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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22819
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ETFis Series Trust I
(exact name of registrant as specified in charter)
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1540 Broadway, Suite 1610, New York, NY 10036
(Address of principal executive offices)
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ETFis Series Trust I
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808
(Name and Address of agent for service)
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Registrant's telephone number, including area code: 212-593-4383
Date of Fiscal Year End:
October 31
BioShares Biotechnology Clinical Trials Fund
BioShares Biotechnology Products Fund
Infracap MLP ETF
Infracap REIT Preferred ETF
iSectors (R) Post-MPT Growth ETF
Tuttle Tactical Management US Core ETF
Tuttle Tactical Management Multi-Strategy Income ETF
Virtus Cumberland Municipal Bond ETF
Virtus Newfleet Multi-Sector Unconstrained Bond ETF
July 31
Reaves Utilities ETF
Date of Reporting Period: 07/01/2016 - 06/30/2017
================================================================================
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22819
Reporting Period: 07/01/2016 - 06/30/2017
ETFis Series Trust I
================= BioShares Biotechnology Clinical Trials ETF ==================
ADVAXIS INC.
Ticker: ADXS Security ID: 007624208
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, David Sidransky For For Management
1.02 Election of Directors, James Patton For For Management
1.03 Election of Directors, Daniel O'Connor For For Management
1.04 Election of Directors, Roni Appel For For Management
1.05 Election of Directors, Richard Berman For For Management
1.06 Election of Directors, Samir Khleif For For Management
1.07 Election of Directors, Thomas McKearn For For Management
1.08 Election of Directors, Thomas Ridge For For Management
2 Approve 2015 Incentive Plan For For Management
3 Ratify stock option grants For For Management
4 Ratify appointed Independent Auditors For For Management
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Felix Baker For For Management
1.02 Election of Directors, David Brennan For For Management
1.03 Election of Directors, Michele Burns For For Management
1.04 Election of Directors, Christopher For For Management
Coughlin
1.05 Election of Directors, Ludwig Hantson For For Management
1.06 Election of Directors, John Mollen For For Management
1.07 Election of Directors, Douglas Norby For For Management
1.08 Election of Directors, Alvin Parven For For Management
1.09 Election of Directors, Adreas Rummelt For For Management
1.10 Election of Directors, Ann Veneman For For Management
2 Approve 2017 Incentive Plan For For Management
3 Ratify appointed Independent Auditors For For Management
4 Approve executive compensation For For Management
5 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
6 Implement confidential shareholder For For Management
voting on executive pay
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AMGEN INC
Ticker: AMGN Security ID: 031162
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, David Baltimore For For Management
1.02 Election of Directors, Robert Bradway For For Management
1.03 Election of Directors, Francois de For For Management
Carbonnel
1.04 Election of Directors, Robert Eckert For For Management
1.05 Election of Directors, Greg Garland For For Management
1.06 Election of Directors, Fred Hassan For For Management
1.07 Election of Directors, Rebecca For For Management
Henderson
1.08 Election of Directors, Frank Herringer For For Management
1.09 Election of Directors, Charles Holley For For Management
1.10 Election of Directors, Tyler Jacks For For Management
1.11 Election of Directors, Ellen Kullman For For Management
1.12 Election of Directors, Ronald Sugar For For Management
1.13 Election of Directors, Sander Williams For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve executive compensation For For Management
4 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
5 Adopt majority votes cast standard for Against Against Management
matters presented by stockholders
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AQUINOX PHARMACEUTICALS, INC
Ticker: AQXP Security ID: 03842B101
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Kelvin Neu For For Management
1.02 Election of Directors, Robert Pelzer For For Management
1.03 Election of Directors, Todd Simpson For For Management
2 Ratify appointed Independent Auditors For For Management
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ARRAY BIOPHARMA INC.
Ticker: ARRY Security ID: 04269X105
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, John A Orwin For For Management
1.02 Election of Directors, Gil J Van Lunsen For For Management
2 Approve ESPP to increase shares For For Management
reserved
3 Approve executive compensation For For Management
4 Ratify appointed Independent Auditors For For Management
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AXOVANT SCIENCES LTD
Ticker: AXON Security ID: G0750W104
Meeting Date: AUG 19, 2016 Meeting Type: Annual
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Ilan Oren For For Management
1.02 Election of Directors, Marianne L. For For Management
Romeo
2 Ratify appointed Independent Auditors For For Management
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BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, George For For Management
Abercrombie
1.02 Election of Directors, Stanley Erck For For Management
1.03 Election of Directors, Jon Stonehouse For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve amendment to Stock Incentive For For Management
Plan
4 Approve executive compensation For For Management
5 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
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CELLDEX THERAPEUTICS
Ticker: CLDX Security ID: 15117B
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Larry Ellberger For For Management
1.02 Election of Directors, Anthony Marucci For For Management
1.03 Election of Directors, Keith Brownlie For For Management
1.04 Election of Directors, Herbert Conrad For For Management
1.05 Election of Directors, James Marino For For Management
1.06 Election of Directors, Gerald McMahon For For Management
1.07 Election of Directors, Harry Penner For For Management
1.08 Election of Directors, Karen Shoos For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve issuance of shares in For For Management
connection with Merger Agreement
4 Approve amendment to 2008 Stock Option For For Management
and Incentive Plan
5 Approve amendment to Employee Stock For For Management
Purchase Plan
6 Approve executive compensation For For Management
7 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
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CORBUS PHARMACEUTICALS
Ticker: CRBP Security ID: 21833P103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Yuval Cohen For For Management
1.02 Election of Directors, Alan Holmer For For Management
1.03 Election of Directors, David Hochman For For Management
1.04 Election of Directors, Renu Gupta For For Management
1.05 Election of Directors, Avery Catlin For For Management
2 Eliminate written consent For Against Management
3 Eliminate shareholder ability to call For Against Management
special meetings
4 Adoption of proposals 2 and 3 into For For Management
certficate of incorporation
5 Ratify appointed Independent Auditors For For Management
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FIVE PRIME THERAPEUTICS, INC
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Kapil Dhingra For For Management
1.02 Election of Directors, Mark McDade For For Management
2 Approve executive compensation For For Management
3 Frequency of advisory votes on 3 Years 3 Years Management
executive compensation
4 Ratify appointed Independent Auditors For For Management
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IMMUNOMEDICS INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: FEB 16, 2017 Meeting Type: Annual
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Behzad Zghazadeh For For Shareholder
1.02 Election of Directors, Scott Canute For For Shareholder
1.03 Election of Directors, Peter Barton For For Shareholder
Hunt
1.04 Election of Directors, Khalid Islam Against Against Shareholder
2 Approve to increase maximum authorized Against Against Shareholder
shares
3 Ratify appointed Independent Auditors For For Shareholder
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IMMUNOMEDICS INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: MAR 03, 2017 Meeting Type: Annual
Record Date: JAN 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Jason Aryeh For For Management
1.02 Election of Directors, Geoff Cox For For Management
1.03 Election of Directors, Robert For For Management
Forrester
1.04 Election of Directors, David Goldenberg For For Management
1.05 Election of Directors, Brian Markison For For Management
1.06 Election of Directors, Bob Oliver For For Management
1.07 Election of Directors, Cynthia Sullivan For For Management
2 Approve compensation of executive For For Management
officers
3 Approve amendment and restatement of For For Management
certificate of incorporation
4 Ratify appointed Independent Auditors For For Management
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INSMED
Ticker: INSM Security ID: 457669
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Donald Hayden For For Management
1.02 Election of Directors, David McGirr For For Management
1.03 Election of Directors, Myrtle Potter For For Management
2 Approve executive compensation For For Management
3 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
4 Ratify appointed Independent Auditors For For Management
5 Approval of 2017 Incentive Plan For For Management
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LA JOLLA PHARMACEUTICAL
Ticker: LJPC Security ID: 503459604
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, George F For For Management
Tidmarsh
1.02 Election of Directors, Kevin C Tang For For Management
1.03 Election of Directors, Laura L Douglass For For Management
1.04 Election of Directors, Craig A Johnson For For Management
1.05 Election of Directors, Robert H Rosen For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve amendment to 2013 Equity For For Management
Incentive Plan
4 Approve advisory vote on executive For For Management
compensation
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LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Samuel Barker For For Management
1.02 Election of Directors, Christopher For For Management
Sobecki
1.03 Election of Directors, Judith Swain For For Management
2 Approve 2017 Incentive Plan For For Management
3 Approve 2017 Non-Employee Directors' For For Management
Incentive Plan
4 Approve executive compensation For For Management
5 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
6 Ratify appointed Independent Auditors For For Management
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LIGAND PHARMACEUTICALS
Ticker: LGND Security ID: 53220K
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Jason Aryeh For For Management
1.02 Election of Directors, Todd Davis For For Management
1.03 Election of Directors, John Higgins For For Management
1.04 Election of Directors, John Kozarich For For Management
1.05 Election of Directors, John Lamattina For For Management
1.06 Election of Directors, Sunil Patel For For Management
1.07 Election of Directors, Stephen Sabba For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve executive compensation For For Management
4 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
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MERRIMACK PHARMACEUTICALS INC.
Ticker: MACK Security ID: 590328100
Meeting Date: MAR 30, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Asset Sale between For For Management
Merrimack and Ipsen
2 Approve adoption of any proposal to For For Management
adjourn the Special Meeting
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PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Lars Ekman For For Management
1.02 Election of Directors, Gene Kinney For For Management
1.03 Election of Directors, Dennis Selkoe For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve executive compensation For For Management
4 Approve amendment to 2012 Long Term For For Management
Incentive Plan
5 Renew board authority to issue For For Management
ordinary shares
6 Renew board authority to issue For For Management
ordinary shares for cash without first
offering to existing shareholders
7 To approve motion to adjourn if For For Management
insufficient votes on proposal 6
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RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Walter Moos For For Management
1.02 Election of Directors, Raul Rodriguez For For Management
2 Approve 2011 Equity Incentive Plan For For Management
3 Approve 2000 Non-Employee Directors For For Management
Stock Option Plan
4 Approve executive compensation For For Management
5 Frequency of "Say on Pay" proposal 1 Year 1 Year Management
6 Ratify appointed Independent Auditors For For Management
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SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, David Gryska For For Management
1.02 Election of Directors, John Orwin For For Management
2 Ratify appointed Independent Auditors For For Management
3 Approve executive compensation For For Management
4 Frequency of advisory votes on 1 Year 1 Year Management
executive compensation
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TESARO INC
Ticker: TSRO Security ID: 881569
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Leon Moulder For For Management
1.02 Election of Directors, Mary Lynne For For Management
Hedley
1.03 Election of Directors, David Mott For For Management
1.04 Election of Directors, Lawrence Alleva For For Management
1.05 Election of Directors, James Armitage For For Management
1.06 Election of Directors, Earl Collier For For Management
1.07 Election of Directors, Garry Nicholson For For Management
1.08 Election of Directors, Arnold Oronsky For For Management
1.09 Election of Directors, Kavita Patel For For Management
1.10 Election of Directors, Beth Seidenberg For For Management
2 Approve executive compensation For For Management
3 Ratify appointed Independent Auditors For For Management
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TREVENA
Ticker: TRVN Security ID: 89532E109
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Election of Directors, Adam Koppel For For Management
1.02 Election of Directors, Anne Phillips For For Management
1.03 Election of Directors, Barbara Yanni For For Management
2 Ratify appointed Independent Auditors For For Management
===================== BioShares Biotechnology Products ETF =====================
ARIAD PHARMACEUTICALS INC
Ticker: ARIA Security ID: 04033A100
Meeting Date: JUL 21, 2016 Meeting Type: annual
Record Date: JUN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt restated Certificate of For For Management
Incorpotation
2A Election of Directors, Alexander J. For For Management
Denner, Ph.D.
3 non-binding approval of officers' For For Management
compensation
4 Ratifiy the appointment of independent For For Management
auditor
=============================== InfraCap MLP ETF ===============================
BUCKEYE PARTNERS, L.P.
Ticker: BPL Security ID: 118230101
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. THE APPROVAL OF THE AMENDMENTS TO THE Yes For Management
BUCKEYE PARTNERS, L.P. 2013 LONG-TERM
INCENTIVE PLAN, AS DESCRIBED IN OUR
PROXY STATEMENT.
3. THE RATIFICATION OF THE SELECTION OF Yes For Management
DELOITTE & TOUCHE LLP AS BUCKEYE
PARTNERS, L.P.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
4. THE APPROVAL, IN AN ADVISORY VOTE, OF Yes For Management
THE COMPENSATION OF BUCKEYE'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN OUR
PROXY STATEMENT PURSUANT TO ITEM 402
OF REGULATION S-K.
5. THE VOTE, ON AN ADVISORY BASIS, ON THE Yes For Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. THE APPROVAL OF THE AMENDMENTS TO THE Yes For Management
BUCKEYE PARTNERS, L.P. 2013 LONG-TERM
INCENTIVE PLAN, AS DESCRIBED IN OUR
PROXY STATEMENT.
3. THE RATIFICATION OF THE SELECTION OF Yes For Management
DELOITTE & TOUCHE LLP AS BUCKEYE
PARTNERS, L.P.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
4. THE APPROVAL, IN AN ADVISORY VOTE, OF Yes For Management
THE COMPENSATION OF BUCKEYE'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN OUR
PROXY STATEMENT PURSUANT TO ITEM 402
OF REGULATION S-K.
5. THE VOTE, ON AN ADVISORY BASIS, ON THE Yes For Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. THE APPROVAL OF THE AMENDMENTS TO THE Yes For Management
BUCKEYE PARTNERS, L.P. 2013 LONG-TERM
INCENTIVE PLAN, AS DESCRIBED IN OUR
PROXY STATEMENT.
3. THE RATIFICATION OF THE SELECTION OF Yes For Management
DELOITTE & TOUCHE LLP AS BUCKEYE
PARTNERS, L.P.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
4. THE APPROVAL, IN AN ADVISORY VOTE, OF Yes For Management
THE COMPENSATION OF BUCKEYE'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN OUR
PROXY STATEMENT PURSUANT TO ITEM 402
OF REGULATION S-K.
5. THE VOTE, ON AN ADVISORY BASIS, ON THE Yes For Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Yes For Management
AUDITORS.
03 AMEND, CONTINUE AND APPROVE OUR Yes For Management
SHAREHOLDER RIGHTS PLAN.
04 VOTE ON OUR APPROACH TO EXECUTIVE Yes For Management
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT
TO OUR BOARD.
05 VOTE ON THE SHAREHOLDER PROPOSAL SET Yes Against Shareholder
OUT IN APPENDIX B TO OUR MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 13,
2017 REGARDING REPORTING ON THE DUE
DILIGENCE PROCESS USED BY ENBRIDGE TO
IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTE
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Yes For Management
AUDITORS.
03 AMEND, CONTINUE AND APPROVE OUR Yes For Management
SHAREHOLDER RIGHTS PLAN.
04 VOTE ON OUR APPROACH TO EXECUTIVE Yes For Management
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT
TO OUR BOARD.
05 VOTE ON THE SHAREHOLDER PROPOSAL SET Yes Against Shareholder
OUT IN APPENDIX B TO OUR MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 13,
2017 REGARDING REPORTING ON THE DUE
DILIGENCE PROCESS USED BY ENBRIDGE TO
IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTE
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
01 DIRECTOR Yes For Management
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Yes For Management
AUDITORS.
03 AMEND, CONTINUE AND APPROVE OUR Yes For Management
SHAREHOLDER RIGHTS PLAN.
04 VOTE ON OUR APPROACH TO EXECUTIVE Yes For Management
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT
TO OUR BOARD.
05 VOTE ON THE SHAREHOLDER PROPOSAL SET Yes Against Shareholder
OUT IN APPENDIX B TO OUR MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 13,
2017 REGARDING REPORTING ON THE DUE
DILIGENCE PROCESS USED BY ENBRIDGE TO
IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTE
--------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS, L.P.
Ticker: ETP Security ID: 29278N103
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF NOVEMBER 20, 2016,
AS AMENDED BY AMENDMENT NO. 1 THERETO,
DATED AS OF DECEMBER 16, 2016, BY AND
AMONG SUNOCO LOGISTICS PARTNERS L.P.
("SXL"), SUNOCO PARTNERS LLC, TH
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, AS
AMENDED, AND THE TRANSACTIONS
CONTEMPLATED TH
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE PAYMENTS THAT WILL OR MAY
BE PAID BY ETP TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF NOVEMBER 20, 2016,
AS AMENDED BY AMENDMENT NO. 1 THERETO,
DATED AS OF DECEMBER 16, 2016, BY AND
AMONG SUNOCO LOGISTICS PARTNERS L.P.
("SXL"), SUNOCO PARTNERS LLC, TH
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, AS
AMENDED, AND THE TRANSACTIONS
CONTEMPLATED TH
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE PAYMENTS THAT WILL OR MAY
BE PAID BY ETP TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF NOVEMBER 20, 2016,
AS AMENDED BY AMENDMENT NO. 1 THERETO,
DATED AS OF DECEMBER 16, 2016, BY AND
AMONG SUNOCO LOGISTICS PARTNERS L.P.
("SXL"), SUNOCO PARTNERS LLC, TH
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, AS
AMENDED, AND THE TRANSACTIONS
CONTEMPLATED TH
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Yes For Management
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE PAYMENTS THAT WILL OR MAY
BE PAID BY ETP TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: RICHARD D. KINDER Yes For Management
1B. ELECTION OF DIRECTOR: STEVEN J. KEAN Yes For Management
1C. ELECTION OF DIRECTOR: KIMBERLY A. DANG Yes For Management
1D. ELECTION OF DIRECTOR: TED A. GARDNER Yes For Management
1E. ELECTION OF DIRECTOR: ANTHONY W. HALL, Yes For Management
JR.
1F. ELECTION OF DIRECTOR: GARY L. HULTQUIST Yes For Management
1G. ELECTION OF DIRECTOR: RONALD L. KUEHN, Yes For Management
JR.
1H. ELECTION OF DIRECTOR: DEBORAH A. Yes For Management
MACDONALD
1I. ELECTION OF DIRECTOR: MICHAEL C. MORGAN Yes For Management
1J. ELECTION OF DIRECTOR: ARTHUR C. Yes For Management
REICHSTETTER
1K. ELECTION OF DIRECTOR: FAYEZ SAROFIM Yes For Management
1L. ELECTION OF DIRECTOR: C. PARK SHAPER Yes For Management
1M. ELECTION OF DIRECTOR: WILLIAM A. SMITH Yes For Management
1N. ELECTION OF DIRECTOR: JOEL V. STAFF Yes For Management
1O. ELECTION OF DIRECTOR: ROBERT F. VAGT Yes For Management
1P. ELECTION OF DIRECTOR: PERRY M. WAUGHTAL Yes For Management
2. RATIFICATION OF THE SELECTION OF Yes For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. STOCKHOLDER PROPOSAL RELATING TO A Yes Against Shareholder
PROXY ACCESS BYLAW
4. STOCKHOLDER PROPOSAL RELATING TO A Yes Against Shareholder
REPORT ON METHANE EMISSIONS
5. STOCKHOLDER PROPOSAL RELATING TO AN Yes Against Shareholder
ANNUAL SUSTAINABILITY REPORT
6. STOCKHOLDER PROPOSAL RELATING TO AN Yes Against Shareholder
ASSESSMENT OF THE MEDIUM- AND
LONG-TERM PORTFOLIO IMPACTS OF
TECHNOLOGICAL ADVANCES AND GLOBAL
CLIMATE CHANGE POLICIES
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION
3. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION VOTE FREQUENCY
4. RATIFICATION OF APPOINTMENT OF Yes For Management
INDEPENDENT AUDITOR
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION
3. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION VOTE FREQUENCY
4. RATIFICATION OF APPOINTMENT OF Yes For Management
INDEPENDENT AUDITOR
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
1. DIRECTOR Yes For Management
2. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION
3. ADVISORY RESOLUTION TO APPROVE Yes For Management
EXECUTIVE COMPENSATION VOTE FREQUENCY
4. RATIFICATION OF APPOINTMENT OF Yes For Management
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF CLASS III DIRECTOR: STEVEN Yes For Management
A. DAVIS
1B. ELECTION OF CLASS III DIRECTOR: GARY R. Yes For Management
HEMINGER
1C. ELECTION OF CLASS III DIRECTOR: J. Yes For Management
MICHAEL STICE
1D. ELECTION OF CLASS III DIRECTOR: JOHN P. Yes For Management
SURMA
2. RATIFICATION OF THE SELECTION OF Yes For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Yes For Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF 162(M)-RELATED PROVISIONS Yes For Management
OF THE AMENDED AND RESTATED MARATHON
PETROLEUM CORPORATION 2012 INCENTIVE
COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL SEEKING VARIOUS Yes Against Shareholder
DISCLOSURES RESPECTING ENVIRONMENTAL
AND HUMAN RIGHTS DUE DILIGENCE.
6. SHAREHOLDER PROPOSAL SEEKING Yes Against Shareholder
CLIMATE-RELATED TWO-DEGREE TRANSITION
PLAN.
7. SHAREHOLDER PROPOSAL SEEKING SIMPLE Yes Against Shareholder
MAJORITY VOTE PROVISIONS.
1A. ELECTION OF CLASS III DIRECTOR: STEVEN Yes For Management
A. DAVIS
1B. ELECTION OF CLASS III DIRECTOR: GARY R. Yes For Management
HEMINGER
1C. ELECTION OF CLASS III DIRECTOR: J. Yes For Management
MICHAEL STICE
1D. ELECTION OF CLASS III DIRECTOR: JOHN P. Yes For Management
SURMA
2. RATIFICATION OF THE SELECTION OF Yes For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Yes For Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF 162(M)-RELATED PROVISIONS Yes For Management
OF THE AMENDED AND RESTATED MARATHON
PETROLEUM CORPORATION 2012 INCENTIVE
COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL SEEKING VARIOUS Yes Against Shareholder
DISCLOSURES RESPECTING ENVIRONMENTAL
AND HUMAN RIGHTS DUE DILIGENCE.
6. SHAREHOLDER PROPOSAL SEEKING Yes Against Shareholder
CLIMATE-RELATED TWO-DEGREE TRANSITION
PLAN.
7. SHAREHOLDER PROPOSAL SEEKING SIMPLE Yes Against Shareholder
MAJORITY VOTE PROVISIONS.
--------------------------------------------------------------------------------
ONEOK PARTNERS, L.P.
Ticker: OKS Security ID: 68268N103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. TO APPROVE THE AGREEMENT AND PLAN OF Yes For Management
MERGER, DATED AS OF JANUARY 31,2017,
BY AND AMONG ONEOK, INC., NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
("ONEOK PARTNERS") AND ONEOK PARTNERS
GP, L.L.C.
2. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
ONEOK PARTNERS SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPO
1. TO APPROVE THE AGREEMENT AND PLAN OF Yes For Management
MERGER, DATED AS OF JANUARY 31,2017,
BY AND AMONG ONEOK, INC., NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
("ONEOK PARTNERS") AND ONEOK PARTNERS
GP, L.L.C.
2. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
ONEOK PARTNERS SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPO
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: BRIAN L. DERKSEN Yes For Management
1B. ELECTION OF DIRECTOR: JULIE H. EDWARDS Yes For Management
1C. ELECTION OF DIRECTOR: JOHN W. GIBSON Yes For Management
1D. ELECTION OF DIRECTOR: RANDALL J. LARSON Yes For Management
1E. ELECTION OF DIRECTOR: STEVEN J. MALCOLM Yes For Management
1F. ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Yes For Management
1G. ELECTION OF DIRECTOR: JIM W. MOGG Yes For Management
1H. ELECTION OF DIRECTOR: PATTYE L. MOORE Yes For Management
1I. ELECTION OF DIRECTOR: GARY D. PARKER Yes For Management
1J. ELECTION OF DIRECTOR: EDUARDO A. Yes For Management
RODRIGUEZ
1K. ELECTION OF DIRECTOR: TERRY K. SPENCER Yes For Management
2. RATIFICATION OF THE SELECTION OF Yes For Management
PRICEWATERHOUSECOOPERS LLP AS ONEOK,
INC.'S INDEPENDENT AUDITOR FOR YEAR
ENDING DEC 31 2017.
3. AN ADVISORY VOTE TO APPROVE ONEOK, INC. Yes For Management
'S EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF Yes For Management
HOLDING THE ADVISORY SHAREHOLDER VOTE
ON ONEOK'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1. TO APPROVE THE ISSUANCE OF SHARES OF Yes For Management
COMMON STOCK OF ONEOK, INC. ("ONEOK")
IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 31,
2017, BY AND AMONG ONEOK, NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
2. TO APPROVE AN AMENDMENT OF ONEOK'S Yes For Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 TO 1,200,000,000.
3. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
ONEOK SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSALS.
1. TO APPROVE THE ISSUANCE OF SHARES OF Yes For Management
COMMON STOCK OF ONEOK, INC. ("ONEOK")
IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 31,
2017, BY AND AMONG ONEOK, NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
2. TO APPROVE AN AMENDMENT OF ONEOK'S Yes For Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 TO 1,200,000,000.
3. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
ONEOK SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSALS.
1. TO APPROVE THE ISSUANCE OF SHARES OF Yes For Management
COMMON STOCK OF ONEOK, INC. ("ONEOK")
IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 31,
2017, BY AND AMONG ONEOK, NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
2. TO APPROVE AN AMENDMENT OF ONEOK'S Yes For Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 TO 1,200,000,000.
3. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
ONEOK SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSALS.
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1. TO CONSIDER AND VOTE ON A PROPOSAL Yes For Management
(WHICH WE REFER TO AS THE "MERGER
PROPOSAL") TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER
5, 2016 (WHICH, AS MAY BE AMENDED, WE
REFER TO AS THE "MERGER AGREEMENT"),
AMONG SPECTRA ENERGY, ENBRIDGE INC.
2. TO CONSIDER AND VOTE ON A PROPOSAL Yes For Management
(WHICH WE REFER TO AS THE "ADVISORY
COMPENSATION PROPOSAL") TO APPROVE, ON
AN ADVISORY (NON-BINDING) BASIS,
CERTAIN SPECIFIED COMPENSATION THAT
WILL OR MAY BE PAID BY SPECTRA ENERGY
TO ITS NAMED EXECUTIVE OFFICERS THAT I
1. TO CONSIDER AND VOTE ON A PROPOSAL Yes For Management
(WHICH WE REFER TO AS THE "MERGER
PROPOSAL") TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER
5, 2016 (WHICH, AS MAY BE AMENDED, WE
REFER TO AS THE "MERGER AGREEMENT"),
AMONG SPECTRA ENERGY, ENBRIDGE INC.
2. TO CONSIDER AND VOTE ON A PROPOSAL Yes For Management
(WHICH WE REFER TO AS THE "ADVISORY
COMPENSATION PROPOSAL") TO APPROVE, ON
AN ADVISORY (NON-BINDING) BASIS,
CERTAIN SPECIFIED COMPENSATION THAT
WILL OR MAY BE PAID BY SPECTRA ENERGY
TO ITS NAMED EXECUTIVE OFFICERS THAT I
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Yes For Management
1B. ELECTION OF DIRECTOR: LAURA C. FULTON Yes For Management
1C. ELECTION OF DIRECTOR: MICHAEL A. HEIM Yes For Management
1D. ELECTION OF DIRECTOR: JAMES. W. WHALEN Yes For Management
2. RATIFICATION OF SELECTION OF Yes For Management
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Yes For Management
4. ADVISORY VOTE ON THE FREQUENCY OF THE Yes For Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. ADOPTION OF THE AMENDED AND RESTATED Yes For Management
TARGA RESOURCES CORP. 2010 STOCK
INCENTIVE PLAN
6. ISSUANCE OF SHARES OF COMMON STOCK Yes For Management
UPON CONVERSION OF SERIES A PREFERRED
STOCK AND EXERCISE OF WARRANTS
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Yes For Management
1B. ELECTION OF DIRECTOR: LAURA C. FULTON Yes For Management
1C. ELECTION OF DIRECTOR: MICHAEL A. HEIM Yes For Management
1D. ELECTION OF DIRECTOR: JAMES. W. WHALEN Yes For Management
2. RATIFICATION OF SELECTION OF Yes For Management
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Yes For Management
4. ADVISORY VOTE ON THE FREQUENCY OF THE Yes For Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. ADOPTION OF THE AMENDED AND RESTATED Yes For Management
TARGA RESOURCES CORP. 2010 STOCK
INCENTIVE PLAN
6. ISSUANCE OF SHARES OF COMMON STOCK Yes For Management
UPON CONVERSION OF SERIES A PREFERRED
STOCK AND EXERCISE OF WARRANTS
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Yes For Management
1B. ELECTION OF DIRECTOR: LAURA C. FULTON Yes For Management
1C. ELECTION OF DIRECTOR: MICHAEL A. HEIM Yes For Management
1D. ELECTION OF DIRECTOR: JAMES. W. WHALEN Yes For Management
2. RATIFICATION OF SELECTION OF Yes For Management
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Yes For Management
4. ADVISORY VOTE ON THE FREQUENCY OF THE Yes For Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. ADOPTION OF THE AMENDED AND RESTATED Yes For Management
TARGA RESOURCES CORP. 2010 STOCK
INCENTIVE PLAN
6. ISSUANCE OF SHARES OF COMMON STOCK Yes For Management
UPON CONVERSION OF SERIES A PREFERRED
STOCK AND EXERCISE OF WARRANTS
--------------------------------------------------------------------------------
TESORO LOGISTICS LP
Ticker: TLLP Security ID: 88160T107
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: AUG 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1. TO APPROVE THE AMENDMENT AND Yes For Management
RESTATEMENT OF THE PARTNERSHIP'S 2011
LONG-TERM INCENTIVE PLAN (THE "LTIP
PROPOSAL").
2. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE LTIP PROPOSAL (THE "ADJOURN
1. TO APPROVE THE AMENDMENT AND Yes For Management
RESTATEMENT OF THE PARTNERSHIP'S 2011
LONG-TERM INCENTIVE PLAN (THE "LTIP
PROPOSAL").
2. TO APPROVE THE ADJOURNMENT OF THE Yes For Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE LTIP PROPOSAL (THE "ADJOURN
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: NOV 23, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Yes For Management
1B. ELECTION OF DIRECTOR: STEPHEN W. Yes For Management
BERGSTROM
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Yes For Management
1D. ELECTION OF DIRECTOR: KATHLEEN B. Yes For Management
COOPER
1E. ELECTION OF DIRECTOR: PETER A. RAGAUSS Yes For Management
1F. ELECTION OF DIRECTOR: SCOTT D. Yes For Management
SHEFFIELD
1G. ELECTION OF DIRECTOR: MURRAY D. SMITH Yes For Management
1H. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Yes For Management
1I. ELECTION OF DIRECTOR: JANICE D. STONEY Yes For Management
2. RATIFICATION OF ERNST & YOUNG LLP AS Yes For Management
AUDITORS FOR 2016.
3. APPROVAL, BY NONBINDING ADVISORY VOTE, Yes For Management
OF THE COMPANY'S EXECUTIVE
COMPENSATION.
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Yes For Management
1B. ELECTION OF DIRECTOR: STEPHEN W. Yes For Management
BERGSTROM
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Yes For Management
1D. ELECTION OF DIRECTOR: KATHLEEN B. Yes For Management
COOPER
1E. ELECTION OF DIRECTOR: PETER A. RAGAUSS Yes For Management
1F. ELECTION OF DIRECTOR: SCOTT D. Yes For Management
SHEFFIELD
1G. ELECTION OF DIRECTOR: MURRAY D. SMITH Yes For Management
1H. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Yes For Management
1I. ELECTION OF DIRECTOR: JANICE D. STONEY Yes For Management
2. RATIFICATION OF ERNST & YOUNG LLP AS Yes For Management
AUDITORS FOR 2016.
3. APPROVAL, BY NONBINDING ADVISORY VOTE, Yes For Management
OF THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Yes For Management
1B. ELECTION OF DIRECTOR: STEPHEN W. Yes For Management
BERGSTROM
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Yes For Management
1D. ELECTION OF DIRECTOR: CHARLES I. COGUT Yes For Management
1E. ELECTION OF DIRECTOR: KATHLEEN B. Yes For Management
COOPER
1F. ELECTION OF DIRECTOR: MICHAEL A. CREEL Yes For Management
1G. ELECTION OF DIRECTOR: PETER A. RAGAUSS Yes For Management
1H. ELECTION OF DIRECTOR: SCOTT D. Yes For Management
SHEFFIELD
1I. ELECTION OF DIRECTOR: MURRAY D. SMITH Yes For Management
1J. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Yes For Management
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Yes For Management
2. RATIFICATION OF ERNST & YOUNG LLP AS Yes For Management
AUDITORS FOR 2017.
3. APPROVAL, BY NONBINDING ADVISORY VOTE, Yes For Management
OF THE COMPANY'S EXECUTIVE COMPENSATION
4. AN ADVISORY VOTE ON THE FREQUENCY OF Yes For Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Yes For Management
1B. ELECTION OF DIRECTOR: STEPHEN W. Yes For Management
BERGSTROM
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Yes For Management
1D. ELECTION OF DIRECTOR: CHARLES I. COGUT Yes For Management
1E. ELECTION OF DIRECTOR: KATHLEEN B. Yes For Management
COOPER
1F. ELECTION OF DIRECTOR: MICHAEL A. CREEL Yes For Management
1G. ELECTION OF DIRECTOR: PETER A. RAGAUSS Yes For Management
1H. ELECTION OF DIRECTOR: SCOTT D. Yes For Management
SHEFFIELD
1I. ELECTION OF DIRECTOR: MURRAY D. SMITH Yes For Management
1J. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Yes For Management
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Yes For Management
2. RATIFICATION OF ERNST & YOUNG LLP AS Yes For Management
AUDITORS FOR 2017.
3. APPROVAL, BY NONBINDING ADVISORY VOTE, Yes For Management
OF THE COMPANY'S EXECUTIVE COMPENSATION
4. AN ADVISORY VOTE ON THE FREQUENCY OF Yes For Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
======================== InfraaaCap REIT Preferred ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== iSectors(R) Post-MPT Growth ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= Reaves Utilities ETF =============================
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO For For Management
1B. ELECTION OF DIRECTOR: SIDNEY W. EMERY, For For Management
JR.
1C. ELECTION OF DIRECTOR: GEORGE G. For For Management
GOLDFARB
1D. ELECTION OF DIRECTOR: JAMES S. HAINES, For For Management
JR.
1E. ELECTION OF DIRECTOR: ALAN R. HODNIK For For Management
1F. ELECTION OF DIRECTOR: JAMES J. HOOLIHAN For For Management
1G. ELECTION OF DIRECTOR: HEIDI E. For For Management
JIMMERSON
1H. ELECTION OF DIRECTOR: MADELEINE W. For For Management
LUDLOW
1I. ELECTION OF DIRECTOR: DOUGLAS C. NEVE For For Management
1J. ELECTION OF DIRECTOR: LEONARD C. RODMAN For For Management
2. ADVISORY VOTE TO APPROVE EXECUTIVE For For Management
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF 1 Year 1 Year Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS ALLETE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: JULIE A. DOBSON For For Management
1B. ELECTION OF DIRECTOR: PAUL J. EVANSON For For Management
1C. ELECTION OF DIRECTOR: MARTHA CLARK GOSS For For Management
1D. ELECTION OF DIRECTOR: VERONICA M. HAGEN For For Management
1E. ELECTION OF DIRECTOR: JULIA L. JOHNSON For For Management
1F. ELECTION OF DIRECTOR: KARL F. KURZ For For Management
1G. ELECTION OF DIRECTOR: GEORGE MACKENZIE For For Management
1H. ELECTION OF DIRECTOR: SUSAN N. STORY For For Management
2. APPROVAL, ON AN ADVISORY BASIS, OF THE For For Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 1 Year 1 Year Management
FREQUENCY OF THE APPROVAL, ON AN
ADVISORY BASIS, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMERICAN WATER WORKS For For Management
COMPANY, INC. 2017 OMNIBUS EQUITY
COMPENSATION PLAN.
5. APPROVAL OF THE AMERICAN WATER WORKS For For Management
COMPANY, INC. AND ITS DESIGNATED
SUBSIDIARIES 2017 NONQUALIFIED
EMPLOYEE STOCK PURCHASE PLAN.
6. RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 08, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: ROBERT W. BEST For For Management
1B. ELECTION OF DIRECTOR: KIM R. COCKLIN For For Management
1C. ELECTION OF DIRECTOR: KELLY H. COMPTON For For Management
1D. ELECTION OF DIRECTOR: RICHARD W. For For Management
DOUGLAS
1E. ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL For For Management
1F. ELECTION OF DIRECTOR: RAFAEL G. GARZA For For Management
1G. ELECTION OF DIRECTOR: RICHARD K. GORDON For For Management
1H. ELECTION OF DIRECTOR: ROBERT C. GRABLE For For Management
1I. ELECTION OF DIRECTOR: MICHAEL E. For For Management
HAEFNER
1J. ELECTION OF DIRECTOR: NANCY K. QUINN For For Management
1K. ELECTION OF DIRECTOR: RICHARD A. For For Management
SAMPSON
1L. ELECTION OF DIRECTOR: STEPHEN R. For For Management
SPRINGER
1M. ELECTION OF DIRECTOR: RICHARD WARE II For For Management
2. PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL FOR ADVISORY VOTE ON For For Management
EXECUTIVE COMPENSATION ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-IGNACIO SANCHEZ GALAN For For Management
1..2 DIRECTOR-JOHN E. BALDACCI For For Management
1..3 DIRECTOR-PEDRO AZAGRA BLAZQUEZ For For Management
1..4 DIRECTOR-FELIPE CALDERON For For Management
1..5 DIRECTOR-ARNOLD L. CHASE For For Management
1..6 DIRECTOR-ALFREDO ELIAS AYUB For For Management
1..7 DIRECTOR-CAROL L. FOLT For For Management
1..8 DIRECTOR-JOHN L. LAHEY For For Management
1..9 DIRECTOR-SANTIAGO M. GARRIDO For For Management
1..10 DIRECTOR-JUAN CARLOS R. LICEAGA For For Management
1..11 DIRECTOR-JOSE SAINZ ARMADA For For Management
1..12 DIRECTOR-ALAN D. SOLOMONT For For Management
1..13 DIRECTOR-ELIZABETH TIMM For For Management
1..14 DIRECTOR-JAMES P. TORGERSON For For Management
2. RATIFICATION OF THE SELECTION OF KPMG For For Management
US LLP AS AVANGRID, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3. NON-BINDING ADVISORY VOTE TO APPROVE For For Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE For For Management
AVANGRID, INC. BY-LAWS TO ADOPT A
MAJORITY VOTING STANDARD IN THE
ELECTION OF DIRECTORS IN UNCONTESTED
ELECTIONS.
5. APPROVAL OF AN AMENDMENT TO THE For For Management
AVANGRID, INC. BY-LAWS TO INCREASE THE
MINIMUM NUMBER OF INDEPENDENT MEMBERS
OF THE BOARD OF DIRECTORS FROM THREE
(3) TO FIVE (5).
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: JON E. BARFIELD For For Management
1B. ELECTION OF DIRECTOR: DEBORAH H. BUTLER For For Management
1C. ELECTION OF DIRECTOR: KURT L. DARROW For For Management
1D. ELECTION OF DIRECTOR: STEPHEN E. EWING For For Management
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY For For Management
1F. ELECTION OF DIRECTOR: PHILIP R. For For Management
LOCHNER, JR.
1G. ELECTION OF DIRECTOR: PATRICIA K. POPPE For For Management
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL For For Management
1I. ELECTION OF DIRECTOR: MYRNA M. SOTO For For Management
1J. ELECTION OF DIRECTOR: JOHN G. SZNEWAJS For For Management
1K. ELECTION OF DIRECTOR: LAURA H. WRIGHT For For Management
2. ADVISORY VOTE TO APPROVE THE For For Management
CORPORATION'S EXECUTIVE COMPENSATION.
3. ADVISORY VOTE TO DETERMINE THE 1 Year 1 Year Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL - POLITICAL Against Against Shareholder
CONTRIBUTIONS DISCLOSURE.
5. RATIFICATION OF INDEPENDENT REGISTERED For For Management
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-GERARD M. ANDERSON For For Management
1..2 DIRECTOR-DAVID A. BRANDON For For Management
1..3 DIRECTOR-W. FRANK FOUNTAIN, JR. For For Management
1..4 DIRECTOR-CHARLES G. MCCLURE, JR. For For Management
1..5 DIRECTOR-GAIL J. MCGOVERN For For Management
1..6 DIRECTOR-MARK A. MURRAY For For Management
1..7 DIRECTOR-JAMES B. NICHOLSON For For Management
1..8 DIRECTOR-CHARLES W. PRYOR, JR. For For Management
1..9 DIRECTOR-JOSUE ROBLES, JR. For For Management
1..10 DIRECTOR-RUTH G. SHAW For For Management
1..11 DIRECTOR-DAVID A. THOMAS For For Management
1..12 DIRECTOR-JAMES H. VANDENBERGHE For For Management
2. RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP
3. ADVISORY PROPOSAL - NONBINDING VOTE TO For For Management
APPROVE EXECUTIVE COMPENSATION
4. ADVISORY PROPOSAL - FREQUENCY OF 1 Year 1 Year Management
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
5. SHAREHOLDER PROPOSAL - PUBLISH AN Against Against Shareholder
ASSESSMENT OF PUBLIC POLICIES AND
TECHNOLOGICAL ADVANCES CONSISTENT WITH
TWO DEGREE GLOBAL WARMING LIMIT
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECTION OF DIRECTOR: VANESSA C.L. For For Management
CHANG
1.2 ELECTION OF DIRECTOR: LOUIS HERNANDEZ, For For Management
JR.
1.3 ELECTION OF DIRECTOR: JAMES T. MORRIS For For Management
1.4 ELECTION OF DIRECTOR: PEDRO J. PIZARRO For For Management
1.5 ELECTION OF DIRECTOR: LINDA G. STUNTZ For For Management
1.6 ELECTION OF DIRECTOR: WILLIAM P. For For Management
SULLIVAN
1.7 ELECTION OF DIRECTOR: ELLEN O. TAUSCHER For For Management
1.8 ELECTION OF DIRECTOR: PETER J. TAYLOR For For Management
1.9 ELECTION OF DIRECTOR: BRETT WHITE For For Management
2. RATIFICATION OF THE APPOINTMENT OF THE For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S For For Management
EXECUTIVE COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF 1 Year 1 Year Management
SAY-ON-PAY VOTES
5. SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SHAREHOLDER PROXY ACCESS REFORM
--------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Ticker: HE Security ID: 419870100
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-PEGGY Y. FOWLER* For For Management
1..2 DIRECTOR-KEITH P. RUSSELL* For For Management
1..3 DIRECTOR-BARRY K. TANIGUCHI* For For Management
1..4 DIRECTOR-RICHARD J. DAHL# For For Management
2. ADVISORY VOTE TO APPROVE HEI'S For For Management
EXECUTIVE COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF 1 Year 1 Year Management
FUTURE ADVISORY VOTES ON HEI'S
EXECUTIVE COMPENSATION
4. RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS HEI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
--------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 25, 2017 Meeting Type: Annual
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-JANE M. KENNY For For Management
1..2 DIRECTOR-SHARON C. TAYLOR For For Management
1..3 DIRECTOR-DAVID A. TRICE For For Management
2. TO APPROVE A NON-BINDING ADVISORY For For Management
RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO PROVIDE A NON-BINDING ADVISORY VOTE 1 Year 1 Year Management
AS TO THE FREQUENCY (EVERY ONE, TWO OR
THREE YEARS) OF THE NON-BINDING
SHAREOWNER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE OUR 2017 STOCK AWARD AND For For Management
INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT BY THE AUDIT For For Management
COMMITTEE OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT For For Management
1B. ELECTION OF DIRECTOR: JAMES L. CAMAREN For For Management
1C. ELECTION OF DIRECTOR: KENNETH B. DUNN For For Management
1D. ELECTION OF DIRECTOR: NAREN K. For For Management
GURSAHANEY
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN For For Management
1F. ELECTION OF DIRECTOR: TONI JENNINGS For For Management
1G. ELECTION OF DIRECTOR: AMY B. LANE For For Management
1H. ELECTION OF DIRECTOR: JAMES L. ROBO For For Management
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP For For Management
1J. ELECTION OF DIRECTOR: JOHN L. SKOLDS For For Management
1K. ELECTION OF DIRECTOR: WILLIAM H. For For Management
SWANSON
1L. ELECTION OF DIRECTOR: HANSEL E. For For Management
TOOKES, II
2. RATIFICATION OF APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. APPROVAL, BY NON-BINDING ADVISORY For For Management
VOTE, OF NEXTERA ENERGY'S COMPENSATION
OF ITS NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
4. NON-BINDING ADVISORY VOTE ON WHETHER 1 Year 1 Year Management
NEXTERA ENERGY SHOULD HOLD A
NON-BINDING SHAREHOLDER ADVISORY VOTE
TO APPROVE NEXTERA ENERGY'S
COMPENSATION TO ITS NAMED EXECUTIVE
OFFICERS EVERY 1, 2 OR 3 YEARS
5. APPROVAL OF THE NEXTERA ENERGY, INC. For For Management
2017 NON-EMPLOYEE DIRECTORS STOCK PLAN
6. A PROPOSAL BY THE COMPTROLLER OF THE Against Against Shareholder
STATE OF NEW YORK, THOMAS P. DINAPOLI,
ENTITLED "POLITICAL CONTRIBUTIONS
DISCLOSURE" TO REQUEST SEMIANNUAL
REPORTS DISCLOSING POLITICAL
CONTRIBUTION POLICIES AND EXPENDITURES.
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: RICHARD A. ABDOO For For Management
1B. ELECTION OF DIRECTOR: PETER A. ALTABEF For For Management
1C. ELECTION OF DIRECTOR: ARISTIDES S. For For Management
CANDRIS
1D. ELECTION OF DIRECTOR: WAYNE S. DEVEYDT For For Management
1E. ELECTION OF DIRECTOR: JOSEPH HAMROCK For For Management
1F. ELECTION OF DIRECTOR: DEBORAH A. For For Management
HENRETTA
1G. ELECTION OF DIRECTOR: MICHAEL E. For For Management
JESANIS
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT For For Management
1I. ELECTION OF DIRECTOR: RICHARD L. For For Management
THOMPSON
1J. ELECTION OF DIRECTOR: CAROLYN Y. WOO For For Management
2. TO RATIFY THE APPOINTMENT OF DELOITTE For For Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR.
3. TO APPROVE NAMED EXECUTIVE OFFICER For For Management
COMPENSATION ON AN ADVISORY BASIS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE 1 Year 1 Year Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECTION OF DIRECTOR: ALAN BATKIN For For Management
1.2 ELECTION OF DIRECTOR: PATRICIA For For Management
BELLINGER
1.3 ELECTION OF DIRECTOR: THE LORD BROWNE For For Management
OF MADINGLEY
1.4 ELECTION OF DIRECTOR: MICHAEL GARLAND For For Management
1.5 ELECTION OF DIRECTOR: DOUGLAS HALL For For Management
1.6 ELECTION OF DIRECTOR: MICHAEL HOFFMAN For For Management
1.7 ELECTION OF DIRECTOR: PATRICIA NEWSON For For Management
2. TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE For For Management
COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED For For Management
2013 EQUITY INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: LEWIS CHEW For For Management
1B. ELECTION OF DIRECTOR: ANTHONY F. For For Management
EARLEY, JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER For For Management
1D. ELECTION OF DIRECTOR: JEH C. JOHNSON For For Management
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY For For Management
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL For For Management
1G. ELECTION OF DIRECTOR: RICHARD A. For For Management
MESERVE
1H. ELECTION OF DIRECTOR: FORREST E. MILLER For For Management
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS For For Management
1J. ELECTION OF DIRECTOR: ROSENDO G. PARRA For For Management
1K. ELECTION OF DIRECTOR: BARBARA L. RAMBO For For Management
1L. ELECTION OF DIRECTOR: ANNE SHEN SMITH For For Management
1M. ELECTION OF DIRECTOR: GEISHA J. For For Management
WILLIAMS
2. RATIFICATION OF APPOINTMENT OF THE For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S For For Management
EXECUTIVE COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF THE 1 Year 1 Year Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. SHAREHOLDER PROPOSAL: CUSTOMER Against Against Shareholder
APPROVAL OF CHARITABLE GIVING PROGRAM
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-DONALD E. BRANDT For For Management
1..2 DIRECTOR-DENIS A. CORTESE, M.D. For For Management
1..3 DIRECTOR-RICHARD P. FOX For For Management
1..4 DIRECTOR-MICHAEL L. GALLAGHER For For Management
1..5 DIRECTOR-R.A. HERBERGER, JR. PHD For For Management
1..6 DIRECTOR-DALE E. KLEIN, PH.D. For For Management
1..7 DIRECTOR-HUMBERTO S. LOPEZ For For Management
1..8 DIRECTOR-KATHRYN L. MUNRO For For Management
1..9 DIRECTOR-BRUCE J. NORDSTROM For For Management
1..10 DIRECTOR-PAULA J. SIMS For For Management
1..11 DIRECTOR-DAVID P. WAGENER For For Management
2. ADVISORY VOTE TO APPROVE EXECUTIVE For For Management
COMPENSATION AS DISCLOSED IN THE 2017
PROXY STATEMENT.
3. ADVISORY VOTE ON THE FREQUENCY OF THE 1 Year 1 Year Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. VOTE ON RE-APPROVAL OF THE MATERIAL For For Management
TERMS OF THE PERFORMANCE GOALS UNDER,
AND APPROVAL OF AN AMENDMENT TO, THE
2012 LONG-TERM INCENTIVE PLAN.
5. RATIFY THE APPOINTMENT OF THE For For Management
INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO
Ticker: POR Security ID: 736508847
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: JOHN W. For For Management
BALLANTINE
1B. ELECTION OF DIRECTOR: RODNEY L. BROWN, For For Management
JR.
1C. ELECTION OF DIRECTOR: JACK E. DAVIS For For Management
1D. ELECTION OF DIRECTOR: DAVID A. DIETZLER For For Management
1E. ELECTION OF DIRECTOR: KIRBY A. DYESS For For Management
1F. ELECTION OF DIRECTOR: MARK B. GANZ For For Management
1G. ELECTION OF DIRECTOR: KATHRYN J. For For Management
JACKSON
1H. ELECTION OF DIRECTOR: NEIL J. NELSON For For Management
1I. ELECTION OF DIRECTOR: M. LEE PELTON For For Management
1J. ELECTION OF DIRECTOR: JAMES J. PIRO For For Management
1K. ELECTION OF DIRECTOR: CHARLES W. For For Management
SHIVERY
2. TO RATIFY THE APPOINTMENT OF DELOITTE For For Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
3. TO APPROVE, BY A NON-BINDING VOTE, THE For For Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RECOMMEND, IN A NON-BINDING VOTE, 1 Year 1 Year Management
THE FREQUENCY OF FUTURE NON-BINDING
SHAREHOLDER VOTES TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-JOHN F.A.V. CECIL For For Management
1..2 DIRECTOR-D. MAYBANK HAGOOD For For Management
1..3 DIRECTOR-ALFREDO TRUJILLO For For Management
2. ADVISORY (NON-BINDING) VOTE TO APPROVE For For Management
EXECUTIVE COMPENSATION.
3. ADVISORY (NON-BINDING) VOTE ON THE 1 Year 1 Year Management
FREQUENCY OF THE EXECUTIVE
COMPENSATION VOTE.
4. APPROVAL OF THE APPOINTMENT OF THE For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5. APPROVAL OF BOARD-PROPOSED AMENDMENTS For For Management
TO ARTICLE 8 OF OUR ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS.
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN For For Management
1B. ELECTION OF DIRECTOR: KATHLEEN L. BROWN For For Management
1C. ELECTION OF DIRECTOR: ANDRES CONESA For For Management
1D. ELECTION OF DIRECTOR: MARIA For For Management
CONTRERAS-SWEET
1E. ELECTION OF DIRECTOR: PABLO A. FERRERO For For Management
1F. ELECTION OF DIRECTOR: WILLIAM D. JONES For For Management
1G. ELECTION OF DIRECTOR: BETHANY J. MAYER For For Management
1H. ELECTION OF DIRECTOR: WILLIAM G. OUCHI For For Management
1I. ELECTION OF DIRECTOR: DEBRA L. REED For For Management
1J. ELECTION OF DIRECTOR: WILLIAM C. For For Management
RUSNACK
1K. ELECTION OF DIRECTOR: LYNN SCHENK For For Management
1L. ELECTION OF DIRECTOR: JACK T. TAYLOR For For Management
1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY For For Management
2. RATIFICATION OF INDEPENDENT REGISTERED For For Management
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE For For Management
COMPENSATION.
4. ADVISORY APPROVAL OF HOW OFTEN 1 Year 1 Year Management
SHAREHOLDERS WILL VOTE ON OUR
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-CARL L. CHAPMAN For For Management
1..2 DIRECTOR-J.H. DEGRAFFENREIDT JR. For For Management
1..3 DIRECTOR-JOHN D. ENGELBRECHT For For Management
1..4 DIRECTOR-ANTON H. GEORGE For For Management
1..5 DIRECTOR-ROBERT G. JONES For For Management
1..6 DIRECTOR-PATRICK K. MULLEN For For Management
1..7 DIRECTOR-R. DANIEL SADLIER For For Management
1..8 DIRECTOR-MICHAEL L. SMITH For For Management
1..9 DIRECTOR-TERESA J. TANNER For For Management
1..10 DIRECTOR-JEAN L. WOJTOWICZ For For Management
2. APPROVE A NON-BINDING ADVISORY For For Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3. APPROVE ON A NON-BINDING ADVISORY 1 Year 1 Year Management
BASIS THE FREQUENCY OF THE SHAREHOLDER
VOTE ON THE COMPENSATION OF THE
VECTREN CORPORATION NAMED EXECUTIVE
OFFICERS.
4. RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
VECTREN CORPORATION AND ITS
SUBSIDIARIES FOR 2017.
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: JOHN F. BERGSTROM For For Management
1B. ELECTION OF DIRECTOR: BARBARA L. BOWLES For For Management
1C. ELECTION OF DIRECTOR: WILLIAM J. For For Management
BRODSKY
1D. ELECTION OF DIRECTOR: ALBERT J. For For Management
BUDNEY, JR.
1E. ELECTION OF DIRECTOR: PATRICIA W. For For Management
CHADWICK
1F. ELECTION OF DIRECTOR: CURT S. CULVER For For Management
1G. ELECTION OF DIRECTOR: THOMAS J. FISCHER For For Management
1H. ELECTION OF DIRECTOR: PAUL W. JONES For For Management
1I. ELECTION OF DIRECTOR: GALE E. KLAPPA For For Management
1J. ELECTION OF DIRECTOR: HENRY W. KNUEPPEL For For Management
1K. ELECTION OF DIRECTOR: ALLEN L. LEVERETT For For Management
1L. ELECTION OF DIRECTOR: ULICE PAYNE, JR. For For Management
1M. ELECTION OF DIRECTOR: MARY ELLEN STANEK For For Management
2. RATIFICATION OF DELOITTE & TOUCHE LLP For For Management
AS INDEPENDENT AUDITORS FOR 2017
3. ADVISORY VOTE ON COMPENSATION OF THE For For Management
NAMED EXECUTIVE OFFICERS
4. ADVISORY VOTE TO ESTABLISH THE 1 Year 1 Year Management
FREQUENCY OF "SAY-ON-PAY" ADVISORY
VOTES
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: SEP 26, 2016 Meeting Type: Special
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
01 TO ADOPT THE AGREEMENT AND PLAN OF For For Management
MERGER DATED MAY 29, 2016 BY AND AMONG
WESTAR ENERGY, INC., GREAT PLAINS
ENERGY INCORPORATED AND MERGER SUB (AS
DEFINED IN THE AGREEMENT AND PLAN OF
MERGER).
02 TO CONDUCT A NON-BINDING ADVISORY VOTE For For Management
ON MERGER- RELATED COMPENSATION
ARRANGEMENTS FOR NAMED EXECUTIVE
OFFICERS.
03 TO APPROVE ANY MOTION TO ADJOURN THE For For Management
SPECIAL MEETING, IF NECESSARY.
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX For For Management
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS For For Management
1C. ELECTION OF DIRECTOR: BEN FOWKE For For Management
1D. ELECTION OF DIRECTOR: RICHARD T. For For Management
O'BRIEN
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. For For Management
POLICINSKI
1F. ELECTION OF DIRECTOR: JAMES T. For For Management
PROKOPANKO
1G. ELECTION OF DIRECTOR: A. PATRICIA For For Management
SAMPSON
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD For For Management
1I. ELECTION OF DIRECTOR: DAVID A. For For Management
WESTERLUND
1J. ELECTION OF DIRECTOR: KIM WILLIAMS For For Management
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF For For Management
1L. ELECTION OF DIRECTOR: DANIEL YOHANNES For For Management
2. COMPANY PROPOSAL TO APPROVE, ON AN 1 Year 1 Year Management
ADVISORY BASIS, THE FREQUENCY OF THE
ADVISORY VOTE ON EXECUTIVE COMPENSATION
3. COMPANY PROPOSAL TO APPROVE, ON AN For For Management
ADVISORY BASIS, EXECUTIVE COMPENSATION
4. COMPANY PROPOSAL TO RATIFY THE For For Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS XCEL ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
5. SHAREHOLDER PROPOSAL ON THE SEPARATION Against Against Shareholder
OF THE ROLES OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
============= Tuttle Tactical Management Multi-Strategy Income ETF =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Tuttle Tactical Management US Core ETF ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Virtus Newfleet Unconstrained Bond ETF ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Virtus Cumberland Municipal Bond ETF =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETFis Series Trust I
By: /s/ William Smalley
--------------------------
William Smalley, President
Date: August 22, 2017