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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX/A
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File Number: 811-1800
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U.S. Global Investors Fund
(Exact name of registrant as specified in charter)
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7900 Callaghan Road
San Antonio, Texas 78229
(Address of principal executive offices)
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Susan B. McGee, Esq.
7900 Callaghan Road
San Antonio, Texas 78229
(Name and address of agent for service)
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Registrant's Telephone Number: 1-210-308-1234
Date of Fiscal Year End: December 31
Date of Reporting Period: July 1, 2016 to June 30, 2017
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Non-Voting Funds
U.S. Global Investors Near-Term Tax Free Fund
The U.S. Global Investors Near-Term Tas Free Fund invests in securities that do
not have voting rights.
No votes have been cast on securities by this fund during the reporting
period.
U.S. Global Investors U.S. Government Securities Ultra-Short Bond Fund
The U.S. Global Investors U.S. Government Securities Ultra-Short Bond Fund
invests in securities that do not have voting rights. No votes have been cast
on securities by this fund during the reporting period.
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds All American Equity Fund
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Peter R. Fisher Mgmt For For For
4 Elect John Fitzpatrick Mgmt For For For
5 Elect William G. Mgmt For For For
Jurgensen
6 Elect Christopher S. Mgmt For For For
Lynch
7 Elect Samuel J. Mgmt For For For
Merksamer
8 Elect Henry S. Miller Mgmt For For For
9 Elect Linda A. Mills Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Restatement of Mgmt For For For
Protective Amendment
to the Certificate of
Incorporation
16 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For For For
8 Elect Robert F. Mgmt For For For
Sharpe,
Jr.
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Terrell K. Crews Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Suzan F. Harrison Mgmt For For For
6 Elect Juan R. Luciano Mgmt For For For
7 Elect Patrick J. Moore Mgmt For Against Against
8 Elect Francisco Sanchez Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven H. Temares Mgmt For For For
4 Elect Dean S. Adler Mgmt For For For
5 Elect Stanley F. Mgmt For For For
Barshay
6 Elect Klaus Eppler Mgmt For For For
7 Elect Patrick R. Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria A. Mgmt For For For
Morrison
10 Elect Virginia P. Mgmt For For For
Ruesterholz
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Re-Approval of the Mgmt For For For
Performance Goals
Under the 2012
Incentive
Compensation
Plan
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2011 Mgmt For For For
Long Term Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carnival plc
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Sir Jonathon Band Mgmt For For For
3 Elect Helen Deeble Mgmt For For For
4 Elect Arnold W. Donald Mgmt For For For
5 Elect Richard J. Mgmt For For For
Glasier
6 Elect Debra J. Mgmt For For For
Kelly-Ennis
7 Elect Sir John Parker Mgmt For For For
8 Elect Stuart Subotnick Mgmt For For For
9 Elect Laura A. Weil Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of Directors' Mgmt For For For
Remuneration
Report
14 Approval of Directors' Mgmt For For For
Remuneration
Policy
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald W. Blair Mgmt For For For
2 Elect Stephanie A. Mgmt For For For
Burns
3 Elect John A. Canning Mgmt For For For
Jr.
4 Elect Richard T. Clark Mgmt For For For
5 Elect Robert F. Mgmt For For For
Cummings,
Jr.
6 Elect Deborah A. Mgmt For For For
Henretta
7 Elect Daniel P. Mgmt For For For
Huttenlocher
8 Elect Kurt M. Landgraf Mgmt For For For
9 Elect Kevin J. Martin Mgmt For For For
10 Elect Deborah Rieman Mgmt For For For
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Mark S. Wrighton Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2012 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee
Pay
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Paula A. Price Mgmt For For For
6 Elect William C. Mgmt For For For
Rhodes
III
7 Elect David B. Rickard Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
10 Reapproval of the Mgmt For For For
Material Terms under
the Annual Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen S. Mgmt For For For
Bateman
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect Donald C. Hintz Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Elect W.J. Tauzin Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan K. Avery Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Ursula M. Burns Mgmt For For For
1.5 Elect Henrietta H. Fore Mgmt For For For
1.6 Elect Kenneth C. Mgmt For For For
Frazier
1.7 Elect Douglas R. Mgmt For For For
Oberhelman
1.8 Elect Samuel J. Mgmt For For For
Palmisano
1.9 Elect Steven S Mgmt For For For
Reinemund
1.10 Elect William C. Weldon Mgmt For For For
1.11 Elect Darren W. Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Precatory
Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Policy ShrHoldr Against Against For
Regarding Dividend
Policy
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy
Risk
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Gwin Mgmt For For For
2 Elect Jacques Aigrain Mgmt For For For
3 Elect Lincoln Benet Mgmt For For For
4 Elect Jagjeet S. Bindra Mgmt For For For
5 Elect Robin Buchanan Mgmt For For For
6 Elect Stephen F. Cooper Mgmt For For For
7 Elect Nance K. Dicciani Mgmt For For For
8 Elect Claire S. Farley Mgmt For For For
9 Elect Isabella D. Goren Mgmt For For For
10 Elect Bruce A. Smith Mgmt For For For
11 Elect Rudolf (Rudy) Mgmt For For For
M.J. van der
Meer
12 Adoption of Dutch Mgmt For For For
Statutory Annual
Accounts for
2016
13 Discharge From Mgmt For For For
Liability of Members
of the
Management
14 Discharge From Mgmt For For For
Liability of Members
of the Supervisory
Board
15 Appointment of Mgmt For For For
PriceWaterhouseCoopers
Accountants N.V. as
the Auditor for the
Dutch Annual
Accounts
16 Appointment of Auditor Mgmt For For For
17 Allocation of Dividends Mgmt For For For
18 Advisory Vote Mgmt For For For
Approving Executive
Compensation
19 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
20 Authority of Mgmt For For For
Management Board to
Repurchase
Shares
21 Reapproval of the Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott P. Anderson Mgmt For For For
1.2 Elect John D. Buck Mgmt For For For
1.3 Elect Jody H. Feragen Mgmt For For For
1.4 Elect Sarena S. Lin Mgmt For For For
1.5 Elect Ellen A. Rudnick Mgmt For For For
1.6 Elect Neil A. Mgmt For For For
Schrimsher
1.7 Elect Les C. Vinney Mgmt For For For
1.8 Elect James W. Wiltz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Frances D. Mgmt For For For
Fergusson
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect Stephen W. Sanger Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Holy Land
Principles
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
Loomis,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
2 Elect Tamara Hughes Mgmt For For For
Gustavson
3 Elect Uri P. Harkham Mgmt For For For
4 Elect Leslie Stone Mgmt For For For
Heisz
5 Elect B. Wayne Hughes, Mgmt For For For
Jr.
6 Elect Avedick B. Mgmt For For For
Poladian
7 Elect Gary E. Pruitt Mgmt For For For
8 Elect Ronald P. Spogli Mgmt For For For
9 Elect Daniel C. Staton Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Joshua Gotbaum Mgmt For For For
6 Elect Cheryl W. Grise Mgmt For For For
7 Elect Andre J. Hawaux Mgmt For For For
8 Elect Ryan R. Marshall Mgmt For For For
9 Elect Patrick J. Mgmt For For For
O'Leary
10 Elect John R. Peshkin Mgmt For For For
11 Elect Scott F. Powers Mgmt For For For
12 Elect William J. Pulte Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Jeffry W. Mgmt For For For
Henderson
3 Elect Thomas W. Horton Mgmt For For For
4 Elect Paul E. Jacobs Mgmt For For For
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Harish M. Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect Clark T. Randt, Mgmt For Against Against
Jr.
10 Elect Francisco Ros Mgmt For For For
11 Elect Anthony J. Mgmt For For For
Vinciquerra
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Quest Diagnostics Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jenne K. Britell Mgmt For For For
2 Elect Vicky B. Gregg Mgmt For For For
3 Elect Jeffrey M. Leiden Mgmt For For For
4 Elect Timothy L. Main Mgmt For For For
5 Elect Gary M. Pfeiffer Mgmt For For For
6 Elect Timothy M. Ring Mgmt For For For
7 Elect Stephen H. Mgmt For For For
Rusckowski
8 Elect Daniel C. Mgmt For For For
Stanzione
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan for Non-Employee
Directors
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect John M. Cassaday Mgmt For For For
3 Elect Judith B. Craven Mgmt For For For
4 Elect William J. Mgmt For For For
DeLaney
5 Elect Joshua D. Frank Mgmt For For For
6 Elect Larry C. Mgmt For For For
Glasscock
7 Elect Jonathan Golden Mgmt For Against Against
8 Elect Bradley M. Mgmt For For For
Halverson
9 Elect Hans-Joachim Mgmt For For For
Koerber
10 Elect Nancy S. Newcomb Mgmt For For For
11 Elect Nelson Peltz Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect Richard G. Mgmt For For For
Tilghman
14 Elect Jackie M. Ward Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For Against Against
Baker,
Jr.
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Henrique De Mgmt For For For
Castro
6 Elect Robert L. Edwards Mgmt For For For
7 Elect Melanie L. Healey Mgmt For For For
8 Elect Donald R. Knauss Mgmt For For For
9 Elect Monica C. Lozano Mgmt For For For
10 Elect Mary E. Minnick Mgmt For For For
11 Elect Derica W. Rice Mgmt For For For
12 Elect Kenneth L. Mgmt For For For
Salazar
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Approval of the Mgmt For For For
Executive Officer
Cash Incentive
Plan
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect William A. Mgmt For For For
Jeffrey
5 Elect Thomas J. Lynch Mgmt For For For
6 Elect Yong Nam Mgmt For For For
7 Elect Daniel J. Phelan Mgmt For For For
8 Elect Paula A. Sneed Mgmt For For For
9 Elect Abhijit Y. Mgmt For For For
Talwalkar
10 Elect Mark C. Trudeau Mgmt For For For
11 Elect John C. Van Mgmt For For For
Scoter
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chair
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect John C. Van Mgmt For For For
Scoter
17 Appointment of the Mgmt For For For
Independent
Proxy
18 Approval of Annual Mgmt For For For
Report and Financial
Statements
19 Approval of Annual Mgmt For For For
Report
20 Approval of Mgmt For For For
Consolidated
Financial
Statements
21 Release of Board of Mgmt For For For
Directors and
Executive
Officers
22 Appointment of Auditor Mgmt For For For
23 Deloitte and Touche Mgmt For For For
24 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
25 Advisory Vote on Mgmt For For For
Executive
Compensation
26 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
27 Amendment to the 2007 Mgmt For For For
Stock and Incentive
Plan
28 Executive Compensation Mgmt For For For
29 Board Compensation Mgmt For For For
30 Appropriation of Mgmt For For For
Earnings
31 Declaration of Dividend Mgmt For For For
32 Authority to Mgmt For For For
Repurchase
Shares
33 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
34 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Patricia L. Mgmt For For For
Higgins
6 Elect William J. Kane Mgmt For For For
7 Elect Cleve L. Mgmt For For For
Killingsworth,
Jr.
8 Elect Philip T. Mgmt For For For
Ruegger
III
9 Elect Todd C. Mgmt For For For
Schermerhorn
10 Elect Alan D. Schnitzer Mgmt For For For
11 Elect Donald J. Shepard Mgmt For For For
12 Elect Laurie J. Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Diversity
Report
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Mike Beebe Mgmt For For For
4 Elect Mikel A. Durham Mgmt For For For
5 Elect Tom Hayes Mgmt For For For
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Brad T. Sauer Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J Austin Mgmt For For For
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Edward A. Kangas Mgmt For For For
7 Elect Ellen J. Kullman Mgmt For For For
8 Elect Marshall O. Mgmt For For For
Larsen
9 Elect Harold W. McGraw Mgmt For For For
III
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect Brian C. Rogers Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Susan Kaufman Mgmt For For For
Purcell
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Adkins Mgmt For For For
1.2 Elect Brian P. Anderson Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Stuart L. Mgmt For For For
Levenick
1.5 Elect D. G. Macpherson Mgmt For For For
1.6 Elect Neil S. Novich Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Roberts
1.8 Elect James T. Ryan Mgmt For For For
1.9 Elect E. Scott Santi Mgmt For For For
1.10 Elect James D. Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Gerri T. Elliott Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Michael F. Mgmt For For For
Johnston
9 Elect John D. Liu Mgmt For For For
10 Elect Harish M. Manwani Mgmt For For For
11 Elect William D. Perez Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds China Region Fund
________________________________________________________________________________
AAC Technologies Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
2018 CINS G2953R114 05/24/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Benjamin PAN Mgmt For Against Against
Zhengmin
6 Elect Joseph POON Mgmt For For For
Chung
Yin
7 Elect Carmen CHANG Mgmt For For For
I-Hua
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Air Asia Berhad
Ticker Security ID: Meeting Date Meeting Status
AIRASIA CINS Y0029V101 05/25/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For Against Against
2016
3 Non-Executive Mgmt For For For
Directors' Benefits
for FY
2017
4 Elect Anthony Francis Mgmt For Against Against
Fernandes
5 Elect Kamarudin bin Mgmt For For For
Meranun
6 Elect Tharumalingam Mgmt For Against Against
A/L
Kanagalingam
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Retain FAM Lee Ee as Mgmt For Against Against
Independent
Director
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 01/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period of Non-Public
A Share
Issue
4 Extension of Board Mgmt For For For
Authorization
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 01/23/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period of Non-Public
A Share
Issue
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 03/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 05/25/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect WANG Xiaokang Mgmt For For For
13 Elect LIU Deheng Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 08/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zhengang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
753 CINS Y002A6104 12/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Continuing Connected Mgmt For For For
Transactions
________________________________________________________________________________
Amorepacific Group
Ticker Security ID: Meeting Date Meeting Status
002790 CINS Y0126C105 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
ANTA Sports Products Limited
Ticker Security ID: Meeting Date Meeting Status
2020 CINS G04011105 04/06/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect WANG Wenmo Mgmt For For For
7 Elect WU Yonghua Mgmt For For For
8 Elect LU Hong Te Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Equity Compensation Mgmt For Against Against
Plan
________________________________________________________________________________
ASPEED Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
5274 CINS Y04044106 05/26/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
8 Elect Director 1 Mgmt For Abstain Against
9 Elect Director 2 Mgmt For Abstain Against
10 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
Beijing Jingneng Clean Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
579 CINS Y0R7A0107 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHAO Wei Mgmt For For For
4 Elect HUANG Xiang Mgmt For For For
5 Elect CHAN Yin Tsung Mgmt For For For
6 Framework Heat Sale Mgmt For For For
and Purchase
Agreement
7 Financial Services Mgmt For For For
Framework
Agreement
8 Elect CHEN Ruijun Mgmt For For For
9 Elect ZHU Yan Mgmt For For For
10 Elect GUO Mingxing Mgmt For Against Against
11 Elect LI Dawei Mgmt For For For
12 Elect ZHU Baocheng Mgmt For Against Against
13 Elect YU Zhongfu Mgmt For For For
14 Elect ZHANG Fusheng Mgmt For For For
15 Elect HAN Xiaoping Mgmt For For For
16 Adjustments to Mgmt For For For
Independent
Directors'
Remuneration
________________________________________________________________________________
Best Pacific International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2111 CINS G10689100 05/19/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Haitao Mgmt For For For
6 Elect DING Baoshan Mgmt For Against Against
7 Elect SAI Chun Yu Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BYD Electronic (International) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0285 CINS Y1045N107 06/06/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WANG Nian Qiang Mgmt For Against Against
7 Elect WANG Bo Mgmt For For For
8 Elect WU Jing Sheng Mgmt For Against Against
9 Elect QIAN Jing Jie Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Car Inc
Ticker Security ID: Meeting Date Meeting Status
0699 CINS G19021107 05/16/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Charles LU Mgmt For For For
Zhengyao
5 Elect ZHU Linan Mgmt For Against Against
6 Elect LI Xiaogeng Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cebu Air Inc
Ticker Security ID: Meeting Date Meeting Status
CEB CINS Y1234G103 05/19/2017 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect Ricardo J. Romulo Mgmt For For For
6 Elect John L. Mgmt For Against Against
Gokongwei,
Jr.
7 Elect James L. Go Mgmt For Against Against
8 Elect Lance Y. Mgmt For Against Against
Gokongwei
9 Elect Jose F. Mgmt For For For
Buenaventura
10 Elect Robina Y. Mgmt For For For
Gokongwei-PE
11 Elect Frederick D. Go Mgmt For Against Against
12 Elect Antonio L. Go Mgmt For For For
13 Elect WEE Khoon Oh Mgmt For For For
14 Appointment of Auditor Mgmt For Against Against
15 Ratification of Board Mgmt For For For
Acts
16 Transaction of Other Mgmt For Against Against
Business
17 Adjournment Mgmt For For For
________________________________________________________________________________
China Communications Services Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0552 CINS Y1436A102 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
6 Elect SHAO Guanglu; Mgmt For For For
Directors'
Fees
7 Authority to Issue Mgmt For For For
Debentures
8 Ratification of Board Mgmt For For For
Acts
9 Validity Period for Mgmt For For For
Issue of
Debentures
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Increase in Registered Mgmt For Against Against
Capital
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J109 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect CHEN Gongyan as Mgmt For For For
Director
4 Remuneration to CHEN Mgmt For For For
Youan for
2012-14
5 Remuneration to YU Mgmt For For For
Wenxiu for
2012-14
6 Remuneration to ZHONG Mgmt For For For
Cheng for
2014
7 Elect TAO Libin as Mgmt For For For
Supervisor
8 Special Reports on the Mgmt For For For
Utilization of the
Previously Raised
Proceeds
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 06/12/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS ADPV33204 12/29/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Increase of Issue Size Mgmt For For For
of Debt Financing
Instruments
4 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS ADPV33204 12/29/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2823 CINS Y1478C107 05/26/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Capitalization of Mgmt For For For
Capital Reserve and
Issuance of New
Shares
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Approval to amend the Mgmt For For For
Company's procedural
rules for acquisition
and disposal of
assets
8 Elect WANG Alan Mgmt For For For
9 Elect HWANG Stephanie Mgmt For For For
10 Elect KUO Yu-Ling Mgmt For For For
11 Elect HSU Tony T.M. Mgmt For For For
12 Elect MANG Roy Mgmt For For For
13 Elect HSIEN Lauren Mgmt For For For
14 Elect KUNG Louis T. Mgmt For For For
15 Elect PAN Wei-Da Mgmt For For For
16 Elect HSU Wen-Yen Mgmt For For For
17 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 06/20/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Final Financial Mgmt For For For
Accounts
7 Allocation of Mgmt For For For
Profits/Dividends
8 2017 Financial Budget Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Registration and Issue Mgmt For For For
of Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Renewable Corporate
Bonds
________________________________________________________________________________
China Medical System Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0867 CINS G21108124 04/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Yanling Mgmt For For For
6 Elect SA Manlin Mgmt For For For
7 Elect Terry CHEUNG Kam Mgmt For Against Against
Shing
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Grand Oceans Group Limited
Ticker Security ID: Meeting Date Meeting Status
0081 CINS Y1505S117 05/23/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Xiao Mgmt For Against Against
6 Elect Billy YUNG Kwok Mgmt For For For
Kee
7 Elect Paul WANG Man Mgmt For For For
Kwan
8 Elect Dantes LO Yiu Mgmt For For For
Ching
9 Elect YANG Lin Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 06/12/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YAN Jianguo Mgmt For For For
6 Elect NIP Yun Wing Mgmt For For For
7 Elect CHANG Ying Mgmt For Against Against
8 Elect LAM Kwong Siu Mgmt For For For
9 Elect Rita FAN HSU Lai Mgmt For For For
Tai
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 05/23/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Xiao Mgmt For Against Against
6 Elect WANG Qi Mgmt For For For
7 Elect KAM Yuk Fai Mgmt For For For
8 Elect Samuel YUNG Wing Mgmt For For For
Ki
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CUSIP 16941R108 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Elect LI Yunpeng as Mgmt For For For
Director
10 Elect ZHAO Dong as Mgmt For Against Against
Supervisor
11 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
12 Plan of Overseas Mgmt For For For
Listing of Sinopec
Marketing Co.,
Ltd.
13 Compliance of Overseas Mgmt For For For
Listing of Sinopec
Marketing
Co., Ltd.
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
15 Description of Mgmt For For For
Sustained
Profitability and
Prospects
16 Board Authorization to Mgmt For For For
Deal with Overseas
Listing of Sinopec
Marketing Co.,
Ltd.
17 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
18 Assured Entitlement to Mgmt For For For
Holders of H Shares
of the Company for
Overseas Listing of
Sinopec Marketing
Co.,
Ltd.
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D116 06/28/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
10 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
11 Authority to Give Mgmt For Abstain Against
Guarantees
12 Amendment to Salary Mgmt For For For
Management Measures
of Directors and
Supervisors
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Liability Insurance Mgmt For For For
15 Authority to Issue Mgmt For For For
Asset Backed
Securities
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Amendments to Articles Mgmt For For For
18 Elect LI Changjin Mgmt For Against Against
19 Elect ZHANG Zongyan Mgmt For For For
20 Elect ZHOU Mengbo Mgmt For For For
21 Elect ZHANG Xian Mgmt For For For
22 Elect GUO Peizhang Mgmt For For For
23 Elect WEN Baoman Mgmt For For For
24 Elect ZHENG Qingzhi Mgmt For For For
25 Elect CHUNG Shui Ming Mgmt For Against Against
Timpson
26 Elect MA Zonglin Mgmt For For For
27 Elect LIU Chengjun Mgmt For Against Against
28 Elect CHEN Wenxin Mgmt For Against Against
________________________________________________________________________________
China Railway Signal & Communication Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3969 CINS Y1R0AG105 09/06/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect FU Jianguo Mgmt For For For
________________________________________________________________________________
China Resources Gas Group Limited
Ticker Security ID: Meeting Date Meeting Status
1193 CINS G2113B108 05/26/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Chuandong Mgmt For Against Against
6 Elect WEI Bin Mgmt For Against Against
7 Elect WONG Tak Shing Mgmt For For For
8 Elect QIN Chaokui Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Land Limited
Ticker Security ID: Meeting Date Meeting Status
1109 CINS G2108Y105 06/02/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YU Jian Mgmt For For For
6 Elect ZHANG Dawei Mgmt For For For
7 Elect LI Xin Mgmt For For For
8 Elect XIE Ji Mgmt For For For
9 Elect YAN Biao Mgmt For Against Against
10 Elect CHEN Rong Mgmt For Against Against
11 Elect CHEN Ying Mgmt For Against Against
12 Elect WANG Yan Mgmt For Against Against
13 Elect ZHONG Wei Mgmt For For For
14 Elect SUN Zhe Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Shengmu Organic Milk Ltd
Ticker Security ID: Meeting Date Meeting Status
1432 CINS G2117U102 01/04/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Milk Supply Framework Mgmt For For For
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421132 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect YU Liang Mgmt For For For
10 Elect LIN Maode Mgmt For For For
11 Elect XIAO Min Mgmt For For For
12 Elect CHEN Xianjun Mgmt For For For
13 Elect SUN Shengdian Mgmt For For For
14 Elect WANG Wenjin Mgmt For For For
15 Elect ZHANG Xu Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect KANG Dian Mgmt For For For
18 Elect LIU Shuwei Mgmt For For For
19 Elect Johnny NG Kar Mgmt For For For
Ling
20 Elect LI Qiang Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect XIE Dong as Mgmt For For For
Supervisor
23 Elect ZHENG Ying as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Citic Securities Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N117 01/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Securities and Mgmt For For For
Financial Product
Transactions and
Services Framework
Agreement with CITIC
Group
________________________________________________________________________________
Com2uS Corporation
Ticker Security ID: Meeting Date Meeting Status
078340 CINS Y1695S109 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect LEE Yong Kook Mgmt For Against Against
3 Elect SONG Jae Joon Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Consun Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1681 CINS G2524A103 04/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Repurchase of Shares Mgmt For Against Against
4 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
5 Special Dividend Mgmt For Against Against
________________________________________________________________________________
Consun Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1681 CINS G2524A103 05/31/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect AN Yubao Mgmt For For For
5 Elect ZHU Quan Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 05/25/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CAI Dongchen Mgmt For Against Against
6 Elect CHAK Kin Man Mgmt For For For
7 Elect PAN Weidong Mgmt For For For
8 Elect Carmelo LEE Ka Mgmt For Against Against
Sze
9 Elect CHEN Chuan Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CT Environmental Group Limited
Ticker Security ID: Meeting Date Meeting Status
1363 CINS G25885115 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XU Ju Wen Mgmt For For For
6 Elect Vincent LIEN Mgmt For Against Against
Jown
Jing
7 Elect LIU Yung Chau Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CTBC Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2891 CINS Y15093100 12/08/2016 Take No Action
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Elect YEN Wen-Long Mgmt For TNA N/A
4 Elect TUNG Chao-Chin Mgmt For TNA N/A
5 Elect Thomas CHEN Mgmt For TNA N/A
Guoshi
6 Elect CHEN Hui-Ping Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Elect WANG Chung-Yu Mgmt For TNA N/A
9 Elect LEE Wen-Chih Mgmt For TNA N/A
10 Elect Peter YANG Mgmt For TNA N/A
Tuen-Ho
11 Elect CHANG Shih-Chieh Mgmt For TNA N/A
12 Elect CHIU Huang-Cuan Mgmt For TNA N/A
13 Non-Compete Mgmt For TNA N/A
Restrictions
________________________________________________________________________________
CTCI Corporation
Ticker Security ID: Meeting Date Meeting Status
9933 CINS Y18229107 06/28/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Elect John T. YU Mgmt For For For
7 Elect Michael YANG Mgmt For For For
8 Elect Quintin WU Mgmt For Against Against
9 Elect SHEN Bing Mgmt For For For
10 Elect Johnny SHIH Mgmt For Against Against
11 Elect Yancey HAI Mgmt For Against Against
12 Elect CHANG An-Ping Mgmt For Against Against
13 Elect Wenent PAN Mgmt For For For
14 Elect YU Teng-Yaw Mgmt For For For
15 Elect SHIH Yen-Shiang Mgmt For For For
16 Elect Jack HUANG Mgmt For For For
17 Elect Frank FAN Mgmt For For For
18 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Dongbu Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005830 CINS Y2096K109 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
PARK Sang
Yong
5 Election of Audit Mgmt For For For
Committee Members
(Slate)
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Farglory Land Development Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
5522 CINS Y2642L106 06/08/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Geely Automobile Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0175 CINS G3777B103 05/25/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Shu Fu Mgmt For For For
6 Elect YANG Jian Mgmt For For For
7 Elect Daniel LI Dong Mgmt For For For
Hui
8 Elect Dannis LEE Cheuk Mgmt For Against Against
Yin
9 Elect WANG Yang Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Geely Automobile Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0175 CINS G3777B103 08/08/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Baoji Acquisition Mgmt For For For
4 Shanxi Acquisition Mgmt For For For
________________________________________________________________________________
Geely Automobile Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0175 CINS G3777B103 10/11/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestitures Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Geely Automobile Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0175 CINS G3777B103 11/28/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental EV Mgmt For For For
Agreement
4 Revised Annual Cap of Mgmt For For For
Services
Agreement
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 05/11/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2017
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect WEI Jian Jun Mgmt For Against Against
10 Elect WANG Feng Ying Mgmt For For For
11 Elect YANG Zhi Juan Mgmt For For For
12 Elect HE Ping Mgmt For Against Against
13 Elect MA Li Hui Mgmt For Against Against
14 Elect LI Wan Jun Mgmt For For For
15 Elect NG Chi Kit Mgmt For For For
16 Elect LUO Jin Li as Mgmt For For For
Supervisor
17 Elect ZONG Yi Xiang as Mgmt For For For
Supervisor
18 Authority to Mgmt For For For
Repurchase H
Shares
19 Merger by Absorption Mgmt For For For
of Wholly-Owned
Subsidiaries
20 Amendments to Mgmt For For For
Articles: Change in
Business
Scope
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 05/11/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 05/19/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 12/16/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class and Nominal Value Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Method of Subscription Mgmt For For For
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Target Subscribers, Mgmt For For For
Subscription Amount
and Number of
Shares
7 Lock-up Period and Mgmt For For For
Listing
Arrangement
8 Amount and Use of Mgmt For For For
Proceeds
9 Arrangement on the Mgmt For For For
Accumulated Profits
Prior to
Issuance
10 Validity Period of Mgmt For For For
Resolution
11 Resolution in relation Mgmt For For For
to the Proposal for
Non-public Issuance
of
A
12 Share Subscription Mgmt For For For
Agreements
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 12/16/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Non-Public Issuance
of A
Shares
3 Class and Nominal Value Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Method of Subscription Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principles
7 Target Subscribers, Mgmt For For For
Subscription Amount
and Number of
Shares
8 Lock-up Period and Mgmt For For For
Listing
Arrangement
9 Amount and Use of Mgmt For For For
Proceeds
10 Arrangement on the Mgmt For For For
Accumulated Profits
Prior to
Issuance
11 Validity Period of Mgmt For For For
Resolution
12 Resolution in relation Mgmt For For For
to the Proposal for
Non-public Issuance
of A
Shares
13 Report on the Use of Mgmt For For For
Proceeds
from
Previous Fund Raising
Activities
14 Feasibility Analysis Mgmt For For For
Report on the
Use
of Proceeds
15 Share Subscription Mgmt For For For
Agreements
16 Related Party Mgmt For For For
Transactions
Regarding Non-public
Issuance
17 Dilution of Current Mgmt For For For
Returns by
the
Non-public Issuance of
A Shares and the
Remedial
Measures
18 Undertakings by the Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management
19 Board Authorization to Mgmt For For For
Implement Non-public
Issuance of A
Shares
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y2988F101 09/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHOU Jie Mgmt For For For
4 Elect XU Jianguo Mgmt For For For
5 Elect LAM Lee G. Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
and Rules of
Procedure for
Shareholders' General
Meetings
7 Type Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Issuer, Issue Size and Mgmt For For For
Issue
Method
11 Issue Price Mgmt For For For
12 Security and Other Mgmt For For For
Credit Enhancement
Arrangements
13 Use of Proceeds Mgmt For For For
14 Issue Target and Mgmt For For For
Arrangements on
Placement
15 Guarantee Measures for Mgmt For For For
Repayment
16 Listing of Debt Mgmt For For For
Financing
Instruments
17 Validity Period of Mgmt For For For
Resolution
18 Authorisation for Mgmt For For For
Issuance of Offshore
Debt Financing
Instruments
________________________________________________________________________________
Highwealth Construction Corp.
Ticker Security ID: Meeting Date Meeting Status
2542 CINS Y31959102 06/13/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
7 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
8 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
9 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
10 Elect ZHENG Qin-Tian Mgmt For For For
11 Elect ZHENG Xiu-Hui Mgmt For For For
12 Elect ZHENG Zhi-Long Mgmt For For For
13 Elect FAN Hua-Jun Mgmt For For For
14 Elect HONG Xi-Yao Mgmt For For For
15 Elect YAN Yun-Qi Mgmt For For For
16 Elect LI Wen-Cheng Mgmt For For For
17 Non-compete Mgmt For For For
Restrictions for
Directors
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyundai Marine & Fire Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
001450 CINS Y3842K104 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Byung Doo Mgmt For Against Against
4 Elect KIM Hee Dong Mgmt For For For
5 Elect KIM Yong Joon Mgmt For For For
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
iShares MSCI Canada ETF
Ticker Security ID: Meeting Date Meeting Status
EWA CUSIP 464286533 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
________________________________________________________________________________
iShares MSCI India ETF
Ticker Security ID: Meeting Date Meeting Status
ERUS CUSIP 46429B598 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
________________________________________________________________________________
KB Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002550 CINS Y5277H100 06/22/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korean Reinsurance Company
Ticker Security ID: Meeting Date Meeting Status
003690 CINS Y49391108 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Hak
Hyun
5 Election of Audit Mgmt For For For
Committee
Members
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y52889105 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Annual Report Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect ZHU Baoguo Mgmt For For For
11 Elect QIU Qingfeng Mgmt For For For
12 Elect ZHONG Shan Mgmt For For For
13 Elect TAO Desheng Mgmt For Against Against
14 Elect FU Daotian Mgmt For For For
15 Elect XU Guoxiang Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect XU Yanjun Mgmt For For For
18 Elect GUO Guoqing Mgmt For For For
19 Elect WANG Xiaojun Mgmt For For For
20 Elect ZHENG Zihua Mgmt For For For
21 Elect XIE Yun Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect HUANG Huamin Mgmt For For For
24 Elect TANG Yin Mgmt For For For
25 Amendment to Mgmt For For For
Investment Plan of A
Share
Issue
26 Disposal of Zhuhai Mgmt For For For
Weixing
Shiye
27 Equity Transfer Mgmt For For For
Agreement
28 Profit Distribution Mgmt For For For
Plan
29 Authority to Give Mgmt For For For
Guarantees
30 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y52889105 06/23/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Profit Distribution Mgmt For For For
Plan
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y52889105 12/23/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2017 Joincare Purchase Mgmt For Against Against
Framework
Agreement
3 Addition of Mgmt For For For
Implementation
Subject for the
Fund-raising
Investment
Project
________________________________________________________________________________
Melco International Development
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/09/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Lawrence HO Yau Mgmt For For For
Lung
6 Elect Evan Andrew Mgmt For For For
Winkler
7 Elect NG Ching Wo Mgmt For Against Against
8 Elect Anthony TYEN Kan Mgmt For Against Against
Hee
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Meritz Fire & Marine Insurance CO., Ltd
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y5945N109 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Election of an Mgmt For For For
Independent Director:
LEE Ji
Hwan
5 Election of an Mgmt For Against Against
Independent Director
to Become
Audit
Committee Member: CHO
Yi
Soo
6 Election of Audit Mgmt For For For
Committee Members
(Slate)
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Micro-Star International Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2377 CINS Y6037K110 06/15/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
NAVER Corporation
Ticker Security ID: Meeting Date Meeting Status
035420 CINS Y62579100 03/17/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
4 Amendments to Articles Mgmt For Against Against
5 Elect HAN Seong Sook Mgmt For For For
6 Elect BYEON Dae Gyu Mgmt For Against Against
7 Directors' Fees Mgmt For Against Against
8 Spin-off Mgmt For For For
________________________________________________________________________________
NetEase, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 09/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For For For
4 Elect Joseph Tong Mgmt For For For
5 Elect FENG Lun Mgmt For For For
6 Elect Michael Leung Mgmt For Against Against
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
New World Development Company Limited
Ticker Security ID: Meeting Date Meeting Status
0017 CINS Y63084126 11/22/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect William DOO Wai Mgmt For Against Against
Hoi
6 Elect Adrian CHENG Chi Mgmt For For For
Kong
7 Elect Peter CHENG Kar Mgmt For For For
Shing
8 Elect Thomas LIANG Mgmt For For For
Cheung
Biu
9 Elect AU Tak-Cheong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Adoption of New Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
New World Development Company Limited
Ticker Security ID: Meeting Date Meeting Status
0017 CINS Y63084126 12/29/2016 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Indirect Acquisition Mgmt For For For
of Remaining JV
Stake
________________________________________________________________________________
Nexteer Automotive Group Limited
Ticker Security ID: Meeting Date Meeting Status
1316 CINS G6501M105 06/05/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHAO Guibin Mgmt For For For
6 Elect FAN Yi Mgmt For For For
7 Elect YANG Shengqun Mgmt For Against Against
8 Elect LIU Jianjun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 12/01/2016 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of Mgmt For For For
Director Irene
Tedja
________________________________________________________________________________
PAX Global Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0327 CINS G6955J103 04/25/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect NIE Guoming Mgmt For For For
6 Elect LI Wenjin Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Pegatron Corp.
Ticker Security ID: Meeting Date Meeting Status
4938 CINS Y6784J100 06/20/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
Phison Electronics Corp.
Ticker Security ID: Meeting Date Meeting Status
8299 CINS Y7136T101 06/13/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revised 2009-2015 Mgmt For For For
Accounts and
Reports
3 2016 Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Independent Mgmt For For For
Director: WANG
Shu-Fen
6 Elect Independent Mgmt For Against Against
Director: WANG
Zhen-Wei
7 Elect Non-Independent Mgmt For For For
Director: PAN
Jian-Cheng
8 Elect Non-Independent Mgmt For For For
Director: OUYANG
Zhi-Guang
9 Elect Non-Independent Mgmt For For For
Director: KUANG
Zong-Hong
10 Elect Non-Independent Mgmt For For For
Director: XU
Zhi-Ren
11 Elect Non-Independent Mgmt For For For
Director: HIROTO
Nakai
12 Elect Supervisor: YANG Mgmt For For For
Jun-Yong
13 Elect Supervisor: WANG Mgmt For For For
Hui-Min
14 Elect Supervisor: CHEN Mgmt For For For
Jun-Xiu
15 Authority to Private Mgmt For Against Against
Placement w/o
Preemptive
Rights
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of Assets,
Capital Loans,
Endorsement and
Guarantees, and
Derivative
Trading
18 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
19 Non-compete Mgmt For For For
Restrictions for
Shareholders
20 Extraordinary Motions Mgmt N/A Against N/A
________________________________________________________________________________
PICC Property & Casualty Company Limited
Ticker Security ID: Meeting Date Meeting Status
2328 CINS Y6975Z103 03/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect WANG He as Mgmt For For For
Supervisor
________________________________________________________________________________
PICC Property & Casualty Company Limited
Ticker Security ID: Meeting Date Meeting Status
2328 CINS Y6975Z103 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 06/16/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect OUYANG Hui Mgmt For For For
9 Adoption of Autohome Mgmt For Against Against
Inc. Share Incentive
Plan
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 08/15/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Review of Overseas Mgmt For For For
Listing Proposal of
Ping An
Securities
3 Compliance with Mgmt For For For
Relevant
Provisions
4 Undertaking to Mgmt For For For
Maintain Independent
Listing
Status
5 Sustainable Mgmt For For For
Profitability
Statement and
Prospect
6 Authorization Mgmt For For For
7 Adjustment of Mgmt For For For
Remuneration of
Non-executive
Directors
8 Adjustment of Mgmt For Abstain Against
Remuneration of
Non-employee
Representative
Supervisors
9 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 08/15/2016 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Posiflex Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
8114 CINS Y7026Q100 06/13/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Capitalization of Mgmt For For For
Capital Reserve and
Issuance of New
Shares
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posiflex Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
8114 CINS Y7026Q100 09/29/2016 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
3 Release of Director Mgmt For For For
Liability:
Endorsements and
Guarantees
4 Amendments to Articles Mgmt For For For
5 Extraordinary Motions Mgmt N/A Against N/A
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 03/14/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Use of
Proceeds
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Approval to Ministry Mgmt For For For
of State-Owned
Enterprises'
Regulations
6 Amendments to Articles Mgmt For Against Against
7 Resignation of Suwhono Mgmt For For For
as
Commissioner
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/15/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Implementation of New Mgmt For For For
Regulation
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Regina Miracle International (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2199 CINS G74807101 08/31/2016 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUNG Yau Lit Mgmt For For For
6 Elect Antony YIU Kar Mgmt For For For
Chun
7 Elect LIU Zhenqiang Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Samsung Fire & Marine Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000810 CINS Y7473H108 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect AHN Min Soo Mgmt For For For
4 Elect HYUN Sung Chul Mgmt For For For
5 Elect MOON Hyo Nam Mgmt For Against Against
6 Elect PARK Dae Dong Mgmt For Against Against
7 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
PARK Sae
Min
8 Election of Audit Mgmt For For For
Committee Member: CHO
Dong
Geun
9 Election of Audit Mgmt For Against Against
Committee Member:
PARK Dae
Dong
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 05/02/2017 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order and Mgmt For For For
Proof of
Notice
3 Determination of Quorum Mgmt For For For
4 Minutes Mgmt For For For
5 Management Report Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Amendments to Articles Mgmt For For For
8 Scrip Dividend Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Elect Isidro A. Mgmt For For For
Consunji
11 Elect Victor A. Mgmt For Against Against
Consunji
12 Elect Jorge A. Consunji Mgmt For For For
13 Elect Cesar A. Mgmt For For For
Buenaventura
14 Elect Herbert M. Mgmt For Against Against
Consunji
15 Elect Maria Cristina Mgmt For For For
C.
Gotianun
16 Elect Edwina C. Laperal Mgmt For Against Against
17 Elect Josefa Consuelo Mgmt For For For
C.
Reyes
18 Elect Luz Consuelo A. Mgmt For For For
Consunji
19 Elect Rogelio M. Murga Mgmt For Against Against
20 Elect Honorio Reyes-Lao Mgmt For For For
21 Adjournment Mgmt For For For
________________________________________________________________________________
Shenzhou International Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2313 CINS G8087W101 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Cunbo Mgmt For For For
6 Elect JIANG Xianpin Mgmt For Against Against
7 Elect QIU Weiguo Mgmt For For For
8 Elect XU Changcheng Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinopec Kantons Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
934 CINS G8165U100 06/13/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Bo Mgmt For Against Against
6 Elect YE Zhi Jun Mgmt For Against Against
7 Elect Maria TAM Wai Chu Mgmt For Against Against
8 Elect David WONG Yau Mgmt For Against Against
Kar
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CUSIP 82935M109 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Financial Budget Mgmt For For For
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Waiver of Pre-Emptive Mgmt For For For
Rights
8 Independent Mgmt For Against Against
Supervisors'
Fees
9 Elect ZHAI Yalin Mgmt For For For
10 Elect FAN Qingyong Mgmt For For For
11 Elect ZHENG Yunrui Mgmt For For For
12 Elect CHOI Ting Ki Mgmt For For For
13 Amendment to the A Mgmt For For For
Shares Option
Incentive
Scheme
14 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
15 Elect WANG Zhiqing Mgmt For For For
16 Elect WU Haijun Mgmt For For For
17 Elect GAO Jinping Mgmt For For For
18 Elect JIN Qiang Mgmt For For For
19 Elect GUO Xiaojun Mgmt For For For
20 Elect ZHOU Meiyun Mgmt For For For
21 Elect LEI Dianwu Mgmt For Against Against
22 Elect MO Zhenglin Mgmt For Against Against
23 Elect ZHANG Yimin Mgmt For Against Against
24 Elect LIU Yunhong Mgmt For For For
25 Elect DU Weifeng Mgmt For For For
26 Elect PAN Fei Mgmt For For For
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 10/18/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Adoption of Restricted Mgmt For For For
Share Incentive
Scheme
5 Elect MA Ping Mgmt For For For
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 12/30/2016 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Asset-Backed
Securities
________________________________________________________________________________
Sinosoft Technology Group Limited
Ticker Security ID: Meeting Date Meeting Status
1297 CINS G81875109 06/10/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YU Yifa Mgmt For Against Against
6 Elect Simon HU Xiaoming Mgmt For For For
7 Elect ZONG Ping Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinosoft Technology Group Limited
Ticker Security ID: Meeting Date Meeting Status
1297 CINS G81875109 09/02/2016 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8T642129 03/24/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect JANG Dong Hyun Mgmt For Against Against
5 Elect JANG Yong Seok Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
JANG Yong
Seok
7 Share Option Grant Mgmt For For For
8 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SmarTone Telecommunications Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0315 CINS G8219Z105 11/01/2016 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Raymond KWOK Mgmt For Against Against
Ping
Luen
6 Elect Anna YIP Mgmt For For For
7 Elect Thomas SIU Mgmt For For For
Hon-Wah
8 Elect Eric LI Ka Cheung Mgmt For Against Against
9 Elect Christine IP Mgmt For For For
YEUNG
See-Ming
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sunny Optical Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2382 CINS G8586D109 05/26/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Yang Mgmt For For For
6 Elect WANG Wenjian Mgmt For For For
7 Elect ZHANG Yuqing Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5.1 Elect Non-Independent Mgmt For For For
Director: Mark
LIU
5.2 Elect Non-Independent Mgmt For For For
Director: C.C.
WEI
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St Leger Mgmt For Against Against
Searle
7 Elect YANG Siu Shun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Share Option Scheme Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/17/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment
Group
________________________________________________________________________________
Texhong Textile Group Limited
Ticker Security ID: Meeting Date Meeting Status
2678 CINS G87655117 04/13/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HONG Tianzhu Mgmt For Against Against
6 Elect ZHU Yongxiang Mgmt For For For
7 Elect TANG Daoping Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tianneng Power International Limited
Ticker Security ID: Meeting Date Meeting Status
0819 CINS G8655K109 05/18/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Tianren Mgmt For Against Against
6 Elect ZHANG Aogen Mgmt For Against Against
7 Elect HUANG Dongliang; Mgmt For Against Against
Directors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/17/2017 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Use of Proceeds from Mgmt For For For
Bond
Issuance
8 Ratification of Board Mgmt For For For
of
Commissioners
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 06/27/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 06/27/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Director's Report Mgmt For For For
5 Supervisor's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Tung Thih Electronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3552 CINS Y9001J101 06/15/2017 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
6 Elect CHEN Xin-Zhong Mgmt For For For
7 Elect CHEN Sheng-Ru Mgmt For For For
8 Elect CHEN Shun-Rong Mgmt For For For
9 Elect HUANG Wen-Cheng Mgmt For For For
10 Elect Representative Mgmt For Abstain Against
of Xuhang Investment
Co.,
Ltd.
11 Elect Representative Mgmt For Abstain Against
of Quanhang
Investment Co.,
Ltd.
12 Elect CAI Kun-Yuan Mgmt For For For
13 Elect WU Bing-Fei Mgmt For For For
14 Elect LI Qing-He Mgmt For For For
15 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Xinyi Glass Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0868 CINS G9828G108 05/31/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Yin Yee Mgmt For Against Against
6 Elect TUNG Ching Bor Mgmt For For For
7 Elect TUNG Ching Sai Mgmt For Against Against
8 Elect LAM Kwong Siu Mgmt For Against Against
9 Elect Samuel WONG Chat Mgmt For For For
Chor
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/31/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Yin Yee Mgmt For Against Against
6 Elect TUNG Ching Sai Mgmt For Against Against
7 Elect LEE Yau Ching Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Yadea Group Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
1585 CINS G9830F106 06/06/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Jinggui Mgmt For For For
6 Elect QIAN Jinghong Mgmt For For For
7 Elect LIU Yeming Mgmt For For For
8 Elect SHI Rui Mgmt For For For
9 Elect SHEN Yu Mgmt For For For
10 Elect LI Zongwei Mgmt For For For
11 Elect WU Biguang Mgmt For For For
12 Elect YAO Naisheng Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Yestar International Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2393 CINS G9843W112 01/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Company Name Mgmt For For For
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Emerging Europe Fund
________________________________________________________________________________
Aegean Airlines S.A.
Ticker Security ID: Meeting Date Meeting Status
AEGN CINS X18035109 05/10/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Directors' and
Auditors'
Acts
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Elect Konstantinos Mgmt For For For
Kalamatas to the
Audit
Committee
10 Transaction of Other Mgmt For Against Against
Business;
Announcements
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 12/26/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Akbank T.A.S
Ticker Security ID: Meeting Date Meeting Status
AKBNK CINS M0300L106 03/28/2017 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For Against Against
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
13 Amendments to Articles Mgmt For Against Against
14 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
15 Limit on Charitable Mgmt For For For
Donations
16 Presentation of Report Mgmt For For For
on Charitable
Donations
________________________________________________________________________________
Aksa Akrilik Kimya Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
AKSA CINS M0375X100 04/03/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Reports
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Presentation of Report Mgmt For For For
on Competing
Activities
14 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
15 Limit on Charitable Mgmt For For For
Donations
16 Presentation of Report Mgmt For For For
on Charitable
Donations
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Amendments to Articles Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alarko Holding A.S
Ticker Security ID: Meeting Date Meeting Status
ALARK CINS M04125106 04/17/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening Mgmt For For For
5 Election of Presiding Mgmt For For For
Chair
6 Minutes Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Presentation of Mgmt For For For
Charitable
Donations
11 Limit on Charitable Mgmt For For For
Donations
12 Presentation of Report Mgmt For For For
on
Guarantees
13 Allocation of Mgmt For For For
Profits/Dividends
14 Directors' Fees Mgmt For For For
15 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
16 Presentation of Report Mgmt For For For
on Competing
Activities
17 Appointment of Auditor Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alpha Bank A.E.
Ticker Security ID: Meeting Date Meeting Status
ALPHA CINS X0085P155 06/30/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' Fees Mgmt For For For
5 Authority to Issue Mgmt For For For
Convertible
Bonds
6 Election of Directors; Mgmt For For For
Appointment of Audit
Committee
Members
7 Board Transactions Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AmRest Holdings SE
Ticker Security ID: Meeting Date Meeting Status
EAT CINS N05252106 09/21/2016 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chairman
3 Attendance List Mgmt For For For
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Mgmt For For For
Previously Adopted
Share Repurchase
Authority
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Andritz AG
Ticker Security ID: Meeting Date Meeting Status
ANDR CINS A11123105 03/28/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Elect Christian Mgmt For Against Against
Nowotny to the
Supervisory
Board
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arcelik A.S
Ticker Security ID: Meeting Date Meeting Status
ARCLK CINS M1490L104 03/23/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Article Mgmt For Against Against
6 Regarding
Authorised
Capital
11 Election of Directors; Mgmt For For For
Board Term
Length
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Arcelik A.S
Ticker Security ID: Meeting Date Meeting Status
ARCLK CINS M1490L104 12/26/2016 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Presentation of Mgmt For For For
Reports on
Shareholder Inquiry
Rights, Net Assets
and Disclosure of
Creditor
Rights
6 Presentation of Report Mgmt For For For
on Retirement
Rights
7 Financial Statements Mgmt For For For
8 Partial Spin-Off to Mgmt For For For
Arcelik Pazarlama
A.S
9 Wishes Mgmt For For For
________________________________________________________________________________
Aselsan Elektronik Sanayi ve Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
ASELS CINS M1501H100 03/15/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For Against Against
Board Term
Length
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
13 Presentation of Mgmt For For For
Reports on Charitable
Donations and
Guarantees
14 Presentation of Mgmt For For For
Related Party
Transactions
15 Limit on Charitable Mgmt For For For
Donations
16 Limit on Sponsorships Mgmt For Against Against
17 Presentation of Report Mgmt For For For
on Competing
Activities
18 Wishes Mgmt For For For
________________________________________________________________________________
Aygaz A.S
Ticker Security ID: Meeting Date Meeting Status
AYGAZ CINS M1548S101 03/29/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Article Mgmt For Against Against
6 Regarding
Authorised
Capital
11 Board Size; Board Term Mgmt For For For
Length; Election of
Directors
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Banca Transilvania SA
Ticker Security ID: Meeting Date Meeting Status
TLV CINS X0308Q105 04/26/2017 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Revenue and Mgmt For For For
Expenditure Budget
for
2017
9 Directors' Fees Mgmt For Abstain Against
10 Election of One Mgmt For Abstain Against
Director
11 Election of One Mgmt For Abstain Against
Director
12 Approval of Mgmt For For For
Registration Date and
Ex-date
13 Approval of Payment Mgmt For For For
Date
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Banca Transilvania SA
Ticker Security ID: Meeting Date Meeting Status
TLV CINS X0308Q105 04/26/2017 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Bonus Share Issuance Mgmt For For For
5 Authority to Mgmt For For For
Repurchase and
Reissue Shares (Stock
Option
Plan)
6 Approval of Mgmt For For For
Registration date and
Ex-Date
7 Approval of Payment Mgmt For For For
Date
8 Authorization of Legal Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Benefit Systems SA
Ticker Security ID: Meeting Date Meeting Status
BFT CINS X071AA119 06/20/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation on Mgmt For For For
Repurchase of
Shares
9 Presentation of Mgmt For For For
Supervisory
Board
10 Supervisory Board Mgmt For Abstain Against
Report
11 Financial Statements Mgmt For For For
12 Management Board Report Mgmt For For For
13 Supervisory Board Mgmt For Abstain Against
Report
(Group)
14 Management Board Mgmt For For For
Report
(Group)
15 Financial Statements Mgmt For For For
(Group)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Supervisory Board Fees Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Transaction of Other Mgmt For Against Against
Business
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BGEO Group Plc
Ticker Security ID: Meeting Date Meeting Status
BGEO CINS G1226S107 06/01/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Neil Janin Mgmt For Against Against
6 Elect Irakli Gilauri Mgmt For For For
7 Elect David F. Morrison Mgmt For For For
8 Elect Al Breach Mgmt For For For
9 Elect Kim Bradley Mgmt For For For
10 Elect Tamaz Georgadze Mgmt For For For
11 Elect Hanna Loikkanen Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BIM Birlesik Magazalar A.S
Ticker Security ID: Meeting Date Meeting Status
BIMAS CINS M2014F102 04/18/2017 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Directors'
Fees
11 Presentation of Report Mgmt For Against Against
on and Authority to
Carry out Competing
Activities or Related
Party
Transactions
12 Presentation of Report Mgmt For For For
on Share
Repurchase
13 Presentation of Report Mgmt For For For
on Charitable
Donations
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Appointment of Auditor Mgmt For For For
16 Wishes And Closing Mgmt For For For
________________________________________________________________________________
Bogdanka PDA SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 03/07/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Meeting
Regulations
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes in Supervisory Mgmt For Abstain Against
Board
Composition
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BRD-Groupe Societe Generale
Ticker Security ID: Meeting Date Meeting Status
BRD CINS X0300N100 04/20/2017 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Designation of Mgmt For For For
Secretary
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
10 Shareholder ShrHoldr Against N/A N/A
Countermotion
Regarding Allocation
of
Profits/Dividends
11 SHP Regarding Board of ShrHoldr Against Against For
Directors
Actions
12 2017 Income and Mgmt For For For
Expenditure
Budget
13 Directors' Fees Mgmt For For For
14 SHP Regarding the Use ShrHoldr N/A Against N/A
of Cumulative Voting
Method for the
Appointment of Board
of
Directors
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 SHP Regarding Board ShrHoldr For Against Against
Composition
18 Elect Phillipe Charles ShrHoldr N/A Against N/A
Lhotte
19 Elect Bernardo ShrHoldr N/A Against N/A
Sanchez
Incera
20 Elect Jean-Luc Parer ShrHoldr N/A Against N/A
21 Elect Petre Bunescu ShrHoldr N/A Against N/A
22 Elect Ioan Cuzman ShrHoldr N/A Against N/A
23 Elect Aurelian Dochia ShrHoldr N/A Against N/A
24 Elect Jean-Pierre ShrHoldr N/A Against N/A
Vigroux
25 Elect Benoit ShrHoldr N/A Against N/A
Ottenwaelter
26 Elect Cezary Krzysztof ShrHoldr N/A Against N/A
Smorszczewski
27 SHP Regarding ShrHoldr N/A Against N/A
Designation of
Jean-Pierre
Vigroux
28 SHP Regarding ShrHoldr N/A Against N/A
Designation of
Aurelian
Dochia
29 SHP Regarding Election ShrHoldr N/A Against N/A
of Jean-Luc Andre
Parer
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 SHP Regarding Election ShrHoldr N/A For N/A
of Benoit
Ottenwaelter
33 SHP Regarding Election ShrHoldr N/A Against N/A
of Cezary Krzysztof
Smorszczewski
34 Appointment of Auditor Mgmt For Against Against
35 Approval of Ex-Date Mgmt For For For
36 Approval of Mgmt For For For
Registration
Date
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BRD-Groupe Societe Generale
Ticker Security ID: Meeting Date Meeting Status
BRD CINS X0300N100 04/20/2017 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Designation of Mgmt For For For
Secretary
5 Amendments to Articles Mgmt For For For
6 Approval of Ex-Date Mgmt For For For
7 Approval of Mgmt For For For
Registration
Date
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brembo S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BRE CINS T2204N108 04/20/2017 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Board Size; Board Term Mgmt For For For
Length
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 List Presented by Mgmt N/A Abstain N/A
Nuova Fourb
S.r.l.
10 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 0.4022%
of Share
Capital
11 Election of Chair and Mgmt For For For
Vice Chair of
Board
12 Directors' Fees Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 List Presented by Mgmt For N/A N/A
Nuova Fourb
S.r.l.
16 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 0.523%
of Share
Capital
17 Election of Chair of Mgmt For For For
Board of Statutory
Auditors
18 Statutory Auditors' Mgmt For Abstain Against
Fees
19 Remuneration Policy Mgmt For For For
20 Voluntary Withdrawal Mgmt For For For
from the STAR
segment
21 Stock Split Mgmt For For For
________________________________________________________________________________
Budimex S.A.
Ticker Security ID: Meeting Date Meeting Status
BDX CINS X0788V103 05/11/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Amendments to Articles Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X6002X106 05/23/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratify Adam Kicinski Mgmt For For For
12 Ratify Marcin Iwinski Mgmt For For For
13 Ratify Piotr Mgmt For For For
Nielubowicz
14 Ratify Adam Badowski Mgmt For For For
15 Ratify Michal Mgmt For For For
Nowakowski
16 Ratify Piotr Karwowski Mgmt For For For
17 Ratify Katarzyna Szwarc Mgmt For For For
18 Ratify Piotr Pagowski Mgmt For For For
19 Ratify Michal Bien Mgmt For For For
20 Ratify Krzysztof Kilian Mgmt For For For
21 Ratify Maciej Majewski Mgmt For For For
22 Ratify Grzegorz Mgmt For For For
Kujawski
23 Election of Mgmt For Abstain Against
Supervisory
Board
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X6002X106 11/29/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Agenda Mgmt For For For
5 Amendments to Articles Mgmt For Against Against
(Voting
Limit)
6 Authority to Mgmt For Against Against
Repurchase
Shares
7 Merger by Absorption Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Chemical Works of Gedeon Richter Plc.
Ticker Security ID: Meeting Date Meeting Status
RICHTER CINS X3124S107 04/26/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Voting Method Mgmt For For For
5 Recording Device for Mgmt For For For
Meeting
6 Election of Presiding Mgmt For For For
Chair, Individuals to
Keep
Minutes and Counting
Commission
7 Financial Statements Mgmt For For For
(Consolidated)
8 Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Allocation of Profits Mgmt For For For
to
Reserves
11 Financial Statements Mgmt For For For
12 Corporate Governance Mgmt For For For
Report
13 Establishment of New Mgmt For For For
Branch
Offices
14 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
15 Amendments to Article Mgmt For For For
14.4
(m)
16 Amendments to Articles Mgmt For For For
16.13 and
16.14
17 Amendments to Article Mgmt For For For
19.5
18 Amendments to Article Mgmt For For For
15.5
19 Directors' Report on Mgmt For For For
Acquired Treasury
Shares
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Elect Erik Bogsch Mgmt For For For
22 Elect Janos Csak Mgmt For For For
23 Elect Gabor Perjes Mgmt For For For
24 Elect Szilveszter E. Mgmt For For For
Vizi
25 Elect Kriszta Zolnay Mgmt For For For
26 Elect Ilona Hardy Mgmt For Abstain Against
27 Elect Gabor Orban Mgmt For For For
28 Directors' Fees Mgmt For For For
29 Supervisory Board Fees Mgmt For For For
30 Supervisory Board Mgmt For For For
Regulations
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ciech S.A.
Ticker Security ID: Meeting Date Meeting Status
CIE CINS X14305100 06/22/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Reports
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Supervisory Board Mgmt For For For
Report
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Amendments to Articles Mgmt For For For
18 Uniform Text of Mgmt For For For
Articles
19 Approval of Mgmt For For For
Supervisory Board
Regulations
20 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cimsa Cimento Sanayi ve Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
CIMSA CINS M2422Q104 03/27/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
11 Presentation of Report Mgmt For For For
on Charitable
Donations
12 Limit on Charitable Mgmt For For For
Donations
13 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cntee Transelectrica SA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS X16066106 08/30/2016 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Mgmt For For For
Supervisory
Board
6 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board
Fees
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Authorisation of
Legal Formalities
(Signing Management
Agreements)
8 Approve Registration Mgmt For For For
Date
9 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Cntee Transelectrica SA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS X16066106 08/30/2016 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Reduce Mgmt For For For
Share
Capital
5 Amendments to Articles Mgmt For For For
6 Approval of Promotion Mgmt For For For
of Draft Governmental
Decision on
Amendments to
Inventory
Values
7 Approval of Promotion Mgmt For For For
of Governmental
Decision
on
Transfer of
Non-Current
Assets
8 Approve Registration Mgmt For For For
Date
9 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Cntee Transelectrica SA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS X16066106 11/14/2016 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Procurement of Legal Mgmt For For For
Services
5 Approval of Mgmt For For For
Registration
Date
6 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Coca Cola Icecek A.S
Ticker Security ID: Meeting Date Meeting Status
CCOLA CINS M2R39A121 04/10/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For Against Against
Board Term Length;
Directors'
Fees
11 Appointment of Auditor Mgmt For For For
12 Presentation of Report Mgmt For For For
on Charitable
Donations
13 Presentation of Report Mgmt For For For
on
Guarantees
14 Presentation of Report Mgmt For For For
on Competing
Activities
15 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
16 Closing Mgmt For For For
________________________________________________________________________________
Deutsche Lufthansa AG
Ticker Security ID: Meeting Date Meeting Status
LHA CINS D1908N106 05/05/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Electrica SA
Ticker Security ID: Meeting Date Meeting Status
EL CINS X8067D108 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 2017 Income and Mgmt For For For
Expenses
Budget
5 Amendments to 2017 Mgmt For For For
Income and Expenses
Budget
6 2017 Income and Mgmt For For For
Expenses Budged
(Consolidated)
7 Amendments to 2017 Mgmt For For For
Income and Expenses
Budget
(Consolidated)
8 Accounts and Reports Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
Acts
12 Approval of Mgmt For For For
Registration
Date
13 Approval of Ex-Date Mgmt For For For
14 Approval of Payment Mgmt For For For
Date
15 Authorisation of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electrica SA
Ticker Security ID: Meeting Date Meeting Status
EL CINS X8067D108 04/27/2017 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Article Mgmt For For For
20.1 lit.
f
5 Amendments to Article Mgmt For For For
20.1 lit.
l
6 Authorization of Legal Mgmt For For For
Formalities
(Amendments to
Articles)
7 Approval of Mgmt For For For
Registration
Date
8 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Electrica SA
Ticker Security ID: Meeting Date Meeting Status
EL CINS X8067D108 10/21/2016 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Willem Jan Mgmt For For For
Antoon Henry
Schoeber
5 Approval of Record Date Mgmt For For For
6 Authorisation of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electrica SA
Ticker Security ID: Meeting Date Meeting Status
EL CINS X8067D108 10/21/2016 Voted
Meeting Type Country of Trade
Special Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approval of 2016 CAPEX Mgmt For For For
Plan
5 Authority to Increase Mgmt For Abstain Against
Share Capital through
Contribution in
Kind
6 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
7 Authority to Increase Mgmt For For For
Share Capital through
Contribution in Kind
(Electrica Furnizare
SA)
8 Authorisation of Legal Mgmt For For For
Formalities
(Amendments to
Articles)
9 Approval of Mgmt For For For
Registration
Date
10 Authorisation of Legal Mgmt For For For
Formalities
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enka Insaat ve Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
ENKAI CINS M4055T108 03/24/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair;
Minutes
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Presentation of Mgmt For For For
Auditor's
Report
7 Presentation of Mgmt For For For
Charitable
Donations
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Election of Directors Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Authority to Make Mgmt For For For
Advance Payments of
Dividends
16 Approve Accounting Mgmt For For For
Transfer in Case of
Losses
17 Authority to Carry Out Mgmt For Against Against
Competing Activities
and Related Party
Transactions
18 Wishes Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/31/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditor's
Report
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For For For
Bord Size; Board Term
Length
12 Directors' Fees Mgmt For For For
13 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For For For
15 Amendments to Articles Mgmt For Against Against
5 & 7
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Charitable Donations Mgmt For For For
18 Closing Mgmt For For For
________________________________________________________________________________
Eurobank Ergasias S.A.
Ticker Security ID: Meeting Date Meeting Status
EUROB CINS X2321W101 06/16/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
3 Appointment of Auditor Mgmt For For For
4 Announcement of Board Mgmt For For For
Appointments;
Election of Audit
Committee
Member
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eurocash SA
Ticker Security ID: Meeting Date Meeting Status
EUR CINS X2382S106 04/25/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Election of Presiding Mgmt For For For
Chair
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Group)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Accounts and Reports Mgmt For For For
11 Accounts and Reports Mgmt For For For
(Group)
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Amendments to Articles Mgmt For For For
16 Adoption of Uniform Mgmt For For For
Text of
Articles
17 Amendments to Mgmt For For For
Supervisory Board
Regulations
18 Presentation of Mgmt For For For
Information Regarding
the Exclusion of
Preemptive Rights in
Respect to
Bonds
19 Employees Incentive Mgmt For For For
and Reward
Scheme
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 05/23/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/20/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Binding)
4 Elect Alexander G. Mgmt For For For
Abramov
5 Elect Alexander Frolov Mgmt For For For
6 Elect Eugene Shvidler Mgmt For For For
7 Elect Eugene Tenenbaum Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Deborah Gudgeon Mgmt For For For
10 Elect Alexander Mgmt For For For
Izosimov
11 Elect Sir Michael Peat Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Acquisition)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ford Otomotiv Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
FROTO CINS M7608S105 03/23/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditor's
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Article Mgmt For Against Against
6 Regarding
Authorised
Capital
11 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
12 Compensation Policy Mgmt For For For
13 Directors Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For For For
________________________________________________________________________________
Ford Otomotiv Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
FROTO CINS M7608S105 11/18/2016 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of Meeting; Mgmt For For For
Election of Presiding
Chairman
5 Ratification of Board Mgmt For For For
Appointments
6 Special Dividend Mgmt For For For
7 Wishes Mgmt For For For
________________________________________________________________________________
Gek Terna Holdings Real Estate Construction SA
Ticker Security ID: Meeting Date Meeting Status
GEKTERNA CINS X3125P102 06/28/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Ratification of Board Mgmt For For For
Appointments
5 Election of Directors Mgmt For Against Against
6 Election of Audit Mgmt For For For
Committee
Members
7 Related Party Mgmt For Abstain Against
Transactions
8 Directors' Fees Mgmt For For For
9 Board Transactions Mgmt For For For
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 03/17/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Adoption of Rules for Mgmt For For For
Selection and
Appointment of
Management and
Supervisory
Boards
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Approval of
Uniform Text of
Articles
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to a Previous
Resolution
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/14/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Authority to Mgmt For For For
Participate in the
Share Capital
Increase of LOTOS
Upstream Sp. z
o.o.
17 Board Size Mgmt For For For
18 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 12/22/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gubre Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
GUBRF CINS M5246E108 05/11/2017 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Reports
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For For For
8 Ratification of Mgmt For For For
Co-Option of Board
Members
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Appointment of Auditor Mgmt For For For
12 Election of Directors; Mgmt For For For
Board Term
Length
13 Directors' Fees Mgmt For For For
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Presentation of Report Mgmt For For For
on Charitable
Donations
16 Presentation of Report Mgmt For For For
on Competing
Activities
17 Presentation of Mgmt For For For
Compensation
Policy
18 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
19 Wishes Mgmt For For For
20 Closing Mgmt For For For
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
10 Elect Andrey E. Bugrov Mgmt N/A For N/A
11 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
12 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
13 Elect Evgeny I. Mgmt N/A Abstain N/A
Logovinsky
14 Elect Alexander M. Mgmt N/A Abstain N/A
Lokshin
15 Elect Andrey E. Murov Mgmt N/A Abstain N/A
16 Elect Alexey V. Nuzhdov Mgmt N/A Abstain N/A
17 Elect Ronald Pollett Mgmt N/A For N/A
18 Elect Elena V. Mgmt N/A For N/A
Sapozhnikova
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
21 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
22 Elect Gennady I. Mgmt For For For
Bukayev
23 Elect Tatiana B. Mgmt For For For
Zaltsman
24 Elect Svetlana N. Mgmt For For For
Kovaleva
25 Elect Igor V. Mgmt For For For
Feoktistov
26 Elect Tatiana V. Mgmt For For For
Fisenko
27 Appointment of Auditor Mgmt For For For
28 Amendments to Articles Mgmt For Against Against
29 Amendments to Board of Mgmt For For For
Directors
Regulations
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Amendments to Mgmt For For For
Management Board
Regulations
32 Membership in Mgmt For For For
Organisations
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
iShares MSCI India ETF
Ticker Security ID: Meeting Date Meeting Status
ERUS CUSIP 46429B606 06/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane D. Carlin Mgmt For For For
1.2 Elect Richard L. Mgmt For For For
Fagnani
1.3 Elect Drew E. Lawton Mgmt For For For
1.4 Elect Madhav V. Rajan Mgmt For For For
1.5 Elect Mark Wiedman Mgmt For For For
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Stock
Conversion)
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Amendments to Articles Mgmt For Against Against
(Major and Related
Party
Transactions)
7 Amendments to General Mgmt For Against Against
Meeting
Regulations
8 Amendments to Board Mgmt For Against Against
Regulations
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 12/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend for Mgmt For For For
Preferred Shares
(3Q2016)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/12/2016 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditor
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Andrzej Danilczuk Mgmt For For For
7 Resignation of Director Mgmt For For For
8 Elect Nathalie Bachich Mgmt For For For
9 Elect Sergei Shibaev Mgmt For For For
10 Elect Anastasia Mgmt For For For
Usachova
11 Elect Victoriia Mgmt For For For
Lukyanenko
12 Elect Yuriy Kovalchuk Mgmt For Against Against
13 Elect Kostiantyn Mgmt For Against Against
Lytvynskyi
14 Independent Directors' Mgmt For For For
Fees
15 Executive Directors' Mgmt For For For
Fees
16 Ratification of Mgmt For For For
Auditor's
Acts
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 12/07/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koc Holding A.S
Ticker Security ID: Meeting Date Meeting Status
KCHOL CINS M63751107 03/30/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditor's
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Article Mgmt For Against Against
6 Regarding
Authorised
Capital
11 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes and Opinions Mgmt For For For
________________________________________________________________________________
Kompaniya M. Video OAO
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 06/05/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to General Mgmt For For For
Meeting
Regulations
3 Board Size Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Pavel Y. Breev Mgmt N/A Abstain N/A
6 Elect Adrian Burleton Mgmt N/A For N/A
7 Elect John C. Coleman Mgmt N/A For N/A
8 Elect David Hamid Mgmt N/A Abstain N/A
9 Elect Igor N. Repin Mgmt N/A For N/A
10 Elect Christopher Mgmt N/A Abstain N/A
Allan
Parks
11 Elect Vladimir V. Mgmt N/A For N/A
Preobrazhenskiy
12 Elect Alexander M. Mgmt N/A For N/A
Prisyazhnuk
13 Elect Chris Skirrow Mgmt N/A For N/A
14 Elect Alexander Mgmt N/A Abstain N/A
Tynkovan
15 Elect Lyumdila A. Mgmt For For For
Tyshkevich
16 Elect Evgeny V. Bezlik Mgmt For For For
17 Elect Irina S. Marina Mgmt For For For
18 Additional Directors' Mgmt For For For
Fees
19 Directors' and Audit Mgmt For For For
Commission
Fees
20 Appointment of Auditor Mgmt For For For
(RAS &
IFRS)
21 Allocation of Mgmt For For For
Profits/Dividends
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lenzing AG
Ticker Security ID: Meeting Date Meeting Status
LNZ CINS A39226112 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Elect Hanno M. Bastlein Mgmt For Against Against
8 Elect Felix Mgmt For Against Against
Strohbichler
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Logo Yazilim Sanayi ve Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
LOGO CINS M6777T100 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Presentation of Mgmt For For For
Compensation
Policy
11 Directors' Fees Mgmt For For For
12 Board Size; Board Term Mgmt For For For
Length; Election of
Directors
13 Appointment of Auditor Mgmt For For For
14 Presentation of Report Mgmt For For For
on Charitable
Donations
15 Charitable Donations Mgmt For For For
Policy; Limit on
Charitable
Donations
16 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
17 Presentation of Report Mgmt For For For
on Competing
Activities
18 Presentation of Report Mgmt For For For
on
Guarantees
19 Presentation of Mgmt For For For
Disclosure
Policy
20 Wishes And Closing Mgmt For For For
________________________________________________________________________________
Logo Yazilim Sanayi ve Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
LOGO CINS M6777T100 10/27/2016 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Minutes Mgmt For For For
6 Amendments to Article Mgmt For For For
13.1
7 Closing; Wishes Mgmt For For For
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 06/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 Election of Scrutiny Mgmt For For For
Commission
5 Agenda Mgmt For For For
6 Presentations of Mgmt For For For
Reports
7 Management Board Report Mgmt For For For
8 Supervisory Board Mgmt For For For
Report
9 Financial Statements Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Ratification of Mgmt For For For
Management
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
15 Equity Compensation Mgmt For For For
Plan
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lubelski Wegiel Bogdanka SA
Ticker Security ID: Meeting Date Meeting Status
LWB CINS X5152C102 06/26/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Motion Mgmt For For For
Regarding Allocation
of
Profits
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Mgmt For For For
Report
(Consolidated)
14 Ratification of Mgmt For For For
Management Board
Acts
15 Supervisory Board Mgmt For For For
Report
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Dividend Date and Mgmt For For For
Payment
Date
19 Shareholder Proposal ShrHoldr For For For
Regarding Amendments
to
Articles
20 Shareholder Proposal ShrHoldr For For For
Regarding New Text of
Enea Group
Code
21 Shareholder Proposal ShrHoldr For For For
Regarding Amendments
to Supervisory Board
Remuneration
Regulations
22 Transaction of Other Mgmt For Against Against
Business
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CUSIP 69343P105 12/05/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/05/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luxoft Holding, Inc
Ticker Security ID: Meeting Date Meeting Status
LXFT CUSIP G57279104 09/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Esther Dyson Mgmt For For For
2 Elect Glen Granovsky Mgmt For For For
3 Elect Marc Kasher Mgmt For For For
4 Elect Anatoly M. Mgmt For For For
Karachinskiy
5 Elect Thomas Pickering Mgmt For For For
6 Elect Dmitry Loshchinin Mgmt For For For
7 Elect Sergey Matsotsky Mgmt For For For
8 Elect Yulia Yukhadi Mgmt For For For
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 09/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2016)
3 Major Transaction Mgmt For For For
(Loan
Agreement)
4 Major Transaction Mgmt For For For
(Guarantee
Agreement)
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/08/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Early Termination of Mgmt For For For
Audit Commission
Powers
3 Elect Roman G. Mgmt For For For
Yefimenko
4 Elect Angela V. Mgmt For For For
Udovichenko
5 Elect Lyubov A. Shaguch Mgmt For For For
6 Major Transactions Mgmt For For For
(Loan
Agreement)
7 Major Transactions Mgmt For For For
(Guarantee
Agreement)
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
7 Elect Ruben A. Mgmt For For For
Aganbegyan
8 Elect Kirill Y. Liovin Mgmt N/A Abstain N/A
9 Elect Nikolai V. Mgmt N/A Abstain N/A
Liadov
10 Elect Valery Y. Mgmt For For For
Martzinovich
11 Elect Morgan Ralph Mgmt For For For
Tavakolian
12 Elect Olga V. Mgmt N/A Abstain N/A
Rashnikova
13 Elect Zumrud K. Mgmt N/A Abstain N/A
Rustamova
14 Elect Sergei N. Ushakov Mgmt N/A Abstain N/A
15 Elect Pavel V. Shilyaev Mgmt N/A Abstain N/A
16 Elect Aleksandr V. Mgmt For For For
Maslennikov
17 Elect Oksana V. Mgmt For For For
Diuldina
18 Elect Galina A. Mgmt For For For
Akimova
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Audit Commission Fees Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Amendments to Board of Mgmt For For For
Directors
Regulations
25 Amendments to Mgmt For For For
Management Board
Regulations
26 Amendments to CEO Mgmt For For For
Regulations
27 Amendments to Audit Mgmt For For For
Commission
Regulations
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magyar Telekom Plc
Ticker Security ID: Meeting Date Meeting Status
MTELEKOM CINS X5187V109 04/07/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
(Consolidated)
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Presentation of Report Mgmt For For For
on Share
Repurchases
10 Authority to Mgmt For For For
Repurchase
Shares
11 Corporate Governance Mgmt For For For
and Management
Report
12 Ratification of Board Mgmt For For For
Acts
13 Elect Robert Hauber Mgmt For For For
14 Elect Guido Menzel Mgmt For For For
15 Elect Mardia Niehaus Mgmt For For For
16 Amendments to Article Mgmt For For For
1.6.2
17 Amendments to Article Mgmt For For For
4.3
18 Amendments to Article Mgmt For For For
5.6
19 Amendments to Article Mgmt For For For
6.7
20 Amendments to Article Mgmt For For For
7.8.2
21 Amendments to Article Mgmt For For For
7.8.4
22 Amendments to Mgmt For For For
Procedural Rules of
the Supervisory
Board
23 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 08/19/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Robert Wilhelm Mgmt N/A Abstain N/A
Andersson
5 Elect Gustav Jonas Mgmt N/A Abstain N/A
Markus
Bengtsson
6 Elect Aleksandr Mgmt N/A Abstain N/A
Yurievich
Esikov
7 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
8 Elect Lord Paul Myners Mgmt N/A For N/A
9 Elect Carl Peter Mgmt N/A Abstain N/A
Christian
Luiga
10 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
11 Elect Jan Erik Rudberg Mgmt N/A For N/A
12 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
13 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
14 Elect Ivan Mgmt N/A Abstain N/A
Vladimirovich
Tavrin
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 09/16/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off of JSC First Mgmt For For For
Tower
Company
2 Merger with JSC Mgmt For For For
Mobicom Volga and JSC
Yaroslav-GSM
3 Related Party Mgmt For For For
Transactions
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 11/25/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Robert W Mgmt N/A Abstain N/A
Andersson
4 Elect Henriette Ohland Mgmt N/A Abstain N/A
Wendt
5 Elect Aleksandr Mgmt N/A Abstain N/A
Yurievich
Esikov
6 Elect Nikolay Mgmt N/A Abstain N/A
Borisovich
Krylov
7 Elect Lord Paul Myners Mgmt N/A For N/A
8 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
9 Elect Jan Erik Rudberg Mgmt N/A For N/A
10 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
11 Elect Vladimir Mgmt N/A Abstain N/A
Yakovlevich
Streshinsky
12 Elect Ivan Mgmt N/A Abstain N/A
Vladimirovich
Tavrin
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon Ojsc
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 12/09/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 01/20/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Robert W Mgmt N/A Abstain N/A
Andersson
7 Elect Henriette Ohland Mgmt N/A Abstain N/A
Wendt
8 Elect Boris O. Mgmt N/A Abstain N/A
Dobrodeev
9 Elect Aleksandr Y. Mgmt N/A Abstain N/A
Esikov
10 Elect Nikolay B. Krylov Mgmt N/A Abstain N/A
11 Elect Lord Paul Myners Mgmt N/A For N/A
12 Elect Douglas Gordon Mgmt N/A Abstain N/A
Lubbe
13 Elect Hannu-Matti Mgmt N/A Abstain N/A
Makinen
14 Elect Pavel A. Mgmt N/A Abstain N/A
Mitrofanov
15 Elect Ardavan Moshiri Mgmt N/A Abstain N/A
16 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
17 Elect Jan Erik Rudberg Mgmt N/A For N/A
18 Elect Ingrid Maria Mgmt N/A Abstain N/A
Stenmark
19 Elect Vladimir Y. Mgmt N/A Abstain N/A
Streshinsky
20 Election of Management Mgmt For For For
Board; Management
Board
Size
21 Appointment of Auditor Mgmt For For For
22 Election of Audit Mgmt For For For
Commission
23 Membership in Big Data Mgmt For For For
Association
24 Membership in Internet Mgmt For For For
of Things
Association
________________________________________________________________________________
Migros Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
MGROS CINS M7024Q105 04/11/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Auditors'
Report
6 Financial Statements Mgmt For For For
7 Presentation of Mgmt For For For
Directors'
Report
8 Ratification of Mgmt For For For
Co-Option of Salim
Abdullah Khalfan Al
Ma'mari
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Funds Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Election of Directors; Mgmt For Against Against
Board Term
Length
13 Directors' Fees Mgmt For For For
14 Charitable Donations Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes and Closing Mgmt For For For
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/09/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Rushan A. Mgmt For Abstain Against
Bogaudinov
9 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
10 Elect Andrey E. Bougrov Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
13 Elect Gareth Penny Mgmt For For For
14 Elect Cornelis Mgmt For For For
Johannes Gerhard
Prinsloo
15 Elect Maxim M. Sokov Mgmt For Abstain Against
16 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
17 Elect Sergey V. Mgmt For For For
Skvortsov
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur Gagikovich Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 Related Party Mgmt For For For
Transactions (D&O
Insurance)
30 Amendments to Articles Mgmt For Against Against
31 Participation in the Mgmt For For For
National Global
Compact Network
Association
32 Participation in the Mgmt For For For
Transportation
Security
Association
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Meeting Procedures Mgmt For For For
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4.1 Elect Alexander E. Mgmt For Withhold Against
Gorbunov
4.2 Elect Andrey A. Mgmt For Withhold Against
Dubovskov
4.3 Elect Ron Sommer Mgmt For Withhold Against
4.4 Elect Artem I. Mgmt For Withhold Against
Zassoursky
4.5 Elect Michel Combes Mgmt For For For
4.6 Elect Stanley Miller Mgmt For For For
4.7 Elect Vsevolod V. Mgmt For Withhold Against
Rosanov
4.8 Elect Regina von Mgmt For For For
Flemming
4.9 Elect Thomas Holtrop Mgmt For For For
5 Elect Irina R. Mgmt For For For
Borisenkova
6 Elect Maxim A. Mamonov Mgmt For For For
7 Elect Anatoliy G. Mgmt For For For
Panarin
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For Against Against
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Merger with Mgmt For For For
Subsidiaries
12 Amendments to Articles Mgmt For For For
(Merger)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividends Mgmt For For For
(1H2016)
3 Membership in Moscow Mgmt For For For
Confederation of
Industrial and
Entrepreneurs
(Employers)
4 Membership in Mgmt For For For
Russian-German
Chamber of
Commerce
________________________________________________________________________________
Mol Hungarian Oil and Gas
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5462R112 04/13/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profit/Dividends
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Amendments to Article Mgmt For For For
14.1
15 Amendments to Article Mgmt For For For
22.8
16 Elect Jozsef Molnar to Mgmt For For For
the Board of
Directors
17 Elect Attila Chikan to Mgmt For For For
the Supervisory
Board
18 Elect John I. Charody Mgmt For For For
to the Supervisory
Board
19 Elect Vladimir Kestler Mgmt For For For
to the Supervisory
Board
20 Elect Ilona David to Mgmt For For For
the Supervisory
Board
21 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Supervisory
Board
22 Elect Attila Chikan to Mgmt For For For
the Audit
Committee
23 Elect John I. Charody Mgmt For For For
to the Audit
Committee
24 Elect Ilona David to Mgmt For For For
the Audit
Committee
25 Elect Andrea Mgmt For For For
Bartfai-Mager to the
Audit
Committee
26 Elect Ivan Miklos to Mgmt For For For
the Audit
Committee
27 Election of Employee Mgmt For For For
Representatives
28 Stock Split Mgmt For For For
________________________________________________________________________________
Moneta Money Bank
Ticker Security ID: Meeting Date Meeting Status
MONET CINS X3R0GS100 04/24/2017 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Election of Presiding Mgmt For For For
Chairman and Other
Meeting
Officials
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Denis Hall from
Supervisory
Board
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Denis Hall from Audit
Committee
13 Shareholder Proposal ShrHoldr Against Against For
Regarding the Removal
of Denis Arthur Hall
from Supervisory
Board
Committees
14 Elect Miroslav Singer Mgmt For For For
15 Elect Maria Luisa Mgmt For For For
Cicognani
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Supervisory Mgmt For Abstain Against
Board
Member
18 Shareholder Proposal ShrHoldr For Against Against
Regarding Election of
Audit Committee
Member
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Supervisory
Board Member
Fees
20 Shareholder Proposal ShrHoldr For Against Against
Regarding
Distribution of
Profit and/or Other
Equity or Share
Buy-Back
21 SHP Regarding ShrHoldr N/A Against N/A
Management Board
Compensation
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Moscow Exchange Micex OJSC
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 09/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Motor Oil (Hellas) Corinth Refineries S.A.
Ticker Security ID: Meeting Date Meeting Status
MOH CINS X55904100 06/07/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
4 Election of Directors Mgmt For Against Against
5 Election of Audit Mgmt For Abstain Against
Committee
Members
6 Dividends Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Special Bonus Mgmt For Against Against
10 Authority to Mgmt For For For
Repurchase
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
National Bank of Greece S.A.
Ticker Security ID: Meeting Date Meeting Status
ETE CINS X56533171 06/30/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' and Mgmt For For For
Auditor's
Reports
2 Financial Statements Mgmt For For For
3 Ratification of Board Mgmt For For For
and Auditor's
Acts
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Directors' Fees Mgmt For Abstain Against
6 Board Transactions Mgmt For For For
7 Election of Audit Mgmt For Abstain Against
Committee
Members
8 Sale of Stake in Mgmt For Abstain Against
Ethniki Hellenic
General
Insurance
9 Announcement of Board Mgmt For For For
Appointments
10 Announcements Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neuca SA
Ticker Security ID: Meeting Date Meeting Status
NEU CINS X9148Y111 04/27/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Management Board Report Mgmt For For For
8 Supervisory Board Mgmt For For For
Report
9 Financial Statements Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Mgmt For For For
Allocation of Profits
for
FY2015
12 Accounts and Reports Mgmt For For For
(Consolidated)
13 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
14 Amendments to Mgmt For For For
Authority to
Repurchase
Shares
15 Amendments to Mgmt For Abstain Against
Authority to Issue
Shares w/o Preemptive
Rights
16 Amendments to Equity Mgmt For Abstain Against
Incentive
Plan
17 Amendments to Articles Mgmt For For For
18 Approval of Uniform Mgmt For For For
Text of
Articles
19 Presentation of Share Mgmt For For For
Repurchase
Report
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neuca SA
Ticker Security ID: Meeting Date Meeting Status
NEU CINS X9148Y111 09/28/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Merger by Absorption Mgmt For For For
8 Cancellation of Shares Mgmt For For For
9 Authority to Reduce Mgmt For For For
Share
Capital
10 Amendments to Articles Mgmt For Against Against
11 Adoption of Uniform Mgmt For Against Against
Text of
Articles
12 Authority to Mgmt For For For
Repurchase
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Novatek Oao
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For Against Against
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For Against Against
Management Board
Regulations
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/02/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend 1Q2017 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Oleg V. Bagrin Mgmt For Abstain Against
8 Elect Thomas Veraszto Mgmt For For For
9 Elect Helmut Wieser Mgmt For For For
10 Elect Nikolai A. Mgmt For Abstain Against
Gagarin
11 Elect Vladimir S. Lisin Mgmt For Abstain Against
12 Elect Karen R. Sarkisov Mgmt For Abstain Against
13 Elect Stanislav V. Mgmt For For For
Shekshnya
14 Elect Benedict Mgmt For For For
Sciortino
15 Elect Franz Struzl Mgmt For For For
16 Appointment of CEO and Mgmt For For For
Management Board
Chair
17 Elect Yulia V. Mgmt For For For
Kunikhina
18 Elect Michael Y. Makeev Mgmt For For For
19 Elect Natalia V. Savina Mgmt For For For
20 Elect Elena V. Mgmt For For For
Skladchikova
21 Elect Sergey V. Ushkov Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
O2 Czech Republic, a.s.
Ticker Security ID: Meeting Date Meeting Status
TELEC CINS X89734101 05/10/2017 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Meeting Procedures; Mgmt For For For
Elect Presiding
Chairman and Other
Meeting
Officials
4 Directors' Report Mgmt For For For
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Finacial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends;
Allocation of Share
Premium
Reserve
8 Appointment of Auditor Mgmt For For For
9 Elect Ladislav Mgmt For For For
Bartonicek
10 Supervisory Board Mgmt For For For
Executive Service
agreement
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oesterreichische Post AG
Ticker Security ID: Meeting Date Meeting Status
POST CINS A6191J103 04/20/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
Regarding
Participation at
General
Meetings
8 Amendments to Articles Mgmt For For For
Regarding Place of
Jurisdiction
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
OJSC MMC Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS ADPV30566 12/16/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2016)
________________________________________________________________________________
OMV Petrom
Ticker Security ID: Meeting Date Meeting Status
SNP CINS 67102R304 04/25/2017 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
to
Reserves
5 Dividends Mgmt For For For
6 Dividend Payment Mgmt For For For
7 2017 Revenue and Mgmt For For For
Expense
Budget
8 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
9 Elect Rainer Seele Mgmt For For For
10 Elect Reinhard Florey Mgmt For Against Against
11 Elect Johann Pleininger Mgmt For For For
12 Elect Manfred Leitner Mgmt For Against Against
13 Elect Daniel Turnheim Mgmt For For For
14 Elect Jochen Weise Mgmt For For For
15 Elect Mark Mobius Mgmt For For For
16 Elect Radu Cojocaru Mgmt For For For
17 Elect Mihai Busuioc Mgmt For Abstain Against
18 Supervisory Board Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Set Mgmt For Against Against
Auditor's
Fees
21 Approval of Mgmt For For For
Registration Date and
Ex-Date
22 Approval of Payment Mgmt For For For
Date
23 Authorisation of Legal Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 04/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation on Mgmt For For For
Coverage of
Losses
9 Presentation on Mgmt For For For
Allocation of
Profits
10 Presentation of Mgmt For For For
Management Board
Report on
Consolidated
Financial
Statements
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation on Mgmt For For For
Allocation of Profits
of TP Invest and
Orange Customer
Service
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Coverage of Losses Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Management Board Mgmt For For For
Report
(Group)
18 Financial Statements Mgmt For For For
(Group)
19 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
20 Allocation of Mgmt For For For
Profits/Dividends of
TP Invest Sp. z o. o
and Orange Customer
Service Sp. z o.
o
21 Ratification of Mgmt For For For
Management Board Acts
(TP Invest Sp. z
o.o)
22 Ratification of Mgmt For For For
Management Board Acts
(Orange Customer
Service)
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Elect Federico Colom Mgmt For Against Against
Artola
25 Elect John Russell Mgmt For For For
Houlden
26 Elect Patrice Lambert Mgmt For For For
de
Diesbach
27 Elect Valerie Therond Mgmt For Against Against
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
OTE Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 05/15/2017 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
3 Election of Audit Mgmt For Abstain Against
Committee
Members
4 Amendment to Managing Mgmt For For For
Director
Agreement
5 Announcement of Board Mgmt For For For
Appointments
6 Announcements Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OTE Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
3 Appointment of Auditor Mgmt For Against Against
4 Directors' Fees Mgmt For Abstain Against
5 D&O Insurance Policy Mgmt For For For
6 Amendments to Mgmt For For For
Corporate
Purpose
7 Announcements Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OTE Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 10/19/2016 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
(Framework and
Service
Agreements)
3 Related Party Mgmt For For For
Transactions
(Amendment to Brand
License
Agreement)
4 Announcements Mgmt For For For
________________________________________________________________________________
OTE Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 12/22/2016 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OTP Bank NyRt
Ticker Security ID: Meeting Date Meeting Status
OTP CINS X60746181 04/12/2017 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Corporate Governance Mgmt For For For
Report
7 Ratification of Mgmt For For For
Management
Acts
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Amendments to Article Mgmt For For For
11/A.2
10 Elect Antal Kovacs to Mgmt For Against Against
the Board of
Directors
11 Elect Tibor Tolnay Mgmt For For For
12 Elect Gabor Horvath Mgmt For For For
13 Elect Andras Michnai Mgmt For For For
14 Elect Agnes Rudas Mgmt For For For
15 Elect Dominique Uzel Mgmt For For For
16 Elect Marton Gellert Mgmt For For For
Vagi
17 Elect Gabor Horvath Mgmt For Against Against
18 Elect Tibor Tolnay Mgmt For Against Against
19 Elect Dominique Uzel Mgmt For For For
20 Elect Marton Gellert Mgmt For For For
Vagi
21 Remuneration Guidelines Mgmt For For For
22 Directors' and Mgmt For For For
Supervisory Board
Members'
Fees
23 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
________________________________________________________________________________
Pandora A/S
Ticker Security ID: Meeting Date Meeting Status
PNDORA CINS K7681L102 03/15/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Directors' Fees (2016) Mgmt For For For
8 Amendments to Mgmt For For For
Remuneration
Guidelines
9 Directors' Fees (2017) Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and Management
Acts
12 Amendments to Articles Mgmt For For For
Regarding Par
Value
13 Authority to Reduce Mgmt For For For
Share
Capital
14 Authority to Mgmt For For For
Repurchase
Shares
15 Special Dividend Mgmt For For For
16 Authority to Carry Out Mgmt For For For
Formalities
17 Elect Peder Tuborgh Mgmt For For For
18 Elect Christian Frigast Mgmt For For For
19 Elect Allan L. Leighton Mgmt For For For
20 Elect Andrea Dawn Alvey Mgmt For For For
21 Elect Ronica Wang Mgmt For For For
22 Elect Anders Mgmt For For For
Boyer-Sogaard
23 Elect Bjorn Gulden Mgmt For For For
24 Elect Per Bank Mgmt For For For
25 Elect Michael Hauge Mgmt For For For
Sorensen
26 Elect Birgitta Stymne Mgmt For For For
Goransson
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petkim Petrokimya Holding A.S
Ticker Security ID: Meeting Date Meeting Status
PETKM CINS M7871F103 09/06/2016 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chairman
5 Ratification of Mgmt For Against Against
Co-Option of Board
Members
6 Dismissal of Sadettin Mgmt For For For
Korkut; Elect Anar
Mammadov
7 Wishes Mgmt For For For
________________________________________________________________________________
Philip Morris Cr A.S.
Ticker Security ID: Meeting Date Meeting Status
TABAK CINS X6547B106 04/28/2017 Voted
Meeting Type Country of Trade
Ordinary Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Meeting Mgmt For For For
Bodies
4 Rules of Procedure and Mgmt For For For
Voting
Rules
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/16/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Charter Mgmt For Abstain Against
4 Interim Dividend Mgmt For For For
5 Related Party Mgmt For Abstain Against
Transactions
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maksim V. Volkov Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
10 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
11 Elect Sven Ombudstvedt Mgmt N/A For N/A
12 Elect Roman V. Osipov Mgmt N/A Abstain N/A
13 Elect James B. Rogers Mgmt N/A For N/A
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Marcus J. Rhodes Mgmt N/A For N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Ekaterina V. Mgmt For For For
Viktorova
19 Elect Galina A. Mgmt For For For
Kalinina
20 Elect Pavel N. Sinitsa Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For Abstain Against
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/03/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
2 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
3 Allocation of Retained Mgmt For For For
Earnings/Dividends
4 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.4)
5 Related Party Mgmt For Abstain Against
Transactions
(Supplementary
Guarantee Agreement
no.1)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Piraeus Bank S.A.
Ticker Security ID: Meeting Date Meeting Status
TPEIR CINS X06397180 06/28/2017 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Directors' and
Auditor's
Acts
4 Appointment of Auditor Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Announcement of Board Mgmt For For For
Appointments
7 Election of Audit Mgmt For For For
Committee
Members
8 Board Transactions Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
(Compensation)
10 Reverse Stock Split Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Alrosa
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For Abstain Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Petr V. Alekseev Mgmt N/A Abstain N/A
9 Elect Sergey V. Mgmt N/A Abstain N/A
Barsukov
10 Elect Georgy K. Mgmt N/A Abstain N/A
Basharin
11 Elect Egor A. Borisov Mgmt N/A Abstain N/A
12 Elect Aleksandr S. Mgmt N/A Abstain N/A
Galushka
13 Elect Maria V. Gordon Mgmt N/A For N/A
14 Elect Evgeniya V. Mgmt N/A Abstain N/A
Grigoryeva
15 Elect Andrey A. Guryev Mgmt N/A For N/A
16 Elect Galina I. Mgmt N/A Abstain N/A
Danchikova
17 Elect Kirill A. Mgmt N/A Abstain N/A
Dmitriev
18 Elect Sergey S. Ivanov Mgmt N/A Abstain N/A
19 Elect Valentina I. Mgmt N/A Abstain N/A
Kondratyeva
20 Elect Dmitry V. Konov Mgmt N/A For N/A
21 Elect Valentina Mgmt N/A For N/A
Lemesheva
22 Elect Galina M. Mgmt N/A For N/A
Makarova
23 Elect Sergei V. Mgmt N/A Abstain N/A
Mestnikov
24 Elect Andrey A. Panov Mgmt N/A Abstain N/A
25 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
26 Elect Oleg R. Fedorov Mgmt N/A For N/A
27 Elect Evgeny A. Chekin Mgmt N/A Abstain N/A
28 Elect Aleksey O. Mgmt N/A Abstain N/A
Chekunkov
29 Elect Anna I. Vasilyeva Mgmt For For For
30 Elect Aleksandr S. Mgmt For For For
Vasilchenko
31 Elect Dmitry G. Mgmt For For For
Vladimirov
32 Elect Viktor N. Pushmin Mgmt For For For
33 Appointment of Auditor Mgmt For For For
34 Amendments to Articles Mgmt For For For
35 Amendments to General Mgmt For For For
Meeting
Regulations
36 Amendments to Board Mgmt For For For
Regulations
37 Amendments to Code of Mgmt For For For
Corporate
Governance
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Audit Commission's Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management Board
Regulations
11 Amendments to Mgmt For For For
Management Board
Chair
Regulations
12 Amendments to Mgmt For Abstain Against
Corporate Governance
Code
13 Membership in Global Mgmt For For For
Gas Center
Association
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
16 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
17 Elect Timur A. Kulibaev Mgmt N/A Abstain N/A
18 Elect Denis V. Manturov Mgmt N/A For N/A
19 Elect Vitaly A. Mgmt N/A Abstain N/A
Markelov
20 Elect Viktor G Martynov Mgmt N/A For N/A
21 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
22 Elect Alexey B. Miller Mgmt N/A Abstain N/A
23 Elect Alexander V. Mgmt N/A Abstain N/A
Novak
24 Elect Dmitry N. Mgmt N/A Abstain N/A
Patrushev
25 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect Vladimir I. Mgmt For N/A N/A
Alisov
28 Elect Vadim K. Bikulov Mgmt For For For
29 Elect Alexander A. Mgmt For For For
Gladkov
30 Elect Alexander S. Mgmt For N/A N/A
Ivannikov
31 Elect Margarita I. Mgmt For For For
Mironova
32 Elect Lidia V. Morozova Mgmt For N/A N/A
33 Elect Yuri S. Nosov Mgmt For For For
34 Elect Karen I. Oganyan Mgmt For For For
35 Elect Dmitry A. Mgmt For N/A N/A
Pashkovskiy
36 Elect Alexandra A. Mgmt For For For
Petrova
37 Elect Sergey R. Mgmt For For For
Platonov
38 Elect Mikhail N. Mgmt For N/A N/A
Rosseyev
39 Elect Oksana V. Mgmt For For For
Tarasenko
40 Elect Tatyana V. Mgmt For For For
Fisenko
41 Non-Voting Meeting Note N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CUSIP 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
2 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
3 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
4 Elect Toby T. Gati Mgmt N/A For N/A
5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
6 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
8 Elect Roger Munnings Mgmt N/A For N/A
9 Elect Richard H. Matzke Mgmt N/A Abstain N/A
10 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
11 Elect Ivan Pictet Mgmt N/A For N/A
12 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
13 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
14 Elect Ivan N. Mgmt For For For
Vrublevsky
15 Elect Pavel A. Suloev Mgmt For For For
16 Elect Aleksandr V. Mgmt For For For
Surkov
17 Directors' Fees Mgmt For For For
(Members)
18 Directors' Fees (New Mgmt For For For
Members)
19 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
20 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
21 Appointment of Auditor Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Amendments to Board of Mgmt For For For
Directors
Regulations
25 D&O Insurance Mgmt For For For
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For For For
Reports;Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
5 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
6 Elect Toby T. Gati Mgmt N/A For N/A
7 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
8 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
13 Elect Ivan Pictet Mgmt N/A For N/A
14 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
15 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
16 Elect Ivan N. Mgmt For For For
Vrublevsky
17 Elect Pavel A. Suloev Mgmt For For For
18 Elect Aleksandr V. Mgmt For For For
Surkov
19 Directors' Fees Mgmt For For For
(Members)
20 Directors' Fees (New Mgmt For For For
Members)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2016)
22 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
23 Appointment of Auditor Mgmt For For For
24 Amendments to Articles Mgmt For Against Against
25 Amendments to General Mgmt For Against Against
Meeting
Regulations
26 Amendments to Board of Mgmt For For For
Directors
Regulations
27 D&O Insurance Mgmt For For For
________________________________________________________________________________
PKO Bank SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 03/13/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
8 Amendments to Articles Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/28/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
13 Property Purchase Mgmt For For For
14 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to
Articles
15 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amendments
to Management Board
Remuneration
Regulations
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/25/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Acquisition of Shares Mgmt For For For
in Gazoprojekt
S.A.
9 Authority to Mgmt For Abstain Against
Repurchase and
Dispose of
Shares
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory
Board Members'
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 11/24/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Attendance List Mgmt For For For
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Previously Adopted
Resolution (Share
Repurchase)
9 Acquisition of Assets Mgmt For For For
for In-Kind
Contribution
10 Cancellation of Mgmt For For For
Shares; Authority to
Reduce Share
Capital
11 Amendments to Articles Mgmt For For For
12 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Management
Board
Remuneration
13 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
Supervisory Board
Composition
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 01/24/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Management
Board)
9 Shareholder Proposal ShrHoldr For Abstain Against
Regarding
Remuneration Policy
(Supervisory
Board)
10 Changes to Supervisory ShrHoldr N/A Abstain N/A
Board
Composition
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/30/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management Board
Remuneration
Policy
19 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
20 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
21 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Disposal of
Fixed
Assets
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Service
Agreements
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Donations,
Debt Release
Agreements and
Similar
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Sale of
Fixed
Assets
25 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Report on
Expenses
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Requirements for
Management Board
Candidates
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Obligations
Arising from Act on
Asset
Management
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 05/16/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bobby Godsell Mgmt For For For
6 Elect Vitaly N. Nesis Mgmt For For For
7 Elect Konstantin Mgmt For For For
Yanakov
8 Elect Marina Gronberg Mgmt For For For
9 Elect Jean-Pascal Mgmt For For For
Duvieusart
10 Elect Jonathan Best Mgmt For For For
11 Elect Russell Skirrow Mgmt For For For
12 Elect Leonard Homeniuk Mgmt For For For
13 Elect Christine Mgmt For For For
Coignard
14 Appointment of Auditor Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 06/22/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and Reports
and
Profit
Distribution Proposal
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Reports
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
12 Management Board Mgmt For For For
Report
(Consolidated)
13 Financial Statements Mgmt For For For
(Consolidated)
14 Supervisory Board Mgmt For For For
Report
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratify Zbigniew Mgmt For For For
Jagiello
17 Ratify Janusz Derda Mgmt For For For
18 Ratify Bartosz Mgmt For For For
Drabikowski
19 Ratify Maks Kraczkowski Mgmt For For For
20 Ratify Mieczyslaw Krol Mgmt For For For
21 Ratify Piotr Mazur Mgmt For For For
22 Ratify Jakub Papierski Mgmt For For For
23 Ratify Jan Rosciszewski Mgmt For For For
24 Ratify Piotr Alicki Mgmt For For For
25 Ratify Jaroslaw Myjak Mgmt For For For
26 Ratify Jacek Oblekowski Mgmt For For For
27 Ratify Piotr Sadownik Mgmt For For For
28 Ratify Grazyna Mgmt For For For
Ciurzynska
29 Ratify Zbigniew Hajlasz Mgmt For For For
30 Ratify Miroslaw Barszcz Mgmt For For For
31 Ratify Adam Budnikowski Mgmt For For For
32 Ratify Wojciech Mgmt For For For
Jasinski
33 Ratify Andrzej Mgmt For For For
Kisielewicz
34 Ratify Elzbieta Mgmt For For For
Maczynska-Ziemacka
35 Ratify Janusz Mgmt For For For
Ostaszewski
36 Ratify Jerzy Gora Mgmt For For For
37 Ratify Miroslaw Czekaj Mgmt For For For
38 Ratify Piotr Marczak Mgmt For For For
39 Ratify Marek Mgmt For For For
Mroczkowski
40 Ratify Krzysztof Kilian Mgmt For For For
41 Ratify Zofia Dzik Mgmt For For For
42 Ratify Malgorzata Mgmt For For For
Dec-Kruczkowska
43 Ratify Agnieszka Mgmt For For For
Winnik-Kalemba
44 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
45 Presentation of Mgmt For For For
Supervisory Board
Report (Remuneration
Policy; Corporate
Governance)
46 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
47 Amendments to Articles Mgmt For For For
48 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 06/29/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports)
12 Presentation of Mgmt For For For
Supervisory Board
Reports
13 Financial Statements Mgmt For For For
14 Management Board Report Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Management Board Mgmt For For For
Report
(Consolidated)
17 Allocation of Mgmt For For For
Profits/Dividends
18 Ratification of Mgmt For For For
Management Board
Acts
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Management
Board
Remuneration Policy
21 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Public Power Corp. S.A.
Ticker Security ID: Meeting Date Meeting Status
PPC CINS X7023M103 07/11/2016 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
and Auditor
Acts
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Authority to Provide Mgmt For For For
Guarantees
7 Election of Audit Mgmt For For For
Committee
Members
8 Divestiture Mgmt For Abstain Against
9 Electricity Supply Mgmt For Abstain Against
Contract
10 Election of Directors Mgmt For Abstain Against
11 Announcements Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Power Corp. S.A.
Ticker Security ID: Meeting Date Meeting Status
PPC CINS X7023M103 10/05/2016 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Electricity Supply Mgmt For Abstain Against
Contract
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Public Power Corp. S.A.
Ticker Security ID: Meeting Date Meeting Status
PPC CINS X7023M103 11/24/2016 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture Mgmt For For For
3 Election of Audit Mgmt For For For
Committee
Members
4 Announcements; Mgmt For Against Against
Transaction of Other
Business
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 01/18/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Removal of
Supervisory Board
Member
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Supervisory Board
Member
11 Coverage of Meeting Mgmt For For For
Costs
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PZU Group SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 04/12/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Presiding Chair Mgmt For For For
5 Compliance with the Mgmt For For For
Rules of
Convocation
6 Agenda Mgmt For For For
7 Authority to Issue Mgmt For For For
Subordinated
Bonds
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
RHI AG
Ticker Security ID: Meeting Date Meeting Status
RAD CINS A65231101 05/05/2017 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Election of Mgmt For Against Against
Supervisory
Board
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Romgaz S.A.
Ticker Security ID: Meeting Date Meeting Status
SNG CINS X8T90R107 08/11/2016 Voted
Meeting Type Country of Trade
Ordinary Romania
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Acquisition of Legal Mgmt For For For
Consultancy Services,
Assistance and/or
Representation
Activities
5 Authority to Acquire Mgmt For For For
Legal Consultancy
Services, Assistance
and/or Representation
Activities
6 Presentation of Mgmt For For For
Information Regarding
the Status of
Projects for CTE
Iernut Power Plant
Activity Efficiency
Increase
7 Presentation of Mgmt For For For
Information Regarding
the Method of
Recovering Debts from
Private and Legal
Persons
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Cancellation of
Previously Adopted
Resolutions (Item 1
of Resolution no.5 of
General Meeting held
on June 16,
2016)
9 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Cancellation of
Previously Adopted
Resolutions (Item 2
of Resolution no.5 of
General Meeting held
on June 16,
2016)
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Cancellation of
Previously Adopted
Resolutions (Item 3
of Resolution no.5 of
General Meeting held
on June 16,
2016)
11 Approval of Mgmt For For For
Registration
Date
12 Authorisation of Legal Mgmt For For For
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/23/2016 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Interim Dividend Mgmt For For For
(1H2016)
3 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
Safran SA
Ticker Security ID: Meeting Date Meeting Status
SAF CINS F4035A557 06/15/2017 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Supplementary Mgmt For Against Against
Retirement Benefits
(Ross McInnes,
Non-Executive
Chair)
9 Supplementary Mgmt For For For
Retirement Benefits
(Philippe Petitcolin,
CEO)
10 Related Party Mgmt For For For
Transactions (French
State)
11 Elect Odile Desforges Mgmt For For For
12 Elect Helene Mgmt For For For
Auriol-Potier
13 Elect Patrick Pelata Mgmt For For For
14 Elect Sophie Zurquiyah Mgmt For For For
15 Remuneration of Ross Mgmt For For For
McInnes,
Non-Executive
Chair
16 Remuneration of Mgmt For For For
Philippe Petitcolin,
CEO
17 Remuneration Policy Mgmt For For For
(Non-Executive
Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Amendments to Articles Mgmt For For For
Regarding CEO Age
Limit
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
23 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights Through
Private
Placement
25 Greenshoe Mgmt For For For
26 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
27 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive Rights
(During Public
Takeover)
28 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(During Public
Takeover)
29 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
(During Public
Takeover)
30 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through
Private Placement
(During Public
Takeover)
31 Greenshoe (During Mgmt For Against Against
Public
Takeover)
32 Authority to Increase Mgmt For Against Against
Capital Through
Capitalisations
(During Public
Takeover)
33 Employee Stock Mgmt For For For
Purchase
Plan
34 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
35 Authority to Issue Mgmt For For For
Performance
Shares
36 Authority to Create Mgmt For For For
Preferred
Shares
37 Authority to Issue Mgmt For For For
Preferred
Shares
38 Authorisation of Legal Mgmt For For For
Formalities
39 Shareholder ShrHoldr Against Against For
Countermotion
Regarding the
Authority to Grant
Performance Shares to
Company Employees
(Proposal
A)
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CUSIP 80585Y308 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
5 Elect Esko Tapani Aho Mgmt For For For
6 Elect Leonid B. Mgmt For For For
Boguslavskiy
7 Elect Martin G. Gilman Mgmt For For For
8 Elect Herman O. Gref Mgmt For Abstain Against
9 Elect Nadezhda Y. Mgmt For Abstain Against
Ivanova
10 Elect Sergey M. Mgmt For Abstain Against
Ignatyev
11 Elect Alexey L. Kudrin Mgmt For Abstain Against
12 Elect Georgy I. Mgmt For Abstain Against
Luntovsky
13 Elect Vladimir A. Mau Mgmt For Abstain Against
14 Elect Gennady G. Mgmt For For For
Melikyan
15 Elect Maksim S. Mgmt For Abstain Against
Oreshkin
16 Elect Olga N. Mgmt For Abstain Against
Skorobogatova
17 Elect Nadia Wells Mgmt For For For
18 Elect Sergei A. Mgmt For Abstain Against
Shvetsov
19 Elect Natalya P. Mgmt For For For
Borodina
20 Elect Irina B. Mgmt For For For
Litvinova
21 Elect Maria S. Mgmt For For For
Voloshina
22 Elect Tatiana A. Mgmt For For For
Domanskaya
23 Elect Yulia Y. Mgmt For For For
Isakhanova
24 Elect Alexei E. Mgmt For For For
Minenko
25 Elect Natalia V. Revina Mgmt For For For
26 D&O Insurance Mgmt For For For
27 Amendments to General Mgmt For For For
Meeting
Regulations
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 06/24/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Marina V. Mgmt For For For
Bugorskaya
5 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
6 Elect Aleksey E. Lipsky Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Anna G. Belova Mgmt For For For
9 Elect Sergey F. Boev Mgmt For Abstain Against
10 Elect Andrey A. Mgmt For Abstain Against
Dubovsky
11 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
12 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
13 Elect Ron Sommer Mgmt For Abstain Against
14 Elect Robert S. Mgmt For Abstain Against
Kocharyan
15 Elect Jeannot Krecke Mgmt For For For
16 Elect Roger Munnings Mgmt For For For
17 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
18 Elect David Mgmt For For For
Iakobachvili
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Amendments to Articles Mgmt For For For
22 Amendments to General Mgmt For For For
Meeting
Regulations
23 Amendments to Board of Mgmt For For For
Directors
Regulations
24 Amendments to Mgmt For For For
Management Board
Regulations
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 09/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/29/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Audit Mgmt For For For
Commission
Regulations
6 Directors' Fees Mgmt For Abstain Against
7 Audit Commission Fees Mgmt For Abstain Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Aleksandr V. Mgmt N/A Abstain N/A
Agarev
10 Elect Vladimir L. Mgmt N/A Abstain N/A
Bogdanov
11 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
12 Elect Ivan K. Mgmt N/A For N/A
Dinichenko
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
16 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
17 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
18 Elect Vladimir A. Mgmt N/A For N/A
Shashkov
19 Elect Taisiya P. Mgmt For Against Against
Klinovskaya
20 Elect Valentina V. Mgmt For Against Against
Musikhina
21 Elect Tamara F. Oleynik Mgmt For Against Against
22 Appointment of Auditor Mgmt For For For
23 D&O Insurance Mgmt For For For
________________________________________________________________________________
TAV Havalimanlari Holding A.S
Ticker Security ID: Meeting Date Meeting Status
TAVHL CINS M8782T109 03/20/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Auditors' Report Mgmt For For For
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Ratification of Mgmt For For For
Co-Option of Antonin
Beurrier
12 Appointment of Auditor Mgmt For For For
13 Presentation of Mgmt For For For
Compensation
Policy
14 Charitable Donations Mgmt For For For
15 Presentation of Report Mgmt For For For
on Related Party
Transactions
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
19 Closing Mgmt For For For
________________________________________________________________________________
Tekfen Holding A.S
Ticker Security ID: Meeting Date Meeting Status
TKFEN CINS M8788F103 03/23/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Financial Statements Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Allocation of Mgmt For For For
Profits/Dividends
9 Board Size; Board Term Mgmt For For For
Length; Directors'
Fees
10 Election of Directors Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Presentation of Report Mgmt For For For
on
Guarantees
13 Charitable Donations Mgmt For For For
14 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
15 Wishes Mgmt For For For
________________________________________________________________________________
Turk Telekomunikasyon A.S
Ticker Security ID: Meeting Date Meeting Status
TTKOM CINS M9T40N131 06/21/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Opening; Election of Mgmt For For For
Presiding
Chair
6 Minutes Mgmt For For For
7 Presentation of Mgmt For For For
Directors'
Report
8 Presentation of Mgmt For For For
Auditors'
Report
9 Financial Statements Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
11 Ratification of Mgmt For Against Against
Co-option of Fuat
Oktay
12 Directors' Fees Mgmt For For For
13 Statutory Auditors' Mgmt For For For
Fees
14 Allocation of Mgmt For For For
Profits/Dividends
15 Appointment of Auditor Mgmt For For For
16 Presentation of Report Mgmt For For For
on Charitable
Donations
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Presentation of Report Mgmt For For For
on Company
Activities
19 Presentation of Report Mgmt For For For
on Material
Changes
20 Presentation of Mgmt For For For
Compensation
Policy
21 Authority to Make Mgmt For For For
Acquisitions
22 Authority to Establish Mgmt For For For
Special Purpose
Entities
23 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
24 Wishes and Closing Mgmt For For For
________________________________________________________________________________
Turkiye Garanti Bankasi A.S
Ticker Security ID: Meeting Date Meeting Status
GARAN CINS M4752S106 03/30/2017 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For Against Against
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Presentation of Report Mgmt For For For
on Compensation
Policy
12 Charitable Donations Mgmt For For For
13 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Presentation of Report Mgmt For For For
on Competing
Activities
________________________________________________________________________________
Turkiye Garanti Bankasi A.S
Ticker Security ID: Meeting Date Meeting Status
GARAN CINS M4752S106 11/03/2016 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chairman;
Minutes
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/29/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Article Mgmt For Against Against
6 Regarding
Authorised
Capital
11 Election of Directors Mgmt For For For
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 04/27/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Unilever Share Plan Mgmt For For For
2017
5 Elect Nils Smedegaard Mgmt For For For
Andersen
6 Elect Laura M.L. Cha Mgmt For For For
7 Elect Vittorio Colao Mgmt For For For
8 Elect Marijn E. Dekkers Mgmt For For For
9 Elect Ann M. Fudge Mgmt For For For
10 Elect Judith Hartmann Mgmt For For For
11 Elect Mary MA Xuezheng Mgmt For For For
12 Elect Strive T. Mgmt For For For
Masiyiwa
13 Elect Youngme E. Moon Mgmt For For For
14 Elect Graeme D. Mgmt For For For
Pitkethly
15 Elect Paul Polman Mgmt For For For
16 Elect John Rishton Mgmt For For For
17 Elect Feike Sijbesma Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Unipro PAO ao
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 06/23/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 1Q2017 Interim Dividend Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Klaus Schafer Mgmt For Abstain Against
7 Elect Christopher Jost Mgmt For Abstain Against
Delbruck
8 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
9 Elect Patrick Wolff Mgmt For Abstain Against
10 Elect Reiner Hartmann Mgmt For Abstain Against
11 Elect Maxim G. Shirokov Mgmt For Abstain Against
12 Elect Tatyana A. Mgmt For For For
Mitrova
13 Elect Aleksey A. Mgmt For For For
Germanovich
14 Elect Anna G. Belova Mgmt For For For
15 Elect Gerd Hansal Uwe Mgmt For For For
16 Elect Nicolo Pren Mgmt For For For
17 Elect Alexey S. Asyaev Mgmt For For For
18 Elect Denis A. Mgmt For For For
Alekseenkov
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UNIQA Versicherungen AG
Ticker Security ID: Meeting Date Meeting Status
UQA CINS A90015131 05/29/2017 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Appointment of Auditor Mgmt For For For
9 Elect Klemens Breuer Mgmt For Against Against
10 Elect Burkhard Mgmt For Against Against
Gantenbein
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 08/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Major Transaction Mgmt For For For
3 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
4 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
5 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
6 Related Party Mgmt For For For
Transactions (JSC
Voskresensk Mineral
Fertilizers)
7 Related Party Mgmt For For For
Transactions (JSC
URALCHEM)
8 Related Party Mgmt For For For
Transactions (JSC
VSMPO-AVISMA)
9 Related Party Mgmt For For For
Transactions (D&O
Insurance)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uralkaliy PAO (Uralkali JSC)
Ticker Security ID: Meeting Date Meeting Status
URKA CINS X9519W108 09/27/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Dmitry V. Konyaev Mgmt For Abstain Against
6 Elect Dmitry A. Lobyak Mgmt For Abstain Against
7 Elect Luc Marc J. Maene Mgmt For For For
8 Elect Dmitry A. Mazepin Mgmt For Abstain Against
9 Elect Robert J. Mgmt For For For
Margetts
10 Elect Dmitry V. Osipov Mgmt For Abstain Against
11 Elect Paul J. Ostling Mgmt For For For
12 Elect Dimitry V. Mgmt For Abstain Against
Tatyanin
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Early Termination of Mgmt For For For
Audit Commission
Powers
16 Elect Irina A. Mgmt For For For
Grinkevich
17 Elect Andrey V. Mgmt For For For
Yermizin
18 Elect Maria A. Kuzmina Mgmt For For For
19 Elect Irina V. Razumova Mgmt For For For
20 Elect Yaroslava I. Mgmt For For For
Serdyuk
________________________________________________________________________________
Vestel Beyaz Esya Sanayi ve Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
VESBE CINS M9751J106 05/09/2017 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditors'
Report
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Board Size; Board Term Mgmt For For For
Length; Election of
Directors
11 Directors' Fees Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For For For
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Closing Mgmt For For For
________________________________________________________________________________
Wienerberger AG
Ticker Security ID: Meeting Date Meeting Status
WIE CINS A95384110 05/19/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Elect Peter Johnson Mgmt For For For
6 Elect David C. Davies Mgmt For For For
7 Authority to Mgmt For For For
Repurchase and
Reissue Shares to
Employees
8 Amendments to Articles Mgmt For For For
Regarding
Participation in
General
Meetings
9 Amendments to Articles Mgmt For For For
Regarding Allocation
of
Profits
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wizz Air Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
WIZZ CINS G96871101 07/19/2016 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect William A. Franke Mgmt For For For
5 Elect Jozsef Varadi Mgmt For For For
6 Elect Thierry de Preux Mgmt For For For
7 Elect Thierry de Preux Mgmt For For For
(Independent Share
Holders
Only)
8 Elect Guido Demuynck Mgmt For For For
9 Elect Guido Demuynck Mgmt For For For
(Independent Share
Holders
Only)
10 Elect Simon Duffy Mgmt For For For
11 Elect Simon Duffy Mgmt For For For
(Independent Share
Holders
Only)
12 Elect Stephen Johnson Mgmt For For For
13 Elect John McMahon Mgmt For For For
14 Elect John McMahon Mgmt For For For
(Independent Share
Holders
Only)
15 Elect John R. Wilson Mgmt For For For
16 Elect Susan Hooper Mgmt For For For
17 Elect Susan Hooper Mgmt For For For
(Independent Share
Holders
Only)
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For Against Against
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/12/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect M. Fridman to Mgmt For For For
the Supervisory
Board
9 Elect P. Musial to the Mgmt For For For
Supervisory
Board
10 Supervisory Board Fees Mgmt For Against Against
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Appointment of Auditor Mgmt For For For
15 Other Business and Mgmt For For For
Closing
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Herman O. Gref Mgmt For For For
5 Elect Arkady Volozh Mgmt For For For
6 Authority to Cancel Mgmt For For For
Shares
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Resources Fund
________________________________________________________________________________
Africa Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
AFE CINS ADPC02603 07/07/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith C. Hill Mgmt For Against Against
4 Elect Ian Gibbs Mgmt For Against Against
5 Elect Ashley Mgmt For For For
Heppenstall
6 Elect Adrian Nel Mgmt For For For
7 Elect John Bentley Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Agriterra Limited
Ticker Security ID: Meeting Date Meeting Status
AGTA CINS G0129M100 09/14/2016 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Andrew Groves Mgmt For For For
3 Elect Caroline Havers Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 11/03/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Atlas African Industries Limited
Ticker Security ID: Meeting Date Meeting Status
AAI KN CINS G012AJ105 01/19/2017 Voted
Meeting Type Country of Trade
Ordinary Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Placing Mgmt For For For
2 Disapplication of Mgmt For For For
Preemptive Rights
(Placing)
________________________________________________________________________________
Atlas African Industries Limited
Ticker Security ID: Meeting Date Meeting Status
None CINS G012AJ105 06/20/2017 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(FY2015)
2 Approve Disposal and Mgmt For For For
Sale
Agreement
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CUSIP 088606108 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
7 Remuneration Report Mgmt For For For
(Advisory--
UK)
8 Remuneration Report Mgmt For For For
(Advisory--
AUS)
9 Equity Grant (MD/CEO Mgmt For For For
Andrew
Mackenzie)
10 Elect Ken N. MacKenzie Mgmt For For For
11 Re-elect Malcolm Mgmt For Against Against
Brinded
12 Re-elect Malcolm Mgmt For Against Against
Broomhead
13 Re-elect Pat Davies Mgmt For Against Against
14 Re-elect Anita Frew Mgmt For For For
15 Re-elect Carolyn Hewson Mgmt For For For
16 Re-elect Andrew Mgmt For For For
Mackenzie
17 Re-elect Lindsay P. Mgmt For For For
Maxsted
18 Re-elect Wayne Murdy Mgmt For For For
19 Re-elect Shriti Vadera Mgmt For For For
20 Re-elect Jacques Nasser Mgmt For For For
________________________________________________________________________________
Bounty Mining Limited
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Q1714D124 01/25/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Share Mgmt For For For
Consolidation
________________________________________________________________________________
Bounty Mining Limited
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Q1714D124 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Robert (Rob) Mgmt For For For
Stewart
2 Elect Brian McMaster Mgmt For For For
3 Elect Matthew Wood Mgmt For For For
4 Elect Daniel Crennan Mgmt For For For
5 Elect Kevin JIAO Jian Mgmt For For For
6 Appoint Auditor Mgmt For For For
________________________________________________________________________________
Cal-Maine Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolphus B. Baker Mgmt For Withhold Against
1.2 Elect Timothy A. Dawson Mgmt For Withhold Against
1.3 Elect Letitia C. Hughes Mgmt For For For
1.4 Elect Sherman Miller Mgmt For For For
1.5 Elect James E. Poole Mgmt For For For
1.6 Elect Steve W. Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 04/26/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter J.G. Mgmt For For For
Bentley
3 Elect John R. Baird Mgmt For For For
4 Elect Ryan Mgmt For For For
Barrington-Foote
5 Elect Glen Clark Mgmt For For For
6 Elect Michael J. Mgmt For For For
Korenberg
7 Elect Conrad A. Pinette Mgmt For For For
8 Elect James McNeill Mgmt For For For
Singleton
9 Elect Ross S. Smith Mgmt For For For
10 Elect William W. Mgmt For For For
Stinson
11 Appointment of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
Policy
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 03/21/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
5 Elect Josef El-Raghy Mgmt For For For
6 Elect Andrew M. Pardey Mgmt For For For
7 Elect Gordon E. Haslam Mgmt For Against Against
8 Elect Trevor Schultz Mgmt For Against Against
9 Elect Mark R. Arnesen Mgmt For For For
10 Elect Mark Bankes Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Nurlan Kyshtobaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael Parrett Mgmt For For For
7 Elect Scott G. Perry Mgmt For For For
8 Elect Jacques Perron Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
15 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Chesapeake Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CKG CINS ADPC01494 12/14/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel J. Kunz Mgmt For Against Against
3 Elect Lian Li Mgmt For For For
4 Elect John Perston Mgmt For For For
5 Elect P. Randy Reifel Mgmt For Against Against
6 Elect Greg D. Smith Mgmt For For For
7 Elect Gerald L. Sneddon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/23/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Final Mgmt For For For
Dividend
7 Allocation of Special Mgmt For For For
Dividend
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect LING Wen Mgmt For For For
13 Elect HAN Jianguo Mgmt For For For
14 Elect LI Dong Mgmt For For For
15 Elect ZHAO Jibin Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Maria TAM Wai Chu Mgmt For Against Against
18 Elect JIANG Bo Mgmt For For For
19 Elect Christina ZHONG Mgmt For For For
Yingjie
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect ZHAI Richeng Mgmt For For For
22 Elect ZHOU Dayu Mgmt For Against Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CUSIP 126132109 12/01/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-exempt Continuing Mgmt For For For
Connected
Transactions
2 Proposed Cap for Mgmt For For For
Non-exempt Continuing
Connected
Transactions
________________________________________________________________________________
Cooper Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
CTB CUSIP 216831107 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas P. Capo Mgmt For For For
1.2 Elect Steven M. Chapman Mgmt For For For
1.3 Elect Susan F. Davis Mgmt For For For
1.4 Elect John J. Holland Mgmt For For For
1.5 Elect Bradley E Hughes Mgmt For For For
1.6 Elect Gary S. Michel Mgmt For For For
1.7 Elect John H. Shuey Mgmt For For For
1.8 Elect Robert D. Welding Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Corona Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
CRG CINS ADPV04704 10/21/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Share Mgmt For For For
Consolidation
________________________________________________________________________________
Corona Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
CRG CINS ADPV04704 11/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Abstain Against
3 Re-elect Michael P. Mgmt For For For
Wright
________________________________________________________________________________
Dean Foods Company
Ticker Security ID: Meeting Date Meeting Status
DF CUSIP 242370203 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet Hill Mgmt For For For
2 Elect J. Wayne Mailloux Mgmt For For For
3 Elect Helen McCluskey Mgmt For For For
4 Elect John R. Muse Mgmt For For For
5 Elect B. Craig Owens Mgmt For For For
6 Elect Ralph P. Mgmt For For For
Scozzafava
7 Elect Jim L. Turner Mgmt For For For
8 Elect Robert T. Wiseman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Diamond Fields International Ltd.
Ticker Security ID: Meeting Date Meeting Status
DFI CINS ADPV35821 12/12/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Sybrand van der Mgmt For For For
Spuy
4 Elect Earl Young Mgmt For Against Against
5 Elect Norman Roderic Mgmt For For For
Baker
6 Elect Al Gourley Mgmt For For For
7 Elect Bertrand Boulle Mgmt For For For
8 Elect Francois Colette Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Pamela B. Strobel Mgmt For For For
7 Elect Denis A. Turcotte Mgmt For For For
8 Elect John D. Williams Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the Mgmt For For For
Annual Incentive Plan
for the Purposes of
162(m)
13 Amendment to the 2007 Mgmt For For For
Omnibus Incentive
Plan for the purposes
of 162(m) of the
IRC
14 Approval of equity Mgmt For For For
compensation limit
for directors under
the 2007 Omnibus
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 04/10/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Equity Grant (MD Leigh Mgmt For For For
Junk)
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 11/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Mgmt For For For
Alexander
4 Ratify Placement of Mgmt For For For
Securities
5 Equity Grant (MD Allan Mgmt For For For
Kelly)
6 Approve Employee Share Mgmt For For For
Option Scheme
(ESOS)
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 07/20/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John V. Lovoi Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Dundee Sustainable Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CINS 265282103 06/21/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brahm Gelfand Mgmt For For For
3 Elect Mark E. Goodman Mgmt For For For
4 Elect Ned Goodman Mgmt For For For
5 Elect Brian Howlett Mgmt For For For
6 Elect Mario Jacob Mgmt For For For
7 Elect Hubert Marleau Mgmt For For For
8 Elect L. Geoffrey Mgmt For For For
Morphy
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dundee Sustainable Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CINS 265282103 07/19/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brahm Gelfand Mgmt For For For
3 Elect Mark E. Goodman Mgmt For Against Against
4 Elect Ned Goodman Mgmt For For For
5 Elect Brian Howlett Mgmt For For For
6 Elect Hubert Marleau Mgmt For For For
7 Elect John Mercer Mgmt For For For
8 Elect David Whyte Mgmt For For For
9 Elect Mario Jacob Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Encanto Potash Corp.
Ticker Security ID: Meeting Date Meeting Status
EPO CINS ADPC02428 12/13/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Norman Brewster Mgmt For For For
4 Elect Stavros Daskos Mgmt For For For
5 Elect Gordon Keep Mgmt For Against Against
6 Elect Hamad M. Mgmt For For For
Al-Wazzan
7 Elect Aref Kanafani Mgmt For For For
8 Elect Chief Reginald Mgmt For Against Against
Bellerose
9 Elect Joe Varner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 06/21/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Relevant Interest in
Company
Shares
3 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/24/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Colin Johnstone Mgmt For For For
4 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein - LTI
FY2017)
5 Equity Grant Mgmt For Against Against
(Executive Chairman
Jacob Klein -
Retention
Rights)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway - LTI
FY2017)
7 Equity Grant Mgmt For For For
(Executive Chairman
Jacob Klein -
Adjustment
Issuance)
8 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrie Conway -
Adjustment
Issuance)
9 Approve NED Equity Plan Mgmt For For For
________________________________________________________________________________
Filo Mining Corp
Ticker Security ID: Meeting Date Meeting Status
FIL CINS 31730E101 06/14/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lukas H. Lundin Mgmt For For For
4 Elect Alessandro Mgmt For For For
Bitelli
5 Elect Ashley Mgmt For For For
Heppenstall
6 Elect Paul McRae Mgmt For For For
7 Elect Pablo J. Mir Mgmt For For For
8 Elect Wojtek A. Mgmt For For For
Wodzicki
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gamesa Corporacion Tecnologica, S.A.
Ticker Security ID: Meeting Date Meeting Status
GAM CINS E54667113 06/20/2017 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-option and Mgmt For For For
Elect Luis Javier
Cortes
Dominguez
7 Ratify Co-option and Mgmt For For For
Elect Markus
Tacke
8 Ratify Co-option and Mgmt For For For
Elect Michael
Sen
9 Ratify Co-option and Mgmt For For For
Elect Carlos
Rodriguez Quiroga
Menendez
10 Amendments to Article Mgmt For For For
1 (Company
Name)
11 Amendments to Article Mgmt For For For
17
(Venue)
12 Amendments to Article Mgmt For For For
49 (Fiscal
Year)
13 Consolidation of Mgmt For For For
Articles of
Association
14 Amendments to General Mgmt For For For
Meeting Regulations'
Articles 1 and 5
(Company
Name)
15 Amendments to General Mgmt For For For
Meeting Regulations'
Article 19
(Venue)
16 Consolidation of Mgmt For For For
General Meeting
Regulations
17 Appointment of Auditor Mgmt For For For
18 Remuneration Policy Mgmt For For For
(Binding)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Remuneration Report Mgmt For For For
(Advisory)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/24/2017 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium
Account
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Leonhard Fischer Mgmt For For For
5 Elect Ivan Glasenberg Mgmt For For For
6 Elect Peter R. Coates Mgmt For For For
7 Elect John J. Mack Mgmt For For For
8 Elect Peter T. Grauer Mgmt For Against Against
9 Elect Patrice Merrin Mgmt For For For
10 Remuneration Report Mgmt For For For
(Advisory)
11 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GoviEx Uranium Inc.
Ticker Security ID: Meeting Date Meeting Status
GXU CINS 383798105 06/30/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Govind Friedland Mgmt For For For
4 Elect Daniel Major Mgmt For For For
5 Elect Matthew Lechtzier Mgmt For For For
6 Elect Robert W. Hanson Mgmt For For For
7 Elect Benoit La Salle Mgmt For For For
8 Elect Christopher S. Mgmt For For For
Wallace
9 Elect Anthony Abbenante Mgmt For For For
10 Elect David Cates Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Share Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
GoviEx Uranium Inc.
Ticker Security ID: Meeting Date Meeting Status
GXU CINS ADPC02580 06/30/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Govind Friedland Mgmt For For For
4 Elect Daniel Major Mgmt For For For
5 Elect Matthew Lechtzier Mgmt For For For
6 Elect Robert W. Hanson Mgmt For For For
7 Elect Benoit La Salle Mgmt For For For
8 Elect Christopher S. Mgmt For For For
Wallace
9 Elect Anthony Abbenante Mgmt For For For
10 Elect David Cates Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Share Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501DAJ4 04/24/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Debenture Extension Mgmt For For For
Resolution
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/17/2017 Take No Action
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Duncan Baxter Mgmt For TNA N/A
4 Elect Valery Oyf Mgmt For TNA N/A
5 Elect John Mann Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
7 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
8 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Interfor Corporation
Ticker Security ID: Meeting Date Meeting Status
IFP CINS 45868C109 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Duncan K. Davies Mgmt For For For
4 Elect Paul Herbert Mgmt For For For
5 Elect Jeane Hull Mgmt For For For
6 Elect Peter M. Lynch Mgmt For For For
7 Elect Gordon H. Mgmt For For For
MacDougall
8 Elect J. Eddie McMillan Mgmt For For For
9 Elect Thomas V. Milroy Mgmt For For For
10 Elect Gillian L. Platt Mgmt For For For
11 Elect Lawrence Sauder Mgmt For For For
12 Elect Douglas W.G. Mgmt For For For
Whitehead
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CINS 46581Q201 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert M. Mgmt For For For
Friedland
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Markus Faber Mgmt For For For
6 Elect William Hayden Mgmt For For For
7 Elect Oyvind Hushovd Mgmt For For For
8 Elect Livia Mahler Mgmt For For For
9 Elect Peter G. Meredith Mgmt For Against Against
10 Elect Guy de Selliers Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Equity Incentive Plan Mgmt For For For
Renewal
13 Amendment to the DSU Mgmt For For For
Plan
14 Transaction of Other Mgmt For Against Against
Business
15 Amendment or Variation Mgmt For Against Against
of Matters
Presented
________________________________________________________________________________
Kaiser Aluminum Corporation
Ticker Security ID: Meeting Date Meeting Status
KALU CUSIP 483007704 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carolyn Mgmt For For For
Bartholomew
1.2 Elect Jack A. Hockema Mgmt For For For
1.3 Elect Lauralee E. Mgmt For For For
Martin
1.4 Elect Brett E. Wilcox Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kanto Denka Kogyo Company Ltd
Ticker Security ID: Meeting Date Meeting Status
4047 CINS J30427108 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shiroh Yamashita Mgmt For Against Against
2 Elect Junichi Hasegawa Mgmt For For For
3 Elect Yukio Takaike Mgmt For For For
4 Elect Nobutaka Mgmt For For For
Takahashi
5 Elect Yasutoshi Suzuki Mgmt For For For
6 Elect Kazuo Morisaki Mgmt For Against Against
7 Elect Fuyuhiko Ishii Mgmt For Against Against
8 Elect Hideki Matsui Mgmt For For For
9 Elect Masaharu Sugiyama Mgmt For Against Against
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/12/2016 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditor
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Andrzej Danilczuk Mgmt For For For
7 Resignation of Director Mgmt For For For
8 Elect Nathalie Bachich Mgmt For For For
9 Elect Sergei Shibaev Mgmt For For For
10 Elect Anastasia Mgmt For For For
Usachova
11 Elect Victoriia Mgmt For For For
Lukyanenko
12 Elect Yuriy Kovalchuk Mgmt For Against Against
13 Elect Kostiantyn Mgmt For Against Against
Lytvynskyi
14 Independent Directors' Mgmt For For For
Fees
15 Executive Directors' Mgmt For For For
Fees
16 Ratification of Mgmt For For For
Auditor's
Acts
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CINS 496902404 05/03/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian Atkinson Mgmt For For For
3 Elect John A. Brough Mgmt For For For
4 Elect John M. H. Huxley Mgmt For For For
5 Elect Ave G. Lethbridge Mgmt For For For
6 Elect Catherine Mgmt For For For
McLeod-Seltzer
7 Elect John E. Oliver Mgmt For For For
8 Elect Kelly J. Osborne Mgmt For For For
9 Elect Una M. Power Mgmt For For For
10 Elect J. Paul Rollinson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CINS 498696103 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney Cooper Mgmt For For For
3 Elect Mark J. Daniel Mgmt For For For
4 Elect James Haggarty Mgmt For For For
5 Elect Richard J. Hall Mgmt For For For
6 Elect Paul Huet Mgmt For For For
7 Elect William Matlack Mgmt For For For
8 Elect Charles Oliver Mgmt For For For
9 Elect Blair Schultz Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Frequency Of Say On Mgmt For For For
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
1 Year
14 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
2 Years
15 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
3 Years
16 Frequency Of Say On Pay Mgmt N/A N/A N/A
Vote: To Conduct a
Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
Abstain
________________________________________________________________________________
Leagold Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LMC CINS 52176A205 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Frank Giustra Mgmt For For For
4 Elect Neil Woodyer Mgmt For For For
5 Elect Wesley K. Clark Mgmt For For For
6 Elect Gordon Campbell Mgmt For For For
7 Elect Miguel Rodriguez Mgmt For For For
8 Elect Russell D. Ball Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Lear Corporation
Ticker Security ID: Meeting Date Meeting Status
LEA CUSIP 521865204 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Bott Mgmt For For For
2 Elect Thomas P. Capo Mgmt For For For
3 Elect Jonathan F. Mgmt For For For
Foster
4 Elect Mary Lou Jespen Mgmt For For For
5 Elect Kathleen A. Mgmt For For For
Ligocki
6 Elect Conrad L. Mgmt For For For
Mallett,
Jr.
7 Elect Donald L. Runkle Mgmt For For For
8 Elect Matthew J. Mgmt For For For
Simoncini
9 Elect Gregory C. Smith Mgmt For For For
10 Elect Henry D. G. Mgmt For For For
Wallace
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Linamar Corporation
Ticker Security ID: Meeting Date Meeting Status
LNR CINS 53278L107 05/16/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Frank Hasenfratz Mgmt For For For
3 Elect Linda S. Mgmt For For For
Hasenfratz
4 Elect Mark Stoddart Mgmt For For For
5 Elect William Harrison Mgmt For For For
6 Elect Terry Reidel Mgmt For Against Against
7 Elect Dennis Grimm Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lucara Diamond Corp.
Ticker Security ID: Meeting Date Meeting Status
LUC CINS 54928Q108 05/11/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard P. Clark Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect Brian D. Edgar Mgmt For For For
5 Elect Marie Inkster Mgmt For For For
6 Elect William Lamb Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect Eira Thomas Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Magna International Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 559222401 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott B. Bonham Mgmt For For For
1.2 Elect Peter Guy Bowie Mgmt For For For
1.3 Elect Barbara Judge Mgmt For For For
1.4 Elect Kurt J. Lauk Mgmt For For For
1.5 Elect Cynthia A. Mgmt For For For
Niekamp
1.6 Elect William A Ruh Mgmt For For For
1.7 Elect Indira V. Mgmt For For For
Samarasekera
1.8 Elect Donald J. Walker Mgmt For For For
1.9 Elect Lawrence D. Mgmt For For For
Worrall
1.10 Elect William L. Young Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Magnitogorsk Iron & Steel Works OJSC
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 05/26/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Victor F. Mgmt N/A Abstain N/A
Rashnikov
7 Elect Ruben A. Mgmt For For For
Aganbegyan
8 Elect Kirill Y. Liovin Mgmt N/A Abstain N/A
9 Elect Nikolai V. Mgmt N/A Abstain N/A
Liadov
10 Elect Valery Y. Mgmt For For For
Martzinovich
11 Elect Morgan Ralph Mgmt For For For
Tavakolian
12 Elect Olga V. Mgmt N/A Abstain N/A
Rashnikova
13 Elect Zumrud K. Mgmt N/A Abstain N/A
Rustamova
14 Elect Sergei N. Ushakov Mgmt N/A Abstain N/A
15 Elect Pavel V. Shilyaev Mgmt N/A Abstain N/A
16 Elect Aleksandr V. Mgmt For For For
Maslennikov
17 Elect Oksana V. Mgmt For For For
Diuldina
18 Elect Galina A. Mgmt For For For
Akimova
19 Appointment of Auditor Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Audit Commission Fees Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Amendments to Board of Mgmt For For For
Directors
Regulations
25 Amendments to Mgmt For For For
Management Board
Regulations
26 Amendments to CEO Mgmt For For For
Regulations
27 Amendments to Audit Mgmt For For For
Commission
Regulations
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mandalay Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
MND CINS 562568204 05/11/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Abraham Jonker Mgmt For For For
4 Elect Amy Freedman Mgmt For For For
5 Elect Bradford A. Mills Mgmt For For For
6 Elect Mark Sander Mgmt For For For
7 Elect Peter R. Jones Mgmt For For For
8 Elect Robert Doyle Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to Mgmt For For For
Restricted Stock
Plan
11 Restricted Share Unit Mgmt For For For
Issuance
12 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Arthur H. Harper Mgmt For For For
7 Elect Laura K. Ipsen Mgmt For For For
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect C. Steven Mgmt For For For
McMillan
10 Elect Jon R. Moeller Mgmt For For For
11 Elect George H. Poste Mgmt For For For
12 Elect Robert J. Stevens Mgmt For Against Against
13 Elect Patricia Verduin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Approval of Mgmt For For For
Performance Goals
Under and Amendment
to the Long-Term
Incentive
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Risks of
Glyphosate
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nevsun Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NSU CUSIP 64156L101 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect R. Stuart Angus Mgmt For For For
2.2 Elect Ian R. Ashby Mgmt For For For
2.3 Elect Geoffrey Chater Mgmt For For For
2.4 Elect Clifford T. Davis Mgmt For For For
2.5 Elect Anne E. Giardini Mgmt For For For
2.6 Elect Ian W Pearce Mgmt For For For
2.7 Elect Stephen V. Scott Mgmt For Withhold Against
2.8 Elect David S. Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Ratification of Mgmt For Against Against
Company's Shareholder
Rights
Plan
5 Advisory Resolution on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NGEx Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NGQ CINS 65339B100 06/15/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lukas H. Lundin Mgmt For Abstain Against
4 Elect Wojtek A. Mgmt For For For
Wodzicki
5 Elect William A. Rand Mgmt For For For
6 Elect Jack O.A. Lundin Mgmt For For For
7 Elect David F. Mullen Mgmt For For For
8 Elect Cheri L. Pedersen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Share Option Plan Mgmt For For For
Renewal
11 Amendment to the Share Mgmt For For For
Option
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NGEx Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NGQ CINS 65339B100 08/11/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Mgmt For For For
4 Approval of the Stock Mgmt For For For
Option
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Niocan Inc.
Ticker Security ID: Meeting Date Meeting Status
NIO CINS ADPC01613 06/29/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Guy Arbour Mgmt For For For
3 Elect Joel Bell Mgmt For For For
4 Elect Remo Mancini Mgmt For Against Against
5 Elect Hubert Marleau Mgmt For For For
6 Elect Mark D. Wallace Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John D. Mgmt For For For
Fitzgerald
4 Elect Shirley In't Veld Mgmt For For For
5 Elect David Flanagan Mgmt For For For
6 Re-elect William J. Mgmt For For For
Beament
7 Approve Long-Term Mgmt For For For
incentive
Plan
8 Approve Termination Mgmt For For For
Benefits
9 Equity Grant Mgmt For For For
(Executive chairman
William
Beament)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/30/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/23/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2016)
2 Amendments to Articles Mgmt For Against Against
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Owens Corning
Ticker Security ID: Meeting Date Meeting Status
OC CUSIP 690742101 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect J. Brian Ferguson Mgmt For For For
3 Elect Ralph F. Hake Mgmt For For For
4 Elect F. Philip Handy Mgmt For For For
5 Elect Edward F. Mgmt For For For
Lonergan
6 Elect Maryann T. Mannen Mgmt For For For
7 Elect James J. Mgmt For For For
McMonagle
8 Elect W. Howard Morris Mgmt For For For
9 Elect Suzanne P. Mgmt For For For
Nimocks
10 Elect Michael H. Thaman Mgmt For For For
11 Elect John D. Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 12/02/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2016)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CUSIP 71646E100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Mgmt For Against Against
International and PRC
Auditors and
Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Elect WANG Yilin Mgmt For Against Against
10 Elect WANG Dongjin Mgmt For For For
11 Elect YU Baocai Mgmt For Against Against
12 Elect LIU Yuezhen Mgmt For Against Against
13 Elect LIU Hongbin Mgmt For For For
14 Elect HOU Qijun Mgmt For For For
15 Elect DUAN Liangwei Mgmt For For For
16 Elect QIN Weizhong Mgmt For For For
17 Elect LIN Boqiang Mgmt For Against Against
18 Elect ZHANG Biyi Mgmt For Against Against
19 Elect Elsie LEUNG Oi Mgmt For For For
Sie
20 Elect Tatsuhito Tokuchi Mgmt For For For
21 Elect Simon P. Henry Mgmt For For For
22 Elect XU Wenrong Mgmt For Against Against
23 Elect ZHANG Fengshan Mgmt For For For
24 Elect JIANG Lifu Mgmt For For For
25 Elect LU Yaozhong Mgmt For Against Against
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2017 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
6 Elect Maksim V. Volkov Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Yuriy N. Mgmt N/A Abstain N/A
Krugovykh
10 Elect Vladimir S. Mgmt N/A Abstain N/A
Litvinenko
11 Elect Sven Ombudstvedt Mgmt N/A For N/A
12 Elect Roman V. Osipov Mgmt N/A Abstain N/A
13 Elect James B. Rogers Mgmt N/A For N/A
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Marcus J. Rhodes Mgmt N/A For N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Ekaterina V. Mgmt For For For
Viktorova
19 Elect Galina A. Mgmt For For For
Kalinina
20 Elect Pavel N. Sinitsa Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/29/2016 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Charter Mgmt For Abstain Against
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PMI Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
PMI CINS 69361G102 05/29/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Serafino Iacono Mgmt For For For
4 Elect Hernan Martinez Mgmt For For For
5 Elect Jaime Perez Mgmt For For For
Branger
6 Elect Francisco Sole Mgmt For For For
7 Elect Frank Giustra Mgmt For For For
8 Elect Ian W. Telfer Mgmt For For For
9 Elect Susannah Pierce Mgmt For For For
10 Elect Jeffrey J. Scott Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Continuation of the Mgmt For For For
Corporation
13 Company Name Change Mgmt For For For
14 Adoption of the New Mgmt For For For
Option
Plan
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Radisson Mining Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
RDS CINS 76125W505 06/02/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mario Bouchard Mgmt For For For
3 Elect Jean Dion Mgmt For For For
4 Elect Jean-Marie Dupont Mgmt For For For
5 Elect Denis Lachance Mgmt For For For
6 Elect Luc Simoneau Mgmt For For For
7 Elect Rejean Gourde Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Range Energy Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
RGO CINS ADPC01228 06/30/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Toufic Chahine Mgmt For Against Against
4 Elect Allan Bezanson Mgmt For Against Against
5 Elect Roger Bethell Mgmt For Against Against
6 Elect Eric Stoerr Mgmt For For For
7 Elect Michelle Upton Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Rayonier Advanced Materials Inc
Ticker Security ID: Meeting Date Meeting Status
RYAM CUSIP 75508B104 05/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect De Lyle W. Mgmt For For For
Bloomquist
2 Elect Paul G. Boynton Mgmt For For For
3 Elect Mark E. Gaumond Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Incentive Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Paul Thomas Mgmt For For For
4 Elect James Mactier Mgmt For For For
5 Re-elect Donald Mark Mgmt For For For
Okeby
6 Approve Executive Mgmt For For For
Incentive
Plan
7 Equity Grant Mgmt For For For
(Executive Chairman
Mark
Clark)
8 Equity Grant (COO Paul Mgmt For For For
Thomas)
________________________________________________________________________________
Renaissance Oil Corp
Ticker Security ID: Meeting Date Meeting Status
ROE CINS 75973C108 12/01/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Craig Steinke Mgmt For For For
3 Elect Ian W. Telfer Mgmt For Against Against
4 Elect Gordon Keep Mgmt For Against Against
5 Elect Vadim Jivov Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Rockwell Diamonds Inc.
Ticker Security ID: Meeting Date Meeting Status
RDI CINS ADPC01272 08/24/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Bristow Mgmt For For For
4 Elect James Campbell Mgmt For For For
5 Elect Willem Jacobs Mgmt For Against Against
6 Elect Richard J. Mgmt For For For
Linnell
7 Elect Johan C. van't Mgmt For For For
Hof
8 Elect Stephen Dietrich Mgmt For For For
9 Elect Richard P. Menell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rye Patch Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
RPM CINS 783727100 06/06/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Timothy C. Baker Mgmt For Against Against
3 Elect Jonathan Challis Mgmt For Against Against
4 Elect William C. Howald Mgmt For For For
5 Elect Charles C. Mgmt For Against Against
Russell
6 Appointment of Auditor Mgmt For Against Against
7 Stock Option Plan Mgmt For For For
Renewal
8 RSU Plan Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sable Mining Africa Limited
Ticker Security ID: Meeting Date Meeting Status
SBLM CINS G7762V107 09/14/2016 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Andrew Burns Mgmt For For For
3 Elect James A.K. Mgmt For Against Against
Cochrane
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sable Mining Africa Limited
Ticker Security ID: Meeting Date Meeting Status
SBLM CINS G7762V107 10/07/2016 Voted
Meeting Type Country of Trade
Special Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of AIM Mgmt For For For
Listing
2 Change in Company Name Mgmt For For For
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 11/21/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Compass Shrholdr N/A TNA N/A
Bank as Trustee of
the
Trust
2 Nomination of Shrholdr N/A TNA N/A
Southwest Bank as the
Successor Trustee of
the
Trust
3 Election of Southwest Shrholdr N/A TNA N/A
Bank as Trustee of
the
Trust
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 11/21/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Compass Mgmt Against Against For
Bank as Trustee of
the
Trust
2 Nomination of Mgmt Against Against For
Southwest Bank as the
Successor Trustee of
the
Trust
3 Election of Southwest Mgmt Against Against For
Bank as Trustee of
the
Trust
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sanyo Special Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
5481 CINS J69284123 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Elect Shinya Higuchi Mgmt For Against Against
4 Elect Shinichi Tominaga Mgmt For For For
5 Elect Akihiko Mgmt For For For
Yanagitani
6 Elect Wataru Nishihama Mgmt For For For
7 Elect Kazuhiko Nagano Mgmt For For For
8 Elect Kohzoh Takahashi Mgmt For For For
9 Elect Shigehiro Ohi Mgmt For For For
10 Elect Kohzoh Ohmae Mgmt For Against Against
11 Elect Katsu Yanagimoto Mgmt For For For
12 Elect Yusaku Ohmori Mgmt For Against Against
13 Elect Takashi Kobayashi Mgmt For For For
14 Elect Kazuhisa Fukuda Mgmt For Against Against
as Statutory
Auditor
15 Elect Akihiro Mgmt For Against Against
Kobayashi as
Alternate Statutory
Auditor
16 Bonus Mgmt For Against Against
17 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saras S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRS CINS T83058106 04/20/2017 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Election of Director Mgmt For Abstain Against
or Reduction in Board
Size
4 Remuneration Policy Mgmt For For For
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Amendments to Article Mgmt For For For
18
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sekisui Jushi Corp.
Ticker Security ID: Meeting Date Meeting Status
4212 CINS J70789110 06/29/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yaichiroh Fukui Mgmt For Against Against
2 Elect Hiroshi Baba Mgmt For For For
3 Elect Jun Hamada Mgmt For For For
4 Elect Shiroh Wakui Mgmt For For For
5 Elect Kazuhiko Masuda Mgmt For For For
6 Elect Umeo Irie Mgmt For For For
7 Elect Yutaka Shibanuma Mgmt For For For
8 Elect Kazuyoshi Hayashi Mgmt For For For
9 Elect Eiji Sasaki Mgmt For For For
10 Elect Takashi Mgmt For For For
Kawarabayashi
11 Elect Naoki Hayakawa Mgmt For For For
12 Elect Moritoshi Mgmt For Against Against
Naganuma
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 06/15/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Financial Budget Mgmt For For For
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Waiver of Pre-Emptive Mgmt For For For
Rights
10 Independent Mgmt For Against Against
Supervisors'
Fees
11 Elect ZHAI Yalin Mgmt For For For
12 Elect FAN Qingyong Mgmt For For For
13 Elect ZHENG Yunrui Mgmt For For For
14 Elect CHOI Ting Ki Mgmt For For For
15 Amendment to the A Mgmt For For For
Shares Option
Incentive
Scheme
16 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Meetings
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect WANG Zhiqing Mgmt For For For
19 Elect WU Haijun Mgmt For For For
20 Elect GAO Jinping Mgmt For For For
21 Elect JIN Qiang Mgmt For For For
22 Elect GUO Xiaojun Mgmt For For For
23 Elect ZHOU Meiyun Mgmt For For For
24 Elect LEI Dianwu Mgmt For Against Against
25 Elect MO Zhenglin Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect ZHANG Yimin Mgmt For Against Against
28 Elect LIU Yunhong Mgmt For For For
29 Elect DU Weifeng Mgmt For For For
30 Elect PAN Fei Mgmt For For For
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report and Mgmt For For For
Account Inspectors'
Report
3 Appointment of Auditor Mgmt For For For
4 Appointment of Account Mgmt For For For
Inspectors
5 Presentation of Report Mgmt For For For
on Related Party
Transactions
6 Investment and Finance Mgmt For For For
Policy
7 Allocation of Mgmt For For For
Profits/Dividends
8 Dividend Policy Mgmt For For For
9 Board of Directors' Mgmt For Abstain Against
Expenditures
10 Directors' Fees Mgmt For Against Against
11 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
12 Transaction of Other Mgmt N/A Against N/A
Business
13 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
SolarEdge Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tal Payne Mgmt For For For
2 Elect Marcel Gani Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SVT Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
VTC.H CINS 78488P101 05/31/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
3 Advance Notice Mgmt For Against Against
Provision
4 Stock Option Plan Mgmt For For For
Renewal
5 Ratification of Prior Mgmt For For For
Acts
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2016 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Delegation of Mgmt For For For
Authorities
9 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
Tokyo Steel Manufacturing Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5423 CINS J88204110 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Toshikazu Mgmt For Against Against
Nishimoto
3 Elect Kiyoshi Imamura Mgmt For For For
4 Elect Toshio Adachi Mgmt For For For
5 Elect Nobuaki Nara Mgmt For For For
6 Elect Yuji Komatsuzaki Mgmt For For For
7 Elect Hiroyuki Kokumai Mgmt For For For
8 Elect Kazuhito Kojima Mgmt For For For
9 Elect Takafumi Asai Mgmt For Against Against
10 Elect Hiromi Kawamoto Mgmt For For For
11 Elect Tatsuhiko Mgmt For For For
Matsumura
12 Elect Minatsu Nomoto Mgmt For For For
13 Elect Fumihiro Kanda Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
Tosoh Corporation
Ticker Security ID: Meeting Date Meeting Status
4042 CINS J90096116 06/28/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Consolidation Mgmt For For For
3 Elect Toshinori Mgmt For Against Against
Yamamoto
4 Elect Katsushi Tashiro Mgmt For For For
5 Elect Keiichiroh Mgmt For For For
Nishizawa
6 Elect Kohji Kawamoto Mgmt For For For
7 Elect Nobuaki Murashige Mgmt For For For
8 Elect Masayuki Yamada Mgmt For For For
9 Elect Shingo Tsutsumi Mgmt For For For
10 Elect Etsuya Ikeda Mgmt For Against Against
11 Elect Tsutomu Abe Mgmt For For For
12 Elect Kenji Ogawa Mgmt For Against Against
13 Elect Sukehiro Itoh as Mgmt For Against Against
Statutory
Auditor
14 Elect Yasuhiko Tanaka Mgmt For Against Against
15 Elect Kenta Nagao Mgmt For For For
________________________________________________________________________________
Trinseo S.A.
Ticker Security ID: Meeting Date Meeting Status
TSE CUSIP L9340P101 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K'Lynne Johnson Mgmt For For For
2 Elect JeannotKrecke Mgmt For Abstain Against
3 Elect Donald T. Misheff Mgmt For Against Against
4 Elect Craig A. Rogerson Mgmt For Abstain Against
5 Elect Philip R. Martens Mgmt For For For
6 Elect Joseph Alvarado Mgmt For For For
7 Amendment to the Mgmt For For For
Director Compensation
Program
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Accounts and Reports Mgmt For For For
10 Allocation of Results Mgmt For For For
11 Ratification of Board Mgmt For For For
Acts
12 Ratification of Auditor Mgmt For For For
13 Ratification of Mgmt For For For
Accountant
14 Authorization of Share Mgmt For For For
Repurchase
Program
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CUSIP 900435108 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Gill Mgmt For For For
1.2 Elect R. Peter Gillin Mgmt For For For
1.3 Elect Ulf Quellmann Mgmt For For For
1.4 Elect Russel C. Mgmt For For For
Robertson
1.5 Elect Maryse Mgmt For For For
Saint-Laurent
1.6 Elect Craig Stegman Mgmt For For For
1.7 Elect Jeffery D. Mgmt For For For
Tygesen
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
US Oil Sands Inc.
Ticker Security ID: Meeting Date Meeting Status
USO CINS 91732K406 05/17/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Brown Mgmt For For For
4 Elect Edward Chwyl Mgmt For For For
5 Elect Alfred Holcomb Mgmt For For For
6 Elect Serafino Iacono Mgmt For For For
7 Elect Stephen Lehner Mgmt For For For
8 Elect Harry Quarls Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
12 Company Name Change Mgmt For For For
________________________________________________________________________________
US Oil Sands Inc.
Ticker Security ID: Meeting Date Meeting Status
USO CINS ADPC02804 05/17/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Brown Mgmt For For For
4 Elect Edward Chwyl Mgmt For For For
5 Elect Alfred Holcomb Mgmt For For For
6 Elect Serafino Iacono Mgmt For For For
7 Elect Stephen Lehner Mgmt For For For
8 Elect Harry Quarls Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
12 Company Name Change Mgmt For For For
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Susan Kaufman Mgmt For For For
Purcell
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/06/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Bert Nordberg Mgmt For For For
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Eija Pitkanen Mgmt For For For
11 Elect Henrik Andersen Mgmt For For For
12 Elect Henry Stenson Mgmt For For For
13 Elect Lars G. Josefsson Mgmt For For For
14 Elect Lykke Friis Mgmt For For For
15 Elect Torben Mgmt For For For
Ballegaard
Sorensen
16 Directors' Fees for Mgmt For For For
2016
17 Directors' Fees for Mgmt For For For
2017
18 Appointment of Auditor Mgmt For For For
19 Authority to Reduce Mgmt For For For
Share
Capital
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
Regarding
Attendance
22 Authority to Carry Out Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Western Forest Products Inc.
Ticker Security ID: Meeting Date Meeting Status
WEF CINS 958211203 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect James Arthurs Mgmt For For For
4 Elect Jane Bird Mgmt For For For
5 Elect Don Demens Mgmt For For For
6 Elect Lee Doney Mgmt For For For
7 Elect Daniel Nocente Mgmt For For For
8 Elect J. Barrie Mgmt For For For
Shineton
9 Elect Michael T. Waites Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to articles Mgmt For For For
regarding
quorum
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/11/2017 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Mgmt For TNA N/A
Repurchase
Shares
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Yodogawa Steel Works
Ticker Security ID: Meeting Date Meeting Status
5451 CINS J97140115 06/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshitsugu Kokubo Mgmt For Against Against
3 Elect Takaaki Kawamoto Mgmt For For For
4 Elect Toyomi Ohmori Mgmt For For For
5 Elect Satoshi Nitta Mgmt For For For
6 Elect Toshikazu Saeki Mgmt For For For
7 Elect Hiroshi Okamura Mgmt For For For
8 Elect Maomi Hayashi as Mgmt For Against Against
Statutory
Auditor
9 Elect Ichiroh Inui as Mgmt For For For
Alternate Statutory
Auditor
10 Renewal of Takeover Mgmt For Against Against
Defense
Plan
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Fund
________________________________________________________________________________
AuRico Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
AMI CINS 05157J108 05/09/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard M. Mgmt For For For
Colterjohn
3 Elect Anne L. Day Mgmt For For For
4 Elect Anthony W. Garson Mgmt For For For
5 Elect John A. McCluskey Mgmt For For For
6 Elect Scott G. Perry Mgmt For For For
7 Elect Christopher H. Mgmt For For For
Richter
8 Elect Joseph G. Spiteri Mgmt For For For
9 Elect Janice A. Stairs Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gustavo A. Mgmt For For For
Cisneros
1.2 Elect Graham G. Clow Mgmt For Withhold Against
1.3 Elect Gary A. Doer Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushinky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Nancy H.O. Mgmt For For For
Lockhart
1.9 Elect Pablo Marcet Mgmt For For For
1.10 Elect Dambisa F. Moyo Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Brant Hinze Mgmt For For For
4 Elect Nicole Mgmt For For For
Adshead-Bell
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Equity Grant (NED Mgmt For Against Against
Nicole
Adshead-Bell)
7 Equity Grant (MD/CEO Mgmt For For For
Simon
Jackson)
8 Approve increase in Mgmt For For For
NEDs' Fee
Cap
9 Ratify Placement of Mgmt For For For
Securities
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Nurlan Kyshtobaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael Parrett Mgmt For For For
7 Elect Scott G. Perry Mgmt For For For
8 Elect Jacques Perron Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Terry V. Rogers Mgmt For For For
11 Elect Bektur Sagynov Mgmt For For For
12 Elect Bruce V. Walter Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
15 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Robert E. Mellor Mgmt For For For
7 Elect John H. Robinson Mgmt For For For
8 Elect J. Kenneth Mgmt For For For
Thompson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Comstock Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
LODE CUSIP 205750102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corrado De Mgmt For For For
Gasperis
1.2 Elect Daniel W. Kappes Mgmt For For For
1.3 Elect William J. Nance Mgmt For Withhold Against
1.4 Elect Robert A. Reseigh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dominion Diamond Corporation
Ticker Security ID: Meeting Date Meeting Status
DDC CUSIP 257287102 07/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brendan Bell Mgmt For For For
1.2 Elect Graham G. Clow Mgmt For For For
1.3 Elect Robert A. Mgmt For For For
Gannicott
1.4 Elect James K. Gowans Mgmt For For For
1.5 Elect David S. Smith Mgmt For For For
1.6 Elect Chuck Strahl Mgmt For For For
1.7 Elect Josef Vejvoda Mgmt For For For
1.8 Elect Thomas A. Mgmt For For For
Andruskevich
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 04/10/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Equity Grant (MD Leigh Mgmt For For For
Junk)
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 11/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Mgmt For For For
Alexander
4 Ratify Placement of Mgmt For For For
Securities
5 Equity Grant (MD Allan Mgmt For For For
Kelly)
6 Approve Employee Share Mgmt For For For
Option Scheme
(ESOS)
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Richard Howes Mgmt For For For
5 Elect Jeremy Kinsman Mgmt For For For
6 Elect Juanita Montalvo Mgmt For For For
7 Elect Peter Nixon Mgmt For For For
8 Elect Marie-Anne Tawil Mgmt For For For
9 Elect Anthony (Tony) Mgmt For For For
Walsh
10 Elect Donald Young Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 06/21/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Relevant Interest in
Company
Shares
3 Equity Grant Mgmt For For For
(Executive Chairman
Jake
Klein)
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Terence P. Mgmt For For For
Goodlace
3 Elect Alhassan Andani Mgmt For For For
4 Elect Peter Bacchus Mgmt For For For
5 Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Carmen Letton Mgmt For For For
7 Re-elect Nicholas J. Mgmt For For For
Holland
8 Re-elect Paul A. Mgmt For For For
Schmidt
9 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
10 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
11 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
12 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
13 Elect Audit Committee Mgmt For For For
Member (Donald M.J.
Ncube)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Conversion of Mgmt For For For
Par Value
Shares
16 Authority to Increase Mgmt For For For
Authorised
Capital
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Approve Remuneration Mgmt For For For
Policy
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Margot A. Mgmt For For For
Franssen
1.3 Elect David Garofalo Mgmt For For For
1.4 Elect Clement A. Mgmt For For For
Pelletier
1.5 Elect P. Randy Reifel Mgmt For For For
1.6 Elect Charlie Sartain Mgmt For For For
1.7 Elect Ian W. Telfer Mgmt For For For
1.8 Elect Blanca Trevino Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Gilmour Clausen Mgmt For For For
1.3 Elect Samuel T. Coetzer Mgmt For For For
1.4 Elect Anu Dhir Mgmt For For For
1.5 Elect Robert E. Doyle Mgmt For For For
1.6 Elect Daniel Owiredu Mgmt For For For
1.7 Elect Craig J. Nelsen Mgmt For For For
1.8 Elect Mona Quartey Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Performance and
Restricted Share Unit
Plan
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501DAJ4 04/24/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Debenture Extension Mgmt For For For
Resolution
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Cathie Markus Mgmt For For For
2 Re-elect Karabo Nondumo Mgmt For For For
3 Re-elect Vishnu Pillay Mgmt For Against Against
4 Re-elect Andre Wilkens Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Amendments to Mgmt For For For
2006 Share
Plan
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/17/2017 Take No Action
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Duncan Baxter Mgmt For TNA N/A
4 Elect Valery Oyf Mgmt For TNA N/A
5 Elect John Mann Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
7 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
8 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald Charter Mgmt For For For
1.3 Elect Sybil Veenman Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Mahendra Naik Mgmt For For For
1.7 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jaguar Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
JAG CINS 47009M400 06/05/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Amendments to Articles Mgmt For Against Against
to Allow Board to Set
Board
Size
4 Elect Rodney Lamond Mgmt For For For
5 Elect Richard D. Mgmt For For For
Falconer
6 Elect Edward V. Reeser Mgmt For For For
7 Elect Luis Ricardo Mgmt For Against Against
Miraglia
8 Elect Thomas Weng Mgmt For For For
9 Elect John Ellis Mgmt For For For
10 Elect Robert H. Getz Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
K92 Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
KNT CINS 499113108 05/24/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Stuart Angus Mgmt For For For
3 Elect John Ian Stalker Mgmt For Against Against
4 Elect Bryan Slusarchuk Mgmt For Against Against
5 Elect Saurabh Handa Mgmt For For For
6 Elect Graham Wheelock Mgmt For For For
7 Elect Mark Eaton Mgmt For For For
8 Elect John D. Lewins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Kirkland Lake Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
KLG CINS 49740P106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Mgmt For For For
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E209 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CINS 498696103 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney Cooper Mgmt For For For
3 Elect Mark J. Daniel Mgmt For For For
4 Elect James Haggarty Mgmt For For For
5 Elect Richard J. Hall Mgmt For For For
6 Elect Paul Huet Mgmt For For For
7 Elect William Matlack Mgmt For For For
8 Elect Charles Oliver Mgmt For For For
9 Elect Blair Schultz Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Frequency Of Say On Mgmt For For For
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
1 Year
14 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
2 Years
15 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
3 Years
16 Frequency Of Say On Pay Mgmt N/A N/A N/A
Vote: To Conduct a
Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
Abstain
________________________________________________________________________________
Leagold Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LMC CINS 52176A205 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Frank Giustra Mgmt For For For
4 Elect Neil Woodyer Mgmt For For For
5 Elect Wesley K. Clark Mgmt For For For
6 Elect Gordon Campbell Mgmt For For For
7 Elect Miguel Rodriguez Mgmt For For For
8 Elect Russell D. Ball Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Lucara Diamond Corp.
Ticker Security ID: Meeting Date Meeting Status
LUC CINS 54928Q108 05/11/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard P. Clark Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect Brian D. Edgar Mgmt For For For
5 Elect Marie Inkster Mgmt For For For
6 Elect William Lamb Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect Eira Thomas Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mandalay Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
MND CINS 562568204 05/11/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Abraham Jonker Mgmt For For For
4 Elect Amy Freedman Mgmt For For For
5 Elect Bradford A. Mills Mgmt For For For
6 Elect Mark Sander Mgmt For For For
7 Elect Peter R. Jones Mgmt For For For
8 Elect Robert Doyle Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to Mgmt For For For
Restricted Stock
Plan
11 Restricted Share Unit Mgmt For For For
Issuance
12 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Marlin Gold Mining Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLN CINS 571175207 08/16/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Akiba Leisman Mgmt For Against Against
4 Elect Jesse Munoz Mgmt For Against Against
5 Elect Michael Liddell Mgmt For For For
6 Elect John Pontius Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Maverix Metals Inc
Ticker Security ID: Meeting Date Meeting Status
MMX CINS 57776F108 05/30/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Geoffrey Burns Mgmt For Against Against
3 Elect J.C. Stefan Mgmt For Against Against
Spicer
4 Elect Christopher Mgmt For For For
Barnes
5 Elect Robert Doyle Mgmt For Against Against
6 Elect Christopher Mgmt For For For
Emerson
7 Elect Daniel O'Flaherty Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amended Articles to Mgmt For For For
Change the Location
of Registered
Office
________________________________________________________________________________
Newmarket Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NMI CINS 65158L106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Company Name Change Mgmt For For For
4 Share Consolidation Mgmt For For For
5 Board Size Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Maryse Belanger Mgmt For For For
8 Elect Jonathan Gill Mgmt For For For
9 Elect Arnold Klassen Mgmt For For For
10 Elect Pamela J. Klessig Mgmt For For For
11 Elect Barry P. Olson Mgmt For For For
12 Elect Jeffrey S. Parr Mgmt For For For
13 Elect Eric S. Sprott Mgmt For For For
14 Elect Raymond Threlkeld Mgmt For For For
15 Authority to Increase Mgmt For For For
Board
Size
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Calarco
5 Elect Joseph A. Mgmt For For For
Carrabba
6 Elect Noreen Doyle Mgmt For For For
7 Elect Gary J. Goldberg Mgmt For For For
8 Elect Veronica M. Hagen Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report
Regarding Reporting
on Company's Human
Rights Policies and
Risks
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John D. Mgmt For For For
Fitzgerald
4 Elect Shirley In't Veld Mgmt For For For
5 Elect David Flanagan Mgmt For For For
6 Re-elect William J. Mgmt For For For
Beament
7 Approve Long-Term Mgmt For For For
incentive
Plan
8 Approve Termination Mgmt For For For
Benefits
9 Equity Grant Mgmt For For For
(Executive chairman
William
Beament)
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Jose P. Leviste Mgmt For For For
Jr.
4 Elect Geoffrey W. Raby Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Elect William H. Mgmt For For For
Myckatyn
7 Elect Paul B. Sweeney Mgmt For For For
8 Elect Diane R. Garrett Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Binding Advisory Mgmt For For For
Vote on Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect C. Noel Dunn Mgmt For For For
1.5 Elect Neil de Gelder Mgmt For For For
1.6 Elect David C. Press Mgmt For For For
1.7 Elect Walter T. Mgmt For For For
Segsworth
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/22/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Vladislav Egorov
(Renova
Nominee)
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Bruce M. Buck (Renova
Nominee)
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Ian Ashby (M&G and
Sothic
Nominee)
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Garrett Soden (M&G
and Sothic
Nominee)
10 Elect Pavel Maslovskiy Mgmt For For For
11 Elect Andrey Maruta Mgmt For For For
12 Elect Robert Jenkins Mgmt For For For
13 Elect Alexander Green Mgmt For For For
14 Elect Andrew Vickerman Mgmt For For For
15 Elect Peter Hambro Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Richmont Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
RIC CUSIP 76547T106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rene Marion Mgmt For For For
1.2 Elect Renaud Adams Mgmt For For For
1.3 Elect Elaine Ellingham Mgmt For For For
1.4 Elect Michael Pesner Mgmt For For For
1.5 Elect Peter Barnes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of new Mgmt For For For
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Roxgold Inc.
Ticker Security ID: Meeting Date Meeting Status
ROXG CINS 779899202 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Oliver Mgmt For For For
Lennox-King
4 Elect Richard Mgmt For For For
Colterjohn
5 Elect Jonathan A. Mgmt For For For
Rubenstein
6 Elect John L. Knowles Mgmt For For For
7 Elect Robin G. Mills Mgmt For For For
8 Elect John Dorward Mgmt For For For
9 Elect Kate Harcourt Mgmt For For For
10 Elect Norm Pitcher Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to RSU Plan Mgmt For For For
13 Amendment to DSU Plan Mgmt For For For
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Rye Patch Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
RPM CINS 783727100 06/06/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Timothy C. Baker Mgmt For Against Against
3 Elect Jonathan Challis Mgmt For Against Against
4 Elect William C. Howald Mgmt For For For
5 Elect Charles C. Mgmt For Against Against
Russell
6 Appointment of Auditor Mgmt For Against Against
7 Stock Option Plan Mgmt For For For
Renewal
8 RSU Plan Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For Withhold Against
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Martin Reed Mgmt For Against Against
3 Remuneration Report Mgmt For For For
4 Renew Performance Mgmt For For For
Rights
Plan
5 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 04/25/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Transaction Mgmt For Against Against
2 Authority to Increase Mgmt For Against Against
Authorised
Capital
3 Amendment to Memorandum Mgmt For Against Against
4 Authority to Issue Mgmt For Against Against
Shares Pursuant to
Transaction (Section
41)
5 Authority to Issue Mgmt For Against Against
Shares Pursuant to
the Proposed Rights
Offer
6 Waiver of Mandatory Mgmt For Against Against
Offer
7 Authority to Issue Mgmt For For For
Shares for
Cash
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Chris Chadwick Mgmt For For For
3 Re-elect Robert CHAN Mgmt For For For
Tze
Leung
4 Re-elect Timothy Mgmt For For For
Cumming
5 Re-elect Charl Keyter Mgmt For For For
6 Re-elect Sello Moloko Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
8 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Sue van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve 2017 Share Plan Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/18/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Kelvin Flynn Mgmt For For For
________________________________________________________________________________
Silver Wheaton Corp.
Ticker Security ID: Meeting Date Meeting Status
SLW CUSIP 828336107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Change in Company Name Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Bob
Vassie)
________________________________________________________________________________
Teranga Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TGZ CINS 880797105 05/02/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan R. Hill Mgmt For For For
3 Elect Richard S. Young Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Jendayi E. Frazer Mgmt For For For
6 Elect Edward Goldenberg Mgmt For Against Against
7 Elect David J. Mimran Mgmt For For For
8 Elect Alan R. Thomas Mgmt For For For
9 Elect Frank D. Wheatley Mgmt For For For
10 Elect William J. Biggar Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Stock Mgmt For For For
Option
Plan
13 Share Consolidation Mgmt For For For
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Charles Page Mgmt For For For
6 Elect Warwick Mgmt For For For
Morley-Jepson
7 Elect Rolly Uloth Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the 2017 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/30/2017 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Financing
4 Authority to Give Mgmt For For For
Guarantees
5 Provision of Guarantee Mgmt For For For
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Financial Report Mgmt For For For
10 Annual Report Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Holmes Macro Trends Fund
________________________________________________________________________________
Allegiant Travel Company
Ticker Security ID: Meeting Date Meeting Status
ALGT CUSIP 01748X102 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maurice J. Mgmt For For For
Gallagher,
Jr.
2 Elect John T. Redmond Mgmt For For For
3 Elect Montie Brewer Mgmt For For For
4 Elect Gary Ellmer Mgmt For For For
5 Elect Linda A. Marvin Mgmt For For For
6 Elect Charles W. Mgmt For For For
Pollard
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Chesser
2 Elect Carla Cico Mgmt For For For
3 Elect Kirk S. Hachigian Mgmt For For For
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald L. Baliles Mgmt For For For
2 Elect Martin J. Mgmt For For For
Barrington
3 Elect John T. Casteen Mgmt For For For
III
4 Elect Dinyar S. Devitre Mgmt For For For
5 Elect Thomas F. Mgmt For Against Against
Farrell
II
6 Elect Debra J. Mgmt For For For
Kelly-Ennis
7 Elect W. Leo Kiely III Mgmt For For For
8 Elect Kathryn B. Mgmt For For For
McQuade
9 Elect George Munoz Mgmt For For For
10 Elect Nabil Y. Sakkab Mgmt For For For
11 Elect Virginia E. Mgmt For For For
Shanks
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Advertising
________________________________________________________________________________
American Axle & Manufacturing Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 04/05/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
American Axle & Manufacturing Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. McCaslin Mgmt For For For
2 Elect William P. Mgmt For For For
Miller
II
3 Elect Samuel Valenti Mgmt For For For
III
4 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BE Aerospace Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 03/09/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cal-Maine Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 09/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolphus B. Baker Mgmt For Withhold Against
1.2 Elect Timothy A. Dawson Mgmt For Withhold Against
1.3 Elect Letitia C. Hughes Mgmt For For For
1.4 Elect Sherman Miller Mgmt For For For
1.5 Elect James E. Poole Mgmt For For For
1.6 Elect Steve W. Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSG Systems International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Barnes Mgmt For For For
2 Elect Marwan Fawaz Mgmt For For For
3 Elect John L. M. Hughes Mgmt For For For
4 Elect Donald V. Smith Mgmt For For For
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eagle Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGRX CUSIP 269796108 06/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ratoff Mgmt For For For
2 Elect Douglas L. Mgmt For For For
Braunstein
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Factset Research Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUSIP 303075105 12/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Malcolm Frank Mgmt For For For
2 Elect Sheila B. Jordan Mgmt For For For
3 Elect James J. Mgmt For For For
McGonigle
4 Elect F. Phillip Snow Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dudley Mendenhall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
GMP Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
GMP CINS 380134106 04/27/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David G. Brown Mgmt For For For
3 Elect David C. Ferguson Mgmt For For For
4 Elect Harris A. Fricker Mgmt For For For
5 Elect Fiona L. Mgmt For For For
MacDonald
6 Elect Eugene C. Mgmt For For For
McBurney
7 Elect James D. Meekison Mgmt For For For
8 Elect Donald V Solman Mgmt For For For
9 Elect Kevin Sullivan Mgmt For For For
10 Elect Donald A. Wright Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501DAJ4 04/24/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Debenture Extension Mgmt For For For
Resolution
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Mark B. Dunkerley Mgmt For For For
1.3 Elect Earl E. Fry Mgmt For For For
1.4 Elect Lawrence S. Mgmt For For For
Hershfield
1.5 Elect Randall L. Jenson Mgmt For For For
1.6 Elect Crystal K. Rose Mgmt For For For
1.7 Elect Richard N. Zwern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rebecca M. Mgmt For For For
Henderson
2 Elect Lawrence D. Mgmt For For For
Kingsley
3 Elect Sophie V. Mgmt For For For
Vandebroek
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
InterDigital, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDCC CUSIP 45867G101 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey K. Belk Mgmt For For For
2 Elect Joan Gillman Mgmt For For For
3 Elect S. Douglas Mgmt For For For
Hutcheson
4 Elect John A. Mgmt For For For
Kritzmacher
5 Elect John D. Markley, Mgmt For For For
Jr.
6 Elect William J. Mgmt For For For
Merritt
7 Elect Kai O. Oistamo Mgmt For For For
8 Elect Jean F. Rankin Mgmt For For For
9 Elect Philip P. Mgmt For For For
Trahanas
10 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IOU Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
IOU CINS 44985J204 06/20/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Serguei V. Mgmt For For For
Kouzmine
3 Elect Philippe Marleau Mgmt For For For
4 Elect Wayne Pommen Mgmt For For For
5 Elect Evan Price Mgmt For For For
6 Elect Yves Roy Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Jack Henry & Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUSIP 426281101 11/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew C. Mgmt For For For
Flanigan
1.2 Elect John F. Prim Mgmt For For For
1.3 Elect Thomas H. Mgmt For For For
Wilson,
Jr.
1.4 Elect Jacque R. Fiegel Mgmt For For For
1.5 Elect Thomas A. Wimsett Mgmt For For For
1.6 Elect Laura G. Kelly Mgmt For Withhold Against
1.7 Elect Shruti S. Mgmt For For For
Miyashiro
1.8 Elect Wesley A. Brown Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Bergstrom Mgmt For For For
2 Elect Abelardo E. Bru Mgmt For For For
3 Elect Robert W. Decherd Mgmt For For For
4 Elect Thomas J. Falk Mgmt For For For
5 Elect Fabian T. Garcia Mgmt For For For
6 Elect Michael D. Hsu Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Christa Quarles Mgmt For For For
11 Elect Ian C. Read Mgmt For For For
12 Elect Marc J. Shapiro Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Kraton Corporation
Ticker Security ID: Meeting Date Meeting Status
KRA CUSIP 50077C106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominique Mgmt For For For
Fournier
1.2 Elect John J. Mgmt For For For
Gallagher,
III
1.3 Elect Francis S. Kalman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Landauer, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDR CUSIP 51476K103 02/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey A. Bailey Mgmt For For For
2 Elect William G. Mgmt For For For
Dempsey
3 Elect Teri Fontenot Mgmt For For For
4 Elect Michael P. Mgmt For For For
Kaminski
5 Elect Michael T. Mgmt For For For
Leatherman
6 Elect David E. Meador Mgmt For For For
7 Elect Frank B. Modruson Mgmt For For For
8 Elect Jeffrey A. Strong Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lennox International Inc.
Ticker Security ID: Meeting Date Meeting Status
LII CUSIP 526107107 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect John W. Norris, Mgmt For For For
III
1.3 Elect Karen H. Quintos Mgmt For For For
1.4 Elect Paul W. Schmidt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LGI Homes Inc
Ticker Security ID: Meeting Date Meeting Status
LGIH CUSIP 50187T106 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Edone Mgmt For For For
1.2 Elect Duncan Gage Mgmt For For For
1.3 Elect Eric Lipar Mgmt For For For
1.4 Elect Bryan Sansbury Mgmt For For For
1.5 Elect Steven Smith Mgmt For Withhold Against
1.6 Elect Robert Vahradian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
NewMarket Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP 651587107 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis L. Mgmt For For For
Cothran
2 Elect Mark M. Gambill Mgmt For For For
3 Elect Bruce C. Gottwald Mgmt For For For
4 Elect Thomas E. Mgmt For For For
Gottwald
5 Elect Patrick D. Hanley Mgmt For For For
6 Elect H. Hiter Harris, Mgmt For For For
III
7 Elect James E. Rogers Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary F. Colter Mgmt For For For
1.2 Elect Joseph J. Mgmt For For For
DeAngelo
1.3 Elect Gordon J. Hardie Mgmt For For For
1.4 Elect Peter S. Hellman Mgmt For For For
1.5 Elect Anastasia D. Mgmt For For For
Kelly
1.6 Elect Andres A. Lopez Mgmt For For For
1.7 Elect John J. Mgmt For Withhold Against
McMackin,
Jr.
1.8 Elect Alan J. Murray Mgmt For For For
1.9 Elect Hari N. Nair Mgmt For For For
1.10 Elect Hugh H. Roberts Mgmt For For For
1.11 Elect Carol A. Williams Mgmt For For For
1.12 Elect Dennis K. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda G. Alvarado Mgmt For For For
2 Elect Anne M. Busquet Mgmt For For For
3 Elect Roger Fradin Mgmt For For For
4 Elect Anne Sutherland Mgmt For For For
Fuchs
5 Elect S. Douglas Mgmt For For For
Hutcheson
6 Elect Marc B. Mgmt For For For
Lautenbach
7 Elect Eduardo R. Mgmt For For For
Menasce
8 Elect Michael I. Roth Mgmt For Against Against
9 Elect Linda S. Sanford Mgmt For For For
10 Elect David L. Shedlarz Mgmt For For For
11 Elect David B. Snow, Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PMI Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
PMI CINS 69361G102 05/29/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Serafino Iacono Mgmt For For For
4 Elect Hernan Martinez Mgmt For For For
5 Elect Jaime Perez Mgmt For For For
Branger
6 Elect Francisco Sole Mgmt For For For
7 Elect Frank Giustra Mgmt For For For
8 Elect Ian W. Telfer Mgmt For For For
9 Elect Susannah Pierce Mgmt For For For
10 Elect Jeffrey J. Scott Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Continuation of the Mgmt For For For
Corporation
13 Company Name Change Mgmt For For For
14 Adoption of the New Mgmt For For For
Option
Plan
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUSIP 73278L105 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew W. Code Mgmt For For For
2 Elect Timothy M. Graven Mgmt For For For
3 Elect Manuel J. Perez Mgmt For For For
de la
Mesa
4 Elect Harlan F. Seymour Mgmt For For For
5 Elect Robert C. Sledd Mgmt For For For
6 Elect John E. Stokely Mgmt For For For
7 Elect David G. Whalen Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
S&P Global Inc.
Ticker Security ID: Meeting Date Meeting Status
SPGI CUSIP 78409V104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marco Alvera Mgmt For For For
2 Elect William D. Green Mgmt For For For
3 Elect Charles E. Mgmt For For For
Haldeman,
Jr.
4 Elect Stephanie C. Hill Mgmt For For For
5 Elect Rebecca Jacoby Mgmt For For For
6 Elect Monique F. Leroux Mgmt For For For
7 Elect Maria R. Morris Mgmt For For For
8 Elect Douglas L. Mgmt For For For
Peterson
9 Elect Sir Michael Rake Mgmt For For For
10 Elect Edward B. Rust, Mgmt For For For
Jr.
11 Elect Kurt L. Schmoke Mgmt For For For
12 Elect Richard E. Mgmt For For For
Thornburgh
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sturm, Ruger & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGR CUSIP 864159108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Mgmt For For For
Cosentino,
Jr.
1.2 Elect Michael O. Fifer Mgmt For For For
1.3 Elect Sandra S. Froman Mgmt For For For
1.4 Elect C. Michael Jacobi Mgmt For For For
1.5 Elect Christopher J. Mgmt For For For
Killoy
1.6 Elect Terrence G. Mgmt For For For
O'Connor
1.7 Elect Amir P. Rosenthal Mgmt For For For
1.8 Elect Ronald C. Mgmt For For For
Whitaker
1.9 Elect Phillip C. Widman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2017 Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Supernus Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
SUPN CUSIP 868459108 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles W. Mgmt For Withhold Against
Newhall
III
1.2 Elect Frederick M. Mgmt For Withhold Against
Hudson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tempur Sealy International Inc
Ticker Security ID: Meeting Date Meeting Status
TPX CUSIP 88023U101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Evelyn S. Mgmt For For For
Dilsaver
2 Elect John A. Heil Mgmt For For For
3 Elect Jon L. Luther Mgmt For For For
4 Elect Usman Nabi Mgmt For For For
5 Elect Richard W. Neu Mgmt For For For
6 Elect Scott L. Thompson Mgmt For For For
7 Elect Robert B. Mgmt For For For
Trussell,
Jr.
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
10 Ratification of the Mgmt For For For
Shareholder Rights
Agreement
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
Item 1: Proxy Voting Record
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds World Precious Minerals Fund
________________________________________________________________________________
Adamera Minerals Corp
Ticker Security ID: Meeting Date Meeting Status
ADZ CINS ADPC02663 09/15/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Kolebaba Mgmt For Against Against
4 Elect Geir Liland Mgmt For Against Against
5 Elect Bernard H. Mgmt For For For
Kahlert
6 Elect Yale Simpson Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Agriterra Limited
Ticker Security ID: Meeting Date Meeting Status
AGTA CINS G0129M100 09/14/2016 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Andrew Groves Mgmt For For For
3 Elect Caroline Havers Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Alexandria Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
AZX CINS 015100100 10/05/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Eric O. Owens Mgmt For For For
4 Elect Walter Henry Mgmt For Against Against
5 Elect Robert Geis Mgmt For For For
6 Elect Michael Pesner Mgmt For For For
7 Elect Gary O'Connor Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 2016 Share Option Plan Mgmt For For For
10 Restricted Share Unit Mgmt For Against Against
Plan
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Algold Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
ALG CINS 01660T105 06/22/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mary Batoff Mgmt For For For
3 Elect Benoit La Salle Mgmt For For For
4 Elect Yves Grou Mgmt For Abstain Against
5 Elect John W.W. Hick Mgmt For For For
6 Elect Darin Milmeister Mgmt For For For
7 Elect Salma Seetaroo Mgmt For For For
8 Elect Francois Auclair Mgmt For For For
9 Elect Mario Caron Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amarc Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
AHR CINS 022912109 09/15/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Robert A. Mgmt For For For
Dickinson
3 Elect Ronald Thiessen Mgmt For For For
4 Elect Rene G. Carrier Mgmt For For For
5 Elect T. Barry Coughlan Mgmt For Against Against
6 Elect Jeffrey R. Mason Mgmt For Against Against
7 Elect Scott D. Cousens Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Share Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Anfield Gold Corp
Ticker Security ID: Meeting Date Meeting Status
ANF CINS 03463Y109 05/23/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marshall Koval Mgmt For For For
3 Elect John Murphy Mgmt For For For
4 Elect Alan Carter Mgmt For Against Against
5 Elect Anish Sunderji Mgmt For For For
6 Elect Steven Busby Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Anfield Gold Corp
Ticker Security ID: Meeting Date Meeting Status
ANF CINS ADPC02599 05/23/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marshall Koval Mgmt For For For
3 Elect John Murphy Mgmt For For For
4 Elect Alan Carter Mgmt For Against Against
5 Elect Anish Sunderji Mgmt For For For
6 Elect Steven Busby Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Argent Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARD CINS Q05017100 08/16/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
securities (Placement
- Tranche
1)
3 Approve Issue of Mgmt For For For
Securities (Placement
Tranche
2)
4 Approve Issue of Mgmt For For For
Securities (Placement
- Attaching
Options)
5 Approve Issue of Mgmt For For For
Securities (MD David
Busch)
6 Approve Issue of Mgmt For For For
Securities (NED Peter
Nightingale)
7 Approve Issue of Mgmt For For For
Securities (NED Peter
Michael)
8 Approve Issue of Mgmt For For For
Securities (Chairman
Stephen
Gemell)
9 Ratify Placement of Mgmt For For For
Securities (March
Placement)
________________________________________________________________________________
Argent Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARD CINS Q05017100 10/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Stephen Gemell Mgmt For For For
4 Ratify Issue of Mgmt For For For
Securities
5 Equity Grant (MD David Mgmt For For For
Busch)
6 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
AuRico Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
AMI CINS 05157J108 05/09/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard M. Mgmt For For For
Colterjohn
3 Elect Anne L. Day Mgmt For For For
4 Elect Anthony W. Garson Mgmt For For For
5 Elect John A. McCluskey Mgmt For For For
6 Elect Scott G. Perry Mgmt For For For
7 Elect Christopher H. Mgmt For For For
Richter
8 Elect Joseph G. Spiteri Mgmt For For For
9 Elect Janice A. Stairs Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Auryn Resources Inc
Ticker Security ID: Meeting Date Meeting Status
AUG CINS 05208W108 06/01/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Shawn Wallace Mgmt For For For
4 Elect Ivan James Bebek Mgmt For For For
5 Elect Gordon J. Mgmt For Against Against
Fretwell
6 Elect Steve Cook Mgmt For For For
7 Elect Keith Minty Mgmt For For For
8 Elect Daniel T. McCoy Mgmt For For For
9 Elect Antonio Arribas Mgmt For For For
10 Elect Michael Kosowan Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Approval of the 2017 Mgmt For For For
Share Option
Plan
13 Advance Notice Mgmt For Against Against
Provision
________________________________________________________________________________
Barsele Minerals Corp
Ticker Security ID: Meeting Date Meeting Status
BME CINS 068892108 10/20/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Gary Cope Mgmt For Against Against
4 Elect N. Ross Wilmot Mgmt For Against Against
5 Elect Arthur Freeze Mgmt For Against Against
6 Elect Rick Sayers Mgmt For Against Against
7 Elect W. Henry White Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Renewal of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Bonterra Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
BTR CINS 09852X305 12/19/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Nav Dhaliwal Mgmt For Against Against
4 Elect R. Dale Ginn Mgmt For Against Against
5 Elect P. Joseph Meagher Mgmt For Against Against
6 Elect Robert Gagnon Mgmt For For For
7 Elect Richard Boulay Mgmt For Against Against
8 Elect Jose Mgmt For For For
Vizquerra-Benavides
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Brixton Metals Corporation
Ticker Security ID: Meeting Date Meeting Status
BBB CINS 11120Q302 04/27/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Gary Thompson Mgmt For Against Against
4 Elect Cale Moodie Mgmt For Against Against
5 Elect Ian Ball Mgmt For Against Against
6 Elect Carl W. Hering Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of the Stock Mgmt For For For
Option
Plan
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Burey Gold Limited
Ticker Security ID: Meeting Date Meeting Status
BYR CINS Q18983108 11/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Kevin Thomson Mgmt For For For
4 Ratify Placement of Mgmt For For For
Securities (Placement
1)
5 Ratify Placement of Mgmt For For For
Securities (Placement
2)
6 Ratify Placement of Mgmt For For For
Securities (Placement
3)
7 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
8 Change in Company Name Mgmt For For For
________________________________________________________________________________
Calibre Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
CXB CINS 13000C106 05/31/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Edward Farrauto Mgmt For For For
5 Elect Douglas B. Mgmt For Against Against
Forster
6 Elect Blayne Johnson Mgmt For For For
7 Elect John Reynolds Mgmt For For For
8 Elect Gregory Smith Mgmt For For For
9 Elect George Salamis Mgmt For For For
10 Elect Julie Lassonde Mgmt For For For
11 Elect Douglas Hurst Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Long-Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Candente Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CDG CINS ADPC00812 12/08/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Joanne C. Freeze Mgmt For For For
4 Elect Larry D. Kornze Mgmt For Against Against
5 Elect Andres J. Milla Mgmt For For For
Comitre
6 Elect Kenneth G. Thomas Mgmt For For For
7 Elect Paul H. Barry Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Canyon Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CAY CINS Q20542108 11/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David G. Mgmt For For For
Netherway
4 Elect Emmanuel Correia Mgmt For For For
5 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
6 Ratify Placement of Mgmt For For For
Securities
7 Long-Term Incentive Mgmt For For For
Plan
8 Equity Grant (NED Mgmt For For For
David
Netherway)
9 Equity Grant (MD Mgmt For For For
Phillip
Gallagher)
10 Equity Grant (NED Mgmt For For For
Emmanuel
Correia)
________________________________________________________________________________
Cardinal Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CDV CINS Q81179154 04/03/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Grant (Chairman Mgmt For Against Against
Kevin
Tomlinson)
3 Equity Grant (MD Mgmt For For For
Archie
Koimtsidis)
4 Equity Grant Mgmt For For For
(Executive Director
Malik
Easah)
5 Equity Grant (NED Mark Mgmt For Against Against
Connelly)
6 Equity Grant (NED Mgmt For Against Against
Simon
Jackson)
7 Approve Issue of Mgmt For For For
Options (Project
Manager Bruce
Lilford)
8 Approve Issue of Mgmt For For For
Options (CFO Erik
Palmbachs)
9 Approve Issue of Mgmt For For For
Options (Exploration
Manager Paul
Abbott)
________________________________________________________________________________
Cardinal Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CDV CINS Q81179154 08/19/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (ASX
Listing Rule
7.1)
3 Ratify Placement of Mgmt For For For
Securities (ASX
Listing Rule
7.1A)
4 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Cardinal Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CDV CINS Q81179154 11/07/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Malik Easah Mgmt For For For
4 Elect Mark A. Connelly Mgmt For For For
5 Approve Issue of Mgmt For For For
Securities (Dr Julian
Barnes)
6 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Chesapeake Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CKG CINS ADPC01494 12/14/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel J. Kunz Mgmt For Against Against
3 Elect Lian Li Mgmt For For For
4 Elect John Perston Mgmt For For For
5 Elect P. Randy Reifel Mgmt For Against Against
6 Elect Greg D. Smith Mgmt For For For
7 Elect Gerald L. Sneddon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Columbus Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
CGT CINS 199171109 03/30/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert F. Giustra Mgmt For For For
4 Elect Peter L. Gianulis Mgmt For Against Against
5 Elect Donald L. Mgmt For For For
Gustafson
6 Elect Gil Atzmon Mgmt For Against Against
7 Elect Oleg Pelevin Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Amendment to the Stock Mgmt For For For
Option
Plan
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Columbus Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
CGT CINS 199171109 12/20/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert F. Giustra Mgmt For For For
4 Elect Peter L. Gianulis Mgmt For Against Against
5 Elect Donald L. Mgmt For For For
Gustafson
6 Elect Gil Atzmon Mgmt For Against Against
7 Elect Oleg Pelevin Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 New Stock Option Plan Mgmt For For For
10 Shareholder Rights Plan Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Comstock Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
LODE CUSIP 205750102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corrado De Mgmt For For For
Gasperis
1.2 Elect Daniel W. Kappes Mgmt For For For
1.3 Elect William J. Nance Mgmt For Withhold Against
1.4 Elect Robert A. Reseigh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Copperbank Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CBK CINS ADPC02461 04/20/2017 Take No Action
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board Size Mgmt For TNA N/A
3 Elect Gianni Kovacevic Mgmt For TNA N/A
4 Elect Tony M. Ricci Mgmt For TNA N/A
5 Elect Kenneth D. Mgmt For TNA N/A
Cunningham
6 Elect Brigitte Dejou Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Stock Option Plan Mgmt For TNA N/A
Renewal
9 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Copperbank Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CBK CINS 217621101 04/20/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Gianni Kovacevic Mgmt For Against Against
4 Elect Tony M. Ricci Mgmt For Against Against
5 Elect Kenneth D. Mgmt For Against Against
Cunningham
6 Elect Brigitte Dejou Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Stock Option Plan Mgmt For For For
Renewal
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Corona Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
CRG CINS ADPV04704 10/21/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Share Mgmt For For For
Consolidation
________________________________________________________________________________
Corona Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
CRG CINS ADPV04704 11/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Abstain Against
3 Re-elect Michael P. Mgmt For For For
Wright
________________________________________________________________________________
Dolly Varden Silver Corp
Ticker Security ID: Meeting Date Meeting Status
DV CINS 256827205 06/22/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Darren Devine Mgmt For For For
4 Elect Thomas E. Wharton Mgmt For For For
5 Elect Donald Birak Mgmt For For For
6 Elect Annette Cusworth Mgmt For Against Against
7 Elect Gary Cope Mgmt For For For
8 Elect James A. Sabala Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Dolly Varden Silver Corp
Ticker Security ID: Meeting Date Meeting Status
DV CINS 256827205 10/07/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rosie Moore Mgmt For For For
4 Elect Thomas E. Wharton Mgmt For For For
5 Elect Donald Birak Mgmt For For For
6 Elect Annette Cusworth Mgmt For For For
7 Elect Darren Devine Mgmt For For For
8 Elect James A. Sabala Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 04/10/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Equity Grant (MD Leigh Mgmt For For For
Junk)
________________________________________________________________________________
Doray Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
DRM CINS Q3254K104 11/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter Mgmt For For For
Alexander
4 Ratify Placement of Mgmt For For For
Securities
5 Equity Grant (MD Allan Mgmt For For For
Kelly)
6 Approve Employee Share Mgmt For For For
Option Scheme
(ESOS)
________________________________________________________________________________
Eastmain Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
ER CINS 27743M106 04/27/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Laurence Curtis Mgmt For For For
3 Elect Michael Hoffman Mgmt For For For
4 Elect Claude Lemasson Mgmt For For For
5 Elect Blair Schultz Mgmt For For For
6 Elect Herve Thiboutot Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of the Mgmt For Against Against
Restricted Share Unit
Plan
________________________________________________________________________________
Energizer Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
ENZR CINS 29269X102 12/19/2016 Voted
Meeting Type Country of Trade
Mix United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Sanderson Mgmt For For For
3 Elect Craig Scherba Mgmt For For For
4 Elect Quentin Yarie Mgmt For Against Against
5 Elect Robin Borley Mgmt For For For
6 Elect Albert A. Mgmt For For For
Thiess,
Jr.
7 Elect Dean Comand Mgmt For For For
8 Elect Dalton Larson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Reverse Stock Split Mgmt For For For
11 Company Name Change Mgmt For For For
12 Amendment to the Stock Mgmt For For For
Option
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Filo Mining Corp
Ticker Security ID: Meeting Date Meeting Status
FIL CINS 31730E101 06/14/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lukas H. Lundin Mgmt For For For
4 Elect Alessandro Mgmt For For For
Bitelli
5 Elect Ashley Mgmt For For For
Heppenstall
6 Elect Paul McRae Mgmt For For For
7 Elect Pablo J. Mir Mgmt For For For
8 Elect Wojtek A. Mgmt For For For
Wodzicki
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Fiore Exploration Ltd
Ticker Security ID: Meeting Date Meeting Status
F CINS ADPV35804 12/09/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Timothy A. Warman Mgmt For For For
4 Elect Peter Tallman Mgmt For For For
5 Elect Geir Liland Mgmt For For For
6 Elect Harry Pokrandt Mgmt For For For
7 Elect Robert P. Pirooz Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
10 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Golden Reign Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRR CINS 38116E100 01/30/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Kevin Bullock Mgmt For For For
4 Elect Kim Evans Mgmt For For For
5 Elect John Conlon Mgmt For For For
6 Elect Leonard Dennis Mgmt For Against Against
7 Elect William Meyer Mgmt For For For
8 Elect Rael Lipson Mgmt For For For
9 Elect Akiba Leisman Mgmt For For For
10 Elect Abraham Jonker Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CINS 38501DAJ4 04/24/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
3 Debenture Extension Mgmt For For For
Resolution
________________________________________________________________________________
Homestake Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
HSR CINS 437641103 08/25/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Elect Joseph A. Kizis, Mgmt For For For
Jr.
5 Elect Lawrence Page Mgmt For Against Against
6 Elect Stephen Beardslee Mgmt For Against Against
7 Elect Declan J. Mgmt For For For
Costelloe
8 Elect Jeffery Tindale Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
IDM Mining Ltd
Ticker Security ID: Meeting Date Meeting Status
IDM CINS 44939Q106 06/14/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect David Parker Mgmt For Against Against
4 Elect Michael McPhie Mgmt For For For
5 Elect Robert McLeod Mgmt For Against Against
6 Elect Andrew Farncomb Mgmt For For For
7 Elect Gernot Wober Mgmt For For For
8 Elect Duncan Middlemiss Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CINS 46581Q201 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert M. Mgmt For For For
Friedland
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Markus Faber Mgmt For For For
6 Elect William Hayden Mgmt For For For
7 Elect Oyvind Hushovd Mgmt For For For
8 Elect Livia Mahler Mgmt For For For
9 Elect Peter G. Meredith Mgmt For Against Against
10 Elect Guy de Selliers Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Equity Incentive Plan Mgmt For For For
Renewal
13 Amendment to the DSU Mgmt For For For
Plan
14 Transaction of Other Mgmt For Against Against
Business
15 Amendment or Variation Mgmt For Against Against
of Matters
Presented
________________________________________________________________________________
K92 Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
KNT CINS 499113108 05/24/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Stuart Angus Mgmt For For For
3 Elect John Ian Stalker Mgmt For Against Against
4 Elect Bryan Slusarchuk Mgmt For Against Against
5 Elect Saurabh Handa Mgmt For For For
6 Elect Graham Wheelock Mgmt For For For
7 Elect Mark Eaton Mgmt For For For
8 Elect John D. Lewins Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E209 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Set the number of Mgmt For For For
directors at
8
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Eric Sprott Mgmt For For For
10 Elect Raymond Threlkeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Long Mgmt For For For
term Incentive
Plan
13 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CINS 498696103 05/04/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney Cooper Mgmt For For For
3 Elect Mark J. Daniel Mgmt For For For
4 Elect James Haggarty Mgmt For For For
5 Elect Richard J. Hall Mgmt For For For
6 Elect Paul Huet Mgmt For For For
7 Elect William Matlack Mgmt For For For
8 Elect Charles Oliver Mgmt For For For
9 Elect Blair Schultz Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Frequency Of Say On Mgmt For For For
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
1 Year
14 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
2 Years
15 Frequency Of Say On Mgmt N/A N/A N/A
Pay Vote: To Conduct
a Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
3 Years
16 Frequency Of Say On Pay Mgmt N/A N/A N/A
Vote: To Conduct a
Non-Biding Advisory
Vote On The Frequency
Of Conducting a
Non-Biding Advisory
Vote On The Company S
Approach To Executive
Compensation: Please
Vote For On This
Resolution To Approve
Abstain
________________________________________________________________________________
Kootenay Silver Inc.
Ticker Security ID: Meeting Date Meeting Status
KTN CINS 500583109 11/30/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Kenneth E. Berry Mgmt For Against Against
4 Elect James M. McDonald Mgmt For For For
5 Elect Brian Groves Mgmt For For For
6 Elect Joseph P. Giuffre Mgmt For Against Against
7 Elect Nathaniel Jon Mgmt For For For
Morda
8 Elect Andrea Zaradic Mgmt For For For
9 Elect Antonio Reda Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Leagold Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LMC CINS 52176A205 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Frank Giustra Mgmt For For For
4 Elect Neil Woodyer Mgmt For For For
5 Elect Wesley K. Clark Mgmt For For For
6 Elect Gordon Campbell Mgmt For For For
7 Elect Miguel Rodriguez Mgmt For For For
8 Elect Russell D. Ball Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Leagold Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LMC CINS ADPC02827 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Frank Giustra Mgmt For For For
4 Elect Neil Woodyer Mgmt For For For
5 Elect Wesley K. Clark Mgmt For For For
6 Elect Gordon Campbell Mgmt For For For
7 Elect Miguel Rodriguez Mgmt For For For
8 Elect Russell D. Ball Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Lexam VG Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
LEX CINS ADPC00988 04/12/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Mgmt For For For
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CINS 53680Q108 03/27/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Private Placement Mgmt For For For
________________________________________________________________________________
Lithium X Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
LIX CINS 536816101 12/15/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Paul Matysek Mgmt For Against Against
4 Elect Brian Paes-Braga Mgmt For For For
5 Elect Harry Pokrandt Mgmt For For For
6 Elect Robert McLeod Mgmt For Against Against
7 Elect Michele L. Ashby Mgmt For For For
8 Elect Patrick Gleeson Mgmt For For For
9 Elect Joseph A. Mgmt For For For
Carrabba
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Reduction in Stated Mgmt For For For
Capital
________________________________________________________________________________
Lundin Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
LUG CINS 550371108 06/01/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Carmel Daniele Mgmt For For For
3 Elect Ian Gibbs Mgmt For For For
4 Elect Chantal Gosselin Mgmt For For For
5 Elect Ashley Mgmt For Against Against
Heppenstall
6 Elect Ron F. Hochstein Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect Paul McRae Mgmt For For For
9 Elect Pablo J. Mir Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Lundin Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
LUG CINS ADPC02254 06/01/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Carmel Daniele Mgmt For For For
3 Elect Ian Gibbs Mgmt For For For
4 Elect Chantal Gosselin Mgmt For For For
5 Elect Ashley Mgmt For Against Against
Heppenstall
6 Elect Ron F. Hochstein Mgmt For For For
7 Elect Lukas H. Lundin Mgmt For Against Against
8 Elect Paul McRae Mgmt For For For
9 Elect Pablo J. Mir Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect Richard P. Clark Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Daniel T. Mgmt For For For
MacInnis
1.6 Elect George Paspalas Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Derek C. White Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to Share Mgmt For For For
Unit
Plan
5 Amendment to Deferred Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
Malbex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
MBG CINS ADPC02822 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Frank L. Davis Mgmt For For For
3 Elect Joseph Hamilton Mgmt For For For
4 Elect A. Terrance Mgmt For Against Against
MacGibbon
5 Elect Robert B. Low Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Re-approval of the Mgmt For For For
Share Option
Plan
________________________________________________________________________________
Mammoth Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
MTH CINS 561607102 12/14/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Against Against
3 Elect Thomas Atkins Mgmt For Against Against
4 Elect Richard Simpson Mgmt For Against Against
5 Elect Wanda Cutler Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Share Consolidation Mgmt For For For
8 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Mandalay Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
MND CINS 562568204 05/11/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Abraham Jonker Mgmt For For For
4 Elect Amy Freedman Mgmt For For For
5 Elect Bradford A. Mills Mgmt For For For
6 Elect Mark Sander Mgmt For For For
7 Elect Peter R. Jones Mgmt For For For
8 Elect Robert Doyle Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to Mgmt For For For
Restricted Stock
Plan
11 Restricted Share Unit Mgmt For For For
Issuance
12 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Marathon Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
MOZ CINS 56580Q102 06/07/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect George Faught Mgmt For Against Against
3 Elect Phillip C. Mgmt For For For
Walford
4 Elect Julian Kemp Mgmt For Against Against
5 Elect Joseph G. Spiteri Mgmt For For For
6 Elect Douglas H. Bache Mgmt For Against Against
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
9 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Mineral Mountain Resources Limited
Ticker Security ID: Meeting Date Meeting Status
MMV CINS 602896508 11/21/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Nelson W. Baker Mgmt For For For
4 Elect James G. Clark Mgmt For For For
5 Elect Marshall Bertram Mgmt For Against Against
6 Elect Bradley Baker Mgmt For Against Against
7 Elect T. Barry Coughlan Mgmt For Against Against
8 Elect Trevor Thomas Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Mirasol Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRZ CINS 604680108 03/02/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Stephen C. Nano Mgmt For For For
4 Elect Nick DeMare Mgmt For Against Against
5 Elect Borden R. Putnam Mgmt For For For
6 Elect Dana H. Prince Mgmt For For For
7 Elect John Tognetti Mgmt For For For
8 Elect Patrick Evans Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Murchison Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
MUR CINS 626426209 05/08/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Denis C. Mgmt For For For
Arsenault
3 Elect John G.P. Dixon Mgmt For For For
4 Elect Donald K. Johnson Mgmt For Against Against
5 Elect Kent Pearson Mgmt For For For
6 Elect Jean-Charles Mgmt For Against Against
Potvin
7 Elect David Pyper Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Nano One Materials Corp
Ticker Security ID: Meeting Date Meeting Status
NNO CINS 63010A103 06/26/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Paul Matysek Mgmt For For For
4 Elect Dan Blondal Mgmt For For For
5 Elect John Lando Mgmt For Against Against
6 Elect Lyle Brown Mgmt For Against Against
7 Elect Joseph Guy Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Nemaska Lithium Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CINS 64045C106 12/14/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michel Baril Mgmt For For For
3 Elect Guy Bourassa Mgmt For Against Against
4 Elect Judy Baker Mgmt For For For
5 Elect Rene Lessard Mgmt For For For
6 Elect Francois Biron Mgmt For For For
7 Elect Paul-Henri Mgmt For For For
Couture
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Reconfirmation of Mgmt For For For
Shareholder Rights
Plan
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Newmarket Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NMI CINS 65158L106 11/25/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Company Name Change Mgmt For For For
4 Share Consolidation Mgmt For For For
5 Board Size Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Maryse Belanger Mgmt For For For
8 Elect Jonathan Gill Mgmt For For For
9 Elect Arnold Klassen Mgmt For For For
10 Elect Pamela J. Klessig Mgmt For For For
11 Elect Barry P. Olson Mgmt For For For
12 Elect Jeffrey S. Parr Mgmt For For For
13 Elect Eric S. Sprott Mgmt For For For
14 Elect Raymond Threlkeld Mgmt For For For
15 Authority to Increase Mgmt For For For
Board
Size
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nexoptic Technology Corp
Ticker Security ID: Meeting Date Meeting Status
NXO CINS ADPC02668 09/22/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect G. Arnold Mgmt For Against Against
Armstrong
4 Elect J. Garry Clark Mgmt For Against Against
5 Elect Paul McKenzie Mgmt For For For
6 Elect Mel Klohn Mgmt For For For
7 Elect Kerry Suffolk Mgmt For For For
8 Elect John Daugela Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NGEx Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NGQ CINS 65339B100 06/15/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Lukas H. Lundin Mgmt For Abstain Against
4 Elect Wojtek A. Mgmt For For For
Wodzicki
5 Elect William A. Rand Mgmt For For For
6 Elect Jack O.A. Lundin Mgmt For For For
7 Elect David F. Mullen Mgmt For For For
8 Elect Cheri L. Pedersen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Share Option Plan Mgmt For For For
Renewal
11 Amendment to the Share Mgmt For For For
Option
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NGEx Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NGQ CINS 65339B100 08/11/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Mgmt For For For
4 Approval of the Stock Mgmt For For For
Option
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Nighthawk Gold Corp
Ticker Security ID: Meeting Date Meeting Status
NHK CINS 65412D304 04/19/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Byron Mgmt For For For
3 Elect Ernie Eves Mgmt For For For
4 Elect Brian Howlett Mgmt For For For
5 Elect Luc Lessard Mgmt For For For
6 Elect Brent Peters Mgmt For For For
7 Elect Morris Prychidny Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/29/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John D. Mgmt For For For
Fitzgerald
4 Elect Shirley In't Veld Mgmt For For For
5 Elect David Flanagan Mgmt For For For
6 Re-elect William J. Mgmt For For For
Beament
7 Approve Long-Term Mgmt For For For
incentive
Plan
8 Approve Termination Mgmt For For For
Benefits
9 Equity Grant Mgmt For For For
(Executive chairman
William
Beament)
________________________________________________________________________________
Novo Resources Corp
Ticker Security ID: Meeting Date Meeting Status
NVO CINS 67010B102 11/08/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Luca Bechis Mgmt For For For
4 Elect Quinton Hennigh Mgmt For For For
5 Elect Herrick Lau Mgmt For Against Against
6 Elect Akiko Levinson Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
NV Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
NVX CINS 67090W208 01/25/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter Ball Mgmt For Against Against
4 Elect Ken Booth Mgmt For For For
5 Elect Odin Christensen Mgmt For Against Against
6 Elect Quinton Hennigh Mgmt For Against Against
7 Elect John E. Watson Mgmt For Against Against
8 Elect Paul Zyla Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/23/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Jose P. Leviste Mgmt For For For
Jr.
4 Elect Geoffrey W. Raby Mgmt For For For
5 Elect Michael F. Wilkes Mgmt For For For
6 Elect William H. Mgmt For For For
Myckatyn
7 Elect Paul B. Sweeney Mgmt For For For
8 Elect Diane R. Garrett Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Binding Advisory Mgmt For For For
Vote on Executive
Compensation
________________________________________________________________________________
Olivut Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
OLV CINS 681103107 02/15/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sharon E. Dowdall Mgmt For Against Against
3 Elect Leni F. Keough Mgmt For Against Against
4 Elect Craig O. Reith Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Share Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Orca Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
ORG CINS 68558N102 05/30/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard P. Clark Mgmt For For For
3 Elect Robert Chase Mgmt For For For
4 Elect Alexander J. Mgmt For For For
Davidson
5 Elect David Field Mgmt For For For
6 Elect L. Simon Jackson Mgmt For For For
7 Elect Hugh Stuart Mgmt For For For
8 Elect Derek White Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Orex Minerals Inc
Ticker Security ID: Meeting Date Meeting Status
REX CINS 68616X100 10/20/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Gary Cope Mgmt For Against Against
4 Elect N. Ross Wilmot Mgmt For Against Against
5 Elect Arthur Freeze Mgmt For Against Against
6 Elect Rick Sayers Mgmt For Against Against
7 Elect W. Henry White Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Osisko Mining Inc
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688281104 06/08/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Burzynski Mgmt For For For
3 Elect Jose Mgmt For For For
Vizquerra-Benavides
4 Elect Sean Roosen Mgmt For For For
5 Elect Robert Wares Mgmt For For For
6 Elect Patrick F.N. Mgmt For For For
Anderson
7 Elect Keith D. McKay Mgmt For For For
8 Elect Amy Satov Mgmt For For For
9 Elect W. Murray John Mgmt For For For
10 Elect David Christie Mgmt For For For
11 Elect Bernardo Alvarez Mgmt For For For
Calderon
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Approval of Deferred Mgmt For For For
Share Unit
Plan
14 Approval of Restricted Mgmt For For For
Share Unit
Plan
15 Approval of Employee Mgmt For For For
Share Purchase
Plan
________________________________________________________________________________
Pacific North West Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
PFN CINS ADPC02430 11/23/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Harry Barr Mgmt For Against Against
4 Elect John Londry Mgmt For Against Against
5 Elect Michael Neumann Mgmt For For For
6 Elect Colin Bird Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of 2016 Stock Mgmt For For For
Option
Plan
9 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Pilot Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
PLG CINS 72154R103 05/09/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Calvin Everett Mgmt For For For
3 Elect Donald A. McInnes Mgmt For Against Against
4 Elect Mark O'Dea Mgmt For Against Against
5 Elect Robert Pease Mgmt For For For
6 Elect Sean Tetzlaff Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approve an Amended Mgmt For For For
Advance Notice
Policy
9 Amendment to the Stock Mgmt For For For
Option
Plan
10 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
11 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
12 Change of Company Name Mgmt For For For
________________________________________________________________________________
Pinecrest Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
PCR CINS 72303Q204 05/31/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect George Salamis Mgmt For For For
4 Elect Edward Farrauto Mgmt For Against Against
5 Elect Ryan King Mgmt For For For
6 Elect Blayne Johnson Mgmt For For For
7 Elect Douglas B. Mgmt For Against Against
Forster
8 Elect Michael Vint Mgmt For For For
9 Elect Douglas Hurst Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect C. Noel Dunn Mgmt For For For
2.3 Elect Joseph J. Ovsenek Mgmt For For For
2.4 Elect George Paspalas Mgmt For For For
2.5 Elect Peter Birkey Mgmt For For For
2.6 Elect Shaoyang Shen Mgmt For For For
2.7 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.8 Elect David Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CINS 74139C102 05/12/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Mgmt For For For
Quartermain
4 Elect C. Noel Dunn Mgmt For For For
5 Elect Joseph J. Ovsenek Mgmt For For For
6 Elect George Paspalas Mgmt For For For
7 Elect Peter Birkey Mgmt For For For
8 Elect Shaoyang Shen Mgmt For For For
9 Elect Nicole S. Mgmt For For For
Adshead-Bell
10 Elect David Smith Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Probe Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
PRB CINS 74273V106 05/17/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Palmer Mgmt For For For
3 Elect Jamie C. Sokalsky Mgmt For For For
4 Elect Dennis H. Mgmt For Against Against
Peterson
5 Elect Gordon A. Mgmt For For For
McCreary
6 Elect Basil Haymann Mgmt For For For
7 Elect Marco Gagnon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Pure Energy Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PE CINS 74624B205 09/01/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Mintak Mgmt For Against Against
4 Elect R. Patrick Mgmt For Against Against
Highsmith
5 Elect Michael Dake Mgmt For Against Against
6 Elect Mary L. Little Mgmt For For For
7 Elect Andy Robinson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pure Gold Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
PGM CINS 74624E100 09/23/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Graeme Currie Mgmt For For For
4 Elect Darin Labrenz Mgmt For For For
5 Elect Mark O' Dea Mgmt For For For
6 Elect Lenard Boggio Mgmt For For For
7 Elect Troy Fierro Mgmt For For For
8 Elect Rob Pease Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advance Notice Mgmt For For For
Provision
11 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Radisson Mining Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
RDS CINS 76125W505 06/02/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mario Bouchard Mgmt For For For
3 Elect Jean Dion Mgmt For For For
4 Elect Jean-Marie Dupont Mgmt For For For
5 Elect Denis Lachance Mgmt For For For
6 Elect Luc Simoneau Mgmt For For For
7 Elect Rejean Gourde Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Red Pine Exploration Inc
Ticker Security ID: Meeting Date Meeting Status
RPX CINS 75686Y405 01/30/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Elgin Wolfe Mgmt For For For
5 Elect Quentin Yarie Mgmt For For For
6 Elect Brent Nykoliation Mgmt For For For
7 Elect Petra Decher Mgmt For Against Against
8 Elect G. Michael Newman Mgmt For For For
9 Elect Robert D. Dodds Mgmt For For For
10 Elect Peter Kampian Mgmt For For For
11 Elect Elgin Wolfe Mgmt For For For
12 Elect Quentin Yarie Mgmt For For For
13 Elect Brent Nykoliation Mgmt For For For
14 Elect Myles Johnson Mgmt For For For
15 Elect Petra Decher Mgmt For Against Against
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Board Size Mgmt For For For
18 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Redstar Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
RGC CINS 75773Q208 11/24/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Kenneth Booth Mgmt For For For
4 Elect Jacques Mgmt For For For
Vaillancourt
5 Elect Robert McLeod Mgmt For For For
6 Elect Sean Keenan Mgmt For For For
7 Elect Peter Ball Mgmt For For For
8 Elect George R. Ireland Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of Stock Mgmt For For For
Option
Plan
11 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Rockcliff Copper Corp
Ticker Security ID: Meeting Date Meeting Status
RCU CINS ADPC01046 11/22/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kenneth Lapierre Mgmt For For For
3 Elect Gerald P. Mgmt For For For
McCarvill
4 Elect Donald H. Mgmt For For For
Christie
5 Elect R. Bruce Durham Mgmt For Against Against
6 Elect G. Edmund King Mgmt For For For
7 Elect William R. Mgmt For For For
Johnstone
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Rockwell Diamonds Inc.
Ticker Security ID: Meeting Date Meeting Status
RDI CINS ADPC01272 08/24/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Bristow Mgmt For For For
4 Elect James Campbell Mgmt For For For
5 Elect Willem Jacobs Mgmt For Against Against
6 Elect Richard J. Mgmt For For For
Linnell
7 Elect Johan C. van't Mgmt For For For
Hof
8 Elect Stephen Dietrich Mgmt For For For
9 Elect Richard P. Menell Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Roxgold Inc.
Ticker Security ID: Meeting Date Meeting Status
ROXG CINS 779899202 06/28/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Oliver Mgmt For For For
Lennox-King
4 Elect Richard Mgmt For For For
Colterjohn
5 Elect Jonathan A. Mgmt For For For
Rubenstein
6 Elect John L. Knowles Mgmt For For For
7 Elect Robin G. Mills Mgmt For For For
8 Elect John Dorward Mgmt For For For
9 Elect Kate Harcourt Mgmt For For For
10 Elect Norm Pitcher Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to RSU Plan Mgmt For For For
13 Amendment to DSU Plan Mgmt For For For
________________________________________________________________________________
Rubicon Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
RMX CINS 780911509 06/14/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Daniel Burns Mgmt For For For
3 Elect Peter Jones Mgmt For For For
4 Elect Julian Kemp Mgmt For For For
5 Elect George O. Ogilvie Mgmt For For For
6 Elect David Palmer Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Renewal of Stock Mgmt For For For
Option
Plan
9 Amendment to Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Rye Patch Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
RPM CINS 783727100 06/06/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Timothy C. Baker Mgmt For Against Against
3 Elect Jonathan Challis Mgmt For Against Against
4 Elect William C. Howald Mgmt For For For
5 Elect Charles C. Mgmt For Against Against
Russell
6 Appointment of Auditor Mgmt For Against Against
7 Stock Option Plan Mgmt For For For
Renewal
8 RSU Plan Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rye Patch Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
RPM CINS ADPC01210 06/06/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Timothy C. Baker Mgmt For Against Against
3 Elect Jonathan Challis Mgmt For Against Against
4 Elect William C. Howald Mgmt For For For
5 Elect Charles C. Mgmt For Against Against
Russell
6 Appointment of Auditor Mgmt For Against Against
7 Stock Option Plan Mgmt For For For
Renewal
8 RSU Plan Mgmt For For For
________________________________________________________________________________
Santana Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
SMI CINS Q85272146 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Norman A. Mgmt For For For
Seckold
4 Ratify Placement of Mgmt For For For
Securities
5 Approve Issue of Mgmt For For For
Securities
6 Approve Issue of Mgmt For For For
Unlisted
Options
7 Approve Executive and Mgmt For For For
Staff Option
Plan
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CINS 811916105 06/27/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect A. Frederick Mgmt For Against Against
Banfield
4 Elect Rudi P. Fronk Mgmt For For For
5 Elect Eliseo Mgmt For For For
Gonzalez-Urien
6 Elect Richard C. Kraus Mgmt For For For
7 Elect Jay Layman Mgmt For For For
8 Elect John Sabine Mgmt For For For
9 Elect Gary Sugar Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Option Grants to Mgmt For For For
Executive and
Non-Executive
Directors
13 Transaction of Other Mgmt For Against Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SilverCrest Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SIL CINS 828363101 05/31/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Dunham L. Craig Mgmt For For For
4 Elect N. Eric Fier Mgmt For For For
5 Elect Ross Glanville Mgmt For For For
6 Elect George W. Sanders Mgmt For For For
7 Elect Graham C. Thody Mgmt For For For
8 Elect John H. Wright Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Skeena Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SKE CINS 83056P301 02/08/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Walter Coles, Jr. Mgmt For For For
4 Elect J. Rupert Allan Mgmt For Against Against
5 Elect Ronald K. Mgmt For Against Against
Netolitzky
6 Elect Peter N. Tredger Mgmt For For For
7 Elect Craig Parry Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Source Exploration Corp.
Ticker Security ID: Meeting Date Meeting Status
SOP CINS 83614T100 08/15/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Baker Mgmt For Against Against
3 Elect Gordon Glenn Mgmt For Against Against
4 Elect Brian E. Mgmt For For For
Robertson
5 Elect Earl Terris Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Stock Option Plan Mgmt For For For
Renewal
8 Share Consolidation Mgmt For For For
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/30/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Bob
Vassie)
________________________________________________________________________________
SVT Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
VTC.H CINS 78488P101 05/31/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
3 Advance Notice Mgmt For Against Against
Provision
4 Stock Option Plan Mgmt For For For
Renewal
5 Ratification of Prior Mgmt For For For
Acts
________________________________________________________________________________
Terrax Minerals Inc
Ticker Security ID: Meeting Date Meeting Status
TXR CINS 88103X108 10/18/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Joseph Campbell Mgmt For For For
4 Elect Thomas Mgmt For Against Against
Setterfield
5 Elect Paul S. Reynolds Mgmt For Against Against
6 Elect Stuart Rogers Mgmt For Against Against
7 Elect Elif Levesque Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 2016 Stock Option Plan Mgmt For Against Against
________________________________________________________________________________
TMAC Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TMR CINS 872577101 06/20/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andrew Adams Mgmt For For For
3 Elect Leona Aglukkaq Mgmt For For For
4 Elect Joao P. S. Mgmt For For For
Carrelo
5 Elect Franklin L. Davis Mgmt For For For
6 Elect E. Randall Engel Mgmt For For For
7 Elect David R. Faley Mgmt For For For
8 Elect Catharine E. G. Mgmt For For For
Farrow
9 Elect John W. Lydall Mgmt For For For
10 Elect A. Terrance Mgmt For For For
MacGibbon
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Long Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Toachi Mining Inc
Ticker Security ID: Meeting Date Meeting Status
TIM CINS 888785102 01/05/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jonathan Goodman Mgmt For For For
3 Elect Peter Nixon Mgmt For For For
4 Elect Carolina Vargas Mgmt For For For
5 Elect Laurence Curtis Mgmt For For For
6 Elect Nick Tintor Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Toachi Mining Inc
Ticker Security ID: Meeting Date Meeting Status
TIM CINS ADPC02735 01/05/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jonathan Goodman Mgmt For For For
3 Elect Peter Nixon Mgmt For For For
4 Elect Carolina Vargas Mgmt For For For
5 Elect Laurence Curtis Mgmt For For For
6 Elect Nick Tintor Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Tristar Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
TSG CINS 89678B109 11/30/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark E. Jones, Mgmt For For For
III
4 Elect Leendert G. Krol Mgmt For Against Against
5 Elect Brian C. Irwin Mgmt For Against Against
6 Elect Nicholas D. Mgmt For For For
Appleyard
7 Elect Diane R. Garrett Mgmt For For For
8 Elect Carlos Vilhena Mgmt For For For
9 Elect Quinton Hennigh Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Articles Mgmt For For For
Regarding Meeting
Location
________________________________________________________________________________
Victoria Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT CINS 92625W101 08/08/2016 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Terence S. Harvey Mgmt For For For
4 Elect John McConnell Mgmt For For For
5 Elect Christopher Hill Mgmt For For For
6 Elect Leendert Krol Mgmt For For For
7 Elect Michael D. Mgmt For Against Against
McInnis
8 Elect Heather White Mgmt For For For
9 Elect Patrick Downey Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 06/21/2017 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Charles Page Mgmt For For For
6 Elect Warwick Mgmt For For For
Morley-Jepson
7 Elect Rolly Uloth Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the 2017 Mgmt For For For
Omnibus
Plan
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
U.S. GLOBAL INVESTORS FUNDS
By: /S/ SUSAN B. MCGEE
---------------------------------
Susan B. McGee
Vice President
Date: August 24, 2017