgmt For Against Against
8 Elect Kay W. McCurdy Mgmt For For For
9 Elect Ralph J. Mgmt For For For
Nicoletti
10 Elect Norman L. Mgmt For For For
Rosenthal
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BancorpSouth, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXS CUSIP 059692103 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gus J. Blass III Mgmt For For For
1.2 Elect Shannon A. Brown Mgmt For For For
1.3 Elect Wilbert G. Mgmt For For For
Holliman,
Jr.
1.4 Elect Larry G. Kirk Mgmt For Withhold Against
1.5 Elect Guy W. Mitchell Mgmt For For For
III
1.6 Elect Robert C. Nolan Mgmt For For For
1.7 Elect James D. Rollins Mgmt For For For
III
1.8 Elect Thomas R. Stanton Mgmt For For For
2 Bundled Amendments to Mgmt For For For
Articles
3 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Bylaw Mgmt For Against Against
Permitting Board to
Appoint a
Non-Independent
Chairman
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 04/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
Of Climate Change
Risks
________________________________________________________________________________
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton G. Mgmt For For For
Deutsch
1.2 Elect Deborah F. Mgmt For For For
Kuenstner
1.3 Elect Gloria C. Larson Mgmt For For For
1.4 Elect John Morton III Mgmt For For For
1.5 Elect Daniel P. Nolan Mgmt For For For
1.6 Elect Kimberly S. Mgmt For For For
Stevenson
1.7 Elect Stephen M. Waters Mgmt For For For
1.8 Elect Donna C. Wells Mgmt For For For
1.9 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Annual Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CBRE Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Curtis F. Feeny Mgmt For For For
3 Elect Bradford M. Mgmt For For For
Freeman
4 Elect Christopher T. Mgmt For For For
Jenny
5 Elect Gerardo I. Lopez Mgmt For For For
6 Elect Frederic V. Malek Mgmt For For For
7 Elect Paula R. Reynolds Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D'Andrea Mgmt For For For
Tyson
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment of Right to Mgmt For Against Against
Call a Special
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams Mgmt For For For
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Duncan P. Hennes Mgmt For For For
4 Elect Peter B. Henry Mgmt For For For
5 Elect Franz B. Humer Mgmt For For For
6 Elect Renee J. James Mgmt For For For
7 Elect Eugene M. McQuade Mgmt For For For
8 Elect Michael E. Mgmt For For For
O'Neill
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Judith Rodin Mgmt For For For
11 Elect Anthony M. Mgmt For For For
Santomero
12 Elect Joan E. Spero Mgmt For For For
13 Elect Diana L. Taylor Mgmt For For For
14 Elect William S. Mgmt For For For
Thompson,
Jr.
15 Elect James S. Turley Mgmt For For For
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
20 Amendment to the 2011 Mgmt For For For
Executive Performance
Plan
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Robert C. Greving Mgmt For For For
4 Elect Mary R. Henderson Mgmt For For For
5 Elect Charles J. Mgmt For For For
Jacklin
6 Elect Daniel R. Maurer Mgmt For For For
7 Elect Neal C. Schneider Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Sievert
9 Elect Michael T. Tokarz Mgmt For For For
10 Amendment to NOL Mgmt For For For
Shareholder Rights
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For Against Against
Weinbach
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect James P. Healy Mgmt For For For
3 Elect Paul T. Idzik Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Kanner
5 Elect James Lam Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Shelley B. Mgmt For For For
Leibowitz
8 Elect Rebecca Saeger Mgmt For For For
9 Elect Joseph L. Mgmt For For For
Sclafani
10 Elect Gary H. Stern Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect T. Michael Price Mgmt For For For
1.11 Elect Laurie Stern Mgmt For For For
Singer
1.12 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GAMCO Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBL CUSIP 361438104 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin L. Artzt Mgmt For For For
1.2 Elect Raymond C. Mgmt For Withhold Against
Avansino
1.3 Elect Mario J. Gabelli Mgmt For For For
1.4 Elect Eugene R. McGrath Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Prather,
Jr.
1.6 Elect Elisa M. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Stock Grant Mgmt For Against Against
4 Amendment to the 2002 Mgmt For Against Against
Stock Award and
Incentive
Plan
5 Reclassification of Mgmt N/A For N/A
Class B
Stock
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel A. Mgmt For For For
Domenech
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Ronald J. Helow Mgmt For For For
4 Elect Beverley J. Mgmt For For For
McClure
5 Elect H. Wade Reece Mgmt For For For
6 Elect Gabriel L. Mgmt For For For
Shaheen
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hospitality Properties Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUSIP 44106M102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna D. Fraiche Mgmt For Abstain Against
2 Elect William A. Lamkin Mgmt For Abstain Against
3 Elect Adam D. Portnoy Mgmt For Abstain Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Opt Out Of
Maryland's
Unsolicited Takeover
Act
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Mgmt For For For
Diermeier
2 Elect Eugene Flood, Jr. Mgmt For For For
3 Elect J. Richard Mgmt For For For
Fredericks
4 Elect Deborah R. Gatzek Mgmt For For For
5 Elect Lawrence E. Mgmt For For For
Kochard
6 Elect Arnold A. Mgmt For For For
Pinkston
7 Elect Glenn S. Schafer Mgmt For For For
8 Elect Richard M. Weil Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Elect Tatsusaburo Mgmt For For For
Yamamoto
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Colin Dyer Mgmt For For For
4 Elect DeAnne S. Julius Mgmt For For For
5 Elect Ming Lu Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Sheila A. Penrose Mgmt For For For
8 Elect Ann Marie Petach Mgmt For For For
9 Elect Shailesh Rao Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Mgmt For For For
Jackson,
Jr.
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Social
Factors
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Cunningham
2 Elect George W. Mgmt For For For
Henderson,
III
3 Elect Eric G. Johnson Mgmt For For For
4 Elect M. Leanne Lachman Mgmt For For For
5 Elect William P. Payne Mgmt For For For
6 Elect Patrick S. Mgmt For For For
Pittard
7 Elect Isaiah Tidwell Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Steven L. Mgmt For For For
Begleiter
3 Elect Stephen P. Casper Mgmt For For For
4 Elect Jane Chwick Mgmt For For For
5 Elect William F. Cruger Mgmt For For For
6 Elect David G. Gomach Mgmt For For For
7 Elect Carlos M. Mgmt For Against Against
Hernandez
8 Elect Ronald M. Hersch Mgmt For For For
9 Elect John Steinhardt Mgmt For For For
10 Elect James J. Sullivan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2012 Mgmt For For For
Incentive
Plan
14 Executive Performance Mgmt For For For
Incentive
Plan
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Brodsky Mgmt For For For
2 Elect Richard J. Byrne Mgmt For For For
3 Elect Alan L. Gosule Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Donald T. Mgmt For For For
Nicolaisen
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
PRA Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP 69354N106 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Fain Mgmt For For For
1.2 Elect David Roberts Mgmt For For For
1.3 Elect Vikram A. Atal Mgmt For For For
1.4 Elect Geir L. Olsen Mgmt For For For
1.5 Elect Kevin P. Mgmt For Withhold Against
Stevenson
1.6 Elect Lance L. Weaver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Tamberlane Mgmt For For For
1.2 Elect Judith Huntington Mgmt For For For
1.3 Elect Derrick D. Cephas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sun Life Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Mgmt For For For
Anderson
1.2 Elect John H. Clappison Mgmt For For For
1.3 Elect Dean A. Connor Mgmt For For For
1.4 Elect Martin J.G. Glynn Mgmt For For For
1.5 Elect M. Marianne Mgmt For For For
Harris
1.6 Elect Sara G. Lewis Mgmt For For For
1.7 Elect Scott F. Powers Mgmt For For For
1.8 Elect Real Raymond Mgmt For For For
1.9 Elect Hugh D. Segal Mgmt For For For
1.10 Elect Barbara G. Mgmt For For For
Stymiest
1.11 Elect James H. Mgmt For For For
Sutcliffe
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 1999 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Ashton Poole Mgmt For For For
2 Elect Brent P. W. Mgmt For For For
Burgess
3 Elect Steven C. Lilly Mgmt For Against Against
4 Elect Garland S. Mgmt For For For
Tucker,
III
5 Elect W. McComb Mgmt For Against Against
Dunwoody
6 Elect Mark M. Gambill Mgmt For For For
7 Elect Benjamin S. Mgmt For For For
Goldstein
8 Elect Simon B. Rich, Mgmt For For For
Jr.
9 Elect Sherwood H. Mgmt For For For
Smith,
Jr.
10 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Arthur D. Mgmt For For For
Collins,
Jr.
5 Elect Richard K. Davis Mgmt For For For
6 Elect Kimberly J. Mgmt For For For
Harris
7 Elect Roland A. Mgmt For For For
Hernandez
8 Elect Doreen Woo Ho Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Karen S. Lynch Mgmt For For For
11 Elect David B. O'Maley Mgmt For For For
12 Elect O'dell M. Owens Mgmt For For For
13 Elect Craig D. Schnuck Mgmt For For For
14 Elect Scott W. Wine Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Retirement
________________________________________________________________________________
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
2 Elect E. Michael Mgmt For For For
Caulfield
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Cynthia L. Egan Mgmt For For For
5 Elect Pamela H. Godwin Mgmt For For For
6 Elect Kevin T. Kabat Mgmt For For For
7 Elect Timothy F. Keaney Mgmt For For For
8 Elect Gloria C. Larson Mgmt For For For
9 Elect Richard P. Mgmt For For For
McKenney
10 Elect Edward J. Muhl Mgmt For For For
11 Elect Ronald. P. Mgmt For For For
O'Hanley
12 Elect Francis J. Shammo Mgmt For For For
13 Elect Thomas R. Watjen Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Savings-Related Share Mgmt For For For
Option Scheme
2016
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry J. Herrmann Mgmt For For For
1.2 Elect James M. Raines Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1998 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo and Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Elizabeth A. Duke Mgmt For For For
6 Elect Susan E. Engel Mgmt For For For
7 Elect Enrique Mgmt For For For
Hernandez,
Jr.
8 Elect Donald M. James Mgmt For For For
9 Elect Cynthia H. Mgmt For For For
Milligan
10 Elect Federico F. Pena Mgmt For For For
11 Elect James H. Quigley Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Stephen J.O. Mgmt For For For
Catlin
3 Elect Dale R. Comey Mgmt For For For
4 Elect Claus-Michael Mgmt For For For
Dill
5 Elect Robert R. Glauber Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Suzanne B. Mgmt For For For
Labarge
8 Elect Joseph Mauriello Mgmt For For For
9 Elect Eugene M. McQuade Mgmt For For For
10 Elect Michael S. Mgmt For For For
McGavick
11 Elect Clayton S. Rose Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect John M. Vereker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Amendment to the 1991 Mgmt For For For
Performance Incentive
Program
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EGM Scheme of Mgmt For For For
Arrangement
Proposal
2 Capital Reduction Mgmt For For For
Proposal
3 Subsidiary Share Mgmt For For For
Acquisition
Proposal
4 Directors' Allotment Mgmt For For For
Authority
Proposal
5 Ireland Reserve Mgmt For For For
Application
Proposal
6 Ireland Memorandum Mgmt For For For
Amendment
Proposal
7 Ireland Articles Mgmt For For For
Amendment
Proposal
8 Bermuda Bye-Law Mgmt For For For
Amendment Threshold
Proposal
9 Bermuda Merger and Mgmt For For For
Amalgamation
Threshold
Proposal
10 Bermuda Repurchase Mgmt For For For
Right
Proposal
11 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290111 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Ireland to
Bermuda
2 Right to Adjourn Mgmt For For For
Meeting
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Peter R. Fisher Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Peter D. Hancock Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect George L. Miles, Mgmt For Against Against
Jr.
9 Elect Henry S. Miller Mgmt For For For
10 Elect Robert S. Miller Mgmt For For For
11 Elect Linda A. Mills Mgmt For For For
12 Elect Suzanne Nora Mgmt For For For
Johnson
13 Elect John A. Paulson Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Rittenmeyer
15 Elect Douglas M. Mgmt For For For
Steenland
16 Elect Theresa M. Stone Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brendan M. Mgmt For For For
Cummins
2 Elect Roger W. Hale Mgmt For For For
3 Elect Vada O. Manager Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect George A. Mgmt For For For
Schaefer,
Jr.
6 Elect Janice J. Teal Mgmt For For For
7 Elect Michael J. Ward Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Bylaw Mgmt For Against Against
Permitting Board to
Appoint a
Non-Independent
Chairman
________________________________________________________________________________
CBRE Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Curtis F. Feeny Mgmt For For For
3 Elect Bradford M. Mgmt For For For
Freeman
4 Elect Christopher T. Mgmt For For For
Jenny
5 Elect Gerardo I. Lopez Mgmt For For For
6 Elect Frederic V. Malek Mgmt For For For
7 Elect Paula R. Reynolds Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D'Andrea Mgmt For For For
Tyson
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment of Right to Mgmt For Against Against
Call a Special
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Mgmt For For For
Fouse
1.8 Elect Michael A. Mgmt For For For
Friedman
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect Peter S. Wareing Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect Richard M. Gabrys Mgmt For For For
6 Elect William D. Harvey Mgmt For For For
7 Elect Philip R. Mgmt For For For
Lochner,
Jr.
8 Elect Patricia K. Poppe Mgmt For For For
9 Elect John G. Russell Mgmt For For For
10 Elect Myrna M. Soto Mgmt For For For
11 Elect John G. Sznewajs Mgmt For For For
12 Elect Laura H. Wright Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Robert C. Greving Mgmt For For For
4 Elect Mary R. Henderson Mgmt For For For
5 Elect Charles J. Mgmt For For For
Jacklin
6 Elect Daniel R. Maurer Mgmt For For For
7 Elect Neal C. Schneider Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Sievert
9 Elect Michael T. Tokarz Mgmt For For For
10 Amendment to NOL Mgmt For For For
Shareholder Rights
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Timothy T. Mgmt For For For
O'Toole
9 Elect David M. Mgmt For For For
Ratcliffe
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J. Steven Whisler Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect James P. Healy Mgmt For For For
3 Elect Paul T. Idzik Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Kanner
5 Elect James Lam Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Shelley B. Mgmt For For For
Leibowitz
8 Elect Rebecca Saeger Mgmt For For For
9 Elect Joseph L. Mgmt For For For
Sclafani
10 Elect Gary H. Stern Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect T. Michael Price Mgmt For For For
1.11 Elect Laurie Stern Mgmt For For For
Singer
1.12 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Mgmt For For For
Diermeier
2 Elect Eugene Flood, Jr. Mgmt For For For
3 Elect J. Richard Mgmt For For For
Fredericks
4 Elect Deborah R. Gatzek Mgmt For For For
5 Elect Lawrence E. Mgmt For For For
Kochard
6 Elect Arnold A. Mgmt For For For
Pinkston
7 Elect Glenn S. Schafer Mgmt For For For
8 Elect Richard M. Weil Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Elect Tatsusaburo Mgmt For For For
Yamamoto
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Howard Nye Mgmt For For For
2 Elect Laree E. Perez Mgmt For For For
3 Elect Dennis L. Rediker Mgmt For For For
4 Elect Donald W. Slager Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
7 Amendment to Stock Mgmt For For For
Based Award
Plan
8 Approval of Executive Mgmt For For For
Cash Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bozich Mgmt For For For
1.2 Elect James H. Brandi Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect John D. Groendyke Mgmt For For For
1.5 Elect David L. Hauser Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert O. Lorenz Mgmt For For For
1.8 Elect Judy R. Mgmt For For For
McReynolds
1.9 Elect Sheila G. Talton Mgmt For For For
1.10 Elect Sean Trauschke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirements
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect William E. Mgmt For For For
Mitchell
1.6 Elect Ganesh Moorthy Mgmt For For For
1.7 Elect Helene Simonet Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Proxy
Access
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Tamberlane Mgmt For For For
1.2 Elect Judith Huntington Mgmt For For For
1.3 Elect Derrick D. Cephas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Balakrishnan S. Mgmt For For For
Iyer
5 Elect Christine King Mgmt For Against Against
6 Elect David P. McGlade Mgmt For For For
7 Elect David J. Mgmt For For For
McLachlan
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bylaws
12 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Certain
Actions
13 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Business
Combinations with Any
Related
Person
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 1999 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Conaty Mgmt For For For
2 Elect James A. Mgmt For For For
Firestone
3 Elect Werner Geissler Mgmt For For For
4 Elect Peter S. Hellman Mgmt For For For
5 Elect Laurette T. Mgmt For For For
Koellner
6 Elect Richard J. Kramer Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Michael J. Morell Mgmt For For For
10 Elect Roderick A. Mgmt For For For
Palmore
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Thomas H. Mgmt For For For
Weidemeyer
13 Elect Michael R. Wessel Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Alan Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Gary T. DiCamillo Mgmt For For For
4 Elect Diane M. Dietz Mgmt For For For
5 Elect Gerri T. Elliott Mgmt For For For
6 Elect Jeff M. Fettig Mgmt For For For
7 Elect Michael F. Mgmt For For For
Johnston
8 Elect John D. Liu Mgmt For For For
9 Elect Harish M. Manwani Mgmt For For For
10 Elect William D. Perez Mgmt For For For
11 Elect Michael D. White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Holmes Mgmt For For For
1.2 Elect Myra J. Biblowit Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For Withhold Against
1.5 Elect Brian Mulroney Mgmt For For For
1.6 Elect Pauline D.E. Mgmt For For For
Richards
1.7 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Healthcare Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Approval of Mgmt For For For
Performance Goals
Under the Performance
Incentive
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHC CUSIP 00404A109 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Grieco Mgmt For For For
1.2 Elect Joey A. Jacobs Mgmt For For For
1.3 Elect Reeve B. Waud Mgmt For For For
2 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Mgmt For For For
Jr.
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Robert A. Eckert Mgmt For For For
6 Elect Greg C. Garland Mgmt For For For
7 Elect Fred Hassan Mgmt For For For
8 Elect Rebecca M. Mgmt For For For
Henderson
9 Elect Frank C. Mgmt For For For
Herringer
10 Elect Tyler Jacks Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Hay, III Mgmt For For For
2 Elect George A. Mgmt For For For
Schaefer,
Jr.
3 Elect Joseph R. Swedish Mgmt For For For
4 Elect Elizabeth E. Mgmt For For For
Tallett
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 12/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Catherine M. Mgmt For For For
Burzik
3 Elect Vincent A. Mgmt For For For
Forlenza
4 Elect Claire M. Fraser Mgmt For For For
5 Elect Christopher Jones Mgmt For For For
6 Elect Marshall O. Mgmt For For For
Larsen
7 Elect Gary A. Mgmt For For For
Mecklenburg
8 Elect James F. Orr Mgmt For For For
9 Elect Willard J. Mgmt For For For
Overlock,
Jr.
10 Elect Claire Pomeroy Mgmt For For For
11 Elect Rebecca W. Rimel Mgmt For For For
12 Elect Bertram L. Scott Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2004 Mgmt For For For
Employee and Director
Equity-Based
Compensation
Plan
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca W. Rimel Mgmt For For For
1.2 Elect Robert J. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Peter J. Arduini Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Laurie H. Mgmt For For For
Glimcher
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Thomas J. Lynch Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald L. Storch Mgmt For For For
11 Elect Togo D. West, Jr. Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia A. Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For Against Against
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Mgmt For For For
Fouse
1.8 Elect Michael A. Mgmt For For For
Friedman
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald E. Mgmt For For For
Bisbee,
Jr.
2 Elect Denis A. Cortese Mgmt For For For
3 Elect Linda M. Dillman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the Mgmt For For For
Performance-Based
Compensation
Plan
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Isaiah Harris, Mgmt For For For
Jr.
3 Elect Jane E. Henney Mgmt For For For
4 Elect Donna F. Zarcone Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 12/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect R. David Hoover Mgmt For For For
3 Elect Juan R. Luciano Mgmt For For For
4 Elect Franklyn G. Mgmt For For For
Prendergast
5 Elect Kathi P. Seifert Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maura C. Breen Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Elder Granger Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mgmt For For For
Mergenthaler
7 Elect Woodrow A. Mgmt For For For
Myers,
Jr.
8 Elect Roderick A. Mgmt For For For
Palmore
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Timothy Wentworth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
HCA Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist Mgmt For For For
III
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Mgmt For For For
Meyers
10 Elect Michael W. Mgmt For For For
Michelson
11 Elect Wayne J. Riley Mgmt For For For
12 Elect John W. Rowe Mgmt For For For
13 Re-Approval of 2006 Mgmt For For For
Stock Incentive Plan
for Key Employees for
the Purposes of
Section
162(m)
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Jean-Luc Mgmt For For For
Belingard
3 Elect D. Gary Gilliland Mgmt For For For
4 Elect David P. King Mgmt For For For
5 Elect Garheng Kong Mgmt For For For
6 Elect Robert E. Mgmt For For For
Mittelstaedt,
Jr.
7 Elect Peter M. Neupert Mgmt For For For
8 Elect Richelle P. Mgmt For For For
Parham
9 Elect Adam H. Schechter Mgmt For For For
10 Elect R. Sanders Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2016 Mgmt For For For
Omnibus Incentive
Plan
13 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Zika Virus
Report
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 01/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redemption of Mgmt For For For
Preferred
Stock
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For For For
7 Elect Melina Higgins Mgmt For For For
8 Elect Douglas J. Leech Mgmt For Against Against
9 Elect Rajiv Malik Mgmt For For For
10 Elect Joseph C. Maroon Mgmt For For For
11 Elect Mark Parrish Mgmt For Against Against
12 Elect Rodney L. Piatt Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Adoption of the Dutch Mgmt For For For
Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Re-Approval of 2003 Mgmt For Against Against
Long-Term Incentive
Plan
19 Authorization for Mgmt For Against Against
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 08/28/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
PharMerica Corporation
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory S. Mgmt For For For
Weishar
1.2 Elect W. Robert Dahl, Mgmt For For For
Jr.
1.3 Elect Frank E. Collins Mgmt For For For
1.4 Elect Thomas P. Mac Mgmt For For For
Mahon
1.5 Elect Marjorie W. Dorr Mgmt For For For
1.6 Elect Thomas P. Gerrity Mgmt For For For
1.7 Elect Robert A. Oakley Mgmt For For For
1.8 Elect Geoffrey G. Mgmt For For For
Meyers
1.9 Elect Patrick G. LePore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Brown Mgmt For For For
2 Elect Leonard S. Mgmt For For For
Schleifer
3 Elect George D. Mgmt For For For
Yancopoulos
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For For For
4 Elect Robert J. Mgmt For For For
Darretta
5 Elect Stephen J. Mgmt For For For
Hemsley
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect Kenneth I. Shine Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Paul M. Bisaro Mgmt For For For
4 Elect Gail K. Boudreaux Mgmt For For For
5 Elect David C. Dvorak Mgmt For For For
6 Elect Michael J. Mgmt For For For
Farrell
7 Elect Larry C. Mgmt For For For
Glasscock
8 Elect Robert A. Mgmt For For For
Hagemann
9 Elect Arthur J. Higgins Mgmt For For For
10 Elect Michael W. Mgmt For For For
Michelson
11 Elect Cecil B. Pickett Mgmt For For For
12 Elect Jeffrey K. Rhodes Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON High Yield Bond Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
LBF CUSIP 25158V108 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Mgmt For For For
Ballantine
1.2 Elect Henry P. Becton, Mgmt For For For
Jr.
1.3 Elect Dawn-Marie Mgmt For For For
Driscoll
1.4 Elect Paul K. Freeman Mgmt For For For
2 For Deutsche Global Mgmt For For For
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Industrials Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
A.O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gloster B. Mgmt For For For
Current,
Jr.
1.2 Elect William P. Mgmt For For For
Greubel
1.3 Elect Idelle K. Wolf Mgmt For For For
1.4 Elect Gene C. Wulf Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Exclusive Forum Mgmt For Against Against
Designation
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Increase of Authorized Mgmt For For For
Class A Common
Stock
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For Against Against
Campbell
4 Elect Dhiren Fonseca Mgmt For For For
5 Elect Jessie J. Mgmt For For For
Knight,
Jr.
6 Elect Dennis F. Madsen Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect Katherine Savitt Mgmt For For For
9 Elect J. Kenneth Mgmt For For For
Thompson
10 Elect Bradley D. Tilden Mgmt For For For
11 Elect Eric K. Yeaman Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2016 Mgmt For For For
Performance Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome L. Davis Mgmt For For For
1.2 Elect Sara L. Hays Mgmt For For For
1.3 Elect Richard V. Mgmt For For For
Reynolds
1.4 Elect David E. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2016 Mgmt For For For
Executive Management
Incentive
Plan
4 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Kenneth M. Mgmt For For For
Duberstein
4 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
5 Elect Lynn J. Good Mgmt For For For
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect Dennis A. Mgmt For For For
Muilenburg
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Randall L. Mgmt For For For
Stephenson
11 Elect Ronald A. Mgmt For For For
Williams
12 Elect Mike S. Mgmt For For For
Zafirovski
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Arms Sales to
Israel
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Mgmt For For For
Giardinelli,
Jr.
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Mgmt For For For
Skidmore
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to Articles Mgmt For For For
To Permit Removal of
Directors Without
Cause
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen McClain Mgmt For For For
2 Elect Jennifer M. Mgmt For For For
Pollino
3 Elect Peter O. Scannell Mgmt For For For
4 Elect James L. L. Mgmt For For For
Tullis
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of 2016 Mgmt For For For
Annual Incentive
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect Robert J. Mgmt For For For
Bernhard
3 Elect Franklin R. Mgmt For For For
Chang-Diaz
4 Elect Bruno V. Di Leo Mgmt For For For
Allen
5 Elect Stephen B. Dobbs Mgmt For For For
6 Elect Robert K. Herdman Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Thomas J. Lynch Mgmt For For For
9 Elect William I. Miller Mgmt For For For
10 Elect Georgia R. Nelson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Rita J. Heise Mgmt For For For
1.5 Elect Allen A. Kozinski Mgmt For For For
1.6 Elect John R. Myers Mgmt For For For
1.7 Elect John B. Nathman Mgmt For For For
1.8 Elect Robert J. Rivet Mgmt For For For
1.9 Elect Albert E. Smith Mgmt For For For
1.10 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald J. Ehrlich Mgmt For For For
2 Elect Linda P. Hefner Mgmt For For For
Filler
3 Elect Thomas P. Joyce, Mgmt For For For
Jr.
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter G. Lohr, Mgmt For For For
Jr.
6 Elect Mitchell P. Rales Mgmt For For For
7 Elect Steven M. Rales Mgmt For For For
8 Elect John T. Mgmt For For For
Schwieters
9 Elect Alan G. Spoon Mgmt For For For
10 Elect Elias A. Zerhouni Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Edward H. Bastian Mgmt For For For
3 Elect Francis S. Blake Mgmt For For For
4 Elect Daniel A. Carp Mgmt For For For
5 Elect David G. DeWalt Mgmt For For For
6 Elect Thomas E. Donilon Mgmt For For For
7 Elect William H. Mgmt For For For
Easter
III
8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Mgmt For For For
Franklin
10 Elect George N. Mattson Mgmt For For For
11 Elect Douglas R Ralph Mgmt For For For
12 Elect Sergio A. L. Rial Mgmt For For For
13 Elect Kathy N. Waller Mgmt For For For
14 Elect Kenneth B. Mgmt For For For
Woodrow
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2007 Mgmt For For For
Performance
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect John A. Edwardson Mgmt For For For
3 Elect Marvin Ellison Mgmt For Against Against
4 Elect Kimberly A. Jabal Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect Gary W. Loveman Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua C. Ramo Mgmt For For For
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Tax
Payments on
Restricted Stock
Awards
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Report of
Values in Political
Spending
________________________________________________________________________________
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Mgmt For For For
Berkery
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Deborah D. Mgmt For For For
McWhinney
6 Elect Armando J. Mgmt For For For
Olivera
7 Elect Joseph W. Prueher Mgmt For For For
8 Elect Matthew K. Rose Mgmt For For For
9 Elect David T. Seaton Mgmt For For For
10 Elect Nader H. Sultan Mgmt For For For
11 Elect Lynn C. Swann Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Kilsby Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Klein
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Nicholas D. Mgmt For For For
Chabraja
3 Elect James S. Crown Mgmt For For For
4 Elect Rudy F. deLeon Mgmt For For For
5 Elect William P. Fricks Mgmt For For For
6 Elect John M. Keane Mgmt For For For
7 Elect Lester L. Lyles Mgmt For For For
8 Elect Mark M. Malcolm Mgmt For For For
9 Elect James N. Mattis Mgmt For For For
10 Elect Phebe N. Mgmt For For For
Novakovic
11 Elect William A. Osborn Mgmt For For For
12 Elect Laura J. Mgmt For For For
Schumacher
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Executive Annual Mgmt For Against Against
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William S. Ayer Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Mgmt For For For
Sheares
12 Elect Robin L. Mgmt For For For
Washington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2016 Stock Incentive Mgmt For For For
Plan
16 Approval of 2016 Stock Mgmt For For For
Plan for Non-Employee
Directors
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas G. Duncan Mgmt For For For
2 Elect Francesca M. Mgmt For For For
Edwardson
3 Elect Wayne Garrison Mgmt For For For
4 Elect Sharilyn S. Mgmt For For For
Gasaway
5 Elect Gary C. George Mgmt For For For
6 Elect Bryan Hunt Mgmt For Against Against
7 Elect Coleman H. Mgmt For For For
Peterson
8 Elect John N. Roberts Mgmt For For For
III
9 Elect James L. Robo Mgmt For For For
10 Elect Kirk Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation
and Gender Identity
and Expression
Anti-Bias
Policy
________________________________________________________________________________
JetBlue Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect David Checketts Mgmt For For For
3 Elect Virginia Gambale Mgmt For For For
4 Elect Stephan Gemkow Mgmt For For For
5 Elect Robin Hayes Mgmt For For For
6 Elect Ellen Jewett Mgmt For For For
7 Elect Stanley Mgmt For For For
McChrystal
8 Elect Joel Peterson Mgmt For For For
9 Elect Frank Sica Mgmt For For For
10 Elect Thomas Winkelmann Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendments to Mgmt For For For
Company's Certificate
of
Incorporation
________________________________________________________________________________
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Mgmt For For For
Orlando
1.2 Elect Homaira Akbari Mgmt For For For
1.3 Elect Diana M. Murphy Mgmt For For For
1.4 Elect Larry J. Thoele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Directors Stock
Compensation
Plan
5 Re-approval of the Mgmt For For For
2011 Equity Incentive
Plan for the Purposes
of Section
162(m)
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Parfet Mgmt For For For
2 Elect Lisa A. Payne Mgmt For For For
3 Elect Reginald M. Mgmt For For For
Turner,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orbital ATK Inc
Ticker Security ID: Meeting Date Meeting Status
OA CUSIP 68557N103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Chilton Mgmt For Against Against
2 Elect Roxanne Decyk Mgmt For For For
3 Elect Martin C. Faga Mgmt For Against Against
4 Elect Lennard A. Fisk Mgmt For For For
5 Elect Ronald R. Mgmt For For For
Fogleman
6 Elect Robert M. Hanisee Mgmt For Against Against
7 Elect Ronald Kadish Mgmt For Against Against
8 Elect Tig H. Krekel Mgmt For For For
9 Elect Douglas L. Maine Mgmt For Against Against
10 Elect Roman Martinez IV Mgmt For Against Against
11 Elect Janice I. Mgmt For For For
Obuchowski
12 Elect James G. Roche Mgmt For For For
13 Elect Harrison H. Mgmt For For For
Schmitt
14 Elect David W. Thompson Mgmt For For For
15 Elect Scott L. Webster Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Executive Officer Mgmt For For For
Incentive
Plan
18 2016 Employee Stock Mgmt For For For
Purchase
Plan
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PGT, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander R. Mgmt For For For
Castaldi
1.2 Elect M. Joseph McHugh Mgmt For For For
1.3 Elect William J. Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/17/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter B. Delaney Mgmt For For For
2 Elect Mark Donegan Mgmt For For For
3 Elect Don R. Graber Mgmt For For For
4 Elect Lester L. Lyles Mgmt For For For
5 Elect Vernon E. Oechsle Mgmt For For For
6 Elect James F. Palmer Mgmt For For For
7 Elect Rick Schmidt Mgmt For For For
8 Elect Richard L. Mgmt For For For
Wambold
9 Elect Timothy A. Wicks Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy A Atkinson Mgmt For For For
2 Elect Robert E. Mgmt For For For
Beauchamp
3 Elect James E. Mgmt For For For
Cartwright
4 Elect Vernon E. Clark Mgmt For For For
5 Elect Stephen J. Hadley Mgmt For For For
6 Elect Thomas A. Kennedy Mgmt For For For
7 Elect Letitia A Long Mgmt For For For
8 Elect George R. Oliver Mgmt For For For
9 Elect Michael C. Mgmt For For For
Ruettgers
10 Elect William R. Spivey Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Adoption of an Mgmt For Against Against
Exclusive Forum
Provision
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Tamara L. Mgmt For For For
Lundgren
3 Elect Abbie J. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2012 Mgmt For For For
Equity and Incentive
Compensation
Plan
7 Amendment to the Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karen L. Daniel Mgmt For For For
2 Elect Ruth Ann M. Mgmt For For For
Gillis
3 Elect James P. Holden Mgmt For For For
4 Elect Nathan J. Jones Mgmt For For For
5 Elect Harry W. Knueppel Mgmt For For For
6 Elect W. Dudley Lehman Mgmt For For For
7 Elect Nicholas T. Mgmt For For For
Pinchuk
8 Elect Gregg M. Sherrill Mgmt For For For
9 Elect Donald J. Mgmt For For For
Stebbins
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Middleby Corporation
Ticker Security ID: Meeting Date Meeting Status
MIDD CUSIP 596278101 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Selim A. Bassoul Mgmt For For For
1.2 Elect Sarah Palisi Mgmt For Withhold Against
Chapin
1.3 Elect Robert B. Lamb Mgmt For For For
1.4 Elect Cathy L. McCarthy Mgmt For For For
1.5 Elect John R. Miller Mgmt For Withhold Against
III
1.6 Elect Gordon O'Brien Mgmt For Withhold Against
1.7 Elect Philip G. Putnam Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Re-Approval of the Mgmt For For For
Performance Goals
Under the 2011
Long-Term Incentive
Plan
5 Re-Approval of the Mgmt For For For
Performance Goals
Under the Value
Creation Incentive
Plan
________________________________________________________________________________
Tutor Perini Corporation
Ticker Security ID: Meeting Date Meeting Status
TPC CUSIP 901109108 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald N. Tutor Mgmt For For For
1.2 Elect Peter Arkley Mgmt For Withhold Against
1.3 Elect Sidney J. Mgmt For For For
Feltenstein
1.4 Elect James A. Frost Mgmt For For For
1.5 Elect Michael R. Klein Mgmt For Withhold Against
1.6 Elect Robert C. Lieber Mgmt For For For
1.7 Elect Raymond R. Mgmt For For For
Oneglia
1.8 Elect Dale Anne Reiss Mgmt For For For
1.9 Elect Donald D. Snyder Mgmt For Withhold Against
1.10 Elect Dickran M. Mgmt For For For
Tevrizian,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendments to Bylaws Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Charles C. Krulak Mgmt For For For
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. Mgmt For For For
McLarty
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Mgmt For For For
Villarreal
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John V. Faraci Mgmt For For For
2 Elect Jean-Pierre Mgmt For For For
Garnier
3 Elect Gregory J. Hayes Mgmt For For For
4 Elect Edward A. Kangas Mgmt For For For
5 Elect Ellen J. Kullman Mgmt For For For
6 Elect Marshall O. Mgmt For For For
Larsen
7 Elect Harold W. McGraw Mgmt For For For
III
8 Elect Richard B. Myers Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Brian C. Rogers Mgmt For For For
11 Elect H. Patrick Mgmt For For For
Swygert
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Todd Mgmt For For For
Whitman
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Cumulative
Voting
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
WageWorks, Inc.
Ticker Security ID: Meeting Date Meeting Status
WAGE CUSIP 930427109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome D. Mgmt For For For
Gramaglia
1.2 Elect Robert L. Metzger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westinghouse Air Brake Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William E. Mgmt For For For
Kassling
1.3 Elect Albert J. Mgmt For For For
Neupaver
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Re-Approval of the Mgmt For For For
2011 Stock Incentive
Plan for Purposes of
Macron Law
Qualification
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Information Technology Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Grant H. Beard Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For For For
1.6 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For Withhold Against
1.8 Elect Alan R. Mulally Mgmt For For For
1.9 Elect Paul S. Otellini Mgmt For For For
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Stock
Plan
4 Amendment to Google Mgmt For For For
Inc.'s Certificate of
Incorporation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of Amended Mgmt For For For
and Restated 2014
Employee Stock
Plan
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 11/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Broadcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Elect Lucien Y.K. Wong Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Maureen Mgmt For For For
Breakiron-Evans
3 Elect Jonathan Mgmt For For For
Chadwick
4 Elect Francisco D'Souza Mgmt For For For
5 Elect John N. Fox, Jr. Mgmt For For For
6 Elect John E. Klein Mgmt For For For
7 Elect Leo S. Mackay, Mgmt For For For
Jr.
8 Elect Lakshmi Narayanan Mgmt For For For
9 Elect Michael Mgmt For For For
Patsalos-Fox
10 Elect Robert E. Mgmt For For For
Weissman
11 Elect Thomas M. Wendel Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DST Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CUSIP 233326107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph C. Mgmt For For For
Antonellis
1.2 Elect Stephen C. Hooley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/14/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For Against Against
4 Elect Vivek Paul Mgmt For For For
5 Elect Lawrence F. Mgmt For For For
Probst
III
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Denise F. Warren Mgmt For For For
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Brown Mgmt For For For
1.2 Elect Andrew B. Schmitt Mgmt For For For
1.3 Elect M. Jeannine Mgmt For For For
Strandjord
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Annual Executive Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Everi Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVRI CUSIP 30034T103 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoff Judge Mgmt For For For
1.2 Elect Michael D. Mgmt For For For
Rumbolz
1.3 Elect Ronald V. Congemi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of 2013 Mgmt For For For
Grants to
Non-Employee
Directors
5 Ratification of 2014 Mgmt For For For
and 2015 Grants to
Non-Employee
Directors
6 Annual Compensation Mgmt For For For
Program for
Non-Employee
Directors
7 Approve Establishment Mgmt For Against Against
of Class C Stock and
Associated
Rights
8 Increase the Number of Mgmt For Against Against
Class A Stock from
5,000,000,000 to
20,000,000,000
9 Provide Equal Mgmt For For For
Treatment of Stock
Classes in
Transactions and
Dividends
10 Provide for Conversion Mgmt For For For
Events of Class B
Stock
11 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
13 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of International
Public Policy
Committee
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
FEI Company
Ticker Security ID: Meeting Date Meeting Status
FEIC CUSIP 30241L109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Arie Huijser Mgmt For For For
1.3 Elect Don R. Kania Mgmt For For For
1.4 Elect Thomas F. Kelly Mgmt For For For
1.5 Elect Jan C. Lobbezoo Mgmt For For For
1.6 Elect Jami K. Mgmt For For For
Nachtsheim
1.7 Elect James T. Mgmt For For For
Richardson
1.8 Elect Richard H. Wills Mgmt For For For
2 Amendment to the 1995 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Eric Meurice Mgmt For For For
1.8 Elect John R. Peeler Mgmt For For For
1.9 Elect Thomas J. Seifert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
j2 Global Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 48123V102 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Robert J. Cresci Mgmt For Against Against
3 Elect W. Brian Kretzmer Mgmt For For For
4 Elect Jonathan F. Mgmt For For For
Miller
5 Elect Richard S. Mgmt For For For
Ressler
6 Elect Stephen Ross Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Keysight Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
KEYS CUSIP 49338L103 03/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James G. Cullen Mgmt For For For
2 Elect Jean M. Halloran Mgmt For For For
3 Elect Mark B. Templeton Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Lexmark International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXK CUSIP 529771107 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph E. Gomory Mgmt For For For
2 Elect Michael J. Maples Mgmt For Against Against
3 Elect Stephen R. Hardis Mgmt For Against Against
4 Elect William R. Fields Mgmt For For For
5 Elect Robert Holland, Mgmt For For For
Jr.
6 Elect Kathi P. Seifert Mgmt For For For
7 Elect Jean-Paul L. Mgmt For For For
Montupet
8 Elect Jared L. Cohon Mgmt For For For
9 Elect J. Edward Coleman Mgmt For Against Against
10 Elect Paul A. Rooke Mgmt For For For
11 Elect Sandra L. Helton Mgmt For Against Against
12 Elect W. Roy Dunbar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
M/A-Com Technology Solutions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTSI CUSIP 55405Y100 03/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Y. Chung Mgmt For Withhold Against
1.2 Elect Gil J. Van Lunsen Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2012 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul R. Lederer Mgmt For For For
2 Elect Peter B. Pond Mgmt For For For
3 Elect James R. Mgmt For For For
Thompson,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mentor Graphics Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Peter L. Bonfield Mgmt For For For
1.3 Elect Paul A. Mgmt For For For
Mascarenas
1.4 Elect J. Daniel Mgmt For For For
McCranie
1.5 Elect Walden C. Rhines Mgmt For For For
1.6 Elect Cheryl L. Shavers Mgmt For For For
1.7 Elect Jeffrey M. Mgmt For For For
Stafeil
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Omnibus Incentive
Plan
4 1989 Employee Stock Mgmt For For For
Purchase Plan and
Foreign
Sub-plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/17/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter J. Mgmt For For For
Aspatore
2 Elect Warren L. Batts Mgmt For For For
3 Elect Darren M. Dawson Mgmt For For For
4 Elect Donald W. Duda Mgmt For For For
5 Elect Stephen F. Gates Mgmt For For For
6 Elect Isabelle C. Mgmt For For For
Goossen
7 Elect Christopher J. Mgmt For For For
Hornung
8 Elect Paul G. Shelton Mgmt For For For
9 Elect Lawrence B. Mgmt For For For
Skatoff
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Peterson Mgmt For For For
2 Elect Dennis R. Leibel Mgmt For For For
3 Elect Thomas R. Mgmt For For For
Anderson
4 Elect William E. Mgmt For For For
Bendush
5 Elect Paul F. Folino Mgmt For For For
6 Elect William L. Healey Mgmt For For For
7 Elect Matthew E. Mgmt For For For
Massengill
8 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE
COMPENSATION
9 Amendment to the 2008 Mgmt For For For
Performance Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/02/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Teri L. Mgmt For For For
List-Stoll
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Mgmt For For For
Panke
7 Elect Sandra E. Mgmt For For For
Peterson
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Hsing Mgmt For For For
1.2 Elect Herbert Chang Mgmt For For For
1.3 Elect Eugen Elmiger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/18/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect H. Raymond Mgmt For Withhold Against
Bingham
1.3 Elect Michael J. Boskin Mgmt For Withhold Against
1.4 Elect Safra A. Catz Mgmt For For For
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Mgmt For Withhold Against
Conrades
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Leon E. Panetta Mgmt For For For
1.12 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Re-approval of the Mgmt For For For
Material Terms of the
Executive Bonus
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Sourcing
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics
in Equity
Compensation Plans
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Engagement
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect William E. Mgmt For For For
Mitchell
1.6 Elect Ganesh Moorthy Mgmt For For For
1.7 Elect Helene Simonet Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scansource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/03/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Fischer Mgmt For For For
1.2 Elect Michael L. Baur Mgmt For For For
1.3 Elect Peter C. Browning Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Grainger
1.5 Elect John P. Reilly Mgmt For For For
1.6 Elect Charles R. Mgmt For For For
Whitchurch
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Balakrishnan S. Mgmt For For For
Iyer
5 Elect Christine King Mgmt For Against Against
6 Elect David P. McGlade Mgmt For For For
7 Elect David J. Mgmt For For For
McLachlan
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bylaws
12 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Certain
Actions
13 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Business
Combinations with Any
Related
Person
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
________________________________________________________________________________
Super Micro Computer, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMCI CUSIP 86800U104 03/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chiu-Chu Liu Mgmt For For For
Liang
1.2 Elect Hwei-Ming Tsai Mgmt For Withhold Against
2 Approval of 2016 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synaptics Incorporated
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/20/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey D. Mgmt For For For
Buchanan
2 Elect Keith B. Geeslin Mgmt For For For
3 Elect James L. Whims Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Juergen W. Gromer Mgmt For For For
5 Elect William A. Mgmt For For For
Jeffrey
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Yong Nam Mgmt For For For
8 Elect Daniel J. Phelan Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chairman
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report
19 Approval of Statutory Mgmt For For For
Financial
Statements
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appoint Deloitte and Mgmt For For For
Touche as
auditor
23 Appoint Deloitte AG, Mgmt For For For
Zurich as Swiss
registered
auditor
24 Appoint Mgmt For For For
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Executive Compensation Mgmt For For For
27 Board Compensation Mgmt For For For
28 Appropriation of Mgmt For For For
Earnings
29 Declaration of Dividend Mgmt For For For
30 Authority to Mgmt For For For
Repurchase
Shares
31 Increase in Authorized Mgmt For For For
Capital
32 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
33 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Daniel W. Mgmt For For For
Christman
3 Elect Edwin J. Gillis Mgmt For For For
4 Elect Timothy E. Mgmt For For For
Guertin
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect Robert W. Mgmt For For For
Matschullat
6 Elect Cathy E. Minehan Mgmt For For For
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect David J. Pang Mgmt For For For
9 Elect Charles W. Scharf Mgmt For For For
10 Elect John A.C. Mgmt For For For
Swainson
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2007 Mgmt For For For
Equity Incentive
Compensation Plan as
Amended and
Restated
14 Amendment to the Visa Mgmt For For For
Inc. Incentive
Plan
15 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON International Equity Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
3SBIO Inc
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
3SBio Inc.
Ticker Security ID: Meeting Date Meeting Status
01530 CINS G8875G102 06/28/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LOU Jing Mgmt For For For
5 Elect TAN Bo Mgmt For For For
6 Elect SU Dongmei Mgmt For For For
7 Elect LIU Dong Mgmt For For For
8 Elect LV Dong Mgmt For For For
9 Elect PU Tianruo Mgmt For For For
10 Elect David Ross Mgmt For For For
Parkinson
11 Elect MA Jun Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Adva AG Optical Networking SE
Ticker Security ID: Meeting Date Meeting Status
ADV CINS D0190E105 05/11/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Stock Option Plan; Mgmt For Against Against
Increase in
Conditional
Capital
10 Elect Hans-Joachim Mgmt For For For
Grallert to the
Supervisory
Board
________________________________________________________________________________
Aegon N.V.
Ticker Security ID: Meeting Date Meeting Status
AGN CINS N00927298 05/20/2016 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Robert J. Routs Mgmt For Against Against
to the Supervisory
Board
10 Elect Ben van der Veer Mgmt For For For
to the Supervisory
Board
11 Elect Dirk P.M. Mgmt For For For
Verbeek to the
Supervisory
Board
12 Maximum Variable Pay Mgmt For For For
Ratio
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Suppress Mgmt For For For
Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares for Equity
Awards
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air Canada
Ticker Security ID: Meeting Date Meeting Status
AC CUSIP 008911877 05/10/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christie J.B. Mgmt For For For
Clark
1.2 Elect Michael M. Green Mgmt For For For
1.3 Elect Jean Marc Huot Mgmt For For For
1.4 Elect Joseph B. Leonard Mgmt For For For
1.5 Elect Madeleine Paquin Mgmt For For For
1.6 Elect David I. Mgmt For For For
Richardson
1.7 Elect Roy J. Romanow Mgmt For For For
1.8 Elect Calin Rovinescu Mgmt For For For
1.9 Elect Vagn Sorensen Mgmt For For For
1.10 Elect Kathleen P. Mgmt For For For
Taylor
1.11 Elect Annette Mgmt For For For
Verschuren
1.12 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Resident Status Mgmt Against Abstain N/A
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CUSIP 01609W102 10/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph C. Tsai Mgmt For Against Against
2 Elect Jonathan LU Mgmt For Against Against
Zhaoxi
3 Elect J. Michael Evans Mgmt For Against Against
4 Elect Borje E. Ekholm Mgmt For For For
5 Elect Wan Ling Martello Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
ams AG
Ticker Security ID: Meeting Date Meeting Status
AMS CINS A0400Q115 06/02/2016 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Elect Jacob S. Mgmt For For For
Jacobsson
9 Elect Kin Wah Loh Mgmt For For For
10 Cancellation of Mgmt For For For
Authorised Capital
2012
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CINS G0483X122 04/28/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chris Kennedy Mgmt For For For
5 Elect Lawton W. Fitt Mgmt For For For
6 Elect Steve Pusey Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Andy Green Mgmt For For For
10 Elect Larry Hirst Mgmt For For For
11 Elect Mike Muller Mgmt For For For
12 Elect Janice Roberts Mgmt For For For
13 Elect John LIU Yun Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Employee Equity Plan Mgmt For For For
18 Employee Equity Plan Mgmt For For For
(Overseas
Plan)
19 U.S. Employee Stock Mgmt For For For
Purchase
Plan
20 Employee Stock Mgmt For For For
Purchase Plan
(Overseas
Employees)
21 ARM Holdings Mgmt For For For
Sharematch
Plan
22 ARM Holdings Mgmt For For For
Sharematch Plan
(Overseas
Plan)
23 Approve French Mgmt For For For
Schedule to the
Long-Term Incentive
Plan
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Assicurazioni Generali S.p.A.
Ticker Security ID: Meeting Date Meeting Status
G CINS T05040109 04/26/2016 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List of Directors Mgmt For N/A N/A
Presented by
Mediobanca
S.p.A
8 List of Directors Mgmt For For For
Presented by Group of
Institutional
Investors
Representing 1.692%
of Share
Capital
9 Directors' Fees Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Group LTIP 2016 Mgmt For For For
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Amendments to Article Mgmt For For For
9 (Share
Capital)
15 Amendments to Article Mgmt For For For
28 (Board
Size)
________________________________________________________________________________
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
CS CINS F06106102 04/27/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration of Henri Mgmt For For For
de Castries, Chairman
and
CEO
8 Remuneration of Denis Mgmt For For For
Duverne, Deputy
CEO
9 Related Party Mgmt For For For
Transactions
10 Elect Stefan Lippe to Mgmt For For For
the Board of
Directors
11 Elect Francois Mgmt For For For
Martineau to the
Board of
Directors
12 Elect Irene Dorner to Mgmt For For For
the Board of
Directors
13 Elect Angelien Kemna Mgmt For For For
to the Board of
Directors
14 Elect Doina Mgmt For For For
Palici-Chehab to the
Board of
Directors
15 Elect Alain Raynaud as Mgmt Against Against For
Employee
Representative
16 Elect Martin Woll as Mgmt Against Against For
Employee
Representative
17 Appointment of Auditor Mgmt For For For
(Mazars)
18 Appointment of Mgmt For For For
Alternate Auditor
(Emmanuel
Charnavel)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Employee Stock Mgmt For For For
Purchase
Plan
21 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
22 Authority to Issue Mgmt For For For
Restricted
Shares
23 Authority to Issue Mgmt For For For
Performance Shares
Pursuant to Defined
Contribution Pension
Plan
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
25 Authorisation of Legal Mgmt For For For
Formalities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Axis Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
AXISBANK CINS Y0487S137 07/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Usha Sangwan Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect S. Vishvanathan Mgmt For For For
7 Approval of Revised Mgmt For For For
Remuneration of
Sanjiv
Misra
8 Appointment of Shikha Mgmt For For For
Sharma (Managing
Director and CEO);
Approval of
Remuneration
9 Approval of Revised Mgmt For For For
Remuneration of V.
Srinivasan
10 Elect Sanjeev Kumar Mgmt For For For
Gupta
11 Appointment of Sanjeev Mgmt For For For
Kumar Gupta
(Executive Director
(Corporate Centre)
and
CFO)
12 Approval of Revised Mgmt For For For
Remuneration of
Sanjeev Kumar
Gupta
13 Amendment to Borrowing Mgmt For For For
Powers
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Amendment to Foreign Mgmt For For For
Investment
Restriction
________________________________________________________________________________
Axis Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
AXISBANK CINS Y0487S137 12/18/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Prasad R. Menon Mgmt For For For
________________________________________________________________________________
Babcock International Group plc
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 07/30/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Michael J. Turner Mgmt For For For
5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For
7 Elect Kevin Thomas Mgmt For For For
8 Elect Archie Bethel Mgmt For For For
9 Elect John Davies Mgmt For For For
10 Elect Sir David Omand Mgmt For For For
11 Elect Ian Duncan Mgmt For For For
12 Elect Kate Swann Mgmt For For For
13 Elect Anna Stewart Mgmt For For For
14 Elect Jeff Randall Mgmt For For For
15 Elect Franco Martinelli Mgmt For For For
16 Elect Myles Lee Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Employee Share Plan Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 03/18/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratify Co-option of Mgmt For For For
Belen Romana
Garcia
6 Ratify Co-option of Mgmt For For For
Ignacio Benjumea
Cabeza de
Vaca
7 Elect Sol Daurella Mgmt For For For
Comadran
8 Elect Angel Jado Mgmt For For For
Becerro de
Bengoa
9 Elect Francisco Javier Mgmt For Against Against
Botin-Sanz de
Sautuola y
O'Shea
10 Elect Isabel Tocino Mgmt For For For
Biscarolasaga
11 Elect Bruce Mgmt For For For
Carnegie-Brown
12 Appointment of Auditor Mgmt For For For
13 Amendments to Article Mgmt For For For
23
14 Amendments to Articles Mgmt For For For
40 and
45
15 Amendments to Articles Mgmt For For For
50, 53, 54, 54 bis
and 54
ter
16 Amendments to Article 6 Mgmt For For For
17 Amendments to Article Mgmt For For For
21
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Scrip Dividend Mgmt For For For
20 Authority to Issue Mgmt For For For
Debt
Instruments
21 Remuneration Policy Mgmt For For For
(Binding)
22 Directors' Fees Mgmt For For For
23 Maximum Variable Mgmt For For For
Remuneration
24 2016 Variable Mgmt For For For
Remuneration
Plan
25 2016 Deferred and Mgmt For For For
Conditional Variable
Remuneration
Plan
26 Buy-out Policy Mgmt For For For
27 UK Employee Share Mgmt For For For
Saving
Scheme
28 Authorisation of Legal Mgmt For For For
Formalities
29 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/07/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect TIAN Guoli Mgmt For For For
9 Elect WANG Yong Mgmt For Against Against
10 Elect LU Zhengfei Mgmt For For For
11 Elect LEUNG Cheuk Yan Mgmt For For For
12 Elect WANG Changyun Mgmt For For For
13 Elect LI Jun Mgmt For For For
14 Elect WANG Xueqiang Mgmt For For For
15 Elect LIU Wanming Mgmt For Against Against
16 Issuance of Bonds Mgmt For For For
17 Issuance of Qualified Mgmt For For For
Write-down Tier-2
Capital
Instruments
________________________________________________________________________________
Bavarian Nordic A/S
Ticker Security ID: Meeting Date Meeting Status
BAVA CINS K0834C111 04/20/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Mgmt For For For
and CEO
Acts
9 Elect Gerard van Odijk Mgmt For For For
10 Elect Claus Br?strup Mgmt For For For
11 Elect Anders Gersel Mgmt For For For
Pedersen
12 Elect Erik Gregers Mgmt For For For
Hansen
13 Elect Peter Kurstein Mgmt For For For
14 Elect Frank Verwiel Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Warrants
18 Amendments to Articles Mgmt For For For
Regarding Shareholder
Voting
Rights
19 Directors' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 04/29/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Elect Hanneke Faber Mgmt For For For
8 Elect Wolfgang Plischke Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Auditor Mgmt For For For
for Interim
Statements
________________________________________________________________________________
Bertrandt AG
Ticker Security ID: Meeting Date Meeting Status
BDT CINS D1014N107 02/17/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Approval of Mgmt For For For
Intra-company Control
Agreement with
Bertrandt Technologie
GmbH
9 Approval of Mgmt For For For
Intra-company Control
Agreement with
Bertrandt
Entwicklungen
GmbH
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 01/28/2016 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 01/28/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bharat Forge Limited
Ticker Security ID: Meeting Date Meeting Status
BHARATFORG CINS Y08825179 08/03/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S.E. Tandale Mgmt For Against Against
4 Elect G. K. Agarwal Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect K.M. Saletore Mgmt For For For
7 Appointment of K.M. Mgmt For For For
Saletore (executive
Director and CFO);
Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Adoption of New Mgmt For Against Against
Articles
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bollore
Ticker Security ID: Meeting Date Meeting Status
BOL CINS F10659260 06/03/2016 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approval of Financial Mgmt For For For
Statements and
Auditors' Report,
Ratification of Board
Acts, Approval of
Non-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Interim Scrip Dividend Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
10 Elect Vincent Bollore Mgmt For For For
to the Board of
Directors
11 Elect Cyrille Bollore Mgmt For For For
to the Board of
Directors
12 Elect Cedric de Mgmt For For For
Bailliencourt to the
Board of
Directors
13 Elect Yannick Bollore Mgmt For For For
to the Board of
Directors
14 Elect Bollore Mgmt For Abstain Against
Participations to the
Board of
Directors
15 Elect Sebastien Mgmt For For For
Bollore to the Board
of
Directors
16 Elect Olivier Roussel Mgmt For Against Against
to the Board of
Directors
17 Elect Francois Mgmt For Against Against
Thomazeau to the
Board of
Directors
18 Elect Chantal Bollore Mgmt For For For
to the Board of
Directors
19 Elect Valerie Coscas Mgmt For For For
to the Board of
Directors
20 Elect Financiere V to Mgmt For Abstain Against
the Board of
Directors
21 Elect Omnium Bollore Mgmt For Abstain Against
to the Board of
Directors
22 Elect Michel Roussin Mgmt For For For
as
Censor
23 Directors' Fees Mgmt For For For
24 Remuneration of Mgmt For For For
Vincent Bollore,
Chairman and
CEO
25 Remuneration of Mgmt For For For
Cyrille Bollore,
Deputy
CEO
26 Authorisation of Legal Mgmt For For For
Formalities
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bollore
Ticker Security ID: Meeting Date Meeting Status
BOL CINS F10659260 06/03/2016 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Restricted
Shares
5 Authorisation of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/14/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Paul M. Anderson Mgmt For For For
6 Elect Alan L. Boeckmann Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Cynthia B. Mgmt For For For
Carroll
9 Elect Ian E.L. Davis Mgmt For For For
10 Elect Ann Dowling Mgmt For For For
11 Elect Brendan R. Nelson Mgmt For For For
12 Elect Paula Rosput Mgmt For For For
Reynolds
13 Elect John Sawers Mgmt For For For
14 Elect Andrew B. Mgmt For For For
Shilston
15 Elect Carl-Henric Mgmt For For For
Svanberg
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Capital Stage AG
Ticker Security ID: Meeting Date Meeting Status
CAP CINS D4875F106 05/25/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Supervisory Board Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Increase in Authorized Mgmt For Against Against
Capital
11 Cancellation of Mgmt For For For
Conditional
Capital
12 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Charter Hall Group
Ticker Security ID: Meeting Date Meeting Status
CHC CINS Q2308A138 11/11/2015 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect David M. Mgmt For For For
Deverall
3 Re-elect Phil Garling Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (Joint MD Mgmt For For For
David
Southon)
6 Equity Grant (Joint MD Mgmt For For For
David
Harrison)
7 Equity Grant (Joint MD Mgmt For For For
David
Southon)
8 Equity Grant (Joint MD Mgmt For For For
David
Harrison)
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Everbright International Limited
Ticker Security ID: Meeting Date Meeting Status
0257 CINS Y14226107 05/17/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Xiaoping Mgmt For For For
6 Elect Philip FAN Yan Mgmt For For For
Hok
7 Elect Selwyn Mar Mgmt For Against Against
8 Elect Aubrey LI Kwok Mgmt For Against Against
Sing
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2128 CINS G2157Q102 05/13/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Luen Hei Mgmt For Against Against
6 Elect KONG Zhaocong Mgmt For For For
7 Elect LIN Shaoquan Mgmt For Against Against
8 Elect Eugene FUNG Pui Mgmt For Against Against
Cheung
9 Elect Jonathan WONG Mgmt For For For
Kwok
Ho
10 Elect TAO Zhigang Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/26/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SHANG Bing Mgmt For For For
6 Elect LI Yue Mgmt For For For
7 Elect SHA Yuejia Mgmt For Against Against
8 Elect LIU Aili Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 05/06/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Xiao Mgmt For For For
6 Elect LUO Liang Mgmt For For For
7 Elect Brian David LI Mgmt For Against Against
Man
Bun
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/01/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Yong Mgmt For For For
6 Elect ZHOU Hancheng Mgmt For For For
7 Elect HUNG Cheung Shew Mgmt For For For
8 Elect Raymond LEUNG Mgmt For For For
Hai
Ming
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/17/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Subscription Agreement Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cineworld Group plc
Ticker Security ID: Meeting Date Meeting Status
CINE CINS G219AH100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anthony H. Bloom Mgmt For For For
5 Elect Israel Greidinger Mgmt For For For
6 Elect Moshe Greidinger Mgmt For For For
7 Elect Martina A. King Mgmt For For For
8 Elect Alicja Mgmt For For For
Kornasiewicz
9 Elect Scott Rosenblum Mgmt For For For
10 Elect Arni Samuelsson Mgmt For For For
11 Elect Eric H. Senat Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Close Brothers Group plc
Ticker Security ID: Meeting Date Meeting Status
CBG CINS G22120102 11/19/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Strone S. Mgmt For For For
Macpherson
5 Elect Preben Prebensen Mgmt For For For
6 Elect Stephen Hodges Mgmt For For For
7 Elect Jonathan Howell Mgmt For For For
8 Elect Elizabeth Lee Mgmt For For For
9 Elect Oliver R. P. Mgmt For For For
Corbett
10 Elect Geoffrey M.T. Mgmt For For For
Howe
11 Elect Lesley Jones Mgmt For For For
12 Elect Bridget Macaskill Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CT Environmental Group Limited
Ticker Security ID: Meeting Date Meeting Status
1363 CINS G25885115 05/27/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GU Yaokun Mgmt For For For
6 Elect TSUI Cham To Mgmt For Against Against
7 Elect LU Yili Mgmt For For For
8 Elect XU Shu Biao Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cyberagent Inc
Ticker Security ID: Meeting Date Meeting Status
4751 CINS J1046G108 12/11/2015 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Isao Numata as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Deutsche Beteiligungs AG
Ticker Security ID: Meeting Date Meeting Status
DBAN CINS D18150181 02/25/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Elect Sonja Edeler Mgmt For For For
10 Elect Wilken Freiherr Mgmt For For For
von
Hodenberg
11 Elect Philipp Moller Mgmt For For For
12 Elect Hendrik Otto Mgmt For For For
13 Elect Andrew Richards Mgmt For For For
14 Elect Gerhard Roggemann Mgmt For Against Against
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Deutsche Euroshop AG
Ticker Security ID: Meeting Date Meeting Status
DEQ CINS D1854M102 06/15/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For Against Against
Regarding General
Meeting
Resolutions
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 05/25/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
12 Elect Helga Jung as Mgmt For For For
Supervisory Board
Member
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 09/23/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Lord Mervyn Mgmt For For For
Davies
6 Elect HO Kwon Ping Mgmt For Against Against
7 Elect Betsey D. Holden Mgmt For For For
8 Elect Franz B. Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Nicola Mendelsohn Mgmt For For For
11 Elect Ivan Menezes Mgmt For For For
12 Elect Philip Scott Mgmt For For For
13 Elect Alan Stewart Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Drillisch AG
Ticker Security ID: Meeting Date Meeting Status
DRI CINS D23138106 05/19/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Paschalis Mgmt For For For
Choulidis
7 Ratify Vlasios Mgmt For For For
Choulidis
8 Ratify Andre Driesen Mgmt For For For
9 Ratify Marc Mgmt For For For
Brucherseifer
10 Ratify Norbert Lang Mgmt For For For
11 Ratify Horst Lennertz Mgmt For For For
12 Ratify Frank Rothauge Mgmt For For For
13 Ratify Susanne Ruckert Mgmt For For For
14 Ratify Bernd H. Schmidt Mgmt For For For
15 Ratify Johann Weindl Mgmt For For For
16 Elect Norbert Lang as Mgmt For For For
Supervisory Board
Member
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Enel S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENEL CINS T3679P115 05/26/2016 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List of Statutory Mgmt For For For
Auditors Presented by
Ministry of Economy
and
Finance
8 List of Statutory Mgmt For N/A N/A
Auditors Presented by
Group of Mutual Funds
and Institutional
Investors
Representing 2.155%
of Share
Capital
9 Statutory Auditors' Mgmt For For For
Fees
10 Long-Term Incentive Mgmt For For For
Plan
2016
11 Remuneration Report Mgmt For For For
12 Amendments to Article Mgmt For For For
14.3
________________________________________________________________________________
Engie
Ticker Security ID: Meeting Date Meeting Status
ENGI CINS F7629A107 05/03/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividend
7 Related Party Mgmt For For For
Transactions
8 Supplementary Mgmt For For For
Retirement Benefits
(Isabelle Kocher,
Deputy-CEO)
9 Authority to Mgmt For For For
Repurchase
Shares
10 Elect Gerard Mgmt For For For
Mestrallet to the
Board of
Directors
11 Elect Isabelle Kocher Mgmt For For For
to the Board of
Directors
12 Elect Peter Ricketts Mgmt For For For
to the Board of
Directors
13 Elect Fabrice Bregier Mgmt For For For
to the Board of
Directors
14 Remuneration of Gerard Mgmt For For For
Mestrallet, Chairman
and
CEO
15 Remuneration of Mgmt For For For
Isabelle Kocher,
Deputy-CEO
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
19 Greenshoe Mgmt For For For
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights (During Public
Takeover)
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights (During Public
Takeover)
23 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through
Private Placement
(During Public
Takeover)
24 Greenshoe (During Mgmt For Against Against
Public
Takeover)
25 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in Kind
(During Public
Takeover)
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
28 Global Ceiling on Mgmt For For For
Capital
Increases
29 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
30 Authority to Increase Mgmt For Against Against
Capital Through
Capitalisations
(During Takeover
Period)
31 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
32 Authority to Issue Mgmt For For For
Restricted
Shares
33 Authority to Issue Mgmt For For For
Performance
Shares
34 Amendments to Article Mgmt For For For
Regarding Employee
Representative
Working
Hours
35 Amendments to Article Mgmt For For For
Regarding Chairman
Age-Limits
36 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eutelsat Communications SA
Ticker Security ID: Meeting Date Meeting Status
ETL CINS F3692M128 11/05/2015 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of
Non-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Elect John Birt Mgmt For For For
10 Elect Jean d'Arthuys Mgmt For For For
11 Elect Ana Garcia Fau Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Alternate
Auditor
14 Remuneration of Michel Mgmt For Against Against
de Rosen, Chairman
and
CEO
15 Remuneration of Michel Mgmt For Against Against
Azibert, Deputy
CEO
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authority to Increase Mgmt For Against Against
Capital Through
Capitalization
19 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities Through
Private
Placement
22 Authority to Set Mgmt For For For
Offering
Price
23 Greenshoe Mgmt For For For
24 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
25 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contribution in
Kind
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
27 Employee Stock Mgmt For For For
Purchase
Plan
28 Authority to Issue Mgmt For Against Against
Restricted
Shares
29 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
EVA Precision Industrial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0838 CINS G32148101 05/19/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Hwo Jie Mgmt For Against Against
5 Elect ZHANG Jian Hua Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Ezion Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
5ME CINS Y2186W104 04/27/2016 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect WANG Kai Yuen Mgmt For Against Against
3 Elect YEE Chia Hsing Mgmt For Against Against
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
7 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
Ezion Employee Share
Plan
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
Ezion Employee Share
Option
Scheme
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/27/2016 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Establishment of Mgmt For For For
Supervisory
Council
7 Supervisory Council Mgmt For For For
Size
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Mgmt For Against Against
Supervisory
Council
11 Elect Antonio Sergio Mgmt For N/A N/A
Riede to the
Supervisory Council
as Representative of
Minority
Shareholders
12 Remuneration Policy Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fraport AG
Ticker Security ID: Meeting Date Meeting Status
FRA CINS D3856U108 05/20/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Approval of Mgmt For For For
Intra-company Control
Agreements
________________________________________________________________________________
Freenet AG
Ticker Security ID: Meeting Date Meeting Status
FNT CINS D3689Q134 05/12/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
(FY2016)
10 Appointment of Auditor Mgmt For For For
for Interm
Statements
11 Amendment to Corporate Mgmt For For For
Purpose
12 Increase in Authorized Mgmt For For For
Capital
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
15 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/27/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masami Yamamoto Mgmt For For For
3 Elect Tatsuya Tanaka Mgmt For For For
4 Elect Norihiko Mgmt For For For
Taniguchi
5 Elect Hidehiro Tsukano Mgmt For For For
6 Elect Duncan Tait Mgmt For For For
7 Elect Tatsuzumi Mgmt For For For
Furukawa
8 Elect Miyako Suda Mgmt For For For
9 Elect Jun Yokota Mgmt For For For
10 Elect Chiaki Mukai Mgmt For For For
11 Elect Atsushi Abe Mgmt For For For
12 Elect Kazuhiko Katoh Mgmt For For For
13 Elect Megumi Yamamuro Mgmt For For For
14 Elect Hiroshi Mitani Mgmt For For For
15 Elect Yoshiki Kondoh Mgmt For For For
________________________________________________________________________________
GFT Technologies SE
Ticker Security ID: Meeting Date Meeting Status
GFT CINS D2823P101 06/14/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board Acts
of GFT Technologies
AG
7 Ratification of Mgmt For For For
Supervisory Board
Acts of GFT
Technologies
AG
8 Ratification of Mgmt For For For
Managing Directors'
Acts
9 Ratification of Board Mgmt For For For
Acts
10 Appointment of Auditor Mgmt For For For
11 Increase in Authorized Mgmt For Against Against
Capital
12 Directors' Fees Mgmt For For For
13 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with GFT Innovations
GmbH
14 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with GFT Invest
GmbH
________________________________________________________________________________
GN Store Nord A/S
Ticker Security ID: Meeting Date Meeting Status
GN CINS K4001S214 03/10/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Elect William E. Mgmt For For For
Hoover,
Jr.
11 Elect Wolfgang Reim Mgmt For For For
12 Elect Carsten Mgmt For For For
Krogsgaard
Thomsen
13 Elect Helene Barnekow Mgmt For For For
14 Elect Ronica Wang Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Treasury
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Amendments to Articles Mgmt For For For
Regarding Age
Limitation
20 Amendments to Articles Mgmt For For For
Regarding Bearer
Shares
21 Amendments to Mgmt For For For
Incentive
Guidelines
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/13/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect K.B. Sankara Rao Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Harsha Mgmt For For For
Chigurupati
(Executive Director);
Approval of
Remuneration
7 Adoption of New Mgmt For Against Against
Articles
8 Approve Preferential Mgmt For For For
Issue of
Warrants
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/24/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Preferential Mgmt For For For
Issue of Warrants w/o
Preemptive
Rights
________________________________________________________________________________
Groupe Eurotunnel SE
Ticker Security ID: Meeting Date Meeting Status
GET CINS F477AL114 04/27/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
4 Allocation of Mgmt For For For
Profits/Dividends
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For For For
Transactions
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration of Mgmt For For For
Jacques Gounon,
Chairman and
CEO
9 Remuneration of Mgmt For For For
Emmanuel Moulin,
Deputy
CEO
10 Elect Peter Levene to Mgmt For For For
the Board of
Directors
11 Elect Colette Lewiner Mgmt For For For
to the Board of
Directors
12 Elect Colette Mgmt For For For
Neuville to the
Board of
Directors
13 Elect Perrette Rey to Mgmt For For For
the Board of
Directors
14 Elect Jean-Pierre Mgmt For For For
Trotignon to the
Board of
Directors
15 Authority to Issue Mgmt For For For
Restricted
Shares
16 Authority to Issue Mgmt For For For
Performance
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Gujarat State Fertilizers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
GSFC CINS Y2946E139 09/16/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect J.N. Singh Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
7 Elect Geeta Goradia Mgmt For For For
8 Elect Divyabhash C. Mgmt For Against Against
Anjaria
9 Elect Vasant P. Gandhi Mgmt For Against Against
10 Elect Ajay N. Shah Mgmt For Against Against
11 Elect Vijai Kapoor Mgmt For Against Against
12 Appointment of S.K. Mgmt For Against Against
Nanda (Chairman &
Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Gulf Marine Services Plc
Ticker Security ID: Meeting Date Meeting Status
GMS CINS G4R77L107 05/11/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Simon Heale Mgmt For For For
5 Elect Duncan Anderson Mgmt For For For
6 Elect Simon Batey Mgmt For For For
7 Elect H. Richard Dallas Mgmt For For For
8 Elect W. Richard Mgmt For For For
Anderson
9 Elect Karim El Solh Mgmt For For For
10 Elect Mike Straughen Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanssem Company
Ticker Security ID: Meeting Date Meeting Status
009240 CINS Y30642105 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditor
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditor's Mgmt For Against Against
Fees
________________________________________________________________________________
HDFC Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P174 07/21/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Paresh D. Mgmt For For For
Sukthankar
4 Elect Kaizad Bharucha Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Elect Malay Patel Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
8 Related Party Mgmt For For For
Transactions with
HDFC
Limited
9 Re-appointment of Mgmt For For For
Aditya Puri (Managing
Director); Approve
Remuneration
10 Revised Remuneration Mgmt For For For
of Kaizad Bharucha
(Executive
Director)
11 Related Party Mgmt For For For
Transactions with HDB
Financial Services
Limited
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hitachi Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4217 CINS J20160107 06/17/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuyuki Tanaka Mgmt For Against Against
3 Elect Yoshio Ohsawa Mgmt For For For
4 Elect Takemoto Ohto Mgmt For For For
5 Elect George Olcott Mgmt For For For
6 Elect Chieko Matsuda Mgmt For For For
7 Elect Shigeru Azuhata Mgmt For For For
8 Elect Kazuyoshi Tsunoda Mgmt For Against Against
9 Elect Yoshihiro Nomura Mgmt For For For
10 Elect Richard E. Dyck Mgmt For For For
11 Elect Kohji Tanaka Mgmt For For For
12 Elect Hisashi Maruyama Mgmt For For For
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0958 CINS Y3739S103 06/23/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect CAO Peixi as Mgmt For Against Against
Director
9 Elect ZHANG Tingke as Mgmt For For For
Director
10 Elect WANG Kui as Mgmt For Against Against
Director
11 Elect LIN Gang as Mgmt For Against Against
Director
12 Elect XIAO Jun as Mgmt For For For
Director
13 Elect YANG Qing as Mgmt For For For
Director
14 Elect HE Yan as Mgmt For For For
Director
15 Elect QIN Haiyan as Mgmt For For For
Director
16 Elect DAI Huizhu as Mgmt For For For
Director
17 Elect ZHOU Shaopeng as Mgmt For Against Against
Director
18 Elect WAN Kam To as Mgmt For Against Against
Director
19 Elect HUANG Jian as Mgmt For Against Against
Supervisor
20 Elect WANG Huanliang Mgmt For For For
as
Supervisor
21 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
23 Authority to Issue H Mgmt For Against Against
Shares Convertible
Bonds
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hyundai Green Food Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005440 CINS Y3830W102 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Member:
PARK Seung
Jun
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Inchcape plc
Ticker Security ID: Meeting Date Meeting Status
INCH CINS G47320208 05/26/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ken Hanna Mgmt For For For
5 Elect Stefan Bomhard Mgmt For For For
6 Elect Richard Howes Mgmt For For For
7 Elect Alison Cooper Mgmt For For For
8 Elect John Langston Mgmt For For For
9 Elect Coline McConville Mgmt For For For
10 Elect Nigel Northridge Mgmt For For For
11 Elect Nigel Stein Mgmt For For For
12 Elect Till Vestring Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/24/2016 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Elect YI Huiman as Mgmt For Against Against
Director
5 Elect SHEN Si Mgmt For For For
6 Elect ZHANG Wei as Mgmt For For For
Supervisor
7 Elect SHEN Bingxi Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 2016 Fixed Asset Mgmt For For For
Investment
Plan
11 Authority to Issue Mgmt For For For
Tier II Capital
Instruments
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Infineon Technologies AG
Ticker Security ID: Meeting Date Meeting Status
IFX CINS D35415104 02/18/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
for Fiscal Year
2015/2016
9 Appointment of Auditor Mgmt For For For
for First Quarter of
Fiscal Year
2016/2017
10 Cancellation of Mgmt For For For
Conditional Capital
III
11 Performance Share Mgmt For For For
Plan; Increase in
Authorised
Capital
12 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Ingenico
Ticker Security ID: Meeting Date Meeting Status
ING CINS F5276G104 04/29/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Severance Agreement Mgmt For For For
with Philippe Lazare,
Chairman and
CEO
10 Appointment of Auditor Mgmt For For For
(Mazars)
11 Appointment of Mgmt For For For
Alternate Auditor
(Jean-Louis
Simon)
12 Appointment of Auditor Mgmt For For For
(KPMG)
13 Appointment of Mgmt For For For
Alternate Auditor
(Salustro
Reydel)
14 Ratification of the Mgmt For For For
Co-option of Colette
Lewiner
15 Elect Bernard Mgmt For For For
Bourigeaud to the
Board of
Directors
16 Resignation of Mgmt For For For
Jean-Pierre
Cojan
17 Elect Diaa Elyaacoubi Mgmt For For For
to the Board of
Directors
18 Elect Florence Parly Mgmt For For For
to the Board of
Directors
19 Elect Thibault Poutrel Mgmt For For For
to the Board of
Directors
20 Elect Philippe Lazare Mgmt For For For
to the Board of
Directors
21 Remuneration of Mgmt For For For
Philippe Lazare,
Chairman and
CEO
22 Directors' Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
25 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive
Rights
26 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
27 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities Through
Private
Placement
28 Greenshoe Mgmt For For For
29 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
30 Global Ceiling on Mgmt For For For
Capital Increase and
Debt
Issuances
31 Employee Stock Mgmt For For For
Purchase
Plan
32 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
33 Authority to Issue Mgmt For For For
Performance
Shares
34 Amendment Regarding Mgmt For For For
Director
Terms
35 Amendments to Articles Mgmt For For For
Regarding Censor
Terms
36 Internal Spin-off Mgmt For For For
(Ingenico
France)
37 Internal Spin-off Mgmt For For For
(Ingenico
Terminals)
38 Internal Spin-off Mgmt For For For
(Ingenico Business
Support)
39 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Isra Vision AG
Ticker Security ID: Meeting Date Meeting Status
ISR CINS D36816102 03/23/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Cancellation of Mgmt For For For
Conditional Capital
I
________________________________________________________________________________
IT Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3626 CINS J2563B100 06/24/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Norio Maenishi Mgmt For For For
5 Elect Tohru Kuwano Mgmt For For For
6 Elect Mitsushi Nishida Mgmt For For For
7 Elect Jyohsaku Yanai Mgmt For For For
8 Elect Katsuki Kanaoka Mgmt For For For
9 Elect Shigeki Kusaka Mgmt For For For
10 Elect Yoshiyuki Suzuki Mgmt For For For
11 Elect Shingo Oda Mgmt For For For
12 Elect Yoshinobu Mgmt For For For
Ishigaki
13 Elect Kohichi Sano Mgmt For For For
14 Elect Takuho Shimodaira Mgmt For For For
15 Elect Katsuhiko Ishii Mgmt For For For
16 Elect Taigi Itoh Mgmt For For For
17 Elect Muneaki Ueda Mgmt For For For
18 Elect Sadahei Funakoshi Mgmt For Against Against
________________________________________________________________________________
ITV plc
Ticker Security ID: Meeting Date Meeting Status
ITV CINS G4984A110 05/12/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Special Dividend Mgmt For For For
5 Elect Anna Manz Mgmt For For For
6 Elect Peter Bazalgette Mgmt For For For
7 Elect Adam Crozier Mgmt For For For
8 Elect Roger Faxon Mgmt For For For
9 Elect Ian Griffiths Mgmt For For For
10 Elect Mary Harris Mgmt For For For
11 Elect Andy Haste Mgmt For For For
12 Elect John Ormerod Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
20 Amendments to Articles Mgmt For For For
21 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Johnson Matthey plc
Ticker Security ID: Meeting Date Meeting Status
JMAT CINS G51604158 07/22/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chris Mottershead Mgmt For For For
5 Elect Tim Stevenson Mgmt For For For
6 Elect Odile Desforges Mgmt For For For
7 Elect Alan Ferguson Mgmt For For For
8 Elect Den Jones Mgmt For For For
9 Elect Robert J. MacLeod Mgmt For For For
10 Elect Colin Matthews Mgmt For For For
11 Elect Lawrence C. Pentz Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Elect John Walker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Klepierre SA
Ticker Security ID: Meeting Date Meeting Status
LI CINS F5396X102 04/19/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Rose-Marie Van Mgmt For For For
Lerberghe to the
Supervisory
Board
9 Elect Bertrand de Mgmt For For For
Feydeau to the
Supervisory
Board
10 Elect Beatrice de Mgmt For For For
Clermont-Tonnerre to
the Supervisory
Board
11 Elect Florence von Erb Mgmt For For For
to the Supervisory
Board
12 Remuneration of Mgmt For For For
Laurent Morel,
CEO
13 Remuneration of Mgmt For For For
Jean-Michel Gault,
Deputy CEO, and
Jean-Marc Jestin,
COO
14 Supervisory Board Mgmt For For For
Members'
Fees
15 Appointment of Auditor Mgmt For For For
(Deloitte)
16 Appointment of Mgmt For For For
Alternate Auditor
(Beas)
17 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
18 Appointment of Mgmt For For For
Alternate Auditor
(Picarle)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
21 Authority to Issue Mgmt For For For
Restricted
Shares
22 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 02/22/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHO Hwan Ik as Mgmt For Against Against
CEO
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 03/22/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 12/17/2015 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SON Yang Hun Mgmt For Against Against
3 Elect LEE Gang Ho Mgmt For N/A N/A
4 Election of Audit Mgmt For For For
Committee Member:
CHOI Gwang
Sik
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kose Corp.
Ticker Security ID: Meeting Date Meeting Status
4922 CINS J3622S100 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kazutoshi Mgmt For Against Against
Kobayashi
4 Elect Takao Kobayashi Mgmt For For For
5 Elect Yusuke Kobayashi Mgmt For For For
6 Elect Iwao Toigawa Mgmt For For For
7 Elect Hideto Hokao Mgmt For For For
8 Elect Nobuo Iwafuchi Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Kossan Rubber Industries Berhad
Ticker Security ID: Meeting Date Meeting Status
KOSSAN CINS Y4964F105 05/19/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect TAN Kong Chang Mgmt For For For
4 Elect LIM Siau Tian Mgmt For Against Against
5 Elect LIM Siau Hing Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase
Shares
10 Retain Haji Mokhtar Mgmt For For For
Bin Haji Samad as
Independent
Director
11 Retain Tong Siew Choo Mgmt For For For
as Independent
Director
________________________________________________________________________________
Laird Plc
Ticker Security ID: Meeting Date Meeting Status
LRD CINS G53508175 04/29/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tony Quinlan Mgmt For For For
5 Elect Nathalie Rachou Mgmt For For For
6 Elect Kjersti Wiklund Mgmt For For For
7 Elect Martin Read Mgmt For For For
8 Elect David Lockwood Mgmt For For For
9 Elect Paula Bell Mgmt For For For
10 Elect Sir Christopher Mgmt For For For
Hum
11 Elect Michael D. Parker Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for an
Acquisition or
Specified Capital
Investment
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
LG Household and Health Care Ltd.
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/18/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect CHA Suk Yong Mgmt For For For
3 Elect HAN Sang Lin Mgmt For For For
4 Elect HUH Sung Mgmt For For For
5 Elect KIM Ju Hyung Mgmt For Against Against
6 Elect HWANG Yi Seok Mgmt For For For
7 Election of Board Mgmt For For For
Committee Member:
HWANG Yi
Seok
8 Election of Board Mgmt For For For
Committee Member: HAN
Sang
Lin
9 Directors' Fees Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Loomis AB
Ticker Security ID: Meeting Date Meeting Status
LOOM'B CINS W5650X104 05/02/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Dividend Record Date Mgmt For For For
17 Ratification of Board Mgmt For For For
and CEO
Acts
18 Board Size Mgmt For For For
19 Directors and Mgmt For For For
Auditors'
Fees
20 Election of Directors; Mgmt For For For
Appointment of
Auditor
21 Nomination Committee Mgmt For For For
22 Remuneration Guidelines Mgmt For Against Against
23 Incentive Scheme Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Luxottica Group S.p.A.
Ticker Security ID: Meeting Date Meeting Status
LUX CINS T6444Z110 04/29/2016 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
4 Remuneration Report Mgmt For Against Against
5 Elect Francesco Milleri Mgmt For For For
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Martinrea International Inc.
Ticker Security ID: Meeting Date Meeting Status
MRE CUSIP 573459104 06/09/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Wildeboer Mgmt For For For
1.2 Elect Fred Olson Mgmt For For For
1.3 Elect Scott Balfour Mgmt For For For
1.4 Elect Terry Lyons Mgmt For For For
1.5 Elect Roman Doroniuk Mgmt For For For
1.6 Elect Frank Macher Mgmt For For For
1.7 Elect Sandra Pupatello Mgmt For For For
1.8 Elect Pat D'Eramo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meggitt plc
Ticker Security ID: Meeting Date Meeting Status
MGGT CINS G59640105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Nigel R. Rudd Mgmt For For For
5 Elect Stephen Young Mgmt For For For
6 Elect Guy Berruyer Mgmt For For For
7 Elect Alison Goligher Mgmt For For For
8 Elect Philip E Green Mgmt For For For
9 Elect Paul Heiden Mgmt For For For
10 Elect Brenda L. Mgmt For For For
Reichelderfer
11 Elect Doug Webb Mgmt For For For
12 Elect Colin Day Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/28/2015 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Steve J.Z. Pacak Mgmt For For For
5 Elect Mark R. Sorour Mgmt For For For
6 Elect Jacobus (Koos) Mgmt For For For
P.
Bekker
7 Re-elect Craig Mgmt For For For
Enenstein
8 Re-elect Don Eriksson Mgmt For For For
9 Re-elect Fred Phaswana Mgmt For For For
10 Re-elect Ben J. van Mgmt For Against Against
der
Ross
11 Election of Audit Mgmt For For For
Committee Member (Don
Eriksson)
12 Election of Audit Mgmt For Against Against
Committee Member (Ben
van der
Ross)
13 Election of Audit Mgmt For For For
Committee Member
(Rachel
Jafta)
14 Approve Remuneration Mgmt For Against Against
Policy
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Restricted Mgmt For For For
Stock Plan Trust
Deed
18 Amendments to the Mgmt For Against Against
Company's Share
Incentive Trust Deeds
and
Schemes
19 Authorisation of Legal Mgmt For For For
Formalities
20 Approve NEDs' Fees Mgmt For For For
(Board -
chair)
21 Approve NEDs' Fees Mgmt For For For
(Board -
member)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Human Resources &
Remuneration
Committee -
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
30 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee -
Member)
32 Approve NEDs' Fees Mgmt For For For
(Trustees of Group
Share Schemes/Other
Personnel
Funds)
33 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Media24 Pension Fund
-
Trustee)
35 Approve NEDs' Fees Mgmt For For For
(2017)
36 Approve Financial Mgmt For For For
Assistance (Section
44)
37 Approve Financial Mgmt For For For
Assistance (Section
45)
38 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
39 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
NewOcean Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
342 CINS G6469T100 05/27/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond CHIU Mgmt For Against Against
Sing
Chung
6 Elect WANG Jian Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Elect XU Mingshe Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nichi-Iko Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4541 CINS J49614100 06/17/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yuichi Tamura Mgmt For Against Against
5 Elect Toshinori Mgmt For For For
Kongohji
6 Elect Shukoh Urayama Mgmt For For For
7 Elect Kenji Akane Mgmt For For For
8 Elect Taizan Kawakami Mgmt For For For
9 Elect Takahiro Mgmt For For For
Yoshikawa
10 Elect Noboru Inasaka Mgmt For For For
11 Elect Shigeo Takagi Mgmt For For For
12 Elect Hideki Sakai Mgmt For For For
13 Equity Compensation Mgmt For For For
Plan for Directors of
the
Company
14 Equity Compensation Mgmt For For For
Plan for Executive
Officers and
Employees of the
Company and Directors
and Employees of
Subsidiaries
________________________________________________________________________________
Nordea Bank AB
Ticker Security ID: Meeting Date Meeting Status
NDA CINS W57996105 03/17/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Board Size Mgmt For For For
14 Number of Auditors Mgmt For For For
15 Directors and Mgmt For For For
Auditor's
Fees
16 Election of Directors Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
20 Authority to Mgmt For For For
Repurchase
Shares
21 Compensation Guidelines Mgmt For Against Against
22 Merger by Absorption Mgmt For For For
of Nordea Bank
Danmark
A/S
23 Merger by Absorption Mgmt For For For
of Nordea Bank
Finland
ABP
24 Merger by Absorption Mgmt For For For
of Nordea Bank Norge
ASA
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/23/2016 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Mgmt For For For
Repurchase
Shares
7 Board Compensation Mgmt For For For
8 Executive Compensation Mgmt For For For
9 Compensation Report Mgmt For For For
10 Elect Jorg Reinhardt Mgmt For For For
as
Chairman
11 Elect Nancy C. Andrews Mgmt For For For
12 Elect Dimitri Azar Mgmt For For For
13 Elect Srikant Datar Mgmt For For For
14 Elect Ann M. Fudge Mgmt For For For
15 Elect Pierre Landolt Mgmt For For For
16 Elect Andreas von Mgmt For For For
Planta
17 Elect Charles L. Mgmt For For For
Sawyers
18 Elect Enrico Vanni Mgmt For For For
19 Elect William T. Mgmt For For For
Winters
20 Elect Ton Buchner Mgmt For For For
21 Elect Elizabeth Doherty Mgmt For For For
22 Elect Srikant Datar as Mgmt For For For
Compensation
Committee
Member
23 Elect Ann Fudge as Mgmt For For For
Compensation
Committee
Member
24 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
25 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
26 Appointment of Auditor Mgmt For For For
27 Appointment of Mgmt For For For
Independent
Proxy
28 Additional or ShrHoldr N/A Abstain N/A
Miscellaneous
Proposals
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVO-B CINS K72807132 03/18/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Directors' Fees for Mgmt For For For
2015
7 Directors' Fees for Mgmt For For For
2016
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Goran A. Ando Mgmt For For For
10 Elect Jeppe Mgmt For For For
Christiansen
11 Elect Bruno Angelici Mgmt For For For
12 Elect Brian Daniels Mgmt For For For
13 Elect Sylvie Gregoire Mgmt For For For
14 Elect Liz Hewitt Mgmt For For For
15 Elect Mary T. Szela Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Cancellation of Shares Mgmt For For For
18 Amendments to Articles Mgmt For For For
Regarding Bearer
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
Regarding
Trademark
22 Amendments to Articles Mgmt For For For
Regarding Executive
Management
Registration
23 Amendments to Articles Mgmt For For For
Regarding Report
Language
24 Amendment to Mgmt For Against Against
Remuneration
Guidelines
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Numericable Group
Ticker Security ID: Meeting Date Meeting Status
NUM CINS F6627W103 12/15/2015 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Special Dividend Mgmt For For For
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 07/02/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Elect Gregory L. Summe Mgmt For For For
3 Elect Peter Smitham Mgmt For For For
________________________________________________________________________________
Oberoi Realty Limited
Ticker Security ID: Meeting Date Meeting Status
OBEROIRLTY CINS Y6424D109 07/01/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bindu Oberoi Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Karamjit Singh Mgmt For For For
Kalsi
8 Directors' Commission Mgmt For For For
9 Approval of Revised Mgmt For For For
Remuneration of
Saumil
Daru
10 Related Party Mgmt For Against Against
Transactions
11 Adoption of New Mgmt For Against Against
Articles
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
________________________________________________________________________________
Oberoi Realty Limited
Ticker Security ID: Meeting Date Meeting Status
OBEROIRLTY CINS Y6424D109 07/17/2015 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Preferential Mgmt For For For
Allotment of Equity
Shares
________________________________________________________________________________
Open Text Corporation
Ticker Security ID: Meeting Date Meeting Status
OTC CUSIP 683715106 10/02/2015 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect P. Thomas Jenkins Mgmt For For For
1.2 Elect Mark J. Mgmt For For For
Barrenechea
1.3 Elect Randy Fowlie Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Brian J. Jackman Mgmt For For For
1.6 Elect Stephen J. Sadler Mgmt For Withhold Against
1.7 Elect Michael Mgmt For For For
Slaunwhite
1.8 Elect Katharine B. Mgmt For For For
Stevenson
1.9 Elect Deborah Weinstein Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Optimal Payments Plc
Ticker Security ID: Meeting Date Meeting Status
OPAY CINS G6770D109 09/28/2015 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Mgmt For For For
Memorandum and
Articles
________________________________________________________________________________
Orion Corp.
Ticker Security ID: Meeting Date Meeting Status
001800 CINS Y6S90M110 03/25/2016 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
PayPoint plc
Ticker Security ID: Meeting Date Meeting Status
PAY CINS G6962B101 07/22/2015 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Neil A.P. Carson Mgmt For For For
5 Elect George Earle Mgmt For For For
6 Elect David J. Morrison Mgmt For For For
7 Elect Stephen Rowley Mgmt For For For
8 Elect Dominic Taylor Mgmt For For For
9 Elect Tim Watkin-Rees Mgmt For For For
10 Elect Nick Wiles Mgmt For For For
11 Elect Gill Barr Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paysafe Group Plc
Ticker Security ID: Meeting Date Meeting Status
PAYS CINS G6963K100 05/25/2016 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Non-UK Issuer --
Advisory)
4 Long-Term Incentive Mgmt For For For
Plan
2016
5 Extend Sharesave Plan Mgmt For For For
to U.S.
Employees
6 Elect Dennis Jones Mgmt For For For
7 Elect Joel Leonoff Mgmt For For For
8 Elect Brian Mgmt For For For
McArthur-Muscroft
9 Elect Andrew Dark Mgmt For For For
10 Elect Ian Francis Mgmt For For For
11 Elect Brahm Gelfand Mgmt For For For
12 Elect Ian Jenks Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pigeon Corporation
Ticker Security ID: Meeting Date Meeting Status
7956 CINS J63739106 04/27/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yohichi Nakata Mgmt For For For
4 Elect Akio Ohkoshi Mgmt For For For
5 Elect Shigeru Yamashita Mgmt For For For
6 Elect Norimasa Kitazawa Mgmt For For For
7 Elect Eiji Akamatsu Mgmt For For For
8 Elect Yasunori Kurachi Mgmt For For For
9 Elect Tadashi Itakura Mgmt For For For
10 Elect Kevin Mgmt For For For
Vyse-Peacock
11 Elect Takayuki Nitta Mgmt For For For
12 Elect Rehito Hatoyama Mgmt For For For
13 Elect Kazuhisa Amari Mgmt For For For
14 Elect Shinobu Iwamoto Mgmt For Against Against
15 Retirement Allowance Mgmt For Against Against
for
Director
________________________________________________________________________________
Power Finance Corp. Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS Y7082R109 09/24/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B.N. Sharma Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditors'
Fees
6 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures on Private
Placement
________________________________________________________________________________
Power Grid Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
POWERGRID CINS Y7028N105 09/15/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi P. Singh Mgmt For For For
5 Elect R.P. Sasmal Mgmt For For For
6 Authority to Set Mgmt For Against Against
Auditor's
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Issue Mgmt For For For
Non-Convertible
Bonds
________________________________________________________________________________
Quebecor Inc.
Ticker Security ID: Meeting Date Meeting Status
QBR.A CUSIP 748193208 05/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christian Dube Mgmt For For For
1.2 Elect Robert Pare Mgmt For For For
1.3 Elect Normand Provost Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Diversity
Policy
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 01/27/2016 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000117 04/29/2016 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Losses
2 Elect Leone Pattofatto Mgmt For For For
3 Increase in Auditor's Mgmt For For For
Fees
4 Remuneration Report Mgmt For For For
5 Long-Term Incentive Mgmt For For For
Plan
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Reissue Mgmt For For For
Shares
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/04/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Laurent Attal to Mgmt For For For
the Board of
Directors
8 Elect Claudie Haignere Mgmt For For For
to the Board of
Directors
9 Elect Carole Piwnica Mgmt For For For
to the Board of
Directors
10 Elect Thomas Sudhof to Mgmt For For For
the Board of
Directors
11 Elect Diane Souza to Mgmt For For For
the Board of
Directors
12 Remuneration of Serge Mgmt For For For
Weinberg,
Chairman
13 Remuneration of Mgmt For Against Against
Olivier Brandicourt,
CEO
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Grant Mgmt For For For
Stock
Options
16 Authority to Issue Mgmt For For For
Performance
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 04/28/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Steven Gillis Mgmt For For For
7 Elect David Ginsburg Mgmt For For For
8 Elect Susan Kilsby Mgmt For For For
9 Elect Sara Mathew Mgmt For For For
10 Elect Anne Minto Mgmt For For For
11 Elect Flemming Ornskov Mgmt For For For
12 Elect Jeffrey Poulton Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Increase in Authorised Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 05/27/2016 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Nicola Mgmt For For For
Leibinger-Kammuller
10 Elect Jim Hagemann Mgmt For For For
Snabe
11 Elect Werner Wenning Mgmt For For For
12 Increase in Authorised Mgmt For For For
Capital for Employee
Share Purchase
Plan
13 Spin-off and Transfer Mgmt For For For
Agreement
________________________________________________________________________________
Skandinaviska Enskilda Banken AB
Ticker Security ID: Meeting Date Meeting Status
SEB-A CINS W25381141 03/22/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Amendment to Articles Mgmt For For For
Regarding Board
Size
17 Board Size; Number of Mgmt For For For
Auditors
18 Directors and Mgmt For For For
Auditors'
Fees
19 Elect Johan H. Mgmt For For For
Andresen,
Jr.
20 Elect Signhild Mgmt For For For
Arnegard
Hansen
21 Elect Samir Brikho Mgmt For For For
22 Elect Annika Falkengren Mgmt For For For
23 Elect Winnie Kin Wah Mgmt For For For
Fok
24 Elect Urban Jansson Mgmt For For For
25 Elect Birgitta Kantola Mgmt For For For
26 Elect Tomas Nicolin Mgmt For For For
27 Elect Sven Nyman Mgmt For For For
28 Elect Jesper Ovesen Mgmt For For For
29 Elect Marcus Wallenberg Mgmt For For For
30 Elect Helena Saxon Mgmt For For For
31 Elect Sara Ohrvall Mgmt For For For
32 Elect Marcus Mgmt For For For
Wallenberg as
Chairman
33 Appointment of Auditor Mgmt For For For
34 Compensation Guidelines Mgmt For Against Against
35 All Employee Programme Mgmt For For For
(AEP)
36 Share Deferral Program Mgmt For For For
(SDP)
37 Authority to Trade in Mgmt For For For
Company
Stock
38 Authority to Mgmt For For For
Repurchase and Issue
Treasury
Shares
39 Transfer of Shares Mgmt For For For
Pursuant of
LTIPs
40 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
41 Appointment of Mgmt For For For
Auditors in
Foundations
42 Non-Voting Agenda Item N/A N/A N/A N/A
43 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
44 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementing
Equality
45 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Annual
Report
46 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
47 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
48 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
49 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-sized
Shareholders
50 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Petition
for Directors'
Fees
51 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Voting
Rights
52 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Petition
for Voting
Rights
53 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Petition
for Recruitment of
Politicians
54 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
55 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Smith & Nephew plc
Ticker Security ID: Meeting Date Meeting Status
SN CINS G82343164 04/14/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vinita Bali Mgmt For For For
5 Elect Ian E. Barlow Mgmt For For For
6 Elect Olivier Bohuon Mgmt For For For
7 Elect Virginia Mgmt For For For
Bottomley
8 Elect Julie Brown Mgmt For For For
9 Elect Erik Engstrom Mgmt For For For
10 Elect Robin Freestone Mgmt For For For
11 Elect Michael A. Mgmt For For For
Friedman
12 Elect Brian Larcombe Mgmt For For For
13 Elect Joseph C. Papa Mgmt For For For
14 Elect Roberto Quarta Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sompo Japan Nipponkoa Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8630 CINS J7618E108 06/27/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kengo Sakurada Mgmt For For For
5 Elect Shinji Tsuji Mgmt For For For
6 Elect Shigeru Ehara Mgmt For For For
7 Elect Shohji Itoh Mgmt For For For
8 Elect Masato Fujikura Mgmt For For For
9 Elect Kohichi Yoshikawa Mgmt For For For
10 Elect Mikio Okumura Mgmt For For For
11 Elect Keiji Nishizawa Mgmt For For For
12 Elect Kaoru Takahashi Mgmt For For For
13 Elect Sawako Nohara Mgmt For For For
14 Elect Isao Endoh Mgmt For For For
15 Elect Tamami Murata Mgmt For For For
16 Elect Scott T. Davis Mgmt For For For
17 Elect Masaki Hanawa as Mgmt For For For
Statutory
Auditor
18 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Stroer SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
SAX CINS D8169G100 06/23/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board Acts
of Stroer
SE
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For Against Against
9 Elect Anette Bronder Mgmt For Against Against
10 Elect Vicente Vento Mgmt For For For
Bosch
11 Amendments to Articles Mgmt For For For
12 Elect Christoph Vilanek Mgmt For Against Against
13 Elect Dirk Stroer Mgmt For For For
14 Elect Ulrich Voigt Mgmt For Against Against
15 Elect Julia Flemmerer Mgmt For For For
16 Elect Anette Bronder Mgmt For Against Against
17 Elect Vicente Vento Mgmt For For For
Bosch
18 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
19 Amendment to Stock Mgmt For For For
Option Plan
2013
20 Approval of Mgmt For For For
Profit-and-Loss
Transfer
Agreements
21 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Sugi Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7649 CINS J7687M106 05/26/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hirokazu Sugiura Mgmt For For For
2 Elect Tadashi Masuda Mgmt For For For
3 Elect Akiko Sugiura Mgmt For For For
4 Elect Eiichi Sakakibara Mgmt For For For
5 Elect Shigeyuki Kamino Mgmt For For For
6 Elect Yoshiko Hayama Mgmt For For For
7 Elect Shigeo Asano Mgmt For For For
8 Elect Toshihiko Mgmt For For For
Sakamoto
________________________________________________________________________________
Sumitomo Mitsui Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
8316 CINS J7771X109 06/29/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kohichi Miyata Mgmt For For For
5 Elect Jun Ohta Mgmt For For For
6 Elect Kohichi Noda Mgmt For For For
7 Elect Tetsuya Kubo Mgmt For For For
8 Elect Yoshinori Mgmt For For For
Yokoyama
9 Elect Toshiyuki Mgmt For Against Against
Teramoto
10 Elect Rokuroh Tsuruta Mgmt For For For
________________________________________________________________________________
Syngene International Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y8T288113 06/30/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect John McCallum Mgmt For For For
Marshall
Shaw
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Bala S. Manian Mgmt For For For
6 Elect Suresh Narasappa Mgmt For For For
Talwar
7 Appointment of Kiran Mgmt For For For
Mazumdar Shaw
(Managing
Director)
8 Ratification of Bonus Mgmt For For For
to Peter Bains
(former CEO) for
Fiscal Year
2015-16
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 08/13/2015 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Satish Borwankar Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telefonaktiebolaget LM Ericsson
Ticker Security ID: Meeting Date Meeting Status
ERIC.A CINS W26049119 04/13/2016 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Allocation of Mgmt For For For
Profits/Dividends
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Elect Nora M. Denzel Mgmt For For For
18 Elect Borje Ekholm Mgmt For For For
19 Elect Leif Johansson Mgmt For For For
20 Elect Ulf J. Johansson Mgmt For For For
21 Elect Kristin Skogen Mgmt For For For
Lund
22 Elect Kristin S. Rinne Mgmt For For For
23 Elect Sukhinder Singh Mgmt For For For
Cassidy
24 Elect Helena Stjernholm Mgmt For For For
25 Elect Hans Vestberg Mgmt For For For
26 Elect Jacob Wallenberg Mgmt For For For
27 Elect Leif Johansson Mgmt For For For
as
Chairman
28 Number of Auditors Mgmt For For For
29 Authority to Set Mgmt For For For
Auditor's
Fees
30 Appointment of Auditor Mgmt For For For
31 Remuneration Guidelines Mgmt For For For
32 Amendments to Articles Mgmt For For For
33 Stock Purchase Plan Mgmt For For For
2016
34 Financing Stock Mgmt For For For
Purchase Plan
2016
35 Equity Swap Agreement Mgmt For For For
for the Stock
Purchase
Plan
36 Key Contributor Mgmt For For For
Retention Plan
2016
37 Financing Key Mgmt For For For
Contributor Retention
Plan
38 Equity Swap Agreement Mgmt For For For
for the Key
Contributor Retention
Plan
39 Executive Performance Mgmt For For For
Stock Plan
2016
40 Financing Executive Mgmt For For For
Performance Stock
Plan
41 Equity Swap Agreement Mgmt For For For
for the Executive
Performance Stock
Plan
42 Authority to Issue Mgmt For For For
Treasury
Shares
43 Non-Voting Agenda Item N/A N/A N/A N/A
44 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Unequal
Voting
Rights
45 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting
Rights
46 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting
Rights
47 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Politicians
as Board
Members
48 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Zero
Tolerance Policy for
Work Place
Accidents
49 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementation of
Zero Tolerance
Policy
50 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Zero
Tolerance Policy for
Work Place
Accidents
51 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
52 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementing
Equality
53 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Annual
Report
54 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Shareholders'
Association
55 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
56 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
57 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
58 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
59 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-sized
Shareholders
60 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/11/2016 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Agenda Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Distribution of
Profits/Dividends
8 Authority to Mgmt For For For
Distribute
Dividends
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Remuneration Mgmt For For For
Guidelines
(Advisory)
12 Remuneration Mgmt For For For
Guidelines
(Binding)
13 Elect Anne Kvam Mgmt For For For
14 Elect Maalfrid Brath Mgmt For For For
(First Deputy
Member)
15 Governing Bodies' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/18/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jacobus Petrus Mgmt For For For
Bekker
6 Elect Ian C. Stone Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/23/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Simon Patterson Mgmt For For For
4 Elect Alison Platt Mgmt For For For
5 Elect Lindsey Pownall Mgmt For For For
6 Elect John M. Allan Mgmt For For For
7 Elect David Lewis Mgmt For For For
8 Elect Mark Armour Mgmt For For For
9 Elect Richard Cousins Mgmt For For For
10 Elect Byron E. Grote Mgmt For For For
11 Elect Mikael Olsson Mgmt For For For
12 Elect Deanna W. Mgmt For For For
Oppenheimer
13 Elect Alan Stewart Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Scrip Dividend Mgmt For For For
Alternative
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
22 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 04/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yitzhak Peterburg Mgmt For For For
2 Elect Arie S. Mgmt For For For
Belldegrun
3 Elect Amir Elstein Mgmt For For For
4 Amendment of Mgmt For Against Against
Compensation
Policy
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Salary Increase of CEO Mgmt For For For
7 Amendment of CEO's Mgmt For For For
Bonus
Scheme
8 Amendment of CEO's Mgmt For For For
Annual Equity
Grants
9 Amendment of 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
The Paragon Group of Companies plc
Ticker Security ID: Meeting Date Meeting Status
PAG CINS G6376N154 02/11/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Robert G. Dench Mgmt For For For
5 Elect Nigel S. Mgmt For For For
Terrington
6 Elect Richard Woodman Mgmt For For For
7 Elect John A. Heron Mgmt For For For
8 Elect Alan K. Fletcher Mgmt For For For
9 Elect Peter J. Hartill Mgmt For For For
10 Elect Fiona Clutterbuck Mgmt For For For
11 Elect Hugo R. Tudor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Tokyo Ohka Kogyo
Ticker Security ID: Meeting Date Meeting Status
4186 CINS J87430104 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ikuo Akutsu Mgmt For For For
4 Elect Hiroji Komano Mgmt For For For
5 Elect Harutoshi Satoh Mgmt For For For
6 Elect Kunio Mizuki Mgmt For For For
7 Elect Nobuo Tokutake Mgmt For For For
8 Elect Hiroshi Kurimoto Mgmt For For For
9 Elect Noriko Sekiguchi Mgmt For For For
10 Elect Keiichi Yamada Mgmt For For For
11 Elect Hajime Fujishita Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Toray Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
3402 CINS J89494116 06/28/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akihiro Nikkaku Mgmt For Against Against
4 Elect Kohichi Abe Mgmt For For For
5 Elect Kazushi Mgmt For For For
Hashimoto
6 Elect Ryoh Murayama Mgmt For For For
7 Elect Yukichi Deguchi Mgmt For For For
8 Elect Akira Umeda Mgmt For For For
9 Elect Shohgo Masuda Mgmt For For For
10 Elect Akio Satoh Mgmt For For For
11 Elect Hiroshi Ohtani Mgmt For For For
12 Elect Satoru Hagiwara Mgmt For For For
13 Elect Tohru Fukasawa Mgmt For For For
14 Elect Yasuo Suga Mgmt For For For
15 Elect Hirofumi Mgmt For For For
Kobayashi
16 Elect Kazuhiko Shutoh Mgmt For For For
17 Elect Tetsuya Tsunekawa Mgmt For For For
18 Elect Satoru Nishino Mgmt For For For
19 Elect Yoshiyuki Tanaka Mgmt For For For
20 Elect Mitsuo Ohya Mgmt For For For
21 Elect Takashi Fujimoto Mgmt For For For
22 Elect Yuji Fukuda Mgmt For For For
23 Elect Shigeki Taniguchi Mgmt For For For
24 Elect Toshiyuki Kondoh Mgmt For For For
25 Elect Kennichiro Miki Mgmt For For For
26 Elect Kunio Itoh Mgmt For For For
27 Elect Ryohji Noyori Mgmt For For For
28 Elect Shohshiroh Mgmt For Against Against
Taneichi as Statutory
Auditor
29 Elect Kohichi Mgmt For For For
Kobayashi as
Alternate Statutory
Auditor
30 Bonus Mgmt For For For
________________________________________________________________________________
TransForce Inc.
Ticker Security ID: Meeting Date Meeting Status
TFI CUSIP 89366H103 04/20/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Arves Mgmt For For For
1.2 Elect Alain Bedard Mgmt For For For
1.3 Elect Andre Berard Mgmt For For For
1.4 Elect Lucien Bouchard Mgmt For For For
1.5 Elect Richard Guay Mgmt For For For
1.6 Elect Annie Lo Mgmt For For For
1.7 Elect Neil D. Manning Mgmt For For For
1.8 Elect Ron D. Rogers Mgmt For For For
1.9 Elect Joey Saputo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Permit Electronic Mgmt For For For
Dividend
Payments
4 Adjust Mandatory Mgmt For For For
Retirement Age for
Directors
________________________________________________________________________________
Travis Perkins plc
Ticker Security ID: Meeting Date Meeting Status
TPK CINS G90202105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ruth Anderson Mgmt For For For
5 Elect Tony Buffin Mgmt For For For
6 Elect John K. Carter Mgmt For For For
7 Elect Coline McConville Mgmt For For For
8 Elect Peter T. Redfern Mgmt For Against Against
9 Elect Christopher Mgmt For For For
Rogers
10 Elect John Rogers Mgmt For For For
11 Elect Robert M. Walker Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
17 Authority to Mgmt For For For
Repurchase
Shares
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ultra Electronics Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ULE CINS G9187G103 04/29/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Douglas Caster Mgmt For For For
5 Elect Martin Broadhurst Mgmt For For For
6 Elect John Hirst Mgmt For For For
7 Elect Robert Walmsley Mgmt For For For
8 Elect Rakesh Sharma Mgmt For For For
9 Elect Mark Anderson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
UPL Ltd
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/29/2016 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
UPL Ltd
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/30/2016 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valor Holdings Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS J94511102 06/30/2016 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Masami Tashiro Mgmt For Against Against
3 Elect Junji Nakamura Mgmt For For For
4 Elect Akira Shinohana Mgmt For For For
5 Elect Yukihiko Shizu Mgmt For For For
6 Elect Chikayo Yasuhara Mgmt For For For
7 Elect Satoshi Yoneyama Mgmt For For For
8 Elect Masami Shidara Mgmt For For For
9 Elect Seisaku Wagato Mgmt For For For
10 Elect Satoru Yokoyama Mgmt For For For
11 Elect Katsuyuki Mori Mgmt For Against Against
12 Elect Kohichiroh Kubo Mgmt For For For
13 Elect Mutsuo Masuda Mgmt For Against Against
14 Elect Hirohumi Hata Mgmt For Against Against
15 Elect Tokimitsu Itoh Mgmt For For For
16 Non-Audit Committee Mgmt For For For
Directors'
Fees
17 Audit Committee Mgmt For For For
Directors'
Fees
18 Retirement Allowances Mgmt For Against Against
for Director(s) and
Statutory
Auditor(s)
________________________________________________________________________________
Vedanta Ltd
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y7673N111 07/06/2015 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Relocation of the Mgmt For For For
Registered Office of
the
Company
________________________________________________________________________________
Vonovia SE
Ticker Security ID: Meeting Date Meeting Status
VNA CINS D1764R100 11/30/2015 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase in Authorized Mgmt For For For
Capital Against
Contributions in Kind
to Effect
Transaction
5 Increase in Authorized Mgmt For For For
Capital Against Cash
Contributions
6 Authority to Increase Mgmt For For For
Authorized
Capital
________________________________________________________________________________
Wereldhave N.V.
Ticker Security ID: Meeting Date Meeting Status
WH CINS N95060120 04/22/2016 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect G. Van De Mgmt For For For
Weerdhof to the
Supervisory
Board
11 Elect L. Geirnaerdt to Mgmt For For For
the Supervisory
Board
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Wirecard AG
Ticker Security ID: Meeting Date Meeting Status
WDI CINS D22359133 06/16/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Election of Wulf Mgmt For For For
Matthias to the
Supervisory
Board
10 Supervisory Board Size Mgmt For For For
11 Elect Tina Kleingarn Mgmt For For For
12 Elect Vuyiswa V. Mgmt For For For
M'Cwabeni,
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Yoox Net-A-Porter Group S.p.A.
Ticker Security ID: Meeting Date Meeting Status
YNAP CINS T9846S106 04/27/2016 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Losses
2 Remuneration Report Mgmt For Against Against
3 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zalando SE
Ticker Security ID: Meeting Date Meeting Status
ZAL CINS D98423102 05/31/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Appointment of Auditor Mgmt For For For
for Interim Financial
Statements until 2017
AGM
9 Restricted Stock Plan; Mgmt For For For
Increase in
Conditional
Capital
10 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Metrigo
GmbH
11 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Zalando Media
Solutions
GmbH
12 Elect Jorgen Madsen Mgmt For For For
Lindemann as
Supervisory Board
Member
________________________________________________________________________________
Zodiac Aerospace SA
Ticker Security ID: Meeting Date Meeting Status
ZC CINS F98947108 01/14/2016 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Tax
Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Mgmt For For For
Repurchase
Shares
9 Elect Didier Domange Mgmt For For For
to the Supervisory
Board
10 Elect Elisabeth Mgmt For For For
Domange to the
Supervisory
Board
11 Resignation of Marc Mgmt For For For
Assa as Supervisory
Board
Member
12 Resignation of Robert Mgmt For For For
Marechal as
Supervisory Board
Member
13 Elect Estelle Mgmt For For For
Brachlianoff to the
Supervisory
Board
14 Elect Florence Parly Mgmt For For For
to the Supervisory
Board
15 Appointment of Auditor Mgmt For For For
16 Appointment of Mgmt For For For
Alternate
Auditor
17 Remuneration of Mgmt For Against Against
Olivier Zarrouati,
Managing
Director
18 Remuneration of Mgmt For Against Against
Maurice Pinault,
Deputy
Managing
Director
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
20 Authority to Issue Mgmt For Against Against
Restricted
Shares
21 Cancellation of Mgmt For Against Against
Previous
Authorities
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Amendments to Articles Mgmt For For For
(Article
36)
24 Authorization of Legal Mgmt For For For
Formalities
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Long/Short Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Peter R. Fisher Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Peter D. Hancock Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect George L. Miles, Mgmt For Against Against
Jr.
9 Elect Henry S. Miller Mgmt For For For
10 Elect Robert S. Miller Mgmt For For For
11 Elect Linda A. Mills Mgmt For For For
12 Elect Suzanne Nora Mgmt For For For
Johnson
13 Elect John A. Paulson Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Rittenmeyer
15 Elect Douglas M. Mgmt For For For
Steenland
16 Elect Theresa M. Stone Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect Frank E. English Mgmt For For For
Jr.
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect Elbert O. Hand Mgmt For For For
7 Elect David S. Johnson Mgmt For Against Against
8 Elect Kay W. McCurdy Mgmt For For For
9 Elect Ralph J. Mgmt For For For
Nicoletti
10 Elect Norman L. Mgmt For For For
Rosenthal
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brendan M. Mgmt For For For
Cummins
2 Elect Roger W. Hale Mgmt For For For
3 Elect Vada O. Manager Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect George A. Mgmt For For For
Schaefer,
Jr.
6 Elect Janice J. Teal Mgmt For For For
7 Elect Michael J. Ward Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Bylaw Mgmt For Against Against
Permitting Board to
Appoint a
Non-Independent
Chairman
________________________________________________________________________________
CBRE Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Curtis F. Feeny Mgmt For For For
3 Elect Bradford M. Mgmt For For For
Freeman
4 Elect Christopher T. Mgmt For For For
Jenny
5 Elect Gerardo I. Lopez Mgmt For For For
6 Elect Frederic V. Malek Mgmt For For For
7 Elect Paula R. Reynolds Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D'Andrea Mgmt For For For
Tyson
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment of Right to Mgmt For Against Against
Call a Special
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Mgmt For For For
Fouse
1.8 Elect Michael A. Mgmt For For For
Friedman
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect Peter S. Wareing Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect Richard M. Gabrys Mgmt For For For
6 Elect William D. Harvey Mgmt For For For
7 Elect Philip R. Mgmt For For For
Lochner,
Jr.
8 Elect Patricia K. Poppe Mgmt For For For
9 Elect John G. Russell Mgmt For For For
10 Elect Myrna M. Soto Mgmt For For For
11 Elect John G. Sznewajs Mgmt For For For
12 Elect Laura H. Wright Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Robert C. Greving Mgmt For For For
4 Elect Mary R. Henderson Mgmt For For For
5 Elect Charles J. Mgmt For For For
Jacklin
6 Elect Daniel R. Maurer Mgmt For For For
7 Elect Neal C. Schneider Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Sievert
9 Elect Michael T. Tokarz Mgmt For For For
10 Amendment to NOL Mgmt For For For
Shareholder Rights
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect James P. Healy Mgmt For For For
3 Elect Paul T. Idzik Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Kanner
5 Elect James Lam Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Shelley B. Mgmt For For For
Leibowitz
8 Elect Rebecca Saeger Mgmt For For For
9 Elect Joseph L. Mgmt For For For
Sclafani
10 Elect Gary H. Stern Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect T. Michael Price Mgmt For For For
1.11 Elect Laurie Stern Mgmt For For For
Singer
1.12 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Mgmt For For For
Diermeier
2 Elect Eugene Flood, Jr. Mgmt For For For
3 Elect J. Richard Mgmt For For For
Fredericks
4 Elect Deborah R. Gatzek Mgmt For For For
5 Elect Lawrence E. Mgmt For For For
Kochard
6 Elect Arnold A. Mgmt For For For
Pinkston
7 Elect Glenn S. Schafer Mgmt For For For
8 Elect Richard M. Weil Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Elect Tatsusaburo Mgmt For For For
Yamamoto
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Howard Nye Mgmt For For For
2 Elect Laree E. Perez Mgmt For For For
3 Elect Dennis L. Rediker Mgmt For For For
4 Elect Donald W. Slager Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
7 Amendment to Stock Mgmt For For For
Based Award
Plan
8 Approval of Executive Mgmt For For For
Cash Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bozich Mgmt For For For
1.2 Elect James H. Brandi Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect John D. Groendyke Mgmt For For For
1.5 Elect David L. Hauser Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert O. Lorenz Mgmt For For For
1.8 Elect Judy R. Mgmt For For For
McReynolds
1.9 Elect Sheila G. Talton Mgmt For For For
1.10 Elect Sean Trauschke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirements
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect William E. Mgmt For For For
Mitchell
1.6 Elect Ganesh Moorthy Mgmt For For For
1.7 Elect Helene Simonet Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Proxy
Access
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Tamberlane Mgmt For For For
1.2 Elect Judith Huntington Mgmt For For For
1.3 Elect Derrick D. Cephas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Balakrishnan S. Mgmt For For For
Iyer
5 Elect Christine King Mgmt For Against Against
6 Elect David P. McGlade Mgmt For For For
7 Elect David J. Mgmt For For For
McLachlan
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bylaws
12 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Certain
Actions
13 Elimination of Mgmt For For For
Supermajority
Requirement to
Approve Business
Combinations with Any
Related
Person
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 1999 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Conaty Mgmt For For For
2 Elect James A. Mgmt For For For
Firestone
3 Elect Werner Geissler Mgmt For For For
4 Elect Peter S. Hellman Mgmt For For For
5 Elect Laurette T. Mgmt For For For
Koellner
6 Elect Richard J. Kramer Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Michael J. Morell Mgmt For For For
10 Elect Roderick A. Mgmt For For For
Palmore
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Thomas H. Mgmt For For For
Weidemeyer
13 Elect Michael R. Wessel Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Alan Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Gary T. DiCamillo Mgmt For For For
4 Elect Diane M. Dietz Mgmt For For For
5 Elect Gerri T. Elliott Mgmt For For For
6 Elect Jeff M. Fettig Mgmt For For For
7 Elect Michael F. Mgmt For For For
Johnston
8 Elect John D. Liu Mgmt For For For
9 Elect Harish M. Manwani Mgmt For For For
10 Elect William D. Perez Mgmt For For For
11 Elect Michael D. White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Holmes Mgmt For For For
1.2 Elect Myra J. Biblowit Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For Withhold Against
1.5 Elect Brian Mulroney Mgmt For For For
1.6 Elect Pauline D.E. Mgmt For For For
Richards
1.7 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Natural Resources Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Charles L. Mgmt For For For
Harrington
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect Holly K. Koeppel Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect James H. Miller Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Charles O. Mgmt For For For
Rossotti
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
1.10 Elect William S. Simon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Airgas Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 02/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur D. Mgmt For For For
Collins,
Jr.
2 Elect Sean O. Mahoney Mgmt For For For
3 Elect Michael G. Morris Mgmt For For For
4 Elect E. Stanley O'Neal Mgmt For For For
5 Elect Carol L. Roberts Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
9 Re-Approval of the Mgmt For For For
Performance Goals
under the Annual Cash
Incentive
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome L. Davis Mgmt For For For
1.2 Elect Sara L. Hays Mgmt For For For
1.3 Elect Richard V. Mgmt For For For
Reynolds
1.4 Elect David E. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2016 Mgmt For For For
Executive Management
Incentive
Plan
4 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brendan M. Mgmt For For For
Cummins
2 Elect Roger W. Hale Mgmt For For For
3 Elect Vada O. Manager Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect George A. Mgmt For For For
Schaefer,
Jr.
6 Elect Janice J. Teal Mgmt For For For
7 Elect Michael J. Ward Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken Hicks Mgmt For For For
6 Elect David Pyott Mgmt For For For
7 Elect Dean Scarborough Mgmt For For For
8 Elect Patrick Siewert Mgmt For For For
9 Elect Julia Stewart Mgmt For For For
10 Elect Martha Sullivan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/14/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Paul M. Anderson Mgmt For For For
6 Elect Alan L. Boeckmann Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Cynthia B. Mgmt For For For
Carroll
9 Elect Ian E.L. Davis Mgmt For For For
10 Elect Ann Dowling Mgmt For For For
11 Elect Brendan R. Nelson Mgmt For For For
12 Elect Paula Rosput Mgmt For For For
Reynolds
13 Elect John Sawers Mgmt For For For
14 Elect Andrew B. Mgmt For For For
Shilston
15 Elect Carl-Henric Mgmt For For For
Svanberg
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Buzzi Unicem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BZU CINS T2320M109 05/06/2016 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Losses
3 Dividends from Reserves Mgmt For For For
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick C.G. Mgmt For For For
MacLeod
2 Elect Sue H. Rataj Mgmt For For For
3 Elect Matthias L. Mgmt For For For
Wolfgruber
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approve 2016 Mgmt For For For
Short-Term Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn M. Hill Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Jay V. Ihlenfeld Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect Farah M. Walters Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Declassify the Board Mgmt For For For
of
Directors
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Mgmt For For For
Giardinelli,
Jr.
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Mgmt For For For
Skidmore
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to Articles Mgmt For For For
To Permit Removal of
Directors Without
Cause
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Jacqueline K. Mgmt For For For
Barton
3 Elect James A. Bell Mgmt For For For
4 Elect Richard K. Davis Mgmt For For For
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Mark Loughridge Mgmt For For For
8 Elect Raymond J. Mgmt For For For
Milchovich
9 Elect Robert S. Miller Mgmt For For For
10 Elect Paul Polman Mgmt For For For
11 Elect Dennis H. Reilley Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Elect Ruth G. Shaw Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. William Mgmt For For For
Barnett
2 Elect Richard Beckwitt Mgmt For For For
3 Elect Ed H. Bowman Mgmt For For For
4 Elect David W. Quinn Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Humberto P. Mgmt For For For
Alfonso
2 Elect Gary E. Anderson Mgmt For For For
3 Elect Brett D. Begemann Mgmt For For For
4 Elect Michael P. Mgmt For For For
Connors
5 Elect Mark J. Costa Mgmt For For For
6 Elect Stephen R. Mgmt For For For
Demeritt
7 Elect Robert M. Mgmt For For For
Hernandez
8 Elect Julie F. Holder Mgmt For For For
9 Elect Renee J. Mgmt For For For
Hornbaker
10 Elect Lewis M. Kling Mgmt For For For
11 Elect James J. O'Brien Mgmt For For For
12 Elect David W. Raisbeck Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Kilsby Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Klein
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Campbell Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Hagemann
1.3 Elect Harold R. Logan, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Headwaters Incorporated
Ticker Security ID: Meeting Date Meeting Status
HW CUSIP 42210P102 02/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Sam Mgmt For For For
Christensen
2 Elect Malyn K. Malquist Mgmt For For For
3 Elect Sylvia Summers Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan D. Mgmt For For For
Archibald
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Peter R. Huntsman Mgmt For For For
1.4 Elect Robert J. Mgmt For For For
Margetts
1.5 Elect Wayne A. Reaud Mgmt For For For
1.6 Elect Alvin V. Mgmt For For For
Shoemaker
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2016 Stock Incentive Mgmt For For For
Plan
5 Right to Call a Mgmt For Against Against
Special
Meeting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet C. Dorduncu Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend,
III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/15/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert D. Bolles Mgmt For For For
1.2 Elect Tonia L. Pankopf Mgmt For For For
1.3 Elect Robert Tobin Mgmt For For For
1.4 Elect Nicholas Tompkins Mgmt For For For
1.5 Elect Molly A. Hemmeter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Howard Nye Mgmt For For For
2 Elect Laree E. Perez Mgmt For For For
3 Elect Dennis L. Rediker Mgmt For For For
4 Elect Donald W. Slager Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
7 Amendment to Stock Mgmt For For For
Based Award
Plan
8 Approval of Executive Mgmt For For For
Cash Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Parfet Mgmt For For For
2 Elect Lisa A. Payne Mgmt For For For
3 Elect Reginald M. Mgmt For For For
Turner,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Kostelnik
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect Janice G. Rennie Mgmt For For For
1.10 Elect Margaret Walker Mgmt For For For
1.11 Elect Benita Warmbold Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Mgmt For For For
Performance Goals
Under the Annual
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Ferriola Mgmt For For For
1.2 Elect Gregory J. Hayes Mgmt For For For
1.3 Elect Victoria F. Mgmt For For For
Haynes
1.4 Elect Bernard L. Mgmt For For For
Kasriel
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect Raymond J. Mgmt For For For
Milchovich
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Bundled Amendments to Mgmt For For For
the Certificate of
Incorporation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bozich Mgmt For For For
1.2 Elect James H. Brandi Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect John D. Groendyke Mgmt For For For
1.5 Elect David L. Hauser Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert O. Lorenz Mgmt For For For
1.8 Elect Judy R. Mgmt For For For
McReynolds
1.9 Elect Sheila G. Talton Mgmt For For For
1.10 Elect Sean Trauschke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirements
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Robert Bunch Mgmt For For For
2 Elect Randall W. Mgmt For For For
Larrimore
3 Elect John M. B. Mgmt For For For
O'Connor
4 Elect William H. Mgmt For For For
Weideman
5 Elect John E. Fischer Mgmt For For For
6 Elect Carol A. Williams Mgmt For For For
7 Approval of 2016 Mgmt For For For
Long-Term Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Mgmt For For For
O'Malley
1.2 Elect Spencer Abraham Mgmt For For For
1.3 Elect Wayne A. Budd Mgmt For For For
1.4 Elect S. Eugene Edwards Mgmt For For For
1.5 Elect William E. Hantke Mgmt For For For
1.6 Elect Dennis M. Houston Mgmt For For For
1.7 Elect Edward F. Kosnik Mgmt For For For
1.8 Elect Robert J. Lavinia Mgmt For For For
1.9 Elect Eija Malmivirta Mgmt For For For
1.10 Elect Thomas J. Nimbley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
PGT, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander R. Mgmt For For For
Castaldi
1.2 Elect M. Joseph McHugh Mgmt For For For
1.3 Elect William J. Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Fearon Mgmt For For For
1.2 Elect Gregory J. Goff Mgmt For For For
1.3 Elect William R. Mgmt For For For
Jellison
1.4 Elect Sandra Beach Lin Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Lorraine
1.6 Elect Robert M. Mgmt For For For
Patterson
1.7 Elect William H. Powell Mgmt For For For
1.8 Elect Kerry J. Preete Mgmt For For For
1.9 Elect Farah M. Walters Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rockwool International A/S
Ticker Security ID: Meeting Date Meeting Status
ROCK'B CINS K8254S144 04/06/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
7 Directors' Fees Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Lars Frederiksen Mgmt For For For
11 Elect Bjorn Hoi Jensen Mgmt For For For
12 Elect Soren Kahler Mgmt For For For
13 Elect Thomas Kahler Mgmt For For For
14 Elect Andreas Ronken Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Remuneration Guidelines Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Ben Van Beurden Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Euleen GOH Yiu Mgmt For For For
Kiang
6 Elect Simon Henry Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Gerard Mgmt For Against Against
Kleisterlee
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Hans Wijers Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Shareholder Resolution ShrHoldr Against Against For
Regarding Company
Business
Strategy
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Mgmt For For For
Kempston
Darkes
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For For For
of
Incorporation
15 Ratification of Board Mgmt For For For
Size
16 Amendment to the Mgmt For For For
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
________________________________________________________________________________
Scotts Miracle-Gro Company
Ticker Security ID: Meeting Date Meeting Status
SMG CUSIP 810186106 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam Hanft Mgmt For Withhold Against
1.2 Elect Stephen L. Mgmt For Withhold Against
Johnson
1.3 Elect Katherine H. Mgmt For For For
Littlefield
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect David F. Hodnik Mgmt For For For
4 Elect Thomas G. Kadien Mgmt For For For
5 Elect Richard J. Kramer Mgmt For For For
6 Elect Susan J. Kropf Mgmt For For For
7 Elect John G. Morikis Mgmt For For For
8 Elect Christine A. Poon Mgmt For For For
9 Elect John M. Stropki, Mgmt For For For
Jr.
10 Elect Matthew Thornton Mgmt For For For
11 Elect Steven H. Wunning Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2006 Mgmt For For For
Stock Plan for
Nonemployee
Directors
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/06/2016 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gonzalo Restrepo Mgmt For For For
Lopez
5 Elect James A. Lawrence Mgmt For For For
6 Elect Liam O'Mahony Mgmt For For For
7 Elect Anthony Smurfit Mgmt For For For
8 Elect Frits Beurskens Mgmt For For For
9 Elect Christel Bories Mgmt For For For
10 Elect Thomas Brodin Mgmt For For For
11 Elect Irial Finan Mgmt For For For
12 Elect Gary McGann Mgmt For For For
13 Elect John Moloney Mgmt For For For
14 Elect Roberto Newell Mgmt For For For
15 Elect Rosemary Thorne Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Amendments to Mgmt For For For
Memorandum (Companies
Act
2014)
22 Amendments to Articles Mgmt For For For
(Companies Act
2014)
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willam M. Cook Mgmt For For For
2 Elect Gary E. Mgmt For For For
Hendrickson
3 Elect Mae C. Jemison Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA3 CUSIP 90400P101 04/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Election of Mgmt For For For
Supervisory Council;
Fees
5 Supervisory Council Mgmt For For For
Fees
6 Re-ratification of Mgmt For For For
Board Remuneration
for 2012, 2013 and
2014
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Opportunities Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHC CUSIP 00404A109 03/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHC CUSIP 00404A109 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Grieco Mgmt For For For
1.2 Elect Joey A. Jacobs Mgmt For For For
1.3 Elect Reeve B. Waud Mgmt For For For
2 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Grant H. Beard Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For For For
1.6 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Mgmt For For For
Jr.
3 Elect George G. Mgmt For For For
Goldfarb
4 Elect James S. Haines, Mgmt For For For
Jr.
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Mgmt For For For
Jimmerson
8 Elect Madeleine W. Mgmt For For For
Ludlow
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken Hicks Mgmt For For For
6 Elect David Pyott Mgmt For For For
7 Elect Dean Scarborough Mgmt For For For
8 Elect Patrick Siewert Mgmt For For For
9 Elect Julia Stewart Mgmt For For For
10 Elect Martha Sullivan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca W. Rimel Mgmt For For For
1.2 Elect Robert J. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Hyatt Brown Mgmt For For For
1.2 Elect Samuel P. Bell Mgmt For For For
III
1.3 Elect Hugh M. Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Mgmt For For For
Jr.
1.6 Elect Theodore J. Mgmt For For For
Hoepner
1.7 Elect James S. Hunt Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Timothy R.M. Main Mgmt For Withhold Against
1.10 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
1.11 Elect Wendell S. Reilly Mgmt For For For
1.12 Elect Chilton D. Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Re-approval of the Mgmt For For For
performance goals
under the 2010 Stock
Incentive
Plan
5 Amendment to the 2010 Mgmt For Against Against
Stock Incentive
Plan
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nolan D. Mgmt For For For
Archibald
2 Elect David C. Everitt Mgmt For For For
3 Elect Roger J. Wood Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosina B. Dixon Mgmt For For For
2 Elect Claes Glassell Mgmt For For For
3 Elect Louis J. Mgmt For For For
Grabowsky
4 Elect Kathryn R. Mgmt For For For
Harrigan
5 Elect Leon J. Hendrix, Mgmt For For For
Jr.
6 Elect Ilan Kaufthal Mgmt For For For
7 Elect Steven M. Klosk Mgmt For For For
8 Elect Peter G. Tombros Mgmt For For For
9 Elect Shlomo Yanai Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Robert C. Greving Mgmt For For For
4 Elect Mary R. Henderson Mgmt For For For
5 Elect Charles J. Mgmt For For For
Jacklin
6 Elect Daniel R. Maurer Mgmt For For For
7 Elect Neal C. Schneider Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Sievert
9 Elect Michael T. Tokarz Mgmt For For For
10 Amendment to NOL Mgmt For For For
Shareholder Rights
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Rita J. Heise Mgmt For For For
1.5 Elect Allen A. Kozinski Mgmt For For For
1.6 Elect John R. Myers Mgmt For For For
1.7 Elect John B. Nathman Mgmt For For For
1.8 Elect Robert J. Rivet Mgmt For For For
1.9 Elect Albert E. Smith Mgmt For For For
1.10 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/02/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Byron J. Anderson Mgmt For For For
1.2 Elect Reece A. Mgmt For For For
Kurtenbach
1.3 Elect John P. Friel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2015 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willem Mesdag Mgmt For For For
1.2 Elect Ashwini Gupta Mgmt For For For
1.3 Elect Wendy Hannam Mgmt For For For
1.4 Elect Michael P. Monaco Mgmt For For For
1.5 Elect Laura Newman Olle Mgmt For For For
1.6 Elect Francis E. Mgmt For For For
Quinlan
1.7 Elect Norman R. Mgmt For For For
Sorensen
1.8 Elect Richard J. Mgmt For For For
Srednicki
1.9 Elect Kenneth A. Mgmt For For For
Vecchione
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FEI Company
Ticker Security ID: Meeting Date Meeting Status
FEIC CUSIP 30241L109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Arie Huijser Mgmt For For For
1.3 Elect Don R. Kania Mgmt For For For
1.4 Elect Thomas F. Kelly Mgmt For For For
1.5 Elect Jan C. Lobbezoo Mgmt For For For
1.6 Elect Jami K. Mgmt For For For
Nachtsheim
1.7 Elect James T. Mgmt For For For
Richardson
1.8 Elect Richard H. Wills Mgmt For For For
2 Amendment to the 1995 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Barone Mgmt For For For
1.2 Elect Julie A. Caponi Mgmt For For For
1.3 Elect Ray T. Charley Mgmt For For For
1.4 Elect Gary R. Claus Mgmt For For For
1.5 Elect David S. Dahlmann Mgmt For For For
1.6 Elect Johnston A. Glass Mgmt For For For
1.7 Elect Jon L. Gorney Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Luke A. Latimer Mgmt For For For
1.10 Elect T. Michael Price Mgmt For For For
1.11 Elect Laurie Stern Mgmt For For For
Singer
1.12 Elect Robert J. Ventura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel A. Mgmt For For For
Domenech
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Ronald J. Helow Mgmt For For For
4 Elect Beverley J. Mgmt For For For
McClure
5 Elect H. Wade Reece Mgmt For For For
6 Elect Gabriel L. Mgmt For For For
Shaheen
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan D. Mgmt For For For
Archibald
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Peter R. Huntsman Mgmt For For For
1.4 Elect Robert J. Mgmt For For For
Margetts
1.5 Elect Wayne A. Reaud Mgmt For For For
1.6 Elect Alvin V. Mgmt For For For
Shoemaker
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2016 Stock Incentive Mgmt For For For
Plan
5 Right to Call a Mgmt For Against Against
Special
Meeting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Eric Meurice Mgmt For For For
1.8 Elect John R. Peeler Mgmt For For For
1.9 Elect Thomas J. Seifert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
j2 Global Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 48123V102 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Robert J. Cresci Mgmt For Against Against
3 Elect W. Brian Kretzmer Mgmt For For For
4 Elect Jonathan F. Mgmt For For For
Miller
5 Elect Richard S. Mgmt For For For
Ressler
6 Elect Stephen Ross Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Mgmt For For For
Diermeier
2 Elect Eugene Flood, Jr. Mgmt For For For
3 Elect J. Richard Mgmt For For For
Fredericks
4 Elect Deborah R. Gatzek Mgmt For For For
5 Elect Lawrence E. Mgmt For For For
Kochard
6 Elect Arnold A. Mgmt For For For
Pinkston
7 Elect Glenn S. Schafer Mgmt For For For
8 Elect Richard M. Weil Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Elect Tatsusaburo Mgmt For For For
Yamamoto
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/15/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert D. Bolles Mgmt For For For
1.2 Elect Tonia L. Pankopf Mgmt For For For
1.3 Elect Robert Tobin Mgmt For For For
1.4 Elect Nicholas Tompkins Mgmt For For For
1.5 Elect Molly A. Hemmeter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lannett Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCI CUSIP 516012101 01/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Farber Mgmt For For For
1.2 Elect Arthur P. Mgmt For For For
Bedrosian
1.3 Elect James M. Maher Mgmt For For For
1.4 Elect David Drabik Mgmt For For For
1.5 Elect Paul Taveira Mgmt For For For
1.6 Elect Albert Paonessa Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Exclusive Forum Mgmt For Against Against
Provision
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 05/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Aryeh Mgmt For Withhold Against
1.2 Elect Todd C. Davis Mgmt For For For
1.3 Elect John L. Higgins Mgmt For For For
1.4 Elect John W. Kozarich Mgmt For For For
1.5 Elect John L. LaMattina Mgmt For For For
1.6 Elect Sunil Patel Mgmt For For For
1.7 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Peterson Mgmt For For For
2 Elect Dennis R. Leibel Mgmt For For For
3 Elect Thomas R. Mgmt For For For
Anderson
4 Elect William E. Mgmt For For For
Bendush
5 Elect Paul F. Folino Mgmt For For For
6 Elect William L. Healey Mgmt For For For
7 Elect Matthew E. Mgmt For For For
Massengill
8 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE
COMPENSATION
9 Amendment to the 2008 Mgmt For For For
Performance Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Mgmt For For For
Bernstock
1.2 Elect Paul Guyardo Mgmt For For For
1.3 Elect Michael J. Hagan Mgmt For For For
1.4 Elect Jay Herratti Mgmt For For For
1.5 Elect Michael D. Mangan Mgmt For For For
1.6 Elect Brian P. Tierney Mgmt For For For
1.7 Elect Andrea M. Weiss Mgmt For For For
1.8 Elect Dawn M. Zier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Otter Tail Corporation
Ticker Security ID: Meeting Date Meeting Status
OTTR CUSIP 689648103 04/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven L. Fritze Mgmt For For For
1.2 Elect Kathryn O. Mgmt For For For
Johnson
1.3 Elect Timothy J. Mgmt For For For
O'Keefe
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanex Building Products Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 03/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Griffiths
2 Elect LeRoy D. Nosbaum Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Amendment to Mgmt For For For
Supermajority
Requirements
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect William E. Mgmt For For For
Mitchell
1.6 Elect Ganesh Moorthy Mgmt For For For
1.7 Elect Helene Simonet Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sucampo Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCMP CUSIP 864909106 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen E. Mgmt For For For
O'Connell
2 Approval of the 2016 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/08/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Alan Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 12/11/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect Joel S. Becker Mgmt For For For
3 Elect John J. Crawford Mgmt For For For
4 Elect Elizabeth E. Mgmt For For For
Flynn
5 Elect C. Michael Jacobi Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Charles W. Mgmt For For For
Shivery
10 Elect James C. Smith Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 1992 Stock Option Plan Mgmt For For For
14 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Risk-Managed Balanced Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Approval of Mgmt For For For
Performance Goals
Under the Performance
Incentive
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Take-Back
Programs for Unused
Medicines
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect Charles H. Mgmt For For For
Giancarlo
4 Elect William L. Kimsey Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Elect Blythe J. Mgmt For For For
McGarvie
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Paula A. Price Mgmt For For For
10 Elect Arun Sarin Mgmt For For For
11 Elect Wulf von Mgmt For Against Against
Schimmelmann
12 Elect Frank K. Tang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
15 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
16 Ratification of KPMG Mgmt For For For
17 Article Amendment for Mgmt For For For
Proxy
Access
18 Amendment to Articles Mgmt For For For
of
Association
19 Amendments to Mgmt For For For
Memorandum of
Association
20 Plurality Voting in a Mgmt For For For
Contested
Election
21 Set Board Size Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bergstrom Mgmt For For For
1.2 Elect John C. Mgmt For For For
Brouillard
1.3 Elect Brad W. Buss Mgmt For For For
1.4 Elect Fiona P. Dias Mgmt For For For
1.5 Elect John F. Ferraro Mgmt For For For
1.6 Elect Thomas R. Greco Mgmt For For For
1.7 Elect Adriana Mgmt For For For
Karaboutis
1.8 Elect Eugene I. Lee Jnr Mgmt For For For
1.9 Elect William S. Mgmt For For For
Oglesby
1.10 Elect Robert E. Slone Mgmt For For For
1.11 Elect Jeffrey C. Smith Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Eliminate One Year Mgmt For For For
Holding Period
Requirement for
Shareholders to Call
a Special
Meeting
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Advent-Claymore Enhanced Growth & Income Fund
Ticker Security ID: Meeting Date Meeting Status
LCM CUSIP 00765E104 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy V. Maitland Mgmt For For For
2 Elect Ronald A. Nyberg Mgmt For For For
________________________________________________________________________________
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Charles L. Mgmt For For For
Harrington
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect Holly K. Koeppel Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect James H. Miller Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Charles O. Mgmt For For For
Rossotti
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Jeffrey E. Garten Mgmt For For For
8 Elect Ellen M. Hancock Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harrington
10 Elect Edward J. Ludwig Mgmt For For For
11 Elect Joseph P. Mgmt For For For
Newhouse
12 Elect Olympia J. Snowe Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Indirect Political
Spending
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nesli Basgoz Mgmt For For For
1.2 Elect Paul M. Bisaro Mgmt For For For
1.3 Elect James H. Bloem Mgmt For For For
1.4 Elect Christopher W. Mgmt For For For
Bodine
1.5 Elect Christopher J. Mgmt For For For
Coughlin
1.6 Elect Michael R. Mgmt For For For
Gallagher
1.7 Elect Catherine M. Mgmt For For For
Klema
1.8 Elect Peter J. Mgmt For For For
McDonnell
1.9 Elect Patrick J. Mgmt For For For
O'Sullivan
1.10 Elect Brenton L. Mgmt For For For
Saunders
1.11 Elect Ronald R. Taylor Mgmt For For For
1.12 Elect Fred G. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
4 Amendment to the Mgmt For For For
Memorandum of
Association to Make
Certain
Administrative
Amendments
5 Amendment to the Mgmt For For For
Articles of
Association to make
Certain
Administrative
Amendments
6 Provide for a Mgmt For For For
Plurality Voting
Standard in the Event
of a Contested
Election
7 Sole Authority of Mgmt For For For
Board to Determine
Board
Size
8 Reduction of Company Mgmt For For For
Capital
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Mgmt For For For
Jr.
3 Elect George G. Mgmt For For For
Goldfarb
4 Elect James S. Haines, Mgmt For For For
Jr.
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Mgmt For For For
Jimmerson
8 Elect Madeleine W. Mgmt For For For
Ludlow
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 06/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce K. Anderson Mgmt For For For
2 Elect Roger H. Ballou Mgmt For For For
3 Elect D. Keith Cobb Mgmt For For For
4 Elect E. Linn Draper, Mgmt For For For
Jr.
5 Elect Edward J. Mgmt For For For
Heffernan
6 Elect Kenneth R. Jensen Mgmt For For For
7 Elect Robert A. Mgmt For For For
Minicucci
8 Elect Laurie A. Tucker Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance New York Municipal Income Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYN CUSIP 018714105 08/03/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
AllianceBernstein Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/01/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Ally Financial Inc
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Robert T. Blakely Mgmt For For For
3 Elect Maureen A. Mgmt For For For
Breakiron-Evans
4 Elect Mayree C. Clark Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Feinberg
6 Elect Kim S. Mgmt For For For
Fennebresque
7 Elect Marjorie Magner Mgmt For For For
8 Elect John Stack Mgmt For For For
9 Elect Michael F. Steib Mgmt For For For
10 Elect Kenneth J. Bacon Mgmt For For For
11 Elect Jeffrey J. Brown Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Peter Chernin Mgmt For For For
5 Elect Ralph de la Vega Mgmt For For For
6 Elect Anne L. Mgmt For For For
Lauvergeon
7 Elect Micheal O. Mgmt For For For
Leavitt
8 Elect Theodore J. Mgmt For For For
Leonsis
9 Elect Richard C. Levin Mgmt For For For
10 Elect Samuel J. Mgmt For For For
Palmisano
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Elect Ronald A. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Approval of the 2016 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Privacy and
Data
Security
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Peter R. Fisher Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Peter D. Hancock Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect George L. Miles, Mgmt For Against Against
Jr.
9 Elect Henry S. Miller Mgmt For For For
10 Elect Robert S. Miller Mgmt For For For
11 Elect Linda A. Mills Mgmt For For For
12 Elect Suzanne Nora Mgmt For For For
Johnson
13 Elect John A. Paulson Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Rittenmeyer
15 Elect Douglas M. Mgmt For For For
Steenland
16 Elect Theresa M. Stone Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of Amended Mgmt For For For
and Restated 2014
Employee Stock
Plan
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willem P. Mgmt For Against Against
Roelandts
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For Against Against
Iannotti
7 Elect Susan M. James Mgmt For For For
8 Elect Alexander A. Mgmt For For For
Karsner
9 Elect Adrianna Ma Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brendan M. Mgmt For For For
Cummins
2 Elect Roger W. Hale Mgmt For For For
3 Elect Vada O. Manager Mgmt For For For
4 Elect Mark C. Rohr Mgmt For For For
5 Elect George A. Mgmt For For For
Schaefer,
Jr.
6 Elect Janice J. Teal Mgmt For For For
7 Elect Michael J. Ward Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Best Mgmt For For For
2 Elect Kim R. Cocklin Mgmt For For For
3 Elect Richard W. Mgmt For For For
Douglas
4 Elect Ruben E. Esquivel Mgmt For For For
5 Elect Richard K. Gordon Mgmt For For For
6 Elect Robert C. Grable Mgmt For For For
7 Elect Michael E. Mgmt For For For
Haefner
8 Elect Thomas C. Mgmt For For For
Meredith
9 Elect Nancy K. Quinn Mgmt For For For
10 Elect Richard A. Mgmt For For For
Sampson
11 Elect Stephen R. Mgmt For For For
Springer
12 Elect Richard Ware II Mgmt For For For
13 Amendment to the Long Mgmt For Against Against
Term Incentive
Plan
14 Amendment to the Mgmt For For For
Annual Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 11/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Nowell Mgmt For For For
III
12 Elect Thomas D. Woods Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505617 09/22/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Bylaw Mgmt For Against Against
Permitting Board to
Appoint a
Non-Independent
Chairman
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Ronald A. Mgmt For For For
Brenneman
1.3 Elect Sophie Brochu Mgmt For For For
1.4 Elect Robert E. Brown Mgmt For For For
1.5 Elect George A. Cope Mgmt For For For
1.6 Elect David F. Denison Mgmt For For For
1.7 Elect Robert P. Dexter Mgmt For For For
1.8 Elect Ian Greenberg Mgmt For For For
1.9 Elect Kathrine Lee Mgmt For For For
1.10 Elect Monique F. Leroux Mgmt For For For
1.11 Elect Gordon M. Nixon Mgmt For For For
1.12 Elect Calin Rovinescu Mgmt For For For
1.13 Elect Robert C. Mgmt For For For
Simmonds
1.14 Elect Paul R. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Senior
Management Gender
Equality
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reconstituting the
Compensation
Committee
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 04/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
Of Climate Change
Risks
________________________________________________________________________________
BlackRock Enhanced Government Fund Inc
Ticker Security ID: Meeting Date Meeting Status
EGF CUSIP 09255K108 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Frank J. Fabozzi Mgmt For For For
1.4 Elect Kathleen F. Mgmt For For For
Feldstein
1.5 Elect James T. Flynn Mgmt For For For
1.6 Elect Jerrold B. Harris Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect W. Carl Kester Mgmt For For For
1.9 Elect Babara G. Novick Mgmt For For For
1.10 Elect John M. Perlowski Mgmt For For For
1.11 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Jonathan E. Mgmt For For For
Baliff
1.3 Elect Stephen J. Cannon Mgmt For For For
1.4 Elect Michael A. Flick Mgmt For For For
1.5 Elect Lori A. Gobillot Mgmt For For For
1.6 Elect Ian A. Godden Mgmt For For For
1.7 Elect David C. Gompert Mgmt For For For
1.8 Elect Stephen King Mgmt For For For
1.9 Elect Thomas C. Knudson Mgmt For For For
1.10 Elect Mathew Masters Mgmt For For For
1.11 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Broadcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Elect Lucien Y.K. Wong Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nolan D. Mgmt For For For
Archibald
2 Elect David C. Everitt Mgmt For For For
3 Elect Roger J. Wood Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia A. Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For Against Against
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CBRE Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Curtis F. Feeny Mgmt For For For
3 Elect Bradford M. Mgmt For For For
Freeman
4 Elect Christopher T. Mgmt For For For
Jenny
5 Elect Gerardo I. Lopez Mgmt For For For
6 Elect Frederic V. Malek Mgmt For For For
7 Elect Paula R. Reynolds Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D'Andrea Mgmt For For For
Tyson
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment of Right to Mgmt For Against Against
Call a Special
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Jacqualyn A. Mgmt For For For
Fouse
1.8 Elect Michael A. Mgmt For For For
Friedman
1.9 Elect Julia A. Haller Mgmt For For For
1.10 Elect Gilla Kaplan Mgmt For For For
1.11 Elect James J. Loughlin Mgmt For For For
1.12 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams Mgmt For For For
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Isaiah Harris, Mgmt For For For
Jr.
3 Elect Jane E. Henney Mgmt For For For
4 Elect Donna F. Zarcone Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect Richard M. Gabrys Mgmt For For For
6 Elect William D. Harvey Mgmt For For For
7 Elect Philip R. Mgmt For For For
Lochner,
Jr.
8 Elect Patricia K. Poppe Mgmt For For For
9 Elect John G. Russell Mgmt For For For
10 Elect Myrna M. Soto Mgmt For For For
11 Elect John G. Sznewajs Mgmt For For For
12 Elect Laura H. Wright Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Joseph J. Collins Mgmt For Withhold Against
1.6 Elect Gerald L. Hassell Mgmt For Withhold Against
1.7 Elect Jeffrey A. Mgmt For For For
Honickman
1.8 Elect Eduardo G. Mestre Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amend 2002 Restricted Mgmt For For For
Stock
Plan
4 Amend 2003 Stock Mgmt For For For
Option
Plan
5 Amend 2002 Employee Mgmt For For For
Stock Purchase
Plan
6 Amend 2011 Employee Mgmt For For For
Stock Purchase
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Compensation in the
Event of a Change in
Control
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 12/10/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Class A Mgmt For For For
Special Common Stock
Into Class A Common
Stock
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Mgmt For For For
Giardinelli,
Jr.
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Mgmt For For For
Skidmore
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to Articles Mgmt For For For
To Permit Removal of
Directors Without
Cause
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Richard J. Swift Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect Tony L. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporating Values
in Political
Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
________________________________________________________________________________
Delaware Investments Dividend and Income Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
DDF CUSIP 245915103 08/19/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Bennett Mgmt For For For
1.2 Elect Ann Borowiec Mgmt For For For
1.3 Elect Joseph W. Chow Mgmt For For For
1.4 Elect John A. Fry Mgmt For For For
1.5 Elect Frances A. Mgmt For For For
Sevilla-Sacasa
1.6 Elect Thomas K. Mgmt For For For
Whitford
1.7 Elect Lucinda S. Mgmt For For For
Landreth
1.8 Elect Janet L. Yeomans Mgmt For For For
________________________________________________________________________________
Delphi Automotive PLC
Ticker Security ID: Meeting Date Meeting Status
DLPH CUSIP G27823106 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph S. Cantie Mgmt For For For
2 Elect Kevin P. Clark Mgmt For For For
3 Elect Gary L. Cowger Mgmt For For For
4 Elect Nicholas M. Mgmt For For For
Donofrio
5 Elect Mark P. Frissora Mgmt For For For
6 Elect Rajiv L. Gupta Mgmt For For For
7 Elect J. Randall Mgmt For For For
MacDonald
8 Elect Sean O. Mahoney Mgmt For For For
9 Elect Timothy M. Mgmt For For For
Manganello
10 Elect Bethany J. Mayer Mgmt For For For
11 Elect Thomas W. Sidlik Mgmt For For For
12 Elect Bernd Wiedemann Mgmt For For For
13 Elect Lawrence A. Mgmt For For For
Zimmerman
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Edward H. Bastian Mgmt For For For
3 Elect Francis S. Blake Mgmt For For For
4 Elect Daniel A. Carp Mgmt For For For
5 Elect David G. DeWalt Mgmt For For For
6 Elect Thomas E. Donilon Mgmt For For For
7 Elect William H. Mgmt For For For
Easter
III
8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Mgmt For For For
Franklin
10 Elect George N. Mattson Mgmt For For For
11 Elect Douglas R Ralph Mgmt For For For
12 Elect Sergio A. L. Rial Mgmt For For For
13 Elect Kathy N. Waller Mgmt For For For
14 Elect Kenneth B. Mgmt For For For
Woodrow
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2007 Mgmt For For For
Performance
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
LBF CUSIP 25158V108 09/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Mgmt For For For
Ballantine
1.2 Elect Henry P. Becton, Mgmt For For For
Jr.
1.3 Elect Dawn-Marie Mgmt For For For
Driscoll
1.4 Elect Paul K. Freeman Mgmt For For For
2 For Deutsche Global Mgmt For For For
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For Against Against
Weinbach
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DST Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CUSIP 233326107 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph C. Mgmt For For For
Antonellis
1.2 Elect Stephen C. Hooley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. William Mgmt For For For
Barnett
2 Elect Richard Beckwitt Mgmt For For For
3 Elect Ed H. Bowman Mgmt For For For
4 Elect David W. Quinn Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of 2013 Mgmt For For For
Grants to
Non-Employee
Directors
5 Ratification of 2014 Mgmt For For For
and 2015 Grants to
Non-Employee
Directors
6 Annual Compensation Mgmt For For For
Program for
Non-Employee
Directors
7 Approve Establishment Mgmt For Against Against
of Class C Stock and
Associated
Rights
8 Increase the Number of Mgmt For Against Against
Class A Stock from
5,000,000,000 to
20,000,000,000
9 Provide Equal Mgmt For For For
Treatment of Stock
Classes in
Transactions and
Dividends
10 Provide for Conversion Mgmt For For For
Events of Class B
Stock
11 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
13 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of International
Public Policy
Committee
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Federated Enhanced Treasury Income Fund
Ticker Security ID: Meeting Date Meeting Status
FTT CUSIP 314162108 10/12/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Christopher Mgmt For For For
Donahue
1.2 Elect Peter E. Madden Mgmt For For For
1.3 Elect Charles F. Mgmt For For For
Mansfield,
Jr.
2 Conversion of Fund to Mgmt For For For
Open-End Investment
Company
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/28/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect John A. Edwardson Mgmt For For For
3 Elect Marvin Ellison Mgmt For Against Against
4 Elect Kimberly A. Jabal Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect Gary W. Loveman Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua C. Ramo Mgmt For For For
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Tax
Payments on
Restricted Stock
Awards
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Report of
Values in Political
Spending
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Greg D. Mgmt For For For
Carmichael
7 Elect Gary R. Heminger Mgmt For For For
8 Elect Jewell D. Hoover Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Hendrick G. Mgmt For For For
Meijer
11 Elect Marsha C. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Trust Dividend and Income Fund
Ticker Security ID: Meeting Date Meeting Status
FAV CUSIP 33731L100 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Bowen Mgmt For For For
1.2 Elect Niel B. Nielson Mgmt For For For
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker Security ID: Meeting Date Meeting Status
FMY CUSIP 33734E103 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Bowen Mgmt For For For
1.2 Elect Niel B. Nielson Mgmt For For For
________________________________________________________________________________
Firsthand Technology Value Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVVC CUSIP 33766Y100 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark FitzGerald Mgmt For For For
1.2 Elect Nicholas Petredis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDI CUSIP 347200107 04/18/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDI CUSIP 347200107 12/04/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adela Cepeda Mgmt For For For
1.2 Elect John J. Murphy Mgmt For For For
1.3 Elect Frank K. Reilly Mgmt For For For
1.4 Elect Abbie J. Smith Mgmt For For For
1.5 Elect J. Mikesell Mgmt For For For
Thomas
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan S. Kilsby Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Klein
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Nicholas D. Mgmt For For For
Chabraja
3 Elect James S. Crown Mgmt For For For
4 Elect Rudy F. deLeon Mgmt For For For
5 Elect William P. Fricks Mgmt For For For
6 Elect John M. Keane Mgmt For For For
7 Elect Lester L. Lyles Mgmt For For For
8 Elect Mark M. Malcolm Mgmt For For For
9 Elect James N. Mattis Mgmt For For For
10 Elect Phebe N. Mgmt For For For
Novakovic
11 Elect William A. Osborn Mgmt For For For
12 Elect Laura J. Mgmt For For For
Schumacher
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Executive Annual Mgmt For Against Against
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Gentherm Inc.
Ticker Security ID: Meeting Date Meeting Status
THRM CUSIP 37253A103 05/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lewis Booth Mgmt For For For
1.2 Elect Francois Castaing Mgmt For For For
1.3 Elect Daniel Coker Mgmt For For For
1.4 Elect Sophie Desormiere Mgmt For For For
1.5 Elect Maurice Gunderson Mgmt For For For
1.6 Elect Yvonne Hao Mgmt For For For
1.7 Elect Ronald Hundzinski Mgmt For For For
1.8 Elect Oscar B. Marx III Mgmt For For For
1.9 Elect Byron Shaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Amended Mgmt For For For
and Restated Bylaws
to Change the Size of
the
Board
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kevin E. Lofton Mgmt For For For
3 Elect John W. Madigan Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Code Mgmt For For For
Section 162(m) Bonus
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
GHI CUSIP 37933G108 02/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
2.1 Elect Richard R. Burt Mgmt For For For
2.2 Elect Meyer Feldberg Mgmt For For For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Campbell Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Hagemann
1.3 Elect Harold R. Logan, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bobby J. Griffin Mgmt For For For
2 Elect James C. Johnson Mgmt For For For
3 Elect Jessica T. Mgmt For For For
Mathews
4 Elect Franck J. Moison Mgmt For For For
5 Elect Robert F. Moran Mgmt For For For
6 Elect Ronald L. Nelson Mgmt For For For
7 Elect Richard A. Noll Mgmt For For For
8 Elect Andrew J. Mgmt For For For
Schindler
9 Elect David V. Singer Mgmt For For For
10 Elect Ann E. Ziegler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HCA Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist Mgmt For For For
III
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Mgmt For For For
Meyers
10 Elect Michael W. Mgmt For For For
Michelson
11 Elect Wayne J. Riley Mgmt For For For
12 Elect John W. Rowe Mgmt For For For
13 Re-Approval of 2006 Mgmt For For For
Stock Incentive Plan
for Key Employees for
the Purposes of
Section
162(m)
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William S. Ayer Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Clive Hollick Mgmt For For For
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Mgmt For For For
Sheares
12 Elect Robin L. Mgmt For For For
Washington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2016 Stock Incentive Mgmt For For For
Plan
16 Approval of 2016 Stock Mgmt For For For
Plan for Non-Employee
Directors
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet C. Dorduncu Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Joan E. Spero Mgmt For For For
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend,
III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Canion Mgmt For For For
2 Elect Martin L. Mgmt For For For
Flanagan
3 Elect C. Robert Mgmt For For For
Henrikson
4 Elect Ben F. Johnson Mgmt For For For
III
5 Elect Edward P. Mgmt For For For
Lawrence
6 Elect Sir Nigel Mgmt For For For
Sheinwald
7 Elect Phoebe A. Wood Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 2016 Global Equity Mgmt For For For
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Eric Meurice Mgmt For For For
1.8 Elect John R. Peeler Mgmt For For For
1.9 Elect Thomas J. Seifert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Mgmt For For For
Diermeier
2 Elect Eugene Flood, Jr. Mgmt For For For
3 Elect J. Richard Mgmt For For For
Fredericks
4 Elect Deborah R. Gatzek Mgmt For For For
5 Elect Lawrence E. Mgmt For For For
Kochard
6 Elect Arnold A. Mgmt For For For
Pinkston
7 Elect Glenn S. Schafer Mgmt For For For
8 Elect Richard M. Weil Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Elect Tatsusaburo Mgmt For For For
Yamamoto
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
________________________________________________________________________________
Jarden Corporation
Ticker Security ID: Meeting Date Meeting Status
JAH CUSIP 471109108 04/15/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Colin Dyer Mgmt For For For
4 Elect DeAnne S. Julius Mgmt For For For
5 Elect Ming Lu Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Sheila A. Penrose Mgmt For For For
8 Elect Ann Marie Petach Mgmt For For For
9 Elect Shailesh Rao Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Laban P. Mgmt For For For
Jackson,
Jr.
9 Elect Michael A. Neal Mgmt For For For
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Social
Factors
________________________________________________________________________________
Kemper Corp.
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George N. Cochran Mgmt For For For
2 Elect Kathleen M. Mgmt For For For
Cronin
3 Elect Douglas G. Geoga Mgmt For For For
4 Elect Robert J. Joyce Mgmt For For For
5 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
6 Elect Christopher B. Mgmt For For For
Sarofim
7 Elect David P. Storch Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Approval of the Mgmt For For For
performance goals
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Cunningham
2 Elect George W. Mgmt For For For
Henderson,
III
3 Elect Eric G. Johnson Mgmt For For For
4 Elect M. Leanne Lachman Mgmt For For For
5 Elect William P. Payne Mgmt For For For
6 Elect Patrick S. Mgmt For For For
Pittard
7 Elect Isaiah Tidwell Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For For For
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Approval of the 2016 Mgmt For For For
Annual Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect J. Trevor Eyton Mgmt For For For
1.4 Elect Barbara Judge Mgmt For For For
1.5 Elect Kurt J. Lauk Mgmt For For For
1.6 Elect Cynthia A. Mgmt For For For
Niekamp
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendments to Articles Mgmt For For For
to Remove Corporate
Constitution
5 Adoption of New Bylaws Mgmt For For For
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
HYF CUSIP 561911108 04/21/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect Charles E. Bunch Mgmt For Withhold Against
1.3 Elect Frank M Semple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety and
Environmental
Incidents
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Howard Nye Mgmt For For For
2 Elect Laree E. Perez Mgmt For For For
3 Elect Dennis L. Rediker Mgmt For For For
4 Elect Donald W. Slager Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
7 Amendment to Stock Mgmt For For For
Based Award
Plan
8 Approval of Executive Mgmt For For For
Cash Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Parfet Mgmt For For For
2 Elect Lisa A. Payne Mgmt For For For
3 Elect Reginald M. Mgmt For For For
Turner,
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect Alton F. Irby III Mgmt For For For
6 Elect M. Christine Mgmt For For For
Jacobs
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Marie L. Knowles Mgmt For For For
9 Elect David M. Lawrence Mgmt For For For
10 Elect Edward A. Mueller Mgmt For For For
11 Elect Susan R. Salka Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Reapproval of the Mgmt For For For
Management Cash
Incentive
Plan
15 Adoption of Proxy Mgmt For For For
Access
Bylaw
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect David L. Chicoine Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Hugh Grant Mgmt For For For
5 Elect Arthur H. Harper Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos M. Lutz Mgmt For For For
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect William U. Parfet Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For For For
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Mgmt For For For
Performance Goals
Under the Annual
Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTS CUSIP 614115103 07/21/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Mgmt For For For
Bradshaw
1.2 Elect Victor L. Hymes Mgmt For For For
1.3 Elect Richard H. Mgmt For For For
Stanton
1.4 Elect Wendell G. Van Mgmt For For For
Auken
1.5 Elect Nancy E. Wallace Mgmt For For For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTS CUSIP 614115103 11/16/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bozich Mgmt For For For
1.2 Elect James H. Brandi Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect John D. Groendyke Mgmt For For For
1.5 Elect David L. Hauser Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert O. Lorenz Mgmt For For For
1.8 Elect Judy R. Mgmt For For For
McReynolds
1.9 Elect Sheila G. Talton Mgmt For For For
1.10 Elect Sean Trauschke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirements
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Old Dominion Freight Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODFL CUSIP 679580100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Earl E. Congdon Mgmt For For For
1.2 Elect David S. Congdon Mgmt For For For
1.3 Elect John R. Congdon, Mgmt For For For
Jr.
1.4 Elect Robert G. Culp, Mgmt For For For
III
1.5 Elect Bradley R. Mgmt For For For
Gabosch
1.6 Elect Patrick D. Hanley Mgmt For For For
1.7 Elect John D. Kasarda Mgmt For For For
1.8 Elect Leo H. Suggs Mgmt For For For
1.9 Elect D. Michael Wray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2016 Stock Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orbital ATK Inc
Ticker Security ID: Meeting Date Meeting Status
OA CUSIP 68557N103 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Chilton Mgmt For Against Against
2 Elect Roxanne Decyk Mgmt For For For
3 Elect Martin C. Faga Mgmt For Against Against
4 Elect Lennard A. Fisk Mgmt For For For
5 Elect Ronald R. Mgmt For For For
Fogleman
6 Elect Robert M. Hanisee Mgmt For Against Against
7 Elect Ronald Kadish Mgmt For Against Against
8 Elect Tig H. Krekel Mgmt For For For
9 Elect Douglas L. Maine Mgmt For Against Against
10 Elect Roman Martinez IV Mgmt For Against Against
11 Elect Janice I. Mgmt For For For
Obuchowski
12 Elect James G. Roche Mgmt For For For
13 Elect Harrison H. Mgmt For For For
Schmitt
14 Elect David W. Thompson Mgmt For For For
15 Elect Scott L. Webster Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Executive Officer Mgmt For For For
Incentive
Plan
18 2016 Employee Stock Mgmt For For For
Purchase
Plan
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Mgmt For For For
O'Malley
1.2 Elect Spencer Abraham Mgmt For For For
1.3 Elect Wayne A. Budd Mgmt For For For
1.4 Elect S. Eugene Edwards Mgmt For For For
1.5 Elect William E. Hantke Mgmt For For For
1.6 Elect Dennis M. Houston Mgmt For For For
1.7 Elect Edward F. Kosnik Mgmt For For For
1.8 Elect Robert J. Lavinia Mgmt For For For
1.9 Elect Eija Malmivirta Mgmt For For For
1.10 Elect Thomas J. Nimbley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/17/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter B. Delaney Mgmt For For For
2 Elect Mark Donegan Mgmt For For For
3 Elect Don R. Graber Mgmt For For For
4 Elect Lester L. Lyles Mgmt For For For
5 Elect Vernon E. Oechsle Mgmt For For For
6 Elect James F. Palmer Mgmt For For For
7 Elect Rick Schmidt Mgmt For For For
8 Elect Richard L. Mgmt For For For
Wambold
9 Elect Timothy A. Wicks Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Proxy
Access
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Tamara L. Mgmt For For For
Lundgren
3 Elect Abbie J. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2012 Mgmt For For For
Equity and Incentive
Compensation
Plan
7 Amendment to the Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect V. Maureen Mgmt For For For
Kempston
Darkes
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Michael E. Marks Mgmt For Against Against
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Leo Rafael Reif Mgmt For For For
9 Elect Tore I. Sandvold Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financials Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For For For
of
Incorporation
15 Ratification of Board Mgmt For For For
Size
16 Amendment to the Mgmt For For For
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For Against Against
3 Elect Pablo A. Ferrero Mgmt For Against Against
4 Elect William D. Jones Mgmt For For For
5 Elect William G. Ouchi Mgmt For For For
6 Elect Debra L. Reed Mgmt For For For
7 Elect William C. Mgmt For For For
Rusnack
8 Elect William P. Mgmt For Against Against
Rutledge
9 Elect Lynn Schenk Mgmt For Against Against
10 Elect Jack T. Taylor Mgmt For Against Against
11 Elect James C. Yardley Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect David F. Hodnik Mgmt For For For
4 Elect Thomas G. Kadien Mgmt For For For
5 Elect Richard J. Kramer Mgmt For For For
6 Elect Susan J. Kropf Mgmt For For For
7 Elect John G. Morikis Mgmt For For For
8 Elect Christine A. Poon Mgmt For For For
9 Elect John M. Stropki, Mgmt For For For
Jr.
10 Elect Matthew Thornton Mgmt For For For
11 Elect Steven H. Wunning Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2006 Mgmt For For For
Stock Plan for
Nonemployee
Directors
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Tamberlane Mgmt For For For
1.2 Elect Judith Huntington Mgmt For For For
1.3 Elect Derrick D. Cephas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Signet Jewelers Limited
Ticker Security ID: Meeting Date Meeting Status
SIG CUSIP G81276100 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Todd Stitzer Mgmt For For For
2 Elect Virginia Drosos Mgmt For For For
3 Elect Dale W. Hilpert Mgmt For For For
4 Elect Mark Light Mgmt For For For
5 Elect Helen McCluskey Mgmt For For For
6 Elect Marianne Miller Mgmt For For For
Parrs
7 Elect Thomas G. Mgmt For For For
Plaskett
8 Elect Robert Stack Mgmt For For For
9 Elect Eugenia Ulasewicz Mgmt For For For
10 Elect Russell Walls Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skechers U.S.A., Inc.
Ticker Security ID: Meeting Date Meeting Status
SKX CUSIP 830566105 05/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Greenberg Mgmt For For For
1.2 Elect David Weinberg Mgmt For Withhold Against
1.3 Elect Jeffrey Greenberg Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Annual Incentive
Compensation
Plan
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Strategic Global Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 862719101 03/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Q. Mgmt For For For
Armstrong
1.2 Elect Alan S. Bernikow Mgmt For For For
1.3 Elect David Malpass Mgmt For For For
2 Liquidation of the Fund Mgmt For For For
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 1999 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Synaptics Incorporated
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/20/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey D. Mgmt For For For
Buchanan
2 Elect Keith B. Geeslin Mgmt For For For
3 Elect James L. Whims Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Synchronoss Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
SNCR CUSIP 87157B103 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Mgmt For For For
McCormick
1.2 Elect Donnie M. Moore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
T-Mobile US, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMUS CUSIP 872590104 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Michael Barnes Mgmt For For For
1.2 Elect Thomas Mgmt For For For
Dannenfeldt
1.3 Elect Srikant M. Datar Mgmt For For For
1.4 Elect Lawrence H. Mgmt For For For
Guffey
1.5 Elect Timotheus Hottges Mgmt For For For
1.6 Elect Bruno Mgmt For For For
Jacobfeuerborn
1.7 Elect Raphael Kubler Mgmt For For For
1.8 Elect Thorsten Langheim Mgmt For For For
1.9 Elect John J. Legere Mgmt For For For
1.10 Elect Teresa A. Taylor Mgmt For For For
1.11 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Juergen W. Gromer Mgmt For For For
5 Elect William A. Mgmt For For For
Jeffrey
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Yong Nam Mgmt For For For
8 Elect Daniel J. Phelan Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chairman
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report
19 Approval of Statutory Mgmt For For For
Financial
Statements
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appoint Deloitte and Mgmt For For For
Touche as
auditor
23 Appoint Deloitte AG, Mgmt For For For
Zurich as Swiss
registered
auditor
24 Appoint Mgmt For For For
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Executive Compensation Mgmt For For For
27 Board Compensation Mgmt For For For
28 Appropriation of Mgmt For For For
Earnings
29 Declaration of Dividend Mgmt For For For
30 Authority to Mgmt For For For
Repurchase
Shares
31 Increase in Authorized Mgmt For For For
Capital
32 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
33 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Gregory D. Mgmt For For For
Brenneman
4 Elect J. Frank Brown Mgmt For For For
5 Elect Albert P. Carey Mgmt For For For
6 Elect Armando Codina Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Karen Katen Mgmt For For For
11 Elect Craig A. Menear Mgmt For For For
12 Elect Mark Vadon Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The Ultimate Software Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTI CUSIP 90385D107 05/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Scherr Mgmt For For For
2 Elect Alois T. Leiter Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2005 Mgmt For Against Against
Equity and Incentive
Plan
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 06/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect William P. Barr Mgmt For For For
3 Elect Jeffrey L. Bewkes Mgmt For For For
4 Elect Stephen F. Mgmt For For For
Bollenbach
5 Elect Robert C. Clark Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Jessica P. Mgmt For For For
Einhorn
8 Elect Carlos M. Mgmt For For For
Gutierrez
9 Elect Fred Hassan Mgmt For For For
10 Elect Paul D. Wachter Mgmt For For For
11 Elect Deborah C. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Transamerica Income Shares, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAI CUSIP 893506105 11/06/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Kevin M. McNamara Mgmt For For For
6 Elect Brad T. Sauer Mgmt For For For
7 Elect Donnie Smith Mgmt For For For
8 Elect Robert Thurber Mgmt For For For
9 Elect Barbara A. Tyson Mgmt For For For
10 Renewal of the Annual Mgmt For For For
Incentive
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Gestation
Crates
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Working
Conditions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Expenditures
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Arthur D. Mgmt For For For
Collins,
Jr.
5 Elect Richard K. Davis Mgmt For For For
6 Elect Kimberly J. Mgmt For For For
Harris
7 Elect Roland A. Mgmt For For For
Hernandez
8 Elect Doreen Woo Ho Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Karen S. Lynch Mgmt For For For
11 Elect David B. O'Maley Mgmt For For For
12 Elect O'dell M. Owens Mgmt For For For
13 Elect Craig D. Schnuck Mgmt For For For
14 Elect Scott W. Wine Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Retirement
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Charles C. Krulak Mgmt For For For
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. Mgmt For For For
McLarty
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Mgmt For For For
Villarreal
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
United Continental Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UAL CUSIP 910047109 06/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn Corvi Mgmt For For For
2 Elect Jane C. Garvey Mgmt For For For
3 Elect Barnaby "Barney" Mgmt For For For
M.
Harford
4 Elect Walter Isaacson Mgmt For For For
5 Elect James A.C. Mgmt For For For
Kennedy
6 Elect Robert A. Milton Mgmt For For For
7 Elect Oscar Munoz Mgmt For For For
8 Elect William R. Nuti Mgmt For For For
9 Elect Edward L. Shapiro Mgmt For For For
10 Elect Laurence E. Mgmt For For For
Simmons
11 Elect David J. Vitale Mgmt For For For
12 Elect James M. Mgmt For For For
Whitehurst
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Virtus Investment Partners Inc
Ticker Security ID: Meeting Date Meeting Status
DCA CUSIP 92829A103 06/02/2016 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mann Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Liquidation
of the
Fund
________________________________________________________________________________
Virtus Investment Partners Inc
Ticker Security ID: Meeting Date Meeting Status
DCA CUSIP 92829A103 06/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Dakos Mgmt N/A For N/A
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Liquidation
of the
Fund
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 02/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect Robert W. Mgmt For For For
Matschullat
6 Elect Cathy E. Minehan Mgmt For For For
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect David J. Pang Mgmt For For For
9 Elect Charles W. Scharf Mgmt For For For
10 Elect John A.C. Mgmt For For For
Swainson
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2007 Mgmt For For For
Equity Incentive
Compensation Plan as
Amended and
Restated
14 Amendment to the Visa Mgmt For For For
Inc. Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WageWorks, Inc.
Ticker Security ID: Meeting Date Meeting Status
WAGE CUSIP 930427109 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome D. Mgmt For For For
Gramaglia
1.2 Elect Robert L. Metzger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Barry Rosenstein Mgmt For For For
9 Elect Leonard D. Mgmt For For For
Schaeffer
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo and Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Elizabeth A. Duke Mgmt For For For
6 Elect Susan E. Engel Mgmt For For For
7 Elect Enrique Mgmt For For For
Hernandez,
Jr.
8 Elect Donald M. James Mgmt For For For
9 Elect Cynthia H. Mgmt For For For
Milligan
10 Elect Federico F. Pena Mgmt For For For
11 Elect James H. Quigley Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Gary T. DiCamillo Mgmt For For For
4 Elect Diane M. Dietz Mgmt For For For
5 Elect Gerri T. Elliott Mgmt For For For
6 Elect Jeff M. Fettig Mgmt For For For
7 Elect Michael F. Mgmt For For For
Johnston
8 Elect John D. Liu Mgmt For For For
9 Elect Harish M. Manwani Mgmt For For For
10 Elect William D. Perez Mgmt For For For
11 Elect Michael D. White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Winthrop Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FUR CUSIP 976391300 05/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Ashner Mgmt For For For
1.2 Elect Arthur Blasberg, Mgmt For For For
Jr.
1.3 Elect Howard Goldberg Mgmt For For For
1.4 Elect Thomas F. Mgmt For For For
McWilliams
1.5 Elect Lee Seidler Mgmt For For For
1.6 Elect Carolyn Tiffany Mgmt For For For
1.7 Elect Steven Zalkind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Holmes Mgmt For For For
1.2 Elect Myra J. Biblowit Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For Withhold Against
1.5 Elect Brian Mulroney Mgmt For For For
1.6 Elect Pauline D.E. Mgmt For For For
Richards
1.7 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 05/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Stephen J.O. Mgmt For For For
Catlin
3 Elect Dale R. Comey Mgmt For For For
4 Elect Claus-Michael Mgmt For For For
Dill
5 Elect Robert R. Glauber Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Suzanne B. Mgmt For For For
Labarge
8 Elect Joseph Mauriello Mgmt For For For
9 Elect Eugene M. McQuade Mgmt For For For
10 Elect Michael S. Mgmt For For For
McGavick
11 Elect Clayton S. Rose Mgmt For For For
12 Elect Anne L. Stevens Mgmt For For For
13 Elect John M. Vereker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Amendment to the 1991 Mgmt For For For
Performance Incentive
Program
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EGM Scheme of Mgmt For For For
Arrangement
Proposal
2 Capital Reduction Mgmt For For For
Proposal
3 Subsidiary Share Mgmt For For For
Acquisition
Proposal
4 Directors' Allotment Mgmt For For For
Authority
Proposal
5 Ireland Reserve Mgmt For For For
Application
Proposal
6 Ireland Memorandum Mgmt For For For
Amendment
Proposal
7 Ireland Articles Mgmt For For For
Amendment
Proposal
8 Bermuda Bye-Law Mgmt For For For
Amendment Threshold
Proposal
9 Bermuda Merger and Mgmt For For For
Amalgamation
Threshold
Proposal
10 Bermuda Repurchase Mgmt For For For
Right
Proposal
11 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290111 06/23/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Redomestication from Mgmt For For For
Ireland to
Bermuda
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Zweig Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ZF CUSIP 989834205 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George R. Aylward Mgmt For For For
1.2 Elect William H. Mgmt For For For
Wright
II
________________________________________________________________________________
Zweig Total Return Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ZTR CUSIP 989837208 06/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George R. Aylward Mgmt For For For
1.2 Elect William H. Mgmt For For For
Wright
II
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Utilities Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Charles L. Mgmt For For For
Harrington
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect Holly K. Koeppel Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect James H. Miller Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Charles O. Mgmt For For For
Rossotti
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Mgmt For For For
Jr.
3 Elect George G. Mgmt For For For
Goldfarb
4 Elect James S. Haines, Mgmt For For For
Jr.
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Mgmt For For For
Jimmerson
8 Elect Madeleine W. Mgmt For For For
Ludlow
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Gayle P.W. Mgmt For For For
Jackson
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Mgmt For For For
Lipstein
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares After
Retirement
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Linda A. Mgmt For For For
Goodspeed
6 Elect Thomas E. Hoaglin Mgmt For For For
7 Elect Sandra Beach Lin Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Nowell Mgmt For For For
III
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Mgmt For For For
Richard,
III
12 Elect Sara Martinez Mgmt For For For
Tucker
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AT and T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Michael Mgmt For For For
McCallister
8 Elect Beth E. Mooney Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect Cynthia B. Taylor Mgmt For For For
12 Elect Laura D'Andrea Mgmt For For For
Tyson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2016 Mgmt For For For
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Ronald A. Mgmt For For For
Brenneman
1.3 Elect Sophie Brochu Mgmt For For For
1.4 Elect Robert E. Brown Mgmt For For For
1.5 Elect George A. Cope Mgmt For For For
1.6 Elect David F. Denison Mgmt For For For
1.7 Elect Robert P. Dexter Mgmt For For For
1.8 Elect Ian Greenberg Mgmt For For For
1.9 Elect Kathrine Lee Mgmt For For For
1.10 Elect Monique F. Leroux Mgmt For For For
1.11 Elect Gordon M. Nixon Mgmt For For For
1.12 Elect Calin Rovinescu Mgmt For For For
1.13 Elect Robert C. Mgmt For For For
Simmonds
1.14 Elect Paul R. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Senior
Management Gender
Equality
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reconstituting the
Compensation
Committee
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect Peter S. Wareing Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect Richard M. Gabrys Mgmt For For For
6 Elect William D. Harvey Mgmt For For For
7 Elect Philip R. Mgmt For For For
Lochner,
Jr.
8 Elect Patricia K. Poppe Mgmt For For For
9 Elect John G. Russell Mgmt For For For
10 Elect Myrna M. Soto Mgmt For For For
11 Elect John G. Sznewajs Mgmt For For For
12 Elect Laura H. Wright Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Mark J. Kington Mgmt For For For
7 Elect Pamela L. Royal Mgmt For For For
8 Elect Robert H. Mgmt For For For
Spilman,
Jr.
9 Elect Michael E. Mgmt For For For
Szymanczyk
10 Elect David A. Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Financial
Analysis of North Ana
3
Construction
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Financial
Risks of Climate
Change
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect James B. Mgmt For For For
Nicholson
1.8 Elect Charles W. Mgmt For For For
Pryor,
Jr.
1.9 Elect Josue Robles, Jr. Mgmt For For For
1.10 Elect Ruth G. Shaw Mgmt For For For
1.11 Elect David A. Thomas Mgmt For For For
1.12 Elect James H. Mgmt For For For
Vandenberghe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Political
Spending
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Angelakis
1.2 Elect Michael G. Mgmt For For For
Browning
1.3 Elect Daniel R. DiMicco Mgmt For For For
1.4 Elect John H. Forsgren Mgmt For For For
1.5 Elect Lynn J. Good Mgmt For For For
1.6 Elect Ann M. Gray Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect James B. Hyler, Mgmt For For For
Jr.
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Charles W. Mgmt For For For
Moorman,
IV
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Elimination
of Supermajority
Voting
Provisions
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Vanessa C.L. Mgmt For For For
Chang
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect James T. Morris Mgmt For For For
5 Elect Richard T. Mgmt For For For
Schlosberg,
III
6 Elect Linda G. Stuntz Mgmt For Against Against
7 Elect William P. Mgmt For For For
Sullivan
8 Elect Ellen O. Tauscher Mgmt For For For
9 Elect Peter J. Taylor Mgmt For For For
10 Elect Brett White Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2007 Mgmt For For For
Performance Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Eversource Energy
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 30040W108 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John S. Clarkeson Mgmt For For For
1.2 Elect Cotton M. Mgmt For For For
Cleveland
1.3 Elect Sanford Cloud, Mgmt For For For
Jr.
1.4 Elect James S. DiStasio Mgmt For For For
1.5 Elect Francis A. Doyle Mgmt For For For
1.6 Elect Charles K. Mgmt For For For
Gifford
1.7 Elect Paul A. La Camera Mgmt For For For
1.8 Elect Kenneth R. Mgmt For For For
Leibler
1.9 Elect Thomas J. May Mgmt For For For
1.10 Elect William C. Van Mgmt For For For
Faasen
1.11 Elect Frederica M. Mgmt For For For
Williams
1.12 Elect Dennis R. Wraase Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry Bassham Mgmt For For For
1.2 Elect David L. Bodde Mgmt For For For
1.3 Elect Randall C. Mgmt For For For
Ferguson,
Jr.
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Scott D. Grimes Mgmt For For For
1.6 Elect Thomas D. Hyde Mgmt For For For
1.7 Elect James A. Mitchell Mgmt For For For
1.8 Elect Ann D. Murtlow Mgmt For For For
1.9 Elect John J. Sherman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Magellan Midstream Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
MMP CUSIP 559080106 04/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter R. Arnheim Mgmt For For For
1.2 Elect Patrick C. Eilers Mgmt For For For
2 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Hsing Mgmt For For For
1.2 Elect Herbert Chang Mgmt For For For
1.3 Elect Eugen Elmiger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Mgmt For For For
Swanson
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reapproval of material Mgmt For For For
terms of the 2011
Long Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against Against For
on Sea Level Rise
Risks
Report
________________________________________________________________________________
Nippon Telegraph And Telephone Corporation
Ticker Security ID: Meeting Date Meeting Status
9432 CUSIP 654624105 06/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Satoshi Miura Mgmt For Against Against
3 Elect Hiroo Unoura Mgmt For For For
4 Elect Hiromichi Mgmt For For For
Shinohara
5 Elect Jun Sawada Mgmt For For For
6 Elect Mitsuyoshi Mgmt For For For
Kobayashi
7 Elect Akira Shimada Mgmt For For For
8 Elect Tsunehisa Okuno Mgmt For For For
9 Elect Hiroki Kuriyama Mgmt For For For
10 Elect Takashi Hiroi Mgmt For For For
11 Elect Eiichi Sakamoto Mgmt For For For
12 Elect Katsuhiko Shirai Mgmt For For For
13 Elect Sadayuki Mgmt For For For
Sakakibara
14 Elect Takao Maezawa as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Bozich Mgmt For For For
1.2 Elect James H. Brandi Mgmt For For For
1.3 Elect Luke R. Corbett Mgmt For For For
1.4 Elect John D. Groendyke Mgmt For For For
1.5 Elect David L. Hauser Mgmt For For For
1.6 Elect Kirk Humphreys Mgmt For For For
1.7 Elect Robert O. Lorenz Mgmt For For For
1.8 Elect Judy R. Mgmt For For For
McReynolds
1.9 Elect Sheila G. Talton Mgmt For For For
1.10 Elect Sean Trauschke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirements
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For Withhold Against
Gallagher
1.5 Elect Roy A. Mgmt For For For
Herberger,
Jr.
1.6 Elect Dale E. Klein Mgmt For For For
1.7 Elect Humberto S. Lopez Mgmt For For For
1.8 Elect Kathryn L. Munro Mgmt For For For
1.9 Elect Bruce J. Mgmt For For For
Nordstrom
1.10 Elect David Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect Albert R. Mgmt For For For
Gamper,
Jr.
3 Elect William V. Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect David Lilley Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Alfred W. Zollar Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For Against Against
3 Elect Pablo A. Ferrero Mgmt For Against Against
4 Elect William D. Jones Mgmt For For For
5 Elect William G. Ouchi Mgmt For For For
6 Elect Debra L. Reed Mgmt For For For
7 Elect William C. Mgmt For For For
Rusnack
8 Elect William P. Mgmt For Against Against
Rutledge
9 Elect Lynn Schenk Mgmt For Against Against
10 Elect Jack T. Taylor Mgmt For Against Against
11 Elect James C. Yardley Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CUSIP 78440P108 03/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Dae Sik Mgmt For For For
4 Elect OH Dae Shik Mgmt For Against Against
5 Election of Audit Mgmt For Against Against
Committee Member: OH
Dae
Shik
6 Directors' Fees Mgmt For Against Against
7 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
South Jersey Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SJI CUSIP 838518108 04/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah M. Mgmt For For For
Barpoulis
2 Elect Thomas A. Bracken Mgmt For For For
3 Elect Keith S. Campbell Mgmt For For For
4 Elect Sheila Mgmt For For For
Hartnett-Devlin
5 Elect Victor A. Mgmt For For For
Fortkiewicz
6 Elect Walter M. Mgmt For For For
Higgins
III
7 Elect Sunita Holzer Mgmt For For For
8 Elect Joseph H. Mgmt For For For
Petrowski
9 Elect Michael J. Renna Mgmt For For For
10 Elect Frank L. Sims Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwest Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Mgmt For For For
Boughner
1.2 Elect Jose A. Cardenas Mgmt For For For
1.3 Elect Thomas E. Mgmt For For For
Chestnut
1.4 Elect Stephen C. Comer Mgmt For For For
1.5 Elect LeRoy C. Mgmt For For For
Hanneman,
Jr.
1.6 Elect John P. Hester Mgmt For For For
1.7 Elect Anne L. Mariucci Mgmt For For For
1.8 Elect Michael J. Mgmt For For For
Melarkey
1.9 Elect A. Randall Thoman Mgmt For For For
1.10 Elect Thomas A. Thomas Mgmt For For For
1.11 Elect Terrence L. Mgmt For For For
Wright
2 Amendment to the Mgmt For For For
Restricted Stock/Unit
Plan
3 Change in Board Size Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spark New Zealand Limited
Ticker Security ID: Meeting Date Meeting Status
SPK CUSIP 84652A102 11/06/2015 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorise Board to Set Mgmt For For For
Auditor's
Fees
2 Re-elect Paul Berriman Mgmt For For For
3 Re-elect Charles Sitch Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Simon
Moutter)
5 Equity Grant (MD/CEP Mgmt For For For
Simon
Moutter)
6 Approve Increase in Mgmt For Against Against
NEDs' Fee
Cap
7 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 04/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory L. Ebel Mgmt For For For
2 Elect F. Anthony Comper Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
14 Amendment to the Mgmt For For For
Executive Short-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/29/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Derek H. Burney Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect S. Barry Jackson Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect John Richels Mgmt For For For
1.8 Elect Mary Pat Salomone Mgmt For For For
1.9 Elect Indira V. Mgmt For For For
Samarasekera
1.10 Elect D. Michael G. Mgmt For For For
Stewart
1.11 Elect Siim A. Vanaselja Mgmt For For For
1.12 Elect Richard E. Waugh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 12/11/2015 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Vectren Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP 92240G101 05/24/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl L. Chapman Mgmt For For For
1.2 Elect James H. Mgmt For For For
DeGraffenreidt,
Jr.
1.3 Elect John D. Mgmt For For For
Engelbrecht
1.4 Elect Anton H. George Mgmt For For For
1.5 Elect Martin C. Jischke Mgmt For For For
1.6 Elect Robert G. Jones Mgmt For For For
1.7 Elect Patrick K. Mullen Mgmt For For For
1.8 Elect R. Daniel Sadlier Mgmt For For For
1.9 Elect Michael L. Smith Mgmt For For For
1.10 Elect Teresa J. Tanner Mgmt For For For
1.11 Elect Jean L. Wojtowicz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
At-Risk Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westar Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WR CUSIP 95709T100 05/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Hawley Mgmt For For For
1.2 Elect B. Anthony Isaac Mgmt For For For
1.3 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Long Term Incentive Mgmt For For For
and Share Award
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
--------------------------
Name: Craig T. Callahan
Title: President & Chairman
Date: August 24, 2016