================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-06102
-----------------
MFS SERIES TRUST VI
(Exact name of registrant as specified in charter)
-----------------
111 Huntington Avenue, Boston, Massachusetts 02199
(Address of principal executive offices) (Zip code)
-----------------
Christopher R. Bohane
Massachusetts Financial Services Company
111 Huntington Avenue
Boston, Massachusetts 02199
(Name and address of agents for service)
Registrant's telephone number, including area code: (617) 954-5000
-----------------
Date of fiscal year end: October 31
Date of reporting period: July 1, 2016 - June 30, 2017
================================================================================
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06102
Reporting Period: 07/01/2016 - 06/30/2017
MFS Series Trust VI
============================ MFS Global Equity Fund ============================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sondra L. Barbour For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director David B. Dillon For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Edward M. Liddy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For For Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott, III For For Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director Glenn F. Tilton For Withhold Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 10, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Charles H. Giancarlo For For Management
1c Elect Director Herbert Hainer For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Marjorie Magner For For Management
1f Elect Director Nancy McKinstry For For Management
1g Elect Director Pierre Nanterme For For Management
1h Elect Director Gilles C. Pelisson For For Management
1i Elect Director Paula A. Price For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Frank K. Tang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 1.50 per Share
2.2 Approve EUR 154 Million Reduction in For For Management
Share Capital and Capital Repayment of
EUR 0.90 per Share
2.3 Amend Articles Re: Threshold to Submit For For Management
Items to Agenda
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.7 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 34.8
Million
5.1.1 Reelect Rolf Doerig as Director and as For For Management
Board Chairman
5.1.2 Reelect Jean-Christophe Deslarzes as For For Management
Director
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Didier Lamouche as Director For Against Management
5.1.5 Reelect David Prince as Director For For Management
5.1.6 Reelect Wanda Rapaczynski as Director For For Management
5.1.7 Reelect Kathleen Taylor as Director For For Management
5.1.8 Elect Ariane Gorin as Director For For Management
5.2.1 Appoint Alexander Gut as Member of the For For Management
Compensation Committee
5.2.2 Appoint Jean-Christophe Deslarzes as For For Management
Member of the Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of For For Management
the Compensation Committee
5.2.4 Appoint Kathleen Taylor as Member of For For Management
the Compensation Committee
5.3 Designate Andreas Keller as For For Management
Independent Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6.1 Approve Partial Cancellation of For For Management
Conditional Capital
6.2 Approve Creation of CHF 855,780 Pool For For Management
of Capital without Preemptive Rights
7 Establish Range for Board Size For Against Management
8 Change Location of Registered For For Management
Office/Headquarters to Zurich,
Switzerland
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AENA S.A.
Ticker: AENA Security ID: E526K0106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Ratify Appointment of and Elect For For Management
Francisco Javier Martin Ramiro as
Director
5.2 Elect Maria Jesus Romero de Avila For For Management
Torrijos as Director
5.3 Elect Alicia Segovia Marco as Director For For Management
6 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 5 Billion
7 Amend Articles Re: Company Name, For For Management
Corporate Purpose, Nationality,
Registered Office, Fiscal Year, Annual
Statements, Reserves and Distribution
of Profits
8 Change Company Name to Aena SME SA For For Management
9 Advisory Vote on Remuneration Report For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.a Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Discuss on the Company's Dividend None None Management
Policy
3.d Approve Dividends of EUR1.65 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
5.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Cancellation of Repurchased For For Management
Shares
8 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 28, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Cachoeiras For Did Not Vote Management
de Macacu Bebidas Ltda. (Cachoeiras de
Macacu)
2 Ratify APSIS Consultoria e Avaliacoes For Did Not Vote Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For Did Not Vote Management
4 Approve Absorption of Cachoeiras de For Did Not Vote Management
Macacu Bebidas Ltda. (Cachoeiras de
Macacu)
5 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For Did Not Vote Management
Ratify Distribution of Dividends and
Interest-on-Capital-Stock Payments
3.1 Fix Number of Directors For Did Not Vote Management
3.2 Elect Directors For Did Not Vote Management
3.3 Elect Aloisio Macario Ferreira de None Did Not Vote Shareholder
Souza as Director Appointed by
Minority Shareholder
4 Elect Fiscal Council Members and For Did Not Vote Management
Alternates
4.1 Elect Paulo Assuncao de Sousa as None Did Not Vote Shareholder
Fiscal Council Member and Vinicius
Balbino Bouhid as Alternate Appointed
by Minority Shareholder
5 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Ursula M. Burns For For Management
1d Elect Director Kenneth I. Chenault For For Management
1e Elect Director Peter Chernin For For Management
1f Elect Director Ralph de la Vega For For Management
1g Elect Director Anne L. Lauvergeon For For Management
1h Elect Director Michael O. Leavitt For For Management
1i Elect Director Theodore J. Leonsis For For Management
1j Elect Director Richard C. Levin For For Management
1k Elect Director Samuel J. Palmisano For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Robert D. Walter For For Management
1n Elect Director Ronald A. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Stanley L. Clark For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Martin H. Loeffler For For Management
1.6 Elect Director John R. Lord For For Management
1.7 Elect Director R. Adam Norwitt For For Management
1.8 Elect Director Diana G. Reardon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 14, 2016 Meeting Type: Annual
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Sue E. Gove For For Management
1.4 Elect Director Earl G. Graves, Jr. For For Management
1.5 Elect Director Enderson Guimaraes For For Management
1.6 Elect Director J. R. Hyde, III For For Management
1.7 Elect Director D. Bryan Jordan For For Management
1.8 Elect Director W. Andrew McKenna For For Management
1.9 Elect Director George R. Mrkonic, Jr. For For Management
1.10 Elect Director Luis P. Nieto For For Management
1.11 Elect Director William C. Rhodes, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4.1 Elect Werner Wenning to the For For Management
Supervisory Board
4.2 Elect Paul Achleitner to the For For Management
Supervisory Board
4.3 Elect Norbert W. Bischofberger to the For For Management
Supervisory Board
4.4 Elect Thomas Ebeling to the For For Management
Supervisory Board
4.5 Elect Colleen A. Goggins to the For For Management
Supervisory Board
4.6 Elect Klaus Sturany to the Supervisory For For Management
Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Approve Affiliation Agreements with For For Management
Subsidiaries Bayer CropScience
Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2017
--------------------------------------------------------------------------------
BRENNTAG AG
Ticker: BNR Security ID: D12459117
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
6.1 Elect Wijnand Donkers to the For For Management
Supervisory Board
6.2 Elect Ulrich Harnacke to the For For Management
Supervisory Board
7 Change Location of Registered Office For For Management
to Essen, Germany
8 Amend Articles Re: Chairman of General For For Management
Meeting
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1700D105
Meeting Date: JUL 14, 2016 Meeting Type: Annual
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir John Peace as Director For For Management
5 Re-elect Fabiola Arredondo as Director For For Management
6 Re-elect Philip Bowman as Director For For Management
7 Re-elect Ian Carter as Director For For Management
8 Re-elect Jeremy Darroch as Director For For Management
9 Re-elect Stephanie George as Director For For Management
10 Re-elect Matthew Key as Director For For Management
11 Re-elect Dame Carolyn McCall as For For Management
Director
12 Re-elect Christopher Bailey as Director For For Management
13 Re-elect Carol Fairweather as Director For For Management
14 Re-elect John Smith as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shauneen Bruder For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Julie Godin For For Management
1.5 Elect Director Edith E. Holiday For For Management
1.6 Elect Director Luc Jobin For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Denis Losier For For Management
1.9 Elect Director Kevin G. Lynch For For Management
1.10 Elect Director James E. O'Connor For For Management
1.11 Elect Director Robert Pace For For Management
1.12 Elect Director Robert L. Phillips For For Management
1.13 Elect Director Laura Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve
Remuneration of Directors; Approve
Discharge of Management and Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 10 Per Share
4a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
4b Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.85 Million for
Chairman, DKK 618,000 for Vice Chair,
and DKK 412,000 for Other Directors;
Approve Remuneration for Committee Work
4c Amend Articles Re: Company For For Management
Announcements in English Only
4d Amend Articles Re: Abolish the Use of For For Management
the Danish Business Authority's IT
System for Convening and Announcing
Annual General Meetings
5a Reelect Flemming Besenbacher as For For Management
Director
5b Reelect Lars Rebien Sorensen as For For Management
Director
5c Reelect Richard Burrows as Director For For Management
5d Reelect Donna Cordner as Director For For Management
5e Reelect Cornelius Job van der Graaf as For For Management
Director
5f Reelect Carl Bache as Director For For Management
5g Reelect Soren-Peter Fuchs Olesen For For Management
5h Reelect Nina Smith as Director For For Management
5i Reelect Lars Stemmerik as Director For For Management
5j Elect Nancy Cruickshank as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gil Shwed as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Marius Nacht as Director Until For For Management
the End of the Next Annual General
Meeting
1.3 Reelect Jerry Ungerman as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Dan Propper as Director Until For For Management
the End of the Next Annual General
Meeting
1.5 Reelect David Rubner as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Tal Shavit as Director Until For For Management
the End of the Next Annual General
Meeting
2.1 Reelect Irwin Federman as External For For Management
Director for a Three-Year Period
2.2 Reelect Ray Rothrock as External For For Management
Director for a Three-Year Period
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Employment Terms of Gil Shwed, For For Management
CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For Against Management
1d Elect Director John T. Chambers For For Management
1e Elect Director Amy L. Chang For For Management
1f Elect Director John L. Hennessy For For Management
1g Elect Director Kristina M. Johnson For For Management
1h Elect Director Roderick C. McGeary For For Management
1i Elect Director Charles H. Robbins For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Steven M. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Arab and non-Arab Employees Against Against Shareholder
using EEO-1 Categories
6 Establish Board Committee on Against Against Shareholder
Operations in Israeli Settlements
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Jonathan Chadwick For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Francisco D'Souza For For Management
1g Elect Director John N. Fox, Jr. For For Management
1h Elect Director John E. Klein For For Management
1i Elect Director Leo S. Mackay, Jr. For For Management
1j Elect Director Michael Patsalos-Fox For For Management
1k Elect Director Robert E. Weissman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Eliminate Supermajority Vote For For Shareholder
Requirement
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Bancroft For For Management
1b Elect Director John P. Bilbrey For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Helene D. Gayle For For Management
1f Elect Director Ellen M. Hancock For For Management
1g Elect Director C. Martin Harris For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.70 per Registered A
Share and CHF 0.17 per Registered B
Share
3 Approve Discharge of Board of Directors For For Management
4.1 Reelect Johann Rupert as Director and For Against Management
Board Chairman
4.2 Reelect Yves-Andre Istel as Director For For Management
4.3 Reelect Josua Malherbe as Director For Against Management
4.4 Reelect Jean-Blaise Eckert as Director For Against Management
4.5 Reelect Bernard Fornas as Director For Against Management
4.6 Reelect Richard Lepeu as Director For Against Management
4.7 Reelect Ruggero Magnoni as Director For Against Management
4.8 Reelect Simon Murray as Director For For Management
4.9 Reelect Guillaume Pictet as Director For For Management
4.10 Reelect Norbert Platt as Director For Against Management
4.11 Reelect Alan Quasha as Director For For Management
4.12 Reelect Maria Ramos as Director For For Management
4.13 Reelect Lord Renwick of Clifton as For For Management
Director
4.14 Reelect Jan Rupert as Director For Against Management
4.15 Reelect Gary Saage as Director For Against Management
4.16 Reelect Jurgen Schrempp as Director For Against Management
4.17 Reelect The Duke of Wellington as For For Management
Director
4.18 Elect Jeff Moss as Director For For Management
4.19 Elect Cyrille Vigneron as Director For Against Management
5.1 Appoint Lord Renwick of Clifton as For For Management
Member of the Compensation Committee
5.2 Appoint Yves Andre Istel as Member of For For Management
the Compensation Committee
5.3 Appoint The Duke of Wellington as For For Management
Member of the Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
7 Designate Francoise Demierre Morand For For Management
Independent Proxy
8.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 7.4
Million
8.2 Approve Maximum Fixed Remuneration of For For Management
Senior Executive Committee in the
Amount of CHF 9.9 Million
8.3 Approve Maximum Variable Remuneration For For Management
of Senior Executive Committee in the
Amount of CHF 16.4 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296190
Meeting Date: FEB 02, 2017 Meeting Type: Annual
Record Date: JAN 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Stefan Bomhard as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Gary Green as Director For For Management
8 Re-elect Johnny Thomson as Director For For Management
9 Re-elect Carol Arrowsmith as Director For For Management
10 Re-elect John Bason as Director For For Management
11 Re-elect Don Robert as Director For For Management
12 Re-elect Nelson Silva as Director For For Management
13 Re-elect Ireena Vittal as Director For For Management
14 Re-elect Paul Walsh as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Increase in the Limit on the For For Management
Aggregate Remuneration of the
Non-Executive Directors
18 Authorise Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Capital Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296190
Meeting Date: JUN 07, 2017 Meeting Type: Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Return by Way of For For Management
Special Dividend with Share
Consolidation
2 Authorise Issue of Equity with For For Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
5 Authorise Market Purchase of New For For Management
Ordinary Shares
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Stock Dividend Program For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Elect Gregg L. Engles as Director For For Management
10 Approve Transaction with J.P. Morgan For For Management
11 Non-Binding Vote on Compensation of For For Management
Franck Riboud, Chairman
12 Non-Binding Vote on Compensation of For For Management
Emmanuel Faber, CEO
13 Approve Remuneration Policy of Chairman For For Management
14 Approve Remuneration Policy of For For Management
Executive Officers
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 57 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 16 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 16 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 41 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph S. Cantie For For Management
2 Elect Director Kevin P. Clark For For Management
3 Elect Director Gary L. Cowger For For Management
4 Elect Director Nicholas M. Donofrio For For Management
5 Elect Director Mark P. Frissora For For Management
6 Elect Director Rajiv L. Gupta For For Management
7 Elect Director Sean O. Mahoney For For Management
8 Elect Director Timothy M. Manganello For For Management
9 Elect Director Ana G. Pinczuk For For Management
10 Elect Director Thomas W. Sidlik For For Management
11 Elect Director Bernd Wiedemann For For Management
12 Elect Director Lawrence A. Zimmerman For For Management
13 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director David K. Beecken For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Michael J. Coleman For For Management
1e Elect Director Willie A. Deese For For Management
1f Elect Director Thomas Jetter For For Management
1g Elect Director Arthur D. Kowaloff For For Management
1h Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1i Elect Director Francis J. Lunger For For Management
1j Elect Director Jeffrey T. Slovin For For Management
1k Elect Director Bret W. Wise For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
7 Approve Creation of EUR 6 Million Pool For For Management
of Capital with Preemptive Rights
8 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 21, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Lord Davies of Abersoch as For For Management
Director
6 Re-elect Ho KwonPing as Director For For Management
7 Re-elect Betsy Holden as Director For For Management
8 Re-elect Dr Franz Humer as Director For For Management
9 Re-elect Nicola Mendelsohn as Director For For Management
10 Re-elect Ivan Menezes as Director For For Management
11 Re-elect Philip Scott as Director For For Management
12 Re-elect Alan Stewart as Director For For Management
13 Elect Javier Ferran as Director For For Management
14 Elect Kathryn Mikells as Director For For Management
15 Elect Emma Walmsley as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred D. Anderson, Jr. For For Management
1b Elect Director Edward W. Barnholt For For Management
1c Elect Director Anthony J. Bates For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director Kathleen C. Mitic For For Management
1g Elect Director Pierre M. Omidyar For For Management
1h Elect Director Paul S. Pressler For For Management
1i Elect Director Robert H. Swan For For Management
1j Elect Director Thomas J. Tierney For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify PwC Wirtschaftspruefung GmbH For For Management
Auditors
7.1 Re-Elect Brian Deveraux O'Neill as For For Management
Supervisory Board Member
7.2 Elect Jordi Gual Sole as Supervisory For For Management
Board Member
7.3 Re-Elect John James Stack as For For Management
Supervisory Board Member
7.4 Elect Marion Khueny as Supervisory For For Management
Board Member
7.5 Re-Elect Friedrich Roedler as For For Management
Supervisory Board Member
7.6 Re-Elect Jan Homan as Supervisory For For Management
Board Member
8 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
10 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Key Employees
11 Amend Articles Re: Corporate Purpose; For For Management
Management and Supervisory Board
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter K. Barker For For Management
1b Elect Director Mariann Byerwalter For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Climate Change Position and Against Against Shareholder
Proxy Voting
6 Report on Executive Pay and Proxy Against Against Shareholder
Voting
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTE O Security ID: P49501201
Meeting Date: AUG 19, 2016 Meeting Type: Special
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Amend Article 5 Re: Location of For For Management
Corporate Domicile
1.2 Amend Article 19 Re: Asset Acquisition For For Management
Operations
1.3 Amend Article 44 Re: Independent For For Management
Members of Nomination Committee
1.4 Resolutions in Item 1.1 Are Subject to None None Management
Suspense Consistent Condition by Which
Authorization Referred to in Article
20 of Law Regulating Financial Groups
is Granted, Prior Opinion of National
Banking and Securities Commission and
Banco de Mexico
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTE O Security ID: P49501201
Meeting Date: AUG 19, 2016 Meeting Type: Special
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Cash Dividends of MXN 0. For For Management
45750654921773 Per Share to Be Paid on
Aug. 31, 2016
1.2 Approve Fourth and Last Payment of For For Management
Dividend of 2014 to Be Paid on Aug.
31, 2016
1.3 Approve Cash Dividends of MXN 1. For For Management
23355355686851 per Share
1.4 Approve First Payment of Dividend of For For Management
2015 to Be Paid on Aug. 31, 2016
1.5 Approve Second Payment of Dividend of For For Management
2015 to Be Paid in May 2017
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTE O Security ID: P49501201
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report on Financial For For Management
Statements and Statutory Reports
1.2 Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.3 Approve Board's Report on Operations For For Management
and Activities Undertaken by Board
1.4 Approve Report on Activities of Audit For For Management
and Corporate Practices Committee
1.5 Approve All Operations Carried out by For For Management
Company and Ratify Actions Carried out
by Board, CEO and Audit and Corporate
Practices Committee
2 Approve Allocation of Income For For Management
3.a1 Elect Carlos Hank Gonzalez as Board For For Management
Chairman
3.a2 Elect Juan Antonio Gonzalez Moreno as For For Management
Director
3.a3 Elect David Juan Villarreal Montemayor For For Management
as Director
3.a4 Elect Jose Marcos Ramirez Miguel as For For Management
Director
3.a5 Elect Everardo Elizondo Almaguer as For For Management
Director
3.a6 Elect Carmen Patricia Armendariz For For Management
Guerra as Director
3.a7 Elect Hector Federico Reyes-Retana y For For Management
Dahl as Director
3.a8 Elect Eduardo Livas Cantu as Director For For Management
3.a9 Elect Alfredo Elias Ayub as Director For For Management
3.a10 Elect Adrian Sada Cueva as Director For For Management
3.a11 Elect Alejandro Burillo Azcarraga as For For Management
Director
3.a12 Elect Jose Antonio Chedraui Eguia as For For Management
Director
3.a13 Elect Alfonso de Angoitia Noriega as For For Management
Director
3.a14 Elect Olga Maria del Carmen Sanchez For For Management
Cordero Davila as Director
3.a15 Elect Thomas Stanley Heather Rodriguez For For Management
as Director
3.a16 Elect Graciela Gonzalez Moreno as For For Management
Alternate Director
3.a17 Elect Juan Antonio Gonzalez Marcos as For For Management
Alternate Director
3.a18 Elect Carlos de la Isla Corry as For For Management
Alternate Director
3.a19 Elect Clemente Ismael Reyes Retana For For Management
Valdes as Alternate Director
3.a20 Elect Alberto Halabe Hamui as For For Management
Alternate Director
3.a21 Elect Manuel Aznar Nicolin as For For Management
Alternate Director
3.a22 Elect Roberto Kelleher Vales as For For Management
Alternate Director
3.a23 Elect Robert William Chandler Edwards For For Management
as Alternate Director
3.a24 Elect Isaac Becker Kabacnik as For For Management
Alternate Director
3.a25 Elect Jose Maria Garza Trevino as For For Management
Alternate Director
3.a26 Elect Javier Braun Burillo as For For Management
Alternate Director
3.a27 Elect Rafael Contreras Grosskelwing as For For Management
Alternate Director
3.a28 Elect Guadalupe Phillips Margain as For For Management
Alternate Director
3.a29 Elect Eduardo Alejandro Francisco For For Management
Garcia Villegas as Alternate Director
3.a30 Elect Ricardo Maldonado Yanez as For For Management
Alternate Director
3.b Elect Hector Avila Flores as Board For For Management
Secretary Who Will Not Be Part of Board
3.c Approve Directors Liability and For For Management
Indemnification
4 Approve Remuneration of Directors For For Management
5 Elect Hector Federico Reyes-Retana y For For Management
Dahl as Chairman of Audit and
Corporate Practices Committee
6 Approve Report on Share Repurchase; For For Management
Set Aggregate Nominal Amount of Share
Repurchase Reserve
7 Consolidate Bylaws For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: JUN 20, 2017 Meeting Type: Special
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Cash Dividends of MXN 2.78 Per For For Management
Share
1.2 Approve Extraordinary Dividends of MXN For For Management
1.26 Per Share
1.3 Approve June 29, 1017 as Dividend For For Management
Payment Date
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V.
Ticker: GFNORTE O Security ID: P49501201
Meeting Date: FEB 24, 2017 Meeting Type: Special
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Advancement of Payment for For For Management
Cash Dividend of MXN 1.23 Approved at
the Shareholder Meeting on August 19,
2016
1.2 Approve Pay Date of Cash Dividends for For For Management
March 7, 2017
2 Accept Auditor's Report on Fiscal None None Management
Situation of Company
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: APR 29, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Michael J. Cave For For Management
1.4 Elect Director Allan Golston For For Management
1.5 Elect Director Matthew S. Levatich For For Management
1.6 Elect Director Sara L. Levinson For For Management
1.7 Elect Director N. Thomas Linebarger For For Management
1.8 Elect Director Brian R. Niccol For For Management
1.9 Elect Director Maryrose T. Sylvester For For Management
1.10 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: N39427211
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Receive Report of Management Board None None Management
(Non-Voting)
1.b Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
1.c Adopt Financial Statements and For For Management
Statutory Reports
1.d Receive Explanation on Dividend Policy None None Management
1.e Approve Dividends of EUR1.34 Per Share For For Management
1.f Approve Discharge of Management Board For For Management
1.g Approve Discharge of Supervisory Board For For Management
2.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
2.c Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 2b
3 Amend Performance Criteria of For For Management
Long-Term Incentive Plan
4 Ratify Deloitte as Auditors For For Management
5 Reelect J.F.M.L. van Boxmeer to For For Management
Management Board
6.a Reelect M. Das to Supervisory Board For For Management
6.b Reelect V.C.O.B.J. Navarre to For For Management
Supervisory Board
--------------------------------------------------------------------------------
HERMES INTERNATIONAL
Ticker: RMS Security ID: F48051100
Meeting Date: JUN 06, 2017 Meeting Type: Annual/Special
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Discharge of General Managers For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Non-Binding Vote on Compensation of For Against Management
Axel Dumas, General Manager
8 Non-Binding Vote on Compensation of For Against Management
Emile Hermes SARL, General Manager
9 Reelect Monique Cohen as Supervisory For For Management
Board Member
10 Reelect Renaud Mommeja as Supervisory For Against Management
Board Member
11 Reelect Eric de Seynes as Supervisory For Against Management
Board Member
12 Elect Dorothee Altmayer as Supervisory For Against Management
Board Member
13 Elect Olympia Guerrand as Supervisory For Against Management
Board Member
14 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 600,000
15 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
16 Renew Appointment of Didier Kling et For For Management
Associes as Auditor
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves For For Management
of up to 40 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 40 Percent of
Issued Capital, Including in the Event
of a Public Tender Offer
20 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to 40 Percent of
Issued Capital, Including in the Event
of a Public Tender Offer
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities up to 20
Percent of Issued Capital Per Year for
Private Placements, Including in the
Event of a Public Tender Offer
23 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind, Including in
the Event of a Public Tender Offer
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director William S. Ayer For For Management
1C Elect Director Kevin Burke For For Management
1D Elect Director Jaime Chico Pardo For For Management
1E Elect Director David M. Cote For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Bradley T. Sheares For For Management
1M Elect Director Robin L. Washington For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Political Lobbying Disclosure Against For Shareholder
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koeda, Itaru For For Management
1.2 Elect Director Uchinaga, Yukako For For Management
1.3 Elect Director Urano, Mitsudo For For Management
1.4 Elect Director Takasu, Takeo For For Management
1.5 Elect Director Kaihori, Shuzo For For Management
1.6 Elect Director Suzuki, Hiroshi For For Management
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcello V. Bottoli For For Management
1b Elect Director Linda Buck For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director David R. Epstein For For Management
1e Elect Director Roger W. Ferguson, Jr. For For Management
1f Elect Director John F. Ferraro For For Management
1g Elect Director Andreas Fibig For For Management
1h Elect Director Christina Gold For For Management
1i Elect Director Henry W. Howell, Jr. For For Management
1j Elect Director Katherine M. Hudson For For Management
1k Elect Director Dale F. Morrison For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Mark B. McClellan For For Management
1f Elect Director Anne M. Mulcahy For Against Management
1g Elect Director William D. Perez For For Management
1h Elect Director Charles Prince For For Management
1i Elect Director A. Eugene Washington For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.20 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1 Approve Maximum Remuneration of Board For Did Not Vote Management
of Directors in the Amount of CHF 3.8
Million
4.2.1 Approve Variable Cash-Based For Did Not Vote Management
Remuneration of Executive Committee
for Fiscal 2016 in the Amount of CHF 6.
1 Million
4.2.2 Approve Variable Share-Based For Did Not Vote Management
Remuneration of Executive Committee
for Fiscal 2017 in the Amount of CHF 6.
7 Million
4.2.3 Approve Maximum Fixed Remuneration of For Did Not Vote Management
Executive Committee for Fiscal 2018 in
the Amount of CHF 5.7 Million
5.1.1 Reelect Daniel Sauter as Director For Did Not Vote Management
5.1.2 Reelect Gilbert Achermann as Director For Did Not Vote Management
5.1.3 Reelect Ann Almeida as Director For Did Not Vote Management
5.1.4 Reelect Andreas Amschwand as Director For Did Not Vote Management
5.1.5 Reelect Heinrich Baumann as Director For Did Not Vote Management
5.1.6 Reelect Paul Chow as Director For Did Not Vote Management
5.1.7 Reelect Claire Giraut as Director For Did Not Vote Management
5.1.8 Reelect Gareth Penny as Director For Did Not Vote Management
5.1.9 Reelect Charles Stonehill as Director For Did Not Vote Management
5.2 Elect Ivo Furrer as Director For Did Not Vote Management
5.3 Elect Daniel Sauter as Board Chairman For Did Not Vote Management
5.4.1 Appoint Ann Almeida as Member of the For Did Not Vote Management
Compensation Committee
5.4.2 Appoint Gilbert Achermann as Member of For Did Not Vote Management
the Compensation Committee
5.4.3 Appoint Heinrich Baumann as Member of For Did Not Vote Management
the Compensation Committee
5.4.4 Appoint Gareth Penny as Member of the For Did Not Vote Management
Compensation Committee
6 Ratify KPMG AG as Auditors For Did Not Vote Management
7 Designate Marc Nater as Independent For Did Not Vote Management
Proxy
8 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Terrence P. Dunn For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Thomas A. McDonnell For For Management
1.7 Elect Director Patrick J. Ottensmeyer For For Management
1.8 Elect Director Rodney E. Slater For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
KASIKORNBANK PCL
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operation Report None None Management
3 Approve Financial Statements For For Management
4 Approve Appropriation of Profit and For For Management
Dividend Payment
5.1 Elect Puntip Surathin as Director For For Management
5.2 Elect Suphajee Suthumpun as Director For For Management
5.3 Elect Kattiya Indaravijaya as Director For For Management
6 Elect Chanin Donavanik as Director For For Management
7 Approve Names and Number of Directors For For Management
Who Have Signing Authority
8 Approve Remuneration of Directors For For Management
9 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
10 Other Business None None Management
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie Burns For For Management
1.3 Elect Director Richard Dreiling For For Management
1.4 Elect Director La June Montgomery For For Management
Tabron
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
KOMERCNI BANKA A.S.
Ticker: KOMB Security ID: X45471111
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Board Report on For For Management
Company's Operations and State of Its
Assets
2 Receive Report on Act Providing for None None Management
Business Undertaking in Capital Market
3 Receive Management Board Report on None None Management
Related Entities
4 Receive Financial Statements, None None Management
Consolidated Financial Statements, and
Management Board Proposal on
Allocation of Income
5 Receive Supervisory Board Report on None None Management
Financial Statements, Management Board
Proposal on Allocation of Income,
Consolidated Financial Statements,
Board's Work, and Company's Standing
6 Receive Audit Committee Report None None Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Standalone Financial Statements For For Management
9 Approve Allocation of Income and For For Management
Dividends of CZK 40 per Share
10.1 Elect Laurent Goutard as Supervisory For For Management
Board Member
10.2 Elect Petr Laube as Supervisory Board For For Management
Member
10.3 Elect Jean-Luc Parer as Supervisory For For Management
Board Member
10.4 Elect Giovanni Soma as Supervisory For For Management
Board Member
10.5 Elect Petr Dvorak as Supervisory Board For For Management
Member
10.6 Elect Pavel Jelinek as Supervisory For For Management
Board Member
10.7 Elect Miroslava Smidova as Supervisory For For Management
Board Member
11.1 Elect Giovanni Soma as Member of Audit For For Management
Committee
11.2 Elect Petr Laube as Member of Audit For For Management
Committee
12 Approve Agreements with Audit For For Management
Committee Board Members
13 Approve Share Repurchase Program For For Management
14 Ratify Deloitte Audit s.r.o. as Auditor For For Management
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimata, Masatoshi For For Management
1.2 Elect Director Kubo, Toshihiro For For Management
1.3 Elect Director Kimura, Shigeru For For Management
1.4 Elect Director Ogawa, Kenshiro For For Management
1.5 Elect Director Kitao, Yuichi For For Management
1.6 Elect Director Iida, Satoshi For For Management
1.7 Elect Director Yoshikawa, Masato For For Management
1.8 Elect Director Matsuda, Yuzuru For For Management
1.9 Elect Director Ina, Koichi For For Management
2 Appoint Alternate Statutory Auditor For For Management
Morishita, Masao
3 Approve Annual Bonus For For Management
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
L AIR LIQUIDE
Ticker: AI Security ID: F01764103
Meeting Date: MAY 03, 2017 Meeting Type: Annual/Special
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.60 per Share and an
Extra of EUR 0.26 per Share to Long
Term Registered Shares
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Relect Thierry Peugeot as Director For For Management
6 Elect Xavier Huillard as Director For For Management
7 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
8 Advisory Vote on Compensation of For For Management
Benoit Potier
9 Advisory Vote on Compensation of For For Management
Pierre Dufour
10 Approve Remuneration Policy for For For Management
Chairman and CEO
11 Approve Remuneration Policy for Vice For For Management
CEO
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 530 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
17 Authorize Filing of Required Documents For For Management
--------------------------------------------------------------------------------
LEGRAND
Ticker: LR Security ID: F56196185
Meeting Date: MAY 31, 2017 Meeting Type: Annual/Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.19 per Share
4 Non-Binding Vote on Compensation of For For Management
Gilles Schnepp, Chairman and CEO
5 Approve Remuneration Policy of For For Management
Chairman and CEO
6 Reelect Annalisa Loustau Elia as For For Management
Director
7 Renew Appointment of Deloitte & For For Management
Associes as Auditor
8 Decision Not to Renew BEAS as For For Management
Alternate Auditor
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LINDE AKTIENGESELLSCHAFT
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
5.2 Ratify KPMG as Auditors for the First For For Management
Quarter of Fiscal 2018
6 Elect Thomas Enders to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 13, 2017 Meeting Type: Annual/Special
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 4.00 per Share
5 Reelect Delphine Arnault as Director For For Management
6 Reelect Nicolas Bazire as Director For For Management
7 Reelect Antonio Belloni as Director For For Management
8 Reelect Diego Della Valle as Director For For Management
9 Reelect Marie-Josee Kravis as Director For For Management
10 Reelect Marie-Laure Sauty de Chalon as For For Management
Director
11 Appoint Pierre Gode as Censor For Against Management
12 Appoint Albert Frere as Censor For Against Management
13 Renew Appointment of Paolo Bulgari as For Against Management
Censor
14 Non-Binding Vote on Compensation of For Against Management
Bernard Arnault, CEO and Chairman
15 Non-Binding Vote on Compensation of For Against Management
Antonio Belloni, Vice-CEO
16 Approve Remuneration Policy for For For Management
Executive Corporate Officers
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
21 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 50 Million
23 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
24 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from Item 19 of the 2016 AGM
and All Issuance Requests Above at EUR
50 Million
30 Amend Articles 4 and 23 of Bylaws Re: For Against Management
Headquarters, Double Voting Rights,
and Powers of the Extraordinary
General Meeting
31 Delegate Power to the Board of For Against Management
Directors to Amend the Bylaws to
Comply with New Regulation
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.W. Marriott, Jr. For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Bruce W. Duncan For For Management
1.4 Elect Director Deborah Marriott For For Management
Harrison
1.5 Elect Director Frederick A. 'Fritz' For For Management
Henderson
1.6 Elect Director Eric Hippeau For Against Management
1.7 Elect Director Lawrence W. Kellner For For Management
1.8 Elect Director Debra L. Lee For For Management
1.9 Elect Director Aylwin B. Lewis For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Steven S. Reinemund For For Management
1.12 Elect Director W. Mitt Romney For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Arne M. Sorenson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
1m Elect Director Preetha Reddy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5a Amend Articles of Association For For Management
5b Amend Memorandum of Association For For Management
6 Amend Articles to Clarify the Board's For For Management
Sole Authority to Determine its Size
Within the Fixed Limits
--------------------------------------------------------------------------------
MERCK KGAA
Ticker: MRK Security ID: D5357W103
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
4 Approve Discharge of Management Board For For Management
for Fiscal 2016
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
7 Approve Remuneration System for For For Management
Management Board Members
8 Approve Creation of EUR 56.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
MFS SERIES TRUST XIV - MFS INSTITUTIONAL MONEY MARKET PORTFOLIO
Ticker: Security ID: 55291X109
Meeting Date: MAR 23, 2017 Meeting Type: Written Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Buller For For Management
1.2 Elect Director John A. Caroselli For For Management
1.3 Elect Director Maureen R. Goldfarb For For Management
1.4 Elect Director David H. Gunning For For Management
1.5 Elect Director Michael Hegarty For For Management
1.6 Elect Director John P. Kavanaugh For For Management
1.7 Elect Director Robert J. Manning For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Maryanne L. Roepke For For Management
1.10 Elect Director Robin A. Stelmach For For Management
1.11 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2016 Meeting Type: Annual
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Matthew W. Chapman For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Esther L. Johnson For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Arthur H. Harper For For Management
1g Elect Director Laura K. Ipsen For For Management
1h Elect Director Marcos M. Lutz For For Management
1i Elect Director C. Steven McMillan For For Management
1j Elect Director Jon R. Moeller For For Management
1k Elect Director George H. Poste For For Management
1l Elect Director Robert J. Stevens For For Management
1m Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Effectiveness and Risks of Against Against Shareholder
Glyphosate Use
--------------------------------------------------------------------------------
MTU AERO ENGINES AG
Ticker: MTX Security ID: D5565H104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2017
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Clay C. Williams For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Marcela E. Donadio For For Management
1D Elect Director Ben A. Guill For For Management
1E Elect Director James T. Hackett For Against Management
1F Elect Director David D. Harrison For For Management
1G Elect Director Eric L. Mattson For For Management
1H Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Proxy Access Right For For Shareholder
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4.1a Reelect Paul Bulcke as Director For For Management
4.1b Reelect Andreas Koopmann as Director For For Management
4.1c Reelect Henri de Castries as Director For For Management
4.1d Reelect Beat W. Hess as Director For For Management
4.1e Reelect Renato Fassbind as Director For For Management
4.1f Reelect Steven G. Hoch as Director For For Management
4.1g Reelect Naina Lal Kidwai as Director For For Management
4.1h Reelect Jean-Pierre Roth as Director For For Management
4.1i Reelect Ann M. Veneman as Director For For Management
4.1j Reelect Eva Cheng as Director For For Management
4.1k Reelect Ruth K. Oniang'o as Director For For Management
4.1l Reelect Patrick Aebischer as Director For For Management
4.2a Elect Ulf Mark Schneider as Director For For Management
4.2b Elect Ursula M. Burns as Director For For Management
4.3 Elect Paul Bulcke as Board Chairman For For Management
4.4a Appoint Beat W. Hess as Member of the For For Management
Compensation Committee
4.4b Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
4.4c Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.4d Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.5 Ratify KPMG AG as Auditors For For Management
4.6 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 60
Million
6 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard Alario For For Management
1B Elect Director Rodney Eads For For Management
1C Elect Director Merrill A. Miller, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Susan S. Denison For For Management
1.8 Elect Director Deborah J. Kissire For For Management
1.9 Elect Director John R. Murphy For For Management
1.10 Elect Director John R. Purcell For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Leon E. Panetta For For Management
1.13 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wences Casares For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director David M. Moffett For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Sustainability Against For Shareholder
7 Report on Feasibility of Net-Zero GHG Against Against Shareholder
Emissions
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: RI Security ID: F72027109
Meeting Date: NOV 17, 2016 Meeting Type: Annual/Special
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.88 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Termination Package of For For Management
Alexandre Ricard
6 Reelect Alexandre Ricard as Director For For Management
7 Reelect Pierre Pringuet as Director For For Management
8 Reelect Cesar Giron as Director For For Management
9 Reelect Wolfgang Colberg as Director For For Management
10 Ratify Appointment of Anne Lange as For For Management
Director
11 Appoint KPMG as Auditor For For Management
12 Appoint Salustro Reydel as Alternate For For Management
Auditor
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 970,000
14 Advisory Vote on Compensation of CEO, For For Management
Alexandre Ricard
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Restricted Stock Grants to For For Management
Executives Partially Compensating
Losses under the Previous Benefit
Pension Scheme
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Angel For For Management
1b Elect Director Oscar Bernardes For For Management
1c Elect Director Nance K. Dicciani For For Management
1d Elect Director Edward G. Galante For For Management
1e Elect Director Raymond W. LeBoeuf For For Management
1f Elect Director Larry D. McVay For For Management
1g Elect Director Martin H. Richenhagen For For Management
1h Elect Director Wayne T. Smith For For Management
1i Elect Director Robert L. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Adrian Bellamy as Director For Abstain Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Adrian Hennah as Director For For Management
8 Re-elect Kenneth Hydon as Director For Abstain Management
9 Re-elect Rakesh Kapoor as Director For For Management
10 Re-elect Pamela Kirby as Director For For Management
11 Re-elect Andre Lacroix as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Judith Sprieser as Director For For Management
14 Re-elect Warren Tucker as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Mead Johnson For For Management
Nutrition Company
--------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC.
Ticker: SBH Security ID: 79546E104
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine Button Bell For For Management
1.2 Elect Director Christian A. Brickman For For Management
1.3 Elect Director Erin Nealy Cox For For Management
1.4 Elect Director Marshall E. Eisenberg For For Management
1.5 Elect Director David W. Gibbs For For Management
1.6 Elect Director Robert R. McMaster For For Management
1.7 Elect Director John A. Miller For For Management
1.8 Elect Director Susan R. Mulder For For Management
1.9 Elect Director Edward W. Rabin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: OCT 27, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Elect Lee Jae-yong as Inside Director For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sheldon Gary Adelson as Director For For Management
3b Elect Chiang Yun as Director For For Management
3c Elect Victor Patrick Hoog Antink as For For Management
Director
3d Elect Kenneth Patrick Chung as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For For Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For For Management
1k Elect Director Tore I. Sandvold For For Management
1l Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Adopt and Approve Financials and For For Management
Dividends
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Approve Omnibus Stock Plan For For Management
7 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Losses and For For Management
Dividends of EUR 2.04 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Non-Binding Vote on Compensation of For For Management
Jean Pascal Tricoire
6 Non-Binding Vote on Compensation of For For Management
Emmanuel Babeau
7 Approve remuneration policy of CEO and For For Management
Chairman
8 Approve remuneration policy of Vice-CEO For For Management
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Nadine Bouquin as a Abstain Against Management
Representative of Employee
Shareholders to the Board
11 Elect Claude Briquet as a Abstain Against Management
Representative of Employee
Shareholders to the Board
12 Elect Xiaoyun Ma as a Representative For For Management
of Employee Shareholders to the Board
13 Elect Francois Martin-Festa as a Abstain Against Management
Representative of Employee
Shareholders to the Board
14 Elect Jean-Michel Vedrine as a Abstain Against Management
Representative of Employee
Shareholders to the Board
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 11 of Bylaws Re: For For Management
Election of Employee Shareholders
Representative to the board
18 Amend Article 19 of Bylaws to Comply For For Management
with Legal Changes
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 230 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above or Vote under Item 19 of
this Agenda
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 4.
85 Percent of Issued Capital Per Year
for Private Placements up to Aggregate
Nominal Amount of EUR 115 Million
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SKY PLC
Ticker: SKY Security ID: G8212B105
Meeting Date: OCT 13, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Jeremy Darroch as Director For For Management
5 Re-elect Andrew Griffith as Director For For Management
6 Re-elect Tracy Clarke as Director For For Management
7 Re-elect Martin Gilbert as Director For For Management
8 Re-elect Adine Grate as Director For For Management
9 Re-elect Matthieu Pigasse as Director For For Management
10 Re-elect Andy Sukawaty as Director For For Management
11 Re-elect James Murdoch as Director For Against Management
12 Re-elect Chase Carey as Director For For Management
13 Elect John Nallen as Director For For Management
14 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SONOVA HOLDING AG
Ticker: SOON Security ID: H8024W106
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Robert Spoerry as Director and For For Management
Board Chairman
4.1.2 Reelect Beat Hess as Director For For Management
4.1.3 Elect Lynn Dorsey Bleil as Director For For Management
4.1.4 Reelect Michael Jacobi as Director For For Management
4.1.5 Reelect Stacy Enxing Seng as Director For For Management
4.1.6 Reelect Anssi Vanjoki as Director For For Management
4.1.7 Reelect Roland van der Vis as Director For For Management
4.1.8 Reelect Jinlong Wang as Director For For Management
4.2.1 Appoint Robert Spoerry as Member of For For Management
the Compensation Committee
4.2.2 Appoint Beat Hess as Member of the For For Management
Compensation Committee
4.2.3 Appoint Stacy Enxing Seng as Member of For For Management
the Compensation Committee
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
4.4 Designate Andreas Keller as For For Management
Independent Proxy
5.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 3
Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 16.9
Million
6 Approve CHF 4,600 Reduction in Share For For Management
Capital via Cancellation of Shares
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3a Elect Director Stuart M. Essig For For Management
3b Elect Director Barbara B. Hill For For Management
3c Elect Director Michael A. Rocca For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Provide Proxy Access Right For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Jose Vinals as Director For For Management
4 Re-elect Om Bhatt as Director For For Management
5 Re-elect Dr Kurt Campbell as Director For For Management
6 Re-elect Dr Louis Cheung as Director For For Management
7 Re-elect David Conner as Director For For Management
8 Re-elect Dr Byron Grote as Director For For Management
9 Re-elect Andy Halford as Director For For Management
10 Re-elect Dr Han Seung-soo as Director For For Management
11 Re-elect Christine Hodgson as Director For For Management
12 Re-elect Gay Huey Evans as Director For For Management
13 Re-elect Naguib Kheraj as Director For For Management
14 Re-elect Jasmine Whitbread as Director For For Management
15 Re-elect Bill Winters as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Approve Scrip Dividend Program For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity in Relation For For Management
to Equity Convertible Additional Tier
1 Securities
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Market Purchase of For For Management
Preference Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Patrick de Saint-Aignan For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Ronda E. Stryker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 6 Per Share; Approve
Distribution of Shares in SCA Hygiene
8c Approve Record Date for Dividend For Did Not Vote Management
Payment
8d Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Directors (10) and For Did Not Vote Management
Deputy Directors (0) of Board
10 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.1 Million for
Chairman and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12a Reelect Par Boman as Director For Did Not Vote Management
12b Reelect Ewa Bjorling as Director For Did Not Vote Management
12c Reelect Maija-Liisa Friman as Director For Did Not Vote Management
12d Reelect Annemarie Gardshol as Director For Did Not Vote Management
12e Reelect Magnus Groth as Director For Did Not Vote Management
12f Reelect Johan Malmquist as Director For Did Not Vote Management
12g Reelect Bert Nordberg as Director For Did Not Vote Management
12h Reelect Louise Svanberg as Director For Did Not Vote Management
12i Reelect Barbara Milian Thoralfsson as For Did Not Vote Management
Director
12j Elect Lars Rebien Sorensen as Director For Did Not Vote Management
13 Elect Par Boman as Board Chairman For Did Not Vote Management
14 Ratify Ernst & Young as Auditors For Did Not Vote Management
15a Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee prior the
Extraordinary General Meeting
15b Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee prior the Next
Annual General Meeting (2018)
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Change Location of Registered For Did Not Vote Management
Office/Headquarters
18a Approve SEK 9.23 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation
18b Approve Capitalization of Reserves of For Did Not Vote Management
SEK 9.23 Million for Bonus Issue
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
7 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.8 Million to Chair
and SEK 600,000 to Other Directors;
Approve Remuneration for Committee Work
8a Elect Charlotte Bengtsson as New For Did Not Vote Management
Director
8b Elect Lennart Evrell as New Director For Did Not Vote Management
8c Elect Ulf Larsson as New Director For Did Not Vote Management
8d Elect Martin Lindqvist as New Director For Did Not Vote Management
8e Elect Lotta Lyra as New Director For Did Not Vote Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.85 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Management
5.1a Reelect Walter Kielholz as Director For For Management
and Board Chairman
5.1b Reelect Raymond Ch'ien as Director For For Management
5.1c Reelect Renato Fassbind as Director For For Management
5.1d Reelect Mary Francis as Director For For Management
5.1e Reelect Rajna Brandon as Director For For Management
5.1f Reelect Robert Henrikson as Director For For Management
5.1g Reelect Trevor Manuel as Director For For Management
5.1h Reelect Philip Ryan as Director For For Management
5.1i Reelect Paul Tucker as Director For For Management
5.1j Reelect Susan Wagner as Director For For Management
5.1k Elect Jay Ralph as Director For For Management
5.1l Elect Joerg Reinhardt as Director For For Management
5.1m Elect Jacques de Vaucleroy as Director For For Management
5.2a Appoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2b Appoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2c Appoint Robert Henrikson as Member of For For Management
the Compensation Committee
5.2d Appoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 9.9
Million
6.2 Approve Maximum Fixed and Variable For For Management
Long-Term Remuneration of Executive
Committee in the Amount of CHF 34
Million
7 Approve CHF 1.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
8 Authorize Repurchase of up to CHF 1 For For Management
Billion of Issued Share Capital
9.1 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of For For Management
Preemptive Rights
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Z. Cook For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Jeffrey A. Goldstein For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director John M. Hinshaw For For Management
1.8 Elect Director Edmund F. "Ted" Kelly For For Management
1.9 Elect Director John A. Luke, Jr. For For Management
1.10 Elect Director Jennifer B. Morgan For For Management
1.11 Elect Director Mark A. Nordenberg For For Management
1.12 Elect Director Elizabeth E. Robinson For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 13, 2017 Meeting Type: Annual
Record Date: JAN 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Colleen E. Jay For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director William A. Kozy For For Management
1.5 Elect Director Jody S. Lindell For For Management
1.6 Elect Director Gary S. Petersmeyer For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Stanley Zinberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director William W. George For For Management
1e Elect Director James A. Johnson For Against Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Maria Elena Lagomasino For Against Management
1f Elect Director Fred H. Langhammer For For Management
1g Elect Director Aylwin B. Lewis For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Sheryl K. Sandberg For For Management
1k Elect Director Orin C. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Proxy Access Bylaw Amendment Against Against Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: FEB 15, 2017 Meeting Type: Special
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. Barr For For Management
1b Elect Director Jeffrey L. Bewkes For For Management
1c Elect Director Robert C. Clark For For Management
1d Elect Director Mathias Dopfner For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Fred Hassan For For Management
1h Elect Director Paul D. Wachter For For Management
1i Elect Director Deborah C. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H892U1882
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.60 per Share from
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 71.9 Million
5 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31.5 Million
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect William Parrett as Director For For Management
6.1g Reelect Isabelle Romy as Director For For Management
6.1h Reelect Robert Scully as Director For For Management
6.1i Reelect Beatrice Weder di Mauro as For For Management
Director
6.1j Reelect Dieter Wemmer as Director For Against Management
6.2 Elect Julie Richardson as Director For For Management
6.3.1 Appoint Ann Godbehere as Member of the For For Management
Compensation Committee
6.3.2 Appoint Michel Demare as Member of the For For Management
Compensation Committee
6.3.3 Appoint Reto Francioni as Member of For For Management
the Compensation Committee
6.3.4 Appoint William Parrett as Member of For For Management
the Compensation Committee
7 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 14
Million
8.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Michael W. McConnell For For Management
1i Elect Director Thomas F. McLarty, III For For Management
1j Elect Director Steven R. Rogel For For Management
1k Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Candace Kendle For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Rudy H.P. Markham For For Management
1h Elect Director Franck J. Moison For For Management
1i Elect Director Clark "Sandy" T. Randt, For For Management
Jr.
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Edward A. Kangas For For Management
1g Elect Director Ellen J. Kullman For For Management
1h Elect Director Marshall O. Larsen For For Management
1i Elect Director Harold McGraw, III For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Scott Galloway For For Management
1.5 Elect Director Margaret A. Hayne For For Management
1.6 Elect Director Richard A. Hayne For For Management
1.7 Elect Director Elizabeth Ann Lambert For For Management
1.8 Elect Director Joel S. Lawson, III For For Management
1.9 Elect Director Robert H. Strouse For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director John A.C. Swainson For For Management
1i Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director Brian P. Anderson For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director D.G. Macpherson For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Michael J. Roberts For For Management
1.8 Elect Director James T. Ryan For For Management
1.9 Elect Director E. Scott Santi For For Management
1.10 Elect Director James D. Slavik For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Berendt For For Management
1.2 Elect Director Douglas A. Berthiaume For For Management
1.3 Elect Director Edward Conard For For Management
1.4 Elect Director Laurie H. Glimcher For For Management
1.5 Elect Director Christopher A. Kuebler For For Management
1.6 Elect Director William J. Miller For For Management
1.7 Elect Director Christopher J. O'Connell For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Adopt Proxy Access Right None For Shareholder
--------------------------------------------------------------------------------
WHITBREAD PLC
Ticker: WTB Security ID: G9606P197
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect David Atkins as Director For For Management
6 Elect Adam Crozier as Director For For Management
7 Elect Deanna Oppenheimer as Director For For Management
8 Re-elect Richard Baker as Director For For Management
9 Re-elect Alison Brittain as Director For For Management
10 Re-elect Nicholas Cadbury as Director For For Management
11 Re-elect Sir Ian Cheshire as Director For For Management
12 Re-elect Chris Kennedy as Director For For Management
13 Re-elect Louise Smalley as Director For For Management
14 Re-elect Susan Martin as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Sustainability Report For For Management
6 Re-elect Roberto Quarta as Director For For Management
7 Re-elect Dr Jacques Aigrain as Director For For Management
8 Re-elect Ruigang Li as Director For For Management
9 Re-elect Paul Richardson as Director For For Management
10 Re-elect Hugo Shong as Director For For Management
11 Re-elect Sir Martin Sorrell as Director For For Management
12 Re-elect Sally Susman as Director For For Management
13 Re-elect Solomon Trujillo as Director For For Management
14 Re-elect Sir John Hood as Director For For Management
15 Re-elect Nicole Seligman as Director For For Management
16 Re-elect Daniela Riccardi as Director For For Management
17 Elect Tarek Farahat as Director For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director Clark T. Randt, Jr. For For Management
1.3 Elect Director D. Boone Wayson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director David C. Dvorak For For Management
1e Elect Director Michael J. Farrell For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Michael W. Michelson For For Management
1j Elect Director Cecil B. Pickett For For Management
1k Elect Director Jeffrey K. Rhodes For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
========================= MFS Global Total Return Fund =========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sondra L. Barbour For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director David B. Dillon For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Edward M. Liddy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For For Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott, III For For Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director Glenn F. Tilton For Withhold Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 10, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Charles H. Giancarlo For For Management
1c Elect Director Herbert Hainer For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Marjorie Magner For For Management
1f Elect Director Nancy McKinstry For For Management
1g Elect Director Pierre Nanterme For For Management
1h Elect Director Gilles C. Pelisson For For Management
1i Elect Director Paula A. Price For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Frank K. Tang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: 1288 Security ID: Y00289119
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Work Report of the Board For For Management
of Supervisors
3 Approve 2016 Final Financial Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve 2017 Fixed Asset Investment For For Management
Budget
6 Elect Liao Luming as Director For For Management
7 Elect Huang Zhenzhong as Director For For Management
8 Elect Wang Xingchun as Supervisor For For Management
9 Approve Final Remuneration Plan for For For Management
Directors and Supervisors
10 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors
11 Amend Articles of Association For For Shareholder
12 To Listen to the 2016 Work Report of None None Management
Independent Directors of the Bank
13 To Listen to the 2016 Report on the None None Management
Implementation of the Plan on
Authorization of General Meeting of
Shareholders to the Board of Directors
of the Bank
14 To Listen to the Report on the None None Management
Management of Connected Transactions
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC Security ID: 008911877
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christie J.B. Clark For For Management
1.2 Elect Director Michael M. Green For For Management
1.3 Elect Director Jean Marc Huot For For Management
1.4 Elect Director Joseph B. Leonard For For Management
1.5 Elect Director Madeleine Paquin For For Management
1.6 Elect Director Roy J. Romanow For For Management
1.7 Elect Director Calin Rovinescu For For Management
1.8 Elect Director Vagn Sorensen For For Management
1.9 Elect Director Kathleen Taylor For For Management
1.10 Elect Director Annette Verschuren For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Amend Long Term Incentive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
6 The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian.
Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not
voted.
--------------------------------------------------------------------------------
ALIMENTATION COUCHE-TARD INC.
Ticker: ATD.B Security ID: 01626P403
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Bouchard For For Management
1.2 Elect Director Nathalie Bourque For For Management
1.3 Elect Director Jacques D'Amours For For Management
1.4 Elect Director Jean Elie For For Management
1.5 Elect Director Richard Fortin For For Management
1.6 Elect Director Brian Hannasch For For Management
1.7 Elect Director Melanie Kau For For Management
1.8 Elect Director Monique F. Leroux For For Management
1.9 Elect Director Real Plourde For For Management
1.10 Elect Director Daniel Rabinowicz For For Management
1.11 Elect Director Jean Turmel For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 SP 1: Approve Human Rights Risk Against Against Shareholder
Assessment
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Debra J. Kelly-Ennis For For Management
1.7 Elect Director W. Leo Kiely, III For For Management
1.8 Elect Director Kathryn B. McQuade For For Management
1.9 Elect Director George Munoz For For Management
1.10 Elect Director Nabil Y. Sakkab For For Management
1.11 Elect Director Virginia E. Shanks For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Cease Tobacco-Related Advertising Against Against Shareholder
--------------------------------------------------------------------------------
AMADEUS IT GROUP SA
Ticker: AMS Security ID: E04908112
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Elect Nicolas Huss as Director For For Management
5.2 Reelect Jose Antonio Tazon Garcia as For For Management
Director
5.3 Reelect Luis Maroto Camino as Director For For Management
5.4 Reelect David Gordon Comyn Webster as For For Management
Director
5.5 Reelect Pierre-Henri Gourgeon as For For Management
Director
5.6 Reelect Guillermo de la Dehesa Romero For For Management
as Director
5.7 Reelect Clara Furse as Director For For Management
5.8 Reelect Francesco Loredan as Director For For Management
5.9 Reelect Stuart McAlpine as Director For For Management
5.10 Reelect Marc Verspyck as Director For For Management
5.11 Reelect Roland Busch as Director For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration of Directors For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Ursula M. Burns For For Management
1d Elect Director Kenneth I. Chenault For For Management
1e Elect Director Peter Chernin For For Management
1f Elect Director Ralph de la Vega For For Management
1g Elect Director Anne L. Lauvergeon For For Management
1h Elect Director Michael O. Leavitt For For Management
1i Elect Director Theodore J. Leonsis For For Management
1j Elect Director Richard C. Levin For For Management
1k Elect Director Samuel J. Palmisano For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Robert D. Walter For For Management
1n Elect Director Ronald A. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Bruce R. Evans For For Management
1e Elect Director Edward H. Frank For For Management
1f Elect Director Mark M. Little For For Management
1g Elect Director Neil Novich For For Management
1h Elect Director Kenton J. Sicchitano For For Management
1i Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Fulvio Conti For For Management
1.5 Elect Director Cheryl A. Francis For For Management
1.6 Elect Director J. Michael Losh For For Management
1.7 Elect Director Robert S. Morrison For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Remuneration Policy For For Management
5 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
6 Accept Financial Statements and For For Management
Statutory Reports
7 Ratify Ernst & Young LLP as Aon's For For Management
Auditors
8 Ratify Ernst & Young LLP as Aon's U.K. For For Management
Statutory Auditor
9 Authorize Board to Fix Remuneration of For For Management
Auditors
10 Authorise Shares for Market Purchase For For Management
11 Issue of Equity or Equity-Linked For For Management
Securities with Pre-emptive Rights
12 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
13 Approve Political Donations For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Indirect Political Against For Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Proxy Access Right Against Against Shareholder
8 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BAKKAFROST P/F
Ticker: BAKKA Security ID: K4002E115
Meeting Date: APR 07, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Receive and Approve Board Report For Did Not Vote Management
3 Approve Annual Accounts For Did Not Vote Management
4 Approve Allocation of income and For Did Not Vote Management
Dividends of DKK 8.70 Per Share
5 Reelect Annika Frederiksberg and For Did Not Vote Management
Oystein Sandvik as Directors
6 Reelect Runi Hasen as Chairman For Did Not Vote Management
7 Approve remuneration of Directors and For Did Not Vote Management
Accounting Committee
8 Reelect Leif Eriksrod, Eyoun For Did Not Vote Management
Rasmussen, and Gunnar i Lioa
(Chairman) as Member of the Election
Committee
9 Approve Remuneration of Members of the For Did Not Vote Management
Election Committee
10 Ratify P/f Januar as Auditor For Did Not Vote Management
11 Approve Issuance of Shares without For Did Not Vote Management
Preemptive Rights; Authorize
Repurchase of Shares
12 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
and Board
13 Miscellaneous For Did Not Vote Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board For For Management
for Fiscal 2016
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
4.1 Elect Werner Wenning to the For For Management
Supervisory Board
4.2 Elect Paul Achleitner to the For For Management
Supervisory Board
4.3 Elect Norbert W. Bischofberger to the For For Management
Supervisory Board
4.4 Elect Thomas Ebeling to the For For Management
Supervisory Board
4.5 Elect Colleen A. Goggins to the For For Management
Supervisory Board
4.6 Elect Klaus Sturany to the Supervisory For For Management
Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Approve Affiliation Agreements with For For Management
Subsidiaries Bayer CropScience
Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2017
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director William S. Demchak For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Laurence D. Fink For For Management
1g Elect Director Fabrizio Freda For For Management
1h Elect Director Murry S. Gerber For For Management
1i Elect Director James Grosfeld For For Management
1j Elect Director Robert S. Kapito For For Management
1k Elect Director Deryck Maughan For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Ivan G. Seidenberg For For Management
1p Elect Director Marco Antonio Slim Domit For For Management
1q Elect Director John S. Varley For For Management
1r Elect Director Susan L. Wagner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Proxy Voting and Executive Against Against Shareholder
Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 23, 2017 Meeting Type: Annual/Special
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean Lemierre as Director For For Management
7 Reelect Monique Cohen as Director For For Management
8 Reelect Daniela Schwarzer as Director For For Management
9 Reelect Fields Wicker-Miurin as For For Management
Director
10 Elect Jacques Aschenbroich as Director For For Management
11 Approve Remuneration Policy for For For Management
Chairman of the Board
12 Approve Remuneration Policy for CEO For For Management
and Vice-CEO
13 Non-Binding Vote on Compensation of For For Management
Jean Lemierre, Chairman of the Board
14 Non-Binding Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
15 Non-Binding Vote on Compensation of For For Management
Philippe Bordenave, Vice-CEO
16 Non-Binding Vote on the Overall For For Management
Envelope of Compensation of Certain
Senior Management, Responsible
Officers and the Risk-takers
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD.
Ticker: 2388 Security ID: Y0920U103
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tian Guoli as Director For Against Management
3b Elect Chen Siqing as Director For Against Management
3c Elect Li Jiuzhong as Director For For Management
3d Elect Cheng Eva as Director For For Management
3e Elect Choi Koon Shum as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board or Duly Authorized
Committee of the Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD.
Ticker: 2388 Security ID: Y0920U103
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions and the New Caps
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Additional Pension Scheme For For Management
Agreement with Olivier Bouygues, Vice
CEO
6 Approve Additional Pension Scheme For Against Management
Agreement with Philippe Marien, Vice
CEO
7 Approve Additional Pension Scheme For Against Management
Agreement with Olivier Roussat, Vice
CEO
8 Non-Binding Vote on Compensation of For For Management
Martin Bouygues, CEO and Chairman
9 Non-Binding Vote on Compensation of For For Management
Olivier Bouygues, Vice CEO
10 Non-Binding Vote on Compensation of For For Management
Philippe Marien, Vice CEO
11 Non-Binding Vote on Compensation of For For Management
Olivier Roussat, Vice CEO
12 Approve Remuneration Policy of For Against Management
Chairman and CEO and Vice CEOs
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1 Million
14 Reelect Helman le Pas de Secheval as For For Management
Director
15 Elect Alexandre de Rothschild as For Against Management
Director
16 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 4 Billion for Bonus Issue
or Increase in Par Value
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 70 Million
22 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Increase of Up to For For Management
EUR 85 Million for Future Exchange
Offers
26 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for up to EUR
85 Million
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plans
29 Authorize Board to Issue Free Warrants For For Management
with Preemptive Rights During a Public
Tender Offer
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Elect Nils Andersen as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Alan Boeckmann as Director For For Management
9 Re-elect Frank Bowman as Director For For Management
10 Re-elect Ian Davis as Director For For Management
11 Re-elect Dame Ann Dowling as Director For For Management
12 Elect Melody Meyer as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Paula Reynolds as Director For For Management
15 Re-elect Sir John Sawers as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BRAMBLES LTD
Ticker: BXB Security ID: Q6634U106
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect George El Zoghbi as Director For For Management
4 Elect Anthony Grant Froggatt as For For Management
Director
5 Elect David Peter Gosnell as Director For For Management
6 Approve the Participation of Graham For For Management
Chipchase in the Performance Share Plan
7 Approve the Participation of Graham For For Management
Chipchase in the MyShare Plan
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint KPMG LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect Nicandro Durante as Director For For Management
8 Re-elect Sue Farr as Director For For Management
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Savio Kwan as Director For For Management
11 Re-elect Dr Pedro Malan as Director For For Management
12 Re-elect Dimitri Panayotopoulos as For For Management
Director
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Ben Stevens as Director For For Management
15 Elect Dr Marion Helmes as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Gavin Patterson as Director For For Management
6 Re-elect Tony Ball as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Isabel Hudson as Director For For Management
9 Re-elect Karen Richardson as Director For For Management
10 Re-elect Nick Rose as Director For For Management
11 Re-elect Jasmine Whitbread as Director For For Management
12 Elect Mike Inglis as Director For For Management
13 Elect Tim Hottges as Director For For Management
14 Elect Simon Lowth as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Political Donations For For Management
--------------------------------------------------------------------------------
BUNZL PLC
Ticker: BNZL Security ID: G16968110
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Philip Rogerson as Director For For Management
4 Re-elect Frank van Zanten as Director For For Management
5 Re-elect Patrick Larmon as Director For For Management
6 Re-elect Brian May as Director For For Management
7 Re-elect Eugenia Ulasewicz as Director For For Management
8 Re-elect Jean-Charles Pauze as Director For For Management
9 Re-elect Vanda Murray as Director For For Management
10 Elect Lloyd Pitchford as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Report For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director James D. Plummer For For Management
1.4 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.5 Elect Director John B. Shoven For For Management
1.6 Elect Director Roger S. Siboni For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent S. Belzberg For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Gary F. Colter For For Management
1.4 Elect Director Patrick D. Daniel For For Management
1.5 Elect Director Luc Desjardins For For Management
1.6 Elect Director Victor G. Dodig For For Management
1.7 Elect Director Linda S. Hasenfratz For For Management
1.8 Elect Director Kevin J. Kelly For For Management
1.9 Elect Director Christine E. Larsen For For Management
1.10 Elect Director Nicholas D. Le Pan For For Management
1.11 Elect Director John P. Manley For For Management
1.12 Elect Director Jane L. Peverett For For Management
1.13 Elect Director Katharine B. Stevenson For For Management
1.14 Elect Director Martine Turcotte For For Management
1.15 Elect Director Ronald W. Tysoe For For Management
1.16 Elect Director Barry L. Zubrow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Adopt a Policy of Withdrawal Against Against Shareholder
from Tax Havens or Jurisdictions with
Low Tax Rates
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shauneen Bruder For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Julie Godin For For Management
1.5 Elect Director Edith E. Holiday For For Management
1.6 Elect Director Luc Jobin For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Denis Losier For For Management
1.9 Elect Director Kevin G. Lynch For For Management
1.10 Elect Director James E. O'Connor For For Management
1.11 Elect Director Robert Pace For For Management
1.12 Elect Director Robert L. Phillips For For Management
1.13 Elect Director Laura Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Mark J. Alles For For Management
1.3 Elect Director Richard W. Barker For For Management
1.4 Elect Director Michael W. Bonney For For Management
1.5 Elect Director Michael D. Casey For Withhold Management
1.6 Elect Director Carrie S. Cox For For Management
1.7 Elect Director Michael A. Friedman For Withhold Management
1.8 Elect Director Julia A. Haller For For Management
1.9 Elect Director Gilla S. Kaplan For Withhold Management
1.10 Elect Director James J. Loughlin For For Management
1.11 Elect Director Ernest Mario For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gil Shwed as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Marius Nacht as Director Until For For Management
the End of the Next Annual General
Meeting
1.3 Reelect Jerry Ungerman as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Dan Propper as Director Until For For Management
the End of the Next Annual General
Meeting
1.5 Reelect David Rubner as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Tal Shavit as Director Until For For Management
the End of the Next Annual General
Meeting
2.1 Reelect Irwin Federman as External For For Management
Director for a Three-Year Period
2.2 Reelect Ray Rothrock as External For For Management
Director for a Three-Year Period
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Employment Terms of Gil Shwed, For For Management
CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CHEUNG KONG PROPERTY HOLDINGS LTD.
Ticker: 1113 Security ID: G2103F101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Final Dividend For Did Not Vote Management
3.1 Elect Li Tzar Kuoi, Victor as Director For Did Not Vote Management
3.2 Elect Kam Hing Lam as Director For Did Not Vote Management
3.3 Elect Chung Sun Keung, Davy as Director For Did Not Vote Management
3.4 Elect Cheong Ying Chew, Henry as For Did Not Vote Management
Director
3.5 Elect Colin Stevens Russel as Director For Did Not Vote Management
3.6 Elect Donald Jeffrey Roberts as For Did Not Vote Management
Director
4 Approve Deloitte Touche Tohmatsu as For Did Not Vote Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For Did Not Vote Management
Capital
5.3 Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Linnet F. Deily For For Management
1c Elect Director Robert E. Denham For For Management
1d Elect Director Alice P. Gast For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director John S. Watson For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
7 Annually Assess Portfolio Impacts of None None Shareholder
Policies to Meet 2-degree Scenario
*Withdrawn Resolution*
8 Assess and Report on Transition to a Against Against Shareholder
Low Carbon Economy
9 Require Independent Board Chairman Against Against Shareholder
10 Require Director Nominee with Against Against Shareholder
Environmental Experience
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of Supervisors For For Management
3 Approve 2016 Final Financial Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve Budget of 2017 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2015
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2015
8 Elect Malcolm Christopher McCarthy as For For Management
Director
9 Elect Feng Bing as Director For For Management
10 Elect Zhu Hailin as Director For For Management
11 Elect Wu Min as Director For For Management
12 Elect Zhang Qi as Director For For Management
13 Elect Guo You as Supervisor For For Management
14 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors and Authorize
Board to Fix Their Remuneration
1 Approve Issuance of Eligible Tier-2 For For Management
Capital Instruments
2 Approve Amendments to Articles of For Against Management
Association
3 Amend Rules of Procedures Regarding For For Management
General Meetings of Shareholders'
General Meetings
4 Amend Rules of Procedures for the For For Management
Board of Directors
5 Amend Rules of Procedures for the For For Management
Board of Supervisors
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Board of For For Management
Supervisors
3 Approve 2016 Financial Reports For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
6 Authorize Board to Determine the 2017 For For Management
Interim Profit Distribution
7 Authorize Board to Determine the For Against Management
Proposed Plan for the Issuance of Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Elect Li Yunpeng as Director For For Management
10 Elect Zhao Dong as Supervisor For For Shareholder
11 Amend Articles of Association and For For Management
Rules of Procedures of Board Meetings
12 Approve Overseas Listing Plan of For For Management
Sinopec Marketing Co., Ltd.
13 Approve Compliance of Overseas Listing For For Management
of Sinopec Marketing Co., Ltd. with
the Circular on Issues in Relation to
Regulating Overseas Listing of
Subsidiaries of Domestic-Listed
Companies
14 Approve Undertaking of the Company to For For Management
Maintain its Independent Listing Status
15 Approve Description of the Sustainable For For Management
Profitability and Prospects of the
Company
16 Authorize Board to Deal with Overseas For For Management
Listing Matters of Sinopec Marketing
Co., Ltd.
17 Approve Provision of Assured For For Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to H-Share Shareholders of
the Company Only for Overseas Listing
of Sinopec Marketing Co., Ltd.
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
4.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Robert M. Hernandez For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director James I. Cash For For Management
5.6 Elect Director Mary Cirillo For For Management
5.7 Elect Director Michael P. Connors For For Management
5.8 Elect Director John A. Edwardson For For Management
5.9 Elect Director Leo F. Mullin For For Management
5.10 Elect Director Kimberly A. Ross For For Management
5.11 Elect Director Robert W. Scully For For Management
5.12 Elect Director Eugene B. Shanks, Jr. For For Management
5.13 Elect Director Theodore E. Shasta For For Management
5.14 Elect Director David H. Sidwell For For Management
5.15 Elect Director Olivier Steimer For For Management
5.16 Elect Director James M. Zimmerman For For Management
6 Elect Evan G. Greenberg as Board For For Management
Chairman
7.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
7.2 Appoint Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7.4 Appoint Robert W. Scully as Member of For For Management
the Compensation Committee
7.5 Appoint James M. Zimmerman as Member For For Management
of the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Approve Qualified Employee Stock For For Management
Purchase Plan
10.1 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Directors
10.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 41
Million for Fiscal 2018
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Eric J. Foss For For Management
1.3 Elect Director Isaiah Harris, Jr. For For Management
1.4 Elect Director Jane E. Henney For For Management
1.5 Elect Director Roman Martinez, IV For For Management
1.6 Elect Director Donna F. Zarcone For For Management
1.7 Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For Against Management
1d Elect Director John T. Chambers For For Management
1e Elect Director Amy L. Chang For For Management
1f Elect Director John L. Hennessy For For Management
1g Elect Director Kristina M. Johnson For For Management
1h Elect Director Roderick C. McGeary For For Management
1i Elect Director Charles H. Robbins For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Steven M. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Arab and non-Arab Employees Against Against Shareholder
using EEO-1 Categories
6 Establish Board Committee on Against Against Shareholder
Operations in Israeli Settlements
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Asuka Nakahara For For Management
1.8 Elect Director David C. Novak For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.70 per Registered A
Share and CHF 0.17 per Registered B
Share
3 Approve Discharge of Board of Directors For For Management
4.1 Reelect Johann Rupert as Director and For Against Management
Board Chairman
4.2 Reelect Yves-Andre Istel as Director For For Management
4.3 Reelect Josua Malherbe as Director For Against Management
4.4 Reelect Jean-Blaise Eckert as Director For Against Management
4.5 Reelect Bernard Fornas as Director For Against Management
4.6 Reelect Richard Lepeu as Director For Against Management
4.7 Reelect Ruggero Magnoni as Director For Against Management
4.8 Reelect Simon Murray as Director For For Management
4.9 Reelect Guillaume Pictet as Director For For Management
4.10 Reelect Norbert Platt as Director For Against Management
4.11 Reelect Alan Quasha as Director For For Management
4.12 Reelect Maria Ramos as Director For For Management
4.13 Reelect Lord Renwick of Clifton as For For Management
Director
4.14 Reelect Jan Rupert as Director For Against Management
4.15 Reelect Gary Saage as Director For Against Management
4.16 Reelect Jurgen Schrempp as Director For Against Management
4.17 Reelect The Duke of Wellington as For For Management
Director
4.18 Elect Jeff Moss as Director For For Management
4.19 Elect Cyrille Vigneron as Director For Against Management
5.1 Appoint Lord Renwick of Clifton as For For Management
Member of the Compensation Committee
5.2 Appoint Yves Andre Istel as Member of For For Management
the Compensation Committee
5.3 Appoint The Duke of Wellington as For For Management
Member of the Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
7 Designate Francoise Demierre Morand For For Management
Independent Proxy
8.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 7.4
Million
8.2 Approve Maximum Fixed Remuneration of For For Management
Senior Executive Committee in the
Amount of CHF 9.9 Million
8.3 Approve Maximum Variable Remuneration For For Management
of Senior Executive Committee in the
Amount of CHF 16.4 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296190
Meeting Date: FEB 02, 2017 Meeting Type: Annual
Record Date: JAN 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Stefan Bomhard as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Gary Green as Director For For Management
8 Re-elect Johnny Thomson as Director For For Management
9 Re-elect Carol Arrowsmith as Director For For Management
10 Re-elect John Bason as Director For For Management
11 Re-elect Don Robert as Director For For Management
12 Re-elect Nelson Silva as Director For For Management
13 Re-elect Ireena Vittal as Director For For Management
14 Re-elect Paul Walsh as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Increase in the Limit on the For For Management
Aggregate Remuneration of the
Non-Executive Directors
18 Authorise Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Capital Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296190
Meeting Date: JUN 07, 2017 Meeting Type: Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Return by Way of For For Management
Special Dividend with Share
Consolidation
2 Authorise Issue of Equity with For For Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
5 Authorise Market Purchase of New For For Management
Ordinary Shares
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Timothy J. Donahue For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Rose Lee For For Management
1.6 Elect Director William G. Little For For Management
1.7 Elect Director Hans J. Loliger For For Management
1.8 Elect Director James H. Miller For For Management
1.9 Elect Director Josef M. Muller For For Management
1.10 Elect Director Caesar F. Sweitzer For For Management
1.11 Elect Director Jim L. Turner For For Management
1.12 Elect Director William S. Urkiel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Proxy Access Bylaw Amendment Against Against Shareholder
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For Against Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Report on Pay Disparity Against Against Shareholder
8 Adopt Quantitative Renewable Energy Against Against Shareholder
Goals
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hibino, Takashi For For Management
1.2 Elect Director Nakata, Seiji For For Management
1.3 Elect Director Nishio, Shinya For For Management
1.4 Elect Director Takahashi, Kazuo For For Management
1.5 Elect Director Matsui, Toshihiro For For Management
1.6 Elect Director Tashiro, Keiko For For Management
1.7 Elect Director Komatsu, Mikita For For Management
1.8 Elect Director Matsuda, Morimasa For For Management
1.9 Elect Director Matsubara, Nobuko For For Management
1.10 Elect Director Tadaki, Keiichi For For Management
1.11 Elect Director Onodera, Tadashi For For Management
1.12 Elect Director Ogasawara, Michiaki For Against Management
1.13 Elect Director Takeuchi, Hirotaka For For Management
1.14 Elect Director Nishikawa, Ikuo For For Management
2 Approve Deep Discount Stock Option For Against Management
Plan and Stock Option Plan
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Robert J. Hugin For For Management
1.4 Elect Director Thomas P. Joyce, Jr. For For Management
1.5 Elect Director Teri List-Stoll For For Management
1.6 Elect Director Walter G. Lohr, Jr. For For Management
1.7 Elect Director Mitchell P. Rales For For Management
1.8 Elect Director Steven M. Rales For For Management
1.9 Elect Director John T. Schwieters For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Raymond C. Stevens For For Management
1.12 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Report on Goals to Reduce Greenhouse Against Against Shareholder
Gas Emissions
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 27, 2017 Meeting Type: Annual/Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Stock Dividend Program For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Elect Gregg L. Engles as Director For For Management
10 Approve Transaction with J.P. Morgan For For Management
11 Non-Binding Vote on Compensation of For For Management
Franck Riboud, Chairman
12 Non-Binding Vote on Compensation of For For Management
Emmanuel Faber, CEO
13 Approve Remuneration Policy of Chairman For For Management
14 Approve Remuneration Policy of For For Management
Executive Officers
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 57 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 16 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 16 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 41 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Bart Broadman as Director For For Management
6 Elect Ho Tian Yee as Director For For Management
7 Elect Ow Foong Pheng as Director For For Management
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the DBSH Share Plan
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares Under the For For Management
DBSH Scrip Dividend Scheme to the
Final Dividends for the Year Ended Dec.
31, 2016
11 Approve Issuance of Shares Under the For For Management
DBSH Scrip Dividend Scheme for the
Dividends which may be Declared for
the Year Ending Dec. 31, 2017
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph S. Cantie For For Management
2 Elect Director Kevin P. Clark For For Management
3 Elect Director Gary L. Cowger For For Management
4 Elect Director Nicholas M. Donofrio For For Management
5 Elect Director Mark P. Frissora For For Management
6 Elect Director Rajiv L. Gupta For For Management
7 Elect Director Sean O. Mahoney For For Management
8 Elect Director Timothy M. Manganello For For Management
9 Elect Director Ana G. Pinczuk For For Management
10 Elect Director Thomas W. Sidlik For For Management
11 Elect Director Bernd Wiedemann For For Management
12 Elect Director Lawrence A. Zimmerman For For Management
13 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
Ticker: DWNI Security ID: D2046U176
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.74 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2017
6 Elect Juergen Fenk to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 110 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 70
Million Pool of Capital to Guarantee
Conversion Rights
10 Change of Corporate Form to Societas For For Management
Europaea (SE)
11 Change Location of Registered Office For For Management
to Berlin, Germany
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.70
Per Share
5a Approve Suggested Remuneration Policy For Did Not Vote Management
And Other Terms of Employment For
Executive Management (Consultative
Vote)
5b Approve Binding Remuneration Policy For Did Not Vote Management
And Other Terms of Employment For
Executive Management
6 Approve Company's Corporate Governance For Did Not Vote Management
Statement
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Authorize Share Repurchase Program For Did Not Vote Management
9 Elect Karl-Christian Agerup as New For Did Not Vote Management
Director
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 518,000 for
Chairman, NOK 329,000 for Vice
Chairman and NOK 329,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
for Nominating Committee
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL S.A
Ticker: EDP Security ID: X67925119
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Discharge of Management Board For Against Management
3.2 Approve Discharge of Supervisory Board For Against Management
3.3 Approve Discharge of Auditors For For Management
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Debt Instruments
6 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
7 Approve Statement on Remuneration For For Management
Policy Applicable to Other Corporate
Bodies
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director John C. Lechleiter For For Management
1d Elect Director David A. Ricks For For Management
1e Elect Director Marschall S. Runge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Deferred Compensation Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ENGIE
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 12, 2017 Meeting Type: Annual/Special
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share and an
Extra of EUR 0.10 per Share to Long
Term Registered Shares
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions; Acknowledge Ongoing
Transactions
5 Approve Additional Pension Scheme For For Management
Agreement with Isabelle Kocher, CEO
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify Appointment of Patrice Durand For For Management
as Director
8 Elect Christophe Aubert as None For Management
Representative of Employee
Shareholders to the Board
9 Elect Ton Willems as Representative of None Against Management
Employee Shareholders to the Board
10 Non-Binding Vote on Compensation of For For Management
Gerard Mestrallet, Chairman and CEO
until May 3, 2016
11 Non-Binding Vote on Compensation of For For Management
Isabelle Kocher, Vice CEO until May 3,
2016
12 Non-Binding Vote on Compensation of For For Management
Isabelle Kocher, CEO since May 3, 2016
13 Approve Remuneration Policy of For For Management
Executive Officers
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
16 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Walter W. Driver, Jr. For For Management
1c Elect Director Mark L. Feidler For For Management
1d Elect Director G. Thomas Hough For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Robert D. Marcus For For Management
1g Elect Director Siri S. Marshall For For Management
1h Elect Director John A. McKinley For For Management
1i Elect Director Richard F. Smith For For Management
1j Elect Director Elane B. Stock For For Management
1k Elect Director Mark B. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ESPRIT HOLDINGS LIMITED
Ticker: 330 Security ID: G3122U145
Meeting Date: DEC 06, 2016 Meeting Type: Annual
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Raymond Or Ching Fai as Director For For Management
2a2 Elect Alexander Reid Hamilton as For For Management
Director
2a3 Elect Carmelo Lee Ka Sze as Director For For Management
2a4 Elect Norbert Adolf Platt as Director For For Management
2b Authorize Board to Fix Directors' Fees For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Henrietta H. Fore For For Management
1.6 Elect Director Kenneth C. Frazier For For Management
1.7 Elect Director Douglas R. Oberhelman For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director Steven S. Reinemund For For Management
1.10 Elect Director William C. Weldon For For Management
1.11 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Amend Bylaws -- Call Special Meetings Against For Shareholder
8 Amend Bylaws to Prohibit Precatory Against Against Shareholder
Proposals
9 Disclose Percentage of Females at Each Against Against Shareholder
Percentile of Compensation
10 Report on Lobbying Payments and Policy Against For Shareholder
11 Increase Return of Capital to Against Against Shareholder
Shareholders in Light of Climate
Change Risks
12 Report on Climate Change Policies Against For Shareholder
13 Report on Methane Emissions Against For Shareholder
--------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LIMITED
Ticker: FFH Security ID: 303901102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Griffiths For For Management
1.2 Elect Director Robert J. Gunn For For Management
1.3 Elect Director Alan D. Horn For For Management
1.4 Elect Director Karen L. Jurjevich For For Management
1.5 Elect Director John R.V. Palmer For For Management
1.6 Elect Director Timothy R. Price For For Management
1.7 Elect Director Brandon W. Sweitzer For For Management
1.8 Elect Director Lauren C. Templeton For For Management
1.9 Elect Director Benjamin P. Watsa For For Management
1.10 Elect Director V. Prem Watsa For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Thomas M. Hagerty For For Management
1c Elect Director Keith W. Hughes For For Management
1d Elect Director David K. Hunt For For Management
1e Elect Director Stephan A. James For For Management
1f Elect Director Frank R. Martire For For Management
1g Elect Director Leslie M. Muma For For Management
1h Elect Director Gary A. Norcross For For Management
1i Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GALP ENERGIA, SGPS S.A.
Ticker: GALP Security ID: X3078L108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Co-option of Paula Amorim as For For Management
Board Chairperson
2 Ratify Co-option of Marta Amorim as For For Management
Director
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income For For Management
5 Approve Discharge of Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Approve Discharge of Auditors For For Management
8 Approve Statement on Remuneration For Against Management
Policy
9 Authorize Repurchase and Reissuance of For For Management
Shares and Bonds
--------------------------------------------------------------------------------
GAP INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Fisher For For Management
1b Elect Director William S. Fisher For For Management
1c Elect Director Tracy Gardner For For Management
1d Elect Director Brian Goldner For For Management
1e Elect Director Isabella D. Goren For For Management
1f Elect Director Bob L. Martin For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Arthur Peck For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Katherine Tsang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
GEBERIT AG
Ticker: GEBN Security ID: H2942E124
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 10 per Share
3 Approve Discharge of Board of Directors For For Management
4.1.1 Reelect Albert M. Baehny as Director For For Management
and Board Chairman
4.1.2 Reelect Felix R. Ehrat as Director For For Management
4.1.3 Reelect Thomas M. Huebner as Director For For Management
4.1.4 Reelect Hartmut Reuter as Director For For Management
4.1.5 Reelect Jorgen Tang-Jensen Director For For Management
4.1.6 Elect Eunice Zehnder-Lai as Director For For Management
4.2.1 Reelect Hartmut Reuter as Member of For For Management
the Compensation Committee
4.2.2 Reelect Jorgen Tang-Jensen as Member For For Management
of the Compensation Committee
4.2.3 Reelect Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
5 Designate Roger Mueller as Independent For For Management
Proxy
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.1 Approve Remuneration Report For For Management
7.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.35 Million
7.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 11.3
Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director David M. Cordani For For Management
1d Elect Director Roger W. Ferguson, Jr. For For Management
1e Elect Director Henrietta H. Fore For For Management
1f Elect Director Maria G. Henry For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Steve Odland For For Management
1i Elect Director Kendall J. Powell For For Management
1j Elect Director Robert L. Ryan For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Dorothy A. Terrell For For Management
1m Elect Director Jorge A. Uribe For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2017 Meeting Type: Proxy Contest
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Joseph J. Ashton For For Management
1.2 Elect Director Mary T. Barra For For Management
1.3 Elect Director Linda R. Gooden For For Management
1.4 Elect Director Joseph Jimenez For For Management
1.5 Elect Director Jane L. Mendillo For For Management
1.6 Elect Director Michael G. Mullen For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director Thomas M. Schoewe For For Management
1.10 Elect Director Theodore M. Solso For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
7 Creation of Dual-Class Common Stock Against Against Shareholder
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
1.1 Elect Directors Leo Hindery, Jr. For Did Not Vote Shareholder
1.2 Elect Director Vinit Sethi For Did Not Vote Shareholder
1.3 Elect Director William N. Thorndike, For Did Not Vote Shareholder
Jr.
1.4 Management Nominee Joseph J. Ashton For Did Not Vote Shareholder
1.5 Management Nominee Mary T. Barra For Did Not Vote Shareholder
1.6 Management Nominee Linda R. Gooden For Did Not Vote Shareholder
1.7 Management Nominee Joseph Jimenez For Did Not Vote Shareholder
1.8 Management Nominee James J. Mulva For Did Not Vote Shareholder
1.9 Management Nominee Patricia F. Russo For Did Not Vote Shareholder
1.10 Management Nominee Thomas M. Schoewe For Did Not Vote Shareholder
1.11 Management Nominee Theodore M. Solso For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For Did Not Vote Management
4 Approve Omnibus Stock Plan For Did Not Vote Management
5 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
6 Require Independent Board Chairman Against Did Not Vote Shareholder
7 Creation of Dual-Class Common Stock For Did Not Vote Shareholder
--------------------------------------------------------------------------------
GIVAUDAN SA
Ticker: GIVN Security ID: H3238Q102
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 56 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Victor Balli as Director For For Management
5.1.2 Reelect Werner Bauer as Director For For Management
5.1.3 Reelect Lilian Biner as Director For For Management
5.1.4 Reelect Michael Carlos as Director For For Management
5.1.5 Reelect Ingrid Deltenre as Director For For Management
5.1.6 Reelect Calvin Grieder as Director For For Management
5.1.7 Reelect Thomas Rufer as Director For For Management
5.2 Elect Calvin Grieder as Board Chairman For For Management
5.3.1 Appoint Werner Bauer as Member of the For For Management
Compensation Committee
5.3.2 Appoint Ingrid Deltenre as Member of For For Management
the Compensation Committee
5.3.3 Appoint Victor Balli as Member of the For For Management
Compensation Committee
5.4 Designate Manuel Isler as Independent For For Management
Proxy
5.5 Ratify Deloitte SA as Auditors For For Management
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 3
Million
6.2.1 Approve Short Term Variable For For Management
Remuneration of Executive Committee
for Fiscal 2016 in the Amount of CHF 3.
3 Million
6.2.2 Approve Maximum Fixed and Long Term For For Management
Remuneration of Executive Committee
for Fiscal 2017 in the Amount of CHF
19.8 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUL 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H.B. Baldwin, Jr. For For Management
1.2 Elect Director Mitchell L. Hollin For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
1.4 Elect Director John M. Partridge For For Management
1.5 Elect Director Jeffrey S. Sloan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GREGGS PLC
Ticker: GRG Security ID: G41076111
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint KPMG LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Ian Durant as Director For For Management
6 Re-elect Roger Whiteside as Director For For Management
7 Re-elect Richard Hutton as Director For For Management
8 Re-elect Allison Kirkby as Director For For Management
9 Re-elect Dr Helena Ganczakowski as For For Management
Director
10 Re-elect Peter McPhillips as Director For For Management
11 Re-elect Sandra Turner as Director For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Amend Performance Share Plan For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HACHIJUNI BANK LTD.
Ticker: 8359 Security ID: J17976101
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Yumoto, Shoichi For For Management
2.2 Elect Director Matsushita, Masaki For For Management
2.3 Elect Director Nakamura, Takashi For For Management
2.4 Elect Director Matsuda, Yoshinori For For Management
2.5 Elect Director Funami, Hideo For For Management
2.6 Elect Director Yoshie, Muneo For For Management
2.7 Elect Director Kurosawa, Sokichi For For Management
--------------------------------------------------------------------------------
HALMA PLC
Ticker: HLMA Security ID: G42504103
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Andrew Williams as Director For For Management
6 Re-elect Kevin Thompson as Director For For Management
7 Re-elect Adam Meyers as Director For For Management
8 Re-elect Daniela Barone Soares as For For Management
Director
9 Re-elect Roy Twite as Director For For Management
10 Re-elect Tony Rice as Director For For Management
11 Elect Carole Cran as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Milton Johnson For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Nancy-Ann DeParle For For Management
1d Elect Director Thomas F. Frist, III For For Management
1e Elect Director William R. Frist For For Management
1f Elect Director Charles O. Holliday, Jr. For For Management
1g Elect Director Ann H. Lamont For For Management
1h Elect Director Jay O. Light For For Management
1i Elect Director Geoffrey G. Meyers For For Management
1j Elect Director Wayne J. Riley For For Management
1k Elect Director John W. Rowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Shareholders may Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: N39427211
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.a Receive Report of Management Board None None Management
(Non-Voting)
1.b Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
1.c Adopt Financial Statements and For For Management
Statutory Reports
1.d Receive Explanation on Dividend Policy None None Management
1.e Approve Dividends of EUR1.34 Per Share For For Management
1.f Approve Discharge of Management Board For For Management
1.g Approve Discharge of Supervisory Board For For Management
2.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
2.c Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 2b
3 Amend Performance Criteria of For For Management
Long-Term Incentive Plan
4 Ratify Deloitte as Auditors For For Management
5 Reelect J.F.M.L. van Boxmeer to For For Management
Management Board
6.a Reelect M. Das to Supervisory Board For For Management
6.b Reelect V.C.O.B.J. Navarre to For For Management
Supervisory Board
--------------------------------------------------------------------------------
HIROSE ELECTRIC CO. LTD.
Ticker: 6806 Security ID: J19782101
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2 Amend Articles to Reduce Directors' For For Management
Term
3.1 Elect Director Ishii, Kazunori For For Management
3.2 Elect Director Nakamura, Mitsuo For For Management
3.3 Elect Director Kondo, Makoto For For Management
3.4 Elect Director Iizuka, Kazuyuki For For Management
3.5 Elect Director Okano, Hiroaki For For Management
3.6 Elect Director Kiriya, Yukio For For Management
3.7 Elect Director Hotta, Kensuke For For Management
3.8 Elect Director Motonaga, Tetsuji For For Management
--------------------------------------------------------------------------------
HISCOX LTD
Ticker: HSX Security ID: G4593F138
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Lynn Carter as Director For For Management
6 Re-elect Robert Childs as Director For For Management
7 Re-elect Caroline Foulger as Director For For Management
8 Re-elect Hamayou Akbar Hussain as For For Management
Director
9 Re-elect Ernst Jansen as Director For For Management
10 Re-elect Colin Keogh as Director For For Management
11 Re-elect Anne MacDonald as Director For For Management
12 Re-elect Bronislaw Masojada as Director For For Management
13 Re-elect Robert McMillan as Director For For Management
14 Re-elect Gunnar Stokholm as Director For For Management
15 Re-elect Richard Watson as Director For For Management
16 Reappoint PricewaterhouseCoopers Ltd For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director William S. Ayer For For Management
1C Elect Director Kevin Burke For For Management
1D Elect Director Jaime Chico Pardo For For Management
1E Elect Director David M. Cote For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Bradley T. Sheares For For Management
1M Elect Director Robin L. Washington For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Political Lobbying Disclosure Against For Shareholder
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: A005380 Security ID: Y38472109
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Chung Mong-koo as Inside Director For For Management
2.2 Elect Choi Eun-soo as Outside Director For For Management
3 Elect Choi Eun-soo as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director James W. Griffith For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Richard H. Lenny For For Management
1f Elect Director E. Scott Santi For For Management
1g Elect Director James A. Skinner For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Kevin M. Warren For For Management
1k Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
IMI PLC
Ticker: IMI Security ID: G47152114
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Lord Smith of Kelvin as For For Management
Director
5 Re-elect Carl-Peter Forster as Director For For Management
6 Re-elect Ross McInnes as Director For For Management
7 Re-elect Birgit Norgaard as Director For For Management
8 Re-elect Mark Selway as Director For For Management
9 Re-elect Isobel Sharp as Director For For Management
10 Re-elect Daniel Shook as Director For For Management
11 Re-elect Bob Stack as Director For For Management
12 Re-elect Roy Twite as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise EU Political Donations and For For Management
Expenditure
A Authorise Issue of Equity without For For Management
Pre-emptive Rights
B Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
C Authorise Market Purchase of Ordinary For For Management
Shares
D Authorise the Company to Call General For For Management
Meeting with 14 Clear Working Days'
Notice
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4721W102
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Alison Cooper as Director For For Management
6 Elect Therese Esperdy as Director For For Management
7 Re-elect David Haines as Director For For Management
8 Re-elect Matthew Phillips as Director For For Management
9 Elect Steven Stanbrook as Director For For Management
10 Re-elect Oliver Tant as Director For For Management
11 Re-elect Mark Williamson as Director For For Management
12 Re-elect Karen Witts as Director For For Management
13 Re-elect Malcolm Wyman as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E595
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Announcements on Sustainability None None Management
2c Receive Report of Supervisory Board None None Management
(Non-Voting)
2d Discuss Remuneration Report None None Management
2e Adopt Financial Statements and For For Management
Statutory Reports
3a Receive Explanation on Profit None None Management
Retention and Distribution Policy
3b Approve Dividends of EUR 0.66 Per Share For For Management
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5a Receive Information on Deferral Period None None Management
in the Remuneration Policy for Members
of the Executive Board
5b Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
6a Reelect Ralph Hamers to Management For For Management
Board
6b Elect Steven van Rijswijk to For For Management
Management Board
6c Elect Koos Timmermans to Management For For Management
Board
7a Reelect Hermann-Josef Lamberti to For For Management
Supervisory Board
7b Reelect Robert Reibestein to For For Management
Supervisory Board
7c Reelect Jeroen van der Veer to For For Management
Supervisory Board
7d Elect Jan Peter Balkenende to For For Management
Supervisory Board
7e Elect Margarete Haase to Supervisory For For Management
Board
7f Elect Hans Wijers to Supervisory Board For For Management
8a Authorize Issuance of Shares with For For Management
Preemptive Rights up to 40 Percent of
the Issued Share Capital
8b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Aneel Bhusri For For Management
1c Elect Director Andy D. Bryant For For Management
1d Elect Director Reed E. Hundt For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Gregory D. Smith For For Management
1j Elect Director Frank D. Yeary For For Management
1k Elect Director David B. Yoffie For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Political Contributions Disclosure Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Mark Fields For For Management
1.5 Elect Director Alex Gorsky For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director Virginia M. Rometty For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Peter R. Voser For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Appointed by Preferred None Did Not Vote Shareholder
Shareholder
2.1 Elect Carlos Roberto de Albuquerque Sa None Did Not Vote Shareholder
as Fiscal Council Member Appointed by
Preferred Shareholder
2.2 Elect Eduardo Azevedo do Valle as None Did Not Vote Shareholder
Alternate Fiscal Council Member
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 66
2 Appoint Alternate Statutory Auditor For For Management
Masaki, Michio
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Mark B. McClellan For For Management
1f Elect Director Anne M. Mulcahy For Against Management
1g Elect Director William D. Perez For For Management
1h Elect Director Charles Prince For For Management
1i Elect Director A. Eugene Washington For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Natalie A. Black For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Brian Duperreault For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Alex A. Molinaroli For For Management
1g Elect Director George R. Oliver For For Management
1h Elect Director Juan Pablo del Valle For For Management
Perochena
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Omnibus Stock Plan For For Management
8 Approve the Directors' Authority to For For Management
Allot Shares
9 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director Todd A. Combs For For Management
1f Elect Director James S. Crown For For Management
1g Elect Director James Dimon For For Management
1h Elect Director Timothy P. Flynn For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
1l Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
6 Prohibit Accelerated Vesting of Awards Against Against Shareholder
to Pursue Government Service
7 Clawback Amendment Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
10 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call a Special Meeting
--------------------------------------------------------------------------------
JUST EAT PLC
Ticker: JE. Security ID: G5215U106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect John Hughes as Director For For Management
4 Re-elect David Buttress as Director For For Management
5 Re-elect Gwyn Burr as Director For For Management
6 Re-elect Frederic Coorevits as Director For For Management
7 Re-elect Andrew Griffith as Director For For Management
8 Re-elect Diego Oliva as Director For For Management
9 Elect Paul Harrison as Director For For Management
10 Elect Roisin Donnelly as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 48
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Yoshida, Katsuhiko For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Hasebe, Yoshihiro For For Management
2.5 Elect Director Kadonaga, Sonosuke For For Management
2.6 Elect Director Oku, Masayuki For For Management
2.7 Elect Director Nagira, Yukio For For Management
3.1 Appoint Statutory Auditor Fujii, For For Management
Katsuya
3.2 Appoint Statutory Auditor Amano, Hideki For For Management
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Onodera, Tadashi For For Management
2.2 Elect Director Tanaka, Takashi For For Management
2.3 Elect Director Morozumi, Hirofumi For For Management
2.4 Elect Director Takahashi, Makoto For For Management
2.5 Elect Director Ishikawa, Yuzo For For Management
2.6 Elect Director Uchida, Yoshiaki For For Management
2.7 Elect Director Shoji, Takashi For For Management
2.8 Elect Director Muramoto, Shinichi For For Management
2.9 Elect Director Mori, Keiichi For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Kodaira, Nobuyori For For Management
2.12 Elect Director Fukukawa, Shinji For For Management
2.13 Elect Director Tanabe, Kuniko For For Management
2.14 Elect Director Nemoto, Yoshiaki For For Management
--------------------------------------------------------------------------------
KOBAYASHI PHARMACEUTICAL CO. LTD.
Ticker: 4967 Security ID: J3430E103
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Kazumasa For For Management
1.2 Elect Director Kobayashi, Yutaka For For Management
1.3 Elect Director Kobayashi, Akihiro For For Management
1.4 Elect Director Tsujino, Takashi For For Management
1.5 Elect Director Yamane, Satoshi For For Management
1.6 Elect Director Horiuchi, Susumu For For Management
1.7 Elect Director Tsuji, Haruo For For Management
1.8 Elect Director Ito, Kunio For For Management
1.9 Elect Director Sasaki, Kaori For For Management
2 Appoint Statutory Auditor Shiratsuchi, For For Management
Kazuhiro
3 Appoint Alternate Statutory Auditor For For Management
Fujitsu, Yasuhiko
4 Approve Disposal of Treasury Shares For For Management
for a Private Placement
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: Y48406105
Meeting Date: OCT 24, 2016 Meeting Type: Special
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kim Ju-seon as Member of Audit For For Management
Committee
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: Y48406105
Meeting Date: JAN 10, 2017 Meeting Type: Special
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Moon Bong-soo as Inside Director For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: A015760 Security ID: Y48406105
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Elect Cho Hwan-ik as Inside Director For For Management
--------------------------------------------------------------------------------
KOSE CORP.
Ticker: 4922 Security ID: J3622S100
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 63
2.1 Elect Director Hanagata, Kazumasa For For Management
2.2 Elect Director Naito, Noboru For For Management
2.3 Elect Director Nagahama, Kiyoto For For Management
2.4 Elect Director Kumada, Atsuo For For Management
2.5 Elect Director Shibusawa, Koichi For For Management
2.6 Elect Director Kobayashi, Masanori For For Management
2.7 Elect Director Yanai, Michihito For For Management
3 Appoint Statutory Auditor Arakane, Kumi For For Management
4 Approve Director Retirement Bonus For Against Management
5 Approve Statutory Auditor Retirement For Against Management
Bonus
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 125
2.1 Elect Director Takemasu, Sadanobu For For Management
2.2 Elect Director Imada, Katsuyuki For For Management
2.3 Elect Director Nakaniwa, Satoshi For For Management
2.4 Elect Director Osono, Emi For For Management
2.5 Elect Director Kyoya, Yutaka For For Management
2.6 Elect Director Akiyama, Sakie For For Management
2.7 Elect Director Hayashi, Keiko For For Management
2.8 Elect Director Nishio, Kazunori For For Management
3 Appoint Statutory Auditor Gonai, For For Management
Masakatsu
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Sir John Kingman as Director For For Management
4 Elect Philip Broadley as Director For For Management
5 Elect Jeff Davies as Director For For Management
6 Elect Lesley Knox as Director For For Management
7 Elect Kerrigan Procter as Director For For Management
8 Elect Toby Strauss as Director For For Management
9 Re-elect Carolyn Bradley as Director For For Management
10 Re-elect Julia Wilson as Director For For Management
11 Re-elect Nigel Wilson as Director For For Management
12 Re-elect Mark Zinkula as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LEGRAND
Ticker: LR Security ID: F56196185
Meeting Date: MAY 31, 2017 Meeting Type: Annual/Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.19 per Share
4 Non-Binding Vote on Compensation of For For Management
Gilles Schnepp, Chairman and CEO
5 Approve Remuneration Policy of For For Management
Chairman and CEO
6 Reelect Annalisa Loustau Elia as For For Management
Director
7 Renew Appointment of Deloitte & For For Management
Associes as Auditor
8 Decision Not to Renew BEAS as For For Management
Alternate Auditor
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel F. Akerson For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Rosalind G. Brewer For For Management
1d Elect Director David B. Burritt For For Management
1e Elect Director Bruce A. Carlson For For Management
1f Elect Director James O. Ellis, Jr. For For Management
1g Elect Director Thomas J. Falk For For Management
1h Elect Director Ilene S. Gordon For For Management
1i Elect Director Marillyn A. Hewson For For Management
1j Elect Director James M. Loy For For Management
1k Elect Director Joseph W. Ralston For For Management
1l Elect Director Anne Stevens For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Henshall For For Management
1.2 Elect Director Peter J. Sacripanti For For Management
1.3 Elect Director William R. Wagner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Nine Months of Fiscal 2016
2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 120 per
Share
2.1 Elect Vagit Alekperov as Director None For Management
2.2 Elect Viktor Blazheev as Director None For Management
2.3 Elect Toby Gati as Director None For Management
2.4 Elect Valery Grayfer as Director None For Management
2.5 Elect Igor Ivanov as Director None For Management
2.6 Elect Ravil Maganov as Director None For Management
2.7 Elect Roger Munnings as Director None For Management
2.8 Elect Richard Matzke as Director None For Management
2.9 Elect Nikolay Nikolaev as Director None For Management
2.10 Elect Ivan Pictet as Director None For Management
2.11 Elect Leonid Fedun as Director None For Management
2.12 Elect Lubov Khoba as Director None For Management
3.1 Elect Ivan Vrublevsky as Member of For For Management
Audit Commission
3.2 Elect Pavel Suloyev as Member of Audit For For Management
Commission
3.3 Elect Aleksandr Surkov as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors for For For Management
Fiscal 2016
4.2 Approve Remuneration of New Directors For For Management
for Fiscal 2017
5.1 Approve Remuneration of Members of For For Management
Audit Commission for Fiscal 2016
5.2 Approve Remuneration of New Members of For For Management
Audit Commission for Fiscal 2017
6 Ratify KPMG as Auditor For For Management
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors
,Executives, and Companies
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert G. Gwin For For Management
1b Elect Director Jacques Aigrain For For Management
1c Elect Director Lincoln Benet For For Management
1d Elect Director Jagjeet S. Bindra For For Management
1e Elect Director Robin Buchanan For For Management
1f Elect Director Stephen F. Cooper For For Management
1g Elect Director Nance K. Dicciani For For Management
1h Elect Director Claire S. Farley For For Management
1i Elect Director Isabella D. Goren For For Management
1j Elect Director Bruce A. Smith For For Management
1k Elect Director Rudy van der Meer For For Management
2 Adoption of Dutch Statutory Annual For For Management
Accounts
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Approve Dividends of EUR 0.85 Per Share For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG Security ID: 559222401
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Bonham For For Management
1.2 Elect Director Peter G. Bowie For For Management
1.3 Elect Director Barbara Judge For For Management
1.4 Elect Director Kurt J. Lauk For For Management
1.5 Elect Director Cynthia A. Niekamp For For Management
1.6 Elect Director William A. Ruh For For Management
1.7 Elect Director Indira V. Samarasekera For For Management
1.8 Elect Director Donald J. Walker For For Management
1.9 Elect Director Lawrence D. Worrall For For Management
1.10 Elect Director William L. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MARINE HARVEST ASA
Ticker: MHG Security ID: R2326D113
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Receive President's Report None None Management
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7 Approval of the Guidelines for For Did Not Vote Management
Allocation of Options
8 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 1.1 Million for
Chairman, NOK 575,000 For Vice
Chairman, and NOK 400,000 for Other
Directors; Approve Audit Committee Fees
9 Approve Remuneration of Nomination For Did Not Vote Management
Committee
10 Approve Remuneration of Auditors For Did Not Vote Management
11a Elect Ole-Eirik Leroy as Director For Did Not Vote Management
11b Elect Lisbet Naero as Director For Did Not Vote Management
11c Elect Orjan Svanevik as Director For Did Not Vote Management
12 Elect Members of Nominating Committee For Did Not Vote Management
13 Authorize Board to Declare Quarterly For Did Not Vote Management
Dividends
14 Authorize Board to Distribute Dividends For Did Not Vote Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Approve Creation of NOK 367.6 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
17 Approve Issuance of Convertible Bonds For Did Not Vote Management
without Preemptive Rights up to
Aggregate Nominal Amount of NOK 3.20
Billion
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director William G. McKenzie For For Management
(Gil)
1.5 Elect Director C. Reynolds Thompson, For For Management
III
1.6 Elect Director D. Paul Sparks, Jr. For For Management
1.7 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
1m Elect Director Preetha Reddy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5a Amend Articles of Association For For Management
5b Amend Memorandum of Association For For Management
6 Amend Articles to Clarify the Board's For For Management
Sole Authority to Determine its Size
Within the Fixed Limits
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Paul B. Rothman For For Management
1j Elect Director Patricia F. Russo For For Management
1k Elect Director Craig B. Thompson For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Holy Land Principles Against Against Shareholder
7 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
8 Report on Board Oversight of Product Against Against Shareholder
Safety and Quality
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director R. Glenn Hubbard For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director James M. Kilts For For Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MFS SERIES TRUST XIV - MFS INSTITUTIONAL MONEY MARKET PORTFOLIO
Ticker: Security ID: 55291X109
Meeting Date: MAR 23, 2017 Meeting Type: Written Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Buller For For Management
1.2 Elect Director John A. Caroselli For For Management
1.3 Elect Director Maureen R. Goldfarb For For Management
1.4 Elect Director David H. Gunning For For Management
1.5 Elect Director Michael Hegarty For For Management
1.6 Elect Director John P. Kavanaugh For For Management
1.7 Elect Director Robert J. Manning For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Maryanne L. Roepke For For Management
1.10 Elect Director Robin A. Stelmach For For Management
1.11 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Arthur H. Harper For For Management
1g Elect Director Laura K. Ipsen For For Management
1h Elect Director Marcos M. Lutz For For Management
1i Elect Director C. Steven McMillan For For Management
1j Elect Director Jon R. Moeller For For Management
1k Elect Director George H. Poste For For Management
1l Elect Director Robert J. Stevens For For Management
1m Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Effectiveness and Risks of Against Against Shareholder
Glyphosate Use
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Jorge A. Bermudez For For Management
1.3 Elect Director Darrell Duffie For For Management
1.4 Elect Director Kathryn M. Hill For For Management
1.5 Elect Director Ewald Kist For For Management
1.6 Elect Director Raymond W. McDaniel, Jr. For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Leslie F. Seidman For For Management
1.9 Elect Director Bruce Van Saun For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 16, 2016 Meeting Type: Annual
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Anthony Yuen as Director For For Management
2b Elect Philip Chronican as Director For For Management
2c Elect Douglas McKay as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Andrew Thorburn, Group Chief
Executive Officer
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4.1a Reelect Paul Bulcke as Director For For Management
4.1b Reelect Andreas Koopmann as Director For For Management
4.1c Reelect Henri de Castries as Director For For Management
4.1d Reelect Beat W. Hess as Director For For Management
4.1e Reelect Renato Fassbind as Director For For Management
4.1f Reelect Steven G. Hoch as Director For For Management
4.1g Reelect Naina Lal Kidwai as Director For For Management
4.1h Reelect Jean-Pierre Roth as Director For For Management
4.1i Reelect Ann M. Veneman as Director For For Management
4.1j Reelect Eva Cheng as Director For For Management
4.1k Reelect Ruth K. Oniang'o as Director For For Management
4.1l Reelect Patrick Aebischer as Director For For Management
4.2a Elect Ulf Mark Schneider as Director For For Management
4.2b Elect Ursula M. Burns as Director For For Management
4.3 Elect Paul Bulcke as Board Chairman For For Management
4.4a Appoint Beat W. Hess as Member of the For For Management
Compensation Committee
4.4b Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
4.4c Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.4d Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.5 Ratify KPMG AG as Auditors For For Management
4.6 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 60
Million
6 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
--------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE LTD.
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimamoto, Tadashi For For Management
1.2 Elect Director Suzuki, Hiroyuki For For Management
1.3 Elect Director Konomoto, Shingo For For Management
1.4 Elect Director Ueno, Ayumu For For Management
1.5 Elect Director Usumi, Yoshio For For Management
1.6 Elect Director Itano, Hiroshi For For Management
1.7 Elect Director Utsuda, Shoei For For Management
1.8 Elect Director Doi, Miwako For For Management
1.9 Elect Director Matsuzaki, Masatoshi For For Management
2 Appoint Statutory Auditor Okubo, For For Management
Noriaki
--------------------------------------------------------------------------------
NORTH PACIFIC BANK LTD.
Ticker: 8524 Security ID: J22260111
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Yokouchi, Ryuzo For For Management
2.2 Elect Director Ishii, Junji For For Management
2.3 Elect Director Shibata, Ryu For For Management
2.4 Elect Director Sakoda, Toshitaka For For Management
2.5 Elect Director Takeuchi, Iwao For For Management
2.6 Elect Director Nagano, Minoru For For Management
2.7 Elect Director Yasuda, Mitsuharu For For Management
2.8 Elect Director Matsushita, Katsunori For For Management
2.9 Elect Director Fujiike, Hideki For For Management
2.10 Elect Director Fukase, Satoshi For For Management
2.11 Elect Director Hayashi, Mikako For For Management
2.12 Elect Director Ubagai, Rieko For For Management
2.13 Elect Director Shimamoto, Kazuaki For For Management
3.1 Appoint Statutory Auditor Fujii, Fumiyo For For Management
3.2 Appoint Statutory Auditor Tachikawa, For Against Management
Hiroshi
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4 Approve CHF 5.14 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.5
Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 99 Million
5.3 Approve Remuneration Report For For Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
6.2 Reelect Nancy C. Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Pierre Landolt as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles L. Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William T. Winters as Director For For Management
6.13 Elect Frans van Houten as Director For For Management
7.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
7.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
7.4 Appoint William T. Winters as Member For For Management
of the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas Zahn as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director Persis S. Drell For For Management
1d Elect Director James C. Gaither For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director William J. Miller For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Howard I. Atkins For For Management
1c Elect Director Eugene L. Batchelder For For Management
1d Elect Director John E. Feick For For Management
1e Elect Director Margaret M. Foran For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Vicki Hollub For For Management
1h Elect Director William R. Klesse For For Management
1i Elect Director Jack B. Moore For For Management
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Report on Methane Emissions and Against For Shareholder
Flaring Targets
8 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Susan S. Denison For For Management
1.8 Elect Director Deborah J. Kissire For For Management
1.9 Elect Director John R. Murphy For For Management
1.10 Elect Director John R. Purcell For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: J61374120
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles
3.1 Elect Director Tateishi, Fumio For For Management
3.2 Elect Director Yamada, Yoshihito For For Management
3.3 Elect Director Miyata, Kiichiro For For Management
3.4 Elect Director Nitto, Koji For For Management
3.5 Elect Director Ando, Satoshi For For Management
3.6 Elect Director Kobayashi, Eizo For For Management
3.7 Elect Director Nishikawa, Kuniko For For Management
3.8 Elect Director Kamigama, Takehiro For For Management
4 Appoint Statutory Auditor Kunihiro, For For Management
Tadashi
5 Appoint Alternate Statutory Auditor For For Management
Watanabe, Toru
6 Approve Annual Bonus For For Management
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Leon E. Panetta For For Management
1.13 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Lim Chee Onn as Director For For Management
2.2 Elect Maxine Brenner as Director For For Management
2.3 Elect Gene Tilbrook as Director For For Management
2.4 Elect Karen Moses as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Alberto Calderon, Managing
Director of the Company
5 Approve the Proportional Takeover For For Management
Provisions
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Cesar Conde For For Management
1B Elect Director J. Brian Ferguson For For Management
1C Elect Director Ralph F. Hake For For Management
1D Elect Director F. Philip Handy For For Management
1E Elect Director Edward F. Lonergan For For Management
1F Elect Director Maryann T. Mannen For For Management
1G Elect Director James J. McMonagle For For Management
1H Elect Director W. Howard Morris For For Management
1I Elect Director Suzanne P. Nimocks For For Management
1J Elect Director Michael H. Thaman For For Management
1K Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: RI Security ID: F72027109
Meeting Date: NOV 17, 2016 Meeting Type: Annual/Special
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.88 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Termination Package of For For Management
Alexandre Ricard
6 Reelect Alexandre Ricard as Director For For Management
7 Reelect Pierre Pringuet as Director For For Management
8 Reelect Cesar Giron as Director For For Management
9 Reelect Wolfgang Colberg as Director For For Management
10 Ratify Appointment of Anne Lange as For For Management
Director
11 Appoint KPMG as Auditor For For Management
12 Appoint Salustro Reydel as Alternate For For Management
Auditor
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 970,000
14 Advisory Vote on Compensation of CEO, For For Management
Alexandre Ricard
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Restricted Stock Grants to For For Management
Executives Partially Compensating
Losses under the Previous Benefit
Pension Scheme
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Frances D. Fergusson For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
6 Amend Bylaws - Call Special Meetings Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Massimo Ferragamo For For Management
1.5 Elect Director Werner Geissler For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Jun Makihara For For Management
1.8 Elect Director Sergio Marchionne For Against Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect Director Lucio A. Noto For For Management
1.11 Elect Director Frederik Paulsen For For Management
1.12 Elect Director Robert B. Polet For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Restricted Stock Plan For For Management
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
6 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
7 Establish a Board Committee on Human Against Against Shareholder
Rights
8 Participate in OECD Mediation for Against Against Shareholder
Human Rights Violations
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Hugh Grant For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director Michele J. Hooper For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Mark B. Grier For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director George Paz For For Management
1.8 Elect Director Sandra Pianalto For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Douglas A. Scovanner For For Management
1.11 Elect Director John R. Strangfeld For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Operation Report For For Management
and Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3.1 Elect Prasert Bunsumpun as Director For For Management
3.2 Elect Amnuay Preemonwong as Director For For Management
3.3 Elect Auttapol Rerkpiboon as Director For For Management
3.4 Elect Sarun Rungkasiri as Director For For Management
3.5 Elect Praphon Wongtharua as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Purchase and Sale of Shares, For For Management
Acceptance of Transfer of Rights and
Obligation under the Shareholders
Agreements and Loan Agreements, and
the Transfer of the Projects' Study
Results
7 Other Business For Against Management
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Adrian Bellamy as Director For Abstain Management
5 Re-elect Nicandro Durante as Director For For Management
6 Re-elect Mary Harris as Director For For Management
7 Re-elect Adrian Hennah as Director For For Management
8 Re-elect Kenneth Hydon as Director For Abstain Management
9 Re-elect Rakesh Kapoor as Director For For Management
10 Re-elect Pamela Kirby as Director For For Management
11 Re-elect Andre Lacroix as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Judith Sprieser as Director For For Management
14 Re-elect Warren Tucker as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Mead Johnson For For Management
Nutrition Company
--------------------------------------------------------------------------------
RELX NV
Ticker: REN Security ID: N7364X107
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.a Amend Remuneration Policy For For Management
3.b Amend Restricted Stock Plan For For Management
3.c Approve Addition of a Deferred Share For For Management
Element to the Annual Incentive Plan
4 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Dividends of EUR 0.423 Per For For Management
Share
7.a Approve Discharge of Executive For For Management
Directors
7.b Approve Discharge of Non-Executive For For Management
Directors
8 Ratify Ernst & Young as Auditor For For Management
9.a Reelect Anthony Habgood as For For Management
Non-Executive Director
9.b Reelect Wolfhart Hauser as For For Management
Non-Executive Director
9.c Reelect Adrian Hennah as Non-Executive For For Management
Director
9.d Reelect Marike van Lier Lels as For For Management
Non-Executive Director
9.e Reelect Robert MacLeod as For For Management
Non-Executive Director
9.f Relect Carol Mills as Non-Executive For For Management
Director
9.g Reelect Linda Sanford as Non-Executive For For Management
Director
9.h Reelect Ben van der Veer as For For Management
Non-Executive Director
10.a Reelect Erik Engstrom as Executive For For Management
Director
10.b Reelect Nick Luff as Executive Director For For Management
11.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11.b Approve Cancellation of up to 50 For For Management
Million Ordinary Shares Held in
Treasury
12.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
12.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
12.a
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
RICE ENERGY INC.
Ticker: RICE Security ID: 762760106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Rice, III For Withhold Management
1.2 Elect Director John McCartney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report for UK Law For For Management
Purposes
3 Approve Remuneration Report for For For Management
Australian Law Purposes
4 Approve the Potential Termination of For For Management
Benefits for Australian Law Purposes
5 Re-elect Megan Clark as Director For For Management
6 Elect David Constable as Director For For Management
7 Re-elect Jan du Plessis as Director For For Management
8 Re-elect Ann Godbehere as Director For For Management
9 Elect Simon Henry as Director For For Management
10 Elect Jean-Sebastien Jacques as For For Management
Director
11 Elect Sam Laidlaw as Director For For Management
12 Re-elect Michael L'Estrange as Director For For Management
13 Re-elect Chris Lynch as Director For For Management
14 Re-elect Paul Tellier as Director For For Management
15 Re-elect Simon Thompson as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: JUN 27, 2017 Meeting Type: Special
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Coal & Allied For For Management
Industries Limited to Yancoal
Australia Limited
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew A. Chisholm For For Management
1.2 Elect Director Jacynthe Cote For For Management
1.3 Elect Director Toos N. Daruvala For For Management
1.4 Elect Director David F. Denison For For Management
1.5 Elect Director Richard L. George For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Michael H. McCain For For Management
1.8 Elect Director David McKay For For Management
1.9 Elect Director Heather Munroe-Blum For For Management
1.10 Elect Director Thomas A. Renyi For For Management
1.11 Elect Director Kathleen Taylor For For Management
1.12 Elect Director Bridget A. van Kralingen For For Management
1.13 Elect Director Thierry Vandal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Adopt a Policy of Withdrawal Against Against Shareholder
from Tax Havens or Jurisdictions with
Low Tax Rates
5 SP 2: Approve Annual Disclosure of Against For Shareholder
Lobbying-Related Matters
6 SP 3: Approve Simplification and Against Against Shareholder
Improvement of the Management
Disclosure on Executive Compensation
7 SP 4: Approve Board Size By-Law Against Against Shareholder
8 SP 5: Adopt Proxy Access Bylaw Against For Shareholder
9 SP 6: Approve Retirement and Severance Against Against Shareholder
Agreements
10 SP 7: Approve Placement of Shareholder Against Against Shareholder
Proposals in Circular
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: OCT 27, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Elect Lee Jae-yong as Inside Director For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sheldon Gary Adelson as Director For For Management
3b Elect Chiang Yun as Director For For Management
3c Elect Victor Patrick Hoog Antink as For For Management
Director
3d Elect Kenneth Patrick Chung as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO. LTD.
Ticker: 4536 Security ID: J68467109
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Kurokawa, Akira For For Management
2.2 Elect Director Ito, Takeshi For For Management
2.3 Elect Director Tsujimura, Akihiro For For Management
2.4 Elect Director Taniuchi, Shigeo For For Management
2.5 Elect Director Katayama, Takayuki For For Management
2.6 Elect Director Oishi, Kanoko For For Management
2.7 Elect Director Shintaku, Yutaro For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For For Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For For Management
1k Elect Director Tore I. Sandvold For For Management
1l Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Adopt and Approve Financials and For For Management
Dividends
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Approve Omnibus Stock Plan For For Management
7 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Losses and For For Management
Dividends of EUR 2.04 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Non-Binding Vote on Compensation of For For Management
Jean Pascal Tricoire
6 Non-Binding Vote on Compensation of For For Management
Emmanuel Babeau
7 Approve remuneration policy of CEO and For For Management
Chairman
8 Approve remuneration policy of Vice-CEO For For Management
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Nadine Bouquin as a Abstain Against Management
Representative of Employee
Shareholders to the Board
11 Elect Claude Briquet as a Abstain Against Management
Representative of Employee
Shareholders to the Board
12 Elect Xiaoyun Ma as a Representative For For Management
of Employee Shareholders to the Board
13 Elect Francois Martin-Festa as a Abstain Against Management
Representative of Employee
Shareholders to the Board
14 Elect Jean-Michel Vedrine as a Abstain Against Management
Representative of Employee
Shareholders to the Board
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 11 of Bylaws Re: For For Management
Election of Employee Shareholders
Representative to the board
18 Amend Article 19 of Bylaws to Comply For For Management
with Legal Changes
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 230 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above or Vote under Item 19 of
this Agenda
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 4.
85 Percent of Issued Capital Per Year
for Private Placements up to Aggregate
Nominal Amount of EUR 115 Million
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO. LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Nakayama, Junzo For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Izumida, Tatsuya For For Management
2.6 Elect Director Ozeki, Ichiro For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Fuse, Tatsuro For For Management
2.9 Elect Director Hirose, Takaharu For For Management
2.10 Elect Director Kawano, Hirobumi For For Management
2.11 Elect Director Watanabe, Hajime For For Management
3 Appoint Statutory Auditor Yokomizo, For For Management
Masao
4 Approve Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7484G106
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 70 per Share
4.1a Reelect Paul Desmarais, jr. as Director For Against Management
4.1b Reelect August von Finck as Director For Against Management
4.1c Reelect August Francois von Finck as For Against Management
Director
4.1d Reelect Ian Gallienne as Director For Against Management
4.1e Reelect Cornelius Grupp as Director For For Management
4.1f Reelect Peter Kalantzis as Director For For Management
4.1g Reelect Christopher Kirk as Director For Against Management
4.1h Reelect Gerard Lamarche as Director For Against Management
4.1i Reelect Sergio Marchionne as Director For For Management
4.1j Reelect Shelby R. du Pasquier as For For Management
Director
4.2 Reelect Sergio Marchionne as Board For For Management
Chairman
4.3a Reelect August von Finck as Member of For Against Management
the Compensation Committee
4.3b Reelect Ian Gallienne as Member of the For Against Management
Compensation Committee
4.3c Reelect Shelby R. du Pasquier as For For Management
Member of the Compensation Committee
4.4 Ratify Deloitte SA as Auditors For For Management
4.5 Designate Jeandin and Defacqz as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.1 Million
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.3 Million
5.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.7 Million
6 Approve CHF 188,704 Reduction in Share For For Management
Capital via the Cancellation of
Repurchased Shares
7 Approve Creation of CHF 500,000 Pool For For Management
of Capital without Preemptive Rights
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015/2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015/2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015/2016
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2016/2017
--------------------------------------------------------------------------------
SOFTBANK GROUP CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Son, Masayoshi For For Management
2.2 Elect Director Miyauchi, Ken For For Management
2.3 Elect Director Ronald Fisher For For Management
2.4 Elect Director Marcelo Claure For For Management
2.5 Elect Director Rajeev Misra For For Management
2.6 Elect Director Simon Segars For For Management
2.7 Elect Director Yun Ma For For Management
2.8 Elect Director Yanai, Tadashi For For Management
2.9 Elect Director Nagamori, Shigenobu For For Management
2.10 Elect Director Mark Schwartz For For Management
2.11 Elect Director Yasir O. Al-Rumayyan For For Management
3.1 Appoint Statutory Auditor Suzaki, For For Management
Masato
3.2 Appoint Statutory Auditor Uno, Soichiro For For Management
3.3 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SPECTRIS PLC
Ticker: SXS Security ID: G8338K104
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Kjersti Wiklund as Director For For Management
6 Re-elect Dr John Hughes as Director For For Management
7 Re-elect John O'Higgins as Director For For Management
8 Re-elect Russell King as Director For For Management
9 Re-elect Ulf Quellmann as Director For For Management
10 Re-elect Bill Seeger as Director For For Management
11 Re-elect Clive Watson as Director For For Management
12 Re-elect Martha Wyrsch as Director For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Performance Share Plan For For Management
16 Approve Savings Related Share Option For For Management
Scheme
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3a Elect Director Stuart M. Essig For For Management
3b Elect Director Barbara B. Hill For For Management
3c Elect Director Michael A. Rocca For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Provide Proxy Access Right For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For For Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
1.6 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Patrick de Saint-Aignan For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Three
Committees - Amend Provisions on
Director Titles - Indemnify Directors
3.1 Elect Director Miyata, Koichi For For Management
3.2 Elect Director Kunibe, Takeshi For For Management
3.3 Elect Director Takashima, Makoto For For Management
3.4 Elect Director Ogino, Kozo For For Management
3.5 Elect Director Ota, Jun For For Management
3.6 Elect Director Tanizaki, Katsunori For For Management
3.7 Elect Director Yaku, Toshikazu For For Management
3.8 Elect Director Teramoto, Toshiyuki For For Management
3.9 Elect Director Mikami, Toru For For Management
3.10 Elect Director Kubo, Tetsuya For For Management
3.11 Elect Director Matsumoto, Masayuki For For Management
3.12 Elect Director Arthur M. Mitchell For For Management
3.13 Elect Director Yamazaki, Shozo For For Management
3.14 Elect Director Kono, Masaharu For For Management
3.15 Elect Director Tsutsui, Yoshinobu For For Management
3.16 Elect Director Shimbo, Katsuyoshi For For Management
3.17 Elect Director Sakurai, Eriko For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867224107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Mel E. Benson For For Management
1.3 Elect Director Jacynthe Cote For For Management
1.4 Elect Director Dominic D'Alessandro For For Management
1.5 Elect Director John D. Gass For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Maureen McCaw For For Management
1.8 Elect Director Michael W. O'Brien For For Management
1.9 Elect Director Eira M. Thomas For For Management
1.10 Elect Director Steven W. Williams For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 6 Per Share; Approve
Distribution of Shares in SCA Hygiene
8c Approve Record Date for Dividend For Did Not Vote Management
Payment
8d Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Directors (10) and For Did Not Vote Management
Deputy Directors (0) of Board
10 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.1 Million for
Chairman and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12a Reelect Par Boman as Director For Did Not Vote Management
12b Reelect Ewa Bjorling as Director For Did Not Vote Management
12c Reelect Maija-Liisa Friman as Director For Did Not Vote Management
12d Reelect Annemarie Gardshol as Director For Did Not Vote Management
12e Reelect Magnus Groth as Director For Did Not Vote Management
12f Reelect Johan Malmquist as Director For Did Not Vote Management
12g Reelect Bert Nordberg as Director For Did Not Vote Management
12h Reelect Louise Svanberg as Director For Did Not Vote Management
12i Reelect Barbara Milian Thoralfsson as For Did Not Vote Management
Director
12j Elect Lars Rebien Sorensen as Director For Did Not Vote Management
13 Elect Par Boman as Board Chairman For Did Not Vote Management
14 Ratify Ernst & Young as Auditors For Did Not Vote Management
15a Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee prior the
Extraordinary General Meeting
15b Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee prior the Next
Annual General Meeting (2018)
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Change Location of Registered For Did Not Vote Management
Office/Headquarters
18a Approve SEK 9.23 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation
18b Approve Capitalization of Reserves of For Did Not Vote Management
SEK 9.23 Million for Bonus Issue
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
7 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.8 Million to Chair
and SEK 600,000 to Other Directors;
Approve Remuneration for Committee Work
8a Elect Charlotte Bengtsson as New For Did Not Vote Management
Director
8b Elect Lennart Evrell as New Director For Did Not Vote Management
8c Elect Ulf Larsson as New Director For Did Not Vote Management
8d Elect Martin Lindqvist as New Director For Did Not Vote Management
8e Elect Lotta Lyra as New Director For Did Not Vote Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB
Ticker: SHB A Security ID: W9112U104
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.00 Per Share
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Authorize Repurchase of up to 120 For Did Not Vote Management
Million Shares and Reissuance of
Repurchased Shares
12 Authorize Repurchase of Up to 2 For Did Not Vote Management
Percent of Issued Share Capital for
the Bank's Trading Book
13 Approve Issuance of Convertible For Did Not Vote Management
Capital Instruments Corresponding to a
Maximum of 180 Million Shares
14 Determine Number of Directors (11) For Did Not Vote Management
15 Determine Number of Auditors (2) For Did Not Vote Management
16a Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 3.15 Million for
Chairman, SEK 900,000 for Vice
Chairmen, and SEK 640,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
16b Reduce Remuneration of Directors with None Did Not Vote Shareholder
Ten Percent (SEK 2.84 Million for
Chairman, SEK 810,000 for Vice
Chairmen and SEK 576,000 for Other
Directors)
17a Reelect Karin Apelman Director For Did Not Vote Management
17b Reelect Jon Fredrik Baksaas as Director For Did Not Vote Management
17c Reelect Par Boman as Director For Did Not Vote Management
17d Reelect Kerstin Hessius as Director For Did Not Vote Management
17e Reelect Ole Johansson as Director For Did Not Vote Management
17f Reelect Lise Kaae as Director For Did Not Vote Management
17g Reelect Fredrik Lundberg as Director For Did Not Vote Management
17h Reelect Bente Rathe as Director For Did Not Vote Management
17i Reelect Charlotte Skogas as Director For Did Not Vote Management
17j Elect Anders Bouvin as New Director For Did Not Vote Management
17k Elect Jan-Erik Hoog as New Director For Did Not Vote Management
18 Reelect Par Boman as Board Chairman For Did Not Vote Management
19 Ratify Ernst & Young and For Did Not Vote Management
PricewaterhouseCoopers as Auditors
20 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
21 Approve Proposal Concerning the For Did Not Vote Management
Appointment of Auditors in Foundations
Without Own Management
22a Adopt a Vision for Absolute Gender None Did Not Vote Shareholder
Equality on All Levels Within the
Company
22b Instruct the Board to Set Up a Working None Did Not Vote Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
22c Require the Results from the Working None Did Not Vote Shareholder
Group Concerning Item 22a to be
Reported to the AGM
22d Request Board to Take Necessary Action None Did Not Vote Shareholder
to Create a Shareholders' Association
22e Prohibit Directors from Being Able to None Did Not Vote Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
22f Instruct the Nomination Committee to None Did Not Vote Shareholder
Pay Extra Attention to Questions
Concerning Ethics, Gender, and
Ethnicity
22g Instruct the Board to Prepare a None Did Not Vote Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
22h Request Board to Propose to the None Did Not Vote Shareholder
Appropriate Authority to Bring About a
Changed Regulation in the Area
Relating to Item 22e
22i Request Board to Make an Assessment of None Did Not Vote Shareholder
the Consequences of an Abolition of
Voting Power Differences in the Company
22j Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
22k Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation
Relating to Item 23: Former
Politicians on the Board of Directors
23 Amend Articles Re: Former Politicians None Did Not Vote Shareholder
on the Board of Directors
24 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.85 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Management
5.1a Reelect Walter Kielholz as Director For For Management
and Board Chairman
5.1b Reelect Raymond Ch'ien as Director For For Management
5.1c Reelect Renato Fassbind as Director For For Management
5.1d Reelect Mary Francis as Director For For Management
5.1e Reelect Rajna Brandon as Director For For Management
5.1f Reelect Robert Henrikson as Director For For Management
5.1g Reelect Trevor Manuel as Director For For Management
5.1h Reelect Philip Ryan as Director For For Management
5.1i Reelect Paul Tucker as Director For For Management
5.1j Reelect Susan Wagner as Director For For Management
5.1k Elect Jay Ralph as Director For For Management
5.1l Elect Joerg Reinhardt as Director For For Management
5.1m Elect Jacques de Vaucleroy as Director For For Management
5.2a Appoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2b Appoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2c Appoint Robert Henrikson as Member of For For Management
the Compensation Committee
5.2d Appoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 9.9
Million
6.2 Approve Maximum Fixed and Variable For For Management
Long-Term Remuneration of Executive
Committee in the Amount of CHF 34
Million
7 Approve CHF 1.1 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
8 Authorize Repurchase of up to CHF 1 For For Management
Billion of Issued Share Capital
9.1 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of For For Management
Preemptive Rights
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Business Operations Report and For For Management
Financial Statements
1.2 Approve Profit Distribution For For Management
1.3 Amend Articles of Association For For Management
1.4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
2.1 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
2.2 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Henrique De Castro For For Management
1f Elect Director Robert L. Edwards For For Management
1g Elect Director Melanie L. Healey For For Management
1h Elect Director Donald R. Knauss For For Management
1i Elect Director Monica C. Lozano For For Management
1j Elect Director Mary E. Minnick For For Management
1k Elect Director Derica W. Rice For For Management
1l Elect Director Kenneth L. Salazar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TDC A/S
Ticker: TDC Security ID: K94545116
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends
5a Reelect Pierre Danon as Director For For Management
5b Reelect Stine Bosse as Director For For Management
5c Reelect Angus Porter as Director For For Management
5d Reelect Pieter Knook as Director For For Management
5e Reelect Benoit Scheen as Director For For Management
5f Reelect Marianne Rorslev Bock as For For Management
Director
5g Elect Lene Skole as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
7a Authorize Share Repurchase Program For For Management
7b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7c Approve Remuneration of Directors For For Management
7d Ensure Fixed-Line Network for Hjordis None Against Shareholder
Engell
8 Other Business None None Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of the For For Management
Company by TechnipFMC
2 Remove Double-Voting Rights for For For Management
Long-Term Registered Shareholders
3 Authorize Dissolution Without For For Management
Liquidation of the Company
4 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC B Security ID: W26049119
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Accept Financial Statements and For For Management
Statutory Reports
8.2 Approve Discharge of Board and For For Management
President
8.3 Approve Allocation of Income and For For Management
Dividends of SEK 1 Per Share
9 Determine Number of Directors (11) and For For Management
Deputy Directors (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 4.1 Million for
Chairman and SEK 990,000 for Other
Directors, Approve Remuneration for
Committee Work
11.1 Elect Jon Baksaas as New Director For For Management
11.2 Elect Jan Carlson as New Director For For Management
11.3 Reelect Nora Denzel as Director For For Management
11.4 Reelect Borje Ekholm as Director For For Management
11.5 Elect Eric Elzvik as New Director For For Management
11.6 Reelect Leif Johansson as Director For For Management
11.7 Reelect Kristin Lund as Director For For Management
11.8 Reelect Kristin Rinne as Director For For Management
11.9 Reelect Sukhinder Cassidy as Director For For Management
11.10 Reelect Helena Stjernholm as Director For For Management
11.11 Reelect Jacob Wallenberg as Director For For Management
12 Reappoint Leif Johansson as Board For For Management
Chairman
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17.1 Approve Long-Term Variable For For Management
Compensation Program 2017 (LTV 2017)
17.2 Authorize Transfer of up to 2.2 For For Management
Million B Shares in Connection to LTV
2017; Approve Reissuance of 800,000 B
Shares to Cover Expenses; Approve
Directed Issuance of up to 3 Million C
Shares; Approve Directed Repurchase of
up to 3 Million C Shares
17.3 Approve Equity Swap Agreement with For For Management
Third Party as Alternative Financing
18 Approve Transfer of up to 19.8 Million For For Management
Shares in Connection to LTV 2013, LTV
2014, LTV 2015 and LTV 2016
19 Require the Board to Present a None For Shareholder
Proposal on Equal Voting Rights for
All Shares at the AGM 2018
20 Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
21.1 Amend Articles Re: Voting Power None Against Shareholder
Differences
21.2 Amend Articles Re: Former Politicians None Against Shareholder
on the Board of Directors
22.1 Adopt Vision Regarding Work Place None Against Shareholder
Accidents in the Company
22.2 Require Board to Appoint Work Group None Against Shareholder
Regarding Work Place Accidents
22.3 Require Report on the Work Regarding None Against Shareholder
Work Place Accidents to be Published
at AGM and Include the Report in
Annual Report
22.4 Adopt a Vision for Absolute Gender None Against Shareholder
Equality on All Levels Within the
Company
22.5 Instruct the Board to Set Up a Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
22.6 Require the Results from the Working None Against Shareholder
Group Concerning Item 22.4 to be
Reported to the AGM
22.7 Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
22.8 Prohibit Directors from Being Able to None Against Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
22.9 Request Board to Propose to the None Against Shareholder
Appropriate Authority to Bring About a
Changed Regulation in the Area
Relating to Item 22.8
22.10 Require Nomination Committee to None Against Shareholder
Consider Matters Related to Ethics,
Gender and Ethnicity
22.11 Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"cool-off" Period For Politicians
22.12 Instruct the Board to Prepare a None Against Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
23 Assign Special Examiner to Examine if None Against Shareholder
Corruption has Occurred in the
Company's Business
24 Close Meeting None None Management
--------------------------------------------------------------------------------
TELEFONICA S.A.
Ticker: TEF Security ID: 879382109
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Discharge of Board For For Management
2 Approve Allocation of Income For For Management
3.1 Reelect Jose Maria Alvarez-Pallete For For Management
Lopez as Director
3.2 Reelect Ignacio Moreno Martinez as For For Management
Director
3.3 Ratify Appointment of and Elect For For Management
Francisco Jose Riberas Mera as Director
3.4 Ratify Appointment of and Elect Carmen For For Management
Garcia de Andres as Director
4 Fix Number of Directors at 17 For For Management
5 Approve Dividends Charged to For For Management
Unrestricted Reserves
6 Authorize Issuance of Non-Convertible For For Management
and/or Convertible Bonds, Debentures,
Warrants, and Other Debt Securities up
to EUR 25 Billion with Exclusion of
Preemptive Rights up to 20 Percent of
Capital
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Todd M. Bluedorn For For Management
1d Elect Director Daniel A. Carp For For Management
1e Elect Director Janet F. Clark For For Management
1f Elect Director Carrie S. Cox For For Management
1g Elect Director Jean M. Hobby For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Wayne R. Sanders For For Management
1l Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Z. Cook For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Jeffrey A. Goldstein For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director John M. Hinshaw For For Management
1.8 Elect Director Edmund F. "Ted" Kelly For For Management
1.9 Elect Director John A. Luke, Jr. For For Management
1.10 Elect Director Jennifer B. Morgan For For Management
1.11 Elect Director Mark A. Nordenberg For For Management
1.12 Elect Director Elizabeth E. Robinson For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director William W. George For For Management
1e Elect Director James A. Johnson For Against Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bunch For For Management
1.2 Elect Director Marjorie Rodgers For For Management
Cheshire
1.3 Elect Director William S. Demchak For For Management
1.4 Elect Director Andrew T. Feldstein For For Management
1.5 Elect Director Daniel R. Hesse For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Jane G. Pepper For For Management
1.9 Elect Director Donald J. Shepard For For Management
1.10 Elect Director Lorene K. Steffes For For Management
1.11 Elect Director Dennis F. Strigl For For Management
1.12 Elect Director Michael J. Ward For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 11, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director W. James McNerney, Jr. For For Management
1g Elect Director David S. Taylor For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Patricia A. Woertz For For Management
1j Elect Director Ernesto Zedillo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Activities
5 Report on Application of Company Against Against Shareholder
Non-Discrimination Policies in States
with Pro-Discrimination Laws
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director David F. Hodnik For For Management
1.3 Elect Director Thomas G. Kadien - None None Management
Withdrawn
1.4 Elect Director Richard J. Kramer For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director John G. Morikis For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director John M. Stropki For For Management
1.9 Elect Director Michael H. Thaman For For Management
1.10 Elect Director Matthew Thornton, III For For Management
1.11 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bennett For For Management
1.2 Elect Director Amy W. Brinkley For For Management
1.3 Elect Director Brian C. Ferguson For For Management
1.4 Elect Director Colleen A. Goggins For For Management
1.5 Elect Director Mary Jo Haddad For For Management
1.6 Elect Director Jean-Rene Halde For For Management
1.7 Elect Director David E. Kepler For For Management
1.8 Elect Director Brian M. Levitt For For Management
1.9 Elect Director Alan N. MacGibbon For For Management
1.10 Elect Director Karen E. Maidment For For Management
1.11 Elect Director Bharat B. Masrani For For Management
1.12 Elect Director Irene R. Miller For For Management
1.13 Elect Director Nadir H. Mohamed For For Management
1.14 Elect Director Claude Mongeau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP A: Adopt a Policy Of Withdrawing Against Against Shareholder
From Tax Havens or Jurisdictions with
Low Tax Rates
5 SP B: Adopt a Compensation Policy for Against Against Shareholder
its Highest-Ranking Executive that
Provides for a Discretionary Downward
Adjustment of Compensation in Case of
Major Layoffs
6 SP C: Approve Creation of New Against Against Shareholder
Technology Committee
7 SP D: Approve Simplification and Against Against Shareholder
Improvement of the Management
Disclosure on Executive Compensation
in the Management Proxy Circular
8 SP E: Establish a Policy To Seek Against Against Shareholder
Shareholder Approval for Future
Retirement or Severance Agreements
with Senior Executives
9 SP F: Fix the Number of Board Not Less Against Against Shareholder
than 12 and Not More Than 18
10 SP G: Adopt Proxy Access Bylaw Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Patricia L. Higgins For For Management
1f Elect Director William J. Kane For For Management
1g Elect Director Cleve L. Killingsworth, For For Management
Jr.
1h Elect Director Philip T. (Pete) For For Management
Ruegger, III
1i Elect Director Todd C. Schermerhorn For For Management
1j Elect Director Alan D. Schnitzer For For Management
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Gender Pay Gap Against Against Shareholder
8 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: FEB 15, 2017 Meeting Type: Special
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. Barr For For Management
1b Elect Director Jeffrey L. Bewkes For For Management
1c Elect Director Robert C. Clark For For Management
1d Elect Director Mathias Dopfner For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Fred Hassan For For Management
1h Elect Director Paul D. Wachter For For Management
1i Elect Director Deborah C. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TOSOH CORP.
Ticker: 4042 Security ID: J90096116
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Comply For For Management
with Exchange Mandate and Decrease
Authorized Capital in Proportion to
Reverse Stock Split
2.1 Elect Director Yamamoto, Toshinori For For Management
2.2 Elect Director Tashiro, Katsushi For For Management
2.3 Elect Director Nishizawa, Keiichiro For For Management
2.4 Elect Director Kawamoto, Koji For For Management
2.5 Elect Director Murashige, Nobuaki For For Management
2.6 Elect Director Yamada, Masayuki For For Management
2.7 Elect Director Tsutsumi, Shingo For For Management
2.8 Elect Director Ikeda, Etsuya For For Management
2.9 Elect Director Abe, Tsutomu For For Management
2.10 Elect Director Ogawa, Kenji For For Management
3 Appoint Statutory Auditor Ito, Sukehiro For For Management
4.1 Appoint Alternate Statutory Auditor For For Management
Tanaka, Yasuhiko
4.2 Appoint Alternate Statutory Auditor For For Management
Nagao, Kenta
--------------------------------------------------------------------------------
TYCO INTERNATIONAL PLC
Ticker: TYC Security ID: G91442106
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Memorandum of For For Management
Association
2 Amend Articles Re: Tyco Governing For For Management
Documents Proposals
3 Approve Stock Consolidation For For Management
4 Increase Authorized Common Stock For For Management
5 Issue Shares in Connection with the For For Management
Merger
6 Change Company Name to Johnson For For Management
Controls International plc
7 Increase Authorized Preferred and For For Management
Common Stock
8 Approve the Directors' Authority to For For Management
Allot Shares
9 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
10 Approve the Renominalization of Tyco For For Management
Ordinary Shares
11 Approve the Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Gaurdie E. Banister, Jr. For For Management
1c Elect Director Mike Beebe For For Management
1d Elect Director Mikel A. Durham For For Management
1e Elect Director Tom Hayes For For Management
1f Elect Director Kevin M. McNamara For For Management
1g Elect Director Cheryl S. Miller For For Management
1h Elect Director Brad T. Sauer For For Management
1i Elect Director Jeffrey K. Schomburger For For Management
1j Elect Director Robert Thurber For For Management
1k Elect Director Barbara A. Tyson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Board Diversity Against Against Shareholder
7 Proxy Access Against For Shareholder
8 Implement a Water Quality Stewardship Against For Shareholder
Policy
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Warner L. Baxter For For Management
1c Elect Director Marc N. Casper For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Arthur D. Collins, Jr. For For Management
1f Elect Director Richard K. Davis For For Management
1g Elect Director Kimberly J. Harris For For Management
1h Elect Director Roland A. Hernandez For For Management
1i Elect Director Doreen Woo Ho For For Management
1j Elect Director Olivia F. Kirtley For For Management
1k Elect Director Karen S. Lynch For For Management
1l Elect Director David B. O'Maley For For Management
1m Elect Director O'dell M. Owens For For Management
1n Elect Director Craig D. Schnuck For For Management
1o Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H892U1882
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.60 per Share from
Capital Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 71.9 Million
5 Approve Maximum Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31.5 Million
6.1a Reelect Axel Weber as Director and For For Management
Board Chairman
6.1b Reelect Michel Demare as Director For For Management
6.1c Reelect David Sidwell as Director For For Management
6.1d Reelect Reto Francioni as Director For For Management
6.1e Reelect Ann Godbehere as Director For For Management
6.1f Reelect William Parrett as Director For For Management
6.1g Reelect Isabelle Romy as Director For For Management
6.1h Reelect Robert Scully as Director For For Management
6.1i Reelect Beatrice Weder di Mauro as For For Management
Director
6.1j Reelect Dieter Wemmer as Director For Against Management
6.2 Elect Julie Richardson as Director For For Management
6.3.1 Appoint Ann Godbehere as Member of the For For Management
Compensation Committee
6.3.2 Appoint Michel Demare as Member of the For For Management
Compensation Committee
6.3.3 Appoint Reto Francioni as Member of For For Management
the Compensation Committee
6.3.4 Appoint William Parrett as Member of For For Management
the Compensation Committee
7 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 14
Million
8.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Michael W. McConnell For For Management
1i Elect Director Thomas F. McLarty, III For For Management
1j Elect Director Steven R. Rogel For For Management
1k Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Candace Kendle For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Rudy H.P. Markham For For Management
1h Elect Director Franck J. Moison For For Management
1i Elect Director Clark "Sandy" T. Randt, For For Management
Jr.
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Edward A. Kangas For For Management
1g Elect Director Ellen J. Kullman For For Management
1h Elect Director Marshall O. Larsen For For Management
1i Elect Director Harold McGraw, III For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Scott Galloway For For Management
1.5 Elect Director Margaret A. Hayne For For Management
1.6 Elect Director Richard A. Hayne For For Management
1.7 Elect Director Elizabeth Ann Lambert For For Management
1.8 Elect Director Joel S. Lawson, III For For Management
1.9 Elect Director Robert H. Strouse For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
USS CO., LTD.
Ticker: 4732 Security ID: J9446Z105
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23.2
2.1 Elect Director Ando, Yukihiro For For Management
2.2 Elect Director Seta, Dai For For Management
2.3 Elect Director Masuda, Motohiro For For Management
2.4 Elect Director Yamanaka, Masafumi For For Management
2.5 Elect Director Mishima, Toshio For For Management
2.6 Elect Director Akase, Masayuki For For Management
2.7 Elect Director Ikeda, Hiromitsu For For Management
2.8 Elect Director Tamura, Hitoshi For For Management
2.9 Elect Director Kato, Akihiko For For Management
2.10 Elect Director Aso, Mitsuhiro For For Management
3.1 Appoint Statutory Auditor Ozaki, Shinji For For Management
3.2 Appoint Statutory Auditor Niwa, Toru For For Management
3.3 Appoint Statutory Auditor Miyazaki, For For Management
Ryoichi
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Karl-Ludwig Kley For For Management
1.7 Elect Director Lowell C. McAdam For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
1.12 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Feasibility of Adopting GHG Against Against Shareholder
Emissions Targets
8 Amend Bylaws - Call Special Meetings Against For Shareholder
9 Amend Clawback Policy Against For Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
11 Limit Matching Contributions to Against Against Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
VINCI
Ticker: DG Security ID: F5879X108
Meeting Date: APR 20, 2017 Meeting Type: Annual/Special
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
4 Reelect Yannick Assouad as Director For For Management
5 Reelect Graziella Gavezotti as Director For For Management
6 Reelect Michael Pragnell as Director For For Management
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Remuneration Policy for For For Management
Chairman and CEO
10 Non-Binding Vote on Compensation of For For Management
Xavier Huillard, Chairman and CEO
11 Non-Binding Vote on Compensation of For For Management
Pierre Coppey, Vice CEO, from Jan.
1st until June 20, 2016
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
15 Authorize Issuance of Convertible For For Management
Bonds without Preemptive Rights, up to
an Aggregate Nominal Amount EUR 150
Million
16 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights Other than
Oceane, up to an Aggregate Nominal
Amount EUR 150 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUL 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For Against Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Elect David Nish as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC.
Ticker: WPG Security ID: 93964W108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Taggert Birge For For Management
1.2 Elect Director Louis G. Conforti For For Management
1.3 Elect Director John J. Dillon, III For For Management
1.4 Elect Director Robert J. Laikin For For Management
1.5 Elect Director John F. Levy For For Management
1.6 Elect Director Sheryl G. von Blucher For For Management
1.7 Elect Director Jacquelyn R. Soffer For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles of Incorporation to For For Management
Change the Vote Requirement to Amend
Bylaws
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For Against Management
1b Elect Director John S. Chen For Against Management
1c Elect Director Lloyd H. Dean For Against Management
1d Elect Director Elizabeth A. Duke For Against Management
1e Elect Director Enrique Hernandez, Jr. For Against Management
1f Elect Director Donald M. James For Against Management
1g Elect Director Cynthia H. Milligan For Against Management
1h Elect Director Karen B. Peetz For For Management
1i Elect Director Federico F. Pena For Against Management
1j Elect Director James H. Quigley For Against Management
1k Elect Director Stephen W. Sanger For Against Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Timothy J. Sloan For For Management
1n Elect Director Susan G. Swenson For Against Management
1o Elect Director Suzanne M. Vautrinot For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Review and Report on Business Standards Against Against Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Divesting Non-Core Business Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Adopt Global Policy Regarding the Against Against Shareholder
Rights of Indigenous People
--------------------------------------------------------------------------------
WESFARMERS LTD.
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Anthony (Tony) John Howarth as For For Management
Director
2b Elect Wayne G. Osborn Director For For Management
2c Elect Vanessa M. Wallace as Director For For Management
2d Elect Jennifer A. Westacott as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Richard Goyder, Group
Managing Director of the Company
5 Approve the Grant of Performance For For Management
Rights to Terry Bowen, Finance
Director of the Company
--------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: MRW Security ID: G62748119
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: JUN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Approve Long Term Incentive Plan For For Management
5 Approve Final Dividend For For Management
6 Re-elect Andrew Higginson as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect Trevor Strain as Director For For Management
9 Re-elect Rooney Anand as Director For For Management
10 Re-elect Neil Davidson as Director For For Management
11 Re-elect Belinda Richards as Director For For Management
12 Re-elect Paula Vennells as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gail K. Boudreaux For For Management
1b Elect Director Richard K. Davis For For Management
1c Elect Director Ben Fowke For For Management
1d Elect Director Richard T. O'Brien For For Management
1e Elect Director Christopher J. For For Management
Policinski
1f Elect Director James T. Prokopanko For For Management
1g Elect Director A. Patricia Sampson For For Management
1h Elect Director James J. Sheppard For For Management
1i Elect Director David A. Westerlund For For Management
1j Elect Director Kim Williams For For Management
1k Elect Director Timothy V. Wolf For For Management
1l Elect Director Daniel Yohannes For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
YAMATO HOLDINGS CO LTD
Ticker: 9064 Security ID: J96612114
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kigawa, Makoto For For Management
1.2 Elect Director Yamauchi, Masaki For For Management
1.3 Elect Director Kanda, Haruo For For Management
1.4 Elect Director Kanamori, Hitoshi For For Management
1.5 Elect Director Nagao, Yutaka For For Management
1.6 Elect Director Hagiwara, Toshitaka For For Management
1.7 Elect Director Mori, Masakatsu For For Management
1.8 Elect Director Tokuno, Mariko For For Management
2 Appoint Statutory Auditor Yamashita, For For Management
Takashi
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 11.30 per Share from
Available Earnings
2.2 Approve Dividends of CHF 5.70 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Tom de Swaan as Director and For Against Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Susan Bies as Director For For Management
4.1d Reelect Alison Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Jeffrey Hayman as Director For For Management
4.1g Reelect Fred Kindle as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect David Nish as Director For For Management
4.1k Elect Catherine Bessant as Director For For Management
4.2.1 Appoint Tom de Swaan as Member of the For Against Management
Compensation Committee
4.2.2 Appoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.3 Appoint Fred Kindle as Member of the For For Management
Compensation Committee
4.2.4 Appoint Kishore Mahbubani as Member of For For Management
the Compensation Committee
4.3 Designate Andreas Keller as For For Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Maximum Remuneration of Board For For Management
of Directors Until 2018 AGM in the
Amount of CHF 5 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee for Fiscal 2018 in
the Amount of CHF 74.3 Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Contingent
Share Capital without Preemptive Rights
7 Amend Articles Re: Resolutions and For For Management
Elections, Duties and Competencies of
the Board, Transfer of Competencies,
Board Resolutions and Minutes, and
Loans to Board Members or Executives
8 Transact Other Business (Voting) For Against Management
============================== MFS Utilities Fund ==============================
ADVANCED INFO SERVICE PCL
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge 2016 Operating Results None None Management
Report
4 Approve Financial Statements For For Management
5 Approve Allocation of Income as For For Management
Dividend
6 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
7.1 Elect Somprasong Boonyachai as Director For For Management
7.2 Elect Krairit Euchukanonchai as For For Management
Director
7.3 Elect Somchai Lertsutiwong as Director For For Management
8 Elect Prasan Chuaphanich as Director For For Management
9 Approve Remuneration of Directors For For Management
10 Approve Issuance and Sale of Warrants For For Management
to Employees of the Company and
Subsidiaries
11 Approve Issuance of Shares for the For For Management
Conversion of Warrants to be Issued to
Employees of the Company and its
Subsidiaries
12 Approve Allocation of Warrants to For For Management
Somchai Lertsutiwong
13 Other Business For Against Management
--------------------------------------------------------------------------------
ALTICE NV
Ticker: ATC Security ID: N0R25F103
Meeting Date: SEP 06, 2016 Meeting Type: Special
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Amend Articles Re: Representation of For For Management
the Company
2b Amend Articles Re: Changes in Rules For For Management
for Granting Titles to Executive Board
Members
2c Amend Articles Re: Changes in Rules For For Management
for Suspension of Vice-President
2d Amend Articles Re: Changes in Quorum For Against Management
and Voting Requirements Board Meetings
2e Amend Articles Re: Miscellaneous For For Management
Changes
3a Approve Remuneration of Dexter Goei For Against Management
3b Approve Remuneration of Michel Combes For For Management
4 Approve Discharge of Patrick Drahi as For For Management
Resigning CEO
5 Close Meeting None None Management
--------------------------------------------------------------------------------
ALUPAR INVESTIMENTO SA
Ticker: ALUP11 Security ID: P0R676126
Meeting Date: APR 25, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
ALUPAR INVESTIMENTO SA
Ticker: ALUP11 Security ID: P0R676126
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Capital Budget, Allocation of For Did Not Vote Management
Income and Dividends
3 Fix Number of Directors For Did Not Vote Management
4 Elect Directors For Did Not Vote Management
4.1 Elect Director Appointed by Minority None Did Not Vote Shareholder
Shareholder
4.2 Elect Director Appointed by Preferred None Did Not Vote Shareholder
Shareholder
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Catherine S. Brune For For Management
1c Elect Director J. Edward Coleman For For Management
1d Elect Director Ellen M. Fitzsimmons For For Management
1e Elect Director Rafael Flores For For Management
1f Elect Director Walter J. Galvin For For Management
1g Elect Director Richard J. Harshman For For Management
1h Elect Director Gayle P. W. Jackson For For Management
1i Elect Director James C. Johnson For For Management
1j Elect Director Steven H. Lipstein For For Management
1k Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report Analyzing Renewable Energy Against Against Shareholder
Adoption
6 Assess Impact of a 2 Degree Scenario Against For Shareholder
7 Report on Coal Combustion Residual and Against For Shareholder
Water Impacts
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gustavo Lara Cantu For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Craig Macnab For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ignacio Sanchez Galan For Withhold Management
1.2 Elect Director John E. Baldacci For Withhold Management
1.3 Elect Director Pedro Azagra Blazquez For Withhold Management
1.4 Elect Director Felipe de Jesus For For Management
Calderon Hinojosa
1.5 Elect Director Arnold L. Chase For Withhold Management
1.6 Elect Director Alfredo Elias Ayub For For Management
1.7 Elect Director Carol L. Folt For For Management
1.8 Elect Director John L. Lahey For For Management
1.9 Elect Director Santiago Martinez For Withhold Management
Garrido
1.10 Elect Director Juan Carlos Rebollo For Withhold Management
Liceaga
1.11 Elect Director Jose Sainz Armada For Withhold Management
1.12 Elect Director Alan D. Solomont For For Management
1.13 Elect Director Elizabeth Timm For For Management
1.14 Elect Director James P. Torgerson For Withhold Management
2 Ratify KPMG US, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Approve Increase in the Minimum Number For For Management
of Independent Directors on the Board
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend of NIS 665 Million For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: APR 03, 2017 Meeting Type: Special
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Amended Services Agreement For For Management
Between Space Communication Ltd. and D.
B.S. Satellite Services (1998) Ltd.
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: MAY 09, 2017 Meeting Type: Annual/Special
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Approve Dividend Distribution For For Management
3.1 Reelect Shaul Elovitch as Director For For Management
Until the End of the Next Annual
General Meeting
3.2 Reelect Or Elovitch as Director Until For For Management
the End of the Next Annual General
Meeting
3.3 Reelect Orna Elovitch-Peled as For For Management
Director Until the End of the Next
Annual General Meeting
3.4 Reelect Rami Nomkin as Director Until For For Management
the End of the Next Annual General
Meeting
3.5 Reelect Joshua Rosensweig as Director For For Management
Until the End of the Next Annual
General Meeting
3.6 Elect David Granot as Independent For For Management
Director
4 Issue Indemnification Agreement to For Against Management
David Granot
5 Reappoint Somekh Chaikin as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Amend Monthly Compensation of CEO For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BHARTI INFRATEL LTD.
Ticker: INFRATEL Security ID: Y0R86J109
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Mark Chin Kok Chong as Director For For Management
4 Approve S.R. Batliboi & Associates LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
5 Reelect Rajan Bharti Mittal as Director For For Management
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Gavin Patterson as Director For For Management
6 Re-elect Tony Ball as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Isabel Hudson as Director For For Management
9 Re-elect Karen Richardson as Director For For Management
10 Re-elect Nick Rose as Director For For Management
11 Re-elect Jasmine Whitbread as Director For For Management
12 Elect Mike Inglis as Director For For Management
13 Elect Tim Hottges as Director For For Management
14 Elect Simon Lowth as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Political Donations For For Management
--------------------------------------------------------------------------------
CALPINE CORPORATION
Ticker: CPN Security ID: 131347304
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary L. Brlas For For Management
1b Elect Director Frank Cassidy For For Management
1c Elect Director Jack A. Fusco For For Management
1d Elect Director John B. (Thad) Hill, III For For Management
1e Elect Director Michael W. Hofmann For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director W. Benjamin Moreland For For Management
1h Elect Director Robert A. Mosbacher, Jr. For For Management
1i Elect Director Denise M. O' Leary For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Non-Employee Director Omnibus For For Management
Stock Plan
7 Provide Proxy Access Right For For Management
8 Report on Lobbying Activities and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
CELLNEX TELECOM S.A.
Ticker: CLNX Security ID: E2R41M104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Amend Remuneration Policy For For Management
6.1 Fix Number of Directors at 10 For For Management
6.2 Elect Concepcion del Rivero Bermejo as For For Management
Director
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For For Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For For Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify KPMG LLP as Auditors For For Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: JAN 31, 2017 Meeting Type: Special
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Nuno Brandolini For For Management
1e Elect Director Jonathan Christodoro For For Management
1f Elect Director David I. Foley For For Management
1g Elect Director David B. Kilpatrick For For Management
1h Elect Director Samuel Merksamer For For Management
1i Elect Director Donald F. Robillard, Jr. For For Management
1j Elect Director Neal A. Shear For For Management
1k Elect Director Heather R. Zichal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD.
Ticker: 384 Security ID: G2109G103
Meeting Date: AUG 16, 2016 Meeting Type: Annual
Record Date: AUG 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhou Si as Director For For Management
3a2 Elect Li Ching as Director For For Management
3a3 Elect Liu Mingxing as Director For For Management
3a4 Elect Mao Erwan as Director For For Management
3a5 Elect Wong Sin Yue, Cynthia as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD.
Ticker: 384 Security ID: G2109G103
Meeting Date: AUG 16, 2016 Meeting Type: Special
Record Date: AUG 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Proposed Acquisition Under the For For Management
Amended and Restated Share Purchase
Agreement
1b Authorize Board to Deal with All For For Management
Matters in Respect of the Proposed
Acquisition and the Transactions Under
the Amended and Restated Share
Purchase Agreement
2 Approve Issuance of Consideration For For Management
Shares Under Specific Mandate
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: AUG 12, 2016 Meeting Type: Special
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luan Baoxing as Director, For For Management
Authorize Remuneration and Assessment
Committee of the Board to Fix His
Remuneration and Authorize Chairman of
the Board to Enter Into Service
Contract with Him
2 Elect Yang Xiangbin as Director, For For Management
Authorize Remuneration and Assessment
Committee of the Board to Fix His
Remuneration and Authorize Chairman of
the Board to Enter Into Service
Contract with Him
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 00916 Security ID: Y1501T101
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Board
3 Accept 2016 Independent Auditor's For For Management
Report and Audited Financial Statements
4 Approve 2016 Final Financial Accounts For For Management
5 Approve 2016 Profit Distribution Plan For For Management
6 Approve 2017 Financial Budget Plan For For Management
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Ernst & Young Hua Ming LLP as For For Management
International Auditors and Authorize
the Audit Committee of the Board to
Fix Their Remuneration
9 Approve Application for Registration For For Management
and Issuance of Debt Financing
Instruments of Non-Financial
Enterprises in the PRC
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Issuance of Corporate Bonds in For For Management
the PRC
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD.
Ticker: 1193 Security ID: G2113B108
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wang Chuandong as Director For For Management
3.2 Elect Wei Bin as Director For Against Management
3.3 Elect Wong Tak Shing as Director For For Management
3.4 Elect Qin Chaokui as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu, For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Roderick Ian Eddington as For For Management
Director
2b Elect Lee Yui Bor as Director For For Management
2c Elect William Elkin Mocatta as Director For For Management
2d Elect Vernon Francis Moore as Director For For Management
2e Elect Cheng Hoi Chuen, Vincent as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director Stephen E. Ewing For For Management
1e Elect Director William D. Harvey For For Management
1f Elect Director Philip R. Lochner, Jr. For For Management
1g Elect Director Patricia K. Poppe For For Management
1h Elect Director John G. Russell For For Management
1i Elect Director Myrna M. Soto For For Management
1j Elect Director John G. Sznewajs For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Report on Political Contributions Against For Shareholder
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COM HEM HOLDING AB
Ticker: COMH Security ID: W2R054108
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7a Receive Annual Report and the None None Management
Auditor's Report
7b Receive Consolidated Financial None None Management
Statements and Statutory Reports
8 Receive President's Report None None Management
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 4 Per Share
9C Approve Discharge of Board and For For Management
President
10 Receive Nominating Committee report None None Management
11 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
12 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 3.8
Million; Approve Remuneration of
Auditors
14a Reelect Andrew Barron as Director For For Management
14b Reelect Nicholas Stathopoulos as For For Management
Director
14c Reelect Joachim Ogland as Director For For Management
14d Reelect Monica Caneman as Director For For Management
14e Reelect Eva Lindqvist as Director For For Management
14f Reelect Anders Nilsson as Director For For Management
14g Reappoint Andrew Barron as Chairman of For For Management
the Board
15 Ratify KPMG as Auditors For For Management
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Authorize Repurchase of Warrants from For For Management
Certain Board Members and Senior
Executives
18a Approve Share Savings Program 2017 For For Management
(LTIP 2017)
18b Approve Transfer of Shares as Hedge For For Management
for Delivery of Shares in LTIP 2017
18c Approve Equity Swap Agreement with For For Management
Third Party (If Item 18B is not
Approved)
18d Amend Term of LTIP 2016 and LTIP 2015 For For Management
19 Authorize Share Repurchase Program For For Management
20a Approve Reduction in Share Capital; For For Management
Approve Bonus Issue
20b Approve SEK 20.9 Million Reduction in For For Management
Share Capital via Share Cancellation
21 Amend Articles: Editorial Changes For For Management
22 Close Meeting None None Management
--------------------------------------------------------------------------------
COM HEM HOLDING AB
Ticker: COMH Security ID: W2R054108
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
8 Approve Remuneration of Directors For For Management
9 Elect Thomas Ekman as New Director For For Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Asuka Nakahara For For Management
1.8 Elect Director David C. Novak For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA - COPEL
Ticker: CPLE6 Security ID: P30557139
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Appointed by Preferred None Did Not Vote Shareholder
Shareholder
2 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder
by Minority Shareholder
--------------------------------------------------------------------------------
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income For Did Not Vote Management
3 Elect Francisco Luiz Sibut Gomide as For Did Not Vote Management
Director
4 Elect Fiscal Council Members For Did Not Vote Management
4.1 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder
by Minority Shareholder
5 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Stephen J. Jones For For Management
1.7 Elect Director Danielle Pletka For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Robert S. Silberman For For Management
1.10 Elect Director Jean Smith For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CPFL ENERGIA S.A.
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: AUG 09, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Preliminary Acquisition of AES For Did Not Vote Management
Sul Distribuidora Gaucha de Energia S.
A. (AES Sul)
2 Accept Resignation of Licio da Costa For Did Not Vote Management
Raimundo and Elect Danilo Ferreira da
Silva as Fiscal Council Member
--------------------------------------------------------------------------------
DONG ENERGY A/S
Ticker: DENERG Security ID: K3192G104
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 6 Per Share
5 Authorize Share Repurchase Program None None Management
(The Board is Not Requesting Any
Authorization)
6 Amend Articles Re: Deletion of For For Management
Redundant Articles
7a1 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
7a2 Reelect Thomas Andersen (Chairman) as For For Management
Director
7a3 Reelect Lene Skole (Vice Chairman) as For For Management
Director
7a4 Reelect Lynda Armstrong as Director For For Management
7a5 Reelect Pia Gjellerup as Director For For Management
7a6 Reelect Benny Loft as Director For For Management
7a7 Elect Peter Korsholm as New Director For For Management
7b Election of Up to Two Additional For Abstain Management
Directors (Subject to Submission of
Amended Proposal by the Nominating
Committee)
8 Approve Remuneration of Directors in For For Management
the Amount of DKK 960,000 for
Chairman, DKK 640,000 for Vice
Chairman, and DKK 320,000 for Other
Directors; Approve Remuneration for
Committee Work
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Other Business None None Management
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director W. Frank Fountain, Jr. For For Management
1.4 Elect Director Charles G. McClure, Jr. For For Management
1.5 Elect Director Gail J. McGovern For For Management
1.6 Elect Director Mark A. Murray For For Management
1.7 Elect Director James B. Nicholson For For Management
1.8 Elect Director Charles W. Pryor, Jr. For For Management
1.9 Elect Director Josue Robles, Jr. For For Management
1.10 Elect Director Ruth G. Shaw For For Management
1.11 Elect Director David A. Thomas For For Management
1.12 Elect Director James H. Vandenberghe For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Angelakis For For Management
1.2 Elect Director Michael G. Browning For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director James B. Hyler, Jr. For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Expenses Against For Shareholder
7 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
8 Report on the Public Health Risk of Against Against Shareholder
Dukes Energy's Coal Use
--------------------------------------------------------------------------------
DYNEGY INC.
Ticker: DYN Security ID: 26817R108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Flexon For For Management
1.2 Elect Director Pat Wood, III For For Management
1.3 Elect Director Hilary E. Ackermann For For Management
1.4 Elect Director Paul M. Barbas For For Management
1.5 Elect Director Richard Lee Kuersteiner For For Management
1.6 Elect Director Tyler G. Reeder For For Management
1.7 Elect Director Jeffrey S. Stein For For Management
1.8 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vanessa C.L. Chang For For Management
1.2 Elect Director Louis Hernandez, Jr. For For Management
1.3 Elect Director James T. Morris For For Management
1.4 Elect Director Pedro J. Pizarro For For Management
1.5 Elect Director Linda G. Stuntz For For Management
1.6 Elect Director William P. Sullivan For For Management
1.7 Elect Director Ellen O. Tauscher For For Management
1.8 Elect Director Peter J. Taylor For For Management
1.9 Elect Director Brett White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
EDP RENOVAVEIS S.A.
Ticker: EDPR Security ID: E3847K101
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Individual and Consolidated For For Management
Management Reports, and Corporate
Governance Report
4 Approve Discharge of Board For For Management
5 Reelect Jose Antonio de Melo Pinto For For Management
Ribeiro as Chairman of Meeting
6 Approve Remuneration Policy For For Management
7 Renew Appointment of KPMG Auditores as For For Management
Auditor
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL S.A
Ticker: EDP Security ID: X67925119
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Discharge of Management Board For Against Management
3.2 Approve Discharge of Supervisory Board For Against Management
3.3 Approve Discharge of Auditors For For Management
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Debt Instruments
6 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
7 Approve Statement on Remuneration For For Management
Policy Applicable to Other Corporate
Bodies
--------------------------------------------------------------------------------
EMERA INCORPORATED
Ticker: EMA Security ID: 290876101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sylvia D. Chrominska For For Management
1.2 Elect Director Henry E. Demone For For Management
1.3 Elect Director Allan L. Edgeworth For For Management
1.4 Elect Director James D. Eisenhauer For For Management
1.5 Elect Director Christopher G. Huskilson For For Management
1.6 Elect Director B. Lynn Loewen For For Management
1.7 Elect Director John T. McLennan For For Management
1.8 Elect Director Donald A. Pether For For Management
1.9 Elect Director John B. Ramil For For Management
1.10 Elect Director Andrea S. Rosen For For Management
1.11 Elect Director Richard P. Sergel For For Management
1.12 Elect Director M. Jacqueline Sheppard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Amend By-Law No.1 For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Charles W. Fischer For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Michael McShane For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Michael E.J. Phelps For For Management
1.11 Elect Director Rebecca B. Roberts For For Management
1.12 Elect Director Dan C. Tutcher For For Management
1.13 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Prepare a Report Detailing Due Against Against Shareholder
Diligence Process to Identify And
Address Social And Environmental Risks
When Reviewing Potential Acquisitions
--------------------------------------------------------------------------------
ENEL CHILE S.A.
Ticker: ENELCHILE Security ID: 29278D105
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration and Budget of For For Management
Directors' Committee
5 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
6 Appoint Auditors For For Management
7 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
8 Designate Risk Assessment Companies For For Management
9 Approve Investment and Financing Policy For For Management
10 Present Dividend Policy and None None Management
Distribution Procedures
11 Receive Report Regarding Related-Party None None Management
Transactions
12 Present Report Re: Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
13 Other Business For Against Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Fix Number of Directors For For Management
5 Fix Board Terms for Directors For For Management
6.1 Slate Submitted by the Italian None Did Not Vote Shareholder
Ministry of Economy And Finance
6.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
7 Elect Patrizia Grieco as Board Chair None For Shareholder
8 Approve Remuneration of Directors None For Shareholder
9 Approve 2017 Monetary Long-Term For For Management
Incentive Plan
10 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS L.P.
Ticker: ETP Security ID: 29273R109
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ENERSIS CHILE S.A.
Ticker: ENERSIS-CH Security ID: 29278D105
Meeting Date: OCT 04, 2016 Meeting Type: Special
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Enel Chile SA; For For Management
Amend Article 1
2 Amend Article 4 For For Management
3 Amend Article 43 For For Management
4 Remove Transitory Articles 2, 4, 5, 6, For For Management
7, 9 and 10
5 Adopt All Necessary Agreements to For For Management
Carry out Proposed Article Reform;
Grant Powers to Execute Resolutions
Adopted by this General Meeting
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Employees' Bonuses For Did Not Vote Management
4 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council Members
5 Elect Fiscal Council Members and For Did Not Vote Management
Alternates
5.1 Elect Manoel Eduardo Lima Lopes as None Did Not Vote Shareholder
Fiscal Council Member and Ailton Pinto
Siqueira as Alternate Appointed by
Minority Shareholder
6 Elect Simone Cristina de Paola For Did Not Vote Management
Barbieri as Alternate Director
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Nancy L. Gioia For For Management
1g Elect Director Linda P. Jojo For For Management
1h Elect Director Paul L. Joskow For For Management
1i Elect Director Robert J. Lawless For For Management
1j Elect Director Richard W. Mies For For Management
1k Elect Director John W. Rogers, Jr. For For Management
1l Elect Director Mayo A. Shattuck, III For For Management
1m Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Scott D. Grimes For For Management
1.6 Elect Director Thomas D. Hyde For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director Sandra J. Price For For Management
1.9 Elect Director John J. Sherman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report Analyzing Profit Potential Against For Shareholder
Based on Renewable Energy Metrics
6 Report on Lobbying Payments and Against For Shareholder
Political Contributions
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: OCT 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For For Management
2 Approve Amendment of Brand License For For Management
Agreement
3 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Service Arrangement between For For Management
OTE S.A., OTE Group Companies,
Deutsche Telecom AG and Telekom
Deutschland Gmbh
2 Approve Related Party Transactions For For Management
3 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: MAY 15, 2017 Meeting Type: Special
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles: Board Related None Against Shareholder
2 Appoint Members of Audit Committee For For Management
3 Approve Amendment of Employment For Against Management
Agreement with CEO
4 Announcement of the Election of New None None Management
Board Members in Replacement of
Resigned Directors
5 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Income Allocation
2 Approve Discharge of Board and Auditors For For Management
3 Ratify Auditors For For Management
4 Approve Director Remuneration For Against Management
5 Approve Director Liability Contracts For For Management
6 Amend Corporate Purpose For For Management
7 Various Announcements None None Management
--------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: IBE Security ID: E6165F166
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date: MAR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Discharge of Board For For Management
4 Appoint KPMG Auditores as Auditor For For Management
5 Amend Preamble of Bylaws For For Management
6 Amend Articles 7 and 8 Re: Company's For For Management
Commitment, Mission, Vision and Values
7 Amend Article 14 of General Meeting For For Management
Regulations Re: Right to Information
and Technical Improvements
8 Amend Articles 19 and 39 of General For For Management
Meeting Regulations Re: Channels for
Participation
9 Elect Juan Manuel Gonzalez Serna as For For Management
Director
10 Elect Francisco Martinez Corcoles as For For Management
Director
11 Approve Allocation of Income and For For Management
Dividends
12 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
13 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
14 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
15 Approve Restricted Stock Plan For For Management
16 Advisory Vote on Remuneration Report For For Management
17 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 20 Billion and
Issuance of Notes up to EUR 6 Billion
18 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V.
Ticker: IENOVA * Security ID: P5R19K107
Meeting Date: OCT 07, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Resolutions Approved For For Management
by EGM on Sep. 14, 2015
2 Receive Report on Status of Activities For For Management
Related to Acquisition Agreement Dated
July 31, 2015 with Pemex Gas y
Petroquimica Basica (Currently: Pemex
Transformacion Industrial) to Acquire
50 Percent of Gasoductos de Chihuahua
S de RL de CV
3 Approve Integration of Share Capital For For Management
4 Approve Update of Registration of For For Management
Shares; Approve Public Offering of
Shares in Mexico; Approve Private
Offering of Shares Abroad
5 Authorize Increase in Variable Capital For For Management
via Issuance of Shares without
Preemptive Rights in Accordance With
Article 53 of Mexican Securities Law
6 Approve Loan Agreement For For Management
7 Approve Acquistion of 100 Percent of For For Management
Capital of Entities that Own Wind
Farms: Ventika I and Ventika II;
Approve Necessary Actions Related to
Acquisition and Financing
8 Elect or Ratify Directors For Against Management
9 Approve Granting of Powers to For For Management
Implement Adopted Resolutions by this
Meeting
10 Amend Articles Re: Convening of For Against Management
General Meetings
11 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V.
Ticker: IENOVA * Security ID: P5R19K107
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Allocation of
Income
2 Elect or Ratify Principal and For Against Management
Alternate Directors, Members and
Chairman of Audit and Corporate
Practices Committee; Verify
Independence Classification of Board
Members
3 Approve Remuneration of Principal and For For Management
Alternate Directors, Members of Board
Committees and Company Secretary
4 Consolidate Bylaws For Against Management
5 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
INNOGY SE
Ticker: IGY Security ID: D6S3RB103
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: APR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Half-Year and Quarterly
Reports 2017
7 Approve Remuneration System for For For Management
Management Board Members
8.1 Fix Number of Supervisory Board Members For For Management
8.2 Amend Articles Re: Term for Ordinary For Against Management
Board Members
8.3 Amend Articles Re: Term for Alternate For Against Management
Board Members
8.4 Amend Articles Re: Board Chairmanship For For Management
8.5 Amend Articles Re: Employee For For Management
Representation
8.6 Amend Articles Re: Majority For For Management
Requirements at General Meetings
9.1a Elect Werner Brandt to the Supervisory For For Management
Board
9.1b Elect Ulrich Grillo to the Supervisory For For Management
Board
9.1c Elect Maria van der Hoeven to the For For Management
Supervisory Board
9.1d Elect Michael Kleinemeier to the For For Management
Supervisory Board
9.1e Elect Martina Koederitz to the For For Management
Supervisory Board
9.1f Elect Markus Krebber to the For For Management
Supervisory Board
9.1g Elect Rolf Pohlig to the Supervisory For For Management
Board
9.1h Elect Dieter Steinkamp to the For For Management
Supervisory Board
9.1i Elect Marc Tuengler to the Supervisory For For Management
Board
9.1j Elect Deborah Wilkens to the For For Management
Supervisory Board
9.2a Elect Reiner Boehle as Employee For For Management
Representative to the Supervisory Board
9.2b Elect Frank Bsirske as Employee For For Management
Representative to the Supervisory Board
9.2c Elect Arno Hahn as Employee For For Management
Representative to the Supervisory Board
9.2d Elect Hans Peter Lafos as Employee For For Management
Representative to the Supervisory Board
9.2e Elect Robert Leyland as Employee For For Management
Representative to the Supervisory Board
9.2f Elect Meike Neuhaus as Employee For For Management
Representative to the Supervisory Board
9.2g Elect Rene Poehls as Employee For For Management
Representative to the Supervisory Board
9.2h Elect Pascal van Rijsewijk as Employee For For Management
Representative to the Supervisory Board
9.2i Elect Gabriele Sassenberg as Employee For For Management
Representative to the Supervisory Board
9.2j Elect Sarka Vojikova as Employee For For Management
Representative to the Supervisory Board
--------------------------------------------------------------------------------
JP ENERGY PARTNERS LP
Ticker: JPEP Security ID: 46643C109
Meeting Date: MAR 07, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Onodera, Tadashi For For Management
2.2 Elect Director Tanaka, Takashi For For Management
2.3 Elect Director Morozumi, Hirofumi For For Management
2.4 Elect Director Takahashi, Makoto For For Management
2.5 Elect Director Ishikawa, Yuzo For For Management
2.6 Elect Director Uchida, Yoshiaki For For Management
2.7 Elect Director Shoji, Takashi For For Management
2.8 Elect Director Muramoto, Shinichi For For Management
2.9 Elect Director Mori, Keiichi For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Kodaira, Nobuyori For For Management
2.12 Elect Director Fukukawa, Shinji For For Management
2.13 Elect Director Tanabe, Kuniko For For Management
2.14 Elect Director Nemoto, Yoshiaki For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt Proxy Access Right Against For Shareholder
4 Report on Methane Emissions Against For Shareholder
5 Report on Annual Sustainability Against For Shareholder
6 Report on Capital Expenditure Strategy Against For Shareholder
with Respect to Climate Change Policy
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 0.125 Per For For Management
Share
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify Ernst & Young as Auditors For For Management
10 Announce Intention to Reappoint None None Management
Farwerck to the Management Board
11 Opportunity to Make Recommendations None None Management
12 Elect D.J. Haank to Supervisory Board For For Management
13 Elect C.J. Garcia Moreno Elizondo to For Against Management
Supervisory Board
14 Announce Vacancies on the Board None None Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Cancellation of Repurchased For For Management
Shares
17 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
18 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
19 Close Meeting None None Management
--------------------------------------------------------------------------------
MFS SERIES TRUST XIV - MFS INSTITUTIONAL MONEY MARKET PORTFOLIO
Ticker: Security ID: 55291X109
Meeting Date: MAR 23, 2017 Meeting Type: Written Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Buller For For Management
1.2 Elect Director John A. Caroselli For For Management
1.3 Elect Director Maureen R. Goldfarb For For Management
1.4 Elect Director David H. Gunning For For Management
1.5 Elect Director Michael Hegarty For For Management
1.6 Elect Director John P. Kavanaugh For For Management
1.7 Elect Director Robert J. Manning For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Maryanne L. Roepke For For Management
1.10 Elect Director Robin A. Stelmach For For Management
1.11 Elect Director Laurie J. Thomsen For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MBT Security ID: 607409109
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Meeting Chairman For For Management
1.2 Resolve to Announce Voting Results and For For Management
Resolutions on General Meeting
2 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 16.60 per
Share
3.1 Elect Aleksandr Gorbunov as Director None For Management
3.2 Elect Andrey Dubovskov as Director None For Management
3.3 Elect Ron Sommer as Director None For Management
3.4 Elect Artyom Zasursky as Director None For Management
3.5 Elect Michel Combes as Director None For Management
3.6 Elect Stanley Miller as Director None For Management
3.7 Elect Vsevolod Rozanov as Director None For Management
3.8 Elect Regina von Flemming as Director None For Management
3.9 Elect Thomas Holtrop as Director None For Management
4.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
4.2 Elect Maksim Mamonov as Member of For For Management
Audit Commission
4.3 Elect Anatoly Panarin as Member of For For Management
Audit Commission
5 Ratify Deloitte & Touche LLP as Auditor For For Management
6 Approve New Edition of Charter For Against Management
7 Approve New Edition of Regulations on For For Management
Board of Directors
8 Approve Reorganization via Acquisition For For Management
of Subsidiaries
9 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 8
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Anthony T. Clark For For Management
1.3 Elect Director E. Linn Draper, Jr. For For Management
1.4 Elect Director Dana J. Dykhouse For For Management
1.5 Elect Director Jan R. Horsfall For For Management
1.6 Elect Director Britt E. Ide For For Management
1.7 Elect Director Julia L. Johnson For For Management
1.8 Elect Director Linda G. Sullivan For For Management
1.9 Elect Director Robert C. Rowe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
NOS SGPS SA
Ticker: NOS Security ID: X5S8LH105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management and For For Management
Supervisory Boards
4 Approve Statement on Remuneration For For Management
Policy
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Authorize Repurchase and Reissuance of For For Management
Bonds
7 Ratify Co-option of Antonio Domingues For For Management
as Director
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Kirbyjon H. Caldwell For For Management
1c Elect Director Lawrence S. Coben For For Management
1d Elect Director Terry G. Dallas For For Management
1e Elect Director Mauricio Gutierrez For For Management
1f Elect Director William E. Hantke For For Management
1g Elect Director Paul W. Hobby For For Management
1h Elect Director Anne C. Schaumburg For For Management
1i Elect Director Evan J. Silverstein For For Management
1j Elect Director Barry T. Smitherman For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director C. John Wilder For For Management
1m Elect Director Walter R. Young For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify KPMG LLP as Auditors For For Management
7 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NRG YIELD, INC.
Ticker: NYLD.A Security ID: 62942X306
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mauricio Gutierrez For Withhold Management
1.2 Elect Director John F. Chlebowski For For Management
1.3 Elect Director Kirkland B. Andrews For Withhold Management
1.4 Elect Director John Chillemi For Withhold Management
1.5 Elect Director Brian R. Ford For For Management
1.6 Elect Director Ferrell P. McClean For For Management
1.7 Elect Director Christopher S. Sotos For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NRG YIELD, INC.
Ticker: NYLD.A Security ID: 62942X405
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mauricio Gutierrez For Withhold Management
1.2 Elect Director John F. Chlebowski For For Management
1.3 Elect Director Kirkland B. Andrews For Withhold Management
1.4 Elect Director John Chillemi For Withhold Management
1.5 Elect Director Brian R. Ford For For Management
1.6 Elect Director Ferrell P. McClean For For Management
1.7 Elect Director Christopher S. Sotos For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NTPC LTD.
Ticker: NTPC Security ID: Y6421X116
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Approve For For Management
Final Dividend
3 Reelect S.C.Pandey as Director For For Management
4 Reelect Kulamani Biswal as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Elect Gurdeep Singh as Director and For For Management
Approve Appointment of Gurdeep Singh
as Chairman and Managing Director
7 Elect Aniruddha Kumar as Director For For Management
8 Elect Rajesh Jain as Independent For For Management
Director
9 Elect Gauri Trivedi as Independent For For Management
Director
10 Elect Seethapathy Chander as For For Management
Independent Director
11 Authorize Issuance of Bonds/Debentures For For Management
12 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ORANGE
Ticker: ORA Security ID: F6866T100
Meeting Date: JUN 01, 2017 Meeting Type: Annual/Special
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Regarding the Absence of New
Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Ratify Appointment of Alexandre For For Management
Bompard as Director
7 Non-Binding Vote on Compensation of For For Management
Stephane Richard, CEO and Chairman
8 Non-Binding Vote on Compensation of For For Management
Ramon Fernandez, Vice-CEO
9 Non-Binding Vote on Compensation of For For Management
Pierre Louette, Vice-CEO
10 Non-Binding Vote on Compensation of For For Management
Gervais Pellissier, Vice-CEO
11 Approve Remuneration Policy of For For Management
Stephane Richard, CEO and Chairman
12 Approve Remuneration Policy of Ramon For For Management
Fernandez, Vice-CEO
13 Approve Remuneration Policy of Pierre For For Management
Louette, Vice-CEO
14 Approve Remuneration Policy of Gervais For For Management
Pellissier, Vice-CEO
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
17 Allow Board to Use Delegations under For Against Management
Item 16 Above in the Event of a Public
Tender Offer
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
19 Allow Board to Use Delegations under For Against Management
Item 18 Above in the Event of a Public
Tender Offer
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
21 Allow Board to Use Delegations under For Against Management
Item 20 Above in the Event of a Public
Tender Offer
22 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-21
23 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
26 Allow Board to Use Delegations under For Against Management
Item 25 Above in the Event of a Public
Tender Offer
27 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion Million
28 Authorize Capitalization of Reserves For Against Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
29 Authorize up to 0.06 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Officers
30 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Reserved for Employees
31 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
32 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
33 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Article 13 of Bylaws Re: Board Against Against Shareholder
Diversity
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Chew For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Fred J. Fowler For For Management
1.4 Elect Director Jeh C. Johnson For For Management
1.5 Elect Director Richard C. Kelly For For Management
1.6 Elect Director Roger H. Kimmel For For Management
1.7 Elect Director Richard A. Meserve For For Management
1.8 Elect Director Forrest E. Miller For For Management
1.9 Elect Director Eric D. Mullins For For Management
1.10 Elect Director Rosendo G. Parra For For Management
1.11 Elect Director Barbara L. Rambo For For Management
1.12 Elect Director Anne Shen Smith For For Management
1.13 Elect Director Geisha J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Cease Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, LP
Ticker: PAGP Security ID: 72651A108
Meeting Date: NOV 15, 2016 Meeting Type: Special
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Simplification Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Raja Rajamannar For For Management
1.5 Elect Director Craig A. Rogerson For For Management
1.6 Elect Director William H. Spence For For Management
1.7 Elect Director Natica von Althann For For Management
1.8 Elect Director Keith H. Williamson For For Management
1.9 Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: SEP 29, 2016 Meeting Type: Special
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Commissioners For For Management
--------------------------------------------------------------------------------
PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: MAR 31, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Resignation of Chari TVT as For For Management
Commissioner and Elect Vivek Sood as
Commissioner
6 Accept Report on the Use of Proceeds For For Management
from Sustainable Sukuk and Rights Issue
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willie A. Deese For For Management
1.2 Elect Director Albert R. Gamper, Jr. For For Management
1.3 Elect Director William V. Hickey For For Management
1.4 Elect Director Ralph Izzo For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director David Lilley For For Management
1.7 Elect Director Thomas A. Renyi For For Management
1.8 Elect Director Hak Cheol (H.C.) Shin For For Management
1.9 Elect Director Richard J. Swift For For Management
1.10 Elect Director Susan Tomasky For For Management
1.11 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2016
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.13 per Preferred
Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2016
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2016
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2017
7 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Half-Year and Quarterly
Reports 2017
8.1 Elect Monika Kircher to the For For Management
Supervisory Board
8.2 Elect Ute Gerbaulet to the Supervisory For For Management
Board
9 Approve Affiliation Agreement with For For Management
Subsidiary RWE Downstream Beteiligungs
GmbH
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization to Facilitate For For Management
Transition to REIT Status
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: SEP 29, 2016 Meeting Type: Special
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Ballschmiede For For Management
1.2 Elect Director Sarah M. Barpoulis For For Management
1.3 Elect Director Carlin G. Conner For For Management
1.4 Elect Director Karl F. Kurz For For Management
1.5 Elect Director James H. Lytal For For Management
1.6 Elect Director William J. McAdam For For Management
1.7 Elect Director Thomas R. McDaniel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Kathleen L. Brown For For Management
1.3 Elect Director Andres Conesa For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Pablo A. Ferrero For For Management
1.6 Elect Director William D. Jones For For Management
1.7 Elect Director Bethany J. Mayer For For Management
1.8 Elect Director William G. Ouchi For For Management
1.9 Elect Director Debra L. Reed For For Management
1.10 Elect Director William C. Rusnack For For Management
1.11 Elect Director Lynn Schenk For For Management
1.12 Elect Director Jack T. Taylor For For Management
1.13 Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Christina Hon Kwee Fong For For Management
(Christina Ong) as Director
4 Elect Simon Claude Israel as Director For For Management
5 Elect Peter Edward Mason as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Pursuant to the Singtel
Performance Share Plan 2012
10 Authorize Share Repurchase Program For For Management
11 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Gregor Alexander as Director For For Management
6 Re-elect Jeremy Beeton as Director For For Management
7 Re-elect Katie Bickerstaffe as Director For For Management
8 Re-elect Sue Bruce as Director For For Management
9 Elect Crawford Gillies as Director For For Management
10 Re-elect Richard Gillingwater as For For Management
Director
11 Re-elect Peter Lynas as Director For For Management
12 Elect Helen Mahy as Director For For Management
13 Re-elect Alistair Phillips-Davies as For For Management
Director
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
SUEZ
Ticker: SEV Security ID: F6327G101
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Ratify Appointment of Francesco For Against Management
Caltagirone as Director
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
Ongoing Transactions
6 Approve Remuneration Policy for For For Management
Chairman
7 Non-Binding Vote on Compensation of For For Management
Gerard Mestrallet, Chairman
8 Approve Remuneration Policy for CEO For For Management
9 Non-Binding Vote on Compensation of For For Management
Jean-Louis Chaussade, CEO
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 451 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 226 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for Private
Placements, up to Aggregate Nominal
Amount of EUR 226 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
17 Authorize Capital Increase of Up to For For Management
EUR 226 Million for Future Exchange
Offers
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
20 Approve Restricted Stock Plan in For For Management
Connection with Employee Stock
Purchase Plans
21 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests under
Items 12-20 at EUR 451 Million
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director Michael A. Heim For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
6 Approve Issuance of Shares of Common For For Management
Stock Upon Conversion of Series A
Preferred Stock and Exercise of
Outstanding Warrants
--------------------------------------------------------------------------------
TDC A/S
Ticker: TDC Security ID: K94545116
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends
5a Reelect Pierre Danon as Director For For Management
5b Reelect Stine Bosse as Director For For Management
5c Reelect Angus Porter as Director For For Management
5d Reelect Pieter Knook as Director For For Management
5e Reelect Benoit Scheen as Director For For Management
5f Reelect Marianne Rorslev Bock as For For Management
Director
5g Elect Lene Skole as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditor
7a Authorize Share Repurchase Program For For Management
7b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7c Approve Remuneration of Directors For For Management
7d Ensure Fixed-Line Network for Hjordis None Against Shareholder
Engell
8 Other Business None None Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Charles L. Harrington For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director Holly K. Koeppel For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director John B. Morse, Jr. For For Management
1.8 Elect Director Moises Naim For For Management
1.9 Elect Director Charles O. Rossotti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Assess Impact of a 2 Degree Scenario Against For Shareholder
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: NOV 23, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Kathleen B. Cooper For For Management
1.5 Elect Director Peter A. Ragauss For For Management
1.6 Elect Director Scott D. Sheffield For For Management
1.7 Elect Director Murray D. Smith For For Management
1.8 Elect Director William H. Spence For For Management
1.9 Elect Director Janice D. Stoney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Charles I. Cogut For For Management
1.5 Elect Director Kathleen B. Cooper For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Peter A. Ragauss For For Management
1.8 Elect Director Scott D. Sheffield For For Management
1.9 Elect Director Murray D. Smith For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Janice D. Stoney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TRACTEBEL ENERGIA S.A.
Ticker: TBLE3 Security ID: P9208W103
Meeting Date: JUL 14, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For Did Not Vote Management
2 Amend Article 1 Re: Change Company For Did Not Vote Management
Name and Article 5 to Reflect Changes
in Capital
3 Consolidate Bylaws For Did Not Vote Management
4 Elect Director For Did Not Vote Management
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Stephan Cretier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director John E. Lowe For For Management
1.7 Elect Director Paula Rosput Reynolds For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director Indira V. Samarasekera For For Management
1.10 Elect Director D. Michael G. Stewart For For Management
1.11 Elect Director Siim A. Vanaselja For For Management
1.12 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: MAR 20, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Fourth Issuance of For Did Not Vote Management
Non-Convertible Debentures up to BRL
925 million
2 Amend Articles and Consolidate Bylaws For Did Not Vote Management
3 Amend Internal Regulations of Board of For Did Not Vote Management
Directors
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: APR 20, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Participation in For Did Not Vote Management
Brazilian Electricity Regulatory
Agency (ANEEL) Auction
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors For Did Not Vote Management
3.1 Elect Director Appointed by Minority None Did Not Vote Shareholder
Shareholder
3.2 Elect Director Appointed by Preferred None Did Not Vote Shareholder
Shareholder
4 Elect Fiscal Council Members For Did Not Vote Management
4.1 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder
by Minority Shareholder
4.2 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder
by Preferred Shareholder
5 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council Members
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: JUN 23, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Vote Management
2 Amend Article 4 to Reflect Changes in For Did Not Vote Management
Capital
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUL 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For Against Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Elect David Nish as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: MFS SERIES TRUST VI
By (Signature and Title): David DiLorenzo*
-------------------------------------------
David DiLorenzo, President and Principal
Executive Officer
Date: August 28, 2017
*By (Signature and Title) /s/ Susan A. Pereira
-------------------------------------------
Susan A. Pereira, as attorney-in-fact
* Executed by Susan A. Pereira on behalf of David DiLorenzo pursuant to a
Power of Attorney dated June 1, 2017. (1)
(1) Incorporated by reference to MFS Series Trust XIII (File Nos. 2-74959 and
811-03327) Post-Effective Amendment No. 65 filed with the SEC via EDGAR on
June 27, 2017.