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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06557
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RidgeWorth Funds
(Exact name of registrant as specified in charter)
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Virtus Fund Advisers, LLC
(formerly, RidgeWorth Capital Management LLC
3333 Piedmont Road, Suite 1500
Atlanta, GA 30305
(Address of principal executive offices)(Zip code)
Julia R. Short
President
RidgeWorth Funds
3333 Piedmont Road, Suite 1500
Atlanta, GA 30305
(Name and Address of Agent for Service)
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Copies to:
W. John McGuire, Esq. Thomas S. Harman, Esq.
Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW 1111 Pennsylvania Avenue, NW
Washington, DC 20004 Washington, DC 20004
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Registrant's telephone number, including area code: 1-888-784-3863
Date of fiscal year end: March 31
Date of reporting period: July 1, 2016 through June 30, 2017
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Item 1. Proxy Voting Record.
Registrant Name : RidgeWorth Funds
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Georgia Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Grade Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Core Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Short-Term Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix North Carolina Tax-Exempt Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Short-Term Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Ultra-Short Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Virginia Intermediate Municipal Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth U.S. Government Securities Ultra-Short Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Limited Duration Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Total Return Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix U.S. Mortgage Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant Name : RidgeWorth Funds
Fund Name : RidgeWorth Seix Corporate Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Aggressive Growth Allocation Strategy
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RidgeWorth Ceredex Small Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T124 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
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RidgeWorth Seix Total Return Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T132 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
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RidgeWorth Silvant Small Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T140 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Large Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T157 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Mid Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T165 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Large Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T173 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Corporate Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T546 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
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RidgeWorth Seix Floating Rate High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U105 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Core Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U204 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth International Equity Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U303 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix High Yield Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U709 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix US Government Ultra-Short Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U808 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RIDGEWORTH FUNDS
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R 06/30/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each MGMT For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Capital Innovations Global Resources and Infrastructure
Fund
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Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Maura J. Clark Mgmt For For For
1.2 Elect David C. Everitt Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Russell J. Horner Mgmt For For For
1.5 Elect Miranda C. Hubbs Mgmt For For For
1.6 Elect Charles V. Magro Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek G. Pannell Mgmt For For For
1.9 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
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Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
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Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Susan K. Carter Mgmt For For For
2 Elect Charles I. Cogut Mgmt For For For
3 Elect Seifi Ghasemi Mgmt For For For
4 Elect Chadwick C. Mgmt For For For
Deaton
5 Elect David H. Y. Ho Mgmt For For For
6 Elect Margaret G. Mgmt For For For
McGlynn
7 Elect Edward L. Monser Mgmt For For For
8 Elect Matthew H. Paull Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
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Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Advisory Vote on Mgmt For For For
Executive Compensation
2 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
3.1 Elect Jim W. Nokes Mgmt For For For
3.2 Elect William H. Mgmt For For For
Hernandez
3.3 Elect Luther C. Kissam Mgmt For For For
IV
3.4 Elect Douglas L. Maine Mgmt For For For
3.5 Elect J. Kent Masters Mgmt For For For
3.6 Elect James J. O'Brien Mgmt For For For
3.7 Elect Barry W. Perry Mgmt For For For
3.8 Elect Gerald A. Steiner Mgmt For For For
3.9 Elect Harriett Tee Mgmt For For For
Taggart
3.10 Elect Alejandro D. Mgmt For For For
Wolff
4 Approve 2017 Incentive Mgmt For For For
Plan
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Ratification of Auditor Mgmt For For For
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Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Amendment to the Mgmt For For For
Annual Cash Incentive
Compensation Plan
17 Amendment to the 2016 Mgmt For For For
Stock Incentive Plan
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Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 10/05/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reverse Stock Split Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common Stock
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Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect David E. Mgmt For For For
Constable
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Claire S. Farley Mgmt For For For
5 Elect Peter J. Fluor Mgmt For For For
6 Elect Richard L. George Mgmt For For For
7 Elect Joseph W. Gorder Mgmt For For For
8 Elect John R. Gordon Mgmt For For For
9 Elect Sean Gourley Mgmt For For For
10 Elect Mark C. McKinley Mgmt For For For
11 Elect Eric D. Mullins Mgmt For For For
12 Elect R. A. Walker Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/24/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Stephen Pearce Mgmt For For For
3 Elect Nolitha Fakude Mgmt For For For
4 Elect Mark Cutifani Mgmt For For For
5 Elect Byron E. Grote Mgmt For For For
6 Elect Sir Philip Mgmt For For For
Hampton
7 Elect Tony O'Neill Mgmt For For For
8 Elect Sir John Parker Mgmt For For For
9 Elect Mphu Ramatlapeng Mgmt For For For
10 Elect Jim Rutherford Mgmt For For For
11 Elect Anne Stevens Mgmt For For For
12 Elect Jack Thompson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's Fees
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Board Size Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase Shares
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
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ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Consolidated Accounts Mgmt For For For
and Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Lakshmi N. Mittal Mgmt For For For
7 Elect Bruno Lafont Mgmt For For For
8 Elect Michel Wurth Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Performance Share Unit Mgmt For Against Against
Plan
11 Reverse Stock Split Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
14 Dematerialisation of Mgmt For For For
Bearer Shares
------------------------------------------------------------------------------------------------------------------------
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Terrell K. Crews Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Suzan F. Harrison Mgmt For For For
6 Elect Juan R. Luciano Mgmt For For For
7 Elect Patrick J. Moore Mgmt For Against Against
8 Elect Francisco Sanchez Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Pablo Marcet Mgmt For For For
1.10 Elect Dambisa F. Moyo Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CUSIP 072730302 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board Acts
3 Ratification of Mgmt For For For
Supervisory Board Acts
4 Elect Werner Wenning Mgmt For Against Against
5 Elect Paul Achleitner Mgmt For For For
6 Elect Norbert W. Mgmt For For For
Bischofberger
7 Elect Thomas Ebeling Mgmt For For For
8 Elect Colleen A. Mgmt For For For
Goggins
9 Elect Klaus Sturany Mgmt For For For
10 Supervisory Board Mgmt For For For
Members' Fees
11 Approval of Mgmt For For For
Intra-company Control
Agreement with Bayer
CropScience
Aktiengesellschaft
12 Appointment of Auditor Mgmt For For For
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BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CUSIP 088606108 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton Limited)
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase Shares
7 Remuneration Report Mgmt For For For
(Advisory-- UK)
8 Remuneration Report Mgmt For For For
(Advisory-- AUS)
9 Equity Grant (MD/CEO Mgmt For For For
Andrew Mackenzie)
10 Elect Ken N. MacKenzie Mgmt For For For
11 Re-elect Malcolm Mgmt For Against Against
Brinded
12 Re-elect Malcolm Mgmt For Against Against
Broomhead
13 Re-elect Pat Davies Mgmt For Against Against
14 Re-elect Anita Frew Mgmt For For For
15 Re-elect Carolyn Hewson Mgmt For For For
16 Re-elect Andrew Mgmt For For For
Mackenzie
17 Re-elect Lindsay P. Mgmt For For For
Maxsted
18 Re-elect Wayne Murdy Mgmt For For For
19 Re-elect Shriti Vadera Mgmt For For For
20 Re-elect Jacques Nasser Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Robert W. Dudley Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Nils Andersen Mgmt For For For
7 Elect Paul M. Anderson Mgmt For For For
8 Elect Alan L. Boeckmann Mgmt For For For
9 Elect Frank L. Bowman Mgmt For For For
10 Elect Ian E.L. Davis Mgmt For For For
11 Elect Ann Dowling Mgmt For For For
12 Elect Melody B. Meyer Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Paula Rosput Mgmt For For For
Reynolds
15 Elect John Sawers Mgmt For For For
16 Elect Carl-Henric Mgmt For For For
Svanberg
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authorisation of Mgmt For For For
Political Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
22 Authority to Mgmt For For For
Repurchase Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ernest G. Mgmt For For For
Bachrach
2 Elect Enrique H. Mgmt For For For
Boilini
3 Elect Carol M. Browner Mgmt For For For
4 Elect Paul Cornet de Mgmt For For For
Ways-Ruart
5 Elect Andrew A. Ferrier Mgmt For For For
6 Elect Andreas Fibig Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect L. Patrick Lupo Mgmt For For For
9 Elect John E. McGlade Mgmt For For For
10 Elect Soren Schroder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Non-Employee Directors
Equity Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Gary A. Filmon Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Fong
1.6 Elect Gordon D. Giffin Mgmt For For For
1.7 Elect Wilfred A. Gobert Mgmt For For For
1.8 Elect Steve W. Laut Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Approval of the 2011 Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect Jonathan Mgmt For For For
Christodoro
6 Elect David I. Foley Mgmt For For For
7 Elect David B. Mgmt For For For
Kilpatrick
8 Elect Samuel J. Mgmt For For For
Merksamer
9 Elect Donald F. Mgmt For For For
Robillard, Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Elect Heather R. Zichal Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2011 Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez, Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman, IV
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Elect Michael K. Wirth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Doing Business With
Governments Complicit
in Genocide
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to a Low
Carbon Economy
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CUSIP 126132109 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect YUAN Guangyu Mgmt For For For
4 Elect XU Keqiang Mgmt For For For
5 Elect LIU Jian Mgmt For For For
6 Elect Lawrence J. LAU Mgmt For For For
7 Elect Kevin G. Lynch Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased Shares
------------------------------------------------------------------------------------------------------------------------
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect Charles E. Bunch Mgmt For For For
4 Elect John V. Faraci Mgmt For For For
5 Elect Jody L Freeman Mgmt For For For
6 Elect Gay Huey Evans Mgmt For For For
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Arjun N. Murti Mgmt For For For
9 Elect Robert A. Niblock Mgmt For For For
10 Elect Harald J. Norvik Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Frequency of Advisory Mgmt N/A 3 Years N/A
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive Pay
Incentives to
Low-Carbon Scenarios
------------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Alvin R. Mgmt For For For
Carpenter
1.2 Elect Palmer Clarkson Mgmt For For For
1.3 Elect William E. Davis Mgmt For For For
1.4 Elect Nicholas J. Mgmt For For For
Deluliis
1.5 Elect Maureen Mgmt For For For
Lally-Green
1.6 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.7 Elect John T. Mills Mgmt For For For
1.8 Elect Joseph Platt Mgmt For For For
1.9 Elect William P. Powell Mgmt For For For
1.10 Elect Edwin S. Roberson Mgmt For For For
1.11 Elect William N. Mgmt For For For
Thorndike, Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Corporate
Political Spending
Report
------------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Alan C. Heuberger Mgmt For For For
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
E. I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Edward D. Breen Mgmt For For For
3 Elect Robert A. Brown Mgmt For For For
4 Elect Alexander M. Mgmt For For For
Cutler
5 Elect Eleuthere I. du Mgmt For For For
Pont
6 Elect James L. Gallogly Mgmt For For For
7 Elect Marillyn A. Mgmt For For For
Hewson
8 Elect Lois D. Juliber Mgmt For For For
9 Elect Lee M. Thomas Mgmt For For For
10 Elect Patrick J. Ward Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee Pay
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Accident
Risk Reduction Report
------------------------------------------------------------------------------------------------------------------------
E. I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 07/20/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden Parachutes
------------------------------------------------------------------------------------------------------------------------
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CUSIP 26874R108 04/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Board Term Length Mgmt For For For
5 List of Directors Mgmt For Abstain Against
Presented by Ministry
for Economy and Finance
6 List of Directors Mgmt For For For
Presented by Group of
Institutional
Investors Representing
1.7% of Share Capital
7 Election of Chair of Mgmt For For For
Board
8 Directors' Fees Mgmt For For For
9 List of Statutory Mgmt For Abstain Against
Auditors Presented by
Ministry for Economy
and Finance
10 List of Statutory Mgmt For For For
Auditors Presented by
Group of Institutional
Investors Representing
1.7% of Share Capital
11 Election of Chair of Mgmt For For For
Board of Statutory
Auditors
12 Statutory Auditors' Mgmt For For For
Fees
13 Long-Term Monetary Mgmt For For For
Incentive Plan
2017-2019; Authority
to Reissue Treasury
Shares to Service Plan
14 Remuneration Report Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common Stock
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions Reporting
------------------------------------------------------------------------------------------------------------------------
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CUSIP 335934105 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Board Size Mgmt For For For
2.1 Elect Philip K.R. Mgmt For For For
Pascall
2.2 Elect G. Clive Newall Mgmt For For For
2.3 Elect Martin R. Rowley Mgmt For Withhold Against
2.4 Elect Peter St. George Mgmt For For For
2.5 Elect Andrew Adams Mgmt For For For
2.6 Elect Paul Brunner Mgmt For For For
2.7 Elect Robert J. Harding Mgmt For For For
2.8 Elect Martin Schady Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard C. Mgmt For For For
Adkerson
1.2 Elect Gerald J. Ford Mgmt For For For
1.3 Elect Lydia H. Kennard Mgmt For For For
1.4 Elect Andrew Langham Mgmt For For For
1.5 Elect Jon C. Madonna Mgmt For For For
1.6 Elect Courtney Mather Mgmt For For For
1.7 Elect Dustan E. McCoy Mgmt For For For
1.8 Elect Frances Fragos Mgmt For For For
Townsend
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Jersey
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium Account
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Leonhard Fischer Mgmt For For For
5 Elect Ivan Glasenberg Mgmt For For For
6 Elect Peter R. Coates Mgmt For For For
7 Elect John J. Mack Mgmt For For For
8 Elect Peter T. Grauer Mgmt For Against Against
9 Elect Patrice Merrin Mgmt For For For
10 Remuneration Report Mgmt For For For
(Advisory)
11 Remuneration Policy Mgmt For For For
(Advisory--Non-UK
Issuer)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
17 Authority to Mgmt For For For
Repurchase Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Margot A. Mgmt For For For
Franssen
1.3 Elect David Garofalo Mgmt For For For
1.4 Elect Clement A. Mgmt For For For
Pelletier
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Charlie Sartain Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Grupo Aeroportuario del Sureste S.A.B. de CV
Ticker Security ID: Meeting Date Meeting Status
ASUR CUSIP 40051E202 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Report of the CEO and Mgmt For For For
External Auditor;
Board's Opinion on
CEO's Report
2 Report of the Board on Mgmt For For For
Accounting Practices
3 Report of the Board Mgmt For For For
Regarding Operations
4 Financial Statements Mgmt For For For
5 Report of the Audit Mgmt For For For
Committee
6 Report on Tax Mgmt For For For
Compliance
7 Authority to Increase Mgmt For For For
Legal Reserve
8 Allocation of Dividends Mgmt For For For
9 Authority to Mgmt For For For
Repurchase Shares
10 Ratification of Board Mgmt For For For
and CEO Acts
11 Elect Fernando Chico Mgmt For Against Against
Pardo
12 Elect Jose Antonio Mgmt For Against Against
Perez Anton
13 Elect Luis Chico Pardo Mgmt For For For
14 Elect Aurelio Perez Mgmt For For For
Alonso
15 Elect Rasmus Mgmt For For For
Christiansen
16 Elect Francisco Garza Mgmt For For For
Zambrano
17 Elect Ricardo Guajardo Mgmt For For For
Touche
18 Elect Guillermo Ortiz Mgmt For For For
Martinez
19 Elect Roberto Servitje Mgmt For For For
Sendra
20 Elect Ricardo Guajardo Mgmt For For For
Touche as Audit
Committee Chair
21 Election of Board Mgmt For For For
Committee Members
22 Directors' Fees Mgmt For For For
23 Operations Committee's Mgmt For For For
Fees
24 Nomination and Mgmt For For For
Remuneration
Committee's Fees
25 Audit Committee's Fees Mgmt For For For
26 Acquisitions Mgmt For For For
Committee's Fees
27 Appoint Claudio R. Mgmt For For For
Gongora Morales as
Meeting Delegate
28 Appoint Rafael Robles Mgmt For For For
Miaja as Meeting
Delegate
29 Appoint Ana Maria Mgmt For For For
Poblano Chanona as
Meeting Delegate
------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect Alan M. Bennett Mgmt For For For
4 Elect James R. Boyd Mgmt For For For
5 Elect Milton Carroll Mgmt For Against Against
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Jose Carlos Mgmt For For For
Grubisich
9 Elect David J. Lesar Mgmt For For For
10 Elect Robert A. Malone Mgmt For For For
11 Elect J. Landis Martin Mgmt For For For
12 Elect Jeffrey A. Miller Mgmt For For For
13 Elect Debra L. Reed Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Amendment to the Stock Mgmt For For For
and Incentive Plan
------------------------------------------------------------------------------------------------------------------------
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet Cemal Mgmt For For For
Dorduncu
4 Elect Ilene S. Gordon Mgmt For Against Against
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Kathryn D. Mgmt For For For
Sullivan
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend, III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
-------------------------------------------------------------------------------------------------------------------------
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lu M. Cordova Mgmt For For For
2 Elect Robert J. Druten Mgmt For For For
3 Elect Terrence P. Dunn Mgmt For For For
4 Elect Antonio O. Mgmt For For For
Garza, Jr.
5 Elect David Francisco Mgmt For For For
Garza-Santos
6 Elect Thomas A. Mgmt For For For
McDonnell
7 Elect Patrick J. Mgmt For For For
Ottensmeyer
8 Elect Rodney E. Slater Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2017 Equity Incentive Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
-------------------------------------------------------------------------------------------------------------------------
Kapstone Paper and Packaging Corporation
Ticker Security ID: Meeting Date Meeting Status
KS CUSIP 48562P103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John M. Chapman Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Ronald J. Gidwitz Mgmt For For For
4 Elect Matthew Kaplan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CUSIP 69343P105 12/05/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Interim Dividend Mgmt For For For
2 Directors' Fees Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven A. Davis Mgmt For For For
2 Elect Gary R. Heminger Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Approval of Mgmt For For For
162(m)-related
provisions of the
Amended and Restated
2012 Incentive
Compensation Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Rights Risk
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Nelson Peltz Mgmt For For For
8 Elect Fredric G. Mgmt For For For
Reynolds
9 Elect Irene B. Mgmt For For For
Rosenfeld
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Ruth J. Simmons Mgmt For For For
13 Elect Jean-Francois M. Mgmt For For For
L. van Boxmeer
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting On
The Use of
Non-Recyclable
Packaging
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Plant
Closings
------------------------------------------------------------------------------------------------------------------------
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment to
the Long-Term
Incentive Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
------------------------------------------------------------------------------------------------------------------------
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect James R. Crane Mgmt For Withhold Against
1.3 Elect John P. Kotts Mgmt For Withhold Against
1.4 Elect Michael C. Linn Mgmt For Withhold Against
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Dag Skattum Mgmt For For For
1.7 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report
Regarding Reporting on
Company's Human Rights
Policies and Risks
------------------------------------------------------------------------------------------------------------------------
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect John J. Ferriola Mgmt For For For
1.3 Elect Gregory J. Hayes Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Bernard L. Mgmt For For For
Kasriel
1.6 Elect Christopher J. Mgmt For For For
Kearney
1.7 Elect Laurette T. Mgmt For For For
Koellner
1.8 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
------------------------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CUSIP 71646E100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim Dividends
6 Appointment of Mgmt For Against Against
International and PRC
Auditors and Authority
to Set Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Debt Instruments
9 Elect WANG Yilin Mgmt For Against Against
10 Elect WANG Dongjin Mgmt For For For
11 Elect YU Baocai Mgmt For Against Against
12 Elect LIU Yuezhen Mgmt For Against Against
13 Elect LIU Hongbin Mgmt For For For
14 Elect HOU Qijun Mgmt For For For
15 Elect DUAN Liangwei Mgmt For For For
16 Elect QIN Weizhong Mgmt For For For
17 Elect LIN Boqiang Mgmt For Against Against
18 Elect ZHANG Biyi Mgmt For Against Against
19 Elect Elsie LEUNG Oi Mgmt For For For
Sie
20 Elect Tatsuhito Tokuchi Mgmt For For For
21 Elect Simon P. Henry Mgmt For For For
22 Elect XU Wenrong Mgmt For Against Against
23 Elect ZHANG Fengshan Mgmt For For For
24 Elect JIANG Lifu Mgmt For For For
25 Elect LU Yaozhong Mgmt For Against Against
-------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 01/31/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Liquigas Distribuidora Mgmt For For For
Disposal
2 PetroquimicaSuape and Mgmt For For For
CITEPE Disposal
-------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 03/27/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Adriano Pereira Mgmt For For For
de Paula to the
Supervisory Board
2 Petroquimica Suape and Mgmt For For For
CITEPE Disposal
-------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/27/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Mgmt For Abstain Against
Supervisory Council
3 Elect Reginaldo Mgmt For For For
Ferreira Alexandre as
the Supervisory
Council Member
Representative of
Minority Shareholders
4 Elect Francisco Vidal Mgmt For Abstain Against
Luna as the
Supervisory Council
Member Representative
of Minority
Shareholders
5 Remuneration Policy Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
8 Amend Nomination Mgmt For For For
Policy (for
Non-Executive and
Executive Directors,
and Supervisory
Council Members)
------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 08/04/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Ratify Co-option of Mgmt For For For
Pedro Pullen Parente
4 Approve Waiver of Mgmt For For For
Grace Period for
Executive Appointment
------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 11/30/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marcelo Mesquita Mgmt For For For
de Siqueira Filho to
the Board as
Representative of
Minority Shareholders
2 Sale of Share Mgmt For For For
Ownership (NTS)
3 Authority to Waive Mgmt For For For
Preemptive Rights
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
------------------------------------------------------------------------------------------------------------------------
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Joesley Mendonca Mgmt For Withhold Against
Batista
1.3 Elect Wesley Mendonca Mgmt For For For
Batista
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de Souza
1.6 Elect Wallim Cruz de Mgmt For For For
Vasconcellos Junior
1.7 Elect David E. Bell Mgmt For For For
1.8 Elect Michael L. Cooper Mgmt For For For
1.9 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Water
Stewardship Policy
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Diversity
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For For For
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CUSIP 368287207 06/30/2017 Voted
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Audit Commission's Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management Board
Regulations
11 Amendments to Mgmt For For For
Management Board Chair
Regulations
12 Amendments to Mgmt For Abstain Against
Corporate Governance
Code
13 Membership in Global Mgmt For For For
Gas Center Association
14 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
15 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
16 Elect Timur A. Kulibaev Mgmt N/A Abstain N/A
17 Elect Denis V. Manturov Mgmt N/A For N/A
18 Elect Vitaly A. Mgmt N/A Abstain N/A
Markelov
19 Elect Viktor G Martynov Mgmt N/A For N/A
20 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
21 Elect Alexey B. Miller Mgmt N/A Abstain N/A
22 Elect Alexander V. Mgmt N/A Abstain N/A
Novak
23 Elect Dmitry N. Mgmt N/A Abstain N/A
Patrushev
24 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
25 Elect Vladimir I. Mgmt N/A Abstain N/A
Alisov
26 Elect Vadim K. Bikulov Mgmt N/A For N/A
27 Elect Alexander A. Mgmt N/A For N/A
Gladkov
28 Elect Alexander S. Mgmt N/A Abstain N/A
Ivannikov
29 Elect Margarita I. Mgmt N/A For N/A
Mironova
30 Elect Lidia V. Morozova Mgmt N/A Abstain N/A
31 Elect Yuri S. Nosov Mgmt N/A For N/A
32 Elect Karen I. Oganyan Mgmt N/A For N/A
33 Elect Dmitry A. Mgmt N/A Abstain N/A
Pashkovskiy
34 Elect Alexandra A. Mgmt N/A For N/A
Petrova
35 Elect Sergey R. Mgmt N/A For N/A
Platonov
36 Elect Mikhail N. Mgmt N/A Abstain N/A
Rosseyev
37 Elect Oksana V. Mgmt N/A For N/A
Tarasenko
38 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
------------------------------------------------------------------------------------------------------------------------
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CUSIP 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
2 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
3 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
4 Elect Toby T. Gati Mgmt N/A For N/A
5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
6 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
8 Elect Roger Munnings Mgmt N/A For N/A
9 Elect Richard H. Matzke Mgmt N/A Abstain N/A
10 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
11 Elect Ivan Pictet Mgmt N/A For N/A
12 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
13 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
14 Elect Ivan N. Mgmt For For For
Vrublevsky
15 Elect Pavel A. Suloev Mgmt For For For
16 Elect Aleksandr V. Mgmt For For For
Surkov
17 Directors' Fees Mgmt For For For
(Members)
18 Directors' Fees (New Mgmt For For For
Members)
19 Audit Commission Mgmt For For For
Members' Fees (FY2016)
20 Audit Commission Mgmt For For For
Members' Fees (FY2017)
21 Appointment of Auditor Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to General Mgmt For For For
Meeting Regulations
24 Amendments to Board of Mgmt For For For
Directors Regulations
25 D&O Insurance Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Platinum Group Metals Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTM CUSIP 72765Q601 02/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect R. Michael Jones Mgmt For For For
1.2 Elect Frank R. Hallam Mgmt For Withhold Against
1.3 Elect Iain D.C. McLean Mgmt For For For
1.4 Elect Eric H. Carlson Mgmt For Withhold Against
1.5 Elect Barry W. Smee Mgmt For For For
1.6 Elect Timothy D. Marlow Mgmt For For For
1.7 Elect Diana J. Walters Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Share Compensation Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect Gerald W. Grandey Mgmt For For For
1.5 Elect C. Steven Hoffman Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Keith G. Martell Mgmt For For For
1.9 Elect Aaron W. Regent Mgmt For For For
1.10 Elect Jochen E. Tilk Mgmt For For For
1.11 Elect Zoe A. Yujnovich Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PrairieSky Royalty Limited
Ticker Security ID: Meeting Date Meeting Status
PSK CUSIP 739721108 04/25/2017 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James Estey Mgmt For For For
1.2 Elect Margaret A. Mgmt For For For
McKenzie
1.3 Elect Andrew M. Philips Mgmt For For For
1.4 Elect Sheldon B. Mgmt For For For
Steeves
1.5 Elect Grant A. Zawalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants Mgmt For For For
(Non-Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent Director)
18 Share Grants (Chair) Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase Shares
------------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Mary Ralph Lowe Mgmt For For For
8 Elect Gregory G. Mgmt For For For
Maxwell
9 Elect Kevin S. McCarthy Mgmt For For For
10 Elect Steffen E. Palko Mgmt For For For
11 Elect Jeffrey L. Mgmt For For For
Ventura
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 06/27/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Sale of Coal & Allied Mgmt For Abstain Against
Industries Limited
------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Catherine J. Mgmt For For For
Hughes
5 Elect Roberto Egydio Mgmt For For For
Setubal
6 Elect Ben Van Beurden Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Euleen GOH Yiu Mgmt For For For
Kiang
9 Elect Charles O. Mgmt For For For
Holliday, Jr.
10 Elect Gerard Mgmt For For For
Kleisterlee
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase Shares
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction Targets
------------------------------------------------------------------------------------------------------------------------
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Henk Dijkgraaf Mgmt For For For
3 Re-elect JJ Njeke Mgmt For For For
4 Re-elect Bongani Mgmt For For For
Nqwababa
5 Re-elect Peter Mgmt For For For
Robertson
6 Elect Stephen Cornell Mgmt For For For
7 Elect Manuel Cuambe Mgmt For For For
8 Elect Paul Victor Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Colin Beggs)
11 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
12 Elect Audit Committee Mgmt For For For
Member (Imogen Mkhize)
13 Elect Audit Committee Mgmt For For For
Member (Johnson Njeke)
14 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Long-Term Mgmt For For For
Incentive Plan
17 Authority to Issue Mgmt For For For
Shares Pursuant to the
Long-Term Incentive
Plan
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Amendments to Mgmt For For For
Memorandum (Clause 9.1)
21 Amendments to Mgmt For For For
Memorandum (Clause
22.2)
22 Amendment to Mgmt For For For
Memorandum (Clause
23.1.12)
23 General Authority to Mgmt For For For
Repurchase Shares
24 Specific Authority to Mgmt For For For
Repurchase Shares
------------------------------------------------------------------------------------------------------------------------
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel Mgmt For For For
M. Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase Plan
------------------------------------------------------------------------------------------------------------------------
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change in Company Name Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/05/2017 Voted
Meeting Type Country of Trade
Annual Ireland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ken Bowles Mgmt For For For
6 Elect Jorgen Buhl Mgmt For For For
Rasmussen
7 Elect Liam O'Mahony Mgmt For For For
8 Elect Anthony Smurfit Mgmt For For For
9 Elect Godefridus P.F. Mgmt For For For
Beurskens
10 Elect Christel Bories Mgmt For For For
11 Elect Irial Finan Mgmt For For For
12 Elect James A. Lawrence Mgmt For For For
13 Elect John Moloney Mgmt For For For
14 Elect Roberto Newell Mgmt For For For
15 Elect Gonzalo Restrepo Mgmt For For For
Lopez
16 Elect Rosemary Thorne Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
21 Authority to Mgmt For For For
Repurchase Shares
22 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For Withhold Against
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Enrique Castillo Mgmt For For For
Sanchez Mejorada
1.6 Elect Xavier Garcia de Mgmt For For For
Quevedo Topete
1.7 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.8 Elect Luis Miguel Mgmt For For For
Palomino Bonilla
1.9 Elect Gilberto Mgmt For For For
Perezalonso Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Approval of a One-Year Mgmt For For For
Extension of the
Directors' Stock Award
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Keith E. Busse Mgmt For For For
1.3 Elect Frank D. Byrne Mgmt For For For
1.4 Elect Kenneth W. Cornew Mgmt For For For
1.5 Elect Traci M. Dolan Mgmt For For For
1.6 Elect Jurgen Kolb Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Richard P. Mgmt For For For
Teets, Jr.
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic Mgmt For For For
D'Alessandro
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect John R. Huff Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
O'Brien
1.9 Elect Eira Thomas Mgmt For For For
1.10 Elect Steven W. Mgmt For For For
Williams
1.11 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.4 Elect Edward C. Dowling Mgmt For For For
1.5 Elect Eiichi Fukuda Mgmt For For For
1.6 Elect Norman B. Keevil Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For Withhold Against
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Tracey L. McVicar Mgmt For For For
1.11 Elect Kenneth W. Mgmt For For For
Pickering
1.12 Elect Una M. Power Mgmt For For For
1.13 Elect Warren S.R. Mgmt For For For
Seyffert
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Presentation of Mgmt For For For
Accounts and Reports
2 Financial Statements Mgmt For For For
(Consolidated)
3 Financial Statements Mgmt For For For
(Separate)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors; Mgmt For Against Against
Board Size
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 03/24/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common Stock
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Edward G. Galante Mgmt For For For
3 Elect Gregory J. Goff Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Jim W. Nokes Mgmt For For For
7 Elect William H. Mgmt For For For
Schumann, III
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CUSIP 89151E109 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and Reports
3 Allocation of Mgmt For For For
Profits/Dividends;
Scrip Dividend Option
4 Scrip Dividend Option Mgmt For For For
for Interim Dividend
5 Authority to Mgmt For For For
Repurchase and Reissue
Shares
6 Elect Patricia Barbizet Mgmt For For For
7 Elect Marie-Christine Mgmt For For For
Coisne-Roquette
8 Elect Mark Cutifani Mgmt For For For
9 Elect Carlos Tavares Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Remuneration of Mgmt For Against Against
Patrick Pouyanne,
Chairman and CEO
12 Remuneration Policy Mgmt For For For
(Chair and CEO)
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
-------------------------------------------------------------------------------------------------------------------------
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CUSIP 900435108 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James W. Gill Mgmt For For For
1.2 Elect R. Peter Gillin Mgmt For For For
1.3 Elect Ulf Quellmann Mgmt For For For
1.4 Elect Russel C. Mgmt For For For
Robertson
1.5 Elect Maryse Mgmt For For For
Saint-Laurent
1.6 Elect Craig Stegman Mgmt For For For
1.7 Elect Jeffery D. Mgmt For For For
Tygesen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
-------------------------------------------------------------------------------------------------------------------------
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA3 CUSIP 90400P101 01/23/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Acquisition Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA3 CUSIP 90400P101 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Allocate Votes for Mgmt For Against Against
Cumulative Voting
6 Remuneration Policy Mgmt For For For
7 Election of Mgmt For For For
Supervisory Council
8 Supervisory Council Mgmt For For For
Fees
9 Long-Term Incentive Mgmt For For For
Plan
10 Capitalisation of Mgmt For For For
Reserves w/o Share
Issuance
11 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
------------------------------------------------------------------------------------------------------------------------
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Patricia Diaz Mgmt For For For
Dennis
2 Elect Dan O. Dinges Mgmt For For For
3 Elect John G. Drosdick Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Stephen J. Girsky Mgmt For For For
7 Elect Mario Longhi Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Glenda G. McNeal Mgmt For For For
10 Elect Robert J. Stevens Mgmt For For For
11 Elect David S. Mgmt For For For
Sutherland
12 Elect Patricia A. Mgmt For For For
Tracey
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 2016 Omnibus Incentive Mgmt For For For
Compensation Plan
16 Technical Amendments Mgmt For For For
to Articles
17 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Election of Mgmt For Abstain Against
Supervisory Council
5 Remuneration Policy Mgmt For Against Against
6 Supervisory Council's Mgmt For For For
Fees
------------------------------------------------------------------------------------------------------------------------
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 08/12/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Ratification of Mgmt For Against Against
Co-options of Motomu
Takahashi and Marcelo
Gasparino da Silva
(Alternate Director)
2 Amendments to Articles Mgmt For Against Against
Regarding Executive
Board Age Limits
3 Amendments to Articles Mgmt For For For
Regarding General
Meeting Chairman
------------------------------------------------------------------------------------------------------------------------
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Susan Kaufman Mgmt For For For
Purcell
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect O. B. Grayson Mgmt For For For
Hall, Jr.
2 Elect James T. Mgmt For For For
Prokopanko
3 Elect David P. Steiner Mgmt For For For
4 Elect Kathleen Mgmt For For For
Wilson-Thompson
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP 952845105 04/19/2017 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Board Size Mgmt For For For
2.1 Elect Hank Ketcham Mgmt For For For
2.2 Elect Reid Carter Mgmt For For For
2.3 Elect John Floren Mgmt For For For
2.4 Elect Brian G. Kenning Mgmt For For For
2.5 Elect John K. Ketcham Mgmt For Withhold Against
2.6 Elect Gerald J. Miller Mgmt For For For
2.7 Elect Robert L. Mgmt For For For
Phillips
2.8 Elect Janice Rennie Mgmt For For For
2.9 Elect Ted Seraphim Mgmt For For For
2.10 Elect Gillian D. Mgmt For For For
Winckler
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Mgmt For For For
Campbell
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect John A. Luke, Jr. Mgmt For For For
7 Elect Gracia C. Martore Mgmt For For For
8 Elect James E. Nevels Mgmt For For For
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Steven C. Mgmt For For For
Voorhees
11 Elect Bettina M. Whyte Mgmt For For For
12 Elect Alan D. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink Lewis
4 Elect John F. Morgan, Mgmt For For For
Sr.
5 Elect Nicole W. Mgmt For For For
Piasecki
6 Elect Marc F. Racicot Mgmt For For For
7 Elect Lawrence A. Mgmt For For For
Selzer
8 Elect Doyle R. Simons Mgmt For For For
9 Elect D. Michael Mgmt For For For
Steuert
10 Elect Kim Williams Mgmt For For For
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Philip E. Doty Mgmt For For For
1.2 Elect Carin S. Knickel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Large Cap Value Equity Fund
------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Edward M. Liddy Mgmt For For For
1.5 Elect Nancy McKinstry Mgmt For For For
1.6 Elect Phebe N. Mgmt For For For
Novakovic
1.7 Elect William A. Osborn Mgmt For For For
1.8 Elect Samuel C. Scott Mgmt For For For
III
1.9 Elect Daniel J. Starks Mgmt For For For
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Approval of 2017 Mgmt For For For
Incentive Stock Program
6 Employee Stock Mgmt For For For
Purchase Plan for
Non-U.S. Employees
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Heidi Kunz Fields Mgmt For For For
2 Elect Sue H. Rataj Mgmt For For For
3 Elect George A. Scangos Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Jin-Yong Cai Mgmt For For For
4 Elect Fulvio Conti Mgmt For For For
5 Elect Cheryl Francis Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect Robert S. Mgmt For For For
Morrison
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Remuneration Policy Mgmt For For For
(Binding)
15 Remuneration Report Mgmt For For For
(Advisory)
16 Accounts and Reports Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Ratification of Mgmt For For For
Statutory Auditor
19 Authority to Set Mgmt For For For
Auditor's Fees
20 Approval of Share Mgmt For For For
Repurchase Contracts
andRepurchase
Counterparties
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authorisation of Mgmt For For For
Political Donations
------------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Andrea Jung Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Levinson
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Donations
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Diversity of Board and
Management
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Compensation Reform
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Normal
Retirement Age
------------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive Bonus
Plan
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Abdlatif Yousef Mgmt For For For
Al-Hamad
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Mgmt For For For
Demchak
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Laurence D. Fink Mgmt For For For
7 Elect Fabrizio Freda Mgmt For For For
8 Elect Murry S. Gerber Mgmt For For For
9 Elect James Grosfeld Mgmt For For For
10 Elect Robert S. Kapito Mgmt For For For
11 Elect Sir Deryck C. Mgmt For For For
Maughan
12 Elect Cheryl D. Mills Mgmt For For For
13 Elect Gordon M. Nixon Mgmt For For For
14 Elect Charles H. Mgmt For For For
Robbins
15 Elect Ivan G. Mgmt For For For
Seidenberg
16 Elect Marco Antonio Mgmt For For For
Slim Domit
17 Elect John S. Varley Mgmt For For For
18 Elect Susan L. Wagner Mgmt For For For
19 Advisory Vote on Mgmt For Against Against
Executive Compensation
20 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
21 Ratification of Auditor Mgmt For For For
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Voting
Practices
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Ann Fritz Hackett Mgmt For For For
3 Elect Lewis Hay, III Mgmt For For For
4 Elect Benjamin P. Mgmt For For For
Jenkins, III
5 Elect Peter Thomas Mgmt For For For
Killalea
6 Elect Pierre E. Leroy Mgmt For For For
7 Elect Peter E. Raskind Mgmt For For For
8 Elect Mayo A. Shattuck Mgmt For For For
III
9 Elect Bradford H. Mgmt For For For
Warner
10 Elect Catherine G. West Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendment of the 2002 Mgmt For For For
Associate Stock
Purchase Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Linnet F. Deily Mgmt For For For
3 Elect Robert E. Denham Mgmt For For For
4 Elect Alice P. Gast Mgmt For For For
5 Elect Enrique Mgmt For For For
Hernandez, Jr.
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman, IV
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Elect Michael K. Wirth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Doing Business With
Governments Complicit
in Genocide
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to a Low
Carbon Economy
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditors
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Robert M. Mgmt For For For
Hernandez
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect James I. Cash, Mgmt For For For
Jr.
13 Elect Mary A. Cirillo Mgmt For For For
14 Elect Michael P. Mgmt For Against Against
Connors
15 Elect John A. Edwardson Mgmt For For For
16 Elect Leo F. Mullin Mgmt For For For
17 Elect Kimberly Ross Mgmt For For For
18 Elect Robert W. Scully Mgmt For For For
19 Elect Eugene B. Mgmt For For For
Shanks, Jr.
20 Elect Theodore Shasta Mgmt For For For
21 Elect David H. Sidwell Mgmt For For For
22 Elect Olivier Steimer Mgmt For For For
23 Elect James M. Mgmt For For For
Zimmerman
24 Elect Evan G. Mgmt For For For
Greenberg as Chairman
of the Board
25 Elect Michael P. Mgmt For Against Against
Connors
26 Elect Mary A. Cirillo Mgmt For For For
27 Elect Robert M. Mgmt For For For
Hernandez
28 Elect Robert W. Scully Mgmt For For For
29 Elect James M. Mgmt For For For
Zimmerman
30 ELECTION OF HOMBURGER Mgmt For For For
AG AS INDEPENDENT PROXY
31 APPROVAL OF AMENDED Mgmt For For For
AND RESTATED CHUBB
LIMITED EMPLOYEE STOCK
PURCHASE PLAN
32 Board Compensation Mgmt For For For
33 Executive Compensation Mgmt For For For
34 Advisory Vote on Mgmt For For For
Executive Compensation
35 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
36 Additional or Mgmt For Abstain Against
Miscellaneous Proposals
------------------------------------------------------------------------------------------------------------------------
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Eric J. Foss Mgmt For For For
3 Elect Isaiah Harris, Mgmt For For For
Jr.
4 Elect Jane E. Henney Mgmt For For For
5 Elect Roman Martinez IV Mgmt For For For
6 Elect Donna F. Zarcone Mgmt For For For
7 Elect William D. Mgmt For For For
Zollars
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
10 Amendment to the Cigna Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Carol A. Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect John T. Chambers Mgmt For For For
5 Elect Amy Chang Mgmt For For For
6 Elect John L. Hennessy Mgmt For Against Against
7 Elect Kristina M. Mgmt For For For
Johnson
8 Elect Roderick C. Mgmt For For For
McGeary
9 Elect Charles H. Mgmt For For For
Robbins
10 Elect Arun Sarin Mgmt For For For
11 Elect Steven M. West Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Breakdown of
Workforce in
Israel-Palestine
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Board Committee on
Business with Israeli
Settlements
------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Duncan P. Hennes Mgmt For For For
4 Elect Peter B. Henry Mgmt For For For
5 Elect Franz B. Humer Mgmt For For For
6 Elect Renee J. James Mgmt For For For
7 Elect Eugene M. McQuade Mgmt For For For
8 Elect Michael E. Mgmt For For For
O'Neill
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Anthony M. Mgmt For For For
Santomero
11 Elect Diana L. Taylor Mgmt For For For
12 Elect William S. Mgmt For For For
Thompson, Jr.
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Ernesto Zedillo Mgmt For For For
Ponce de Leon
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive Compensation
18 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Shareholder Value
Committee
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment to
Clawback Policy
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service Vesting
------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For Withhold Against
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Gerald L. Hassell Mgmt For Withhold Against
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Asuka Nakahara Mgmt For For For
1.8 Elect David C. Novak Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE COMPENSATION
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Mgmt For For For
Garrison II
6 Elect Lee W. Hogan Mgmt For For For
7 Elect Edward C. Mgmt For For For
Hutcheson, Jr.
8 Elect J. Landis Martin Mgmt For For For
9 Elect Robert F. Mgmt For For For
McKenzie
10 Elect Anthony J. Melone Mgmt For For For
11 Elect W. Benjamin Mgmt For For For
Moreland
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Jacqueline K. Mgmt For For For
Barton
3 Elect James A. Bell Mgmt For For For
4 Elect Richard K. Davis Mgmt For Against Against
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Mark Loughridge Mgmt For For For
8 Elect Raymond J. Mgmt For For For
Milchovich
9 Elect Robert S. Miller Mgmt For For For
10 Elect Paul Polman Mgmt For For For
11 Elect Dennis H. Reilley Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 Elect Ruth G. Shaw Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 07/20/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden Parachutes
------------------------------------------------------------------------------------------------------------------------
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Richard H. Fearon Mgmt For Against Against
6 Elect Charles E. Golden Mgmt For For For
7 Elect Arthur E. Johnson Mgmt For For For
8 Elect Deborah L. McCoy Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sandra Pianalto Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Amendment to Articles Mgmt For For For
to Adopt Proxy Access
14 Amendments to Articles Mgmt For For For
Regarding Notice
Periods
15 Ratification of Mgmt For For For
Auditor and Authority
to Set Fees
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
20 Authority to Mgmt For For For
Repurchase Overseas
Market Shares
------------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Vanessa C.L. Mgmt For For For
Chang
2 Elect Louis Hernandez, Mgmt For For For
Jr.
3 Elect James T. Morris Mgmt For For For
4 Elect Pedro J. Pizarro Mgmt For For For
5 Elect Linda G. Stuntz Mgmt For Against Against
6 Elect William P. Mgmt For For For
Sullivan
7 Elect Ellen O. Tauscher Mgmt For For For
8 Elect Peter J. Taylor Mgmt For For For
9 Elect Brett White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 07/19/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common Stock
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions Reporting
------------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/26/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James L. Mgmt For For For
Barksdale
2 Elect John A. Edwardson Mgmt For For For
3 Elect Marvin Ellison Mgmt For For For
4 Elect John C. Inglis Mgmt For For For
5 Elect Kimberly A. Jabal Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Risks Of LGBT-Focused
State Regulations
------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect W. Geoffrey Mgmt For For For
Beattie
3 Elect John J. Brennan Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Peter B. Henry Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Risa Mgmt For For For
Lavizzo-Mourey
12 Elect Rochelle B. Mgmt For For For
Lazarus
13 Elect Lowell C. McAdam Mgmt For For For
14 Elect Steven M. Mgmt For For For
Mollenkopf
15 Elect James J. Mulva Mgmt For For For
16 Elect James E. Rohr Mgmt For For For
17 Elect Mary L. Schapiro Mgmt For For For
18 Elect James S. Tisch Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive Compensation
20 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
21 Amendment to the 2007 Mgmt For For For
Long-term Incentive
Plan
22 Approval of the Mgmt For For For
Material Terms of the
2007 Long-Term
Incentive Plan for
Section 162(m)
23 Ratification of Auditor Mgmt For For For
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Spending
------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect William S. Ayer Mgmt For For For
3 Elect Kevin Burke Mgmt For For For
4 Elect Jaime Chico Pardo Mgmt For For For
5 Elect David M. Cote Mgmt For For For
6 Elect D. Scott Davis Mgmt For For For
7 Elect Linnet F. Deily Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect George Paz Mgmt For For For
12 Elect Bradley T. Mgmt For For For
Sheares
13 Elect Robin L. Mgmt For For For
Washington
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Mark B. McClellan Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect William D. Perez Mgmt For For For
8 Elect Charles Prince Mgmt For For For
9 Elect A. Eugene Mgmt For For For
Washington
10 Elect Ronald A. Mgmt For For For
Williams
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 RE-APPROVAL OF THE Mgmt For For For
MATERIAL TERMS OF
PERFORMANCE GOALS
UNDER THE 2012
LONG-TERM INCENTIVE
PLAN
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Johnson Controls International plc
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP G51502105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Natalie A. Black Mgmt For For For
3 Elect Michael E. Mgmt For For For
Daniels
4 Elect Brian Duperreault Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Alex A. Mgmt For For For
Molinaroli
7 Elect George R. Oliver Mgmt For For For
8 Elect Juan Pablo del Mgmt For For For
Valle Perochena
9 Elect Jurgen Tinggren Mgmt For For For
10 Elect Mark P. Vergnano Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Ratification of Mgmt For For For
PricewaterhouseCoopers
13 Authority to Set Mgmt For For For
Auditor's Fees
14 Authority to Mgmt For For For
Repurchase Shares
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury Shares
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Approve Performance Mgmt For For For
Goals of 2012 Share
and Incentive Plan
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
------------------------------------------------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 08/17/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden Parachutes
------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect James A. Bell Mgmt For For For
3 Elect Crandall C. Mgmt For For For
Bowles
4 Elect Stephen B. Burke Mgmt For For For
5 Elect Todd A. Combs Mgmt For For For
6 Elect James S. Crown Mgmt For For For
7 Elect James Dimon Mgmt For For For
8 Elect Timothy P. Flynn Mgmt For For For
9 Elect Laban P. Mgmt For For For
Jackson, Jr.
10 Elect Michael A. Neal Mgmt For For For
11 Elect Lee R. Raymond Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service Vesting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment to
Clawback Policy
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect David L. Herzog Mgmt For For For
4 Elect R. Glenn Hubbard Mgmt For For For
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Alfred F. Kelly, Mgmt For For For
Jr.
7 Elect Edward J. Kelly, Mgmt For For For
III
8 Elect William E. Mgmt For For For
Kennard
9 Elect James M. Kilts Mgmt For For For
10 Elect Catherine R. Mgmt For For For
Kinney
11 Elect Denise M. Mgmt For For For
Morrison
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/30/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Teri L. Mgmt For For For
List-Stoll
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Mgmt For For For
Panke
7 Elect Sandra E. Mgmt For For For
Peterson
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to Articles Mgmt For For For
to Reduce the
Ownership Threshold
Required to Call a
Special Meeting
15 Amendment to the 2001 Mgmt For For For
Stock Plan and French
Sub-Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Nelson Peltz Mgmt For For For
8 Elect Fredric G. Mgmt For For For
Reynolds
9 Elect Irene B. Mgmt For For For
Rosenfeld
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Ruth J. Simmons Mgmt For For For
13 Elect Jean-Francois M. Mgmt For For For
L. van Boxmeer
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting On
The Use of
Non-Recyclable
Packaging
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Plant
Closings
------------------------------------------------------------------------------------------------------------------------
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect William H. Mgmt For For For
Swanson
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Non-Employee Director
Stock Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Wesley G. Bush Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Victor H. Fazio Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Ann M. Fudge Mgmt For For For
6 Elect Bruce S. Gordon Mgmt For For For
7 Elect William H. Mgmt For For For
Hernandez
8 Elect Madeleine A. Mgmt For For For
Kleiner
9 Elect Karl J. Krapek Mgmt For For For
10 Elect Gary Roughead Mgmt For For For
11 Elect Thomas M. Schoewe Mgmt For For For
12 Elect James S. Turley Mgmt For For For
13 Elect Mark A. Welsh III Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect H. Raymond Mgmt For Withhold Against
Bingham
1.3 Elect Michael J. Boskin Mgmt For Withhold Against
1.4 Elect Safra A. Catz Mgmt For For For
1.5 Elect Bruce R. Chizen Mgmt For Withhold Against
1.6 Elect George H. Mgmt For Withhold Against
Conrades
1.7 Elect Lawrence J. Mgmt For For For
Ellison
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Renee J. James Mgmt For For For
1.12 Elect Leon E. Panetta Mgmt For For For
1.13 Elect Naomi O. Seligman Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
PACCAR Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Beth E. Ford Mgmt For For For
2 Elect Kirk S. Hachigian Mgmt For For For
3 Elect Roderick C. Mgmt For Against Against
McGeary
4 Elect Mark A. Schulz Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Hugh Grant Mgmt For For For
3 Elect Melanie L. Healey Mgmt For For For
4 Elect Michele J. Hooper Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Oscar Bernardes Mgmt For For For
3 Elect Nance K. Dicciani Mgmt For For For
4 Elect Edward G. Galante Mgmt For For For
5 Elect Raymond W. Mgmt For For For
LeBoeuf
6 Elect Larry D. McVay Mgmt For For For
7 Elect Martin H. Mgmt For Against Against
Richenhagen
8 Elect Wayne T. Smith Mgmt For For For
9 Elect Robert L. Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Approval of Amendments Mgmt For For For
to the 2009 Long Term
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ronald L. Mgmt For For For
Havner, Jr.
2 Elect Tamara Hughes Mgmt For For For
Gustavson
3 Elect Uri P. Harkham Mgmt For For For
4 Elect Leslie Stone Mgmt For For For
Heisz
5 Elect B. Wayne Hughes, Mgmt For For For
Jr.
6 Elect Avedick B. Mgmt For For For
Poladian
7 Elect Gary E. Pruitt Mgmt For For For
8 Elect Ronald P. Spogli Mgmt For For For
9 Elect Daniel C. Staton Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frank A. Mgmt For For For
Bennack, Jr.
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Stock
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259107 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Catherine J. Mgmt For For For
Hughes
5 Elect Roberto Egydio Mgmt For For For
Setubal
6 Elect Ben Van Beurden Mgmt For For For
7 Elect Guy Elliott Mgmt For For For
8 Elect Euleen GOH Yiu Mgmt For For For
Kiang
9 Elect Charles O. Mgmt For For For
Holliday, Jr.
10 Elect Gerard Mgmt For For For
Kleisterlee
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase Shares
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction Targets
------------------------------------------------------------------------------------------------------------------------
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Miguel Mgmt For For For
M. Galuccio
3 Elect V. Maureen Mgmt For For For
Kempston Darkes
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Helge Lund Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Lubna S. Olayan Mgmt For For For
10 Elect Leo Rafael Reif Mgmt For For For
11 Elect Tore I. Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Approval of Financial Mgmt For For For
Statements/Dividends
16 Ratification of Auditor Mgmt For For For
17 Approval of the 2017 Mgmt For For For
Omnibus Stock
Incentive Plan
18 Amendment to the Mgmt For For For
Discounted Stock
Purchase Plan
------------------------------------------------------------------------------------------------------------------------
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Arthur W. Mgmt For For For
Coviello, Jr.
4 Elect William W. Mgmt For For For
Graylin
5 Elect Roy A. Guthrie Mgmt For For For
6 Elect Richard C. Mgmt For For For
Hartnack
7 Elect Jeffrey G. Naylor Mgmt For For For
8 Elect Laurel J. Richie Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ralph W. Babb, Mgmt For For For
Jr.
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Todd M. Bluedorn Mgmt For Against Against
4 Elect Daniel A. Carp Mgmt For For For
5 Elect Janet F. Clark Mgmt For For For
6 Elect Carrie S. Cox Mgmt For For For
7 Elect J.M. Hobby Mgmt For For For
8 Elect Ronald Kirk Mgmt For For For
9 Elect Pamela H. Patsley Mgmt For Against Against
10 Elect Robert E. Sanchez Mgmt For For For
11 Elect Wayne R. Sanders Mgmt For For For
12 Elect Richard K. Mgmt For For For
Templeton
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Scott D. Cook Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney, Jr.
7 Elect David. S. Taylor Mgmt For For For
8 Elect Margaret C. Mgmt For For For
Whitman
9 Elect Patricia A. Mgmt For For For
Woertz
10 Elect Ernesto Zedillo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Lobbying Organizations
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Risks Of LGBT-Focused
State Regulations
------------------------------------------------------------------------------------------------------------------------
The Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stuart B. Mgmt For For For
Burgdoerfer
2 Elect Charles A. Davis Mgmt For For For
3 Elect Roger N. Farah Mgmt For For For
4 Elect Lawton W. Fitt Mgmt For For For
5 Elect Susan Patricia Mgmt For For For
Griffith
6 Elect Jeffrey D. Kelly Mgmt For For For
7 Elect Patrick H. Mgmt For For For
Nettles
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect Bradley T. Mgmt For For For
Sheares
10 Elect Barbara R. Snyder Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Executive Annual
Incentive Plan
12 Approval of the 2017 Mgmt For For For
Directors Equity
Incentive Plan
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For Against Against
3 Elect Jack Dorsey Mgmt For Against Against
4 Elect Robert A. Iger Mgmt For For For
5 Elect Maria Elena Mgmt For For For
Lagomasino
6 Elect Fred H. Mgmt For For For
Langhammer
7 Elect Aylwin B. Lewis Mgmt For Against Against
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Mark G. Parker Mgmt For For For
10 Elect Sheryl Sandberg Mgmt For For For
11 Elect Orin C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Douglas M. Mgmt For Against Against
Baker, Jr.
2 Elect Warner L. Baxter Mgmt For For For
3 Elect Marc N. Casper Mgmt For For For
4 Elect Andrew Cecere Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Collins, Jr.
6 Elect Richard K. Davis Mgmt For For For
7 Elect Kimberly J. Mgmt For For For
Harris
8 Elect Roland Hernandez Mgmt For For For
9 Elect Doreen Woo Ho Mgmt For For For
10 Elect Olivia F. Kirtley Mgmt For For For
11 Elect Karen S. Lynch Mgmt For For For
12 Elect David B. O'Maley Mgmt For For For
13 Elect O'dell M. Owens Mgmt For For For
14 Elect Craig D. Schnuck Mgmt For For For
15 Elect Scott W. Wine Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive Compensation
18 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
------------------------------------------------------------------------------------------------------------------------
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lloyd J Austin Mgmt For For For
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Edward A. Kangas Mgmt For For For
7 Elect Ellen J. Kullman Mgmt For For For
8 Elect Marshall O. Mgmt For For For
Larsen
9 Elect Harold W. McGraw Mgmt For For For
III
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect Brian C. Rogers Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William C. Mgmt For For For
Ballard, Jr.
2 Elect Richard T. Burke Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Stephen J. Mgmt For For For
Hemsley
5 Elect Michele J. Hooper Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Glenn M. Renwick Mgmt For Against Against
8 Elect Kenneth I. Shine Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Richard L. Mgmt For For For
Carrion
4 Elect Melanie L. Healey Mgmt For For For
5 Elect M. Frances Keeth Mgmt For For For
6 Elect Karl-Ludwig Kley Mgmt For For For
7 Elect Lowell C. McAdam Mgmt For For For
8 Elect Clarence Otis, Mgmt For For For
Jr.
9 Elect Rodney E. Slater Mgmt For For For
10 Elect Kathryn A. Tesija Mgmt For For For
11 Elect Gregory D. Wasson Mgmt For For For
12 Elect Gregory G. Weaver Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 2017 Long-Term Mgmt For For For
Incentive Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Rights
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Clawback
Policy
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Normal
Retirement Age
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Limiting
Matching Contributions
for Executives
------------------------------------------------------------------------------------------------------------------------
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect O. B. Grayson Mgmt For For For
Hall, Jr.
2 Elect James T. Mgmt For For For
Prokopanko
3 Elect David P. Steiner Mgmt For For For
4 Elect Kathleen Mgmt For For For
Wilson-Thompson
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect John S. Chen Mgmt For Against Against
3 Elect Lloyd H. Dean Mgmt For Against Against
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Enrique Mgmt For Against Against
Hernandez, Jr.
6 Elect Donald M. James Mgmt For For For
7 Elect Cynthia H. Mgmt For Against Against
Milligan
8 Elect Karen B. Peetz Mgmt For For For
9 Elect Federico F. Pena Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect Ronald L. Sargent Mgmt For For For
13 Elect Timothy J. Sloan Mgmt For For For
14 Elect Susan Swenson Mgmt For Against Against
15 Elect Suzanne M. Mgmt For For For
Vautrinot
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retail
Banking Sales
Practices Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Study
Session to Address
Divestiture of
Non-Core Banking Assets
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Peoples' Rights Policy
-------------------------------------------------------------------------------------------------------------------------
Willis Towers Watson PLC
Ticker Security ID: Meeting Date Meeting Status
WLTW CUSIP G96629103 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anna C. Catalano Mgmt For For For
2 Elect Victor F. Ganzi Mgmt For For For
3 Elect John J. Haley Mgmt For For For
4 Elect Wendy E. Lane Mgmt For For For
5 Elect James F. McCann Mgmt For Against Against
6 Elect Brendan R. Mgmt For For For
O'Neill
7 Elect Jaymin Patel Mgmt For For For
8 Elect Linda D. Rabbitt Mgmt For For For
9 Elect Paul Thomas Mgmt For For For
10 Elect Jeffrey W. Ubben Mgmt For For For
11 Elect Wilhelm Zeller Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Amendment to Articles Mgmt For For For
to adopt Proxy Access
16 Amendments to Adopt Mgmt For For For
Plurality Voting
Standard in Contested
Elections
17 Authorization of Board Mgmt For For For
to Set Board Size
18 Amendments to Advance Mgmt For For For
Notice Provision and
Other Amendments in
Connection with
Ireland Companies Act
of 2014
19 Technical Amendments Mgmt For For For
to Memorandum of
Association
20 Authority to Issue Mgmt For For For
Shares
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Mid-Cap Value Equity Fund
------------------------------------------------------------------------------------------------------------------------
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Glenn Earle Mgmt For For For
4 Elect Niall Ferguson Mgmt For For For
5 Elect Sean M. Healey Mgmt For For For
6 Elect Tracy P. Mgmt For For For
Palandjian
7 Elect Patrick T. Ryan Mgmt For Against Against
8 Elect Jide J. Zeitlin Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Permit Removal of
Directors Without Cause
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Heidi Kunz Fields Mgmt For For For
2 Elect Sue H. Rataj Mgmt For For For
3 Elect George A. Scangos Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect Marion C. Blakey Mgmt For For For
3 Elect Phyllis J. Mgmt For For For
Campbell
4 Elect Dhiren Fonseca Mgmt For For For
5 Elect Jessie J. Mgmt For For For
Knight, Jr.
6 Elect Dennis F. Madsen Mgmt For For For
7 Elect Helvi K. Sandvik Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Elect Bradley D. Tilden Mgmt For For For
10 Elect Eric K. Yeaman Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common Stock
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stan A. Askren Mgmt For Against Against
2 Elect Lawrence E. Dewey Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect Alvaro Mgmt For For For
Garcia-Tunon
5 Elect William R. Harker Mgmt For For For
6 Elect Richard P. Lavin Mgmt For For For
7 Elect Thomas W. Rabaut Mgmt For For For
8 Elect Francis Raborn Mgmt For For For
9 Elect Richard V. Mgmt For For For
Reynolds
10 Elect James A. Star Mgmt For For For
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William C. Mgmt For For For
Bayless, Jr.
2 Elect Blakeley W. Mgmt For For For
Chandlee III
3 Elect G. Steven Dawson Mgmt For For For
4 Elect Cydney C. Donnell Mgmt For For For
5 Elect Dennis G. Lopez Mgmt For For For
6 Elect Edward Lowenthal Mgmt For For For
7 Elect Oliver Luck Mgmt For For For
8 Elect C. Patrick Oles Mgmt For For For
Jr.
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
American Water Works Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Julie A. Dobson Mgmt For For For
2 Elect Paul J. Evanson Mgmt For For For
3 Elect Martha Clark Goss Mgmt For For For
4 Elect Veronica M. Hagen Mgmt For For For
5 Elect Julia L. Johnson Mgmt For For For
6 Elect Karl F. Kurz Mgmt For For For
7 Elect George MacKenzie Mgmt For For For
8 Elect Susan N. Story Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Approval of the 2017 Mgmt For For For
Omnibus Equity Plan
12 Approval of the 2017 Mgmt For For For
Non-qualified Employee
Stock Option Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendments to Mgmt For For For
Certificate of
Incorporation To
Permit Removal of
Directors Without Cause
------------------------------------------------------------------------------------------------------------------------
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Thomas A. Amato Mgmt For For For
2 Elect Anthony J. Conti Mgmt For For For
3 Elect Frank S. Hermance Mgmt For For For
4 Elect Gretchen W. Mgmt For For For
McClain
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Bruce R. Evans Mgmt For For For
5 Elect Edward H. Frank Mgmt For For For
6 Elect Mark M. Little Mgmt For For For
7 Elect Neil S. Novich Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Elect Lisa T. Su Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive Bonus
Plan
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 09/07/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization into a Mgmt For For For
Holding Company
Structure and
Reincorporation from
Kentucky to Delaware
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
BankUnited Inc.
Ticker Security ID: Meeting Date Meeting Status
BKU CUSIP 06652K103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Kanas Mgmt For For For
1.2 Elect Rajinder P. Singh Mgmt For For For
1.3 Elect Tere Blanca Mgmt For For For
1.4 Elect Eugene F. DeMark Mgmt For For For
1.5 Elect Michael J. Mgmt For For For
Dowling
1.6 Elect Douglas J. Pauls Mgmt For For For
1.7 Elect A. Gail Prudenti Mgmt For For For
1.8 Elect Sanjiv Sobti Mgmt For For For
1.9 Elect A. Robert Towbin Mgmt For For For
1.10 Elect Lynne Wines Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Rhys J. Best Mgmt For For For
3 Elect Robert S. Boswell Mgmt For For For
4 Elect Dan O. Dinges Mgmt For For For
5 Elect Robert Kelley Mgmt For For For
6 Elect W. Matt Ralls Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bennett Dorrance Mgmt For For For
2 Elect Randall W. Mgmt For For For
Larrimore
3 Elect Marc B. Mgmt For For For
Lautenbach
4 Elect Mary Alice D. Mgmt For For For
Malone
5 Elect Sara Mathew Mgmt For For For
6 Elect Keith R. Mgmt For For For
McLoughlin
7 Elect Denise M. Mgmt For For For
Morrison
8 Elect Charles R. Perrin Mgmt For For For
9 Elect Nick Shreiber Mgmt For For For
10 Elect Tracey T. Travis Mgmt For For For
11 Elect Archbold D. van Mgmt For For For
Beuren
12 Elect Les C. Vinney Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 03/16/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Martha H. Bejar Mgmt For For For
1.2 Elect Virginia Boulet Mgmt For For For
1.3 Elect Peter C. Brown Mgmt For For For
1.4 Elect W. Bruce Hanks Mgmt For For For
1.5 Elect Mary L. Landrieu Mgmt For For For
1.6 Elect Harvey P. Perry Mgmt For For For
1.7 Elect Glen F. Post III Mgmt For For For
1.8 Elect Michael J. Mgmt For For For
Roberts
1.9 Elect Laurie A. Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement Age
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report (1)
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report (2)
------------------------------------------------------------------------------------------------------------------------
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Eric J. Foss Mgmt For For For
3 Elect Isaiah Harris, Mgmt For For For
Jr.
4 Elect Jane E. Henney Mgmt For For For
5 Elect Roman Martinez IV Mgmt For For For
6 Elect Donna F. Zarcone Mgmt For For For
7 Elect William D. Mgmt For For For
Zollars
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
10 Amendment to the Cigna Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
CIT Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CIT CUSIP 125581801 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ellen R. Alemany Mgmt For For For
2 Elect Michael L. Mgmt For For For
Brosnan
3 Elect Michael A. Mgmt For For For
Carpenter
4 Elect Dorene C. Mgmt For For For
Dominguez
5 Elect Alan Frank Mgmt For For For
6 Elect William M. Mgmt For For For
Freeman
7 Elect R. Brad Oates Mgmt For For For
8 Elect Marianne M. Parrs Mgmt For For For
9 Elect Gerald Rosenfeld Mgmt For For For
10 Elect John R. Ryan Mgmt For For For
11 Elect Sheila A. Stamps Mgmt For For For
12 Elect Laura S. Unger Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Citizens Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFG CUSIP 174610105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bruce Van Saun Mgmt For For For
2 Elect Mark S. Casady Mgmt For For For
3 Elect Christine M. Mgmt For For For
Cumming
4 Elect Anthony Di Iorio Mgmt For For For
5 Elect William P. Mgmt For Against Against
Hankowsky
6 Elect Howard W. Hanna Mgmt For For For
III
7 Elect Leo I. Higdon, Mgmt For For For
Jr.
8 Elect Charles J. Koch Mgmt For For For
9 Elect Arthur F. Ryan Mgmt For For For
10 Elect Shivan S. Mgmt For For For
Subramaniam
11 Elect Wendy A. Watson Mgmt For For For
12 Elect Marita Zuraitis Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect Stephen E. Ewing Mgmt For For For
5 Elect William D. Harvey Mgmt For For For
6 Elect Philip R. Mgmt For For For
Lochner, Jr.
7 Elect Patricia K. Poppe Mgmt For For For
8 Elect John G. Russell Mgmt For For For
9 Elect Myrna M. Soto Mgmt For For For
10 Elect John G. Sznewajs Mgmt For For For
11 Elect Laura H. Wright Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Cooper Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
COO CUSIP 216648402 03/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect A. Thomas Bender Mgmt For For For
2 Elect Colleen E. Jay Mgmt For For For
3 Elect Michael H. Mgmt For For For
Kalkstein
4 Elect William A. Kozy Mgmt For For For
5 Elect Jody S. Lindell Mgmt For For For
6 Elect Gary S. Mgmt For For For
Petersmeyer
7 Elect Allan E. Mgmt For For For
Rubenstein
8 Elect Robert S. Weiss Mgmt For For For
9 Elect Stanley Zinberg Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Executive Incentive
Program
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David M. Demshur Mgmt For For For
2 Elect Jan W. Sodderland Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Accounts and Reports Mgmt For For For
7 Cancellation of Mgmt For For For
Repurchased Shares
8 Extension and Renewal Mgmt For For For
of Exisiting Authority
to Repurchase Shares
9 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive Rights
10 Extension of Authority Mgmt For For For
to Issue Shares w/o
Preemptive Rights
-------------------------------------------------------------------------------------------------------------------------
Cousins Properties Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUZ CUSIP 222795106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charles T. Mgmt For For For
Cannada
2 Elect Edward M. Casal Mgmt For For For
3 Elect Robert M. Chapman Mgmt For For For
4 Elect Lawrence L. Mgmt For For For
Gellerstedt, III
5 Elect Lillian C. Mgmt For For For
Giornelli
6 Elect S. Taylor Glover Mgmt For For For
7 Elect Donna W. Hyland Mgmt For For For
8 Elect Brenda J. Mixson Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 03/24/2017 Voted
Meeting Type Country of Trade
Consent United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elimination of Mgmt For For For
Cumulative Voting
-------------------------------------------------------------------------------------------------------------------------
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 06/20/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect J. Daniel Mgmt N/A TNA N/A
McCranie
1.2 Elect Camillo Martino Mgmt N/A TNA N/A
1.3 Elect W. Steve Albrecht Mgmt N/A TNA N/A
1.4 Elect Hassane El-Khoury Mgmt N/A TNA N/A
1.5 Elect Oh Chul Kwon Mgmt N/A TNA N/A
1.6 Elect Wilbert van den Mgmt N/A TNA N/A
Hoek
1.7 Elect Michael S. Mgmt N/A TNA N/A
Wishart
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
4 Frequency of Advisory Mgmt N/A TNA N/A
Vote on Executive
Compensation
5 Amendment to the 2013 Mgmt N/A TNA N/A
Stock Plan
-------------------------------------------------------------------------------------------------------------------------
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 06/20/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect W. Steve Albrecht Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect H. Raymond Mgmt For For For
Bingham
1.4 Elect Hassane El-Khoury Mgmt For For For
1.5 Elect Oh Chul Kwon Mgmt For For For
1.6 Elect Wilbert van den Mgmt For For For
Hoek
1.7 Elect Michael S. Mgmt For For For
Wishart
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Amendment to the 2013 Mgmt For For For
Stock Plan
-------------------------------------------------------------------------------------------------------------------------
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gary J. Wojtaszek Mgmt For For For
1.2 Elect David H. Ferdman Mgmt For For For
1.3 Elect John W. Gamble, Mgmt For For For
Jr
1.4 Elect Michael A. Klayko Mgmt For For For
1.5 Elect T. Tod Nielsen Mgmt For For For
1.6 Elect Alex Shumate Mgmt For For For
1.7 Elect William E. Mgmt For Withhold Against
Sullivan
1.8 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher, Jr.
1.7 Elect Duane C. Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Annual Mgmt For For For
Incentive Compensation
Plan
6 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Mgmt For For For
Hoffman
1.2 Elect Douglas A. Milroy Mgmt For For For
1.3 Elect Willard D. Mgmt For For For
Oberton
1.4 Elect John P. Wiehoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Martin M. Ellen Mgmt For For For
2 Elect David B. Powers Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Vanessa C.L. Mgmt For For For
Chang
2 Elect Louis Hernandez, Mgmt For For For
Jr.
3 Elect James T. Morris Mgmt For For For
4 Elect Pedro J. Pizarro Mgmt For For For
5 Elect Linda G. Stuntz Mgmt For Against Against
6 Elect William P. Mgmt For For For
Sullivan
7 Elect Ellen O. Tauscher Mgmt For For For
8 Elect Peter J. Taylor Mgmt For For For
9 Elect Brett White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect J. Roderick Clark Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Elect C. Christopher Mgmt For Against Against
Gaut
5 Elect Gerald W. Haddock Mgmt For For For
6 Elect Francis S. Kalman Mgmt For For For
7 Elect Keith O. Rattie Mgmt For For For
8 Elect Paul E. Rowsey Mgmt For For For
III
9 Elect Carl G. Trowell Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Appointment of U.K. Mgmt For For For
Auditor
12 Authority to Set U.K. Mgmt For For For
Auditor's Fees
13 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
14 Remuneration Policy Mgmt For For For
(UK - Binding)
15 Remuneration Report Mgmt For For For
(UK -- Advisory)
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Accounts and Reports Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for General
Purposes
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for Specified
Purposes
------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Braden R Kelly Mgmt For For For
2 Elect A. George Battle Mgmt For For For
3 Elect Mark Begor Mgmt For For For
4 Elect Greg G. Gianforte Mgmt For For For
5 Elect James D. Kirsner Mgmt For For For
6 Elect William J. Mgmt For For For
Lansing
7 Elect Marc F. McMorris Mgmt For For For
8 Elect Joanna Rees Mgmt For For For
9 Elect David A. Rey Mgmt For For For
10 Amendment to the Long Mgmt For For For
Term Incentive Plan
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kate D. Mitchell Mgmt For For For
2 Elect Israel Ruiz Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
------------------------------------------------------------------------------------------------------------------------
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Terry D. Bassham Mgmt For For For
1.2 Elect David L. Bodde Mgmt For For For
1.3 Elect Randall C. Mgmt For For For
Ferguson, Jr.
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Scott D. Grimes Mgmt For For For
1.6 Elect Thomas D. Hyde Mgmt For For For
1.7 Elect Ann D. Murtlow Mgmt For For For
1.8 Elect Sandra J. Price Mgmt For For For
1.9 Elect John J. Sherman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
------------------------------------------------------------------------------------------------------------------------
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Dattilo Mgmt For For For
5 Elect Roger Fradin Mgmt For For For
6 Elect Terry D. Growcock Mgmt For For For
7 Elect Lewis Hay, III Mgmt For For For
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Leslie F. Kenne Mgmt For For For
10 Elect James C. Stoffel Mgmt For For For
11 Elect Gregory T. Mgmt For For For
Swienton
12 Elect Hansel E. Tookes Mgmt For For For
II
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert B. Mgmt For For For
Allardice, III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Kathryn A. Mgmt For For For
Mikells
4 Elect Michael G. Morris Mgmt For For For
5 Elect Thomas A. Renyi Mgmt For For For
6 Elect Julie G. Mgmt For For For
Richardson
7 Elect Teresa W. Mgmt For For For
Roseborough
8 Elect Virginia P. Mgmt For For For
Ruesterholz
9 Elect Charles B. Mgmt For For For
Strauss
10 Elect Christopher J. Mgmt For For For
Swift
11 Elect H. Patrick Mgmt For For For
Swygert
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBB CUSIP 443510607 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carlos M. Cardoso Mgmt For For For
1.2 Elect Anthony J. Guzzi Mgmt For For For
1.3 Elect Neal J. Keating Mgmt For For For
1.4 Elect John F. Malloy Mgmt For For For
1.5 Elect Judith F. Marks Mgmt For For For
1.6 Elect David G. Nord Mgmt For For For
1.7 Elect John G. Russell Mgmt For For For
1.8 Elect Steven R. Shawley Mgmt For For For
1.9 Elect Richard J. Swift Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Bruce D. Mgmt For For For
Broussard
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect W. Roy Dunbar Mgmt For For For
5 Elect David A. Jones Mgmt For For For
Jr.
6 Elect William J. Mgmt For For For
McDonald
7 Elect William E. Mgmt For For For
Mitchell
8 Elect David B. Nash Mgmt For For For
9 Elect James J. O'Brien Mgmt For For For
10 Elect Marissa T. Mgmt For For For
Peterson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Ahmet Cemal Mgmt For For For
Dorduncu
4 Elect Ilene S. Gordon Mgmt For Against Against
5 Elect Jay L. Johnson Mgmt For For For
6 Elect Stacey J. Mobley Mgmt For For For
7 Elect Kathryn D. Mgmt For For For
Sullivan
8 Elect Mark S. Sutton Mgmt For For For
9 Elect John L. Mgmt For For For
Townsend, III
10 Elect William G. Walter Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 08/17/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden Parachutes
------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Austin A. Adams Mgmt For For For
2 Elect Bruce D. Mgmt For For For
Broussard
3 Elect Charles P. Cooley Mgmt For For For
4 Elect Gary M. Crosby Mgmt For For For
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect H. James Dallas Mgmt For For For
7 Elect Elizabeth R. Gile Mgmt For For For
8 Elect Ruth Ann M. Mgmt For For For
Gillis
9 Elect William G. Mgmt For For For
Gisel, Jr.
10 Elect Carlton L. Mgmt For For For
Highsmith
11 Elect Richard J. Hipple Mgmt For For For
12 Elect Kristen L. Manos Mgmt For For For
13 Elect Beth E. Mooney Mgmt For For For
14 Elect Demos Parneros Mgmt For For For
15 Elect Barbara R. Snyder Mgmt For For For
16 Elect David K. Wilson Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive Compensation
19 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kenneth M. Jacobs Mgmt For For For
1.2 Elect Michelle Jarrard Mgmt For For For
1.3 Elect Philip A. Laskawy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service Vesting
------------------------------------------------------------------------------------------------------------------------
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Attea Mgmt For For For
1.2 Elect Kenneth F. Myszka Mgmt For For For
1.3 Elect Charles E. Lannon Mgmt For For For
1.4 Elect Stephen R. Mgmt For For For
Rusmisel
1.5 Elect Arthur L. Mgmt For For For
Havener, Jr.
1.6 Elect Mark G. Barberio Mgmt For For For
2 Amendment to Bylaws to Mgmt For For For
Enable Shareholders to
Make Amendments
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Macquarie Infrastructure Corporation
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 55608B105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Norman H. Brown, Mgmt For For For
Jr.
2 Elect George W. Mgmt For For For
Carmany, III
3 Elect Ronald Kirk Mgmt For For For
4 Elect Henry E. Lentz Mgmt For For For
5 Elect Ouma Sananikone Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
8 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven A. Davis Mgmt For For For
2 Elect Gary R. Heminger Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Approval of Mgmt For For For
162(m)-related
provisions of the
Amended and Restated
2012 Incentive
Compensation Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Indigenous
Rights Risk
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Sue W. Cole Mgmt For For For
2 Elect Michael J. Mgmt For For For
Quillen
3 Elect John J. Koraleski Mgmt For For For
4 Elect Stephen P. Mgmt For For For
Zelnak, Jr.
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
MB Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MBFI CUSIP 55264U108 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Bolger Mgmt For For For
2 Elect C. Bryan Daniels Mgmt For For For
3 Elect Mitchell S. Mgmt For For For
Feiger
4 Elect Sunil Garg Mgmt For For For
5 Elect Charles J. Gries Mgmt For For For
6 Elect James N. Hallene Mgmt For For For
7 Elect Thomas H. Harvey Mgmt For For For
8 Elect Richard J. Mgmt For For For
Holmstrom
9 Elect Karen J. May Mgmt For For For
10 Elect Ronald D. Santo Mgmt For For For
11 Elect Jennifer W. Mgmt For For For
Steans
12 Elect Renee Togher Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For Against Against
4 Elect William McKenzie Mgmt For For For
5 Elect C. Reynolds Mgmt For For For
Thompson, III
6 Elect D. Paul Sparks Mgmt For For For
Jr.
7 Elect D. Michael G. Mgmt For For For
Stewart
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 11/10/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common Stock
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Roger G. Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Pamela K. M. Mgmt For For For
Beall
1.2 Elect Steven Cosler Mgmt For For For
1.3 Elect Don DeFosset Mgmt For For For
1.4 Elect David M. Fick Mgmt For For For
1.5 Elect Edward J. Fritsch Mgmt For For For
1.6 Elect Kevin B. Habicht Mgmt For Withhold Against
1.7 Elect Robert C. Legler Mgmt For For For
1.8 Elect Sam L. Susser Mgmt For For For
1.9 Elect Julian E. Mgmt For For For
Whitehurst
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Performance Incentive
Plan
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Kirby L. Hedrick Mgmt For For For
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
Report
------------------------------------------------------------------------------------------------------------------------
Parkway Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKY CUSIP 70159Q104 08/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 04/20/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Charles O. Mgmt For For For
Buckner
1.3 Elect Michael W. Conlon Mgmt For For For
1.4 Elect William A Mgmt For For For
Hendricks, Jr.
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Tiffany J. Thom Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Pentair plc
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP G7S00T104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Glynis A. Bryan Mgmt For For For
2 Elect Jerry W. Burris Mgmt For For For
3 Elect Carol Anthony Mgmt For For For
Davidson
4 Elect Jacques Esculier Mgmt For For For
5 Elect Edward P. Garden Mgmt For For For
6 Elect T. Michael Glenn Mgmt For For For
7 Elect David H. Y. Ho Mgmt For For For
8 Elect Randall J. Hogan Mgmt For For For
III
9 Elect David A. Jones Mgmt For For For
10 Elect Ronald L. Mgmt For For For
Merriman
11 Elect William T. Mgmt For For For
Monahan
12 Elect Billie I. Mgmt For For For
Williamson
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authorize Price Range Mgmt For For For
at Which the Company
Can Re-Allot Treasury
Shares Under Irish Law
17 Proxy Access Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Anthony F. Mgmt For For For
Earley, Jr.
3 Elect Fred J. Fowler Mgmt For For For
4 Elect Jeh C. Johnson Mgmt For For For
5 Elect Richard C. Kelly Mgmt For For For
6 Elect Roger H. Kimmel Mgmt For For For
7 Elect Richard A. Mgmt For For For
Meserve
8 Elect Forrest E. Miller Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Rosendo G. Parra Mgmt For For For
11 Elect Barbara L. Rambo Mgmt For For For
12 Elect Anne Shen Smith Mgmt For For For
13 Elect Geisha J. Mgmt For For For
Williams
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
------------------------------------------------------------------------------------------------------------------------
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect George L. Mgmt For For For
Fotiades
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect J. Michael Losh Mgmt For For For
5 Elect Irving F. Lyons Mgmt For For For
III
6 Elect David P. O'Connor Mgmt For For For
7 Elect Olivier Piani Mgmt For For For
8 Elect Jeffrey L. Mgmt For For For
Skelton
9 Elect Carl B. Webb Mgmt For For For
10 Elect William D. Mgmt For For For
Zollars
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frank A. Mgmt For For For
Bennack, Jr.
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Stock
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Retail Opportunity Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
ROIC CUSIP 76131N101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard Baker Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Indiveri
1.3 Elect Edward H. Meyer Mgmt For Withhold Against
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Mgmt For For For
Persico
1.6 Elect Laura H. Mgmt For For For
Pomerantz
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt For 3 Years N/A
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Rockwell Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Steven R. Mgmt For For For
Kalmanson
1.2 Elect James P. Keane Mgmt For For For
1.3 Elect Blake D. Moret Mgmt For For For
1.4 Elect Donald R. Parfet Mgmt For For For
1.5 Elect Thomas W. Mgmt For For For
Rosamilia
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Rockwell Collins Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341101 02/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Chris A. Davis Mgmt For For For
1.2 Elect Ralph E. Eberhart Mgmt For For For
1.3 Elect David Lilley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Rockwell Collins Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341101 03/09/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Sabre Corporation
Ticker Security ID: Meeting Date Meeting Status
SABR CUSIP 78573M104 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Renee J. James Mgmt For For For
1.2 Elect Gary Kusin Mgmt For For For
1.3 Elect Sean Menke Mgmt For For For
1.4 Elect Greg Mondre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
------------------------------------------------------------------------------------------------------------------------
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen L. Brown Mgmt For For For
3 Elect Andres Conesa Mgmt For For For
4 Elect Maria Mgmt For For For
Contreras-Sweet
5 Elect Pablo A. Ferrero Mgmt For For For
6 Elect William D. Jones Mgmt For For For
7 Elect Bethany J. Mayer Mgmt For For For
8 Elect William G. Ouchi Mgmt For For For
9 Elect Debra L. Reed Mgmt For For For
10 Elect William C. Mgmt For For For
Rusnack
11 Elect Lynn Schenk Mgmt For For For
12 Elect Jack T. Taylor Mgmt For For For
13 Elect James C. Yardley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect David F. Hodnik Mgmt For For For
3 Elect Thomas G. Kadien Mgmt For Abstain Against
4 Elect Richard J. Kramer Mgmt For For For
5 Elect Susan J. Kropf Mgmt For For For
6 Elect John G. Morikis Mgmt For For For
7 Elect Christine A. Poon Mgmt For For For
8 Elect John M. Stropki, Mgmt For For For
Jr.
9 Elect Michael H. Thaman Mgmt For For For
10 Elect Matthew Thornton Mgmt For For For
11 Elect Steven H. Wunning Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendment to the 2007 Mgmt For For For
Executive Annual
Performance Bonus Plan
15 Amendment to the 2006 Mgmt For For For
Equity and Performance
Incentive Plan
16 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720104 08/02/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia Feldmann Mgmt For For For
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Sir Duncan K. Mgmt For For For
Nichol
6 Elect Walter M Mgmt For For For
Rosebrough, Jr.
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Elect John P. Wareham Mgmt For For For
10 Elect Loyal W. Wilson Mgmt For For For
11 Elect Michael B. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Ratification of Mgmt For For For
Statutory Auditor
14 Authority to Set Mgmt For For For
Auditor's Fees
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Directors' Mgmt For For For
Remuneration Report
(Advisory)
17 Directors' Mgmt For For For
Remuneration Policy
(Binding)
18 Senior Executive Mgmt For For For
Management Incentive
Compensation Plan
19 Amendment to the Mgmt For For For
Long-Term Equity
Incentive Plan
20 General Authority to Mgmt For For For
Purchase Shares
Off-Market
21 Authority to Purchase Mgmt For For For
One Ordinary Share
Off-Market
22 Elimination of Mgmt For For For
Supermajority Voting
Requirements
23 Ratification of Mgmt For For For
Interim Dividend
Payment and Release of
Claims
-------------------------------------------------------------------------------------------------------------------------
Synchrony Financial
Ticker Security ID: Meeting Date Meeting Status
SYF CUSIP 87165B103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Margaret M. Keane Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Arthur W. Mgmt For For For
Coviello, Jr.
4 Elect William W. Mgmt For For For
Graylin
5 Elect Roy A. Guthrie Mgmt For For For
6 Elect Richard C. Mgmt For For For
Hartnack
7 Elect Jeffrey G. Naylor Mgmt For For For
8 Elect Laurel J. Richie Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Taubman Centers Inc.
Ticker Security ID: Meeting Date Meeting Status
TCO CUSIP 876664103 06/01/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert S. Taubman Mgmt For TNA N/A
1.2 Elect Cia Buckley Mgmt For TNA N/A
Marakovits
1.3 Elect Myron E. Ullman, Mgmt For TNA N/A
III
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year TNA Against
Vote on Executive
Compensation
-------------------------------------------------------------------------------------------------------------------------
Taubman Centers Inc.
Ticker Security ID: Meeting Date Meeting Status
TCO CUSIP 876664103 06/01/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Charles Elson Mgmt N/A For N/A
1.2 Elect Jonathan Litt Mgmt N/A For N/A
1.3 Elect Management Mgmt N/A For N/A
Nominee Cia Buckley
Marakovits
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive Compensation
4 Frequency of Advisory Mgmt N/A 3 Years N/A
Vote on Executive
Compensation
-------------------------------------------------------------------------------------------------------------------------
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Scott C. Donnelly Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect R. Kerry Clark Mgmt For For For
4 Elect James T. Conway Mgmt For For For
5 Elect Ivor J. Evans Mgmt For For For
6 Elect Lawrence K. Fish Mgmt For For For
7 Elect Paul E. Gagne Mgmt For For For
8 Elect Ralph D. Heath Mgmt For For For
9 Elect Lloyd G. Trotter Mgmt For For For
10 Elect James L. Ziemer Mgmt For For For
11 Elect Maria T. Zuber Mgmt For For For
12 Approval of Short-Term Mgmt For For For
Incentive Plan
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
-------------------------------------------------------------------------------------------------------------------------
The Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stuart B. Mgmt For For For
Burgdoerfer
2 Elect Charles A. Davis Mgmt For For For
3 Elect Roger N. Farah Mgmt For For For
4 Elect Lawton W. Fitt Mgmt For For For
5 Elect Susan Patricia Mgmt For For For
Griffith
6 Elect Jeffrey D. Kelly Mgmt For For For
7 Elect Patrick H. Mgmt For For For
Nettles
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect Bradley T. Mgmt For For For
Sheares
10 Elect Barbara R. Snyder Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Executive Annual
Incentive Plan
12 Approval of the 2017 Mgmt For For For
Directors Equity
Incentive Plan
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Charles I. Cogut Mgmt For For For
5 Elect Kathleen B. Mgmt For For For
Cooper
6 Elect Michael A. Creel Mgmt For For For
7 Elect Peter A. Ragauss Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Murray D. Smith Mgmt For For For
10 Elect William H. Spence Mgmt For For For
11 Elect Janice D. Stoney Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 11/23/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Kathleen B. Mgmt For For For
Cooper
5 Elect Peter A. Ragauss Mgmt For For For
6 Elect Scott D. Mgmt For For For
Sheffield
7 Elect Murray D. Smith Mgmt For For For
8 Elect William H. Spence Mgmt For For For
9 Elect Janice D. Stoney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Valvoline Inc
Ticker Security ID: Meeting Date Meeting Status
VVV CUSIP 92047W101 01/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard J. Mgmt For For For
Freeland
2 Elect Stephen F. Kirk Mgmt For For For
3 Elect Stephen E. Mgmt For For For
Macadam
4 Elect Vada O. Manager Mgmt For For For
5 Elect Samuel J. Mgmt For For For
Mitchell
6 Elect Charles M. Mgmt For For For
Sonsteby
7 Elect Mary J. Twinem Mgmt For For For
8 Elect William A. Mgmt For For For
Wulfsohn
9 Ratification of Auditor Mgmt For Abstain Against
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Approval of the Mgmt For For For
Material Terms of the
2016 Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Valvoline Inc
Ticker Security ID: Meeting Date Meeting Status
VVV CUSIP 92047W101 04/26/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elimination of Mgmt For For For
Supermajority
Requirements
------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink Lewis
4 Elect John F. Morgan, Mgmt For For For
Sr.
5 Elect Nicole W. Mgmt For For For
Piasecki
6 Elect Marc F. Racicot Mgmt For For For
7 Elect Lawrence A. Mgmt For For For
Selzer
8 Elect Doyle R. Simons Mgmt For For For
9 Elect D. Michael Mgmt For For For
Steuert
10 Elect Kim Williams Mgmt For For For
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Williams-Sonoma, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSM CUSIP 969904101 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Laura J. Alber Mgmt For For For
2 Elect Adrian D.P. Mgmt For For For
Bellamy
3 Elect Rose Marie Bravo Mgmt For For For
4 Elect Anthony A. Mgmt For For For
Greener
5 Elect Grace Puma Mgmt For For For
6 Elect Christiana Shi Mgmt For For For
7 Elect Sabrina L. Mgmt For For For
Simmons
8 Elect Jerry D. Stritzke Mgmt For For For
9 Elect Frits Dirk van Mgmt For For For
Paasschen
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Adoption of Proxy Mgmt For For For
Access
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------
Willis Towers Watson PLC
Ticker Security ID: Meeting Date Meeting Status
WLTW CUSIP G96629103 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anna C. Catalano Mgmt For For For
2 Elect Victor F. Ganzi Mgmt For For For
3 Elect John J. Haley Mgmt For For For
4 Elect Wendy E. Lane Mgmt For For For
5 Elect James F. McCann Mgmt For Against Against
6 Elect Brendan R. Mgmt For For For
O'Neill
7 Elect Jaymin Patel Mgmt For For For
8 Elect Linda D. Rabbitt Mgmt For For For
9 Elect Paul Thomas Mgmt For For For
10 Elect Jeffrey W. Ubben Mgmt For For For
11 Elect Wilhelm Zeller Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Amendment to Articles Mgmt For For For
to adopt Proxy Access
16 Amendments to Adopt Mgmt For For For
Plurality Voting
Standard in Contested
Elections
17 Authorization of Board Mgmt For For For
to Set Board Size
18 Amendments to Advance Mgmt For For For
Notice Provision and
Other Amendments in
Connection with
Ireland Companies Act
of 2014
19 Technical Amendments Mgmt For For For
to Memorandum of
Association
20 Authority to Issue Mgmt For For For
Shares
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
------------------------------------------------------------------------------------------------------------------------
XL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98294104 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Dale R. Comey Mgmt For For For
3 Elect Claus-Michael Mgmt For For For
Dill
4 Elect Robert R. Glauber Mgmt For For For
5 Elect Edward J. Kelly, Mgmt For For For
III
6 Elect Joseph Mauriello Mgmt For For For
7 Elect Michael S. Mgmt For For For
McGavick
8 Elect Eugene M. McQuade Mgmt For For For
9 Elect Clayton S. Rose Mgmt For For For
10 Elect Anne Stevens Mgmt For For For
11 Elect John M. Vereker Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
------------------------------------------------------------------------------------------------------------------------
Xylem Inc.
Ticker Security ID: Meeting Date Meeting Status
XYL CUSIP 98419M100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Curtis J. Mgmt For For For
Crawford
2 Elect Robert F. Friel Mgmt For Against Against
3 Elect Sten Jakobsson Mgmt For For For
4 Elect Steven R. Mgmt For For For
Loranger
5 Elect Surya N. Mgmt For For For
Mohapatra
6 Elect Jerome A. Mgmt For For For
Peribere
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Amendment to Allow Mgmt For For For
Shareholders to Amend
Bylaws
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Ceredex Small Cap Value Equity Fund
------------------------------------------------------------------------------------------------------------------------
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP 808194104 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Eugene R. Mgmt For For For
Allspach
2 Elect Gregory T. Mgmt For For For
Barmore
3 Elect David G. Birney Mgmt For For For
4 Elect Joseph M. Gingo Mgmt For For For
5 Elect Lee D. Meyer Mgmt For For For
6 Elect James A. Mgmt For For For
Mitarotonda
7 Elect Ernest J. Novak, Mgmt For For For
Jr.
8 Elect Kathleen M. Mgmt For For For
Oswald
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
AAR Corp.
Ticker Security ID: Meeting Date Meeting Status
AIR CUSIP 000361105 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Norman R. Bobins Mgmt For For For
1.2 Elect Ronald R. Mgmt For For For
Fogleman
1.3 Elect James E. Goodwin Mgmt For For For
1.4 Elect Marc J. Walfish Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2013 Mgmt For For For
Stock Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Anthony G. Mgmt For For For
Fernandes
2 Elect Thomas M. Mgmt For For For
Gartland
3 Elect Winifred Markus Mgmt For For For
Webb
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Advanced Drainage Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 00790R104 10/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Robert M. Mgmt For Against Against
Eversole
2 Elect Alexander R. Mgmt For Against Against
Fischer
3 Elect Mark Haney Mgmt For Against Against
4 Elect C. Robert Kidder Mgmt For Against Against
5 Elect Richard A. Mgmt For For For
Rosenthal
6 Elect Abigail S. Wexner Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Alexander & Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect W. Allen Doane Mgmt For For For
1.2 Elect David C. Hulihee Mgmt For For For
1.3 Elect Stanley M. Mgmt For For For
Kuriyama
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Sidney W. Emery, Mgmt For For For
Jr.
3 Elect George G. Mgmt For For For
Goldfarb
4 Elect James S. Haines, Mgmt For For For
Jr.
5 Elect Alan R. Hodnik Mgmt For For For
6 Elect James J. Hoolihan Mgmt For For For
7 Elect Heidi E. Mgmt For For For
Jimmerson
8 Elect Madeleine W. Mgmt For For For
Ludlow
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AMC Entertainment Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
AMC CUSIP 00165C104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anthony J. Saich Mgmt For For For
1.2 Elect Gary F. Locke Mgmt For For For
1.3 Elect Kathleen M. Mgmt For For For
Pawlus
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
American Eagle Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEO CUSIP 02553E106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jay L. Mgmt For For For
Schottenstein
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Stock Award and
Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Donald A. Nolan Mgmt For For For
1.2 Elect Patricia K. Mgmt For For For
Wagner
1.3 Elect Robert J. Marzec Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
B&G Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGS CUSIP 05508R106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect DeAnn L. Brunts Mgmt For For For
2 Elect Robert C. Mgmt For For For
Cantwell
3 Elect Charles F. Marcy Mgmt For For For
4 Elect Dennis M. Mullen Mgmt For For For
5 Elect Cheryl M. Palmer Mgmt For For For
6 Elect Alfred Poe Mgmt For For For
7 Elect Stephen C. Mgmt For For For
Sherrill
8 Elect David L. Wenner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Compensation Plan
------------------------------------------------------------------------------------------------------------------------
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Todd A. Adams Mgmt For Withhold Against
1.2 Elect Thomas J. Fischer Mgmt For For For
1.3 Elect Gale E. Klappa Mgmt For For For
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Meeusen
1.6 Elect Andrew J. Mgmt For For For
Policano
1.7 Elect James F. Stern Mgmt For For For
1.8 Elect Glen E. Tellock Mgmt For For For
1.9 Elect Todd J. Teske Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Banco Latinoamericano de Comercio Exterior, S.A.
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elect Mario Covo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Bank of Hawaii Corporation
Ticker Security ID: Meeting Date Meeting Status
BOH CUSIP 062540109 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect S. Haunani Mgmt For For For
Apoliona
2 Elect Mary G.F. Mgmt For For For
Bitterman
3 Elect Mark A. Burak Mgmt For For For
4 Elect Michael J. Chun Mgmt For For For
5 Elect Clinton R. Mgmt For For For
Churchill
6 Elect Peter S. Ho Mgmt For For For
7 Elect Robert A. Huret Mgmt For For For
8 Elect Kent T. Lucien Mgmt For For For
9 Elect Alicia E. Moy Mgmt For For For
10 Elect Victor K. Nichols Mgmt For For For
11 Elect Barbara J. Tanabe Mgmt For For For
12 Elect Raymond P. Vara, Mgmt For For For
Jr.
13 Elect Robert W. Wo Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
16 Amendment to the 2014 Mgmt For For For
Stock and Incentive
Plan
17 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Black Box Corporation
Ticker Security ID: Meeting Date Meeting Status
BBOX CUSIP 091826107 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard L. Crouch Mgmt For For For
1.2 Elect Richard C. Elias Mgmt For For For
1.3 Elect Thomas W. Mgmt For For For
Golonski
1.4 Elect Thomas G. Greig Mgmt For For For
1.5 Elect John S. Heller Mgmt For For For
1.6 Elect William H. Mgmt For Withhold Against
Hernandez
1.7 Elect E.C. Sykes Mgmt For For For
1.8 Elect Joel T. Trammell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Bloomin' Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLMN CUSIP 094235108 04/21/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James R. Craigie Mgmt For For For
1.2 Elect Mindy Grossman Mgmt For For For
1.3 Elect Chris T. Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas N. Amonett Mgmt For For For
1.2 Elect Jonathan E. Mgmt For For For
Baliff
1.3 Elect Lori A. Gobillot Mgmt For For For
1.4 Elect Ian A. Godden Mgmt For For For
1.5 Elect David C. Gompert Mgmt For For For
1.6 Elect Stephen King Mgmt For For For
1.7 Elect Thomas C. Knudson Mgmt For For For
1.8 Elect Mathew Masters Mgmt For For For
1.9 Elect Biggs C. Porter Mgmt For For For
1.10 Elect Bruce H. Stover Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2007 Mgmt For For For
Long Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Elect A. William Mgmt For For For
Higgins
------------------------------------------------------------------------------------------------------------------------
Calavo Growers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVGW CUSIP 128246105 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Lecil E. Cole Mgmt For For For
1.2 Elect Steven Hollister Mgmt For For For
1.3 Elect James D. Helin Mgmt For For For
1.4 Elect Donald M. Sanders Mgmt For For For
1.5 Elect Marc L. Brown Mgmt For Withhold Against
1.6 Elect Michael A. Mgmt For For For
DiGregorio
1.7 Elect Scott Van Der Kar Mgmt For Withhold Against
1.8 Elect J. Link Leavens Mgmt For Withhold Against
1.9 Elect Dorcas H. Thille Mgmt For Withhold Against
1.10 Elect John M. Hunt Mgmt For Withhold Against
1.11 Elect Egidio Carbone, Mgmt For For For
Jr.
1.12 Elect Harold S. Edwards Mgmt For Withhold Against
1.13 Elect Kathleen M. Mgmt For For For
Holmgren
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Edwin A. Guiles Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Peter C. Nelson Mgmt For For For
8 Elect Lester A. Snow Mgmt For For For
9 Elect George A. Vera Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect I. Martin Inglis Mgmt For For For
1.2 Elect Kathryn C. Turner Mgmt For For For
1.3 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation Plan
5 Amendment to the Mgmt For For For
Executive Bonus
Compensation Plan
------------------------------------------------------------------------------------------------------------------------
Chico's FAS Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David F. Walker Mgmt For For For
2 Elect John J. Mahoney Mgmt For For For
3 Elect Stephen E. Watson Mgmt For For For
4 Elect Deborah L. Kerr Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Amendment to the 2012 Mgmt For For For
Omnibus Stock and
Incentive Plan
-------------------------------------------------------------------------------------------------------------------------
Chico's FAS Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 07/21/2016 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James A. Mgmt N/A N/A N/A
Mitarotonda
1.2 Elect Janet E. Grove Mgmt N/A N/A N/A
1.3 Elect Company Nominee Mgmt N/A N/A N/A
Shelley G. Broader
1.4 Elect Company Nominee Mgmt N/A N/A N/A
William S. Simon
2 Ratification of Auditor Mgmt N/A N/A N/A
3 Advisory Vote on Mgmt N/A N/A N/A
Executive Compensation
4 Repeal of Classified Mgmt N/A N/A N/A
Board
-------------------------------------------------------------------------------------------------------------------------
Chico's FAS Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 07/21/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Shelley G. Mgmt For For For
Broader
1.2 Elect Bonnie R. Brooks Mgmt For For For
1.3 Elect Janice L. Fields Mgmt For For For
1.4 Elect William S. Simon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Repeal of Classified Mgmt For For For
Board
-------------------------------------------------------------------------------------------------------------------------
China Yuchai International Limited
Ticker Security ID: Meeting Date Meeting Status
CYD CUSIP G21082105 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3.1 Elect KWEK Leng Peck Mgmt For Withhold Against
3.2 Elect GAN Khai Choon Mgmt For Withhold Against
3.3 Elect Weng Ming Hoh Mgmt For For For
3.4 Elect Tan Aik-Leang Mgmt For For For
3.5 Elect Neo Poh Kiat Mgmt For For For
3.6 Elect Yan Ping Mgmt For For For
3.7 Elect Han Yi Yong Mgmt For For For
3.8 Elect Raymond HO Mgmt For For For
Chi-Keung
4 Board Size Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
-------------------------------------------------------------------------------------------------------------------------
China Yuchai International Limited
Ticker Security ID: Meeting Date Meeting Status
CYD CUSIP G21082105 08/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3.1 Elect KWEK Leng Peck Mgmt For Withhold Against
3.2 Elect GAN Khai Choon Mgmt For Withhold Against
3.3 Elect Weng Ming Hoh Mgmt For For For
3.4 Elect Tan Aik-Leang Mgmt For For For
3.5 Elect Neo Poh Kiat Mgmt For For For
3.6 Elect Yan Ping Mgmt For For For
3.7 Elect Han Yi Yong Mgmt For For For
3.8 Elect Raymond HO Mgmt For For For
Chi-Keung
4 Board Size Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
------------------------------------------------------------------------------------------------------------------------
Clarcor Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 02/23/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Peter L. Rhein Mgmt For For For
4 Elect Richard P. Simon Mgmt For Against Against
5 Elect Edmond D. Villani Mgmt For For For
6 Elect Frank T. Connor Mgmt For For For
7 Elect Reena Aggarwal Mgmt For For For
8 Amendment to the Stock Mgmt For For For
Incentive Plan
9 Reapproval of the Mgmt For For For
Material Terms of the
Performance Goals
under the Annual
Incentive Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For Withhold Against
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Cubic Corporation
Ticker Security ID: Meeting Date Meeting Status
CUB CUSIP 229669106 02/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Walter C. Zable Mgmt For For For
1.2 Elect Bruce G. Blakley Mgmt For For For
1.3 Elect Maureen Mgmt For For For
Breakiron-Evans
1.4 Elect Bradley H. Mgmt For For For
Feldmann
1.5 Elect Edwin A. Guiles Mgmt For For For
1.6 Elect Janice M. Hamby Mgmt For For For
1.7 Elect Steven J. Norris Mgmt For For For
1.8 Elect John H. Warner, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 08/31/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James B. Morgan Mgmt For For For
1.2 Elect John L. Mulligan Mgmt For For For
1.3 Elect Kevin P. Mgmt For For For
McDermott
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DiamondRock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William W. Mgmt For For For
McCarten
2 Elect Daniel J. Mgmt For For For
Altobello
3 Elect Timothy R. Chi Mgmt For For For
4 Elect Maureen L. McAvey Mgmt For For For
5 Elect Gilbert T. Ray Mgmt For For For
6 Elect William J. Shaw Mgmt For For For
7 Elect Bruce D. Mgmt For For For
Wardinski
8 Elect Mark W. Brugger Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DSW Inc.
Ticker Security ID: Meeting Date Meeting Status
DSW CUSIP 23334L102 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carolee Lee Mgmt For For For
1.2 Elect Harvey L. Mgmt For Withhold Against
Sonnenberg
1.3 Elect Allan J. Mgmt For For For
Tanenbaum
1.4 Elect Joanne Zaiac Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Education Realty Trust, Inc
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 28140H203 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John V. Arabia Mgmt For For For
1.2 Elect William J. Mgmt For For For
Cahill, III
1.3 Elect Randy L. Churchey Mgmt For For For
1.4 Elect Kimberly K. Mgmt For For For
Schaefer
1.5 Elect Howard A. Silver Mgmt For For For
1.6 Elect John T. Thomas Mgmt For For For
1.7 Elect Thomas Trubiana Mgmt For For For
1.8 Elect Wendell W. Mgmt For For For
Weakley
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Approval of the 2017 Mgmt For For For
Omnibus Equity
Incentive Plan
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Emcor Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John W. Altmeyer Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bershad
3 Elect David A.B. Brown Mgmt For For For
4 Elect Anthony J. Guzzi Mgmt For For For
5 Elect Richard F. Hamm, Mgmt For For For
Jr.
6 Elect David H. Laidley Mgmt For For For
7 Elect Carol P. Lowe Mgmt For For For
8 Elect M. Kevin McEvoy Mgmt For For For
9 Elect Jerry E. Ryan Mgmt For For For
10 Elect Steven B. Mgmt For For For
Schwarzwaelder
11 Elect Michael T. Yonker Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 01/30/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cynthia J. Mgmt For For For
Brinkley
2 Elect John E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION
5 Declassify the Board Mgmt For For For
of Directors
------------------------------------------------------------------------------------------------------------------------
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Roy E. Mgmt For Against Against
Christensen
2 Elect John G. Nackel Mgmt For For For
3 Elect Barry M. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 2017 Omnibus Incentive Mgmt For For For
Plan
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
Evercore Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Roger C. Altman Mgmt For For For
1.2 Elect Richard I. Mgmt For For For
Beattie
1.3 Elect Gail B. Harris Mgmt For For For
1.4 Elect Robert B. Millard Mgmt For For For
1.5 Elect Willard J. Mgmt For For For
Overlock, Jr.
1.6 Elect Sir Simon M. Mgmt For For For
Robertson
1.7 Elect Ralph L. Mgmt For For For
Schlosstein
1.8 Elect John S. Weinberg Mgmt For For For
1.9 Elect William J. Mgmt For For For
Wheeler
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Braden R Kelly Mgmt For For For
2 Elect A. George Battle Mgmt For For For
3 Elect Mark Begor Mgmt For For For
4 Elect Greg G. Gianforte Mgmt For For For
5 Elect James D. Kirsner Mgmt For For For
6 Elect William J. Mgmt For For For
Lansing
7 Elect Marc F. McMorris Mgmt For For For
8 Elect Joanna Rees Mgmt For For For
9 Elect David A. Rey Mgmt For For For
10 Amendment to the Long Mgmt For For For
Term Incentive Plan
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
First Interstate BancSystem Inc.
Ticker Security ID: Meeting Date Meeting Status
FIBK CUSIP 32055Y201 05/24/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Approve Articles of Mgmt For For For
Incorporation
3 Right to Adjourn Mgmt For For For
Meeting
4 Elect Steven J. Corning Mgmt For For For
5 Elect Dana L. Crandall Mgmt For For For
6 Elect Charles E. Hart Mgmt For For For
7 Elect Peter I. Wold Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 2 Years 3 Years Against
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Amendments to Bylaws Mgmt For For For
Regarding Board and
Executive Roles
------------------------------------------------------------------------------------------------------------------------
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Bruce A. Campbell Mgmt For For For
1.2 Elect C. Robert Mgmt For For For
Campbell
1.3 Elect C. John Langley, Mgmt For For For
Jr.
1.4 Elect G. Michael Lynch Mgmt For For For
1.5 Elect Ronald W. Allen Mgmt For For For
1.6 Elect Douglas M. Madden Mgmt For For For
1.7 Elect R. Craig Carlock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James H. Roberts Mgmt For For For
2 Elect Gaddi H. Vasquez Mgmt For For For
3 Elect David C. Darnell Mgmt For For For
4 Elect Celeste Beeks Mgmt For For For
Mastin
5 Elect Patricia Galloway Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Guess, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Victor Herrero Mgmt For For For
1.2 Elect Kay Mgmt For For For
Isaacson-Leibowitz
1.3 Elect Alex Yemenidjian Mgmt For For For
2 Amendment to the 2004 Mgmt For For For
Equity Incentive Plan
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Approval of
Severance Agreements
------------------------------------------------------------------------------------------------------------------------
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Mark Comerford Mgmt For For For
3 Elect John C. Corey Mgmt For For For
4 Elect Robert H. Getz Mgmt For For For
5 Elect Michael L. Shor Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Phillips S. Mgmt For For For
Baker, Jr.
2 Elect George R. Johnson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
7 Increase of Authorized Mgmt For For For
Common Stock
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Provide Right to Call Mgmt For For For
a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Herman Miller, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dorothy A. Mgmt For For For
Terrell
1.2 Elect Lisa A. Kro Mgmt For For For
1.3 Elect David O. Ulrich Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Volkema
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Hill-Rom Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Rolf A. Classon Mgmt For For For
1.2 Elect William G. Mgmt For For For
Dempsey
1.3 Elect Mary Garrett Mgmt For For For
1.4 Elect James R. Giertz Mgmt For For For
1.5 Elect Charles E. Golden Mgmt For For For
1.6 Elect John J. Greisch Mgmt For For For
1.7 Elect William H. Mgmt For For For
Kucheman
1.8 Elect Ronald A. Malone Mgmt For For For
1.9 Elect Nancy M. Mgmt For For For
Schlichting
1.10 Elect Stacy Enxing Seng Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Daniel A. Mgmt For For For
Domenech
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Ronald J. Helow Mgmt For For For
4 Elect Beverley J. Mgmt For For For
McClure
5 Elect H. Wade Reece Mgmt For For For
6 Elect Gabriel L. Mgmt For For For
Shaheen
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HSN, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSNI CUSIP 404303109 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Courtnee Chun Mgmt For For For
1.2 Elect William Costello Mgmt For For For
1.3 Elect Fiona P. Dias Mgmt For For For
1.4 Elect James M. Follo Mgmt For For For
1.5 Elect Mindy Grossman Mgmt For For For
1.6 Elect Stephanie Mgmt For For For
Kugelman
1.7 Elect Arthur C. Mgmt For For For
Martinez
1.8 Elect Thomas J. Mgmt For For For
McInerney
1.9 Elect Matthew E. Rubel Mgmt For For For
1.10 Elect Ann Sarnoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Omnibus Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Inter Parfums, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAR CUSIP 458334109 09/13/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jean Madar Mgmt For For For
1.2 Elect Philippe Benacin Mgmt For For For
1.3 Elect Russell Greenberg Mgmt For Withhold Against
1.4 Elect Philippe Santi Mgmt For Withhold Against
1.5 Elect Francois Mgmt For Withhold Against
Heilbronn
1.6 Elect Jean Levy Mgmt For For For
1.7 Elect Robert Bensoussan Mgmt For For For
1.8 Elect Patrick Choel Mgmt For For For
1.9 Elect Michel Dyens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Approval of 2016 Stock Mgmt For For For
Option Plan
------------------------------------------------------------------------------------------------------------------------
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John P. Burke Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For Withhold Against
1.3 Elect Carl I. Gable Mgmt For For For
1.4 Elect Jay D. Gould Mgmt For For For
1.5 Elect Daniel T. Hendrix Mgmt For For For
1.6 Elect Christopher G. Mgmt For For For
Kennedy
1.7 Elect K. David Kohler Mgmt For For For
1.8 Elect Erin A. Matts Mgmt For For For
1.9 Elect James B. Miller, Mgmt For Withhold Against
Jr.
1.10 Elect Sheryl D. Palmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ITT Inc.
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 45073V108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Orlando D. Mgmt For For For
Ashford
2 Elect Geraud Darnis Mgmt For For For
3 Elect Donald DeFosset, Mgmt For For For
Jr.
4 Elect Nicholas C. Mgmt For For For
Fanandakis
5 Elect Christina A. Gold Mgmt For For For
6 Elect Richard P. Lavin Mgmt For For For
7 Elect Frank T. MacInnis Mgmt For For For
8 Elect Rebecca A. Mgmt For For For
McDonald
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Denise L. Ramos Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
J&J Snack Foods Corp.
Ticker Security ID: Meeting Date Meeting Status
JJSF CUSIP 466032109 02/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dennis G. Moore Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John N. Allred Mgmt For Withhold Against
1.2 Elect Richard M. Mgmt For For For
Cocchiaro
1.3 Elect Ann E. Dunwoody Mgmt For For For
1.4 Elect A. Gordon Mgmt For For For
Tunstall
1.5 Elect Randall A Mehl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Stock Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Knoll, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNL CUSIP 498904200 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Andrew B. Cogan Mgmt For For For
1.2 Elect Stephen F. Fisher Mgmt For For For
1.3 Elect Sarah E. Nash Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Landauer, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDR CUSIP 51476K103 02/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey A. Bailey Mgmt For For For
2 Elect William G. Mgmt For For For
Dempsey
3 Elect Teri Fontenot Mgmt For For For
4 Elect Michael P. Mgmt For For For
Kaminski
5 Elect Michael T. Mgmt For For For
Leatherman
6 Elect David E. Meador Mgmt For For For
7 Elect Frank B. Modruson Mgmt For For For
8 Elect Jeffrey A. Strong Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sidney B. DeBoer Mgmt For For For
1.2 Elect Thomas Becker Mgmt For Withhold Against
1.3 Elect Susan O. Cain Mgmt For Withhold Against
1.4 Elect Bryan B. DeBoer Mgmt For For For
1.5 Elect Kenneth E. Mgmt For Withhold Against
Roberts
1.6 Elect David J. Robino Mgmt For For For
2 Amendment to the Mgmt For For For
Performance Bonus Plan
3 Amendment to the 2013 Mgmt For For For
Stock Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP 550678106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Adam L. Cohn Mgmt For For For
5 Elect Clive J. Snowdon Mgmt For For For
6 Elect Joseph A. Bonn Mgmt For For For
7 Elect Brian Kushner Mgmt For For For
8 Elect David F. Landless Mgmt For For For
9 Elect Brian G. Purves Mgmt For For For
10 Elect Andrew M. Beaden Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's Fees
------------------------------------------------------------------------------------------------------------------------
Matthews International Corporation
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gregory S. Babe Mgmt For For For
1.2 Elect Don W. Quigley Jr Mgmt For For For
1.3 Elect David A. Schawk Mgmt For For For
2 Amendment to the 2014 Mgmt For Against Against
Director Fee Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Meredith Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Stephen M. Lacy Mgmt For For For
1.2 Elect D. Mell Meredith Mgmt For Withhold Against
Frazier
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Monmouth Real Estate Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MNR CUSIP 609720107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Brian H. Haimm Mgmt For For For
1.2 Elect Neal Herstik Mgmt For For For
1.3 Elect Matthew I. Hirsch Mgmt For For For
1.4 Elect Stephen B. Wolgin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Incentive Award Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
MSA Safety Incorporated
Ticker Security ID: Meeting Date Meeting Status
MSA CUSIP 553498106 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Diane M. Pearse Mgmt For For For
1.2 Elect L. Edward Shaw, Mgmt For For For
Jr.
1.3 Elect William M. Mgmt For For For
Lambert
2 Approval of the 2017 Mgmt For For For
Non-Employee
Directors' Equity
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Mueller Water Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWA CUSIP 624758108 01/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Shirley C. Mgmt For For For
Franklin
1.2 Elect Thomas J. Hansen Mgmt For For For
1.3 Elect Gregory E. Hyland Mgmt For For For
1.4 Elect Jerry W. Kolb Mgmt For For For
1.5 Elect Mark J. O'Brien Mgmt For For For
1.6 Elect Bernard G. Mgmt For For For
Rethore
1.7 Elect Lydia W. Thomas Mgmt For For For
1.8 Elect Michael T. Tokarz Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Multi-Color Corporation
Ticker Security ID: Meeting Date Meeting Status
LABL CUSIP 625383104 08/17/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Ari J. Benacerraf Mgmt For For For
1.2 Elect Robert R. Buck Mgmt For For For
1.3 Elect Charles B. Mgmt For Withhold Against
Connolly
1.4 Elect Thomas M. Mohr Mgmt For For For
1.5 Elect Simon T. Roberts Mgmt For For For
1.6 Elect Vadis A. Rodato Mgmt For For For
1.7 Elect Nigel A. Mgmt For For For
Vinecombe
1.8 Elect Matthew M. Walsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Steven T. Warshaw Mgmt For For For
1.2 Elect Carey A. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 12/14/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 2016 Omnibus Incentive Mgmt For For For
Plan
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
NorthWestern Corporation
Ticker Security ID: Meeting Date Meeting Status
NWE CUSIP 668074305 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Stephen P. Adik Mgmt For For For
1.2 Elect Anthony T. Clark Mgmt For For For
1.3 Elect E. Linn Draper, Mgmt For For For
Jr.
1.4 Elect Dana J. Dykhouse Mgmt For For For
1.5 Elect Jan R. Horsfall Mgmt For For For
1.6 Elect Britt E. Ide Mgmt For For For
1.7 Elect Julia L. Johnson Mgmt For For For
1.8 Elect Robert C. Rowe Mgmt For For For
1.9 Elect Linda G. Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
------------------------------------------------------------------------------------------------------------------------
Outfront Media Inc
Ticker Security ID: Meeting Date Meeting Status
OUT CUSIP 69007J106 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeremy J. Male Mgmt For For For
1.2 Elect Joseph H. Wender Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Papa John's International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZZA CUSIP 698813102 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Christopher L. Mgmt For For For
Coleman
2 Elect Olivia F. Kirtley Mgmt For For For
3 Elect Laurette T. Mgmt For For For
Koellner
4 Elect Sonya E. Medina Mgmt For For For
5 Elect John H. Schnatter Mgmt For For For
6 Elect Mark S. Shapiro Mgmt For For For
7 Elect W. Kent Taylor Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Parkway Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKY CUSIP 70159Q104 08/23/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Phibro Animal Health Corporation
Ticker Security ID: Meeting Date Meeting Status
PAHC CUSIP 71742Q106 11/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jack C. Bendheim Mgmt For Withhold Against
1.2 Elect E. Thomas Mgmt For For For
Corcoran
1.3 Elect George Gunn Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
Plantronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLT CUSIP 727493108 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marv Tseu Mgmt For For For
2 Elect Ken Kannappan Mgmt For For For
3 Elect Brian Dexheimer Mgmt For For For
4 Elect Robert C. Hagerty Mgmt For For For
5 Elect Greggory Hammann Mgmt For For For
6 Elect John Hart Mgmt For For For
7 Elect Maria Martinez Mgmt For For For
8 Elect Marshall Mohr Mgmt For For For
9 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 11/10/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
PriceSmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSMT CUSIP 741511109 02/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sherry S. Mgmt For Withhold Against
Bahrambeygui
1.2 Elect Gonzalo Mgmt For Withhold Against
Barrutieta
1.3 Elect Gordon H. Hanson Mgmt For For For
1.4 Elect Leon C. Janks Mgmt For Withhold Against
1.5 Elect Jose Luis Laparte Mgmt For For For
1.6 Elect Mitchell G. Lynn Mgmt For Withhold Against
1.7 Elect Gary M. Malino Mgmt For For For
1.8 Elect Pierre Mignault Mgmt For Withhold Against
1.9 Elect Robert E. Price Mgmt For For For
1.10 Elect Edgar A. Zurcher Mgmt For Withhold Against
------------------------------------------------------------------------------------------------------------------------
Regal Entertainment Group
Ticker Security ID: Meeting Date Meeting Status
RGC CUSIP 758766109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Stephen A. Kaplan Mgmt For For For
1.2 Elect Jack Tyrrell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Retail Opportunity Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
ROIC CUSIP 76131N101 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard Baker Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Indiveri
1.3 Elect Edward H. Meyer Mgmt For Withhold Against
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Mgmt For For For
Persico
1.6 Elect Laura H. Mgmt For For For
Pomerantz
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt For 3 Years N/A
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Ruth's Hospitality Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUTH CUSIP 783332109 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael P. Mgmt For For For
O'Donnell
2 Elect Robin P. Selati Mgmt For For For
3 Elect Giannella Alvarez Mgmt For For For
4 Elect Mary L. Baglivo Mgmt For For For
5 Elect Carla R. Cooper Mgmt For For For
6 Elect Bannus B. Hudson Mgmt For For For
7 Elect Robert S. Merritt Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Lampkin Butts Mgmt For For For
1.2 Elect Beverly Hogan Mgmt For For For
1.3 Elect Phil K. Mgmt For For For
Livingston
1.4 Elect Joe F. Mgmt For For For
Sanderson, Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
------------------------------------------------------------------------------------------------------------------------
Scholastic Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHL CUSIP 807066105 09/21/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James W. Barge Mgmt For For For
1.2 Elect John L. Davies Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Sonic Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAH CUSIP 83545G102 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect O. Bruton Smith Mgmt For For For
2 Elect B. Scott Smith Mgmt For For For
3 Elect David B. Smith Mgmt For For For
4 Elect William I. Belk Mgmt For For For
5 Elect William R. Brooks Mgmt For For For
6 Elect Victor H. Doolan Mgmt For For For
7 Elect John W. Harris, Mgmt For For For
III
8 Elect H. Robert Heller Mgmt For For For
9 Elect R. Eugene Taylor Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amend the Certificate Mgmt For For For
of Incorporation to
Add Trusts to the
Definition of a Family
Controlled Entity
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Formula Restricted
Stock and Deferral
Plan for Non-Employee
Directors
------------------------------------------------------------------------------------------------------------------------
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christine L. Mgmt For For For
Koski
1.2 Elect Alexander Schuetz Mgmt For For For
1.3 Elect Douglas M. Britt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Tanger Factory Outlet Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKT CUSIP 875465106 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William G. Benton Mgmt For For For
2 Elect Jeffrey B. Citrin Mgmt For For For
3 Elect David B. Henry Mgmt For For For
4 Elect Thomas J. Reddin Mgmt For For For
5 Elect Thomas E. Mgmt For For For
Robinson
6 Elect Bridget M. Mgmt For For For
Ryan-Berman
7 Elect Allan L. Schuman Mgmt For For For
8 Elect Steven B. Tanger Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect Donal L. Mulligan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Stock Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For For For
1.3 Elect Patrick C. Haden Mgmt For For For
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Joanne M. Maguire Mgmt For For For
1.6 Elect Kimberly E. Mgmt For For For
Ritrievi
1.7 Elect Albert E. Smith Mgmt For For For
1.8 Elect J. Kenneth Mgmt For For For
Thompson
1.9 Elect Kristen M. Volpi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael P. Mgmt For For For
Angelini
2 Elect Jane D. Carlin Mgmt For For For
3 Elect Daniel T. Henry Mgmt For For For
4 Elect Wendell J. Knox Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Peter B. Orthwein Mgmt For For For
1.2 Elect Robert W. Martin Mgmt For For For
1.3 Elect James L. Ziemer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2016 Equity and Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
TrustCo Bank Corp NY
Ticker Security ID: Meeting Date Meeting Status
TRST CUSIP 898349105 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Anthony J. Mgmt For For For
Marinello
1.2 Elect William D. Powers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Catherine A. Mgmt For For For
Bertini
2 Elect Susan M. Cameron Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect Meg Crofton Mgmt For For For
5 Elect E. V. Goings Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Antonio Monteiro Mgmt For For For
de Castro
8 Elect David R. Parker Mgmt For For For
9 Elect Richard T. Riley Mgmt For For For
10 Elect Joyce M. Roche Mgmt For For For
11 Elect M. Anne Szostak Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensatio
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
UMB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
UMBF CUSIP 902788108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robin C. Beery Mgmt For For For
1.2 Elect Kevin C. Mgmt For For For
Gallagher
1.3 Elect Greg M. Graves Mgmt For For For
1.4 Elect Alexander C. Mgmt For For For
Kemper
1.5 Elect J. Mariner Kemper Mgmt For For For
1.6 Elect Gordon E. Mgmt For For For
Lansford
1.7 Elect Timothy R. Murphy Mgmt For For For
1.8 Elect Kris A. Robbins Mgmt For For For
1.9 Elect L. Joshua Sosland Mgmt For For For
1.10 Elect Dylan E. Taylor Mgmt For For For
1.11 Elect Paul Uhlmann, III Mgmt For For For
1.12 Elect Leroy J. Williams Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Viad Corp.
Ticker Security ID: Meeting Date Meeting Status
VVI CUSIP 92552R406 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Edward E. Mace Mgmt For For For
2 Elect Joshua E. Mgmt For For For
Schechter
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Omnibus Incentive Plan
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Conservative Allocation Strategy
-------------------------------------------------------------------------------------------------------------------------
ISHARES 20+ YEAR TREASURY BOND ETF
Ticker Security ID: Meeting Date Meeting Status
AGG CUSIP 464287226 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CORE S&P 500 ETF
Ticker Security ID: Meeting Date Meeting Status
IWM CUSIP 464287655 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CORE U.S. AGGREGATE BOND ETF
Ticker Security ID: Meeting Date Meeting Status
HEFA CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CORE U.S. AGGREGATE BOND ETF
Ticker Security ID: Meeting Date Meeting Status
IYR CUSIP 464287739 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CUR HGD MSCI EMERGING MKTS ETF
Ticker Security ID: Meeting Date Meeting Status
IVV CUSIP 464287200 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CURRENCY HEDGED MSCI EAFE ETF
Ticker Security ID: Meeting Date Meeting Status
INDA CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares Currency Hedged MSCI Eurozone ETF
Ticker Security ID: Meeting Date Meeting Status
IBDH CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI Canada ETF
Ticker Security ID: Meeting Date Meeting Status
EWA CUSIP 464286533 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI EAFE ETF
Ticker Security ID: Meeting Date Meeting Status
EEM CUSIP 464287234 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI EMERGING MARKETS ETF
Ticker Security ID: Meeting Date Meeting Status
HEFA CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI India ETF
Ticker Security ID: Meeting Date Meeting Status
ERUS CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI INDIA ETF
Ticker Security ID: Meeting Date Meeting Status
HEEM CUSIP 46434G509 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES RUSSELL 2000 ETF
Ticker Security ID: Meeting Date Meeting Status
IYZ CUSIP 464287713 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares TIPS Bond ETF
Ticker Security ID: Meeting Date Meeting Status
OEF CUSIP 464287655 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES TIPS BOND ETF
Ticker Security ID: Meeting Date Meeting Status
TLT CUSIP 464287432 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES U.S. REAL ESTATE ETF
Ticker Security ID: Meeting Date Meeting Status
EFA CUSIP 464287465 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES U.S. TELECOMMUNICATIONS ETF
Ticker Security ID: Meeting Date Meeting Status
TIP CUSIP 464287176 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Capital Innovations Global Resources and Infrastructure Fund
Ticker Security ID: Meeting Date Meeting Status
SFRZX CUSIP 76628R474 06/28/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of the Mgmt For For For
RidgeWorth Capital
Innovations Global
Resources and
Infrastructure Fund
into the Oak Ridge
Global Resources &
Infrastructure Fund
2 Approval of a Mgmt For For For
short-term investment
advisory agreement
between the Fund and
Virtus Fund Advisers,
LLC
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Small Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T124 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Total Return Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T132 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Small Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T140 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Mid Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T165 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Large Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T157 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Large Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T173 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Core Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628RT546 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Corporate Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628RT546 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Floating Rate High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U105 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth International Equity Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U303 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RIdgeWorth Seix High Yield Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U709 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix US Government Ultra-Short Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U808 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Funds
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Funds
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Funds
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Growth Allocation Strategy
-------------------------------------------------------------------------------------------------------------------------
ISHARES 20+ YEAR TREASURY BOND ETF
Ticker Security ID: Meeting Date Meeting Status
TLT CUSIP 464287432 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CORE S&P 500 ETF
Ticker Security ID: Meeting Date Meeting Status
IVV CUSIP 464287200 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CORE U.S. AGGREGATE BOND ETF
Ticker Security ID: Meeting Date Meeting Status
AGG CUSIP 464287226 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CUR HGD MSCI EMERGING MKTS ETF
Ticker Security ID: Meeting Date Meeting Status
HEEM CUSIP 46434G509 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES CURRENCY HEDGED MSCI EAFE ETF
Ticker Security ID: Meeting Date Meeting Status
HEFA CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares Currency Hedged MSCI Eurozone ETF
Ticker Security ID: Meeting Date Meeting Status
IBDH CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI Canada ETF
Ticker Security ID: Meeting Date Meeting Status
EWA CUSIP 464286533 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI EAFE ETF
Ticker Security ID: Meeting Date Meeting Status
EFA CUSIP 464287465 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI EMERGING MARKETS ETF
Ticker Security ID: Meeting Date Meeting Status
EEM CUSIP 464287234 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI India ETF
Ticker Security ID: Meeting Date Meeting Status
ERUS CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI INDIA ETF
Ticker Security ID: Meeting Date Meeting Status
INDA CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES RUSSELL 2000 ETF
Ticker Security ID: Meeting Date Meeting Status
IWM CUSIP 464287655 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
iShares TIPS Bond ETF
Ticker Security ID: Meeting Date Meeting Status
OEF CUSIP 464287176 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES TIPS BOND ETF
Ticker Security ID: Meeting Date Meeting Status
TIP CUSIP 464287176 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES U.S. REAL ESTATE ETF
Ticker Security ID: Meeting Date Meeting Status
IYR CUSIP 464287739 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
ISHARES U.S. TELECOMMUNICATIONS ETF
Ticker Security ID: Meeting Date Meeting Status
IYZ CUSIP 464287713 06/19/2017 Voted
Meeting Type Country of Trade
Special US
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jane D. Carlin MGMT For For For
2 Elect Richard L. MGMT For For For
Fagnani
3 Elect Drew E. Lawton MGMT For For For
4 Elect Madhav V. Rajan MGMT For For For
5 Elect Mark Wiedman MGMT For For For
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Capital Innovations Global Resources and Infrastructure Fund
Ticker Security ID: Meeting Date Meeting Status
SFRZX CUSIP 76628R474 06/28/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of the Mgmt For For For
RidgeWorth Capital
Innovations Global
Resources and
Infrastructure Fund
into the Oak Ridge
Global Resources &
Infrastructure Fund
2 Approval of a Mgmt For For For
short-term investment
advisory agreement
between the Fund and
Virtus Fund Advisers,
LLC
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Small Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RIdgeWorth Seix High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T124 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Total Return Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T132 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Small Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T140 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Large Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T157 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Mid Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T165 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Cerdex Large Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T173 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Corporate Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T546 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Floating Rate High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U105 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Core Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U204 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth International Equity Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U303 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix High Yield Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U709 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RIDGEWORTH FUNDS
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Innovative Growth Stock Fund
------------------------------------------------------------------------------------------------------------------------
2U Inc
Ticker Security ID: Meeting Date Meeting Status
TWOU CUSIP 90214J101 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sallie L. Mgmt For For For
Krawcheck
1.2 Elect Mark J. Chernis Mgmt For For For
1.3 Elect John M. Larson Mgmt For For For
1.4 Elect Edward S. Macias Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase Plan
------------------------------------------------------------------------------------------------------------------------
Acuity Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYI CUSIP 00508Y102 01/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect W. Patrick Battle Mgmt For For For
1.2 Elect Gordon D. Harnett Mgmt For For For
1.3 Elect Robert F. Mgmt For For For
McCullough
1.4 Elect Dominic J. Mgmt For For For
Pileggi
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Dividend
Increase
------------------------------------------------------------------------------------------------------------------------
Adobe Systems Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Edward W. Mgmt For For For
Barnholt
3 Elect Robert K. Burgess Mgmt For For For
4 Elect Frank A. Mgmt For For For
Calderoni
5 Elect James E. Daley Mgmt For For For
6 Elect Laura B. Desmond Mgmt For For For
7 Elect Charles M. Mgmt For For For
Geschke
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For For For
10 Elect John E. Warnock Mgmt For For For
11 Amendment to the 2003 Mgmt For For For
Equity Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Felix Baker Mgmt For For For
2 Elect David R. Brennan Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Christopher J. Mgmt For For For
Coughlin
5 Elect Ludwig N. Hantson Mgmt For For For
6 Elect John T. Mollen Mgmt For For For
7 Elect R. Douglas Norby Mgmt For For For
8 Elect Alvin S. Parven Mgmt For For For
9 Elect Andreas Rummelt Mgmt For For For
10 Elect Ann M. Veneman Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
------------------------------------------------------------------------------------------------------------------------
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Roger W. Mgmt For For For
Ferguson, Jr.
1.6 Elect Diane B. Greene Mgmt For For For
1.7 Elect John L. Hennessy Mgmt For For For
1.8 Elect Ann Mather Mgmt For Withhold Against
1.9 Elect Alan R. Mulally Mgmt For For For
1.10 Elect Paul S. Otellini Mgmt For For For
1.11 Elect K. Ram Shriram Mgmt For For For
1.12 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Stock Plan
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
12 Shareholder Proposal ShrHoldr Against Against For
Regarding False News
------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Daniel P. Mgmt For For For
Huttenlocher
6 Elect Judith A. McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
14 Amendment to the 1997 Mgmt For For For
Stock Incentive Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Use of Criminal
Background Checks in
Hiring Decisions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
------------------------------------------------------------------------------------------------------------------------
Bank Of The Ozarks, Inc.
Ticker Security ID: Meeting Date Meeting Status
OZRK CUSIP 063904106 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect George Gleason Mgmt For For For
1.2 Elect Nicholas Brown Mgmt For For For
1.3 Elect Richard Cisne Mgmt For For For
1.4 Elect Robert East Mgmt For For For
1.5 Elect Catherine B. Mgmt For For For
Freedberg
1.6 Elect Ross Whipple Mgmt For For For
1.7 Elect Linda Gleason Mgmt For For For
1.8 Elect Peter Kenny Mgmt For For For
1.9 Elect Robert Proost Mgmt For For For
1.10 Elect William A. Mgmt For For For
Koefoed, Jr.
1.11 Elect John Reynolds Mgmt For For For
1.12 Elect Dan Thomas Mgmt For For For
1.13 Elect Henry Mariani Mgmt For For For
1.14 Elect Paula Mgmt For For For
Cholmondeley
1.15 Elect Walter J. Mullen Mgmt For For For
1.16 Elect Kathleen Franklin Mgmt For For For
2 Amendment to the Mgmt For For For
Non-Employee Director
Stock Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Bank Of The Ozarks, Inc.
Ticker Security ID: Meeting Date Meeting Status
OZRK CUSIP 063904106 06/23/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization and Mgmt For For For
Plan of Merger
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Willard H. Dere Mgmt For For For
1.3 Elect Michael Grey Mgmt For For For
1.4 Elect Elaine J. Heron Mgmt For For For
1.5 Elect V. Bryan Lawlis, Mgmt For For For
Jr.
1.6 Elect Alan J. Lewis Mgmt For For For
1.7 Elect Richard A. Meier Mgmt For For For
1.8 Elect David Pyott Mgmt For For For
1.9 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Approve 2017 Equity Mgmt For For For
Incentive Plan
6 Increase of Authorized Mgmt For Against Against
Common Stock and
Technical Amendments
to Certificate of
Incorporation
------------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Mark J. Alles Mgmt For For For
1.3 Elect Richard W. Barker Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Gilla S. Kaplan Mgmt For For For
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
------------------------------------------------------------------------------------------------------------------------
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William S. Haraf Mgmt For For For
2 Elect Frank C. Mgmt For For For
Herringer
3 Elect Stephen T. McLin Mgmt For For For
4 Elect Roger O. Walther Mgmt For For For
5 Elect Robert N. Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
------------------------------------------------------------------------------------------------------------------------
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Albert S. Mgmt For For For
Baldocchi
1.2 Elect Paul T. Cappuccio Mgmt For For For
1.3 Elect Steve Ells Mgmt For For For
1.4 Elect Neil Flanzraich Mgmt For For For
1.5 Elect Robin Mgmt For For For
Hickenlooper
1.6 Elect Kimbal Musk Mgmt For For For
1.7 Elect Ali Namvar Mgmt For For For
1.8 Elect Matthew H. Paull Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
DexCom, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXCM CUSIP 252131107 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard A. Mgmt For For For
Collins
2 Elect Mark G. Foletta Mgmt For For For
3 Elect Eric Topol Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Amendment to the 2015 Mgmt For Against Against
Equity Incentive Plan
8 Increase of Authorized Mgmt For Against Against
Common Stock
------------------------------------------------------------------------------------------------------------------------
Ellie Mae, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELLI CUSIP 28849P100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Karen Blasing Mgmt For For For
1.2 Elect Jonathan Corr Mgmt For For For
1.3 Elect Robert J. Levin Mgmt For For For
1.4 Elect Jeb S. Spencer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
------------------------------------------------------------------------------------------------------------------------
EXACT Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kevin T. Conroy Mgmt For For For
1.2 Elect John A. Fallon Mgmt For For For
1.3 Elect David A. Thompson Mgmt For Withhold Against
1.4 Elect Katherine S. Mgmt For For For
Zanotti
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding False News
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James H. Mgmt For For For
Herbert, II
2 Elect Katherine Mgmt For For For
August-deWilde
3 Elect Thomas J. Mgmt For For For
Barrack, Jr.
4 Elect Frank J. Mgmt For For For
Fahrenkopf, Jr.
5 Elect L. Martin Gibbs Mgmt For For For
6 Elect Boris Groysberg Mgmt For For For
7 Elect Sandra R. Mgmt For For For
Hernandez
8 Elect Pamela J. Joyner Mgmt For For For
9 Elect Reynold Levy Mgmt For For For
10 Elect Duncan L. Mgmt For For For
Niederauer
11 Elect George G. C. Mgmt For For For
Parker
12 Elect Cheryl Spielman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2017 Mgmt For For For
Executive Incentive
Plan
15 Approval of 2017 Mgmt For For For
Omnibus Award Plan
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Advisory Vote on Mgmt For For For
Executive Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity Report
------------------------------------------------------------------------------------------------------------------------
Inphi Corp.
Ticker Security ID: Meeting Date Meeting Status
IPHI CUSIP 45772F107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Nicholas E. Mgmt For For For
Brathwaite
1.2 Elect David Liddle Mgmt For For For
1.3 Elect Bruce M. Mgmt For For For
McWilliams
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Lululemon Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael Casey Mgmt For For For
2 Elect Glenn Murphy Mgmt For For For
3 Elect David M. Mussafer Mgmt For For For
4 Elect Laurent Potdevin Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to Mgmt For For For
Certificate of
Incorporation to
Clarify Majority
Voting Standard for
Election of Directors
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Frequency of Advisory Mgmt For 3 Years N/A
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Medidata Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
MDSO CUSIP 58471A105 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Tarek A. Sherif Mgmt For For For
2 Elect Glen M. de Vries Mgmt For For For
3 Elect Carlos Dominguez Mgmt For For For
4 Elect Neil M. Kurtz Mgmt For For For
5 Elect George W. Mgmt For For For
McCulloch
6 Elect Lee A. Shapiro Mgmt For For For
7 Elect Robert B. Taylor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Susan L. Segal Mgmt For For For
1.2 Elect Mario Eduardo Mgmt For For For
Vazquez
1.3 Elect Alejandro Mgmt For For For
Nicolas Aguzin
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Victor K. Lee Mgmt For For For
1.2 Elect James C. Moyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Reed Hastings Mgmt For Withhold Against
1.2 Elect Jay C. Hoag Mgmt For Withhold Against
1.3 Elect A. George Battle Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
------------------------------------------------------------------------------------------------------------------------
Nevro Corp.
Ticker Security ID: Meeting Date Meeting Status
NVRO CUSIP 64157F103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Frank Fischer Mgmt For For For
1.2 Elect Shawn T. Mgmt For For For
McCormick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Palo Alto Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark D. Mgmt For For For
McLaughlin
2 Elect Asheem Chandna Mgmt For For For
3 Elect James J. Goetz Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Portola Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTLA CUSIP 737010108 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey W. Bird Mgmt For For For
1.2 Elect John H. Johnson Mgmt For For For
1.3 Elect H. Ward Wolff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Priceline Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Mgmt For For For
Armstrong
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Jan L. Docter Mgmt For For For
1.4 Elect Jeffrey E. Mgmt For For For
Epstein
1.5 Elect Glenn D. Fogel Mgmt For For For
1.6 Elect James M. Guyette Mgmt For For For
1.7 Elect Robert J. Mylod, Mgmt For For For
Jr.
1.8 Elect Charles H. Noski Mgmt For For For
1.9 Elect Nancy B. Mgmt For For For
Peretsman
1.10 Elect Thomas E. Rothman Mgmt For For For
1.11 Elect Craig W. Rydin Mgmt For For For
1.12 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Proofpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFPT CUSIP 743424103 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jonathan Feiber Mgmt For For For
1.2 Elect Eric Hahn Mgmt For For For
1.3 Elect Kevin Harvey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bonnie L. Bassler Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect Joseph L. Mgmt For Against Against
Goldstein
4 Elect Christine A. Poon Mgmt For Against Against
5 Elect P. Roy Vagelos Mgmt For For For
6 Elect Huda Y. Zoghbi Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Amendment to the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
9 Advisory Vote on Mgmt For Against Against
Executive Compensation
10 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
ServiceNow, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John J. Donahoe Mgmt For For For
II
2 Elect Charles H. Mgmt For For For
Giancarlo
3 Elect Anita M. Sands Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Shake Shack Inc.
Ticker Security ID: Meeting Date Meeting Status
SHAK CUSIP 819047101 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Randy Garutti Mgmt For For For
2 Elect Joshua Silverman Mgmt For For For
3 Elect Jonathan D. Mgmt For For For
Sokoloff
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Shopify Inc
Ticker Security ID: Meeting Date Meeting Status
SHOP CUSIP 82509L107 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Tobias Lutke Mgmt For For For
1.2 Elect Robert G. Ashe Mgmt For For For
1.3 Elect Steven A Collins Mgmt For For For
1.4 Elect Gail Goodman Mgmt For For For
1.5 Elect Jeremy Levine Mgmt For For For
1.6 Elect John Phillips Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Scott A. Shay Mgmt For For For
1.2 Elect Joseph J. DePaolo Mgmt For For For
1.3 Elect Barney Frank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Approval of the Mgmt For For For
amendment to the 2004
Long Term Incentive
Plan
------------------------------------------------------------------------------------------------------------------------
Teladoc, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDOC CUSIP 87918A105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Increase of Authorized Mgmt For For For
Common Stock
2 Repeal of Classified Mgmt For For For
Board
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of Directors
4 Elimination of Mgmt For For For
Supermajority
Requirement for
Amendment of Certain
Provision of the
Certificate of
Incorporation
5 Elimination of Mgmt For For For
Supermajority
Requirement for
Amendment of the
Company's Bylaws
6.1 Elect Helen Darling Mgmt For For For
6.2 Elect William H. Frist Mgmt For For For
6.3 Elect Michael Goldstein Mgmt For For For
6.4 Elect Jason Gorevic Mgmt For For For
6.5 Elect Thomas Mawhinney Mgmt For For For
6.6 Elect Thomas G. Mgmt For For For
McKinley
6.7 Elect Arneek Multani Mgmt For For For
6.8 Elect Kenneth H. Paulus Mgmt For For For
6.9 Elect David L. Shedlarz Mgmt For For For
6.10 Elect David B. Snow, Mgmt For For For
Jr.
6.11 Elect Thomas Mawhinney Mgmt For For For
6.12 Elect Thomas G. Mgmt For For For
McKinley
6.13 Elect Arneek Multani Mgmt For For For
7 Amendment to the 2015 Mgmt For Against Against
Incentive Award Plan
8 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 11/17/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For Against Against
2 Right to Adjourn Mgmt For Against Against
Meeting
------------------------------------------------------------------------------------------------------------------------
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Elon Musk Mgmt For For For
2 Elect Robyn M. Denholm Mgmt For For For
3 Elect Stephen T. Mgmt For For For
Jurvetson
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
------------------------------------------------------------------------------------------------------------------------
Twilio Inc.
Ticker Security ID: Meeting Date Meeting Status
TWLO CUSIP 90138F102 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard Dalzell Mgmt For Withhold Against
1.2 Elect Erika Rottenberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For Against Against
Stock Option and
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Ulta Beauty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michelle L. Mgmt For For For
Collins
1.2 Elect Dennis K. Eck Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Philippin
1.4 Elect Vanessa A. Mgmt For For For
Wittman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
XPO Logistics Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bradley S. Jacobs Mgmt For For For
2 Elect Gena L. Ashe Mgmt For Against Against
3 Elect Louis DeJoy Mgmt For Against Against
4 Elect Michael G. Mgmt For Against Against
Jesselson
5 Elect Adrian P. Mgmt For Against Against
Kingshott
6 Elect Jason D. Mgmt For Against Against
Papastavrou
7 Elect Oren G. Shaffer Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
XPO Logistics Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 12/20/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 2016 Incentive Mgmt For For For
Compensation Plan
2 Right to Adjourn Mgmt For For For
Meeting
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth International Equity Fund
------------------------------------------------------------------------------------------------------------------------
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jaime Ardila Mgmt For For For
Gomez
2 Elect Charles H. Mgmt For For For
Giancarlo
3 Elect Herbert Hainer Mgmt For For For
4 Elect William L. Kimsey Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Elect Nancy McKinstry Mgmt For For For
7 Elect Pierre Nanterme Mgmt For For For
8 Elect Gilles Pelisson Mgmt For For For
9 Elect Paula A. Price Mgmt For For For
10 Elect Arun Sarin Mgmt For For For
11 Elect Frank K. Tang Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Issuance of Treasury Mgmt For For For
Shares
------------------------------------------------------------------------------------------------------------------------
Adidas AG
Ticker Security ID: Meeting Date Meeting Status
ADS CINS D0066B185 05/11/2017 Voted
Meeting Type Country of Trade
Annual Germany
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board Acts
8 Ratification of Mgmt For For For
Supervisory Board Acts
9 Supervisory Board Mgmt For For For
Members' Fees
10 Increase in Authorised Mgmt For For For
Capital 2017/I
11 Increase in Authorised Mgmt For For For
Capital 2017/II
12 Increase in Authorised Mgmt For For For
Capital 2017/III
13 Appointment of Auditor Mgmt For For For
(Fiscal Year 2017)
14 Appointment of Auditor Mgmt For For For
(Interim
Reports--Fiscal Year
2017)
15 Appointment of Auditor Mgmt For For For
(Interim
Reports--Fiscal Year
2018)
------------------------------------------------------------------------------------------------------------------------
AIA Group Limited
Ticker Security ID: Meeting Date Meeting Status
1299 CINS Y002A1105 05/12/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Mohamed Azman Mgmt For For For
Yahya
6 Elect Edmund TSE Sze Mgmt For For For
Wing
7 Elect Jack SO Chak Mgmt For For For
Kwong
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase Shares
11 Authority to Issue Mgmt For For For
Shares under
Restricted Share Unit
Scheme
------------------------------------------------------------------------------------------------------------------------
Ambev S.A.
Ticker Security ID: Meeting Date Meeting Status
ABEV3 CUSIP 02319V103 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
5 Election of Mgmt For Abstain Against
Supervisory Council
6 Elect Paulo Mgmt N/A For N/A
Assuncao de Sousa to
Supervisory Council as
Representative of
Minority Shareholders
7 Remuneration Report Mgmt For Against Against
8 Supervisory Council Mgmt For For For
Fees
9 Merger Agreement Mgmt For For For
10 Ratification of Mgmt For For For
Appointment of
Appraiser
11 Valuation Report Mgmt For For For
12 Merger by Absortion Mgmt For For For
13 Authorization of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
Atlas Copco AB
Ticker Security ID: Meeting Date Meeting Status
ATCOA CINS W10020324 04/26/2017 Voted
Meeting Type Country of Trade
Annual Sweden
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board Mgmt For For For
and CEO Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Dividend Record Date Mgmt For For For
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Election of Directors Mgmt For Against Against
18 Elect Hans Straberg as Mgmt For Against Against
Chair
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Authority to Set Mgmt For For For
Auditor's Fees
22 Remuneration Guidelines Mgmt For For For
23 Performance Option Mgmt For For For
Plan 2017
24 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
Performance Option
Plan 2017
25 Authority to Mgmt For For For
Repurchase Shares
Pursuant to Directors'
Fees
26 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
Performance Option
Plan 2017
27 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to Directors'
Fees
28 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to LTIPs
29 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Appointment of Auditor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3.1 Elect John Baird Mgmt For For For
3.2 Elect Isabelle Mgmt For For For
Courville
3.3 Elect Keith E. Creel Mgmt For For For
3.4 Elect Gillian H. Denham Mgmt For For For
3.5 Elect William R. Fatt Mgmt For For For
3.6 Elect Rebecca MacDonald Mgmt For For For
3.7 Elect Matthew H. Paull Mgmt For For For
3.8 Elect Jane L. Peverett Mgmt For For For
3.9 Elect Andrew F. Reardon Mgmt For For For
3.10 Elect Gordon T. Mgmt For For For
Trafton II
------------------------------------------------------------------------------------------------------------------------
Chr.Hansen Holding A/S
Ticker Security ID: Meeting Date Meeting Status
CHR CINS K1830B107 11/29/2016 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Register of
Shareholders
10 Amendments to Articles Mgmt For For For
Regarding Name Change
of NASDAQ OMX
Copenhagen A/S
11 Elect Ole Andersen Mgmt For For For
12 Elect Frederic Stevenin Mgmt For For For
13 Elect Mark Wilson Mgmt For For For
14 Elect Dominique Mgmt For For For
Reiniche
15 Elect Tiina Mgmt For For For
Mattila-Sandholm
16 Elect Kristian Mgmt For For For
Villumsen
17 Elect Luis Cantarell Mgmt For For For
Rocamora
18 Appointment of Auditor Mgmt For For For
19 Authority to Carry out Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditors
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Robert M. Mgmt For For For
Hernandez
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect James I. Cash, Mgmt For For For
Jr.
13 Elect Mary A. Cirillo Mgmt For For For
14 Elect Michael P. Mgmt For Against Against
Connors
15 Elect John A. Edwardson Mgmt For For For
16 Elect Leo F. Mullin Mgmt For For For
17 Elect Kimberly Ross Mgmt For For For
18 Elect Robert W. Scully Mgmt For For For
19 Elect Eugene B. Mgmt For For For
Shanks, Jr.
20 Elect Theodore Shasta Mgmt For For For
21 Elect David H. Sidwell Mgmt For For For
22 Elect Olivier Steimer Mgmt For For For
23 Elect James M. Mgmt For For For
Zimmerman
24 Elect Evan G. Mgmt For For For
Greenberg as Chairman
of the Board
25 Elect Michael P. Mgmt For Against Against
Connors
26 Elect Mary A. Cirillo Mgmt For For For
27 Elect Robert M. Mgmt For For For
Hernandez
28 Elect Robert W. Scully Mgmt For For For
29 Elect James M. Mgmt For For For
Zimmerman
30 ELECTION OF HOMBURGER Mgmt For For For
AG AS INDEPENDENT PROXY
31 APPROVAL OF AMENDED Mgmt For For For
AND RESTATED CHUBB
LIMITED EMPLOYEE STOCK
PURCHASE PLAN
32 Board Compensation Mgmt For For For
33 Executive Compensation Mgmt For For For
34 Advisory Vote on Mgmt For For For
Executive Compensation
35 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
36 Additional or Mgmt For Abstain Against
Miscellaneous Proposals
------------------------------------------------------------------------------------------------------------------------
Coloplast A/S
Ticker Security ID: Meeting Date Meeting Status
COLOB CINS K16018192 12/05/2016 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
9 Directors' Fees Mgmt For For For
10 Remuneration Guidelines Mgmt For For For
11 Authority to Mgmt For For For
Repurchase Shares
12 Elect Michael Pram Mgmt For Abstain Against
Rasmussen
13 Elect Niels Peter Mgmt For For For
Louis-Hansen
14 Elect Per Magid Mgmt For For For
15 Elect Birgitte Nielsen Mgmt For For For
16 Elect Jette Mgmt For For For
Nygaard-Andersen
17 Elect Brian Petersen Mgmt For For For
18 Elect Jorgen Mgmt For For For
Tang-Jensen
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Compass Group Plc
Ticker Security ID: Meeting Date Meeting Status
CPG CINS G23296190 02/02/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Stefan Bomhard Mgmt For For For
5 Elect Dominic Blakemore Mgmt For For For
6 Elect Richard Cousins Mgmt For For For
7 Elect Gary Green Mgmt For For For
8 Elect Johnny Thomson Mgmt For For For
9 Elect Carol Arrowsmith Mgmt For For For
10 Elect John G. Bason Mgmt For For For
11 Elect Don Robert Mgmt For For For
12 Elect Nelson Luiz Mgmt For For For
Costa Silva
13 Elect Ireena Vittal Mgmt For Against Against
14 Elect Paul S. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's Fees
17 Increase in NED's Fee Mgmt For For For
Cap
18 Authorisation of Mgmt For For For
Political Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
22 Authority to Mgmt For For For
Repurchase Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
Compass Group Plc
Ticker Security ID: Meeting Date Meeting Status
CPG CINS G23296190 06/07/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Special Dividend and Mgmt For For For
Share Consolidation
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
5 Authority to Mgmt For For For
Repurchase Shares
------------------------------------------------------------------------------------------------------------------------
Constellation Software Inc.
Ticker Security ID: Meeting Date Meeting Status
CSU CUSIP 21037X100 04/28/2017 Voted
Meeting Type Country of Trade
Annual Canada
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeff Bender Mgmt For Withhold Against
1.2 Elect Meredith H. Hayes Mgmt For Withhold Against
1.3 Elect Robert Kittel Mgmt For Withhold Against
1.4 Elect Mark Leonard Mgmt For For For
1.5 Elect Paul McFeeters Mgmt For Withhold Against
1.6 Elect Ian McKinnon Mgmt For For For
1.7 Elect Mark Miller Mgmt For For For
1.8 Elect Stephen R. Mgmt For Withhold Against
Scotchmer
2 Appointment of Auditor Mgmt For Withhold Against
and Authority to Set
Fees
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity Policy
------------------------------------------------------------------------------------------------------------------------
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/12/2016 Voted
Meeting Type Country of Trade
Annual Australia
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Marie McDonald Mgmt For For For
3 Elect Megan Clark Mgmt For For For
4 Elect Tadataka Yamada Mgmt For For For
5 Remuneration Report Mgmt For Against Against
6 Equity Grant (MD/CEO Mgmt For Against Against
Paul Perreault)
7 Approve Increase in Mgmt For For For
NEDs' Fee Cap
------------------------------------------------------------------------------------------------------------------------
Essilor International
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31668100 05/11/2017 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Ratification of the Mgmt For For For
Co-optation of
Jeanette Wong
10 Elect Philippe Alfroid Mgmt For Against Against
11 Elect Juliette Favre Mgmt For For For
12 Elect Yi He Mgmt For For For
13 Elect Hubert Sagnieres Mgmt For For For
14 Elect Laurent Vacherot Mgmt For For For
15 Severance Agreement Mgmt For For For
(Hubert Sagnieres,
Chair and CEO)
16 Severance Agreement Mgmt For For For
(Laurent Vacherot,
Deputy CEO)
17 Remuneration of Hubert Mgmt For Against Against
Sagnieres, Chair and
CEO
18 Remuneration of Mgmt For Against Against
Laurent Vacherot,
deputy CEO since
December 6, 2016
19 Remuneration Policy Mgmt For For For
(Corporate Officers)
20 Directors' Fees Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and Reissue
Shares
22 Employee Stock Mgmt For For For
Purchase Plan
23 Employee Stock Mgmt For For For
Purchase Plan for
Employee Overseas
24 Amendments to Articles Mgmt For For For
25 Adoption of New Mgmt For For For
Articles
26 Merger/Acquisition Mgmt For For For
27 Authority to Increase Mgmt For For For
Capital in Case of
Exchange Offer
initiated by the
Company
28 Internal Restructuring Mgmt For For For
Pursuant to Merger
29 Amendments to Articles Mgmt For For For
(Company Purpose)
30 Elect Leonardo Del Mgmt For For For
Vecchio
31 Elect Romolo Bardin Mgmt For For For
32 Elect Giovanni Mgmt For For For
Giallombardo
33 Elect Rafaella Mazzoli Mgmt For For For
34 Elect Francesco Milleri Mgmt For For For
35 Elect Gianni Mion Mgmt For For For
36 Elect Lucia Morselli Mgmt For For For
37 Elect Cristina Scocchia Mgmt For For For
38 Elect Hubert Sagnieres Mgmt For For For
39 Elect Juliette Favre Mgmt For For For
40 Elect Henrietta H. Fore Mgmt For For For
41 Elect Bernard Hours Mgmt For For For
42 Elect Annette Messemer Mgmt For For For
43 Elect Olivier Pecoux Mgmt For For For
44 Authorisation of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
Experian Plc
Ticker Security ID: Meeting Date Meeting Status
EXPN CINS G32655105 07/20/2016 Voted
Meeting Type Country of Trade
Annual Jersey
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Luiz Fernando Mgmt For For For
Vendramini Fleury
4 Elect Brian Cassin Mgmt For For For
5 Elect Roger Davis Mgmt For For For
6 Elect Deirdre Mahlan Mgmt For For For
7 Elect Lloyd Pitchford Mgmt For For For
8 Elect Don Robert Mgmt For For For
9 Elect George Rose Mgmt For For For
10 Elect Paul A. Walker Mgmt For For For
11 Elect Kerry Williams Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
17 Authority to Mgmt For For For
Repurchase Shares
------------------------------------------------------------------------------------------------------------------------
Hermes International SCA
Ticker Security ID: Meeting Date Meeting Status
RMS CINS F48051100 06/06/2017 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible Expenses
6 Consolidated Accounts Mgmt For For For
and Reports
7 Ratification of Mgmt For For For
Management Acts
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Authority to Mgmt For For For
Repurchase and Reissue
Shares
11 Remuneration of Axel Mgmt For Against Against
Dumas, Manager
12 Remuneration of Emile Mgmt For Against Against
Hermes SARL, Managing
General Partner
13 Elect Monique Cohen Mgmt For For For
14 Elect Renaud Mommeja Mgmt For Against Against
15 Elect Eric de Seynes Mgmt For For For
16 Elect Dorothee Altmayer Mgmt For For For
17 Elect Olympia Guerrand Mgmt For For For
18 Supervisory Board Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(PricewaterhouseCoopers)
20 Appointment of Auditor Mgmt For For For
(Didier Kling &
Associes)
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
23 Authority to Issue Mgmt For For For
Shares and Convertible
Debt w/ Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares and Convertible
Debt w/o Preemptive
Rights
25 Employee Stock Mgmt For For For
Purchase Plan
26 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through Private
Placement
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in Kind
28 Authorisation of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William Hall Mgmt For For For
2 Elect John Climax Mgmt For For For
3 Elect Steve Cutler Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase Shares
9 Authority to Set Price Mgmt For For For
Range for Issuance of
Treasury Shares
10 Amendments to Articles Mgmt For For For
of Association
11 Amendments to Mgmt For For For
Memorandum of
Association
------------------------------------------------------------------------------------------------------------------------
Industria de Diseno Textil S.A. - INDITEX, S.A.
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J125 07/19/2016 Voted
Meeting Type Country of Trade
Ordinary Spain
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Pontegadea
Inversiones, S.L.
(Flora Perez Marcote)
7 Elect Denise Kingsmill Mgmt For For For
8 Amendments to Article Mgmt For For For
4 (Registered Address)
9 Amendments to Articles Mgmt For For For
19 and 20
10 Amendments to Articles Mgmt For For For
28 and 30
11 Amendments to Article Mgmt For For For
36 (Reserves)
12 Consolidation of Mgmt For For For
Articles
13 Appointment of Auditor Mgmt For For For
14 Long-Term Incentive Mgmt For For For
Plan 2016-2020
15 Authority to Mgmt For For For
Repurchase Shares
16 Remuneration Report Mgmt For For For
17 Authorisation of Legal Mgmt For For For
Formalities
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Keyence Corporation
Ticker Security ID: Meeting Date Meeting Status
6861 CINS J32491102 06/09/2017 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Takemitsu Mgmt For For For
Takizaki
4 Elect Akinori Yamamoto Mgmt For For For
5 Elect Tsuyoshi Kimura Mgmt For For For
6 Elect Keiichi Kimura Mgmt For For For
7 Elect Tomohide Ideno Mgmt For For For
8 Elect Akiji Yamaguchi Mgmt For For For
9 Elect Akira Kanzawa Mgmt For For For
10 Elect Masato Fujimoto Mgmt For For For
11 Elect Yohichi Tanabe Mgmt For For For
12 Elect Masaharu Mgmt For For For
Yamamoto as Alternate
Statutory Auditor
------------------------------------------------------------------------------------------------------------------------
Keyence Corporation
Ticker Security ID: Meeting Date Meeting Status
6861 CINS J32491102 09/09/2016 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hidehiko Takeda Mgmt For For For
as Alternate Statutory
Auditor
------------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kenneth M. Jacobs Mgmt For For For
1.2 Elect Michelle Jarrard Mgmt For For For
1.3 Elect Philip A. Laskawy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service Vesting
------------------------------------------------------------------------------------------------------------------------
Luxottica Group S.p.A.
Ticker Security ID: Meeting Date Meeting Status
LUX CINS T6444Z110 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
LVMH Moet Hennessy Louis Vuitton SE
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/13/2017 Voted
Meeting Type Country of Trade
Mix France
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and Reports
5 Related Party Mgmt For Against Against
Transactions
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Delphine Arnault Mgmt For For For
8 Elect Nicolas Bazire Mgmt For For For
9 Elect Antonio Belloni Mgmt For Against Against
10 Elect Diego Della Valle Mgmt For For For
11 Elect Marie-Josee Mgmt For Against Against
Kravis
12 Elect Marie-Laure Mgmt For For For
Sauty de Chalon
13 Elect Pierre Gode, Mgmt For Against Against
Censor
14 Elect Albert Frere, Mgmt For Against Against
Censor
15 Elect Paolo Bulgari, Mgmt For Against Against
Censor
16 Remuneration of Mgmt For Against Against
Bernard Arnault, Chair
and CEO
17 Remuneration of Mgmt For Against Against
Antonio Belloni,
Deputy CEO
18 Remuneration of Mgmt For Against Against
Corporate Officers
(Policy)
19 Authority to Mgmt For For For
Repurchase and Reissue
Shares
20 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Authority to Issue Mgmt For Abstain Against
Shares and Convertible
Debt w/ Preemptive
Rights
23 Authority to Issue Mgmt For Against Against
Shares and Convertible
Debt w/o Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares and Convertible
Debt w/o Preemptive
Rights Through Private
Placement
25 Authority to Set Mgmt For Against Against
Offering Price of
Shares
26 Greenshoe Mgmt For Against Against
27 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
28 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in Kind
29 Authority to Grant Mgmt For Against Against
Stock Options
30 Employee Stock Mgmt For For For
Purchase Plan
31 Global Ceiling on Mgmt For For For
Capital Increases
32 Amendments to Articles Mgmt For For For
33 Authorization of Legal Mgmt For For For
Formalities Related to
Article Amendments
34 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/06/2017 Take No Action
Meeting Type Country of Trade
Annual Switzerland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Paul Bulcke Mgmt For TNA N/A
7 Elect Andreas Koopmann Mgmt For TNA N/A
8 Elect Henri de Castries Mgmt For TNA N/A
9 Elect Beat Hess Mgmt For TNA N/A
10 Elect Renato Fassbind Mgmt For TNA N/A
11 Elect Steven G. Hoch Mgmt For TNA N/A
12 Elect Naina Lal Kidwai Mgmt For TNA N/A
13 Elect Jean-Pierre Roth Mgmt For TNA N/A
14 Elect Ann Veneman Mgmt For TNA N/A
15 Elect Eva Cheng Mgmt For TNA N/A
16 Elect Ruth Khasaya Mgmt For TNA N/A
Oniang'o
17 Elect Patrick Aebischer Mgmt For TNA N/A
18 Elect Ulf M. Schneider Mgmt For TNA N/A
19 Elect Ursula M. Burns Mgmt For TNA N/A
20 Appoint Paul Bulcke as Mgmt For TNA N/A
Board Chair
21 Elect Beat Hess as Mgmt For TNA N/A
Compensation Committee
Member
22 Elect Andreas Koopmann Mgmt For TNA N/A
as Compensation
Committee Member
23 Elect Jean-Pierre Roth Mgmt For TNA N/A
as Compensation
Committee Member
24 Elect Patrick Mgmt For TNA N/A
Aebischer as
Compensation Committee
Member
25 Appointment of Auditor Mgmt For TNA N/A
26 Appointment of Mgmt For TNA N/A
Independent Proxy
27 Board Compensation Mgmt For TNA N/A
28 Executive Compensation Mgmt For TNA N/A
29 Additional or ShrHoldr Against TNA N/A
Miscellaneous Proposals
30 Non-Voting Meeting Note N/A N/A TNA N/A
------------------------------------------------------------------------------------------------------------------------
Novozymes A/S
Ticker Security ID: Meeting Date Meeting Status
NZYMB CINS K7317J133 02/22/2017 Voted
Meeting Type Country of Trade
Annual Denmark
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Guidelines Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Reduce Mgmt For For For
Share Capital
11 Authority to Mgmt For For For
Repurchase Shares
12 Elect Jorgen Buhl Mgmt For For For
Rasmussen
13 Elect Agnete Mgmt For Abstain Against
Raaschou-Nielsen
14 Elect Heinz-Jurgen Mgmt For For For
Bertram
15 Elect Lars Green Mgmt For For For
16 Elect Mathias Uhlen Mgmt For For For
17 Elect Kim Stratton Mgmt For For For
18 Elect Kasim Kutay Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Carry out Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Adrian D.P. Mgmt For For For
Bellamy
5 Elect Nicandro Durante Mgmt For For For
6 Elect Mary Harris Mgmt For For For
7 Elect Adrian Hennah Mgmt For For For
8 Elect Kenneth Hydon Mgmt For For For
9 Elect Rakesh Kapoor Mgmt For For For
10 Elect Pamela J. Kirby Mgmt For For For
11 Elect Andre Lacroix Mgmt For For For
12 Elect Christopher A. Mgmt For For For
Sinclair
13 Elect Judith A. Mgmt For For For
Sprieser
14 Elect Warren G. Tucker Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's Fees
17 Authorisation of Mgmt For For For
Political Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital Investment)
21 Authority to Mgmt For For For
Repurchase Shares
22 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/31/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SGS SA
Ticker Security ID: Meeting Date Meeting Status
SGSN CINS H7484G106 03/21/2017 Take No Action
Meeting Type Country of Trade
Annual Switzerland
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Paul Desmarais, Mgmt For TNA N/A
Jr.
7 Elect August von Finck Mgmt For TNA N/A
8 Elect August Francois Mgmt For TNA N/A
von Finck
9 Elect Ian Gallienne Mgmt For TNA N/A
10 Elect Cornelius Grupp Mgmt For TNA N/A
11 Elect Peter Kalantzis Mgmt For TNA N/A
12 Elect Chris Kirk Mgmt For TNA N/A
13 Elect Gerard Lamarche Mgmt For TNA N/A
14 Elect Sergio Marchionne Mgmt For TNA N/A
15 Elect Shelby R. du Mgmt For TNA N/A
Pasquier
16 Appoint Sergio Mgmt For TNA N/A
Marchionne as Board
Chair
17 Elect August von Finck Mgmt For TNA N/A
as Compensation and
Nominating Committee
Member
18 Elect Ian Gallienne as Mgmt For TNA N/A
Compensation and
Nominating Committee
Member
19 Elect Shelby R. du Mgmt For TNA N/A
Pasquier as
Compensation and
Nominating Committee
Member
20 Appointment of Auditor Mgmt For TNA N/A
21 Appointment of Mgmt For TNA N/A
Independent Proxy
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation Mgmt For TNA N/A
(Fixed)
24 Executive Compensation Mgmt For TNA N/A
(Variable)
25 Authority to Reduce Mgmt For TNA N/A
Share Capital
26 Increase in Authorized Mgmt For TNA N/A
Capital
27 Non-Voting Meeting Note N/A N/A TNA N/A
------------------------------------------------------------------------------------------------------------------------
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/31/2016 Voted
Meeting Type Country of Trade
Annual South Africa
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Anna Mokgokong Mgmt For For For
4 Re-elect Johannes Mgmt For For For
Basson
5 Re-elect Jimmy Fouche Mgmt For For For
6 Re-elect Joseph Rock Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee member
(Johannes Basson)
8 Elect Audit and Risk Mgmt For Against Against
Committee member
(Jacobus Louw)
9 Elect Audit and Risk Mgmt For For For
Committee member
(Jimmy Fouche)
10 Elect Audit and Risk Mgmt For For For
Committee member
(Joseph Rock)
11 General Authority to Mgmt For For For
Issue Shares
12 Authority to Issue Mgmt For For For
Shares for Cash
13 Authorisation of Legal Mgmt For For For
Formalities
14 APPROVE REMUNERATION Mgmt For Against Against
POLICY
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Section 45)
17 Approve Financial Mgmt For For For
Assistance (Section 44)
18 Authority to Mgmt For For For
Repurchase Shares
19 Amendments to Mgmt For For For
Memorandum (Clauses
9.3 to 9.6)
20 Amendments to Mgmt For For For
Memorandum (Clause 15)
21 Amendments to Mgmt For For For
Memorandum (Clauses
1.2.24, 1.2.25 and 48)
22 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Sysmex Corp.
Ticker Security ID: Meeting Date Meeting Status
6869 CINS J7864H102 06/23/2017 Voted
Meeting Type Country of Trade
Annual Japan
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hisashi Ietsugu Mgmt For For For
4 Elect Yukio Nakajima Mgmt For For For
5 Elect Kaoru Asano Mgmt For For For
6 Elect Kenji Tachibana Mgmt For For For
7 Elect Kazuya Obe Mgmt For For For
8 Elect Mitsuru Watanabe Mgmt For For For
9 Elect Junzoh Yamamoto Mgmt For For For
10 Elect Susumu Nishiura Mgmt For For For
11 Elect Masayo Takahashi Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of Assets
5.1 Elect Non-Independent Mgmt For For For
Director: Mark LIU
5.2 Elect Non-Independent Mgmt For For For
Director: C.C. WEI
------------------------------------------------------------------------------------------------------------------------
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Elect YANG Siu Shun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Repurchased Shares
14 Share Option Scheme Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment Group
------------------------------------------------------------------------------------------------------------------------
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEX CINS P98180188 03/30/2017 Voted
Meeting Type Country of Trade
Ordinary Mexico
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Statutory Reports Mgmt For Abstain Against
2 Consolidated Financial Mgmt For Abstain Against
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Cancel Mgmt For Abstain Against
Treasury Shares
5 Election of Directors; Mgmt For Abstain Against
Election of Committee
Chairman; Fees
6 Minutes; Election of Mgmt For For For
Meeting Delegates
------------------------------------------------------------------------------------------------------------------------
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Herman O. Gref Mgmt For For For
5 Elect Arkady Volozh Mgmt For For For
6 Authority to Cancel Mgmt For For For
Shares
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For Against Against
Preemptive Rights
10 Authority to Mgmt For For For
Repurchase Shares
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Moderate Allocation Strategy
-------------------------------------------------------------------------------------------------------------------------
iShares Currency Hedged MSCI Eurozone ETF
Ticker Security ID: Meeting Date Meeting Status
IBDH CUSIP 46434V803 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI Canada ETF
Ticker Security ID: Meeting Date Meeting Status
EWA CUSIP 464286533 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
iShares MSCI India ETF
Ticker Security ID: Meeting Date Meeting Status
ERUS CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
iShares TIPS Bond ETF
Ticker Security ID: Meeting Date Meeting Status
OEF CUSIP 464287465 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Capital Innovations Global Resources and Infrastructure Fund
Ticker Security ID: Meeting Date Meeting Status
SFRZX CUSIP 76628R474 06/28/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of the Mgmt For For For
RidgeWorth Capital
Innovations Global
Resources and
Infrastructure Fund
into the Oak Ridge
Global Resources &
Infrastructure Fund
2 Approval of a Mgmt For For For
short-term investment
advisory agreement
between the Fund and
Virtus Fund Advisers,
LLC
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Small Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RIdgeWorth Seix High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T124 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Total Return Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T132 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Small Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T140 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Silvant Large Cap Growth Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T157 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Ceredex Mid Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T165 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-------------------------------------------------------------------------------------------------------------------------
RidgeWorth Cerdex Large Cap Value Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T173 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Corporate Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628T546 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Floating Rate High Income Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U105 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix Core Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U204 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth International Equity Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U303 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix High Yield Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U709 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RidgeWorth Seix US Government Ultra-Short Bond Fund
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628U808 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord
Funds into Each Fund
of Virtus Asset Trust
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
-----------------------------------------------------------------------------------------------------------------------------
RIDGEWORTH FUNDS
Ticker Security ID: Meeting Date Meeting Status
SCATX CUSIP 76628R474 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Reorganization of Each Mgmt For For For
Fund of RidgeWord Funds
into Each Fund of Virtus
Asset Trust
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix Floating Rate High Income Fund
------------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin L. Beebe Mgmt For Against Against
2 Elect James V. Mgmt For For For
Continenza
3 Elect Howard S. Mgmt For Against Against
Hoffmann
4 Elect Ricardo Mgmt For Against Against
Knoepfelmacher
5 Elect Christopher T. Mgmt For For For
Rogers
6 Elect Robert A. Mgmt For Against Against
Schriesheim
7 Elect Steven M. Mgmt For For For
Shindler
8 Advisory Vote on Mgmt For Against Against
Executive Compensation
9 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SandRidge Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SD CUSIP 80007P869 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James D. Bennett Mgmt For For For
2 Elect Michael L. Mgmt For For For
Bennett
3 Elect John V. Genova Mgmt For For For
4 Elect William M. Mgmt For For For
Griffin
5 Elect David J. Kornder Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
8 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Vantage Drilling Co
Ticker Security ID: Meeting Date Meeting Status
VTGDF CUSIP G9325C113 08/04/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Misc. Article Mgmt For Abstain Against
Amendments
------------------------------------------------------------------------------------------------------------------------
Vistra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
VSTE CUSIP 92840M102 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gavin R. Baiera Mgmt For Withhold Against
1.2 Elect Curtis A. Morgan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Income Fund
-------------------------------------------------------------------------------------------------------------------------
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/06/2017 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Leo Hindery, Jr. Mgmt N/A N/A N/A
1.2 Elect Vinit Sethi Mgmt N/A N/A N/A
1.3 Elect William N. Mgmt N/A N/A N/A
Thorndike, Jr.
1.4 Elect Management Mgmt N/A N/A N/A
Nominee Joseph J.
Ashton
1.5 Elect Management Mgmt N/A N/A N/A
Nominee Mary T. Barra
1.6 Elect Management Mgmt N/A N/A N/A
Nominee Linda R. Gooden
1.7 Elect Management Mgmt N/A N/A N/A
Nominee Joseph Jimenez
1.8 Elect Management Mgmt N/A N/A N/A
Nominee James J. Mulva
1.9 Elect Management Mgmt N/A N/A N/A
Nominee Patricia F.
Russo
1.10 Elect Management Mgmt N/A N/A N/A
Nominee Thomas M.
Schoewe
1.11 Elect Management Mgmt N/A N/A N/A
Nominee Theodore M.
Solso
2 Advisory Vote on Mgmt N/A N/A N/A
Executive Compensation
3 Approval of the 2017 Mgmt N/A N/A N/A
Short-Term Incentive
Plan
4 Approval of the 2017 Mgmt N/A N/A N/A
Long-Term incentive
Plan
5 Ratification of Auditor Mgmt N/A N/A N/A
6 Shareholder Proposal ShrHoldr N/A N/A N/A
Regarding Independent
Board Chair
7 Shareholder Proposal ShrHoldr N/A N/A N/A
Regarding Creation of
Dual Class Equity
Structure
-------------------------------------------------------------------------------------------------------------------------
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/06/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Joseph J. Ashton Mgmt For For For
1.2 Elect Mary T. Barra Mgmt For For For
1.3 Elect Linda R. Gooden Mgmt For For For
1.4 Elect Joseph Jimenez Mgmt For For For
1.5 Elect Jane L. Mendillo Mgmt For For For
1.6 Elect Michael G. Mullen Mgmt For For For
1.7 Elect James J. Mulva Mgmt For For For
1.8 Elect Patricia F. Russo Mgmt For For For
1.9 Elect Thomas M. Schoewe Mgmt For For For
1.10 Elect Theodore M. Solso Mgmt For For For
1.11 Elect Carol M. Mgmt For For For
Stephenson
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Approval of the 2017 Mgmt For For For
Short-Term Incentive
Plan
4 Approval of the 2017 Mgmt For For For
Long-Term incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
Dual Class Equity
Structure
------------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin L. Beebe Mgmt For Against Against
2 Elect James V. Mgmt For For For
Continenza
3 Elect Howard S. Mgmt For Against Against
Hoffmann
4 Elect Ricardo Mgmt For Against Against
Knoepfelmacher
5 Elect Christopher T. Mgmt For For For
Rogers
6 Elect Robert A. Mgmt For Against Against
Schriesheim
7 Elect Steven M. Mgmt For For For
Shindler
8 Advisory Vote on Mgmt For Against Against
Executive Compensation
9 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SandRidge Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SD CUSIP 80007P869 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect James D. Bennett Mgmt For For For
2 Elect Michael L. Mgmt For For For
Bennett
3 Elect John V. Genova Mgmt For For For
4 Elect William M. Mgmt For For For
Griffin
5 Elect David J. Kornder Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
8 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Seix High Yield Fund
------------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin L. Beebe Mgmt For Against Against
2 Elect James V. Mgmt For For For
Continenza
3 Elect Howard S. Mgmt For Against Against
Hoffmann
4 Elect Ricardo Mgmt For Against Against
Knoepfelmacher
5 Elect Christopher T. Mgmt For For For
Rogers
6 Elect Robert A. Mgmt For Against Against
Schriesheim
7 Elect Steven M. Mgmt For For For
Shindler
8 Advisory Vote on Mgmt For Against Against
Executive Compensation
9 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Silvant Large Cap Growth Stock Fund
------------------------------------------------------------------------------------------------------------------------
A.O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Gloster B. Mgmt For For For
Current, Jr.
1.2 Elect William P. Mgmt For For For
Greubel
1.3 Elect Idelle K. Wolf Mgmt For For For
1.4 Elect Gene C. Wulf Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Mgmt For For For
Incentive Compensation
Plan
------------------------------------------------------------------------------------------------------------------------
Adient plc
Ticker Security ID: Meeting Date Meeting Status
ADNT CUSIP G0084W101 03/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John M. Barth Mgmt For For For
2 Elect Julie L. Bushman Mgmt For For For
3 Elect Raymond L. Conner Mgmt For For For
4 Elect Richard A. Mgmt For For For
Goodman
5 Elect Frederick A. Mgmt For For For
Henderson
6 Elect R. Bruce McDonald Mgmt For For For
7 Elect Barb J. Mgmt For For For
Samardzich
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Approval of the Mgmt For For For
Material Terms of
Performance Goals
Under 2016 Plan
------------------------------------------------------------------------------------------------------------------------
Adobe Systems Incorporated
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Edward W. Mgmt For For For
Barnholt
3 Elect Robert K. Burgess Mgmt For For For
4 Elect Frank A. Mgmt For For For
Calderoni
5 Elect James E. Daley Mgmt For For For
6 Elect Laura B. Desmond Mgmt For For For
7 Elect Charles M. Mgmt For For For
Geschke
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Daniel Rosensweig Mgmt For For For
10 Elect John E. Warnock Mgmt For For For
11 Amendment to the 2003 Mgmt For For For
Equity Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Felix Baker Mgmt For For For
2 Elect David R. Brennan Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Christopher J. Mgmt For For For
Coughlin
5 Elect Ludwig N. Hantson Mgmt For For For
6 Elect John T. Mollen Mgmt For For For
7 Elect R. Douglas Norby Mgmt For For For
8 Elect Alvin S. Parven Mgmt For For For
9 Elect Andreas Rummelt Mgmt For For For
10 Elect Ann M. Veneman Mgmt For For For
11 Approval of the 2017 Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
------------------------------------------------------------------------------------------------------------------------
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect James H. Bloem Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Catherine M. Mgmt For For For
Klema
8 Elect Peter J. Mgmt For For For
McDonnell
9 Elect Patrick J. Mgmt For For For
O'Sullivan
10 Elect Brenton L. Mgmt For For For
Saunders
11 Elect Ronald R. Taylor Mgmt For For For
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of Mgmt For For For
performance goals
under the 2017 Annual
Incentive Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Roger W. Mgmt For For For
Ferguson, Jr.
1.6 Elect Diane B. Greene Mgmt For For For
1.7 Elect John L. Hennessy Mgmt For For For
1.8 Elect Ann Mather Mgmt For Withhold Against
1.9 Elect Alan R. Mulally Mgmt For For For
1.10 Elect Paul S. Otellini Mgmt For For For
1.11 Elect K. Ram Shriram Mgmt For For For
1.12 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Stock Plan
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
12 Shareholder Proposal ShrHoldr Against Against For
Regarding False News
------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Daniel P. Mgmt For For For
Huttenlocher
6 Elect Judith A. McGrath Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
14 Amendment to the 1997 Mgmt For For For
Stock Incentive Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Use of Criminal
Background Checks in
Hiring Decisions
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
------------------------------------------------------------------------------------------------------------------------
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth I. Mgmt For For For
Chenault
5 Elect Peter Chernin Mgmt For For For
6 Elect Ralph de la Vega Mgmt For For For
7 Elect Anne L. Mgmt For For For
Lauvergeon
8 Elect Micheal O. Mgmt For For For
Leavitt
9 Elect Theodore Leonsis Mgmt For For For
10 Elect Richard C. Levin Mgmt For For For
11 Elect Samuel J. Mgmt For For For
Palmisano
12 Elect Daniel L. Vasella Mgmt For For For
13 Elect Robert D. Walter Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity Report
------------------------------------------------------------------------------------------------------------------------
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent T. Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Bruce R. Evans Mgmt For For For
5 Elect Edward H. Frank Mgmt For For For
6 Elect Mark M. Little Mgmt For For For
7 Elect Neil S. Novich Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Elect Lisa T. Su Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Dennis D. Powell Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Amendment to Employee Mgmt For For For
Stock Incentive Plan
13 Approval of the 162(m) Mgmt For For For
Senior Executive Bonus
Plan
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Carl Bass Mgmt For For For
2 Elect Crawford W. Mgmt For For For
Beveridge
3 Elect Jeffrey J. Clarke Mgmt For For For
4 Elect Scott Ferguson Mgmt For For For
5 Elect Thomas Georgens Mgmt For For For
6 Elect Richard S. Hill Mgmt For For For
7 Elect Mary T. McDowell Mgmt For For For
8 Elect Lorrie Norrington Mgmt For For For
9 Elect Betsy Rafael Mgmt For For For
10 Elect Stacy J. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendment to the 1998 Mgmt For For For
Employee Qualified
Stock Purchase Plan
15 Amendment to the 2012 Mgmt For For For
Employee Stock Plan
------------------------------------------------------------------------------------------------------------------------
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mary M. Mgmt For For For
VanDeWeghe
1.2 Elect James F. Albaugh Mgmt For For For
1.3 Elect John T. Whates Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Stephen A. Mgmt For For For
Sherwin
11 Elect Michel Vounatsos Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Approval of the 2017 Mgmt For For For
Omnibus Equity Plan
------------------------------------------------------------------------------------------------------------------------
Blue Buffalo Pet Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
BUFF CUSIP 09531U102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Philippe J. Mgmt For For For
Amouyal
1.2 Elect Afalo Guimaraes Mgmt For For For
1.3 Elect Amy W. Schulman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Laurie H. Mgmt For For For
Glimcher
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For Against Against
11 Elect Vicki L. Sato Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan for the
Purposes of
Section 162(m)
15 Amendment to the 2012 Mgmt For For For
Stock Award and
Incentive Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William S. Haraf Mgmt For For For
2 Elect Frank C. Mgmt For For For
Herringer
3 Elect Stephen T. McLin Mgmt For For For
4 Elect Roger O. Walther Mgmt For For For
5 Elect Robert N. Wilson Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
------------------------------------------------------------------------------------------------------------------------
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Albert S. Mgmt For For For
Baldocchi
1.2 Elect Paul T. Cappuccio Mgmt For For For
1.3 Elect Steve Ells Mgmt For For For
1.4 Elect Neil Flanzraich Mgmt For For For
1.5 Elect Robin Mgmt For For For
Hickenlooper
1.6 Elect Kimbal Musk Mgmt For For For
1.7 Elect Ali Namvar Mgmt For For For
1.8 Elect Matthew H. Paull Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Charles A. Mgmt For For For
Bancroft
2 Elect John P. Bilbrey Mgmt For For For
3 Elect John T. Cahill Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Helene D. Gayle Mgmt For For For
6 Elect Ellen M. Hancock Mgmt For For For
7 Elect C. Martin Harris Mgmt For For For
8 Elect Lorrie Norrington Mgmt For For For
9 Elect Michael B. Polk Mgmt For For For
10 Elect Stephen I. Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special Meetings
------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For Withhold Against
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Gerald L. Hassell Mgmt For Withhold Against
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Asuka Nakahara Mgmt For For For
1.8 Elect David C. Novak Mgmt For For For
1.9 Elect Brian L. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON Mgmt For Against Against
EXECUTIVE COMPENSATION
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard A. Mgmt For Withhold Against
Galanti
1.3 Elect John W. Mgmt For For For
Meisenbach
1.4 Elect Charles T. Munger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Donald R. Horton Mgmt For For For
2 Elect Barbara K. Allen Mgmt For For For
3 Elect Bradley S. Mgmt For For For
Anderson
4 Elect Michael R. Mgmt For For For
Buchanan
5 Elect Michael W. Hewatt Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect Robert A. Mgmt For For For
Mosbacher, Jr.
1.7 Elect Duane C. Radtke Mgmt For For For
1.8 Elect Mary P. Mgmt For For For
Ricciardello
1.9 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Annual Mgmt For For For
Incentive Compensation
Plan
6 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Related to Energy
Policy and Climate
Change
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Policy Risk
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reserves
Metrics in Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect David W. Nelms Mgmt For For For
11 Elect Mark A. Thierer Mgmt For For For
12 Elect Lawrence A. Mgmt For For For
Weinbach
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Michael A. Mgmt For For For
Mussallem
2 Elect Kieran T. Mgmt For For For
Gallahue
3 Elect Leslie Stone Mgmt For For For
Heisz
4 Elect William J. Link Mgmt For For For
5 Elect Steven R. Mgmt For For For
Loranger
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Wesley W. von Mgmt For For For
Schack
8 Elect Nicholas J. Mgmt For For For
Valeriani
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the Mgmt For For For
Long-Term Incentive
Compensation Program
12 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect Donald F. Textor Mgmt For For For
6 Elect William R. Thomas Mgmt For For For
7 Elect Frank G. Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Increase of Authorized Mgmt For For For
Common Stock
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Equinix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQIX CUSIP 29444U700 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Thomas Bartlett Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Gary F. Hromadko Mgmt For For For
1.4 Elect John Hughes Mgmt For For For
1.5 Elect Scott Kriens Mgmt For For For
1.6 Elect William Luby Mgmt For For For
1.7 Elect Irving F. Lyons Mgmt For For For
III
1.8 Elect Christopher B. Mgmt For Withhold Against
Paisley
1.9 Elect Stephen M. Smith Mgmt For For For
1.10 Elect Peter F. Van Camp Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Amendment to the 2000 Mgmt For For For
Equity Incentive Plan
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Ronald S. Lauder Mgmt For For For
2 Elect William P. Lauder Mgmt For For For
3 Elect Richard D. Mgmt For For For
Parsons
4 Elect Lynn Forester de Mgmt For For For
Rothschild
5 Elect Richard F. Mgmt For For For
Zannino
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Reed Hastings Mgmt For For For
1.5 Elect Jan Koum Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding False News
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
------------------------------------------------------------------------------------------------------------------------
Fortune Brands Home & Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect A.D. David Mackay Mgmt For For For
2 Elect David M. Thomas Mgmt For For For
3 Elect Norman H. Wesley Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Harman International Industries, Incorporated
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 02/17/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Harman International Industries, Incorporated
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 12/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Adriane M. Brown Mgmt For For For
2 Elect John W. Diercksen Mgmt For For For
3 Elect Ann McLaughlin Mgmt For For For
Korologos
4 Elect Robert Nail Mgmt For For For
5 Elect Dinesh C. Paliwal Mgmt For For For
6 Elect Abraham N. Mgmt For For For
Reichental
7 Elect Kenneth M. Reiss Mgmt For For For
8 Elect Hellene S. Mgmt For For For
Runtagh
9 Elect Frank Sklarsky Mgmt For For For
10 Elect Gary G. Steel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Director
Removal
13 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
HCA Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect R. Milton Johnson Mgmt For For For
2 Elect Robert J. Dennis Mgmt For Against Against
3 Elect Nancy-Ann DeParle Mgmt For For For
4 Elect Thomas F. Frist Mgmt For For For
III
5 Elect William R. Frist Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday
7 Elect Ann H. Lamont Mgmt For For For
8 Elect Jay O. Light Mgmt For For For
9 Elect Geoffrey G. Mgmt For For For
Meyers
10 Elect Wayne J. Riley Mgmt For For For
11 Elect John W. Rowe Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Article aAmendment Mgmt For For For
Regarding Shareholder
Right to Call a
Special Meeting
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
HD Supply Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDS CUSIP 40416M105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kathleen J. Mgmt For For For
Affeldt
1.2 Elect Peter A. Dorsman Mgmt For For For
1.3 Elect Peter A. Leav Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the Mgmt For For For
Omnibus Incentive Plan
5 Approval of the Annual Mgmt For For For
Incentive Plan for
Executive Officers
------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect William S. Ayer Mgmt For For For
3 Elect Kevin Burke Mgmt For For For
4 Elect Jaime Chico Pardo Mgmt For For For
5 Elect David M. Cote Mgmt For For For
6 Elect D. Scott Davis Mgmt For For For
7 Elect Linnet F. Deily Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect George Paz Mgmt For For For
12 Elect Bradley T. Mgmt For For For
Sheares
13 Elect Robin L. Mgmt For For For
Washington
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
IHS Inc.
Ticker Security ID: Meeting Date Meeting Status
IHS CUSIP 451734107 07/11/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
IHS Markit Ltd
Ticker Security ID: Meeting Date Meeting Status
INFO CUSIP G47567105 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Ruann F. Ernst Mgmt For For For
1.2 Elect William E. Ford Mgmt For For For
1.3 Elect Balakrishnan S. Mgmt For For For
Iyer
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Douglas G. Duncan Mgmt For For For
2 Elect Francesca M. Mgmt For For For
Edwardson
3 Elect Wayne Garrison Mgmt For For For
4 Elect Sharilyn S. Mgmt For For For
Gasaway
5 Elect Gary C. George Mgmt For For For
6 Elect Bryan Hunt Mgmt For Against Against
7 Elect Coleman H. Mgmt For For For
Peterson
8 Elect John N. Roberts Mgmt For For For
III
9 Elect James L. Robo Mgmt For For For
10 Elect Kirk Thompson Mgmt For For For
11 Amendment to the Mgmt For For For
Management Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
Johnson Controls International plc
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP G51502105 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Natalie A. Black Mgmt For For For
3 Elect Michael E. Mgmt For For For
Daniels
4 Elect Brian Duperreault Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Alex A. Mgmt For For For
Molinaroli
7 Elect George R. Oliver Mgmt For For For
8 Elect Juan Pablo del Mgmt For For For
Valle Perochena
9 Elect Jurgen Tinggren Mgmt For For For
10 Elect Mark P. Vergnano Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Ratification of Mgmt For For For
PricewaterhouseCoopers
13 Authority to Set Mgmt For For For
Auditor's Fees
14 Authority to Mgmt For For For
Repurchase Shares
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury Shares
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Approve Performance Mgmt For For For
Goals of 2012 Share
and Incentive Plan
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
------------------------------------------------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 08/17/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden Parachutes
------------------------------------------------------------------------------------------------------------------------
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Charles D. Forman Mgmt For For For
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect George Jamieson Mgmt For For For
1.4 Elect Lewis Kramer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Andy D. Bryant Mgmt For For For
2 Elect Wayne A. Budd Mgmt For For For
3 Elect N. Anthony Coles Mgmt For For For
4 Elect John H. Mgmt For For For
Hammergren
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Marie L. Knowles Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/30/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Teri L. Mgmt For For For
List-Stoll
3 Elect G. Mason Morfit Mgmt For For For
4 Elect Satya Nadella Mgmt For For For
5 Elect Charles H. Noski Mgmt For For For
6 Elect Helmut G. W. Mgmt For For For
Panke
7 Elect Sandra E. Mgmt For For For
Peterson
8 Elect Charles W. Scharf Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Padmasree Warrior Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to Articles Mgmt For For For
to Reduce the
Ownership Threshold
Required to Call a
Special Meeting
15 Amendment to the 2001 Mgmt For For For
Stock Plan and French
Sub-Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Klaus Kleinfeld Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Hutham S. Olayan Mgmt For For For
11 Elect James W. Owens Mgmt For For For
12 Elect Ryohsuke Mgmt For For For
Tamakoshi
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive Compensation
17 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
18 Amendment to the Mgmt For For For
Equity Incentive
Compensation Plan
19 Amendment to the Mgmt For For For
Directors' Equity
Capital Accumulation
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Government
Service Vesting
------------------------------------------------------------------------------------------------------------------------
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Reed Hastings Mgmt For Withhold Against
1.2 Elect Jay C. Hoag Mgmt For Withhold Against
1.3 Elect A. George Battle Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Net Zero
Greenhouse Gas
Emissions
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
------------------------------------------------------------------------------------------------------------------------
Nike Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Michelle Peluso Mgmt For For For
1.3 Elect Phyllis M. Wise Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures Report
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 01/27/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Steven M. Mgmt For For For
Mollenkopf
2 Elect Derek K. Aberle Mgmt For For For
3 Elect George S. Davis Mgmt For For For
4 Elect Donald J. Mgmt For For For
Rosenberg
5 Elect Brian Modoff Mgmt For For For
6 Discharge of Board and Mgmt For For For
Management Members
7 Asset Sale Pursuant to Mgmt For For For
Tender Offer
8 Liquidation Mgmt For For For
9 Amendment to Financial Mgmt For For For
Year
10 Conversion to Private Mgmt For For For
Company
------------------------------------------------------------------------------------------------------------------------
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Marion Helmes Mgmt For For For
8 Elect Josef Kaeser Mgmt For Against Against
9 Elect Ian Loring Mgmt For For For
10 Elect Eric Meurice Mgmt For For For
11 Elect Peter Smitham Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase Shares
17 Authority to Cancel Mgmt For For For
Repurchased Shares in
the Company's Capital
------------------------------------------------------------------------------------------------------------------------
Palo Alto Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark D. Mgmt For For For
McLaughlin
2 Elect Asheem Chandna Mgmt For For For
3 Elect James J. Goetz Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Hugh Grant Mgmt For For For
3 Elect Melanie L. Healey Mgmt For For For
4 Elect Michele J. Hooper Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Priceline Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Timothy M. Mgmt For For For
Armstrong
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Jan L. Docter Mgmt For For For
1.4 Elect Jeffrey E. Mgmt For For For
Epstein
1.5 Elect Glenn D. Fogel Mgmt For For For
1.6 Elect James M. Guyette Mgmt For For For
1.7 Elect Robert J. Mylod, Mgmt For For For
Jr.
1.8 Elect Charles H. Noski Mgmt For For For
1.9 Elect Nancy B. Mgmt For For For
Peretsman
1.10 Elect Thomas E. Rothman Mgmt For For For
1.11 Elect Craig W. Rydin Mgmt For For For
1.12 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Red Hat, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHT CUSIP 756577102 08/11/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Sohaib Abbasi Mgmt For For For
2 Elect W. Steve Albrecht Mgmt For For For
3 Elect Charlene T. Mgmt For For For
Begley
4 Elect Jeffrey J. Clarke Mgmt For Abstain Against
5 Elect Narendra K. Gupta Mgmt For For For
6 Elect Kimberly L Mgmt For For For
Hammonds
7 Elect William S. Kaiser Mgmt For Against Against
8 Elect Donald H. Mgmt For For For
Livingstone
9 Elect Henry Hugh Mgmt For For For
Shelton
10 Elect James M. Mgmt For For For
Whitehurst
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Approve 2016 Mgmt For For For
Performance
Compensation Plan
14 Approve 2016 Employee Mgmt For For For
Stock Purchase Plan
------------------------------------------------------------------------------------------------------------------------
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Craig A. Conway Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For For For
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive Plan
13 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Dominic Blakemore Mgmt For For For
4 Elect Olivier Bohuon Mgmt For For For
5 Elect William M. Burns Mgmt For For For
6 Elect Ian T. Clark Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Anne E. Minto Mgmt For For For
13 Elect Flemming Ornskov Mgmt For For For
14 Elect Jeffrey Poulton Mgmt For For For
15 Elect Albert P.L. Mgmt For For For
Stroucken
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specific
Capital Investment)
21 Authority to Mgmt For For For
Repurchase Shares
22 Amendments to Articles Mgmt For For For
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
Splunk Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLK CUSIP 848637104 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John G. Connors Mgmt For For For
2 Elect Patricia Morrison Mgmt For For For
3 Elect Stephen Newberry Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Rosalind G. Mgmt For For For
Brewer
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Robert M. Gates Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman Mgmt For For For
III
14 Elect Craig E. Mgmt For For For
Weatherup
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------
Ulta Beauty, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michelle L. Mgmt For For For
Collins
1.2 Elect Dennis K. Eck Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Philippin
1.4 Elect Vanessa A. Mgmt For For For
Wittman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect William C. Mgmt For For For
Ballard, Jr.
2 Elect Richard T. Burke Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Stephen J. Mgmt For For For
Hemsley
5 Elect Michele J. Hooper Mgmt For For For
6 Elect Rodger A. Lawson Mgmt For For For
7 Elect Glenn M. Renwick Mgmt For Against Against
8 Elect Kenneth I. Shine Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Gary A. Hoffman Mgmt For For For
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect Robert W. Mgmt For For For
Matschullat
7 Elect Suzanne Nora Mgmt For For For
Johnson
8 Elect John A.C. Mgmt For For For
Swainson
9 Elect Maynard G. Webb, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect O. B. Grayson Mgmt For For For
Hall, Jr.
2 Elect James T. Mgmt For For For
Prokopanko
3 Elect David P. Steiner Mgmt For For For
4 Elect Kathleen Mgmt For For For
Wilson-Thompson
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect James C Fish Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Patrick W. Gross Mgmt For For For
6 Elect Victoria M. Holt Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect John C. Pope Mgmt For For For
9 Elect Thomas H. Mgmt For For For
Weidemeyer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
WhiteWave Foods Company
Ticker Security ID: Meeting Date Meeting Status
WWAV CUSIP 966244105 10/04/2016 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Workday, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDAY CUSIP 98138H101 06/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Christa Davies Mgmt For For For
1.2 Elect Michael Stankey Mgmt For For For
1.3 Elect George J. Still Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Xylem Inc.
Ticker Security ID: Meeting Date Meeting Status
XYL CUSIP 98419M100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Curtis J. Mgmt For For For
Crawford
2 Elect Robert F. Friel Mgmt For Against Against
3 Elect Sten Jakobsson Mgmt For For For
4 Elect Steven R. Mgmt For For For
Loranger
5 Elect Surya N. Mgmt For For For
Mohapatra
6 Elect Jerome A. Mgmt For For For
Peribere
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Amendment to Allow Mgmt For For For
Shareholders to Amend
Bylaws
Registrant : RidgeWorth Funds
Fund Name : RidgeWorth Silvant Small Cap Growth Stock Fund
------------------------------------------------------------------------------------------------------------------------
8x8, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGHT CUSIP 282914100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Guy L. Hecker, Mgmt For For For
Jr.
1.2 Elect Bryan R. Martin Mgmt For For For
1.3 Elect Vikram Verma Mgmt For For For
1.4 Elect Eric Salzman Mgmt For For For
1.5 Elect Ian Potter Mgmt For For For
1.6 Elect Jaswinder Pal Mgmt For For For
Singh
1.7 Elect Vladimir Mgmt For For For
Jacimovic
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Equity Incentive Plan
------------------------------------------------------------------------------------------------------------------------
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Jack E. Short Mgmt For For For
2 Elect Stephen O. Mgmt For For For
LeClair
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael R. Mgmt For For For
Minogue
1.2 Elect Martin P. Sutter Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2015 Mgmt For Against Against
Omnibus Incentive Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Air Transport Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATSG CUSIP 00922R105 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard M. Mgmt For For For
Baudouin
2 Elect Joseph C. Hete Mgmt For For For
3 Elect Randy D. Mgmt For For For
Rademacher
4 Elect J. Christopher Mgmt For For For
Teets
5 Elect Jeffrey Vorholt Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Alamo Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ALG CUSIP 011311107 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Roderick R. Baty Mgmt For For For
2 Elect Robert P. Bauer Mgmt For For For
3 Elect Eric P. Etchart Mgmt For For For
4 Elect David W. Grzelak Mgmt For For For
5 Elect Tracy C Jokinen Mgmt For For For
6 Elect Gary L. Martin Mgmt For For For
7 Elect Ronald A. Mgmt For For For
Robinson
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
American Axle & Manufacturing Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 04/05/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
American Woodmark Corporation
Ticker Security ID: Meeting Date Meeting Status
AMWD CUSIP 030506109 08/25/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Andrew B. Cogan Mgmt For For For
1.2 Elect Martha M. Dally Mgmt For For For
1.3 Elect James G. Davis, Mgmt For Withhold Against
Jr.
1.4 Elect S. Cary Dunston Mgmt For For For
1.5 Elect Kent B. Guichard Mgmt For For For
1.6 Elect Daniel T. Hendrix Mgmt For For For
1.7 Elect Carol B. Moerdyk Mgmt For For For
1.8 Elect David W. Moon Mgmt For For For
1.9 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approve the 2016 Mgmt For For For
Employee Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
AMERISAFE, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSF CUSIP 03071H100 06/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael J. Brown Mgmt For For For
1.2 Elect G Janelle Frost Mgmt For For For
2 Re-approval of 2012 Mgmt For For For
Equity and Incentive
Compensation Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AMN Healthcare Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMN CUSIP 001744101 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Mark G. Foletta Mgmt For For For
2 Elect R. Jeffrey Harris Mgmt For For For
3 Elect Michael M.E. Mgmt For For For
Johns
4 Elect Martha H. Marsh Mgmt For For For
5 Elect Susan R. Salka Mgmt For For For
6 Elect Andrew M. Stern Mgmt For For For
7 Elect Paul E. Weaver Mgmt For For For
8 Elect Douglas D. Wheat Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Approval of 2017 Mgmt For For For
Senior Executive
Incentive Bonus Plan
12 Approval of 2017 Mgmt For For For
Equity Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Array Biopharma Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRY CUSIP 04269X105 10/27/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Orwin Mgmt For For For
1.2 Elect Gil J. Van Lunsen Mgmt For For For
2 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Aspen Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZPN CUSIP 045327103 12/08/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert M. Mgmt For Withhold Against
Whelan, Jr.
1.2 Elect Donald P. Casey Mgmt For For For
2 2016 OMNIBUS INCENTIVE Mgmt For For For
PLAN
3 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION
------------------------------------------------------------------------------------------------------------------------
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect William G. Dorey Mgmt For For For
1.3 Elect Charles F. Potts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AZZ Inc.
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/12/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Daniel E. Berce Mgmt For For For
1.2 Elect H. Kirk Downey Mgmt For For For
1.3 Elect Paul Eisman Mgmt For For For
1.4 Elect Daniel R. Feehan Mgmt For For For
1.5 Elect Thomas E. Mgmt For For For
Ferguson
1.6 Elect Kevern R. Joyce Mgmt For For For
1.7 Elect Venita Mgmt For For For
McCellon--Allen
1.8 Elect Stephan E. Pirnat Mgmt For For For
1.9 Elect Steven R. Purvis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect David B. Fischer Mgmt For For For
1.2 Elect Perry W. Premdas Mgmt For For For
1.3 Elect John Y. Mgmt For For For
Televantos
2 Approval of the 2017 Mgmt For For For
Omnibus Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Robert R. Buck Mgmt For For For
1.2 Elect Paul M. Isabella Mgmt For For For
1.3 Elect Carl T. Berquist Mgmt For For For
1.4 Elect Richard W. Frost Mgmt For For For
1.5 Elect Alan Gershenhorn Mgmt For For For
1.6 Elect Philip W. Knisely Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
McLaughlin
1.8 Elect Neil S. Novich Mgmt For For For
1.9 Elect Stuart A. Randle Mgmt For For For
1.10 Elect Douglas L. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Approval of the Senior Mgmt For For For
Executive Annual
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
BNC Bancorp
Ticker Security ID: Meeting Date Meeting Status
BNCN CUSIP 05566T101 06/12/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sylvester P. Mgmt For For For
Johnson IV
1.2 Elect Steven Webster Mgmt For For For
1.3 Elect F. Gardner Parker Mgmt For For For
1.4 Elect Thomas L. Mgmt For For For
Carter, Jr.
1.5 Elect Robert F. Fulton Mgmt For For For
1.6 Elect Roger A. Ramsey Mgmt For For For
1.7 Elect Frank A. Wojtek Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Increase of Authorized Mgmt For Against Against
Common Stock
5 Approval of the 2017 Mgmt For For For
Incentive Plan
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/16/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Johnny Danos Mgmt For For For
1.2 Elect Jeffrey M. Mgmt For For For
Lamberti
1.3 Elect H. Lynn Horak Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Cheesecake Factory Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David Overton Mgmt For For For
2 Elect Edie Ames Mgmt For For For
3 Elect Alexander L. Mgmt For For For
Cappello
4 Elect Jerome I. Mgmt For For For
Kransdorf
5 Elect Laurence B. Mgmt For For For
Mindel
6 Elect David B. Pittaway Mgmt For For For
7 Elect Herbert Simon Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2010 Mgmt For For For
Stock Incentive Plan
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Kevin J. McNamara Mgmt For For For
2 Elect Joel F. Gemunder Mgmt For For For
3 Elect Patrick P. Grace Mgmt For For For
4 Elect Thomas C. Hutton Mgmt For For For
5 Elect Walter L. Krebs Mgmt For For For
6 Elect Andrea R. Lindell Mgmt For For For
7 Elect Thomas P. Rice Mgmt For For For
8 Elect Donald E. Mgmt For For For
Saunders
9 Elect George J. Walsh Mgmt For For For
III
10 Elect Frank E. Wood Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 03/02/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Susan M. James Mgmt For For For
4 Elect L. William Krause Mgmt For For For
5 Elect Garry W. Rogerson Mgmt For For For
6 Elect Steve Skaggs Mgmt For For For
7 Elect Sandeep S. Vij Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt For 3 Years N/A
Vote on Executive
Compensation
11 Approval of 2011 Mgmt For For For
Equity Incentive Plan
for 162(m)
------------------------------------------------------------------------------------------------------------------------
Coherus Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRS CUSIP 19249H103 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Dennis M. Lanfear Mgmt For For For
1.2 Elect Mats Wahlstrom Mgmt For For For
1.3 Elect James I. Healy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Denny's Corporation
Ticker Security ID: Meeting Date Meeting Status
DENN CUSIP 24869P104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregg R. Dedrick Mgmt For For For
2 Elect Jose M. Gutierrez Mgmt For For For
3 Elect George W. Haywood Mgmt For For For
4 Elect Brenda J. Mgmt For For For
Lauderback
5 Elect Robert E. Marks Mgmt For For For
6 Elect John C. Miller Mgmt For For For
7 Elect Donald C. Mgmt For For For
Robinson
8 Elect Debra Mgmt For For For
Smithart-Oglesby
9 Elect Laysha Ward Mgmt For For For
10 Elect F. Mark Wolfinger Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
14 Approval of the 2017 Mgmt For For For
Omnibus Incentive Plan
-------------------------------------------------------------------------------------------------------------------------
Depomed, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEPO CUSIP 249908104 09/14/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
to Call a Special
Meeting
-------------------------------------------------------------------------------------------------------------------------
Dermira Inc
Ticker Security ID: Meeting Date Meeting Status
DERM CUSIP 24983L104 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Mark D. McDade Mgmt For For For
1.2 Elect Jake R. Nunn Mgmt For For For
1.3 Elect Thomas G. Wiggans Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
-------------------------------------------------------------------------------------------------------------------------
Dorman Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
DORM CUSIP 258278100 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Steven L. Berman Mgmt For For For
1.2 Elect Mathias J. Barton Mgmt For For For
1.3 Elect John J. Gavin Mgmt For For For
1.4 Elect Paul R. Lederer Mgmt For For For
1.5 Elect Richard T. Riley Mgmt For For For
1.6 Elect G. Michael Mgmt For For For
Stakias
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Elimination of Mgmt For For For
Cumulative Voting
6 Change in Board Size Mgmt For For For
7 Approval of the Mgmt For For For
Employee Stock
Purchase Plan
8 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Employers Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EIG CUSIP 292218104 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Richard W. Blakey Mgmt For Against Against
2 Elect Douglas D. Dirks Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 01/30/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Cynthia J. Mgmt For For For
Brinkley
2 Elect John E. Klein Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION
5 Declassify the Board Mgmt For For For
of Directors
------------------------------------------------------------------------------------------------------------------------
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 02/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Braden R Kelly Mgmt For For For
2 Elect A. George Battle Mgmt For For For
3 Elect Mark Begor Mgmt For For For
4 Elect Greg G. Gianforte Mgmt For For For
5 Elect James D. Kirsner Mgmt For For For
6 Elect William J. Mgmt For For For
Lansing
7 Elect Marc F. McMorris Mgmt For For For
8 Elect Joanna Rees Mgmt For For For
9 Elect David A. Rey Mgmt For For For
10 Amendment to the Long Mgmt For For For
Term Incentive Plan
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Bruce A. Campbell Mgmt For For For
1.2 Elect C. Robert Mgmt For For For
Campbell
1.3 Elect C. John Langley, Mgmt For For For
Jr.
1.4 Elect G. Michael Lynch Mgmt For For For
1.5 Elect Ronald W. Allen Mgmt For For For
1.6 Elect Douglas M. Madden Mgmt For For For
1.7 Elect R. Craig Carlock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David T. Brown Mgmt For For For
2 Elect David A. Roberts Mgmt For For For
3 Elect Thomas R. VerHage Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Approval of the 2017 Mgmt For For For
Stock Plan
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Guidewire Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/01/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Craig A. Conway Mgmt For For For
1.2 Elect Guy Dubois Mgmt For For For
2 Exclusive Forum Mgmt For Against Against
Provision
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/06/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect J. Michael Losh Mgmt For For For
1.2 Elect Lee R. Mitau Mgmt For For For
1.3 Elect R. William Van Mgmt For For For
Sant
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Mark B. Dunkerley Mgmt For For For
1.3 Elect Earl E. Fry Mgmt For For For
1.4 Elect Lawrence S. Mgmt For For For
Hershfield
1.5 Elect Randall L. Jenson Mgmt For For For
1.6 Elect Crystal K. Rose Mgmt For For For
1.7 Elect Richard N. Zwern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
HealthSouth Corporation
Ticker Security ID: Meeting Date Meeting Status
HLS CUSIP 421924309 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John W. Chidsey Mgmt For For For
1.2 Elect Donald L. Correll Mgmt For For For
1.3 Elect Yvonne M. Curl Mgmt For For For
1.4 Elect Charles M. Elson Mgmt For For For
1.5 Elect Joan E. Herman Mgmt For For For
1.6 Elect Leo I. Higdon, Mgmt For For For
Jr.
1.7 Elect Leslye G. Katz Mgmt For For For
1.8 Elect John E. Maupin, Mgmt For For For
Jr.
1.9 Elect L. Edward Shaw, Mgmt For For For
Jr.
1.10 Elect Mark J. Tarr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John W. Allison Mgmt For For For
1.2 Elect C. Randall Sims Mgmt For For For
1.3 Elect Brian S. Davis Mgmt For Withhold Against
1.4 Elect Milburn Adams Mgmt For For For
1.5 Elect Robert H. Mgmt For For For
Adcock, Jr.
1.6 Elect Richard H. Ashley Mgmt For For For
1.7 Elect Mike D. Beebe Mgmt For For For
1.8 Elect Dale A. Bruns Mgmt For For For
1.9 Elect Jack E. Engelkes Mgmt For For For
1.10 Elect Tracy M. French Mgmt For For For
1.11 Elect James G. Hinkle Mgmt For For For
1.12 Elect Alex R. Lieblong Mgmt For For For
1.13 Elect Thomas J. Longe Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment of the 2006 Mgmt For For For
Stock Option and
Performance Incentive
Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ICU Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICUI CUSIP 44930G107 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Vivek Jain Mgmt For For For
1.2 Elect George A. Lopez Mgmt For Withhold Against
1.3 Elect Joseph R. Saucedo Mgmt For For For
1.4 Elect Richard H. Mgmt For For For
Sherman
1.5 Elect Robert S. Swinney Mgmt For For For
1.6 Elect David C. Mgmt For For For
Greenberg
1.7 Elect Elisha W. Finney Mgmt For For For
1.8 Elect Douglas E. Mgmt For For For
Giordano
2 Amendment to the 2011 Mgmt For For For
Stock Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
ILG, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILG CUSIP 44967H101 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Craig M. Nash Mgmt For For For
1.2 Elect David J.A. Mgmt For For For
Flowers
1.3 Elect Victoria L. Freed Mgmt For For For
1.4 Elect Lizanne Galbreath Mgmt For For For
1.5 Elect Chad Mgmt For For For
Hollingsworth
1.6 Elect Lewis J. Korman Mgmt For For For
1.7 Elect Thomas J. Kuhn Mgmt For For For
1.8 Elect Thomas J. Mgmt For For For
McInerney
1.9 Elect Thomas P. Mgmt For For For
Murphy, Jr.
1.10 Elect Stephen R. Quazzo Mgmt For For For
1.11 Elect Sergio D. Rivera Mgmt For For For
1.12 Elect Thomas O. Ryder Mgmt For For For
1.13 Elect Avy H. Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Inogen Inc
Ticker Security ID: Meeting Date Meeting Status
INGN CUSIP 45780L104 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Heath Lukatch Mgmt For For For
1.2 Elect Raymond Mgmt For For For
Huggenberger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Inphi Corp.
Ticker Security ID: Meeting Date Meeting Status
IPHI CUSIP 45772F107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Nicholas E. Mgmt For For For
Brathwaite
1.2 Elect David Liddle Mgmt For For For
1.3 Elect Bruce M. Mgmt For For For
McWilliams
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Insmed Incorporated
Ticker Security ID: Meeting Date Meeting Status
INSM CUSIP 457669307 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Donald J. Mgmt For For For
Hayden, Jr.
1.2 Elect David W.J. McGirr Mgmt For For For
1.3 Elect Myrtle S. Potter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2017 Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Integrated Device Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect John A. Schofield Mgmt For For For
1.2 Elect Gregory L. Waters Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Ken Kannappan Mgmt For For For
1.6 Elect Robert A. Rango Mgmt For For For
1.7 Elect Norman Taffe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
InterXion Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
INXN CUSIP N47279109 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Frank Esser Mgmt For For For
4 Elect Mark Heraghty Mgmt For For For
5 Restricted Shares for Mgmt For For For
Non-Executive Directors
6 Authorize the Board to Mgmt For For For
Issue Shares Pursuant
to the Company's
Equity Incentive Plans
7 Authorize the Company Mgmt For For For
to Issue Shares For
General Corporate
Purposes
8 Appointment of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Korn/Ferry International
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 10/06/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Doyle N. Beneby Mgmt For For For
2 Elect Gary D. Burnison Mgmt For For For
3 Elect William R. Floyd Mgmt For For For
4 Elect Christina A. Gold Mgmt For For For
5 Elect Jerry Leamon Mgmt For For For
6 Elect Debra J. Perry Mgmt For For For
7 Elect George T. Shaheen Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive Compensation
9 Amendment to the 2008 Mgmt For For For
Stock Incentive Plan
10 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Sidney B. DeBoer Mgmt For For For
1.2 Elect Thomas Becker Mgmt For Withhold Against
1.3 Elect Susan O. Cain Mgmt For Withhold Against
1.4 Elect Bryan B. DeBoer Mgmt For For For
1.5 Elect Kenneth E. Mgmt For Withhold Against
Roberts
1.6 Elect David J. Robino Mgmt For For For
2 Amendment to the Mgmt For For For
Performance Bonus Plan
3 Amendment to the 2013 Mgmt For For For
Stock Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Tzau-Jin Chung Mgmt For For For
2 Elect Cary T. Fu Mgmt For For For
3 Elect Anthony Grillo Mgmt For For For
4 Elect David W. Mgmt For For For
Heinzmann
5 Elect Gordon Hunter Mgmt For For For
6 Elect John E. Major Mgmt For For For
7 Elect William P. Mgmt For For For
Noglows
8 Elect Ronald L. Schubel Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
11 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
LogMeIn, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOGM CUSIP 54142L109 01/25/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common Stock
3 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
4 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
LogMeIn, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOGM CUSIP 54142L109 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect David Henshall Mgmt For Against Against
2 Elect Peter J. Mgmt For For For
Sacripanti
3 Elect William R. Wagner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
MaxLinear, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXL CUSIP 57776J100 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Theodore L. Mgmt For For For
Tewksbury
2 Elect Albert J. Moyer Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MaxLinear, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXL CUSIP 57776J100 08/10/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Steven C. Mgmt For For For
Craddock
1.2 Elect Donald E. Schrock Mgmt For For For
2 Amendment to the 2010 Mgmt For Against Against
Equity Incentive Plan
3 Amendment to the Mgmt For Against Against
Employee Stock
Purchase Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Mindbody Inc
Ticker Security ID: Meeting Date Meeting Status
MB CUSIP 60255W105 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Court Cunningham Mgmt For For For
1.2 Elect Cipora Herman Mgmt For For For
1.3 Elect Eric Liaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Victor K. Lee Mgmt For For For
1.2 Elect James C. Moyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Monro Muffler Brake, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRO CUSIP 610236101 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Donald Glickman Mgmt For Withhold Against
1.2 Elect John W. Van Heel Mgmt For For For
1.3 Elect James R. Wilen Mgmt For For For
1.4 Elect Elizabeth A. Mgmt For For For
Wolszon
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kevin C. Gorman Mgmt For For For
1.2 Elect Gary A. Lyons Mgmt For For For
1.3 Elect Alfred W. Mgmt For For For
Sandrock, Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Equity Incentive Plan
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NuVasive, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUVA CUSIP 670704105 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gregory T. Lucier Mgmt For For For
2 Elect Leslie V. Norwalk Mgmt For For For
3 Elect Michael D. Mgmt For For For
O'Halleran
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
NxStage Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXTM CUSIP 67072V103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey H. Mgmt For For For
Burbank
1.2 Elect Heyward R. Mgmt For For For
Donigan
1.3 Elect Robert G. Funari Mgmt For For For
1.4 Elect Daniel A. Mgmt For For For
Giannini
1.5 Elect Earl R. Lewis Mgmt For For For
1.6 Elect Jean K. Mixer Mgmt For For For
1.7 Elect Craig W. Moore Mgmt For For For
1.8 Elect Reid S. Perper Mgmt For For For
1.9 Elect James J. Peters Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Amendment to the 2014 Mgmt For For For
Omnibus Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Oclaro, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCLR CUSIP 67555N206 11/18/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kendall Cowan Mgmt For For For
1.2 Elect Joel A. Smith III Mgmt For For For
2 Amendment to the 2001 Mgmt For Against Against
Long-Term Stock
Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gray G. Benoist Mgmt For For For
2 Elect John E. Fischer Mgmt For For For
3 Elect Richard M. Mgmt For For For
Rompala
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect S. Eugene Edwards Mgmt For For For
5 Elect William E. Hantke Mgmt For For For
6 Elect Dennis M. Houston Mgmt For For For
7 Elect Edward F. Kosnik Mgmt For For For
8 Elect Robert J. Lavinia Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2017 Equity Incentive Mgmt For For For
Plan
------------------------------------------------------------------------------------------------------------------------
Pegasystems Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGA CUSIP 705573103 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Peter Gyenes Mgmt For For For
2 Elect Richard H. Jones Mgmt For For For
3 Elect Steven F. Kaplan Mgmt For For For
4 Elect Dianne Ledingham Mgmt For For For
5 Elect James P. Mgmt For For For
O'Halloran
6 Elect Sharon Rowlands Mgmt For For For
7 Elect Alan Trefler Mgmt For For For
8 Elect Larry Weber Mgmt For For For
9 Elect William W. Wyman Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Portola Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTLA CUSIP 737010108 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jeffrey W. Bird Mgmt For For For
1.2 Elect John H. Johnson Mgmt For For For
1.3 Elect H. Ward Wolff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Precision Drilling Corporation
Ticker Security ID: Meeting Date Meeting Status
PD CUSIP 74022D308 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect William T. Mgmt For For For
Donovan
1.2 Elect Brian J. Gibson Mgmt For For For
1.3 Elect Allen R. Hagerman Mgmt For For For
1.4 Elect Catherine J. Mgmt For For For
Hughes
1.5 Elect Steven W. Krablin Mgmt For For For
1.6 Elect Stephen J.J. Mgmt For For For
Letwin
1.7 Elect Kevin O. Meyers Mgmt For For For
1.8 Elect Kevin A. Neveu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Approval of the Mgmt For For For
Omnibus Equity
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Proofpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFPT CUSIP 743424103 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Jonathan Feiber Mgmt For For For
1.2 Elect Eric Hahn Mgmt For For For
1.3 Elect Kevin Harvey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Q2 Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
QTWO CUSIP 74736L109 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Rebecca Lynn Mgmt For For For
Atchison
1.2 Elect Charles T. Doyle Mgmt For For For
1.3 Elect Carl James Mgmt For For For
Schaper
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
QTS Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
QTS CUSIP 74736A103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Chad L. Williams Mgmt For For For
1.2 Elect John W. Barter Mgmt For For For
1.3 Elect William O. Grabe Mgmt For For For
1.4 Elect Catherine R. Mgmt For For For
Kinney
1.5 Elect Peter A. Marino Mgmt For For For
1.6 Elect Scott D. Miller Mgmt For For For
1.7 Elect Philip P. Mgmt For For For
Trahanas
1.8 Elect Stephen E. Mgmt For For For
Westhead
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Approval of the 2017 Mgmt For For For
ESPP
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Michael F. Barry Mgmt For For For
1.2 Elect Robert E. Mgmt For For For
Chappell
1.3 Elect Robert H. Rock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Simpson Manufacturing Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUSIP 829073105 03/28/2017 Voted
Meeting Type Country of Trade
Special United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Cumulative Voting
------------------------------------------------------------------------------------------------------------------------
Simpson Manufacturing Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUSIP 829073105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Karen Colonias Mgmt For For For
2 Elect Celeste Volz Ford Mgmt For For For
3 Elect Michael Bless Mgmt For For For
4 Amendment to the Mgmt For For For
Executive Officer Cash
Profit Sharing Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Snyder's-Lance, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCE CUSIP 833551104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect C. Peter Mgmt For Withhold Against
Carlucci, Jr.
1.2 Elect Brian J. Driscoll Mgmt For For For
1.3 Elect James W. Johnston Mgmt For For For
1.4 Elect Patricia A. Mgmt For For For
Warehime
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Stepan Company
Ticker Security ID: Meeting Date Meeting Status
SCL CUSIP 858586100 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Joaquin Delgado Mgmt For For For
2 Elect F. Quinn Stepan, Mgmt For For For
Jr.
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
Supernus Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
SUPN CUSIP 868459108 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Charles W. Mgmt For Withhold Against
Newhall III
1.2 Elect Frederick M. Mgmt For Withhold Against
Hudson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Teledyne Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDY CUSIP 879360105 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Kenneth C. Mgmt For For For
Dahlberg
1.3 Elect Robert A. Malone Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Incentive Award Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Brian J. Kesseler Mgmt For For For
3 Elect Dennis J. Letham Mgmt For For For
4 Elect James S. Metcalf Mgmt For For For
5 Elect Roger B. Porter Mgmt For For For
6 Elect David B. Price, Mgmt For For For
Jr.
7 Elect Gregg M. Sherrill Mgmt For For For
8 Elect Paul T. Stecko Mgmt For For For
9 Elect Jane L. Warner Mgmt For For For
10 Elect Roger J. Wood Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
------------------------------------------------------------------------------------------------------------------------
Texas Roadhouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
TXRH CUSIP 882681109 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect James R. Ramsey Mgmt For For For
1.2 Elect James R. Zarley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
Ultragenyx Pharmaceutical Inc
Ticker Security ID: Meeting Date Meeting Status
RARE CUSIP 90400D108 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Emil D. Kakkis Mgmt For For For
2 Elect Daniel Welch Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1 Elect Gary F. Goode Mgmt For For For
2 Elect Mary E. Tuuk Mgmt For For For
3 Elect Michael G. Mgmt For For For
Wooldridge
4 Increase of Authorized Mgmt For Against Against
Common Stock
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
Vanda Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
VNDA CUSIP 921659108 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Richard W. Dugan Mgmt For For For
1.2 Elect Vincent J. Milano Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 3 Years Against
Vote on Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Equity Incentive Plan
------------------------------------------------------------------------------------------------------------------------
Virtusa Corporation
Ticker Security ID: Meeting Date Meeting Status
VRTU CUSIP 92827P102 09/07/2016 Voted
Meeting Type Country of Trade
Annual United States
For/Agnst
Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt
1.1 Elect Kris Canekeratne Mgmt For For For
1.2 Elect Barry R. Nearhos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIDGEWORTH FUNDS
By: /s/ Julia R. Short
Julia R. Short
President
Date: August 24, 2017