UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
Name of Registrant: ICON Funds
Address of Principal Executive Offices:
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Name and address of agent of service:
Christopher Ambruso
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Registrant's telephone number including area code:
303-790-1600
Date of fiscal year end:
09/30
Date of reporting period:
07/01/2016 - 06/30/2017
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Bond Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Advent-Claymore Enhanced Growth & Income Fund
Ticker Security ID: Meeting Date Meeting Status
LCM CUSIP 00765E104 09/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald L. Seizert Mgmt For For For
2 Elect Derek Medina Mgmt For For For
3 Elect Randall C. Barnes Mgmt For For For
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
LBF CUSIP 25158V108 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Fox Mgmt For For For
1.2 Elect Kenneth C. Mgmt For For For
Froewiss
1.3 Elect Richard J. Mgmt For For For
Herring
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche High Income Opportunities Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DHG CUSIP 25158Y102 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect Paul K. Freeman Mgmt For For For
1.3 Elect William R. Mgmt For For For
McClayton
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche High Income Trust
Ticker Security ID: Meeting Date Meeting Status
KHI CUSIP 25155R100 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect Paul K. Freeman Mgmt For For For
1.3 Elect William R. Mgmt For For For
McClayton
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker Security ID: Meeting Date Meeting Status
FMY CUSIP 33734E103 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
First Trust-Aberdeen Global Opportunity Income Fund
Ticker Security ID: Meeting Date Meeting Status
FAM CUSIP 337319107 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Mass ShrHoldr N/A For N/A
1.2 Elect Thomas H. McGlade ShrHoldr N/A For N/A
1.3 Elect Peter Tchir ShrHoldr N/A For N/A
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 67076E107 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect David J. Kundert Mgmt For For For
1.3 Elect John K. Nelson Mgmt For For For
1.4 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Pacholder High Yield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
PHF CUSIP 693742108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
2.1 Elect John F. Finn Mgmt For For For
2.2 Elect Matthew Goldstein Mgmt For For For
2.3 Elect Frankie D. Hughes Mgmt For For For
2.4 Elect Peter C. Marshall Mgmt For For For
2.5 Elect Mary E. Martinez Mgmt For For For
2.6 Elect Marilyn McCoy Mgmt For For For
2.7 Elect Mitchell M. Merin Mgmt For For For
2.8 Elect Robert A. Oden, Mgmt For For For
Jr.
2.9 Elect Marian U. Pardo Mgmt For For For
2.10 Elect Frederick W. Mgmt For For For
Ruebeck
2.11 Elect James J. Mgmt For For For
Schonbachler
________________________________________________________________________________
Wells Fargo Income Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
ERC CUSIP 94987D101 02/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Isaiah Harris Jr. Mgmt For For For
1.2 Elect David F. Larcker Mgmt For For For
1.3 Elect Olivia S. Mgmt For For For
Mitchell
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Discretionary Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Mgmt For For For
Guimaraes
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Mgmt For For For
Rhodes
III
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
Executive Stock
Purchase
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For Withhold Against
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Gerald L. Hassell Mgmt For Withhold Against
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Asuka Nakahara Mgmt For For For
1.8 Elect David C. Novak Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote On Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Expedia, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan C. Athey Mgmt For For For
2 Elect A. George Battle Mgmt For For For
3 Elect Chelsea Clinton Mgmt For For For
4 Elect Pamela L. Coe Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Jonathan L. Mgmt For For For
Dolgen
7 Elect Craig A. Jacobson Mgmt For For For
8 Elect Victor A. Kaufman Mgmt For Abstain Against
9 Elect Peter M. Kern Mgmt For For For
10 Elect Dara Khosrowshahi Mgmt For For For
11 Elect John C. Malone Mgmt For Abstain Against
12 Elect Scott Rudin Mgmt For For For
13 Elect Christopher W. Mgmt For For For
Shean
14 Elect Alexander von Mgmt For For For
Furstenberg
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Foot Locker, Inc.
Ticker Security ID: Meeting Date Meeting Status
FL CUSIP 344849104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maxine K. Clark Mgmt For For For
2 Elect Alan D. Feldman Mgmt For For For
3 Elect Jarobin Gilbert, Mgmt For For For
Jr.
4 Elect Richard A. Mgmt For For For
Johnson
5 Elect Guillermo G. Mgmt For For For
Marmol
6 Elect Matthew M. Mgmt For For For
McKenna
7 Elect Steven Oakland Mgmt For For For
8 Elect Ulice Payne, Jr. Mgmt For For For
9 Elect Cheryl N. Turpin Mgmt For For For
10 Elect Kimberly Mgmt For For For
Underhill
11 Elect Dona D. Young Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
14 Amendment to the Mgmt For For For
Annual Incentive
compensation
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela N. Archon Mgmt For For For
2 Elect Paul J. Brown Mgmt For For For
3 Elect William C. Cobb Mgmt For For For
4 Elect Robert A. Gerard Mgmt For For For
5 Elect Richard A. Mgmt For For For
Johnson
6 Elect David B. Lewis Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Bruce C. Rohde Mgmt For For For
9 Elect Tom D. Seip Mgmt For For For
10 Elect Christianna Wood Mgmt For For For
11 Elect James F. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald W. Evans, Mgmt For For For
Jr.
2 Elect Bobby J. Griffin Mgmt For For For
3 Elect James C. Johnson Mgmt For Against Against
4 Elect Jessica T. Mgmt For For For
Mathews
5 Elect Franck J. Moison Mgmt For For For
6 Elect Robert F. Moran Mgmt For For For
7 Elect Ronald L. Nelson Mgmt For Against Against
8 Elect Richard A. Noll Mgmt For For For
9 Elect David V. Singer Mgmt For For For
10 Elect Ann E. Ziegler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Horizon Global Corporation
Ticker Security ID: Meeting Date Meeting Status
HZN CUSIP 44052W104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Ilitch Mgmt For For For
1.2 Elect Richard L. DeVore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LGI Homes Inc
Ticker Security ID: Meeting Date Meeting Status
LGIH CUSIP 50187T106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Edone Mgmt For For For
1.2 Elect Duncan Gage Mgmt For For For
1.3 Elect Eric Lipar Mgmt For For For
1.4 Elect Bryan Sansbury Mgmt For For For
1.5 Elect Steven Smith Mgmt For Withhold Against
1.6 Elect Robert Vahradian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For Withhold Against
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jeanne P. Jackson Mgmt For For For
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the Mgmt For For For
Material Terms of the
Performance Goals for
Awards Under the 2012
Omnibus Stock
Ownership
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Franchisee
Directors
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental Impacts
of Polystyrene
Beverage
Cups
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Report
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Baldwin Mgmt For For For
1.2 Elect William A. Bible Mgmt For For For
1.3 Elect Mary Chris Gay Mgmt For For For
1.4 Elect William W. Mgmt For For For
Grounds
1.5 Elect Alexis M. Herman Mgmt For For For
1.6 Elect Roland Hernandez Mgmt For For For
1.7 Elect John B. Kilroy, Mgmt For For For
Sr.
1.8 Elect Rose Mgmt For For For
McKinney-James
1.9 Elect James J. Murren Mgmt For For For
1.10 Elect Gregory M. Mgmt For For For
Spierkel
1.11 Elect Daniel J. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Motorcar Parts of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPAA CUSIP 620071100 03/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Selwyn Joffe Mgmt For For For
2 Elect Scott J. Adelson Mgmt For For For
3 Elect Rudolph Borneo Mgmt For For For
4 Elect David Bryan Mgmt For For For
5 Elect Joseph Ferguson Mgmt For For For
6 Elect Philip Gay Mgmt For For For
7 Elect Duane Miller Mgmt For For For
8 Elect Jeffrey Mirvis Mgmt For For For
9 Elect Timothy D. Vargo Mgmt For For For
10 Elect Barbara L. Mgmt For For For
Whittaker
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Newell Brands Inc
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian G.H. Ashken Mgmt For For For
2 Elect Thomas E. Clarke Mgmt For Against Against
3 Elect Kevin C. Conroy Mgmt For Against Against
4 Elect Scott S. Cowen Mgmt For Against Against
5 Elect Michael T. Cowhig Mgmt For For For
6 Elect Domenico De Sole Mgmt For Against Against
7 Elect Martin E. Mgmt For For For
Franklin
8 Elect Ros L'Esperance Mgmt For For For
9 Elect Michael B. Polk Mgmt For For For
10 Elect Steven J. Strobel Mgmt For For For
11 Elect Michael A. Todman Mgmt For For For
12 Elect Raymond G. Viault Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Nexstar Media Group Inc
Ticker Security ID: Meeting Date Meeting Status
NXST CUSIP 65336K103 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis A. Miller Mgmt For For For
1.2 Elect John R. Muse Mgmt For For For
1.3 Elect I. Martin Mgmt For Withhold Against
Pompadur
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 2 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Michelle Peluso Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Charles H. Mgmt For Against Against
O'Reilly,
Jr.
3 Elect Larry P. O'Reilly Mgmt For Against Against
4 Elect Rosalie Mgmt For Against Against
O'Reilly-Wooten
5 Elect Jay D. Burchfield Mgmt For For For
6 Elect Thomas T. Mgmt For For For
Hendrickson
7 Elect Paul R. Lederer Mgmt For For For
8 Elect John Murphy Mgmt For For For
9 Elect Ronald Rashkow Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Special
Meeting
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Joshua Gotbaum Mgmt For For For
6 Elect Cheryl W. Grise Mgmt For For For
7 Elect Andre J. Hawaux Mgmt For For For
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Leary
10 Elect John R. Peshkin Mgmt For For For
11 Elect Scott F. Powers Mgmt For For For
12 Elect William J. Pulte Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sportsman's Warehouse Holdings, Inc
Ticker Security ID: Meeting Date Meeting Status
SPWH CUSIP 84920Y106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kent V. Graham Mgmt For For For
1.2 Elect Gregory P. Hickey Mgmt For For For
1.3 Elect John V. Schaefer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Standard Motor Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMP CUSIP 853666105 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Gethin Mgmt For For For
1.2 Elect Pamela Forbes Mgmt For For For
Lieberman
1.3 Elect Patrick S. Mgmt For For For
McClymont
1.4 Elect Joseph W. Mgmt For For For
McDonnell
1.5 Elect Alisa C. Norris Mgmt For For For
1.6 Elect Eric P. Sills Mgmt For For For
1.7 Elect Lawrence I. Sills Mgmt For For For
1.8 Elect Frederick D. Mgmt For For For
Sturdivant
1.9 Elect William H. Turner Mgmt For For For
1.10 Elect Richard S. Ward Mgmt For For For
1.11 Elect Roger M. Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Rosalind G. Mgmt For For For
Brewer
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Robert M. Gates Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman Mgmt For For For
III
14 Elect Craig E. Mgmt For For For
Weatherup
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
The Goodyear Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Conaty Mgmt For For For
2 Elect James A. Mgmt For For For
Firestone
3 Elect Werner Geissler Mgmt For For For
4 Elect Peter S. Hellman Mgmt For For For
5 Elect Laurette T. Mgmt For For For
Koellner
6 Elect Richard J. Kramer Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Michael J. Morell Mgmt For For For
10 Elect Roderick A. Mgmt For For For
Palmore
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Thomas H. Mgmt For For For
Weidemeyer
13 Elect Michael R. Wessel Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Performance
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Karen L. Katen Mgmt For For For
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For Against Against
3 Elect Jack Dorsey Mgmt For Against Against
4 Elect Robert A. Iger Mgmt For For For
5 Elect Maria Elena Mgmt For For For
Lagomasino
6 Elect Fred H. Mgmt For For For
Langhammer
7 Elect Aylwin B. Lewis Mgmt For Against Against
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Mark G. Parker Mgmt For For For
10 Elect Sheryl Sandberg Mgmt For For For
11 Elect Orin C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 02/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Jeffrey L. Bewkes Mgmt For For For
3 Elect Robert Charles Mgmt For Against Against
Clark
4 Elect Mathias Dopfner Mgmt For Against Against
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Fred Hassan Mgmt For For For
8 Elect Paul D. Wachter Mgmt For For For
9 Elect Deborah C. Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ulta Beauty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michelle L. Mgmt For For For
Collins
1.2 Elect Dennis K. Eck Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Philippin
1.4 Elect Vanessa A. Mgmt For For For
Wittman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Staples Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Blue Buffalo Pet Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
BUFF CUSIP 09531U102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philippe J. Mgmt For For For
Amouyal
1.2 Elect Afalo Guimaraes Mgmt For For For
1.3 Elect Amy W. Schulman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Marc Bolland Mgmt For For For
4 Elect Ana Patricia Mgmt For For For
Botin
5 Elect Richard M. Daley Mgmt For For For
6 Elect Barry Diller Mgmt For For For
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Alexis M. Herman Mgmt For For For
9 Elect Muhtar Kent Mgmt For For For
10 Elect Robert A. Kotick Mgmt For For For
11 Elect Maria Elena Mgmt For For For
Lagomasino
12 Elect Sam Nunn Mgmt For For For
13 Elect James Quincey Mgmt For For For
14 Elect David B. Weinberg Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry Fowden Mgmt For For For
1.2 Elect Barry A. Fromberg Mgmt For For For
1.3 Elect Robert L. Hanson Mgmt For For For
1.4 Elect Ernesto M. Mgmt For For For
Hernandez
1.5 Elect James A. Locke Mgmt For Withhold Against
III
1.6 Elect Daniel J. Mgmt For For For
McCarthy
1.7 Elect Richard Sands Mgmt For For For
1.8 Elect Robert Sands Mgmt For For For
1.9 Elect Judy A. Schmeling Mgmt For For For
1.10 Elect Keith E. Wandell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard A. Mgmt For Withhold Against
Galanti
1.3 Elect John W. Mgmt For For For
Meisenbach
1.4 Elect Charles T. Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. Mgmt For For For
Alexander
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Jose M. Gutierrez Mgmt For For For
4 Elect Pamela H. Patsley Mgmt For For For
5 Elect Ronald G. Rogers Mgmt For For For
6 Elect Wayne R. Sanders Mgmt For For For
7 Elect Dunia A. Shive Mgmt For For For
8 Elect M. Anne Szostak Mgmt For For For
9 Elect Larry D. Young Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Pesticides
________________________________________________________________________________
Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald S. Lauder Mgmt For For For
2 Elect William P. Lauder Mgmt For For For
3 Elect Richard D. Mgmt For For For
Parsons
4 Elect Lynn Forester de Mgmt For For For
Rothschild
5 Elect Richard F. Mgmt For For For
Zannino
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Bryant Mgmt For For For
1.2 Elect Stephanie A. Mgmt For For For
Burns
1.3 Elect Richard W. Mgmt For For For
Dreiling
1.4 Elect La June Mgmt For For For
Montgomery
Tabron
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of 2017 LTIP Mgmt For For For
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Bergstrom Mgmt For For For
2 Elect Abelardo E. Bru Mgmt For For For
3 Elect Robert W. Decherd Mgmt For For For
4 Elect Thomas J. Falk Mgmt For For For
5 Elect Fabian T. Garcia Mgmt For For For
6 Elect Michael D. Hsu Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Christa Quarles Mgmt For For For
11 Elect Ian C. Read Mgmt For For For
12 Elect Marc J. Shapiro Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger G. Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Nelson Peltz Mgmt For For For
8 Elect Fredric G. Mgmt For For For
Reynolds
9 Elect Irene B. Mgmt For For For
Rosenfeld
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Ruth J. Simmons Mgmt For For For
13 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
On The Use of
Non-Recyclable
Packaging
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Plant
Closings
________________________________________________________________________________
Monster Beverage Corporation
Ticker Security ID: Meeting Date Meeting Status
MNST CUSIP 61174X109 06/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Sacks Mgmt For For For
1.2 Elect Hilton H. Mgmt For Withhold Against
Schlosberg
1.3 Elect Mark J. Hall Mgmt For For For
1.4 Elect Norman C. Epstein Mgmt For For For
1.5 Elect Gary P. Fayard Mgmt For For For
1.6 Elect Benjamin M. Polk Mgmt For For For
1.7 Elect Sydney Selati Mgmt For For For
1.8 Elect Harold C. Taber, Mgmt For For For
Jr.
1.9 Elect Kathy N. Waller Mgmt For For For
1.10 Elect Mark S. Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Compensation Plan for
Non-Employee
Directors
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Newell Brands Inc
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian G.H. Ashken Mgmt For For For
2 Elect Thomas E. Clarke Mgmt For Against Against
3 Elect Kevin C. Conroy Mgmt For Against Against
4 Elect Scott S. Cowen Mgmt For Against Against
5 Elect Michael T. Cowhig Mgmt For For For
6 Elect Domenico De Sole Mgmt For Against Against
7 Elect Martin E. Mgmt For For For
Franklin
8 Elect Ros L'Esperance Mgmt For For For
9 Elect Michael B. Polk Mgmt For For For
10 Elect Steven J. Strobel Mgmt For For For
11 Elect Michael A. Todman Mgmt For For For
12 Elect Raymond G. Viault Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Nomad Foods Limited
Ticker Security ID: Meeting Date Meeting Status
NOMD CUSIP G6564A105 06/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Noam Gottesman Mgmt For For For
3 Elect Ian G.H. Ashken Mgmt For For For
4 Elect Stefan Mgmt For For For
Descheemaeker
5 Elect Jeremy Isaacs Mgmt For For For
6 Elect Paul Kenyon Mgmt For Against Against
7 Elect James E. Lillie Mgmt For For For
8 Elect Lord Myners Mgmt For For For
9 Elect Victoria Parry Mgmt For For For
10 Elect Brian Welch Mgmt For For For
11 Elect Simon White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Cesar Conde Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Dina Dublon Mgmt For For For
6 Elect Rona A. Fairhead Mgmt For For For
7 Elect Richard W. Fisher Mgmt For For For
8 Elect William R. Mgmt For For For
Johnson
9 Elect Indra K. Nooyi Mgmt For For For
10 Elect David C. Page Mgmt For For For
11 Elect Robert C. Pohlad Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Darren Walker Mgmt For For For
14 Elect Alberto Weisser Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Pesticides
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
________________________________________________________________________________
SSGA Funds
Ticker Security ID: Meeting Date Meeting Status
SSGXX CUSIP 784924847 08/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
U.S. Treasury Money
Market
Fund
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Scott D. Cook Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney,
Jr.
7 Elect David. S. Taylor Mgmt For For For
8 Elect Margaret C. Mgmt For For For
Whitman
9 Elect Patricia A. Mgmt For For For
Woertz
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Lobbying
Organizations
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Risks Of LGBT-Focused
State
Regulations
________________________________________________________________________________
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis F. O'Brien Mgmt For For For
2 Elect Sam K. Reed Mgmt For For For
3 Elect Ann M. Sardini Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Tom Hayes Mgmt For For For
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Brad T. Sauer Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CUSIP 904767704 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Unilever Share Plan Mgmt For For For
2017
5 Elect Nils Smedegaard Mgmt For For For
Andersen
6 Elect Laura M.L. Cha Mgmt For For For
7 Elect Vittorio Colao Mgmt For For For
8 Elect Marijn E. Dekkers Mgmt For For For
9 Elect Ann M. Fudge Mgmt For For For
10 Elect Judith Hartmann Mgmt For For For
11 Elect Mary MA Xuezheng Mgmt For For For
12 Elect Strive T. Mgmt For For For
Masiyiwa
13 Elect Youngme E. Moon Mgmt For For For
14 Elect Graeme D. Mgmt For For For
Pitkethly
15 Elect Paul Polman Mgmt For For For
16 Elect John Rishton Mgmt For For For
17 Elect Feike Sijbesma Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
US Foods Holding Corp
Ticker Security ID: Meeting Date Meeting Status
USFD CUSIP 912008109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Court D. Mgmt For For For
Carruthers
1.2 Elect Kenneth A. Mgmt For Withhold Against
Giuriceo
1.3 Elect David M. Tehle Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Leonard D. Mgmt For For For
Schaeffer
9 Elect Nancy M. Mgmt For For For
Schlichting
10 Elect James A. Skinner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
and Restated 2011
Cash-Based Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Emerging Markets Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Acciona SA
Ticker Security ID: Meeting Date Meeting Status
ANA CINS E0008Z109 05/17/2017 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Board's Reports; Mgmt For For For
Ratification of Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Elect Jeronimo Gerard Mgmt For For For
Rivero
7 Elect Karen Christiana Mgmt For For For
Figueres
Olsen
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Remuneration Policy Mgmt For Against Against
(Binding)
10 Increase Awards under Mgmt For Against Against
Share and Performance
Share
Plan
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Sustainability Report Mgmt For For For
13 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 15
Days
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Advanced Process Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
054620 CINS Y22907102 01/26/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect KIM Seung Han Mgmt For For For
4 Elect KIM Hyun Cheol Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Advanced Process Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
054620 CINS Y22907102 03/27/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accoounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect JUNG Ki Ro Mgmt For For For
3 Elect PARK Young Bae Mgmt For For For
4 Elect KIM Boo Sik Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 05/16/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Rodney J. Mgmt For For For
Ruston
3 Re-elect Maria Richter Mgmt For For For
4 Elect Sindiswa V. Zilwa Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa V.
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares pursuant to
DSP
17 Authority to Issue Mgmt For For For
Shares Pursuant to
DSP (Section
41)
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to MOI Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Arca Continental SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AC CINS P0448R103 10/26/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Abstain Against
2 Merger (Arca Ecuador) Mgmt For For For
3 Authority to Increase Mgmt For Abstain Against
Share
Capital
4 Election of Meeting Mgmt For For For
Delegates
5 Minutes Mgmt For For For
________________________________________________________________________________
Arca Continental SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AC CINS P0448R103 12/14/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Restated Mgmt For For For
Financial Statements
for
2015
2 Merger (Carismed XXI) Mgmt For For For
3 Authority to Increase Mgmt For Abstain Against
Share
Capital
4 Election of Meeting Mgmt For For For
Delegates
5 Minutes Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AviChina Industry & Technology Company
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y0485Q109 08/25/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect HE Zhiping Mgmt For For For
________________________________________________________________________________
AviChina Industry & Technology Company
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y0485Q109 10/27/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHENG Qiang as Mgmt For For For
Supervisor
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/29/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Investment Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect CHEN Siqing Mgmt For For For
10 Elect ZHANG Xiangdong Mgmt For For For
11 Elect XIAO Lihong Mgmt For For For
12 Elect WANG Xiaoya Mgmt For For For
13 Elect ZHAO Jie Mgmt For For For
14 Authority to Issue Mgmt For For For
Bonds
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 11/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Xiquan as Mgmt For Against Against
Supervisor
3 Elect REN Deqi as Mgmt For For For
Director
4 Elect GAO Yingxin as Mgmt For For For
Director
5 Elect Angela Chao as Mgmt For For For
Director
6 Directors' and Mgmt For For For
Supervisor
Remuneration
Distribution
Plan
7 Establishment of Mgmt For For For
Charity
Foundation
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank Pan Indonesia
Ticker Security ID: Meeting Date Meeting Status
PNBN CINS Y7136J285 05/22/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Authority to Assign Mgmt For For For
Duties and
Responsibilities
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Pan Indonesia
Ticker Security ID: Meeting Date Meeting Status
PNBN CINS Y7136J285 12/13/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements; Mgmt For For For
CEO's Report;
Auditor's
Report
2 Report of the Board of Mgmt For For For
Directors
3 Report of the Chairman Mgmt For For For
of the Audit and
Corporate
Governance Committee
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Report on Share Mgmt For For For
Repurchase
Program
8 Ratification of Board Mgmt For For For
Acts
9 Election of Directors; Mgmt For For For
Verification of
Directors'
Independence Status;
Election of Board
Chairman and
Secretary
10 Election of Audit and Mgmt For For For
Corporate Governance
Committee
Members
11 Directors' Fees Mgmt For For For
12 Election of Meeting Mgmt For For For
Delegates
13 Minutes Mgmt For For For
________________________________________________________________________________
BNK Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
138930 CINS Y0R7ZV102 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Election of LEE Bong Mgmt For Against Against
Cheol
4 Elect KIM Young Jae Mgmt For For For
5 Elect YOON In Tae Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For Abstain Against
Auditor
2 Report of the Board of Mgmt For Abstain Against
Directors
3 Financial Statements Mgmt For Abstain Against
4 Report on the Audit Mgmt For Abstain Against
and Corporate
Governance
Committees'
Activities
5 Report of the Mgmt For Abstain Against
Commissioner
6 Report of the Mgmt For Abstain Against
Regulatory and
Disciplinary
Committees
7 Report on Tax Mgmt For Abstain Against
Compliance
8 Allocation of Profits Mgmt For For For
9 Allocation of Dividends Mgmt For For For
10 Election of Directors; Mgmt For Abstain Against
Election of
Commissioners;
Election of
Committees'
Chair
11 Directors, Mgmt For Abstain Against
Commissioners and
Committee Members'
Fees
12 Report on Company's Mgmt For Abstain Against
Share Repurchase
Program
13 Authority to Mgmt For Abstain Against
Repurchase
Shares
14 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/27/2017 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Strategic Partners Mgmt For Abstain Against
Agreements
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Cebu Air Inc
Ticker Security ID: Meeting Date Meeting Status
CEB CINS Y1234G103 05/19/2017 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect Ricardo J. Romulo Mgmt For For For
6 Elect John L. Mgmt For Against Against
Gokongwei,
Jr.
7 Elect James L. Go Mgmt For Against Against
8 Elect Lance Y. Mgmt For Against Against
Gokongwei
9 Elect Jose F. Mgmt For For For
Buenaventura
10 Elect Robina Y. Mgmt For For For
Gokongwei-PE
11 Elect Frederick D. Go Mgmt For Against Against
12 Elect Antonio L. Go Mgmt For For For
13 Elect WEE Khoon Oh Mgmt For For For
14 Appointment of Auditor Mgmt For Against Against
15 Ratification of Board Mgmt For For For
Acts
16 Transaction of Other Mgmt For Against Against
Business
17 Adjournment Mgmt For For For
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/02/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Wei Mgmt For For For
6 Elect YANG Hong Mgmt For For For
7 Elect SHI Bo Mgmt For For For
8 Elect LI Jian Mgmt For For For
9 Elect JIA Peng Mgmt For Against Against
10 Elect Ambrose LAM Wai Mgmt For Against Against
Hon
11 Elect ONG Teck Chye Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Give Mgmt For Abstain Against
Guarantees
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Asset-Backed
Securities
10 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Conch Venture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
586 CINS G2116J108 06/28/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Jingbin Mgmt For For For
6 Elect CHAN Chi On Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Fixed Asset Mgmt For For For
Investment
Plan
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Elect Malcolm C. Mgmt For For For
McCarthy as
Director
11 Elect FENG Bing as Mgmt For For For
Director
12 Elect ZHU Hailin as Mgmt For For For
Director
13 Elect WU Min as Mgmt For For For
Director
14 Elect ZHANG Qi as Mgmt For For For
Director
15 Elect GUO You as Mgmt For For For
Supervisor
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Amendment to Articles Mgmt For For For
19 Amendments to Rules of Mgmt For For For
Procedures for
General
Meeting
20 Amendments to Mgmt For For For
Procedural Rules
Regarding the
Board
21 Amendments to Mgmt For For For
Procedural Rules
Regarding Supervisory
Board
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Everbright International Limited
Ticker Security ID: Meeting Date Meeting Status
0257 CINS Y14226107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CAI Yunge Mgmt For Against Against
6 Elect WANG Tianyi Mgmt For For For
7 Elect CAI Shuguang Mgmt For For For
8 Elect TANG Shuangning Mgmt For For For
9 Elect ZHAI Haitao Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2128 CINS G2157Q102 05/19/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZUO Manlun Mgmt For Against Against
6 Elect ZUO Xiaoping Mgmt For Against Against
7 Elect LAI Zhiqiang Mgmt For For For
8 Elect CHEN Guonan Mgmt For Against Against
9 Elect HUANG Guirong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/25/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Xin Mgmt For For For
6 Elect Frank WONG Kwong Mgmt For For For
Shing
7 Elect Moses CHENG Mo Mgmt For Against Against
Chi
8 Elect Paul CHOW Man Yiu Mgmt For For For
9 Elect Stephen YIU Kin Mgmt For For For
Wah
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 07/20/2016 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect LI Yunpeng as Mgmt For For For
Director
12 Elect ZHAO Dong as Mgmt For Against Against
Supervisor
13 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
14 Plan of Overseas Mgmt For For For
Listing of Sinopec
Marketing Co.,
Ltd.
15 Compliance of Overseas Mgmt For For For
Listing of Sinopec
Marketing
Co., Ltd.
16 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
17 Description of Mgmt For For For
Sustained
Profitability and
Prospects
18 Board Authorization to Mgmt For For For
Deal with Overseas
Listing of Sinopec
Marketing Co.,
Ltd.
19 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Resources Land Limited
Ticker Security ID: Meeting Date Meeting Status
1109 CINS G2108Y105 10/11/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/01/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TIAN Shuchen Mgmt For For For
6 Elect PAN Shujie Mgmt For For For
7 Elect Raymond HO Chung Mgmt For For For
Tai
8 Elect Adrian D. LI Man Mgmt For Against Against
Kiu
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1583S104 08/02/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Charitable Donations Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1583S104 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Administrative Mgmt For For For
Organization
3 Plan Participants Mgmt For For For
4 Source, Number and Mgmt For For For
Distribution of
Underlying
Stocks
5 Validity Period, Grant Mgmt For For For
Date, Waiting Period,
Vesting Date and
Lock-up
Period
6 Exercise Price and Mgmt For For For
Method of
Determination
7 Conditions for Grant Mgmt For For For
and
Excercise
8 Methods and Procedures Mgmt For For For
for Plan
Adjustment
9 Accounting Treatment Mgmt For For For
for Stock
Options
10 Procedures for Grant Mgmt For For For
and
Excercise
11 Rights and Obligations Mgmt For For For
for the Company and
Plan
Participants
12 Treatment Under Mgmt For For For
Unusual
Circumstances
13 Other Matters Mgmt For For For
14 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for Stock
Option Plan
Implementation
15 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
16 Related Party Mgmt For For For
Transactions for
Stock Option
Plan
________________________________________________________________________________
Cielo SA
Ticker Security ID: Meeting Date Meeting Status
CIEL3 CINS P2859E100 04/12/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Remuneration Policy Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cielo SA
Ticker Security ID: Meeting Date Meeting Status
CIEL3 CINS P2859E100 04/12/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Marcelo Augusto Mgmt For For For
Dutra
Labuto
4 Elect Romulo de Mello Mgmt For For For
Dias
5 Elect Alberto Monteiro Mgmt For For For
de Queiroz
Netto
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Edmar Jose Mgmt For For For
Casalatina
9 Elect Flavio Santos Mgmt For For For
Estrela (Alternate
Member)
10 Elect Joel Antonio de Mgmt For For For
Araujo
11 Elect Sigmar Milton Mgmt For For For
Mayer Filho
(Alternate
Member)
12 Elect Herculano Anibal Mgmt For For For
Alves
13 Elect Kleber do Mgmt For For For
Espirito Santo
(Alternate
Member)
14 Elect Marcelo Santos Mgmt For For For
Dall'Occo
15 Elect Carlos Roberto Mgmt For For For
Mendonca da Silva
(Alternate
Member)
16 Elect Haroldo Mgmt For For For
Reginaldo Levy
Neto
17 Elect Milton Luiz Mgmt For For For
Milioni (Alternate
Member)
18 Election of Mgmt For Abstain Against
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
19 Capitalisation of Mgmt For For For
Reserves for Bonus
Share
Issue
20 Consolidation of Mgmt For For For
Articles
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/26/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUAN Guangyu Mgmt For For For
6 Elect XU Keqiang Mgmt For For For
7 Elect LIU Jian Mgmt For For For
8 Elect Lawrence J. LAU Mgmt For For For
9 Elect Kevin G. Lynch Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Coway Company Limited
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 09/12/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YOON Jong Ha Mgmt For For For
2 Elect KIM Kwang Il Mgmt For For For
________________________________________________________________________________
CP ALL Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPALL CINS Y1772K169 04/20/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Operating Results Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Prasert Mgmt For Against Against
Jarupanich
6 Elect Narong Mgmt For Against Against
Chearavanont
7 Elect Pittaya Mgmt For Against Against
Jearavisitkul
8 Elect Piyawat Mgmt For Against Against
Titasattavorakul
9 Elect Umroong Mgmt For For For
Sanphasitvong
10 Directors' Fees Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Acknowledge Company's Mgmt For For For
Progress in Elevating
Corporate
Governance
13 Transaction of Other Mgmt For Against Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dionisio Romero Mgmt For Against Against
Paoletti
3 Elect Raimundo Morales Mgmt For For For
Dasso
4 Elect Juan Carlos Mgmt For For For
Verme
Giannoni
5 Elect Benedicto Mgmt For For For
Ciguenas
Guevara
6 Elect Patricia Mgmt For For For
Lizarraga
Guthertz
7 Elect Fernando Fort Mgmt For For For
Marie
8 Elect Martin Perez Mgmt For For For
Monteverde
9 Elect Luis Enrique Mgmt For Against Against
Romero
Belismelis
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 01/13/2017 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
3 Closing of Meeting Mgmt For For For
________________________________________________________________________________
Credito Real SAB de CV
Ticker Security ID: Meeting Date Meeting Status
CREAL CINS P32486105 01/13/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financing Mgmt For Abstain Against
Procurement
2 Directors' Fees Mgmt For Abstain Against
3 Amendments to Articles Mgmt For For For
4 Election of Meeting Mgmt For For For
Delegates
5 Closing of Meeting Mgmt For For For
________________________________________________________________________________
CT Environmental Group Limited
Ticker Security ID: Meeting Date Meeting Status
1363 CINS G25885115 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XU Ju Wen Mgmt For For For
6 Elect Vincent LIEN Mgmt For Against Against
Jown
Jing
7 Elect LIU Yung Chau Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
DGB Financial Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
139130 CINS Y2058E109 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK In Gyu Mgmt For Against Against
4 Elect NOH Sung Seok Mgmt For For For
5 Elect JO Hae Nyung Mgmt For For For
6 Elect HA Jong Hwa Mgmt For For For
7 Election of Mgmt For For For
Independent Director
to Become
Audit
Committee Member: JEON
Kyung
Tae
8 Election of Audit Mgmt For For For
Committee Member: HA
Jong
Hwa
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfeng Motor Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Allocation of Interim Mgmt For For For
Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
12 Removal of MA Liangjie Mgmt For For For
as
Supervisor
13 Elect WEN Shuzhong as Mgmt For For For
Supervisor
14 Resignation of TONG Mgmt For For For
Dongcheng as
Non-Executive
Director
15 Resignation of OUYANG Mgmt For For For
Jie as Non-Executive
Director
16 Authority to Issue Mgmt For Against Against
Domestic/H Shares w/o
Preemptive
Rights
________________________________________________________________________________
Doosan Infracore Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
042670 CINS Y2102E105 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JEONG Byoung Moon Mgmt For Against Against
3 Election of Audit Mgmt For Against Against
Committee Member:
JEONG Byoung
Moon
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Dynasty Ceramic Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
DCC CINS Y2185G159 04/24/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Meeting Minutes Mgmt For For For
4 Results of Operations Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Sanchai Janejarat Mgmt For Against Against
8 Elect Chaiyasith Mgmt For Against Against
Viriyamettakul
9 Elect Siripong Tinnarat Mgmt For For For
10 Elect Totsaporn Mgmt For For For
Banyongwate
11 Directors' Fees Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Acknowledge Directors Mgmt For For For
Joining Royal Ceramic
Industry
PCL
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Energa
Ticker Security ID: Meeting Date Meeting Status
ENG CINS X22336105 06/26/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Management Board Report Mgmt For For For
8 Financial Statements Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Management Board Mgmt For For For
Report
(Consolidated)
13 Financial Statements Mgmt For For For
(Consolidated)
14 Supervisory Board Size Mgmt For For For
15 Election of Mgmt For Abstain Against
Supervisory
Board
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
17 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
18 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Company's
Assets
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Services
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Donations,
Debt Exemptions, and
Similar
Agreements
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Disposal of
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Candidates
to
Management Board
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management
Board
Member
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations of the
Act on
State
Assets Management
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Everlight Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2393 CINS Y2368N104 06/16/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CINS S31755101 05/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsha Mgmt For Against Against
Chigurupati
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 02/24/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Presentation of Report Mgmt For For For
on Tax
Compliance
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Ratification of
Board, CEO and
Committees
Acts
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors; Mgmt For For For
Elect Board
Secretary; Exempt
Directors from
Providing Own
Indemnification
4 Directors' Fees Mgmt For For For
5 Election of the Audit Mgmt For For For
and Corporate
Governance Committee
Chair
6 Authority to Mgmt For For For
Repurchase Shares;
Report on the
Company's Repurchase
Programme
7 Consolidation of Mgmt For For For
Articles
8 Election of Meeting Mgmt For For For
Delegates
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dividends Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
GS Home Shopping Inc.
Ticker Security ID: Meeting Date Meeting Status
028150 cins Y2901Q101 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For Against Against
Dividends (Board
Proposal)
2 Allocation of Mgmt Against Against For
Dividends
(Shareholder
Proposal)
3 Elect HUH Tae Soo Mgmt For Against Against
4 Elect YOO Kyeong Soo Mgmt For For For
5 Elect JEONG Chan Soo Mgmt For For For
6 Elect KWON Soo Young Mgmt For For For
7 Elect KOO Hee Kwon Mgmt For Against Against
8 Election of Audit Mgmt For For For
Committee Member:
KWON Soo
Young
9 Election of Audit Mgmt For Against Against
Committee Member: KOO
Hee
Kwon
10 Directors' Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 03/20/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition, Specific Mgmt For For For
Mandate and Sale and
Purchase
Agreement
4 Elect CAI Yong Mgmt For For For
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/23/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSANG Hon Nam Mgmt For For For
6 Elect ZHAO Chunxiao Mgmt For For For
7 Elect Daniel Richard Mgmt For Against Against
FUNG
8 Elect Moses CHENG Mo Mgmt For Against Against
Chi
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Haier Electronics Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1169 CINS G42313125 06/21/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect TAN Li Xia Mgmt For Against Against
5 Elect SUN Jing Yan Mgmt For For For
6 Elect Rose TSOU Kai Mgmt For For For
Lien
7 Elect YIN Jing Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Repurchased
Shares
14 Authority to Issue Mgmt For For For
Shares Under the
Restricted Share
Award
Scheme
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanssem Company
Ticker Security ID: Meeting Date Meeting Status
009240 CINS Y30642105 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditors
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Hyundai Marine & Fire Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
001450 CINS Y3842K104 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Byung Doo Mgmt For Against Against
4 Elect KIM Hee Dong Mgmt For For For
5 Elect KIM Yong Joon Mgmt For For For
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 03/31/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For For For
(Preamble)
6 Amendments to Articles Mgmt For For For
7 and
8
7 Amendments to General Mgmt For For For
Meeting Regulation
Article
14
8 Amendments to General Mgmt For For For
Meeting Regulation
Articles 19 and
39
9 Elect Juan Manuel Mgmt For For For
Gonzalez
Serna
10 Elect Francisco Mgmt For For For
Martinez
Corcoles
11 Allocation of Mgmt For For For
Profits/Dividends
12 First Capitalisation Mgmt For For For
of Reserves for Scrip
Dividend
13 Second Capitalisation Mgmt For For For
of Reserves for Scrip
Dividend
14 Cancellation of Mgmt For For For
Treasury
Shares
15 2017-2019 Strategic Mgmt For For For
Bonus
Plan
16 Remuneration Report Mgmt For For For
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Infraestructura Energetica Nova S.A.B. DE C.V
Ticker Security ID: Meeting Date Meeting Status
IENOVA CINS P5R19K107 10/07/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on 2015 General Mgmt For For For
Meeting
Resolutions
2 Report on Acquisition Mgmt For For For
(Gasoductos de
Chihuahua)
3 Integration of Share Mgmt For Abstain Against
Capital
4 Approve Update of Mgmt For Abstain Against
Registration of
Shares; Approve
Public Offering of
Shares
5 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights (Private and
Public
Offering)
6 Approve Debt Program Mgmt For Abstain Against
7 Acquisition Mgmt For For For
8 Election of Directors Mgmt For Abstain Against
9 Authorisation of Legal Mgmt For For For
Formalities
10 Amendments to Article Mgmt For Abstain Against
28 (Shareholders'
Meeting)
11 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Jusung Engineering Company
Ticker Security ID: Meeting Date Meeting Status
036930 CINS Y4478R108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KANG Jong Geun Mgmt For Against Against
3 Elect KWON Ki Chung Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
KB Insurance Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002550 CINS Y5277H100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors Mgmt For Against Against
(Slate)
5 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
SHIN Yong
In
6 Election of Audit Mgmt For For For
Committee Members
(Slate)
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y4481N102 07/15/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NHO Kun Ki Mgmt For For For
________________________________________________________________________________
Kingboard Chemical Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
0148 CINS G52562140 05/29/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Kwong Kwan Mgmt For For For
6 Elect HO Yin Sang Mgmt For For For
7 Elect Stephanie CHEUNG Mgmt For For For
Wai
Lin
8 Elect CHONG Kin Ki Mgmt For For For
9 Elect LEUNG Tai Chiu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Adoption of Share Mgmt For Against Against
Option Scheme of
Kingboard Laminates
Holdings
Limited
________________________________________________________________________________
Korea Aerospace Industries Limited
Ticker Security ID: Meeting Date Meeting Status
047810 CINS Y4838Q105 09/09/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Audit Mgmt For Against Against
Committee Member
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 01/10/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect MOON Bong Soo as Mgmt For Against Against
Director
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
3 Election of President Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 07/06/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Myung Nam Mgmt For For For
2 Elect AHN Wan Kee Mgmt For Against Against
________________________________________________________________________________
Korean Reinsurance Company
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Hak
Hyun
5 Election of Audit Mgmt For For For
Committee
Members
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
KT Skylife Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
053210 CINS Y498CM107 03/28/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Nam Ki Mgmt For For For
4 Elect KIM Yoon Soo Mgmt For For For
5 Elect PARK In Gu Mgmt For For For
6 Elect HONG Gi Seob Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member:
PARK In
Gu
8 Election of Audit Mgmt For For For
Committee Member:
HONG Gi
Seob
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/10/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Man Bun Mgmt For For For
6 Elect Peter A. Davies Mgmt For For For
7 Elect David CHAU Shing Mgmt For Against Against
Yim
8 Elect POON Chung Kwong Mgmt For For For
9 Elect Tony WONG Kai Mgmt For For For
Tung
10 Directors' Fees for Mgmt For Against Against
2016
11 Directors' Fees for Mgmt For Against Against
2017
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
LG CHEM LTD
Ticker Security ID: Meeting Date Meeting Status
051910 CINS Y52758102 10/31/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
LG Household & Health Care Ltd.
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect YOU Ji Young Mgmt For For For
3 Elect PYO In Soo Mgmt For Against Against
4 Elect KIM Jae Wook Mgmt For For For
5 Election of Audit Mgmt For Against Against
Committee Member: PYO
In
Soo
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
LIC Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
LICHSGFIN CINS Y5278Z133 08/19/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Savita Singh Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
6 Elect Ameet N. Patel Mgmt For For For
7 Elect Usha Sangwan Mgmt For For For
________________________________________________________________________________
Loen Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
016170 CINS Y97592102 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect SONG Ji Ho Mgmt For For For
________________________________________________________________________________
Luye Pharma Group Limited
Ticker Security ID: Meeting Date Meeting Status
2186 CINS G57007109 06/13/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHU Yuan Yuan Mgmt For For For
6 Elect SONG Rui Lin Mgmt For For For
7 Elect ZHANG Hua Qiao Mgmt For Against Against
8 Elect Jojo CHOY Sze Mgmt For For For
Chung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Maeil Dairy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005990 cins Y5373N100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
4 Elect KIM Sun Hee Mgmt For For For
5 Elect KIM Ok Kyung Mgmt For For For
6 Elect YUN Jang Bae Mgmt For Against Against
7 Elect HAN In Koo Mgmt For Against Against
8 Elect MIN Jeong Gi Mgmt For For For
9 Elect KIM Jung Min Mgmt For For For
10 Election of Corporate Mgmt For For For
Auditor
11 Election of Audit Mgmt For Against Against
Committee Member: YUN
Jang
Bae
12 Election of Audit Mgmt For Against Against
Committee Member: HAN
In
Koo
13 Election of Audit Mgmt For For For
Committee Member: MIN
Jeong
Gi
14 Directors' Fees Mgmt For For For
15 Corporate Auditors' Mgmt For For For
Fees
16 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Malaysian Pacific Industries Berhad
Ticker Security ID: Meeting Date Meeting Status
MPI CINS Y56939104 10/25/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect KWEK Leng San Mgmt For Against Against
3 Elect LIM Tau Kien Mgmt For For For
4 Elect Manuel Zarauza Mgmt For For For
Brandulas
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Retention of Syed Zaid Mgmt For For For
bin Syed Jaffar
Albar
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions with
Hong Leong Company
(Malaysia) Berhad
(HLCM) and Persons
Connected with
HLCM
9 Grant of Options to Mgmt For For For
Manuel Zarauza
Brandulas under the
Executive Share
Scheme
(ESS)
________________________________________________________________________________
Mexichem, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
MEXCHEM CINS P57908132 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the CEO and Mgmt For For For
Board
3 Financial Statements Mgmt For Against Against
4 Report on Tax Mgmt For For For
Compliance
5 Report of the Audit Mgmt For For For
and Corporate
Governance
Committee
6 Approve Consolidated Mgmt For For For
Profit
7 Approve Net Loss Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Losses
9 Elect Antonio del Mgmt For For For
Valle
Ruiz
10 Elect Juan Pablo del Mgmt For Against Against
Valle
Perochena
11 Elect Adolfo del Valle Mgmt For For For
Ruiz
12 Elect Ignacio del Mgmt For For For
Valle
Ruiz
13 Elect Antonio del Mgmt For For For
Valle
Perochena
14 Elect Maria Guadalupe Mgmt For For For
del Valle
Perochena
15 Elect Jaime Ruiz Mgmt For For For
Sacristan
16 Elect Fernando Mgmt For Against Against
Benjamin Ruiz
Sahagun
17 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana
18 Elect Eduardo Tricio Mgmt For For For
Haro
19 Elect Guillermo Ortiz Mgmt For Against Against
Martinez
20 Elect Divo Milan Haddad Mgmt For For For
21 Elect Fernando Mgmt For Against Against
Benjamin Ruiz Sahagun
as Audit Committee
Chair
22 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana as
Corporate Governance
Committee
Chair
23 Elect Juan Pablo del Mgmt For Against Against
Valle Perochena as
Board
Chair
24 Elect Juan Pablo del Mgmt For For For
Rio Benitez as Board
Secretary
25 Directors' Fees Mgmt For For For
26 Cancellation of Unused Mgmt For For For
Amount from Previous
Authority
27 Authority to Mgmt For For For
Repurchase
Shares
28 Report on the Mgmt For For For
Company's Share
Repurchase
Program
29 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Minth Group Limited
Ticker Security ID: Meeting Date Meeting Status
425 CINS G6145U109 04/13/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Deemed Disposal Mgmt For For For
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/13/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profit/Dividends
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Amendments to Article Mgmt For For For
14.1
15 Amendments to Article Mgmt For For For
22.8
16 Elect Jozsef Molnar to Mgmt For For For
the Board of
Directors
17 Elect Attila Chikan to Mgmt For For For
the Supervisory
Board
18 Elect John I. Charody Mgmt For For For
to the Supervisory
Board
19 Elect Vladimir Kestler Mgmt For For For
to the Supervisory
Board
20 Elect Ilona David to Mgmt For For For
the Supervisory
Board
21 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Supervisory
Board
22 Elect Attila Chikan to Mgmt For For For
the Audit
Committee
23 Elect John I. Charody Mgmt For For For
to the Audit
Committee
24 Elect Ilona David to Mgmt For For For
the Audit
Committee
25 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Audit
Committee
26 Elect Ivan Miklos to Mgmt For For For
the Audit
Committee
27 Election of Employee Mgmt For For For
Representatives
28 Stock Split Mgmt For For For
________________________________________________________________________________
Murray & Roberts Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MUR CINS S52800133 11/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Ralph Mgmt For For For
Havenstein
2 Re-elect Henry Laas Mgmt For For For
3 Re-elect Nomalizo B. Mgmt For For For
Langa-Royds
4 Re-elect Mahlape Sello Mgmt For For For
5 Elect Keith Spence Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(David
Barber)
9 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(Suresh
Kana)
10 Elect Audit and Mgmt For Against Against
Sustainability
Committee Member
(Keith
Spence)
11 Increase NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Amendments to Mgmt For For For
Memorandum
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NCsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
036570 CINS Y6258Y104 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Executive Mgmt For For For
Director: JUNG Jin
Soo
4 Election of Mgmt For For For
Independent Director:
JO Gook
Hyun
5 Directors' Fees Mgmt For For For
6 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Neowiz Games Corporation
Ticker Security ID: Meeting Date Meeting Status
095660 CINS Y6250V108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Ki Won Mgmt For For For
4 Elect MOON Dae Woo Mgmt For Against Against
5 Elect LEE Joon Hwan Mgmt For For For
6 Elect SON Young Dong Mgmt For For For
7 Election of Audit Mgmt For Against Against
Committee Member:
MOON Dae
Woo
8 Election of Audit Mgmt For For For
Committee Member: LEE
Joon
Hwan
9 Election of Audit Mgmt For For For
Committee Member: SON
Young
Dong
10 Share Option Grant Mgmt For For For
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the
Company's Capital
________________________________________________________________________________
Oracle Financial Services Software Limited
Ticker Security ID: Meeting Date Meeting Status
OFSS CINS Y3864R102 09/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robert K. Weiler Mgmt For Against Against
3 Elect Harinderjit Singh Mgmt For Against Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Appointment of Mgmt For For For
Chaitanya Kamat
(Managing Director &
CEO); Approval of
Remuneration
8 Directors' Commission Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Review of Overseas Mgmt For For For
Listing Proposal of
Ping An
Securities
3 Compliance with Mgmt For For For
Relevant
Provisions
4 Undertaking to Mgmt For For For
Maintain Independent
Listing
Status
5 Sustainable Mgmt For For For
Profitability
Statement and
Prospect
6 Authorization Mgmt For For For
7 Adjustment of Mgmt For For For
Remuneration of
Non-executive
Directors
8 Adjustment of Mgmt For Abstain Against
Remuneration of
Non-employee
Representative
Supervisors
9 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 08/15/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
5 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
6 Elect Toby T. Gati Mgmt N/A For N/A
7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
8 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(Members)
20 Directors' Fees (New Mgmt For For For
Members)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
22 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 D&O Insurance Mgmt For For For
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 10/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nicky Goldin Mgmt For For For
2 Re-elect Todd Moyo Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Audit Committee Mgmt For For For
Member (Nicky
Goldin)
6 Elect Audit Committee Mgmt For For For
Member (Todd
Moyo)
7 Elect Audit Committee Mgmt For Against Against
Member (Timothy D. A.
Ross)
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Financial Mgmt For For For
Assistance
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 12/05/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Maturity Date
Subscription Shares
(CSG Funding
SPV)
2 Authority to Issue Mgmt For For For
Maturity Date
Subscription Shares
(SBP Funding
SPV)
3 Approve Amendments to Mgmt For For For
the 2008 BEE
Transaction
4 Authority to Issue Mgmt For For For
Additional BEE Shares
for Cash (CSG Funding
SPV)
5 Authority to Issue Mgmt For For For
Additional BEE Shares
for Cash (SBP Funding
SPV)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Promotora y Operadora de Infraestructura SAB de CV
Ticker Security ID: Meeting Date Meeting Status
PINFRA CINS P7925L103 03/24/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dividend Policy Mgmt For Abstain Against
2 Interim Dividend Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Promotora y Operadora de Infraestructura SAB de CV
Ticker Security ID: Meeting Date Meeting Status
PINFRA CINS P7925L103 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reports of the Board Mgmt For Abstain Against
2 Financial Statements Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Report on Tax Mgmt For For For
Compliance
5 Election of Directors; Mgmt For Abstain Against
Election of
Committees'
Chairs
6 Directors' Fees Mgmt For Abstain Against
7 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Share
Repurchase
Program
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/16/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For For For
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For For For
8 Use of Proceed from Mgmt For For For
the Bonds
Issue
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 05/24/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Commissioners' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from Mgmt For For For
Bonds and
Sukuk
6 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CINS Y71474145 04/21/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividend
4 Directors' Fees Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Ratification of Mgmt For For For
Regulations for the
Partnership and
Community Development
Program
7 Amendments to Articles Mgmt For For For
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 04/05/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Prasert Bunsumpun Mgmt For Against Against
4 Elect Amnuay Mgmt For Against Against
Preemonwong
5 Elect Auttapol Mgmt For Against Against
Rerkpiboon
6 Elect Sarun Rungkasiri Mgmt For Against Against
7 Elect Praphon Mgmt For Against Against
Wongtharua
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Acquisitions Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CINS G73740113 05/02/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/22/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Alexander E. Mgmt For For For
Bogashov
11 Elect Sergey I. Poma Mgmt For For For
12 Elect Zakhar B. Mgmt For For For
Sabantsev
13 Elect Pavel G. Shumov Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Related Party Mgmt For For For
Transactions (Deposit
Agreements with BANK
VBRR
AO)
16 Related Party Mgmt For For For
Transactions (Deposit
Agreements with Bank
GPB
AO)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S1 Corporation
Ticker Security ID: Meeting Date Meeting Status
012750 CINS Y75435100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For Against Against
Auditors
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 10/27/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Elect LEE Jae Yong Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Fire & Marine Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000810 CINS Y7473H108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect AHN Min Soo Mgmt For For For
4 Elect HYUN Sung Chul Mgmt For For For
5 Elect MOON Hyo Nam Mgmt For Against Against
6 Elect PARK Dae Dong Mgmt For Against Against
7 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
PARK Sae
Min
8 Election of Audit Mgmt For For For
Committee Member: CHO
Dong
Geun
9 Election of Audit Mgmt For Against Against
Committee Member:
PARK Dae
Dong
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung SDI Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
006400 CINS Y74866107 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JEON Young Hyun Mgmt For For For
3 Elect KIM Sung Jae Mgmt For Against Against
4 Elect HONG Seok Ju Mgmt For For For
5 Elect KIM Nan Do Mgmt For For For
6 Elect KIM Jae Hee Mgmt For For For
7 Election of Audit Mgmt For Against Against
Committee Member:
KIM SUNG JAE
8 Election of Audit Mgmt For For For
Committee Member:
HONG SEOK JU
9 Election of Audit Mgmt For For For
Comittee Member:
KIM NAN DO
10 Election of Audit Mgmt For For For
Committee Member:
KIM JAE HEE
11 Directors' Fees Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SFA Engineering Corporation
Ticker Security ID: Meeting Date Meeting Status
056190 CINS Y7676C104 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Young Min Mgmt For For For
3 Elect LEE Myung Jae Mgmt For For For
4 Elect JEON Yong Bae Mgmt For For For
5 Elect LEE Gyu Young Mgmt For Against Against
6 Elect JO In Hwae Mgmt For For For
7 Election of Audit Mgmt For Against Against
Committee Member:
LEE Gyu Young
8 Election of Audit Mgmt For For For
Committee Member:
JO In Hwae
9 Directors' Fees Mgmt For For For
10 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WU Yifang Mgmt For For For
3 Compliance of Overseas Mgmt For For For
Listing of Sisram
Medical Ltd. (or
Sisram
Listco)
4 Issuing Entity Mgmt For For For
5 Place of Listing Mgmt For For For
6 Type of Securities to Mgmt For For For
Be
Issued
7 Target Subscribers Mgmt For For For
8 Listing Date Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Size of Issuance Mgmt For For For
11 Offer Price Mgmt For For For
12 Underwriting Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company.
15 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
16 Board Authority Mgmt For For For
regarding Overseas
Listing and Related
Matters of Sisram
Medical Ltd. (or
Sisram
Listco)
17 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Industrial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 05/22/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Wei Mgmt For For For
6 Elect XU Bo Mgmt For For For
7 Elect XU Zhan Mgmt For For For
8 Elect Francis LEUNG Mgmt For For For
Pak
To
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhou International Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2313 CINS G8087W101 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Cunbo Mgmt For For For
6 Elect JIANG Xianpin Mgmt For Against Against
7 Elect QIU Weiguo Mgmt For For For
8 Elect XU Changcheng Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shinhan Financial Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/23/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Yong Byung Mgmt For For For
4 Elect WI Sung Ho Mgmt For For For
5 Elect PARK An Soon Mgmt For For For
6 Elect PARK Cheol Mgmt For For For
7 Elect LEE Sang Kyung Mgmt For For For
8 Elect JOO Jae Sung Mgmt For Against Against
9 Elect YUKI Hirakawa Mgmt For For For
10 Elect Philippe Avril Mgmt For For For
11 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member: LEE
Man
Woo
12 Election of Audit Mgmt For For For
Committee Member: LEE
Sang
Kyung
13 Election of Audit Mgmt For For For
Committee Member: LEE
Sung
Ryang
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Siam City Cement Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCCC CINS Y7887N139 12/09/2016 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Acquisition of Holcim Mgmt For For For
(Vietnam) Company
Limited
4 Ratification of 2016 Mgmt For For For
Investment
Projects
5 Authority to Issue Mgmt For For For
Debentures
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Siam Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
SCB CINS Y7905M113 04/11/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Against Against
5 Elect Khunying J. Mgmt For For For
Wattanasiritham
6 Elect Ekamol Kiriwat Mgmt For For For
7 Elect Krirk Vanikkul Mgmt For For For
8 Elect Chirayu Mgmt For Against Against
Isarangkun Na
Ayuthaya
9 Elect Disnadda Diskul Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For For For
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/23/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect Chris Chadwick Mgmt For For For
4 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
5 Re-elect Timothy Mgmt For For For
Cumming
6 Re-elect Charl Keyter Mgmt For For For
7 Re-elect Sello Moloko Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
9 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
10 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
11 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve 2017 Share Plan Mgmt For For For
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 01/17/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh B. Patel Mgmt For Against Against
5 Elect Rahul A. Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Conversion of Loans Mgmt For Against Against
into Equity
Shares
11 Authority to Cost Mgmt For For For
Auditor's
Fees
12 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
13 Maintenance of Mgmt For For For
Location of Register
of
Members
________________________________________________________________________________
SSGA Funds
Ticker Security ID: Meeting Date Meeting Status
SSGXX CUSIP 784924847 08/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
U.S. Treasury Money
Market
Fund
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/08/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
7 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Elect YANG Siu Shun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Share Option Scheme Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment
Group
________________________________________________________________________________
TMB Bank Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
TMB CINS Y57710264 04/07/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Rungson Mgmt For For For
Sriworasat
6 Elect Chalermchai Mgmt For Against Against
Sitthisad
7 Elect Vaughn Nigel Mgmt For Against Against
Richtor
8 Elect Chumpol Rimsakorn Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Directors' Bonus Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tong Yang Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1319 CINS Y8886R105 06/20/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural
Rules
6 Elect WU Yong-Feng Mgmt For For For
7 Elect WU Yong-Mao Mgmt For For For
8 Elect WU Yong-Xiang Mgmt For For For
9 Elect WANG Qi-Bin Mgmt For For For
10 Elect LIN Gan-Xiong Mgmt For For For
11 Elect CAI Ming-Tian Mgmt For For For
12 Elect ZHENG Yan-Ling Mgmt For For For
13 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Tongda Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0698 CINS G8917X121 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Ya Nan Mgmt For Against Against
5 Elect WANG Ming Che Mgmt For For For
6 Elect Stephen TING Mgmt For Against Against
Leung
Huel
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
TTW Public Company Limited (fka Thai Tap Water Supply Public Company Limited)
Ticker Security ID: Meeting Date Meeting Status
TTW CINS Y9002L113 04/18/2017 Voted
Meeting Type Country of Trade
Ordinary Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Thanong Bidaya Mgmt For For For
8 Elect Phairuch Mgmt For For For
Mekarporn
9 Elect Yasutaka Suzuki Mgmt For Against Against
10 Elect Tomoaki Mgmt For For For
Matsumoto
11 Directors' Fees Mgmt For Against Against
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Turkcell Iletisim Hizmetleri A.S
Ticker Security ID: Meeting Date Meeting Status
TCELL CINS M8903B102 05/25/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening, Election of Mgmt For For For
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditors'
Reports
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Charitable Donations Mgmt For Against Against
11 Amendments to Articles Mgmt For For For
12 Election of Directors; Mgmt For Against Against
Board Term
Length
13 Directors' Fees Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
16 Allocation of Mgmt For For For
Profits/Dividends
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Closing Mgmt For For For
________________________________________________________________________________
Value Added Technology Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
043150 CINS Y9347V107 03/30/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect NOH Chang Joon Mgmt For For For
4 Elect PARK Song Ha Mgmt For For For
5 Elect SUH Jung Wook Mgmt For For For
6 Elect CHOI Seung Keun Mgmt For Against Against
7 Election of Audit Mgmt For For For
Committee Member:
PARK Song
Ha
8 Election of Audit Mgmt For For For
Committee Member: SUH
Jung
Wook
9 Election of Audit Mgmt For Against Against
Committee Member:
CHOI Seung
Keun
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Wilson Bayly Holmes-Ovcon Limited
Ticker Security ID: Meeting Date Meeting Status
WBO CINS S5923H105 11/16/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Nosipho Damasane Mgmt For For For
3 Re-elect Savannah Mgmt For For For
Maziya
4 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
5 Elect Audit Committee Mgmt For For For
Member (Nosipho
Damasane)
6 Elect Audit Committee Mgmt For For For
Member (Ross
Gardiner)
7 Elect Social and Mgmt For For For
Ethics Committee
Chairman (Nosipho
Damasane)
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For For For
Issue
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Guarantee Mgmt For For For
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
5 One-off Use of Mgmt For For For
Personal Option Bonus
Remuneration
6 Amendments to the Mgmt For For For
Administrative
Measures of Connected
Transactions
7 Elect CHEN Jinghe Mgmt For Against Against
8 Elect LAN Fusheng Mgmt For For For
9 Elect ZOU Laichang Mgmt For For For
10 Elect LIN Hongfu Mgmt For For For
11 Elect FANG Qixue Mgmt For For For
12 Elect LIN Hongying Mgmt For For For
13 Elect LI Jian Mgmt For Against Against
14 Elect LU Shihua Mgmt For For For
15 Elect ZHU Guang Mgmt For For For
16 Elect Kenneth SIT Hoi Mgmt For For For
Wah
17 Elect CAI Meifeng Mgmt For For For
18 Elect LIN Shuiqing Mgmt For For For
19 Elect XU Qiang Mgmt For For For
20 Elect FAN Wensheng Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Energy Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Rady Mgmt For For For
1.2 Elect Glen C. Warren, Mgmt For Withhold Against
Jr.
1.3 Elect James R. Levy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian D. Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Kathryn J. Mgmt For For For
Jackson
1.9 Elect Donald B. Kayne Mgmt For For For
1.10 Elect A. Anne McLellan Mgmt For For For
1.11 Elect A. Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt N/A Abstain N/A
Status
________________________________________________________________________________
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sylvester P. Mgmt For For For
Johnson
IV
1.2 Elect Steven Webster Mgmt For For For
1.3 Elect F. Gardner Parker Mgmt For For For
1.4 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.5 Elect Robert F. Fulton Mgmt For For For
1.6 Elect Roger A. Ramsey Mgmt For For For
1.7 Elect Frank A. Wojtek Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Increase of Authorized Mgmt For Against Against
Common
Stock
5 Approval of the 2017 Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect John W. Mgmt For For For
Somerhalder
II
10 Elect Peter S. Wareing Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman,
IV
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Elect Michael K. Wirth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Doing Business With
Governments Complicit
in
Genocide
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Climate
Change Policy
Risk
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to a Low
Carbon
Economy
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Mgmt For For For
Hentschel
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect Frances M. Mgmt For For For
Vallejo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alvin R. Mgmt For For For
Carpenter
1.2 Elect Palmer Clarkson Mgmt For For For
1.3 Elect William E. Davis Mgmt For For For
1.4 Elect Nicholas J. Mgmt For For For
Deluliis
1.5 Elect Maureen Mgmt For For For
Lally-Green
1.6 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.7 Elect John T. Mills Mgmt For For For
1.8 Elect Joseph Platt Mgmt For For For
1.9 Elect William P. Powell Mgmt For For For
1.10 Elect Edwin S. Roberson Mgmt For For For
1.11 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Corporate
Political Spending
Report
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect James L. Gallogly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Dielwart Mgmt For For For
1.2 Elect Michael B. Decker Mgmt For For For
1.3 Elect Gregory L. Mgmt For For For
McMichael
1.4 Elect Kevin O. Meyers Mgmt For For For
1.5 Elect Lynn A. Peterson Mgmt For For For
1.6 Elect Phil Rykhoek Mgmt For For For
1.7 Elect Randy Stein Mgmt For For For
1.8 Elect Laura A. Sugg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Omnibus Stock and
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.7 Elect Duane C. Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Annual Mgmt For For For
Incentive
Compensation
Plan
6 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 12/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect James B. Mgmt For For For
Nicholson
1.8 Elect Charles W. Mgmt For For For
Pryor,
Jr.
1.9 Elect Josue Robles, Jr. Mgmt For For For
1.10 Elect Ruth G. Shaw Mgmt For For For
1.11 Elect David A. Thomas Mgmt For For For
1.12 Elect James H. Mgmt For For For
Vandenberghe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect David L. Porges Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Steven T. Mgmt For For For
Schlotterbeck
9 Elect Stephen A. Mgmt For For For
Thorington
10 Elect Lee T. Todd, Jr. Mgmt For For For
11 Elect Christine J. Mgmt For For For
Toretti
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory
Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GLNG CUSIP G9456A100 09/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor Olav Troim Mgmt For For For
2 Elect Daniel W. Rabun Mgmt For For For
3 Elect Frederik Mgmt For For For
Halvorsen
4 Elect Carl E. Steen Mgmt For For For
5 Elect Andrew J.D. Mgmt For For For
Whalley
6 Elect Niels G. Mgmt For For For
Stolt-Nielsen
7 Elect Lori Wheeler Mgmt For For For
Naess
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Anderson Mgmt For For For
1.2 Elect Wayne Hoovestol Mgmt For Withhold Against
1.3 Elect Ejnar Knudsen Mgmt For For For
2 Approval of the Mgmt For For For
amendment to the 2009
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect George Damiris Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect R. Kevin Hardage Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect Robert J. Mgmt For For For
Kostelnik
7 Elect James H. Lee Mgmt For For For
8 Elect Franklin Myers Mgmt For For For
9 Elect Michael E. Rose Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Laredo Petroleum, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPI CUSIP 516806106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy A. Foutch Mgmt For For For
1.2 Elect Peter R. Kagan Mgmt For For For
1.3 Elect Edmund P. Segner Mgmt For For For
III
1.4 Elect Myles W. Scoggins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Magellan Midstream Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
MMP CUSIP 559080106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lori A. Gobillot Mgmt For For For
1.2 Elect Edward J. Guay Mgmt For For For
1.3 Elect Michael N. Mears Mgmt For For For
1.4 Elect James R. Montague Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Wm. Foran Mgmt For For For
2 Elect Reynald A. Mgmt For For For
Baribault
3 Elect R. Gaines Baty Mgmt For For For
4 Elect William M. Mgmt For For For
Byerley
5 Elect Julia P. Mgmt For For For
Forrester
6 Elect Kenneth L. Mgmt For For For
Stewart
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Matrix Service Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 11/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Hewitt Mgmt For For For
1.2 Elect Michael J. Hall Mgmt For For For
1.3 Elect John W. Gibson Mgmt For For For
1.4 Elect I. Edgar Hendrix Mgmt For For For
1.5 Elect Tom E. Maxwell Mgmt For For For
1.6 Elect Jim W. Mogg Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to the Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
5 Approval of 2016 Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca Ranich Mgmt For For For
1.2 Elect Jeffrey W. Shaw Mgmt For For For
1.3 Elect Thomas E. Skains Mgmt For For For
1.4 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Reapproval of 2012 Mgmt For For For
Annual At Risk
Compensation
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Steven Nance Mgmt For For For
4 Elect Roger B. Plank Mgmt For For For
5 Elect Thomas G. Ricks Mgmt For For For
6 Elect Juanita F. Romans Mgmt For For For
7 Elect John W. Schanck Mgmt For For For
8 Elect J. Terry Strange Mgmt For For For
9 Elect J. Kent Wells Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
14 Approval of Material Mgmt For For For
Terms under the 2017
Omnibus Incentive
Plan
15 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Abdoo Mgmt For Against Against
2 Elect Peter A. Altabef Mgmt For For For
3 Elect Aristides S. Mgmt For For For
Candris
4 Elect Wayne S. DeVeydt Mgmt For For For
5 Elect Joseph Hamrock Mgmt For For For
6 Elect Deborah A. Mgmt For For For
Henretta
7 Elect Michael E. Mgmt For Against Against
Jesanis
8 Elect Kevin T. Kabat Mgmt For For For
9 Elect Richard L. Mgmt For Against Against
Thompson
10 Elect Carolyn Y. Woo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendments to Mgmt For For For
Certificate of
Incorporation -
Bundled
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Mary Ralph Lowe Mgmt For For For
8 Elect Gregory G. Mgmt For For For
Maxwell
9 Elect Kevin S. McCarthy Mgmt For For For
10 Elect Steffen E. Palko Mgmt For For For
11 Elect Jeffrey L. Mgmt For For For
Ventura
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston
Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Jon A. Marshall Mgmt For For For
5 Elect Elliott Pew Mgmt For For For
6 Elect Terry W. Rathert Mgmt For For For
7 Elect Alan H. Stevens Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic Mgmt For For For
D'Alessandro
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
O'Brien
1.9 Elect Eira Thomas Mgmt For For For
1.10 Elect Steven W. Mgmt For For For
Williams
1.11 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Synergy Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
SRCI CUSIP 78470V108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn A. Peterson Mgmt For For For
1.2 Elect Jack N. Aydin Mgmt For For For
1.3 Elect Daniel E. Kelly Mgmt For For For
1.4 Elect Paul J. Korus Mgmt For For For
1.5 Elect Raymond E. Mgmt For Withhold Against
McElhaney
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Jim W. Nokes Mgmt For For For
7 Elect William H. Mgmt For For For
Schumann,
III
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tetra Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTI CUSIP 88162F105 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Baldwin Mgmt For For For
1.2 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.3 Elect Stuart M. Mgmt For For For
Brightman
1.4 Elect Paul D. Coombs Mgmt For For For
1.5 Elect John F. Glick Mgmt For For For
1.6 Elect Stephen A. Snider Mgmt For For For
1.7 Elect William D. Mgmt For For For
Sullivan
1.8 Elect Kenneth E. Mgmt For For For
White,
Jr.
1.9 Elect Joseph C. Mgmt For For For
Winkler
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 11/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Kathleen B. Mgmt For For For
Cooper
5 Elect Peter A. Ragauss Mgmt For For For
6 Elect Scott D. Mgmt For For For
Sheffield
7 Elect Murray D. Smith Mgmt For For For
8 Elect William H. Spence Mgmt For For For
9 Elect Janice D. Stoney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Kasbar Mgmt For For For
1.2 Elect Ken Bakshi Mgmt For For For
1.3 Elect Jorge L. Benitez Mgmt For For For
1.4 Elect Richard A. Kassar Mgmt For Withhold Against
1.5 Elect John L. Manley Mgmt For For For
1.6 Elect J. Thomas Presby Mgmt For For For
1.7 Elect Stephen K. Mgmt For For For
Roddenberry
1.8 Elect Paul H. Stebbins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Equity Income Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Gayle P.W. Mgmt For For For
Jackson
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Mgmt For For For
Lipstein
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Coal
Combustion
Waste
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Linda A. Mgmt For For For
Goodspeed
6 Elect Thomas E. Hoaglin Mgmt For For For
7 Elect Sandra Beach Lin Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Mgmt For For For
Nowell,
III
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Mgmt For For For
Richard,
III
12 Elect Sara Martinez Mgmt For For For
Tucker
13 Reapprove the Material Mgmt For For For
Terms of the Senior
Officer Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AmTrust Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFSI CUSIP 032359309 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against
1.2 Elect Susan C. Fisch Mgmt For Withhold Against
1.3 Elect Abraham Gulkowitz Mgmt For Withhold Against
1.4 Elect George Karfunkel Mgmt For Withhold Against
1.5 Elect Leah Karfunkel Mgmt For Withhold Against
1.6 Elect Raul Rivera Mgmt For For For
1.7 Elect Barry D. Zyskind Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Donations
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Compensation
Reform
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Michael B. Mgmt For For For
McCallister
8 Elect Beth E. Mooney Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect Cindy B. Taylor Mgmt For Against Against
12 Elect Laura D'Andrea Mgmt For For For
Tyson
13 Elect Geoffrey Y. Yang Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lowering
Threshold for Right
to Act by Written
Consent
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Bisson Mgmt For For For
1.2 Elect Richard T. Clark Mgmt For For For
1.3 Elect Eric C. Fast Mgmt For For For
1.4 Elect Linda R. Gooden Mgmt For For For
1.5 Elect Michael P. Mgmt For For For
Gregoire
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect John P. Jones Mgmt For For For
1.8 Elect William J. Ready Mgmt For For For
1.9 Elect Carlos A. Mgmt For For For
Rodriguez
1.10 Elect Sandra S. Mgmt For For For
Wijnberg
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B&G Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGS CUSIP 05508R106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DeAnn L. Brunts Mgmt For For For
2 Elect Robert C. Mgmt For For For
Cantwell
3 Elect Charles F. Marcy Mgmt For For For
4 Elect Dennis M. Mullen Mgmt For For For
5 Elect Cheryl M. Palmer Mgmt For For For
6 Elect Alfred Poe Mgmt For For For
7 Elect Stephen C. Mgmt For For For
Sherrill
8 Elect David L. Wenner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For Against Against
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Michael D. White Mgmt For For For
13 Elect Thomas D. Woods Mgmt For For For
14 Elect R. David Yost Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Sophie Brochu Mgmt For For For
1.3 Elect Robert E. Brown Mgmt For For For
1.4 Elect George A. Cope Mgmt For For For
1.5 Elect David F. Denison Mgmt For For For
1.6 Elect Robert P. Dexter Mgmt For For For
1.7 Elect Ian Greenberg Mgmt For For For
1.8 Elect Kathrine Lee Mgmt For For For
1.9 Elect Monique F. Leroux Mgmt For For For
1.10 Elect Gordon M. Nixon Mgmt For For For
1.11 Elect Calin Rovinescu Mgmt For For For
1.12 Elect Karen Sheriff Mgmt For For For
1.13 Elect Robert C. Mgmt For For For
Simmonds
1.14 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BGC Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGCP CUSIP 05541T101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect John H. Dalton Mgmt For For For
1.3 Elect Stephen T. Mgmt For For For
Curwood
1.4 Elect William J. Moran Mgmt For Withhold Against
1.5 Elect Linda A. Bell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Approval of Material Mgmt For Against Against
Terms under the
Incentive Bonus
Compensation
Plan
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Laurie H. Mgmt For For For
Glimcher
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For Against Against
11 Elect Vicki L. Sato Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan for
the Purposes of
Section
162(m)
15 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Richard J. Daly Mgmt For For For
3 Elect Robert N. Duelks Mgmt For For For
4 Elect Richard J. Mgmt For For For
Haviland
5 Elect Brett A. Keller Mgmt For For For
6 Elect Stuart R. Levine Mgmt For For For
7 Elect Maura A. Markus Mgmt For For For
8 Elect Thomas J. Perna Mgmt For For For
9 Elect Alan J. Weber Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2011 Mgmt For For For
Long Term Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect John W. Mgmt For For For
Somerhalder
II
10 Elect Peter S. Wareing Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Consolidated Water Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CWCO CUSIP G23773107 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carson K. Ebanks Mgmt For For For
2 Elect Richard L. Finlay Mgmt For For For
3 Elect Clarence B. Mgmt For For For
Flowers,
Jr.
4 Elect Frederick W. Mgmt For For For
McTaggart
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 03/24/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elimination of Mgmt For For For
Cumulative
Voting
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 08/31/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James B. Morgan Mgmt For For For
1.2 Elect John L. Mulligan Mgmt For For For
1.3 Elect Kevin P. Mgmt For For For
McDermott
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
LBF CUSIP 25158V108 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Fox Mgmt For For For
1.2 Elect Kenneth C. Mgmt For For For
Froewiss
1.3 Elect Richard J. Mgmt For For For
Herring
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche High Income Opportunities Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DHG CUSIP 25158Y102 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect Paul K. Freeman Mgmt For For For
1.3 Elect William R. Mgmt For For For
McClayton
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche High Income Trust
Ticker Security ID: Meeting Date Meeting Status
KHI CUSIP 25155R100 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For For For
Jr.
1.2 Elect Paul K. Freeman Mgmt For For For
1.3 Elect William R. Mgmt For For For
McClayton
1.4 Elect Jean Gleason Mgmt For For For
Stromberg
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dime Community Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Mahon Mgmt For For For
1.2 Elect Steven D. Cohn Mgmt For For For
1.3 Elect Robert C. Golden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For Against Against
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Company Name Change Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. Mgmt For For For
Alexander
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Jose M. Gutierrez Mgmt For For For
4 Elect Pamela H. Patsley Mgmt For For For
5 Elect Ronald G. Rogers Mgmt For For For
6 Elect Wayne R. Sanders Mgmt For For For
7 Elect Dunia A. Shive Mgmt For For For
8 Elect M. Anne Szostak Mgmt For For For
9 Elect Larry D. Young Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Pesticides
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect James B. Mgmt For For For
Nicholson
1.8 Elect Charles W. Mgmt For For For
Pryor,
Jr.
1.9 Elect Josue Robles, Jr. Mgmt For For For
1.10 Elect Ruth G. Shaw Mgmt For For For
1.11 Elect David A. Thomas Mgmt For For For
1.12 Elect James H. Mgmt For For For
Vandenberghe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Essent Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Casale Mgmt For For For
1.2 Elect Douglas J. Pauls Mgmt For For For
1.3 Elect William L. Mgmt For For For
Spiegel
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Annual Mgmt For For For
Incentive
Plan
5 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Eversource Energy
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 30040W108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Clarkeson Mgmt For For For
2 Elect Cotton M. Mgmt For For For
Cleveland
3 Elect Sanford Cloud, Mgmt For For For
Jr.
4 Elect James S. DiStasio Mgmt For For For
5 Elect Francis A. Doyle Mgmt For For For
6 Elect Charles K. Mgmt For For For
Gifford
7 Elect James J. Judge Mgmt For For For
8 Elect Paul A. La Camera Mgmt For For For
9 Elect Kenneth R. Mgmt For For For
Leibler
10 Elect William C. Van Mgmt For For For
Faasen
11 Elect Frederica M. Mgmt For For For
Williams
12 Elect Dennis R. Wraase Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Re-approval of the Mgmt For For For
Material Terms of
Performance Goals
under the 2009
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory
Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Jerry W. Burris Mgmt For For For
6 Elect Emerson L. Mgmt For For For
Brumback
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect Gary R. Heminger Mgmt For For For
9 Elect Jewell D. Hoover Mgmt For For For
10 Elect Eileen A. Mgmt For For For
Mallesch
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Marsha C. Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
First Trust-Aberdeen Global Opportunity Income Fund
Ticker Security ID: Meeting Date Meeting Status
FAM CUSIP 337319107 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Mass ShrHoldr N/A For N/A
1.2 Elect Thomas H. McGlade ShrHoldr N/A For N/A
1.3 Elect Peter Tchir ShrHoldr N/A For N/A
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect Robert Scott Mgmt For For For
3 Elect Amit Chandra Mgmt For For For
4 Elect Laura Conigliaro Mgmt For For For
5 Elect David Humphrey Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect James C. Madden Mgmt For For For
8 Elect Alex J. Mandl Mgmt For For For
9 Elect Cecelia Morken Mgmt For For For
10 Elect Mark Nunnelly Mgmt For For For
11 Elect Mark Verdi Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry D. Bassham Mgmt For For For
1.2 Elect David L. Bodde Mgmt For For For
1.3 Elect Randall C. Mgmt For For For
Ferguson,
Jr.
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Scott D. Grimes Mgmt For For For
1.6 Elect Thomas D. Hyde Mgmt For For For
1.7 Elect Ann D. Murtlow Mgmt For For For
1.8 Elect Sandra J. Price Mgmt For For For
1.9 Elect John J. Sherman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Dattilo Mgmt For For For
5 Elect Roger Fradin Mgmt For For For
6 Elect Terry D. Growcock Mgmt For For For
7 Elect Lewis Hay, III Mgmt For For For
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Leslie F. Kenne Mgmt For For For
10 Elect James C. Stoffel Mgmt For For For
11 Elect Gregory T. Mgmt For For For
Swienton
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hartford Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Mgmt For For For
Allardice,
III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Kathryn A. Mgmt For For For
Mikells
4 Elect Michael G. Morris Mgmt For For For
5 Elect Thomas A. Renyi Mgmt For For For
6 Elect Julie G. Mgmt For For For
Richardson
7 Elect Teresa W. Mgmt For For For
Roseborough
8 Elect Virginia P. Mgmt For For For
Ruesterholz
9 Elect Charles B. Mgmt For For For
Strauss
10 Elect Christopher J. Mgmt For For For
Swift
11 Elect H. Patrick Mgmt For For For
Swygert
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Aneel Bhusri Mgmt For For For
3 Elect Andy D. Bryant Mgmt For For For
4 Elect Reed E. Hundt Mgmt For For For
5 Elect Omar Ishrak Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect Tsu-Jae King Liu Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Gregory D. Smith Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Elect David Bruce Mgmt For For For
Yoffie
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Henderson Share Mgmt For For For
Consolidation
4 Increase of Authorized Mgmt For For For
Share Capital for
Janus
Henderson
5 Elimination of Mgmt For For For
Preemptive Rights
for Janus
Henderson
6 Removal of Requirement Mgmt For For For
to Seek Shareholder
Approval for Issuance
of Shares of Janus
Henderson
7 Repeal of Classified Mgmt For For For
Board for Janus
Henderson
8 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 08/17/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
M.D.C. Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDC CUSIP 552676108 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Mgmt For For For
Mandarich
1.2 Elect Paris G. Reece, Mgmt For Withhold Against
III
1.3 Elect David Siegel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Macerich Company
Ticker Security ID: Meeting Date Meeting Status
MAC CUSIP 554382101 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Arthur M. Coppola Mgmt For For For
3 Elect Edward C. Coppola Mgmt For For For
4 Elect Steven R. Hash Mgmt For For For
5 Elect Fred S. Hubbell Mgmt For For For
6 Elect Diana M. Laing Mgmt For For For
7 Elect Mason G. Ross Mgmt For For For
8 Elect Steven L. Mgmt For For For
Soboroff
9 Elect Andrea M. Stephen Mgmt For For For
10 Elect John M. Sullivan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Barbara Judge Mgmt For For For
1.4 Elect Kurt J. Lauk Mgmt For For For
1.5 Elect Cynthia A. Mgmt For For For
Niekamp
1.6 Elect William A Ruh Mgmt For For For
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Rochelle B. Mgmt For For For
Lazarus
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For Against Against
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Board Oversight of
Product Safety and
Quality
________________________________________________________________________________
Motorola Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon P. Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Anne R. Mgmt For For For
Pramaggiore
8 Elect Samuel C. Scott Mgmt For For For
III
9 Elect Joseph M. Tucci Mgmt For Against Against
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Supply
Chain Labor
Standards
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca Ranich Mgmt For For For
1.2 Elect Jeffrey W. Shaw Mgmt For For For
1.3 Elect Thomas E. Skains Mgmt For For For
1.4 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Reapproval of 2012 Mgmt For For For
Annual At Risk
Compensation
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nissan Motor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
7201 CUSIP 654744408 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Carlos Ghosn Mgmt For Withhold Against
2.2 Elect Hiroto Saikawa Mgmt For For For
2.3 Elect Greg Kelly Mgmt For For For
2.4 Elect Hideyuki Sakamoto Mgmt For For For
2.5 Elect Fumiaki Matsumoto Mgmt For For For
2.6 Elect Kimiyasu Nakamura Mgmt For For For
2.7 Elect Toshiyuki Shiga Mgmt For For For
2.8 Elect Jean-Baptiste Mgmt For Withhold Against
Duzan
2.9 Elect Bernard Rey Mgmt For For For
3 Elect Celso Gyohtoku Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Board Compensation Mgmt For For For
6 Executive Compensation Mgmt For For For
7 Compensation Report Mgmt For For For
8 Elect Jorg Reinhardt Mgmt For For For
as
Chairman
9 Elect Nancy C. Andrews Mgmt For For For
10 Elect Dimitri Azar Mgmt For For For
11 Elect Ton Buchner Mgmt For For For
12 Elect Srikant M. Datar Mgmt For For For
13 Elect Elizabeth Doherty Mgmt For For For
14 Elect Ann M. Fudge Mgmt For For For
15 Elect Pierre Landolt Mgmt For For For
16 Elect Andreas von Mgmt For For For
Planta
17 Elect Charles L. Mgmt For For For
Sawyers
18 Elect Enrico Vanni Mgmt For For For
19 Elect William T. Mgmt For For For
Winters
20 Elect Frans van Houten Mgmt For For For
21 Elect Srikant Datar as Mgmt For For For
Compensation
Committee
Member
22 Elect Ann M. Fudge as Mgmt For For For
Compensation
Committee
Member
23 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
24 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Additional or ShrHoldr N/A Against N/A
Miscellaneous
Proposals
________________________________________________________________________________
Pacholder High Yield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
PHF CUSIP 693742108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
2.1 Elect John F. Finn Mgmt For For For
2.2 Elect Matthew Goldstein Mgmt For For For
2.3 Elect Frankie D. Hughes Mgmt For For For
2.4 Elect Peter C. Marshall Mgmt For For For
2.5 Elect Mary E. Martinez Mgmt For For For
2.6 Elect Marilyn McCoy Mgmt For For For
2.7 Elect Mitchell M. Merin Mgmt For For For
2.8 Elect Robert A. Oden, Mgmt For For For
Jr.
2.9 Elect Marian U. Pardo Mgmt For For For
2.10 Elect Frederick W. Mgmt For For For
Ruebeck
2.11 Elect James J. Mgmt For For For
Schonbachler
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Louis C. Mgmt For For For
Camilleri
4 Elect Massimo Ferragamo Mgmt For For For
5 Elect Werner Geissler Mgmt For For For
6 Elect Jennifer Li Mgmt For For For
7 Elect Jun Makihara Mgmt For For For
8 Elect Sergio Marchionne Mgmt For Against Against
9 Elect Kalpana Morparia Mgmt For For For
10 Elect Lucio A. Noto Mgmt For For For
11 Elect Frederik Paulsen Mgmt For For For
12 Elect Robert B. Polet Mgmt For For For
13 Elect Stephen M. Wolf Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Performance Incentive
Plan
17 Approval of the 2017 Mgmt For Against Against
Stock Compensation
Plan for Non-Employee
Directors
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Human Rights
Review
Committee
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Mediation
of Alleged Human
Rights
Violations
________________________________________________________________________________
Regal Entertainment Group
Ticker Security ID: Meeting Date Meeting Status
RGC CUSIP 758766109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen A. Kaplan Mgmt For For For
1.2 Elect Jack Tyrrell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glyn F. Aeppel Mgmt For For For
2 Elect Larry C. Mgmt For For For
Glasscock
3 Elect Karen N. Horn Mgmt For For For
4 Elect Allan B. Hubbard Mgmt For For For
5 Elect Reuben S. Mgmt For For For
Leibowitz
6 Elect Gary M. Rodkin Mgmt For For For
7 Elect Daniel C. Smith Mgmt For For For
8 Elect J. Albert Smith, Mgmt For For For
Jr.
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stewart Information Services Corporation
Ticker Security ID: Meeting Date Meeting Status
STC CUSIP 860372101 10/18/2016 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A N/A N/A
to Call a Special
Meeting
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5.1 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
5.2 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect William A. Mgmt For For For
Jeffrey
5 Elect Thomas J. Lynch Mgmt For For For
6 Elect Yong Nam Mgmt For For For
7 Elect Daniel J. Phelan Mgmt For For For
8 Elect Paula A. Sneed Mgmt For For For
9 Elect Abhijit Y. Mgmt For For For
Talwalkar
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chair
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report and Financial
Statements
19 Approval of Annual Mgmt For For For
Report
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appointment of Auditor Mgmt For For For
23 Deloitte and Touche Mgmt For For For
24 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
27 Amendment to the 2007 Mgmt For For For
Stock and Incentive
Plan
28 Executive Compensation Mgmt For For For
29 Board Compensation Mgmt For For For
30 Appropriation of Mgmt For For For
Earnings
31 Declaration of Dividend Mgmt For For For
32 Authority to Mgmt For For For
Repurchase
Shares
33 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
34 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Arthur D. Mgmt For For For
Collins,
Jr.
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lynn J. Good Mgmt For For For
7 Elect Lawrence W. Mgmt For Against Against
Kellner
8 Elect Edward M. Liddy Mgmt For For For
9 Elect Dennis A. Mgmt For For For
Muilenburg
10 Elect Susan C. Schwab Mgmt For For For
11 Elect Randall L. Mgmt For Against Against
Stephenson
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Mike S. Mgmt For For For
Zafirovski
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Report ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Arms Sales to
Israel
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
________________________________________________________________________________
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine A. Mgmt For For For
Bertini
2 Elect Susan M. Cameron Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect Meg Crofton Mgmt For For For
5 Elect E. V. Goings Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Antonio Monteiro Mgmt For For For
de
Castro
8 Elect David R. Parker Mgmt For For For
9 Elect Richard T. Riley Mgmt For For For
10 Elect Joyce M. Roche Mgmt For For For
11 Elect M. Anne Szostak Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensatio
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Tom Hayes Mgmt For For For
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Brad T. Sauer Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Michael W. Mgmt For For For
McConnell
9 Elect Thomas F. Mgmt For For For
McLarty
III
10 Elect Steven R. Rogel Mgmt For For For
11 Elect Jose H. Mgmt For For For
Villarreal
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Richard T. Burke Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Stephen J. Mgmt For For For
Hemsley
5 Elect Michele J. Hooper Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Glenn M. Renwick Mgmt For Against Against
8 Elect Kenneth I. Shine Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Wells Fargo Income Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
ERC CUSIP 94987D101 02/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Isaiah Harris Jr. Mgmt For For For
1.2 Elect David F. Larcker Mgmt For For For
1.3 Elect Olivia S. Mgmt For For For
Mitchell
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Myra J. Biblowit Mgmt For For For
1.2 Elect Louise F. Brady Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Brian Mulroney Mgmt For For For
1.7 Elect Pauline D.E. Mgmt For For For
Richards
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
XL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98294104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Dale R. Comey Mgmt For For For
3 Elect Claus-Michael Mgmt For For For
Dill
4 Elect Robert R. Glauber Mgmt For For For
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Joseph Mauriello Mgmt For For For
7 Elect Michael S. Mgmt For For For
McGavick
8 Elect Eugene M. McQuade Mgmt For For For
9 Elect Clayton S. Rose Mgmt For For For
10 Elect Anne Stevens Mgmt For For For
11 Elect John M. Vereker Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Financial Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Amos Mgmt For For For
2 Elect Paul S. Amos II Mgmt For For For
3 Elect W. Paul Bowers Mgmt For For For
4 Elect Kriss Cloninger Mgmt For For For
III
5 Elect Toshihiko Mgmt For For For
Fukuzawa
6 Elect Elizabeth J. Mgmt For For For
Hudson
7 Elect Douglas W. Mgmt For For For
Johnson
8 Elect Robert B. Johnson Mgmt For For For
9 Elect Thomas J. Kenny Mgmt For For For
10 Elect Charles B. Knapp Mgmt For For For
11 Elect Karole F Lloyd Mgmt For For For
12 Elect Joseph L. Mgmt For For For
Moskowitz
13 Elect Barbara K. Rimer Mgmt For For For
14 Elect Melvin T. Stith Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
19 Approval of the Mgmt For For For
Amended and Restated
2018 Management
Incentive
Plan
________________________________________________________________________________
Ally Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Kenneth J. Bacon Mgmt For For For
3 Elect Robert T. Blakely Mgmt For For For
4 Elect Maureen Mgmt For For For
Breakiron-Evans
5 Elect William H. Cary Mgmt For For For
6 Elect Mayree C. Clark Mgmt For For For
7 Elect Kim S. Mgmt For For For
Fennebresque
8 Elect Marjorie Magner Mgmt For For For
9 Elect John J. Stack Mgmt For For For
10 Elect Michael F. Steib Mgmt For For For
11 Elect Jeffrey J. Brown Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
14 Amendment to the Mgmt For For For
Non-Employee
Directors Equity
Compensation
Plan
15 Amendment to the Mgmt For For For
Executive Performance
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect Henry S. Miller Mgmt For For For
9 Elect Linda A. Mills Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
16 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AmTrust Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFSI CUSIP 032359309 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against
1.2 Elect Susan C. Fisch Mgmt For Withhold Against
1.3 Elect Abraham Gulkowitz Mgmt For Withhold Against
1.4 Elect George Karfunkel Mgmt For Withhold Against
1.5 Elect Leah Karfunkel Mgmt For Withhold Against
1.6 Elect Raul Rivera Mgmt For For For
1.7 Elect Barry D. Zyskind Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Jin-Yong Cai Mgmt For For For
4 Elect Fulvio Conti Mgmt For For For
5 Elect Cheryl Francis Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect Robert S. Mgmt For For For
Morrison
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Accounts and Reports Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Ratification of Mgmt For For For
Statutory
Auditor
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Approval of Share Mgmt For For For
Repurchase Contracts
and
Repurchase
Counterparties
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For Against Against
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Michael D. White Mgmt For For For
13 Elect Thomas D. Woods Mgmt For For For
14 Elect R. David Yost Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Bank Of The Ozarks, Inc.
Ticker Security ID: Meeting Date Meeting Status
OZRK CUSIP 063904106 06/23/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization and Mgmt For For For
Plan of
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BGC Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGCP CUSIP 05541T101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect John H. Dalton Mgmt For For For
1.3 Elect Stephen T. Mgmt For For For
Curwood
1.4 Elect William J. Moran Mgmt For Withhold Against
1.5 Elect Linda A. Bell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Approval of Material Mgmt For Against Against
Terms under the
Incentive Bonus
Compensation
Plan
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Duncan P. Hennes Mgmt For For For
4 Elect Peter B. Henry Mgmt For For For
5 Elect Franz B. Humer Mgmt For For For
6 Elect Renee J. James Mgmt For For For
7 Elect Eugene M. McQuade Mgmt For For For
8 Elect Michael E. Mgmt For For For
O'Neill
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Anthony M. Mgmt For For For
Santomero
11 Elect Diana L. Taylor Mgmt For For For
12 Elect William S. Mgmt For For For
Thompson,
Jr.
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Shareholder Value
Committee
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Stephen N. David Mgmt For For For
4 Elect Robert C. Greving Mgmt For For For
5 Elect Mary R. Henderson Mgmt For For For
6 Elect Charles J. Mgmt For For For
Jacklin
7 Elect Daniel R. Maurer Mgmt For For For
8 Elect Neal C. Schneider Mgmt For For For
9 Elect Frederick J. Mgmt For For For
Sievert
10 Approval of amendment Mgmt For For For
to the Long-Term
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Peter L. Rhein Mgmt For For For
4 Elect Richard P. Simon Mgmt For Against Against
5 Elect Edmond D. Villani Mgmt For For For
6 Elect Frank T. Connor Mgmt For For For
7 Elect Reena Aggarwal Mgmt For For For
8 Amendment to the Stock Mgmt For For For
Incentive
Plan
9 Reapproval of the Mgmt For For For
Material Terms of the
Performance Goals
under the Annual
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For For For
Weinbach
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect James P. Healy Mgmt For For For
3 Elect Kevin T. Kabat Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Kanner
5 Elect James Lam Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Shelley B. Mgmt For For For
Leibowitz
8 Elect Karl A. Roessner Mgmt For For For
9 Elect Rebecca Saeger Mgmt For For For
10 Elect Joseph L. Mgmt For For For
Sclafani
11 Elect Gary H. Stern Mgmt For For For
12 Elect Donna L. Weaver Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Essent Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Casale Mgmt For For For
1.2 Elect Douglas J. Pauls Mgmt For For For
1.3 Elect William L. Mgmt For For For
Spiegel
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Annual Mgmt For For For
Incentive
Plan
5 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrzej Mgmt For For For
Olechowski
1.2 Elect Eriberto R. Mgmt For Withhold Against
Scocimara
1.3 Elect Mark R. Callegari Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Jerry W. Burris Mgmt For For For
6 Elect Emerson L. Mgmt For For For
Brumback
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect Gary R. Heminger Mgmt For For For
9 Elect Jewell D. Hoover Mgmt For For For
10 Elect Eileen A. Mgmt For For For
Mallesch
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Marsha C. Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Financial Engines Inc.
Ticker Security ID: Meeting Date Meeting Status
FNGN CUSIP 317485100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Blake R. Grossman Mgmt For For For
1.2 Elect Robert A. Huret Mgmt For For For
1.3 Elect Lawrence M. Mgmt For For For
Raffone
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Caponi Mgmt For For For
1.2 Elect Ray T. Charley Mgmt For For For
1.3 Elect Gary R. Claus Mgmt For For For
1.4 Elect David S. Dahlmann Mgmt For For For
1.5 Elect Johnston A. Glass Mgmt For For For
1.6 Elect Jon L. Gorney Mgmt For For For
1.7 Elect David W. Mgmt For For For
Greenfield
1.8 Elect Luke A. Latimer Mgmt For For For
1.9 Elect T. Michael Price Mgmt For For For
1.10 Elect Laurie Stern Mgmt For For For
Singer
1.11 Elect Robert J. Ventura Mgmt For For For
1.12 Elect Stephen A. Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Brown Mgmt For For For
2 Elect Phupinder S. Gill Mgmt For For For
3 Elect Kathryn J Hayley Mgmt For For For
4 Elect Frank B. Modruson Mgmt For For For
5 Elect Ellen A. Rudnick Mgmt For For For
6 Elect Michael J. Small Mgmt For For For
7 Elect Stephen C Van Mgmt For For For
Arsdell
8 Repeal of Classified Mgmt For For For
Board
9 Increase of Authorized Mgmt For Against Against
Common
Stock
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 11/30/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
HomeStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMST CUSIP 43785V102 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Ederer Mgmt For For For
2 Elect Thomas E. King Mgmt For For For
3 Elect George Kirk Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Henderson Share Mgmt For For For
Consolidation
4 Increase of Authorized Mgmt For For For
Share Capital for
Janus
Henderson
5 Elimination of Mgmt For For For
Preemptive Rights
for Janus
Henderson
6 Removal of Requirement Mgmt For For For
to Seek Shareholder
Approval for Issuance
of Shares of Janus
Henderson
7 Repeal of Classified Mgmt For For For
Board for Janus
Henderson
8 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect Todd A. Combs Mgmt For For For
6 Elect James S. Crown Mgmt For For For
7 Elect James Dimon Mgmt For For For
8 Elect Timothy P. Flynn Mgmt For For For
9 Elect Laban P. Mgmt For For For
Jackson,
Jr.
10 Elect Michael A. Neal Mgmt For For For
11 Elect Lee R. Raymond Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Macerich Company
Ticker Security ID: Meeting Date Meeting Status
MAC CUSIP 554382101 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Alschuler Mgmt For For For
2 Elect Arthur M. Coppola Mgmt For For For
3 Elect Edward C. Coppola Mgmt For For For
4 Elect Steven R. Hash Mgmt For For For
5 Elect Fred S. Hubbell Mgmt For For For
6 Elect Diana M. Laing Mgmt For For For
7 Elect Mason G. Ross Mgmt For For For
8 Elect Steven L. Mgmt For For For
Soboroff
9 Elect Andrea M. Stephen Mgmt For For For
10 Elect John M. Sullivan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For Against Against
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Material Mgmt For For For
Terms under the 2006
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryohsuke Mgmt For For For
Tamakoshi
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Amendment to the Mgmt For For For
Equity Incentive
Compensation
Plan
19 Amendment to the Mgmt For For For
Directors' Equity
Capital Accumulation
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service
Vesting
________________________________________________________________________________
MSCI Inc.
Ticker Security ID: Meeting Date Meeting Status
MSCI CUSIP 55354G100 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Henry A. Mgmt For For For
Fernandez
2 Elect Robert G. Ashe Mgmt For For For
3 Elect Benjamin F. Mgmt For For For
duPont
4 Elect Wayne Edmunds Mgmt For For For
5 Elect Alice W. Handy Mgmt For For For
6 Elect Catherine R. Mgmt For For For
Kinney
7 Elect Wendy E. Lane Mgmt For For For
8 Elect Jacques P. Perold Mgmt For For For
9 Elect Linda H. Riefler Mgmt For For For
10 Elect George W. Siguler Mgmt For For For
11 Elect Patrick Tierney Mgmt For For For
12 Elect Rodolphe M. Mgmt For For For
Vallee
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominick Ciampa Mgmt For For For
2 Elect Leslie Dunn Mgmt For For For
3 Elect Lawrence Rosano, Mgmt For For For
Jr.
4 Elect Robert Wann Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Re-approval of the Mgmt For For For
2012 Stock Incentive
Plan
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Radian Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RDN CUSIP 750236101 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Wender Mgmt For For For
2 Elect David C. Carney Mgmt For For For
3 Elect Howard B. Culang Mgmt For For For
4 Elect Lisa W. Hess Mgmt For For For
5 Elect Stephen T. Mgmt For For For
Hopkins
6 Elect Brian D. Mgmt For For For
Montgomery
7 Elect Gaetano Muzio Mgmt For For For
8 Elect Gregory V. Serio Mgmt For For For
9 Elect Noel J. Spiegel Mgmt For For For
10 Elect Richard G. Mgmt For For For
Thornberry
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of the Mgmt For For For
amendment to the 2014
Equity Compensation
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Joseph J. DePaolo Mgmt For For For
1.3 Elect Barney Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the Mgmt For For For
amendment to the 2004
Long Term Incentive
Plan
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For Against Against
Baker,
Jr.
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Andrew Cecere Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Collins,
Jr.
6 Elect Richard K. Davis Mgmt For For For
7 Elect Kimberly J. Mgmt For For For
Harris
8 Elect Roland Hernandez Mgmt For For For
9 Elect Doreen Woo Ho Mgmt For For For
10 Elect Olivia F. Kirtley Mgmt For For For
11 Elect Karen S. Lynch Mgmt For For For
12 Elect David B. O'Maley Mgmt For For For
13 Elect O'dell M. Owens Mgmt For For For
14 Elect Craig D. Schnuck Mgmt For For For
15 Elect Scott W. Wine Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
United Insurance Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
UIHC CUSIP 910710102 02/03/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
United Insurance Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
UIHC CUSIP 910710102 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory C. Branch Mgmt For For For
1.2 Elect John L. Forney Mgmt For For For
1.3 Elect Kent G. Mgmt For For For
Whittemore
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
2 Elect E. Michael Mgmt For For For
Caulfield
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Cynthia L. Egan Mgmt For For For
5 Elect Pamela H. Godwin Mgmt For For For
6 Elect Kevin T. Kabat Mgmt For For For
7 Elect Timothy F. Keaney Mgmt For For For
8 Elect Gloria C. Larson Mgmt For For For
9 Elect Richard P. Mgmt For For For
McKenney
10 Elect Ronald. P. Mgmt For For For
O'Hanley
11 Elect Francis J. Shammo Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Stock Incentive Plan Mgmt For For For
of
2017
________________________________________________________________________________
Voya Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VOYA CUSIP 929089100 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynne Biggar Mgmt For For For
2 Elect Jane P. Chwick Mgmt For For For
3 Elect Ruth Ann M. Mgmt For For For
Gillis
4 Elect J. Barry Griswell Mgmt For For For
5 Elect Frederick S. Mgmt For For For
Hubbell
6 Elect Rodney O. Mgmt For For For
Martin,
Jr.
7 Elect Byron H. Mgmt For For For
Pollitt,
Jr.
8 Elect Joseph V. Tripodi Mgmt For For For
9 Elect Deborah C. Wright Mgmt For For For
10 Elect David K. Zwiener Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect John S. Chen Mgmt For Against Against
3 Elect Lloyd H. Dean Mgmt For Against Against
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Enrique Mgmt For Against Against
Hernandez,
Jr.
6 Elect Donald M. James Mgmt For For For
7 Elect Cynthia H. Mgmt For Against Against
Milligan
8 Elect Karen B. Peetz Mgmt For For For
9 Elect Federico F. Pena Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect Ronald L. Sargent Mgmt For For For
13 Elect Timothy J. Sloan Mgmt For For For
14 Elect Susan Swenson Mgmt For Against Against
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retail
Banking Sales
Practices
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Peoples' Rights
Policy
________________________________________________________________________________
XL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98294104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Dale R. Comey Mgmt For For For
3 Elect Claus-Michael Mgmt For For For
Dill
4 Elect Robert R. Glauber Mgmt For For For
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Joseph Mauriello Mgmt For For For
7 Elect Michael S. Mgmt For For For
McGavick
8 Elect Eugene M. McQuade Mgmt For For For
9 Elect Clayton S. Rose Mgmt For For For
10 Elect Anne Stevens Mgmt For For For
11 Elect John M. Vereker Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Adobe Systems Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Edward W. Mgmt For For For
Barnholt
3 Elect Robert K. Burgess Mgmt For For For
4 Elect Frank A. Mgmt For For For
Calderoni
5 Elect James E. Daley Mgmt For For For
6 Elect Laura B. Desmond Mgmt For For For
7 Elect Charles M. Mgmt For For For
Geschke
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For For For
10 Elect John E. Warnock Mgmt For For For
11 Amendment to the 2003 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Daniel P. Mgmt For For For
Huttenlocher
6 Elect Judith A. McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
14 Amendment to the 1997 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Use of Criminal
Background Checks in
Hiring
Decisions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect Henry S. Miller Mgmt For For For
9 Elect Linda A. Mills Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
16 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive
Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive
Bonus
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization into a Mgmt For For For
Holding Company
Structure and
Reincorporation from
Kentucky to
Delaware
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken Hicks Mgmt For For For
6 Elect Andres A. Lopez Mgmt For For For
7 Elect David Pyott Mgmt For For For
8 Elect Dean Scarborough Mgmt For For For
9 Elect Patrick T. Mgmt For For For
Siewert
10 Elect Julia Stewart Mgmt For For For
11 Elect Martha Sullivan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For Against Against
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Michael D. White Mgmt For For For
13 Elect Thomas D. Woods Mgmt For For For
14 Elect R. David Yost Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Bradford M. Mgmt For For For
Freeman
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For Against Against
7 Elect Frederic V. Malek Mgmt For For For
8 Elect Paula R. Reynolds Mgmt For For For
9 Elect Robert E. Mgmt For For For
Sulentic
10 Elect Laura D'Andrea Mgmt For For For
Tyson
11 Elect Ray Wirta Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Costar Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGP CUSIP 22160N109 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael R. Klein Mgmt For For For
2 Elect Andrew C. Mgmt For For For
Florance
3 Elect Laura Cox Kaplan Mgmt For For For
4 Elect Michael J. Mgmt For For For
Glosserman
5 Elect Warren H. Haber Mgmt For For For
6 Elect John W. Hill Mgmt For For For
7 Elect Christopher J. Mgmt For For For
Nassetta
8 Elect David J. Mgmt For For For
Steinberg
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding False
News
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Jerry W. Burris Mgmt For For For
6 Elect Emerson L. Mgmt For For For
Brumback
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect Gary R. Heminger Mgmt For For For
9 Elect Jewell D. Hoover Mgmt For For For
10 Elect Eileen A. Mgmt For For For
Mallesch
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Marsha C. Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Henderson Share Mgmt For For For
Consolidation
4 Increase of Authorized Mgmt For For For
Share Capital for
Janus
Henderson
5 Elimination of Mgmt For For For
Preemptive Rights
for Janus
Henderson
6 Removal of Requirement Mgmt For For For
to Seek Shareholder
Approval for Issuance
of Shares of Janus
Henderson
7 Repeal of Classified Mgmt For For For
Board for Janus
Henderson
8 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendments to Mgmt For For For
Memorandum of
Association
8 Amendments to Articles Mgmt For For For
of
Association
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Right to Adjourn Mgmt For For For
Meeting
13 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
14 Amendment to the 2007 Mgmt For For For
Director Stock Option
Plan
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Barbara Judge Mgmt For For For
1.4 Elect Kurt J. Lauk Mgmt For For For
1.5 Elect Cynthia A. Mgmt For For For
Niekamp
1.6 Elect William A Ruh Mgmt For For For
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue W. Cole Mgmt For For For
2 Elect Michael J. Mgmt For For For
Quillen
3 Elect John J. Koraleski Mgmt For For For
4 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management
Members
7 Asset Sale Pursuant to Mgmt For For For
Tender
Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the
Company's Capital
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Joshua Gotbaum Mgmt For For For
6 Elect Cheryl W. Grise Mgmt For For For
7 Elect Andre J. Hawaux Mgmt For For For
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Leary
10 Elect John R. Peshkin Mgmt For For For
11 Elect Scott F. Powers Mgmt For For For
12 Elect William J. Pulte Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Joseph J. DePaolo Mgmt For For For
1.3 Elect Barney Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the Mgmt For For For
amendment to the 2004
Long Term Incentive
Plan
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SSGA Funds
Ticker Security ID: Meeting Date Meeting Status
SSGXX CUSIP 784924847 08/22/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization of the Mgmt For For For
U.S. Treasury Money
Market
Fund
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Karen L. Katen Mgmt For For For
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter B. Orthwein Mgmt For For For
1.2 Elect Robert W. Martin Mgmt For For For
1.3 Elect James L. Ziemer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Equity and Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kriss Cloninger Mgmt For For For
III
2 Elect Walter W. Mgmt For For For
Driver,
Jr.
3 Elect Sidney E. Harris Mgmt For For For
4 Elect William M. Isaac Mgmt For For For
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Mason H. Lampton Mgmt For For For
7 Elect Connie D. Mgmt For For For
McDaniel
8 Elect Philip W. Mgmt For For For
Tomlinson
9 Elect John T. Turner Mgmt For For For
10 Elect Richard W. Ussery Mgmt For Against Against
11 Elect M. Troy Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan M. Garber Mgmt For For For
1.2 Elect Margaret G. Mgmt For For For
McGlynn
1.3 Elect William D. Young Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Myra J. Biblowit Mgmt For For For
1.2 Elect Louise F. Brady Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Brian Mulroney Mgmt For For For
1.7 Elect Pauline D.E. Mgmt For For For
Richards
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Healthcare Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Acorda Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACOR CUSIP 00484M106 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ron Cohen Mgmt For For For
1.2 Elect Lorin J. Randall Mgmt For For For
1.3 Elect Steven M. Mgmt For For For
Rauscher
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Jeffrey E. Garten Mgmt For For For
8 Elect Ellen M. Hancock Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harrington
10 Elect Edward J. Ludwig Mgmt For For For
11 Elect Joseph P. Mgmt For For For
Newhouse
12 Elect Olympia J. Snowe Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Albany Molecular Research, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRI CUSIP 012423109 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Hagen Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Maddaluna
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Amendment to the 2008
Stock Option and
Incentive
Plan
4 Amendment to the 1998 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect James H. Bloem Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Catherine M. Mgmt For For For
Klema
8 Elect Peter J. Mgmt For For For
McDonnell
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Ronald R. Taylor Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of Mgmt For For For
performance goals
under the 2017 Annual
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
ANI Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANIP CUSIP 00182C103 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Brown Mgmt For For For
Jr
2 Elect Arthur S. Przybyl Mgmt For For For
3 Elect Fred Holubow Mgmt For For For
4 Elect Tracy L. Mgmt For For For
Marshbanks
5 Elect Thomas A. Penn Mgmt For Against Against
6 Elect Daniel Raynor Mgmt For Against Against
7 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Catherine M. Mgmt For For For
Burzik
3 Elect R. Andrew Eckert Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Forlenza
5 Elect Claire M. Fraser Mgmt For For For
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect Gary A. Mgmt For For For
Mecklenburg
9 Elect James F. Orr Mgmt For For For
10 Elect Willard J. Mgmt For For For
Overlock,
Jr.
11 Elect Claire Pomeroy Mgmt For For For
12 Elect Rebecca W. Rimel Mgmt For For For
13 Elect Bertram L. Scott Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph H. Capper Mgmt For For For
2 Elect Joseph A. Frick Mgmt For For For
3 Elect Colin Hill Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
7 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
8 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Stephen P. Mgmt For For For
MacMillan
7 Elect Michael F. Mgmt For For For
Mahoney
8 Elect David J. Roux Mgmt For For For
9 Elect John E. Sununu Mgmt For For For
10 Elect Ellen M. Zane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Eric J. Foss Mgmt For For For
3 Elect Isaiah Harris, Mgmt For For For
Jr.
4 Elect Jane E. Henney Mgmt For For For
5 Elect Roman Martinez IV Mgmt For For For
6 Elect Donna F. Zarcone Mgmt For For For
7 Elect William D. Mgmt For For For
Zollars
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Amendment to the Cigna Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Cutera, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUTR CUSIP 232109108 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect David A. Gollnick Mgmt For For For
2.2 Elect James A Reinstein Mgmt For For For
2.3 Elect Clinton H. Mgmt For Withhold Against
Severson
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect John C. Mgmt For For For
Lechleiter
4 Elect David A. Ricks Mgmt For For For
5 Elect Marschall S. Mgmt For For For
Runge
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the Mgmt For For For
Directors' Deferral
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Paul V. Mgmt For For For
Campanelli
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect Douglas S. Ingram Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Todd B. Sisitsky Mgmt For For For
9 Elect Jill D. Smith Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendments to the Mgmt For For For
Company's Memorandum
of
Association
14 Amendments to the Mgmt For For For
Company's Articles of
Association
15 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maura C. Breen Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Elder Granger Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For For For
Mahon
6 Elect Frank Mgmt For For For
Mergenthaler
7 Elect Woodrow A. Mgmt For For For
Myers,
Jr.
8 Elect Roderick A. Mgmt For For For
Palmore
9 Elect George Paz Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Seymour Sternberg Mgmt For For For
12 Elect Timothy Wentworth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
HCA Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For Against Against
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist Mgmt For For For
III
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Mgmt For For For
Meyers
10 Elect Wayne J. Riley Mgmt For For For
11 Elect John W. Rowe Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Article aAmendment Mgmt For Against Against
Regarding Shareholder
Right to Call a
Special
Meeting
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Horizon Pharma plc
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G4617B105 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect Timothy P. Mgmt For For For
Walbert
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Authority to Mgmt For For For
Repurchase
Shares
6 Plurality Voting Mgmt For For For
Standard for
Contested
Elections
________________________________________________________________________________
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Bruce D. Mgmt For For For
Broussard
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect W. Roy Dunbar Mgmt For For For
5 Elect David A. Jones Mgmt For For For
Jr.
6 Elect William J. Mgmt For For For
McDonald
7 Elect William E. Mgmt For For For
Mitchell
8 Elect David B. Nash Mgmt For For For
9 Elect James J. O'Brien Mgmt For For For
10 Elect Marissa T. Mgmt For For For
Peterson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Hall Mgmt For For For
2 Elect John Climax Mgmt For For For
3 Elect Steve Cutler Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Set Price Mgmt For For For
Range for Issuance of
Treasury
Shares
10 Amendments to Articles Mgmt For For For
of
Association
11 Amendments to Mgmt For For For
Memorandum of
Association
________________________________________________________________________________
Impax Laboratories Inc.
Ticker Security ID: Meeting Date Meeting Status
IPXL CUSIP 45256B101 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Z. Benet Mgmt For For For
2 Elect Richard A. Bierly Mgmt For For For
3 Elect Paul M. Bisaro Mgmt For For For
4 Elect J. Kevin Buchi Mgmt For For For
5 Elect Robert L. Burr Mgmt For For For
6 Elect Allen Chao Mgmt For For For
7 Elect Mary Pendergast Mgmt For For For
8 Elect Peter R. Terreri Mgmt For For For
9 Elect Janet S. Vergis Mgmt For For For
10 Amendment to the 2001 Mgmt For For For
Non-Qualified
Employee Stock
Purchase
Plan
11 Amendment to the 2002 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innoviva Inc
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/20/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Aguiar Mgmt For TNA N/A
1.2 Elect Barbara G. Duncan Mgmt For TNA N/A
1.3 Elect Catherine J. Mgmt For TNA N/A
Friedman
1.4 Elect Patrick G. LePore Mgmt For TNA N/A
1.5 Elect Paul Pepe Mgmt For TNA N/A
1.6 Elect James L. Tyree Mgmt For TNA N/A
1.7 Elect William H. Mgmt For TNA N/A
Waltrip
2 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year TNA N/A
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For TNA N/A
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Repeal of
Bylaw
Amendments
________________________________________________________________________________
Innoviva Inc
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/20/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George ShrHoldr N/A For N/A
Bickerstaff
1.2 Elect Jules Haimovitz ShrHoldr N/A Withhold N/A
1.3 Elect Odysseas Kostas ShrHoldr N/A For N/A
1.4 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Barbara
Duncan
1.5 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Catherine
Friedman
1.6 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Patrick
LePore
1.7 Elect Mgmt. Nominee ShrHoldr N/A For N/A
James
Tyree
2 Advisory Vote on ShrHoldr N/A Against N/A
Executive
Compensation
3 Frequency of Advisory ShrHoldr N/A 1 Year N/A
Vote on Executive
Compensation
4 Ratification of Auditor ShrHoldr N/A For N/A
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Repeal of
Bylaw
Amendments
________________________________________________________________________________
Integer Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
ITGR CUSIP 45826H109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela G. Bailey Mgmt For For For
1.2 Elect Joseph W. Mgmt For For For
Dziedzic
1.3 Elect Jean Hobby Mgmt For For For
1.4 Elect M. Craig Maxwell Mgmt For For For
1.5 Elect Filippo Passerini Mgmt For For For
1.6 Elect Bill R. Sanford Mgmt For For For
1.7 Elect Peter H. Mgmt For For For
Soderberg
1.8 Elect Donald J. Spence Mgmt For For For
1.9 Elect William B. Mgmt For For For
Summers,
Jr.
2 Amendment to the Mgmt For For For
Executive Short Term
Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendments to Mgmt For For For
Memorandum of
Association
8 Amendments to Articles Mgmt For For For
of
Association
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Right to Adjourn Mgmt For For For
Meeting
13 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
14 Amendment to the 2007 Mgmt For For For
Director Stock Option
Plan
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melvin D. Booth Mgmt For For For
2 Elect David R. Carlucci Mgmt For For For
3 Elect J. Martin Carroll Mgmt For For For
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Virgil D. Mgmt For For For
Thompson
8 Elect Mark C. Trudeau Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
15 Amendments to the Mgmt For For For
Memorandum of
Association
16 Amendments to the Mgmt For For For
Articles of
Association
17 Reduction of Company Mgmt For For For
Capital
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Randall J. Hogan Mgmt For For For
III
5 Elect Omar Ishrak Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Elizabeth G. Mgmt For For For
Nabel
10 Elect Denise M. O'Leary Mgmt For For For
11 Elect Kendall J. Powell Mgmt For Against Against
12 Elect Robert C. Pozen Mgmt For For For
13 Elect Preetha Reddy Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Adoption of Proxy Mgmt For For For
Access
17 Amendments to Articles Mgmt For For For
(Irish Companies Act
2014)
18 Technical Amendments Mgmt For For For
to Memorandum of
Association
19 Approve Board's Sole Mgmt For For For
Authority to
Determine Board
Size
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Rochelle B. Mgmt For For For
Lazarus
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Paul B. Rothman Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Craig B. Thompson Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For Against Against
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Board Oversight of
Product Safety and
Quality
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For Against Against
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect JoEllen Lyons Mgmt For For For
Dillon
6 Elect Neil F. Dimick Mgmt For Against Against
7 Elect Melina Higgins Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Mark Parrish Mgmt For Against Against
10 Elect Randall L. Mgmt For For For
Vanderveen
11 Elect Sjoerd S. Mgmt For For For
Vollebregt
12 Adoption of the Dutch Mgmt For For For
Annual
Accounts
13 Ratification of Auditor Mgmt For For For
14 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Authorization for Mgmt For For For
Board to Acquire
Ordinary and
Preferred
Shares
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect William J. Mgmt For Abstain Against
Robinson
6 Elect Bruce K. Crowther Mgmt For For For
7 Elect Lynn A. Tetrault Mgmt For For For
8 Elect Allison L. Hannah Mgmt For For For
9 Elect Kieran Murphy Mgmt For For For
10 Amendment to the Mgmt For For For
Equity Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pacira Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
PCRX CUSIP 695127100 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yvonne Mgmt For Withhold Against
Greenstreet
1.2 Elect Gary Pace Mgmt For Withhold Against
1.3 Elect David Stack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin Shannon Mgmt For For For
1.2 Elect James C. Momtazee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2017 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For Against Against
7 Elect Jim P. Manzi Mgmt For For For
8 Elect William G. Mgmt For For For
Parrett
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Scott M. Sperling Mgmt For For For
11 Elect Elaine S. Ullian Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Richard T. Burke Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Stephen J. Mgmt For For For
Hemsley
5 Elect Michele J. Hooper Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Glenn M. Renwick Mgmt For Against Against
8 Elect Kenneth I. Shine Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan M. Garber Mgmt For For For
1.2 Elect Margaret G. Mgmt For For For
McGlynn
1.3 Elect William D. Young Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Wellcare Health Plans, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCG CUSIP 94946T106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Breon Mgmt For For For
2 Elect Kenneth A. Mgmt For For For
Burdick
3 Elect Carol J. Burt Mgmt For For For
4 Elect H. James Dallas Mgmt For For For
5 Elect Kevin F. Hickey Mgmt For For For
6 Elect Christian P. Mgmt For For For
Michalik
7 Elect Glenn D. Steele, Mgmt For For For
Jr.
8 Elect William L. Mgmt For For For
Trubeck
9 Elect Paul E. Weaver Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect David C. Dvorak Mgmt For For For
5 Elect Michael J. Mgmt For For For
Farrell
6 Elect Larry C. Mgmt For For For
Glasscock
7 Elect Robert A. Mgmt For For For
Hagemann
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Michael W. Mgmt For For For
Michelson
10 Elect Cecil B. Pickett Mgmt For For For
11 Elect Jeffrey K. Rhodes Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Industrials Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
AECOM
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Burke Mgmt For For For
1.2 Elect James H. Fordyce Mgmt For For For
1.3 Elect William H. Frist Mgmt For For For
1.4 Elect Linda Griego Mgmt For For For
1.5 Elect David W. Joos Mgmt For For For
1.6 Elect Robert J. Routs Mgmt For Withhold Against
1.7 Elect Clarence T. Mgmt For For For
Schmitz
1.8 Elect Douglas W. Mgmt For For For
Stotlar
1.9 Elect Daniel R. Tishman Mgmt For For For
1.10 Elect Janet C. Mgmt For For For
Wolfenbarger
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Amended and Restated
2016 Stock Incentive
Plan
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Lease Corp.
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert A. Milton Mgmt For For For
5 Elect John L. Plueger Mgmt For For For
6 Elect Ian M. Saines Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For For For
Campbell
4 Elect Dhiren Fonseca Mgmt For For For
5 Elect Jessie J. Mgmt For For For
Knight,
Jr.
6 Elect Dennis F. Madsen Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Elect Bradley D. Tilden Mgmt For For For
10 Elect Eric K. Yeaman Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stan A. Askren Mgmt For Against Against
2 Elect Lawrence E. Dewey Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect Alvaro Mgmt For For For
Garcia-Tunon
5 Elect William R. Harker Mgmt For For For
6 Elect Richard P. Lavin Mgmt For For For
7 Elect Thomas W. Rabaut Mgmt For For For
8 Elect Francis Raborn Mgmt For For For
9 Elect Richard V. Mgmt For For For
Reynolds
10 Elect James A. Star Mgmt For For For
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armstrong World Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWI CUSIP 04247X102 07/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan A. Askren Mgmt For For For
1.2 Elect Victor D. Grizzle Mgmt For For For
1.3 Elect Tao Huang Mgmt For For For
1.4 Elect Larry S. Mgmt For For For
McWilliams
1.5 Elect James C. Melville Mgmt For For For
1.6 Elect James J. O'Connor Mgmt For For For
1.7 Elect John J. Roberts Mgmt For For For
1.8 Elect Gregory P. Spivy Mgmt For For For
1.9 Elect Cherryl T. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Directors' Stock Unit
Plan
4 Approval of the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 03/09/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary M. Mgmt For For For
VanDeWeghe
1.2 Elect James F. Albaugh Mgmt For For For
1.3 Elect John T. Whates Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul S. Levy Mgmt For For For
1.2 Elect Cleveland A. Mgmt For For For
Christophe
1.3 Elect Craig A. Steinke Mgmt For For For
2 Advisory vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Terry D. Growcock Mgmt For For For
3 Elect Gregg A. Mgmt For For For
Ostrander
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Mgmt For For For
Giardinelli,
Jr.
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Mgmt For For For
Skidmore
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of 2017 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of 2017 Mgmt For For For
Senior Management
Annual Performance
Plan
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward H. Bastian Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect David G. DeWalt Mgmt For For For
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Mickey P. Foret Mgmt For For For
7 Elect Jeanne P. Jackson Mgmt For For For
8 Elect George N. Mattson Mgmt For For For
9 Elect Douglas R Ralph Mgmt For For For
10 Elect Sergio A. L. Rial Mgmt For For For
11 Elect Kathy N. Waller Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deluxe Corporation
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald C. Baldwin Mgmt For For For
1.2 Elect Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Don J. McGrath Mgmt For For For
1.4 Elect Neil J. Metviner Mgmt For For For
1.5 Elect Stephen P. Mgmt For For For
Nachtsheim
1.6 Elect Thomas J. Reddin Mgmt For For For
1.7 Elect Martyn R. Mgmt For For For
Redgrave
1.8 Elect Lee J. Schram Mgmt For For For
1.9 Elect John L. Stauch Mgmt For For For
1.10 Elect Victoria A. Mgmt For For For
Treyger
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of 2017 Mgmt For For For
Annual Incentive
Plan
5 Approval of 2017 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dycom Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
DY CUSIP 267475101 11/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eitan Gertel Mgmt For For For
2 Elect Anders Gustafsson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Echo Global Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECHO CUSIP 27875T101 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas R. Mgmt For For For
Waggoner
2 Elect Samuel K. Skinner Mgmt For For For
3 Elect Matthew Ferguson Mgmt For For For
4 Elect David C. Habiger Mgmt For Against Against
5 Elect Nelda J. Connors Mgmt For For For
6 Elect William M. Mgmt For For For
Farrow
III
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Amendment to the 2008 Mgmt For Against Against
Stock Incentive
Plan
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Equifax Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert D. Daleo Mgmt For For For
2 Elect Walter W. Mgmt For For For
Driver,
Jr.
3 Elect Mark L. Feidler Mgmt For For For
4 Elect G. Thomas Hough Mgmt For For For
5 Elect L. Phillip Humann Mgmt For For For
6 Elect Robert D. Marcus Mgmt For For For
7 Elect Siri S. Marshall Mgmt For For For
8 Elect John A. McKinley Mgmt For For For
9 Elect Richard F. Smith Mgmt For For For
10 Elect Elane B. Stock Mgmt For For For
11 Elect Mark B. Templeton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect John A. Edwardson Mgmt For For For
3 Elect Marvin Ellison Mgmt For For For
4 Elect John C. Inglis Mgmt For For For
5 Elect Kimberly A. Jabal Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Risks Of LGBT-Focused
State
Regulations
________________________________________________________________________________
Fortune Brands Home & Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.D. David Mackay Mgmt For For For
2 Elect David M. Thomas Mgmt For For For
3 Elect Norman H. Wesley Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas D. Mgmt For For For
Chabraja
2 Elect James S. Crown Mgmt For For For
3 Elect Rudy F. deLeon Mgmt For For For
4 Elect John M. Keane Mgmt For For For
5 Elect Lester L. Lyles Mgmt For For For
6 Elect Mark M. Malcolm Mgmt For For For
7 Elect Phebe N. Mgmt For For For
Novakovic
8 Elect William A. Osborn Mgmt For For For
9 Elect Catherine B. Mgmt For For For
Reynolds
10 Elect Laura J. Mgmt For For For
Schumacher
11 Elect Peter A. Wall Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Amendment to the 2012 Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect W. Geoffrey Mgmt For For For
Beattie
3 Elect John J. Brennan Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Peter B. Henry Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Risa Mgmt For For For
Lavizzo-Mourey
12 Elect Rochelle B. Mgmt For For For
Lazarus
13 Elect Lowell C. McAdam Mgmt For For For
14 Elect Steven M. Mgmt For For For
Mollenkopf
15 Elect James J. Mulva Mgmt For For For
16 Elect James E. Rohr Mgmt For For For
17 Elect Mary L. Schapiro Mgmt For For For
18 Elect James S. Tisch Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
21 Amendment to the 2007 Mgmt For For For
Long-term Incentive
Plan
22 Approval of the Mgmt For For For
Material Terms of the
2007 Long-Term
Incentive Plan for
Section
162(m)
23 Ratification of Auditor Mgmt For For For
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
25 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Spending
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick L. Stanage Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Lynn Brubaker Mgmt For For For
4 Elect Jeffrey C. Mgmt For For For
Campbell
5 Elect Cynthia M. Mgmt For For For
Egnotovich
6 Elect W. Kim Foster Mgmt For For For
7 Elect Thomas A. Gendron Mgmt For For For
8 Elect Jeffrey A. Graves Mgmt For Against Against
9 Elect Guy C. Hachey Mgmt For For For
10 Elect David L. Pugh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hill International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIL CUSIP 431466101 08/11/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irvin E. Richter Mgmt For TNA N/A
1.2 Elect Steven M. Kramer Mgmt For TNA N/A
1.3 Elect Gary F. Mazzucco Mgmt For TNA N/A
2 Adoption of Majority Mgmt For TNA N/A
Vote for Uncontested
Elections of
Directors
3 Frequency of Advisory Mgmt 1 Year TNA N/A
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Advance
Notice
Requirements
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Board
Size
________________________________________________________________________________
Hill International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIL CUSIP 431466101 08/11/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Gillman ShrHoldr N/A For N/A
1.2 Elect Paul Evans ShrHoldr N/A For N/A
1.3 Elect David Sgro ShrHoldr N/A For N/A
2 Adoption of Majority ShrHoldr N/A For N/A
Vote for Uncontested
Elections of
Directors
3 Frequency of Advisory ShrHoldr N/A 1 Year N/A
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Advance
Notice
Requirements
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Size
________________________________________________________________________________
HNI Corporation
Ticker Security ID: Meeting Date Meeting Status
HNI CUSIP 404251100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Miguel M. Calado Mgmt For For For
2 Elect Cheryl Francis Mgmt For For For
3 Elect John R. Hartnett Mgmt For For For
4 Elect Larry B. Mgmt For For For
Porcellato
5 Elect Brian E. Stern Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Approval of the 2017 Mgmt For For For
Stock-based
Compensation
Plan
10 2017 Equity Plan for Mgmt For For For
Non-Employee
Directors
11 Approval of the Mgmt For For For
Member's Stock
Purchase
Plan
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect William S. Ayer Mgmt For For For
3 Elect Kevin Burke Mgmt For For For
4 Elect Jaime Chico Pardo Mgmt For For For
5 Elect David M. Cote Mgmt For For For
6 Elect D. Scott Davis Mgmt For For For
7 Elect Linnet F. Deily Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect George Paz Mgmt For For For
12 Elect Bradley T. Mgmt For For For
Sheares
13 Elect Robin L. Mgmt For For For
Washington
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann C. Berzin Mgmt For For For
2 Elect John Bruton Mgmt For For For
3 Elect Jared L. Cohon Mgmt For For For
4 Elect Gary D. Forsee Mgmt For For For
5 Elect Linda P. Hudson Mgmt For For For
6 Elect Michael Lamach Mgmt For For For
7 Elect Myles P. Lee Mgmt For For For
8 Elect John P. Surma Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Tony L. White Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For For For
Shares with
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares Without
Preemptive
Rights
16 Authority to Set Price Mgmt For For For
Range for the
Issuance of Treasury
Shares
________________________________________________________________________________
Innerworkings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INWK CUSIP 45773Y105 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack M. Greenberg Mgmt For For For
2 Elect Eric D. Belcher Mgmt For For For
3 Elect Charles K. Mgmt For For For
Bobrinskoy
4 Elect David Fisher Mgmt For Against Against
5 Elect J. Patrick Mgmt For Against Against
Gallagher,
Jr.
6 Elect Julie M. Howard Mgmt For Against Against
7 Elect Linda S. Wolf Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Johnson Controls International plc
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP G51502105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Natalie A. Black Mgmt For For For
3 Elect Michael E. Mgmt For For For
Daniels
4 Elect Brian Duperreault Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Alex A. Mgmt For For For
Molinaroli
7 Elect George R. Oliver Mgmt For For For
8 Elect Juan Pablo del Mgmt For For For
Valle
Perochena
9 Elect Jurgen Tinggren Mgmt For For For
10 Elect Mark P. Vergnano Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Ratification of Mgmt For For For
PricewaterhouseCoopers
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Approve Performance Mgmt For For For
Goals of 2012 Share
and Incentive
Plan
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lu M. Cordova Mgmt For For For
2 Elect Robert J. Druten Mgmt For For For
3 Elect Terrence P. Dunn Mgmt For For For
4 Elect Antonio O. Mgmt For For For
Garza,
Jr.
5 Elect David Francisco Mgmt For For For
Garza-Santos
6 Elect Thomas A. Mgmt For For For
McDonnell
7 Elect Patrick J. Mgmt For For For
Ottensmeyer
8 Elect Rodney E. Slater Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2017 Equity Incentive Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Korn/Ferry International
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doyle N. Beneby Mgmt For For For
2 Elect Gary D. Burnison Mgmt For For For
3 Elect William R. Floyd Mgmt For For For
4 Elect Christina A. Gold Mgmt For For For
5 Elect Jerry Leamon Mgmt For For For
6 Elect Debra J. Perry Mgmt For For For
7 Elect George T. Shaheen Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ManpowerGroup Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gina R. Boswell Mgmt For For For
2 Elect Cari M. Dominguez Mgmt For For For
3 Elect William A. Downe Mgmt For For For
4 Elect John F. Ferraro Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Julie M. Howard Mgmt For Against Against
7 Elect Roberto G. Mgmt For For For
Mendoza
8 Elect Ulice Payne, Jr. Mgmt For For For
9 Elect Jonas Prising Mgmt For For For
10 Elect Paul Read Mgmt For For For
11 Elect Elizabeth P. Mgmt For For For
Sartain
12 Elect John R. Walter Mgmt For For For
13 Elect Edward J. Zore Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
On Assignment, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 682159108 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter T. Dameris Mgmt For For For
2 Elect Jonathan S. Mgmt For For For
Holman
3 Elect Arshad Matin Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PGT Innovations Inc
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett N. Milgrim Mgmt For For For
1.2 Elect Richard D. Mgmt For Withhold Against
Feintuch
1.3 Elect Jeff Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanex Building Products Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan F. Davis Mgmt For For For
2 Elect Curtis M. Stevens Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Employee Stock Mgmt For For For
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy A Atkinson Mgmt For For For
2 Elect Robert E. Mgmt For For For
Beauchamp
3 Elect Vernon E. Clark Mgmt For For For
4 Elect Stephen J. Hadley Mgmt For For For
5 Elect Thomas A. Kennedy Mgmt For For For
6 Elect Letitia A. Long Mgmt For For For
7 Elect George R. Oliver Mgmt For For For
8 Elect Dinesh C. Paliwal Mgmt For For For
9 Elect William R. Spivey Mgmt For For For
10 Elect James A. Mgmt For For For
Winnefeld,
Jr.
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of 2017 Mgmt For For For
Incentive Plan for
Section 162(m)
Purposes
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Mgmt For For For
Chadwell
2 Elect Irene M. Esteves Mgmt For For For
3 Elect Paul Fulchino Mgmt For For For
4 Elect Thomas C. Mgmt For For For
Gentile,
III
5 Elect Richard A. Mgmt For For For
Gephardt
6 Elect Robert D. Johnson Mgmt For For For
7 Elect Ronald Kadish Mgmt For For For
8 Elect John L. Plueger Mgmt For For For
9 Elect Francis Raborn Mgmt For For For
10 Eliminate Class B Mgmt For For For
Common
Stock
11 Employee Stock Mgmt For For For
Purchase
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Advisory Board Company
Ticker Security ID: Meeting Date Meeting Status
ABCO CUSIP 00762W107 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanju K. Bansal Mgmt For For For
2 Elect David L. Mgmt For For For
Felsenthal
3 Elect Peter J. Grua Mgmt For For For
4 Elect Nancy Killefer Mgmt For For For
5 Elect Kelt Kindick Mgmt For Against Against
6 Elect Robert W. Mgmt For For For
Musslewhite
7 Elect Mark R. Neaman Mgmt For For For
8 Elect Leon D. Shapiro Mgmt For For For
9 Elect LeAnne M. Zumwalt Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2009 Mgmt For Against Against
Stock Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Arthur D. Mgmt For For For
Collins,
Jr.
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lynn J. Good Mgmt For For For
7 Elect Lawrence W. Mgmt For Against Against
Kellner
8 Elect Edward M. Liddy Mgmt For For For
9 Elect Dennis A. Mgmt For For For
Muilenburg
10 Elect Susan C. Schwab Mgmt For For For
11 Elect Randall L. Mgmt For Against Against
Stephenson
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Mike S. Mgmt For For For
Zafirovski
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Report ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Arms Sales to
Israel
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
________________________________________________________________________________
The Middleby Corporation
Ticker Security ID: Meeting Date Meeting Status
MIDD CUSIP 596278101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Selim A. Bassoul Mgmt For For For
1.2 Elect Sarah Palisi Mgmt For For For
Chapin
1.3 Elect Robert B. Lamb Mgmt For For For
1.4 Elect Cathy L. McCarthy Mgmt For For For
1.5 Elect John R. Miller Mgmt For For For
III
1.6 Elect Gordon O'Brien Mgmt For For For
1.7 Elect Nassem Ziyad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Dries Mgmt For For For
1.2 Elect Mervin Dunn Mgmt For Withhold Against
1.3 Elect Michael Graff Mgmt For For For
1.4 Elect Sean P. Hennessy Mgmt For For For
1.5 Elect W. Nicholas Mgmt For For For
Howley
1.6 Elect Raymond Mgmt For For For
Laubenthal
1.7 Elect Douglas W. Mgmt For For For
Peacock
1.8 Elect Robert J. Small Mgmt For For For
1.9 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Information Technology Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Corti Mgmt For For For
2 Elect Hendrik Hartong Mgmt For For For
III
3 Elect Brian G. Kelly Mgmt For For For
4 Elect Robert A. Kotick Mgmt For For For
5 Elect Barry Meyer Mgmt For For For
6 Elect Robert J. Morgado Mgmt For Against Against
7 Elect Peter Nolan Mgmt For For For
8 Elect Casey Wasserman Mgmt For For For
9 Elect Elaine P. Wynn Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Grant H. Beard Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For Withhold Against
1.6 Elect John A. Roush Mgmt For For For
1.7 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
4 Renewal of Advanced Mgmt For For For
Energy's Short Term
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
1.6 Elect Diane B. Greene Mgmt For For For
1.7 Elect John L. Hennessy Mgmt For For For
1.8 Elect Ann Mather Mgmt For Withhold Against
1.9 Elect Alan R. Mulally Mgmt For For For
1.10 Elect Paul S. Otellini Mgmt For For For
1.11 Elect K. Ram Shriram Mgmt For For For
1.12 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Stock
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
12 Shareholder Proposal ShrHoldr Against Against For
Regarding False
News
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Donations
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Compensation
Reform
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive
Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive
Bonus
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Bisson Mgmt For For For
1.2 Elect Richard T. Clark Mgmt For For For
1.3 Elect Eric C. Fast Mgmt For For For
1.4 Elect Linda R. Gooden Mgmt For For For
1.5 Elect Michael P. Mgmt For For For
Gregoire
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect John P. Jones Mgmt For For For
1.8 Elect William J. Ready Mgmt For For For
1.9 Elect Carlos A. Mgmt For For For
Rodriguez
1.10 Elect Sandra S. Mgmt For For For
Wijnberg
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Richard J. Daly Mgmt For For For
3 Elect Robert N. Duelks Mgmt For For For
4 Elect Richard J. Mgmt For For For
Haviland
5 Elect Brett A. Keller Mgmt For For For
6 Elect Stuart R. Levine Mgmt For For For
7 Elect Maura A. Markus Mgmt For For For
8 Elect Thomas J. Perna Mgmt For For For
9 Elect Alan J. Weber Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CDK Global Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian P. Mgmt For For For
MacDonald
5 Elect Eileen J. Mgmt For For For
Martinson
6 Elect Stephen A. Miles Mgmt For For For
7 Elect Robert E. Radway Mgmt For For For
8 Elect Stephen F. Mgmt For For For
Schuckenbrock
9 Elect Frank S. Sowinski Mgmt For For For
10 Elect Robert M. Tarkoff Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol A. Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect John T. Chambers Mgmt For For For
5 Elect Amy Chang Mgmt For For For
6 Elect John L. Hennessy Mgmt For Against Against
7 Elect Kristina M. Mgmt For For For
Johnson
8 Elect Roderick C. Mgmt For For For
McGeary
9 Elect Charles H. Mgmt For For For
Robbins
10 Elect Arun Sarin Mgmt For For For
11 Elect Steven M. West Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Breakdown
of Workforce in
Israel-Palestine
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Board Committee on
Business with Israeli
Settlements
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Betsy Atkins Mgmt For For For
3 Elect Maureen Mgmt For For For
Breakiron-Evans
4 Elect Jonathan Mgmt For For For
Chadwick
5 Elect John M. Dineen Mgmt For For For
6 Elect Francisco D'Souza Mgmt For For For
7 Elect John N. Fox, Jr. Mgmt For For For
8 Elect John E. Klein Mgmt For For For
9 Elect Leo S. Mackay, Mgmt For For For
Jr.
10 Elect Michael Mgmt For Against Against
Patsalos-Fox
11 Elect Robert E. Mgmt For For For
Weissman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr For For For
Regarding
Supermajority
Provisions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Vivek Paul Mgmt For For For
5 Elect Lawrence F. Mgmt For For For
Probst
III
6 Elect Talbott Roche Mgmt For For For
7 Elect Richard A. Mgmt For For For
Simonson
8 Elect Luis A. Ubinas Mgmt For For For
9 Elect Denise F. Warren Mgmt For For For
10 Elect Andrew Wilson Mgmt For For For
11 Amendment to the Mgmt For For For
Executive Bonus
Plan
12 Amendment to the 2000 Mgmt For For For
Equity Incentive
Plan
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electronics For Imaging, Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUSIP 286082102 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric Brown Mgmt For For For
1.2 Elect Gill Cogan Mgmt For For For
1.3 Elect Guy Gecht Mgmt For For For
1.4 Elect Thomas Georgens Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Kashnow
1.6 Elect Dan Maydan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrzej Mgmt For For For
Olechowski
1.2 Elect Eriberto R. Mgmt For Withhold Against
Scocimara
1.3 Elect Mark R. Callegari Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ExlService Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXLS CUSIP 302081104 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Kelso Mgmt For For For
2 Elect Som Mittal Mgmt For For For
3 Elect Clyde W. Ostler Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding False
News
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect Robert Scott Mgmt For For For
3 Elect Amit Chandra Mgmt For For For
4 Elect Laura Conigliaro Mgmt For For For
5 Elect David Humphrey Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect James C. Madden Mgmt For For For
8 Elect Alex J. Mandl Mgmt For For For
9 Elect Cecelia Morken Mgmt For For For
10 Elect Mark Nunnelly Mgmt For For For
11 Elect Mark Verdi Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Dattilo Mgmt For For For
5 Elect Roger Fradin Mgmt For For For
6 Elect Terry D. Growcock Mgmt For For For
7 Elect Lewis Hay, III Mgmt For For For
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Leslie F. Kenne Mgmt For For For
10 Elect James C. Stoffel Mgmt For For For
11 Elect Gregory T. Mgmt For For For
Swienton
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect Aneel Bhusri Mgmt For For For
3 Elect Andy D. Bryant Mgmt For For For
4 Elect Reed E. Hundt Mgmt For For For
5 Elect Omar Ishrak Mgmt For For For
6 Elect Brian M. Krzanich Mgmt For For For
7 Elect Tsu-Jae King Liu Mgmt For For For
8 Elect David S. Pottruck Mgmt For For For
9 Elect Gregory D. Smith Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Elect David Bruce Mgmt For For For
Yoffie
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Catherine P. Lego Mgmt For For For
1.8 Elect Eric Meurice Mgmt For For For
1.9 Elect John R. Peeler Mgmt For For For
1.10 Elect Thomas J. Seifert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For Against Against
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Material Mgmt For For For
Terms under the 2006
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne K. Altman Mgmt For For For
2 Elect Gayathri Rajan Mgmt For For For
3 Elect John J. Haley Mgmt For For For
4 Elect Russell A. Mgmt For For For
Beliveau
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Approval of the Annual Mgmt For For For
Management Bonus
Plan
8 Approval of 2017 Mgmt For For For
Equity Incentive
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter J. Mgmt For For For
Aspatore
2 Elect Warren L. Batts Mgmt For For For
3 Elect Darren M. Dawson Mgmt For For For
4 Elect Donald W. Duda Mgmt For For For
5 Elect Stephen F. Gates Mgmt For For For
6 Elect Martha Goldberg Mgmt For For For
Aronson
7 Elect Isabelle C. Mgmt For For For
Goossen
8 Elect Christopher J. Mgmt For For For
Hornung
9 Elect Paul G. Shelton Mgmt For For For
10 Elect Lawrence B. Mgmt For For For
Skatoff
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Teri L. Mgmt For For For
List-Stoll
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Mgmt For For For
Panke
7 Elect Sandra E. Mgmt For For For
Peterson
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to Articles Mgmt For For For
to Reduce the
Ownership Threshold
Required to Call a
Special
Meeting
15 Amendment to the 2001 Mgmt For For For
Stock Plan and French
Sub-Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victor K. Lee Mgmt For For For
1.2 Elect James C. Moyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Motorola Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon P. Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Anne R. Mgmt For For For
Pramaggiore
8 Elect Samuel C. Scott Mgmt For For For
III
9 Elect Joseph M. Tucci Mgmt For Against Against
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Supply
Chain Labor
Standards
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management
Members
7 Asset Sale Pursuant to Mgmt For For For
Tender
Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the Company's Capital
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect H. Raymond Mgmt For Withhold Against
Bingham
1.3 Elect Michael J. Boskin Mgmt For Withhold Against
1.4 Elect Safra A. Catz Mgmt For For For
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Mgmt For Withhold Against
Conrades
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Renee J. James Mgmt For For For
1.12 Elect Leon E. Panetta Mgmt For For For
1.13 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
OSI Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSIS CUSIP 671044105 12/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deepak Chopra Mgmt For For For
1.2 Elect Ajay Mehra Mgmt For For For
1.3 Elect Steven C. Good Mgmt For For For
1.4 Elect Meyer Luskin Mgmt For For For
1.5 Elect William F. Mgmt For For For
Ballhaus
1.6 Elect James B. Hawkins Mgmt For For For
1.7 Elect Gerald Chizever Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For Withhold Against
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Synaptics Incorporated
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Bergman
2 Elect Russell J. Mgmt For For For
Knittel
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2010 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5.1 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
5.2 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kriss Cloninger Mgmt For For For
III
2 Elect Walter W. Mgmt For For For
Driver,
Jr.
3 Elect Sidney E. Harris Mgmt For For For
4 Elect William M. Isaac Mgmt For For For
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Mason H. Lampton Mgmt For For For
7 Elect Connie D. Mgmt For For For
McDaniel
8 Elect Philip W. Mgmt For For For
Tomlinson
9 Elect John T. Turner Mgmt For For For
10 Elect Richard W. Ussery Mgmt For Against Against
11 Elect M. Troy Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Gary A. Hoffman Mgmt For For For
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect Robert W. Mgmt For For For
Matschullat
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect John A.C. Mgmt For For For
Swainson
9 Elect Maynard G. Webb, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON International Equity Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Acciona SA
Ticker Security ID: Meeting Date Meeting Status
ANA CINS E0008Z109 05/17/2017 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Board's Reports; Mgmt For For For
Ratification of Board
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Elect Jeronimo Gerard Mgmt For For For
Rivero
7 Elect Karen Christiana Mgmt For For For
Figueres
Olsen
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Remuneration Policy Mgmt For Against Against
(Binding)
10 Increase Awards under Mgmt For Against Against
Share and Performance
Share
Plan
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Sustainability Report Mgmt For For For
13 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 15
Days
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Acea S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ACE CINS T0040K106 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 List Presented by Roma Mgmt For For For
Capitale
10 List Presented by Suez Mgmt For N/A N/A
Italia
S.p.A.
11 List Presented by Mgmt For N/A N/A
Fincal
S.p.A.
12 Election of Chair of Mgmt For Abstain Against
Board
13 Directors' Fees Mgmt For Abstain Against
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Advanced Process Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
054620 CINS Y22907102 01/26/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect KIM Seung Han Mgmt For For For
4 Elect KIM Hyun Cheol Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Advanced Process Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
054620 CINS Y22907102 03/27/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accoounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect JUNG Ki Ro Mgmt For For For
3 Elect PARK Young Bae Mgmt For For For
4 Elect KIM Boo Sik Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Aisin Seiki Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7259 CINS J00714105 06/16/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kanshiroh Toyoda Mgmt For Against Against
4 Elect Yasumori Ihara Mgmt For For For
5 Elect Makoto Mitsuya Mgmt For For For
6 Elect Naofumi Fujie Mgmt For For For
7 Elect Hitoshi Okabe Mgmt For For For
8 Elect Kazumi Usami Mgmt For For For
9 Elect Kazuhisa Ozaki Mgmt For For For
10 Elect Toshio Kobayashi Mgmt For For For
11 Elect Tsunekazu Mgmt For For For
Haraguchi
12 Elect Michiyo Hamada Mgmt For For For
13 Elect Masahiro Mgmt For For For
Nishikawa
14 Elect Hiroshi Uenaka Mgmt For For For
15 Elect Satoshi Ogiso Mgmt For For For
16 Elect Kanichi Shimizu Mgmt For Against Against
17 Elect Ryoh Kobayashi Mgmt For For For
as Statutory
Auditor
18 Bonus Mgmt For For For
________________________________________________________________________________
Alimentation Couche-Tard Inc.
Ticker Security ID: Meeting Date Meeting Status
ATD CUSIP 01626P403 09/20/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alain Bouchard Mgmt For For For
1.2 Elect Nathalie Bourque Mgmt For For For
1.3 Elect Jacques D'Amours Mgmt For For For
1.4 Elect Jean-Andre Elie Mgmt For For For
1.5 Elect Richard Fortin Mgmt For For For
1.6 Elect Brian Hannasch Mgmt For For For
1.7 Elect Melanie Kau Mgmt For For For
1.8 Elect Monique F. Leroux Mgmt For For For
1.9 Elect Real Plourde Mgmt For For For
1.10 Elect Daniel Rabinowicz Mgmt For For For
1.11 Elect Jean Turmel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Risks in the
Company's Supply
Chain
________________________________________________________________________________
Ambu A/S
Ticker Security ID: Meeting Date Meeting Status
AMBUB CINS K03293113 12/12/2016 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
Regarding Share
Registration
9 Elect Jens Bager Mgmt For For For
10 Elect Mikael Worning Mgmt For For For
11 Elect Oliver Johansen Mgmt For For For
12 Elect Allan Larsen Mgmt For For For
13 Elect Christian Sagild Mgmt For For For
14 Elect Henrik Ehlers Mgmt For For For
Wulff
15 Appointment of Auditor Mgmt For Abstain Against
16 Authority to Carry Out Mgmt For For For
Formalities
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 05/16/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Rodney J. Mgmt For For For
Ruston
3 Re-elect Maria Richter Mgmt For For For
4 Elect Sindiswa V. Zilwa Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael J.
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Albert
Garner)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa V.
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares pursuant to
DSP
17 Authority to Issue Mgmt For For For
Shares Pursuant to
DSP (Section
41)
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to MOI Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Arca Continental SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AC CINS P0448R103 10/26/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Abstain Against
2 Merger (Arca Ecuador) Mgmt For For For
3 Authority to Increase Mgmt For Abstain Against
Share
Capital
4 Election of Meeting Mgmt For For For
Delegates
5 Minutes Mgmt For For For
________________________________________________________________________________
Arca Continental SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AC CINS P0448R103 12/14/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Restated Mgmt For For For
Financial Statements
for
2015
2 Merger (Carismed XXI) Mgmt For For For
3 Authority to Increase Mgmt For Abstain Against
Share
Capital
4 Election of Meeting Mgmt For For For
Delegates
5 Minutes Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Assa Abloy AB
Ticker Security ID: Meeting Date Meeting Status
ASSAB CINS W0817X204 04/26/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Election of Directors; Mgmt For For For
Appointment of
Auditor
20 Nomination Committee Mgmt For For For
21 Remuneration Guidelines Mgmt For Against Against
22 Authority to Mgmt For For For
Repurchase Shares and
to Issue Treasury
Shares
23 Long-term Incentive Mgmt For Against Against
Plan
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Associated British Foods plc
Ticker Security ID: Meeting Date Meeting Status
ABF CINS G05600138 12/09/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Emma Adamo Mgmt For For For
6 Elect John G. Bason Mgmt For For For
7 Elect Ruth Cairnie Mgmt For For For
8 Elect Timothy Clarke Mgmt For For For
9 Elect Javier Ferran Mgmt For For For
10 Elect Wolfhart Hauser Mgmt For For For
11 Elect Richard Reid Mgmt For For For
12 Elect Charles Sinclair Mgmt For For For
13 Elect George G. Weston Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
19 Long-Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Babcock International Group plc
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 07/21/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Michael J. Turner Mgmt For For For
5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For
7 Elect Archie Bethel Mgmt For For For
8 Elect John Davies Mgmt For For For
9 Elect Franco Martinelli Mgmt For For For
10 Elect Sir David Omand Mgmt For For For
11 Elect Ian Duncan Mgmt For For For
12 Elect Anna Stewart Mgmt For For For
13 Elect Jeff Randall Mgmt For For For
14 Elect Myles Lee Mgmt For For For
15 Elect Victoire de Mgmt For For For
Margerie
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
BanRegio Grupo Financiero S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFREGIO CINS P1610L106 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements; Mgmt For For For
CEO's Report;
Auditor's
Report
2 Report of the Board of Mgmt For For For
Directors
3 Report of the Chairman Mgmt For For For
of the Audit and
Corporate
Governance Committee
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Report on Share Mgmt For For For
Repurchase
Program
8 Ratification of Board Mgmt For For For
Acts
9 Election of Directors; Mgmt For For For
Verification of
Directors'
Independence Status;
Election of Board
Chairman and
Secretary
10 Election of Audit and Mgmt For For For
Corporate Governance
Committee
Members
11 Directors' Fees Mgmt For For For
12 Election of Meeting Mgmt For For For
Delegates
13 Minutes Mgmt For For For
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/25/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Pablo Marcet Mgmt For For For
1.10 Elect Dambisa F. Moyo Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BNK Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
138930 CINS Y0R7ZV102 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Election of LEE Bong Mgmt For Against Against
Cheol
4 Elect KIM Young Jae Mgmt For For For
5 Elect YOON In Tae Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BT Group plc
Ticker Security ID: Meeting Date Meeting Status
BT.A CINS G16612106 07/13/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Michael Rake Mgmt For For For
5 Elect Gavin Patterson Mgmt For For For
6 Elect Tony Ball Mgmt For For For
7 Elect Iain C. Conn Mgmt For For For
8 Elect Isabel Hudson Mgmt For For For
9 Elect Karen Richardson Mgmt For For For
10 Elect Nicholas Rose Mgmt For For For
11 Elect Jasmine Whitbread Mgmt For For For
12 ELECT Mike Inglis Mgmt For For For
13 Elect Tim Hottges Mgmt For For For
14 Elect Simon J. Lowth Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
21 Authorisation of Mgmt For For For
Political
Donations
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capcom Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9697 CINS J05187109 06/09/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kenzoh Tsujimoto Mgmt For For For
4 Elect Haruhiro Mgmt For For For
Tsujimoto
5 Elect Yohichi Egawa Mgmt For For For
6 Elect Kenkichi Nomura Mgmt For For For
7 Elect Hiroshi Yasuda Mgmt For For For
8 Elect Masao Satoh Mgmt For For For
9 Elect Tohru Muranaka Mgmt For For For
________________________________________________________________________________
Cape Plc
Ticker Security ID: Meeting Date Meeting Status
CIU CINS G1933N102 05/10/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Tim Eggar Mgmt For For For
5 Elect Steve Good Mgmt For For For
6 Elect Brian Larcombe Mgmt For For For
7 Elect Michael Merton Mgmt For For For
8 Elect Joe Oatley Mgmt For For For
9 Elect Mary Reilly Mgmt For For For
10 Elect Michael Speakman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Remuneration Policy Mgmt For For For
(Binding)
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Capital Stage AG
Ticker Security ID: Meeting Date Meeting Status
CAP CINS D4875F106 07/08/2016 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Pursuant to
Takeover
Offer
5 Supervisory Board Size Mgmt For For For
6 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
Cebu Air Inc
Ticker Security ID: Meeting Date Meeting Status
CEB CINS Y1234G103 05/19/2017 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect Ricardo J. Romulo Mgmt For For For
6 Elect John L. Mgmt For Against Against
Gokongwei,
Jr.
7 Elect James L. Go Mgmt For Against Against
8 Elect Lance Y. Mgmt For Against Against
Gokongwei
9 Elect Jose F. Mgmt For For For
Buenaventura
10 Elect Robina Y. Mgmt For For For
Gokongwei-PE
11 Elect Frederick D. Go Mgmt For Against Against
12 Elect Antonio L. Go Mgmt For For For
13 Elect WEE Khoon Oh Mgmt For For For
14 Appointment of Auditor Mgmt For Against Against
15 Ratification of Board Mgmt For For For
Acts
16 Transaction of Other Mgmt For Against Against
Business
17 Adjournment Mgmt For For For
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/02/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Wei Mgmt For For For
6 Elect YANG Hong Mgmt For For For
7 Elect SHI Bo Mgmt For For For
8 Elect LI Jian Mgmt For For For
9 Elect JIA Peng Mgmt For Against Against
10 Elect Ambrose LAM Wai Mgmt For Against Against
Hon
11 Elect ONG Teck Chye Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Give Mgmt For Abstain Against
Guarantees
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Asset-Backed
Securities
10 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Conch Venture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
586 CINS G2116J108 06/28/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Jingbin Mgmt For For For
6 Elect CHAN Chi On Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Everbright International Limited
Ticker Security ID: Meeting Date Meeting Status
0257 CINS Y14226107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CAI Yunge Mgmt For Against Against
6 Elect WANG Tianyi Mgmt For For For
7 Elect CAI Shuguang Mgmt For For For
8 Elect TANG Shuangning Mgmt For For For
9 Elect ZHAI Haitao Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2128 CINS G2157Q102 05/19/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZUO Manlun Mgmt For Against Against
6 Elect ZUO Xiaoping Mgmt For Against Against
7 Elect LAI Zhiqiang Mgmt For For For
8 Elect CHEN Guonan Mgmt For Against Against
9 Elect HUANG Guirong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/25/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Xin Mgmt For For For
6 Elect Frank WONG Kwong Mgmt For For For
Shing
7 Elect Moses CHENG Mo Mgmt For Against Against
Chi
8 Elect Paul CHOW Man Yiu Mgmt For For For
9 Elect Stephen YIU Kin Mgmt For For For
Wah
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 07/20/2016 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect LI Yunpeng as Mgmt For For For
Director
12 Elect ZHAO Dong as Mgmt For Against Against
Supervisor
13 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
14 Plan of Overseas Mgmt For For For
Listing of Sinopec
Marketing Co.,
Ltd.
15 Compliance of Overseas Mgmt For For For
Listing of Sinopec
Marketing
Co., Ltd.
16 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
17 Description of Mgmt For For For
Sustained
Profitability and
Prospects
18 Board Authorization to Mgmt For For For
Deal with Overseas
Listing of Sinopec
Marketing Co.,
Ltd.
19 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 06/28/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/01/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TIAN Shuchen Mgmt For For For
6 Elect PAN Shujie Mgmt For For For
7 Elect Raymond HO Chung Mgmt For For For
Tai
8 Elect Adrian D. LI Man Mgmt For Against Against
Kiu
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Chubu Electric Power Company Incorporated
Ticker Security ID: Meeting Date Meeting Status
9502 CINS J06510101 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akihisa Mizuno Mgmt For Against Against
4 Elect Satoru Katsuno Mgmt For For For
5 Elect Yoshinori Masuda Mgmt For For For
6 Elect Masanori Matsuura Mgmt For For For
7 Elect Akinori Kataoka Mgmt For For For
8 Elect Chiyoji Kurata Mgmt For For For
9 Elect Kohzoh Ban Mgmt For For For
10 Elect Shigenobu Shimizu Mgmt For For For
11 Elect Hiromu Masuda Mgmt For For For
12 Elect Taisuke Misawa Mgmt For For For
13 Elect Naoko Nemoto Mgmt For For For
14 Elect Takayuki Mgmt For For For
Hashimoto
15 Bonus Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear Power
Operations
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Measures Contingent
on Decommissioning
Nuclear
Operations
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Rationalization of
Power Generating
Departments
19 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishing a Spent
Nuclear Fuels
Management
Committee
________________________________________________________________________________
CIE Automotive SA
Ticker Security ID: Meeting Date Meeting Status
CIE CINS E21245118 05/04/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Mgmt For For For
Repurchase and
Reissue or Cancel
Treasury
Shares
5 Appointment of Auditor Mgmt For For For
6 Remuneration Report Mgmt For Against Against
7 Authorisation of Legal Mgmt For For For
Formalities
8 Minutes Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cielo SA
Ticker Security ID: Meeting Date Meeting Status
CIEL3 CINS P2859E100 04/12/2017 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Remuneration Policy Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cielo SA
Ticker Security ID: Meeting Date Meeting Status
CIEL3 CINS P2859E100 04/12/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Marcelo Augusto Mgmt For For For
Dutra
Labuto
4 Elect Romulo de Mello Mgmt For For For
Dias
5 Elect Alberto Monteiro Mgmt For For For
de Queiroz
Netto
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Edmar Jose Mgmt For For For
Casalatina
9 Elect Flavio Santos Mgmt For For For
Estrela (Alternate
Member)
10 Elect Joel Antonio de Mgmt For For For
Araujo
11 Elect Sigmar Milton Mgmt For For For
Mayer Filho
(Alternate
Member)
12 Elect Herculano Anibal Mgmt For For For
Alves
13 Elect Kleber do Mgmt For For For
Espirito Santo
(Alternate
Member)
14 Elect Marcelo Santos Mgmt For For For
Dall'Occo
15 Elect Carlos Roberto Mgmt For For For
Mendonca da Silva
(Alternate
Member)
16 Elect Haroldo Mgmt For For For
Reginaldo Levy
Neto
17 Elect Milton Luiz Mgmt For For For
Milioni (Alternate
Member)
18 Election of Mgmt For Abstain Against
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
19 Capitalisation of Mgmt For For For
Reserves for Bonus
Share
Issue
20 Consolidation of Mgmt For For For
Articles
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 09/28/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mustafa K. Hamied Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Naina Lal Kidwai Mgmt For For For
6 Re-appointment of S. Mgmt For For For
Radhakrishnan
(Whole-Time
Director); Approval
of
Remuneration
7 Elect Umang Vohra Mgmt For For For
8 Appointment of Umang Mgmt For Against Against
Vohra (Managing
Director and Global
CEO); Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/26/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUAN Guangyu Mgmt For For For
6 Elect XU Keqiang Mgmt For For For
7 Elect LIU Jian Mgmt For For For
8 Elect Lawrence J. LAU Mgmt For For For
9 Elect Kevin G. Lynch Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 03/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dionisio Romero Mgmt For Against Against
Paoletti
3 Elect Raimundo Morales Mgmt For For For
Dasso
4 Elect Juan Carlos Mgmt For For For
Verme
Giannoni
5 Elect Benedicto Mgmt For For For
Ciguenas
Guevara
6 Elect Patricia Mgmt For For For
Lizarraga
Guthertz
7 Elect Fernando Fort Mgmt For For For
Marie
8 Elect Martin Perez Mgmt For For For
Monteverde
9 Elect Luis Enrique Mgmt For Against Against
Romero
Belismelis
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Daiwa House Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1925 CINS J11508124 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeo Higuchi Mgmt For Against Against
4 Elect Naotake Ohno Mgmt For For For
5 Elect Tamio Ishibashi Mgmt For For For
6 Elect Katsutomo Kawai Mgmt For For For
7 Elect Takeshi Kohsokabe Mgmt For For For
8 Elect Osamu Fujitani Mgmt For For For
9 Elect Kazuto Tsuchida Mgmt For For For
10 Elect Fukujiroh Hori Mgmt For For For
11 Elect Keiichi Yoshii Mgmt For For For
12 Elect Takashi Hama Mgmt For For For
13 Elect Makoto Yamamoto Mgmt For For For
14 Elect Yoshiaki Tanabe Mgmt For For For
15 Elect Hirotsugu Ohtomo Mgmt For For For
16 Elect Tatsuya Urakawa Mgmt For For For
17 Elect Kazuhito Dekura Mgmt For For For
18 Elect Yoshinori Mgmt For Against Against
Ariyoshi
19 Elect Kazuyoshi Kimura Mgmt For Against Against
20 Elect Yutaka Shigemori Mgmt For For For
21 Elect Yukiko Yabu Mgmt For For For
22 Elect Kenji Hirata Mgmt For For For
23 Elect Kazuhiro Iida Mgmt For For For
24 Elect Tatsushi Mgmt For Against Against
Nishimura
25 Bonus Mgmt For Against Against
________________________________________________________________________________
DGB Financial Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
139130 CINS Y2058E109 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK In Gyu Mgmt For Against Against
4 Elect NOH Sung Seok Mgmt For For For
5 Elect JO Hae Nyung Mgmt For For For
6 Elect HA Jong Hwa Mgmt For For For
7 Election of Mgmt For For For
Independent Director
to Become
Audit
Committee Member: JEON
Kyung
Tae
8 Election of Audit Mgmt For For For
Committee Member:
HA Jong Hwa
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DNO ASA
Ticker Security ID: Meeting Date Meeting Status
DNO CINS R6007G105 06/01/2017 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend;
Corporate Governance
Report
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Nomination Committee Mgmt For For For
Fees
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Remuneration Mgmt For Against Against
Guidelines
(Advisory)
13 Remuneration Mgmt For Against Against
Guidelines
(Binding)
14 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
15 Authority to Mgmt For Against Against
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
________________________________________________________________________________
Doosan Infracore Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
042670 CINS Y2102E105 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JEONG Byoung Moon Mgmt For Against Against
3 Election of Audit Mgmt For Against Against
Committee Member:
JEONG Byoung
Moon
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Eiffage SA
Ticker Security ID: Meeting Date Meeting Status
FGR CINS F2924U106 04/19/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Elect Marie Lemarie Mgmt For Against Against
10 Elect Therese Cornil Mgmt For For For
11 Elect Carol Xueref Mgmt For For For
12 Elect Bruno Flichy Mgmt For For For
13 Elect Dominique Marcel Mgmt For Against Against
14 Remuneration of Benoit Mgmt For Against Against
de Ruffray, Chair and
CEO (since January
18,
2016)
15 Remuneration of Mgmt For For For
Jean-Francois
Roverato, Chair
(until January 17,
2016)
16 Remuneration of Max Mgmt For Against Against
Roche, CEO (until
January 17,
2016)
17 Remuneration Policy Mgmt For Against Against
(CEO)
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
21 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Through Private
Placement
24 Greenshoe Mgmt For Against Against
25 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
26 Employee Stock Mgmt For Against Against
Purchase
Plan
27 Authority to Issue Mgmt For Against Against
Options
28 Amendments to Articles Mgmt For For For
29 Authorisation of Legal Mgmt For For For
Formalities Related
to Article
Amendments
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Electric Power Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
9513 CINS J12915104 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Mgmt For Against Against
Kitamura
4 Elect Toshifumi Mgmt For For For
Watanabe
5 Elect Hitoshi Murayama Mgmt For For For
6 Elect Masato Uchiyama Mgmt For For For
7 Elect Shuji Etoh Mgmt For For For
8 Elect Akihito Urashima Mgmt For For For
9 Elect Yoshiki Onoi Mgmt For For For
10 Elect Hiromi Mgmt For For For
Minaminosono
11 Elect Hiroyasu Sugiyama Mgmt For For For
12 Elect Hideki Tsukuda Mgmt For For For
13 Elect Makoto Honda Mgmt For For For
14 Elect Goh Kajitani Mgmt For For For
15 Elect Tomonori Itoh Mgmt For For For
16 Elect John Buchanan Mgmt For For For
17 Elect Shinichi Mgmt For For For
Kawatani as Statutory
Auditor
________________________________________________________________________________
Emera Inc.
Ticker Security ID: Meeting Date Meeting Status
EMA CUSIP 290876101 05/12/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sylvia D. Mgmt For For For
Chrominska
1.2 Elect Henry E. Demone Mgmt For For For
1.3 Elect Allan L. Mgmt For For For
Edgeworth
1.4 Elect James D. Mgmt For For For
Eisenhauer
1.5 Elect Christopher Mgmt For For For
Huskilson
1.6 Elect B. Lynn Loewen Mgmt For For For
1.7 Elect John T. McLennan Mgmt For For For
1.8 Elect Donald A. Pether Mgmt For For For
1.9 Elect John B. Ramil Mgmt For For For
1.10 Elect Andrea S. Rosen Mgmt For For For
1.11 Elect Richard P. Sergel Mgmt For For For
1.12 Elect M. Jacqueline Mgmt For For For
Sheppard
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enel S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENEL CINS T3679P115 05/04/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Board Size Mgmt For For For
6 Board Term Length Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 List Presented by Mgmt For For For
Ministry of Economy
and
Finance
10 List Presented by Mgmt For N/A N/A
Group of
Institutional
Investors
Representing 1.879%
of Share
Capital
11 Elect Patrizia Grieco Mgmt For For For
as Board
Chair
12 Directors' Fees Mgmt For For For
13 Long-Term Incentive Mgmt For For For
Plan
2017
14 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Energa
Ticker Security ID: Meeting Date Meeting Status
ENG CINS X22336105 06/26/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Management Board Report Mgmt For For For
8 Financial Statements Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Management Board Mgmt For For For
Report
(Consolidated)
13 Financial Statements Mgmt For For For
(Consolidated)
14 Supervisory Board Size Mgmt For For For
15 Election of Mgmt For Abstain Against
Supervisory
Board
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
17 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
18 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Company's
Assets
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Services
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Agreements for
Donations,
Debt Exemptions, and
Similar
Agreements
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Regulations
on Disposal of
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Candidates
to
Management Board
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Appointment
of Management
Board
Member
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Fulfilment
of Obligations of the
Act on
State
Assets Management
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Engie
Ticker Security ID: Meeting Date Meeting Status
ENGI CINS F7629A107 05/12/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Supplementary Mgmt For For For
retirement benefits
(Isabelle Kocher, CEO
since May 3,
2016)
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Ratification of Mgmt For For For
Co-Option of Patrice
Durand
12 Elect Christophe Aubert Mgmt For For For
13 Elect Ton Willems Mgmt For For For
14 Remuneration of Gerard Mgmt For For For
Mestrallet, Chair and
CEO (until May 3,
2016)
15 Remuneration of Mgmt For For For
Isabelle Kocher, COO
(until May 3,
2016)
16 Remuneration of Mgmt For For For
Isabelle Kocher, CEO
(since May 3,
2016)
17 Remuneration Policy, Mgmt For For For
Executive
Officers
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
20 Authority to Issue Mgmt For For For
Restricted
Shares
21 Authority to Issue Mgmt For For For
Performance
Shares
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
GKN plc
Ticker Security ID: Meeting Date Meeting Status
GKN CINS G39004232 05/04/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michael Turner Mgmt For For For
4 Elect Nigel M. Stein Mgmt For For For
5 Elect Adam Walker Mgmt For For For
6 Elect Kevin L. Cummings Mgmt For For For
7 Elect Phil Swash Mgmt For For For
8 Elect Angus Cockburn Mgmt For For For
9 Elect Tufan Erginbilgic Mgmt For For For
10 Elect Shonaid Mgmt For For For
Jemmett-Page
11 Elect Richard Mgmt For For For
Parry-Jones
12 Elect Anne Stevens Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Amendment to the GKN Mgmt For For For
Sustainable Earnings
Plan
2012
24 Approval of GKN 2017 Mgmt For For For
Sharesave
Plan
25 Approval of 2017 GKN Mgmt For For For
Share Incentive
Plan
26 Authority to Establish Mgmt For For For
International Share
Plans
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CINS S31755101 05/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/11/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsha Mgmt For Against Against
Chigurupati
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
GS Home Shopping Inc.
Ticker Security ID: Meeting Date Meeting Status
028150 cins Y2901Q101 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For Against Against
Dividends (Board
Proposal)
2 Allocation of Mgmt Against Against For
Dividends
(Shareholder
Proposal)
3 Elect HUH Tae Soo Mgmt For Against Against
4 Elect YOO Kyeong Soo Mgmt For For For
5 Elect JEONG Chan Soo Mgmt For For For
6 Elect KWON Soo Young Mgmt For For For
7 Elect KOO Hee Kwon Mgmt For Against Against
8 Election of Audit Mgmt For For For
Committee Member:
KWON Soo
Young
9 Election of Audit Mgmt For Against Against
Committee Member: KOO
Hee
Kwon
10 Directors' Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 03/20/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition, Specific Mgmt For For For
Mandate and Sale and
Purchase
Agreement
4 Elect CAI Yong Mgmt For For For
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/23/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSANG Hon Nam Mgmt For For For
6 Elect ZHAO Chunxiao Mgmt For For For
7 Elect Daniel Richard Mgmt For Against Against
FUNG
8 Elect Moses CHENG Mo Mgmt For Against Against
Chi
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Haier Electronics Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1169 CINS G42313125 06/21/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect TAN Li Xia Mgmt For Against Against
5 Elect SUN Jing Yan Mgmt For For For
6 Elect Rose TSOU Kai Mgmt For For For
Lien
7 Elect YIN Jing Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Repurchased
Shares
14 Authority to Issue Mgmt For For For
Shares Under the
Restricted Share
Award
Scheme
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanssem Company
Ticker Security ID: Meeting Date Meeting Status
009240 CINS Y30642105 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditors
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Hera S.p.A.
Ticker Security ID: Meeting Date Meeting Status
HER CINS T5250M106 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Presentation of Mgmt For For For
Corporate Governance
Report; Remuneration
Policy
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List of Directors Mgmt For N/A N/A
Presented by Group of
Municipalities
Representing 44.71%
of Share
Capital
8 List of Directors Mgmt For For For
Presented by Group of
Institutional
Investors
Representing 1.285%
of Share
Capital
9 List of Directors Mgmt For N/A N/A
Presented by Gruppo
Societa Gas Rimini
S.p.A.
10 Directors' Fees Mgmt For Abstain Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List of Statutory Mgmt N/A Abstain N/A
Auditors Presented by
Group of
Municipalities
Representing 44.71%
of Share
Capital
14 List of Statutory Mgmt N/A For N/A
Auditors Presented by
Group of
Institutional
Investors
Representing 1.285%
of Share
Capital
15 List of Statutory Mgmt N/A Abstain N/A
Auditors Presented by
Gruppo Societa Gas
Rimini
S.p.A.
16 Statutory Auditors' Mgmt For Abstain Against
Fees
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Mary R. Henderson Mgmt For For For
6 Elect Said Darwazah Mgmt For For For
7 Elect Mazen Darwazah Mgmt For For For
8 Elect Robert Pickering Mgmt For For For
9 Elect Ali Al-Husry Mgmt For For For
10 Elect Ronald Goode Mgmt For For For
11 Elect Pat Butler Mgmt For For For
12 Elect Jochen Gann Mgmt For For For
13 Elect John Castellani Mgmt For For For
14 Elect Pamela J. Kirby Mgmt For For For
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Extension of the Mgmt For For For
Executive Incentive
Plan
18 Increase in NED Fees Mgmt For For For
Cap
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
HORNBACH Holding AG & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
HBH CINS D33875119 07/08/2016 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
General Partner
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
for Interim
Statements
________________________________________________________________________________
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 03/31/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Appointment of Auditor Mgmt For For For
5 Amendments to Articles Mgmt For For For
(Preamble)
6 Amendments to Articles Mgmt For For For
7 and
8
7 Amendments to General Mgmt For For For
Meeting Regulation
Article
14
8 Amendments to General Mgmt For For For
Meeting Regulation
Articles 19 and
39
9 Elect Juan Manuel Mgmt For For For
Gonzalez
Serna
10 Elect Francisco Mgmt For For For
Martinez
Corcoles
11 Allocation of Mgmt For For For
Profits/Dividends
12 First Capitalisation Mgmt For For For
of Reserves for Scrip
Dividend
13 Second Capitalisation Mgmt For For For
of Reserves for Scrip
Dividend
14 Cancellation of Mgmt For For For
Treasury
Shares
15 2017-2019 Strategic Mgmt For For For
Bonus
Plan
16 Remuneration Report Mgmt For For For
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Informa Plc
Ticker Security ID: Meeting Date Meeting Status
INF CINS G4770L106 05/26/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Derek Mapp Mgmt For For For
5 Elect Stephen A. Carter Mgmt For For For
6 Elect Gareth Wright Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Cindy Rose Mgmt For For For
9 Elect Helen Owers Mgmt For For For
10 Elect Stephen J. Mgmt For For For
Davidson
11 Elect David J. S. Mgmt For For For
Flaschen
12 Elect John Rishton Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
18 Adoption of the Mgmt For For For
Informa U.S. Employee
Stock Purchase
Plan
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Infraestructura Energetica Nova S.A.B. DE C.V
Ticker Security ID: Meeting Date Meeting Status
IENOVA CINS P5R19K107 10/07/2016 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on 2015 General Mgmt For For For
Meeting
Resolutions
2 Report on Acquisition Mgmt For For For
(Gasoductos de
Chihuahua)
3 Integration of Share Mgmt For Abstain Against
Capital
4 Approve Update of Mgmt For Abstain Against
Registration of
Shares; Approve
Public Offering of
Shares
5 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights (Private and
Public
Offering)
6 Approve Debt Program Mgmt For Abstain Against
7 Acquisition Mgmt For For For
8 Election of Directors Mgmt For Abstain Against
9 Authorisation of Legal Mgmt For For For
Formalities
10 Amendments to Article Mgmt For Abstain Against
28 (Shareholders'
Meeting)
11 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Ingenico
Ticker Security ID: Meeting Date Meeting Status
ING CINS F5276G104 05/10/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Scrip Dividend Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Ratify Co-Option of Mgmt For For For
Caroline
Parot
11 Elect Caroline Parot Mgmt For For For
12 Elect Bernard Mgmt For For For
Bourigeaud
13 Remuneration of Mgmt For For For
Philippe Lazare,
Chair and
CEO
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
17 Employee Stock Mgmt For For For
Purchase
Plan
18 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
19 Amendments to Articles Mgmt For For For
Relating to the
Appointment of
Directors
20 Amendments to Articles Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
John Wood Group plc
Ticker Security ID: Meeting Date Meeting Status
WG CINS G9745T118 05/10/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Ian D. Marchant Mgmt For For For
6 Elect Jann Brown Mgmt For For For
7 Elect Thomas M. Botts Mgmt For For For
8 Elect Mary Mgmt For For For
Shafer-Malicki
9 Elect Jeremy R. Wilson Mgmt For For For
10 Elect Robin Watson Mgmt For For For
11 Elect David Kemp Mgmt For For For
12 Elect Richard Howson Mgmt For For For
13 Elect Jacqui Ferguson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Articles Mgmt For For For
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
John Wood Group plc
Ticker Security ID: Meeting Date Meeting Status
WG CINS G9745T118 06/15/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Jusung Engineering Company
Ticker Security ID: Meeting Date Meeting Status
036930 CINS Y4478R108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KANG Jong Geun Mgmt For Against Against
3 Elect KWON Ki Chung Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
KB Insurance Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002550 CINS Y5277H100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors Mgmt For Against Against
(Slate)
5 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
SHIN Yong
In
6 Election of Audit Mgmt For For For
Committee Members
(Slate)
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y4481N102 07/15/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NHO Kun Ki Mgmt For For For
________________________________________________________________________________
Koninklijke Ahold Delhaize N.V.
Ticker Security ID: Meeting Date Meeting Status
AD CINS N0074E105 04/12/2017 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
of Delhaize
Group
11 Ratification of Board Mgmt For For For
of Directors Acts of
Delhaize
Group
12 Ratification of Mgmt For For For
Auditor's Acts of
Delhaize
Group
13 Elect J.H.M. Hommen to Mgmt For For For
the Supervisory
Board
14 Elect B.J. Noteboom to Mgmt For For For
the Supervisory
Board
15 Approve Individual Mgmt For For For
Exception to
Compensation
Policy
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Cancellation of Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Korea Aerospace Industries Limited
Ticker Security ID: Meeting Date Meeting Status
047810 CINS Y4838Q105 09/09/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Audit Mgmt For Against Against
Committee Member
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 01/10/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect MOON Bong Soo as Mgmt For Against Against
Director
________________________________________________________________________________
Korea Electric Power Corp.
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For Against Against
3 Election of President Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 07/06/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Myung Nam Mgmt For For For
2 Elect AHN Wan Kee Mgmt For Against Against
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/10/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Man Bun Mgmt For For For
6 Elect Peter A. Davies Mgmt For For For
7 Elect David CHAU Shing Mgmt For Against Against
Yim
8 Elect POON Chung Kwong Mgmt For For For
9 Elect Tony WONG Kai Mgmt For For For
Tung
10 Directors' Fees for Mgmt For Against Against
2016
11 Directors' Fees for Mgmt For Against Against
2017
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
LG CHEM LTD
Ticker Security ID: Meeting Date Meeting Status
051910 CINS Y52758102 10/31/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
LG Household & Health Care Ltd.
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect YOU Ji Young Mgmt For For For
3 Elect PYO In Soo Mgmt For Against Against
4 Elect KIM Jae Wook Mgmt For For For
5 Election of Audit Mgmt For Against Against
Committee Member:
PYO In Soo
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Loen Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
016170 CINS Y97592102 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect SONG Ji Ho Mgmt For For For
________________________________________________________________________________
Luye Pharma Group Limited
Ticker Security ID: Meeting Date Meeting Status
2186 CINS G57007109 06/13/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHU Yuan Yuan Mgmt For For For
6 Elect SONG Rui Lin Mgmt For For For
7 Elect ZHANG Hua Qiao Mgmt For Against Against
8 Elect Jojo CHOY Sze Mgmt For For For
Chung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Maeil Dairy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005990 cins Y5373N100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
4 Elect KIM Sun Hee Mgmt For For For
5 Elect KIM Ok Kyung Mgmt For For For
6 Elect YUN Jang Bae Mgmt For Against Against
7 Elect HAN In Koo Mgmt For Against Against
8 Elect MIN Jeong Gi Mgmt For For For
9 Elect KIM Jung Min Mgmt For For For
10 Election of Corporate Mgmt For For For
Auditor
11 Election of Audit Mgmt For Against Against
Committee Member: YUN
Jang
Bae
12 Election of Audit Mgmt For Against Against
Committee Member: HAN
In
Koo
13 Election of Audit Mgmt For For For
Committee Member: MIN
Jeong
Gi
14 Directors' Fees Mgmt For For For
15 Corporate Auditors' Mgmt For For For
Fees
16 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Malaysian Pacific Industries Berhad
Ticker Security ID: Meeting Date Meeting Status
MPI CINS Y56939104 10/25/2016 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect KWEK Leng San Mgmt For Against Against
3 Elect LIM Tau Kien Mgmt For For For
4 Elect Manuel Zarauza Mgmt For For For
Brandulas
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Retention of Syed Zaid Mgmt For For For
bin Syed Jaffar
Albar
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions with
Hong Leong Company
(Malaysia) Berhad
(HLCM) and Persons
Connected with
HLCM
9 Grant of Options to Mgmt For For For
Manuel Zarauza
Brandulas under the
Executive Share
Scheme
(ESS)
________________________________________________________________________________
Mazda Motor Corp
Ticker Security ID: Meeting Date Meeting Status
7261 CINS J41551110 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yuji Nakamine Mgmt For For For
4 Elect Nobuhide Inamoto Mgmt For For For
5 Elect Mitsuru Ono Mgmt For For For
6 Elect Ichiroh Sakai Mgmt For For For
7 Elect Kazuaki Johnoh Mgmt For For For
8 Elect Masahiro Yasuda Mgmt For For For
9 Elect Masahide Hirasawa Mgmt For Against Against
10 Elect Kunihiko Tamano Mgmt For For For
________________________________________________________________________________
Metro Inc.
Ticker Security ID: Meeting Date Meeting Status
MRU CUSIP 59162N109 01/24/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maryse Bertrand Mgmt For For For
1.2 Elect Stephanie Coyles Mgmt For For For
1.3 Elect Marc DeSerres Mgmt For For For
1.4 Elect Claude Dussault Mgmt For For For
1.5 Elect Russell Goodman Mgmt For For For
1.6 Elect Marc Guay Mgmt For For For
1.7 Elect Christian W.E. Mgmt For For For
Haub
1.8 Elect Michel Labonte Mgmt For For For
1.9 Elect Eric R. La Fleche Mgmt For For For
1.10 Elect Christine A. Mgmt For For For
Magee
1.11 Elect Marie-Jose Nadeau Mgmt For For For
1.12 Elect Real Raymond Mgmt For For For
1.13 Elect Line Rivard Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Strategic
Perspectives
Committee
________________________________________________________________________________
Mexichem, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
MEXCHEM CINS P57908132 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the CEO and Mgmt For For For
Board
3 Financial Statements Mgmt For Against Against
4 Report on Tax Mgmt For For For
Compliance
5 Report of the Audit Mgmt For For For
and Corporate
Governance
Committee
6 Approve Consolidated Mgmt For For For
Profit
7 Approve Net Loss Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Losses
9 Elect Antonio del Mgmt For For For
Valle
Ruiz
10 Elect Juan Pablo del Mgmt For Against Against
Valle
Perochena
11 Elect Adolfo del Valle Mgmt For For For
Ruiz
12 Elect Ignacio del Mgmt For For For
Valle
Ruiz
13 Elect Antonio del Mgmt For For For
Valle
Perochena
14 Elect Maria Guadalupe Mgmt For For For
del Valle
Perochena
15 Elect Jaime Ruiz Mgmt For For For
Sacristan
16 Elect Fernando Mgmt For Against Against
Benjamin Ruiz
Sahagun
17 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana
18 Elect Eduardo Tricio Mgmt For For For
Haro
19 Elect Guillermo Ortiz Mgmt For Against Against
Martinez
20 Elect Divo Milan Haddad Mgmt For For For
21 Elect Fernando Mgmt For Against Against
Benjamin Ruiz Sahagun
as Audit Committee
Chair
22 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana as
Corporate Governance
Committee
Chair
23 Elect Juan Pablo del Mgmt For Against Against
Valle Perochena as
Board
Chair
24 Elect Juan Pablo del Mgmt For For For
Rio Benitez as Board
Secretary
25 Directors' Fees Mgmt For For For
26 Cancellation of Unused Mgmt For For For
Amount from Previous
Authority
27 Authority to Mgmt For For For
Repurchase
Shares
28 Report on the Mgmt For For For
Company's Share
Repurchase
Program
29 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Minth Group Limited
Ticker Security ID: Meeting Date Meeting Status
425 CINS G6145U109 04/13/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Deemed Disposal Mgmt For For For
________________________________________________________________________________
Mitsubishi Corporation
Ticker Security ID: Meeting Date Meeting Status
8058 CINS J43830116 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ken Kobayashi Mgmt For For For
4 Elect Takehiko Kakiuchi Mgmt For For For
5 Elect Eiichi Tanabe Mgmt For For For
6 Elect Yasuhito Hirota Mgmt For For For
7 Elect Kazuyuki Masu Mgmt For For For
8 Elect Iwao Toide Mgmt For For For
9 Elect Akira Murakoshi Mgmt For For For
10 Elect Masakazu Sakakida Mgmt For For For
11 Elect Hidehiro Konno Mgmt For For For
12 Elect Akihiko Nishiyama Mgmt For For For
13 Elect Hideaki Ohmiya Mgmt For For For
14 Elect Toshiko Oka Mgmt For For For
15 Elect Akitaka Saiki Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/13/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profit/Dividends
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Amendments to Article Mgmt For For For
14.1
15 Amendments to Article Mgmt For For For
22.8
16 Elect Jozsef Molnar to Mgmt For For For
the Board of
Directors
17 Elect Attila Chikan to Mgmt For For For
the Supervisory
Board
18 Elect John I. Charody Mgmt For For For
to the Supervisory
Board
19 Elect Vladimir Kestler Mgmt For For For
to the Supervisory
Board
20 Elect Ilona David to Mgmt For For For
the Supervisory
Board
21 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Supervisory
Board
22 Elect Attila Chikan to Mgmt For For For
the Audit
Committee
23 Elect John I. Charody Mgmt For For For
to the Audit
Committee
24 Elect Ilona David to Mgmt For For For
the Audit
Committee
25 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Audit
Committee
26 Elect Ivan Miklos to Mgmt For For For
the Audit
Committee
27 Election of Employee Mgmt For For For
Representatives
28 Stock Split Mgmt For For For
________________________________________________________________________________
Murray & Roberts Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MUR CINS S52800133 11/03/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Ralph Mgmt For For For
Havenstein
2 Re-elect Henry Laas Mgmt For For For
3 Re-elect Nomalizo B. Mgmt For For For
Langa-Royds
4 Re-elect Mahlape Sello Mgmt For For For
5 Elect Keith Spence Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(David
Barber)
9 Elect Audit and Mgmt For For For
Sustainability
Committee Member
(Suresh
Kana)
10 Elect Audit and Mgmt For Against Against
Sustainability
Committee Member
(Keith
Spence)
11 Increase NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Amendments to Mgmt For For For
Memorandum
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NCsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
036570 CINS Y6258Y104 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Executive Mgmt For For For
Director: JUNG Jin
Soo
4 Election of Mgmt For For For
Independent Director:
JO Gook
Hyun
5 Directors' Fees Mgmt For For For
6 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Ngk Spark Plug Co Ltd
Ticker Security ID: Meeting Date Meeting Status
5334 CINS J49119100 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shinichi Odoh Mgmt For For For
3 Elect Shinji Shibagaki Mgmt For For For
4 Elect Teppei Ohkawa Mgmt For For For
5 Elect Shogo Kawajiri Mgmt For For For
6 Elect Takeshi Nakagawa Mgmt For For For
7 Elect Takeshi Kawai Mgmt For For For
8 Elect Mikihiko Katoh Mgmt For For For
9 Elect Morihiko Ohtaki Mgmt For For For
10 Elect Kanemaru Yasui Mgmt For For For
11 Elect Megumi Tamagawa Mgmt For For For
12 Elect Yasuhiko Hotta Mgmt For Against Against
13 Elect Fumiko Nagatomi Mgmt For For For
14 Revision of Directors' Mgmt For For For
Compensation
15 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Nissan Chemical Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
4021 CINS J56988108 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kojiroh Kinoshita Mgmt For Against Against
4 Elect Junichi Miyazaki Mgmt For For For
5 Elect Hiroyoshi Fukuro Mgmt For For For
6 Elect Masataka Hatanaka Mgmt For For For
7 Elect Katsuaki Miyaji Mgmt For For For
8 Elect Hidenori Mgmt For For For
Takishita
9 Elect Takashi Honda Mgmt For For For
10 Elect Chisato Kajiyama Mgmt For For For
11 Elect Tadashi Ohe Mgmt For For For
12 Elect Shuichi Takemoto Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/28/2017 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Compensation Report Mgmt For TNA N/A
10 Elect Jorg Reinhardt Mgmt For TNA N/A
as
Chairman
11 Elect Nancy C. Andrews Mgmt For TNA N/A
12 Elect Dimitri Azar Mgmt For TNA N/A
13 Elect Ton Buchner Mgmt For TNA N/A
14 Elect Srikant M. Datar Mgmt For TNA N/A
15 Elect Elizabeth Doherty Mgmt For TNA N/A
16 Elect Ann M. Fudge Mgmt For TNA N/A
17 Elect Pierre Landolt Mgmt For TNA N/A
18 Elect Andreas von Mgmt For TNA N/A
Planta
19 Elect Charles L. Mgmt For TNA N/A
Sawyers
20 Elect Enrico Vanni Mgmt For TNA N/A
21 Elect William T. Mgmt For TNA N/A
Winters
22 Elect Frans van Houten Mgmt For TNA N/A
23 Elect Srikant Datar as Mgmt For TNA N/A
Compensation
Committee
Member
24 Elect Ann M. Fudge as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Enrico Vanni as Mgmt For TNA N/A
Compensation
Committee
Member
26 Elect William T. Mgmt For TNA N/A
Winters as
Compensation
Committee
Member
27 Appointment of Auditor Mgmt For TNA N/A
28 Appointment of Mgmt For TNA N/A
Independent
Proxy
29 Additional or ShrHoldr N/A TNA N/A
Miscellaneous
Proposals
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management
Members
7 Asset Sale Pursuant to Mgmt For For For
Tender
Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the Company's Capital
________________________________________________________________________________
Obayashi Corporation
Ticker Security ID: Meeting Date Meeting Status
1802 CINS J59826107 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeo Ohbayashi Mgmt For Against Against
4 Elect Tohru Shiraishi Mgmt For For For
5 Elect Shohzoh Harada Mgmt For For For
6 Elect Kohzaburoh Mgmt For For For
Tsuchiya
7 Elect Shingo Ura Mgmt For For For
8 Elect Makoto Kishida Mgmt For For For
9 Elect Akihisa Miwa Mgmt For For For
10 Elect Kenji Hasuwa Mgmt For For For
11 Elect Jiroh Ohtsuka Mgmt For For For
12 Elect Shinichi Ohtake Mgmt For For For
13 Elect Shinichi Koizumi Mgmt For For For
________________________________________________________________________________
Oracle Financial Services Software Limited
Ticker Security ID: Meeting Date Meeting Status
OFSS CINS Y3864R102 09/07/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robert K. Weiler Mgmt For Against Against
3 Elect Harinderjit Singh Mgmt For Against Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Appointment of Mgmt For For For
Chaitanya Kamat
(Managing Director &
CEO); Approval of
Remuneration
8 Directors' Commission Mgmt For For For
________________________________________________________________________________
Orix Corporation
Ticker Security ID: Meeting Date Meeting Status
8591 CINS J61933123 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Makoto Inoue Mgmt For For For
4 Elect Kazuo Kojima Mgmt For For For
5 Elect Yuichi Nishigori Mgmt For For For
6 Elect Kiyoshi Fushitani Mgmt For For For
7 Elect Stan Koyanagi Mgmt For For For
8 Elect Hideaki Takahashi Mgmt For For For
9 Elect Eiko Tsujiyama Mgmt For For For
10 Elect Robert Feldman Mgmt For For For
11 Elect Takeshi Niinami Mgmt For For For
12 Elect Nobuaki Usui Mgmt For For For
13 Elect Ryuji Yasuda Mgmt For For For
14 Elect Heizoh Takenaka Mgmt For For For
________________________________________________________________________________
Paysafe Group Plc
Ticker Security ID: Meeting Date Meeting Status
PAYS CINS G6963K100 05/09/2017 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dennis Jones Mgmt For For For
4 Elect Joel Leonoff Mgmt For For For
5 Elect Brian Mgmt For For For
McArthur-Muscroft
6 Elect Andrew Dark Mgmt For For For
7 Elect Ian Francis Mgmt For For For
8 Elect Brahm Gelfand Mgmt For For For
9 Elect Ian Jenks Mgmt For For For
10 Elect Jennifer Allerton Mgmt For For For
11 Elect Karen Guerra Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Penta-Ocean Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
1893 CINS J63653109 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takuzoh Shimizu Mgmt For For For
4 Elect Kunihiko Sasaki Mgmt For For For
5 Elect Kazuya Ueda Mgmt For For For
6 Elect Akihiko Togoh Mgmt For For For
7 Elect Yuji Nakamitsu Mgmt For For For
8 Elect Tetsushi Noguchi Mgmt For For For
9 Elect Michio Inatomi Mgmt For For For
10 Elect Hiroshi Watanabe Mgmt For For For
11 Elect Yasuhiro Mgmt For For For
Kawashima
12 Elect Hidenori Mgmt For For For
Takahashi
13 Elect Naoki Furuya Mgmt For For For
14 Performance-Linked Mgmt For Against Against
Equity Compensation
Plan
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
5 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
6 Elect Toby T. Gati Mgmt N/A For N/A
7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
8 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(Members)
20 Directors' Fees (New Mgmt For For For
Members)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
22 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Amendments to General Mgmt For For For
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 D&O Insurance Mgmt For For For
________________________________________________________________________________
Power Finance Corp. Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS Y7082R109 08/19/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect R. Nagarajan Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditors'
Fees
5 Elect D. Ravi Mgmt For Against Against
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures on Private
Placement
8 Increase in Authorized Mgmt For For For
Capital
9 Bonus Share Issuance Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 10/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nicky Goldin Mgmt For For For
2 Re-elect Todd Moyo Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Audit Committee Mgmt For For For
Member (Nicky
Goldin)
6 Elect Audit Committee Mgmt For For For
Member (Todd
Moyo)
7 Elect Audit Committee Mgmt For Against Against
Member (Timothy D. A.
Ross)
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Financial Mgmt For For For
Assistance
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
PPC Limited
Ticker Security ID: Meeting Date Meeting Status
PPC CINS S64165103 12/05/2016 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Maturity Date
Subscription Shares
(CSG Funding
SPV)
2 Authority to Issue Mgmt For For For
Maturity Date
Subscription Shares
(SBP Funding
SPV)
3 Approve Amendments to Mgmt For For For
the 2008 BEE
Transaction
4 Authority to Issue Mgmt For For For
Additional BEE Shares
for Cash (CSG Funding
SPV)
5 Authority to Issue Mgmt For For For
Additional BEE Shares
for Cash (SBP Funding
SPV)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Promotora y Operadora de Infraestructura SAB de CV
Ticker Security ID: Meeting Date Meeting Status
PINFRA CINS P7925L103 03/24/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dividend Policy Mgmt For Abstain Against
2 Interim Dividend Mgmt For Abstain Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Promotora y Operadora de Infraestructura SAB de CV
Ticker Security ID: Meeting Date Meeting Status
PINFRA CINS P7925L103 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reports of the Board Mgmt For Abstain Against
2 Financial Statements Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Report on Tax Mgmt For For For
Compliance
5 Election of Directors; Mgmt For Abstain Against
Election of
Committees'
Chairs
6 Directors' Fees Mgmt For Abstain Against
7 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Share
Repurchase
Program
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/16/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For For For
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For For For
8 Use of Proceed from Mgmt For For For
the Bonds
Issue
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Indosat Terbuka
Ticker Security ID: Meeting Date Meeting Status
ISAT CINS Y7127S120 05/24/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Commissioners' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from Mgmt For For For
Bonds and
Sukuk
6 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 04/05/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Prasert Bunsumpun Mgmt For Against Against
4 Elect Amnuay Mgmt For Against Against
Preemonwong
5 Elect Auttapol Mgmt For Against Against
Rerkpiboon
6 Elect Sarun Rungkasiri Mgmt For Against Against
7 Elect Praphon Mgmt For Against Against
Wongtharua
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Acquisitions Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Quebecor Inc.
Ticker Security ID: Meeting Date Meeting Status
QBR.A CUSIP 748193208 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christian Dube Mgmt For For For
1.2 Elect Robert Pare Mgmt For For For
1.3 Elect Normand Provost Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Appointing
Class B Director to
Human Resources
Committee
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CINS G73740113 05/02/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
REA Group Limited
Ticker Security ID: Meeting Date Meeting Status
REA CINS Q8051B108 11/08/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Michael Miller Mgmt For For For
4 Elect Susan Panuccio Mgmt For For For
5 Re-Elect Richard J. Mgmt For For For
Freudenstein
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/22/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Alexander E. Mgmt For For For
Bogashov
11 Elect Sergey I. Poma Mgmt For For For
12 Elect Zakhar B. Mgmt For For For
Sabantsev
13 Elect Pavel G. Shumov Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Related Party Mgmt For For For
Transactions (Deposit
Agreements with BANK
VBRR
AO)
16 Related Party Mgmt For For For
Transactions (Deposit
Agreements with Bank
GPB
AO)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S1 Corporation
Ticker Security ID: Meeting Date Meeting Status
012750 CINS Y75435100 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For Against Against
Auditors
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 10/27/2016 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Elect LEE Jae Yong Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung SDI Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
006400 CINS Y74866107 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JEON Young Hyun Mgmt For For For
3 Elect KIM Sung Jae Mgmt For Against Against
4 Elect HONG Seok Ju Mgmt For For For
5 Elect KIM Nan Do Mgmt For For For
6 Elect KIM Jae Hee Mgmt For For For
7 Election of Audit Mgmt For Against Against
Committee Member:
KIM SUNG JAE
8 Election of Audit Mgmt For For For
Committee Member:
HONG SEOK JU
9 Election of Audit Mgmt For For For
Committee Member:
KIM NAN DO
10 Election of Audit Mgmt For For For
Committee Member:
KIM JAE HEE
11 Directors' Fees Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Seibu holdings Inc
Ticker Security ID: Meeting Date Meeting Status
9024 CINS J7030Q119 06/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuichiroh Ogawa Mgmt For Against Against
4 Elect Eiko Ohya Mgmt For For For
5 Elect Takehiko Ogi Mgmt For For For
6 Elect Keiji Gotoh Mgmt For For For
7 Elect Michifumi Yazaki Mgmt For For For
8 Elect Isao Nagaseki Mgmt For Against Against
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CUSIP 816922108 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terence F. Bowles Mgmt For For For
1.2 Elect Benoit Desormeaux Mgmt For For For
1.3 Elect Flore Konan Mgmt For For For
1.4 Elect Jean Lamarre Mgmt For For For
1.5 Elect John LeBoutillier Mgmt For For For
1.6 Elect Gilles Masson Mgmt For For For
1.7 Elect Lawrence I. Mgmt For For For
McBrearty
1.8 Elect Tertius Zongo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
4 Advance Notice Mgmt For For For
Provision
5 Advisory Resolution on Mgmt For For For
Approach to Executive
Compensation
________________________________________________________________________________
SFA Engineering Corporation
Ticker Security ID: Meeting Date Meeting Status
056190 CINS Y7676C104 03/31/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Young Min Mgmt For For For
3 Elect LEE Myung Jae Mgmt For For For
4 Elect JEON Yong Bae Mgmt For For For
5 Elect LEE Gyu Young Mgmt For Against Against
6 Elect JO In Hwae Mgmt For For For
7 Election of Audit Mgmt For Against Against
Committee Member:
LEE Gyu Young
8 Election of Audit Mgmt For For For
Committee Member:
JO In Hwae
9 Directors' Fees Mgmt For For For
10 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WU Yifang Mgmt For For For
3 Compliance of Overseas Mgmt For For For
Listing of Sisram
Medical Ltd. (or
Sisram
Listco)
4 Issuing Entity Mgmt For For For
5 Place of Listing Mgmt For For For
6 Type of Securities to Mgmt For For For
Be
Issued
7 Target Subscribers Mgmt For For For
8 Listing Date Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Size of Issuance Mgmt For For For
11 Offer Price Mgmt For For For
12 Underwriting Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company.
15 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
16 Board Authority Mgmt For For For
regarding Overseas
Listing and Related
Matters of Sisram
Medical Ltd. (or
Sisram
Listco)
17 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 08/31/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders Only in
Connection with
Spin-off
and Overseas Listing
of Sisram Medical
Ltd. (or Sisram
Listco)
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 09/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Industrial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 05/22/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Wei Mgmt For For For
6 Elect XU Bo Mgmt For For For
7 Elect XU Zhan Mgmt For For For
8 Elect Francis LEUNG Mgmt For For For
Pak
To
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shinhan Financial Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/23/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Yong Byung Mgmt For For For
4 Elect WI Sung Ho Mgmt For For For
5 Elect PARK An Soon Mgmt For For For
6 Elect PARK Cheol Mgmt For For For
7 Elect LEE Sang Kyung Mgmt For For For
8 Elect JOO Jae Sung Mgmt For Against Against
9 Elect YUKI Hirakawa Mgmt For For For
10 Elect Philippe Avril Mgmt For For For
11 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
LEE Man Woo
12 Election of Audit Mgmt For For For
Committee Member:
LEE Sang Kyung
13 Election of Audit Mgmt For For For
Committee Member:
LEE Sung Ryang
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Shionogi & Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4507 CINS J74229105 06/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Motozoh Shiono Mgmt For For For
4 Elect Isao Teshirogi Mgmt For For For
5 Elect Takuko Sawada Mgmt For For For
6 Elect Akio Nomura Mgmt For For For
7 Elect Teppei Mogi Mgmt For For For
8 Elect Keiichi Andoh Mgmt For For For
9 Elect Masahide Mgmt For For For
Hirasawa as Statutory
Auditor
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 04/25/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Siam City Cement Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCCC CINS Y7887N139 12/09/2016 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Acquisition of Holcim Mgmt For For For
(Vietnam) Company
Limited
4 Ratification of 2016 Mgmt For For For
Investment
Projects
5 Authority to Issue Mgmt For For For
Debentures
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Siam Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
SCB CINS Y7905M113 04/11/2017 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Against Against
5 Elect Khunying J. Mgmt For For For
Wattanasiritham
6 Elect Ekamol Kiriwat Mgmt For For For
7 Elect Krirk Vanikkul Mgmt For For For
8 Elect Chirayu Mgmt For Against Against
Isarangkun Na
Ayuthaya
9 Elect Disnadda Diskul Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For For For
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/23/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Re-elect Chris Chadwick Mgmt For For For
4 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
5 Re-elect Timothy Mgmt For For For
Cumming
6 Re-elect Charl Keyter Mgmt For For For
7 Re-elect Sello Moloko Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
9 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
10 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
11 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve 2017 Share Plan Mgmt For For For
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 01/17/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/26/2016 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh B. Patel Mgmt For Against Against
5 Elect Rahul A. Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Conversion of Loans Mgmt For Against Against
into Equity
Shares
11 Authority to Cost Mgmt For For For
Auditor's
Fees
12 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
13 Maintenance of Mgmt For For For
Location of Register
of
Members
________________________________________________________________________________
Sirtex Medical Limited
Ticker Security ID: Meeting Date Meeting Status
SRX CINS Q8510U101 10/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-Elect John Eady Mgmt For For For
4 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
5 Equity Grant (MD/CEO Mgmt For For For
Gilman
Wong)
________________________________________________________________________________
Sky Plc
Ticker Security ID: Meeting Date Meeting Status
SKY CINS G8212B105 10/13/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Elect Jeremy Darroch Mgmt For For For
5 Elect Andrew Griffith Mgmt For For For
6 Elect Tracy Clarke Mgmt For For For
7 Elect Martin Gilbert Mgmt For Against Against
8 Elect Adine Grate Mgmt For For For
9 Elect Matthieu Pigasse Mgmt For For For
10 Elect Andy Sukawaty Mgmt For For For
11 Elect James Murdoch Mgmt For Against Against
12 Elect Chase Carey Mgmt For For For
13 Elect John Nallen Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
SoftBank Group Corp.
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/21/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Son Mgmt For For For
4 Elect Ken Miyauchi Mgmt For For For
5 Elect Ronald D. Fisher Mgmt For For For
6 Elect Marcelo Claure Mgmt For For For
7 Elect Rajeev Misra Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Yun MA Mgmt For For For
10 Elect Tadashi Yanai Mgmt For For For
11 Elect Shigenobu Mgmt For For For
Nagamori
12 Elect Mark Schwartz Mgmt For For For
13 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
14 Elect Masato Suzaki Mgmt For Against Against
15 Elect Sohichiroh Uno Mgmt For For For
16 Elect Hidekazu Kubokawa Mgmt For For For
17 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Stroer SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
SAX CINS D8169G100 06/14/2017 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board Acts
(January 1 - March 1,
2016)
7 Ratification of Mgmt For For For
General Partner Acts
(March 1 - December
31,
2016)
8 Ratification of Mgmt For For For
Supervisory Board
Acts (January 1 -
March 1,
2016)
9 Ratification of Mgmt For For For
Supervisory Board
Acts (March 1 -
December 31,
2016)
10 Appointment of Auditor Mgmt For For For
11 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Stroer Digital
Commerce
GmbH
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
SUBARU Corp.
Ticker Security ID: Meeting Date Meeting Status
7270 CINS J14406136 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasuyuki Mgmt For For For
Yoshinaga
5 Elect Jun Kondoh Mgmt For For For
6 Elect Takeshi Tachimori Mgmt For For For
7 Elect Masahiro Kasai Mgmt For For For
8 Elect Toshiaki Okada Mgmt For For For
9 Elect Yohichi Katoh Mgmt For For For
10 Elect Yoshinori Mgmt For For For
Komamura
11 Elect Shigehiro Aoyama Mgmt For For For
12 Elect Kenji Tamazawa Mgmt For For For
as Alternate
Statutory
Auditor
13 Restricted Share Plan Mgmt For For For
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/08/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
7 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
Telecom Italia S.p.A.
Ticker Security ID: Meeting Date Meeting Status
TIT CINS T92778108 05/04/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Remuneration Policy Mgmt For Against Against
3 Board Size Mgmt For For For
4 Board Term Length Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.858%
of the Company's
Share
Capital
9 List Presented by Mgmt For N/A N/A
Vivendi
S.A.
10 Authorization of Mgmt For Against Against
Competing
Activities
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Elect YANG Siu Shun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Share Option Scheme Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment
Group
________________________________________________________________________________
Tong Yang Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1319 CINS Y8886R105 06/20/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural
Rules
6 Elect WU Yong-Feng Mgmt For For For
7 Elect WU Yong-Mao Mgmt For For For
8 Elect WU Yong-Xiang Mgmt For For For
9 Elect WANG Qi-Bin Mgmt For For For
10 Elect LIN Gan-Xiong Mgmt For For For
11 Elect CAI Ming-Tian Mgmt For For For
12 Elect ZHENG Yan-Ling Mgmt For For For
13 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Tongda Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0698 CINS G8917X121 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Ya Nan Mgmt For Against Against
5 Elect WANG Ming Che Mgmt For For For
6 Elect Stephen TING Mgmt For Against Against
Leung
Huel
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Toray Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
3402 CINS J89494116 06/27/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kazuo Morimoto Mgmt For Against Against
4 Elect Osamu Inoue Mgmt For Against Against
5 Elect Hideki Mgmt For Against Against
Hirabayashi
6 Elect Shohgo Masuda as Mgmt For Against Against
Statutory
Auditor
7 Elect Kohichi Mgmt For For For
Kobayashi as
Alternate Statutory
Auditor
8 Bonus Mgmt For For For
________________________________________________________________________________
Turkcell Iletisim Hizmetleri A.S
Ticker Security ID: Meeting Date Meeting Status
TCELL CINS M8903B102 05/25/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening, Election of Mgmt For For For
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditors'
Reports
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Charitable Donations Mgmt For Against Against
11 Amendments to Articles Mgmt For For For
12 Election of Directors; Mgmt For Against Against
Board Term
Length
13 Directors' Fees Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
16 Allocation of Mgmt For For For
Profits/Dividends
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Closing Mgmt For For For
________________________________________________________________________________
Tyman plc
Ticker Security ID: Meeting Date Meeting Status
TYMN CINS G9161J107 05/12/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Martin Towers Mgmt For For For
6 Elect James Brotherton Mgmt For For For
7 Elect Helen Clatworthy Mgmt For For For
8 Elect Louis Eperjesi Mgmt For For For
9 Elect Mark Rollins Mgmt For For For
10 Elect Angelika Mgmt For For For
Westerwelle
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/27/2017 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
7 Remuneration Report Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Elect Viviane Monges Mgmt For For For
to the Board of
Directors
11 Ratify Independence of Mgmt For For For
Viviane
Monges
12 Elect Bert de Graeve Mgmt For For For
to the Board of
Directors
13 Ratify Independence of Mgmt For For For
Aalbrecht
Graeve
14 Elect Roch Doliveux to Mgmt For For For
the Board of
Directors
15 Equity Compensation Mgmt For For For
Plan
16 US Employee Stock Mgmt For For For
Purchase
Plan
17 Change of Control Mgmt For Against Against
Clause (EMTN
Program)
________________________________________________________________________________
Value Added Technology Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
043150 CINS Y9347V107 03/30/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect NOH Chang Joon Mgmt For For For
4 Elect PARK Song Ha Mgmt For For For
5 Elect SUH Jung Wook Mgmt For For For
6 Elect CHOI Seung Keun Mgmt For Against Against
7 Election of Audit Mgmt For For For
Committee Member:
PARK Song
Ha
8 Election of Audit Mgmt For For For
Committee Member: SUH
Jung
Wook
9 Election of Audit Mgmt For Against Against
Committee Member:
CHOI Seung
Keun
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Vectura Group Plc
Ticker Security ID: Meeting Date Meeting Status
VEC CINS G9325J100 05/25/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Dr. Per-Olof Mgmt For For For
Andersson
5 Elect Bruno Angelici Mgmt For For For
6 Elect Frank C. Mgmt For For For
Condella,
Jr.
7 Elect Andrew Derodra Mgmt For For For
8 Elect Susan E. Foden Mgmt For For For
9 Elect James Ward-Lilley Mgmt For For For
10 Elect Neil W. Warner Mgmt For For For
11 Elect Thomas Werner Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Deferred Bonus Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vectura Group Plc
Ticker Security ID: Meeting Date Meeting Status
VEC CINS G9325J100 09/07/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect James Ward-Lilley Mgmt For For For
4 Elect Frank C. Mgmt For Against Against
Condella,
Jr.
5 Elect Andrew Derodra Mgmt For For For
6 Elect Thomas Werner Mgmt For For For
7 Elect Bruno Angelici Mgmt For For For
8 Elect Trevor Phillips Mgmt For For For
9 Elect Susan E. Foden Mgmt For For For
10 Elect Neil W. Warner Mgmt For For For
11 Elect Dr. Per-Olof Mgmt For For For
Andersson
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Share Incentive Plan Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/20/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For Against Against
Transactions
10 Elect Olivier Mareuse Mgmt For For For
11 Elect Marion Guillou Mgmt For For For
12 Elect Paolo Scaroni Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Remuneration Policy Mgmt For Against Against
(Chair and
CEO)
15 Remuneration of Mgmt For Against Against
Antoine Frerot, Chair
and
CEO
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Relocation of Mgmt For For For
Corporate
Headquarters
18 Amendment Regarding Mgmt For For For
Vice Chair Age
Limits
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vinci
Ticker Security ID: Meeting Date Meeting Status
DG CINS F5879X108 04/20/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Accounts and Reports; Mgmt For For For
Approval of
Tax-Deductible
Expenses
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Yannick Assouad Mgmt For For For
9 Elect Graziella Mgmt For For For
Gavezotti
10 Elect Michael Pragnell Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Remuneration policy Mgmt For For For
for Xavier Huillard,
Chairman and
CEO
14 Remuneration of Xavier Mgmt For For For
Huillard, Chairman
and
CEO
15 Remuneration of Pierre Mgmt For For For
Coppey, Deputy
CEO
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Convertible Debt
Instruments w/o
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Convertible
Securities w/o
Preemptive
Rights
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
25 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882192 07/29/2016 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Mgmt For For For
Kleisterlee
3 Elect Vittorio Colao Mgmt For For For
4 Elect Nicholas J. Read Mgmt For For For
5 Elect Crispin Davis Mgmt For For For
6 Elect Mathias Dopfner Mgmt For Against Against
7 Elect Clara Furse Mgmt For For For
8 Elect Valerie F. Mgmt For For For
Gooding
9 Elect Renee J. James Mgmt For For For
10 Elect Samuel E. Jonah Mgmt For For For
11 Elect Nick Land Mgmt For For For
12 Elect David Nish Mgmt For For For
13 Elect Philip Yea Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Set Mgmt For Against Against
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
WH Smith Plc
Ticker Security ID: Meeting Date Meeting Status
SMWH CINS G8927V149 01/25/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Suzanne Baxter Mgmt For For For
5 Elect Steve Clarke Mgmt For For For
6 Elect Annemarie Durbin Mgmt For For For
7 Elect Drummond Hall Mgmt For For For
8 Elect Robert Moorhead Mgmt For For For
9 Elect Henry E. Staunton Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Wilson Bayly Holmes-Ovcon Limited
Ticker Security ID: Meeting Date Meeting Status
WBO CINS S5923H105 11/16/2016 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Nosipho Damasane Mgmt For For For
3 Re-elect Savannah Mgmt For For For
Maziya
4 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
5 Elect Audit Committee Mgmt For For For
Member (Nosipho
Damasane)
6 Elect Audit Committee Mgmt For For For
Member (Ross
Gardiner)
7 Elect Social and Mgmt For For For
Ethics Committee
Chairman (Nosipho
Damasane)
8 Approve Remuneration Mgmt For For For
Policy
9 General Authority to Mgmt For For For
Issue
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Worldpay Group plc
Ticker Security ID: Meeting Date Meeting Status
WPG CINS G97744109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Approval of U.S Mgmt For For For
Employee Stock
Purchase
Plan
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect John M. Allan Mgmt For For For
8 Elect Philip Jansen Mgmt For For For
9 Elect Ron Khalifa Mgmt For For For
10 Elect Rick Medlock Mgmt For For For
11 Elect Deanna W. Mgmt For For For
Oppenheimer
12 Elect Sir Michael Rake Mgmt For For For
13 Elect Karen A. Mgmt For For For
Richardson
14 Elect Martin Scicluna Mgmt For For For
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9788D103 06/07/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Sustainability Report Mgmt For For For
(Advisory)
6 Elect Roberto Quarta Mgmt For For For
7 Elect Jacques Aigrain Mgmt For For For
8 Elect Ruigang Li Mgmt For For For
9 Elect Paul Richardson Mgmt For For For
10 Elect Hugo SHONG Mgmt For For For
11 Elect Martin S. Sorrell Mgmt For For For
12 Elect Sally Susman Mgmt For For For
13 Elect Solomon D. Mgmt For For For
Trujillo
14 Elect John Hood Mgmt For For For
15 Elect Nicole Seligman Mgmt For For For
16 Elect Daniela Riccardi Mgmt For For For
17 Elect Tarek M.N. Mgmt For For For
Farahat
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zeon Corp.
Ticker Security ID: Meeting Date Meeting Status
4205 CINS J9886P104 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naozumi Furukawa Mgmt For Against Against
4 Elect Kimiaki Tanaka Mgmt For For For
5 Elect Hiroyuki Hirakawa Mgmt For For For
6 Elect Tohru Nishijima Mgmt For For For
7 Elect Hirofumi Imai Mgmt For For For
8 Elect Sachio Hayashi Mgmt For For For
9 Elect Takeo Furuya Mgmt For For For
10 Elect Noboru Yanagida Mgmt For For For
11 Elect Hiroshi Fujisawa Mgmt For For For
12 Elect Haruo Itoh Mgmt For For For
13 Elect Takao Kitabata Mgmt For For For
14 Elect Tadanobu Nagumo Mgmt For Against Against
15 Elect Shinichi Mgmt For Against Against
Hirakawa as Statutory
Auditor
16 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Guarantee Mgmt For For For
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
5 One-off Use of Mgmt For For For
Personal Option Bonus
Remuneration
6 Amendments to the Mgmt For For For
Administrative
Measures of Connected
Transactions
7 Elect CHEN Jinghe Mgmt For Against Against
8 Elect LAN Fusheng Mgmt For For For
9 Elect ZOU Laichang Mgmt For For For
10 Elect LIN Hongfu Mgmt For For For
11 Elect FANG Qixue Mgmt For For For
12 Elect LIN Hongying Mgmt For For For
13 Elect LI Jian Mgmt For Against Against
14 Elect LU Shihua Mgmt For For For
15 Elect ZHU Guang Mgmt For For For
16 Elect Kenneth SIT Hoi Mgmt For For For
Wah
17 Elect CAI Meifeng Mgmt For For For
18 Elect LIN Shuiqing Mgmt For For For
19 Elect XU Qiang Mgmt For For For
20 Elect FAN Wensheng Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Long/Short Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Adobe Systems Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Edward W. Mgmt For For For
Barnholt
3 Elect Robert K. Burgess Mgmt For For For
4 Elect Frank A. Mgmt For For For
Calderoni
5 Elect James E. Daley Mgmt For For For
6 Elect Laura B. Desmond Mgmt For For For
7 Elect Charles M. Mgmt For For For
Geschke
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For For For
10 Elect John E. Warnock Mgmt For For For
11 Amendment to the 2003 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect Henry S. Miller Mgmt For For For
9 Elect Linda A. Mills Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
16 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive
Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive
Bonus
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect Frank E. English Mgmt For For For
Jr.
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect Elbert O. Hand Mgmt For For For
7 Elect David S. Johnson Mgmt For For For
8 Elect Kay W. McCurdy Mgmt For For For
9 Elect Ralph J. Mgmt For For For
Nicoletti
10 Elect Norman L. Mgmt For For For
Rosenthal
11 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization into a Mgmt For For For
Holding Company
Structure and
Reincorporation from
Kentucky to
Delaware
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For Against Against
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Michael D. White Mgmt For For For
13 Elect Thomas D. Woods Mgmt For For For
14 Elect R. David Yost Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Bradford M. Mgmt For For For
Freeman
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For Against Against
7 Elect Frederic V. Malek Mgmt For For For
8 Elect Paula R. Reynolds Mgmt For For For
9 Elect Robert E. Mgmt For For For
Sulentic
10 Elect Laura D'Andrea Mgmt For For For
Tyson
11 Elect Ray Wirta Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Costar Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGP CUSIP 22160N109 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael R. Klein Mgmt For For For
2 Elect Andrew C. Mgmt For For For
Florance
3 Elect Laura Cox Kaplan Mgmt For For For
4 Elect Michael J. Mgmt For For For
Glosserman
5 Elect Warren H. Haber Mgmt For For For
6 Elect John W. Hill Mgmt For For For
7 Elect Christopher J. Mgmt For For For
Nassetta
8 Elect David J. Mgmt For For For
Steinberg
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Jerry W. Burris Mgmt For For For
6 Elect Emerson L. Mgmt For For For
Brumback
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect Gary R. Heminger Mgmt For For For
9 Elect Jewell D. Hoover Mgmt For For For
10 Elect Eileen A. Mgmt For For For
Mallesch
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Marsha C. Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Caponi Mgmt For For For
1.2 Elect Ray T. Charley Mgmt For For For
1.3 Elect Gary R. Claus Mgmt For For For
1.4 Elect David S. Dahlmann Mgmt For For For
1.5 Elect Johnston A. Glass Mgmt For For For
1.6 Elect Jon L. Gorney Mgmt For For For
1.7 Elect David W. Mgmt For For For
Greenfield
1.8 Elect Luke A. Latimer Mgmt For For For
1.9 Elect T. Michael Price Mgmt For For For
1.10 Elect Laurie Stern Mgmt For For For
Singer
1.11 Elect Robert J. Ventura Mgmt For For For
1.12 Elect Stephen A. Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Henderson Share Mgmt For For For
Consolidation
4 Increase of Authorized Mgmt For For For
Share Capital for
Janus
Henderson
5 Elimination of Mgmt For For For
Preemptive Rights
for Janus
Henderson
6 Removal of Requirement Mgmt For For For
to Seek Shareholder
Approval for Issuance
of Shares of Janus
Henderson
7 Repeal of Classified Mgmt For For For
Board for Janus
Henderson
8 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendments to Mgmt For For For
Memorandum of
Association
8 Amendments to Articles Mgmt For For For
of
Association
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Right to Adjourn Mgmt For For For
Meeting
13 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
14 Amendment to the 2007 Mgmt For For For
Director Stock Option
Plan
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Barbara Judge Mgmt For For For
1.4 Elect Kurt J. Lauk Mgmt For For For
1.5 Elect Cynthia A. Mgmt For For For
Niekamp
1.6 Elect William A Ruh Mgmt For For For
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue W. Cole Mgmt For For For
2 Elect Michael J. Mgmt For For For
Quillen
3 Elect John J. Koraleski Mgmt For For For
4 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For Against Against
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Material Mgmt For For For
Terms under the 2006
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management
Members
7 Asset Sale Pursuant to Mgmt For For For
Tender
Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the Company's Capital
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Joshua Gotbaum Mgmt For For For
6 Elect Cheryl W. Grise Mgmt For For For
7 Elect Andre J. Hawaux Mgmt For For For
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Leary
10 Elect John R. Peshkin Mgmt For For For
11 Elect Scott F. Powers Mgmt For For For
12 Elect William J. Pulte Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Joseph J. DePaolo Mgmt For For For
1.3 Elect Barney Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the Mgmt For For For
amendment to the 2004
Long Term Incentive
Plan
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Lata Krishnan Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Karen L. Katen Mgmt For For For
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter B. Orthwein Mgmt For For For
1.2 Elect Robert W. Martin Mgmt For For For
1.3 Elect James L. Ziemer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Equity and Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kriss Cloninger Mgmt For For For
III
2 Elect Walter W. Mgmt For For For
Driver,
Jr.
3 Elect Sidney E. Harris Mgmt For For For
4 Elect William M. Isaac Mgmt For For For
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Mason H. Lampton Mgmt For For For
7 Elect Connie D. Mgmt For For For
McDaniel
8 Elect Philip W. Mgmt For For For
Tomlinson
9 Elect John T. Turner Mgmt For For For
10 Elect Richard W. Ussery Mgmt For Against Against
11 Elect M. Troy Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan M. Garber Mgmt For For For
1.2 Elect Margaret G. Mgmt For For For
McGlynn
1.3 Elect William D. Young Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Myra J. Biblowit Mgmt For For For
1.2 Elect Louise F. Brady Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Brian Mulroney Mgmt For For For
1.7 Elect Pauline D.E. Mgmt For For For
Richards
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Natural Resources Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
1.11 Elect Howard R. Mgmt For For For
Stockford
1.12 Elect Pertti Mgmt For For For
Voutilainen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization into a Mgmt For For For
Holding Company
Structure and
Reincorporation from
Kentucky to
Delaware
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken Hicks Mgmt For For For
6 Elect Andres A. Lopez Mgmt For For For
7 Elect David Pyott Mgmt For For For
8 Elect Dean Scarborough Mgmt For For For
9 Elect Patrick T. Mgmt For For For
Siewert
10 Elect Julia Stewart Mgmt For For For
11 Elect Martha Sullivan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Hayes Mgmt For For For
1.2 Elect George M. Smart Mgmt For For For
1.3 Elect Theodore M. Solso Mgmt For For For
1.4 Elect Stuart A. Mgmt For For For
Taylor,
II
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Stock and Cash
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Nils Andersen Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Alan L. Boeckmann Mgmt For For For
9 Elect Frank L. Bowman Mgmt For For For
10 Elect Ian E.L. Davis Mgmt For For For
11 Elect Ann Dowling Mgmt For For For
12 Elect Melody B. Meyer Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Paula Rosput Mgmt For For For
Reynolds
15 Elect John Sawers Mgmt For For For
16 Elect Carl-Henric Mgmt For For For
Svanberg
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Buzzi Unicem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BZU CINS T2320M109 05/12/2017 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of
Losses
5 Dividends from Reserves Mgmt For For For
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 List Presented by Mgmt For N/A N/A
Presa S.p.A. and
Fimedi
S.p.A.
10 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.1% of
Share
Capital
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List Presented by Mgmt N/A Abstain N/A
Presa S.p.A. and
Fimedi
S.p.A.
14 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 1.1% of
Share
Capital
15 Remuneration Policy Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w or
w/o Preemptive
Rights
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Enriquez Mgmt For For For
2 Elect William C. Kirby Mgmt For For For
3 Elect Patrick M. Mgmt For For For
Prevost
4 Elect Sean D. Keohane Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 2017 Long-Term Mgmt For For For
Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian D. Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Kathryn J. Mgmt For For For
Jackson
1.9 Elect Donald B. Kayne Mgmt For For For
1.10 Elect A. Anne McLellan Mgmt For For For
1.11 Elect A. Neil McMillan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt N/A Abstain N/A
Status
________________________________________________________________________________
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Bennie W. Fowler Mgmt For For For
3 Elect Kathryn M. Hill Mgmt For For For
4 Elect David C. Parry Mgmt For For For
5 Elect John K. Wulff Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 2009 Global Incentive Mgmt For For For
Plan
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect Stephen A. Mgmt For For For
Furbacher
4 Elect Stephen J. Hagge Mgmt For For For
5 Elect John D. Johnson Mgmt For For For
6 Elect Robert G. Kuhbach Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Edward A. Schmitt Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Mgmt For For For
Hentschel
2 Elect Thomas E. Jorden Mgmt For For For
3 Elect Floyd R. Price Mgmt For For For
4 Elect Frances M. Mgmt For For For
Vallejo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alfred J. Mgmt For For For
Giardinelli,
Jr.
1.4 Elect Alan P. Krusi Mgmt For For For
1.5 Elect Brian E. Lane Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James H. Schultz Mgmt For For For
1.8 Elect Constance E. Mgmt For For For
Skidmore
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of 2017 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of 2017 Mgmt For For For
Senior Management
Annual Performance
Plan
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alvin R. Mgmt For For For
Carpenter
1.2 Elect Palmer Clarkson Mgmt For For For
1.3 Elect William E. Davis Mgmt For For For
1.4 Elect Nicholas J. Mgmt For For For
Deluliis
1.5 Elect Maureen Mgmt For For For
Lally-Green
1.6 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.7 Elect John T. Mills Mgmt For For For
1.8 Elect Joseph Platt Mgmt For For For
1.9 Elect William P. Powell Mgmt For For For
1.10 Elect Edwin S. Roberson Mgmt For For For
1.11 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Corporate
Political Spending
Report
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jenne K. Britell Mgmt For For For
1.2 Elect John W. Conway Mgmt For For For
1.3 Elect Timothy J. Mgmt For For For
Donahue
1.4 Elect Arnold W. Donald Mgmt For Withhold Against
1.5 Elect Rose Lee Mgmt For For For
1.6 Elect William G. Little Mgmt For For For
1.7 Elect Hans J. Loliger Mgmt For For For
1.8 Elect James H. Miller Mgmt For For For
1.9 Elect Josef M. Muller Mgmt For For For
1.10 Elect Caesar F. Mgmt For For For
Sweitzer
1.11 Elect Jim L. Turner Mgmt For For For
1.12 Elect William S. Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 12/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
DNO ASA
Ticker Security ID: Meeting Date Meeting Status
DNO CINS R6007G105 06/01/2017 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Agenda Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend;
Corporate Governance
Report
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Nomination Committee Mgmt For For For
Fees
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Remuneration Mgmt For Against Against
Guidelines
(Advisory)
13 Remuneration Mgmt For Against Against
Guidelines
(Binding)
14 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
15 Authority to Mgmt For Against Against
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Jacqueline K. Mgmt For For For
Barton
3 Elect James A. Bell Mgmt For For For
4 Elect Richard K. Davis Mgmt For Against Against
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Mark Loughridge Mgmt For For For
8 Elect Raymond J. Mgmt For For For
Milchovich
9 Elect Robert S. Miller Mgmt For For For
10 Elect Paul Polman Mgmt For For For
11 Elect Dennis H. Reilley Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Elect Ruth G. Shaw Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 07/20/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin M. Ellen Mgmt For For For
2 Elect David B. Powers Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Humberto P. Mgmt For For For
Alfonso
2 Elect Gary E. Anderson Mgmt For For For
3 Elect Brett D. Begemann Mgmt For For For
4 Elect Michael P. Mgmt For Against Against
Connors
5 Elect Mark J. Costa Mgmt For For For
6 Elect Stephen R. Mgmt For For For
Demeritt
7 Elect Robert M. Mgmt For For For
Hernandez
8 Elect Julie Fasone Mgmt For For For
Holder
9 Elect Renee J. Mgmt For For For
Hornbaker
10 Elect Lewis M. Kling Mgmt For For For
11 Elect James J. O'Brien Mgmt For For For
12 Elect David W. Raisbeck Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus Stock
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fortune Brands Home & Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.D. David Mackay Mgmt For For For
2 Elect David M. Thomas Mgmt For For For
3 Elect Norman H. Wesley Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Andrea Botta Mgmt For For For
1.2 Elect Michael P. Doss Mgmt For For For
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Anderson Mgmt For For For
1.2 Elect Wayne Hoovestol Mgmt For Withhold Against
1.3 Elect Ejnar Knudsen Mgmt For For For
2 Approval of the Mgmt For For For
amendment to the 2009
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Headwaters Inc.
Ticker Security ID: Meeting Date Meeting Status
HW CUSIP 42210P102 02/03/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Hill International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIL CUSIP 431466101 08/11/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irvin E. Richter Mgmt For TNA N/A
1.2 Elect Steven M. Kramer Mgmt For TNA N/A
1.3 Elect Gary F. Mazzucco Mgmt For TNA N/A
2 Adoption of Majority Mgmt For TNA N/A
Vote for Uncontested
Elections of
Directors
3 Frequency of Advisory Mgmt 1 Year TNA N/A
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Advance
Notice
Requirements
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Board
Size
________________________________________________________________________________
Hill International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIL CUSIP 431466101 08/11/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Gillman ShrHoldr N/A For N/A
1.2 Elect Paul Evans ShrHoldr N/A For N/A
1.3 Elect David Sgro ShrHoldr N/A For N/A
2 Adoption of Majority ShrHoldr N/A For N/A
Vote for Uncontested
Elections of
Directors
3 Frequency of Advisory ShrHoldr N/A 1 Year N/A
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Advance
Notice
Requirements
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Size
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan D. Mgmt For For For
Archibald
1.2 Elect Mary C. Beckerle Mgmt For For For
1.3 Elect M. Anthony Burns Mgmt For For For
1.4 Elect Jon M. Huntsman Mgmt For For For
1.5 Elect Peter R. Huntsman Mgmt For For For
1.6 Elect Robert J. Mgmt For For For
Margetts
1.7 Elect Wayne A. Reaud Mgmt For For For
1.8 Elect Alvin V. Mgmt For For For
Shoemaker
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue W. Cole Mgmt For For For
2 Elect Michael J. Mgmt For For For
Quillen
3 Elect John J. Koraleski Mgmt For For For
4 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Douglas Arnell Mgmt For For For
1.3 Elect Howard Balloch Mgmt For For For
1.4 Elect Phillip Cook Mgmt For For For
1.5 Elect John Floren Mgmt For For For
1.6 Elect Thomas Hamilton Mgmt For For For
1.7 Elect Robert J. Mgmt For For For
Kostelnik
1.8 Elect Douglas Mahaffy Mgmt For For For
1.9 Elect A. Terence Poole Mgmt For For For
1.10 Elect Janice Rennie Mgmt For For For
1.11 Elect Margaret Walker Mgmt For For For
1.12 Elect Benita Warmbold Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment
to the Long-Term
Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Gregory J. Hayes Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Bernard L. Mgmt For For For
Kasriel
1.6 Elect Christopher J. Mgmt For For For
Kearney
1.7 Elect Laurette T. Mgmt For For For
Koellner
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gray G. Benoist Mgmt For For For
2 Elect John E. Fischer Mgmt For For For
3 Elect Richard M. Mgmt For For For
Rompala
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect S. Eugene Edwards Mgmt For For For
5 Elect William E. Hantke Mgmt For For For
6 Elect Dennis M. Houston Mgmt For For For
7 Elect Edward F. Kosnik Mgmt For For For
8 Elect Robert J. Lavinia Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2017 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
PGT Innovations Inc
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett N. Milgrim Mgmt For For For
1.2 Elect Richard D. Mgmt For Withhold Against
Feintuch
1.3 Elect Jeff Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Fearon Mgmt For For For
1.2 Elect Gregory J. Goff Mgmt For For For
1.3 Elect William R. Mgmt For For For
Jellison
1.4 Elect Sandra Beach Lin Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Lorraine
1.6 Elect Kim Ann Mink Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
Patterson
1.8 Elect William H. Powell Mgmt For For For
1.9 Elect Kerry J. Preete Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Equity and Incentive
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CINS G73740113 05/02/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Mary Ralph Lowe Mgmt For For For
8 Elect Gregory G. Mgmt For For For
Maxwell
9 Elect Kevin S. McCarthy Mgmt For For For
10 Elect Steffen E. Palko Mgmt For For For
11 Elect Jeffrey L. Mgmt For For For
Ventura
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Catherine J. Mgmt For For For
Hughes
5 Elect Roberto Egydio Mgmt For For For
Setubal
6 Elect Ben Van Beurden Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Euleen GOH Yiu Mgmt For For For
Kiang
9 Elect Charles O. Mgmt For For For
Holliday,
Jr.
10 Elect Gerard Mgmt For For For
Kleisterlee
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston
Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect David F. Hodnik Mgmt For For For
3 Elect Thomas G. Kadien Mgmt For Abstain Against
4 Elect Richard J. Kramer Mgmt For For For
5 Elect Susan J. Kropf Mgmt For For For
6 Elect John G. Morikis Mgmt For For For
7 Elect Christine A. Poon Mgmt For For For
8 Elect John M. Stropki, Mgmt For For For
Jr.
9 Elect Michael H. Thaman Mgmt For For For
10 Elect Matthew Thornton Mgmt For For For
11 Elect Steven H. Wunning Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2007 Mgmt For For For
Executive Annual
Performance Bonus
Plan
15 Amendment to the 2006 Mgmt For For For
Equity and
Performance Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Summit Materials Inc
Ticker Security ID: Meeting Date Meeting Status
SUM CUSIP 86614U100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted A. Gardner Mgmt For For For
1.2 Elect John R. Murphy Mgmt For For For
1.3 Elect Steven H. Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Synergy Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
SRCI CUSIP 78470V108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn A. Peterson Mgmt For For For
1.2 Elect Jack N. Aydin Mgmt For For For
1.3 Elect Daniel E. Kelly Mgmt For For For
1.4 Elect Paul J. Korus Mgmt For For For
1.5 Elect Raymond E. Mgmt For Withhold Against
McElhaney
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
________________________________________________________________________________
Tarkett
Ticker Security ID: Meeting Date Meeting Status
TKTT CINS F9T08Z124 04/27/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Ratification of the Mgmt For For For
Co-Option
of
Agnes Touraine
10 Elect Agnes Touraine Mgmt For For For
11 Elect Jacques Garaialde Mgmt For For For
12 Elect Guylaine Saucier Mgmt For For For
13 Elect Nicolas Mgmt For Against Against
Deconinck as
Censor
14 Elect Sabine Roux de Mgmt For For For
Bezieux
15 Remuneration Policy Mgmt For For For
(Michel
Giannuzzi)
16 Remuneration Policy Mgmt For For For
(Fabrice
Barthelemy)
17 Remuneration Policy Mgmt For For For
(Sharon
MacBeath)
18 Remuneration Policy Mgmt For For For
(Didier
Deconinck)
19 Supervisory Board Mgmt For For For
Members'
Fees
20 Remuneration of Michel Mgmt For For For
Giannuzzi, Chair of
the Management
Board
21 Remuneration of Mgmt For For For
Fabrice Barthelemy,
Member of the
Management
Board
22 Remuneration of Mgmt For For For
Vincent Lecerf,
Member of the
Management Board
(until January 3,
2017)
23 Remuneration of Didier Mgmt For For For
Deconinck, Chair of
the Supervisory
Board
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Authority to Issue Mgmt For For For
Performance
Shares
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
29 Amendments to Articles Mgmt For For For
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Jim W. Nokes Mgmt For For For
7 Elect William H. Mgmt For For For
Schumann,
III
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect O. B. Grayson Mgmt For For For
Hall,
Jr.
2 Elect James T. Mgmt For For For
Prokopanko
3 Elect David P. Steiner Mgmt For For For
4 Elect Kathleen Mgmt For For For
Wilson-Thompson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Opportunities Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick A. Ball Mgmt For For For
1.2 Elect Grant H. Beard Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Edward C. Grady Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For Withhold Against
1.6 Elect John A. Roush Mgmt For For For
1.7 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
4 Renewal of Advanced Mgmt For For For
Energy's Short Term
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
________________________________________________________________________________
ARRIS International plc
Ticker Security ID: Meeting Date Meeting Status
ARRS CUSIP G0551A103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew M. Barron Mgmt For For For
2 Elect Alex B. Best Mgmt For For For
3 Elect J. Timothy Bryan Mgmt For For For
4 Elect James A. Chiddix Mgmt For For For
5 Elect Andrew T. Heller Mgmt For For For
6 Elect KIM Jeong Mgmt For For For
7 Elect Bruce McClelland Mgmt For For For
8 Elect Robert J. Mgmt For For For
Stanzione
9 Elect Doreen A. Toben Mgmt For For For
10 Elect Debora J. Wilson Mgmt For For For
11 Elect David A. Woodle Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Ratification of U.K. Mgmt For For For
Statutory
Auditor
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Remuneration Policy Mgmt For For For
(UK
--
Binding)
19 Remuneration Report Mgmt For For For
(UK
--
Advisory)
20 Amendment to the Mgmt For For For
Amended and Restated
Employee Stock
Purchase
Plan
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mitchell R. Mgmt For For For
Butier
5 Elect Ken Hicks Mgmt For For For
6 Elect Andres A. Lopez Mgmt For For For
7 Elect David Pyott Mgmt For For For
8 Elect Dean Scarborough Mgmt For For For
9 Elect Patrick T. Mgmt For For For
Siewert
10 Elect Julia Stewart Mgmt For For For
11 Elect Martha Sullivan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank Of The Ozarks, Inc.
Ticker Security ID: Meeting Date Meeting Status
OZRK CUSIP 063904106 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Gleason Mgmt For For For
1.2 Elect Nicholas Brown Mgmt For For For
1.3 Elect Richard Cisne Mgmt For For For
1.4 Elect Robert East Mgmt For For For
1.5 Elect Catherine B. Mgmt For For For
Freedberg
1.6 Elect Ross Whipple Mgmt For For For
1.7 Elect Linda Gleason Mgmt For For For
1.8 Elect Peter Kenny Mgmt For For For
1.9 Elect Robert Proost Mgmt For For For
1.10 Elect William A. Mgmt For For For
Koefoed,
Jr.
1.11 Elect John Reynolds Mgmt For For For
1.12 Elect Dan Thomas Mgmt For For For
1.13 Elect Henry Mariani Mgmt For For For
1.14 Elect Paula Mgmt For For For
Cholmondeley
1.15 Elect Walter J. Mullen Mgmt For For For
1.16 Elect Kathleen Franklin Mgmt For For For
2 Amendment to the Mgmt For For For
Non-Employee Director
Stock
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank Of The Ozarks, Inc.
Ticker Security ID: Meeting Date Meeting Status
OZRK CUSIP 063904106 06/23/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization and Mgmt For For For
Plan of
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy E. Cooper Mgmt For For For
2 Elect Ralph C. Stayer Mgmt For For For
3 Elect Jane L. Warner Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul S. Levy Mgmt For For For
1.2 Elect Cleveland A. Mgmt For For For
Christophe
1.3 Elect Craig A. Steinke Mgmt For For For
2 Advisory Vote On Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George E. Massaro Mgmt For For For
6 Elect George M. Milne, Mgmt For Against Against
Jr.
7 Elect C. Richard Reese Mgmt For For For
8 Elect Craig B. Thompson Mgmt For For For
9 Elect Richard F. Mgmt For For For
Wallman
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Approval of the Mgmt For For For
Incentive
Compensation
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
CNO Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward J. Bonach Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Stephen N. David Mgmt For For For
4 Elect Robert C. Greving Mgmt For For For
5 Elect Mary R. Henderson Mgmt For For For
6 Elect Charles J. Mgmt For For For
Jacklin
7 Elect Daniel R. Maurer Mgmt For For For
8 Elect Neal C. Schneider Mgmt For For For
9 Elect Frederick J. Mgmt For For For
Sievert
10 Approval of amendment Mgmt For For For
to the Long-Term
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
11 Approval of 2011 Mgmt For For For
Equity Incentive Plan
for
162(m)
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFI CUSIP 230215105 09/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Culp, Mgmt For For For
III
1.2 Elect Patrick B. Flavin Mgmt For For For
1.3 Elect Fred A. Jackson Mgmt For For For
1.4 Elect Kenneth R. Larson Mgmt For For For
1.5 Elect Kenneth W. Mgmt For For For
McAllister
1.6 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 03/24/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elimination of Mgmt For For For
Cumulative
Voting
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 06/20/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Steve Albrecht Mgmt For TNA N/A
1.2 Elect Eric A. Benhamou Mgmt For TNA N/A
1.3 Elect H. Raymond Mgmt For TNA N/A
Bingham
1.4 Elect Hassane El-Khoury Mgmt For TNA N/A
1.5 Elect Oh Chul Kwon Mgmt For TNA N/A
1.6 Elect Wilbert van den Mgmt For TNA N/A
Hoek
1.7 Elect Michael S. Mgmt For TNA N/A
Wishart
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year TNA N/A
Vote on Executive
Compensation
5 Amendment to the 2013 Mgmt For TNA N/A
Stock
Plan
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 06/20/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Daniel ShrHoldr N/A For N/A
McCranie
1.2 Elect Camillo Martino ShrHoldr N/A For N/A
1.3 Elect W. Steve Albrecht ShrHoldr N/A For N/A
1.4 Elect Hassane El-Khoury ShrHoldr N/A For N/A
1.5 Elect Oh Chul Kwon ShrHoldr N/A For N/A
1.6 Elect Wilbert van den ShrHoldr N/A For N/A
Hoek
1.7 Elect Michael S. ShrHoldr N/A For N/A
Wishart
2 Ratification of Auditor ShrHoldr N/A For N/A
3 Advisory Vote on ShrHoldr N/A For N/A
Executive
Compensation
4 Frequency of Advisory ShrHoldr N/A 1 Year N/A
Vote on Executive
Compensation
5 Amendment to the 2013 ShrHoldr N/A For N/A
Stock
Plan
________________________________________________________________________________
Enzymotec Ltd
Ticker Security ID: Meeting Date Meeting Status
ENZY CUSIP M4059L101 08/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Dubin Mgmt For For For
2 Elect Michal Silverberg Mgmt For For For
3 Elect Joseph Tenne Mgmt For Against Against
4 Elect Dov Pekelman Mgmt For For For
5 Cash Compensation of Mgmt For For For
Directors
6 Cash Compensation of Mgmt For For For
Directors
7 One-Time Equity Grant Mgmt For Against Against
of
Directors
8 Cash Bonus of CEO Mgmt For For For
9 Declaration of Mgmt N/A For N/A
Material
Interest
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Essent Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Casale Mgmt For For For
1.2 Elect Douglas J. Pauls Mgmt For For For
1.3 Elect William L. Mgmt For For For
Spiegel
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Annual Mgmt For For For
Incentive
Plan
5 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Rollance E. Olson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Caponi Mgmt For For For
1.2 Elect Ray T. Charley Mgmt For For For
1.3 Elect Gary R. Claus Mgmt For For For
1.4 Elect David S. Dahlmann Mgmt For For For
1.5 Elect Johnston A. Glass Mgmt For For For
1.6 Elect Jon L. Gorney Mgmt For For For
1.7 Elect David W. Mgmt For For For
Greenfield
1.8 Elect Luke A. Latimer Mgmt For For For
1.9 Elect T. Michael Price Mgmt For For For
1.10 Elect Laurie Stern Mgmt For For For
Singer
1.11 Elect Robert J. Ventura Mgmt For For For
1.12 Elect Stephen A. Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick L. Stanage Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Lynn Brubaker Mgmt For For For
4 Elect Jeffrey C. Mgmt For For For
Campbell
5 Elect Cynthia M. Mgmt For For For
Egnotovich
6 Elect W. Kim Foster Mgmt For For For
7 Elect Thomas A. Gendron Mgmt For For For
8 Elect Jeffrey A. Graves Mgmt For Against Against
9 Elect Guy C. Hachey Mgmt For For For
10 Elect David L. Pugh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Impax Laboratories Inc.
Ticker Security ID: Meeting Date Meeting Status
IPXL CUSIP 45256B101 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Z. Benet Mgmt For For For
2 Elect Richard A. Bierly Mgmt For For For
3 Elect Paul M. Bisaro Mgmt For For For
4 Elect J. Kevin Buchi Mgmt For For For
5 Elect Robert L. Burr Mgmt For For For
6 Elect Allen Chao Mgmt For For For
7 Elect Mary Pendergast Mgmt For For For
8 Elect Peter R. Terreri Mgmt For For For
9 Elect Janet S. Vergis Mgmt For For For
10 Amendment to the 2001 Mgmt For For For
Non-Qualified
Employee Stock
Purchase
Plan
11 Amendment to the 2002 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innoviva Inc
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/20/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Aguiar Mgmt For TNA N/A
1.2 Elect Barbara G. Duncan Mgmt For TNA N/A
1.3 Elect Catherine J. Mgmt For TNA N/A
Friedman
1.4 Elect Patrick G. LePore Mgmt For TNA N/A
1.5 Elect Paul Pepe Mgmt For TNA N/A
1.6 Elect James L. Tyree Mgmt For TNA N/A
1.7 Elect William H. Mgmt For TNA N/A
Waltrip
2 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year TNA N/A
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For TNA N/A
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Repeal of
Bylaw
Amendments
________________________________________________________________________________
Innoviva Inc
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/20/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George ShrHoldr N/A For N/A
Bickerstaff
1.2 Elect Jules Haimovitz ShrHoldr N/A Withhold N/A
1.3 Elect Odysseas Kostas ShrHoldr N/A For N/A
1.4 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Barbara
Duncan
1.5 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Catherine
Friedman
1.6 Elect Mgmt. Nominee ShrHoldr N/A For N/A
Patrick
LePore
1.7 Elect Mgmt. Nominee ShrHoldr N/A For N/A
James
Tyree
2 Advisory Vote on ShrHoldr N/A Against N/A
Executive
Compensation
3 Frequency of Advisory ShrHoldr N/A 1 Year N/A
Vote on Executive
Compensation
4 Ratification of Auditor ShrHoldr N/A For N/A
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Repeal of
Bylaw
Amendments
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Catherine P. Lego Mgmt For For For
1.8 Elect Eric Meurice Mgmt For For For
1.9 Elect John R. Peeler Mgmt For For For
1.10 Elect Thomas J. Seifert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
j2 Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 48123V102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Y. Bech Mgmt For For For
2 Elect Robert J. Cresci Mgmt For For For
3 Elect W. Brian Kretzmer Mgmt For For For
4 Elect Jonathan F. Mgmt For For For
Miller
5 Elect Richard S. Mgmt For For For
Ressler
6 Elect Stephen Ross Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy W. Mgmt For For For
Finchem
2 Elect Stuart A. Gabriel Mgmt For For For
3 Elect Thomas W. Mgmt For For For
Gilligan
4 Elect Kenneth M. Mgmt For For For
Jastrow
II
5 Elect Robert L. Johnson Mgmt For Against Against
6 Elect Melissa Lora Mgmt For For For
7 Elect Jeffrey T. Mezger Mgmt For For For
8 Elect Robert L. Mgmt For Against Against
Patton,
Jr.
9 Elect Michael M. Wood Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kraton Corporation
Ticker Security ID: Meeting Date Meeting Status
KRA CUSIP 50077C106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominique Mgmt For For For
Fournier
1.2 Elect John J. Mgmt For For For
Gallagher,
III
1.3 Elect Francis S. Kalman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Aryeh Mgmt For For For
1.2 Elect Todd C. Davis Mgmt For For For
1.3 Elect John L. Higgins Mgmt For For For
1.4 Elect John W. Kozarich Mgmt For For For
1.5 Elect John L. LaMattina Mgmt For For For
1.6 Elect Sunil Patel Mgmt For For For
1.7 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LivaNova PLC
Ticker Security ID: Meeting Date Meeting Status
LIVN CUSIP G5509L101 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Mgmt For Against Against
Repurchase Shares
(NASDAQ)
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Creek Mgmt For Withhold Against
1.2 Elect Nancy J. Kramer Mgmt For For For
1.3 Elect Norman L. Traeger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MACOM Technology Solutions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTSI CUSIP 55405Y100 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles R. Bland Mgmt For Withhold Against
1.2 Elect Stephen G. Daly Mgmt For For For
1.3 Elect Susan Ocampo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Peterson Mgmt For For For
2 Elect Dennis R. Leibel Mgmt For For For
3 Elect Kimberly E. Alexy Mgmt For For For
4 Elect Thomas R. Mgmt For For For
Anderson
5 Elect William E. Mgmt For For For
Bendush
6 Elect Paul F. Folino Mgmt For For For
7 Elect William L. Healey Mgmt For For For
8 Elect Matthew E. Mgmt For For For
Massengill
9 Advisory Vote On Mgmt For Against Against
Executive Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Mgmt For For For
Bernstock
1.2 Elect Paul Guyardo Mgmt For For For
1.3 Elect Michael J. Hagan Mgmt For For For
1.4 Elect Jay Herratti Mgmt For For For
1.5 Elect Michael D. Mangan Mgmt For For For
1.6 Elect Brian P. Tierney Mgmt For For For
1.7 Elect Andrea M. Weiss Mgmt For For For
1.8 Elect Dawn M. Zier Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PGT Innovations Inc
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett N. Milgrim Mgmt For For For
1.2 Elect Richard D. Mgmt For Withhold Against
Feintuch
1.3 Elect Jeff Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For Withhold Against
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sucampo Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCMP CUSIP 864909106 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter S. Mgmt For For For
Greenleaf
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Daniel W. Mgmt For For For
Christman
3 Elect Edwin J. Gillis Mgmt For For For
4 Elect Timothy E. Mgmt For For For
Guertin
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter B. Orthwein Mgmt For For For
1.2 Elect Robert W. Martin Mgmt For For For
1.3 Elect James L. Ziemer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Equity and Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Tower International Inc.
Ticker Security ID: Meeting Date Meeting Status
TOWR CUSIP 891826109 04/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alison Mgmt For For For
Davis-Blake
1.2 Elect Frank E. English Mgmt For For For
Jr.
1.3 Elect James C. Gouin Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect Joel S. Becker Mgmt For For For
3 Elect John J. Crawford Mgmt For For For
4 Elect Elizabeth E. Mgmt For For For
Flynn
5 Elect Laurence C. Morse Mgmt For For For
6 Elect Karen R. Osar Mgmt For For For
7 Elect Mark Pettie Mgmt For For For
8 Elect Charles W. Mgmt For For For
Shivery
9 Elect James C. Smith Mgmt For For For
10 Elect Lauren C. States Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Risk-Managed Balanced Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Corti Mgmt For For For
2 Elect Hendrik Hartong Mgmt For For For
III
3 Elect Brian G. Kelly Mgmt For For For
4 Elect Robert A. Kotick Mgmt For For For
5 Elect Barry Meyer Mgmt For For For
6 Elect Robert J. Morgado Mgmt For Against Against
7 Elect Peter Nolan Mgmt For For For
8 Elect Casey Wasserman Mgmt For For For
9 Elect Elaine P. Wynn Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advent-Claymore Enhanced Growth & Income Fund
Ticker Security ID: Meeting Date Meeting Status
LCM CUSIP 00765E104 09/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald L. Seizert Mgmt For For For
2 Elect Derek Medina Mgmt For For For
3 Elect Randall C. Barnes Mgmt For For For
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Jeffrey E. Garten Mgmt For For For
8 Elect Ellen M. Hancock Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harrington
10 Elect Edward J. Ludwig Mgmt For For For
11 Elect Joseph P. Mgmt For For For
Newhouse
12 Elect Olympia J. Snowe Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
Air Lease Corp.
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert A. Milton Mgmt For For For
5 Elect John L. Plueger Mgmt For For For
6 Elect Ian M. Saines Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect James H. Bloem Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Catherine M. Mgmt For For For
Klema
8 Elect Peter J. Mgmt For For For
McDonnell
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Ronald R. Taylor Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of Mgmt For For For
performance goals
under the 2017 Annual
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Mgmt For For For
Jr.
3 Elect George G. Mgmt For For For
Goldfarb
4 Elect James S. Haines, Mgmt For For For
Jr.
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Mgmt For For For
Jimmerson
8 Elect Madeleine W. Mgmt For For For
Ludlow
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stan A. Askren Mgmt For Against Against
2 Elect Lawrence E. Dewey Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect Alvaro Mgmt For For For
Garcia-Tunon
5 Elect William R. Harker Mgmt For For For
6 Elect Richard P. Lavin Mgmt For For For
7 Elect Thomas W. Rabaut Mgmt For For For
8 Elect Francis Raborn Mgmt For For For
9 Elect Richard V. Mgmt For For For
Reynolds
10 Elect James A. Star Mgmt For For For
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ally Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Kenneth J. Bacon Mgmt For For For
3 Elect Robert T. Blakely Mgmt For For For
4 Elect Maureen Mgmt For For For
Breakiron-Evans
5 Elect William H. Cary Mgmt For For For
6 Elect Mayree C. Clark Mgmt For For For
7 Elect Kim S. Mgmt For For For
Fennebresque
8 Elect Marjorie Magner Mgmt For For For
9 Elect John J. Stack Mgmt For For For
10 Elect Michael F. Steib Mgmt For For For
11 Elect Jeffrey J. Brown Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
14 Amendment to the Mgmt For For For
Non-Employee
Directors Equity
Compensation
Plan
15 Amendment to the Mgmt For For For
Executive Performance
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect Henry S. Miller Mgmt For For For
9 Elect Linda A. Mills Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
16 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AmTrust Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFSI CUSIP 032359309 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against
1.2 Elect Susan C. Fisch Mgmt For Withhold Against
1.3 Elect Abraham Gulkowitz Mgmt For Withhold Against
1.4 Elect George Karfunkel Mgmt For Withhold Against
1.5 Elect Leah Karfunkel Mgmt For Withhold Against
1.6 Elect Raul Rivera Mgmt For For For
1.7 Elect Barry D. Zyskind Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Donations
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board
and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Compensation
Reform
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization into a Mgmt For For For
Holding Company
Structure and
Reincorporation from
Kentucky to
Delaware
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Sue E. Gove Mgmt For For For
4 Elect Earl G. Graves, Mgmt For For For
Jr.
5 Elect Enderson Mgmt For For For
Guimaraes
6 Elect J.R. Hyde III Mgmt For For For
7 Elect D. Bryan Jordan Mgmt For For For
8 Elect W. Andrew McKenna Mgmt For For For
9 Elect George R. Mgmt For For For
Mrkonic,
Jr.
10 Elect Luis P. Nieto Mgmt For For For
11 Elect William C. Mgmt For For For
Rhodes
III
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
Executive Stock
Purchase
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For Against Against
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Michael D. White Mgmt For For For
13 Elect Thomas D. Woods Mgmt For For For
14 Elect R. David Yost Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking
Assets
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 03/09/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary M. Mgmt For For For
VanDeWeghe
1.2 Elect James F. Albaugh Mgmt For For For
1.3 Elect John T. Whates Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670702 05/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Howard G. Buffett Mgmt For For For
1.4 Elect Stephen B. Burke Mgmt For For For
1.5 Elect Susan L. Decker Mgmt For For For
1.6 Elect William H. Gates Mgmt For For For
III
1.7 Elect David S. Mgmt For For For
Gottesman
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Thomas S. Murphy Mgmt For For For
1.10 Elect Ronald L. Olson Mgmt For For For
1.11 Elect Walter Scott, Jr. Mgmt For For For
1.12 Elect Meryl B. Witmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Fossil Fuel
Divestment
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Stephen P. Mgmt For For For
MacMillan
7 Elect Michael F. Mgmt For For For
Mahoney
8 Elect David J. Roux Mgmt For For For
9 Elect John E. Sununu Mgmt For For For
10 Elect Ellen M. Zane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Laurie H. Mgmt For For For
Glimcher
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For Against Against
11 Elect Vicki L. Sato Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan for
the Purposes of
Section
162(m)
15 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Lewis C. Mgmt For For For
Eggebrecht
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Check Kian Low Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Elect Peter J. Marks Mgmt For For For
9 Elect Dr. Henry S. Mgmt For For For
Samueli
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy E. Cooper Mgmt For For For
2 Elect Ralph C. Stayer Mgmt For For For
3 Elect Jane L. Warner Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2011 Mgmt For For For
Long Term Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12504L109 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Bradford M. Mgmt For For For
Freeman
5 Elect Christopher T. Mgmt For For For
Jenny
6 Elect Gerardo I. Lopez Mgmt For Against Against
7 Elect Frederic V. Malek Mgmt For For For
8 Elect Paula R. Reynolds Mgmt For For For
9 Elect Robert E. Mgmt For For For
Sulentic
10 Elect Laura D'Andrea Mgmt For For For
Tyson
11 Elect Ray Wirta Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Eric J. Foss Mgmt For For For
3 Elect Isaiah Harris, Mgmt For For For
Jr.
4 Elect Jane E. Henney Mgmt For For For
5 Elect Roman Martinez IV Mgmt For For For
6 Elect Donna F. Zarcone Mgmt For For For
7 Elect William D. Mgmt For For For
Zollars
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Amendment to the Cigna Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect Philip R. Mgmt For For For
Lochner,
Jr.
7 Elect Patricia K. Poppe Mgmt For For For
8 Elect John G. Russell Mgmt For For For
9 Elect Myrna M. Soto Mgmt For For For
10 Elect John G. Sznewajs Mgmt For For For
11 Elect Laura H. Wright Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Betsy Atkins Mgmt For For For
3 Elect Maureen Mgmt For For For
Breakiron-Evans
4 Elect Jonathan Mgmt For For For
Chadwick
5 Elect John M. Dineen Mgmt For For For
6 Elect Francisco D'Souza Mgmt For For For
7 Elect John N. Fox, Jr. Mgmt For For For
8 Elect John E. Klein Mgmt For For For
9 Elect Leo S. Mackay, Mgmt For For For
Jr.
10 Elect Michael Mgmt For Against Against
Patsalos-Fox
11 Elect Robert E. Mgmt For For For
Weissman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr For For For
Regarding
Supermajority
Provisions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For Withhold Against
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Gerald L. Hassell Mgmt For Withhold Against
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Asuka Nakahara Mgmt For For For
1.8 Elect David C. Novak Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote On Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Cushing MLP Total Return Fund
Ticker Security ID: Meeting Date Meeting Status
SRF CUSIP 231647108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian R. Bruce Mgmt For For For
1.2 Elect Ronald P. Trout Mgmt For For For
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Delaware Investments Dividend and Income Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
DDF CUSIP 245915103 08/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Bennett Mgmt For For For
1.2 Elect Ann Borowiec Mgmt For For For
1.3 Elect Joseph W. Chow Mgmt For For For
1.4 Elect John A. Fry Mgmt For For For
1.5 Elect Shawn Lytle Mgmt For For For
1.6 Elect Frances A. Mgmt For For For
Sevilla-Sacasa
1.7 Elect Thomas K. Mgmt For For For
Whitford
1.8 Elect Lucinda S. Mgmt For For For
Landreth
1.9 Elect Janet L. Yeomans Mgmt For For For
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward H. Bastian Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect David G. DeWalt Mgmt For For For
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Mickey P. Foret Mgmt For For For
7 Elect Jeanne P. Jackson Mgmt For For For
8 Elect George N. Mattson Mgmt For For For
9 Elect Douglas R Ralph Mgmt For For For
10 Elect Sergio A. L. Rial Mgmt For For For
11 Elect Kathy N. Waller Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deluxe Corporation
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald C. Baldwin Mgmt For For For
1.2 Elect Cheryl Mayberry Mgmt For For For
McKissack
1.3 Elect Don J. McGrath Mgmt For For For
1.4 Elect Neil J. Metviner Mgmt For For For
1.5 Elect Stephen P. Mgmt For For For
Nachtsheim
1.6 Elect Thomas J. Reddin Mgmt For For For
1.7 Elect Martyn R. Mgmt For For For
Redgrave
1.8 Elect Lee J. Schram Mgmt For For For
1.9 Elect John L. Stauch Mgmt For For For
1.10 Elect Victoria A. Mgmt For For For
Treyger
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of 2017 Mgmt For For For
Annual Incentive
Plan
5 Approval of 2017 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Multi-Market Income Trust
Ticker Security ID: Meeting Date Meeting Status
KMM CUSIP 25160E102 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry P. Becton, Mgmt For TNA N/A
Jr.
1.2 Elect Paul K. Freeman Mgmt For TNA N/A
1.3 Elect William R. Mgmt For TNA N/A
McClayton
1.4 Elect Jean Gleason Mgmt For TNA N/A
Stromberg
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Deutsche Strategic Income Trust
Ticker Security ID: Meeting Date Meeting Status
KST CUSIP 25160F109 09/30/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur D. Lipson ShrHoldr N/A For N/A
1.2 Elect Robert Ferguson ShrHoldr N/A For N/A
1.3 Elect Matthew S. Crouse ShrHoldr N/A For N/A
1.4 Elect Neil R. Chelo ShrHoldr N/A For N/A
2 SHP Regarding ShrHoldr N/A For N/A
Declassification of
the
Board
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For For For
Weinbach
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Paula A. Price Mgmt For For For
6 Elect William C. Mgmt For For For
Rhodes
III
7 Elect David B. Rickard Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
10 Reapproval of the Mgmt For For For
Material Terms under
the Annual Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Macon F. Brock, Mgmt For For For
Jr.
4 Elect Mary Anne Citrino Mgmt For For For
5 Elect H. Ray Compton Mgmt For For For
6 Elect Conrad M. Hall Mgmt For For For
7 Elect Lemuel E. Lewis Mgmt For For For
8 Elect Bob Sasser Mgmt For For For
9 Elect Thomas A. Mgmt For For For
Saunders
III
10 Elect Thomas E. Whiddon Mgmt For For For
11 Elect Carl P. Zeithaml Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DST Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CUSIP 233326107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph C. Mgmt For For For
Antonellis
1.2 Elect Jerome H. Bailey Mgmt For For For
1.3 Elect Lynn Dorsey Bleil Mgmt For For For
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Stephen C. Hooley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin M. Ellen Mgmt For For For
2 Elect David B. Powers Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Mussallem
2 Elect Kieran T. Mgmt For For For
Gallahue
3 Elect Leslie Stone Mgmt For For For
Heisz
4 Elect William J. Link Mgmt For For For
5 Elect Steven R. Mgmt For For For
Loranger
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Wesley W. von Mgmt For For For
Schack
8 Elect Nicholas J. Mgmt For For For
Valeriani
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Long-Term Incentive
Compensation
Program
12 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect John C. Mgmt For For For
Lechleiter
4 Elect David A. Ricks Mgmt For For For
5 Elect Marschall S. Mgmt For For For
Runge
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the Mgmt For For For
Directors' Deferral
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding False
News
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
First Trust Enhanced Equity Income Fund
Ticker Security ID: Meeting Date Meeting Status
FFA CUSIP 337318109 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker Security ID: Meeting Date Meeting Status
FMY CUSIP 33734E103 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
First Trust-Aberdeen Global Opportunity Income Fund
Ticker Security ID: Meeting Date Meeting Status
FAM CUSIP 337319107 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert F. Keith Mgmt For For For
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harris J. Ashton Mgmt For TNA N/A
1.2 Elect Edith E. Holiday Mgmt For TNA N/A
1.3 Elect John B. Wilson Mgmt For TNA N/A
2 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Franklin Limited Duration Income Trust
Ticker Security ID: Meeting Date Meeting Status
FTF CUSIP 35472T101 10/28/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Mass ShrHoldr N/A For N/A
1.2 Elect Thomas H. McGlade ShrHoldr N/A For N/A
1.3 Elect Peter Tchir ShrHoldr N/A For N/A
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Kelly A. Kramer Mgmt For For For
3 Elect Kevin E. Lofton Mgmt For For For
4 Elect John C. Martin Mgmt For For For
5 Elect John F. Milligan Mgmt For For For
6 Elect Nicholas G. Moore Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Andrea Botta Mgmt For For For
1.2 Elect Michael P. Doss Mgmt For For For
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Guggenheim Funds Investment Advisors LLC
Ticker Security ID: Meeting Date Meeting Status
GPM CUSIP 40167B100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Barnes Mgmt For For For
2 Elect Donald C. Mgmt For For For
Cacciapaglia
3 Elect Donald A. Chubb, Mgmt For For For
Jr.
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald W. Evans, Mgmt For For For
Jr.
2 Elect Bobby J. Griffin Mgmt For For For
3 Elect James C. Johnson Mgmt For Against Against
4 Elect Jessica T. Mgmt For For For
Mathews
5 Elect Franck J. Moison Mgmt For For For
6 Elect Robert F. Moran Mgmt For For For
7 Elect Ronald L. Nelson Mgmt For Against Against
8 Elect Richard A. Noll Mgmt For For For
9 Elect David V. Singer Mgmt For For For
10 Elect Ann E. Ziegler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
HCA Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For Against Against
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist Mgmt For For For
III
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Mgmt For For For
Meyers
10 Elect Wayne J. Riley Mgmt For For For
11 Elect John W. Rowe Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Article aAmendment Mgmt For Against Against
Regarding Shareholder
Right to Call a
Special
Meeting
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect William S. Ayer Mgmt For For For
3 Elect Kevin Burke Mgmt For For For
4 Elect Jaime Chico Pardo Mgmt For For For
5 Elect David M. Cote Mgmt For For For
6 Elect D. Scott Davis Mgmt For For For
7 Elect Linnet F. Deily Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect George Paz Mgmt For For For
12 Elect Bradley T. Mgmt For For For
Sheares
13 Elect Robin L. Mgmt For For For
Washington
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Horizon Pharma plc
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G4617B105 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect Timothy P. Mgmt For For For
Walbert
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Authority to Mgmt For For For
Repurchase
Shares
6 Plurality Voting Mgmt For For For
Standard for
Contested
Elections
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah E. Beshar Mgmt For For For
2 Elect Joseph R. Canion Mgmt For For For
3 Elect Martin L. Mgmt For For For
Flanagan
4 Elect C. Robert Mgmt For For For
Henrikson
5 Elect Ben F. Johnson Mgmt For For For
III
6 Elect Denis Kessler Mgmt For Against Against
7 Elect Sir Nigel Mgmt For For For
Sheinwald
8 Elect G. Richard Mgmt For For For
Wagoner
Jr.
9 Elect Phoebe A. Wood Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Bundled Bylaw Mgmt For For For
Amendments Including
Adoption of Proxy
Access
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Henry E. Gauthier Mgmt For For For
1.6 Elect William S. Hurley Mgmt For For For
1.7 Elect Catherine P. Lego Mgmt For For For
1.8 Elect Eric Meurice Mgmt For For For
1.9 Elect John R. Peeler Mgmt For For For
1.10 Elect Thomas J. Seifert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iShares Currency Hedged MSCI Eurozone ETF
Ticker Security ID: Meeting Date Meeting Status
HEUS CUSIP 46435G680 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
________________________________________________________________________________
iShares Europe ETF
Ticker Security ID: Meeting Date Meeting Status
IEV CUSIP 464287861 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendments to Mgmt For For For
Memorandum of
Association
8 Amendments to Articles Mgmt For For For
of
Association
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Right to Adjourn Mgmt For For For
Meeting
13 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
14 Amendment to the 2007 Mgmt For For For
Director Stock Option
Plan
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Mark B. McClellan Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect William D. Perez Mgmt For For For
8 Elect Charles Prince Mgmt For For For
9 Elect A. Eugene Mgmt For For For
Washington
10 Elect Ronald A. Mgmt For For For
Williams
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-Approval of the Mgmt For For For
Material Terms of
Performance Goals
Under the 2012
Long-Term Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect DeAnne S. Julius Mgmt For For For
4 Elect Ming Lu Mgmt For For For
5 Elect Bridget Macaskill Mgmt For For For
6 Elect Martin H. Nesbitt Mgmt For For For
7 Elect Sheila A. Penrose Mgmt For For For
8 Elect Ann Marie Petach Mgmt For For For
9 Elect Shailesh Rao Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of the 2017 Mgmt For For For
Stock Award and
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Korea Equity Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
KEF CUSIP 50063B104 12/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E. Han Kim Mgmt For For For
1.2 Elect Marcia L. MacHarg Mgmt For Withhold Against
1.3 Elect David B. Mgmt For Withhold Against
Chemidlin
________________________________________________________________________________
Korn/Ferry International
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doyle N. Beneby Mgmt For For For
2 Elect Gary D. Burnison Mgmt For For For
3 Elect William R. Floyd Mgmt For For For
4 Elect Christina A. Gold Mgmt For For For
5 Elect Jerry Leamon Mgmt For For For
6 Elect Debra J. Perry Mgmt For For For
7 Elect George T. Shaheen Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Aryeh Mgmt For For For
1.2 Elect Todd C. Davis Mgmt For For For
1.3 Elect John L. Higgins Mgmt For For For
1.4 Elect John W. Kozarich Mgmt For For For
1.5 Elect John L. LaMattina Mgmt For For For
1.6 Elect Sunil Patel Mgmt For For For
1.7 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Dennis R. Glass Mgmt For For For
4 Elect George W. Mgmt For For For
Henderson,
III
5 Elect Eric G. Johnson Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect M. Leanne Lachman Mgmt For For For
8 Elect Michael F. Mee Mgmt For For For
9 Elect Patrick S. Mgmt For For For
Pittard
10 Elect Isaiah Tidwell Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendments Regarding Mgmt For For For
Preferred Stock,
Subsidiary Stock and
Future Bylaw
Amendments
15 Amendments Regarding Mgmt For For For
Removal of
Directors
16 Amendments Regarding Mgmt For For For
Certain Business
Combinations
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 08/19/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Angela F. Braly Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For Withhold Against
1.4 Elect Laurie Z. Douglas Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Robert L. Johnson Mgmt For Withhold Against
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Barbara Judge Mgmt For For For
1.4 Elect Kurt J. Lauk Mgmt For For For
1.5 Elect Cynthia A. Mgmt For For For
Niekamp
1.6 Elect William A Ruh Mgmt For For For
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ManpowerGroup Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gina R. Boswell Mgmt For For For
2 Elect Cari M. Dominguez Mgmt For For For
3 Elect William A. Downe Mgmt For For For
4 Elect John F. Ferraro Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Julie M. Howard Mgmt For Against Against
7 Elect Roberto G. Mgmt For For For
Mendoza
8 Elect Ulice Payne, Jr. Mgmt For For For
9 Elect Jonas Prising Mgmt For For For
10 Elect Paul Read Mgmt For For For
11 Elect Elizabeth P. Mgmt For For For
Sartain
12 Elect John R. Walter Mgmt For For For
13 Elect Edward J. Zore Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven A. Davis Mgmt For For For
2 Elect Gary R. Heminger Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of Mgmt For For For
162(m)-related
provisions of the
Amended and Restated
2012 Incentive
Compensation
Plan
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Indigenous
Rights
Risk
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue W. Cole Mgmt For For For
2 Elect Michael J. Mgmt For For For
Quillen
3 Elect John J. Koraleski Mgmt For For For
4 Elect Stephen P. Mgmt For For For
Zelnak,
Jr.
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Julius Mgmt For For For
Genachowski
7 Elect Merit E. Janow Mgmt For For For
8 Elect Nancy J. Karch Mgmt For For For
9 Elect Oki Matsumoto Mgmt For Against Against
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Jackson P. Tai Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Material Mgmt For For For
Terms under the 2006
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jeanne P. Jackson Mgmt For For For
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Approval of the Mgmt For For For
Material Terms of the
Performance Goals for
Awards Under the 2012
Omnibus Stock
Ownership
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Franchisee
Directors
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental Impacts
of Polystyrene
Beverage
Cups
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Report
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
MFS Investment Grade Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXH CUSIP 59318B108 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen R. Mgmt For For For
Goldfarb
1.2 Elect Robert J. Manning Mgmt For For For
1.3 Elect Maryanne L. Mgmt For For For
Roepke
________________________________________________________________________________
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger G. Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Monster Beverage Corporation
Ticker Security ID: Meeting Date Meeting Status
MNST CUSIP 61174X109 06/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Sacks Mgmt For For For
1.2 Elect Hilton H. Mgmt For Withhold Against
Schlosberg
1.3 Elect Mark J. Hall Mgmt For For For
1.4 Elect Norman C. Epstein Mgmt For For For
1.5 Elect Gary P. Fayard Mgmt For For For
1.6 Elect Benjamin M. Polk Mgmt For For For
1.7 Elect Sydney Selati Mgmt For For For
1.8 Elect Harold C. Taber, Mgmt For For For
Jr.
1.9 Elect Kathy N. Waller Mgmt For For For
1.10 Elect Mark S. Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Compensation Plan for
Non-Employee
Directors
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
________________________________________________________________________________
Newell Brands Inc
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian G.H. Ashken Mgmt For For For
2 Elect Thomas E. Clarke Mgmt For Against Against
3 Elect Kevin C. Conroy Mgmt For Against Against
4 Elect Scott S. Cowen Mgmt For Against Against
5 Elect Michael T. Cowhig Mgmt For For For
6 Elect Domenico De Sole Mgmt For Against Against
7 Elect Martin E. Mgmt For For For
Franklin
8 Elect Ros L'Esperance Mgmt For For For
9 Elect Michael B. Polk Mgmt For For For
10 Elect Steven J. Strobel Mgmt For For For
11 Elect Michael A. Todman Mgmt For For For
12 Elect Raymond G. Viault Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Mgmt For For For
Swanson
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Non-Employee Director
Stock
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Michelle Peluso Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 67076E107 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Adams IV Mgmt For For For
1.2 Elect David J. Kundert Mgmt For For For
1.3 Elect John K. Nelson Mgmt For For For
1.4 Elect Terence J. Toth Mgmt For For For
________________________________________________________________________________
Nuveen Global Equity Income Fund
Ticker Security ID: Meeting Date Meeting Status
JGV CUSIP 6706EH103 09/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Hunter Mgmt For For For
1.2 Elect Judith M. Mgmt For For For
Stockdale
1.3 Elect Carole E. Stone Mgmt For For For
1.4 Elect Margaret L. Wolff Mgmt For For For
2 Reorganization of Mgmt For For For
Global Equity Income
Fund into NWQ Global
Equity Income
Fund
3 Approval of a New Mgmt For For For
Investment
Sub-Advisory
Agreement
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Charles H. Mgmt For Against Against
O'Reilly,
Jr.
3 Elect Larry P. O'Reilly Mgmt For Against Against
4 Elect Rosalie Mgmt For Against Against
O'Reilly-Wooten
5 Elect Jay D. Burchfield Mgmt For For For
6 Elect Thomas T. Mgmt For For For
Hendrickson
7 Elect Paul R. Lederer Mgmt For For For
8 Elect John Murphy Mgmt For For For
9 Elect Ronald Rashkow Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Special
Meeting
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank A. Bozich Mgmt For For For
2 Elect James H. Brandi Mgmt For For For
3 Elect Luke R. Corbett Mgmt For For For
4 Elect David L. Hauser Mgmt For For For
5 Elect Kirk Humphreys Mgmt For For For
6 Elect Robert O. Lorenz Mgmt For For For
7 Elect Judy R. Mgmt For For For
McReynolds
8 Elect Sheila G. Talton Mgmt For For For
9 Elect Sean Trauschke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Pacholder High Yield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
PHF CUSIP 693742108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liquidation of the Fund Mgmt For For For
2.1 Elect John F. Finn Mgmt For For For
2.2 Elect Matthew Goldstein Mgmt For For For
2.3 Elect Frankie D. Hughes Mgmt For For For
2.4 Elect Peter C. Marshall Mgmt For For For
2.5 Elect Mary E. Martinez Mgmt For For For
2.6 Elect Marilyn McCoy Mgmt For For For
2.7 Elect Mitchell M. Merin Mgmt For For For
2.8 Elect Robert A. Oden, Mgmt For For For
Jr.
2.9 Elect Marian U. Pardo Mgmt For For For
2.10 Elect Frederick W. Mgmt For For For
Ruebeck
2.11 Elect James J. Mgmt For For For
Schonbachler
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston
Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For For For
3 Elect Andres Conesa Mgmt For For For
4 Elect Maria Mgmt For For For
Contreras-Sweet
5 Elect Pablo A. Ferrero Mgmt For For For
6 Elect William D. Jones Mgmt For For For
7 Elect Bethany J. Mayer Mgmt For For For
8 Elect William G. Ouchi Mgmt For For For
9 Elect Debra L. Reed Mgmt For For For
10 Elect William C. Mgmt For For For
Rusnack
11 Elect Lynn Schenk Mgmt For For For
12 Elect Jack T. Taylor Mgmt For For For
13 Elect James C. Yardley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect David F. Hodnik Mgmt For For For
3 Elect Thomas G. Kadien Mgmt For Abstain Against
4 Elect Richard J. Kramer Mgmt For For For
5 Elect Susan J. Kropf Mgmt For For For
6 Elect John G. Morikis Mgmt For For For
7 Elect Christine A. Poon Mgmt For For For
8 Elect John M. Stropki, Mgmt For For For
Jr.
9 Elect Michael H. Thaman Mgmt For For For
10 Elect Matthew Thornton Mgmt For For For
11 Elect Steven H. Wunning Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2007 Mgmt For For For
Executive Annual
Performance Bonus
Plan
15 Amendment to the 2006 Mgmt For For For
Equity and
Performance Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Joseph J. DePaolo Mgmt For For For
1.3 Elect Barney Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the Mgmt For For For
amendment to the 2004
Long Term Incentive
Plan
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Mgmt For For For
Chadwell
2 Elect Irene M. Esteves Mgmt For For For
3 Elect Paul Fulchino Mgmt For For For
4 Elect Thomas C. Mgmt For For For
Gentile,
III
5 Elect Richard A. Mgmt For For For
Gephardt
6 Elect Robert D. Johnson Mgmt For For For
7 Elect Ronald Kadish Mgmt For For For
8 Elect John L. Plueger Mgmt For For For
9 Elect Francis Raborn Mgmt For For For
10 Eliminate Class B Mgmt For For For
Common
Stock
11 Employee Stock Mgmt For For For
Purchase
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Rosalind G. Mgmt For For For
Brewer
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Robert M. Gates Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman Mgmt For For For
III
14 Elect Craig E. Mgmt For For For
Weatherup
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Summit Materials Inc
Ticker Security ID: Meeting Date Meeting Status
SUM CUSIP 86614U100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ted A. Gardner Mgmt For For For
1.2 Elect John R. Murphy Mgmt For For For
1.3 Elect Steven H. Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
______________________________________________________________________________
Synaptics Incorporated
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Bergman
2 Elect Russell J. Mgmt For For For
Knittel
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2010 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Synergy Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
SRCI CUSIP 78470V108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn A. Peterson Mgmt For For For
1.2 Elect Jack N. Aydin Mgmt For For For
1.3 Elect Daniel E. Kelly Mgmt For For For
1.4 Elect Paul J. Korus Mgmt For For For
1.5 Elect Raymond E. Mgmt For Withhold Against
McElhaney
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
________________________________________________________________________________
T-Mobile US, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMUS CUSIP 872590104 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Michael Barnes Mgmt For For For
1.2 Elect Thomas Mgmt For For For
Dannenfeldt
1.3 Elect Srikant M. Datar Mgmt For For For
1.4 Elect Lawrence H. Mgmt For For For
Guffey
1.5 Elect Timotheus Hottges Mgmt For For For
1.6 Elect Bruno Mgmt For For For
Jacobfeuerborn
1.7 Elect Raphael Kubler Mgmt For For For
1.8 Elect Thorsten Langheim Mgmt For For For
1.9 Elect John J. Legere Mgmt For For For
1.10 Elect Teresa A. Taylor Mgmt For For For
1.11 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Recoupment
of Unearned
Bonuses
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect William A. Mgmt For For For
Jeffrey
5 Elect Thomas J. Lynch Mgmt For For For
6 Elect Yong Nam Mgmt For For For
7 Elect Daniel J. Phelan Mgmt For For For
8 Elect Paula A. Sneed Mgmt For For For
9 Elect Abhijit Y. Mgmt For For For
Talwalkar
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chair
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report and Financial
Statements
19 Approval of Annual Mgmt For For For
Report
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appointment of Auditor Mgmt For For For
23 Deloitte and Touche Mgmt For For For
24 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
27 Amendment to the 2007 Mgmt For For For
Stock and Incentive
Plan
28 Executive Compensation Mgmt For For For
29 Board Compensation Mgmt For For For
30 Appropriation of Mgmt For For For
Earnings
31 Declaration of Dividend Mgmt For For For
32 Authority to Mgmt For For For
Repurchase
Shares
33 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
34 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Arthur D. Mgmt For For For
Collins,
Jr.
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lynn J. Good Mgmt For For For
7 Elect Lawrence W. Mgmt For Against Against
Kellner
8 Elect Edward M. Liddy Mgmt For For For
9 Elect Dennis A. Mgmt For For For
Muilenburg
10 Elect Susan C. Schwab Mgmt For For For
11 Elect Randall L. Mgmt For Against Against
Stephenson
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Mike S. Mgmt For For For
Zafirovski
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Report ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Arms Sales to
Israel
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
________________________________________________________________________________
The Goodyear Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Conaty Mgmt For For For
2 Elect James A. Mgmt For For For
Firestone
3 Elect Werner Geissler Mgmt For For For
4 Elect Peter S. Hellman Mgmt For For For
5 Elect Laurette T. Mgmt For For For
Koellner
6 Elect Richard J. Kramer Mgmt For For For
7 Elect W. Alan Mgmt For For For
McCollough
8 Elect John E. McGlade Mgmt For For For
9 Elect Michael J. Morell Mgmt For For For
10 Elect Roderick A. Mgmt For For For
Palmore
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Elect Thomas H. Mgmt For For For
Weidemeyer
13 Elect Michael R. Wessel Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Performance
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Karen L. Katen Mgmt For For For
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The Swiss Helvetia Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWZ CUSIP 870875101 06/27/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mortiz Sell ShrHoldr N/A For N/A
1.2 Elect Andrew Dakos ShrHoldr N/A For N/A
1.3 Elect Thomas C. ShrHoldr N/A For N/A
Mazarakis
2 Ratification of Auditor ShrHoldr N/A For N/A
3 Repeal of Classified ShrHoldr N/A For N/A
Board
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Self-Tender
Offer
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Termination
of the Fund's
Investment
Adviser
6 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Advisory
Vote on Continuation
of Bylaws
Establishing Director
Qualifications
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Advisory
Vote on Continuation
of Bylaws Requiring a
Supermajority Vote to
Amend the
Bylaws
________________________________________________________________________________
The Swiss Helvetia Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWZ CUSIP 870875101 06/27/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred J. Ricciardi Mgmt For TNA N/A
1.2 Elect Claus Helbig Mgmt For TNA N/A
1.3 Elect Jean Hoysradt Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Repeal of Classified Mgmt For TNA N/A
Board
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
The Swiss Helvetia Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWZ CUSIP 870875101 06/27/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred J. Ricciardi Mgmt For TNA N/A
1.2 Elect Claus Helbig Mgmt For TNA N/A
1.3 Elect Jean Hoysradt Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Repeal of Classified Mgmt For TNA N/A
Board
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Self-Tender
Offer
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For Against Against
7 Elect Jim P. Manzi Mgmt For For For
8 Elect William G. Mgmt For For For
Parrett
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Scott M. Sperling Mgmt For For For
11 Elect Elaine S. Ullian Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 02/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Jeffrey L. Bewkes Mgmt For For For
3 Elect Robert Charles Mgmt For Against Against
Clark
4 Elect Mathias Dopfner Mgmt For Against Against
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Fred Hassan Mgmt For For For
8 Elect Paul D. Wachter Mgmt For For For
9 Elect Deborah C. Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
VeriFone Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAY CUSIP 92342Y109 03/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Mgmt For For For
Alspaugh
2 Elect Karen Austin Mgmt For For For
3 Elect Paul Galant Mgmt For For For
4 Elect Alex W. Hart Mgmt For For For
5 Elect Robert B. Henske Mgmt For For For
6 Elect Eitan Raff Mgmt For For For
7 Elect Jonathan I. Mgmt For For For
Schwartz
8 Elect Jane Thompson Mgmt For For For
9 Amendment to the 2006 Mgmt For For For
Equity
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Gary A. Hoffman Mgmt For For For
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect Robert W. Mgmt For For For
Matschullat
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect John A.C. Mgmt For For For
Swainson
9 Elect Maynard G. Webb, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice M. Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect William C. Foote Mgmt For For For
4 Elect Ginger L. Graham Mgmt For For For
5 Elect John A. Lederer Mgmt For For For
6 Elect Dominic P. Murphy Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Leonard D. Mgmt For For For
Schaeffer
9 Elect Nancy M. Mgmt For For For
Schlichting
10 Elect James A. Skinner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of Amended Mgmt For For For
and Restated 2011
Cash-Based Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
Wells Fargo Income Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
ERC CUSIP 94987D101 02/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Isaiah Harris Jr. Mgmt For For For
1.2 Elect David F. Larcker Mgmt For For For
1.3 Elect Olivia S. Mgmt For For For
Mitchell
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Myra J. Biblowit Mgmt For For For
1.2 Elect Louise F. Brady Mgmt For For For
1.3 Elect James E. Buckman Mgmt For For For
1.4 Elect George Herrera Mgmt For For For
1.5 Elect Stephen P. Holmes Mgmt For For For
1.6 Elect Brian Mulroney Mgmt For For For
1.7 Elect Pauline D.E. Mgmt For For For
Richards
1.8 Elect Michael H. Mgmt For For For
Wargotz
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect William C. Hunter Mgmt For For For
5 Elect Jeffrey Jacobson Mgmt For For For
6 Elect Robert J. Keegan Mgmt For For For
7 Elect Cheryl Gordon Mgmt For For For
Krongard
8 Elect Charles Prince Mgmt For For For
9 Elect Ann N. Reese Mgmt For Against Against
10 Elect Stephen H. Mgmt For For For
Rusckowski
11 Elect Sara Martinez Mgmt For For For
Tucker
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Reverse Stock Split Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
________________________________________________________________________________
XL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98294104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Dale R. Comey Mgmt For For For
3 Elect Claus-Michael Mgmt For For For
Dill
4 Elect Robert R. Glauber Mgmt For For For
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Joseph Mauriello Mgmt For For For
7 Elect Michael S. Mgmt For For For
McGavick
8 Elect Eugene M. McQuade Mgmt For For For
9 Elect Clayton S. Rose Mgmt For For For
10 Elect Anne Stevens Mgmt For For For
11 Elect John M. Vereker Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect David C. Dvorak Mgmt For For For
5 Elect Michael J. Mgmt For For For
Farrell
6 Elect Larry C. Mgmt For For For
Glasscock
7 Elect Robert A. Mgmt For For For
Hagemann
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Michael W. Mgmt For For For
Michelson
10 Elect Cecil B. Pickett Mgmt For For For
11 Elect Jeffrey K. Rhodes Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Zweig Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ZF CUSIP 989834205 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William R. Moyer Mgmt For For For
________________________________________________________________________________
Zweig Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ZF CUSIP 989834205 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 New Investment Mgmt For For For
Advisory Agreement
Between the Fund and
Virtus Investment
Advisers
2 New Sub-Advisory Mgmt For For For
Agreement Between
Virtus Investment
Advisers, Inc. and
Duff & Phelps
Investment Management
Co.
3 New Sub-Advisory Mgmt For For For
Agreement Between
Virtus Investment
Advisers, Inc. and
Newfleet Asset
Management,
LLC.
________________________________________________________________________________
Zweig Fund Inc
Ticker Security ID: Meeting Date Meeting Status
ZF CUSIP 989834205 03/07/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Utilities Fund
Date of reporting period: 07/01/2016 - 06/30/2017
________________________________________________________________________________
Alliant Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Allen Mgmt For For For
1.2 Elect Patricia L. Mgmt For For For
Kampling
1.3 Elect Singleton B. Mgmt For For For
McAllister
1.4 Elect Susan D. Whiting Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Gayle P.W. Mgmt For For For
Jackson
9 Elect James C. Johnson Mgmt For For For
10 Elect Steven H. Mgmt For For For
Lipstein
11 Elect Stephen R. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Coal
Combustion
Waste
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Linda A. Mgmt For For For
Goodspeed
6 Elect Thomas E. Hoaglin Mgmt For For For
7 Elect Sandra Beach Lin Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Mgmt For For For
Nowell,
III
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Mgmt For For For
Richard,
III
12 Elect Sara Martinez Mgmt For For For
Tucker
13 Reapprove the Material Mgmt For For For
Terms of the Senior
Officer Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Michael B. Mgmt For For For
McCallister
8 Elect Beth E. Mooney Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Matthew K. Rose Mgmt For For For
11 Elect Cindy B. Taylor Mgmt For Against Against
12 Elect Laura D'Andrea Mgmt For For For
Tyson
13 Elect Geoffrey Y. Yang Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lowering
Threshold for Right
to Act by Written
Consent
________________________________________________________________________________
Avangrid, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGR CUSIP 05351W103 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ignacio Sanchez Mgmt For For For
Galan
1.2 Elect John E. Baldacci Mgmt For For For
1.3 Elect Pedro Azagra Mgmt For For For
Blazquez
1.4 Elect Felipe de Jesus Mgmt For For For
Calderon
Hinojosa
1.5 Elect Arnold L. Chase Mgmt For For For
1.6 Elect Alfredo Elias Mgmt For For For
Ayub
1.7 Elect Carol L. Folt Mgmt For For For
1.8 Elect John L. Lahey Mgmt For For For
1.9 Elect Santiago Mgmt For For For
Martinez
Garrido
1.10 Elect Juan Carlos Mgmt For For For
Rebollo
Liceaga
1.11 Elect Jose Sainz Armada Mgmt For For For
1.12 Elect Alan D. Solomont Mgmt For For For
1.13 Elect Elizabeth Timm Mgmt For For For
1.14 Elect James P. Mgmt For For For
Torgerson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Voting for Election
of
Directors
5 Increase the Minimum Mgmt For For For
Number of Independent
Directors on the
Board
________________________________________________________________________________
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry K. Allen Mgmt For For For
1.2 Elect Sophie Brochu Mgmt For For For
1.3 Elect Robert E. Brown Mgmt For For For
1.4 Elect George A. Cope Mgmt For For For
1.5 Elect David F. Denison Mgmt For For For
1.6 Elect Robert P. Dexter Mgmt For For For
1.7 Elect Ian Greenberg Mgmt For For For
1.8 Elect Kathrine Lee Mgmt For For For
1.9 Elect Monique F. Leroux Mgmt For For For
1.10 Elect Gordon M. Nixon Mgmt For For For
1.11 Elect Calin Rovinescu Mgmt For For For
1.12 Elect Karen Sheriff Mgmt For For For
1.13 Elect Robert C. Mgmt For For For
Simmonds
1.14 Elect Paul R. Weiss Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Black Hills Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUSIP 092113109 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Emery Mgmt For For For
1.2 Elect Robert P. Otto Mgmt For For For
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Teresa A. Taylor Mgmt For For For
1.5 Elect John B. Vering Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Carroll Mgmt For For For
2 Elect Michael P. Mgmt For For For
Johnson
3 Elect Janiece M. Mgmt For For For
Longoria
4 Elect Scott J. McLean Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect John W. Mgmt For For For
Somerhalder
II
10 Elect Peter S. Wareing Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect Philip R. Mgmt For For For
Lochner,
Jr.
7 Elect Patricia K. Poppe Mgmt For For For
8 Elect John G. Russell Mgmt For For For
9 Elect Myrna M. Soto Mgmt For For For
10 Elect John G. Sznewajs Mgmt For For For
11 Elect Laura H. Wright Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Consolidated Water Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CWCO CUSIP G23773107 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carson K. Ebanks Mgmt For For For
2 Elect Richard L. Finlay Mgmt For For For
3 Elect Clarence B. Mgmt For For For
Flowers,
Jr.
4 Elect Frederick W. Mgmt For For For
McTaggart
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. West Mgmt For Withhold Against
1.2 Elect Travis D. Stice Mgmt For For For
1.3 Elect Michael P. Cross Mgmt For For For
1.4 Elect David L. Houston Mgmt For For For
1.5 Elect Mark L. Plaumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For Against Against
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Company Name Change Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Expertise on
Board
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect James B. Mgmt For For For
Nicholson
1.8 Elect Charles W. Mgmt For For For
Pryor,
Jr.
1.9 Elect Josue Robles, Jr. Mgmt For For For
1.10 Elect Ruth G. Shaw Mgmt For For For
1.11 Elect David A. Thomas Mgmt For For For
1.12 Elect James H. Mgmt For For For
Vandenberghe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vanessa C.L. Mgmt For For For
Chang
2 Elect Louis Hernandez, Mgmt For For For
Jr.
3 Elect James T. Morris Mgmt For For For
4 Elect Pedro J. Pizarro Mgmt For For For
5 Elect Linda G. Stuntz Mgmt For Against Against
6 Elect William P. Mgmt For For For
Sullivan
7 Elect Ellen O. Tauscher Mgmt For For For
8 Elect Peter J. Taylor Mgmt For For For
9 Elect Brett White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Eversource Energy
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 30040W108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Clarkeson Mgmt For For For
2 Elect Cotton M. Mgmt For For For
Cleveland
3 Elect Sanford Cloud, Mgmt For For For
Jr.
4 Elect James S. DiStasio Mgmt For For For
5 Elect Francis A. Doyle Mgmt For For For
6 Elect Charles K. Mgmt For For For
Gifford
7 Elect James J. Judge Mgmt For For For
8 Elect Paul A. La Camera Mgmt For For For
9 Elect Kenneth R. Mgmt For For For
Leibler
10 Elect William C. Van Mgmt For For For
Faasen
11 Elect Frederica M. Mgmt For For For
Williams
12 Elect Dennis R. Wraase Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Re-approval of the Mgmt For For For
Material Terms of
Performance Goals
under the 2009
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry D. Bassham Mgmt For For For
1.2 Elect David L. Bodde Mgmt For For For
1.3 Elect Randall C. Mgmt For For For
Ferguson,
Jr.
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Scott D. Grimes Mgmt For For For
1.6 Elect Thomas D. Hyde Mgmt For For For
1.7 Elect Ann D. Murtlow Mgmt For For For
1.8 Elect Sandra J. Price Mgmt For For For
1.9 Elect John J. Sherman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Spending
Report
________________________________________________________________________________
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 09/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Dattilo Mgmt For For For
5 Elect Roger Fradin Mgmt For For For
6 Elect Terry D. Growcock Mgmt For For For
7 Elect Lewis Hay, III Mgmt For For For
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Leslie F. Kenne Mgmt For For For
10 Elect James C. Stoffel Mgmt For For For
11 Elect Gregory T. Mgmt For For For
Swienton
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca Ranich Mgmt For For For
1.2 Elect Jeffrey W. Shaw Mgmt For For For
1.3 Elect Thomas E. Skains Mgmt For For For
1.4 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Reapproval of 2012 Mgmt For For For
Annual At Risk
Compensation
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Mgmt For For For
Swanson
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Non-Employee Director
Stock
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nippon Telegraph And Telephone Corporation
Ticker Security ID: Meeting Date Meeting Status
9432 CUSIP 654624105 06/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Abdoo Mgmt For Against Against
2 Elect Peter A. Altabef Mgmt For For For
3 Elect Aristides S. Mgmt For For For
Candris
4 Elect Wayne S. DeVeydt Mgmt For For For
5 Elect Joseph Hamrock Mgmt For For For
6 Elect Deborah A. Mgmt For For For
Henretta
7 Elect Michael E. Mgmt For Against Against
Jesanis
8 Elect Kevin T. Kabat Mgmt For For For
9 Elect Richard L. Mgmt For Against Against
Thompson
10 Elect Carolyn Y. Woo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley Stern Mgmt For For For
2 Elect David Granot Mgmt For For For
3 Elect Robert E. Joyal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendments to Mgmt For For For
Certificate of
Incorporation -
Bundled
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Jeh C. Johnson Mgmt For For For
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Mgmt For For For
Meserve
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Rosendo G. Parra Mgmt For For For
11 Elect Barbara L. Rambo Mgmt For For For
12 Elect Anne Shen Smith Mgmt For For For
13 Elect Geisha J. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect John W. Conway Mgmt For For For
3 Elect Steven G. Elliott Mgmt For For For
4 Elect Raja Rajamannar Mgmt For For For
5 Elect Craig A. Rogerson Mgmt For For For
6 Elect William H. Spence Mgmt For For For
7 Elect Natica von Mgmt For For For
Althann
8 Elect Keith H. Mgmt For For For
Williamson
9 Elect Armando Zagalo Mgmt For For For
de
Lima
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect Albert R. Mgmt For For For
Gamper,
Jr.
3 Elect William V. Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Ann Mgmt For For For
Jackson
6 Elect David Lilley Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Alfred W. Zollar Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F.A.V. Cecil Mgmt For For For
1.2 Elect D. Maybank Hagood Mgmt For For For
1.3 Elect Alfredo Trujillo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For For For
3 Elect Andres Conesa Mgmt For For For
4 Elect Maria Mgmt For For For
Contreras-Sweet
5 Elect Pablo A. Ferrero Mgmt For For For
6 Elect William D. Jones Mgmt For For For
7 Elect Bethany J. Mayer Mgmt For For For
8 Elect William G. Ouchi Mgmt For For For
9 Elect Debra L. Reed Mgmt For For For
10 Elect William C. Mgmt For For For
Rusnack
11 Elect Lynn Schenk Mgmt For For For
12 Elect Jack T. Taylor Mgmt For For For
13 Elect James C. Yardley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ship Finance International Limited
Ticker Security ID: Meeting Date Meeting Status
SFL CUSIP G81075106 09/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Petter Aas Mgmt For For For
2 Elect Paul Leand, Jr. Mgmt For For For
3 Elect Kate Blankenship Mgmt For Against Against
4 Elect Harald Thorstein Mgmt For For For
5 Elect Bert M. Bekker Mgmt For For For
6 Reorganization of Mgmt For For For
Capital
7 Amendments to Articles Mgmt For Against Against
Regarding
Quorum
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Spire Inc
Ticker Security ID: Meeting Date Meeting Status
SR CUSIP 84857L101 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward L. Mgmt For For For
Glotzbach
1.2 Elect Rob L. Jones Mgmt For For For
1.3 Elect John P. Stupp, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Charles L. Mgmt For For For
Harrington
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect Holly K. Koeppel Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect John B. Morse, Mgmt For For For
Jr.
8 Elect Moises Naim Mgmt For For For
9 Elect Charles O. Mgmt For For For
Rossotti
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect Richard K. Davis Mgmt For Against Against
3 Elect Benjamin G.S. Mgmt For For For
Fowke
III
4 Elect Richard T. Mgmt For For For
O'Brien
5 Elect Christopher J. Mgmt For For For
Policinski
6 Elect James T. Mgmt For For For
Prokopanko
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James J. Sheppard Mgmt For For For
9 Elect David A. Mgmt For For For
Westerlund
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy V. Wolf Mgmt For For For
12 Elect Daniel Yohannes Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
--------------------------
Name: Craig T. Callahan
Title: President & Chairman
Date: August 23, 2017