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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22375
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PIMCO Equity Series
(Exact name of registrant as specified in charter)
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650 Newport Center Drive, Newport Beach, CA 92660
(Address of principal executive offices) (Zip code)
Trent W. Walker
Treasurer (Principal Financial & Accounting Officer)
PIMCO Equity Series
650 Newport Center Drive
Newport Beach, CA 92660
(Name and address of agent for service)
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Copies to:
Brendan C. Fox
Dechert LLP
1900 K Street, N.W.
Washington, D.C. 20006
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Registrant's telephone number, including area code: (888) 877-4626
Date of fiscal year end: June 30
Date of reporting period: July 1, 2016 to June 30, 2017
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22375
Reporting Period: 07/01/2016 - 06/30/2017
PIMCO Equity Series
========================== PIMCO Balanced Income Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Dividend and Income Fund ========================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES B. BACHMANN FOR FOR Management
2 ELECTION OF DIRECTOR: BONNIE R. BROOKS FOR FOR Management
3 ELECTION OF DIRECTOR: TERRY L. BURMAN FOR FOR Management
4 ELECTION OF DIRECTOR: SARAH M. FOR FOR Management
GALLAGHER
5 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
GREENLEES
6 ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN FOR FOR Management
7 ELECTION OF DIRECTOR: FRAN HOROWITZ FOR FOR Management
8 ELECTION OF DIRECTOR: ARTHUR C. FOR FOR Management
MARTINEZ
9 ELECTION OF DIRECTOR: CHARLES R. PERRIN FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHANIE M. FOR FOR Management
SHERN
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 APPROVAL OF ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF ABERCROMBIE & FITCH CO. SHORT-TERM
CASH INCENTIVE COMPENSATION
PERFORMANCE PLAN.
14 APPROVAL OF ABERCROMBIE & FITCH CO. FOR FOR Management
LONG-TERM CASH INCENTIVE COMPENSATION
PERFORMANCE PLAN.
15 APPROVAL OF AMENDMENTS TO ABERCROMBIE FOR FOR Management
& FITCH CO. 2016 LONG- TERM INCENTIVE
PLAN FOR DIRECTORS TO AUTHORIZE
400,000 ADDITIONAL SHARES AND
EXPLICITLY PROHIBIT THE CURRENT
PAYMENT OF DIVIDENDS IN ANY FORM ON
UNVESTED EQUITY AWARDS.
16 APPROVAL OF AMENDMENTS TO ABERCROMBIE FOR FOR Management
& FITCH CO. 2016 LONG- TERM INCENTIVE
PLAN FOR ASSOCIATES TO AUTHORIZE
1,200,000 ADDITIONAL SHARES AND
EXPLICITLY PROHIBIT THE CURRENT
PAYMENT OF DIVIDENDS IN ANY FORM ON
UNVESTED EQUITY AWARDS.
17 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
18 STOCKHOLDER PROPOSAL REGARDING "PROXY FOR FOR Shareholder
ACCESS," IF THE STOCKHOLDER PROPOSAL
IS PROPERLY PRESENTED AT THE ANNUAL
MEETING.
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL P. AMOS FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL S. AMOS II FOR FOR Management
3 ELECTION OF DIRECTOR: W. PAUL BOWERS FOR FOR Management
4 ELECTION OF DIRECTOR: KRISS CLONINGER FOR FOR Management
III
5 ELECTION OF DIRECTOR: TOSHIHIKO FOR FOR Management
FUKUZAWA
6 ELECTION OF DIRECTOR: ELIZABETH J. FOR FOR Management
HUDSON
7 ELECTION OF DIRECTOR: DOUGLAS W. FOR FOR Management
JOHNSON
8 ELECTION OF DIRECTOR: ROBERT B. JOHNSON FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS J. KENNY FOR FOR Management
10 ELECTION OF DIRECTOR: CHARLES B. KNAPP FOR FOR Management
11 ELECTION OF DIRECTOR: KAROLE F. LLOYD FOR FOR Management
12 ELECTION OF DIRECTOR: JOSEPH L. FOR FOR Management
MOSKOWITZ
13 ELECTION OF DIRECTOR: BARBARA K. FOR FOR Management
RIMER, DRPH
14 ELECTION OF DIRECTOR: MELVIN T. STITH FOR FOR Management
15 TO CONSIDER THE FOLLOWING NON-BINDING FOR FOR Management
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION, INCLUDIN
16 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION EVERY
17 TO CONSIDER AND ACT UPON THE FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017
18 TO APPROVE THE ADOPTION OF THE AFLAC FOR FOR Management
INCORPORATED LONG-TERM INCENTIVE PLAN
(AS AMENDED AND RESTATED FEBRUARY 14,
2017) ("2017 LTIP") WITH ADDITIONAL
SHARES AUTHORIZED UNDER THE 2017 LTIP
19 TO APPROVE THE ADOPTION OF THE 2018 FOR FOR Management
MANAGEMENT INCENTIVE PLAN ("2018 MIP")
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AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROY V. ARMES FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL C. ARNOLD FOR FOR Management
3 ELECTION OF DIRECTOR: P. GEORGE BENSON FOR FOR Management
4 ELECTION OF DIRECTOR: WOLFGANG DEML FOR FOR Management
5 ELECTION OF DIRECTOR: GEORGE E. MINNICH FOR FOR Management
6 ELECTION OF DIRECTOR: MARTIN H. FOR FOR Management
RICHENHAGEN
7 ELECTION OF DIRECTOR: GERALD L. SHAHEEN FOR FOR Management
8 ELECTION OF DIRECTOR: MALLIKA FOR FOR Management
SRINIVASAN
9 ELECTION OF DIRECTOR: HENDRIKUS VISSER FOR FOR Management
10 FREQUENCY (ONE, TWO OR THREE YEARS) OF 1 - Year FOR Management
THE NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
11 NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
12 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GERALD L. BALILES FOR FOR Management
2 ELECTION OF DIRECTOR: MARTIN J. FOR FOR Management
BARRINGTON
3 ELECTION OF DIRECTOR: JOHN T. CASTEEN FOR FOR Management
III
4 ELECTION OF DIRECTOR: DINYAR S. DEVITRE FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS F. FOR FOR Management
FARRELL II
6 ELECTION OF DIRECTOR: DEBRA J. FOR FOR Management
KELLY-ENNIS
7 ELECTION OF DIRECTOR: W. LEO KIELY III FOR FOR Management
8 ELECTION OF DIRECTOR: KATHRYN B. FOR FOR Management
MCQUADE
9 ELECTION OF DIRECTOR: GEORGE MUNOZ FOR FOR Management
10 ELECTION OF DIRECTOR: NABIL Y. SAKKAB FOR FOR Management
11 ELECTION OF DIRECTOR: VIRGINIA E. FOR FOR Management
SHANKS
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF ALTRIA'S NAMED
EXECUTIVE OFFICERS
14 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF ALTRIA'S
NAMED EXECUTIVE OFFICERS
15 SHAREHOLDER PROPOSAL - ADVERTISING IN AGAINST AGAINST Shareholder
MINORITY/ LOW INCOME NEIGHBORHOODS
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AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WARNER L. BAXTER FOR FOR Management
2 ELECTION OF DIRECTOR: CATHERINE S. FOR FOR Management
BRUNE
3 ELECTION OF DIRECTOR: J. EDWARD COLEMAN FOR FOR Management
4 ELECTION OF DIRECTOR: ELLEN M. FOR FOR Management
FITZSIMMONS
5 ELECTION OF DIRECTOR: RAFAEL FLORES FOR FOR Management
6 ELECTION OF DIRECTOR: WALTER J. GALVIN FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
HARSHMAN
8 ELECTION OF DIRECTOR: GAYLE P. W. FOR FOR Management
JACKSON
9 ELECTION OF DIRECTOR: JAMES C. JOHNSON FOR FOR Management
10 ELECTION OF DIRECTOR: STEVEN H. FOR FOR Management
LIPSTEIN
11 ELECTION OF DIRECTOR: STEPHEN R. WILSON FOR FOR Management
12 NON-BINDING ADVISORY APPROVAL OF FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY
STATEMENT.
13 NON-BINDING ADVISORY APPROVAL ON 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
SHAREHOLDER ADVISORY VOTE.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
15 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON AGGRESSIVE RENEWABLE ENERGY
ADOPTION.
16 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON THE IMPACT ON THE COMPANY'S
GENERATION PORTFOLIO OF PUBLIC
POLICIES AND TECHNOLOGICAL ADVANCES
THAT ARE CONSISTENT WITH LIMITING
GLOBAL WARMING.
17 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON COAL COMBUSTION RESIDUALS.
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AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NICHOLAS K. AKINS FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. ANDERSON FOR FOR Management
3 ELECTION OF DIRECTOR: J. BARNIE FOR FOR Management
BEASLEY, JR.
4 ELECTION OF DIRECTOR: RALPH D. CROSBY, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: LINDA A. FOR FOR Management
GOODSPEED
6 ELECTION OF DIRECTOR: THOMAS E. HOAGLIN FOR FOR Management
7 ELECTION OF DIRECTOR: SANDRA BEACH LIN FOR FOR Management
8 ELECTION OF DIRECTOR: RICHARD C. FOR FOR Management
NOTEBAERT
9 ELECTION OF DIRECTOR: LIONEL L. NOWELL FOR FOR Management
III
10 ELECTION OF DIRECTOR: STEPHEN S. FOR FOR Management
RASMUSSEN
11 ELECTION OF DIRECTOR: OLIVER G. FOR FOR Management
RICHARD III
12 ELECTION OF DIRECTOR: SARA MARTINEZ FOR FOR Management
TUCKER
13 REAPPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE AMERICAN ELECTRIC POWER SYSTEM
SENIOR OFFICER INCENTIVE PLAN.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
15 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. DON CORNWELL FOR FOR Management
2 ELECTION OF DIRECTOR: BRIAN DUPERREAULT FOR FOR Management
3 ELECTION OF DIRECTOR: PETER R. FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN H. FOR FOR Management
FITZPATRICK
5 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
JURGENSEN
6 ELECTION OF DIRECTOR: CHRISTOPHER S. FOR FOR Management
LYNCH
7 ELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
8 ELECTION OF DIRECTOR: HENRY S. MILLER FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA A. MILLS FOR FOR Management
10 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
11 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
RITTENMEYER
12 ELECTION OF DIRECTOR: DOUGLAS M. FOR FOR Management
STEENLAND
13 ELECTION OF DIRECTOR: THERESA M. STONE FOR FOR Management
14 TO VOTE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, TO APPROVE EXECUTIVE
COMPENSATION.
15 TO ACT UPON A PROPOSAL TO AMEND AND FOR FOR Management
RESTATE AIG'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT AIG'S
TAX ATTRIBUTES.
16 TO ACT UPON A PROPOSAL TO RATIFY THE FOR FOR Management
AMENDMENT TO EXTEND THE EXPIRATION OF
THE AMERICAN INTERNATIONAL GROUP, INC.
TAX ASSET PROTECTION PLAN.
17 TO ACT UPON A PROPOSAL TO RATIFY THE FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS AIG'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
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AMERICAN NATIONAL INSURANCE COMPANY
Ticker: ANAT Security ID: 028591105
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM C. ANSELL FOR FOR Management
2 ELECTION OF DIRECTOR: ARTHUR O. DUMMER FOR FOR Management
3 ELECTION OF DIRECTOR: FRANCES A. FOR FOR Management
MOODY-DAHLBERG
4 ELECTION OF DIRECTOR: JAMES P. PAYNE FOR FOR Management
5 ELECTION OF DIRECTOR: E.J. PEDERSON FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES E. POZZI FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES D. FOR FOR Management
YARBROUGH
8 ELECTION OF DIRECTOR: ROSS R. MOODY FOR FOR Management
9 A NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS DISCLOSED IN THE
"EXECUTIVE COMPENSATION" SECTION OF
THE PROXY STATEMENT.
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS AUDITORS FOR 2017
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ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANCINE J. FOR FOR Management
BOVICH
2 ELECTION OF DIRECTOR: JONATHAN D. GREEN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN H. SCHAEFER FOR FOR Management
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
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ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R. KERRY CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT L. DIXON, FOR FOR Management
JR.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
4 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 TO APPROVE PROPOSED AMENDMENTS TO OUR FOR FOR Management
ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO AMEND OUR BY-LAWS.
7 TO APPROVE THE 2017 ANTHEM INCENTIVE FOR FOR Management
COMPENSATION PLAN.
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APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANNELL R. BAY FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN J. FOR FOR Management
CHRISTMANN IV
3 ELECTION OF DIRECTOR: CHANSOO JOUNG FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
MONTGOMERY
5 ELECTION OF DIRECTOR: AMY H. NELSON FOR FOR Management
6 ELECTION OF DIRECTOR: DANIEL W. RABUN FOR FOR Management
7 ELECTION OF DIRECTOR: PETER A. RAGAUSS FOR FOR Management
8 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
APACHE'S INDEPENDENT AUDITORS.
9 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF APACHE'S NAMED EXECUTIVE OFFICERS.
10 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE TO APPROVE COMPENSATION OF
APACHE'S NAMED EXECUTIVE OFFICERS.
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ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELAINE D. ROSEN FOR FOR Management
2 ELECTION OF DIRECTOR: HOWARD L. CARVER FOR FOR Management
3 ELECTION OF DIRECTOR: JUAN N. CENTO FOR FOR Management
4 ELECTION OF DIRECTOR: ALAN B. COLBERG FOR FOR Management
5 ELECTION OF DIRECTOR: ELYSE DOUGLAS FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE V. FOR FOR Management
JACKSON
7 ELECTION OF DIRECTOR: CHARLES J. KOCH FOR FOR Management
8 ELECTION OF DIRECTOR: JEAN-PAUL L. FOR FOR Management
MONTUPET
9 ELECTION OF DIRECTOR: PAUL J. REILLY FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT W. STEIN FOR FOR Management
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 ADVISORY APPROVAL OF THE 2016 FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
13 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
14 APPROVAL OF THE ASSURANT, INC. 2017 FOR FOR Management
LONG TERM EQUITY INCENTIVE PLAN.
15 AMENDMENT OF THE COMPANY'S RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 ELECTION OF DIRECTOR: LAURA D'ANDREA FOR FOR Management
TYSON
13 ELECTION OF DIRECTOR: GEOFFREY Y. YANG FOR FOR Management
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS.
15 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY APPROVAL OF FREQUENCY OF VOTE 1 - Year FOR Management
ON EXECUTIVE COMPENSATION
17 PREPARE POLITICAL SPENDING REPORT. AGAINST FOR Shareholder
19 MODIFY PROXY ACCESS REQUIREMENTS. AGAINST FOR Shareholder
20 REDUCE VOTE REQUIRED FOR WRITTEN AGAINST FOR Shareholder
CONSENT.
18 PREPARE LOBBYING REPORT. AGAINST FOR Shareholder
1 ELECTION OF DIRECTOR: RANDALL L. FOR FOR Management
STEPHENSON
2 ELECTION OF DIRECTOR: SAMUEL A. DI FOR FOR Management
PIAZZA, JR.
3 ELECTION OF DIRECTOR: RICHARD W. FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: SCOTT T. FORD FOR FOR Management
5 ELECTION OF DIRECTOR: GLENN H. HUTCHINS FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
KENNARD
7 ELECTION OF DIRECTOR: MICHAEL B. FOR FOR Management
MCCALLISTER
8 ELECTION OF DIRECTOR: BETH E. MOONEY FOR FOR Management
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE FOR FOR Management
11 ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR FOR FOR Management
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AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING, ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE EXECUTIVE
COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP, UNITED
KINGDOM, AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, FOR 2017.
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BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSE (JOE) FOR FOR Management
ALMEIDA
2 ELECTION OF DIRECTOR: THOMAS F. CHEN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN D. FORSYTH FOR FOR Management
4 ELECTION OF DIRECTOR: MUNIB ISLAM FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL F. FOR FOR Management
MAHONEY
6 ELECTION OF DIRECTOR: CAROLE J. FOR FOR Management
SHAPAZIAN
7 ELECTION OF DIRECTOR: THOMAS T. FOR FOR Management
STALLKAMP
8 ELECTION OF DIRECTOR: ALBERT P.L. FOR FOR Management
STROUCKEN
9 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES
11 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
12 STOCKHOLDER PROPOSAL - PROXY ACCESS AGAINST FOR Shareholder
BYLAW AMENDMENT TO INCREASE
AGGREGATION CAP
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BAYTEX ENERGY CORP.
Ticker: BTE Security ID: 07317Q105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
PROFESSIONAL ACCOUNTANTS, AS AUDITORS
OF BAYTEX FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS OF BAYTEX TO
FIX THEIR REMUNERATION.
3 ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
INFORMATION CIRCULAR - PROXY STATEMENT.
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BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend of NIS 665 Million For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
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BOMBARDIER INC.
Ticker: BDRBF Security ID: 097751200
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP,
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
INDEPENDENT AUDITORS.
3 ADVISORY VOTE ON THE REMUNERATION OF FOR FOR Management
THE EXECUTIVE OFFICERS OF BOMBARDIER
INC. THE BOARD OF DIRECTORS RECOMMENDS
THAT SHAREHOLDERS VOTE FOR THE
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE MANAGEMENT PROXY
CIRCULAR.
4 SHAREHOLDER PROPOSAL 1. THE BOARD OF AGAINST AGAINST Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE AGAINST THE SHAREHOLDER PROPOSAL
1 SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
5 SHAREHOLDER PROPOSAL 2. THE BOARD OF AGAINST AGAINST Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE AGAINST THE SHAREHOLDER PROPOSAL
2 SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
6 SHAREHOLDER PROPOSAL 3. THE BOARD OF FOR FOR Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE FOR THE SHAREHOLDER PROPOSAL 3
SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
BONAVISTA ENERGY CORPORATION
Ticker: BNPUF Security ID: 09784Y108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 NON-BINDING ADVISORY RESOLUTION ON OUR FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERNEST G. FOR FOR Management
BACHRACH
2 ELECTION OF DIRECTOR: ENRIQUE H. FOR FOR Management
BOILINI
3 ELECTION OF DIRECTOR: CAROL M. BROWNER FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL CORNET DE FOR FOR Management
WAYS-RUART
5 ELECTION OF DIRECTOR: ANDREW FERRIER FOR FOR Management
6 ELECTION OF DIRECTOR: ANDREAS FIBIG FOR FOR Management
7 ELECTION OF DIRECTOR: KATHLEEN HYLE FOR FOR Management
8 ELECTION OF DIRECTOR: L. PATRICK LUPO FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN E. MCGLADE FOR FOR Management
10 ELECTION OF DIRECTOR: SOREN SCHRODER FOR FOR Management
11 TO APPOINT DELOITTE & TOUCHE LLP AS FOR FOR Management
BUNGE LIMITED'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017 AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE THE INDEPENDENT AUDITORS'
FEES.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
14 TO APPROVE THE BUNGE LIMITED 2017 FOR FOR Management
NON-EMPLOYEE DIRECTORS EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q206
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
ALBRECHT
2 ELECTION OF DIRECTOR: RICHARD W. FOR FOR Management
MONCRIEF
3 ELECTION OF DIRECTOR: TODD A. STEVENS FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2017.
5 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS
3 ADVISORY RESOLUTION ABOUT OUR FOR FOR Management
EXECUTIVE COMPENSATION APPROACH
4 SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD D. FOR FOR Management
FAIRBANK
2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT FOR FOR Management
3 ELECTION OF DIRECTOR: LEWIS HAY, III FOR FOR Management
4 ELECTION OF DIRECTOR: BENJAMIN P. FOR FOR Management
JENKINS,III
5 ELECTION OF DIRECTOR: PETER THOMAS FOR FOR Management
KILLALEA
6 ELECTION OF DIRECTOR: PIERRE E. LEROY FOR FOR Management
7 ELECTION OF DIRECTOR: PETER E. RASKIND. FOR FOR Management
8 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
9 ELECTION OF DIRECTOR: BRADFORD H. FOR FOR Management
WARNER
10 ELECTION OF DIRECTOR: CATHERINE G. WEST FOR FOR Management
11 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS OF
CAPITAL ONE FOR 2017.
12 ADVISORY APPROVAL OF CAPITAL ONE'S FOR FOR Management
2016 NAMED EXECUTIVE OFFICER
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
14 APPROVAL AND ADOPTION OF CAPITAL ONE'S FOR FOR Management
AMENDED AND RESTATED ASSOCIATE STOCK
PURCHASE PLAN.
15 STOCKHOLDER PROPOSAL REQUESTING AGAINST AGAINST Shareholder
STOCKHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID L. CALHOUN FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL M. FOR FOR Management
DICKINSON
3 ELECTION OF DIRECTOR: JUAN GALLARDO FOR FOR Management
4 ELECTION OF DIRECTOR: JESSE J. GREENE, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: JON M. HUNTSMAN, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: DENNIS A. FOR FOR Management
MUILENBURG
7 ELECTION OF DIRECTOR: WILLIAM A. OSBORN FOR FOR Management
8 ELECTION OF DIRECTOR: DEBRA L. REED FOR FOR Management
9 ELECTION OF DIRECTOR: EDWARD B. RUST, FOR FOR Management
JR.
10 ELECTION OF DIRECTOR: SUSAN C. SCHWAB FOR FOR Management
11 ELECTION OF DIRECTOR: JIM UMPLEBY FOR FOR Management
12 ELECTION OF DIRECTOR: MILES D. WHITE FOR FOR Management
13 ELECTION OF DIRECTOR: RAYFORD WILKINS, FOR FOR Management
JR.
14 RATIFY THE APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
17 APPROVE THE AMENDED AND RESTATED FOR FOR Management
CATERPILLAR INC. 2014 LONG-TERM
INCENTIVE PLAN.
18 SHAREHOLDER PROPOSAL - PROVIDE A AGAINST FOR Shareholder
REPORT OF LOBBYING ACTIVITIES.
19 SHAREHOLDER PROPOSAL - DECREASE AGAINST FOR Shareholder
PERCENT OF OWNERSHIP REQUIRED TO CALL
SPECIAL SHAREHOLDER MEETING.
20 SHAREHOLDER PROPOSAL - PROVIDE A AGAINST AGAINST Shareholder
REPORT OF LOBBYING PRIORITIES.
21 SHAREHOLDER PROPOSAL - INCLUDE AGAINST AGAINST Shareholder
SUSTAINABILITY AS A PERFORMANCE
MEASURE UNDER EXECUTIVE INCENTIVE
PLANS.
22 SHAREHOLDER PROPOSAL - AMEND THE AGAINST AGAINST Shareholder
COMPANY'S COMPENSATION CLAWBACK POLICY.
23 SHAREHOLDER PROPOSAL - ADOPT A AGAINST AGAINST Shareholder
PERMANENT POLICY THAT THE CHAIRMAN BE
INDEPENDENT.
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MILTON CARROLL FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
JOHNSON
3 ELECTION OF DIRECTOR: JANIECE M. FOR FOR Management
LONGORIA
4 ELECTION OF DIRECTOR: SCOTT J. MCLEAN FOR FOR Management
5 ELECTION OF DIRECTOR: THEODORE F. POUND FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT M. FOR FOR Management
PROCHAZKA
7 ELECTION OF DIRECTOR: SUSAN O. RHENEY FOR FOR Management
8 ELECTION OF DIRECTOR: PHILLIP R. SMITH FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN W. FOR FOR Management
SOMERHALDER II
10 ELECTION OF DIRECTOR: PETER S. WAREING FOR FOR Management
11 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
2017.
12 APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAR 16, 2017 Meeting Type: Special
Record Date: JAN 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
CENTURYLINK COMMON STOCK TO LEVEL 3
STOCKHOLDERS IN CONNECTION WITH THE
COMBINATION, AS CONTEMPLATED BY THE
MERGER AGREEMENT, DATED OCTOBER 31,
2016, AMONG CENTURYLINK, WILDCAT
MERGER SUB 1 LLC, WWG MERGER SUB LLC
AND L
2 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ISSUE CENTURYLINK COMMON
STOCK IN CONNECTION WITH THE COMBINA
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT AUDITOR FOR 2017.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF OUR EXECUTIVE COMPENSATION VOTES.
5 SHAREHOLDER PROPOSAL REGARDING EQUITY AGAINST AGAINST Shareholder
RETENTION.
6 SHAREHOLDER PROPOSAL REGARDING OUR AGAINST AGAINST Shareholder
LOBBYING ACTIVITIES.
7 SHAREHOLDER PROPOSAL REGARDING OUR AGAINST AGAINST Shareholder
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: WILLIAM DAVISSON FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN A. FOR FOR Management
FURBACHER
1 ELECTION OF DIRECTOR: ROBERT C. FOR FOR Management
ARZBAECHER
4 ELECTION OF DIRECTOR: STEPHEN J. HAGGE FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN D. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT G. KUHBACH FOR FOR Management
7 ELECTION OF DIRECTOR: ANNE P. NOONAN FOR FOR Management
8 ELECTION OF DIRECTOR: EDWARD A. SCHMITT FOR FOR Management
9 ELECTION OF DIRECTOR: THERESA E. WAGLER FOR FOR Management
10 ELECTION OF DIRECTOR: W. ANTHONY WILL FOR FOR Management
11 APPROVAL OF AN ADVISORY RESOLUTION FOR FOR Management
REGARDING THE COMPENSATION OF CF
INDUSTRIES HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS.
12 RECOMMENDATION, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, ON THE FREQUENCY OF
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF CF INDUSTRIES
HOLDINGS, INC.'S NAMED EXECUTIVE
OFFICERS.
13 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM IN 2017.
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GLORIA R. BOYLAND FOR FOR Management
2 ELECTION OF DIRECTOR: LUKE R. CORBETT FOR FOR Management
3 ELECTION OF DIRECTOR: ARCHIE W. DUNHAM FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT D. LAWLER FOR FOR Management
5 ELECTION OF DIRECTOR: R. BRAD MARTIN FOR FOR Management
6 ELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
7 ELECTION OF DIRECTOR: THOMAS L. RYAN FOR FOR Management
8 TO APPROVE AN AMENDMENT TO OUR FOR FOR Management
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 2 BILLION.
9 TO APPROVE ON AN ADVISORY BASIS OUR FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
10 TO APPROVE ON AN ADVISORY BASIS THE 1 - Year FOR Management
FREQUENCY OF SHAREHOLDER ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
11 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. M. AUSTIN FOR FOR Management
2 ELECTION OF DIRECTOR: L. F. DEILY FOR FOR Management
3 ELECTION OF DIRECTOR: R. E. DENHAM FOR FOR Management
4 ELECTION OF DIRECTOR: A. P. GAST FOR FOR Management
5 ELECTION OF DIRECTOR: E. HERNANDEZ, JR. FOR FOR Management
6 ELECTION OF DIRECTOR: J. M. HUNTSMAN FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: C. W. MOORMAN IV FOR FOR Management
8 ELECTION OF DIRECTOR: D. F. MOYO FOR FOR Management
9 ELECTION OF DIRECTOR: R. D. SUGAR FOR FOR Management
10 ELECTION OF DIRECTOR: I. G. THULIN FOR FOR Management
11 ELECTION OF DIRECTOR: J. S. WATSON FOR FOR Management
12 ELECTION OF DIRECTOR: M. K. WIRTH FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF PWC AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION
16 REPORT ON LOBBYING AGAINST FOR Shareholder
17 REPORT ON FEASIBILITY OF POLICY ON NOT AGAINST AGAINST Shareholder
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
18 REPORT ON CLIMATE CHANGE IMPACT AGAINST FOR Shareholder
ASSESSMENT
19 REPORT ON TRANSITION TO A LOW CARBON AGAINST AGAINST Shareholder
ECONOMY
20 ADOPT POLICY ON INDEPENDENT CHAIRMAN AGAINST FOR Shareholder
21 RECOMMEND INDEPENDENT DIRECTOR WITH AGAINST AGAINST Shareholder
ENVIRONMENTAL EXPERTISE
22 SET SPECIAL MEETINGS THRESHOLD AT 10% AGAINST FOR Shareholder
--------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q208
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL DONLIN FOR FOR Management
2 ELECTION OF DIRECTOR: MARK ABRAMS FOR FOR Management
3 ELECTION OF DIRECTOR: GERARD CREAGH FOR FOR Management
4 THE PROPOSAL TO APPROVE A NON-BINDING FOR FOR Management
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
5 THE PROPOSAL TO APPROVE A NON-BINDING 1 - Year FOR Management
ADVISORY RESOLUTION ON THE FREQUENCY
OF STOCKHOLDER VOTING ON THE COMPANY'S
EXECUTIVE COMPENSATION.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID DENTON FOR FOR Management
2 ELECTION OF DIRECTOR: ANDREA GUERRA FOR FOR Management
3 ELECTION OF DIRECTOR: SUSAN KROPF FOR FOR Management
4 ELECTION OF DIRECTOR: ANNABELLE YU LONG FOR FOR Management
5 ELECTION OF DIRECTOR: VICTOR LUIS FOR FOR Management
6 ELECTION OF DIRECTOR: IVAN MENEZES FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM NUTI FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHANIE FOR FOR Management
TILENIUS
9 ELECTION OF DIRECTOR: JIDE ZEITLIN FOR FOR Management
10 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 1, 2017.
11 THE APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION ..(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED COACH, INC. 2010 STOCK
INCENTIVE PLAN (AMENDED AND RESTATED
AS OF SEPTEMBER 23, 2016).
13 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED COACH, INC. EMPLOYEE STOCK
PURCHASE PLAN.
14 A STOCKHOLDER PROPOSAL ENTITLED AGAINST AGAINST Shareholder
"NET-ZERO GREENHOUSE GAS EMISSIONS BY
2030" IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------
CONDUENT INCORPORATED
Ticker: CNDT Security ID: 206787103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL S. GALANT FOR FOR Management
2 ELECTION OF DIRECTOR: JOIE GREGOR FOR FOR Management
3 ELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
4 ELECTION OF DIRECTOR: COURTNEY MATHER FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL NEVIN FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL A. NUTTER FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
PARRETT
8 ELECTION OF DIRECTOR: ASHOK VEMURI FOR FOR Management
9 ELECTION OF DIRECTOR: VIRGINIA M. FOR FOR Management
WILSON
10 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
11 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
2016 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
12 SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
13 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE CONDUENT
PIP FOR PURPOSES OF SECTION 162(M) OF
THE CODE.
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD L. FOR FOR Management
ARMITAGE
2 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
AUCHINLECK
3 ELECTION OF DIRECTOR: CHARLES E. BUNCH FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN V. FARACI FOR FOR Management
5 ELECTION OF DIRECTOR: JODY L. FREEMAN FOR FOR Management
6 ELECTION OF DIRECTOR: GAY HUEY EVANS FOR FOR Management
7 ELECTION OF DIRECTOR: RYAN M. LANCE FOR FOR Management
8 ELECTION OF DIRECTOR: ARJUN N. MURTI FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT A. NIBLOCK FOR FOR Management
10 ELECTION OF DIRECTOR: HARALD J. NORVIK FOR FOR Management
11 PROPOSAL TO RATIFY APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS CONOCOPHILLIPS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON FREQUENCY OF ADVISORY WITHHOLD FOR Management
VOTE ON EXECUTIVE COMPENSATION.
14 REPORT ON LOBBYING EXPENDITURES. AGAINST FOR Shareholder
15 REPORT ON EXECUTIVE COMPENSATION AGAINST FOR Shareholder
ALIGNMENT WITH LOW-CARBON SCENARIOS.
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ANTICIPATED SELECTION FOR FOR Management
OF INDEPENDENT AUDITOR: ERNST & YOUNG
LLP.
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
COMPENSATION PAID IN 2016 TO CONSOL
ENERGY INC.'S NAMED EXECUTIVES.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 A SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VINCENT A. FOR FOR Management
CALARCO
2 ELECTION OF DIRECTOR: GEORGE CAMPBELL, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: MICHAEL J. DEL FOR FOR Management
GIUDICE
4 ELECTION OF DIRECTOR: ELLEN V. FUTTER FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN F. KILLIAN FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN MCAVOY FOR FOR Management
7 ELECTION OF DIRECTOR: ARMANDO J. FOR FOR Management
OLIVERA
8 ELECTION OF DIRECTOR: MICHAEL W. RANGER FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA S. SANFORD FOR FOR Management
10 ELECTION OF DIRECTOR: L. FREDERICK FOR FOR Management
SUTHERLAND
11 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT ACCOUNTANTS.
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DONALD W. BLAIR FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
BURNS
3 ELECTION OF DIRECTOR: JOHN A. CANNING, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: RICHARD T. CLARK FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT F. FOR FOR Management
CUMMINGS, JR.
6 ELECTION OF DIRECTOR: DEBORAH A. FOR FOR Management
HENRETTA
7 ELECTION OF DIRECTOR: DANIEL P. FOR FOR Management
HUTTENLOCHER
8 ELECTION OF DIRECTOR: KURT M. LANDGRAF FOR FOR Management
9 ELECTION OF DIRECTOR: KEVIN J. MARTIN FOR FOR Management
10 ELECTION OF DIRECTOR: DEBORAH D. RIEMAN FOR FOR Management
11 ELECTION OF DIRECTOR: HANSEL E. TOOKES FOR FOR Management
II
12 ELECTION OF DIRECTOR: WENDELL P. WEEKS FOR FOR Management
13 ELECTION OF DIRECTOR: MARK S. WRIGHTON FOR FOR Management
14 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY WITH 1 - Year FOR Management
WHICH WE HOLD ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
16 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
17 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER OUR 2012
LONG-TERM INCENTIVE PLAN, AS REQUIRED
BY SECTION 162(M) OF THE U.S. INTERNAL
REVENUE CODE.
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS CSX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 AN ADVISORY (NON-BINDING) RESOLUTION FOR FOR Management
TO APPROVE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY (NON-BINDING) VOTE ON 1 - Year FOR Management
WHETHER FUTURE VOTES ON THE
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
5 AN ADVISORY (NON-BINDING) VOTE FOR FOR Management
CONCERNING THE REIMBURSEMENT
ARRANGEMENTS SOUGHT IN CONNECTION WITH
RETENTION OF E. HUNTER HARRISON AS CEO
AT CSX
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
14 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
15 ADVISORY (NON-BINDING) RESOLUTION TO FOR FOR Management
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
16 ADVISORY (NON-BINDING) RESOLUTION TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 ADVISORY (NON-BINDING) RESOLUTION WITHHOLD FOR Management
CONCERNING THE REIMBURSEMENT
ARRANGEMENTS SOUGHT IN CONNECTION WITH
THE RETENTION OF E. HUNTER HARRISON AS
CEO AT CSX.
1 ELECTION OF DIRECTOR: DONNA M. ALVARADO FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN B. BREAUX FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA L. CARTER FOR FOR Management
4 ELECTION OF DIRECTOR: STEVEN T. FOR FOR Management
HALVERSON
5 ELECTION OF DIRECTOR: E. HUNTER FOR FOR Management
HARRISON
6 ELECTION OF DIRECTOR: PAUL C. HILAL FOR FOR Management
7 ELECTION OF DIRECTOR: EDWARD J. KELLY, FOR FOR Management
III
8 ELECTION OF DIRECTOR: JOHN D. MCPHERSON FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID M. MOFFETT FOR FOR Management
10 ELECTION OF DIRECTOR: DENNIS H. REILLEY FOR FOR Management
11 ELECTION OF DIRECTOR: LINDA H. RIEFLER FOR FOR Management
12 ELECTION OF DIRECTOR: J. STEVEN WHISLER FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN J. ZILLMER FOR FOR Management
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 22, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SAMUEL R. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: CRANDALL C. FOR FOR Management
BOWLES
3 ELECTION OF DIRECTOR: VANCE D. COFFMAN FOR FOR Management
4 ELECTION OF DIRECTOR: ALAN C. HEUBERGER FOR FOR Management
5 ELECTION OF DIRECTOR: DIPAK C. JAIN FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
JOHANNS
7 ELECTION OF DIRECTOR: CLAYTON M. JONES FOR FOR Management
8 ELECTION OF DIRECTOR: BRIAN M. KRZANICH FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY R. PAGE FOR FOR Management
10 ELECTION OF DIRECTOR: SHERRY M. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: DMITRI L. FOR FOR Management
STOCKTON
12 ELECTION OF DIRECTOR: SHEILA G. TALTON FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
14 NON-BINDING ADVISORY VOTE ON FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS DEERE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017
16 STOCKHOLDER PROPOSAL - RIGHT TO ACT BY AGAINST FOR Shareholder
WRITTEN CONSENT
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO VOTE ON THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2004
OMNIBUS STOCK AND INCENTIVE PLAN,
PRINCIPALLY TO INCREASE THE NUMBER OF
RESERVED SHARES AND FOR INTERNAL
REVENUE CODE SECTION 162(M)
PERFORMANCE-BASED COMPENSATION
QUALIFICATION.
5 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
6 TO TRANSACT SUCH OTHER BUSINESS AS MAY FOR AGAINST Management
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------
DESARROLLADORA HOMEX S.A.B. DE C.V.
Ticker: HOMEX * Security ID: P35054132
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Against Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Report on Share Repurchase For For Management
Reserve
4 Approve Report of Audit Committee and For For Management
Corporate Practices and Compensation
Committee
5 Amend Stock Option Plan for Employees For Against Management
and Key Directors and Consequently
Partial Cancellation of Shares
6 Approve Cancellation of Treasury For For Management
Shares Related to Conversion of
Convertible Obligations into Shares
7 Receive Report on Integration of Share For For Management
Capital in Accordance with Adjustments
Made Auditors and Approved by General
Meeting on June 29, 2015 and by
Resolutions of Items 5 and 6
8 Elect or Ratify Directors, Chairman For Against Management
and Board Secretary; Approve Their
Remuneration
9 Elect or Ratify Chairmen and Members For Against Management
of Audit Committee and Corporate
Practices and Compensation Committee
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT AUDITORS FOR
2017.
5 APPROVE THE DEVON ENERGY CORPORATION FOR FOR Management
ANNUAL INCENTIVE COMPENSATION PLAN.
6 APPROVE THE DEVON ENERGY CORPORATION FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN.
7 REPORT ON PUBLIC POLICY ADVOCACY AGAINST AGAINST Shareholder
RELATED TO ENERGY POLICY AND CLIMATE
CHANGE.
8 ASSESSMENT ON THE IMPACT OF GLOBAL AGAINST AGAINST Shareholder
CLIMATE CHANGE POLICIES.
9 REPORT ON LOBBYING POLICY AND ACTIVITY. AGAINST FOR Shareholder
10 ASSESSMENT OF BENEFITS AND RISKS OF AGAINST AGAINST Shareholder
USING RESERVE ADDITIONS AS A
COMPENSATION METRIC.
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES S. TISCH FOR FOR Management
2 ELECTION OF DIRECTOR: MARC EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN R. BOLTON FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES L. FOR FOR Management
FABRIKANT
5 ELECTION OF DIRECTOR: PAUL G. GAFFNEY FOR FOR Management
II
6 ELECTION OF DIRECTOR: EDWARD GREBOW FOR FOR Management
7 ELECTION OF DIRECTOR: HERBERT C. FOR FOR Management
HOFMANN
8 ELECTION OF DIRECTOR: KENNETH I. SIEGEL FOR FOR Management
9 ELECTION OF DIRECTOR: CLIFFORD M. SOBEL FOR FOR Management
10 ELECTION OF DIRECTOR: ANDREW H. TISCH FOR FOR Management
11 ELECTION OF DIRECTOR: RAYMOND S. TROUBH FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
AUDITOR FOR OUR COMPANY AND ITS
SUBSIDIARIES FOR FISCAL YEAR 2017.
13 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION.
14 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
15 STOCKHOLDER PROPOSAL: SUSTAINABILITY AGAINST FOR Shareholder
REPORTING.
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 20, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANK R. MORI FOR FOR Management
2 ELECTION OF DIRECTOR: REYNIE RUTLEDGE FOR FOR Management
3 ELECTION OF DIRECTOR: J.C. WATTS, JR. FOR FOR Management
4 ELECTION OF DIRECTOR: NICK WHITE FOR FOR Management
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL 2017.
6 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE COMPANY'S 2005 NON-EMPLOYEE
DIRECTOR RESTRICTED STOCK PLAN.
7 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
8 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
9 STOCKHOLDER PROPOSAL TO SEPARATE THE AGAINST FOR Shareholder
POSITIONS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY.
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY S. ARONIN FOR FOR Management
2 ELECTION OF DIRECTOR: MARY K. BUSH FOR FOR Management
3 ELECTION OF DIRECTOR: GREGORY C. CASE FOR FOR Management
4 ELECTION OF DIRECTOR: CANDACE H. DUNCAN FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH F. EAZOR FOR FOR Management
6 ELECTION OF DIRECTOR: CYNTHIA A. FOR FOR Management
GLASSMAN
7 ELECTION OF DIRECTOR: RICHARD H. LENNY FOR FOR Management
8 ELECTION OF DIRECTOR: THOMAS G. MAHERAS FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL H. MOSKOW FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID W. NELMS FOR FOR Management
11 ELECTION OF DIRECTOR: MARK A. THIERER FOR FOR Management
12 ELECTION OF DIRECTOR: LAWRENCE A. FOR FOR Management
WEINBACH
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
15 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF NINE DIRECTORS: GIANNELLA FOR FOR Management
ALVAREZ
2 ROBERT E. APPLE FOR FOR Management
3 DAVID J. ILLINGWORTH FOR FOR Management
4 BRIAN M. LEVITT FOR FOR Management
5 DAVID G. MAFFUCCI FOR FOR Management
6 PAMELA B. STROBEL FOR FOR Management
7 DENIS TURCOTTE FOR FOR Management
8 JOHN D. WILLIAMS FOR FOR Management
9 MARY A. WINSTON FOR FOR Management
10 SAY-ON-PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
11 SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE APPROVAL OF THE FREQUENCY OF
STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
12 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE DOMTAR
CORPORATION ANNUAL INCENTIVE PLAN FOR
MEMBERS OF THE MANAGEMENT COMMITTEE.
13 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
AMENDED AND RESTATED DOMTAR
CORPORATION 2007 OMNIBUS INCENTIVE
PLAN.
14 THE APPROVAL OF EQUITY COMPENSATION FOR FOR Management
LIMIT FOR DIRECTORS UNDER THE AMENDED
AND RESTATED DOMTAR CORPORATION 2007
OMNIBUS INCENTIVE PLAN.
15 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL N. LEIB FOR FOR Management
2 ELECTION OF DIRECTOR: LOIS M. MARTIN FOR FOR Management
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
4 ADVISORY VOTE REGARDING FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5 AMENDED AND RESTATED 2016 PERFORMANCE FOR FOR Management
INCENTIVE PLAN
6 RATIFICATION OF THE COMPANY'S AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
DREAM OFFICE REAL ESTATE INVESTMENT TR.
Ticker: DRETF Security ID: 26153P104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE AUDITOR OF THE TRUST AND
ITS SUBSIDIARIES AND AUTHORIZING THE
TRUSTEES OF THE TRUST TO FIX THE
REMUNERATION OF THE AUDITOR.
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE
Ticker: EDF Security ID: F2940H113
Meeting Date: JUL 26, 2016 Meeting Type: Special
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer to Legal Reserve For For Management
Account
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 480 Million
3 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
4 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
5 Approve Employee Indirect Stock For For Management
Purchase Plan for Employees
6 Amend Terms of Authorizations Granted For For Management
by the May 12, 2016, AGM under Items 1
to 9 and 11 to 19
7 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF EMERSON ELECTRIC CO.
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES.
4 RATIFICATION OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
TO ADOPT AN INDEPENDENT BOARD CHAIR
POLICY AS DESCRIBED IN THE PROXY
STATEMENT.
6 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN
THE PROXY STATEMENT.
7 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING ISSUANCE OF A LOBBYING
REPORT AS DESCRIBED IN THE PROXY
STATEMENT.
8 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST AGAINST Shareholder
ON GREENHOUSE GAS EMISSIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT PRICEWATERHOUSECOOPERS LLP AS FOR FOR Management
INDEPENDENT AUDITORS AT A REMUNERATION
TO BE FIXED BY THE BOARD OF DIRECTORS
3 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF NAMED EXECUTIVE OFFICERS
4 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
SAY-ON-PAY VOTES
--------------------------------------------------------------------------------
ENERPLUS CORPORATION
Ticker: ERF Security ID: 292766102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT DELOITTE LLP, INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE CORPORATION.
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, FOR FOR Management
PASS AN ORDINARY RESOLUTION, THE TEXT
OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
APPROVE ALL UNALLOCATED RESTRICTED
SHARE UNIT AWARDS AND PERFORMANCE
SHARE UNIT AWARD
4 TO VOTE, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, ON AN ORDINARY RESOLUTION, THE
TEXT OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
ACCEPT THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: M. S. BATEMAN FOR FOR Management
2 ELECTION OF DIRECTOR: P. J. CONDON FOR FOR Management
3 ELECTION OF DIRECTOR: L. P. DENAULT FOR FOR Management
4 ELECTION OF DIRECTOR: K. H. DONALD FOR FOR Management
5 ELECTION OF DIRECTOR: P. L. FOR FOR Management
FREDERICKSON
6 ELECTION OF DIRECTOR: A. M. HERMAN FOR FOR Management
7 ELECTION OF DIRECTOR: D. C. HINTZ FOR FOR Management
8 ELECTION OF DIRECTOR: S. L. LEVENICK FOR FOR Management
9 ELECTION OF DIRECTOR: B. L. LINCOLN FOR FOR Management
10 ELECTION OF DIRECTOR: K. A. PUCKETT FOR FOR Management
11 ELECTION OF DIRECTOR: W. J. TAUZIN FOR FOR Management
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 RECOMMEND THE FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE OFFICER
COMPENSATION.
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
15 SHAREHOLDER PROPOSAL REGARDING REPORT AGAINST FOR Shareholder
ON DISTRIBUTED RENEWABLE GENERATION
RESOURCES.
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTHONY K. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: ANN C. BERZIN FOR FOR Management
3 ELECTION OF DIRECTOR: CHRISTOPHER M. FOR FOR Management
CRANE
4 ELECTION OF DIRECTOR: YVES C. DE FOR FOR Management
BALMANN
5 ELECTION OF DIRECTOR: NICHOLAS FOR FOR Management
DEBENEDICTIS
6 ELECTION OF DIRECTOR: NANCY L. GIOIA FOR FOR Management
7 ELECTION OF DIRECTOR: LINDA P. JOJO FOR FOR Management
8 ELECTION OF DIRECTOR: PAUL L. JOSKOW FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT J. LAWLESS FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD W. MIES FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN W. ROGERS, FOR FOR Management
JR.
12 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
13 ELECTION OF DIRECTOR: STEPHEN D. FOR FOR Management
STEINOUR
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS EXELON'S INDEPENDENT AUDITOR
FOR 2017.
15 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
(PAGE 24)
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (PAGE 25)
4 FREQUENCY OF ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION (PAGE 25)
5 INDEPENDENT CHAIRMAN (PAGE 53) AGAINST FOR Shareholder
6 MAJORITY VOTE FOR DIRECTORS (PAGE 54) AGAINST FOR Shareholder
7 SPECIAL SHAREHOLDER MEETINGS (PAGE 55) AGAINST AGAINST Shareholder
8 RESTRICT PRECATORY PROPOSALS (PAGE 56) AGAINST AGAINST Shareholder
9 REPORT ON COMPENSATION FOR WOMEN (PAGE AGAINST FOR Shareholder
57)
10 REPORT ON LOBBYING (PAGE 59) AGAINST AGAINST Shareholder
11 INCREASE CAPITAL DISTRIBUTIONS IN LIEU AGAINST AGAINST Shareholder
OF INVESTMENT (PAGE 60)
12 REPORT ON IMPACTS OF CLIMATE CHANGE AGAINST AGAINST Shareholder
POLICIES (PAGE 62)
13 REPORT ON METHANE EMISSIONS (PAGE 64) AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NICHOLAS K. AKINS FOR FOR Management
2 ELECTION OF DIRECTOR: B. EVAN BAYH III FOR FOR Management
3 ELECTION OF DIRECTOR: JORGE L. BENITEZ FOR FOR Management
4 ELECTION OF DIRECTOR: KATHERINE B. FOR FOR Management
BLACKBURN
5 ELECTION OF DIRECTOR: JERRY W. BURRIS FOR FOR Management
6 ELECTION OF DIRECTOR: EMERSON L. FOR FOR Management
BRUMBACK
7 ELECTION OF DIRECTOR: GREG D. FOR FOR Management
CARMICHAEL
8 ELECTION OF DIRECTOR: GARY R. HEMINGER FOR FOR Management
9 ELECTION OF DIRECTOR: JEWELL D. HOOVER FOR FOR Management
10 ELECTION OF DIRECTOR: EILEEN A. FOR FOR Management
MALLESCH
11 ELECTION OF DIRECTOR: MICHAEL B. FOR FOR Management
MCCALLISTER
12 ELECTION OF DIRECTOR: MARSHA C. FOR FOR Management
WILLIAMS
13 APPROVAL OF THE APPOINTMENT OF THE FOR FOR Management
FIRM OF DELOITTE & TOUCHE LLP TO SERVE
AS THE INDEPENDENT EXTERNAL AUDIT FIRM
FOR THE COMPANY FOR THE YEAR 2017.
14 AN ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 AN ADVISORY VOTE TO DETERMINE WHETHER 1 - Year FOR Management
THE SHAREHOLDER VOTE ON THE
COMPENSATION OF THE COMPANY'S
EXECUTIVES WILL OCCUR EVERY 1, 2, OR 3
YEARS.
16 APPROVAL OF THE FIFTH THIRD BANCORP FOR FOR Management
2017 INCENTIVE COMPENSATION PLAN,
INCLUDING THE ISSUANCE OF SHARES
AUTHORIZED THEREUNDER.
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
5 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF AUTHORIZED COMMON STOCK
FROM 490,000,000 TO 700,000,000.
6 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION AND AMENDED CODE OF
REGULATIONS TO REPLACE EXISTING
SUPERMAJORITY VOTING REQUIREMENTS WITH
A MAJORITY VOTING POWER THRESHOLD.
7 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION AND AMENDED CODE OF
REGULATIONS TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED DIRECTOR
ELECTIONS.
8 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED CODE OF
REGULATIONS TO IMPLEMENT PROXY ACCESS.
9 SHAREHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
ANNUAL REPORT ON LOBBYING POLICIES AND
PAYMENTS.
10 SHAREHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
REPORT ON CLIMATE CHANGE STRATEGY.
11 SHAREHOLDER PROPOSAL REQUESTING AGAINST FOR Shareholder
IMPLEMENTATION OF SIMPLE MAJORITY
VOTING.
--------------------------------------------------------------------------------
FIRSTGROUP PLC
Ticker: FGP Security ID: G34604101
Meeting Date: JUL 19, 2016 Meeting Type: Annual
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Matthew Gregory as Director For For Management
4 Re-elect Mick Barker as Director For For Management
5 Re-elect Warwick Brady as Director For For Management
6 Re-elect Drummond Hall as Director For For Management
7 Re-elect Wolfhart Hauser as Director For For Management
8 Re-elect Tim O'Toole as Director For For Management
9 Re-elect Brian Wallace as Director For For Management
10 Re-elect Imelda Walsh as Director For For Management
11 Re-elect Jim Winestock as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Approve the 2016 Sharesave Plan For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN G. BUTLER FOR FOR Management
2 ELECTION OF DIRECTOR: KIMBERLY A. FOR FOR Management
CASIANO
3 ELECTION OF DIRECTOR: ANTHONY F. FOR FOR Management
EARLEY, JR.
4 ELECTION OF DIRECTOR: MARK FIELDS FOR FOR Management
5 ELECTION OF DIRECTOR: EDSEL B. FORD II FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM CLAY FOR FOR Management
FORD, JR.
7 ELECTION OF DIRECTOR: WILLIAM W. FOR FOR Management
HELMAN IV
8 ELECTION OF DIRECTOR: JON M. HUNTSMAN, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
KENNARD
10 ELECTION OF DIRECTOR: JOHN C. FOR FOR Management
LECHLEITER
11 ELECTION OF DIRECTOR: ELLEN R. MARRAM FOR FOR Management
12 ELECTION OF DIRECTOR: JOHN L. THORNTON FOR FOR Management
13 ELECTION OF DIRECTOR: LYNN M. VOJVODICH FOR FOR Management
14 ELECTION OF DIRECTOR: JOHN S. WEINBERG FOR FOR Management
15 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
16 SAY-ON-PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVES.
17 AN ADVISORY VOTE ON THE FREQUENCY OF A 1 - Year FOR Management
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVES.
18 RELATING TO CONSIDERATION OF A AGAINST AGAINST Shareholder
RECAPITALIZATION PLAN TO PROVIDE THAT
ALL OF THE COMPANY'S OUTSTANDING STOCK
HAVE ONE VOTE PER SHARE.
19 RELATING TO DISCLOSURE OF THE AGAINST FOR Shareholder
COMPANY'S LOBBYING ACTIVITIES AND
EXPENDITURES.
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEROY T. BARNES, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: PETER C.B. BYNOE FOR FOR Management
3 ELECTION OF DIRECTOR: DIANA S. FERGUSON FOR FOR Management
4 ELECTION OF DIRECTOR: EDWARD FRAIOLI FOR FOR Management
5 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
MCCARTHY
6 ELECTION OF DIRECTOR: PAMELA D.A. REEVE FOR FOR Management
7 ELECTION OF DIRECTOR: VIRGINIA P. FOR FOR Management
RUESTERHOLZ
8 ELECTION OF DIRECTOR: HOWARD L. SCHROTT FOR FOR Management
9 ELECTION OF DIRECTOR: MARK SHAPIRO FOR FOR Management
10 ELECTION OF DIRECTOR: MYRON A. WICK, FOR FOR Management
III
11 TO CONSIDER AND VOTE UPON AN ADVISORY FOR FOR Management
PROPOSAL ON EXECUTIVE COMPENSATION.
12 TO CONSIDER AND VOTE UPON AN ADVISORY 1 - Year FOR Management
PROPOSAL ON THE FREQUENCY OF THE
EXECUTIVE COMPENSATION PROPOSAL.
13 TO ADOPT FRONTIER'S 2017 EQUITY FOR FOR Management
INCENTIVE PLAN.
14 TO ADOPT AN AMENDMENT TO FRONTIER'S FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
TO: EFFECT A REVERSE STOCK SPLIT OF
THE ISSUED SHARES OF FRONTIER COMMON
STOCK, AT A REVERSE STOCK SPLIT RATIO
OF NOT LESS THAN 1-FOR-10 AND NOT MORE
THAN 1-FOR-25, AND REDUCE THE T
15 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: DANIEL A. FOR FOR Management
DEMATTEO
2 RE-ELECTION OF DIRECTOR: J. PAUL RAINES FOR FOR Management
3 RE-ELECTION OF DIRECTOR: JEROME L. FOR FOR Management
DAVIS
4 RE-ELECTION OF DIRECTOR: THOMAS N. FOR FOR Management
KELLY JR.
5 RE-ELECTION OF DIRECTOR: SHANE S. KIM FOR FOR Management
6 RE-ELECTION OF DIRECTOR: STEVEN R. FOR FOR Management
KOONIN
7 RE-ELECTION OF DIRECTOR: STEPHANIE M. FOR FOR Management
SHERN
8 RE-ELECTION OF DIRECTOR: GERALD R. FOR FOR Management
SZCZEPANSKI
9 RE-ELECTION OF DIRECTOR: KATHY P. FOR FOR Management
VRABECK
10 RE-ELECTION OF DIRECTOR: LAWRENCE S. FOR FOR Management
ZILAVY
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
12 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
13 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT,
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017
14 AMEND AND RESTATE THE CERTIFICATE OF FOR FOR Management
INCORPORATION TO CHANGE THE
SHAREHOLDER VOTING REQUIREMENT FOR
REMOVAL OF DIRECTORS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
GAP INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT J. FISHER FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM S. FISHER FOR FOR Management
3 ELECTION OF DIRECTOR: TRACY GARDNER FOR FOR Management
4 ELECTION OF DIRECTOR: BRIAN GOLDNER FOR FOR Management
5 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
6 ELECTION OF DIRECTOR: BOB L. MARTIN FOR FOR Management
7 ELECTION OF DIRECTOR: JORGE P. MONTOYA FOR FOR Management
8 ELECTION OF DIRECTOR: ARTHUR PECK FOR FOR Management
9 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
10 ELECTION OF DIRECTOR: KATHERINE TSANG FOR FOR Management
11 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON FEBRUARY 3, 2018.
12 AN ADVISORY VOTE ON WHETHER AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION SHOULD BE HELD EVERY ONE,
TWO OR THREE YEARS.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
OVERALL COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
14 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE GAP, INC. EMPLOYEE
STOCK PURCHASE PLAN.
15 THE SHAREHOLDER PROPOSAL CONTAINED IN AGAINST AGAINST Shareholder
THE ATTACHED PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
GARMIN LTD
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF GARMIN LTD.'S 2016 ANNUAL FOR FOR Management
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD.
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016 AND THE STATUTORY FINANCIAL
STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2016
2 APPROVAL OF THE APPROPRIATION OF FOR FOR Management
AVAILABLE EARNINGS
3 APPROVAL OF THE PAYMENT OF A CASH FOR FOR Management
DIVIDEND IN THE AGGREGATE AMOUNT OF US
$2.04 PER OUTSTANDING SHARE OUT OF
GARMIN LTD.'S RESERVE FROM CAPITAL
CONTRIBUTION IN FOUR EQUAL INSTALLMENTS
4 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE MEMBERS OF
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016
5 RE-ELECTION OF DIRECTOR: DONALD H. FOR FOR Management
ELLER
6 RE-ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
HARTNETT
7 RE-ELECTION OF DIRECTOR: MIN H. KAO FOR FOR Management
8 RE-ELECTION OF DIRECTOR: CHARLES W. FOR FOR Management
PEFFER
9 RE-ELECTION OF DIRECTOR: CLIFTON A. FOR FOR Management
PEMBLE
10 RE-ELECTION OF DIRECTOR: REBECCA R. FOR FOR Management
TILDEN
11 RE-ELECTION OF MIN H. KAO AS EXECUTIVE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
12 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: DONALD H. ELLER
13 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: JOSEPH J. HARTNETT
14 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: CHARLES W. PEFFER
15 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: REBECCA R. TILDEN
16 RE-ELECTION OF THE LAW FIRM OF FOR FOR Management
REISS+PREUSS LLP AS INDEPENDENT VOTING
RIGHTS REPRESENTATIVE FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
17 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS GARMIN LTD.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR AND RE-ELECTION OF ERNST & YOUNG
LTD AS GARMIN LTD.'S STATUTORY AUDITOR
FOR ANOTHER ONE-YEAR TERM
18 BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
FOR THE EXECUTIVE MANAGEMENT
19 BINDING VOTE TO APPROVE MAXIMUM FOR FOR Management
AGGREGATE COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PERIOD BETWEEN
THE 2017 ANNUAL GENERAL MEETING AND
THE 2018 ANNUAL GENERAL MEETING
20 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
21 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
GENWORTH MI CANADA INC.
Ticker: GMICF Security ID: 37252B102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP, TO SERVE FOR FOR Management
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THE AUDITORS'
REMUNERATION AS SUCH.
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: SEP 26, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF SHARES OF FOR FOR Management
GREAT PLAINS ENERGY INCORPORATED
COMMON STOCK AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF MAY 29, 2016, BY AND AMONG GREAT
PLAINS ENERGY INCORPORATED, WESTAR
ENERGY INC., AND GP STAR, INC. (AN ENT
2 APPROVAL OF AN AMENDMENT TO GREAT FOR FOR Management
PLAINS ENERGY INCORPORATED'S ARTICLES
OF INCORPORATION TO INCREASE THE
AMOUNT OF AUTHORIZED CAPITAL STOCK OF
GREAT PLAINS ENERGY INCORPORATED.
3 APPROVAL OF ANY MOTION TO ADJOURN THE FOR FOR Management
MEETING, IF NECESSARY.
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE 2016 COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF THE
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 SHAREHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
COMPANY PREPARE A REPORT ANALYZING
PROFIT POTENTIAL FOR SHAREHOLDERS
BASED ON RENEWABLE ENERGY METRICS, IF
PRESENTED AT THE MEETING BY THE
PROPONENTS.
6 SHAREHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
COMPANY REPORT MONETARY AND
NON-MONETARY EXPENDITURES ON POLITICAL
ACTIVITIES, IF PRESENTED AT THE
MEETING BY THE PROPONENTS.
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE GUESS?, INC. 2004
EQUITY INCENTIVE PLAN.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
SHAREHOLDER APPROVAL OF FUTURE
SEVERANCE ARRANGEMENTS WITH SENIOR
EXECUTIVES.
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R. MILTON JOHNSON FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT J. DENNIS FOR FOR Management
3 ELECTION OF DIRECTOR: NANCY-ANN DEPARLE FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS F. FRIST FOR FOR Management
III
5 ELECTION OF DIRECTOR: WILLIAM R. FRIST FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES O. FOR FOR Management
HOLLIDAY, JR.
7 ELECTION OF DIRECTOR: ANN H. LAMONT FOR FOR Management
8 ELECTION OF DIRECTOR: JAY O. LIGHT FOR FOR Management
9 ELECTION OF DIRECTOR: GEOFFREY G. FOR FOR Management
MEYERS
10 ELECTION OF DIRECTOR: WAYNE J. RILEY, FOR FOR Management
M.D.
11 ELECTION OF DIRECTOR: JOHN W. ROWE, M. FOR FOR Management
D.
12 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017
13 ADVISORY VOTE TO APPROVE OUR NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
14 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO ALLOW STOCKHOLDERS
OWNING AN AGGREGATE OF 25% OF OUR
OUTSTANDING COMMON STOCK TO REQUEST
SPECIAL MEETINGS OF STOCKHOLDERS
15 STOCKHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED AT THE MEETING, REQUESTING
THAT THE BOARD OF DIRECTORS IMPLEMENT
CHANGES TO OUR GOVERNING DOCUMENTS TO
ALLOW STOCKHOLDERS OWNING AN AGGREGATE
OF 10% OF OUR OUTSTANDING COMMON STOCK
TO CALL SPECIAL MEETINGS OF ST
--------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
JOHNSON
2 ELECTION OF DIRECTOR: JEFFREY T. DUNN FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
BERMINGHAM
4 ELECTION OF DIRECTOR: PEDRO CARDOSO FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
CARMONA
6 ELECTION OF DIRECTOR: JONATHAN FOR FOR Management
CHRISTODORO
7 ELECTION OF DIRECTOR: KEITH COZZA FOR FOR Management
8 ELECTION OF DIRECTOR: HUNTER C. GARY FOR FOR Management
9 ELECTION OF DIRECTOR: JESSE A. LYNN FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL FOR FOR Management
MONTELONGO
11 ELECTION OF DIRECTOR: JAMES L. NELSON FOR FOR Management
12 ELECTION OF DIRECTOR: MARIA OTERO FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN TARTOL FOR FOR Management
14 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 ADVISORY VOTE AS TO THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
16 RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R.F. CHASE FOR FOR Management
2 ELECTION OF DIRECTOR: T.J. CHECKI FOR FOR Management
3 ELECTION OF DIRECTOR: L.S. COLEMAN, JR. FOR FOR Management
4 ELECTION OF DIRECTOR: J.B. HESS FOR FOR Management
5 ELECTION OF DIRECTOR: E.E. HOLIDAY FOR FOR Management
6 ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY FOR FOR Management
7 ELECTION OF DIRECTOR: M.S. LIPSCHULTZ FOR FOR Management
8 ELECTION OF DIRECTOR: D. MCMANUS FOR FOR Management
9 ELECTION OF DIRECTOR: K.O. MEYERS FOR FOR Management
10 ELECTION OF DIRECTOR: J.H. QUIGLEY FOR FOR Management
11 ELECTION OF DIRECTOR: F.G. REYNOLDS FOR FOR Management
12 ELECTION OF DIRECTOR: W.G. SCHRADER FOR FOR Management
13 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
VOTING ON EXECUTIVE COMPENSATION.
15 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR ENDING DECEMBER 31,
2017.
16 APPROVAL OF THE 2017 LONG TERM FOR FOR Management
INCENTIVE PLAN.
17 STOCKHOLDER PROPOSAL, IF PROPERLY AGAINST FOR Shareholder
PRESENTED AT THE MEETING, RECOMMENDING
A SCENARIO ANALYSIS REPORT REGARDING
CARBON ASSET RISK.
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS BECH FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGE DAMIRIS FOR FOR Management
3 ELECTION OF DIRECTOR: LELDON ECHOLS FOR FOR Management
4 ELECTION OF DIRECTOR: KEVIN HARDAGE FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL JENNINGS FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT KOSTELNIK FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES LEE FOR FOR Management
8 ELECTION OF DIRECTOR: FRANKLIN MYERS FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL ROSE FOR FOR Management
10 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
11 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
HOME RETAIL GROUP PLC
Ticker: HOME Security ID: G4581D103
Meeting Date: JUL 27, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of Home Retail Group plc
by J Sainsbury plc
--------------------------------------------------------------------------------
HOME RETAIL GROUP PLC
Ticker: HOME Security ID: G4581D103
Meeting Date: JUL 27, 2016 Meeting Type: Court
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: JOHN L. FOR FOR Management
HARRINGTON (NOMINEE FOR INDEPENDENT
TRUSTEE).
2 ELECTION OF TRUSTEE: BARRY M. PORTNOY FOR FOR Management
(NOMINEE FOR MANAGING TRUSTEE).
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE 2017 FISCAL
YEAR.
6 NON-BINDING SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THAT THE COMPANY'S BOARD OF
TRUSTEES OPT OUT OF MARYLAND'S
UNSOLICITED TAKEOVERS ACT, IF PROPERLY
PRESENTED AT THE MEETING.
7 NON-BINDING SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING THAT THE COMPANY'S BOARD OF
TRUSTEES ADOPT A "PROXY ACCESS" BYLAW,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ FOR FOR Management
2 ELECTION OF DIRECTOR: SHUMEET BANERJI FOR FOR Management
3 ELECTION OF DIRECTOR: CARL BASS FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT R. BENNETT FOR FOR Management
5 ELECTION OF DIRECTOR: CHARLES V. BERGH FOR FOR Management
6 ELECTION OF DIRECTOR: STACY FOR FOR Management
BROWN-PHILPOT
7 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
BURNS
8 ELECTION OF DIRECTOR: MARY ANNE CITRINO FOR FOR Management
9 ELECTION OF DIRECTOR: STACEY MOBLEY FOR FOR Management
10 ELECTION OF DIRECTOR: SUBRA SURESH FOR FOR Management
11 ELECTION OF DIRECTOR: DION J. WEISLER FOR FOR Management
12 ELECTION OF DIRECTOR: MARGARET C. FOR FOR Management
WHITMAN
13 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017
14 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
15 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES TO APPROVE,
ON AN ADVISORY BASIS, THE COMPANY'S
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS HUNTSMAN
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HUSKF Security ID: 448055103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION.
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IAG Security ID: 450913108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 RESOLVED, ON AN ADVISORY BASIS, AND FOR FOR Management
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
THE CORPORATION'S INFORMATION CIRCULAR
DELIVER
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGIFF Security ID: 449586106
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN RESPECT OF THE APPOINTMENT OF FOR FOR Management
DELOITTE LLP, AS AUDITORS.
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLENE FOR FOR Management
BARSHEFSKY
2 ELECTION OF DIRECTOR: ANEEL BHUSRI FOR FOR Management
3 ELECTION OF DIRECTOR: ANDY D. BRYANT FOR FOR Management
4 ELECTION OF DIRECTOR: REED E. HUNDT FOR FOR Management
5 ELECTION OF DIRECTOR: OMAR ISHRAK FOR FOR Management
6 ELECTION OF DIRECTOR: BRIAN M. KRZANICH FOR FOR Management
7 ELECTION OF DIRECTOR: TSU-JAE KING LIU FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY D. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: FRANK D. YEARY FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE FOR FOR Management
12 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
13 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
14 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE 2006 EQUITY INCENTIVE PLAN
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES TO
APPROVE EXECUTIVE COMPENSATION
16 STOCKHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
ANNUAL ADVISORY STOCKHOLDER VOTE ON
POLITICAL CONTRIBUTIONS
17 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
VOTES COUNTED ON STOCKHOLDER PROPOSALS
EXCLUDE ABSTENTIONS
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: K.I. CHENAULT
2 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: M.L. ESKEW
3 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: D.N. FARR
4 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: M. FIELDS
5 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: A. GORSKY
6 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: S.A. JACKSON
7 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: A.N. LIVERIS
8 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: W.J. MCNERNEY, JR.
9 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: H.S. OLAYAN
10 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: J.W. OWENS
11 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: V.M. ROMETTY
12 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: S. TAUREL
13 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: P.R. VOSER
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
16 ADVISORY VOTE REGARDING FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
17 STOCKHOLDER PROPOSAL ON LOBBYING AGAINST FOR Shareholder
DISCLOSURE
18 STOCKHOLDER PROPOSAL ON SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS
19 STOCKHOLDER PROPOSAL TO ADOPT A PROXY AGAINST FOR Shareholder
ACCESS BY-LAW
--------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNIFER ALLERTON FOR FOR Management
2 ELECTION OF DIRECTOR: TED R. ANTENUCCI FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA M. ARWAY FOR FOR Management
4 ELECTION OF DIRECTOR: CLARKE H. BAILEY FOR FOR Management
5 ELECTION OF DIRECTOR: NEIL CHATFIELD FOR FOR Management
6 ELECTION OF DIRECTOR: KENT P. DAUTEN FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL F. DENINGER FOR FOR Management
8 ELECTION OF DIRECTOR: PER-KRISTIAN FOR FOR Management
HALVORSEN
9 ELECTION OF DIRECTOR: WILLIAM L. MEANEY FOR FOR Management
10 ELECTION OF DIRECTOR: WENDY J. MURDOCK FOR FOR Management
11 ELECTION OF DIRECTOR: WALTER C. FOR FOR Management
RAKOWICH
12 ELECTION OF DIRECTOR: ALFRED J. FOR FOR Management
VERRECCHIA
13 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
IRON MOUNTAIN INCORPORATED 2014 STOCK
AND CASH INCENTIVE PLAN, OR THE 2014
PLAN, TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 5,000,000 FROM
7,750,000 TO 12,750,000, TO EXTEND T
14 THE APPROVAL OF A NON-BINDING, FOR FOR Management
ADVISORY RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE IRON
MOUNTAIN INCORPORATED PROXY STATEMENT.
15 THE APPROVAL ON A NON-BINDING, 1 - Year FOR Management
ADVISORY BASIS OF THE FREQUENCY (EVERY
ONE, TWO OR THREE YEARS) OF FUTURE
NON-BINDING, ADVISORY VOTES OF
STOCKHOLDERS ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
16 THE RATIFICATION OF THE SELECTION BY FOR FOR Management
THE AUDIT COMMITTEE OF DELOITTE &
TOUCHE LLP AS IRON MOUNTAIN
INCORPORATED'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD.
Ticker: ICL Security ID: M5920A109
Meeting Date: AUG 29, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Elect Johanan Locker as Director Until For For Management
the End of the Next Annual General
Meeting
3 Approve Employment Terms and Equity For For Management
Grant for Executive Chairman of the
Board
4 Grant CEO Options to Purchase Shares For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
J SAINSBURY PLC
Ticker: SBRY Security ID: G77732173
Meeting Date: JUL 06, 2016 Meeting Type: Annual
Record Date: JUL 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Brian Cassin as Director For For Management
5 Re-elect Matt Brittin as Director For For Management
6 Re-elect Mike Coupe as Director For For Management
7 Re-elect Mary Harris as Director For For Management
8 Re-elect David Keens as Director For For Management
9 Re-elect Susan Rice as Director For For Management
10 Re-elect John Rogers as Director For For Management
11 Re-elect Jean Tomlin as Director For For Management
12 Re-elect David Tyler as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS JABIL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING AUGUST 31, 2017.
3 TO APPROVE (ON AN ADVISORY BASIS) FOR FOR Management
JABIL'S EXECUTIVE COMPENSATION.
4 TO APPROVE AN AMENDMENT TO INCREASE FOR FOR Management
THE SIZE OF THE JABIL CIRCUIT, INC.
2011 STOCK AWARD AND INCENTIVE PLAN BY
4,950,000 SHARES.
5 TO APPROVE AN AMENDMENT TO INCREASE FOR FOR Management
THE SIZE OF THE JABIL CIRCUIT, INC.
2011 EMPLOYEE STOCK PURCHASE PLAN BY
6,000,000 SHARES.
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARY C. BECKERLE FOR FOR Management
2 ELECTION OF DIRECTOR: D. SCOTT DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: IAN E. L. DAVIS FOR FOR Management
4 ELECTION OF DIRECTOR: ALEX GORSKY FOR FOR Management
5 ELECTION OF DIRECTOR: MARK B. MCCLELLAN FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ FOR FOR Management
8 ELECTION OF DIRECTOR: CHARLES PRINCE FOR FOR Management
9 ELECTION OF DIRECTOR: A. EUGENE FOR FOR Management
WASHINGTON
10 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
WILLIAMS
11 ADVISORY VOTE ON FREQUENCY OF VOTING 1 - Year FOR Management
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
13 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PERFORMANCE GOALS UNDER THE 2012
LONG-TERM INCENTIVE PLAN
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
15 SHAREHOLDER PROPOSAL - INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JULY 21,
2016 (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), BY
AND AMONG JOY GLOBAL INC. ("JOY
GLOBAL"), KOMATSU AMERICA CORP.
("KOMATSU AMERICA"), PINE SOLUTIONS
INC.,
2 A PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO JOY GLOBAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 A PROPOSAL TO APPROVE THE ADJOURNMENT FOR FOR Management
OF THE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT
OR
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA B. BAMMANN FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES A. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: CRANDALL C. FOR FOR Management
BOWLES
4 ELECTION OF DIRECTOR: STEPHEN B. BURKE FOR FOR Management
5 ELECTION OF DIRECTOR: TODD A. COMBS FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES S. CROWN FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES DIMON FOR FOR Management
8 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
9 ELECTION OF DIRECTOR: LABAN P. FOR FOR Management
JACKSON, JR.
10 ELECTION OF DIRECTOR: MICHAEL A. NEAL FOR FOR Management
11 ELECTION OF DIRECTOR: LEE R. RAYMOND FOR FOR Management
12 ELECTION OF DIRECTOR: WILLIAM C. WELDON FOR FOR Management
13 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
14 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
15 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
16 INDEPENDENT BOARD CHAIRMAN AGAINST FOR Shareholder
17 VESTING FOR GOVERNMENT SERVICE AGAINST AGAINST Shareholder
18 CLAWBACK AMENDMENT AGAINST AGAINST Shareholder
19 GENDER PAY EQUITY AGAINST AGAINST Shareholder
20 HOW VOTES ARE COUNTED AGAINST AGAINST Shareholder
21 SPECIAL SHAREOWNER MEETINGS AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN F. BERGSTROM FOR FOR Management
2 ELECTION OF DIRECTOR: ABELARDO E. BRU FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT W. DECHERD FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS J. FALK FOR FOR Management
5 ELECTION OF DIRECTOR: FABIAN T. GARCIA FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL D. HSU FOR FOR Management
7 ELECTION OF DIRECTOR: MAE C. JEMISON, FOR FOR Management
M.D.
8 ELECTION OF DIRECTOR: JAMES M. JENNESS FOR FOR Management
9 ELECTION OF DIRECTOR: NANCY J. KARCH FOR FOR Management
10 ELECTION OF DIRECTOR: CHRISTA S. FOR FOR Management
QUARLES
11 ELECTION OF DIRECTOR: IAN C. READ FOR FOR Management
12 ELECTION OF DIRECTOR: MARC J. SHAPIRO FOR FOR Management
13 ELECTION OF DIRECTOR: MICHAEL D. WHITE FOR FOR Management
14 RATIFICATION OF AUDITORS FOR FOR Management
15 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER BONEPARTH FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN A. BURD FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN MANSELL FOR FOR Management
4 ELECTION OF DIRECTOR: JONAS PRISING FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE FOR FOR Management
6 ELECTION OF DIRECTOR: ADRIANNE SHAPIRA FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK V. SICA FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
STREETER
9 ELECTION OF DIRECTOR: NINA G. VACA FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHEN E. WATSON FOR FOR Management
11 RATIFY APPOINTMENT OF ERNST & YOUNG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 ADVISORY VOTE ON APPROVAL OF NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
14 APPROVE THE KOHL'S CORPORATION 2017 FOR FOR Management
LONG-TERM COMPENSATION PLAN.
15 SHAREHOLDER PROPOSAL: INDEPENDENT AGAINST AGAINST Shareholder
CHAIR.
--------------------------------------------------------------------------------
L3 TECHNOLOGIES, INC.
Ticker: LLL Security ID: 502413107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLAUDE R. FOR FOR Management
CANIZARES
2 ELECTION OF DIRECTOR: THOMAS A. FOR FOR Management
CORCORAN
3 ELECTION OF DIRECTOR: ANN E. DUNWOODY FOR FOR Management
4 ELECTION OF DIRECTOR: LEWIS KRAMER FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT B. MILLARD FOR FOR Management
6 ELECTION OF DIRECTOR: LLOYD W. NEWTON FOR FOR Management
7 ELECTION OF DIRECTOR: VINCENT PAGANO, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: H. HUGH SHELTON FOR FOR Management
9 ELECTION OF DIRECTOR: ARTHUR L. SIMON FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL T. FOR FOR Management
STRIANESE
11 RATIFY THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION TO ELIMINATE ALL
PROVISIONS THAT REQUIRE MORE THAN A
SIMPLE MAJORITY VOTE.
13 APPROVE THE L3 TECHNOLOGIES INC. FOR FOR Management
AMENDED AND RESTATED 2012 CASH
INCENTIVE PLAN.
14 APPROVE, IN A NON-BINDING, ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
15 DETERMINE, IN A NON-BINDING, ADVISORY 1 - Year FOR Management
VOTE, WHETHER A SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LAWRENCE S. BACOW FOR FOR Management
2 ELECTION OF DIRECTOR: ANN E. BERMAN FOR FOR Management
3 ELECTION OF DIRECTOR: JOSEPH L. BOWER FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES D. FOR FOR Management
DAVIDSON
5 ELECTION OF DIRECTOR: CHARLES M. DIKER FOR FOR Management
6 ELECTION OF DIRECTOR: JACOB A. FRENKEL FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL J. FRIBOURG FOR FOR Management
8 ELECTION OF DIRECTOR: WALTER L. HARRIS FOR FOR Management
9 ELECTION OF DIRECTOR: PHILIP A. LASKAWY FOR FOR Management
10 ELECTION OF DIRECTOR: KEN MILLER FOR FOR Management
11 ELECTION OF DIRECTOR: ANDREW H. TISCH FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES S. TISCH FOR FOR Management
13 ELECTION OF DIRECTOR: JONATHAN M. TISCH FOR FOR Management
14 ELECTION OF DIRECTOR: ANTHONY WELTERS FOR FOR Management
15 APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION
16 RECOMMEND, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION
17 RATIFY DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------
LSC COMMUNICATIONS, INC.
Ticker: LKSD Security ID: 50218P107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS J. FOR FOR Management
QUINLAN III
2 ELECTION OF DIRECTOR: M. SHAN ATKINS FOR FOR Management
3 ELECTION OF DIRECTOR: MARGRET A. BREYA FOR FOR Management
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
6 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2016 PERFORMANCE INCENTIVE PLAN.
7 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT G. GWIN FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUES AIGRAIN FOR FOR Management
3 ELECTION OF DIRECTOR: LINCOLN BENET FOR FOR Management
4 ELECTION OF DIRECTOR: JAGJEET S. BINDRA FOR FOR Management
5 ELECTION OF DIRECTOR: ROBIN BUCHANAN FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN F. COOPER FOR FOR Management
7 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
8 ELECTION OF DIRECTOR: CLAIRE S. FARLEY FOR FOR Management
9 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
10 ELECTION OF DIRECTOR: BRUCE A. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: RUDY VAN DER MEER FOR FOR Management
12 ADOPTION OF DUTCH STATUTORY ANNUAL FOR FOR Management
ACCOUNTS FOR 2016.
13 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE MANAGEMENT BOARD.
14 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE SUPERVISORY BOARD.
15 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH STATUTORY ANNUAL ACCOUNTS.
16 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
17 RATIFICATION AND APPROVAL OF DIVIDENDS FOR FOR Management
IN RESPECT OF THE 2016 FISCAL YEAR.
18 ADVISORY (NON-BINDING) VOTE APPROVING FOR FOR Management
EXECUTIVE COMPENSATION.
19 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF THE SAY-ON-PAY VOTE.
20 APPROVAL OF THE AUTHORITY OF THE FOR FOR Management
MANAGEMENT BOARD TO CONDUCT SHARE
REPURCHASES.
21 RE-APPROVAL OF THE LONG-TERM INCENTIVE FOR FOR Management
PLAN FOR PURPOSES OF SECTION162(M).
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT G. GWIN FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUES AIGRAIN FOR FOR Management
3 ELECTION OF DIRECTOR: LINCOLN BENET FOR FOR Management
4 ELECTION OF DIRECTOR: JAGJEET S. BINDRA FOR FOR Management
5 ELECTION OF DIRECTOR: ROBIN BUCHANAN FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN F. COOPER FOR FOR Management
7 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
8 ELECTION OF DIRECTOR: CLAIRE S. FARLEY FOR FOR Management
9 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
10 ELECTION OF DIRECTOR: BRUCE A. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: RUDY VAN DER MEER FOR FOR Management
12 ADOPTION OF DUTCH STATUTORY ANNUAL FOR FOR Management
ACCOUNTS FOR 2016.
13 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE MANAGEMENT BOARD.
14 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE SUPERVISORY BOARD.
15 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH STATUTORY ANNUAL ACCOUNTS.
16 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
17 RATIFICATION AND APPROVAL OF DIVIDENDS FOR FOR Management
IN RESPECT OF THE 2016 FISCAL YEAR.
18 ADVISORY (NON-BINDING) VOTE APPROVING FOR FOR Management
EXECUTIVE COMPENSATION.
19 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF THE SAY-ON-PAY VOTE.
20 APPROVAL OF THE AUTHORITY OF THE FOR FOR Management
MANAGEMENT BOARD TO CONDUCT SHARE
REPURCHASES.
21 RE-APPROVAL OF THE LONG-TERM INCENTIVE FOR FOR Management
PLAN FOR PURPOSES OF SECTION162(M).
--------------------------------------------------------------------------------
MACY'S INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANCIS S. BLAKE FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN A. BRYANT FOR FOR Management
3 ELECTION OF DIRECTOR: DEIRDRE P. FOR FOR Management
CONNELLY
4 ELECTION OF DIRECTOR: JEFF GENNETTE FOR FOR Management
5 ELECTION OF DIRECTOR: LESLIE D. HALE FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
LENEHAN
7 ELECTION OF DIRECTOR: SARA LEVINSON FOR FOR Management
8 ELECTION OF DIRECTOR: TERRY J. LUNDGREN FOR FOR Management
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL C. VARGA FOR FOR Management
11 ELECTION OF DIRECTOR: MARNA C. FOR FOR Management
WHITTINGTON
12 ELECTION OF DIRECTOR: ANNIE FOR FOR Management
YOUNG-SCRIVNER
13 THE PROPOSED RATIFICATION OF THE AUDIT FOR FOR Management
COMMITTEE'S APPOINTMENT OF KPMG LLP AS
MACY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 3, 2018.
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 ADVISORY VOTE ON FREQUENCY OF THE 1 - Year FOR Management
SHAREHOLDER VOTE ON EXECUTIVE
COMPENSATION.
16 RE-APPROVAL OF THE SENIOR EXECUTIVE FOR FOR Management
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GAURDIE E. FOR FOR Management
BANISTER, JR.
2 ELECTION OF DIRECTOR: GREGORY H. BOYCE FOR FOR Management
3 ELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
4 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
5 ELECTION OF DIRECTOR: PHILIP LADER FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL E. J. FOR FOR Management
PHELPS
7 ELECTION OF DIRECTOR: DENNIS H. REILLEY FOR FOR Management
8 ELECTION OF DIRECTOR: LEE M. TILLMAN FOR FOR Management
9 RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2017.
10 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: STEVEN FOR FOR Management
A. DAVIS
2 ELECTION OF CLASS III DIRECTOR: GARY R. FOR FOR Management
HEMINGER
3 ELECTION OF CLASS III DIRECTOR: J. FOR FOR Management
MICHAEL STICE
4 ELECTION OF CLASS III DIRECTOR: JOHN P. FOR FOR Management
SURMA
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR 2017.
6 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
7 APPROVAL OF 162(M)-RELATED PROVISIONS FOR FOR Management
OF THE AMENDED AND RESTATED MARATHON
PETROLEUM CORPORATION 2012 INCENTIVE
COMPENSATION PLAN.
8 SHAREHOLDER PROPOSAL SEEKING VARIOUS AGAINST AGAINST Shareholder
DISCLOSURES RESPECTING ENVIRONMENTAL
AND HUMAN RIGHTS DUE DILIGENCE.
9 SHAREHOLDER PROPOSAL SEEKING AGAINST AGAINST Shareholder
CLIMATE-RELATED TWO-DEGREE TRANSITION
PLAN.
10 SHAREHOLDER PROPOSAL SEEKING SIMPLE AGAINST FOR Shareholder
MAJORITY VOTE PROVISIONS.
--------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC
Ticker: MKS Security ID: G5824M107
Meeting Date: JUL 12, 2016 Meeting Type: Annual
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Andrew Fisher as Director For For Management
5 Re-elect Vindi Banga as Director For For Management
6 Re-elect Alison Brittain as Director For For Management
7 Re-elect Patrick Bousquet-Chavanne as For For Management
Director
8 Re-elect Miranda Curtis as Director For For Management
9 Re-elect Andy Halford as Director For For Management
10 Re-elect Steve Rowe as Director For For Management
11 Re-elect Richard Solomons as Director For For Management
12 Re-elect Robert Swannell as Director For For Management
13 Re-elect Laura Wade-Gery as Director For For Management
14 Re-elect Helen Weir as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. DOLAN FOR FOR Management
2 ELECTION OF DIRECTOR: TREVOR A. EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: DR. FRANCES D. FOR FOR Management
FERGUSSON
4 ELECTION OF DIRECTOR: MARGARET H. FOR FOR Management
GEORGIADIS
5 ELECTION OF DIRECTOR: ANN LEWNES FOR FOR Management
6 ELECTION OF DIRECTOR: DOMINIC NG FOR FOR Management
7 ELECTION OF DIRECTOR: VASANT M. PRABHU FOR FOR Management
8 ELECTION OF DIRECTOR: DEAN A. FOR FOR Management
SCARBOROUGH
9 ELECTION OF DIRECTOR: CHRISTOPHER A. FOR FOR Management
SINCLAIR
10 ELECTION OF DIRECTOR: DIRK VAN DE PUT FOR FOR Management
11 ELECTION OF DIRECTOR: KATHY WHITE LOYD FOR FOR Management
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION, AS
DESCRIBED IN THE MATTEL, INC. PROXY
STATEMENT.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
15 APPROVAL OF THE NEW MATTEL INCENTIVE FOR FOR Management
PLAN AND THE MATERIAL TERMS OF ITS
PERFORMANCE GOALS.
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LESLIE A. BRUN FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS R. CECH FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA J. CRAIG FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH C. FOR FOR Management
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. GLOCER FOR FOR Management
6 ELECTION OF DIRECTOR: ROCHELLE B. FOR FOR Management
LAZARUS
7 ELECTION OF DIRECTOR: JOHN H. FOR FOR Management
NOSEWORTHY
8 ELECTION OF DIRECTOR: CARLOS E. FOR FOR Management
REPRESAS
9 ELECTION OF DIRECTOR: PAUL B. ROTHMAN FOR FOR Management
10 ELECTION OF DIRECTOR: PATRICIA F. RUSSO FOR FOR Management
11 ELECTION OF DIRECTOR: CRAIG B. THOMPSON FOR FOR Management
12 ELECTION OF DIRECTOR: WENDELL P. WEEKS FOR FOR Management
13 ELECTION OF DIRECTOR: PETER C. WENDELL FOR FOR Management
14 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
15 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
16 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
17 SHAREHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
INDEPENDENT BOARD CHAIRMAN.
18 SHAREHOLDER PROPOSAL REQUESTING AGAINST AGAINST Shareholder
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
19 SHAREHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Shareholder
REPORT ON CONDUCTING BUSINESS IN
CONFLICT-AFFECTED AREAS.
20 SHAREHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Shareholder
REPORT ON BOARD OVERSIGHT OF PRODUCT
SAFETY AND QUALITY.
--------------------------------------------------------------------------------
METCASH LTD, SYDNEY
Ticker: Security ID: Q6014C106
Meeting Date: AUG 31, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT MR PATRICK ALLAWAY AS A FOR FOR Management
DIRECTOR
3 TO RE-ELECT MRS FIONA BALFOUR AS A FOR FOR Management
DIRECTOR
4 TO ELECT MRS HELEN NASH AS A DIRECTOR FOR FOR Management
5 TO ELECT MR MURRAY JORDAN AS A DIRECTOR FOR FOR Management
6 TO ADOPT THE REMUNERATION REPORT FOR FOR Management
7 TO APPROVE AWARD OF PERFORMANCE RIGHTS FOR FOR Management
TO MR IAN MORRICE, CEO
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: T.J. COLLINS FOR FOR Management
2 ELECTION OF DIRECTOR: S.A. COSSE FOR FOR Management
3 ELECTION OF DIRECTOR: C.P. DEMING FOR FOR Management
4 ELECTION OF DIRECTOR: L.R. DICKERSON FOR FOR Management
5 ELECTION OF DIRECTOR: R.W. JENKINS FOR FOR Management
6 ELECTION OF DIRECTOR: E.W. KELLER FOR FOR Management
7 ELECTION OF DIRECTOR: J.V. KELLEY FOR FOR Management
8 ELECTION OF DIRECTOR: W. MIROSH FOR FOR Management
9 ELECTION OF DIRECTOR: R.M. MURPHY FOR FOR Management
10 ELECTION OF DIRECTOR: J.W. NOLAN FOR FOR Management
11 ELECTION OF DIRECTOR: N.E. SCHMALE FOR FOR Management
12 ELECTION OF DIRECTOR: L.A. SUGG FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
15 APPROVE THE PROPOSED 2012 LONG-TERM FOR FOR Management
INCENTIVE PLAN PERFORMANCE METRICS.
16 APPROVE THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NTIOF Security ID: 633067103
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TAKEN BY THE BANK'S BOARD OF
DIRECTORS WITH RESPECT TO EXECUTIVE
COMPENSATION. THE TEXT OF THE
RESOLUTION IS SET OUT IN SECTION 2 OF
THE MANAGEMENT PROXY CIRCULAR.
3 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
INDEPENDENT AUDITOR.
4 AMENDMENT TO BY-LAW I - GENERAL BY-LAW FOR FOR Management
OF THE BANK TO INCREASE THE QUORUM FOR
ALL SHAREHOLDERS' MEETINGS. THE TEXT
OF THE RESOLUTION IS SET OUT IN
SECTION 2 OF THE MANAGEMENT PROXY
CIRCULAR.
5 REPLENISHMENT OF THE SHARE RESERVE FOR FOR FOR Management
THE BANK'S STOCK OPTION PLAN. THE TEXT
OF THE RESOLUTION IS SET OUT IN
SECTION 2 OF THE THE MANAGEMENT PROXY
CIRCULAR.
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 25, 2016 Meeting Type: Annual
Record Date: JUL 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Dean Seavers as Director For For Management
7 Elect Nicola Shaw as Director For For Management
8 Re-elect Nora Mead Brownell as Director For For Management
9 Re-elect Jonathan Dawson as Director For For Management
10 Re-elect Therese Esperdy as Director For For Management
11 Re-elect Paul Golby as Director For For Management
12 Re-elect Ruth Kelly as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLAY C. WILLIAMS FOR FOR Management
2 ELECTION OF DIRECTOR: GREG L. ARMSTRONG FOR FOR Management
3 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
4 ELECTION OF DIRECTOR: BEN A. GUILL FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES T. HACKETT FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID D. HARRISON FOR FOR Management
7 ELECTION OF DIRECTOR: ERIC L. MATTSON FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. THOMAS FOR FOR Management
9 RATIFICATION OF INDEPENDENT AUDITORS. FOR FOR Management
10 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
NAMED EXECUTIVE OFFICER COMPENSATION
12 APPROVE STOCKHOLDER PROPOSAL REGARDING FOR FOR Shareholder
PROXY ACCESS
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN K. ADAMS, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ANNA ESCOBEDO FOR FOR Management
CABRAL
3 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
DIEFENDERFER, III
4 ELECTION OF DIRECTOR: DIANE SUITT FOR FOR Management
GILLELAND
5 ELECTION OF DIRECTOR: KATHERINE A. FOR FOR Management
LEHMAN
6 ELECTION OF DIRECTOR: LINDA A. MILLS FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN F. REMONDI FOR FOR Management
8 ELECTION OF DIRECTOR: JANE J. THOMPSON FOR FOR Management
9 ELECTION OF DIRECTOR: LAURA S. UNGER FOR FOR Management
10 ELECTION OF DIRECTOR: BARRY L. WILLIAMS FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID L. YOWAN FOR FOR Management
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
14 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
NAVIENT CORPORATION 2014 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: G.H. BOYCE FOR FOR Management
2 ELECTION OF DIRECTOR: B.R. BROOK FOR FOR Management
3 ELECTION OF DIRECTOR: J.K. BUCKNOR FOR FOR Management
4 ELECTION OF DIRECTOR: V.A. CALARCO FOR FOR Management
5 ELECTION OF DIRECTOR: J.A. CARRABBA FOR FOR Management
6 ELECTION OF DIRECTOR: N. DOYLE FOR FOR Management
7 ELECTION OF DIRECTOR: G.J. GOLDBERG FOR FOR Management
8 ELECTION OF DIRECTOR: V.M. HAGEN FOR FOR Management
9 ELECTION OF DIRECTOR: J. NELSON FOR FOR Management
10 ELECTION OF DIRECTOR: J.M. QUINTANA FOR FOR Management
11 RATIFY APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
12 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION.
14 STOCKHOLDER PROPOSAL REGARDING HUMAN AGAINST AGAINST Shareholder
RIGHTS RISK ASSESSMENT.
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS D. BELL, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ERSKINE B. BOWLES FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT A. BRADWAY FOR FOR Management
4 ELECTION OF DIRECTOR: WESLEY G. BUSH FOR FOR Management
5 ELECTION OF DIRECTOR: DANIEL A. CARP FOR FOR Management
6 ELECTION OF DIRECTOR: MITCHELL E. FOR FOR Management
DANIELS, JR.
7 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
8 ELECTION OF DIRECTOR: STEVEN F. LEER FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
LOCKHART
10 ELECTION OF DIRECTOR: AMY E. MILES FOR FOR Management
11 ELECTION OF DIRECTOR: MARTIN H. NESBITT FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES A. SQUIRES FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN R. THOMPSON FOR FOR Management
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS NORFOLK
SOUTHERN'S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2017.
15 APPROVAL OF ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION, AS DISCLOSED
IN THE PROXY STATEMENT FOR THE 2017
ANNUAL MEETING OF SHAREHOLDERS.
16 FREQUENCY OF ADVISORY RESOLUTION ON 1 - Year FOR Management
EXECUTIVE COMPENSATION, EVERY
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SPENCER ABRAHAM FOR FOR Management
2 ELECTION OF DIRECTOR: HOWARD I. ATKINS FOR FOR Management
3 ELECTION OF DIRECTOR: EUGENE L. FOR FOR Management
BATCHELDER
4 ELECTION OF DIRECTOR: JOHN E. FEICK FOR FOR Management
5 ELECTION OF DIRECTOR: MARGARET M. FORAN FOR FOR Management
6 ELECTION OF DIRECTOR: CARLOS M. FOR FOR Management
GUTIERREZ
7 ELECTION OF DIRECTOR: VICKI HOLLUB FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. KLESSE FOR FOR Management
9 ELECTION OF DIRECTOR: JACK B. MOORE FOR FOR Management
10 ELECTION OF DIRECTOR: AVEDICK B. FOR FOR Management
POLADIAN
11 ELECTION OF DIRECTOR: ELISSE B. WALTER FOR FOR Management
12 ADVISORY VOTE APPROVING EXECUTIVE FOR FOR Management
COMPENSATION
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION
14 RATIFICATION OF SELECTION OF KPMG LLP FOR FOR Management
AS INDEPENDENT AUDITORS
15 CLIMATE CHANGE ASSESSMENT REPORT AGAINST FOR Shareholder
16 LOWER THRESHOLD TO CALL SPECIAL AGAINST FOR Shareholder
SHAREOWNER MEETINGS
17 METHANE EMISSIONS AND FLARING TARGETS AGAINST AGAINST Shareholder
18 POLITICAL CONTRIBUTIONS AND AGAINST AGAINST Shareholder
EXPENDITURES REPORT
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JUL 15, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: SEP 09, 2016 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: JAN 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Debentures into For Did Not Vote Management
Company Share with Exemption of
Conditions under Clause 4.21.2.9 of
the Issuance Contract
2 Absorption of Oleo e Gas Participacoes For Did Not Vote Management
S.A.
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAR 08, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adherence to the Term For Did Not Vote Management
Sheet Between the Company and
Creditors Released on Jan 10, 2017
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28048
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
OGX PETROLEO E GAS SA
Ticker: OXPRY-US Security ID: ADPV28049
Meeting Date: MAY 31, 2017 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline of For Did Not Vote Management
the Private Instrument For Negative
Covenant Signed on May 14, 2015
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN L. DERKSEN FOR FOR Management
2 ELECTION OF DIRECTOR: JULIE H. EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN W. GIBSON FOR FOR Management
4 ELECTION OF DIRECTOR: RANDALL J. LARSON FOR FOR Management
5 ELECTION OF DIRECTOR: STEVEN J. MALCOLM FOR FOR Management
6 ELECTION OF DIRECTOR: KEVIN S. MCCARTHY FOR FOR Management
7 ELECTION OF DIRECTOR: JIM W. MOGG FOR FOR Management
8 ELECTION OF DIRECTOR: PATTYE L. MOORE FOR FOR Management
9 ELECTION OF DIRECTOR: GARY D. PARKER FOR FOR Management
10 ELECTION OF DIRECTOR: EDUARDO A. FOR FOR Management
RODRIGUEZ
11 ELECTION OF DIRECTOR: TERRY K. SPENCER FOR FOR Management
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS ONEOK,
INC.'S INDEPENDENT AUDITOR FOR YEAR
ENDING DEC 31 2017.
13 AN ADVISORY VOTE TO APPROVE ONEOK, INC. FOR FOR Management
'S EXECUTIVE COMPENSATION.
14 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING THE ADVISORY SHAREHOLDER VOTE
ON ONEOK'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
COMMON STOCK OF ONEOK, INC. ("ONEOK")
IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 31,
2017, BY AND AMONG ONEOK, NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
2 TO APPROVE AN AMENDMENT OF ONEOK'S FOR FOR Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 TO 1,200,000,000.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
ONEOK SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSALS.
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 20, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
PATTERSON-UTI ENERGY, INC. COMMON
STOCK, PAR VALUE $0.01 PER SHARE, TO
STOCKHOLDERS OF SEVENTY SEVEN ENERGY
INC. IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF DECEMBER 12,
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
PATTERSON-UTI ENERGY, INC. SPECIAL
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF PATTERSON-UTI'S 2014 LONG-TERM
INCENTIVE PLAN.
3 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PATTERSON-UTI FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
4 APPROVAL OF AN ADVISORY RESOLUTION ON FOR FOR Management
PATTERSON-UTI'S COMPENSATION OF ITS
NAMED EXECUTIVE OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
PENGROWTH ENERGY CORPORATION
Ticker: PGH Security ID: 70706P104
Meeting Date: JUN 20, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF KPMG LLP AS AUDITORS OF FOR FOR Management
THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO CONSIDER AND, IF DEEMED ADVISABLE, FOR FOR Management
APPROVE A SPECIAL RESOLUTION APPROVING
THE REDUCTION OF THE STATED CAPITAL
ACCOUNT FOR THE CORPORATION'S COMMON
SHARES BY $1.35 BILLION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF TH
4 TO VOTE IN AN ADVISORY, NON-BINDING FOR FOR Management
CAPACITY ON A RESOLUTION TO ACCEPT,
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF THE
CORPORATION DATED MAY 5, 2017.
--------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD.
Ticker: PWE Security ID: 707887105
Meeting Date: JUN 26, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 AN ORDINARY RESOLUTION TO APPOINT FOR FOR Management
ERNST & YOUNG LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITOR OF PENN WEST FOR THE ENSUING
YEAR.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 ADVISORY VOTE APPROVING PENN WEST'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION AS
MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF PENN WEST DATED APRIL 30,
2017 (THE "INFORMATION CIRCULAR").
4 A RESOLUTION APPROVING THE AMENDMENT FOR FOR Management
TO THE RESTRICTED SHARE UNIT PLAN TO
BECOME THE RESTRICTED AND PERFORMANCE
SHARE UNIT PLAN, AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
5 A RESOLUTION APPROVING THE AMENDMENT FOR FOR Management
TO THE ARTICLES OF PENN WEST TO CHANGE
THE NAME, AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
6 A RESOLUTION APPROVING THE REDUCTION FOR FOR Management
OF PENN WEST'S SHARE CAPITAL FOR
ACCOUNTING PURPOSES, AS MORE
PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN P. BARNES FOR FOR Management
2 ELECTION OF DIRECTOR: COLLIN P. BARON FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN T. FOR FOR Management
BOTTOMLEY
4 ELECTION OF DIRECTOR: GEORGE P. CARTER FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
CRUGER, JR.
6 ELECTION OF DIRECTOR: JOHN K. DWIGHT FOR FOR Management
7 ELECTION OF DIRECTOR: JERRY FRANKLIN FOR FOR Management
8 ELECTION OF DIRECTOR: JANET M. HANSEN FOR FOR Management
9 ELECTION OF DIRECTOR: NANCY MCALLISTER FOR FOR Management
10 ELECTION OF DIRECTOR: MARK W. RICHARDS FOR FOR Management
11 ELECTION OF DIRECTOR: KIRK W. WALTERS FOR FOR Management
12 APPROVE THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION RELATING TO THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
13 APPROVE (NON-BINDING) THE FREQUENCY 1 - Year FOR Management
WITH WHICH THE COMPANY IS TO HOLD THE
ADVISORY NON-BINDING VOTE RELATING TO
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
14 APPROVE THE PEOPLE'S UNITED FINANCIAL, FOR FOR Management
INC. SHORT- TERM INCENTIVE PLAN.
15 APPROVE THE AMENDMENTS TO AND FOR FOR Management
RESTATEMENT OF THE PEOPLE'S UNITED
FINANCIAL, INC. 2014 LONG- TERM
INCENTIVE PLAN.
16 APPROVE THE MANAGEMENT PROPOSAL TO FOR FOR Management
AMEND THE COMPANY'S CERTIFICATE OF
INCORPORATION TO CORRESPOND WITH THE
COMPANY'S RECENTLY AMENDED BYLAWS.
17 RATIFY KPMG LLP AS OUR INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHONA L. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGE W. BUCKLEY FOR FOR Management
3 ELECTION OF DIRECTOR: CESAR CONDE FOR FOR Management
4 ELECTION OF DIRECTOR: IAN M. COOK FOR FOR Management
5 ELECTION OF DIRECTOR: DINA DUBLON FOR FOR Management
6 ELECTION OF DIRECTOR: RONA A. FAIRHEAD FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD W. FISHER FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
JOHNSON
9 ELECTION OF DIRECTOR: INDRA K. NOOYI FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID C. PAGE FOR FOR Management
11 ELECTION OF DIRECTOR: ROBERT C. POHLAD FOR FOR Management
12 ELECTION OF DIRECTOR: DANIEL VASELLA FOR FOR Management
13 ELECTION OF DIRECTOR: DARREN WALKER FOR FOR Management
14 ELECTION OF DIRECTOR: ALBERTO WEISSER FOR FOR Management
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
16 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
17 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
SHAREHOLDER ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION.
18 REPORT REGARDING PESTICIDE POLLUTION. AGAINST AGAINST Shareholder
19 IMPLEMENTATION OF HOLY LAND PRINCIPLES. AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS A. FOR FOR Management
AUSIELLO
2 ELECTION OF DIRECTOR: RONALD E. FOR FOR Management
BLAYLOCK
3 ELECTION OF DIRECTOR: W. DON CORNWELL FOR FOR Management
4 ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
ECHEVARRIA
5 ELECTION OF DIRECTOR: FRANCES D. FOR FOR Management
FERGUSSON
6 ELECTION OF DIRECTOR: HELEN H. HOBBS FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES M. KILTS FOR FOR Management
8 ELECTION OF DIRECTOR: SHANTANU NARAYEN FOR FOR Management
9 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
10 ELECTION OF DIRECTOR: IAN C. READ FOR FOR Management
11 ELECTION OF DIRECTOR: STEPHEN W. SANGER FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES C. SMITH FOR FOR Management
13 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
14 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING THE AGAINST AGAINST Shareholder
HOLY LAND PRINCIPLES
17 SHAREHOLDER PROPOSAL REGARDING SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS
18 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
INDEPENDENT CHAIR POLICY
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HAROLD BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: ANDRE FOR FOR Management
CALANTZOPOULOS
3 ELECTION OF DIRECTOR: LOUIS C. FOR FOR Management
CAMILLERI
4 ELECTION OF DIRECTOR: MASSIMO FERRAGAMO FOR FOR Management
5 ELECTION OF DIRECTOR: WERNER GEISSLER FOR FOR Management
6 ELECTION OF DIRECTOR: JENNIFER LI FOR FOR Management
7 ELECTION OF DIRECTOR: JUN MAKIHARA FOR FOR Management
8 ELECTION OF DIRECTOR: SERGIO MARCHIONNE FOR FOR Management
9 ELECTION OF DIRECTOR: KALPANA MORPARIA FOR FOR Management
10 ELECTION OF DIRECTOR: LUCIO A. NOTO FOR FOR Management
11 ELECTION OF DIRECTOR: FREDERIK PAULSEN FOR FOR Management
12 ELECTION OF DIRECTOR: ROBERT B. POLET FOR FOR Management
13 ELECTION OF DIRECTOR: STEPHEN M. WOLF FOR FOR Management
14 ADVISORY VOTE APPROVING EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY RESOLUTION ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
16 APPROVAL OF THE 2017 PERFORMANCE FOR FOR Management
INCENTIVE PLAN
17 APPROVAL OF THE 2017 STOCK FOR FOR Management
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
18 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT AUDITORS
19 SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS AGAINST AGAINST Shareholder
POLICY
20 SHAREHOLDER PROPOSAL 2 - MEDIATION OF AGAINST AGAINST Shareholder
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION AS DISCLOSED IN THE 2017
PROXY STATEMENT.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 VOTE ON RE-APPROVAL OF THE MATERIAL FOR FOR Management
TERMS OF THE PERFORMANCE GOALS UNDER,
AND APPROVAL OF AN AMENDMENT TO, THE
2012 LONG-TERM INCENTIVE PLAN.
5 RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA G. ALVARADO FOR FOR Management
2 ELECTION OF DIRECTOR: ANNE M. BUSQUET FOR FOR Management
3 ELECTION OF DIRECTOR: ROGER FRADIN FOR FOR Management
4 ELECTION OF DIRECTOR: ANNE SUTHERLAND FOR FOR Management
FUCHS
5 ELECTION OF DIRECTOR: S. DOUGLAS FOR FOR Management
HUTCHESON
6 ELECTION OF DIRECTOR: MARC B. FOR FOR Management
LAUTENBACH
7 ELECTION OF DIRECTOR: EDUARDO R. FOR FOR Management
MENASCE
8 ELECTION OF DIRECTOR: MICHAEL I. ROTH FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA S. SANFORD FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID L. SHEDLARZ FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID B. SNOW, FOR FOR Management
JR.
12 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF THE INDEPENDENT
ACCOUNTANTS FOR 2017.
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
14 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
POWER CORPORATION OF CANADA
Ticker: PWCDF Security ID: 739239101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS FOR FOR Management
3 SHAREHOLDER PROPOSAL NO. 1 AS SET OUT AGAINST AGAINST Shareholder
IN SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
4 SHAREHOLDER PROPOSAL NO. 2 AS SET OUT AGAINST AGAINST Shareholder
IN SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION
Ticker: POFNF Security ID: 73927C100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS FOR FOR Management
3 RESOLUTION APPROVING AN AMENDMENT TO FOR FOR Management
INCREASE THE NUMBER OF COMMON SHARES
ISSUABLE PURSUANT TO THE EMPLOYEE
STOCK OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RODNEY C. ADKINS FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN W. CONWAY FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN G. ELLIOTT FOR FOR Management
4 ELECTION OF DIRECTOR: RAJA RAJAMANNAR FOR FOR Management
5 ELECTION OF DIRECTOR: CRAIG A. ROGERSON FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM H. SPENCE FOR FOR Management
7 ELECTION OF DIRECTOR: NATICA VON FOR FOR Management
ALTHANN
8 ELECTION OF DIRECTOR: KEITH H. FOR FOR Management
WILLIAMSON
9 ELECTION OF DIRECTOR: ARMANDO ZAGALO FOR FOR Management
DE LIMA
10 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF NAMED EXECUTIVE OFFICERS
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION VOTES
12 APPROVE AMENDED AND RESTATED 2012 FOR FOR Management
STOCK INCENTIVE PLAN
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 SHAREOWNER PROPOSAL - PUBLISH AGAINST AGAINST Shareholder
ASSESSMENT OF IMPACT ON COMPANY'S
PORTFOLIO, OF PUBLIC POLICIES AND
TECHNOLOGICAL ADVANCES SEEKING TO
LIMIT GLOBAL WARMING
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIE A. DEESE FOR FOR Management
2 ELECTION OF DIRECTOR: ALBERT R. FOR FOR Management
GAMPER, JR.
3 ELECTION OF DIRECTOR: WILLIAM V. HICKEY FOR FOR Management
4 ELECTION OF DIRECTOR: RALPH IZZO FOR FOR Management
5 ELECTION OF DIRECTOR: SHIRLEY ANN FOR FOR Management
JACKSON
6 ELECTION OF DIRECTOR: DAVID LILLEY FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS A. RENYI FOR FOR Management
8 ELECTION OF DIRECTOR: HAK CHEOL (H.C.) FOR FOR Management
SHIN
9 ELECTION OF DIRECTOR: RICHARD J. SWIFT FOR FOR Management
10 ELECTION OF DIRECTOR: SUSAN TOMASKY FOR FOR Management
11 ELECTION OF DIRECTOR: ALFRED W. ZOLLAR FOR FOR Management
12 ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
EXECUTIVE COMPENSATION
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2017
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNE K. FOR FOR Management
BRITELL, PH. D.
2 ELECTION OF DIRECTOR: VICKY B. GREGG FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY M. FOR FOR Management
LEIDEN, M.D., PH. D.
4 ELECTION OF DIRECTOR: TIMOTHY L. MAIN FOR FOR Management
5 ELECTION OF DIRECTOR: GARY M. PFEIFFER FOR FOR Management
6 ELECTION OF DIRECTOR: TIMOTHY M. RING FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN H. FOR FOR Management
RUSCKOWSKI
8 ELECTION OF DIRECTOR: DANIEL C. FOR FOR Management
STANZIONE, PH. D.
9 ELECTION OF DIRECTOR: GAIL R. FOR FOR Management
WILENSKY, PH. D.
10 AN ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
DISCLOSED IN THE COMPANY'S 2017 PROXY
STATEMENT
11 AN ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER ADVISORY
VOTE TO APPROVE EXECUTIVE OFFICER
COMPENSATION
12 RATIFICATION OF THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
13 APPROVAL OF AMENDMENTS TO THE AMENDED FOR FOR Management
AND RESTATED LONG-TERM INCENTIVE PLAN
FOR NON-EMPLOYEE DIRECTORS
--------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867200
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL L. KNOTTS FOR FOR Management
2 ELECTION OF DIRECTOR: SUSAN M. GIANINNO FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY G. KATZ FOR FOR Management
4 ELECTION OF DIRECTOR: TIMOTHY R. FOR FOR Management
MCLEVISH
5 ELECTION OF DIRECTOR: JAMIE MOLDAFSKY FOR FOR Management
6 ELECTION OF DIRECTOR: P. CODY PHIPPS FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN C. POPE FOR FOR Management
8 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
10 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
11 THE APPROVAL OF THE 2017 PERFORMANCE FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP
Ticker: RGC Security ID: 758766109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY, FOR FOR Management
NON-BINDING BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3 TO DETERMINE, ON AN ADVISORY, 1 - Year FOR Management
NON-BINDING BASIS, THE FREQUENCY OF
FUTURE STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC.
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PATRICIA L. GUINN FOR FOR Management
2 ELECTION OF DIRECTOR: ARNOUD W.A. BOOT FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN F. DANAHY FOR FOR Management
4 ELECTION OF DIRECTOR: J. CLIFF EASON FOR FOR Management
5 ELECTION OF DIRECTOR: ANNA MANNING FOR FOR Management
6 VOTE ON FREQUENCY OF ADVISORY VOTE TO 1 - Year FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
7 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
8 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED FLEXIBLE STOCK PLAN.
9 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED FLEXIBLE STOCK PLAN FOR
DIRECTORS.
10 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED PHANTOM STOCK PLAN FOR
DIRECTORS.
11 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SARAH J. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: KAREN W. COLONIAS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN G. FIGUEROA FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS W. GIMBEL FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID H. HANNAH FOR FOR Management
6 ELECTION OF DIRECTOR: DOUGLAS M. HAYES FOR FOR Management
7 ELECTION OF DIRECTOR: MARK V. KAMINSKI FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT A. MCEVOY FOR FOR Management
9 ELECTION OF DIRECTOR: GREGG J. MOLLINS FOR FOR Management
10 ELECTION OF DIRECTOR: ANDREW G. FOR FOR Management
SHARKEY, III
11 ELECTION OF DIRECTOR: DOUGLAS W. FOR FOR Management
STOTLAR
12 TO CONSIDER A NON-BINDING, ADVISORY FOR FOR Management
VOTE TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
13 TO CONSIDER THE FREQUENCY OF THE 1 - Year FOR Management
STOCKHOLDERS' NON-BINDING, ADVISORY
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
14 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT & RISK COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO CONDUCT AN ADVISORY VOTE APPROVING FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMBER 31, 2016, AS SET FORTH IN THE
PROXY STATEMENT.
4 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
RUSSEL METALS INC.
Ticker: RUSMF Security ID: 781903604
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN THE APPOINTMENT OF AUDITORS OF THE FOR FOR Management
COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
3 THE ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT J. ECK FOR FOR Management
2 ELECTION OF DIRECTOR: L. PATRICK HASSEY FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL F. HILTON FOR FOR Management
4 ELECTION OF DIRECTOR: TAMARA L. FOR FOR Management
LUNDGREN
5 ELECTION OF DIRECTOR: ABBIE J. SMITH FOR FOR Management
6 ELECTION OF DIRECTOR: HANSEL E. FOR FOR Management
TOOKES, II
7 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
8 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF THE SHAREHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
10 A SHAREHOLDER PROPOSAL TO PERMIT AGAINST AGAINST Shareholder
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC.
Ticker: SC Security ID: 80283M101
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 19, 2016 Meeting Type: Annual
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Dambisa F. Moyo For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Stephanie Tilenius For For Management
1j Elect Director Edward J. Zander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6A Approve Proposed Amendments to the For For Management
Company's Articles of Association
6B Approve Proposed Amendments to the For For Management
Company's Memorandum of Association
7A Adopt Plurality Voting for Contested For For Management
Election of Directors
7B Amend Articles Re: Setting the Size of For For Management
the Board
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Emma FitzGerald as Director For For Management
5 Elect Kevin Beeston as Director For For Management
6 Elect Dominique Reiniche as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect John Coghlan as Director For For Management
9 Re-elect Olivia Garfield as Director For For Management
10 Re-elect James Bowling as Director For For Management
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Dr Angela Strank as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL G. CHILD FOR FOR Management
2 ELECTION OF DIRECTOR: CARTER WARREN FOR FOR Management
FRANKE
3 ELECTION OF DIRECTOR: EARL A. GOODE FOR FOR Management
4 ELECTION OF DIRECTOR: MARIANNE M. KELER FOR FOR Management
5 ELECTION OF DIRECTOR: JIM MATHESON FOR FOR Management
6 ELECTION OF DIRECTOR: JED H. PITCHER FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK C. PULEO FOR FOR Management
8 ELECTION OF DIRECTOR: RAYMOND J. FOR FOR Management
QUINLAN
9 ELECTION OF DIRECTOR: VIVIAN C. FOR FOR Management
SCHNECK-LAST
10 ELECTION OF DIRECTOR: WILLIAM N. FOR FOR Management
SHIEBLER
11 ELECTION OF DIRECTOR: ROBERT S. STRONG FOR FOR Management
12 ELECTION OF DIRECTOR: KIRSTEN O. FOR FOR Management
WOLBERG
13 ADVISORY APPROVAL OF SLM CORPORATION'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS SLM CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
15 APPROVAL OF AN AMENDMENT TO THE SLM FOR FOR Management
CORPORATION 2012 OMNIBUS INCENTIVE
PLAN AND THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE PLAN.
16 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: AUG 01, 2016 Meeting Type: Special
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for the Partial and For For Management
Proportional Demerger of Snam SpA
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE ON A PROPOSAL FOR FOR Management
(WHICH WE REFER TO AS THE "MERGER
PROPOSAL") TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER
5, 2016 (WHICH, AS MAY BE AMENDED, WE
REFER TO AS THE "MERGER AGREEMENT"),
AMONG SPECTRA ENERGY, ENBRIDGE INC.
2 TO CONSIDER AND VOTE ON A PROPOSAL FOR FOR Management
(WHICH WE REFER TO AS THE "ADVISORY
COMPENSATION PROPOSAL") TO APPROVE, ON
AN ADVISORY (NON-BINDING) BASIS,
CERTAIN SPECIFIED COMPENSATION THAT
WILL OR MAY BE PAID BY SPECTRA ENERGY
TO ITS NAMED EXECUTIVE OFFICERS THAT I
--------------------------------------------------------------------------------
STAGECOACH GROUP PLC
Ticker: SGC Security ID: G8403M233
Meeting Date: AUG 25, 2016 Meeting Type: Annual
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect James Bilefield as Director For For Management
5 Elect Karen Thomson as Director For For Management
6 Elect Ray O'Toole as Director For For Management
7 Re-elect Gregor Alexander as Director For For Management
8 Re-elect Sir Ewan Brown as Director For For Management
9 Re-elect Ann Gloag as Director For For Management
10 Re-elect Martin Griffiths as Director For For Management
11 Re-elect Ross Paterson as Director For For Management
12 Re-elect Sir Brian Souter as Director For For Management
13 Re-elect Will Whitehorn as Director For For Management
14 Appoint Ernst & Young LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DREW G. FAUST FOR FOR Management
2 ELECTION OF DIRECTOR: CURTIS FEENY FOR FOR Management
3 ELECTION OF DIRECTOR: PAUL-HENRI FOR FOR Management
FERRAND
4 ELECTION OF DIRECTOR: SHIRA GOODMAN FOR FOR Management
5 ELECTION OF DIRECTOR: DEBORAH A. FOR FOR Management
HENRETTA
6 ELECTION OF DIRECTOR: KUNAL S. KAMLANI FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN F. LUNDGREN FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT E. FOR FOR Management
SULENTIC
9 ELECTION OF DIRECTOR: VIJAY VISHWANATH FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL F. WALSH FOR FOR Management
11 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
13 PROPOSAL TO APPROVE STAPLES' AMENDED FOR FOR Management
AND RESTATED EXECUTIVE OFFICER
INCENTIVE PLAN.
14 RATIFICATION OF AUDIT COMM. SELECTION FOR FOR Management
OF ERNST & YOUNG LLP AS STAPLES' INDEP.
REGISTERED PUBLIC ACCTG. FIRM FOR FY
2017
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3 ADOPTION OF THE FREQUENCY, ON AN 1 - Year FOR Management
ADVISORY BASIS, OF FUTURE VOTES OF THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Peter Gershon as Director For For Management
5 Re-elect Javed Ahmed as Director For For Management
6 Re-elect Nick Hampton as Director For For Management
7 Re-elect Liz Airey as Director For For Management
8 Re-elect William Camp as Director For For Management
9 Re-elect Paul Forman as Director For For Management
10 Elect Lars Frederiksen as Director For For Management
11 Re-elect Douglas Hurt as Director For For Management
12 Re-elect Anne Minto as Director For For Management
13 Re-elect Dr Ajai Puri as Director For For Management
14 Elect Sybella Stanley as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TECK Security ID: 878742204
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS AND TO AUTHORIZE THE
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
3 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: C. A. DAVIS FOR FOR Management
2 ELECTION OF DIRECTOR: K. D. DIXON FOR FOR Management
3 ELECTION OF DIRECTOR: M. H. SARANOW FOR FOR Management
4 ELECTION OF DIRECTOR: G. L. SUGARMAN FOR FOR Management
5 RATIFY ACCOUNTANTS FOR 2017 FOR FOR Management
6 APPROVE TDS INCENTIVE PLAN FOR FOR Management
7 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
8 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
9 SHAREHOLDER PROPOSAL TO RECAPITALIZE AGAINST AGAINST Shareholder
TDS' OUTSTANDING STOCK TO HAVE AN
EQUAL VOTE PER SHARE
--------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT P. FOR FOR Management
CARRIGAN
2 ELECTION OF DIRECTOR: CINDY CHRISTY FOR FOR Management
3 ELECTION OF DIRECTOR: L. GORDON CROVITZ FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES N. FOR FOR Management
FERNANDEZ
5 ELECTION OF DIRECTOR: PAUL R. GARCIA FOR FOR Management
6 ELECTION OF DIRECTOR: ANASTASSIA FOR FOR Management
LAUTERBACH
7 ELECTION OF DIRECTOR: THOMAS J. MANNING FOR FOR Management
8 ELECTION OF DIRECTOR: RANDALL D. MOTT FOR FOR Management
9 ELECTION OF DIRECTOR: JUDITH A. FOR FOR Management
REINSDORF
10 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
11 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION (SAY ON PAY).
12 ADVISORY VOTE ON THE FREQUENCY OF SAY 1 - Year FOR Management
ON PAY VOTING.
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD C. FOR FOR Management
BLANKFEIN
2 ELECTION OF DIRECTOR: M. MICHELE BURNS FOR FOR Management
3 ELECTION OF DIRECTOR: MARK A. FLAHERTY FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM W. GEORGE FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES A. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: ELLEN J. KULLMAN FOR FOR Management
7 ELECTION OF DIRECTOR: LAKSHMI N. MITTAL FOR FOR Management
8 ELECTION OF DIRECTOR: ADEBAYO O. FOR FOR Management
OGUNLESI
9 ELECTION OF DIRECTOR: PETER OPPENHEIMER FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID A. VINIAR FOR FOR Management
11 ELECTION OF DIRECTOR: MARK O. WINKELMAN FOR FOR Management
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (SAY ON PAY)
13 ADVISORY VOTE ON THE FREQUENCY OF SAY 1 - Year FOR Management
ON PAY
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 10, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM J. CONATY FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
FIRESTONE
3 ELECTION OF DIRECTOR: WERNER GEISSLER FOR FOR Management
4 ELECTION OF DIRECTOR: PETER S. HELLMAN FOR FOR Management
5 ELECTION OF DIRECTOR: LAURETTE T. FOR FOR Management
KOELLNER
6 ELECTION OF DIRECTOR: RICHARD J. KRAMER FOR FOR Management
7 ELECTION OF DIRECTOR: W. ALAN FOR FOR Management
MCCOLLOUGH
8 ELECTION OF DIRECTOR: JOHN E. MCGLADE FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL J. MORELL FOR FOR Management
10 ELECTION OF DIRECTOR: RODERICK A. FOR FOR Management
PALMORE
11 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
STREETER
12 ELECTION OF DIRECTOR: THOMAS H. FOR FOR Management
WEIDEMEYER
13 ELECTION OF DIRECTOR: MICHAEL R. WESSEL FOR FOR Management
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
16 APPROVE THE ADOPTION OF THE 2017 FOR FOR Management
PERFORMANCE PLAN.
17 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
18 SHAREHOLDER PROPOSAL RE: INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN.
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NANCY E. COOPER FOR FOR Management
2 ELECTION OF DIRECTOR: GREGORY L. EBEL FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY S. GITZEL FOR FOR Management
4 ELECTION OF DIRECTOR: DENISE C. JOHNSON FOR FOR Management
5 ELECTION OF DIRECTOR: EMERY N. KOENIG FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT L. FOR FOR Management
LUMPKINS
7 ELECTION OF DIRECTOR: WILLIAM T. FOR FOR Management
MONAHAN
8 ELECTION OF DIRECTOR: JAMES ("JOC") C. FOR FOR Management
O'ROURKE
9 ELECTION OF DIRECTOR: JAMES L. POPOWICH FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID T. SEATON FOR FOR Management
11 ELECTION OF DIRECTOR: STEVEN M. SEIBERT FOR FOR Management
12 ELECTION OF DIRECTOR: KELVIN R. FOR FOR Management
WESTBROOK
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
14 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
15 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STUART B. FOR FOR Management
BURGDOERFER
2 ELECTION OF DIRECTOR: CHARLES A. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: ROGER N. FARAH FOR FOR Management
4 ELECTION OF DIRECTOR: LAWTON W. FITT FOR FOR Management
5 ELECTION OF DIRECTOR: SUSAN PATRICIA FOR FOR Management
GRIFFITH
6 ELECTION OF DIRECTOR: JEFFREY D. KELLY FOR FOR Management
7 ELECTION OF DIRECTOR: PATRICK H. FOR FOR Management
NETTLES, PH.D.
8 ELECTION OF DIRECTOR: GLENN M. RENWICK FOR FOR Management
9 ELECTION OF DIRECTOR: BRADLEY T. FOR FOR Management
SHEARES, PH.D.
10 ELECTION OF DIRECTOR: BARBARA R. SNYDER FOR FOR Management
11 APPROVE THE PROGRESSIVE CORPORATION FOR FOR Management
2017 EXECUTIVE ANNUAL INCENTIVE PLAN.
12 APPROVE THE PROGRESSIVE CORPORATION FOR FOR Management
2017 DIRECTORS EQUITY INCENTIVE PLAN.
13 CAST AN ADVISORY VOTE TO APPROVE OUR FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM.
14 CAST AN ADVISORY VOTE ON THE FREQUENCY 1 - Year FOR Management
OF THE SHAREHOLDER VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION PROGRAM.
15 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JUANITA POWELL FOR FOR Management
BARANCO
2 ELECTION OF DIRECTOR: JON A. BOSCIA FOR FOR Management
3 ELECTION OF DIRECTOR: HENRY A. CLARK FOR FOR Management
III
4 ELECTION OF DIRECTOR: THOMAS A. FANNING FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID J. GRAIN FOR FOR Management
6 ELECTION OF DIRECTOR: VERONICA M. HAGEN FOR FOR Management
7 ELECTION OF DIRECTOR: WARREN A. HOOD, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: LINDA P. HUDSON FOR FOR Management
9 ELECTION OF DIRECTOR: DONALD M. JAMES FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN D. JOHNS FOR FOR Management
11 ELECTION OF DIRECTOR: DALE E. KLEIN FOR FOR Management
12 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
SMITH, JR.
13 ELECTION OF DIRECTOR: STEVEN R. SPECKER FOR FOR Management
14 ELECTION OF DIRECTOR: LARRY D. THOMPSON FOR FOR Management
15 ELECTION OF DIRECTOR: E. JENNER WOOD FOR FOR Management
III
16 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
CERTIFICATE TO REDUCE THE
SUPERMAJORITY VOTE REQUIREMENTS TO A
MAJORITY VOTE
17 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
18 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
19 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
20 STOCKHOLDER PROPOSAL ON 2 CELSIUS AGAINST AGAINST Shareholder
SCENARIO REPORT
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN L. BELLER FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN H. DASBURG FOR FOR Management
3 ELECTION OF DIRECTOR: JANET M. DOLAN FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH M. FOR FOR Management
DUBERSTEIN
5 ELECTION OF DIRECTOR: PATRICIA L. FOR FOR Management
HIGGINS
6 ELECTION OF DIRECTOR: WILLIAM J. KANE FOR FOR Management
7 ELECTION OF DIRECTOR: CLEVE L. FOR FOR Management
KILLINGSWORTH JR.
8 ELECTION OF DIRECTOR: PHILIP T. FOR FOR Management
RUEGGER III
9 ELECTION OF DIRECTOR: TODD C. FOR FOR Management
SCHERMERHORN
10 ELECTION OF DIRECTOR: ALAN D. SCHNITZER FOR FOR Management
11 ELECTION OF DIRECTOR: DONALD J. SHEPARD FOR FOR Management
12 ELECTION OF DIRECTOR: LAURIE J. THOMSEN FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE TRAVELERS COMPANIES,
INC. INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
14 NON-BINDING VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES ON EXECUTIVE COMPENSATION.
15 NON-BINDING VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 APPROVE AN AMENDMENT TO THE TRAVELERS FOR FOR Management
COMPANIES, INC. AMENDED AND RESTATED
2014 STOCK INCENTIVE PLAN.
17 SHAREHOLDER PROPOSAL RELATING TO AGAINST FOR Shareholder
INCREASED DISCLOSURE OF LOBBYING, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
18 SHAREHOLDER PROPOSAL RELATING TO AGAINST AGAINST Shareholder
DISCLOSURE OF A GENDER PAY EQUITY
REPORT, IF PRESENTED AT THE ANNUAL
MEETING OF SHAREHOLDERS.
19 SHAREHOLDER PROPOSAL RELATING TO AGAINST AGAINST Shareholder
DISCLOSURE OF A DIVERSITY REPORT, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN I. COLE FOR FOR Management
2 ELECTION OF DIRECTOR: HIKMET ERSEK FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
GOODMAN
4 ELECTION OF DIRECTOR: BETSY D. HOLDEN FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
JOERRES
6 ELECTION OF DIRECTOR: ROBERTO G. FOR FOR Management
MENDOZA
7 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
MILES, JR.
8 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
SELANDER
9 ELECTION OF DIRECTOR: FRANCES FRAGOS FOR FOR Management
TOWNSEND
10 ELECTION OF DIRECTOR: SOLOMON D. FOR FOR Management
TRUJILLO
11 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
12 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
13 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
14 STOCKHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
POLITICAL CONTRIBUTIONS DISCLOSURE
15 STOCKHOLDER PROPOSAL REGARDING ACTION AGAINST AGAINST Shareholder
BY WRITTEN CONSENT
16 STOCKHOLDER PROPOSAL REGARDING REPORT AGAINST AGAINST Shareholder
DETAILING RISKS AND COSTS TO THE
COMPANY CAUSED BY STATE POLICIES
SUPPORTING DISCRIMINATION
--------------------------------------------------------------------------------
TIME INC.
Ticker: TIME Security ID: 887228104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD BATTISTA FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID A. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN M. FAHEY, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: MANUEL A. FOR FOR Management
FERNANDEZ
5 ELECTION OF DIRECTOR: DENNIS J. FOR FOR Management
FITZSIMONS
6 ELECTION OF DIRECTOR: BETSY D. HOLDEN FOR FOR Management
7 ELECTION OF DIRECTOR: KAY KOPLOVITZ FOR FOR Management
8 ELECTION OF DIRECTOR: RONALD S. ROLFE FOR FOR Management
9 ELECTION OF DIRECTOR: DAN ROSENSWEIG FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
ZEISSER
11 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
12 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS
13 SHAREHOLDER PROPOSAL ON INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN
--------------------------------------------------------------------------------
TRANSALTA CORPORATION
Ticker: TAC Security ID: 89346D107
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
3 ADVISORY VOTE TO ACCEPT MANAGEMENT'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2016
2 DISCHARGE OF BOARD OF DIRECTORS AND FOR FOR Management
EXECUTIVE MANAGEMENT TEAM FROM
LIABILITY FOR ACTIVITIES DURING FISCAL
YEAR 2016
3 APPROPRIATION OF THE ACCUMULATED LOSS FOR FOR Management
FOR FISCAL YEAR 2016
4 REELECTION OF DIRECTOR: GLYN A. BARKER FOR FOR Management
5 REELECTION OF DIRECTOR: VANESSA C.L. FOR FOR Management
CHANG
6 REELECTION OF DIRECTOR: FREDERICO F. FOR FOR Management
CURADO
7 REELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
8 REELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
9 REELECTION OF DIRECTOR: MARTIN B. FOR FOR Management
MCNAMARA
10 REELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
11 REELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
12 REELECTION OF DIRECTOR: EDWARD R. FOR FOR Management
MULLER
13 REELECTION OF DIRECTOR: TAN EK KIA FOR FOR Management
14 REELECTION OF DIRECTOR: JEREMY D. FOR FOR Management
THIGPEN
15 ELECTION OF MERRILL A. "PETE" MILLER, FOR FOR Management
JR. AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL
MEETING
16 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: FREDERICO F.
CURADO
17 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI
18 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA
19 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / FOR FOR Management
NOTARIAT AS THE INDEPENDENT PROXY FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$4,121,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE PERIOD BETWEEN THE
2017 AND 2018 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$24,000,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE
EXECUTIVE MANAGEMENT TEAM FOR FISCAL
YEAR 2018
25 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2016
2 DISCHARGE OF BOARD OF DIRECTORS AND FOR FOR Management
EXECUTIVE MANAGEMENT TEAM FROM
LIABILITY FOR ACTIVITIES DURING FISCAL
YEAR 2016
3 APPROPRIATION OF THE ACCUMULATED LOSS FOR FOR Management
FOR FISCAL YEAR 2016
4 REELECTION OF DIRECTOR: GLYN A. BARKER FOR FOR Management
5 REELECTION OF DIRECTOR: VANESSA C.L. FOR FOR Management
CHANG
7 REELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
8 REELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
9 REELECTION OF DIRECTOR: MARTIN B. FOR FOR Management
MCNAMARA
10 REELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
11 REELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
12 REELECTION OF DIRECTOR: EDWARD R. FOR FOR Management
MULLER
13 REELECTION OF DIRECTOR: TAN EK KIA FOR FOR Management
14 REELECTION OF DIRECTOR: JEREMY D. FOR FOR Management
THIGPEN
15 ELECTION OF MERRILL A. "PETE" MILLER, FOR FOR Management
JR. AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL
MEETING
16 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: FREDERICO F.
CURADO
17 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI
18 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA
19 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / FOR FOR Management
NOTARIAT AS THE INDEPENDENT PROXY FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$4,121,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE PERIOD BETWEEN THE
2017 AND 2018 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$24,000,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE
EXECUTIVE MANAGEMENT TEAM FOR FISCAL
YEAR 2018
25 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE
6 REELECTION OF DIRECTOR: FREDERICO F. FOR FOR Management
CURADO
--------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CATHERINE A. FOR FOR Management
BERTINI
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON FOR FOR Management
3 ELECTION OF DIRECTOR: KRISS CLONINGER FOR FOR Management
III
4 ELECTION OF DIRECTOR: MEG CROFTON FOR FOR Management
5 ELECTION OF DIRECTOR: E. V. GOINGS FOR FOR Management
6 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ FOR FOR Management
7 ELECTION OF DIRECTOR: ANTONIO MONTEIRO FOR FOR Management
DE CASTRO
8 ELECTION OF DIRECTOR: DAVID R. PARKER FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD T. RILEY FOR FOR Management
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
11 ELECTION OF DIRECTOR: M. ANNE SZOSTAK FOR FOR Management
12 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM
13 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF VOTING ON THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
14 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: H. PAULETT FOR FOR Management
EBERHART
2 ELECTION OF DIRECTOR: JOSEPH W. GORDER FOR FOR Management
3 ELECTION OF DIRECTOR: KIMBERLY S. FOR FOR Management
GREENE
4 ELECTION OF DIRECTOR: DEBORAH P. FOR FOR Management
MAJORAS
5 ELECTION OF DIRECTOR: DONALD L. NICKLES FOR FOR Management
6 ELECTION OF DIRECTOR: PHILIP J. FOR FOR Management
PFEIFFER
7 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
PROFUSEK
8 ELECTION OF DIRECTOR: SUSAN KAUFMAN FOR FOR Management
PURCELL
9 ELECTION OF DIRECTOR: STEPHEN M. WATERS FOR FOR Management
10 ELECTION OF DIRECTOR: RANDALL J. FOR FOR Management
WEISENBURGER
11 ELECTION OF DIRECTOR: RAYFORD WILKINS, FOR FOR Management
JR.
12 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 APPROVE, BY NON-BINDING VOTE, THE 2016 FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
14 ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3 APPROVE ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS THE FREQUENCY OF THE SHAREHOLDER
VOTE ON THE COMPENSATION OF THE
VECTREN CORPORATION NAMED EXECUTIVE
OFFICERS.
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
VECTREN CORPORATION AND ITS
SUBSIDIARIES FOR 2017.
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHELLYE L. FOR FOR Management
ARCHAMBEAU
2 ELECTION OF DIRECTOR: MARK T. BERTOLINI FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD L. FOR FOR Management
CARRION
4 ELECTION OF DIRECTOR: MELANIE L. HEALEY FOR FOR Management
5 ELECTION OF DIRECTOR: M. FRANCES KEETH FOR FOR Management
6 ELECTION OF DIRECTOR: KARL-LUDWIG KLEY FOR FOR Management
7 ELECTION OF DIRECTOR: LOWELL C. MCADAM FOR FOR Management
8 ELECTION OF DIRECTOR: CLARENCE OTIS, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: RODNEY E. SLATER FOR FOR Management
10 ELECTION OF DIRECTOR: KATHRYN A. TESIJA FOR FOR Management
11 ELECTION OF DIRECTOR: GREGORY D. WASSON FOR FOR Management
12 ELECTION OF DIRECTOR: GREGORY G. WEAVER FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY VOTE RELATED TO FUTURE VOTES 1 - Year FOR Management
ON EXECUTIVE COMPENSATION
16 APPROVAL OF 2017 LONG-TERM INCENTIVE FOR FOR Management
PLAN
17 HUMAN RIGHTS COMMITTEE AGAINST AGAINST Shareholder
18 REPORT ON GREENHOUSE GAS REDUCTION AGAINST FOR Shareholder
TARGETS
19 SPECIAL SHAREOWNER MEETINGS AGAINST AGAINST Shareholder
20 EXECUTIVE COMPENSATION CLAWBACK POLICY AGAINST AGAINST Shareholder
21 STOCK RETENTION POLICY AGAINST AGAINST Shareholder
22 LIMIT MATCHING CONTRIBUTIONS FOR AGAINST AGAINST Shareholder
EXECUTIVES
--------------------------------------------------------------------------------
VIMPELCOM LTD.
Ticker: VIP Security ID: 92719A106
Meeting Date: AUG 05, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PriceWaterhouseCoopers For For Management
Accountants NV as Auditor and
Authorize Board to Fix Auditor's
Remuneration
2 Elect Stan Chudnovsky as Director None For Management
3 Elect Mikhail Fridman as Director None For Management
4 Elect Gennady Gazin as Director None For Management
5 Elect Andrey Gusev as Director None For Management
6 Elect Gunnar Holt as Director None For Management
7 Elect Julian Horn-Smith as Director None For Management
8 Elect Jorn Jensen as Director None For Management
9 Elect Nils Katla as Director None For Management
10 Elect Aleksey Reznikovich as Director None For Management
--------------------------------------------------------------------------------
VIMPELCOM LTD.
Ticker: VIP Security ID: 92719A106
Meeting Date: MAR 30, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CHANGE OF THE COMPANY'S WITHHOLD FOR Management
NAME TO VEON LTD.
2 TO APPROVE THE ADOPTION BY THE COMPANY WITHHOLD FOR Management
OF AMENDED AND RESTATED BYE-LAWS OF
THE COMPANY, IN SUBSTITUTION FOR AND
TO THE EXCLUSION OF THE EXISTING
BYE-LAWS.
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUL 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Re-elect Dr Mathias Dopfner as Director For For Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Elect David Nish as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
VOESTALPINE AG
Ticker: VOE Security ID: A9101Y103
Meeting Date: JUL 06, 2016 Meeting Type: Annual
Record Date: JUN 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify Grant Thornton Unitreu GmbH as For For Management
Auditors
6 Approve Remuneration of Supervisory For For Management
Board Members
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES I. CASH, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
3 ELECTION OF DIRECTOR: CARLA A. HARRIS FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS W. HORTON FOR FOR Management
5 ELECTION OF DIRECTOR: MARISSA A. MAYER FOR FOR Management
6 ELECTION OF DIRECTOR: C. DOUGLAS FOR FOR Management
MCMILLON
7 ELECTION OF DIRECTOR: GREGORY B. PENNER FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN S FOR FOR Management
REINEMUND
9 ELECTION OF DIRECTOR: KEVIN Y. SYSTROM FOR FOR Management
10 ELECTION OF DIRECTOR: S. ROBSON WALTON FOR FOR Management
11 ELECTION OF DIRECTOR: STEUART L. WALTON FOR FOR Management
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
14 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT ACCOUNTANTS
15 REQUEST TO ADOPT AN INDEPENDENT AGAINST AGAINST Shareholder
CHAIRMAN POLICY
16 SHAREHOLDER PROXY ACCESS AGAINST FOR Shareholder
17 REQUEST FOR INDEPENDENT DIRECTOR WITH AGAINST AGAINST Shareholder
ENVIRONMENTAL EXPERTISE
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRADBURY H. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: FRANK M. CLARK, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: JAMES C. FISH, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: ANDRES R. GLUSKI FOR FOR Management
5 ELECTION OF DIRECTOR: PATRICK W. GROSS FOR FOR Management
6 ELECTION OF DIRECTOR: VICTORIA M. HOLT FOR FOR Management
7 ELECTION OF DIRECTOR: KATHLEEN M. FOR FOR Management
MAZZARELLA
8 ELECTION OF DIRECTOR: JOHN C. POPE FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS H. FOR FOR Management
WEIDEMEYER
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 APPROVAL OF OUR EXECUTIVE COMPENSATION. FOR FOR Management
12 TO RECOMMEND THE FREQUENCY OF THE 1 - Year FOR Management
STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
13 STOCKHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
POLICY RESTRICTING ACCELERATED VESTING
OF EQUITY AWARDS UPON A CHANGE IN
CONTROL, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------
WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: WTW Security ID: 948626106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
3 TO APPROVE THE COMPANY'S SECOND FOR FOR Management
AMENDED AND RESTATED 2014 STOCK
INCENTIVE PLAN TO MAKE CERTAIN CHANGES
TO, INCLUDING INCREASING THE NUMBER OF
SHARES OF COMMON STOCK WITH RESPECT TO
WHICH AWARDS MAY BE GRANTED BY
5,000,000 SHARES, AND TO RE-APPROVE
THE MAT
4 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4 TO APPROVE, ON A NON-BINDING ADVISORY 3- Years FOR Management
BASIS, THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING A POLITICAL CONTRIBUTIONS
REPORT, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GAIL K. BOUDREAUX FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD K. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: BEN FOWKE FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD T. FOR FOR Management
O'BRIEN
5 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
POLICINSKI
6 ELECTION OF DIRECTOR: JAMES T. FOR FOR Management
PROKOPANKO
7 ELECTION OF DIRECTOR: A. PATRICIA FOR FOR Management
SAMPSON
8 ELECTION OF DIRECTOR: JAMES J. SHEPPARD FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID A. FOR FOR Management
WESTERLUND
10 ELECTION OF DIRECTOR: KIM WILLIAMS FOR FOR Management
11 ELECTION OF DIRECTOR: TIMOTHY V. WOLF FOR FOR Management
12 ELECTION OF DIRECTOR: DANIEL YOHANNES FOR FOR Management
13 COMPANY PROPOSAL TO APPROVE, ON AN 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF THE
ADVISORY VOTE ON EXECUTIVE COMPENSATION
14 COMPANY PROPOSAL TO APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, EXECUTIVE COMPENSATION
15 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS XCEL ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
16 SHAREHOLDER PROPOSAL ON THE SEPARATION AGAINST FOR Shareholder
OF THE ROLES OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY Q. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: JONATHAN FOR FOR Management
CHRISTODORO
3 ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
ECHEVARRIA
4 ELECTION OF DIRECTOR: WILLIAM CURT FOR FOR Management
HUNTER
5 ELECTION OF DIRECTOR: JEFFREY JACOBSON FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT J. KEEGAN FOR FOR Management
7 ELECTION OF DIRECTOR: CHERYL GORDON FOR FOR Management
KRONGARD
8 ELECTION OF DIRECTOR: CHARLES PRINCE FOR FOR Management
9 ELECTION OF DIRECTOR: ANN N. REESE FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHEN H. FOR FOR Management
RUSCKOWSKI
11 ELECTION OF DIRECTOR: SARA MARTINEZ FOR FOR Management
TUCKER
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
2016 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
14 SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
15 APPROVE A REVERSE STOCK SPLIT AND FOR FOR Management
CORRESPONDING PROPORTIONATE REDUCTION
IN OUR AUTHORIZED STOCK.
16 SHAREHOLDER PROPOSAL REGARDING HOLY AGAINST AGAINST Shareholder
LAND PRINCIPLES.
========================= PIMCO EqS(R) Long/Short Fund =========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For For Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott, III For For Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Alberto Ibarguen For For Management
1g Elect Director Richard C. Kraemer For For Management
1h Elect Director Susan D. Kronick For For Management
1i Elect Director Martin H. Nesbitt For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director W. Douglas Parker For For Management
1l Elect Director Ray M. Robinson For For Management
1m Elect Director Richard P. Schifter For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BANK OF THE OZARKS, INC.
Ticker: OZRK Security ID: 063904106
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Gleason For For Management
1.2 Elect Director Nicholas Brown For For Management
1.3 Elect Director Richard Cisne For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Catherine B. Freedberg For For Management
1.6 Elect Director Ross Whipple For For Management
1.7 Elect Director Linda Gleason For For Management
1.8 Elect Director Peter Kenny For For Management
1.9 Elect Director Robert Proost For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director John Reynolds For For Management
1.12 Elect Director Dan Thomas For For Management
1.13 Elect Director Henry Mariani For For Management
1.14 Elect Director Paula Cholmondeley For For Management
1.15 Elect Director Walter J. ('Jack') For For Management
Mullen, III
1.16 Elect Director Kathleen Franklin For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
2 Re-elect Jonathon Band as a Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
3 Elect Helen Deeble as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
4 Re-elect Arnold W. Donald as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
5 Re-elect Richard J. Glasier as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
6 Re-elect Debra Kelly-Ennis as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
7 Re-elect John Parker as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
8 Re-elect Stuart Subotnick as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
9 Re-elect Laura Weil as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
10 Re-elect Randall J. Weisenburger as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Directors' Remuneration Report For For Management
(in accordance with legal requirements
applicable to UK companies)
14 Approve Remuneration Policy set out in For For Management
Section B of Part II of the Carnival
plc Directors' Remuneration Report (in
accordance with legal requirements
applicable to UK companies).
15 Reappoint the UK firm of For For Management
PricewaterhouseCoopers LLP as
independent auditors for Carnival plc
and ratify the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered certified
public accounting firm for Carnival
Corporation.
16 Authorize the Audit Committee of For For Management
Carnival plc to agree the remuneration
of the independent auditors of
Carnival plc.
17 Receive the UK Accounts and Reports of For For Management
the Directors and Auditors of Carnival
plc for the year ended November 30,
2016 (in accordance with legal
requirements applicable to UK
companies).
18 Authorize Issue of Equity with For For Management
Pre-emptive Rights
19 Authorize Issue of Equity without For For Management
Pre-emptive Rights
20 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Richard F. Wallman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ban Business with Primate Dealers in Against Against Shareholder
Violation of Animal Protection Laws
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph S. Cantie For For Management
2 Elect Director Kevin P. Clark For For Management
3 Elect Director Gary L. Cowger For For Management
4 Elect Director Nicholas M. Donofrio For For Management
5 Elect Director Mark P. Frissora For For Management
6 Elect Director Rajiv L. Gupta For For Management
7 Elect Director Sean O. Mahoney For For Management
8 Elect Director Timothy M. Manganello For For Management
9 Elect Director Ana G. Pinczuk For For Management
10 Elect Director Thomas W. Sidlik For For Management
11 Elect Director Bernd Wiedemann For For Management
12 Elect Director Lawrence A. Zimmerman For For Management
13 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Gregory M. Bridgeford For For Management
1.3 Elect Director Macon F. Brock, Jr. For For Management
1.4 Elect Director Mary Anne Citrino For For Management
1.5 Elect Director H. Ray Compton For For Management
1.6 Elect Director Conrad M. Hall For For Management
1.7 Elect Director Lemuel E. Lewis For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Amend By-Law No.1 For For Management
--------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS L.P.
Ticker: ETP Security ID: 29273R109
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan C. Athey For For Management
1b Elect Director A. George "Skip" Battle For For Management
1c Elect Director Chelsea Clinton For For Management
1d Elect Director Pamela L. Coe For Withhold Management
1e Elect Director Barry Diller For Withhold Management
1f Elect Director Jonathan L. Dolgen For For Management
1g Elect Director Craig A. Jacobson For For Management
1h Elect Director Victor A. Kaufman For Withhold Management
1i Elect Director Peter M. Kern For For Management
1j Elect Director Dara Khosrowshahi For Withhold Management
1k Elect Director John C. Malone For Withhold Management
1l Elect Director Scott Rudin For For Management
1m Elect Director Christopher W. Shean For Withhold Management
1n Elect Director Alexander von For Withhold Management
Furstenberg
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
FIRST DATA CORPORATION
Ticker: FDC Security ID: 32008D106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Nuttall For Withhold Management
1.2 Elect Director Joseph J. Plumeri For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Thomas J. Barrack, Jr. For For Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director L. Martin Gibbs For For Management
1f Elect Director Boris Groysberg For For Management
1g Elect Director Sandra R. Hernandez For For Management
1h Elect Director Pamela J. Joyner For For Management
1i Elect Director Reynold Levy For For Management
1j Elect Director Duncan L. Niederauer For For Management
1k Elect Director George G.C. Parker For For Management
1l Elect Director Cheryl Spielman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Executive Incentive Bonus Plan For Against Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 04, 2017 Meeting Type: Annual/Special
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey C. Ball For For Management
1.2 Elect Director Pierre J. Blouin For For Management
1.3 Elect Director Lawrence T. Borgard For For Management
1.4 Elect Director Maura J. Clark For For Management
1.5 Elect Director Margarita K. Dilley For For Management
1.6 Elect Director Ida J. Goodreau For For Management
1.7 Elect Director Douglas J. Haughey For For Management
1.8 Elect Director R. Harry McWatters For For Management
1.9 Elect Director Ronald D. Munkley For For Management
1.10 Elect Director Barry V. Perry For For Management
1.11 Elect Director Joseph L. Welch For For Management
1.12 Elect Director Jo Mark Zurel For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruann F. Ernst For For Management
1.2 Elect Director William E. Ford For For Management
1.3 Elect Director Balakrishnan S. Iyer For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Neil Chatfield For For Management
1f Elect Director Kent P. Dauten For For Management
1g Elect Director Paul F. Deninger For For Management
1h Elect Director Per-Kristian Halvorsen For For Management
1i Elect Director William L. Meaney For For Management
1j Elect Director Wendy J. Murdock For For Management
1k Elect Director Walter C. Rakowich For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Terrence P. Dunn For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Thomas A. McDonnell For For Management
1.7 Elect Director Patrick J. Ottensmeyer For For Management
1.8 Elect Director Rodney E. Slater For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd F. Bourell For For Management
1b Elect Director Donna R. Ecton For For Management
1c Elect Director James P. Hallett For For Management
1d Elect Director Mark E. Hill For For Management
1e Elect Director J. Mark Howell For For Management
1f Elect Director Lynn Jolliffe For For Management
1g Elect Director Michael T. Kestner For For Management
1h Elect Director John P. Larson For For Management
1i Elect Director Stephen E. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director D. Gary Gilliland For For Management
1d Elect Director David P. King For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Robert E. Mittelstaedt, For For Management
Jr.
1g Elect Director Peter M. Neupert For For Management
1h Elect Director Richelle P. Parham For For Management
1i Elect Director Adam H. Schechter For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Zika Virus Controls for Against Against Shareholder
Primates and Employees
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director George Jamieson For For Management
1.4 Elect Director Lewis Kramer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Laurie Z. Douglas For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Assess Climate Benefits and Against Against Shareholder
Feasibility of Adopting Quantitative
Renewable Production Goals
--------------------------------------------------------------------------------
MARKIT LTD.
Ticker: MRKT Security ID: G58249106
Meeting Date: JUL 11, 2016 Meeting Type: Special
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Bylaws For For Management
3 Change Company Name to IHS Markit Ltd. For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.W. Marriott, Jr. For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Bruce W. Duncan For For Management
1.4 Elect Director Deborah Marriott For For Management
Harrison
1.5 Elect Director Frederick A. 'Fritz' For For Management
Henderson
1.6 Elect Director Eric Hippeau For For Management
1.7 Elect Director Lawrence W. Kellner For For Management
1.8 Elect Director Debra L. Lee For For Management
1.9 Elect Director Aylwin B. Lewis For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Steven S. Reinemund For For Management
1.12 Elect Director W. Mitt Romney For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Arne M. Sorenson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4.1a Reelect Paul Bulcke as Director For For Management
4.1b Reelect Andreas Koopmann as Director For For Management
4.1c Reelect Henri de Castries as Director For For Management
4.1d Reelect Beat W. Hess as Director For For Management
4.1e Reelect Renato Fassbind as Director For For Management
4.1f Reelect Steven G. Hoch as Director For For Management
4.1g Reelect Naina Lal Kidwai as Director For For Management
4.1h Reelect Jean-Pierre Roth as Director For For Management
4.1i Reelect Ann M. Veneman as Director For For Management
4.1j Reelect Eva Cheng as Director For For Management
4.1k Reelect Ruth K. Oniang'o as Director For For Management
4.1l Reelect Patrick Aebischer as Director For For Management
4.2a Elect Ulf Mark Schneider as Director For For Management
4.2b Elect Ursula M. Burns as Director For For Management
4.3 Elect Paul Bulcke as Board Chairman For For Management
4.4a Appoint Beat W. Hess as Member of the For For Management
Compensation Committee
4.4b Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
4.4c Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.4d Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.5 Ratify KPMG AG as Auditors For For Management
4.6 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 60
Million
6 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. E. Andrews For For Management
1.2 Elect Director Timothy M. Donahue For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Alfred E. Festa For For Management
1.5 Elect Director Ed Grier For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Mel Martinez For For Management
1.8 Elect Director William A. Moran For For Management
1.9 Elect Director David A. Preiser For For Management
1.10 Elect Director W. Grady Rosier For For Management
1.11 Elect Director Susan Williamson Ross For For Management
1.12 Elect Director Dwight C. Schar For For Management
1.13 Elect Director Paul W. Whetsell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Randall J. Larson For For Management
1.5 Elect Director Steven J. Malcolm For For Management
1.6 Elect Director Kevin S. McCarthy - None None Management
WITHDRAWN RESOLUTION
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Maritza G. Montiel For For Management
1e Elect Director Ann S. Moore For For Management
1f Elect Director Eyal M. Ofer For For Management
1g Elect Director Thomas J. Pritzker For For Management
1h Elect Director William K. Reilly For For Management
1i Elect Director Bernt Reitan For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Pricewaterhouse Coopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SANDERSON FARMS, INC.
Ticker: SAFM Security ID: 800013104
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lampkin Butts For For Management
1.2 Elect Director Beverly Hogan For For Management
1.3 Elect Director Phil K. Livingston For For Management
1.4 Elect Director Joe F. Sanderson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt a Policy to Phase Out Use of Against For Shareholder
Medically Important Antibiotics For
Growth Promotion and Disease Prevention
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael Chu For Against Management
2 Elect Director Lawrence R. Codey For Against Management
3 Elect Director Patrick Duff For For Management
4 Elect Director Henry R. Keizer For For Management
5 Elect Director Jacqueline B. Kosecoff For Against Management
6 Elect Director Neil Lustig For For Management
7 Elect Director William J. Marino For Against Management
8 Elect Director Jerome A. Peribere For For Management
9 Elect Director Richard L. Wambold For For Management
10 Elect Director Jerry R. Whitaker For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Shay For For Management
1.2 Elect Director Joseph J. DePaolo For For Management
1.3 Elect Director Barney Frank For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Anne Gates For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Jorge P. Montoya For For Management
1g Elect Director Clyde R. Moore For For Management
1h Elect Director James A. Runde For For Management
1i Elect Director Ronald L. Sargent For For Management
1j Elect Director Bobby S. Shackouls For For Management
1k Elect Director Mark S. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
6 Assess Benefits of Adopting Renewable Against For Shareholder
Energy Goals
7 Adopt Policy and Plan to Eliminate Against For Shareholder
Deforestation in Supply Chain
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For Against Management
1b Elect Director John S. Chen For Against Management
1c Elect Director Lloyd H. Dean For Against Management
1d Elect Director Elizabeth A. Duke For Against Management
1e Elect Director Enrique Hernandez, Jr. For Against Management
1f Elect Director Donald M. James For Against Management
1g Elect Director Cynthia H. Milligan For Against Management
1h Elect Director Karen B. Peetz For For Management
1i Elect Director Federico F. Pena For Against Management
1j Elect Director James H. Quigley For Against Management
1k Elect Director Stephen W. Sanger For Against Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Timothy J. Sloan For For Management
1n Elect Director Susan G. Swenson For Against Management
1o Elect Director Suzanne M. Vautrinot For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Review and Report on Business Standards Against For Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Divesting Non-Core Business Against Against Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Adopt Global Policy Regarding the Against For Shareholder
Rights of Indigenous People
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 17, 2017 Meeting Type: Annual
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Elstrott For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Shahid (Hass) Hassan For For Management
1d Elect Director Stephanie Kugelman For For Management
1e Elect Director John Mackey For For Management
1f Elect Director Walter Robb For For Management
1g Elect Director Jonathan Seiffer For For Management
1h Elect Director Morris (Mo) Siegel For For Management
1i Elect Director Jonathan Sokoloff For For Management
1j Elect Director Ralph Sorenson For For Management
1k Elect Director Gabrielle Sulzberger For For Management
1l Elect Director William (Kip) Tindell, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Proxy Access Against For Shareholder
6 Report on Food Waste Management Against For Shareholder
========================== PIMCO Global Dividend Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO International Dividend Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO RAE Fundamental Emerging Markets Fund ==================
ACER INCORPORATED, NEW TAIPEI CITY
Ticker: Security ID: Y0003F171
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE ELECTION OF THE DIRECTOR.:STAN FOR FOR Management
SHIH,SHAREHOLDER NO.0000002
3 THE ELECTION OF THE DIRECTOR.:GEORGE FOR FOR Management
HUANG,SHAREHOLDER NO.0000005
4 THE ELECTION OF THE DIRECTOR.:JASON FOR FOR Management
CHEN,SHAREHOLDER NO.0857788
5 THE ELECTION OF THE DIRECTOR.:HUNG FOR FOR Management
ROUAN INVESTMENT CORP.,SHAREHOLDER NO.
0005978,CAROLYN YEH AS REPRESENTATIVE
6 THE ELECTION OF THE DIRECTOR.:SMART FOR FOR Management
CAPITAL CORP.,SHAREHOLDER NO.0545878
7 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:F. C. TSENG,SHAREHOLDER NO.
0771487
8 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:JI REN LEE,SHAREHOLDER NO.
0857786
9 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SAN CHENG CHANG,SHAREHOLDER
NO.0157790,SIMON CHANG AS
REPRESENTATIVE
10 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHING HSIANG HSU,SHAREHOLDER
NO.0916903,CHARLES HSU AS
REPRESENTATIVE
11 TO ACKNOWLEDGE 2016 FINANCIAL FOR FOR Management
STATEMENTS AND BUSINESS REPORT.
12 TO APPROVE THE APPROPRIATE OF RETAINED FOR FOR Management
EARNINGS FOR 2016 LOSSES.
13 TO APPROVE THE PROPOSAL OF CASH FOR FOR Management
DISTRIBUTION FROM THE CAPITAL SURPLUS
TWD 0.5 PER SHARE.
14 TO APPROVE THE AMENDMENT TO THE FOR FOR Management
COMPANY'S INTERNAL REGULATIONS:
ACQUIRING OR DISPOSING OF ASSETS.
15 TO RELEASE NON-COMPETE RESTRICTIONS ON FOR FOR Management
NEWLY-ELECTED DIRECTORS AND THEIR
REPRESENTATIVES.
--------------------------------------------------------------------------------
ADANI ENTERPRISES LTD, AHMADABAD
Ticker: Security ID: Y00106131
Meeting Date: AUG 10, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF AUDITED FINANCIAL FOR FOR Management
STATEMENTS (INCLUDING CONSOLIDATED
FINANCIAL STATEMENTS) FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2016
2 CONFIRM THE PAYMENT OF INTERIM FOR FOR Management
DIVIDEND ON EQUITY SHARES: THE COMPANY
HAS ALREADY PAID INTERIM DIVIDEND @
40% (INR 0.40 PER SHARE OF RE. 1 FULLY
PAID-UP) ON THE FULLY PAID UP EQUITY
SHARE CAPITAL OF THE COMPANY AS
RECOMMENDED BY THE BOARD OF DIRECTORS
OF
3 RE-APPOINTMENT OF MR. VASANT S. ADANI FOR FOR Management
(DIN:00006356), AS A DIRECTOR OF THE
COMPANY WHO RETIRES BY ROTATION
4 RE-APPOINTMENT OF MR. AMEET H. DESAI FOR FOR Management
(DIN:00007116), AS A DIRECTOR OF THE
COMPANY WHO RETIRES BY ROTATION
5 RATIFICATION OF APPOINTMENT OF M/S. FOR FOR Management
DHARMESH PARIKH AND CO., CHARTERED
ACCOUNTANTS, AHMEDABAD AND FIXING
THEIR REMUNERATION
6 APPOINTMENT OF MR. HEMANT M. NERURKAR FOR FOR Management
(DIN: 00265887) AS AN INDEPENDENT
DIRECTOR
7 APPROVAL OF OFFER OR INVITATION TO FOR FOR Management
SUBSCRIBE TO SECURITIES FOR AN AMOUNT
NOT EXCEEDING RS. 6,000 CRORES
8 APPROVAL OF OFFER OR INVITATION TO FOR FOR Management
SUBSCRIBE TO NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
9 RATIFICATION OF THE REMUNERATION OF FOR FOR Management
THE COST AUDITORS
10 APPROVAL FOR AVAILING OF THE FINANCIAL FOR FOR Management
ASSISTANCE HAVING AN OPTION AVAILABLE
TO THE LENDERS FOR CONVERSION OF SUCH
FINANCIAL ASSISTANCE INTO EQUITY
SHARES OF THE COMPANY UPON OCCURRENCE
OF CERTAIN EVENTS
--------------------------------------------------------------------------------
ADITYA BIRLA FASHION AND RETAIL LIMITED
Ticker: Security ID: Y6862N106
Meeting Date: SEP 07, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF AUDITED FINANCIAL FOR FOR Management
STATEMENTS
3 APPOINTMENT OF DIRECTOR: TO APPOINT A FOR FOR Management
DIRECTOR IN PLACE OF MR. SUSHIL
AGARWAL [HOLDING DIRECTOR
IDENTIFICATION NUMBER 00060017], WHO
RETIRES FROM OFFICE BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 RE-APPOINTMENT OF STATUTORY AUDITORS FOR FOR Management
AND FIXING THEIR REMUNERATION: M/S. S
R B C & CO. LLP, CHARTERED ACCOUNTANTS
[ICAI FIRM REGISTRATION NUMBER
324982E/ E300003]
5 FEES TO BE PAID BY MEMBERS OF THE FOR FOR Management
COMPANY FOR SERVICE OF DOCUMENTS
THROUGH A PARTICULAR MODE OF SERVICE
6 ISSUANCE OF NON-CONVERTIBLE DEBENTURES FOR FOR Management
FOR AN AMOUNT OF UPTO INR1,250 CRORE,
ON PRIVATE PLACEMENT BASIS
7 INCREASE IN OVERALL BORROWING LIMITS FOR FOR Management
OF THE COMPANY
8 CREATION OF CHARGE/ MORTGAGE ON ASSETS FOR FOR Management
OF THE COMPANY
9 REVISION IN LIMITS OF REMUNERATION OF FOR FOR Management
MR. PRANAB BARUA, MANAGING DIRECTOR OF
THE COMPANY
--------------------------------------------------------------------------------
ADITYA BIRLA NUVO LTD, MUMBAI
Ticker: Security ID: Y0014E106
Meeting Date: AUG 27, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR
THE FINANCIAL YEAR ENDED 31ST MARCH,
2016, THE REPORTS OF DIRECTORS' AND
AUDITORS' THEREON
3 DECLARATION OF DIVIDEND: THE BOARD OF FOR FOR Management
DIRECTORS HAS RECOMMENDED EQUITY
DIVIDEND OF INR 5 PER SHARE FOR THE
YEAR ENDED 31ST MARCH, 2016 (PREVIOUS
YEAR: INR 7.00 PER SHARE). THE TOTAL
CASH OUTFLOWS ON ACCOUNT OF THE EQUITY
DIVIDEND WOULD BE INR 65.11 CRORE
4 RE-APPOINTMENT OF MRS. RAJASHREE FOR FOR Management
BIRLA, DIRECTOR RETIRING BY ROTATION
5 RE-APPOINTMENT OF MR. LALIT NAIK, FOR FOR Management
DIRECTOR RETIRING BY ROTATION
6 RE-APPOINTMENT OF M/S. S R B C & CO FOR FOR Management
LLP, AS JOINT STATUTORY AUDITOR OF THE
COMPANY
7 APPOINTMENT OF M/S. DELOITTE HASKINS & FOR FOR Management
SELLS LLP, AS JOINT STATUTORY AUDITOR
OF THE COMPANY, IN PLACE OF M/S KHIMJI
KUNVERJI & CO., THE RETIRING JOINT
STATUTORY AUDITOR
8 RE-APPOINTMENT OF M/S. S R B C & CO FOR FOR Management
LLP AS BRANCH AUDITORS OF THE
COMPANY'S JAYA SHREE TEXTILES
DIVISION, RISHRA AND INDO GULF
FERTILISERS, JAGDISHPUR
9 APPOINTMENT OF M/S. DELOITTE HASKINS & FOR FOR Management
SELLS LLP AS BRANCH AUDITORS OF
COMPANY'S ADITYA BIRLA INSULATORS
DIVISIONS AT RISHRA & HALOL AND INDIAN
RAYON DIVISION AT VERAVAL
10 APPOINTMENT OF MR. V. CHANDRASEKARAN, FOR FOR Management
AS A DIRECTOR OF THE COMPANY
11 ISSUANCE OF NON-CONVERTIBLE DEBENTURES FOR FOR Management
FOR AN AMOUNT UPTO RS. 1,500 CRORE, ON
PRIVATE PLACEMENT BASIS
12 APPROVAL OF REMUNERATION OF COST FOR FOR Management
AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2017
13 INCREASE IN LIMITS FOR INVESTMENT IN FOR FOR Management
THE EQUITY SHARE CAPITAL OF THE
COMPANY BY REGISTERED FOREIGN
PORTFOLIO INVESTORS INCLUDING FOREIGN
INSTITUTIONAL INVESTORS FROM 24% TO
30% OF THE PAID UP CAPITAL OF THE
COMPANY
--------------------------------------------------------------------------------
ADITYA BIRLA NUVO LTD, MUMBAI
Ticker: Security ID: Y0014E106
Meeting Date: APR 10, 2017 Meeting Type: Court Meeting
Record Date: MAR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 FOR THE PURPOSE OF CONSIDERING AND, IF FOR FOR Management
THOUGHT FIT, APPROVING, WITH OR
WITHOUT MODIFICATION(S), THE
ARRANGEMENT EMBODIED IN THE COMPOSITE
SCHEME OF ARRANGEMENT BETWEEN ADITYA
BIRLA NUVO LIMITED AND GRASIM
INDUSTRIES LIMITED AND ADITYA BIRLA
FINANCIAL SERV
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO LTD, BANGKOK
Ticker: Security ID: Y0014U183
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 MATTER TO BE INFORMED FOR FOR Management
2 TO CONSIDER AND CERTIFY THE MINUTES OF FOR FOR Management
THE ANNUAL GENERAL SHAREHOLDERS'
MEETING 2016, HELD ON 29 MARCH 2016
3 TO ACKNOWLEDGE THE BOARD OF DIRECTORS' FOR FOR Management
REPORT ON THE COMPANY'S OPERATING
RESULTS IN 2016
4 TO APPROVE THE STATEMENTS OF FINANCIAL FOR FOR Management
POSITION AND STATEMENTS OF INCOME FOR
THE YEAR ENDED 31 DECEMBER 2016 WHICH
HAVE BEEN AUDITED BY THE COMPANY'S
AUDITOR AND REVIEWED BY THE AUDIT
COMMITTEE
5 TO APPROVE THE ALLOCATION OF 2016 NET FOR FOR Management
PROFIT AS DIVIDEND AT 10.08 BAHT PER
SHARE, TOTALING 29,968,800.40 BAHT
6 TO APPROVE THE APPOINTMENT OF THE FOR FOR Management
AUDITORS FROM DELOITTE TOUCHE TOHMATSU
JAIYOS AUDIT CO. LTD. (DELOITTE) AS
THE COMPANY'S EXTERNAL AUDITOR FOR 2017
7 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
DIRECTOR WHO RETIRED BY ROTATION IN
2017, NAMELY: MR. SOMPRASONG BOONYACHAI
8 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
DIRECTOR WHO RETIRED BY ROTATION IN
2017, NAMELY: MR. KRAIRIT
EUCHUKANONCHAI
9 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
DIRECTOR WHO RETIRED BY ROTATION IN
2017, NAMELY: MR. SOMCHAI LERTSUTIWONG
10 TO APPROVE THE APPOINTMENT OF MR. FOR FOR Management
PRASAN CHUAPHANICH AS A NEW
INDEPENDENT DIRECTOR IN REPLACEMENT OF
MRS. TASANEE MANOROT WHO RESIGNED BY
ROTATION
11 TO APPROVE THE REMUNERATION OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS FOR THE
YEAR 2017 OF NOT EXCEEDING 36 MILLION
BAHT. THE ALLOCATION OF REMUNERATION
SHALL BE CONSIDERED BY THE LEADERSHIP
DEVELOPMENT AND COMPENSATION COMMITTEE.
ALSO, THE BOARD OF DIRECTORS A
12 TO APPROVE THE ISSUANCE AND SALE OF FOR FOR Management
WARRANTS TO EMPLOYEES OF THE COMPANY
AND SUBSIDIARIES FOR 2017 OF NOT
EXCEEDING 1,410,500 UNITS AT 0 BAHT
PER UNIT. THE EXERCISE PRICE IS 160.
434 BAHT PER SHARE AND EXERCISE RATIO
IS 1 UNIT PER 1 SHARE. FURTHER INFORMAT
13 TO APPROVE THE ALLOTMENT OF NOT MORE FOR FOR Management
THAN 1,410,500 ORDINARY SHARES AT A
PAR VALUE OF 1 BAHT PER SHARE FOR THE
CONVERSION OF WARRANTS TO BE ISSUED TO
EMPLOYEES OF THE COMPANY AND
SUBSIDIARIES. FURTHER INFORMATION IS
PROVIDED IN ATTACHMENT 2
14 TO APPROVE, WITH CONSENT OF THE FOR FOR Management
LEADERSHIP DEVELOPMENT AND
COMPENSATION COMMITTEE, THE ALLOCATION
OF WARRANTS TO MR. SOMCHAI
LERTSUTIWONG IN EXCEEDING FIVE (5) PER
CENT OF THE TOTAL WARRANTS UNDER THIS
SCHEME. FURTHER INFORMATION IS
PROVIDED IN ATTACHMENT
15 OTHER BUSINESS (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING, INC.
Ticker: Security ID: Y00153109
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF ASES 2016 BUSINESS FOR FOR Management
REPORT AND FINAL FINANCIAL STATEMENTS.
3 RATIFICATION OF 2016 EARNINGS FOR FOR Management
DISTRIBUTION PROPOSAL.PROPOSED CASH
DIVIDEND:TWD 1.4 PER SHARE.
4 DISCUSSION OF REVISION OF THE FOR FOR Management
PROCEDURE FOR REGULATIONS GOVERNING
THE ACQUISITION OR DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
AEROFLOT - RUSSIAN AIRLINES PJSC, MOSCOW
Ticker: Security ID: X00096101
Meeting Date: DEC 26, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE TRANSACTION (AGGREGATE FOR FOR Management
OF RELATED TRANSACTIONS), IN WHICH
THERE IS INTEREST, ON ASSIGNMENT OF
RIGHTS IN RESPECT OF THE PURCHASE OF
TWENTY-TWO BOEING AIRCRAFT 787
--------------------------------------------------------------------------------
AEROFLOT - RUSSIAN AIRLINES PJSC, MOSCOW
Ticker: Security ID: X00096101
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE ORDER OF THE ASM FOR FOR Management
3 TO APPROVE THE ANNUAL REPORT FOR 2016 FOR FOR Management
4 TO APPROVE THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS FOR 2016
5 TO APPROVE DISTRIBUTION OF PROFIT AND FOR FOR Management
LOSSES AND DIVIDEND PAYMENT FOR 2016
6 TO APPROVE DIVIDEND PAYMENT FOR 2016 FOR FOR Management
AT RUB 17, 4795 PER SHARE. THE RECORD
DATE IS 14/07/2017
7 TO APPROVE THE PROVISION ON THE FOR FOR Management
REMUNERATION AND COMPENSATION TO BE
PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
8 TO APPROVE REMUNERATION AND FOR FOR Management
COMPENSATION TO BE PAID TO THE MEMBERS
OF THE BOARD OF DIRECTORS
9 TO APPROVE REMUNERATION AND FOR FOR Management
COMPENSATION TO BE PAID TO THE MEMBERS
OF THE AUDIT COMMISSION
11 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
ANDROSOV KIRILL GENNAD'YEVICH
12 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
VOYEVODIN MIKHAIL VIKTOROVICH
13 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
GERMANOVICH ALEKSEY ANDREYEVICH
14 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
KAMENSKOY IGOR' ALEKSANDROVICH
15 TO ELECT THE BOARD OF DIRECTOR: LARS FOR FOR Management
ERIK ANDERS BERGSTROM
16 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
NAZAROV ALEKSANDR NIKOLAYEVICH
17 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
PAKHOMOV ROMAN VIKTOROVICH
18 TO ELECT THE BOARD OF DIRECTOR: PESKOV FOR FOR Management
DMITRY NIKOLAEVICH
19 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
POLUBOYARINOV MIKHAIL IGOREVICH
20 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
POTAPOV VLADIMIR MIKHAYLOVICH
21 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
SAVEL'YEV VITALIY GENNAD'YEVICH
22 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
SAPRYKIN DMITRIY PETROVICH
23 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
SIDOROV VASILIY VASIL'YEVICH
24 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
SLYUSAR' YURIY BORISOVICH
25 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
CHEMEZOV SERGEY VIKTOROVICH
26 TO ELECT BELIKOV IGOR' VYACHESLAVOVICH FOR FOR Management
TO THE AUDIT COMMISSION
27 TO ELECT SOROKIN MIKHAIL VLADIMIROVICH FOR FOR Management
TO THE AUDIT COMMISSION
28 TO ELECT NIKITINA YEKATERINA FOR FOR Management
SERGEYEVNA TO THE AUDIT COMMISSION
29 TO ELECT UBUGUNOV SERGEY IVSTAL'YEVICH FOR FOR Management
TO THE AUDIT COMMISSION
30 TO ELECT SHIPILOV VASILIY PETROVICH TO FOR FOR Management
THE AUDIT COMMISSION
31 TO APPROVE ZAO EYCH EL BI VNESHAUDIT FOR FOR Management
AS THE AUDITOR FOR PERFORMING AUDIT OF
FINANCIAL STATEMENTS PREPARED IN
ACCORDANCE WITH RUSSIAN ACCOUNTING
STANDARDS
32 TO APPROVE PWC AS THE AUDITOR FOR FOR FOR Management
PERFORMING AUDIT OF FINANCIAL
STATEMENTS PREPARED IN ACCORDANCE WITH
INTERNATIONAL FINANCIAL REPORTING
STANDARDS
33 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
CHARTER OF THE COMPANY
34 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
PROVISION ON THE GENERAL SHAREHOLDERS
MEETING
35 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
PROVISION ON THE BOARD OF DIRECTORS
36 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
PROVISION ON THE EXECUTIVE BOARD OF
THE COMPANY
37 TO APPROVE INTERESTED PARTY FOR FOR Management
TRANSACTIONS
38 TO APPROVE INTERESTED PARTY FOR FOR Management
TRANSACTIONS
39 TO APPROVE INTERESTED PARTY FOR FOR Management
TRANSACTIONS
40 TO APPROVE INTERESTED PARTY FOR FOR Management
TRANSACTIONS
41 TO APPROVE INTERESTED PARTY FOR FOR Management
TRANSACTIONS
--------------------------------------------------------------------------------
AES TIETE ENERGIA SA, BRAZIL
Ticker: Security ID: P30641115
Meeting Date: AUG 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 INCREASE OF THE SHARE CAPITAL OF THE FOR FOR Management
COMPANY BY MEANS OF A PRIVATE
SUBSCRIPTION IN THE AMOUNT OF BRL
154,627,148.50, AS A RESULT OF THE
PARTIAL CAPITALIZATION, FOR THE
BENEFIT OF AES HOLDINGS BRASIL LTDA.,
FROM HERE ONWARDS REFERRED TO AS AES
BRASIL, UNDE
4 RATIFICATION OF THE CAPITAL INCREASE, FOR FOR Management
WITH THE CONSEQUENT AMENDMENT OF THE
PROVISION IN THE MAIN PART OF ARTICLE
5 OF THE CORPORATE BYLAWS, IN ORDER TO
REFLECT THE NEW SHARE CAPITAL AMOUNT
AND THE NUMBER OF SHARES INTO WHICH IT
WILL COME TO BE DIVIDED
--------------------------------------------------------------------------------
AES TIETE ENERGIA SA, BRAZIL
Ticker: Security ID: P30641115
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 REPLACEMENT OF INDEPENDENT REGULAR FOR FOR Management
MEMBER OF THE COMPANY'S BOARD OF
DIRECTORS. NAME APPOINTED BY
CONTROLLER SHAREHOLDER. PRINCIPAL
MEMBER: FRANKLIN LEE FEDER
5 REPLACEMENT OF ALTERNATE MEMBER OF THE FOR FOR Management
COMPANY'S FISCAL COUNCIL APPOINTED BY
BNDES PARTICIPACOES S.A. BNDESPAR.
SUBSTITUTE MEMBER: VIVIANE SANTOS
VIVIAN
6 RECTIFICATION OF GLOBAL AMOUNT OF THE FOR FOR Management
MANAGERS ANNUAL COMPENSATION. I.
REPLACEMENT OF INDEPENDENT REGULAR
MEMBER OF THE COMPANY'S BOARD OF
DIRECTORS. NAME APPOINTED BY
CONTROLLER SHAREHOLDER. PRINCIPAL
MEMBER FRANKLIN LEE FEDER. II.
REPLACEMENT OF ALTERNA
--------------------------------------------------------------------------------
AES TIETE ENERGIA SA, BRAZIL
Ticker: Security ID: P30641115
Meeting Date: APR 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 PROPOSAL FOR THE DETERMINATION OF THE FOR FOR Management
GLOBAL ANNUAL COMPENSATION OF THE
MANAGEMENT IN BRL8.834.688
4 PROPOSAL FOR THE DETERMINATION OF THE FOR FOR Management
COMPENSATION OF THE MEMBERS OF THE
FISCAL COUNCIL IN BRL7,000.00
--------------------------------------------------------------------------------
AES TIETE ENERGIA SA, BRAZIL
Ticker: Security ID: P30641115
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 THE MANAGEMENTS ACCOUNTS, THE FOR FOR Management
FINANCIAL STATEMENTS AND CORRESPONDING
EXPLANATORY NOTES, THE INDEPENDENT
AUDITORS REPORT AND THE ANNUAL
MANAGEMENT REPORT FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2016
5 MANAGEMENTS PROPOSAL FOR THE COMPANY'S FOR FOR Management
EARNINGS ALLOCATION, FOR THE FISCAL
YEAR ENDED ON DECEMBER 31, 2016, UPON
THE PAYMENT IN THE AMOUNT OF BRL
34,527,551.06, AS COMPLEMENTARY
DIVIDENDS, EQUIVALENT TO BRL 0.
01754997248 PER COMMON AND PREFERRED
SHARE, TO
6 DETERMINATION OF THE NUMBER OF MEMBERS FOR FOR Management
OF THE FISCAL COUNCIL. ELECTION, BY
MAJORITY VOTE, OF AT LEAST 3 REGULAR
MEMBERS AND THEIR RESPECTIVE
ALTERNATES, AND THE BOARD MAY BE
COMPRISED BY A MAXIMUM OF 5 REGULAR
MEMBERS AND THEIR RESPECTIVE
ALTERNATES, DEPE
9 ELECTION OF MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL APPOINTED BY THE CONTROLLING
SHAREHOLDER. MEMBERS. PRINCIPAL. MARIO
SHINZATO, RAIMUNDO BATISTA AND MEMBER
TO BE APPOINTED BY BNDESPAR.
SUBSTITUTE. NEWTON AKIRA FUKUMITSU,
ALBERTO IRAZE RIBEIRO AND MEMBER TO BE
APP
10 ELECTION OF MEMBERS OF THE FISCAL FOR ABSTAIN Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. MEMBERS APPOINTED BY
MINORITARY COMMON SHARES. MEMBERS.
PRINCIPAL. ANDRE EDUARDO DANTAS.
SUBSTITUTE. PAULO ROBERTO BELLENTANI
BRANDAO. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM
12 FISCAL COUNCIL MEMBERS ELECTION. FOR FOR Management
CANDIDATE APPOINTED BY MINORITARY
PREFERRED SHARES GASPART PARTICIPACOES.
PRINCIPAL, CARLOS EDUARDO TEIXEIRA
TAVEIROS AND JOAO GUSTAVO SPECIALSKI
DA SILVEIRA, SUBSTITUTE. SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE PREFERR
--------------------------------------------------------------------------------
AES TIETE ENERGIA SA, BRAZIL
Ticker: Security ID: P30641115
Meeting Date: MAY 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ACQUISITION, BY THE COMPANY, OF SHARES FOR FOR Management
REPRESENTING THE ENTIRE SHARE CAPITAL
OF NOVA ENERGIA HOLDING S.A. NOVA
ENERGIA, CURRENTLY HELD BY RENOVA
ENERGIA S.A. AND RENOVAPAR S.A., IN
ACCORDANCE WITH THE MATERIAL FACT
RELEASED ON JANUARY 13, 2017 AND APRIL
1
5 ELECTION OF THE ALTERNATE MEMBER FOR FOR FOR Management
DIRECTOR ARMINIO FRANCISCO BORJAS
HERRERA IN THE COMPANY'S BOARD OF
DIRECTORS, REPLACEMENT OF THE REGULAR
MEMBER OF THE COMPANY'S BOARD OF
DIRECTORS, MR. KAZI KAMRUL HASAN AND
THE ALTERNATE MEMBER FOR DIRECTOR
VINCENT
--------------------------------------------------------------------------------
AFRICAN BANK INVESTMENTS LTD, MIDRAND
Ticker: Security ID: S01035112
Meeting Date: SEP 06, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF AUDITORS: GRANT FOR FOR Management
THORNTON BE APPOINTED AS THE
INDEPENDENT AUDITORS OF THE COMPANY
2 APPOINTMENT OF DR ENOS BANDA AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 APPOINTMENT OF MR DANIEL VLOK AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 APPOINTMENT OF MS ALETHEA CONRAD AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 APPOINTMENT OF MR MORRIS MTHOMBENI AS FOR FOR Management
A MEMBER OF THE AUDIT COMMITTEE
6 APPOINTMENT OF MR DANIEL VLOK AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
7 APPOINTMENT OF MS ALETHEA CONRAD AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
8 APPROVAL TO ISSUE ORDINARY SHARES, AND FOR FOR Management
TO SELL TREASURY SHARES, FOR CASH
9 SIGNATURE OF DOCUMENTS FOR FOR Management
10 APPROVAL OF THE NON-EXECUTIVE FOR FOR Management
DIRECTORS' REMUNERATION
11 GENERAL APPROVAL TO ACQUIRE ORDINARY FOR FOR Management
SHARES
12 GENERAL APPROVAL TO ACQUIRE PREFERENCE FOR FOR Management
SHARES
13 FINANCIAL ASSISTANCE FOR SUBSCRIPTION FOR FOR Management
OF SECURITIES
14 LOANS OR OTHER FINANCIAL ASSISTANCE TO FOR FOR Management
RELATED AND INTER-RELATED ENTITIES
15 CHANGE OF NAME: CHANGE OF THE FOR FOR Management
COMPANY'S NAME FROM "AFRICAN BANK
INVESTMENTS LIMITED" TO "AFRICAN
PHOENIX INVESTMENTS LIMITED"
16 AMENDMENT TO THE MEMORANDUM OF FOR FOR Management
INCORPORATION OF THE COMPANY
--------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED
Ticker: Security ID: S01680107
Meeting Date: DEC 02, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-ELECT MR F ABBOTT AS A DIRECTOR FOR FOR Management
2 TO RE-ELECT MR T A BOARDMAN AS A FOR FOR Management
DIRECTOR
3 TO RE-ELECT MR W M GULE AS A DIRECTOR FOR FOR Management
4 TO RE-APPOINT ERNST & YOUNG INC. AS FOR FOR Management
EXTERNAL AUDITOR AND TO RE-APPOINT MR
L I N TOMLINSON AS THE PERSON
DESIGNATED TO ACT ON BEHALF OF THE
EXTERNAL AUDITOR
5 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR T A BOARDMAN
6 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR F ABBOTT
7 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: DR M M M BAKANE-TUOANE
8 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR A D BOTHA
9 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR A K MADITSI
10 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK
COMMITTEE: DR R V SIMELANE
11 TO ENDORSE THE COMPANY'S REMUNERATION FOR FOR Management
REPORT, WHICH INCLUDES THE
REMUNERATION POLICY
12 WITH EFFECT FROM 1 JULY 2016, THE FOR FOR Management
ANNUAL RETAINER FEES AND THE PER BOARD
MEETING ATTENDANCE FEES OF
NON-EXECUTIVE DIRECTORS BE INCREASED
AS OUTLINED ON PAGE 306 OF THE NOTICE
OF ANNUAL GENERAL MEETING
13 WITH EFFECT FROM 1 JULY 2016, THE PER FOR FOR Management
COMMITTEE MEETING ATTENDANCE FEES OF
COMMITTEE MEMBERS BE INCREASED AS
OUTLINED ON PAGE 306 AND 307 OF THE
NOTICE OF ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------
AGILE GROUP HOLDINGS LIMITED
Ticker: Security ID: G01198103
Meeting Date: MAY 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORT OF DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016: HK20
CENTS PER ORDINARY SHARE
5 TO DECLARE A SPECIAL DIVIDEND OUT OF FOR FOR Management
SHARE PREMIUM ACCOUNT: HK25 CENTS PER
ORDINARY SHARE
6 TO RE-ELECT MR. CHAN CHEUK YIN AS FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR. CHAN CHEUK HEI AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. KWONG CHE KEUNG, FOR FOR Management
GORDON AS DIRECTOR
9 RE-ELECT MR. HUI CHIU CHUNG, STEPHEN FOR FOR Management
AS DIRECTOR
10 TO RE-ELECT MR. WONG SHIU HOI, PETER FOR FOR Management
AS DIRECTOR
11 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF DIRECTORS
12 TO RE-APPOINT AUDITOR AND TO AUTHORISE FOR FOR Management
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
14 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE SHARES OF THE
COMPANY
15 TO ADD THE NOMINAL AMOUNT OF THE FOR FOR Management
SHARES REPURCHASED UNDER RESOLUTION 11.
A. TO THE MANDATE GRANTED TO THE
DIRECTORS UNDER RESOLUTION 11.B
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: Security ID: Y00289119
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS OF
THE BANK
4 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS OF
THE BANK
5 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
FINANCIAL ACCOUNTS OF THE BANK FOR 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE BANK FOR 2016
7 TO CONSIDER AND APPROVE THE FIXED FOR FOR Management
ASSET INVESTMENT BUDGET OF THE BANK
FOR 2017
8 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LIAO LUMING AS A NON-EXECUTIVE
DIRECTOR OF THE BANK
9 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. HUANG ZHENZHONG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG XINGCHUN AS A SUPERVISOR
REPRESENTING SHAREHOLDERS OF THE BANK
11 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
REMUNERATION PLAN FOR DIRECTORS AND
SUPERVISORS OF THE BANK FOR 2015
12 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF EXTERNAL AUDITORS OF
THE BANK FOR 2017 :
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS OF THE BANK FOR 2017
13 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: Security ID: Y002A6104
Meeting Date: DEC 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE (I) THE FOR FOR Management
FRAMEWORK AGREEMENT DATED 30 AUGUST
2016 ENTERED INTO BETWEEN THE COMPANY
AND AIR CHINA CARGO CO., LTD. IN
RESPECT OF THE CONTINUING CONNECTED
TRANSACTIONS FOR THE THREE YEARS FROM
1 JANUARY 2017 TO 31 DECEMBER 2019 AND
(II
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: Security ID: Y002A6104
Meeting Date: JAN 23, 2017 Meeting Type: Class Meeting
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
RESOLUTION RELATING TO THE NON-PUBLIC
A SHARE ISSUE UNTIL 30 APRIL 2017
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: Security ID: Y002A6104
Meeting Date: JAN 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
RESOLUTION RELATING TO THE NON-PUBLIC
A SHARE ISSUE UNTIL 30 APRIL 2017
4 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
AUTHORISATION GRANTED TO THE BOARD AND
THE BOARD'S AUTHORISED PERSON(S) TO
HANDLE ALL RELEVANT MATTERS RELATING
TO THE NON-PUBLIC A SHARE ISSUE FOR A
12- MONTH PERIOD FROM THE DATE OF THE
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: Security ID: Y002A6104
Meeting Date: MAR 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENT TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY IN RELATION
TO EXPANSION OF THE COMPANY'S SCOPE OF
BUSINESS, DETAILS OF WHICH ARE SET OUT
ON PAGE 3 OF THE CIRCULAR DESPATCHED
BY THE COMPANY ON 10 FEBRUARY 2017:
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: Security ID: Y002A6104
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS (THE
"BOARD") OF THE COMPANY
5 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY
6 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE YEAR 2016 PREPARED
UNDER THE PRC ACCOUNTING STANDARDS AND
THE INTERNATIONAL FINANCIAL REPORTING
STANDARDS
7 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PROPOSAL FOR THE YEAR
2016 AS RECOMMENDED BY THE BOARD
8 TO AUTHORISE THE BOARD OF THE COMPANY FOR FOR Management
TO EXERCISE THE POWERS TO AUTHORIZE,
ALLOT AND ISSUE ADDITIONAL SHARES OF
THE COMPANY AND TO MAKE OR GRANT
OFFERS, AGREEMENTS AND OPTION WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS IN CONNECTION WITH NOT EXCEEDING
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE GRANT OF A GENERAL
MANDATE TO THE BOARD TO ISSUE DEBT
FINANCING INSTRUMENTS
10 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU AS THE COMPANY'S
INTERNATIONAL AUDITOR AND DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE COMPANY'S
DOMESTIC AUDITOR AND INTERNAL CONTROL
AUDITOR RESPECTIVELY FOR THE YE
12 TO ELECT MR. WANG XIAOKANG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, AND AUTHORIZE THE
NOMINATION AND REMUNERATION COMMITTEE
OF THE BOARD TO DETERMINE HIS
REMUNERATIONS
13 TO ELECT MR. LIU DEHENG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, AND AUTHORIZE THE
NOMINATION AND REMUNERATION COMMITTEE
OF THE BOARD TO DETERMINE HIS
REMUNERATIONS
--------------------------------------------------------------------------------
AKBANK T.A.S., ISTANBUL
Ticker: Security ID: M0300L106
Meeting Date: MAR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPOINTMENT OF THE PRESIDENTIAL BOARD FOR FOR Management
5 COMMUNICATION AND DISCUSSION OF THE FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS
6 COMMUNICATION OF THE INDEPENDENT FOR FOR Management
AUDITORS REPORT
7 COMMUNICATION, DISCUSSION AND FOR FOR Management
RATIFICATION OF THE FINANCIAL
STATEMENTS OF 2016
8 DISCHARGE OF LIABILITY OF THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS
9 DECISION ON THE APPROPRIATION OF 2016 FOR FOR Management
NET PROFIT
10 APPOINTMENT OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS WHOSE TERMS HAVE
EXPIRED
11 DETERMINATION OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
12 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR FOR Management
13 AMENDMENTS IN THE BANK'S ARTICLES OF FOR FOR Management
ASSOCIATION ON ARTICLE 9 AND ARTICLE 48
14 EMPOWERMENT OF THE BOARD OF DIRECTORS FOR FOR Management
IN CONNECTION WITH MATTERS FALLING
WITHIN THE SCOPE OF ARTICLES 395 AND
396 OF THE TURKISH COMMERCIAL CODE
15 DETERMINING THE LIMITS OF DONATION FOR FOR FOR Management
2017
16 INFORMATION REGARDING THE DONATIONS FOR FOR Management
MADE IN 2016
--------------------------------------------------------------------------------
ALLAHABAD BANK, KOLKATA
Ticker: Security ID: Y0031K101
Meeting Date: SEP 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (HEREINAFTER
REFERRED TO AS THE 'ACT') READ WITH
THE NATIONALISED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME 1970
(HEREINAFTER
2 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (HEREINAFTER
REFERRED TO AS THE 'ACT') READ WITH
THE NATIONALIZED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(HEREINAFTE
--------------------------------------------------------------------------------
ALLAHABAD BANK, KOLKATA
Ticker: Security ID: Y0031K101
Meeting Date: MAY 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (HEREINAFTER
REFERRED TO AS THE 'ACT') READ WITH
THE NATIONALISED BANKS (MANAGEMENT &
MISCELLANEOUS PROVISIONS) SCHEME 1970
(HEREINAFTE
--------------------------------------------------------------------------------
ALLAHABAD BANK, KOLKATA
Ticker: Security ID: Y0031K101
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
BALANCE SHEET, PROFIT & LOSS ACCOUNT
OF THE BANK AS AT AND FOR THE YEAR
ENDED 31ST MARCH, 2017, THE REPORT OF
THE BOARD OF DIRECTORS ON THE WORKING
AND ACTIVITIES OF THE BANK FOR THE
PERIOD COVERED BY THE ACCOUNTS AND THE
2 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 ("THE ACT"),
THE NATIONALIZED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1970
("THE SCHEME") AND ALLAHABAD BANK
(SHARES AND
--------------------------------------------------------------------------------
ALPHA BANK A.E.
Ticker: Security ID: X0085P155
Meeting Date: JUN 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE DISCHARGE OF BOARD AND AUDITORS FOR FOR Management
3 APPROVE AUDITORS AND FIX THEIR FOR FOR Management
REMUNERATION
4 APPROVE DIRECTOR REMUNERATION FOR FOR Management
5 AUTHORIZE CONVERTIBLE DEBT ISSUANCE FOR FOR Management
6 ELECT DIRECTORS, APPOINT INDEPENDENT FOR FOR Management
BOARD MEMBERS AND MEMBERS OF AUDIT
COMMITTEE
7 AUTHORIZE BOARD TO PARTICIPATE IN FOR FOR Management
COMPANIES WITH SIMILAR BUSINESS
INTERESTS
--------------------------------------------------------------------------------
ALROSA PJSC, MIRNY
Ticker: Security ID: X0085A109
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE ANNUAL REPORT FOR FOR Management
2 THE FINANCIAL STATEMENT FOR FOR Management
3 PROFIT DISTRIBUTION FOR FOR Management
4 DIVIDEND PAYMENT FOR 2016, RECORD DATE FOR FOR Management
FOR DIVIDEND PAYMENT: RUB 8.93 PER
SHARE
5 REMUNERATION AND COMPENSATION TO BE FOR FOR Management
PAID TO THE NON-GOVERNMENTAL EMPLOYEES
MEMBERS OF THE BOARD OF DIRECTORS
6 REMUNERATION AND COMPENSATION TO BE FOR FOR Management
PAID TO THE NON-GOVERNMENTAL EMPLOYEES
MEMBERS OF THE AUDIT COMMISSION
8 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ALEKSEYEV PETR
VYACHESLAVOVICH
9 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: SERGEY V. BARSUKOV
10 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GEORGY K. BASHARIN
11 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: EGOR A. BORISOV
12 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GALUSHKA ALEKSANDR
SERGEYEVICH
13 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GORDON MARIYA VLADIMIROVNA
14 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GRIGOR'YEVA EVGENIYA
VASIL'YEVNA
15 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GUR'YEV ANDREY ANDREYEVICH
17 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: DMITRIYEV KIRILL
ALEKSANDROVICH
18 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: SERGEY S. IVANOV
19 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: KONDRAT'YEVA VALENTINA
IL'INICHNA
20 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: KONOV DMITRIY VLADIMIROVICH
21 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: VALENTINA I. LEMESHEVA
22 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GALINA M. MAKAROVA
23 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: SERGEY V. MESTNIKOV
24 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ANDREY A. PANOV
25 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ANTON G. SILUANOV
26 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: OLEG R. FEDOROV
27 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: CHEKIN EVGENY ALEKSEEVICH
28 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ALEKSEY O. CHEKUNKOV
29 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION: ANNA I. VASILIEVA
30 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION: ALEKSANDER S. VASILCHENKO
31 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION: VLADIMIROV DMITRY
GENNADIEVICH
32 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION: PUSHMIN VIKTOR NIKOLAEVICH
33 APPROVAL OF THE AUDITORS OF ALROSA PJSC FOR FOR Management
34 THE AMENDMENTS TO THE CHARTER FOR FOR Management
35 THE AMENDMENTS TO THE REGULATIONS ON FOR FOR Management
THE GENERAL SHAREHOLDERS MEETING
36 THE AMENDMENTS TO THE REGULATIONS ON FOR FOR Management
THE BOARD OF DIRECTORS
37 THE CODE OF CONDUCT OF THE COMPANY IN FOR FOR Management
NEW EDITION
16 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: GALINA I. DANCHIKOVA
--------------------------------------------------------------------------------
ALUPAR INVESTIMENTO SA, SAO PAULO, SP
Ticker: Security ID: P0R676126
Meeting Date: DEC 07, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ELECT MR. ROGERIO PAULO CALDERON FOR FOR Management
PERES AS AN INDEPENDENT MEMBER OF THE
BOARD OF DIRECTORS
4 TO REELECT MR. SILVANI ALVES PEREIRA FOR FOR Management
AS AN EFFECTIVE MEMBER OF THE BOARD OF
DIRECTORS
5 TO CHANGE COMPANY'S BYLAWS CAPUT OF FOR FOR Management
ARTICLE 5
--------------------------------------------------------------------------------
ALUPAR INVESTIMENTO SA, SAO PAULO, SP
Ticker: Security ID: P0R676126
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE ADMINISTRATIONS REPORT,
FINANCIAL STATEMENTS ACCOMPANIED BY
THE INDEPENDENT AUDITORS REPORT
REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2016
5 TO VOTE REGARDING THE PROPOSAL FOR THE FOR FOR Management
ALLOCATION OF THE NET PROFIT FROM THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016, OF THE DISTRIBUTION OF DIVIDENDS
AND THE CAPITAL BUDGET FOR THE 2017
FISCAL YEAR
6 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS
9 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. . MEMBERS.
JOSE LUIZ DE GODOY PEREIRA, PAULO
ROBERTO DE GODOY PEREIRA, ANA HELENA
GODOY PEREIRA DE ALMEIDA PIRES,
MARCELO TOSTO DE OLIVEIRA CARVALHO,
OSWALDO BRUNO
10 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
MINORITARY COMMON SHARES. SHAREHOLDERS
THAT VOTE IN FAVOR IN THIS ITEM CANNOT
VOTE IN FAVOR FOR THE CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS,
COMPANY ADMINISTRATION
11 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
PREFERRED SHARES. SHAREHOLDERS THAT
VOTE IN FAVOR IN THIS ITEM CANNOT VOTE
IN FAVOR FOR THE CANDIDATES APPOINTED
BY CONTROLLER SHAREHOLDERS, COMPANY
ADMINISTRATION
--------------------------------------------------------------------------------
ALUPAR INVESTIMENTO SA, SAO PAULO, SP
Ticker: Security ID: P0R676126
Meeting Date: APR 25, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
COMPANY DIRECTORS FOR THE YEAR 2017
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV Security ID: 02319V103
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ANALYSIS OF THE MANAGEMENT ACCOUNTS, FOR FOR Management
WITH EXAMINATION, DISCUSSION AND
VOTING ON THE FINANCIAL STATEMENTS
RELATED TO THE FISCAL YEAR ENDED
DECEMBER 31, 2016.
2 ALLOCATION OF THE NET PROFITS FOR THE FOR FOR Management
FISCAL YEAR ENDED DECEMBER 31, 2016
AND RATIFICATION OF THE PAYMENT OF
INTEREST ON OWN CAPITAL AND DIVIDENDS
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016, APPROVED BY THE
BOARD OF DIRECTORS AT MEETINGS HELD O
3 APPROVAL OF MANAGEMENT'S PROPOSAL TO FOR FOR Management
DEFINE THE NUMBER OF 11 SITTING
MEMBERS AND 2 ALTERNATES, WHO SHALL
COMPOSE COMPANY'S BOARD OF DIRECTORS,
FOR A TERM THAT SHALL END AT THE
ORDINARY SHAREHOLDERS' MEETING TO BE
HELD IN 2020.
4 ELECT 11 SITTING MEMBERS AND 2 FOR FOR Management
ALTERNATES FOR THE POSITIONS OF MEMBER
OF COMPANY'S BOARD OF DIRECTORS, FOR A
TERM THAT SHALL END AT THE ORDINARY
SHAREHOLDERS' MEETING TO BE HELD IN
2020, AS MANAGEMENT'S PROPOSAL (THE
"MANAGEMENT SLATE"): VICTORIO CARLOS D
5 ELECTION OF THE MEMBERS OF THE FOR FOR Management
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES FOR A TERM IN
OFFICE UNTIL THE ORDINARY GENERAL
MEETING TO BE HELD IN 2018: JOSE
RONALDO VILELA REZENDE, JAMES TERENCE
COULTER WRIGHT, EMANUEL SOTELINO
SCHIFFERLE (DEP
6 ELECTION OF THE MEMBERS OF THE WITHHOLD FOR Management
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES FOR A TERM IN
OFFICE UNTIL THE ORDINARY GENERAL
MEETING TO BE HELD IN 2018.: SEPARATE
ELECTION - CANDIDATES NOMINATED BY
MINORITY SHAREHOLDERS: CAIXA DE
PREVIDENCIA DO
7 DETERMINE MANAGERS' OVERALL FOR FOR Management
COMPENSATION FOR THE YEAR OF 2017, IN
THE ANNUAL AMOUNT OF UP TO R$
85,811,468.77, INCLUDING EXPENSES
RELATED TO THE RECOGNITION OF THE FAIR
AMOUNT (X) OF THE STOCK OPTIONS THAT
THE COMPANY INTENDS TO GRANT IN THE
YEAR, AND (Y)
8 DETERMINE THE OVERALL COMPENSATION OF FOR FOR Management
THE AUDIT COMMITTEE'S MEMBERS FOR THE
YEAR OF 2017, IN THE ANNUAL AMOUNT OF
UP TO R$ 1,990,165.00, WITH DEPUTY
MEMBERS' COMPENSATION CORRESPONDING TO
HALF OF THE AMOUNT RECEIVED BY THE
SITTING MEMBERS, AS MANAGEMENT'S
9 EXAMINATION, DISCUSSION AND APPROVAL FOR FOR Management
OF THE TERMS AND CONDITIONS OF THE
PROTOCOL AND JUSTIFICATION OF THE
MERGER WITH AND INTO AMBEV S.A. OF
CACHOEIRAS DE MACACU BEBIDAS LTDA.
("CACHOEIRAS DE MACACU"), ENTERED INTO
BY THE COMPANY, AS QUOTAHOLDER OF
CACHOE
10 RATIFICATION OF THE CONTRACTING OF THE FOR FOR Management
SPECIALIZED FIRM APSIS CONSULTORIA E
AVALIACOES LTDA. TO PREPARE THE
VALUATION REPORT OF THE NET EQUITY OF
CACHOEIRAS DE MACACU, BASED ON ITS
BOOK VALUE, FOR PURPOSES OF SECTIONS
227 AND 8TH OF LAW NO. 6,404/76 ("VAL
11 APPROVAL OF THE VALUATION REPORT. FOR FOR Management
12 APPROVAL OF THE MERGER. FOR FOR Management
13 AUTHORIZATION TO THE COMPANY'S BOARD FOR FOR Management
OF OFFICERS TO PERFORM ALL ACTS
NECESSARY FOR THE CONSUMMATION OF THE
MERGER.
--------------------------------------------------------------------------------
AMBEV SA, SAO PAULO
Ticker: Security ID: 02319V103
Meeting Date: APR 28, 2017 Meeting Type: MIX
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 ELECTION OF THE MEMBERS OF THE FOR FOR Management
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES FOR A TERM IN
OFFICE UNTIL THE ORDINARY GENERAL
MEETING TO BE HELD IN 2018:
MANAGEMENT'S PROPOSAL (THE "MANAGEMENT
SLATE"): JOSE RONALDO VILELA REZENDE,
JAMES TERENCE
8 ELECTION OF THE MEMBERS OF THE FOR FOR Management
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES FOR A TERM IN
OFFICE UNTIL THE ORDINARY GENERAL
MEETING TO BE HELD IN 2018: SEPARATE
ELECTION - CANDIDATES NOMINATED BY
MINORITY SHAREHOLDERS: CAIXA DE
PREVIDENCIA DOS
9 ESTABLISHING THE OVERALL COMPENSATION FOR FOR Management
OF THE MANAGEMENT AND OF THE MEMBERS
OF THE FISCAL COUNCIL FOR THE FISCAL
YEAR OF 2017 : DETERMINE MANAGERS'
OVERALL COMPENSATION FOR THE YEAR OF
2017, IN THE ANNUAL AMOUNT OF UP TO
BRL 85,811,468.77, INCLUDING EXPENS
10 ESTABLISHING THE OVERALL COMPENSATION FOR FOR Management
OF THE MANAGEMENT AND OF THE MEMBERS
OF THE FISCAL COUNCIL FOR THE FISCAL
YEAR OF 2017 : MEMBERS FOR THE YEAR OF
2017, IN THE ANNUAL AMOUNT OF UP TO
BRL 1,990,165.00, WITH DEPUTY MEMBERS'
COMPENSATION CORRESPONDING TO
11 EXAMINATION, DISCUSSION AND APPROVAL FOR FOR Management
OF THE TERMS AND CONDITIONS OF THE
PROTOCOL AND JUSTIFICATION OF THE
MERGER WITH AND INTO AMBEV S.A. OF
CACHOEIRAS DE MACACU BEBIDAS LTDA.
("CACHOEIRAS DE MACACU"), ENTERED INTO
BY THE COMPANY, AS QUOTAHOLDER OF
CACHOE
12 RATIFICATION OF THE CONTRACTING OF THE FOR FOR Management
SPECIALIZED FIRM APSIS CONSULTORIA E
AVALIACOES LTDA. TO PREPARE THE
VALUATION REPORT OF THE NET EQUITY OF
CACHOEIRAS DE MACACU, BASED ON ITS
BOOK VALUE, FOR PURPOSES OF SECTIONS
227 AND 8TH OF LAW NO. 6,404/76 ("VAL
13 APPROVAL OF THE VALUATION REPORT FOR FOR Management
14 APPROVAL OF THE MERGER FOR FOR Management
15 AUTHORIZATION TO THE COMPANY'S BOARD FOR FOR Management
OF OFFICERS TO PERFORM ALL ACTS
NECESSARY FOR THE CONSUMMATION OF THE
MERGER
1 ANALYSIS OF THE MANAGEMENT ACCOUNTS, FOR FOR Management
WITH EXAMINATION, DISCUSSION AND
VOTING ON THE FINANCIAL STATEMENTS
RELATED TO THE FISCAL YEAR ENDED
DECEMBER 31, 2016
2 ALLOCATION OF THE NET PROFITS FOR THE FOR FOR Management
FISCAL YEAR ENDED DECEMBER 31, 2016
AND RATIFICATION OF THE PAYMENT OF
INTEREST ON OWN CAPITAL AND DIVIDENDS
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016, APPROVED BY THE
BOARD OF DIRECTORS AT MEETINGS HELD O
3 DEFINITION OF THE NUMBER OF MEMBERS FOR FOR Management
THAT WILL COMPOSE THE BOARD OF
DIRECTORS AND ELECTION OF THE
EFFECTIVE MEMBERS AND ALTERNATES OF
THE BOARD OF DIRECTORS OF THE COMPANY,
IN ACCORDANCE WITH THE COMPANY'S
BY-LAWS, FOR A TERM IN OFFICE UNTIL
THE ORDINARY G
4 DEFINITION OF THE NUMBER OF MEMBERS FOR FOR Management
THAT WILL COMPOSE THE BOARD OF
DIRECTORS AND ELECTION OF THE
EFFECTIVE MEMBERS AND ALTERNATES OF
THE BOARD OF DIRECTORS OF THE COMPANY,
IN ACCORDANCE WITH THE COMPANY'S
BY-LAWS, FOR A TERM IN OFFICE UNTIL
THE ORDINARY G
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO
Ticker: Security ID: 02364W105
Meeting Date: OCT 06, 2016 Meeting Type: MIX
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION, DISCUSSION, AND IF FOR FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
CARRY OUT ANY AND ALL NECESSARY
ACTIONS TO DELIST THE COMPANY'S SHARES
IN CERTAIN FOREIGN STOCK MARKETS AND
QUOTATION SYSTEMS: NASDAQ AND LATIBEX.
ADOPTION OF RESOLUTIONS THEREON
2 SUBMISSION, DISCUSSION, AND IF FOR FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
OFFER TO THE COMPANY'S SHAREHOLDERS
THE OPTION TO RECEIVE SHARES OR CASH
AS PAYMENT OF THE SECOND INSTALLMENT
OF THE ORDINARY DIVIDEND APPROVED BY
THE ANNUAL GENERAL MEETING OF SHAREHOLD
3 APPOINTMENT OF DELEGATES TO EXECUTE, FOR FOR Management
AND IF APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON
--------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMX Security ID: 02364W105
Meeting Date: OCT 06, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION, DISCUSSION, AND IF WITHHOLD FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
CARRY OUT ANY AND ALL NECESSARY
ACTIONS TO DELIST THE COMPANY'S SHARES
IN CERTAIN FOREIGN STOCK MARKETS AND
QUOTATION SYSTEMS: NASDAQ AND LATIBEX.
ADOPTION OF RESOLUTIONS THEREON.
2 SUBMISSION, DISCUSSION, AND IF WITHHOLD FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
OFFER TO THE COMPANY'S SHAREHOLDERS
THE OPTION TO RECEIVE SHARES OR CASH
AS PAYMENT OF THE SECOND INSTALLMENT
OF THE ORDINARY DIVIDEND APPROVED BY
THE ANNUAL GENERAL MEETING OF SHAREHOLD
3 APPOINTMENT OF DELEGATES TO EXECUTE, WITHHOLD FOR Management
AND IF APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
--------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMX Security ID: 02364W105
Meeting Date: OCT 06, 2016 Meeting Type: Special
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION, DISCUSSION, AND IF WITHHOLD FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
CARRY OUT ANY AND ALL NECESSARY
ACTIONS TO DELIST THE COMPANY'S SHARES
IN CERTAIN FOREIGN STOCK MARKETS AND
QUOTATION SYSTEMS: NASDAQ AND LATIBEX.
ADOPTION OF RESOLUTIONS THEREON.
2 SUBMISSION, DISCUSSION, AND IF WITHHOLD FOR Management
APPLICABLE, APPROVAL OF A PROPOSAL TO
OFFER TO THE COMPANY'S SHAREHOLDERS
THE OPTION TO RECEIVE SHARES OR CASH
AS PAYMENT OF THE SECOND INSTALLMENT
OF THE ORDINARY DIVIDEND APPROVED BY
THE ANNUAL GENERAL MEETING OF SHAREHOLD
3 APPOINTMENT OF DELEGATES TO EXECUTE, WITHHOLD FOR Management
AND IF APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
--------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMX Security ID: 02364W105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OR, AS THE CASE MAY BE, WITHHOLD FOR Management
REELECTION OF THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY THAT THE
HOLDERS OF THE SERIES "L" SHARES ARE
ENTITLED TO APPOINT. ADOPTION OF
RESOLUTIONS THEREON.
2 APPOINTMENT OF DELEGATES TO EXECUTE, WITHHOLD FOR Management
AND IF, APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
--------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker: AMX Security ID: 02364W105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OR, AS THE CASE MAY BE, WITHHOLD FOR Management
REELECTION OF THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY THAT THE
HOLDERS OF THE SERIES "L" SHARES ARE
ENTITLED TO APPOINT. ADOPTION OF
RESOLUTIONS THEREON.
2 APPOINTMENT OF DELEGATES TO EXECUTE, WITHHOLD FOR Management
AND IF, APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
--------------------------------------------------------------------------------
AMOREPACIFIC CORP, SEOUL
Ticker: Security ID: Y01258105
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR GIM SEONG FOR FOR Management
SU, BAK SEUNG HO
4 ELECTION OF AUDIT COMMITTEE MEMBER GIM FOR FOR Management
SEONG SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI A.S., ISTANB
Ticker: Security ID: M10225106
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING OF THE MEETING AND FOR FOR Management
ESTABLISHMENT OF THE BOARD OF THE
ASSEMBLY
5 READING OUT AND DISCUSSION OF THE FOR FOR Management
ANNUAL REPORT OF THE BOARD OF
DIRECTORS FOR THE YEAR 2016
6 READING OUT THE REPORT OF THE FOR FOR Management
INDEPENDENT EXTERNAL AUDIT COMPANY FOR
THE FISCAL YEAR 2016
7 READING OUT, DISCUSSION AND APPROVAL FOR FOR Management
OF THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2016 PREPARED IN
ACCORDANCE WITH THE REGULATIONS OF CMB
8 ACQUITTAL OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS SEPARATELY REGARDING
THEIR ACTIONS IN 2016
9 APPROVAL, REVISION OR REJECTION OF THE FOR FOR Management
PROPOSAL OF THE BOARD OF DIRECTORS ON
DISTRIBUTION OF PROFITS
10 APPROVAL OF THE APPOINTMENT OF STUART FOR FOR Management
MURRAY MACFARLANE WHO WAS ELECTED AS A
MEMBER IN BOARD OF DIRECTORS WITH A
BOARD RESOLUTION IN 2016
11 ELECTION OF THE NEW MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS IN PLACE OF THOSE
WHOSE TERMS OF OFFICE HAVE EXPIRED AND
DETERMINE THE TERMS OF OFFICE AND
REMUNERATION
12 SELECTION OF THE AUDIT COMPANY FOR THE FOR FOR Management
AUDIT OF THE FINANCIAL STATEMENTS AND
REPORTS FOR THE YEAR 2017 IN
ACCORDANCE WITH THE TURKISH COMMERCIAL
CODE NUMBERED 6102 AND CAPITAL MARKETS
LAW NUMBERED 6362
13 INFORMING THE SHAREHOLDERS ON THE FOR FOR Management
DONATIONS MADE BY THE COMPANY IN 2016
IN ACCORDANCE WITH THE REGULATIONS
LAID DOWN BY THE CAPITAL MARKETS BOARD
14 ACCORDING TO THE REGULATIONS LAID DOWN FOR FOR Management
BY THE CAPITAL MARKETS BOARD,
INFORMING THE SHAREHOLDERS ON ANY
INCOME AND BENEFITS OBTAINED BY THE
COMPANY BY GRANTING COLLATERALS,
PLEDGES AND MORTGAGES IN FAVOR OF
THIRD PERSONS
15 INFORMING THE GENERAL ASSEMBLY OF THE FOR FOR Management
TRANSACTIONS, IF ANY, WITHIN THE
CONTEXT OF ARTICLE 1.3.6. OF THE
CORPORATE GOVERNANCE COMMUNIQUE (II-17.
1.) OF THE CAPITAL MARKETS BOARD
16 AUTHORIZATION OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS ABOUT THE
TRANSACTIONS AND OPERATIONS IN THE
CONTEXT OF THE ARTICLES 395 AND 396 OF
THE TURKISH COMMERCIAL CODE
17 PETITIONS AND REQUESTS FOR FOR Management
--------------------------------------------------------------------------------
ANDHRA BANK
Ticker: Security ID: Y01279119
Meeting Date: JUL 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
AUDITED BALANCE SHEET OF THE BANK AS
AT 31ST MARCH 2016, PROFIT AND LOSS
ACCOUNT FOR THE YEAR ENDED 31ST MARCH
2016, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERED BY
2 TO DECLARE DIVIDEND ON EQUITY SHARES FOR FOR Management
FOR THE FINANCIAL YEAR 2015-16
3 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1980 (ACT), THE
NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1980
(SCHEME) AND ANDHRA BANK (SHARES AND
MEETINGS) REG
--------------------------------------------------------------------------------
ANDHRA BANK
Ticker: Security ID: Y01279119
Meeting Date: MAY 06, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RAISING OF CAPITAL BY ISSUANCE OF FOR FOR Management
EQUITY SHARES BY WAY OF PREFERENTIAL
ALLOTMENT TO GOVERNMENT OF INDIA
2 RAISING OF CAPITAL THROUGH QUALIFIED FOR FOR Management
INSTITUTIONAL PLACEMENT, FOLLOW ON
PUBLIC OFFER, ETC
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LTD
Ticker: Security ID: Y0132D105
Meeting Date: FEB 15, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
ISSUE OF THE DOMESTIC MEDIUM TERM NOTES
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LTD
Ticker: Security ID: Y0132D105
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR OF 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR OF 2016
5 TO CONSIDER AND APPROVE THE 2016 FOR FOR Management
ANNUAL REPORT OF THE COMPANY AND ITS
EXTRACTS
6 TO CONSIDER AND APPROVE THE AUDITORS' FOR FOR Management
REPORT FOR THE YEAR OF 2016
7 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR OF 2016
8 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY FOR THE
YEAR OF 2016
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
FOR APPOINTMENT OF RUIHUA CERTIFIED
PUBLIC ACCOUNTANTS (SPECIAL GENERAL
PARTNERSHIP) AS THE AUDITORS OF THE
COMPANY THE YEAR OF 2017 AND TO
AUTHORIZE THE BOARD TO DETERMINE THEIR
REMUNERATION
10 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY (THE FULL
TEXT OF THE PROPOSED AMENDMENTS IS SET
OUT IN THE NOTICE OF ANNUAL GENERAL
MEETING OF THE COMPANY DATED 21 APRIL
2017)
11 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
PASS THE PROPOSAL ON GRANT OF GENERAL
MANDATE OF ISSUE H SHARES AND OTHER
TRANSFERABLE RIGHTS OF THE COMPANY
(THE FULL TEXT OF THE PROPOSAL ON
GRANT OF GENERAL MANDATE IS SET OUT IN
THE SUPPLEMENTAL NOTICE OF ANNUAL GEN
12 TO CONSIDER AND APPROVE THE FOR FOR Management
SUPPLEMENTAL PROPOSAL ON PROPOSED
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE FULL TEXT OF THE
SUPPLEMENTAL PROPOSED AMENDMENTS IS
SET OUT IN THE SUPPLEMENTAL NOTICE OF
ANNUAL GENERAL MEETING OF THE COMPANY
DATED 9 MAY 2017)
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED
Ticker: AU Security ID: 035128206
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: MR SM PITYANA FOR FOR Management
2 RE-ELECTION OF DIRECTOR: MR RJ RUSTON FOR FOR Management
3 RE-ELECTION OF DIRECTOR: MS MDC RICHTER FOR FOR Management
4 ELECTION OF MRS SV ZILWA AS A DIRECTOR FOR FOR Management
5 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MR R GASANT
6 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MR MJ
KIRKWOOD
7 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MR RJ RUSTON
8 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MR AH GARNER
9 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MS MDC
RICHTER
10 REAPPOINTMENT AND APPOINTMENT OF AUDIT FOR FOR Management
AND RISK COMMITTEE MEMBER: MRS SV ZILWA
11 REAPPOINTMENT OF ERNST & YOUNG INC. AS FOR FOR Management
AUDITORS OF THE COMPANY
12 GENERAL AUTHORITY TO DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE ORDINARY SHARES
13 NON-BINDING ADVISORY ENDORSEMENT OF FOR FOR Management
THE ANGLOGOLD ASHANTI REMUNERATION
POLICY
14 SPECIAL RESOLUTION 1 - REMUNERATION OF FOR FOR Management
NON-EXECUTIVE DIRECTORS
15 SPECIAL RESOLUTION 2 - GENERAL FOR FOR Management
AUTHORITY TO ACQUIRE THE COMPANY'S OWN
SHARES
16 SPECIAL RESOLUTION 3 - APPROVAL OF THE FOR FOR Management
ANGLOGOLD ASHANTI LIMITED DEFERRED
SHARE PLAN
17 SPECIAL RESOLUTION 4 - AUTHORITY TO FOR FOR Management
ISSUE ORDINARY SHARES PURSUANT TO THE
DSP
18 SPECIAL RESOLUTION 5 - GENERAL FOR FOR Management
AUTHORITY TO DIRECTORS TO ISSUE FOR
CASH, THOSE ORDINARY SHARES WHICH THE
DIRECTORS ARE AUTHORISED TO ALLOT AND
ISSUE IN TERMS OF ORDINARY RESOLUTION 5
19 SPECIAL RESOLUTION 6 - GENERAL FOR FOR Management
AUTHORITY TO PROVIDE FINANCIAL
ASSISTANCE IN TERMS OF SECTIONS 44 AND
45 OF THE COMPANIES ACT
20 SPECIAL RESOLUTION 7 - AMENDMENT OF FOR FOR Management
COMPANY'S MEMORANDUM OF INCORPORATION
21 DIRECTORS' AUTHORITY TO IMPLEMENT FOR FOR Management
SPECIAL AND ORDINARY RESOLUTIONS
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED
Ticker: Security ID: 035128206
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: MR SM PITYANA FOR FOR Management
2 RE-ELECTION OF DIRECTOR: MR RJ RUSTON FOR FOR Management
3 RE-ELECTION OF DIRECTOR: MS MDC RICHTER FOR FOR Management
4 ELECTION OF DIRECTOR: MRS SV ZILWA FOR FOR Management
5 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MR R
GASANT
6 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MR MJ
KIRKWOOD
7 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MR RJ
RUSTON
8 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MR AH
GARNER
9 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MS
MDC RICHTER
10 RE-APPOINTMENT AND APPOINTMENT OF THE FOR FOR Management
AUDIT AND RISK COMMITTEE MEMBER: MRS
SV ZILWA
11 REAPPOINTMENT OF ERNST & YOUNG INC. AS FOR FOR Management
AUDITORS OF THE COMPANY
12 GENERAL AUTHORITY TO DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE ORDINARY SHARES
13 NON-BINDING ADVISORY ENDORSEMENT OF FOR FOR Management
THE ANGLOGOLD ASHANTI REMUNERATION
POLICY
14 REMUNERATION OF NON EXECUTIVE DIRECTORS FOR FOR Management
15 GENERAL AUTHORITY TO ACQUIRE THE FOR FOR Management
COMPANY'S OWN SHARES
16 APPROVAL OF THE ANGLOGOLD ASHANTI FOR FOR Management
LIMITED DEFERRED SHARE PLAN
17 AUTHORITY TO ISSUE ORDINARY SHARES FOR FOR Management
PURSUANT TO THE DSP
18 GENERAL AUTHORITY TO DIRECTORS TO FOR FOR Management
ISSUE FOR CASH, THOSE ORDINARY SHARES
WHICH THE DIRECTORS ARE AUTHORISED TO
ALLOT AND ISSUE IN TERMS OF ORDINARY
RESOLUTION 5
19 GENERAL AUTHORITY TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE IN TERMS OF SECTIONS 44 AND
45 OF THE COMPANIES ACT
20 AMENDMENT OF COMPANY'S MEMORANDUM OF FOR FOR Management
INCORPORATION
21 DIRECTORS' AUTHORITY TO IMPLEMENT FOR FOR Management
SPECIAL AND ORDINARY RESOLUTIONS
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO. LTD.
Ticker: Security ID: Y01373102
Meeting Date: MAY 31, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE THE REPORT OF THE BOARD FOR FOR Management
("BOARD") OF DIRECTORS ("DIRECTOR (S)
") OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2016
5 TO APPROVE THE REPORT OF THE FOR FOR Management
SUPERVISORY COMMITTEE OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
6 TO APPROVE THE AUDITED FINANCIAL FOR FOR Management
REPORTS PREPARED IN ACCORDANCE WITH
THE PRC ACCOUNTING STANDARDS AND
INTERNATIONAL FINANCIAL REPORTING
STANDARDS RESPECTIVELY FOR THE YEAR
ENDED 31 DECEMBER 2016
7 TO APPROVE THE REAPPOINTMENT OF KPMG FOR FOR Management
HUAZHEN LLP AND KPMG AS THE PRC AND
INTERNATIONAL FINANCIAL AUDITORS OF
THE COMPANY RESPECTIVELY, THE
REAPPOINTMENT OF KPMG HUAZHEN LLP AS
THE INTERNAL CONTROL AUDITOR OF THE
COMPANY, AND THE AUTHORIZATION OF THE
BOARD
8 TO APPROVE THE COMPANY'S 2016 PROFIT FOR FOR Management
APPROPRIATION PROPOSAL (INCLUDING
DECLARATION OF FINAL DIVIDEND)
9 TO APPROVE THE PROVISION OF GUARANTEE FOR FOR Management
BY THE COMPANY IN RESPECT OF THE BANK
BORROWINGS OF NINE SUBSIDIARIES AND
JOINT VENTURE ENTITIES
10 TO APPROVE THE GRANT OF A MANDATE TO FOR FOR Management
THE BOARD TO EXERCISE THE POWER TO
ALLOT AND ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: Security ID: G0398N128
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND OF
THE AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY REPORT) FOR THE
YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE 2017 DIRECTORS' FOR FOR Management
REMUNERATION POLICY REPORT
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT JEAN-PAUL LUKSIC AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT OLLIE OLIVEIRA AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT GONZALO MENENDEZ AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT RAMON JARA AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT JUAN CLARO AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT WILLIAM HAYES AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT TIM BAKER AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT ANDRONICO LUKSIC AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT VIVIANNE BLANLOT AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT JORGE BANDE AS A DIRECTOR FOR FOR Management
15 TO ELECT FRANCISCA CASTRO AS A DIRECTOR FOR FOR Management
16 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS OF THE COMPANY
17 TO AUTHORISE THE AUDIT AND RISK FOR FOR Management
COMMITTEE FOR AND ON BEHALF OF THE
BOARD TO FIX THE REMUNERATION OF THE
AUDITORS
18 TO GRANT AUTHORITY TO THE DIRECTORS TO FOR FOR Management
ALLOT SECURITIES
19 TO GRANT POWER TO THE DIRECTORS TO FOR FOR Management
ALLOT SECURITIES OTHER THAN ON A
PRO-RATA BASIS TO SHAREHOLDERS FOR CASH
20 TO GRANT POWER TO THE DIRECTORS TO FOR FOR Management
ALLOT SECURITIES OTHER THAN ON A
PRO-RATA BASIS TO SHAREHOLDERS FOR
CASH FOR THE PURPOSES OF AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT
21 TO GRANT THE COMPANY AUTHORITY TO MAKE FOR FOR Management
MARKET PURCHASES OF ORDINARY SHARES
22 TO PERMIT THE COMPANY TO CALL GENERAL FOR FOR Management
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------
ARCELIK AS, ISTANBUL
Ticker: Security ID: M1490L104
Meeting Date: DEC 26, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND ELECTION OF THE CHAIRMAN FOR FOR Management
OF THE MEETING
5 INFORMING THE SHAREHOLDERS ABOUT THE FOR FOR Management
ANNOUNCEMENT FOR THE RIGHT OF
EXAMINATION, THE ANNOUNCEMENT FOR THE
PROTECTION OF CREDITORS, CERTIFIED
PUBLIC ACCOUNTANT REPORT FOR THE
DETERMINATION OF EQUITY UNDER TURKISH
CODE OF COMMERCE (TCC) IN CONNECTION
WITH TH
6 INFORMING THE SHAREHOLDERS ABOUT THE FOR FOR Management
BOARD OF DIRECTORS' DECLARATION THAT
UNDER THE PARTIAL DEMERGER, NO
RETIREMENT RIGHT HAS ARISEN PURSUANT
TO THE CAPITAL MARKETS BOARD
COMMUNIQUE NO. II-23.1 ON THE COMMON
PRINCIPLES REGARDING SIGNIFICANT
TRANSACTIONS A
7 READING, DISCUSSING AND APPROVING THE FOR FOR Management
INTERIM BALANCE SHEET AND INCOME
STATEMENT AS OF 30062016 UNDERLYING
THE PARTIAL DEMERGER
8 READING THE DEMERGER REPORT AND FOR FOR Management
DEMERGER PLAN DATED OCTOBER 11, 2016
WHICH ARE ISSUED FOR THE TRANSFER OF
ALL ASSETS AND LIABILITIES RELATED TO
DOMESTIC DEALER MANAGEMENT,
ADVERTISEMENT AND SPONSORSHIP
ACTIVITIES INVENTORY AND STOCK
MANAGEMENT, LOGISTICS
9 WISHES AND OPINIONS FOR FOR Management
--------------------------------------------------------------------------------
ARCELIK AS, ISTANBUL
Ticker: Security ID: M1490L104
Meeting Date: MAR 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING, ELECTION OF THE CHAIRMAN OF FOR FOR Management
THE MEETING
5 READING, DISCUSSING APPROVING THE 2016 FOR FOR Management
ANNUAL REPORT PREPARED BY THE COMPANY
BOARD
6 READING THE SUMMARY OF INDEPENDENT FOR FOR Management
AUDIT REPORT FOR 2016 ACCOUNTING PERIOD
7 READING, DISCUSSING, APPROVING THE FOR FOR Management
FINANCIAL STATEMENTS RELATED TO THE
2016 ACCOUNTING PERIOD
8 ACQUITTAL OF EACH MEMBER OF THE BOARD FOR FOR Management
IN RELATION TO THE ACTIVITIES OF
COMPANY IN 2016
9 ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT FOR FOR Management
OR REFUSAL OF THE OFFER OF THE BOARD
IN ACCORDANCE WITH THE COMPANY'S
PROFIT DISTRIBUTION POLICY REGARDING
THE DISTRIBUTION OF THE PROFITS OF
2016 AND THE DATE OF THE DISTRIBUTION
OF PROFITS
10 ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT FOR FOR Management
OR REFUSAL OF THE BOARD'S OFFER FOR
AMENDING ARTICLE 6 ENTITLED CAPITAL OF
THE COMPANY ARTICLES OF ASSOCIATION
11 DETERMINING NUMBER AND DUTY TERM OF FOR FOR Management
MEMBERS OF BOARD MAKING ELECTIONS IN
ACCORDANCE WITH DETERMINE THE NUMBER
OF MEMBERS, SELECTING INDEPENDENT
MEMBERS OF BOARD
12 INFORMING APPROVAL OF SHAREHOLDERS FOR FOR Management
ABOUT REMUNERATION POLICY FOR MEMBERS
OF BOARD AND TOP MANAGERS AND PAYMENTS
MADE WITHIN SCOPE OF POLICY IN
ACCORDANCE WITH CORPORATE GOVERNANCE
PRINCIPLES
13 DETERMINING ANNUAL GROSS SALARIES OF FOR FOR Management
MEMBERS OF BOARD
14 APPROVAL OF INDEPENDENT AUDITING FOR FOR Management
INSTITUTION SELECTED BY BOARD IN
ACCORDANCE WITH TCC AND CMB REGULATIONS
15 INFORMING SHAREHOLDERS ABOUT DONATIONS FOR FOR Management
MADE BY COMPANY IN 2016 AND
DETERMINING AN UPPER LIMIT FOR
DONATIONS TO BE MADE IN 2017
16 INFORMING SHAREHOLDERS ABOUT FOR FOR Management
COLLATERALS, PLEDGES, MORTGAGES AND
SURETY GRANTED IN FAVOR OF THIRD
PARTIES AND INCOME AND BENEFITS
OBTAINED IN 2016 BY COMPANY AND
SUBSIDIARIES IN ACCORDANCE WITH CMB
BOARD REGULATIONS
17 AUTHORISING SHAREHOLDERS HOLDING FOR FOR Management
MANAGEMENT CAPACITY, MEMBERS OF BOARD,
TOP MANAGERS AND THEIR SPOUSES AND
RELATIVES BY BLOOD AND MARRIAGE UP TO
SECOND DEGREE WITHIN FRAMEWORK OF
ARTICLES 395TH, 396TH OF TCC AND
INFORMING SHAREHOLDERS ABOUT
TRANSACTIONS P
18 WISHES, OPINIONS FOR FOR Management
--------------------------------------------------------------------------------
ASIA CEMENT CORP.
Ticker: Security ID: Y0275F107
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACCEPTANCE OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS
3 ACCEPTANCE OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 0.9 PER SHARE.
4 AMENDMENT TO THE ARTICLES OF FOR FOR Management
INCORPORATION OF ASIA CEMENT
CORPORATION
5 AMENDMENT TO THE ELECTION RULES FOR FOR FOR Management
DIRECTORS AND SUPERVISORS
6 AMENDMENT TO THE WORKING PROCEDURED FOR FOR Management
FOR THE ACQUISITION AND DISPOSAL OF
ASSETS, THE PROCEDURE FOR MAKING
ENDORSEMENTS AND GUARANTEES, AND THE
PROCEDURES FOR LOANING OF FUND TO
OTHERS
7 THE ELECTION OF THE DIRECTOR:DOUGLAS FOR FOR Management
TONG HSU,SHAREHOLDER NO.0000013
8 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN NEW CENTURY
CORPORATION,SHAREHOLDER NO.0000001,T.H.
CHANG AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN NEW CENTURY
CORPORATION,SHAREHOLDER NO.
0000001,JOHNNY SHIH AS REPRESENTATIVE
10 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN NEW CENTURY
CORPORATION,SHAREHOLDER NO.0000001,C.V.
CHEN AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR:BAI-YANG FOR FOR Management
INVESTMENT HOLDINGS
CORPORATION,SHAREHOLDER NO.
0085666,CHIN-DER OU AS REPRESENTATIVE
12 THE ELECTION OF THE DIRECTOR:U-DING FOR FOR Management
CORPORATION,SHAREHOLDER NO.0126912,K.Y.
LEE AS REPRESENTATIVE
13 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN Y.Z. HSU SCIENCE AND
TECHNOLOGY MEMORIAL
FOUNDATION,SHAREHOLDER NO.
0180996,PETER HSU AS REPRESENTATIVE
14 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN Y.Z. HSU SCIENCE AND
TECHNOLOGY MEMORIAL
FOUNDATION,SHAREHOLDER NO.0180996,C.K.
CHANG AS REPRESENTATIVE
15 THE ELECTION OF THE DIRECTOR:TA CHU FOR FOR Management
CHEMICAL FIBER CO.,LTD,SHAREHOLDER NO.
0225135,RUEY LONG CHEN AS
REPRESENTATIVE
16 THE ELECTION OF THE DIRECTOR:HUEY KANG FOR FOR Management
INVESTMENT CORPORATION,SHAREHOLDER NO.
0092107,CONNIE HSU AS REPRESENTATIVE
17 THE ELECTION OF THE DIRECTOR:FAR FOR FOR Management
EASTERN MEDICAL FOUNDATION,SHAREHOLDER
NO.0022744,CHAMPION LEE AS
REPRESENTATIVE
18 THE ELECTION OF THE DIRECTOR:U-MING FOR FOR Management
CORPORATION,SHAREHOLDER NO.0027718,K.T.
LI AS REPRESENTATIVE
19 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:TA-CHOU HUANG,SHAREHOLDER NO.
R102128XXX
20 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:CHI SCHIVE,SHAREHOLDER NO.
Q100446XXX
21 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:GORDON S. CHEN,SHAREHOLDER NO.
P101989XXX
22 ACCORDING TO ARTICLE 209 OF THE FOR FOR Management
COMPANY ACT, TO PERMIT DIRECTORS TO DO
ANYTHING FOR HIMSELF OR ON BEHALF OF
ANOTHER PERSON THAT IS WITHIN THE
SCOPE OF THE COMPANY'S BUSINESS
--------------------------------------------------------------------------------
ASIANA AIRLINES INC, SEOUL
Ticker: Security ID: Y03355107
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: BAK SAM GU, GIM FOR FOR Management
SU CHEON, JEONG CHANG YEONG
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
JEONG CHANG YEONG
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
ASSECO POLAND S.A., WARSZAWA
Ticker: Security ID: X02540130
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 OPENING OF THE SESSION AND ELECTION OF FOR FOR Management
THE CHAIRMAN OF THE GENERAL MEETING
3 CONFIRMATION OF THE CORRECTNESS OF FOR FOR Management
CONVENING THE GENERAL MEETING AND ITS
ABILITY TO ADOPTING RESOLUTIONS,
APPOINTING THE RETURNING COMMITTEE
4 ADOPTION OF THE AGENDA FOR FOR Management
5 PRESENTATION OF FINANCIAL RESULTS OF FOR FOR Management
THE COMPANY AND THE CAPITAL GROUP FOR
2016
6 EXAMINATION OF THE ACTIVITY REPORT OF FOR FOR Management
ASSECO POLAND S.A. IN THE FINANCIAL
YEAR 2016
7 EXAMINATION OF THE FINANCIAL FOR FOR Management
STATEMENTS OF ASSECO POLAND S.A. FOR
THE FINANCIAL YEAR 2016
8 GET ACQUAINTED WITH THE CONTENT OF THE FOR FOR Management
OPINION AND REPORT OF THE AUDITOR FROM
THE AUDIT REPORT OF FINANCIAL
STATEMENT OF ASSECO POLAND S.A. FOR
THE FINANCIAL YEAR 2016
9 GETTING ACQUAINTED WITH THE CONTENT OF FOR FOR Management
THE SUPERVISORY BOARD REPORT FOR 2016
10 ADOPTION OF RESOLUTIONS ON APPROVAL OF FOR FOR Management
THE REPORT ON ASSECO POLAND S.A. AND
APPROVAL OF THE FINANCIAL STATEMENTS
OF ASSECO POLAND S.A. FOR A YEAR 2016
11 EXAMINATION OF THE REPORT ON THE FOR FOR Management
ACTIVITIES OF THE ASSECO POLAND
CAPITAL GROUP S.A. AND FINANCIAL
STATEMENTS OF THE ASSECO POLAND
CAPITAL GROUP S.A. FOR THE FINANCIAL
YEAR 2016
12 GET ACQUAINTED WITH THE CONTENT OF THE FOR FOR Management
OPINION AND THE REPORT OF THE
STATUTORY AUDITOR OF FINANCIAL
STATEMENT OF CAPITAL GROUP ASSECO
POLAND S.A. FOR THE FINANCIAL YEAR 2016
13 ADOPTION OF A RESOLUTION APPROVING THE FOR FOR Management
REPORT ON THE ACTIVITIES OF THE
CAPITAL GROUP ASSECO POLAND S.A. IN
THE FINANCIAL YEAR 2016 AND THE
APPROVAL OF THE FINANCIAL STATEMENTS
OF ASSECO POLAND CAPITAL GROUP S.A.
FOR THE FINANCIAL YEAR 2016
14 ADOPTION OF RESOLUTIONS ON GRANTING A FOR FOR Management
VOTE OF APPROVAL TO MEMBERS OF THE
MANAGEMENT BOARD OF ASSECO POLAND S.A.
FOR THE PERFORMANCE OF THEIR DUTIES IN
THE FINANCIAL YEAR 2016
15 ADOPTION OF RESOLUTIONS ON GRANTING FOR FOR Management
DISCHARGE TO MEMBERS OF THE
SUPERVISORY BOARD OF ASSECO POLAND S.A.
FOR THE PERFORMANCE OF THEIR DUTIES
IN THE FINANCIAL YEAR 2016
16 ADOPTION OF A RESOLUTION ON FOR FOR Management
DISTRIBUTION OF PROFIT GENERATED BY
ASSECO POLAND S.A. IN THE FINANCIAL
YEAR 2016 AND THE DIVIDEND PAYMENT
17 ADOPTION OF A RESOLUTION ON THE SALE FOR FOR Management
OF REAL ESTATE
--------------------------------------------------------------------------------
ASUSTEK COMPUTER INC
Ticker: Security ID: Y04327105
Meeting Date: JUL 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 AMENDMENT TO THE ARTICLES OF FOR FOR Management
INCORPORATION
3 AMENDMENT TO THE RULES GOVERNING THE FOR FOR Management
ELECTION OF DIRECTORS AND SUPERVISORS
4 AMENDMENT TO THE OPERATIONAL FOR FOR Management
PROCEDURES FOR ACQUISITION AND
DISPOSAL OF ASSETS
5 AMENDMENT TO THE LOANS AND ENDORSEMENT FOR FOR Management
& GUARANTEE OPERATIONAL PROCEDURES
6 THE ELECTION OF THE DIRECTOR: FOR FOR Management
TSUNG-TANG, SHAREHOLDER NO.00000071,
JONNEY AS REPRESENTATIVE
7 THE ELECTION OF THE DIRECTOR: FOR FOR Management
CHIANG-SHENG, SHAREHOLDER NO.00025370,
JONATHAN AS REPRESENTATIVE
8 THE ELECTION OF THE DIRECTOR: FOR FOR Management
SHIH-CHANG, SHAREHOLDER NO.00000004,
TED AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR: FOR FOR Management
CHENG-LAI, SHAREHOLDER NO.00000080,
JERRY AS REPRESENTATIVE
10 THE ELECTION OF THE DIRECTOR: FOR FOR Management
YEN-CHENG, SHAREHOLDER NO.00000135,
ERIC AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR: FOR FOR Management
HSIEN-YUEN, HSU, SHAREHOLDER NO.
00000116
12 THE ELECTION OF THE DIRECTOR: SU-PIN, FOR FOR Management
SHAREHOLDER NO.00255368, SAMSON AS
REPRESENTATIVE
13 THE ELECTION OF THE DIRECTOR: FOR FOR Management
MIN-CHIEH, SHAREHOLDER NO.A123222XXX,
JOE AS REPRESENTATIVE
14 THE ELECTION OF THE DIRECTOR: YU-CHIA, FOR FOR Management
SHAREHOLDER NO.00067474, JACKIE AS
REPRESENTATIVE
15 THE ELECTION OF THE DIRECTOR: FOR FOR Management
TZE-KAING, YANG, SHAREHOLDER NO.
A102241XXX
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR: MING-YU, LEE, SHAREHOLDER NO.
F120639XXX
17 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR: CHUNG-HOU, SHAREHOLDER NO.
00000088, KENNETH AS REPRESENTATIVE
18 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR: CHUN-AN, SHEU, SHAREHOLDER
NO.R101740XXX
19 PROPOSAL OF RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS
--------------------------------------------------------------------------------
ASUSTEK COMPUTER INC
Ticker: Security ID: Y04327105
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ADOPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO ADOPT THE PROPOSAL FOR DISTRIBUTION FOR FOR Management
OF 2016 PROFITS. PROPOSED CASH
DIVIDEND :TWD 17 PER SHARE
--------------------------------------------------------------------------------
AU OPTRONICS CORP, HSINCHU
Ticker: Security ID: Y0451X104
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO ACCEPT THE PROPOSAL FOR THE FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS.PROPOSED
CASH DIVIDEND: TWD 0.56 PER SHARE.
4 TO APPROVE THE AMENDMENT TO ARTICLES FOR FOR Management
OF INCORPORATION
5 TO APPROVE THE AMENDMENT TO HANDLING FOR FOR Management
PROCEDURES FOR ACQUISITION OR DISPOSAL
OF ASSETS
6 TO APPROVE ISSUANCE OF NEW COMMON FOR FOR Management
SHARES FOR CASH TO SPONSOR ISSUANCE OF
THE OVERSEAS DEPOSITARY SHARES AND OR
ISSUANCE OF NEW COMMON SHARES FOR CASH
IN PUBLIC OFFERING AND OR ISSUANCE OF
NEW COMMON SHARES FOR CASH IN PRIVATE
PLACEMENT AND OR ISSUANCE OF
--------------------------------------------------------------------------------
BANCO BRADESCO S A
Ticker: BBD Security ID: 059460303
Meeting Date: MAR 10, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT THE FISCAL COUNCIL'S MEMBERS; FOR FOR Management
EFFECTIVE MEMBER: LUIZ CARLOS DE
FREITAS; ALTERNATE MEMBER: JOSE LUIZ
RODRIGUES BUENO
--------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO
Ticker: Security ID: 059460303
Meeting Date: MAR 10, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT THE FISCAL COUNCIL'S MEMBERS: FOR FOR Management
CANDIDATES APPOINTED BY PREFERRED
SHAREHOLDER - SEPARATE ELECTION:
EFFECTIVE MEMBER: LUIZ CARLOS DE
FREITAS; ALTERNATE MEMBER: JOSE LUIZ
RODRIGUES BUENO
--------------------------------------------------------------------------------
BANCO DE CHILE
Ticker: Security ID: P0939W108
Meeting Date: MAR 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT, BALANCE FOR FOR Management
SHEET, INCOME STATEMENT AND REPORT
FROM THE OUTSIDE TO AUDITORS OF BANCO
DE CHILE, FOR THE 2016 FISCAL YEAR
3 DISTRIBUTION OF THE DISTRIBUTABLE NET FOR FOR Management
PROFIT FROM THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2016, AND APPROVAL OF
DIVIDEND NUMBER 205 IN THE AMOUNT OF
CLP 2.92173783704 PER EACH SHARE,
WHICH CORRESPONDS TO 60 PERCENT OF THE
MENTIONED DISTRIBUTABLE NET PR
4 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
5 COMPENSATION OF THE BOARD OF DIRECTORS FOR FOR Management
6 COMPENSATION OF THE COMMITTEE OF FOR FOR Management
DIRECTORS AND AUDITING AND APPROVAL OF
THE EXPENSE BUDGET FOR ITS OPERATION
7 DESIGNATION OF OUTSIDE AUDITORS FOR FOR Management
8 RATIFICATION OF PRIVATE RISK RATING FOR FOR Management
AGENCIES
9 REPORT FROM THE COMMITTEE OF DIRECTORS FOR FOR Management
AND AUDITING
10 INFORMATION REGARDING RELATED PARTY FOR FOR Management
TRANSACTIONS AS PROVIDED FOR IN THE
CORPORATIONS LAW
11 TO DEAL WITH THE OTHER MATTERS THAT ABSTAIN FOR Management
ARE WITHIN THE AUTHORITY OF AN ANNUAL
GENERAL MEETING OF SHAREHOLDERS, IN
ACCORDANCE WITH THE LAW AND THE BYLAWS
OF THE BANK
--------------------------------------------------------------------------------
BANCO DE CHILE
Ticker: Security ID: P0939W108
Meeting Date: MAR 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO INCREASE THE CAPITAL OF THE BANK BY FOR FOR Management
CAPITALIZING 40 PERCENT OF THE
DISTRIBUTABLE NET PROFIT FOR THE 2016
FISCAL YEAR BY MEANS OF THE ISSUANCE
OF BONUS SHARES, WITH NO PAR VALUE,
ESTABLISHED AT AN AMOUNT OF CLP 73.28
PER SHARE AND DISTRIBUTED AMONG THE
3 TO AMEND ARTICLE 5 OF THE BYLAWS IN FOR FOR Management
REGARD TO THE CAPITAL AND TO THE
SHARES OF THE BANK AND TRANSITORY
ARTICLE 1 OF THE BYLAWS
4 TO PASS THE OTHER RESOLUTIONS THAT ARE ABSTAIN FOR Management
NECESSARY IN ORDER TO FORMALIZE THE
BYLAWS AMENDMENTS THAT ARE RESOLVED ON
AND TO MAKE THEM EFFECTIVE
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES
Ticker: Security ID: P32133111
Meeting Date: MAR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO INCREASE THE CAPITAL OF THE BANK IN FOR FOR Management
THE FOLLOWING MANNER: CAPITALIZING THE
AMOUNT OF CLP 46,518,038,180, BY MEANS
OF THE ISSUANCE OF BONUS SHARES
2 TO INCREASE THE CAPITAL OF THE BANK IN FOR FOR Management
THE FOLLOWING MANNER: CAPITALIZING THE
AMOUNT OF CLP 170,082,257,180, WITHOUT
THE ISSUANCE OF BONUS SHARES
3 THE AMENDMENT OF THE CORPORATE BYLAWS FOR FOR Management
OF THE BANK FOR THE PURPOSE OF
ADAPTING THEM TO THE RESOLUTIONS THAT
ARE PASSED AT THE GENERAL MEETING
4 THE AMENDMENT OF ALL OF THE OTHER FOR FOR Management
RESOLUTIONS THAT MAY BE NECESSARY IN
ORDER TO FORMALIZE AND EFFECTUATE THE
PROPOSED BYLAWS AMENDMENTS
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES
Ticker: Security ID: P32133111
Meeting Date: MAR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO SUBMIT FOR CONSIDERATION THE ANNUAL FOR FOR Management
REPORT, THE BALANCE SHEET, THE
FINANCIAL STATEMENTS, THEIR NOTES AND
THE REPORT FROM THE OUTSIDE AUDITORS
FOR THE FISCAL YEAR THAT RAN FROM
JANUARY 1 TO DECEMBER 31, 2016
2 TO VOTE IN REGARD TO THE DISTRIBUTION, FOR FOR Management
WITH A CHARGE AGAINST THE NET PROFIT
FROM THE 2016 FISCAL YEAR, OF A CASH
DIVIDEND OF CLP 1,000 PER SHARE, AND
TO APPROVE THE ALLOCATION OF THE
REMAINING BALANCE OF THE PROFIT: CLP 1.
000 PER SHARE
3 TO ESTABLISH THE COMPENSATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS TO
BE EFFECTIVE FROM APRIL 2017
4 TO ESTABLISH THE COMPENSATION OF THE FOR FOR Management
MEMBERS OF THE COMMITTEE OF DIRECTORS
AND THE EXPENSE BUDGET FOR THE
OPERATION OF THE COMMITTEE OF
DIRECTORS AND ITS ADVISORS
5 DEFINITIVE DESIGNATION OF MR. KLAUS FOR FOR Management
SCHMIDT HEBBEL DUNKER AND MR. HERNAN
ORELLANA HURTADO AS MEMBERS OF THE
BOARD OF DIRECTORS OF THE BANK
6 TO DESIGNATE THE OUTSIDE AUDITORS AND FOR FOR Management
PRIVATE RISK RATING AGENCIES
7 TO GIVE AN ACCOUNTING OF THE MATTERS FOR FOR Management
THAT WERE EXAMINED BY THE COMMITTEE OF
DIRECTORS AND THE RESOLUTIONS THAT
WERE PASSED BY THE BOARD OF DIRECTORS
IN ORDER TO APPROVE THE RELATED PARTY
TRANSACTIONS THAT ARE REFERRED TO IN
ARTICLE 146, ET SEQ., OF THE SH
8 INFORMATION FROM THE COMMITTEE OF FOR FOR Management
DIRECTORS IN REGARD TO THE ACTIVITIES
CONDUCTED, STEPS TAKEN AND EXPENSES
INCURRED DURING THE 2016 FISCAL YEAR,
INCLUDING THOSE OF ITS ADVISORS, AND
OF THE PROPOSALS FROM THE COMMITTEE OF
DIRECTORS THAT WERE NOT ACCEPTED
9 INFORMATION REGARDING RELATED PARTY FOR FOR Management
TRANSACTIONS AS PROVIDED FOR IN THE
SHARE CORPORATIONS LAW
10 DESIGNATION OF A PERIODICAL FOR THE FOR FOR Management
PUBLICATION OF LEGAL NOTICES
11 TO DEAL WITH THE OTHER MATTERS THAT ABSTAIN FOR Management
ARE APPROPRIATE FOR A GENERAL MEETING
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES
Ticker: Security ID: P32133111
Meeting Date: JUN 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO LEAVE WITHOUT EFFECT THE CAPITAL FOR FOR Management
INCREASE THAT WAS APPROVED AT THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS THAT WAS HELD ON MARCH
28, 2017
2 TO RECOGNIZE THE LOWER AMOUNT THAT WAS FOR FOR Management
OBTAINED IN THE PLACEMENT OF THE PAID
SHARES CORRESPONDING TO THE CAPITAL
INCREASE THAT WAS APPROVED ON OCTOBER
27, 2015, AS A CAPITAL DECREASE TO BE
RECOGNIZED, IN THE AMOUNT OF CLP
33,719,981,600. THE FOREGOING DOE
3 TO INCREASE THE SHARE CAPITAL OF THE FOR FOR Management
BANK BY CLP 216,600,295,360, BY MEANS
OF THE CAPITALIZATION OF RESERVES
COMING FROM PROFIT, IN THE FOLLOWING
MANNER, BY CAPITALIZING THE AMOUNT OF
CLP 46,518,038,180, BY MEANS OF THE
ISSUANCE OF BONUS SHARES, AND BY CA
4 TO AMEND THE BYLAWS OF THE BANK IN FOR FOR Management
ORDER TO ADAPT THEM TO THE RESOLUTIONS
THAT ARE PASSED AT THE GENERAL MEETING
5 TO PASS THE OTHER RESOLUTIONS THAT MAY FOR FOR Management
BE NECESSARY IN ORDER TO FORMALIZE THE
BYLAWS AMENDMENTS THAT ARE PROPOSED
AND TO MAKE THEM EFFECTIVE
--------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL, BRASILIA
Ticker: Security ID: P11427112
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 TO RECEIVE THE ADMINISTRATORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE ADMINISTRATIONS REPORT, THE
FINANCIAL STATEMENTS AND THE
ACCOUNTING STATEMENTS ACCOMPANIED BY
THE INDEPENDENT AUDITORS REPORT
REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2016
6 PROPOSAL FOR 2016 INCOME DESTINATION, FOR FOR Management
AS FOLLOWS. NET INCOME BRL
7,930,113,891.32. RETAINED EARNINGS,
BRL12,082,608.47. ADJUSTED NET INCOME,
BRL 7,942,196,499.79. LEGAL RESERVE,
BRL 396,505,694.57. SHAREHOLDER
REMUNERATION, INTEREST ON OWN CAPITAL,
BRL 2,
9 TO ELECT MEMBERS OF THE FISCAL COUNCIL. FOR FOR Management
NAME APPOINTED BY CONTROLLER
SHAREHOLDER. PRINCIPAL MEMBER. ALDO
CESAR MARTINS BRAIDO. SUBSTITUTE
MEMBER. IEDA APARECIDA MOURA CAGNI.
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDID
10 TO ELECT MEMBERS OF THE FISCAL COUNCIL. FOR FOR Management
NAME APPOINTED BY CONTROLLER
SHAREHOLDER. PRINCIPAL MEMBER.
CHRISTIANNE DIAS FERREIRA. SUBSTITUTE
MEMBER. RAFAEL REZENDE BRIGOLINI.
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDIDAT
11 TO ELECT MEMBERS OF THE FISCAL COUNCIL. FOR FOR Management
NAME APPOINTED BY CONTROLLER
SHAREHOLDER. PRINCIPAL MEMBER. FELIPE
PALMEIRA BARDELLA. SUBSTITUTE MEMBER.
LUIZ FERNANDO ALVES. SHAREHOLDERS THAT
VOTE IN FAVOR IN THIS ITEM CAN NOT
VOTE IN FAVOR FOR THE CANDIDATE APPO
12 TO ELECT MEMBERS OF THE FISCAL COUNCIL. FOR AGAINST Management
NAME APPOINTED BY MINORITARY COMMON
SHARES. PRINCIPAL MEMBER. GIORGIO
BAMPI. SUBSTITUTE MEMBER. PAULO
ROBERTO FRANCESCHI. SHAREHOLDERS THAT
VOTE IN FAVOR IN THIS ITEM CAN NOT
VOTE IN FAVOR FOR THE CANDIDATE
APPOINTE
13 TO ELECT MEMBERS OF THE FISCAL COUNCIL. FOR AGAINST Management
NAME APPOINTED BY MINORITARY COMMON
SHARES. PRINCIPAL MEMBER. MAURICIO
GRACCHO DE SEVERIANO CARDOSO.
SUBSTITUTE MEMBER. ALEXANDRE GIMENEZ
NEVES. SHAREHOLDERS THAT VOTE IN FAVOR
IN THIS ITEM CAN NOT VOTE IN FAVOR FOR
16 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. DANIEL SIGELMANN.
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDIDATE APPOINTED BY MINORITARY
COMMON SHARES
17 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. FABIANO FELIX DO
NASCIMENTO. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATE APPOINTED BY
MINORITARY COMMON SHARES
18 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. FABRICIO DA
SOLLER. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATE APPOINTED BY
MINORITARY COMMON SHARES
19 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. JULIO CESAR
COSTA PINTO. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATE APPOINTED BY
MINORITARY COMMON SHARES
20 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. ODAIR LUCIETTO.
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDIDATE APPOINTED BY MINORITARY
COMMON SHARES
21 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR FOR Management
NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBER. PAULO ROGERIO
CAFFARELLI. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATE APPOINTED BY
MINORITARY COMMON SHARES
22 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR AGAINST Management
NAMES APPOINTED BY MINORITARY COMMON
SHARES. MEMBER. BENY PARNES.
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDIDATE APPOINTED BY CONTROLLER
SHAREHOLDERS
23 TO ELECT MEMBERS OF BOARD OF DIRECTORS. FOR AGAINST Management
NAMES APPOINTED BY MINORITARY COMMON
SHARES. MEMBER. LUIZ SERAFIM SPINOLA
SANTOS. SHAREHOLDERS THAT VOTE IN
FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATE APPOINTED BY
CONTROLLER SHAREHOLDERS
24 PROPOSAL TO SET THE REMUNERATION OF FOR FOR Management
THE FISCAL COUNCIL IN ONE TENTH OF THE
AVERAGE MONTHLY REMUNERATION OF THE
MEMBERS OF THE EXECUTIVE COMMITTEE,
FOR THE PERIOD FROM APRIL 2017 TO
MARCH 2018, EXCLUDING NON-HONORARY
BENEFITS, IN ACCORDANCE WITH THE PROVIS
25 PROPOSAL TO SET THE TOTAL AMOUNT FOR FOR FOR Management
THE PAYMENT OF FEES AND BENEFITS OF
THE MEMBERS OF THE EXECUTIVE COMMITTEE
AND OF THE BOARD OF DIRECTORS, AT A
MAXIMUM OF BRL 83,144,256.78,
CORRESPONDS TO THE PERIOD FROM APRIL
2017 TO MARCH 2018, AND THE MONTHLY
FEES
26 PROPOSAL TO ESTABLISH THE INDIVIDUAL FOR FOR Management
MONTHLY REMUNERATION OF THE MEMBERS OF
THE AUDIT COMMITTEE AT NINETY PERCENT
OF THE AVERAGE MONTHLY REMUNERATION OF
THE POSITION OF DIRECTOR FOR THE
PERIOD FROM APRIL 2017 TO MARCH 2018,
IN ACCORDANCE WITH THE PROVISIO
--------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL, BRASILIA
Ticker: Security ID: P11427112
Meeting Date: APR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 PROPOSAL FOR BANCO DO BRASIL ADHESION FOR FOR Management
TO BMFBOVESPA PROGRAMA DESTAQUE EM
GOVERNANCA DE ESTATAIS. STATE OWNED
COMPANIES GOVERNANCE PROGRAM
4 PROPOSAL FOR BANCO DO BRASIL BYLAWS FOR FOR Management
MODIFICATION
5 PROPOSAL FOR CREATION OF MATCHING FOR FOR Management
PROGRAM TO EXECUTIVE BOARD
--------------------------------------------------------------------------------
BANCO ESTADO DO RIO GRANDE DO SUL SA, PORTO ALEGRE
Ticker: Security ID: P12553247
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATE APPOINTED BY
PREFERRED SHARES. NOTE MEMBER. MATEUS
AFFONSO BANDEIRA
7 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
PREFERRED SHARES. NOTE PRINCIPAL
MEMBER. MASSAO FABIO OYA
8 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
PREFERRED SHARES. NOTE SUBSTITUTE
MEMBER MARIA ELVIRA LOPES GIMENEZ
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE
Ticker: BSAC Security ID: 05965X109
Meeting Date: JAN 09, 2017 Meeting Type: Special
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 MODIFY THE NAME OR CORPORATE NAME OF WITHHOLD FOR Management
THE BANK, ONLY WITH THE PURPOSE OF
ELIMINATING THE POSSIBILITY OF USING
THE NAMES BANCO SANTANDER SANTIAGO OR
SANTANDER SANTIAGO.
2 DECREASE THE NUMBER OF BOARD OF WITHHOLD FOR Management
DIRECTORS FROM 11 TO 9 MEMBERS, WITH
THE TWO ALTERNATE DIRECTORS REMAINING;
AND THE CONSEQUENTIAL MODIFICATION OF
OTHER RELATED STATUTORY CLAUSES, AND
PROPOSING THAT THE CURRENT DIRECTORS
CONTINUE IN THEIR POSITIONS UNTIL T
3 UPDATE THE CAPITAL STOCK ESTABLISHED WITHHOLD FOR Management
IN THE BYLAWS (ARTICLE 5) IN
ACCORDANCE WITH THE REVALUATION OF OWN
CAPITAL PRODUCED BETWEEN JANUARY 1,
2002 AND DECEMBER 31, 2008.
4 ELIMINATION OF TRANSITIONAL STATUTORY WITHHOLD FOR Management
CLAUSES THAT HAVE ALREADY PRODUCED ALL
THEIR EFFECTS.
5 MODIFY OTHER ASPECTS OF THE STATUTES WITHHOLD FOR Management
IN ORDER TO ADAPT THEM TO THE CURRENT
LEGAL STANDARDS.
6 CONSIDERING THE MODIFICATIONS OF THE WITHHOLD FOR Management
PREVIOUS NUMBERS, APPROVE AN UPDATED
CONSOLIDATED TEXT OF THE BANK'S
BY-LAWS.
7 ADOPT ALL OTHER AGREEMENTS AND GRANT WITHHOLD FOR Management
THE POWERS NECESSARY TO COMPLY WITH
AND IMPLEMENT THE RESOLUTIONS ADOPTED
AT THIS MEETING.
1 MODIFY THE NAME OR CORPORATE NAME OF WITHHOLD FOR Management
THE BANK, ONLY WITH THE PURPOSE OF
ELIMINATING THE POSSIBILITY OF USING
THE NAMES BANCO SANTANDER SANTIAGO OR
SANTANDER SANTIAGO.
2 DECREASE THE NUMBER OF BOARD OF WITHHOLD FOR Management
DIRECTORS FROM 11 TO 9 MEMBERS, WITH
THE TWO ALTERNATE DIRECTORS REMAINING;
AND THE CONSEQUENTIAL MODIFICATION OF
OTHER RELATED STATUTORY CLAUSES, AND
PROPOSING THAT THE CURRENT DIRECTORS
CONTINUE IN THEIR POSITIONS UNTIL T
3 UPDATE THE CAPITAL STOCK ESTABLISHED WITHHOLD FOR Management
IN THE BYLAWS (ARTICLE 5) IN
ACCORDANCE WITH THE REVALUATION OF OWN
CAPITAL PRODUCED BETWEEN JANUARY 1,
2002 AND DECEMBER 31, 2008.
4 ELIMINATION OF TRANSITIONAL STATUTORY WITHHOLD FOR Management
CLAUSES THAT HAVE ALREADY PRODUCED ALL
THEIR EFFECTS.
5 MODIFY OTHER ASPECTS OF THE STATUTES WITHHOLD FOR Management
IN ORDER TO ADAPT THEM TO THE CURRENT
LEGAL STANDARDS.
6 CONSIDERING THE MODIFICATIONS OF THE WITHHOLD FOR Management
PREVIOUS NUMBERS, APPROVE AN UPDATED
CONSOLIDATED TEXT OF THE BANK'S
BY-LAWS.
7 ADOPT ALL OTHER AGREEMENTS AND GRANT WITHHOLD FOR Management
THE POWERS NECESSARY TO COMPLY WITH
AND IMPLEMENT THE RESOLUTIONS ADOPTED
AT THIS MEETING.
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE
Ticker: BSAC Security ID: 05965X109
Meeting Date: APR 26, 2017 Meeting Type: Special
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE WITHHOLD FOR Management
SHEET AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE BANK AND ITS
SUBSIDIARIES, THE INDEPENDENT REPORT
OF THE EXTERNAL AUDITORS, AND THE
NOTES CORRESPONDING TO THE FINANCIAL
YEAR ENDING DECEMBER 31ST OF 2016.
THESE CAN
2 APPROVE THE PAYMENT OF A DIVIDEND OF WITHHOLD FOR Management
CH$1.75459102 PER SHARE OR 70% OF 2016
NET INCOME ATTRIBUTABLE TO
SHAREHOLDERS AS A DIVIDEND, WHICH WILL
PAID IN CHILE BEGINNING ON APRIL 27,
2017. THE REMAINING 30% OF 2016 NET
INCOME ATTRIBUTABLE TO SHAREHOLDERS
WILL
3 APPROVAL OF EXTERNAL AUDITORS. THE WITHHOLD FOR Management
BANK PROPOSES PRICEWATERHOUSECOOPERS
CONSULTORES, AUDITORES Y COMPANIA
LIMITADA. THEREFORE, A VOTE FOR THIS
RESOLUTION WILL BE A VOTE FOR
PRICEWATERHOUSECOOPERS CONSULTORES,
AUDITORES Y COMPANIA LIMITADA.
4 APPROVAL OF LOCAL RATING AGENCIES. THE WITHHOLD FOR Management
BANK RECEIVED PROPOSALS FROM FELLER
RATE, FITCH RATING CHILE AND
STANDARD&POOR'S RATINGS CHILE AND THE
BANK RECOMMENDS GOING FORWARD WITH
FELLER AND FITCH. THEREFORE, A VOTE
FOR THIS RESOLUTION WILL BE A VOTE FOR
FEL
5 ELECTION OF DIRECTOR: VITTORIO CORBO WITHHOLD FOR Management
6 ELECTION OF DIRECTOR: OSCAR VON WITHHOLD FOR Management
CHRISMAR
7 ELECTION OF DIRECTOR: ROBERTO MENDEZ WITHHOLD FOR Management
8 ELECTION OF DIRECTOR: JUAN PEDRO SANTA WITHHOLD FOR Management
MARIA
9 ELECTION OF DIRECTOR: ROBERTO ZAHLER WITHHOLD FOR Management
10 ELECTION OF DIRECTOR: LUCIA SANTA CRUZ WITHHOLD FOR Management
11 ELECTION OF DIRECTOR: ORLANDO POBLETE WITHHOLD FOR Management
12 ELECTION OF DIRECTOR: ANDREU PLAZA WITHHOLD FOR Management
13 ELECTION OF DIRECTOR: ANA DORREGO WITHHOLD FOR Management
14 ELECTION OF DIRECTOR: VICTOR TOLEDO WITHHOLD FOR Management
15 RE-ELECT AS ALTERNATE BOARD OF WITHHOLD FOR Management
DIRECTOR: BLANCA BUSTAMANTE
16 RE-ELECT AS ALTERNATE BOARD OF WITHHOLD FOR Management
DIRECTOR: RAIMUNDO MONGE
17 APPROVE THE BOARD OF DIRECTORS' 2017 WITHHOLD FOR Management
REMUNERATION. THE PROPOSAL WILL HAVE A
MINOR ADJUSTMENT TO THAT APPROVED LAST
YEAR. SEE THE FOLLOWING LINK FOR
DETAILS: HTTP://WWW.SANTANDER.
CL/ACCIONISTAS/JUNTA-ACCIONISTAS.ASP
18 APPROVAL OF THE AUDIT COMMITTEE'S 2017 WITHHOLD FOR Management
BUDGET AND REMUNERATION FOR ITS
MEMBERS. THE PROPOSAL IS SIMILAR TO
THE PREVIOUS YEAR. SEE THE FOLLOWING
LINK FOR DETAILS: HTTP://WWW.SANTANDER.
CL/ACCIONISTAS/JUNTA-ACCIONISTAS.ASP
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD, BANGKOK
Ticker: Security ID: Y0606R119
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE MINUTES OF THE 23RD FOR FOR Management
ANNUAL ORDINARY MEETING OF
SHAREHOLDERS HELD ON APRIL 12, 2016
2 TO ACKNOWLEDGE THE REPORT ON THE FOR FOR Management
RESULTS OF OPERATIONS FOR THE YEAR
2016 AS PRESENTED IN THE ANNUAL REPORT
3 TO ACKNOWLEDGE THE REPORT OF THE AUDIT FOR FOR Management
COMMITTEE FOR THE YEAR 2016
4 TO APPROVE THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE PERIOD ENDED DECEMBER 31, 2016
5 TO APPROVE THE APPROPRIATION OF PROFIT FOR FOR Management
AND THE PAYMENT OF DIVIDEND FOR THE
YEAR 2016
6 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: ADMIRAL PRACHET
SIRIDEJ
7 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: MR. SINGH
TANGTATSWAS
8 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: MR. CHARN
SOPHONPANICH
9 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: MR. ARUN
CHIRACHAVALA
10 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: MR. CHARTSIRI
SOPHONPANICH
11 TO ELECT DIRECTOR IN PLACE OF THOSE FOR FOR Management
RETIRING BY ROTATION: MR. THAWEELAP
RITTAPIROM
12 TO ELECT ADDITIONAL DIRECTOR: MR. FOR FOR Management
CHARAMPORN JOTIKASTHIRA
13 TO ELECT ADDITIONAL DIRECTOR: MR. FOR FOR Management
CHOKECHAI NILJIANSKUL
14 TO ACKNOWLEDGE THE DIRECTORS' FOR FOR Management
REMUNERATION
15 TO APPOINT THE AUDITORS AND DETERMINE FOR FOR Management
THE REMUNERATION
16 OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
BANK HANDLOWY W WARSZAWIE S.A., WARSZAWA
Ticker: Security ID: X05318104
Meeting Date: SEP 22, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN FOR FOR Management
4 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
5 APPROVAL OF THE AGENDA FOR FOR Management
6 ADOPTION OF RESOLUTION ON CHANGES IN FOR FOR Management
SUPERVISORY BOARD MEMBERSHIP
7 ADOPTION OF RESOLUTION ON CHANGES IN FOR FOR Management
STATUTE
--------------------------------------------------------------------------------
BANK HANDLOWY W WARSZAWIE S.A., WARSZAWA
Ticker: Security ID: X05318104
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTING THE CHAIRPERSON OF THE FOR FOR Management
ORDINARY GENERAL MEETING
4 STATING THAT THE ORDINARY GENERAL FOR FOR Management
MEETING HAS BEEN DULY CONVENED AND IS
LEGALLY CAPABLE FOR UNDERTAKING VALID
RESOLUTIONS
5 APPROVING THE AGENDA FOR FOR Management
6 TAKING RESOLUTIONS ON CONSIDERATION FOR FOR Management
AND APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS OF BANK HANDLOWY W
WARSZAWIE S.A. FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 TAKING RESOLUTIONS ON CONSIDERATION FOR FOR Management
AND APPROVAL OF THE ANNUAL
CONSOLIDATED FINANCIAL STATEMENTS OF
THE CAPITAL GROUP OF BANK HANDLOWY W
WARSZAWIE S.A. FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
8 TAKING RESOLUTIONS ON CONSIDERATION FOR FOR Management
AND APPROVAL OF THE MANAGEMENT BOARDS
REPORT ON THE ACTIVITY OF BANK
HANDLOWY W WARSZAWIE S.A. AND CAPITAL
GROUP OF BANK HANDLOWY W WARSZAWIE S.A.
IN THE YEAR 2016 INCLUDING THE REPORT
REGARDING COMPLIANCE WITH CORPORAT
9 TAKING RESOLUTIONS ON GRANTING OF FOR FOR Management
APPROVAL OF THE PERFORMANCE BY THE
MEMBERS OF THE BANKS MANAGEMENT BOARD
OF DUTIES IN 2016
10 TAKING RESOLUTIONS ON CONSIDERATION FOR FOR Management
AND APPROVAL OF THE BANK HANDLOWY W
WARSZAWIE S.A. SUPERVISORY BOARDS
REPORT ON ITS ACTIVITY FOR THE PERIOD
OF TIME FROM THE DATE OF THE BANKS
ORDINARY GENERAL MEETING IN 2016 TO
THE DATE OF THE BANKS ORDINARY GENERAL
M
11 TAKING RESOLUTIONS ON GRANTING OF FOR FOR Management
APPROVAL OF THE PERFORMANCE BY THE
MEMBERS OF THE BANKS SUPERVISORY BOARD
OF THEIR DUTIES IN 2016,
12 TAKING RESOLUTIONS ON DISTRIBUTION OF FOR FOR Management
THE NET PROFIT FOR YEAR 2016
13 TAKING RESOLUTIONS ON CHANGES IN THE FOR FOR Management
COMPOSITION OF THE SUPERVISORY BOARD
OF THE BANK HANDLOWY W WARSZAWIE S.A
14 TAKING RESOLUTIONS ON ADOPTION OF THE FOR FOR Management
POLICY FOR THE ASSESSMENT OF THE
SUPERVISORY BOARD MEMBERS IN BANK
HANDLOWY W WARSZAWIE S.A
15 TAKING RESOLUTIONS ON AMENDMENTS TO FOR FOR Management
THE REGULATION OF THE GENERAL MEETING
OF SHAREHOLDERS OF BANK HANDLOWY W
WARSZAWIE S.A
16 TAKING RESOLUTIONS ON ADOPTION OF THE FOR FOR Management
INFORMATION ON THE NUMBER OF
EMPLOYEES, COVERED BY THE INCREASE OF
THE RATIO OF VARIABLE TO FIXED
COMPONENTS OF REMUNERATION, WHOSE
PROFESSIONAL ACTIVITY HAS A MATERIAL
IMPACT ON THE RISK PROFILE OF THE
BANK, THEIR FU
17 TAKING RESOLUTIONS ON CHANGES IN THE FOR FOR Management
ARTICLES OF ASSOCIATION OF THE BANK
HANDLOWY W WARSZAWIE S.A
--------------------------------------------------------------------------------
BANK OF BARODA, VADODARA
Ticker: Security ID: Y0643L141
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
BALANCE SHEET OF THE BANK AS AT 31ST
MARCH 2017, PROFIT AND LOSS ACCOUNT
FOR THE YEAR ENDED 31ST MARCH, 2017,
THE REPORT OF THE BOARD OF DIRECTORS
ON THE WORKING AND ACTIVITIES OF THE
BANK FOR THE PERIOD COVERED BY THE AC
2 TO DECLARE DIVIDEND FOR THE FINANCIAL FOR FOR Management
YEAR 2016-17: DIVIDEND @ RS.1.20
(RUPEE ONE & PAISE TWENTY ONLY) PER
EQUITY SHARE (FACE VALUE OF RS.2/-
EACH FULLY PAID UP) FOR THE FINANCIAL
YEAR ENDED 31ST MARCH 2017
3 RESOLVED THAT SUBJECT TO FOR FOR Management
STATUTORY/REGULATORY APPROVALS AS PER
APPLICABLE LAWS/REGULATIONS, AUTHORITY
BE AND IS HEREBY GIVEN PURSUANT TO THE
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (THE ACT), THE
NATIONALIS
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: Security ID: Y0698A107
Meeting Date: NOV 18, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG XIQUAN TO BE APPOINTED AS
SHAREHOLDERS' REPRESENTATIVE
SUPERVISOR OF THE BANK
3 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. REN DEQI TO BE APPOINTED AS
EXECUTIVE DIRECTOR OF THE BANK
4 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. GAO YINGXIN TO BE APPOINTED AS
EXECUTIVE DIRECTOR OF THE BANK
5 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MS. ANGELA CHAO TO BE APPOINTED AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE BANK
6 TO CONSIDER AND APPROVE THE 2015 FOR FOR Management
REMUNERATION DISTRIBUTION PLAN FOR
CHAIRMAN OF THE BOARD OF DIRECTORS,
EXECUTIVE DIRECTORS, CHAIRMAN OF THE
BOARD OF SUPERVISORS AND SHAREHOLDERS'
REPRESENTATIVE SUPERVISORS
7 TO CONSIDER AND APPROVE THE FOR FOR Management
ESTABLISHMENT OF THE CHARITY
FOUNDATION OF BANK OF CHINA
8 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: Security ID: Y0698A107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS
4 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS
5 TO CONSIDER AND APPROVE THE 2016 FOR FOR Management
ANNUAL FINANCIAL REPORT
6 TO CONSIDER AND APPROVE THE 2016 FOR FOR Management
PROFIT DISTRIBUTION PLAN: RMB0.168 PER
SHARE (BEFORE TAX) FOR THE YEAR ENDED
31 DECEMBER 2016
7 TO CONSIDER AND APPROVE THE 2017 FOR FOR Management
ANNUAL BUDGET FOR FIXED ASSETS
INVESTMENT
8 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG HUA MING
AS THE BANK'S EXTERNAL AUDITOR FOR 2017
9 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. CHEN SIQING TO BE RE-APPOINTED
AS EXECUTIVE DIRECTOR OF THE BANK
10 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHANG XIANGDONG TO BE
RE-APPOINTED AS NON-EXECUTIVE DIRECTOR
OF THE BANK
11 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MS. XIAO LIHONG TO BE APPOINTED AS
NON-EXECUTIVE DIRECTOR OF THE BANK
12 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MS. WANG XIAOYA TO BE APPOINTED AS
NON-EXECUTIVE DIRECTOR OF THE BANK
13 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHAO JIE TO BE APPOINTED AS
NON-EXECUTIVE DIRECTOR OF THE BANK
14 TO CONSIDER AND APPROVE THE ISSUE OF FOR FOR Management
BONDS
15 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION:
ARTICLE 2, ARTICLE 6
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: Security ID: Y06988102
Meeting Date: OCT 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL IN RELATION TO
THE PLAN AND RELEVANT AUTHORIZATION OF
THE OVERSEAS LISTING OF BOCOM
INTERNATIONAL HOLDINGS COMPANY LIMITED
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL IN RELATION TO
THE COMPLIANCE OF THE OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS
COMPANY LIMITED WITH THE CIRCULAR ON
ISSUES IN RELATION TO REGULATING
OVERSEAS LISTING OF SUBSIDIARIES OF
DOMEST
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL IN RELATION TO
THE UNDERTAKING OF MAINTAINING
INDEPENDENT LISTING STATUS OF THE BANK
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL IN RELATION TO
THE DESCRIPTION OF THE SUSTAINABLE
PROFITABILITY AND PROSPECTS OF THE BANK
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL REGARDING THE
PROVISION OF ASSURED ENTITLEMENT TO H
SHARE SHAREHOLDERS OF THE BANK ONLY
FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS
COMPANY LIMITED
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: Security ID: Y06988102
Meeting Date: OCT 28, 2016 Meeting Type: Class Meeting
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROPOSAL REGARDING THE
PROVISION OF ASSURED ENTITLEMENT TO H
SHARE SHAREHOLDERS OF THE BANK ONLY
FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS
COMPANY LIMITED
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: Security ID: Y06988102
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE BOARD OF
DIRECTORS OF THE BANK FOR THE YEAR
ENDED 31 DECEMBER 2016
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE BANK FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE FINANCIAL REPORT OF THE
BANK FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROFIT DISTRIBUTION PLAN
OF THE BANK FOR THE YEAR ENDED 31
DECEMBER 2016
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS THE
INTERNATIONAL AUDITOR AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AS THE DOMESTIC AUDITOR OF THE BANK
FOR THE YEAR 2017 FOR THE PROVISION OF
AUDITING SERVICES AND O
7 TO CONSIDER AND, IF THOUGH FIT, TO FOR FOR Management
APPROVE THE FIXED ASSETS INVESTMENT
PLAN OF THE BANK FOR THE YEAR ENDING
31 DECEMBER 2017
8 TO CONSIDER AND, IF THOUGH FIT, TO FOR FOR Management
APPROVE THE REMUNERATION PLAN OF THE
DIRECTORS FOR THE YEAR ENDING 31
DECEMBER 2015
9 TO CONSIDER AND, IF THOUGH FIT, TO FOR FOR Management
APPROVE THE REMUNERATION PLAN OF THE
SUPERVISORS FOR THE YEAR ENDING 31
DECEMBER 2015
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF MR. SONG
GUOBIN AS NON-EXECUTIVE DIRECTOR OF
THE BANK
11 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF MR. RAYMOND
WOO CHIN WAN AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
12 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF MR. CAI
HONGPING AS INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE BANK
13 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF MR. WANG
XUEQING AS SHAREHOLDER REPRESENTATIVE
SUPERVISOR OF THE BANK
14 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF MR. HE
ZHAOBIN AS A NON-EXECUTIVE DIRECTOR OF
THE BANK
--------------------------------------------------------------------------------
BANK OF INDIA, MUMBAI
Ticker: Security ID: Y06949112
Meeting Date: JUL 14, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
AUDITED BALANCE SHEET AS AT 31ST MARCH
2016, PROFIT AND LOSS ACCOUNT OF THE
BANK FOR THE YEAR ENDED 31ST MARCH
2016, REPORT OF THE BOARD OF DIRECTORS
ON THE WORKING AND ACTIVITIES OF THE
BANK FOR THE PERIOD COVERED BY THE
--------------------------------------------------------------------------------
BANK OF INDIA, MUMBAI
Ticker: Security ID: Y06949112
Meeting Date: AUG 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND BANK OF
INDIA (SHARES AND MEETINGS)
REGULATIONS, 2007 AND SUBJECT TO THE
APPROVALS, CONSENTS, SANCTIONS, IF
ANY, OF RESERVE BANK OF
--------------------------------------------------------------------------------
BANK OF INDIA, MUMBAI
Ticker: Security ID: Y06949112
Meeting Date: MAR 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND BANK OF
INDIA (SHARES AND MEETINGS)
REGULATIONS, 2007 AND SUBJECT TO THE
APPROVALS, CONSENTS, SANCTIONS, IF
ANY, OF RESERVE BANK OF
--------------------------------------------------------------------------------
BANK OF INDIA, MUMBAI
Ticker: Security ID: Y06949112
Meeting Date: MAY 04, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ISSUE OF SHARES TO GOVERNMENT OF INDIA FOR FOR Management
(PROMOTERS) ON PREFERENTIAL BASIS
2 APPROVAL TO ISSUE FRESH CAPITAL AND FOR FOR Management
TIER-I / TIER-II BONDS
--------------------------------------------------------------------------------
BANK PEKAO S.A
Ticker: Security ID: X0R77T117
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
ORDINARY GENERAL MEETING OF BANK
POLSKA KASA OPIEKI SPOLKA AKCYJNA
4 CONCLUDING CORRECTNESS OF CONVENING FOR FOR Management
THE ORDINARY GENERAL MEETING OF BANK
POLSKA KASA OPIEKI SPOLKA AKCYJNA AND
ITS CAPACITY TO ADOPT BINDING
RESOLUTIONS
5 ELECTION OF THE VOTING COMMISSION FOR FOR Management
6 ADOPTION OF THE AGENDA OF THE ORDINARY FOR FOR Management
GENERAL MEETING OF BANK POLSKA KASA
OPIEKI SPOLKA AKCYJNA
7 CONSIDERATION OF THE MANAGEMENT FOR FOR Management
BOARD'S REPORT ON THE ACTIVITIES OF
BANK PEKAO S.A. FOR THE YEAR 2016
8 CONSIDERATION OF THE UNCONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS OF BANK PEKAO S.A.
FOR THE YEAR ENDED ON 31 DECEMBER 2016
9 CONSIDERATION OF THE MANAGEMENT FOR FOR Management
BOARD'S REPORT ON THE ACTIVITIES OF
BANK PEKAO S.A. GROUP FOR THE YEAR 2016
10 CONSIDERATION OF THE CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS OF BANK PEKAO S.A.
GROUP FOR THE YEAR ENDED ON 31
DECEMBER 2016
11 CONSIDERATION OF THE MOTION OF THE FOR FOR Management
MANAGEMENT BOARD OF THE BANK ON
DISTRIBUTION OF THE PROFIT OF BANK
POLSKA KASA OPIEKI SPOLKA AKCYJNA FOR
THE YEAR 2016
12 CONSIDERATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SPOLKA AKCYJNA ON ITS ACTIVITY
IN 2016 AND THE RESULTS OF THE
PERFORMED ASSESSMENT OF THE REPORTS ON
THE ACTIVITIES OF THE BANK POLSKA KASA
OPIEKI SPOLKA AKCYJNA AND OF BANK P
13 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE MANAGEMENT BOARD'S
REPORT ON THE ACTIVITIES OF BANK PEKAO
S.A. FOR THE YEAR 2016
14 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE UNCONSOLIDATED FINANCIAL
STATEMENTS OF BANK PEKAO S.A. FOR THE
YEAR ENDED ON 31 DECEMBER 2016
15 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE MANAGEMENT BOARD'S
REPORT ON THE ACTIVITIES OF PEKAO S.A.
GROUP FOR THE YEAR 2016
16 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE CONSOLIDATED FINANCIAL
STATEMENTS OF BANK PEKAO S.A. FOR THE
YEAR ENDED ON 31 DECEMBER 2016
17 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
DISTRIBUTION OF NET PROFIT OF BANK
POLSKA KASA OPIEKI SPOLKA AKCYJNA FOR
THE YEAR 2016
18 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE REPORT OF THE
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SPOLKA AKCYJNA ON ITS ACTIVITY
IN 2016
19 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE PERFORMANCE OF DUTIES BY
MEMBERS OF THE SUPERVISORY BOARD OF
BANK POLSKA KASA OPIEKI SPOLKA AKCYJNA
IN 2016
20 ADOPTION OF THE RESOLUTION ON: FOR FOR Management
APPROVING THE PERFORMANCE OF DUTIES BY
MEMBERS OF THE MANAGEMENT BOARD OF
BANK POLSKA KASA OPIEKI SPOLKA AKCYJNA
IN 2016
21 PERFORM ASSESSMENT OF THE REMUNERATION FOR FOR Management
POLICY OF BANK POLSKA KASA OPIEKI
SPOLKA AKCYJNA IN THE YEAR 2016 BASED
ON THE REPORT PRESENTED BY THE
SUPERVISORY BOARD ON ASSESSMENT OF THE
REMUNERATION POLICY OF BANK POLSKA
KASA OPIEKI SPOLKA AKCYJNA AND ADOPTION
22 PRESENTATION BY THE SUPERVISORY BOARD FOR FOR Management
OF THE REPORT FROM THE ASSESSMENT OF
THE APPLICATION BY BANK POLSKA KASA
OPIEKI SPOLKA AKCYJNA OF THE
PRINCIPLES OF CORPORATE GOVERNANCE FOR
SUPERVISED INSTITUTIONS IN THE YEAR
2016
23 CONSIDERATION OF THE MOTION AND FOR FOR Management
ADOPTION OF THE RESOLUTION ON AMENDING
THE STATUTE OF BANK POLSKA KASA OPIEKI
SPOLKA AKCYJNA
24 CONSIDERATION OF THE MOTION AND FOR FOR Management
ADOPTION OF THE RESOLUTION ON
ESTABLISHING THE UNIFORM TEXT OF THE
STATUTE OF BANK POLSKA KASA OPIEKI
SPOLKA AKCYJNA
--------------------------------------------------------------------------------
BANK PEKAO S.A
Ticker: Security ID: X0R77T117
Meeting Date: JUN 08, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING OF BANK
POLSKA KASA OPIEKI SA
5 CONCLUDING CORRECTNESS OF CONVENING FOR FOR Management
THE EXTRAORDINARY GENERAL MEETING OF
BANK POLSKA KASA OPIEKI SA AND ITS
CAPACITY TO ADOPT BINDING RESOLUTIONS
6 ELECTION OF THE VOTING COMMISSION FOR FOR Management
7 ADOPTION OF THE AGENDA OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING OF BANK
POLSKA KASA OPIEKI SA
8 ADOPTION OF THE RESOLUTION ON AMENDING FOR FOR Management
THE STATUTE OF BANK POLSKA KASA OPIEKI
SA
9 ADOPTION OF THE RESOLUTION ON FOR FOR Management
ESTABLISHING THE UNIFORM TEXT OF THE
STATUTE OF BANK POLSKA KASA OPIEKI SA
10 CHANGING IN THE COMPOSITION OF THE FOR FOR Management
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SA, TAKING INTO CONSIDERATION
THE ASSESSMENT OF SUITABILITY
REQUIREMENTS
11 ADOPTION OF THE RESOLUTION ON COVERING FOR FOR Management
THE COSTS OF CONVENING AND HOLDING THE
EXTRAORDINARY GENERAL MEETING OF BANK
POLSKA KASA OPIEKI SA
--------------------------------------------------------------------------------
BANPU PUBLIC CO LTD
Ticker: Security ID: Y0697Z186
Meeting Date: APR 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ACKNOWLEDGE THE MINUTES OF THE FOR FOR Management
ANNUAL GENERAL MEETING OF SHAREHOLDERS
FOR THE YEAR 2016
4 TO ACKNOWLEDGE THE PERFORMANCE OF THE FOR FOR Management
COMPANY FOR THE YEAR 2016 AND ADOPT
THE DIRECTORS' REPORT FOR THE
PERFORMANCE OF THE COMPANY FOR THE
YEAR ENDED ON DECEMBER 31, 2016
5 TO APPROVE THE AUDITED STATEMENTS OF FOR FOR Management
FINANCIAL POSITION AND THE STATEMENT
OF INCOME FOR THE YEAR ENDED ON
DECEMBER 31, 2016
6 TO APPROVE THE DISTRIBUTION OF ANNUAL FOR FOR Management
PROFITS AND ANNUAL DIVIDEND PAYMENT
7 TO CONSIDER THE APPOINTMENT DIRECTOR, FOR FOR Management
IN PLACE OF THOSE RETIRING BY
ROTATION: MR. RUTT PHANIJPHAND
8 TO CONSIDER THE APPOINTMENT DIRECTOR, FOR FOR Management
IN PLACE OF THOSE RETIRING BY
ROTATION: MR. SUTHAD SETBOONSARNG
9 TO CONSIDER THE APPOINTMENT DIRECTOR, FOR FOR Management
IN PLACE OF THOSE RETIRING BY
ROTATION: MR. ANON SIRISAENGTAKSIN
10 TO CONSIDER THE APPOINTMENT DIRECTOR, FOR FOR Management
IN PLACE OF THOSE RETIRING BY
ROTATION: MR. METEE AUAPINYAKUL
11 TO CONSIDER THE DIRECTORS' FOR FOR Management
REMUNERATIONS
12 TO APPOINT THE COMPANY'S AUDITOR AND FOR FOR Management
FIX HIS/HER REMUNERATION
13 TO APPROVE THE AMENDMENT OF ARTICLES FOR FOR Management
OF ASSOCIATION OF THE COMPANY RELATING
TO BOARD OF DIRECTOR MEETING
TELECONFERENCE THROUGH ELECTRONIC
DEVICES
14 TO CONSIDER THE ISSUANCE AND SALE OF FOR FOR Management
DEBENTURES IN THE AGGREGATE PRINCIPAL
AMOUNT NOT EXCEEDING BAHT 20,000
MILLION
15 TO CONSIDER AND APPROVE THE INCREASE FOR FOR Management
OF THE COMPANY'S REGISTERED CAPITAL OF
FROM BAHT 5,163,757,100 TO BAHT
5,165,257,100 BY ISSUING 1,500,000 NEW
SHARES AT BAHT 1 PAR VALUE PER SHARE
AS WELL AS THE AMENDMENT TO ARTICLE 4
OF THE COMPANY'S MEMORANDUM OF AS
16 TO CONSIDER AND APPROVE THE ALLOCATION FOR FOR Management
DISTRIBUTION OF THE COMPANY'S NEWLY
ISSUED 1,500,000 NEW SHARES AT BAHT 1
PAR VALUE PER SHARE TO BE RESERVED FOR
THE ADJUSTMENT OF EXERCISE RATIO OF
BANPU-W3
17 OTHER BUSINESSES (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
BARCLAYS AFRICA GROUP LIMITED, JOHANNESBURG
Ticker: Security ID: S0850R101
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER THE COMPANY'S ANNUAL FOR FOR Management
FINANCIAL STATEMENTS
2 TO RE-APPOINT THE COMPANY'S EXTERNAL FOR FOR Management
AUDITORS UNTIL NEXT AGM IN 2018: ERNST
& YOUNG INC. (WITH ERNEST VAN ROOYEN
AS DESIGNATED AUDITOR)
3 TO RE-APPOINT THE COMPANY'S EXTERNAL FOR FOR Management
AUDITORS UNTIL NEXT AGM IN 2018: KPMG
INC. (WITH PIERRE FOURIE AS DESIGNATED
AUDITOR)
4 RE-ELECTION OF RETIRING DIRECTOR: ALEX FOR FOR Management
DARKO
5 RE-ELECTION OF RETIRING DIRECTOR: FOR FOR Management
ASHOK VASWANI
6 RE-ELECTION OF RETIRING DIRECTOR: FOR FOR Management
FRANCIS OKOMO-OKELLO
7 RE-ELECTION OF RETIRING DIRECTOR: FOR FOR Management
PETER MATLARE
8 RE-ELECTION OF RETIRING DIRECTOR: FOR FOR Management
TREVOR MUNDAY
9 RE-ELECTION OF RETIRING DIRECTOR: FOR FOR Management
YOLANDA CUBA
10 TO CONFIRM THE APPOINTMENT OF NEW FOR FOR Management
DIRECTOR APPOINTED AFTER THE LAST AGM:
DHANASAGREE (DAISY) NAIDOO EFFECTIVE
17 MAY 2016
11 TO CONFIRM THE APPOINTMENT OF NEW FOR FOR Management
DIRECTOR APPOINTED AFTER THE LAST AGM:
JASON QUINN EFFECTIVE 01 SEPTEMBER 2016
12 TO CONFIRM THE APPOINTMENT OF NEW FOR FOR Management
DIRECTOR APPOINTED AFTER THE LAST AGM:
RENE VAN WYK EFFECTIVE 01 FEBRUARY 2017
13 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER: ALEX
DARKO
14 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER: COLIN
BEGGS
15 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER:
MOHAMED HUSAIN
16 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER: PAUL
O'FLAHERTY
17 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER:
DHANASAGREE (DAISY) NAIDOO
18 TO RE-ELECT AND ELECT THE GROUP AUDIT FOR FOR Management
AND COMPLIANCE COMMITTEE MEMBER: RENE
VAN WYK
19 RESOLUTION REGARDING THE PLACING OF FOR FOR Management
UNISSUED SHARES UNDER THE CONTROL OF
THE DIRECTORS
20 NON-BINDING ADVISORY VOTE ON THE FOR FOR Management
COMPANY'S REMUNERATION POLICY
21 SPECIAL RESOLUTION TO SANCTION THE FOR FOR Management
PROPOSED REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS, PAYABLE FROM
1 MAY 2017
22 SPECIAL RESOLUTION REGARDING THE FOR FOR Management
AUTHORITY FOR A GENERAL REPURCHASE OF
ORDINARY SHARES OF THE COMPANY
23 SPECIAL RESOLUTION REGARDING FINANCIAL FOR FOR Management
ASSISTANCE - SECTION 45 OF THE
COMPANIES ACT
--------------------------------------------------------------------------------
BARLOWORLD LTD, SANDTON
Ticker: Security ID: S08470189
Meeting Date: FEB 08, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE SOCIAL, ETHICS
AND TRANSFORMATION COMMITTEE (RESIDENT)
17 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE RISK AND
SUSTAINABILITY COMMITTEE (RESIDENT)
18 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE GENERAL
PURPOSES COMMITTEE (RESIDENT)
19 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE NOMINATION
COMMITTEE (RESIDENT)
20 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - RESIDENT MEMBERS OF EACH OF THE
BOARD COMMITTEES OTHER THAN AUDIT
COMMITTEE
21 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - NON-RESIDENT MEMBERS OF EACH OF
THE BOARD COMMITTEES
22 APPROVAL OF LOANS OR OTHER FINANCIAL FOR FOR Management
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES OR CORPORATIONS
23 GENERAL AUTHORITY TO ACQUIRE THE FOR FOR Management
COMPANY'S OWN SHARES
1 ACCEPTANCE OF FINANCIAL STATEMENTS FOR FOR Management
2 RE-ELECTION OF ADV DB NTSEBEZA SC FOR FOR Management
3 RE-ELECTION OF MR SS NTSALUBA AS A FOR FOR Management
MEMBER AND CHAIR OF THE AUDIT COMMITTEE
4 RE-ELECTION OF MS B NGONYAMA AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
5 RE-ELECTION OF MS FNO EDOZIEN AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
6 APPOINTMENT OF EXTERNAL AUDITOR: FOR FOR Management
DELOITTE AND TOUCHE AS AUDITORS OF THE
COMPANY WITH BONGISIPHO NYEMBE AS THE
INDIVIDUAL REGISTERED AUDITOR
7 NON-BINDING ADVISORY VOTE ON FOR FOR Management
REMUNERATION POLICY
8 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE BOARD
9 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - RESIDENT NON-EXECUTIVE DIRECTORS
10 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - NON-RESIDENT NON-EXECUTIVE
DIRECTORS
11 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE AUDIT COMMITTEE
(RESIDENT)
12 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - RESIDENT MEMBERS OF THE AUDIT
COMMITTEE
13 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - NON-RESIDENT MEMBERS OF THE
AUDIT COMMITTEE
14 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE REMUNERATION
COMMITTEE (NON-RESIDENT)
15 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
FEES - CHAIRMAN OF THE REMUNERATION
COMMITTEE (RESIDENT)
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
Ticker: Security ID: Y07717104
Meeting Date: AUG 25, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. HAN ZHILIANG AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
Ticker: Security ID: Y07717104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
APPROPRIATION PROPOSAL FOR THE YEAR
ENDED 31 DECEMBER 2016: DIVIDEND RMB0.
1018 PER SHARE
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF PRICEWATERHOUSE
COOPERS ZHONG TIAN LLP AND
PRICEWATERHOUSE COOPERS, AS THE
COMPANY'S PRC AND INTERNATIONAL
AUDITORS, RESPECTIVELY, FOR THE YEAR
ENDING 31 DECEMBER 2017 AND THE
GRANTING OF THE AUTHORISATION TO
8 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
9 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
10 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HER RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
11 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
12 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
13 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
14 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
15 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
16 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
17 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
18 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE BOARD, THE GRANTING OF
THE AUTHORIZATION TO THE BOARD TO
DETERMINE HIS RESPECTIVE REMUNERATION
AND THE GRANTING OF THE AUTHORISATION
TO THE BOARD TO ARRANGE FOR SER
19 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE SUPERVISORY COMMITTEE,
THE GRANTING OF THE AUTHORIZATION TO
THE BOARD TO DETERMINE HIS RESPECTIVE
REMUNERATION AND THE GRANTING OF THE
AUTHORISATION TO THE BOARD TO
20 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE SUPERVISORY COMMITTEE,
THE GRANTING OF THE AUTHORIZATION TO
THE BOARD TO DETERMINE HIS RESPECTIVE
REMUNERATION AND THE GRANTING OF THE
AUTHORISATION TO THE BOARD TO
21 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF THE FOLLOWING MEMBER OF THE SEVENTH
SESSION OF THE SUPERVISORY COMMITTEE,
THE GRANTING OF THE AUTHORIZATION TO
THE BOARD TO DETERMINE HIS RESPECTIVE
REMUNERATION AND THE GRANTING OF THE
AUTHORISATION TO THE BOARD TO
--------------------------------------------------------------------------------
BEIJING CAPITAL LAND LTD.
Ticker: Security ID: Y0771C103
Meeting Date: JUN 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ELECT AND APPOINT OF MR. LI XIAOBIN FOR FOR Management
AS AN EXECUTIVE DIRECTOR OF THE
COMPANY WHICH IS TO TAKE EFFECT FROM
THE DATE OF EGM TO THE EXPIRY OF THE
FIFTH SESSION OF THE BOARD BEING 4
DECEMBER 2017, BE AND IS HEREBY
APPROVED
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: Security ID: G09702104
Meeting Date: JUL 26, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
REPORTS OF THE DIRECTORS AND AUDITOR
OF THE COMPANY FOR THE YEAR ENDED 29
FEBRUARY 2016
4 TO DECLARE FINAL DIVIDEND FOR THE YEAR FOR FOR Management
ENDED 29 FEBRUARY 2016
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS THE COMPANY' S AUDITOR AND TO
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THE AUDITOR' S
REMUNERATION
6 TO RE-ELECT MR. TANG KING LOY AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. HO KWOK WAH, GEORGE AS FOR FOR Management
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
OF THE COMPANY
8 TO RE-ELECT MR. CHAN YU LING, ABRAHAM FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
9 TO RE-ELECT DR. XUE QIUZHI AS AN FOR FOR Management
INDEPENDENT NON-EXECTIVE DIRECTOR OF
THE COMPANY
10 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE DIRECTORS'
REMUNERATION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING THIS RESOLUTION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES NOT EXCEEDING 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE
DATE OF PASSING THIS RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES IN THE SHARE CAPITAL OF THE
COMPANY BY AN AMOUNT NOT EXCEEDING THE
AMOUNT OF THE SHARES REPURCHASED BY
THE COMPANY
--------------------------------------------------------------------------------
BHARAT HEAVY ELECTRICALS LTD
Ticker: Security ID: Y0882L133
Meeting Date: SEP 22, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF FINANCIAL STATEMENTS OF FOR FOR Management
THE COMPANY FOR THE YEAR ENDED 31ST
MARCH, 2016 TOGETHER WITH THE
DIRECTORS' REPORT AND AUDITORS' REPORT
THEREON
2 DECLARATION OF DIVIDEND FOR THE FOR FOR Management
FINANCIAL YEAR 2015-16: THE BOARD OF
DIRECTORS HAS RECOMMENDED A FINAL
DIVIDEND OF 20% ON THE PAID-UP EQUITY
SHARE CAPITAL (INR 0.40 PER SHARE) OF
THE COMPANY FOR THE YEAR 2015-16
3 RE-APPOINTMENT OF SHRI D. FOR FOR Management
BANDYOPADHYAY (DIN: 07221633) WHO
RETIRES BY ROTATION
4 RE-APPOINTMENT OF SHRI AMITABH MATHUR FOR FOR Management
(DIN: 07275427) WHO RETIRES BY ROTATION
5 AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE AUDITORS
FOR THE YEAR 2016-17
6 RATIFICATION OF REMUNERATION OF COST FOR FOR Management
AUDITORS FOR FINANCIAL YEAR 2016-17
7 APPOINTMENT OF SHRI SUBRATA BISWAS FOR FOR Management
(DIN: 07297184) AS DIRECTOR
8 APPOINTMENT OF SHRI RAJESH KISHORE FOR FOR Management
(DIN: 02425323) AS DIRECTOR
9 APPOINTMENT OF SHRI KESHAV N. DESIRAJU FOR FOR Management
(DIN: 07372233) AS DIRECTOR
10 APPOINTMENT OF SHRI R. SWAMINATHAN FOR FOR Management
(DIN: 01811819) AS DIRECTOR
11 APPOINTMENT OF SHRI T. CHOCKALINGAM FOR FOR Management
(DIN: 07428614) AS DIRECTOR
12 APPOINTMENT OF DR. SUBHASH CHANDRA FOR FOR Management
PANDEY (DIN: 01613073) AS DIRECTOR
13 APPOINTMENT OF SHRI AKHIL JOSHI (DIN: FOR FOR Management
06604954) AS DIRECTOR
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: Security ID: Y0882Z116
Meeting Date: JUL 05, 2016 Meeting Type: Other Meeting
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUE OF BONUS SHARES BY WAY OF FOR FOR Management
CAPITALISATION OF RESERVES
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: Security ID: Y0882Z116
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT A) THE FOR FOR Management
AUDITED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2016 (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED 31ST MARCH, 2016; AND THE
REPORTS O
2 TO CONFIRM THE PAYMENTS OF INTERIM FOR FOR Management
DIVIDENDS ON EQUITY SHARES AND TO
DECLARE FINAL DIVIDEND ON EQUITY
SHARES FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2016
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
SHRIKANT PRAKASH GATHOO, DIRECTOR, WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE JOINT STATUTORY AUDITORS OF THE
COMPANY FOR THE FINANCIAL YEAR 2016-17
5 APPROVAL OF PRIVATE PLACEMENT OF FOR FOR Management
NON-CONVERTIBLE BONDS/DEBENTURES
AND/OR DEBT SECURITIES
6 APPROVAL OF MATERIAL RELATED PARTY FOR FOR Management
TRANSACTIONS
7 APPOINTMENT OF SHRI RAJESH KUMAR FOR FOR Management
MANGAL AS AN INDEPENDENT DIRECTOR
8 APPOINTMENT OF SHRI DEEPAK BHOJWANI AS FOR FOR Management
AN INDEPENDENT DIRECTOR
9 APPOINTMENT OF SHRI GOPAL CHANDRA FOR FOR Management
NANDA AS AN INDEPENDENT DIRECTOR
10 APPOINTMENT OF SHRI ANANT KUMAR SINGH FOR FOR Management
AS GOVERNMENT NOMINEE DIRECTOR
11 APPOINTMENT OF SHRI RAMESH SRINIVASAN FOR FOR Management
AS DIRECTOR (MARKETING)
12 APPOINTMENT OF SHRI RAMAMOORTHY FOR FOR Management
RAMACHANDRAN AS DIRECTOR (REFINERIES)
13 APPROVAL OF REMUNERATION OF THE COST FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR 2016-17
--------------------------------------------------------------------------------
BHARTI AIRTEL LTD, NEW DELHI
Ticker: Security ID: Y0885K108
Meeting Date: AUG 19, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2016
3 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES : "RESOLVED THAT A FINAL
DIVIDEND OF INR 1.36 PER EQUITY SHARE
OF INR 5/- EACH FOR THE FINANCIAL YEAR
2015-16, AS RECOMMENDED BY THE BOARD,
BE AND IS HEREBY APPROVED AND DECLARED"
4 RE-APPOINTMENT OF MS. CHUA SOCK KOONG FOR FOR Management
AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION
5 RATIFICATION OF APPOINTMENT OF M/S. S. FOR FOR Management
R. BATLIBOI & ASSOCIATES LLP,
CHARTERED ACCOUNTANTS, GURGAON, AS THE
STATUTORY AUDITORS OF THE COMPANY AND
TO FIX ITS REMUNERATION
6 APPOINTMENT OF MR. RAKESH BHARTI FOR FOR Management
MITTAL AS A DIRECTOR LIABLE TO RETIRE
BY ROTATION
7 ADOPTION OF NEW SET OF THE ARTICLES OF FOR FOR Management
ASSOCIATION OF THE COMPANY
8 ALTERATION IN THE MEMORANDUM OF FOR FOR Management
ASSOCIATION OF THE COMPANY
9 RE-APPOINTMENT OF MR. SUNIL BHARTI FOR FOR Management
MITTAL AS THE CHAIRMAN OF THE COMPANY
10 REVISION IN REMUNERATION OF MR. GOPAL FOR FOR Management
VITTAL, MANAGING DIRECTOR AND CEO
(INDIA AND SOUTH ASIA)
11 RATIFICATION OF REMUNERATION TO BE FOR FOR Management
PAID TO M/S. R. J. GOEL & CO., COST
ACCOUNTANTS, COST AUDITOR OF THE
COMPANY
--------------------------------------------------------------------------------
BHARTI AIRTEL LTD, NEW DELHI
Ticker: Security ID: Y0885K108
Meeting Date: MAR 14, 2017 Meeting Type: Other Meeting
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUE OF UNSECURED / SECURED FOR FOR Management
REDEEMABLE NON-CONVERTIBLE DEBENTURES
/ BONDS BY WAY OF PRIVATE PLACEMENT
3 TRANSFER OF THE COMPANY'S INVESTMENT FOR FOR Management
IN ITS WHOLLY-OWNED SUBSIDIARY, BHARTI
AIRTEL INTERNATIONAL (MAURITIUS)
LIMITED ("BAIM"), MAURITIUS TO NETWORK
I2I LIMITED, MAURITIUS, ANOTHER
WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------
BID CORPORATION LIMITED, JOHANNESBURG
Ticker: Security ID: S11881109
Meeting Date: NOV 11, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO REAPPOINT EXTERNAL AUDITORS: KPMG FOR FOR Management
AS AUDITORS OF THE COMPANY WITH
MOHAMMED HASSAN AS THE INDIVIDUAL
REGISTERED AUDITOR
2 DIRECTORS APPOINTED DURING THE YEAR BL FOR FOR Management
BERSON
3 DIRECTORS APPOINTED DURING THE YEAR PC FOR FOR Management
BALOYI
4 DIRECTORS APPOINTED DURING THE YEAR FOR FOR Management
DDB BAND
5 DIRECTORS APPOINTED DURING THE YEAR NG FOR FOR Management
PAYNE
6 DIRECTORS APPOINTED DURING THE YEAR H FOR FOR Management
WISEMAN
7 DIRECTORS APPOINTED DURING THE YEAR DD FOR FOR Management
MOKGATLE
8 DIRECTORS RETIRING BY ROTATION, FOR FOR Management
AVAILABLE FOR REELECTION DE CLEASBY
9 DIRECTORS RETIRING BY ROTATION, FOR FOR Management
AVAILABLE FOR REELECTION B JOFFE
10 ELECTION OF AUDIT AND RISK COMMITTEE FOR FOR Management
MEMBERS PC BALOYI
11 ELECTION OF AUDIT AND RISK COMMITTEE FOR FOR Management
MEMBERS NG PAYNE
12 ELECTION OF AUDIT AND RISK COMMITTEE FOR FOR Management
MEMBERS H WISEMAN
13 ENDORSEMENT OF REMUNERATION POLICY ON FOR FOR Management
BASE PACKAGE AND BENEFITS
14 ENDORSEMENT OF REMUNERATION POLICY ON FOR FOR Management
SHORT-TERM INCENTIVES
15 ENDORSEMENT OF REMUNERATION POLICY ON FOR FOR Management
LONG-TERM INCENTIVES
16 GENERAL AUTHORITY TO DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE AUTHORISED BUT
UNISSUED ORDINARY SHARES
17 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
18 PRO RATA REDUCTION OF STATED CAPITAL FOR FOR Management
IN LIEU OF DIVIDEND
19 CREATION AND ISSUE OF CONVERTIBLE FOR FOR Management
DEBENTURES
20 DIRECTORS AUTHORITY TO IMPLEMENT FOR FOR Management
SPECIAL AND ORDINARY RESOLUTIONS
21 GENERAL AUTHORITY TO ACQUIRE FOR FOR Management
REPURCHASE SHARES
22 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
REMUNERATION 2016 2017
--------------------------------------------------------------------------------
BIDVEST GROUP LTD, JOHANNESBURG
Ticker: Security ID: S1201R162
Meeting Date: NOV 28, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-APPOINT THE EXTERNAL AUDITORS: FOR FOR Management
RESOLVED THAT THE RE-APPOINTMENT OF
DELOITTE & TOUCHE, AS NOMINATED BY THE
GROUP'S AUDIT COMMITTEE, AS THE
INDEPENDENT EXTERNAL AUDITOR OF THE
GROUP. IT IS NOTED THAT MR MARK HOLME
IS THE INDIVIDUAL REGISTERED AUDITOR
2 RE-ELECTION OF DIRECTOR, APPOINTED FOR FOR Management
DURING THE YEAR - HP MEIJER
3 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION AND AVAILABLE FOR RE-ELECTION
- B JOFFE
4 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION AND AVAILABLE FOR RE-ELECTION
- AW DAWE
5 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION AND AVAILABLE FOR RE-ELECTION
- NT MADISA
6 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION AND AVAILABLE FOR RE-ELECTION
- S MASINGA
7 ELECTION OF AUDIT COMMITTEE MEMBER. EK FOR FOR Management
DIACK
8 ELECTION OF AUDIT COMMITTEE MEMBER. S FOR FOR Management
MASINGA
9 ELECTION OF AUDIT COMMITTEE MEMBER. NG FOR FOR Management
PAYNE
10 ENDORSEMENT OF BIDVEST REMUNERATION FOR FOR Management
POLICY - NON-BINDING ADVISORY NOTE.
PART 1 - SECTION 1 POLICY ON BASE
PACKAGE AND BENEFITS
11 ENDORSEMENT OF BIDVEST REMUNERATION FOR FOR Management
POLICY - NON-BINDING ADVISORY NOTE.
PART 1 - SECTION 2 POLICY ON
SHORT-TERM INCENTIVES
12 ENDORSEMENT OF BIDVEST REMUNERATION FOR FOR Management
POLICY - NON-BINDING ADVISORY NOTE.
PART 1 - SECTION 3 POLICY ON LONG-TERM
INCENTIVES
13 GENERAL AUTHORITY TO DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE AUTHORISED BUT
UNISSUED ORDINARY SHARES
14 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
15 PAYMENT OF DIVIDEND BY WAY OF PRO RATA FOR FOR Management
REDUCTION OF SHARE PREMIUM
16 CREATION AND ISSUE OF CONVERTIBLE FOR FOR Management
DEBENTURES
17 DIRECTORS AUTHORITY TO IMPLEMENT FOR FOR Management
SPECIAL AND ORDINARY RESOLUTIONS
18 GENERAL AUTHORITY TO ACQUIRE FOR FOR Management
(REPURCHASE) SHARES
19 APPROVAL OF NON-EXECUTIVE DIRECTORS FOR FOR Management
REMUNERATION - 2016 TO 2017
20 GENERAL AUTHORITY TO PROVIDE DIRECT OR FOR FOR Management
INDIRECT FINANCIAL ASSISTANCE TO ALL
RELATED AND INTER-RELATED ENTITIES
--------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
Ticker: Security ID: P1R0U2138
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 TO APPROVE THE ADMINISTRATORS ACCOUNTS FOR FOR Management
AND THE FINANCIAL STATEMENTS OF THE
COMPANY REGARDING THE FISCAL YEAR
ENDING ON DECEMBER 31, 2016
6 TO APPROVE THE DISTRIBUTION OF NET FOR FOR Management
PROFITS FROM THE 2016 FISCAL YEAR
7 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS
9 TO ELECT OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS. NAMES APPOINTED BY THE
COMPANY ADMINISTRATION. NOTE.MEMBER.
ANTONIO CARLOS QUINTELLA, DENISE PAULI
PAVARINA, EDGAR DA SILVA RAMOS,
EDUARDO MAZZILLI DE VASSIMON, FLORIAN
BARTUNEK, GUILHERME AFFONSO FERREIR
--------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
Ticker: Security ID: P1R0U2138
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RESOLVE IN REGARD TO CHANGES TO THE FOR FOR Management
STOCK OPTION PLAN OF THE COMPANY, IN
ACCORDANCE WITH THE TERMS OF THE
PROPOSAL FROM MANAGEMENT
3 TO RESOLVE IN REGARD TO THE CHANGE OF FOR FOR Management
THE CORPORATE NAME OF THE COMPANY TO
B3 S.A., BRASIL, BOLSA, BALCAO
4 TO RESOLVE IN REGARD TO THE FOLLOWING FOR FOR Management
AMENDMENTS TO THE CORPORATE BYLAWS OF
BM AND FBOVESPA, IN ACCORDANCE WITH
THE PROPOSAL FROM MANAGEMENT, IN THE
EVENT THAT THE RESOLUTION THAT IS
PROVIDED FOR IN ITEM 2 ABOVE IS
APPROVED, TO REFLECT THE NEW CORPORATE
N
5 TO BROADEN THE CORPORATE PURPOSE OF BM FOR FOR Management
AND FBOVESPA IN ORDER TO INCLUDE
ACTIVITIES THAT ARE PROVIDED FOR IN
THE CORPORATE PURPOSE OF CETIP S.A.,
MERCADOS ORGANIZADOS, FROM HERE
ONWARDS REFERRED TO AS CETIP, DUE TO
THE TRANSACTION FOR THE COMBINATION OF
TH
6 TO REFLECT, BY MEANS OF THE AMENDMENT FOR FOR Management
OF ARTICLE 5, THE INCREASE IN THE
SHARE CAPITAL DUE TO THE MERGER OF
COMPANHIA SAO JOSE HOLDING THAT WAS
APPROVED AT THE EXTRAORDINARY GENERAL
MEETING THAT WAS HELD ON MAY 20, 2016,
IN ORDER TO MAKE THE TRANSACTION VI
7 TO DEFINE A NEW STRUCTURE FOR THE FOR FOR Management
EXECUTIVE COMMITTEE OF THE COMPANY, BY
MEANS OF D.1. THE ADJUSTMENT OF THE
WORDING OF PARAGRAPH 7 IN ARTICLE 12,
THE MAIN PART AND PARAGRAPHS 1 AND 2
OF ARTICLE 17, THE SOLE PARAGRAPH OF
ARTICLE 20, PARAGRAPH 2 OF ARTICLE
8 TO REBALANCE THE DUTIES OF THE FOR FOR Management
ADMINISTRATIVE BODIES OF THE COMPANY,
BY MEANS OF E.1. THE ADJUSTMENT OF THE
WORDING OF LINES H, L, M AND O OF
ARTICLE 29, LINE A AND PARAGRAPH 1 OF
ARTICLE 30, LINES B AND THE NEW LINE F
OF ARTICLE 35, THE FORMER LINES E, F
9 TO REPLICATE, IN THE NEW PARAGRAPH 2 FOR FOR Management
OF ARTICLE 29, THE RULE FROM THE
INTERNAL RULES OF THE BOARD OF
DIRECTORS THAT ANY ELECTION OF A
MEMBER OR CHANGE IN THE COMPOSITION OF
THE PRODUCTS AND PRICING COMMITTEE
REQUIRES THE FAVORABLE VOTE OF 90
PERCENT OF TH
10 TO ADAPT THE CORPORATE BYLAWS TO THE FOR FOR Management
TERMS OF THE CONCENTRATION CONTROL
AGREEMENT THAT WAS APPROVED BY THE
ECONOMIC DEFENSE ADMINISTRATIVE
COUNSEL, FROM HERE ONWARDS REFERRED TO
AS CADE, IN RELATION TO THE
TRANSACTION, BY MEANS OF THE AMENDMENT
OF THE NEW
11 TO CREATE THE SERVICES MANAGEMENT FOR FOR Management
COMMITTEES FOR THE CLEARINGHOUSES THAT
ARE CURRENTLY PROVIDED FOR IN THE
CORPORATE BYLAWS OF CETIP, BY MEANS OF
THE INCLUSION OF A LINE G IN ARTICLE
45 AND OF NEW ARTICLES 54 THROUGH 56
AND THE RESPECTIVE PARAGRAPHS AND T
12 TO CLARIFY THE LIMIT OF THE FOR FOR Management
INDEMNIFICATION BY THE COMPANY BY
MEANS OF ADJUSTMENTS TO THE WORDING OF
THE NEW ARTICLE 83
13 TO INCREASE, FROM 13 TO 14, THE FOR FOR Management
MAXIMUM NUMBER OF MEMBERS OF THE BOARD
OF DIRECTORS THAT IS TO BE EFFECTIVE
FOR A PERIOD OF TWO YEARS, BY MEANS OF
THE AMENDMENT OF THE NEW ARTICLE 87
14 TO MAKE ADJUSTMENTS TO THE WORDING IN FOR FOR Management
LINES D AND E OF THE SOLE PARAGRAPH OF
ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8,
THE MAIN PART OF ARTICLE 10, PARAGRAPH
4 OF ARTICLE 12, THE MAIN PART AND THE
SOLE PARAGRAPH OF ARTICLE 21, THE MAIN
PART OF ARTICLE 22, PARA
15 FOR THE PURPOSES OF RENUMBERING AND FOR FOR Management
ADJUSTMENTS OR INCLUSIONS OF CROSS
REFERENCES, TO AMEND, ON THE BASIS OF
THE OLD NUMBERING, LINES VII AND VIII
OF ARTICLE 3, THE MAIN PART OF ARTICLE
7, PARAGRAPH 1 AND THE MAIN PART OF
ARTICLE 15, THE MAIN PART OF ARTI
16 TO RESTATE THE BYLAWS AMENDMENTS THAT FOR FOR Management
ARE APPROVED AT THIS GENERAL MEETING
17 TO RATIFY THE PAYMENTS THAT WERE MADE FOR FOR Management
TO THE MANAGEMENT DURING THE 2016
FISCAL YEAR, IN THE AMOUNT OF BRL
1,360,218.02, WHICH REPRESENTS AN
INCREASE OF APPROXIMATELY 2.76 PERCENT
IN RELATION TO THE AGGREGATE AMOUNT
THAT WAS APPROVED AT THE ANNUAL GENERAL
18 TO SET THE TOTAL ANNUAL REMUNERATION FOR FOR Management
FOR THE DIRECTORS AND FOR THE BOARD OF
DIRECTOR OF THE COMPANY FOR THE 2017
FISCAL YEAR
--------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
Ticker: Security ID: P1R0U2138
Meeting Date: MAY 10, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE CHANGE OF FOR FOR Management
THE CORPORATE NAME OF THE COMPANY TO
B3 S.A., BRASIL, BOLSA, BALCAO
4 TO RESOLVE IN REGARD TO THE FOLLOWING FOR FOR Management
AMENDMENTS TO THE CORPORATE BYLAWS OF
BM AND FBOVESPA, IN ACCORDANCE WITH
THE PROPOSAL FROM MANAGEMENT, IN THE
EVENT THAT THE RESOLUTION THAT IS
PROVIDED FOR IN ITEM 1 ABOVE IS
APPROVED, TO REFLECT THE NEW CORPORATE
N
5 TO BROADEN THE CORPORATE PURPOSE OF BM FOR FOR Management
AND FBOVESPA IN ORDER TO INCLUDE
ACTIVITIES THAT ARE PROVIDED FOR IN
THE CORPORATE PURPOSE OF CETIP S.A.,
MERCADOS ORGANIZADOS, FROM HERE
ONWARDS REFERRED TO AS CETIP, DUE TO
THE TRANSACTION FOR THE COMBINATION OF
TH
6 TO REFLECT, BY MEANS OF THE AMENDMENT FOR FOR Management
OF ARTICLE 5, THE INCREASE IN THE
SHARE CAPITAL DUE TO THE MERGER OF
COMPANHIA SAO JOSE HOLDING THAT WAS
APPROVED AT THE EXTRAORDINARY GENERAL
MEETING THAT WAS HELD ON MAY 20, 2016,
IN ORDER TO MAKE THE TRANSACTION VI
7 TO DEFINE A NEW STRUCTURE FOR THE FOR FOR Management
EXECUTIVE COMMITTEE OF THE COMPANY, BY
MEANS OF D.1. THE ADJUSTMENT OF THE
WORDING OF PARAGRAPH 7 IN ARTICLE 12,
THE MAIN PART AND PARAGRAPHS 1 AND 2
OF ARTICLE 17, THE SOLE PARAGRAPH OF
ARTICLE 20, PARAGRAPH 2 OF ARTICLE
8 TO REBALANCE THE DUTIES OF THE FOR FOR Management
ADMINISTRATIVE BODIES OF THE COMPANY,
BY MEANS OF E.1. THE ADJUSTMENT OF THE
WORDING OF LINES H, L, M AND O OF
ARTICLE 29, LINE A AND PARAGRAPH 1 OF
ARTICLE 30, LINES B AND THE NEW LINE F
OF ARTICLE 35, THE FORMER LINES E, F
9 TO REPLICATE, IN THE NEW PARAGRAPH 2 FOR FOR Management
OF ARTICLE 29, THE RULE FROM THE
INTERNAL RULES OF THE BOARD OF
DIRECTORS THAT ANY ELECTION OF A
MEMBER OR CHANGE IN THE COMPOSITION OF
THE PRODUCTS AND PRICING COMMITTEE
REQUIRES THE FAVORABLE VOTE OF 90
PERCENT OF TH
10 TO ADAPT THE CORPORATE BYLAWS TO THE FOR FOR Management
TERMS OF THE CONCENTRATION CONTROL
AGREEMENT THAT WAS APPROVED BY THE
ECONOMIC DEFENSE ADMINISTRATIVE
COUNSEL, FROM HERE ONWARDS REFERRED TO
AS CADE, IN RELATION TO THE
TRANSACTION, BY MEANS OF THE AMENDMENT
OF THE NEW
11 TO CREATE THE SERVICES MANAGEMENT FOR FOR Management
COMMITTEES FOR THE CLEARINGHOUSES THAT
ARE CURRENTLY PROVIDED FOR IN THE
CORPORATE BYLAWS OF CETIP, BY MEANS OF
THE INCLUSION OF A LINE G IN ARTICLE
45 AND OF NEW ARTICLES 54 THROUGH 56
AND THE RESPECTIVE PARAGRAPHS AND T
12 TO CLARIFY THE LIMIT OF THE FOR FOR Management
INDEMNIFICATION BY THE COMPANY BY
MEANS OF ADJUSTMENTS TO THE WORDING OF
THE NEW ARTICLE 83
13 TO INCREASE, FROM 13 TO 14, THE FOR FOR Management
MAXIMUM NUMBER OF MEMBERS OF THE BOARD
OF DIRECTORS THAT IS TO BE EFFECTIVE
FOR A PERIOD OF TWO YEARS, BY MEANS OF
THE AMENDMENT OF THE NEW ARTICLE 87
14 TO MAKE ADJUSTMENTS TO THE WORDING IN FOR FOR Management
LINES D AND E OF THE SOLE PARAGRAPH OF
ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8,
THE MAIN PART OF ARTICLE 10, PARAGRAPH
4 OF ARTICLE 12, THE MAIN PART AND THE
SOLE PARAGRAPH OF ARTICLE 21, THE MAIN
PART OF ARTICLE 22, PARA
15 FOR THE PURPOSES OF RENUMBERING AND FOR FOR Management
ADJUSTMENTS OR INCLUSIONS OF CROSS
REFERENCES, TO AMEND, ON THE BASIS OF
THE OLD NUMBERING, LINES VII AND VIII
OF ARTICLE 3, THE MAIN PART OF ARTICLE
7, PARAGRAPH 1 AND THE MAIN PART OF
ARTICLE 15, THE MAIN PART OF ARTI
16 TO RESTATE THE BYLAWS AMENDMENTS THAT FOR FOR Management
ARE APPROVED AT THIS GENERAL MEETING
--------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
Ticker: Security ID: P1R0U2138
Meeting Date: JUN 14, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE THE TERMS AND CONDITIONS OF FOR FOR Management
THE PROTOCOL AND JUSTIFICATION OF
MERGER OF CETIP S.A. MERCADOS
ORGANIZADOS CETIP BY B3, EXECUTED ON
MAY 12, 2017, BETWEEN THE MANAGEMENTS
OF B3 AND OF CETIP MERGER PROTOCOL AND
JUSTIFICATION
5 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
SPECIALIZED COMPANY
PRICEWATERHOUSECOOPERS AUDITORES
INDEPENDENTES CNPJ 61.562.112.0001.20,
AS RESPONSIBLE FOR PREPARATION OF THE
APPRAISAL REPORT AT THE ACCOUNTING
VALUE OF THE SHAREHOLDERS EQUITY OF
CETIP, FOR MERGER OF
6 TO APPROVE THE APPRAISAL REPORT FOR FOR Management
7 TO APPROVE THE PROPOSED MERGER IN THE FOR FOR Management
TERMS OF THE PROTOCOL AND JUSTIFICATION
8 TO AUTHORIZE THE MANAGERS OF B3 TO FOR FOR Management
PERFORM ALL ACTIONS REQUIRED TO
COMPLETE THE MERGER
9 DO YOU WANT A FISCAL COUNCIL TO BE FOR FOR Management
INSTATED, PURSUANT TO ARTICLE 161 OF
LAW N 6404, OF 1976
10 IF THE EXTRAORDINARY GENERAL MEETING FOR FOR Management
IS SUBJECT TO A SECOND CALL, WILL YOUR
VOTING INSTRUCTIONS AS GIVEN IN THIS
FORM STILL BE VALID ON THAT OCCASION
--------------------------------------------------------------------------------
BNK FINANCIAL GROUP INC., BUSAN
Ticker: Security ID: Y0R7ZV102
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
I BONG CHEOL
4 ELECTION OF OUTSIDE DIRECTOR: GIM FOR FOR Management
YEONG JAE
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: YUN IN TAE
6 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG
Ticker: Security ID: Y0920U103
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF DIRECTORS AND OF THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
625 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR TIAN GUOLI AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR CHEN SIQING AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR LI JIUZHONG AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT MDM CHENG EVA AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT DR CHOI KOON SHUM AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO FIX DIRECTORS' FEES AT HKD 400,000 FOR FOR Management
PER ANNUM TO EACH DIRECTOR
11 TO RE-APPOINT ERNST & YOUNG AS AUDITOR FOR FOR Management
OF THE COMPANY AND AUTHORISE THE BOARD
OF DIRECTORS OR A DULY AUTHORISED
COMMITTEE OF THE BOARD TO DETERMINE
THE REMUNERATION OF THE AUDITOR
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES IN THE
COMPANY, NOT EXCEEDING 20% OR, IN THE
CASE OF ISSUE OF SHARES SOLELY FOR
CASH AND UNRELATED TO ANY ASSET
ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS TO BUY BACK SHARES
IN THE COMPANY, NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
14 CONDITIONAL ON THE PASSING OF FOR FOR Management
RESOLUTIONS 6 AND 7, TO EXTEND THE
GENERAL MANDATE GRANTED BY RESOLUTION
6 BY ADDING THERETO OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY BOUGHT
BACK UNDER THE GENERAL MANDATE GRANTED
PURSUANT TO RESOLUTION 7
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG
Ticker: Security ID: Y0920U103
Meeting Date: JUN 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT THE CONTINUING CONNECTED FOR FOR Management
TRANSACTIONS AND THE NEW CAPS, AS
DEFINED AND DESCRIBED IN THE CIRCULAR
DATED 9 JANUARY 2017 TO THE
SHAREHOLDERS OF THE COMPANY, BE AND
ARE HEREBY CONFIRMED, APPROVED AND
RATIFIED
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA, RIO DE JANEIRO
Ticker: Security ID: P1908S102
Meeting Date: DEC 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RATIFY THE APPOINTMENT AND HIRING FOR FOR Management
OF IAUD AUDITORES INDEPENDENTES S.S.,
FROM HERE ONWARDS REFERRED TO AS IAUD,
AS THE COMPANY THAT IS RESPONSIBLE FOR
THE PREPARATION OF THE VALUATION
REPORT, AT BOOK VALUE, OF THE EQUITY
OF ECISA ENGENHARIA, COMERCIO E
4 TO EXAMINE, DISCUSS AND RESOLVE IN FOR FOR Management
REGARD TO THE VALUATION REPORT THAT IS
PREPARED BY IAUD
5 TO EXAMINE, DISCUSS AND VOTE IN REGARD FOR FOR Management
TO THE PROPOSAL FOR THE MERGER OF
ECISA INTO THE COMPANY, INCLUDING THE
TERMS AND CONDITIONS OF THE MERGER
THAT ARE PROVIDED FOR IN THE PROTOCOL
AND JUSTIFICATION OF THE TRANSACTION,
ACCOMPANIED BY THE PERTINENT DOCU
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA, RIO DE JANEIRO
Ticker: Security ID: P1908S102
Meeting Date: FEB 22, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATES APPOINTED BY
COMPANY ADMINISTRATION. NOTE MEMBERS.
PRINCIPAL. CLAUDIO BRUNI, PEDRO
HENRIQUE NOGUEIRA DAMASCENO, MAURO
GENTILE RODRIGUES DA CUNHA, RODOLPHO
AMBOSS, MARCOS BARBOSA PINTO, RICHARD
PAU
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA, RIO DE JANEIRO
Ticker: Security ID: P1908S102
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE ADMINISTRATORS ACCOUNTS FOR FOR Management
AND THE FINANCIAL STATEMENTS OF
COMPANY REGARDING THE FISCAL YEAR
ENDING ON DECEMBER 31, 2016, ACCORDING
MANAGEMENT PROPOSAL
4 TO APPROVE THE DESTINATION OF THE FOR FOR Management
RESULTS FROM THE FISCAL YEAR THAT
ENDED ON DECEMBER 31, 2016, ACCORDING
MANAGEMENT PROPOSAL
5 DO YOU WISH TO SET UP A FISCAL COUNCIL FOR FOR Management
PURSUANT TO LAW 6404 OF 1976, ART. 161
6 IN CASE IT IS NECESSARY TO PERFORM A FOR FOR Management
SECOND CALL FOR THE AGM, CAN THE
VOTING INSTRUCTIONS CONTAINED IN THIS
REPORT ALSO BE CONSIDERED IN THE
HYPOTHESIS OF HOLDING THE AGM IN
SECOND CALL
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA, RIO DE JANEIRO
Ticker: Security ID: P1908S102
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE LONG TERM COMPENSATION FOR FOR Management
INCENTIVE PLAN IN SHARES ISSUED BY THE
COMPANY, ACCORDING MANAGEMENT PROPOSAL
4 TO SET THE MAXIMUM GLOBAL REMUNERATION FOR FOR Management
OF ADMINISTRATORS TO FISCAL YEAR OF
2017, ACCORDING MANAGEMENT PROPOSAL
5 APPROVE ON THE INCREASE OF CORPORATE FOR FOR Management
CAPITAL THROUGH THE ISSUE OF NEW
SHARES, BY THE CAPITALIZATION OF PART
OF THE BALANCE OF INCOME RESERVE,
ACCORDING MANAGEMENT PROPOSAL
6 APPROVE ON THE INCREASE OF THE LIMIT FOR FOR Management
OF THE AUTHORIZED CAPITAL, PROVIDED IN
ARTICLE 6 OF CORPORATE BYLAWS,
ACCORDING THE MANAGEMENT PROPOSAL
7 APPROVE ON THE AMENDMENT OF CORPORATE FOR FOR Management
BYLAWS, TO REFLECT IN A, THE ARTICLE
5, THE INCREASE OF CAPITAL APPROVED BY
THE BOARD OF DIRECTORS WITHIN THE
LIMIT OF THE AUTHORIZED CAPITAL, AS
WELL AS THE INCREASE OF SOCIAL CAPITAL
PROVIDED BY THE RESOLUTION OF IT
8 INCASE IT IS NECESSARY TO PERFORM A FOR FOR Management
SECOND CALL FOR THE EGM, CAN THE
VOTING INSTRUCTIONS CONTAINED IN THIS
REPORT ALSO BE CONSIDERED IN THE
HYPOTHESIS OF HOLDING THE EGM IN
SECOND CALL
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA, RIO DE JANEIRO
Ticker: Security ID: P1908S102
Meeting Date: MAY 10, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVE ON THE AMENDMENT OF CORPORATE FOR FOR Management
BYLAWS, TO REFLECT IN .A. THE ARTICLE
5, THE INCREASE OF CAPITAL APPROVED BY
THE BOARD OF DIRECTORS WITHIN THE
LIMIT OF THE AUTHORIZED CAPITAL, AS
WELL AS THE INCREASE OF SOCIAL CAPITAL
PROVIDED BY THE RESOLUTION OF I
--------------------------------------------------------------------------------
BR PROPERTIES S.A.
Ticker: Security ID: P1909V120
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE NEW FOR FOR Management
COMPANY STOCK OPTION PLAN, IN
ACCORDANCE WITH THE PROPOSAL FROM THE
MANAGEMENT
4 TO RESOLVE IN REGARD TO THE NEW FOR FOR Management
COMPANY RESTRICTED STOCK PLAN, IN
ACCORDANCE WITH A PROPOSAL FROM THE
MANAGEMENT
5 TO RESOLVE IN REGARD TO THE PROPOSAL FOR FOR Management
FOR THE AMENDMENT OF LINES VIII, IX,
XIII AND XIV AND THE INCLUSION OF THE
NEW LINES XXI AND XXII, ALL IN ARTICLE
12 OF THE CORPORATE BYLAWS
6 TO RESOLVE IN REGARD TO THE PROTOCOL FOR FOR Management
AND JUSTIFICATION OF MERGER THAT WAS
SIGNED BY THE MANAGERS OF THE COMPANY
AND OF ITS SUBSIDIARIES I. BRPR III
EMPREENDIMENTOS E PARTICIPACOES LTDA.,
A LIMITED BUSINESS COMPANY WITH ITS
HEAD OFFICE IN THE CITY OF SAO P
7 TO RESOLVE IN REGARD TO THE FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF
APSIS CONSULTORIA E AVALIACOES LTDA.,
A LIMITED COMPANY, WITH ITS HEAD
OFFICE IN THE CITY OF RIO DE JANEIRO,
STATE OF RIO DE JANEIRO, AT RUA DA
ASSEMBLEIA 35, 12TH FLOOR, WITH
CORPORATE TAXPAY
8 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE VALUATION REPORTS ON THE
SUBSIDIARY COMPANIES
9 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR III INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
10 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR V INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
11 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR VIII INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
12 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR X INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
13 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR XVII INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
14 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR XXII INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
15 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR XXIV INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
16 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR XXV INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
17 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR XXVII INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY
18 TO RESOLVE IN REGARD TO THE PROTOCOL FOR FOR Management
AND JUSTIFICATION OF MERGER THAT WAS
SIGNED BY THE MANAGERS OF THE COMPANY
AND OF BRPR 53 SECURITIZADORA DE
CREDITOS IMOBILIARIOS S.A., A CLOSELY
HELD COMPANY WITH ITS HEAD OFFICE IN
THE CITY OF SAO PAULO, STATE OF SAO
19 TO RESOLVE IN REGARD TO THE FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF THE
SPECIALIZED COMPANY IN ORDER TO
PREPARE THE VALUATION REPORT, AT BOOK
VALUE, OF BRPR 53, WHICH WILL BE
TRANSFERRED TO THE COMPANY AS A RESULT
OF THE MERGER OF BRPR 53, FROM HERE
ONWARDS RE
20 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE VALUATION REPORT FOR BRPR 53
21 TO RESOLVE IN REGARD TO THE APPROVAL FOR FOR Management
OF THE MERGER OF BRPR 53 INTO THE
COMPANY, WITHOUT AN INCREASE IN THE
SHARE CAPITAL OF THE COMPANY, FROM
HERE ONWARDS REFERRED TO AS THE MERGER
OF BRPR 53
22 TO AUTHORIZE THE MANAGERS OF THE FOR FOR Management
COMPANY TO DO ALL OF THE ACTS THAT ARE
NECESSARY IN ORDER TO EFFECTUATE THE
RESOLUTIONS ABOVE
--------------------------------------------------------------------------------
BR PROPERTIES S.A.
Ticker: Security ID: P1909V120
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS REGARDING
THE FISCAL YEAR ENDING ON DECEMBER 31,
2016, ACCOMPANIED BY THE ANNUAL REPORT
OF THE BOARD OF DIRECTORS AND
INDEPENDENT AUDITORS OPINION
4 TO APPROVE THE DISTRIBUTION OF NET FOR FOR Management
PROFITS FROM THE 2016 FISCAL YEAR
5 TO DELIBERATE THE APPROVAL OF THE FOR FOR Management
CAPITAL BUDGET FOR THE YEAR 2017
6 TO DELIBERATE THE ANNUAL REMUNERATION FOR FOR Management
OF THE DIRECTORS FOR 2017
--------------------------------------------------------------------------------
BRASKEM SA, CAMACARI, BA
Ticker: Security ID: P18533110
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
MINORITARY PREFERRED SHARES
--------------------------------------------------------------------------------
BRF SA, ITAJAI, SC
Ticker: Security ID: P1905C100
Meeting Date: APR 26, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO AMEND THE RESTRICTED STOCKS PLAN, FOR FOR Management
PER ANNEX IV OF THE PROPOSAL
--------------------------------------------------------------------------------
BRF SA, ITAJAI, SC
Ticker: Security ID: P1905C100
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE MANAGEMENT ACCOUNTS AND FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2016, 2016 FINANCIAL YEAR
MANAGEMENT REPORT, EXPLANATORY NOTES,
OPINIONS OF THE INDEPENDENT AUDITORS
AND FISCAL COUNCIL, THE STATUTORY
4 TO RATIFY THE DISTRIBUTION OF THE FOR FOR Management
AMOUNT OF BRL 513,215 THOUSAND TO
SHAREHOLDERS, BEING BRL 0,642347435
PER SHARE, UNDER THE FORM OF INTERESTS
ON OWN CAPITAL, PAID IN 15 AUGUST,
2016, WITH A DUE WITHHOLDING INCOME
TAX, ACCORDING THE CURRENT LEGISLATION
AN
5 TO SET THE NUMBER OF 10 TEN MEMBERS TO FOR FOR Management
MAKE UP THE BOARD OF DIRECTORS OF THE
COMPANY
7 TO ELECT THE BOARD OF DIRECTORS PER FOR FOR Management
SLATE. NOTE MEMBERS. ABILIIO DOS
SANTOS DINIZ, FRANCISCO PETROS
OLIVEIRA LIMA PAPATHANASIADIS, LUIZ
FERNANDO FURLAN, JOSE CARLOS REIS DE
MAGALHAES NETO, WALTER FONTANA FILHO,
FLAVIA BUARQUE DE ALMEIDA, CARLOS DA
COSTA P
8 TO APPROVE ELECTION OF CHAIRMAN AND FOR FOR Management
VICE CHAIRMAN OF THE BOARD OF
DIRECTORS. NOTE MEMBERS. ABILIO DOS
SANOS DINIZ, CHAIRMAN. FRANCISCO
PETROS OLIVEIRA LIMA PAPATHANASIADIS,
VICE CHAIRMAN
9 TO SET THE ANNUAL GLOBAL REMUNERATION FOR FOR Management
FOR THE YEAR 2017 FOR THE COMPANY'S
DIRECTORS IN THE AMOUNT OF UP TO BRL
99.00 MILLION, WHICH COVERS THE
PROPOSED LIMIT FOR FIXED COMPENSATION,
SALARY OR PRO LABOR, DIRECT AND
INDIRECT BENEFITS AND SOCIAL CHARGES,
BEN
11 ELECTION OF MEMBERS OF FISCAL COUNCIL FOR FOR Management
PER SLATE. NOTE MEMBERS. PRINCIPAL.
ATTILIO GUASPARI, MARCUS VINICIUS DIAS
SEVERINI AND ANTONIO CARLOS ROVAI.
SUBSTITUTE. SUSANA HANNA STIPHAN
JABRA, MARCOS TADEU DE SIQUEIRA AND
DORIS BEATRIZ FRANCA WILHELM
12 TO SET THE GLOBAL REMUNERATION TO FOR FOR Management
MEMBERS OF FISCAL COUNCIL IN THE
FISCAL YEAR OF 2017, IN AMOUNT OF BRL
0,7 MILLION
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: JUL 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO AMEND THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY IN ORDER TO INCLUDE A
PROVISION FOR NEW CLASSES OF PREFERRED
SHARES, TO WIT, PREFERRED CLASS C,
CLASS D AND CLASS E SHARES, WITH THE
CHARACTERISTICS THAT ARE ATTRIBUTED TO
THEM AS DESCRIBED IN A PROPOSAL FROM T
4 TO APPROVE THE PROTOCOL AND FOR FOR Management
JUSTIFICATION OF MERGER, FROM HERE
ONWARDS REFERRED TO AS THE MERGER, AT
BOOK VALUE, OF THE SPUN OFF PORTION OF
THE EQUITY OF BTG PACTUAL HOLDING
INTERNATIONAL S.A., A SHARE
CORPORATION, WITH BRAZILIAN CORPORATE
TAXPAYER ID NUM
5 TO RATIFY THE HIRING OF THE FOR FOR Management
SPECIALIZED COMPANY ACAL AUDITORES
INDEPENDENTES S.S., FROM HERE ONWARDS
REFERRED TO AS THE SPECIALIZED
COMPANY, FOR THE PREPARATION OF THE
VALUATION REPORT, FROM HERE ONWARDS
REFERRED TO AS THE VALUATION REPORT,
OF THE SPUN OF
6 TO APPROVE THE VALUATION REPORT FOR FOR Management
7 TO APPROVE THE MERGER OF THE SPUN OFF FOR FOR Management
PORTION OF THE EQUITY OF THE
INTERNATIONAL HOLDING COMPANY
8 TO AUTHORIZE THE MANAGERS OF THE FOR FOR Management
COMPANY TO DO ALL OF THE ACTS THAT ARE
NECESSARY FOR THE CONCLUSION OF THE
MERGER
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: AUG 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE REGARDING THE ELECTION OF FOR FOR Management
MR. NELSON AZEVEDO JOBIM TO THE
POSITION OF MEMBER OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: AUG 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPOINTMENT OF THE CHAIRPERSON OF THE FOR FOR Management
GENERAL MEETING
3 CONFIRMATION OF THE CALL NOTICE FOR FOR Management
4 TO RESOLVE REGARDING THE ELECTION OF FOR FOR Management
MR. NELSON AZEVEDO JOBIM TO THE
POSITION OF MEMBER OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: DEC 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 IN CONNECTION WITH MATTERS APPROVED AT FOR FOR Management
THE BOARD OF DIRECTORS MEETING HELD ON
NOVEMBER 8, 2016 DULY DISCLOSED TO THE
MARKET AND CVM THROUGH THE EMPRESAS.
NET SYSTEM. RATIFY THE RESOLUTIONS
VOTED BY THE BOARD OF DIRECTORS
MEETING TO RE ARRANGE THE POSITIONS
4 APPROVE THE COMPANY BYLAWS AMENDMENT FOR FOR Management
CLEARLY SPECIFYING THE MATTER OF THE
COMPANY'S REPRESENTATION WHEN THERE IS
ONLY ONE 1 CHIEF EXECUTIVE OFFICER
6 DELIBERATE ON THE ELECTION OF MR. FOR FOR Management
GUILLERMO ORTIZ MARTINEZ AS MEMBER OF
THE BOARD OF DIRECTORS. APPOINTED BY
CONTROLLER SHAREHOLDER
7 UPDATE THE WORDING OF THE HEADING OF FOR FOR Management
ARTICLE 5 OF THE BYLAWS IN RELATION TO
CAPITAL INCREASE WITHIN THE AUTHORIZED
CAPITAL LIMIT, AS APPROVED AT THE
BOARD OF DIRECTORS MEETINGS HELD ON
JULY 14, 2016 AND SEPTEMBER 29, 2016
8 DELETE ARTICLE 58 OF THE COMPANY'S FOR FOR Management
BYLAWS AND CONSEQUENTLY END CLASS C
PREFERRED SHARES, CLASS D PREFERRED
SHARES AND CLASS E PREFERRED SHARES,
DUE TO THEIR TRANSITIONAL NATURE AND
THE CONCLUSION OF THE TRANSACTION FOR
WHICH THESE CLASSES WERE CREATED
9 APPROVE THE AMENDED WORDING OF THE FOR FOR Management
COMPANY'S BYLAWS, ARTICLE 14,
PARAGRAPH 9 SIMPLIFYING THE COMPANY'S
REPRESENTATION
10 APPROVE THE AMENDED WORDING OF FOR FOR Management
ARTICLES 29 AND 31 AND THEIR
RESPECTIVE PARAGRAPHS IN THE COMPANY'S
BYLAWS IN ORDER TO COMPLY WITH THE
CENTRAL BANK OF BRAZILS RESOLUTION
4433, ARTICLE 9, OF JULY 23, 2015
11 REWORD THE COMPANY'S BYLAWS TO REFLECT FOR FOR Management
THE ABOVE MENTIONED AMENDMENTS
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: DEC 08, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ELECT GUILLERMO ORTIZ MARTINEZ TO FOR FOR Management
THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: JAN 18, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE DRAFTING OF THE MINUTES FOR FOR Management
IN SUMMARY FORM, IN ACCORDANCE WITH
PARAGRAPH 1 OF ARTICLE 130 OF THE
BRAZILIAN CORPORATE LAW
4 TO APPROVE THE PROTOCOL AND FOR FOR Management
JUSTIFICATION OF THE MERGER OF BTG
PACTUAL COMERCIALIZADORA DE ENERGIA
LTDA. INTO BANCO BTG PACTUAL S.A.,
WHICH WAS ENTERED INTO ON DECEMBER 29,
2016, BETWEEN THE COMPANY AND BTG
PACTUAL COMERCIALIZADORA DE ENERGIA
LTDA., A COM
5 TO RATIFY THE HIRING OF THE FOR FOR Management
SPECIALIZED COMPANY ACAL AUDITORES
INDEPENDENTES S.S., FROM HERE ONWARDS
REFERRED TO AS THE SPECIALIZED
COMPANY, FOR THE PREPARATION OF THE
VALUATION REPORT, FROM HERE ONWARDS
REFERRED TO AS THE VALUATION REPORT OF
THE EQUITY O
6 TO APPROVE THE VALUATION REPORT FOR FOR Management
7 TO APPROVE THE MERGER OF BTG PACTUAL FOR FOR Management
COMERCIALIZADORA DE ENERGIA LTDA
8 TO AUTHORIZE THE MANAGERS OF THE FOR FOR Management
COMPANY TO DO ALL OF THE ACTS THAT ARE
NECESSARY FOR THE CONCLUSION OF THE
MERGER
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: FEB 03, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE AMENDMENT FOR FOR Management
OF THE CORPORATE BYLAWS OF THE COMPANY
IN ORDER TO MAKE THE TRADING OF THE
SECURITIES OF THE COMPANY AND OF BANCO
BTG PACTUAL S.A., FROM HERE ONWARDS
REFERRED TO AS, MORE FLEXIBLE BY MEANS
OF A. THE POSSIBILITY OF THE
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: FEB 13, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE AMENDMENT FOR FOR Management
OF THE CORPORATE BYLAWS OF THE COMPANY
IN ORDER TO MAKE THE TRADING OF THE
SECURITIES OF THE COMPANY AND OF BTG
PACTUAL PARTICIPATIONS, LTD., FROM
HERE ONWARDS REFERRED TO AS BTGP, MORE
FLEXIBLE BY MEANS OF A. THE POS
3 TO RESOLVE IN REGARD TO THE AMENDMENT FOR FOR Management
OF THE CORPORATE BYLAWS OF THE COMPANY
IN ORDER TO MAKE THE TRADING OF THE
SECURITIES OF THE COMPANY AND OF BANCO
BTG PACTUAL S.A., FROM HERE ONWARDS
REFERRED TO AS, A. MORE FLEXIBLE BY
MEANS OF THE POSSIBILITY OF THE
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF THE CHAIRPERSON OF THE FOR FOR Management
GENERAL MEETING
2 CONFIRMATION OF THE CALL NOTICE FOR FOR Management
3 TO RECEIVE AND APPROVE THE FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEARS ENDED
DECEMBER 31, 2016 AND THE REPORT OF
THE INDEPENDENT AUDITORS THEREON
4 TO DECIDE ON THE ALLOCATION OF THE NET FOR FOR Management
PROFITS OF THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016 AND ON THE
DISTRIBUTION OF DIVIDENDS
5 RESOLVE ON THE APPOINTMENT OF AN FOR FOR Management
INDEPENDENT AUDITOR, WITH A TERM FROM
THE CONCLUSION OF THIS AGM TO THE
CONCLUSION OF THE NEXT AGM, IN WHICH
THE FINANCIAL STATEMENTS WILL BE
PRESENTED
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATES APPOINTED BY
CONTROLLER SHAREHOLDERS. SLATE.
MEMBERS. MARCELO KALIM, JOHN HUW GWILI
JENKINS, ROBERTO BALLS SALLOUTI,
PERSIO ARIDA, CLAUDIO EUGENIO STILLER
GALEAZZI, MARK CLIFFORD MALETZ, NELSON
AZ
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
WORDING OF ARTICLES 28, 29 AND 30 AND
OF THE RESPECTIVE PARAGRAPHS OF THE
CORPORATE BYLAWS OF THE COMPANY, FOR
THE PURPOSE OF COMPLYING WITH THE
PROVISION IN ARTICLE 9 OF RESOLUTION
4433 OF THE BRAZILIAN CENTRAL BANK OF
JUL
2 TO RESTATE THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY IN SUCH A WAY AS TO REFLECT
THE AMENDMENTS THAT ARE LISTED ON ITEM
1 ABOVE
--------------------------------------------------------------------------------
BTG PACTUAL PARTICIPATIONS LTD
Ticker: Security ID: G16634126
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO EXAMINE, DISCUSS AND VOTE UPON THE FOR FOR Management
BOARD OF DIRECTORS ANNUAL REPORT,
FISCAL COUNCIL REPORT, THE FINANCIAL
STATEMENTS AND INDEPENDENT AUDITORS
REPORT RELATING TO FISCAL YEAR ENDING
DECEMBER 31, 2016
5 TO CONSIDER THE ALLOCATION OF THE NET FOR FOR Management
INCOME FOR THE YEARS ENDED DECEMBER
31, 2016
8 TO DELIBERATE REGARDING THE ELECTION FOR FOR Management
OF THE MEMBERS OF BOARD OF DIRECTORS.
CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS. MEMBERS. MARCELO KALIM,
JOHN HUW GWILI JENKINS, ROBERTO BALLS
SALLOUTI, PERSIO ARIDA, CLAUDIO
EUGENIO STILLER GALEAZZI, MARK CLIFFO
9 TO DELIBERATE REGARDING THE ELECTION FOR ABSTAIN Management
OF THE MEMBERS OF BOARD OF DIRECTORS.
CANDIDATE APPOINTED BY MINORITARY
COMMON SHARES
11 TO DELIBERATE REGARDING THE ELECTION FOR FOR Management
OF THE MEMBERS OF BOARD OF DIRECTORS.
CANDIDATE APPOINTED BY CONTROLLER
SHAREHOLDERS PREFERRED SHARES
12 TO DELIBERATE REGARDING THE DIRECTORS FOR FOR Management
GLOBAL REMUNERATION
--------------------------------------------------------------------------------
CAIRN INDIA LTD, GURGAON
Ticker: Security ID: Y1081B108
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE AUDITED FINANCIAL FOR FOR Management
STATEMENT OF THE COMPANY TOGETHER WITH
THE REPORTS OF THE DIRECTORS' AND
AUDITORS' THEREON AND THE CONSOLIDATED
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 MARCH,
2016
2 DECLARATION OF DIVIDEND FOR THE YEAR FOR FOR Management
ENDED 31 MARCH, 2016: INR 3/- PER
EQUITY SHARE
3 APPOINTMENT OF A DIRECTOR IN PLACE OF FOR FOR Management
MS. PRIYA AGARWAL (DIN 05162177), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
4 APPOINTMENT OF S. R. BATLIBOI & CO. FOR FOR Management
LLP, CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NUMBER: 301003E) AS
STATUTORY AUDITORS OF THE COMPANY AND
TO AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
5 PAYMENT OF REMUNERATION NOT EXCEEDING FOR FOR Management
1% (OR SUCH OTHER PERCENTAGE, AS MAY
BE PERMISSIBLE UNDER LAW) OF THE NET
PROFITS OF THE COMPANY, PER ANNUM,
AMONGST THE DIRECTORS OF THE COMPANY
OR SOME OR ANY OF THEM (OTHER THAN THE
MANAGING DIRECTOR AND WHOLE-TIME
6 RATIFICATION OF REMUNERATION OF INR FOR FOR Management
885,000 PLUS APPLICABLE TAXES AND OUT
OF POCKET EXPENSES PAYABLE TO M/S.
SHOME & BANERJEE, COST ACCOUNTANTS
(FIRM REGISTRATION NUMBER: 000001) AS
COST AUDITORS FOR THE FINANCIAL YEAR
2016-17
--------------------------------------------------------------------------------
CAIRN INDIA LTD, GURGAON
Ticker: Security ID: Y1081B108
Meeting Date: SEP 11, 2016 Meeting Type: Other Meeting
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 FOR APPROVAL OF THE AMALGAMATION FOR FOR Management
EMBODIED IN THE SCHEME OF ARRANGEMENT
OF CAIRN INDIA LIMITED WITH VEDANTA
LIMITED AND THEIR RESPECTIVE
SHAREHOLDERS AND CREDITORS
--------------------------------------------------------------------------------
CAIRN INDIA LTD, GURGAON
Ticker: Security ID: Y1081B108
Meeting Date: SEP 12, 2016 Meeting Type: Court Meeting
Record Date: SEP 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 FOR THE PURPOSE OF CONSIDERING AND, IF FOR FOR Management
THOUGHT FIT, APPROVING, WITH OR
WITHOUT MODIFICATION, THE SCHEME OF
ARRANGEMENT OF CAIRN INDIA LIMITED
WITH VEDANTA LIMITED AND THEIR
RESPECTIVE SHAREHOLDERS AND CREDITORS
(THE "SCHEME") AND AT SUCH MEETING AND
AT AN
--------------------------------------------------------------------------------
CANARA BANK, BANGALORE
Ticker: Security ID: Y1081F109
Meeting Date: JUL 26, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
AUDITED BALANCE SHEET OF THE BANK AS
AT 31ST MARCH 2016, PROFIT & LOSS
ACCOUNT FOR THE YEAR ENDED 31ST MARCH
2016, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERED BY T
4 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (ACT), THE
NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(SCHEME) AND THE CANARA BANK (SHARES
AND MEETINGS)
6 TO ELECT THREE DIRECTORS FROM AMONGST FOR FOR Management
SHAREHOLDERS OF THE BANK OTHER THAN
THE CENTRAL GOVERNMENT, IN RESPECT OF
WHOM VALID NOMINATIONS HAVE BEEN
RECEIVED, IN TERMS OF SECTION 9(3) (I)
OF THE BANKING COMPANIES (ACQUISITION
AND TRANSFER OF UNDERTAKINGS) ACT
--------------------------------------------------------------------------------
CAP SA
Ticker: Security ID: P25625107
Meeting Date: APR 18, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ON THE OCCASION THERE WILL BE FOR FOR Management
CONSIDERED THE ANNUAL REPORT AND THE
FINANCIAL STATEMENTS FOR THE 2016
FISCAL YEAR, COGNIZANCE WILL BE TAKEN
OF THE SITUATION OF THE COMPANY AND OF
THE REPORTS FROM THE OUTSIDE AUDITORS
2 THE POLICY AND DISTRIBUTION OF FOR FOR Management
DIVIDENDS
3 THE ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
4 PAYMENT FOR THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS
5 DESIGNATION OF OUTSIDE AUDITORS FOR FOR Management
6 APPOINTMENT OF RISK RATING AGENCIES FOR FOR Management
7 THE ANNUAL MANAGEMENT REPORT FROM THE FOR FOR Management
COMMITTEE OF DIRECTORS
8 COMPENSATION FOR ITS MEMBERS AND THE FOR FOR Management
BUDGET FOR THE OPERATING EXPENSES OF
THE MENTIONED COMMITTEE
9 THE ACCOUNT REGARDING THE TRANSACTIONS FOR FOR Management
THAT ARE REFERRED TO IN TITLE XVI OF
LAW NUMBER 18,046
10 OTHER MATTERS OF CORPORATE INTEREST ABSTAIN AGAINST Management
THAT ARE WITHIN THE JURISDICTION OF
THE GENERAL MEETING
--------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: Security ID: Y11654103
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACKNOWLEDGEMENT OF BUSINESS OPERATIONS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS FOR
2016.
2 ACKNOWLEDGEMENT OF EARNINGS FOR FOR Management
DISTRIBUTION FOR 2016. PLAN TO
DISTRIBUTE NT 2 OF DIVIDENDS.
3 DISCUSSION ON THE AMENDMENTS TO THE FOR FOR Management
COMPANYS PROCEDURES FOR THE
ACQUISITION OR DISPOSAL OF ASSETS.
4 DISCUSSION ON THE CORPORATIONS FOR FOR Management
PROPOSAL TO RAISE LONG TERM CAPITAL.
5 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:EDWARD YUNG DO
WAY,SHAREHOLDER NO.A102143XXX
6 DISCUSSION ON THE RELIEF OF CERTAIN FOR FOR Management
DIRECTORS FROM THEIR NON COMPETITION
OBLIGATIONS.
--------------------------------------------------------------------------------
CCR SA, SAO PAULO
Ticker: Security ID: P1413U105
Meeting Date: NOV 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 INCREASE IN THE AUTHORIZED CAPITAL FOR FOR Management
LIMIT OF THE COMPANY FROM
1,920,000,000 COMMON SHARES TO
2,020,000,000 COMMON SHARES AND THE
CONSEQUENT AMENDMENT OF ARTICLE 8 OF
THE CORPORATE BYLAWS OF THE COMPANY
4 ADJUSTMENT OF THE WORDING OF PARAGRAPH FOR FOR Management
5 OF ARTICLE 13 OF THE CORPORATE
BYLAWS OF THE COMPANY, FOR THE SOLE
PURPOSE OF CLARIFYING THAT THE QUORUM
FOR RESOLUTIONS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT IS
PROVIDED FOR IN THAT PROVISION IS ALSO
SUBJE
5 THE AMENDMENT AND RESTATEMENT OF THE FOR FOR Management
CORPORATE BYLAWS OF THE COMPANY, IN
THE EVENT THAT THE PROPOSALS FOR THE
AMENDMENT OF ARTICLE 8 AND OF
PARAGRAPH 5 OF ARTICLE 13 OF THE
CORPORATE BYLAWS OF THE COMPANY, AS
DESCRIBED IN ITEMS I AND II ABOVE, ARE
APPROVE
--------------------------------------------------------------------------------
CCR SA, SAO PAULO
Ticker: Security ID: P2170M104
Meeting Date: APR 11, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLVE ON THE CONSOLIDATION OF THE FOR FOR Management
COMPANYS BYLAWS, REFLECTING THE
INCREASE OF THE APPROVED CAPITAL
STOCK, WITHIN THE AUTHORIZED AMOUNT
AUTHORIZED AT THE BOARD OF DIRECTORS
MEETING HELD ON FEBRUARY 9, 2017,
WHICH AMOUNTED TO SIX BILLION, ONE
HUNDRED AND
--------------------------------------------------------------------------------
CCR SA, SAO PAULO
Ticker: Security ID: P2170M104
Meeting Date: APR 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR WITHHOLD Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE ADMINISTRATIONS REPORT,
FINANCIAL STATEMENTS AND EXPLANATORY
NOTES ACCOMPANIED BY THE INDEPENDENT
AUDITORS REPORT FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2016
5 TO DECIDE AND APPROVE ON THE REVISION FOR WITHHOLD Management
OF THE CAPITAL BUDGET FOR THE 2017
FISCAL YEAR
6 TO DECIDE ON THE ALLOCATION OF THE FOR WITHHOLD Management
RESULT OF THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016
7 TO SET THE NUMBER OF MEMBERS OF THE FOR WITHHOLD Management
BOARD OF DIRECTORS
10 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. ANA MARIA MARCONDES
PENIDO SANT ANNA. ALTERNATE. EDUARDA
PENIDO DALLA VECCHIA
11 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. FRANCISCO CAPRINO NETO.
ALTERNATE. ROBERTO NAVARRO EVANGELISTA
12 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. RICARDO COUTINHO DE
SENA. ALTERNATE. JOSE HENRIQUE BRAGA
POLIDO LOPES
13 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. JOSE FLORENCIO
RODRIGUES NETO. ALTERNATE. LIVIO
HAGIME KUZE
14 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. PAULO ROBERTO
RECKZIEGEL GUEDES. ALTERNATE. TARCISIO
AUGUSTO CARNEIRO
15 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. ANA DOLORES MOURA
CARNEIRO NOVAES. ALTERNATE. EDUARDO
PENIDO SANT ANNA
16 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. PAULO MARCIO DE
OLIVEIRA MONTEIRO. ALTERNATE. MARINA
ROSENTHAL ROCHA
17 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. HENRIQUE SUTTON DE
SOUSA NEVES. ALTERNATE. ROSA E PENIDO
DALLA VECCHIA
18 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. MURILO C L DOS SANTOS
PASSOS. ALTERNATE. FERNANDO LUIZ
AGUIAR FILHO
19 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
INDEPENDENT MEMBER. LUIZ ALBERTO
COLONNA ROSMAN
20 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
INDEPENDENT MEMBER. WILSON NELIO BRUMER
21 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY MINORITARY COMMON SHARES.
NOTE MEMBER. MAILSON FERREIRA DA
NOBREGA
22 ELECTION OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY MINORITARY COMMON SHARES.
NOTE MEMBER. CHARLES RENE LEBARBENCHON
23 TO INSTALL THE FISCAL COUNCIL OF THE FOR WITHHOLD Management
COMPANY
26 ELECTION OF MEMBERS OF THE FISCAL FOR WITHHOLD Management
COUNCIL OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. NEWTON BRANDAO FERRAZ
RAMOS. ALTERNATE. FERNANDO SANTOS
SALLES
27 ELECTION OF MEMBERS OF THE FISCAL FOR WITHHOLD Management
COUNCIL OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. ADALGISO FRAGOSO FARIA.
ALTERNATE. MARCELO DE ANDRADE
28 ELECTION OF MEMBERS OF THE FISCAL FOR WITHHOLD Management
COUNCIL OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
MEMBERS. FULL. JOSE VALDIR PESCE.
ALTERNATE. EDMAR BRIGUELLI
29 ELECTION OF MEMBERS OF THE FISCAL FOR WITHHOLD Management
COUNCIL OF THE COMPANY. CANDIDATES
APPOINTED BY MINORITARY COMMON SHARES.
NOTE MEMBERS. PRINCIPAL. MARIA CECILIA
ROSSI. SUBSTITUTE. ALEXANDRE CARDOSO
FREITAS
30 ELECTION OF MEMBERS OF THE FISCAL FOR WITHHOLD Management
COUNCIL OF THE COMPANY. CANDIDATES
APPOINTED BY MINORITARY COMMON SHARES.
NOTE MEMBERS. PRINCIPAL. LUIZ CLAUDIO
LEITE DE OLIVEIRA. SUBSTITUTE. ANDRE
EDUARDO DANTAS
31 TO SET THE GLOBAL REMUNERATION OF THE FOR WITHHOLD Management
COMPANY DIRECTORS FOR THE 2017 FISCAL
YEAR
--------------------------------------------------------------------------------
CEMEX SAB DE CV, GARZA GARCIA
Ticker: Security ID: 151290889
Meeting Date: MAR 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION OF THE CHIEF EXECUTIVE FOR FOR Management
OFFICER'S REPORT, INCLUDING THE
COMPANY'S FINANCIAL STATEMENTS, REPORT
OF CHANGES IN FINANCIAL SITUATION AND
VARIATIONS OF CAPITAL STOCK, AND OF
THE BOARD OF DIRECTORS' REPORT FOR THE
2016 FISCAL YEAR, PURSUANT TO THE M
2 PROPOSAL FOR THE ALLOCATION OF PROFITS FOR FOR Management
3 PROPOSAL TO INCREASE THE CAPITAL STOCK FOR FOR Management
OF THE COMPANY IN ITS VARIABLE PORTION
THROUGH: (A) CAPITALIZATION OF
RETAINED EARNINGS; AND (B) ISSUANCE OF
TREASURY SHARES IN ORDER TO PRESERVE
THE RIGHTS OF CONVERTIBLE NOTE HOLDERS
PURSUANT TO THE COMPANY'S PREVI
4 APPOINTMENT OF DIRECTORS, MEMBERS AND FOR FOR Management
PRESIDENT OF THE AUDIT AND CORPORATE
PRACTICES AND FINANCE COMMITTEES
5 COMPENSATION OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS AND OF THE AUDIT
AND CORPORATE PRACTICES AND FINANCE
COMMITTEES
6 APPOINTMENT OF DELEGATE OR DELEGATES FOR FOR Management
TO FORMALIZE THE RESOLUTIONS ADOPTED
AT THE MEETING
--------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION OF THE CHIEF EXECUTIVE WITHHOLD FOR Management
OFFICER'S REPORT, INCLUDING THE
COMPANY'S FINANCIAL STATEMENTS, REPORT
OF CHANGES IN FINANCIAL SITUATION AND
VARIATIONS OF CAPITAL STOCK, AND OF
THE BOARD OF DIRECTORS' REPORT FOR THE
2016 FISCAL YEAR, PURSUANT TO THE M
2 PROPOSAL FOR THE ALLOCATION OF PROFITS. WITHHOLD FOR Management
3 PROPOSAL TO INCREASE THE CAPITAL STOCK WITHHOLD FOR Management
OF THE COMPANY IN ITS VARIABLE PORTION
THROUGH: (A) CAPITALIZATION OF
RETAINED EARNINGS; AND (B) ISSUANCE OF
TREASURY SHARES IN ORDER TO PRESERVE
THE RIGHTS OF CONVERTIBLE NOTE HOLDERS
PURSUANT TO THE COMPANY'S PREVI
4 APPOINTMENT OF DIRECTORS, MEMBERS AND WITHHOLD FOR Management
PRESIDENT OF THE AUDIT AND CORPORATE
PRACTICES AND FINANCE COMMITTEES.
5 COMPENSATION OF THE MEMBERS OF THE WITHHOLD FOR Management
BOARD OF DIRECTORS AND OF THE AUDIT
AND CORPORATE PRACTICES AND FINANCE
COMMITTEES.
6 APPOINTMENT OF DELEGATE OR DELEGATES WITHHOLD FOR Management
TO FORMALIZE THE RESOLUTIONS ADOPTED
AT THE MEETING.
--------------------------------------------------------------------------------
CENCOSUD S.A.
Ticker: Security ID: P2205J100
Meeting Date: APR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINATION OF THE SITUATION OF THE FOR FOR Management
COMPANY AND OF THE REPORTS FROM THE
OUTSIDE AUDITING FIRM AND THE APPROVAL
OF THE ANNUAL REPORT, BALANCE SHEET
AND FINANCIAL STATEMENTS FROM THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016, AND OF THE REPORT FROM THE OU
2 DISTRIBUTION OF PROFIT FROM THE 2016 FOR FOR Management
FISCAL YEAR AND THE PAYMENT OF
DIVIDENDS
3 PRESENTATION OF THE DIVIDEND POLICY OF FOR FOR Management
THE COMPANY
4 ESTABLISHMENT OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
5 ESTABLISHMENT OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE COMMITTEE OF
DIRECTORS AND THE DETERMINATION OF THE
EXPENSE BUDGET FOR ITS OPERATION AND
FOR ITS ADVISORS
6 THE REPORT IN REGARD TO THE EXPENSES FOR FOR Management
OF THE BOARD OF DIRECTORS AND OF THE
COMMITTEE OF DIRECTORS
7 DESIGNATION OF AN OUTSIDE AUDITING FOR FOR Management
FIRM FOR THE 2017 FISCAL YEAR
8 DESIGNATION OF RISK RATING AGENCIES FOR FOR Management
FOR THE 2017 FISCAL YEAR
9 TO GIVE AN ACCOUNTING OF THE MATTERS FOR FOR Management
THAT WERE EXAMINED BY THE COMMITTEE OF
DIRECTORS, ACTIVITIES CONDUCTED, ITS
ANNUAL REPORT AND THE PROPOSALS THAT
WERE NOT ACCEPTED BY THE BOARD OF
DIRECTORS, AS WELL AS THE RESOLUTIONS
THAT WERE PASSED BY THE BOARD OF
10 TO GIVE AN ACCOUNTING OF THE OPPOSING FOR FOR Management
VOTES OF MEMBERS OF THE BOARD OF
DIRECTORS THAT WERE PLACED ON THE
RECORD IN THE MINUTES OF THE MEETINGS
OF TH BOARD OF DIRECTORS
11 DESIGNATION OF THE PERIODICAL IN WHICH FOR FOR Management
THE CORPORATE NOTICES MUST BE PUBLISHED
12 IN GENERAL, ANY MATTER OF CORPORATE ABSTAIN AGAINST Management
INTEREST THAT IS NOT APPROPRIATE FOR
AN EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS, RIO
Ticker: Security ID: P22854106
Meeting Date: JUL 22, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
6 TO APPROVE THE TRANSFER, BY THE END OF FOR FOR Management
2017, OF SHAREHOLDER CONTROL OF THE
DISTRIBUTORS, WHICH ARE SUBSIDIARIES
OF ELETROBRAS, WHICH HAVE HAD THE
EXTENSION OF THEIR CONCESSIONS
APPROVED, UNDER THE TERMS OF ITEMS 3
THROUGH 8 BELOW, OBSERVING THE TERMS
AND
7 TO APPROVE THAT ALL OF THE IMMEDIATE FOR FOR Management
MEASURES BE TAKEN FOR THE SUBSCRIPTION
AND PAYING IN, IN BRL, BY THE END OF
2016, OF A CAPITAL INCREASE IN THE
DISTRIBUTORS, WHICH HAVE HAD THE
EXTENSION OF THEIR CONCESSIONS
APPROVED, UNDER THE TERMS OF ITEMS 3
THROUG
8 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY COMPANHIA
ENERGETICA DO PIAUI, CEPISA, ANEEL
NUMBER 004.2001, UNDER THE TERMS OF
DECREE NUMBER 8461 OF JUNE 2, 2015, OF
NATIONAL ELECTRIC POWER AGENCY ORDER
NUMBER 3540 OF OCTOBER 20, 2015, OF
PROVISIONAL
9 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY COMPANHIA
ENERGETICA DE ALAGOAS, CEAL, ANEEL
NUMBER 007.2001, UNDER THE TERMS OF
DECREE NUMBER 8461 OF JUNE 2, 2015, OF
NATIONAL ELECTRIC POWER AGENCY ORDER
NUMBER 3540 OF OCTOBER 20, 2015, OF
PROVISIONAL
10 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY COMPANHIA DE
ELETRICIDADE DO ACRE, ELETROACRE,
ANEEL NUMBER 006.2001, UNDER THE TERMS
OF DECREE NUMBER 8461 OF JUNE 2, 2015,
OF NATIONAL ELECTRIC POWER AGENCY
ORDER NUMBER 3540 OF OCTOBER 20, 2015,
OF PRO
11 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY CENTRAIS ELETRICAS
DE RONDONIA S.A., CERON, ANEEL NUMBER
005.2001, UNDER THE TERMS OF DECREE
NUMBER 8461 OF JUNE 2, 2015, OF
NATIONAL ELECTRIC POWER AGENCY ORDER
NUMBER 3540 OF OCTOBER 20, 2015, OF
PROVIS
12 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY BOA VISTA ENERGIA S.
A., ANEEL NUMBER 021.2001, UNDER THE
TERMS OF DECREE NUMBER 8461 OF JUNE 2,
2015, OF NATIONAL ELECTRIC POWER
AGENCY ORDER NUMBER 3540 OF OCTOBER
20, 2015, OF PROVISIONAL MEASURE NUMBER
13 TO EXTEND THE CONCESSION OF THE FOR FOR Management
SUBSIDIARY COMPANY AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A., ANEEL
NUMBER 020.2001, UNDER THE TERMS OF
DECREE NUMBER 8461 OF JUNE 2, 2015, OF
NATIONAL ELECTRIC POWER AGENCY ORDER
NUMBER 3540 OF OCTOBER 20, 2015, OF
PROVISIONA
14 TO APPROVE, WITH THE BRAZILIAN FOR FOR Management
CORPORATE LAW BEING RESPECTED, THE
TRANSFER OF SHAREHOLDER CONTROL, BY
DECEMBER 31, 2017, OF THE DISTRIBUTORS
THAT HAVE NOT HAD THE EXTENSION OF
THEIR CONCESSIONS APPROVED IN
ACCORDANCE WITH ITEMS 3 THROUGH 8 OF
THE AGENDA A
15 TO APPROVE THE RETURN OF THE FOR FOR Management
DISTRIBUTION CONCESSIONS AND THE
ADOPTION OF THE MEASURES FOR THE
LIQUIDATION OF THE RESPECTIVE
DISTRIBUTORS THAT I. DID NOT HAVE THE
EXTENSION OF THEIR CONCESSIONS
APPROVED, UNDER THE EXACT TERMS OF
ITEMS 3 THROUGH 8 OF THE A
16 IN THE EVENT THAT THE TRANSFER OF FOR FOR Management
SHAREHOLDER CONTROL OF THE DISTRIBUTOR
IS APPROVED UNDER THE TERMS OF ITEM 9
OF THE AGENDA, TO APPROVE THAT THERE
BE RETURNED, AT ANY TIME, THE
RESPECTIVE CONCESSION OF DISTRIBUTION
AND THAT THE MEASURES FOR ITS LIQUIDATI
18 TO ELECT VICENT FALCONI CAMPOS TO THE FOR FOR Management
BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
19 TO ELECT MAURICIO MUNIZ BARRETTO DE FOR FOR Management
CARVALHO TO THE BOARD OF DIRECTORS.
CANDIDATE APPOINTED BY CONTROLLER
SHAREHOLDER
20 TO ELECT RODRIGO PEREIRA DE MELLO TO FOR FOR Management
THE BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
21 TO ELECT WALTER MALIENI JUNIOR TO THE FOR FOR Management
BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
22 TO ELECT SAMUEL ASSAYAG HANAN TO THE FOR FOR Management
BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
23 TO ELECT GUSTAVO GONCALVES MANFRIM TO FOR FOR Management
THE BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
24 TO ELECT MARCELO GASPARINO DA SILVA TO FOR FOR Management
THE BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY MINORITY SHAREHOLDER
25 TO ELECT MOZART DE SIQUEIRA CAMPOS FOR FOR Management
ARAUJO TO THE BOARD OF DIRECTORS.
CANDIDATE APPOINTED BY MINORITY
SHAREHOLDER
26 TO ELECT WILSON FERREIRA JUNIOR TO THE FOR FOR Management
BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY CONTROLLER SHAREHOLDER
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS, RIO
Ticker: Security ID: P22854106
Meeting Date: OCT 24, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE SALE OF SHAREHOLDING FOR FOR Management
CONTROL OF CELG DISTRIBUICAO S.A. CELG
D AT PRIVATIZATION AUCTION TO BE
PROMOTED BY BM.FBOVESPA, ACCORDING TO
MINIMUM PRICE AND CONDITIONS SET FORTH
IN RESOLUTION CND NO. 11 OF NOVEMBER
18, 2015, WITH THE CHANGES SET BY
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS, RIO
Ticker: Security ID: P22854106
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RESOLVE IN REGARD TO THE AMENDMENT FOR FOR Management
OF THE CORPORATE BYLAWS, BY MEANS OF
THE AMENDMENT OF THE MAIN PART OF
ARTICLE 17, IN ORDER TO CHANGE THE
TERM IN OFFICE OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE NUMBER OF
REELECTIONS TO THE POSITION, THE AMEN
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS, RIO
Ticker: Security ID: P22854106
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ELECTION IN SEPARATE OF THE BOARD OF FOR FOR Management
DIRECTORS. PREFERRED SHARES.
INDICATION OF CANDIDATES FOR THE BOARD
OF DIRECTORS. THE SHAREHOLDER MUST
FILL THIS FIELD IF HE IS A
NONPERMANENT HOLDER OF THE SHARES WITH
WHICH HE VOTES DURING THE 3 MONTHS
IMMEDIATELY PR
7 ELECTION OF THE FISCAL COUNCIL IN FOR FOR Management
SEPARATE. PREFERRED SHARES.
APPOINTMENT OF CANDIDATES TO THE
FISCAL COUNCIL. PATRICIA VALENTE
STIERLI, INDICATED BY THE MINORITY
PREFERRED SHAREHOLDER
--------------------------------------------------------------------------------
CESP - COMPANHIA ENERGETICA DE SAO PAULO
Ticker: Security ID: P25784193
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
PREFERRED SHARES. NOTE SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES NAME APPOINTED
7 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. CANDIDATE APPOINTED BY
PREFERRED SHARES. NOTE MEMBERS.
PRINCIPAL. CHARLES RENE. SUBSTITUTE.
MURIALDO LOCH SHAREHOLDERS MAY ONLY
VOTE IN FAVOR FOR ONE PREFERRED SHARES
NAME APPOINTED
--------------------------------------------------------------------------------
CGN POWER CO LTD, CHINA
Ticker: Security ID: Y1300C101
Meeting Date: NOV 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE SHARE FOR FOR Management
TRANSFER AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
3 TO CONSIDER AND APPROVE THE 2016 FOR FOR Management
GENERAL SERVICES FRAMEWORK AGREEMENT,
THE NON-EXEMPT CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER,
AND THE PROPOSED ANNUAL CAPS FOR EACH
OF THE THREE YEARS ENDING DECEMBER 31,
2018
4 TO CONSIDER AND APPROVE THE FOR FOR Management
SUPPLEMENTAL AGREEMENT DATED SEPTEMBER
25, 2016 TO THE 2014 ENGINEERING
SERVICES FRAMEWORK AGREEMENT, THE
NON-EXEMPT CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER,
AND THE PROPOSED REVISED ANNUAL CAPS
FOR EACH OF TH
5 TO CONSIDER AND APPROVE THE FOR FOR Management
SUPPLEMENTAL AGREEMENT DATED SEPTEMBER
25, 2016 TO THE 2014 NUCLEAR FUEL
SUPPLY AND SERVICES FRAMEWORK
AGREEMENT, THE NON-EXEMPT CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED
THEREUNDER, AND THE PROPOSED REVISED
ANNUAL CAPS FO
6 I. TO CONSIDER AND APPROVE THE MID- TO FOR FOR Management
LONG-TERM BONDS ISSUE AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER,
WITH THE MAJOR TERMS AND PROPOSED
SCOPE THEREOF SET OUT IN THE CIRCULAR
II. TO CONSIDER AND APPROVE THE
AUTHORIZATION OF THE CHIEF FINANCIAL
OFFICER
7 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE CLOSING DATE OF THE RELEVANT
AUTHORIZATION PERIOD FOR THE
SHORT-TERM DEBENTURES ISSUE AS
APPROVED BY THE RESOLUTION OF
SHAREHOLDERS AT THE THIRD EGM OF 2014
FROM DECEMBER 31, 2016 TO MAY 15, 2017
--------------------------------------------------------------------------------
CGN POWER CO LTD, CHINA
Ticker: Security ID: Y1300C101
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR THE YEAR ENDED
31 DECEMBER 2016
7 TO CONSIDER AND APPROVE THE INVESTMENT FOR FOR Management
PLAN AND CAPITAL EXPENDITURE BUDGET
FOR THE YEAR 2017
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AND DELOITTE TOUCHE TOHMATSU AS
THE DOMESTIC AND INTERNATIONAL
AUDITORS OF THE COMPANY, RESPECTIVELY,
FOR THE YEAR 2017 UNTIL THE CLOSE OF
THE NEXT ANN
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. ZHANG SHANMING TO BE
NON-EXECUTIVE DIRECTOR
10 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. GAO LIGANG TO BE
EXECUTIVE DIRECTOR
11 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. TAN JIANSHENG TO BE
NON-EXECUTIVE DIRECTOR
12 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. SHI BING TO BE
NON-EXECUTIVE DIRECTOR
13 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MS. ZHONG HUILING TO BE
NON-EXECUTIVE DIRECTOR
14 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. ZHANG YONG TO BE
NON-EXECUTIVE DIRECTOR
15 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. NA XIZHI TO BE
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. HU YIGUANG TO BE
INDEPENDENT NON-EXECUTIVE DIRECTOR
17 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
DIRECTOR: MR. FRANCIS SIU WAI KEUNG TO
BE INDEPENDENT NON-EXECUTIVE DIRECTOR
18 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
SUPERVISOR: MR. CHEN SUI TO BE
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR
19 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
SUPERVISOR: MR. YANG LANHE TO BE
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR
20 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION AND APPOINTMENT OF
SUPERVISOR: MR. CHEN RONGZHEN TO BE
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR
21 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. GAO LIGANG
22 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. NA XIZHI
23 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. HU YIGUANG
24 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. FRANCIS SIU WAI KEUNG
25 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. PAN YINSHENG
26 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. YANG LANHE
27 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. CHEN RONGZHEN
28 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. CAI ZIHUA
29 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTOR AND
SUPERVISOR OF THE COMPANY FOR THE YEAR
2017: MR. WANG HONGXIN
30 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H
SHARES DURING THE RELEVANT PERIOD
--------------------------------------------------------------------------------
CHAILEASE HOLDING COMPANY LIMITED, GEORGE TOWN
Ticker: Security ID: G20288109
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS.PROPOSED
CASH DIVIDEND :TWD 3.4 PER SHARE
4 AMENDMENT TO THE PROCESSING PROCEDURES FOR FOR Management
FOR THE ACQUISITION AND DISPOSAL OF
ASSETS
5 ISSUANCE OF NEW COMMON SHARES FOR CASH FOR FOR Management
CAPITAL INCREASE IN TAIWAN OR ISSUANCE
OF GLOBAL DEPOSITARY RECEIPTS (GDRS)
THROUGH THE ISSUANCE OF NEW COMMON
SHARES BY CAPITAL INCREASE
6 THE ELECTION OF THE DIRECTOR.:JOHN-LEE FOR FOR Management
KOO,SHAREHOLDER NO.888
7 THE ELECTION OF THE DIRECTOR.:CHUN AN FOR FOR Management
INVESTMENT CO., LTD.,SHAREHOLDER NO.
93771,FONG-LONG CHEN AS REPRESENTATIVE
8 THE ELECTION OF THE DIRECTOR.:CHUN AN FOR FOR Management
INVESTMENT CO., LTD.,SHAREHOLDER NO.
93771,KING WAI ALFRED WONG AS
REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR.:MR.CHEE FOR FOR Management
WEE GOH,SHAREHOLDER NO.1946102XXX
10 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:DAR-YEH HWANG,SHAREHOLDER NO.
K101459XXX
11 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:MR.STEVEN JEREMY
GOODMAN,SHAREHOLDER NO.1959121XXX
12 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:MR.CHIN FOCK
HONG,SHAREHOLDER NO.1948070XXX
13 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS(JOHN-LEE KOO)
14 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS-CHUN AN INVESTMENT CO., LTD.
(FONG-LONG CHEN)
15 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS-CHUN AN INVESTMENT CO., LTD.
(KING WAI ALFRED WONG)
16 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS(MR.CHEE WEE GOH)
17 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS(DAR-YEH HWANG)
18 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS(MR.STEVEN JEREMY GOODMAN)
19 PROPOSAL OF RELEASING THE FOR FOR Management
NON-COMPETITION RESTRICTIONS ON
DIRECTORS(MR.CHIN FOCK HONG)
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: Security ID: Y1296K166
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE MINUTES OF THE ANNUAL FOR FOR Management
GENERAL SHAREHOLDERS' MEETING NO.
1/2016
2 TO ACKNOWLEDGE THE REPORT ON THE FOR FOR Management
COMPANY'S OPERATING RESULTS FOR THE
YEAR 2016
3 TO APPROVE THE STATEMENTS OF FINANCIAL FOR FOR Management
POSITION AND THE STATEMENTS OF INCOME
FOR THE YEAR ENDED DECEMBER 31, 2016
4 TO APPROVE THE APPROPRIATION OF PROFIT FOR FOR Management
AND ANNUAL DIVIDEND PAYMENT FOR THE
YEAR 2016
5 TO APPOINT DIRECTOR TO REPLACE FOR FOR Management
DIRECTOR WHO RETIRE BY ROTATION:
PROFESSOR DR. PONGSAK ANGKASITH
6 TO APPOINT DIRECTOR TO REPLACE FOR FOR Management
DIRECTOR WHO RETIRE BY ROTATION: POL.
GEN.PHATCHARAVAT WONGSUWAN
7 TO APPOINT DIRECTOR TO REPLACE FOR FOR Management
DIRECTOR WHO RETIRE BY ROTATION: MRS.
ARUNEE WATCHARANANAN
8 TO APPOINT DIRECTOR TO REPLACE FOR FOR Management
DIRECTOR WHO RETIRE BY ROTATION: MR.
SOOKSUNT JIUMJAISWANGLERG
9 TO APPOINT DIRECTOR TO REPLACE FOR FOR Management
DIRECTOR WHO RETIRE BY ROTATION: MR.
SUKHAWAT DANSERMSUK
10 TO APPROVE THE REMUNERATION OF THE FOR FOR Management
DIRECTORS FOR THE YEAR 2017
11 TO APPOINT THE COMPANY'S AUDITORS AND FOR FOR Management
FIX THE REMUNERATION FOR THE YEAR 2017
12 TO RESPOND TO THE QUERIES FOR FOR Management
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: Security ID: Y1296K166
Meeting Date: JUN 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE MINUTES OF THE ANNUAL FOR FOR Management
GENERAL SHAREHOLDERS' MEETING NO.
1/2017
2 TO APPROVE THE INCREASE OF THE FOR FOR Management
REGISTERED CAPITAL OF THE COMPANY IN
THE AMOUNT OF BAHT 1,548,588,386, FROM
BAHT 7,742,941,932 TO BAHT
9,291,530,318 BY ISSUING 1,548,588,386
NEW ORDINARY SHARES WITH A PAR VALUE
OF BAHT 1 PER SHARE
3 TO APPROVE THE AMENDMENT TO CLAUSE 4 FOR FOR Management
OF THE MEMORANDUM OF ASSOCIATION TO BE
IN LINE WITH THE INCREASE OF THE
REGISTERED CAPITAL OF THE COMPANY
4 TO APPROVE THE ALLOCATION OF FOR FOR Management
1,548,588,386 NEWLY ISSUED ORDINARY
SHARES OF THE COMPANY TO THE EXISTING
SHAREHOLDERS PROPORTIONATE TO THEIR
RESPECTIVE SHAREHOLDINGS (RIGHTS
OFFERING) AT THE OFFERING PRICE OF
BAHT 25.00 PER SHARE
5 TO RESPOND TO THE QUERIES FOR FOR Management
--------------------------------------------------------------------------------
CHENG SHIN RUBBER INDUSTRY CO LTD
Ticker: Security ID: Y1306X109
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RATIFY THE COMPANY'S 2016 BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS
4 TO RATIFY THE COMPANY'S 2016 PROFIT FOR FOR Management
DISTRIBUTION. PROPOSED CASH DIVIDEND:
TWD 3 PER SHARE.
5 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
ARTICLES OF INCORPORATION
6 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
PROCEDURES FOR ACQUISITION OR DISPOSAL
OF ASSETS
7 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
PROCEDURES FOR MAKING ENDORSEMENTS OR
GUARANTEES AND LOANING OF FUNDS
8 PROPOSAL TO AMEND THE COMPANY'S RULES FOR FOR Management
FOR ELECTION OF DIRECTORS AND
SUPERVISORS
9 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:HSU EN DE,SHAREHOLDER NO.
Q121432XXX
10 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:TOO JUI RZE,SHAREHOLDER NO.
N102348XXX
11 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:CHEN SHUEI JIN,SHAREHOLDER NO.
P120616XXX
12 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
13 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
14 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
15 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
16 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
17 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
18 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
19 THE ELECTION OF NON-NOMINATED DIRECTOR FOR FOR Management
20 PROPOSAL TO RELEASE THE NEW DIRECTORS FOR FOR Management
OF THE COMPANY FROM NON-COMPETE
RESTRICTIONS.
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD
Ticker: Security ID: Y1375F104
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO APPROVE A FINAL DIVIDEND OF 5.4 HK FOR FOR Management
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. DONG WEI AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MS. YANG HONG AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. SHI BO AS AN EXECUTIVE FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. LI JIAN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR. JIA PENG AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
10 TO RE-ELECT MR. LAM WAI HON, AMBROSE FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
11 TO RE-ELECT MR. ONG TECK CHYE AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
12 TO RE-APPOINT AUDITOR AND AUTHORISE FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
TO FIX THEIR REMUNERATION
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY
14 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY-BACK THE COMPANY'S
OWN SHARES
15 TO ADD THE NUMBER OF THE SHARES BOUGHT FOR FOR Management
BACK UNDER RESOLUTION 5B TO THE
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION 5A
--------------------------------------------------------------------------------
CHINA AIRLINES, LTD.
Ticker: Security ID: Y1374F105
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACKNOWLEDGEMENT OF BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR 2016.
3 ACKNOWLEDGEMENT OF THE PROPOSAL FOR FOR FOR Management
2016 DEFICIT COMPENSATION.
4 AMENDMENT TO THE PROCEDURES GOVERNING FOR FOR Management
THE ACQUISITION AND DISPOSAL OF ASSETS.
5 AMENDMENT TO THE OPERATIONAL FOR FOR Management
PROCEDURES FOR ENDORSEMENTS AND
GUARANTEES.
6 PROPOSAL TO RELEASE NON COMPETE FOR FOR Management
RESTRICTIONS ON CHAIRMAN NUAN HSUAN HO
AND DIRECTOR SU CHIEN HSIEH.
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD
Ticker: Security ID: Y14251105
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF THE DIRECTORS OF THE
COMPANY (THE ''BOARD'') FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
FOR DISTRIBUTION OF PROFIT OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016 AND THE DECLARATION OF THE
COMPANY'S SPECIAL DIVIDEND
7 TO CONSIDER AND APPROVE THE BUDGET FOR FOR Management
PROPOSALS OF THE COMPANY FOR THE YEAR
2017
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
AND DELOITTE TOUCHE TOHMATSU CERTIFIED
PUBLIC ACCOUNTANTS LLP AS THE OVERSEAS
AND DOMESTIC AUDITORS OF THE COMPANY
RESPECTIVELY FOR A TERM UNTIL THE
CONCLU
9 TO CONSIDER AND TO AUTHORISE THE FOR FOR Management
GRANTING OF A GENERAL MANDATE TO THE
BOARD TO ISSUE DOMESTIC SHARES AND
UNLISTED FOREIGN SHARES (''THE
DOMESTIC SHARES'') AND OVERSEAS LISTED
FOREIGN SHARES (THE ''H SHARES'') OF
THE COMPANY: THAT: (A) THE BOARD BE
AND IS
10 THE BOARD BE AND IS HEREBY GRANTED, FOR FOR Management
DURING THE RELEVANT PERIOD (AS DEFINED
IN PARAGRAPH (C) BELOW), A GENERAL
MANDATE TO REPURCHASE H SHARES: THAT:
(A) BY REFERENCE TO MARKET CONDITIONS
AND IN ACCORDANCE WITH NEEDS OF THE
COMPANY, REPURCHASE THE H SHARES
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD
Ticker: Security ID: Y14251105
Meeting Date: JUN 02, 2017 Meeting Type: Class Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THE BOARD OF DIRECTORS OF THE COMPANY FOR FOR Management
(THE ''BOARD'') BE AND IS HEREBY
GRANTED, DURING THE RELEVANT PERIOD
(AS DEFINED IN PARAGRAPH (C) BELOW), A
GENERAL MANDATE TO REPURCHASE H
SHARES: ''THAT: (A) BY REFERENCE TO
MARKET CONDITIONS AND IN ACCORDANCE
WITH
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: Y1R34V103
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD FOR 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF SUPERVISORS FOR 2016
4 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
FINANCIAL ACCOUNT PLAN FOR 2016
5 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF ACCOUNTING FIRMS FOR
2017
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD, BEIJING
Ticker: Security ID: Y1434M116
Meeting Date: FEB 07, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TYPES OF SECURITIES
TO BE ISSUED
4 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: SIZE OF THE ISSUANCE
5 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: PAR VALUE AND ISSUE
PRICE
6 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERM
7 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: INTEREST RATE
8 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD AND TIMING OF
INTEREST PAYMENT
9 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: CONVERSION PERIOD
10 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: DETERMINATION AND
ADJUSTMENT OF THE CONVERSION PRICE
11 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: DOWNWARD ADJUSTMENT
TO CONVERSION PRICE
12 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD FOR
DETERMINING THE NUMBER OF SHARES FOR
CONVERSION
13 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: ENTITLEMENT TO
DIVIDEND OF THE YEAR OF CONVERSION
14 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERMS OF REDEMPTION
15 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERMS OF SALE BACK
16 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD OF ISSUANCE
AND TARGET SUBSCRIBERS
17 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: SUBSCRIPTION
ARRANGEMENT FOR THE EXISTING
SHAREHOLDERS
18 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: CONVERTIBLE BONDS
HOLDERS AND MEETINGS OF THE
CONVERTIBLE BONDS HOLDERS
19 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: USE OF PROCEEDS
20 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: GUARANTEE AND SECURITY
21 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: VALIDITY PERIOD OF
THE RESOLUTION
22 THE PROPOSAL ON THE CONDITIONS OF FOR FOR Management
ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
23 THE PROPOSAL ON THE FEASIBILITY REPORT FOR FOR Management
OF THE USE OF PROCEEDS RAISED FROM THE
ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
24 THE PROPOSAL ON THE USE OF THE FOR FOR Management
PREVIOUSLY RAISED PROCEEDS
25 THE PROPOSAL ON THE DILUTION OF FOR FOR Management
IMMEDIATE RETURNS AND RECOMMENDED
REMEDIAL MEASURE TO THE ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
26 THE PROPOSAL TO GENERAL MEETING TO FOR FOR Management
AUTHORIZE THE BOARD OF DIRECTORS TO
MANAGE THE MATTERS RELATING TO THE
ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
27 THE PROPOSAL ON AMENDMENTS TO THE FOR FOR Management
RULES OF PROCEDURES OF THE BOARD OF
DIRECTORS OF CHINA CITIC BANK
CORPORATION LIMITED
28 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE REPORT ON THE USE OF THE
PREVIOUSLY RAISED FUND FOR THE PERIOD
ENDED DECEMBER 31,2016 OF CHINA CITIC
BANK CORPORATION LIMITED
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD, BEIJING
Ticker: Security ID: Y1434M116
Meeting Date: FEB 07, 2017 Meeting Type: Class Meeting
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
15 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD OF ISSUANCE
AND TARGET SUBSCRIBERS
16 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: SUBSCRIPTION
ARRANGEMENT FOR THE EXISTING
SHAREHOLDERS
17 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: CONVERTIBLE BONDS
HOLDERS AND MEETINGS OF THE
CONVERTIBLE BONDS HOLDERS
18 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: USE OF PROCEEDS
19 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: GUARANTEE AND SECURITY
20 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: VALIDITY PERIOD OF
THE RESOLUTION
21 THE PROPOSAL TO GENERAL MEETING TO FOR FOR Management
AUTHORIZE THE BOARD OF DIRECTORS TO
MANAGE THE MATTERS RELATING TO THE
ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
2 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TYPES OF SECURITIES
TO BE ISSUED
3 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: SIZE OF THE ISSUANCE
4 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: PAR VALUE AND ISSUE
PRICE
5 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERM
6 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: INTEREST RATE
7 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD AND TIMING OF
INTEREST PAYMENT
8 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: CONVERSION PERIOD
9 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: DETERMINATION AND
ADJUSTMENT OF THE CONVERSION PRICE
10 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: DOWNWARD ADJUSTMENT
TO CONVERSION PRICE
11 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: METHOD FOR
DETERMINING THE NUMBER OF SHARES FOR
CONVERSION
12 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: ENTITLEMENT TO
DIVIDEND OF THE YEAR OF CONVERSION
13 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERMS OF REDEMPTION
14 THE PROPOSAL ON THE ISSUANCE AND FOR FOR Management
LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS: TERMS OF SALE BACK
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD, BEIJING
Ticker: Security ID: Y1434M116
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 PROPOSAL REGARDING THE REPORT OF THE FOR FOR Management
BOARD OF DIRECTORS FOR THE YEAR 2016
4 PROPOSAL REGARDING THE REPORT OF THE FOR FOR Management
BOARD OF SUPERVISORS FOR THE YEAR 2016
5 PROPOSAL REGARDING THE ANNUAL REPORT FOR FOR Management
OF CHINA CITIC BANK FOR THE YEAR 2016
6 PROPOSAL REGARDING THE FINANCIAL FOR FOR Management
REPORT OF CHINA CITIC BANK FOR THE
YEAR 2016
7 PROPOSAL REGARDING THE FINANCIAL FOR FOR Management
BUDGET PLAN OF CHINA CITIC BANK FOR
THE YEAR 2017
8 PROPOSAL REGARDING THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF CHINA CITIC BANK
FOR THE YEAR 2016
9 PROPOSAL REGARDING THE ENGAGEMENT OF FOR FOR Management
ACCOUNTING FIRMS AND THEIR FEES FOR
THE YEAR 2017
10 PROPOSAL REGARDING THE SPECIAL REPORT FOR FOR Management
ON RELATED PARTY TRANSACTIONS OF CHINA
CITIC BANK CORPORATION LIMITED FOR THE
YEAR 2016
11 PROPOSAL REGARDING THE APPOINTMENT OF FOR FOR Management
MR. ZHU GAOMING AS A NONEXECUTIVE
DIRECTOR FOR THE FOURTH SESSION OF THE
BOARD OF DIRECTORS OF CHINA CITIC BANK
CORPORATION LIMITED
12 PROPOSAL REGARDING THE AMENDMENTS TO FOR FOR Management
THE ARTICLES OF ASSOCIATION OF CHINA
CITIC BANK CORPORATION LIMITED
--------------------------------------------------------------------------------
CHINA COAL ENERGY CO LTD
Ticker: Security ID: Y1434L100
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE BOARD OF
DIRECTORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROFIT DISTRIBUTION
PROPOSAL OF THE COMPANY, NAMELY, THE
PROPOSAL FOR DISTRIBUTION OF A FINAL
DIVIDEND OF RMB0.039 PER SHARE (TAX
INCLUSIVE) IN AN AGGREGATE AMOUNT OF
APPROXIMATELY RMB514,531,500 FOR THE
YEA
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE CAPITAL EXPENDITURE BUDGET
OF THE COMPANY FOR THE YEAR ENDING 31
DECEMBER 2017
7 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE COMPANY'S
DOMESTIC AUDITOR AND DELOITTE TOUCHE
TOHMATSU AS THE COMPANY'S
INTERNATIONAL AUDITOR FOR THE
FINANCIAL YEAR OF 2017 A
8 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE EMOLUMENTS OF THE
DIRECTORS OF THE THIRD SESSION OF THE
BOARD OF THE COMPANY AND THE
SUPERVISORS OF THE THIRD SESSION OF
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR OF 2017
9 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE SUPPLEMENTAL AGREEMENT TO
THE COAL SUPPLY FRAMEWORK AGREEMENT
DATED 23 OCTOBER 2014 (THE "2015 COAL
SUPPLY FRAMEWORK AGREEMENT") ENTERED
INTO BETWEEN THE COMPANY AND CHINA
NATIONAL COAL GROUP CORPORATION AS
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE CERTAIN CONTINUING CONNECTED
TRANSACTION FRAMEWORK AGREEMENTS
ENTERED INTO BY THE COMPANY AND THE
RELEVANT ANNUAL CAPS THEREOF FOR THE
YEARS FROM 2018 TO 2020: TO CONSIDER
AND, IF THOUGHT FIT, TO APPROVE: "THAT
11 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE CERTAIN CONTINUING CONNECTED
TRANSACTION FRAMEWORK AGREEMENTS
ENTERED INTO BY THE COMPANY AND THE
RELEVANT ANNUAL CAPS THEREOF FOR THE
YEARS FROM 2018 TO 2020: TO CONSIDER
AND, IF THOUGHT FIT, TO APPROVE: "THAT
12 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE CERTAIN CONTINUING CONNECTED
TRANSACTION FRAMEWORK AGREEMENTS
ENTERED INTO BY THE COMPANY AND THE
RELEVANT ANNUAL CAPS THEREOF FOR THE
YEARS FROM 2018 TO 2020: TO CONSIDER
AND, IF THOUGHT FIT, TO APPROVE: "THAT
13 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE CERTAIN CONTINUING CONNECTED
TRANSACTION FRAMEWORK AGREEMENTS
ENTERED INTO BY THE COMPANY AND THE
RELEVANT ANNUAL CAPS THEREOF FOR THE
YEARS FROM 2018 TO 2020: TO CONSIDER
AND, IF THOUGHT FIT, TO APPROVE: "THAT
14 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF INDEPENDENT
NON-EXECUTIVE DIRECTORS OF THE THIRD
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY: TO APPROVE THE
APPOINTMENT OF MR. ZHANG CHENGJIE AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
OF
15 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF INDEPENDENT
NON-EXECUTIVE DIRECTORS OF THE THIRD
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY: TO APPROVE THE
APPOINTMENT OF MR. LEUNG CHONG SHUN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF T
16 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF
NON-EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY: TO APPROVE THE
APPOINTMENT OF MR. DU JI'AN AS
NONEXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD OF D
17 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE APPOINTMENT OF SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE THIRD
SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY: TO APPROVE THE
APPOINTMENT OF MR. WANG WENZHANG AS
SHAREHOLDER REPRESENTATIVE SUPERVISOR
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: Security ID: Y1R36J108
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016
3 TO CONSIDER AND APPROVE THE FOR FOR Management
DISTRIBUTION PLAN OF PROFIT AND FINAL
DIVIDEND OF THE COMPANY FOR THE YEAR
OF 2016
4 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF ERNST & YOUNG AS THE
COMPANY'S INTERNATIONAL AUDITOR AND
ERNST & YOUNG HUA MING LLP AS THE
COMPANY'S DOMESTIC AUDITOR FOR A TERM
STARTING FROM THE DATE OF PASSING THIS
RESOLUTION AT THE AGM ENDING AT THE
NEXT
5 TO CONSIDER AND APPROVE THE ESTIMATED FOR FOR Management
CAP FOR THE INTERNAL GUARANTEES OF THE
GROUP IN 2017 AND THE AUTHORISATION TO
THE MANAGEMENT OF THE COMPANY TO CARRY
OUT RELEVANT FORMALITIES WHEN
PROVIDING INTERNAL GUARANTEES WITHIN
THE APPROVED AMOUNT
6 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF THE COMPANY FOR THE YEAR
OF 2016
7 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR OF 2016
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE GENERAL MANDATE TO ISSUE
NEW SHARES OF THE COMPANY IN THE TERMS
AS FOLLOWS: A. THE BOARD BE AND IS
HEREBY AUTHORISED UNCONDITIONAL
GENERAL MANDATE DURING THE RELEVANT
PERIOD (AS DEFINED BELOW), EITHER SEP
9 TO CONSIDER AND APPROVE THE LAUNCH OF FOR FOR Management
ASSET-BACKED SECURITIZATION BY THE
COMPANY AND/OR ITS SUBSIDIARIES: (I)
THAT THE AGGREGATE PRINCIPAL AMOUNT OF
THE SECURITIES SHALL NOT EXCEED
RMB10,000 MILLION; AND (II) THAT MR.
LIU QITAO, MR. CHEN FENJIAN AND MR. F
10 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
ISSUE OF MID- TO LONG-TERM BONDS BY
THE COMPANY: (I) THAT THE AGGREGATE
PRINCIPAL AMOUNT OF THE SECURITIES
SHALL NOT EXCEED RMB10,000 MILLION;
AND (II) THAT MR. LIU QITAO AND/OR MR.
CHEN FENJIAN AND/OR MR. FU JUNYUAN B
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI
Ticker: Security ID: Y1436A102
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY, THE REPORT
OF THE DIRECTORS, THE REPORT OF THE
SUPERVISORY COMMITTEE AND THE REPORT
OF THE INTERNATIONAL AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2016 BE
CONSIDERED AND APPROVED, AND THE BOARD
OF D
4 THAT THE PROPOSAL ON PROFIT FOR FOR Management
DISTRIBUTION AND DIVIDEND DECLARATION
AND PAYMENT FOR THE YEAR ENDED 31
DECEMBER 2016 BE CONSIDERED AND
APPROVED: THE BOARD PROPOSES A FINAL
DIVIDEND OF RMB 0.1098 PER SHARE AND A
SPECIAL DIVIDEND OF RMB 0.0220 PER
SHARE, AND T
5 THAT THE APPOINTMENT OF DELOITTE FOR FOR Management
TOUCHE TOHMATSU AND DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS THE INTERNATIONAL AUDITORS AND
DOMESTIC AUDITORS OF THE COMPANY,
RESPECTIVELY, FOR THE YEAR ENDING 31
DECEMBER 2017 BE CONSIDERED AND APPROVE
6 THAT THE APPOINTMENT OF MR. SHAO FOR FOR Management
GUANGLU AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY BE AND IS HEREBY
CONSIDERED AND APPROVED, WITH EFFECT
FROM THE DATE ON WHICH THIS RESOLUTION
IS PASSED UNTIL THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR
2017 TO
7 THAT THE GRANT OF A GENERAL MANDATE TO FOR FOR Management
THE BOARD TO ISSUE DEBENTURES
DENOMINATED IN LOCAL OR FOREIGN
CURRENCIES, IN ONE OR MORE TRANCHES IN
THE PRC AND OVERSEAS, INCLUDING BUT
NOT LIMITED TO, SHORT-TERM COMMERCIAL
PAPER, MEDIUM TERM NOTE, COMPANY BOND
AND
8 THAT THE BOARD OR ANY TWO OF THREE FOR FOR Management
DIRECTORS OF THE COMPANY DULY
AUTHORIZED BY THE BOARD, NAMELY MR.
SUN KANGMIN, MR. SI FURONG AND MS. HOU
RUI, TAKING INTO ACCOUNT OF THE
SPECIFIC NEEDS OF THE COMPANY AND
MARKET CONDITIONS, BE AND ARE HEREBY
GENERALLY AN
9 THAT THE GRANT OF THE GENERAL MANDATE FOR FOR Management
UNDER THIS RESOLUTION SHALL COME INTO
EFFECT UPON APPROVAL FROM THE GENERAL
MEETING AND WILL BE VALID FOR 12
MONTHS FROM THAT DATE
10 THAT THE GRANT OF A GENERAL MANDATE TO FOR FOR Management
THE BOARD TO ALLOT, ISSUE AND DEAL
WITH THE ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 20% OF EACH OF
THE COMPANY'S EXISTING DOMESTIC SHARES
AND H SHARES (AS THE CASE MAY BE) IN
ISSUE BE CONSIDERED AND APPROVED
11 THAT THE BOARD BE AUTHORIZED TO FOR FOR Management
INCREASE THE REGISTERED CAPITAL OF THE
COMPANY TO REFLECT THE ISSUE OF SHARES
IN THE COMPANY AUTHORIZED UNDER
SPECIAL RESOLUTION 6, AND TO MAKE SUCH
APPROPRIATE AND NECESSARY AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: Security ID: Y1397N101
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 2016 REPORT OF BOARD OF DIRECTORS FOR FOR Management
4 2016 REPORT OF BOARD OF SUPERVISORS FOR FOR Management
5 2016 FINAL FINANCIAL ACCOUNTS FOR FOR Management
6 2016 PROFIT DISTRIBUTION PLAN FOR FOR Management
7 BUDGET OF 2017 FIXED ASSETS INVESTMENT FOR FOR Management
8 REMUNERATION DISTRIBUTION AND FOR FOR Management
SETTLEMENT PLAN FOR DIRECTORS IN 2015
9 REMUNERATION DISTRIBUTION AND FOR FOR Management
SETTLEMENT PLAN FOR SUPERVISORS IN 2015
10 ELECTION OF SIR MALCOLM CHRISTOPHER FOR FOR Management
MCCARTHY AS INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE BANK
11 ELECTION OF MS. FENG BING AS FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE BANK
12 ELECTION OF MR. ZHU HAILIN AS FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE BANK
13 ELECTION OF MR. WU MIN AS FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE BANK
14 ELECTION OF MR. ZHANG QI AS FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE BANK
15 ELECTION OF MR. GUO YOU TO BE FOR FOR Management
RE-APPOINTED AS SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE BANK
16 APPOINTMENT OF EXTERNAL AUDITORS FOR FOR FOR Management
2017: PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP
17 ISSUANCE OF ELIGIBLE TIER-2 CAPITAL FOR FOR Management
INSTRUMENTS IN THE AMOUNT OF UP TO
RMB96 BILLION IN EQUIVALENT
18 REVISIONS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION
19 REVISIONS TO THE RULES OF PROCEDURE FOR FOR Management
FOR THE SHAREHOLDERS' GENERAL MEETING
20 REVISIONS TO THE RULES OF PROCEDURE FOR FOR Management
FOR THE BOARD OF DIRECTORS
21 REVISIONS TO THE RULES OF PROCEDURE FOR FOR Management
FOR THE BOARD OF SUPERVISORS
--------------------------------------------------------------------------------
CHINA DEVELOPMENT FINANCIAL HOLDING COMPANY INC, T
Ticker: Security ID: Y1460P108
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACCEPTANCE OF 2016 BUSINESS REPORT, FOR FOR Management
FINANCIAL STATEMENTS, CONSOLIDATED
FINANCIAL STATEMENTS, AND RELEVANT
BOOKS AND REPORTS.
3 ACCEPTANCE OF 2016 EARNINGS FOR FOR Management
DISTRIBUTION PLAN.PROPOSED CASH
DIVIDEND: TWD0.50 PER SHARE.
4 AMENDMENT TO THE ARTICLES OF FOR FOR Management
INCORPORATION.
5 AMENDMENT TO THE REGULATIONS GOVERNING FOR FOR Management
THE ACQUISITION AND DISPOSAL OF ASSETS
BY THE COMPANY.
6 TO APPROVE THE PROPOSAL TO RELEASE FOR FOR Management
NON-COMPETITION RESTRICTIONS FOR
DIRECTORS OF THE BOARD (INCLUDING
JUDICIAL PERSONS AND THEIR
REPRESENTATIVES).
--------------------------------------------------------------------------------
CHINA ENERGY ENGINEERING CORPORATION LTD
Ticker: Security ID: Y1475W106
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 WORK REPORT OF THE BOARD FOR THE YEAR FOR FOR Management
2016
3 WORK REPORT OF THE SUPERVISORY FOR FOR Management
COMMITTEE FOR THE YEAR 2016
4 FINAL FINANCIAL REPORT FOR THE YEAR FOR FOR Management
2016
5 PROFIT DISTRIBUTION PLAN FOR THE YEAR FOR FOR Management
2016
6 FINANCING GUARANTEES PLAN FOR THE YEAR FOR FOR Management
2017
7 STANDARD ON REMUNERATION PAYMENT OF FOR FOR Management
THE DIRECTORS FOR THE YEAR 2015
8 REMUNERATION PLAN FOR THE DIRECTORS FOR FOR Management
FOR THE YEAR 2017
9 STANDARD ON REMUNERATION PAYMENT OF FOR FOR Management
THE SUPERVISORS FOR THE YEAR 2015
10 REMUNERATION PLAN FOR THE SUPERVISORS FOR FOR Management
FOR THE YEAR 2017
11 ENGAGEMENT OF AUDITORS FOR THE YEAR FOR FOR Management
2017
12 ISSUE OF DEBT FINANCING INSTRUMENTS FOR FOR Management
AND AUTHORIZATION TO THE BOARD
13 GENERAL MANDATE TO ISSUE SHARES FOR FOR Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: Security ID: ADPV23066
Meeting Date: NOV 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ISSUANCE FOR FOR Management
OF QUALIFIED TIER-2 CAPITAL INSTRUMENTS
3 TO CONSIDER AND APPROVE THE PLAN AND FOR FOR Management
AUTHORIZATION OF THE ISSUANCE OF
FINANCIAL BONDS
4 TO CONSIDER AND APPROVE THE FOR FOR Management
ESTABLISHMENT OF A SEPARATE LEGAL
ENTITY FOR THE CREDIT CARD BUSINESS
5 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG LIGUO AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SEVENTH
SESSION OF THE BOARD OF DIRECTORS
6 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG ZHE AS AN EXTERNAL
SUPERVISOR OF THE SEVENTH SESSION OF
THE BOARD OF SUPERVISORS
7 TO CONSIDER AND APPROVE DETERMINING FOR FOR Management
THE REMUNERATION STANDARDS OF CHAIRMAN
AND VICE-CHAIRMAN OF THE BOARD OF
SUPERVISORS FOR THE YEAR 2015
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: Security ID: Y1477U124
Meeting Date: FEB 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TYPE OF
PREFERENCE SHARES TO BE ISSUED
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: NUMBER
OF PREFERENCE SHARES TO BE ISSUED AND
ISSUANCE SIZE
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: PAR
VALUE AND ISSUANCE PRICE
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: METHOD
OF ISSUANCE
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: DURATION
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TARGET
INVESTORS
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: LOCK-UP
PERIOD
10 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR DISTRIBUTION OF DIVIDENDS
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR MANDATORY CONVERSION
12 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR OPTIONAL REDEMPTION
13 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
RESTRICTIONS ON VOTING RIGHTS
14 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
RESTORATION OF VOTING RIGHTS
15 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
SEQUENCE OF SETTLEMENT AND METHOD OF
LIQUIDATION
16 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: RATING
ARRANGEMENTS
17 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
GUARANTEE ARRANGEMENT
18 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: USE OF
PROCEEDS
19 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
TRANSFER ARRANGEMENTS
20 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: THE
EFFECTIVE PERIOD FOR THE RESOLUTION ON
THE ISSUANCE OF PREFERENCE SHARES
21 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: MATTERS
RELATING TO AUTHORISATION
22 TO CONSIDER AND APPROVE THE IMPACT OF FOR FOR Management
DILUTION OF RETURNS FOR THE CURRENT
PERIOD ARISING FROM ISSUANCE OF
PREFERENCE SHARES ON THE KEY FINANCIAL
INDICATORS OF THE COMPANY AND ADOPTION
OF MEASURES FOR MAKING UP THE SHORTFALL
23 TO CONSIDER AND APPROVE THE FOR FOR Management
SHAREHOLDER RETURN PLAN OF THE COMPANY
FOR 2017-2019
24 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. CAI YUNGE AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
25 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LIU CHONG AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
26 TO CONSIDER AND APPROVE THE CONNECTED FOR FOR Management
TRANSACTION IN RELATION TO THE
ISSUANCE OF A-SHARE CONVERTIBLE BONDS
27 TO CONSIDER AND APPROVE THE EXECUTION FOR FOR Management
OF CONDITIONAL SUBSCRIPTION AGREEMENT
OF A-SHARE CONVERTIBLE BONDS WITH
CHINA EVERBRIGHT GROUP CORPORATION
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: Security ID: Y1477U124
Meeting Date: FEB 28, 2017 Meeting Type: Class Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TYPE OF
PREFERENCE SHARES TO BE ISSUED
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: NUMBER
OF PREFERENCE SHARES TO BE ISSUED AND
ISSUANCE SIZE
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: PAR
VALUE AND ISSUANCE PRICE
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: METHOD
OF ISSUANCE
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: DURATION
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TARGET
INVESTORS
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: LOCK-UP
PERIOD
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR DISTRIBUTION OF DIVIDENDS
10 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR MANDATORY CONVERSION
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: TERMS
FOR OPTIONAL REDEMPTION
12 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
RESTRICTIONS ON VOTING RIGHTS
13 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
RESTORATION OF VOTING RIGHTS
14 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
SEQUENCE OF SETTLEMENT AND METHOD OF
LIQUIDATION
15 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: RATING
ARRANGEMENTS
16 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
GUARANTEE ARRANGEMENT
17 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: USE OF
PROCEEDS
18 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES:
TRANSFER ARRANGEMENTS
19 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: THE
EFFECTIVE PERIOD FOR THE RESOLUTION ON
THE ISSUANCE OF PREFERENCE SHARES
20 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES: MATTERS
RELATING TO AUTHORISATION
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: Security ID: Y1477U124
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
CLASS OF SHARES AND THE PAR VALUE
2 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
METHOD OF ISSUANCE
3 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
TARGET SUBSCRIBERS
4 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ISSUANCE SIZE
5 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
METHOD OF SUBSCRIPTION
6 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
PRICE BENCHMARK DATE
7 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ISSUE PRICE
8 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
LOCK-UP PERIOD
9 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
PLACE OF LISTING
10 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ARRANGEMENTS FOR ACCUMULATED PROFITS
11 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
USE OF PROCEEDS
12 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
VALIDITY PERIOD OF RESOLUTION
13 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY PURSUANT TO
THE NON-PUBLIC ISSUANCE OF H SHARES
14 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS OF THE COMPANY WITH RESPECT
TO MATTERS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF H SHARES
15 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS OF
CHINA EVERBRIGHT BANK COMPANY LIMITED
16 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS OF
CHINA EVERBRIGHT BANK COMPANY LIMITED
17 TO CONSIDER AND APPROVE THE BUDGET FOR FOR Management
PLAN OF FIXED ASSET INVESTMENT OF
CHINA EVERBRIGHT BANK COMPANY LIMITED
FOR THE YEAR 2017
18 TO CONSIDER AND APPROVE CHINA FOR FOR Management
EVERBRIGHT BANK COMPANY LIMITED'S
AUDITED ACCOUNTS REPORT FOR THE YEAR
2016
19 TO CONSIDER AND APPROVE CHINA FOR FOR Management
EVERBRIGHT BANK COMPANY LIMITED'S
PROFIT DISTRIBUTION PLAN FOR THE YEAR
2016
20 TO CONSIDER AND APPROVE THE APPRAISAL FOR FOR Management
OF THE AUDIT WORK FOR THE YEAR 2016
PERFORMED BY ERNST & YOUNG HUA
MING/ERNST & YOUNG AND THE
RE-APPOINTMENT OF ERNST & YOUNG HUA
MING/ERNST & YOUNG FOR THE YEAR 2017
21 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RELATION TO THE REMUNERATION
STANDARDS OF THE DIRECTORS OF CHINA
EVERBRIGHT BANK COMPANY LIMITED FOR
THE YEAR 2016
22 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RELATION TO THE REMUNERATION
STANDARDS OF THE SUPERVISORS OF CHINA
EVERBRIGHT BANK COMPANY LIMITED FOR
THE YEAR 2016
23 TO CONSIDER AND APPROVE THE FOR FOR Management
SUBSCRIPTION AGREEMENTS IN RELATION TO
THE SUBSCRIPTION OF NON-PUBLIC
ISSUANCE OF H SHARES OF CHINA
EVERBRIGHT BANK COMPANY LIMITED BY
CHINA EVERBRIGHT GROUP LIMITED AND
OVERSEAS CHINESE TOWN ENTERPRISES
COMPANY: THE SUBSCRIPTI
24 TO CONSIDER AND APPROVE THE FOR FOR Management
SUBSCRIPTION AGREEMENTS IN RELATION TO
THE SUBSCRIPTION OF NON-PUBLIC
ISSUANCE OF H SHARES OF CHINA
EVERBRIGHT BANK COMPANY LIMITED BY
CHINA EVERBRIGHT GROUP LIMITED AND
OVERSEAS CHINESE TOWN ENTERPRISES
COMPANY: THE SUBSCRIPTI
25 TO CONSIDER AND APPROVE THE WAIVER TO FOR FOR Management
CHINA EVERBRIGHT GROUP LIMITED FROM
MAKING THE GENERAL ACQUISITION OFFER
26 TO CONSIDER AND APPROVE THE CONNECTED FOR FOR Management
TRANSACTION RELATING TO THE NON-PUBLIC
ISSUANCE OF H SHARES
27 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
USE OF PROCEEDS FROM PREVIOUS OFFERING
BY CHINA EVERBRIGHT BANK COMPANY
LIMITED
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: Security ID: Y1477U124
Meeting Date: JUN 20, 2017 Meeting Type: Class Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
CLASS OF SHARES AND THE PAR VALUE
3 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
METHOD OF ISSUANCE
4 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
TARGET SUBSCRIBERS
5 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ISSUANCE SIZE
6 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
METHOD OF SUBSCRIPTION
7 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
PRICE BENCHMARK DATE
8 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ISSUE PRICE
9 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
LOCK-UP PERIOD
10 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
PLACE OF LISTING
11 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
ARRANGEMENTS FOR ACCUMULATED PROFITS
12 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
USE OF PROCEEDS
13 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
THE NON-PUBLIC ISSUANCE OF H SHARES BY
CHINA EVERBRIGHT BANK COMPANY LIMITED:
VALIDITY PERIOD OF RESOLUTION
14 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY PURSUANT TO
THE NON-PUBLIC ISSUANCE OF H SHARES
15 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS OF THE COMPANY WITH RESPECT
TO MATTERS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF H SHARES
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: Security ID: G2119W106
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS AND THE REPORTS OF THE
DIRECTORS OF THE COMPANY (THE
''DIRECTORS'') AND THE AUDITORS OF THE
COMPANY (THE ''AUDITORS'') FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO RE-ELECT MS. HE MIAOLING AS AN FOR FOR Management
EXECUTIVE DIRECTOR
5 TO RE-ELECT MR. HUANG XIANGUI AS AN FOR FOR Management
EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. PAN DARONG AS AN FOR FOR Management
EXECUTIVE DIRECTOR
7 TO RE-ELECT MR. SHI JUNPING AS AN FOR FOR Management
EXECUTIVE DIRECTOR
8 TO RE-ELECT MR. HE QI AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT MS. XIE HONGXI AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS THE AUDITORS OF THE COMPANY AND
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
12 TO APPROVE THE GRANTING TO THE FOR FOR Management
DIRECTORS THE GENERAL AND
UNCONDITIONAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES NOT EXCEEDING
20% OF THE TOTAL NUMBER OF SHARES OF
THE COMPANY IN ISSUE
13 TO APPROVE THE GRANTING TO THE FOR FOR Management
DIRECTORS THE GENERAL AND
UNCONDITIONAL MANDATE TO REPURCHASE
SHARES IN OF THE COMPANY OF UP TO 10%
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE
14 TO APPROVE THE EXTENSION OF THE FOR FOR Management
AUTHORITY GRANTED TO THE DIRECTORS BY
RESOLUTION 10 ABOVE BY ADDING THE
NUMBER OF SHARES BOUGHT BACK PURSUANT
TO THE AUTHORITY GRANTED TO THE
DIRECTORS BY RESOLUTION 11 ABOVE
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: SEP 13, 2016 Meeting Type: Class Meeting
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PLAN FOR A SHARE OFFERING
3 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO DEAL
WITH MATTERS RELATING TO THE A SHARE
OFFERING
4 TO CONSIDER AND APPROVE THE PLAN FOR FOR FOR Management
DISTRIBUTION OF ACCUMULATED PROFITS
BEFORE THE A SHARE OFFERING
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON PRICE STABILISATION OF A SHARES OF
THE COMPANY FOR THE THREE YEARS AFTER
THE A SHARE OFFERING
6 TO CONSIDER AND APPROVE THE FOR FOR Management
UNDERTAKINGS REGARDING THE INFORMATION
DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
7 TO CONSIDER AND APPROVE THE REMEDIAL FOR FOR Management
MEASURES FOR THE DILUTION OF IMMEDIATE
RETURNS AS A RESULT OF THE A SHARE
OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: SEP 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PLAN FOR A SHARE OFFERING
3 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO DEAL
WITH MATTERS RELATING TO THE A SHARE
OFFERING
4 TO CONSIDER AND APPROVE THE PLAN FOR FOR FOR Management
DISTRIBUTION OF ACCUMULATED PROFITS
BEFORE THE A SHARE OFFERING
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON PRICE STABILISATION OF A SHARES OF
THE COMPANY FOR THE THREE YEARS AFTER
THE A SHARE OFFERING
6 TO CONSIDER AND APPROVE THE FOR FOR Management
UNDERTAKINGS REGARDING THE INFORMATION
DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
7 TO CONSIDER AND APPROVE THE REMEDIAL FOR FOR Management
MEASURES FOR THE DILUTION OF IMMEDIATE
RETURNS AS A RESULT OF THE A SHARE
OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
8 TO CONSIDER AND APPROVE THE USE OF FOR FOR Management
PROCEEDS FROM THE A SHARE OFFERING
9 TO CONSIDER AND APPROVE AMENDMENTS TO FOR FOR Management
THE ARTICLES OF ASSOCIATION
10 TO CONSIDER AND APPROVE THE DIVIDEND FOR FOR Management
DISTRIBUTION PLAN FOR THE THREE YEARS
AFTER THE A SHARE OFFERING
11 TO CONSIDER AND APPROVE THE REPORT ON FOR FOR Management
THE USE OF PREVIOUSLY RAISED FUNDS
12 TO CONSIDER AND APPROVE THE FOR FOR Management
SELF-ASSESSMENT REPORT ON THE LAND AND
RESIDENTIAL PROPERTY SALES MATTERS
INVOLVING THE REAL ESTATE DEVELOPMENT
PROJECTS OF THE COMPANY'S REAL ESTATE
SUBSIDIARIES
13 TO CONSIDER AND APPROVE THE FOR FOR Management
UNDERTAKING LETTER IN RELATION TO THE
LAND AND RESIDENTIAL PROPERTY SALES
MATTERS INVOLVING THE REAL ESTATE
DEVELOPMENT PROJECTS OF THE COMPANY'S
REAL ESTATE SUBSIDIARIES
14 TO CONSIDER AND APPROVE AMENDMENTS TO FOR FOR Management
THE PROCEDURAL RULES OF GENERAL
MEETINGS OF THE COMPANY
15 TO CONSIDER AND APPROVE AMENDMENTS TO FOR FOR Management
THE PROCEDURAL RULES OF BOARD MEETINGS
OF THE COMPANY
16 TO CONSIDER AND APPROVE AMENDMENTS TO FOR FOR Management
THE PROCEDURAL RULES OF MEETINGS OF
THE BOARD OF SUPERVISORS OF THE COMPANY
17 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHOU LANGLANG AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG LIHUA AS AN EXECUTIVE
DIRECTOR
3 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LI YI AS A NON-EXECUTIVE
DIRECTOR
4 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. MA ZHONGFU AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: FEB 14, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ISSUANCE FOR FOR Management
PLAN OF FINANCIAL BONDS FOR 2017 AND
RELEVANT AUTHORIZATION
3 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. LAI XIAOMIN AS THE
EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
4 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. KE KASHENG AS THE
EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
5 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG LIHUA AS THE EXECUTIVE
DIRECTOR OF THE SECOND SESSION OF THE
BOARD
6 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. WANG KEYUE AS THE
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
7 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LI YI AS THE NON-EXECUTIVE
DIRECTOR OF THE SECOND SESSION OF THE
BOARD
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. WANG CONG AS THE
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. DAI LIJIA AS THE
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
10 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHOU LANGLANG AS THE
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
11 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. SONG FENGMING AS
THE INDEPENDENT NONEXECUTIVE DIRECTOR
OF THE SECOND SESSION OF THE BOARD
12 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. TSE HAU YIN AS THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SECOND SESSION OF THE BOARD
13 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. LIU JUNMIN AS THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SECOND SESSION OF THE BOARD
14 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. SHAO JINGCHUN AS
THE INDEPENDENT NONEXECUTIVE DIRECTOR
OF THE SECOND SESSION OF THE BOARD
15 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. MA ZHONGFU AS THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE SECOND SESSION OF THE BOARD OF
SUPERVISORS
16 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. DONG JUAN AS THE
EXTERNAL SUPERVISOR OF THE SECOND
SESSION OF THE BOARD OF SUPERVISORS
17 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MS. XU LI AS THE EXTERNAL
SUPERVISOR OF THE SECOND SESSION OF
THE BOARD OF SUPERVISORS
18 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE FIRST SESSION OF THE
BOARD
19 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE FIRST SESSION OF THE
BOARD OF SUPERVISOR
20 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION PACKAGE FOR DIRECTORS FOR
THE YEAR 2015
21 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION PACKAGE FOR SUPERVISORS
FOR THE YEAR 2015
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: MAR 21, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE FIXED FOR FOR Management
ASSETS INVESTMENT BUDGET FOR 2017
3 TO CONSIDER AND APPROVE THE REPORT ON FOR FOR Management
THE USE OF PREVIOUSLY RAISED FUNDS
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: Security ID: ADPV30665
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE FINAL FOR FOR Management
FINANCIAL ACCOUNT PLAN FOR 2016
4 TO CONSIDER AND APPROVE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR 2016
5 TO CONSIDER AND APPROVE WORK REPORT OF FOR FOR Management
THE BOARD FOR 2016
6 TO CONSIDER AND APPROVE WORK REPORT OF FOR FOR Management
THE BOARD OF SUPERVISORS FOR 2016
7 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF EXTERNAL AUDITORS FOR
2017
--------------------------------------------------------------------------------
CHINA JINMAO HOLDINGS GROUP LIMITED
Ticker: Security ID: Y1500V107
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND RECEIVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS AND THE
AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. LI CONGRUI AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. YANG LIN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LAU HON CHUEN, AMBROSE FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. SU XIJIA AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
9 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE DIRECTORS OF THE COMPANY
10 TO RE-APPOINT ERNST & YOUNG AS THE FOR FOR Management
AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
11 TO CONSIDER AND APPROVE A GENERAL FOR FOR Management
MANDATE TO THE DIRECTORS TO BUY-BACK
SHARES
12 TO CONSIDER AND APPROVE A GENERAL FOR FOR Management
MANDATE TO THE DIRECTORS TO ISSUE NEW
SHARES
13 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE GENERAL MANDATE TO THE
DIRECTORS TO ISSUE NEW SHARES BASED ON
THE NUMBER OF SHARES BOUGHT BACK
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD, TAIWAN
Ticker: Security ID: Y1478C107
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS
3 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 0.8 PER SHARE AND
PROPOSED STOCK DIVIDEND: 90 FOR 1000
SHS HELD
4 TO AMEND THE ARTICLES OF INCORPORATION FOR FOR Management
5 TO APPROVE THE PROPOSAL OF THE FOR FOR Management
COMPANY'S CAPITAL INCREASE THROUGH
CAPITALIZATION OF RETAINED EARNINGS
6 TO APPROVE THE COMPANY'S CAPITAL FOR FOR Management
RAISING PLAN FOR LONG- TERM DEVELOPMENT
7 TO AMEND THE PROCEDURES GOVERNING THE FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
8 THE ELECTION OF THE DIRECTOR:TAI LI FOR FOR Management
INVESTMENT CO., LTD. ,SHAREHOLDER NO.
213450,ALAN WANG AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR:TAI LI FOR FOR Management
INVESTMENT CO., LTD. ,SHAREHOLDER NO.
213450,STEPHANIE HWANG AS
REPRESENTATIVE
10 THE ELECTION OF THE DIRECTOR:VIDEOLAND FOR FOR Management
INC. ,SHAREHOLDER NO.157891,YU LING
KUO AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR:LAN WAN FOR FOR Management
INVESTMENT CORPORATION ,SHAREHOLDER NO.
271780,TONY T.M. HSU AS REPRESENTATIVE
12 THE ELECTION OF THE DIRECTOR:LAN WAN FOR FOR Management
INVESTMENT CORPORATION ,SHAREHOLDER NO.
271780,ROY MANG AS REPRESENTATIVE
13 THE ELECTION OF THE DIRECTOR:EVER-RICH FOR FOR Management
CO., LTD. ,SHAREHOLDER NO.
382796,LAUREN HSIEN AS REPRESENTATIVE
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:LOUIS T. KUNG,SHAREHOLDER NO.
A103026XXX
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:WEI-TA, PAN,SHAREHOLDER NO.
A104289XXX
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:WEN-YEN HSU,SHAREHOLDER NO.
C120287XXX
17 RELEASE OF RESTRICTIONS ON COMPETITIVE FOR FOR Management
ACTIVITIES OF THE COMPANY'S DIRECTORS
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: Security ID: Y1477R204
Meeting Date: DEC 27, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE OUTLINE OF FOR FOR Management
THE 13TH FIVE-YEAR DEVELOPMENT PLAN OF
THE COMPANY
3 TO CONSIDER AND APPROVE THE CHANGE OF FOR FOR Management
THE AUDITOR FOR US FORM 20-F OF THE
COMPANY FOR THE YEAR 2016
4 TO CONSIDER AND APPROVE THE COMPANY FOR FOR Management
FRAMEWORK AGREEMENT (AS DEFINED AND
DESCRIBED IN THE CIRCULAR TO THE
SHAREHOLDERS OF THE COMPANY DATED 11
NOVEMBER 2016 (THE CIRCULAR)) AND THE
PENSION COMPANY FRAMEWORK AGREEMENT
(AS DEFINED AND DESCRIBED IN THE CIRCUL
5 TO CONSIDER AND APPROVE THE CLIC FOR FOR Management
FRAMEWORK AGREEMENT (AS DEFINED AND
DESCRIBED IN THE CIRCULAR) AND THE
CLP&C FRAMEWORK AGREEMENT (AS DEFINED
AND DESCRIBED IN THE CIRCULAR), THE
TRANSACTIONS CONTEMPLATED THEREUNDER
AND THE ANNUAL CAPS FOR THE THREE YEARS
6 TO CONSIDER AND APPROVE THE RENEWAL OF FOR FOR Management
THE FRAMEWORK AGREEMENT FOR DAILY
CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: Security ID: Y1477R204
Meeting Date: MAY 31, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2016
4 TO CONSIDER AND APPROVE THE FINANCIAL FOR FOR Management
REPORT OF THE COMPANY FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY
7 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LIU HUIMIN AS A NON-EXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY
8 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. YIN ZHAOJUN AS A NON-EXECUTIVE
DIRECTOR OF THE FIFTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY
9 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF AUDITORS OF THE
COMPANY FOR THE YEAR 2016 AND THE
APPOINTMENT OF AUDITORS OF THE COMPANY
FOR THE YEAR 2017 : APPROVE ERNST
YOUNG HUA MING LLP AS THE PRC AUDITOR
AND THE AUDITOR FOR US FORM 20-F AND
ERNST YOUNG A
10 TO CONSIDER AND APPROVE THE FRAMEWORK FOR FOR Management
AGREEMENT IN RELATION TO THE
SUBSCRIPTION AND REDEMPTION OF TRUST
PRODUCTS AND OTHER DAILY TRANSACTIONS
PROPOSED TO BE ENTERED INTO BETWEEN
THE COMPANY AND CHONGQING
INTERNATIONAL TRUST INC., THE
TRANSACTIONS CONTEMPL
11 TO CONSIDER AND APPROVE THE ENTRUSTED FOR FOR Management
INVESTMENT AND MANAGEMENT AGREEMENT
FOR ALTERNATIVE INVESTMENTS WITH
INSURANCE FUNDS PROPOSED TO BE ENTERED
INTO BETWEEN THE COMPANY AND CHINA
LIFE INVESTMENT HOLDING COMPANY
LIMITED, THE TRANSACTIONS CONTEMPLATED
THE
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE AND DEAL WITH NEW H
SHARES OF THE COMPANY OF AN AMOUNT OF
NOT MORE THAN 20% OF THE H SHARES IN
ISSUE AS AT THE DATE OF PASSING OF
THIS SPECIAL RESOLUTION
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD
Ticker: Security ID: Y1501T101
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE REPORT OF THE BOARD OF FOR FOR Management
DIRECTORS OF THE COMPANY FOR THE YEAR
2016
4 TO APPROVE THE WORK REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF THE COMPANY FOR
THE YEAR 2016
5 TO ACCEPT THE INDEPENDENT AUDITOR'S FOR FOR Management
REPORT OF THE COMPANY AND THE
COMPANY'S AUDITED FINANCIAL STATEMENTS
FOR THE YEAR 2016
6 TO APPROVE THE FINAL FINANCIAL FOR FOR Management
ACCOUNTS REPORT OF THE COMPANY FOR THE
YEAR 2016
7 TO APPROVE THE PROFIT DISTRIBUTION FOR FOR Management
PLAN OF THE COMPANY FOR THE YEAR 2016
8 TO APPROVE THE FINANCIAL BUDGET PLAN FOR FOR Management
OF THE COMPANY FOR THE YEAR 2017
9 TO APPROVE THE COMPANY'S DIRECTORS' FOR FOR Management
AND SUPERVISORS' REMUNERATION PLAN FOR
THE YEAR 2017
10 TO APPROVE THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG HUA MING LLP AS THE
INTERNATIONAL AUDITOR OF THE COMPANY
FOR THE YEAR 2017 AND THE GRANT OF
AUTHORITY TO THE AUDIT COMMITTEE OF
THE BOARD TO DETERMINE ITS REMUNERATION
11 TO APPROVE THE COMPANY'S APPLICATION FOR FOR Management
FOR REGISTRATION AND ISSUANCE OF DEBT
FINANCING INSTRUMENTS OF NON-FINANCIAL
ENTERPRISES IN THE PRC
12 TO APPROVE A GENERAL MANDATE TO ISSUE FOR FOR Management
SHARES
13 TO APPROVE THE COMPANY TO ISSUE FOR FOR Management
RENEWABLE CORPORATE BONDS IN THE PRC
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZHEN
Ticker: Security ID: Y14896115
Meeting Date: NOV 04, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 CONSIDER AND APPROVE THE RESOLUTION ON FOR FOR Management
GRANT OF THE H SHARE APPRECIATION
RIGHTS
3 CONSIDER AND APPROVE THE RESOLUTION ON FOR FOR Management
ADJUSTMENT TO THE REMUNERATION OF
INDEPENDENT DIRECTORS
4 CONSIDER AND APPROVE THE RESOLUTION ON FOR FOR Management
ADJUSTMENT TO THE REMUNERATION OF
EXTERNAL SUPERVISORS
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZHEN
Ticker: Security ID: Y14896115
Meeting Date: MAY 26, 2017 Meeting Type: Class Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: TYPE AND AMOUNT OF THE
DOMESTIC PREFERENCE SHARES FOR THIS
ISSUANCE
3 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: DURATION
4 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: METHOD OF ISSUANCE
5 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: ISSUE TARGET
6 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: NOMINAL VALUE AND ISSUE PRICE
7 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: LOCK-UP PERIOD
8 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: DIVIDEND DISTRIBUTION TERMS
9 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: TERMS OF CONDITIONAL
REDEMPTION
10 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: TERMS OF MANDATORY CONVERSION
11 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: RESTRICTIONS ON VOTING RIGHTS
12 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: RESTORATION OF VOTING RIGHTS
13 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: ORDER OF DISTRIBUTION OF
RESIDUAL ASSETS AND BASIS OF
LIQUIDATION
14 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: RATING ARRANGEMENT
15 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: GUARANTEE
16 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: USE OF PROCEEDS
17 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: TRANSFERABILITY
18 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: COMPLIANCE OF LATEST
REGULATORY REQUIREMENTS
19 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: EFFECTIVE PERIOD OF THE
RESOLUTIONS REGARDING THIS ISSUANCE OF
DOMESTIC PREFERENCE SHARES
20 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: RELATIONSHIP BETWEEN THE
DOMESTIC AND OFFSHORE PREFERENCE
SHARES FOR THIS ISSUANCE
21 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE
COMPANY: AUTHORISATION MATTERS
22 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: TYPE AND AMOUNT OF THE
OFFSHORE PREFERENCE SHARES FOR THIS
ISSUANCE
23 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: DURATION
24 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: METHOD OF ISSUANCE
25 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: ISSUE TARGET
26 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: NOMINAL VALUE AND ISSUE PRICE
27 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: LOCK-UP PERIOD
28 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: DIVIDEND DISTRIBUTION TERMS
29 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: TERMS OF CONDITIONAL
REDEMPTION
30 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: TERMS OF MANDATORY CONVERSION
31 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: RESTRICTIONS ON VOTING RIGHTS
32 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: RESTORATION OF VOTING RIGHTS
33 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: ORDER OF DISTRIBUTION OF
RESIDUAL ASSETS AND BASIS OF
LIQUIDATION
34 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: RATING ARRANGEMENT
35 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: GUARANTEE
36 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: USE OF PROCEEDS
37 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: TRANSFERABILITY
38 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: COMPLIANCE OF LATEST
REGULATORY REQUIREMENTS
39 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: EFFECTIVE PERIOD OF THE
RESOLUTIONS REGARDING THIS ISSUANCE OF
OFFSHORE PREFERENCE SHARES
40 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: RELATIONSHIP BETWEEN THE
OFFSHORE AND DOMESTIC PREFERENCE
SHARES FOR THIS ISSUANCE
41 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE
COMPANY: AUTHORISATION MATTERS
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZHEN
Ticker: Security ID: Y14896115
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 CONSIDER AND APPROVE THE WORK REPORT FOR FOR Management
OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2016
3 CONSIDER AND APPROVE THE WORK REPORT FOR FOR Management
OF THE BOARD OF SUPERVISORS OF THE
COMPANY FOR THE YEAR 2016
4 CONSIDER AND APPROVE THE ANNUAL REPORT FOR FOR Management
OF THE COMPANY FOR THE YEAR 2016
(INCLUDING THE AUDITED FINANCIAL
REPORT)
5 CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2016
6 CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE PROFIT APPROPRIATION
PLAN FOR THE YEAR 2016 (INCLUDING THE
DISTRIBUTION OF FINAL DIVIDEND)
7 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE ENGAGEMENT OF ACCOUNTING
FIRMS AND THEIR REMUNERATION FOR THE
YEAR 2017
8 CONSIDER AND APPROVE THE ASSESSMENT FOR FOR Management
REPORT ON THE DUTY PERFORMANCE OF THE
BOARD OF DIRECTORS AND ITS MEMBERS FOR
THE YEAR 2016
9 CONSIDER AND APPROVE THE ASSESSMENT FOR FOR Management
REPORT ON THE DUTY PERFORMANCE OF THE
BOARD OF SUPERVISORS AND ITS MEMBERS
FOR THE YEAR 2016
10 CONSIDER AND APPROVE THE ASSESSMENT FOR FOR Management
REPORT ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF INDEPENDENT
DIRECTORS FOR THE YEAR 2016
11 CONSIDER AND APPROVE THE ASSESSMENT FOR FOR Management
REPORT ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF EXTERNAL
SUPERVISORS FOR THE YEAR 2016
12 CONSIDER AND APPROVE THE EVALUATION FOR FOR Management
REPORT ON DUTY PERFORMANCE OF THE
MEMBERS OF SENIOR MANAGEMENT IN 2016
13 CONSIDER AND APPROVE THE RELATED PARTY FOR FOR Management
TRANSACTION REPORT FOR THE YEAR 2016
14 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING ADJUSTING THE STATISTICAL
CALIBRE OF THE ISSUE MANDATE GRANTED
TO THE BOARD OF DIRECTORS FOR THE
ISSUANCE OF FINANCIAL BONDS
15 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: TYPE AND AMOUNT OF THE
DOMESTIC PREFERENCE SHARES FOR THIS
ISSUANCE
16 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: DURATION
17 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: METHOD OF ISSUANCE
18 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: ISSUE TARGET
19 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: NOMINAL VALUE AND
ISSUE PRICE
20 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: LOCK-UP PERIOD
21 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: DIVIDEND DISTRIBUTION
TERMS
22 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: TERMS OF CONDITIONAL
REDEMPTION
23 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: TERMS OF MANDATORY
CONVERSION
24 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: RESTRICTIONS ON VOTING
RIGHTS
25 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: RESTORATION OF VOTING
RIGHTS
26 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: ORDER OF DISTRIBUTION
OF RESIDUAL ASSETS AND BASIS OF
LIQUIDATION
27 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: RATING ARRANGEMENT
28 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: GUARANTEE
29 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: USE OF PROCEEDS
30 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: TRANSFERABILITY
31 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: COMPLIANCE OF LATEST
REGULATORY REQUIREMENTS
32 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: EFFECTIVE PERIOD OF
THE RESOLUTIONS REGARDING THIS
ISSUANCE OF DOMESTIC PREFERENCE SHARES
33 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: RELATIONSHIP BETWEEN
THE DOMESTIC AND OFFSHORE PREFERENCE
SHARES FOR THIS ISSUANCE
34 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY: AUTHORISATION MATTERS
35 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY: TYPE
AND AMOUNT OF THE OFFSHORE PREFERENCE
SHARES FOR THIS ISSUANCE
36 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
DURATION
37 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
METHOD OF ISSUANCE
38 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
ISSUE TARGET
39 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
NOMINAL VALUE AND ISSUE PRICE
40 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
LOCK-UP PERIOD
41 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
DIVIDEND DISTRIBUTION TERMS
42 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
TERMS OF CONDITIONAL REDEMPTION
43 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
TERMS OF MANDATORY CONVERSION
44 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
RESTRICTIONS ON VOTING RIGHTS
45 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
RESTORATION OF VOTING RIGHTS
46 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
ORDER OF DISTRIBUTION OF RESIDUAL
ASSETS AND BASIS OF LIQUIDATION
47 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
RATING ARRANGEMENT
48 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
GUARANTEE
49 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY: USE
OF PROCEEDS
50 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
TRANSFERABILITY
51 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
COMPLIANCE OF LATEST REGULATORY
REQUIREMENTS
52 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
EFFECTIVE PERIOD OF THE RESOLUTIONS
REGARDING THIS ISSUANCE OF DOMESTIC
PREFERENCE SHARES
53 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
RELATIONSHIP BETWEEN THE DOMESTIC AND
OFFSHORE PREFERENCE SHARES FOR THIS
ISSUANCE
54 CONSIDER AND APPROVE EACH ITEM OF THE FOR FOR Management
RESOLUTIONS REGARDING THE PLAN FOR THE
NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY:
AUTHORISATION MATTERS
55 CONSIDER AND APPROVE THE RESOLUTION ON FOR FOR Management
THE RELATED PARTY TRANSACTION
REGARDING NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES BY THE
COMPANY TO COSCO SHIPPING FINANCIAL
HOLDINGS CO., LIMITED
56 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE SHARE SUBSCRIPTION
AGREEMENT IN RELATION TO THE
CONDITIONAL SUBSCRIPTION OF OFFSHORE
PREFERENCE SHARES ENTERED INTO BETWEEN
THE COMPANY AND COSCO SHIPPING
FINANCIAL HOLDINGS CO., LIMITED
57 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE DILUTION OF CURRENT
RETURN BY THE NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES AND THE REMEDIAL
MEASURES
58 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE CAPITAL MANAGEMENT PLAN
OF THE COMPANY FOR 2017 TO 2019
59 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE SHAREHOLDERS' RETURN
PLAN OF THE COMPANY FOR 2017 TO 2019
60 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE REPORT ON THE USE OF THE
PROCEEDS RAISED IN PREVIOUS ISSUANCE
BY THE COMPANY
61 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE GENERAL MANDATE TO ISSUE
SHARES AND/OR DEAL WITH SHARE OPTIONS
OF THE COMPANY
62 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE AMENDMENTS TO THE
"ARTICLES OF ASSOCIATION OF CHINA
MERCHANTS BANK CO., LTD."
63 CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
REGARDING THE "RULES OF PROCEDURES FOR
SHAREHOLDERS' GENERAL MEETINGS OF
CHINA MERCHANTS BANK CO., LTD." AND
THE "RULES OF PROCEDURES FOR MEETINGS
OF THE BOARD OF DIRECTORS OF CHINA
MERCHANTS BANK CO., LTD."
--------------------------------------------------------------------------------
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: Security ID: Y1489Q103
Meeting Date: NOV 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE QIANHAIWAN EQUITY FOR FOR Management
TRANSFER AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
4 TO APPROVE THE LAND USE RIGHTS FOR FOR Management
CONFIRMATION CONTRACT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: Security ID: Y1489Q103
Meeting Date: JUN 02, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE SHARE PURCHASE FOR FOR Management
AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: Security ID: Y1489Q103
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2016
TOGETHER WITH THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT
4 TO DECLARE A FINAL DIVIDEND OF 65 HK FOR FOR Management
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016 IN SCRIP FORM WITH CASH
OPTION
5 TO RE-ELECT MR. LI XIAOPENG AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. WANG HONG AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. HUA LI AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. WANG ZHIXIAN AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT MR. ZHENG SHAOPING AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT MS. SHI WEI AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT MR. BONG SHU YING FRANCIS FOR FOR Management
AS A DIRECTOR
12 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE DIRECTORS
13 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU AS AUDITOR OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS TO
FIX ITS REMUNERATION
14 TO GRANT A MANDATE TO THE DIRECTORS TO FOR FOR Management
GRANT OPTIONS UNDER THE SHARE OPTION
SCHEME AS SET OUT IN ITEM 5A OF THE
AGM NOTICE
15 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT SHARES AS SET OUT
IN ITEM 5B OF THE AGM NOTICE
16 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR THE BUY-BACK OF SHARES
AS SET OUT IN ITEM 5C OF THE AGM NOTICE
17 TO ADD THE NUMBER OF THE SHARES BOUGHT FOR FOR Management
BACK UNDER RESOLUTION NO. 5C TO THE
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION NO. 5B
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: Security ID: Y1495M112
Meeting Date: OCT 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LIU JIPENG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SIXTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
3 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LI HANCHENG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SIXTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
4 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. XIE ZHICHUN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SIXTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: Security ID: Y1495M112
Meeting Date: FEB 20, 2017 Meeting Type: Class Meeting
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THE RESOLUTION REGARDING THE EXTENSION FOR FOR Management
OF VALIDITY PERIOD OF THE RESOLUTION
OF GENERAL MEETING OF CHINA MINSHENG
BANKING CORP., LTD. IN RESPECT OF THE
NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES AND AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZ
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: Security ID: Y1495M112
Meeting Date: FEB 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
ZHANG HONGWEI AS THE NON-EXECUTIVE
DIRECTOR OF THE COMPANY
3 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. LU
ZHIQIANG AS THE NON-EXECUTIVE DIRECTOR
OF THE COMPANY
4 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. LIU
YONGHAO AS THE NON-EXECUTIVE DIRECTOR
OF THE COMPANY
5 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. SHI
YUZHU AS THE NON-EXECUTIVE DIRECTOR OF
THE COMPANY
6 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. WU
DI AS THE NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. YAO
DAFENG AS THE NON-EXECUTIVE DIRECTOR
OF THE COMPANY
8 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
SONG CHUNFENG AS THE NON-EXECUTIVE
DIRECTOR OF THE COMPANY
9 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
TIAN ZHIPING AS THE NON-EXECUTIVE
DIRECTOR OF THE COMPANY
10 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
WENG ZHENJIE AS THE NON-EXECUTIVE
DIRECTOR OF THE COMPANY
11 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. LIU
JIPENG AS THE INDEPENDENT NONEXECUTIVE
DIRECTOR OF THE COMPANY
12 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. LI
HANCHENG AS THE INDEPENDENT
NONEXECUTIVE DIRECTOR OF THE COMPANY
13 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. XIE
ZHICHUN AS THE INDEPENDENT
NONEXECUTIVE DIRECTOR OF THE COMPANY
14 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
CHENG HOI-CHUEN AS THE INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
15 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
PENG XUEFENG AS THE INDEPENDENT
NONEXECUTIVE DIRECTOR OF THE COMPANY
16 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR. LIU
NINGYU AS THE INDEPENDENT NONEXECUTIVE
DIRECTOR OF THE COMPANY
17 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
HONG QI AS THE EXECUTIVE DIRECTOR OF
THE COMPANY
18 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
LIANG YUTANG AS THE EXECUTIVE DIRECTOR
OF THE COMPANY
19 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE BOARD OF THE COMPANY: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MR.
ZHENG WANCHUN AS THE EXECUTIVE
DIRECTOR OF THE COMPANY
20 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. WANG HANG AS THE
SHAREHOLDER SUPERVISOR OF THE COMPANY
21 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. ZHANG BO AS THE
SHAREHOLDER SUPERVISOR OF THE COMPANY
22 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LU ZHONGNAN AS THE
SHAREHOLDER SUPERVISOR OF THE COMPANY
23 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. WANG YUGUI AS THE
EXTERNAL SUPERVISOR OF THE COMPANY
24 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. BAO JIMING AS THE
EXTERNAL SUPERVISOR OF THE COMPANY
25 THE RESOLUTION REGARDING THE ELECTION FOR FOR Management
OF MEMBER OF THE SEVENTH SESSION OF
THE SUPERVISORY BOARD OF THE COMPANY:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. CHENG GUOQI AS THE
EXTERNAL SUPERVISOR OF THE COMPANY
26 THE RESOLUTION REGARDING THE FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF CHINA MINSHENG BANKING
CORP., LTD
27 THE RESOLUTION REGARDING THE EXTENSION FOR FOR Management
OF VALIDITY PERIOD OF THE RESOLUTION
OF GENERAL MEETING OF CHINA MINSHENG
BANKING CORP., LTD. IN RESPECT OF THE
NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES AND AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZ
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: Security ID: Y1495M112
Meeting Date: JUN 16, 2017 Meeting Type: Class Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: INTEREST RATE
7 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD AND TIMING
OF INTEREST PAYMENT
8 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: CONVERSION PERIOD
9 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: DETERMINATION AND
ADJUSTMENT OF THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS
10 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: DOWNWARD ADJUSTMENT
TO CONVERSION PRICE
11 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD FOR
DETERMINING THE NUMBER OF SHARES FOR
CONVERSION
12 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: ENTITLEMENT TO
DIVIDEND IN THE YEAR OF CONVERSION
13 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERMS OF REDEMPTION
14 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERMS OF SALE BACK
15 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD OF ISSUANCE
AND TARGET INVESTORS
16 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: SUBSCRIPTION
ARRANGEMENT FOR THE EXISTING HOLDERS
OF A SHARES
17 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: CONVERTIBLE BOND
HOLDERS AND THEIR MEETINGS
18 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: USE OF PROCEEDS
19 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: GUARANTEE AND
SECURITY
20 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: VALIDITY PERIOD OF
THE RESOLUTIONS
21 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE AUTHORIZATION TO THE
BOARD OF DIRECTORS OF THE COMPANY AND
ITS AUTHORIZED PERSONS TO EXERCISE
FULL POWER TO DEAL WITH MATTERS
RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
2 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TYPE OF SECURITIES
TO BE ISSUED
3 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: ISSUE SIZE
4 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: PAR VALUE AND ISSUE
PRICE
5 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERM
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: Security ID: Y1495M112
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE RESOLUTION REGARDING THE ANNUAL FOR FOR Management
REPORT FOR 2016 OF THE COMPANY
3 THE RESOLUTION REGARDING THE FINAL FOR FOR Management
FINANCIAL REPORT FOR 2016 OF THE
COMPANY
4 THE RESOLUTION REGARDING THE PROPOSED FOR FOR Management
PROFIT DISTRIBUTION PLAN FOR THE
SECOND HALF OF 2016 OF THE COMPANY
5 THE RESOLUTION REGARDING THE FOR FOR Management
AUTHORIZATION FOR INTERIM PROFIT
DISTRIBUTION FOR 2017 OF THE COMPANY
6 THE RESOLUTION REGARDING THE ANNUAL FOR FOR Management
BUDGETS FOR 2017 OF THE COMPANY
7 THE RESOLUTION REGARDING THE WORK FOR FOR Management
REPORT OF THE BOARD FOR 2016 OF THE
COMPANY
8 THE RESOLUTION REGARDING THE WORK FOR FOR Management
REPORT OF THE SUPERVISORY BOARD FOR
2016 OF THE COMPANY
9 THE RESOLUTION REGARDING THE FOR FOR Management
RE-APPOINTMENT AND REMUNERATION OF THE
AUDITING FIRM FOR 2017
10 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TYPE OF SECURITIES
TO BE ISSUED
11 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: ISSUE SIZE
12 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: PAR VALUE AND ISSUE
PRICE
13 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERM
14 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: INTEREST RATE
15 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD AND TIMING
OF INTEREST PAYMENT
16 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: CONVERSION PERIOD
17 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: DETERMINATION AND
ADJUSTMENT OF THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS
18 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: DOWNWARD ADJUSTMENT
TO CONVERSION PRICE
19 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD FOR
DETERMINING THE NUMBER OF SHARES FOR
CONVERSION
20 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: ENTITLEMENT TO
DIVIDEND IN THE YEAR OF CONVERSION
21 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERMS OF REDEMPTION
22 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: TERMS OF SALE BACK
23 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: METHOD OF ISSUANCE
AND TARGET INVESTORS
24 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: SUBSCRIPTION
ARRANGEMENT FOR THE EXISTING HOLDERS
OF A SHARES
25 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: CONVERTIBLE BOND
HOLDERS AND THEIR MEETINGS
26 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: USE OF PROCEEDS
27 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: GUARANTEE AND
SECURITY
28 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS: VALIDITY PERIOD OF
THE RESOLUTIONS
29 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE FEASIBILITY ANALYSIS
REPORT OF THE USE OF PROCEEDS FROM THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
30 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF IMPACTS ON DILUTION OF
CURRENT RETURNS OF ISSUANCE OF A SHARE
CONVERTIBLE BONDS AND THE REMEDIAL
MEASURES
31 THE RESOLUTION REGARDING THE REPORT OF FOR FOR Management
THE USE OF PROCEEDS FROM THE PREVIOUS
ISSUANCE
32 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE AUTHORIZATION TO THE
BOARD OF DIRECTORS OF THE COMPANY AND
ITS AUTHORIZED PERSONS TO EXERCISE
FULL POWER TO DEAL WITH MATTERS
RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
33 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE FORMULATION OF
CAPITAL MANAGEMENT PLAN FOR 2017 TO
2019
34 THE RESOLUTION REGARDING THE PROPOSAL FOR FOR Management
IN RESPECT OF THE DOMESTIC AND
OVERSEAS ISSUANCE OF FINANCIAL BONDS
AND TIER-TWO CAPITAL BONDS IN THE NEXT
THREE YEARS
35 THE RESOLUTION REGARDING THE GRANTING FOR FOR Management
OF GENERAL MANDATE FOR THE ISSUANCE OF
SHARES TO THE BOARD
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG
Ticker: Security ID: Y14965100
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND AUDITORS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. DONG XIN AS EXECUTIVE FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY: MR. FRANK WONG KWONG SHING
7 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY: DR. MOSES CHENG MO CHI
8 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY: MR. PAUL CHOW MAN YIU
9 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY: MR. STEPHEN YIU KIN WAH
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AND PRICEWATERHOUSECOOPERS ZHONG TIAN
LLP AS THE AUDITORS OF THE GROUP FOR
HONG KONG FINANCIAL REPORTING AND U.S.
FINANCIAL REPORTING PURPOSES,
RESPECTIVELY, AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES IN THE COMPANY NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES IN
ACCORDANCE WITH ORDINARY RESOLUTION
NUMBER 6 AS SET OUT IN THE AGM NOTICE
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES
IN THE COMPANY NOT EXCEEDING 20% OF
THE NUMBER OF ISSUED SHARES IN
ACCORDANCE WITH ORDINARY RESOLUTION
NUMBER 7 AS SET OUT IN THE AGM NOTICE
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ISSUE, ALLOT AND DEAL WITH SHARES BY
THE NUMBER OF SHARES BOUGHT BACK IN
ACCORDANCE WITH ORDINARY RESOLUTION
NUMBER 8 AS SET OUT IN THE AGM NOTICE
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: Security ID: Y15045100
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS (THE "BOARD")
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE AUDITORS AND AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROFIT DISTRIBUTION PLAN AND THE FINAL
DIVIDEND DISTRIBUTION PLAN OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016 AND TO AUTHORISE THE BOARD TO
DISTRIBUTE SUCH FINAL DIVIDEND TO THE
SHAREHOLDERS OF THE COMPANY
5 TO CONSIDER AND APPROVE THE GRANT OF FOR FOR Management
AUTHORISATION TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE
COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND FOR THE YEAR 2017 IN ITS
ABSOLUTE DISCRETION (INCLUDING, BUT
NOT LIMITED TO, DETERMINING WHETHER TO
DIST
6 TO CONSIDER AND APPROVE THE FOR FOR Management
CONTINUATION OF APPOINTMENT OF BAKER
TILLY CHINA CERTIFIED PUBLIC
ACCOUNTANTS (SPECIAL GENERAL
PARTNERSHIP) AS THE DOMESTIC AUDITOR
OF THE COMPANY AND BAKER TILLY HONG
KONG LIMITED AS THE INTERNATIONAL
AUDITOR OF THE COMPANY, T
7 TO GIVE A GENERAL MANDATE TO THE BOARD FOR FOR Management
TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL DOMESTIC SHARES NOT
EXCEEDING 20% OF THE DOMESTIC SHARES
IN ISSUE AND ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE H SHARES IN ISSUE
AND AUTHORISE THE BOARD TO MAKE
CORRESPOND
8 TO CONSIDER AND APPROVE THE COMPANY'S FOR FOR Management
ISSUANCE OF DEBT FINANCING INSTRUMENTS
IN ONE OR SEVERAL TRANCHE(S) WITHIN
THE LIMIT OF ISSUE PERMITTED UNDER
RELEVANT LAWS AND REGULATIONS AS WELL
AS OTHER REGULATORY DOCUMENTS AND
GRANT OF AUTHORISATION TO THE BOARD
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: Security ID: Y15048104
Meeting Date: MAR 31, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE: "THAT A. THE AGREEMENT (THE
"2017 FINANCIAL SERVICES FRAMEWORK
AGREEMENT") DATED 8 FEBRUARY 2017 AND
ENTERED INTO BETWEEN THE COMPANY AND
SINOMA GROUP FINANCE CO., LTD.
("SINOMA FINANCE") IN RELATION TO
RECEIVI
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE: "THAT A. THE AGREEMENT (THE
"2017 MUTUAL SUPPLY OF SERVICES
FRAMEWORK AGREEMENT") DATED 8 FEBRUARY
2017 AND ENTERED INTO BETWEEN THE
COMPANY AND CHINA NATIONAL BUILDING
MATERIALS GROUP CORPORATION (THE
"PARENT"
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE: "THAT A. THE AGREEMENT (THE
"2017 MUTUAL SUPPLY OF PRODUCTS
FRAMEWORK AGREEMENT") DATED 8 FEBRUARY
2017 AND ENTERED INTO BETWEEN THE
COMPANY AND THE PARENT IN RELATION TO
THE MUTUAL SUPPLY OF CERTAIN PRODUCTS B
--------------------------------------------------------------------------------
CHINA NATIONAL MATERIALS CO LTD
Ticker: Security ID: Y15048104
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE BOARD OF
DIRECTORS OF THE COMPANY (THE "BOARD")
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE PROFIT DISTRIBUTION
PROPOSAL OF THE COMPANY, NAMELY, THE
PROPOSAL FOR DISTRIBUTION OF A FINAL
DIVIDEND OF RMB0.03 PER SHARE (TAX
INCLUSIVE) IN AN AGGREGATE AMOUNT OF
APPROXIMATELY RMB107.14 MILLION FOR
THE Y
7 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPOINT SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE AUDITOR OF THE
COMPANY FOR THE YEAR 2017, THE TERM OF
SUCH REAPPOINTMENT SHALL CONTINUE
UNTIL THE NEXT ANNUAL GENERAL MEETING
OF THE COMPANY, AND TO AUTHORIZE TH
8 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE A GENERAL MANDATE TO THE BOARD
TO ISSUE, ALLOT AND DEAL WITH (1)
ADDITIONAL UNLISTED SHARES NOT
EXCEEDING 20% OF THE UNLISTED SHARES
IN ISSUE; AND (2) ADDITIONAL H SHARES
NOT EXCEEDING 20% OF THE H SHARES IN
ISS
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: Security ID: Y15002101
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORT OF
THE AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2016
3 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROFIT DISTRIBUTION AND ANNUAL
DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2016
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
6 TO APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE
DOMESTIC AND INTERNATIONAL AUDITORS OF
THE COMPANY FOR THE YEAR 2017 AND TO
AUTHORISE THE BOARD OF DIRECTORS (THE
"BOARD") TO FIX THE REMUNERATION THE
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF LAW HONG PING,
LAWRENCE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO CONSIDER AND APPROVE THE PROVISION FOR FOR Management
OF GUARANTEES BY THE COMPANY FOR THE
RELEVANT SUBSIDIARIES AS SET OUT IN
THE SECTION HEADED "LETTER FROM THE
BOARD - PROPOSED PROVISION OF
GUARANTEES FOR SUBSIDIARIES" IN THE
CIRCULAR OF THE COMPANY DATED 11 APRIL
201
9 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
PASS THE FOLLOWING RESOLUTIONS:- (A)
APPROVE A GENERAL MANDATE TO THE BOARD
TO, BY REFERENCE TO MARKET CONDITIONS
AND IN ACCORDANCE WITH NEEDS OF THE
COMPANY, TO ALLOT, ISSUE
OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H S
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE FOLLOWING GENERAL MANDATE
TO BUY BACK DOMESTIC SHARES (A SHARES)
AND OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H SHARES):- (A) APPROVE A
GENERAL MANDATE TO THE BOARD OF
DIRECTORS TO, BY REFERENCE TO MARKET CO
11 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: Security ID: Y15002101
Meeting Date: JUN 01, 2017 Meeting Type: Class Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE FOLLOWING GENERAL MANDATE
TO BUY BACK DOMESTIC SHARES (A SHARES)
AND OVERSEAS-LISTED FOREIGN INVESTED
SHARES (H SHARES):- (1) APPROVE A
GENERAL MANDATE TO THE BOARD OF
DIRECTORS TO, BY REFERENCE TO MARKET CO
--------------------------------------------------------------------------------
CHINA OVERSEAS GRAND OCEANS GROUP LTD
Ticker: Security ID: Y1505S117
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO CONSIDER AND DECLARE A FINAL FOR FOR Management
DIVIDEND OF HK2 CENTS PER ORDINARY
SHARE FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO RE-ELECT MR. XIAO XIAO AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. YUNG KWOK KEE, BILLY FOR FOR Management
AS DIRECTOR
7 TO RE-ELECT MR. WANG MAN KWAN, PAUL AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. LO YIU CHING, DANTES FOR FOR Management
AS DIRECTOR
9 TO RE-ELECT MR. YANG LIN AS DIRECTOR FOR FOR Management
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
11 TO APPOINT AUDITORS FOR THE ENSUING FOR FOR Management
YEAR AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY NOT EXCEEDING 10 PER CENT. OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
13 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING
20 PER CENT. OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE
14 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES OF AN
AMOUNT NOT EXCEEDING THE NUMBER OF
SHARES BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG
Ticker: Security ID: Y15004107
Meeting Date: JUL 20, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
SALE AND PURCHASE AGREEMENT (AS
DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 30 JUNE 2016) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
AND AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY TO EXECUTE ANY OTHER
DOCUMENTS, INSTRU
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION
Ticker: Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF SINOPEC CORP.
(THE "BOARD") FOR 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF SUPERVISORS OF SINOPEC
CORP. FOR 2016
5 TO CONSIDER AND APPROVE THE FINANCIAL FOR FOR Management
REPORTS OF SINOPEC CORP. FOR 2016 AS
AUDITED BY PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AND
PRICEWATERHOUSECOOPERS
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF SINOPEC CORP. FOR
2016
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS OF SINOPEC CORP. FOR 2017,
AND TO AUTHORISE THE BOARD TO
DETERMINE THEIR REMUNERATIONS
8 TO AUTHORISE THE BOARD TO DETERMINE FOR FOR Management
THE INTERIM PROFIT DISTRIBUTION PLAN
OF SINOPEC CORP. FOR 2017
9 TO AUTHORISE THE BOARD TO DETERMINE FOR FOR Management
THE PROPOSED PLAN FOR ISSUANCE OF DEBT
FINANCING INSTRUMENT(S)
10 TO GRANT TO THE BOARD A GENERAL FOR FOR Management
MANDATE TO ISSUE NEW DOMESTIC SHARES
AND/OR OVERSEAS-LISTED FOREIGN SHARES
OF SINOPEC CORP
11 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LI YUNPENG AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE
BOARD OF SINOPEC CORP
12 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHAO DONG AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE BOARD OF SUPERVISORS OF
SINOPEC CORP
13 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION AND THE
RULES OF PROCEDURES OF THE BOARD
MEETINGS OF SINOPEC CORP
14 TO CONSIDER AND APPROVE THE PLAN OF FOR FOR Management
OVERSEAS LISTING OF SINOPEC MARKETING
CO., LTD
15 TO CONSIDER AND APPROVE THE COMPLIANCE FOR FOR Management
OF OVERSEAS LISTING OF SINOPEC
MARKETING CO., LTD. WITH THE CIRCULAR
ON ISSUES IN RELATION TO REGULATING
OVERSEAS LISTING OF SUBSIDIARIES OF
DOMESTIC-LISTED COMPANIES
16 TO CONSIDER AND APPROVE THE FOR FOR Management
UNDERTAKING OF THE COMPANY TO MAINTAIN
ITS INDEPENDENT LISTING STATUS
17 TO CONSIDER AND APPROVE THE FOR FOR Management
DESCRIPTION OF SUSTAINABLE
PROFITABILITY AND PROSPECTS OF THE
COMPANY
18 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORISATION TO THE BOARD AND ITS
AUTHORISED PERSONS TO DEAL WITH
OVERSEAS LISTING MATTERS OF SINOPEC
MARKETING CO., LTD
19 TO CONSIDER AND APPROVE THE PROVISION FOR FOR Management
OF ASSURED ENTITLEMENT TO H-SHARE
SHAREHOLDERS OF THE COMPANY ONLY FOR
OVERSEAS LISTING OF SINOPEC MARKETING
CO., LTD
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION
Ticker: Security ID: Y15010104
Meeting Date: JUN 28, 2017 Meeting Type: Class Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROVISION FOR FOR Management
OF ASSURED ENTITLEMENT TO H-SHARE
SHAREHOLDERS OF THE COMPANY ONLY FOR
OVERSEAS LISTING OF SINOPEC MARKETING
CO., LTD
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED
Ticker: Security ID: Y1508G102
Meeting Date: JUN 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
BOARD OF DIRECTORS AND OF THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO CONSIDER AND DECLARE A FINAL FOR FOR Management
DIVIDEND OF RMB0.160 (EQUIVALENT TO
HKD 0.1805) PER ORDINARY SHARE FOR THE
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. YU BING AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. GUAN QIHONG AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. YAU KA CHI AS DIRECTOR FOR FOR Management
8 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
9 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS THE AUDITOR OF THE COMPANY AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX ITS REMUNERATION
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING
20 PER CENT. OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY NOT EXCEEDING 10 PER CENT. OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES OF AN
AMOUNT NOT EXCEEDING THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY BOUGHT
BACK BY THE COMPANY
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
Ticker: Security ID: Y1508P110
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016 AND ITS SUMMARY
7 TO CONSIDER AND APPROVE THE FOR FOR Management
DETERMINATION OF THE CAPS FOR
GUARANTEES FOR WHOLLY-OWNED
SUBSIDIARIES OF THE COMPANY FOR 2017.
(PLEASE REFER TO THE CIRCULAR OF THE
COMPANY DATED 28 APRIL 2017 FOR
DETAILS.)
8 TO CONSIDER AND APPROVE THE TRANSFER FOR FOR Management
OF PART OF EQUITY INTEREST IN A
PROJECT COMPANY FUNDED BY THE PROCEEDS
RAISED FROM THE NON-PUBLIC ISSUANCE OF
A SHARES IN 2015 AND PERMANENT
REPLENISHMENT OF WORKING CAPITAL BY
THE PROCEEDS FROM THE TRANSFER AND
REMAIN
9 TO CONSIDER AND APPROVE THE RENEWAL OF FOR FOR Management
THE MUTUAL SUPPLY OF SERVICES
FRAMEWORK AGREEMENT BETWEEN THE
COMPANY AND CRCC FINANCIAL LEASING CO.
, LTD. (PLEASE REFER TO THE CIRCULAR
OF THE COMPANY DATED 28 APRIL 2017 FOR
DETAILS.)
10 TO CONSIDER AND APPROVE THE PAYMENT OF FOR FOR Management
FEES FOR THE 2016 ANNUAL REPORT AUDIT
AND RELEVANT SERVICES. (PLEASE REFER
TO THE CIRCULAR OF THE COMPANY DATED
28 APRIL 2017 FOR DETAILS.)
11 TO CONSIDER AND APPROVE THE PAYMENT OF FOR FOR Management
2016 INTERNAL CONTROL AUDIT FEES.
(PLEASE REFER TO THE CIRCULAR OF THE
COMPANY DATED 28 APRIL 2017 FOR
DETAILS.)
12 TO CONSIDER AND APPROVE THE CHANGE OF FOR FOR Management
EXTERNAL AUDITORS FOR 2017. (PLEASE
REFER TO THE CIRCULAR OF THE COMPANY
DATED 28 APRIL 2017 FOR DETAILS.):
DELOITTE TOUCHE TOHMATSU CPA LLP
("DELOITTE CPA")
13 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF DIRECTORS AND
SUPERVISORS FOR 2016. (PLEASE REFER TO
SECTION IX "DIRECTORS, SUPERVISORS,
SENIOR MANAGEMENT AND STAFF" IN THE
2016 ANNUAL REPORT OF THE COMPANY FOR
DETAILS.)
14 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE RULES OF PROCEDURE FOR THE
BOARD OF DIRECTORS OF CHINA RAILWAY
CONSTRUCTION CORPORATION LIMITED.
(PLEASE REFER TO THE CIRCULAR OF THE
COMPANY DATED 28 APRIL 2017 FOR
DETAILS.)
15 TO CONSIDER AND APPROVE THE FOR FOR Management
REGISTRATION AND ISSUANCE OF DEBT
FINANCING INSTRUMENTS OF THE COMPANY
IN THE NATIONAL ASSOCIATION OF
FINANCIAL MARKET INSTITUTIONAL
INVESTORS (PLEASE REFER TO THE
CIRCULAR OF THE COMPANY DATED 28 APRIL
2017 FOR DETAILS.)
16 TO CONSIDER AND APPROVE THE GRANT OF FOR FOR Management
GENERAL MANDATE TO THE BOARD OF
DIRECTORS TO ISSUE SHARES: "THAT: (1)
SUBJECT TO CONDITIONS BELOW, TO
PROPOSE AT THE GENERAL MEETING OF THE
COMPANY TO GRANT THE BOARD OF
DIRECTORS DURING THE RELEVANT PERIOD
(AS HEREAFT
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016.
(PLEASE REFER TO THE "DISCUSSION AND
ANALYSIS ON BUSINESS OPERATIONS
(REPORT OF DIRECTORS)" IN THE 2016
ANNUAL REPORT OF THE COMPANY.)
3 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016. (PLEASE REFER TO THE
CIRCULAR OF THE COMPANY DATED 28 APRIL
2017 FOR DETAILS.)
4 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016.
(PLEASE REFER TO THE AUDITED FINANCIAL
STATEMENTS IN THE 2016 ANNUAL REPORT
OF THE COMPANY.)
5 TO CONSIDER AND APPROVE THE PROFITS FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2016
--------------------------------------------------------------------------------
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION L
Ticker: Security ID: Y1R0AG105
Meeting Date: SEP 06, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPOINTMENT OF MR. FU JIANGUO AS AN FOR FOR Management
EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION L
Ticker: Security ID: Y1R0AG105
Meeting Date: MAY 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 REPORT OF THE BOARD FOR 2016 FOR FOR Management
3 REPORT OF THE BOARD OF SUPERVISORS FOR FOR FOR Management
2016
4 FINANCIAL REPORT FOR 2016 FOR FOR Management
5 AUDIT REPORT FOR 2016 FOR FOR Management
6 PROFITS DISTRIBUTION PLAN FOR 2016 FOR FOR Management
7 REMUNERATION PLAN FOR INDEPENDENT FOR FOR Management
NON-EXECUTIVE DIRECTORS FOR 2017
8 APPOINTMENT OF EXTERNAL AUDITOR FOR FOR FOR Management
2017
9 GENERAL AUTHORIZATION FOR THE ISSUANCE FOR FOR Management
OF DEBT FINANCING INSTRUMENTS
10 GENERAL MANDATE FOR THE ISSUANCE OF FOR FOR Management
SHARES
--------------------------------------------------------------------------------
CHINA RES BEER HLDGS CO LTD
Ticker: Security ID: Y15037107
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF RMB0.08 FOR FOR Management
PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. CHEN LANG AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. LAI PO SING, TOMAKIN FOR FOR Management
AS DIRECTOR
7 TO RE-ELECT MR. LAI NI HIUM, FRANK AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. HOUANG TAI NINH AS FOR FOR Management
DIRECTOR
9 TO RE-ELECT MR. SIU KWING CHUE, GORDON FOR FOR Management
AS DIRECTOR
10 TO FIX THE FEES FOR ALL DIRECTORS FOR FOR Management
11 TO RE-APPOINT MESSRS. FOR FOR Management
PRICEWATERHOUSECOOPERS AS AUDITOR AND
TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY
13 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
14 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GIVEN TO THE DIRECTORS TO ISSUE SHARES
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LIMITED
Ticker: Security ID: G2113L106
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS, THE REPORT OF
THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
075 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. ZHOU LONGSHAN AS FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. JI YOUHONG AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. LAU CHUNG KWOK ROBERT FOR FOR Management
AS DIRECTOR
8 TO RE-ELECT MR. WANG YAN AS DIRECTOR FOR FOR Management
9 TO RE-ELECT MADAM ZENG XUEMIN AS FOR FOR Management
DIRECTOR
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY
11 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU AS AUDITOR AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
12 ORDINARY RESOLUTION IN ITEM NO.5 OF FOR FOR Management
THE NOTICE OF ANNUAL GENERAL MEETING.
(TO GIVE A GENERAL MANDATE TO THE
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY)
13 ORDINARY RESOLUTION IN ITEM NO.6 OF FOR FOR Management
THE NOTICE OF ANNUAL GENERAL MEETING.
(TO GIVE A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE ADDITIONAL SHARES
OF THE COMPANY)
14 ORDINARY RESOLUTION IN ITEM NO.7 OF FOR FOR Management
THE NOTICE OF ANNUAL GENERAL MEETING.
(TO EXTEND THE GENERAL MANDATE TO BE
GIVEN TO THE DIRECTORS TO ISSUE NEW
SHARES)
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LIMITED
Ticker: Security ID: G2108Y105
Meeting Date: OCT 11, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT THE CONDITIONAL SALE AND PURCHASE FOR FOR Management
AGREEMENT (THE ''ACQUISITION
AGREEMENT'') DATED 26 AUGUST 2016
ENTERED INTO BETWEEN HUGELUCK
ENTERPRISES LIMITED (THE ''VENDOR'')
AND THE COMPANY AS PURCHASER (A COPY
OF WHICH IS PRODUCED TO THE MEETING
MARKED ''A''
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LIMITED
Ticker: Security ID: G2108Y105
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK61.2 FOR FOR Management
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. YU JIAN AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. ZHANG DAWEI AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. LI XIN AS DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. XIE JI AS DIRECTOR FOR FOR Management
9 TO RE-ELECT MR. YAN BIAO AS DIRECTOR FOR FOR Management
10 TO RE-ELECT MR. CHEN RONG AS DIRECTOR FOR FOR Management
11 TO RE-ELECT MR. CHEN YING AS DIRECTOR FOR FOR Management
12 TO RE-ELECT MR. WANG YAN AS DIRECTOR FOR FOR Management
13 TO RE-ELECT MR. ZHONG WEI AS DIRECTOR FOR FOR Management
14 TO RE-ELECT MR. SUN ZHE AS DIRECTOR FOR FOR Management
15 TO FIX THE REMUNERATION OF THE FOR FOR Management
DIRECTORS
16 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU AS AUDITOR AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
17 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
18 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
19 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GIVEN TO THE DIRECTORS TO ISSUE NEW
SHARES
--------------------------------------------------------------------------------
CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED
Ticker: Security ID: Y1511B108
Meeting Date: MAY 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK0.09 FOR FOR Management
PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. LI GUOHUI AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. CHEN RONG AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. YU ZHONGLIANG AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MS. WANG JING AS DIRECTOR FOR FOR Management
9 TO AUTHORISE THE BOARD TO FIX THE FOR FOR Management
REMUNERATION OF THE DIRECTORS
10 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU AS THE AUDITOR OF THE COMPANY
AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
13 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GIVEN TO THE DIRECTORS TO ISSUE NEW
SHARES OF THE COMPANY
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD
Ticker: Security ID: Y1503A100
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORT OF
THE DIRECTORS AND INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DELCARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
75 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MS. ZHOU JUNQING AS FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. CHEN YING AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. WANG YAN AS DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. MA CHIU-CHEUNG, ANDREW FOR FOR Management
AS DIRECTOR
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF ALL DIRECTORS
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITORS AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY (ORDINARY RESOLUTION NO.5 OF
THE NOTICE OF ANNUAL GENERAL MEETING)
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY (ORDINARY RESOLUTION NO.6 OF
THE NOTICE OF ANNUAL GENERAL MEETING)
13 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GIVEN TO THE DIRECTORS TO ISSUE SHARES
(ORDINARY RESOLUTION NO.7 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING
Ticker: Security ID: Y1504C113
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE BOARD OF
DIRECTORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE COMPANY'S PROFIT
DISTRIBUTION PLAN FOR THE YEAR ENDED
31 DECEMBER 2016: (1) FINAL DIVIDEND
FOR THE YEAR ENDED 31 DECEMBER 2016 IN
THE AMOUNT OF RMB0.46 PER SHARE
(INCLUSIVE OF TAX) BE DECLARED AND
DISTRIBUTE
7 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE DISTRIBUTION OF SPECIAL
DIVIDEND BY THE COMPANY: (1) SPECIAL
DIVIDEND IN THE AMOUNT OF RMB2.51 PER
SHARE (INCLUSIVE OF TAX) BE DECLARED
AND DISTRIBUTED, THE AGGREGATE AMOUNT
OF WHICH IS APPROXIMATELY RMB49.9
8 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE REMUNERATION OF THE
DIRECTORS AND SUPERVISORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016: (1) THE EXECUTIVE DIRECTORS ARE
REMUNERATED BY SHENHUA GROUP
CORPORATION LIMITED ("SHENHUA GROUP
CORPORATION"
9 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE EXTENSION OF APPOINTMENT
OF DELOITTE TOUCHE TOHMATSU CERTIFIED
PUBLIC ACCOUNTANTS LLP AND DELOITTE
TOUCHE TOHMATSU AS THE PRC AND
INTERNATIONAL AUDITORS RESPECTIVELY OF
THE COMPANY FOR 2017 UNTIL THE COMPLET
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE FOLLOWING MANDATE AND
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO CARRY OUT THE FOLLOWING
ISSUANCE OF BONDS: (1) TO DETERMINE
THE PROPOSED ISSUE OF BONDS OF THE
COMPANY WITHIN THE LIMIT OF ISSUANCE, I
12 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE FOURTH
SESSION OF THE BOARD OF DIRECTOR OF
THE COMPANY FOR A TERM OF 3 YEARS
(FROM 23 JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION
13 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE FOURTH
SESSION OF THE BOARD OF DIRECTOR OF
THE COMPANY FOR A TERM OF 3 YEARS
(FROM 23 JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION
14 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE FOURTH
SESSION OF THE BOARD OF DIRECTOR OF
THE COMPANY FOR A TERM OF 3 YEARS
(FROM 23 JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION
15 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT EXECUTIVE DIRECTOR AND
NON-EXECUTIVE DIRECTOR OF THE FOURTH
SESSION OF THE BOARD OF DIRECTOR OF
THE COMPANY FOR A TERM OF 3 YEARS
(FROM 23 JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION
17 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE FOURTH SESSION OF THE
BOARD OF DIRECTOR OF THE COMPANY FOR A
TERM OF 3 YEARS (FROM 23 JUNE 2017 TO
22 JUNE 2020). RE-ELECTION MAY BE
CARRIED OUT UPON EXPIRATION OF THE TEN
18 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE FOURTH SESSION OF THE
BOARD OF DIRECTOR OF THE COMPANY FOR A
TERM OF 3 YEARS (FROM 23 JUNE 2017 TO
22 JUNE 2020). RE-ELECTION MAY BE
CARRIED OUT UPON EXPIRATION OF THE TEN
19 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE FOURTH SESSION OF THE
BOARD OF DIRECTOR OF THE COMPANY FOR A
TERM OF 3 YEARS (FROM 23 JUNE 2017 TO
22 JUNE 2020). RE-ELECTION MAY BE
CARRIED OUT UPON EXPIRATION OF THE TEN
21 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT SUPERVISOR OF THE FOURTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR A TERM OF 3 YEARS (FROM 23
JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION OF THE TENURE OF OFFICE: MR.
Z
22 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
ELECT SUPERVISOR OF THE FOURTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR A TERM OF 3 YEARS (FROM 23
JUNE 2017 TO 22 JUNE 2020).
RE-ELECTION MAY BE CARRIED OUT UPON
EXPIRATION OF THE TENURE OF OFFICE: MR.
Z
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: Security ID: Y1503W102
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE DIRECTORS OF THE COMPANY FOR THE
YEAR 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PROPOSAL FOR THE YEAR
2016 : DIVIDEND OF RMB 1 PER 10 SHARES
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF KPMG HUAZHEN
(SPECIAL GENERAL PARTNERSHIP) TO
PROVIDE PROFESSIONAL SERVICES TO THE
COMPANY FOR ITS DOMESTIC FINANCIAL
REPORTING AND INTERNAL CONTROL
REPORTING, U.S. FINANCIAL REPORTING
AND INTERNAL CONTROL OF
8 TO CONSIDER AND APPROVE TO AUTHORIZE FOR FOR Management
XIAMEN AIRLINES COMPANY LIMITED TO
PROVIDE GUARANTEES TO HEBEI AIRLINES
COMPANY LIMITED AND JIANGXI AIRLINES
COMPANY LIMITED WITH AN AGGREGATE
BALANCE UP TO RMB4.5 BILLION AND RMB1.
2 BILLION OR EQUIVALENT IN FOREIGN CU
9 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORISATION TO THE BOARD OF
DIRECTORS OF THE COMPANY TO ISSUE
SHARES UNDER THE GENERAL MANDATE
10 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORISATION TO THE BOARD OF
DIRECTORS OF THE COMPANY TO ISSUE THE
DEBT FINANCING INSTRUMENTS UNDER THE
GENERAL MANDATE
11 TO CONSIDER AND APPROVE THE AIRCRAFT FOR FOR Management
FINANCE LEASE FRAMEWORK AGREEMENT
ENTERED INTO BETWEEN THE COMPANY AND
CSA INTERNATIONAL FINANCE LEASING CO.,
LTD
--------------------------------------------------------------------------------
CHINA STEEL CORP
Ticker: Security ID: Y15041109
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 0.85 PER SHARE.
4 AMENDMENTS TO PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
5 PROPOSAL TO RELEASE THE PROHIBITION ON FOR FOR Management
CHAIRMAN, MR. CHAO-TUNG, WONG, FROM
HOLDING THE POSITION OF CHAIRMAN OF
CHINA ECOTEK CORPORATION AND DIRECTOR
OF CHUNG-HUNG STEEL CORPORATION.
6 PROPOSAL TO RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTOR, MR. JIH-GANG, LIU, FROM
HOLDING THE POSITION OF DIRECTOR OF
CHINA ECOTEK CORPORATION, TAIWAN HIGH
SPEED RAIL CORPORATION AND FORMOSA HA
TINH (CAYMAN) LIMITED.
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD, CAUSEWAY
Ticker: Security ID: Y1456Z151
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS, THE REPORT OF
THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF 10 HK FOR FOR Management
CENTS FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO RE-ELECT MR. WANG TINGKE AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT MS. YU XIAOPING AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR. WU CHANGMING AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. ZHU DAJIAN AS A FOR FOR Management
DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS INDEPENDENT AUDITOR AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE SHARES NOT
EXCEEDING 20% OF THE SHARES OF THE
COMPANY IN ISSUE
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES NOT
EXCEEDING 10% OF THE SHARES OF THE
COMPANY IN ISSUE
13 TO EXTEND THE GENERAL MANDATE TO ISSUE FOR FOR Management
SHARES BY ADDITION THERETO THE SHARES
BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------
CHINA TELECOM CORP LTD, BEIJING
Ticker: Security ID: Y1505D102
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY, THE REPORT
OF THE BOARD OF DIRECTORS, THE REPORT
OF THE SUPERVISORY COMMITTEE AND THE
REPORT OF THE INTERNATIONAL AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2016 BE
CONSIDERED AND APPROVED, AND THE BO
4 THAT THE PROFIT DISTRIBUTION PROPOSAL FOR FOR Management
AND THE DECLARATION AND PAYMENT OF A
FINAL DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016 BE CONSIDERED AND
APPROVED
5 THAT THE RE-APPOINTMENT OF DELOITTE FOR FOR Management
TOUCHE TOHMATSU AND DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS THE INTERNATIONAL AUDITOR AND
DOMESTIC AUDITOR OF THE COMPANY
RESPECTIVELY FOR THE YEAR ENDING ON 31
DECEMBER 2017 BE CONSIDERED AND APPRO
6 TO APPROVE THE RE-ELECTION OF MR. YANG FOR FOR Management
JIE AS A DIRECTOR OF THE COMPANY
7 TO APPROVE THE RE-ELECTION OF MR. YANG FOR FOR Management
XIAOWEI AS A DIRECTOR OF THE COMPANY
8 TO APPROVE THE RE-ELECTION OF MR. KE FOR FOR Management
RUIWEN AS A DIRECTOR OF THE COMPANY
9 TO APPROVE THE RE-ELECTION OF MR. SUN FOR FOR Management
KANGMIN AS A DIRECTOR OF THE COMPANY
10 TO APPROVE THE ELECTION OF MR. ZHEN FOR FOR Management
CAIJI AS A DIRECTOR OF THE COMPANY
11 TO APPROVE THE ELECTION OF MR. GAO FOR FOR Management
TONGQING AS A DIRECTOR OF THE COMPANY
12 TO APPROVE THE ELECTION OF MR. CHEN FOR FOR Management
ZHONGYUE AS A DIRECTOR OF THE COMPANY
13 TO APPROVE THE ELECTION OF MR. CHEN FOR FOR Management
SHENGGUANG AS A DIRECTOR OF THE COMPANY
14 TO APPROVE THE RE-ELECTION OF MR. TSE FOR FOR Management
HAU YIN, ALOYSIUS AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
15 TO APPROVE THE RE-ELECTION OF MADAM FOR FOR Management
CHA MAY LUNG, LAURA AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
16 TO APPROVE THE RE-ELECTION OF MR. XU FOR FOR Management
ERMING AS AN INDEPENDENT DIRECTOR OF
THE COMPANY
17 TO APPROVE THE RE-ELECTION OF MADAM FOR FOR Management
WANG HSUEHMING AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
18 TO APPROVE THE RE-ELECTION OF MR. SUI FOR FOR Management
YIXUN AS A SUPERVISOR OF THE COMPANY
19 TO APPROVE THE RE-ELECTION OF MR. HU FOR FOR Management
JING AS A SUPERVISOR OF THE COMPANY
20 TO APPROVE THE RE-ELECTION OF MR. YE FOR FOR Management
ZHONG AS A SUPERVISOR OF THE COMPANY
21 TO APPROVE THE AMENDMENTS TO ARTICLE 1 FOR FOR Management
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY
22 TO APPROVE THE AMENDMENTS TO ARTICLE FOR FOR Management
13 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY
23 TO AUTHORISE ANY DIRECTOR OF THE FOR FOR Management
COMPANY TO COMPLETE REGISTRATION OR
FILING OF THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
24 TO CONSIDER AND APPROVE THE ISSUE OF FOR FOR Management
DEBENTURES BY THE COMPANY
25 TO AUTHORISE THE BOARD TO ISSUE FOR FOR Management
DEBENTURES AND DETERMINE THE SPECIFIC
TERMS, CONDITIONS AND OTHER MATTERS OF
THE DEBENTURES
26 TO CONSIDER AND APPROVE THE FOR FOR Management
CENTRALISED REGISTRATION OF DEBENTURES
BY THE COMPANY
27 TO CONSIDER AND APPROVE THE ISSUE OF FOR FOR Management
COMPANY BONDS IN THE PEOPLE'S REPUBLIC
OF CHINA
28 TO AUTHORISE THE BOARD TO ISSUE FOR FOR Management
COMPANY BONDS AND DETERMINE THE
SPECIFIC TERMS, CONDITIONS AND OTHER
MATTERS OF THE COMPANY BONDS IN THE
PEOPLE'S REPUBLIC OF CHINA
29 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF EACH OF THE EXISTING
DOMESTIC SHARES AND H SHARES IN ISSUE
30 TO AUTHORISE THE BOARD TO INCREASE THE FOR FOR Management
REGISTERED CAPITAL OF THE COMPANY AND
TO AMEND THE ARTICLES OF ASSOCIATION
OF THE COMPANY TO REFLECT SUCH
INCREASE IN THE REGISTERED CAPITAL OF
THE COMPANY UNDER THE GENERAL MANDATE
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG
Ticker: Security ID: Y1519S111
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE FINANCIAL FOR FOR Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT
AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO RE-ELECT MR. SHAO GUANGLU AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT MR. CESAREO ALIERTA IZUEL FOR FOR Management
AS A DIRECTOR
6 TO RE-ELECT MR. CHEUNG WING LAM LINUS FOR FOR Management
AS A DIRECTOR
7 TO RE-ELECT MR. WONG WAI MING AS A FOR FOR Management
DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE DIRECTORS
9 TO RE-APPOINT KPMG AND KPMG HUAZHEN FOR FOR Management
LLP AS AUDITOR, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2017
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF THE EXISTING SHARES IN THE
COMPANY IN ISSUE
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY
NOT EXCEEDING 20% OF THE TOTAL NUMBER
OF THE EXISTING SHARES IN THE COMPANY
IN ISSUE
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ISSUE, ALLOT AND
DEAL WITH SHARES BY THE NUMBER OF
SHARES BOUGHT BACK
--------------------------------------------------------------------------------
CHINA ZHONGWANG HOLDINGS LTD
Ticker: Security ID: G215AT102
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
FINANCIAL YEAR ENDED 31 DECEMBER 2016
TO THE SHAREHOLDERS OF THE COMPANY
5 TO RE-ELECT MR. GOU XIHUI (AS FOR FOR Management
SPECIFIED) AS AN EXECUTIVE DIRECTOR OF
THE COMPANY
6 TO RE-ELECT MR. WONG CHUN WA (AS FOR FOR Management
SPECIFIED) AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. SHI KETONG (AS FOR FOR Management
SPECIFIED) AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE DIRECTORS OF THE COMPANY
9 TO RE-APPOINT KPMG AS AUDITOR OF THE FOR FOR Management
COMPANY AND ITS SUBSIDIARIES AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH THE SHARES OF THE
COMPANY IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 5(A) AS SET OUT IN
THE NOTICE OF ANNUAL GENERAL MEETING
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE THE SHARES OF
THE COMPANY IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 5(B) AS SET
OUT IN THE NOTICE OF ANNUAL GENERAL
MEETING
12 CONDITIONAL UPON PASSING OF ORDINARY FOR FOR Management
RESOLUTIONS NUMBER 5(A) AND 5(B), TO
EXTEND THE GENERAL MANDATE GRANTED TO
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL SHARES
BY THE NUMBER OF SHARES REPURCHASED IN
ACCORDANCE WITH ORDINARY RE
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO LTD
Ticker: Security ID: Y1594G107
Meeting Date: MAY 05, 2017 Meeting Type: Class Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF REVISION OF DILUTION OF CURRENT
RETURNS BY INITIAL PUBLIC OFFERING AND
LISTING OF RMB ORDINARY SHARES (A
SHARES) AND REMEDIAL MEASURES OF THE
BANK
3 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
CLASS OF SHARES AND NOMINAL VALUE
4 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
OFFERING SIZE
5 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
TARGET SUBSCRIBERS
6 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
PRICING METHODOLOGY
7 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
METHOD OF OFFERING
8 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
USE OF PROCEEDS
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
DISTRIBUTION OF UNDISTRIBUTED
ACCUMULATED PROFIT
10 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES (CONSIDER SEPARATELY):
TERM OF THE OFFERING PLAN
11 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
RESOLUTION REGARDING THE GENERAL
MEETING TO CONFER FULL POWERS ON THE
BOARD OF DIRECTORS TO HANDLE RELEVANT
MATTERS RELATING TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED EXTENSION OF THE TERM OF
INITIAL PUBLIC OFFERING AND LISTING OF
RMB ORDINARY SHARES (A SHARES)
13 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED EXTENSION OF THE TERM OF
AUTHORIZING THE BOARD TO EXERCISE ITS
ABSOLUTE DISCRETION TO DEAL WITH ALL
MATTERS RELATING TO INITIAL PUBLIC
OFFERING AND LISTING OF RMB ORDINARY
SHARES (A SHARES) AT GENERAL MEE
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO LTD
Ticker: Security ID: Y1594G107
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD OF THE BANK FOR
2016
4 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS OF
THE BANK FOR 2016
5 TO CONSIDER AND APPROVE THE 2016 FOR FOR Management
ANNUAL FINANCIAL FINAL PROPOSAL OF THE
BANK
6 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
PROFIT DISTRIBUTION PLAN OF THE BANK
FOR 2016
7 TO CONSIDER AND APPROVE THE FINANCIAL FOR FOR Management
BUDGET OF THE BANK FOR 2017
8 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT OF THE BANK FOR 2016
9 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF THE EXTERNAL AUDITORS
OF THE BANK FOR 2017 AND TO FIX THEIR
REMUNERATION
10 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF ELECTING MR. CHEN JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE BANK
11 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF ELECTING MR. LAI SHENGPING AS A
NON-EXECUTIVE DIRECTOR OF THE BANK
12 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF ELECTING MR. LUO YUXING AS A
NON-EXECUTIVE DIRECTOR OF THE BANK
13 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF ELECTING MR. SONG QINGHUA AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE BANK
14 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED AMENDMENTS TO THE RULES OF
PROCEDURES FOR THE GENERAL MEETING
15 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED AMENDMENTS TO THE RULES OF
PROCEDURES FOR THE BOARD
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF REVISION OF DILUTION OF CURRENT
RETURNS BY INITIAL PUBLIC OFFERING AND
LISTING OF RMB ORDINARY SHARES (A
SHARES) AND REMEDIAL MEASURES OF THE
BANK
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF SPONSORING THE ESTABLISHMENT OF A
DIRECT-SALE BANK SUBSIDIARY
18 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF ISSUANCE OF FINANCIAL BOND
19 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE BANK
20 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: CLASS OF SHARES AND
NOMINAL VALUE
21 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: OFFERING SIZE
22 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: TARGET SUBSCRIBERS
23 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: PRICING METHODOLOGY
24 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: METHOD OF OFFERING
25 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: USE OF PROCEEDS
26 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: DISTRIBUTION OF
UNDISTRIBUTED ACCUMULATED PROFIT
27 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES: TERM OF THE OFFERING
PLAN
28 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
RESOLUTION REGARDING THE GENERAL
MEETING TO CONFER FULL POWERS ON THE
BOARD OF DIRECTORS TO HANDLE RELEVANT
MATTERS RELATING TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
29 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED EXTENSION OF THE TERM OF
INITIAL PUBLIC OFFERING AND LISTING OF
RMB ORDINARY SHARES (A SHARES)
30 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
OF PROPOSED EXTENSION OF THE TERM OF
AUTHORIZING THE BOARD TO EXERCISE ITS
ABSOLUTE DISCRETION TO DEAL WITH ALL
MATTERS RELATING TO INITIAL PUBLIC
OFFERING AND LISTING OF RMB ORDINARY
SHARES (A SHARES) AT GENERAL MEE
--------------------------------------------------------------------------------
CHUNGHWA TELECOM CO LTD
Ticker: Security ID: Y1613J108
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RATIFICATION OF 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
2 RATIFICATION OF 2016 PROFIT ALLOCATION FOR FOR Management
PROPOSAL.PROPOSED CASH DIVIDEND :TWD 4.
9419 PER SHARE.
3 THE AMENDMENT TO THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
4 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:YU-FEN LIN,SHAREHOLDER NO.
U220415XXX
5 RELEASE OF RESTRICTIONS ON COMPETITIVE FOR FOR Management
ACTIVITIES ON DIRECTOR.
--------------------------------------------------------------------------------
CIFI HOLDINGS (GROUP) CO. LTD.
Ticker: Security ID: G2140A107
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES, THE
REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITORS' REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF RMB11. FOR FOR Management
50 CENTS (EQUIVALENT TO HK13 CENTS)
PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016 (PAYABLE IN CASH WITH
SCRIP OPTION)
5 TO RE-ELECT MR. LIN ZHONG AS DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT MR. LIN FENG AS DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
ALL DIRECTORS OF THE COMPANY
8 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THE AUDITOR'S
REMUNERATION
9 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING
20% OF THE TOTAL ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION (ORDINARY RESOLUTIO
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY TO
REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL ISSUED
SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
(ORDINARY RESOLUTION NO. 6 OF THE
NOTICE OF TH
11 TO EXTEND, CONDITIONAL UPON THE ABOVE FOR FOR Management
ORDINARY RESOLUTION NOS. 5 AND 6 BEING
DULY PASSED, THE GENERAL MANDATE TO BE
GRANTED TO THE BOARD OF DIRECTORS OF
THE COMPANY TO ALLOT AND ISSUE SHARES
OF THE COMPANY (ORDINARY RESOLUTION NO.
7 OF THE NOTICE OF THE 2
--------------------------------------------------------------------------------
CITIC LIMITED
Ticker: Security ID: Y1639J116
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. CHANG ZHENMING AS FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. LIU YEQIAO AS DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO RE-ELECT MR. LIU ZHONGYUAN AS FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT DR. XU JINWU AS DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-ELECT MS. LEE BOO JIN AS FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-APPOINT MESSRS. FOR FOR Management
PRICEWATERHOUSECOOPERS AS THE AUDITOR
OF THE COMPANY AND AUTHORISE THE BOARD
OF DIRECTORS TO FIX THEIR REMUNERATION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS RESOLUTION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO PURCHASE OR OTHERWISE
ACQUIRE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE
OF THIS RESOLUTION
--------------------------------------------------------------------------------
CJ CORPORATION
Ticker: Security ID: Y1848L118
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 APPROVAL OF PARTIAL AMENDMENT TO FOR FOR Management
ARTICLES OF INCORPORATION
3 ELECTION OF INSIDE DIRECTOR: LEE CHAE FOR FOR Management
WUK
4 ELECTION OF OUTSIDE DIRECTOR: SONG FOR FOR Management
HYUN SEUNG
5 ELECTION OF OUTSIDE DIRECTOR: YOO FOR FOR Management
CHEOL GYU
6 ELECTION OF OUTSIDE DIRECTOR: PARK FOR FOR Management
YOON JUN
7 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
SONG HYUN SEUNG
8 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
YOO CHEOL GYU
9 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
PARK YOON JUN
10 APPROVAL OF LIMIT OF REMUNERATION FOR FOR FOR Management
DIRECTORS
--------------------------------------------------------------------------------
CJ O SHOPPING CO LTD
Ticker: Security ID: Y16608104
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: GANG DAE HYEONG
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
IM GYEONG MUK
4 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CANDIDATE: GANG DAE HYEONG
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
6 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
CNOOC LTD, HONG KONG
Ticker: Security ID: Y1662W117
Meeting Date: DEC 01, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE NON-EXEMPT CONTINUING FOR FOR Management
CONNECTED TRANSACTIONS
4 TO APPROVE THE PROPOSED CAPS FOR EACH FOR FOR Management
CATEGORY OF THE NON-EXEMPT CONTINUING
CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------
CNOOC LTD, HONG KONG
Ticker: Security ID: Y1662W117
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND
INDEPENDENT AUDITORS' REPORT THEREON
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. YUAN GUANGYU AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. XU KEQIANG AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LIU JIAN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. LAWRENCE J. LAU WHO FOR FOR Management
HAS SERVED THE COMPANY FOR MORE THAN
NINE YEARS, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF EACH OF THE
DIRECTORS
11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS THE INDEPENDENT AUDITORS OF THE
COMPANY AND ITS SUBSIDIARIES, AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES IN THE
CAPITAL OF THE COMPANY NOT EXCEEDING
10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE CAPITAL
OF THE COMPANY AND TO MAKE OR GRANT
OFFERS, AGREEMENTS, OPTIONS AND
SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN
THE COMPA
14 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ISSUE, ALLOT AND
DEAL WITH ADDITIONAL SHARES OF THE
COMPANY AND TO MAKE OR GRANT OFFERS,
AGREEMENTS, OPTIONS AND SIMILAR RIGHTS
TO SUBSCRIBE FOR OR CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY B
--------------------------------------------------------------------------------
COAL INDIA LTD, KOLKATA
Ticker: Security ID: Y1668L107
Meeting Date: AUG 24, 2016 Meeting Type: Other Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 SPECIAL RESOLUTION UNDER SECTION 68, FOR FOR Management
69 AND 70 OF THE COMPANIES ACT'2013
FOR BUYBACK OF A MAXIMUM OF
10,89,55,223 (TEN CRORE EIGHTY NINE
LAKHS FIFTY FIVE THOUSAND TWO HUNDRED
AND TWENTY THREE) EQUITY SHARES OF THE
COMPANY(REPRESENTING 1.72% OF THE
TOTAL N
--------------------------------------------------------------------------------
COAL INDIA LTD, KOLKATA
Ticker: Security ID: Y1668L107
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE, CONSIDER AND ADOPT: A. THE FOR FOR Management
STANDALONE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2016
INCLUDING THE AUDITED BALANCE SHEET AS
AT MARCH 31, 2016 AND STATEMENT OF
PROFIT & LOSS FOR THE YEAR ENDED ON
THAT DA
3 TO APPROVE THE INTERIM DIVIDEND PAID FOR FOR Management
ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2015-16 AS FINAL DIVIDEND FOR THE
YEAR 2015-16:THE BOARD OF DIRECTORS OF
YOUR COMPANY IN ITS 325TH MEETING HELD
ON 5TH MARCH 2016 HAD DECLARED AN
INTERIM DIVIDEND @ 274% (RS. 27.
4 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
C.K.DEY [DIN-03204505] WHO RETIRES BY
ROTATION IN TERMS OF SECTION 152(6) OF
THE COMPANIES ACT, 2013 AND ARTICLE
39(J) OF ARTICLES OF ASSOCIATION OF
THE COMPANY AND BEING ELIGIBLE, OFFERS
HIMSELF FOR REAPPOINTMENT
5 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 149, 152 READ WITH SCHEDULE
IV AND ALL OTHER APPLICABLE PROVISIONS
OF COMPANIES ACT, 2013 AND THE
COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 AND SEBI (LISTING OBLIGATIONS AND
DISCLOS
6 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 149, 152 READ WITH SCHEDULE
IV AND ALL OTHER APPLICABLE PROVISIONS
OF COMPANIES ACT, 2013 AND THE
COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 AND SEBI(LISTING OBLIGATIONS AND
DISCLOSU
7 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 149, 152 READ WITH SCHEDULE
IV AND ALL OTHER APPLICABLE PROVISIONS
OF COMPANIES ACT, 2013 AND THE
COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 AND SEBI (LISTING OBLIGATIONS AND
DISCLOS
8 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 149, 152 READ WITH SCHEDULE
IV AND ALL OTHER APPLICABLE PROVISIONS
OF COMPANIES ACT, 2013 AND THE
COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 AND SEBI(LISTING OBLIGATIONS AND
DISCLOSU
9 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 149, 152 READ WITH SCHEDULE
IV AND ALL OTHER APPLICABLE PROVISIONS
OF COMPANIES ACT, 2013 AND THE
COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 AND SEBI(LISTING OBLIGATIONS AND
DISCLOSU
10 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 AND
ANY OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER AND PROVISIONS OF ANY OTHER
GUIDELINES ISSUED BY RELEVANT
AUTHORITIES AND ANY OTHER APPLICABLE
LAWS
11 "RESOLVED THAT PURSUANT TO PROVISIONS FOR FOR Management
OF SECTION 20 OF THE COMPANIES ACT,
2013("ACT") AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE ACT AND
RELEVANT RULES PRESCRIBED THEREUNDER
(INCLUDING ANY AMENDMENT, STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF
12 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 AND
ANY OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER AND PROVISIONS OF ANY OTHER
GUIDELINES ISSUED BY RELEVANT
AUTHORITIES AND ANY OTHER APPLICABLE
LAWS
13 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 AND
ANY OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER AND PROVISIONS OF ANY OTHER
GUIDELINES ISSUED BY RELEVANT
AUTHORITIES AND ANY OTHER APPLICABLE
LAWS
--------------------------------------------------------------------------------
COCA-COLA FEMSA SAB DE CV, MEXICO CITY
Ticker: Security ID: 191241108
Meeting Date: MAR 14, 2017 Meeting Type: Ordinary General Meeting
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ELECTION OF MEMBERS AND SECRETARIES OF FOR FOR Management
THE BOARD OF DIRECTORS, QUALIFICATION
OF THEIR INDEPENDENCE, IN ACCORDANCE
WITH THE SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION
--------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A.B DE C.V.
Ticker: KOF Security ID: 191241108
Meeting Date: MAR 14, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF MEMBERS AND SECRETARIES OF WITHHOLD FOR Management
THE BOARD OF DIRECTORS, QUALIFICATION
OF THEIR INDEPENDENCE, IN ACCORDANCE
WITH THE SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
--------------------------------------------------------------------------------
COLBUN SA, SANTIAGO
Ticker: Security ID: P2867K130
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINATION OF THE STATUS OF THE FOR FOR Management
COMPANY AND THE REPORT FROM THE
OUTSIDE AUDITORS AND FROM THE ACCOUNTS
INSPECTORS
2 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENTS TO DECEMBER 31,
2016
3 DISTRIBUTION OF PROFIT AND PAYMENT OF FOR FOR Management
DIVIDENDS
4 APPROVAL OF THE INVESTMENT AND FOR FOR Management
FINANCING POLICY OF THE COMPANY
5 POLICIES AND PROCEDURES IN REGARD TO FOR FOR Management
PROFIT AND DIVIDENDS
6 DESIGNATION OF OUTSIDE AUDITORS FOR FOR FOR Management
THE 2017 FISCAL YEAR
7 DESIGNATION OF ACCOUNTS INSPECTORS AND FOR FOR Management
THEIR COMPENSATION
8 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
9 ESTABLISHMENT OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
10 REPORT ON THE ACTIVITIES OF THE FOR FOR Management
COMMITTEE OF DIRECTORS
11 ESTABLISHMENT OF THE COMPENSATION OF FOR FOR Management
THE COMMITTEE OF DIRECTORS AND THE
DETERMINATION OF ITS BUDGET
12 INFORMATION IN REGARD TO RESOLUTIONS FOR FOR Management
OF THE BOARD OF DIRECTORS THAT ARE
RELATED TO ACTS AND AGREEMENTS THAT
ARE GOVERNED BY TITLE 16 OF LAW NUMBER
18,046
13 DESIGNATION OF THE NEWSPAPER IN WHICH FOR FOR Management
THE SHAREHOLDER GENERAL MEETING CALL
NOTICES MUST BE PUBLISHED
14 OTHER MATTERS OF CORPORATE INTEREST ABSTAIN AGAINST Management
THAT ARE WITHIN THE AUTHORITY OF THE
GENERAL MEETING
--------------------------------------------------------------------------------
COMPAL ELECTRONICS INC
Ticker: Security ID: Y16907100
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RATIFY THE BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR 2016.
3 TO RATIFY THE DISTRIBUTION OF EARNINGS FOR FOR Management
FOR THE YEAR 2016. PROPOSED CASH
DIVIDEND: TWD 1 PER SHARE.
4 TO APPROVE THE PROPOSAL OF CASH FOR FOR Management
DISTRIBUTION FROM CAPITAL SURPLUS TWD
0.2 PER SHARE.
5 TO APPROVE THE AMENDMENT TO THE FOR FOR Management
'PROCEDURES FOR ACQUISITION OR
DISPOSAL OF ASSETS'.
6 TO APPROVE THE RELEASE OF NON FOR FOR Management
COMPETITION RESTRICTIONS FOR DIRECTORS.
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO, SAO PAULO
Ticker: Security ID: P3055E464
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 DO YOU WISH INSTALL THE FISCAL COUNCIL FOR FOR Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO
Ticker: SBS Security ID: 20441A102
Meeting Date: JUL 28, 2016 Meeting Type: Special
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DEFINITION OF THE NUMBER OF MEMBERS TO FOR FOR Management
COMPOSE THE BOARD OF DIRECTORS.
2 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS TO COMPLETE THE TERM OF
OFFICE UNTIL THE ANNUAL SHAREHOLDERS'
MEETING OF 2018. A) APPOINTED BY THE
CONTROLLING SHAREHOLDERS: I. ARNO
MEYER.
3 RECTIFICATION OF THE OVERALL ANNUAL FOR FOR Management
COMPENSATION OF THE MANAGEMENT AND
FISCAL COUNCIL MEMBERS FOR 2016
APPROVED AT THE COMPANY'S ANNUAL
SHAREHOLDERS' MEETING HELD ON APRIL
29, 2016 DUE TO THE CHANGE OF THE
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS PROVI
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO
Ticker: SBS Security ID: 20441A102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO EXAMINE THE MANAGEMENT ACCOUNTS, AS FOR FOR Management
WELL AS TO EXAMINE, DISCUSS AND VOTE
ON THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016, NAMELY: BALANCE SHEET AND THE
RESPECTIVE STATEMENTS OF INCOME,
COMPREHENSIVE INCOME, CHANGES IN
2 TO RESOLVE ON THE ALLOCATION OF NET FOR FOR Management
INCOME FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2016.
3 TO ELECT ONE BOARD OF DIRECTORS MEMBER FOR FOR Management
FOR THE TERM OF OFFICE ENDING ON THE
DATE OF THE 2018 ANNUAL SHAREHOLDERS'
MEETING: FRANCISCO LUIZ SIBUT GOMIDE
4 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL FOR THE TERM OF OFFICE UNTIL
THE 2018 ANNUAL SHAREHOLDERS' MEETING:
AS EFFECTIVE MEMBERS OF THE FISCAL
COUNCIL: JOALDIR REYNALDO MACHADO,
HUMBERTO MACEDO PUCCINELLI, RUI BRASIL
ASSIS, PABLO ANDRES FERNANDEZ UHART
5 TO ESTABLISH THE OVERALL ANNUAL FOR FOR Management
COMPENSATION OF MANAGEMENT AND FISCAL
COUNCIL MEMBERS FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA
Ticker: Security ID: 20441A102
Meeting Date: JUL 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DEFINITION OF THE NUMBER OF MEMBERS TO FOR FOR Management
COMPOSE THE BOARD OF DIRECTORS
2 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS TO COMPLETE THE TERM OF
OFFICE UNTIL THE ANNUAL SHAREHOLDERS'
MEETING OF 2018: APPOINTED BY THE
CONTROLLING SHAREHOLDERS: ARNO MEYER
3 RECTIFICATION OF THE OVERALL ANNUAL FOR FOR Management
COMPENSATION OF THE MANAGEMENT AND
FISCAL COUNCIL MEMBERS FOR 2016
APPROVED AT THE COMPANY'S ANNUAL
SHAREHOLDERS' MEETING HELD ON APRIL
29, 2016 DUE TO THE CHANGE OF THE
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS PROVI
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DO PARANA - SANEPAR
Ticker: Security ID: P3058Y103
Meeting Date: JAN 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. MEMBERS APPOINTED BY
PREFERRED SHAREHOLDER MEMBERS.
PRINCIPAL. ROBERTO KNOEPFELMACHER.
SUBSTITUTE. PEDRO ELIAS WEHBE CASTRO
DE AZAMBUJA
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DO PARANA - SANEPAR
Ticker: Security ID: P3058Y103
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 THE ELECT THE MEMBERS THE FISCAL FOR FOR Management
COUNCIL. CANDIDATES APPOINTED BY
MINORITARY PREFERRED SHARES. NOTE
MEMBERS. PRINCIPAL. REGINALDO FERREIRA
ALEXANDRE. SUBSTITUTE. WALTER LUIZ
BERNARDES ALBERTONI. SHAREHOLDERS MAY
ONLY VOTE IN FAVOR FOR ONE PREFERRED
SHARES
7 THE ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATE APPOINTED BY
MINORITARY PREFERRED SHARES. NOTE
MEMBERS. PRINCIPAL. ADRIANO CIVES
SEABRA. SUBSTITUTE. GUSTAVO ROCHA
GATTASS. SHAREHOLDERS MAY ONLY VOTE IN
FAVOR FOR ONE PREFERRED SHARES NAME
APPOIN
--------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS
Ticker: CIG Security ID: 204409601
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF THE SITTING AND SUBSTITUTE FOR FOR Management
MEMBERS OF THE AUDIT BOARD, AS A
RESULT OF COMPLETION OF THE PERIOD OF
OFFICE.
--------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA - COPEL, CURITIBA
Ticker: Security ID: P30557139
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS DUE TO END OF TERM OF OFFICE.
CANDIDATE APPOINTED BY PREFERRED
SHARES. NOTE. SHAREHOLDERS MAY ONLY
VOTE IN FAVOR FOR ONE PREFERRED SHARES
NAME APPOINTED
5 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL DUE TO END OF TERM OF OFFICE.
CANDIDATE APPOINTED BY PREFERRED
SHARES. NOTE. SHAREHOLDERS MAY ONLY
VOTE IN FAVOR FOR ONE PREFERRED SHARES
NAME APPOINTED
--------------------------------------------------------------------------------
COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG
Ticker: Security ID: P28269101
Meeting Date: JUL 07, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 CONTRACTING FOR A LONG TERM CREDIT FOR FOR Management
TRANSACTION, BY MEANS OF THE ISSUANCE
OF SIMPLE DEBENTURES THAT ARE NOT
CONVERTIBLE INTO SHARES
--------------------------------------------------------------------------------
COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG
Ticker: Security ID: P28269101
Meeting Date: SEP 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 INCREASE OF THE AUTHORIZED CAPITAL FOR FOR Management
LIMIT AND OF THE SHARE CAPITAL OF THE
COMPANY
4 AMENDMENT OF ARTICLES 6 AND 7 OF THE FOR FOR Management
CORPORATE BYLAWS OF THE COMPANY
5 CONSIDERATION OF A PROPOSAL FOR AN FOR FOR Management
INTERIM PAYMENT OF INTEREST ON
SHAREHOLDER EQUITY IN REFERENCE TO THE
2016 FISCAL YEAR
6 CONSOLIDATION OF THE DIVIDEND POLICY FOR FOR Management
OF THE COMPANY, WHICH IS TO ENTER INTO
EFFECT FROM THE 2017 FISCAL YEAR
--------------------------------------------------------------------------------
COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG
Ticker: Security ID: P28269101
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE THE ADMINISTRATORS ANNUAL FOR FOR Management
REPORT AND THE FINANCIAL STATEMENTS OF
COPASA MG, REGARDING THE FISCAL YEAR
ENDING ON DECEMBER 31, 2016
5 DESTINATION OF THE COMPANY'S NET FOR FOR Management
INCOME FOR THE YEAR ENDED 12.31.2016,
AS PER THE MANAGEMENTS PROPOSAL, WITH
THE RETENTION OF PART OF THE NET
INCOME FOR REINVESTMENT, PAYMENT OF
INTEREST ON EQUITY, IOE, TO BE
CONSIDERED AS THE MINIMUM MANDATORY
DIVIDEND A
6 TO APPROVE THE INVESTMENT PROGRAM OF FOR FOR Management
COPASA MG AND ITS SUBSIDIARY COPANOR,
FOR 2017, IN TERMS OF PARAGRAPH 2 ART.
196 OF LAW 6404 OF 1976, REGARDING
MANAGEMENT PROPOSAL
7 ALTERATION OF THE CHANNELS OF FOR FOR Management
CORPORATE PUBLICATIONS, AS PER THE
MANAGEMENTS PROPOSAL
8 DEFINITION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS TO BE APPLIED TO THE PERIOD
ENDING AT THE DATE OF THE GENERAL
MEETING THAT RESOLVES ON THE ACCOUNTS
OF THE FISCAL YEAR TO END ON 12.31.
2017, AT 9 NINE MEMBERS FOR THE BOARD
OF DIRECTORS AND 5 FIVE TITULAR MEMBERS
11 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS PER SLATE. SINGLE SLATE.
CANDIDATES APPOINTED BY THE CONTROLLER
SHAREHOLDER. MEMBERS. MARCO ANTONIO DE
REZENDE TEIXEIRA, SINARA INACIO
MEIRELES CHENNA, JOAO BOSCO CALAIS
FILHO, MARCO ANTONIO SOARES DA CUNHA CA
12 ELECTION OF MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS. NAME APPOINTED BY
MINORITARY COMMON SHARES. MEMBER.
GUSTAVO ROCHA GATTASS
15 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL PER SLATE. SINGLE SLATE.
CANDIDATES APPOINTED BY THE CONTROLLER
SHAREHOLDER. MEMBERS. SEBASTIAO
ESPIRITO SANTO DE CASTRO, EFFECTIVE,
NATALIA FREITAS MIRANDA, SUBSTITUTE.
PAULO ROBERTO DE ARAUJO, EFFECTIVE, SUZ
16 ELECTION OF MEMBERS OF THE FISCAL FOR AGAINST Management
COUNCIL. NAMES APPOINTED BY MINORITARY
COMMON SHARES. MEMBERS. ADRIANO CIVES
SEABRA, EFFECTIVE. VLADIMIR DO
NASCIMENTO PINTO, SUBSTITUTE
--------------------------------------------------------------------------------
COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG
Ticker: Security ID: P28269101
Meeting Date: APR 26, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO FIX THE GLOBAL ANNUAL REMUNERATION FOR FOR Management
OF ADMINISTRATORS, BOARD OF DIRECTORS
AND EXECUTIVE BOARD REGARDING THE
MANAGEMENT PROPOSAL
4 DONATION OF CHATTELS AS NEW TIRES TO FOR FOR Management
COPANOR FLEET VEHICLES, REGARDING
MANAGEMENT PROPOSAL
5 DONATION OF CHATTELS TO MILITARY FOR FOR Management
POLICE OF MINAS GERAIS, PMMG,
REGARDING MANAGEMENTS PROPOSAL
6 DONATION OF CHATTELS TO GOVERNORS FOR FOR Management
MILITARY OFFICE, REGARDING MANAGEMENT
PROPOSAL
7 DELEGATION TO BOARD OF DIRECTORS TO FOR FOR Management
APPROVE ADDITIVE TERMS OF VENTURES
APPROVED BY SHAREHOLDERS MEETING,
REGARDING THE MANAGEMENT PROPOSAL
--------------------------------------------------------------------------------
COMPANIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULIS
Ticker: Security ID: P30576113
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO ELECT, IN SEPARATED VOTES, EGIDIO FOR FOR Management
SCHOENBERGER AS PRINCIPAL MEMBER OF
THE FISCAL COUNCIL APPOINTED BY
MINORITY PREFERRED SHAREHOLDERS PNS.
SHAREHOLDERS MAY ONLY VOTE IN FAVOR
FOR ONE PREFERRED SHARES PRINCIPAL
NAME APPOINTED
7 TO ELECT JOAO VICENTE AMATO TORRES AS FOR FOR Management
SUBSTITUTE MEMBER OF THE FISCAL
COUNCIL APPOINTED BY MINORITY
PREFERRED SHAREHOLDERS. SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES SUBSTITUTE NAME
APPOINTED
8 TO ELECT, IN SEPARATED VOTES, MARCOS FOR FOR Management
SIMAS PARENTONI MEMBER OF THE BOARD OF
DIRECTORS APPOINTED BY MINORITY
PREFERRED SHAREHOLDERS. SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES NAME APPOINTED
--------------------------------------------------------------------------------
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
Ticker: Security ID: P31573101
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO RECEIVE THE ADMINISTRATORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE ADMINISTRATIONS REPORT, THE
FINANCIAL STATEMENTS REGARDING THE
FISCAL YEAR ENDING ON DECEMBER 31, 2016
5 DESTINATION OF THE NET PROFIT OF YEAR FOR FOR Management
ENDED ON DECEMBER 31, 2016
6 FIX IN 7 THE NUMBER OF MEMBERS TO FOR FOR Management
COMPOSE THE BOARD OF DIRECTORS
9 ELECTION OF MEMBERS TO THE BOARD OF FOR FOR Management
DIRECTORS PER SLATE. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDER.
NOTE. MEMBERS. RUBENS OMETTO SILVEIRA
MELLO, MARCOS MARINHO LUTZ, MARCELO
EDUARDO MARTINS, MARCELO DE SOUZA
SCARCELA PORTELA, BURKHARD OTTO
CORDES, SE
10 ELECTION OF MEMBERS TO THE BOARD OF FOR ABSTAIN Management
DIRECTORS. CANDIDATE APPOINTED BY
MINORITARY SHAREHOLDER
13 ELECTION OF MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL PER SINGLE SLATE. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS.
NOTE. MEMBERS. PRINCIPAL. NADIR
DANCINI BARSANULFO, ALBERTO ASATO,
LUIZ CARLOS NANNINI, EDGARD MASSAO
RAFFAELLI AND JOSE MAURICIO D ISEP
COSTA. SU
14 ELECTION OF MEMBERS OF THE FISCAL FOR AGAINST Management
COUNCIL. CANDIDATES APPOINTED BY
MINORITARY SHAREHOLDER
15 TO ESTABLISH A GLOBAL REMUNERATION OF FOR FOR Management
THE ADMINISTRATORS AND MEMBERS OF THE
FISCAL COUNCIL FOR THE FISCAL YEAR
BEGINNING ON JANUARY 1, 2017 AND
RE-ESTABLISH THE GLOBAL REMUNERATION
OF THE ADMINISTRATORS AND MEMBERS OF
THE FISCAL COUNCIL FOR THE FISCAL YEA
--------------------------------------------------------------------------------
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
Ticker: Security ID: P31573101
Meeting Date: APR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 CHANGE OF ADDRESS OF COMPANY'S FOR FOR Management
HEADQUARTERS TO AVENIDA BRIGADEIRO
FARIA LIMA, 4100, 16TH FLOOR, SUITE
01, CITY AND STATE OF SAO PAULO, CEP
04538132
3 RATIFY THE SHARE CAPITAL INCREASE, FOR FOR Management
REALIZED BY THE BOARD OF DIRECTORS AT
NOVEMBER 17, 2016 AND FEBRUARY 22,
2017, WITHIN THE LIMIT OF THE
AUTHORIZED CAPITAL, AS A RESULT OF THE
EXERCISE OF THE STOCK OPTIONS GRANTED
WITHIN THE SCOPE OF THE STOCK OPTION
PLA
4 APPROVE ON THE CAPITAL SHARE INCREASE FOR FOR Management
IN AMOUNT OF BRL 160,000,000.00,
WITHOUT THE ISSUANCE OF NEW SHARES, BY
CONVERSION OF PART OF THE BALANCE OF
LEGAL RESERVE, WITH CONSEQUENT AMEND
OF ART 5 OF BYLAWS
5 CHANGE THE POSITIONS OF THE EXECUTIVE FOR FOR Management
COMMITTEE, WITH CONSEQUENT AMEND OF
ARTICLES 21 AND 23 OF BYLAWS
6 RESTATEMENT OF THE CORPORATE BYLAWS FOR FOR Management
7 APPROVE ON THE STOCK BASED FOR FOR Management
COMPENSATION PLAN, ACCORDING
MANAGEMENT PROPOSAL
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: Security ID: G2442N104
Meeting Date: JUL 18, 2016 Meeting Type: Special General Meeting
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE CHANGE OF THE ENGLISH FOR FOR Management
NAME OF THE COMPANY FROM "COSCO
PACIFIC LIMITED" TO "COSCO SHIPPING
PORTS LIMITED" AND ADOPTION OF THE
CHINESE NAME "AS SPECIFIED" AS THE
SECONDARY NAME OF THE COMPANY
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: Security ID: G2442N104
Meeting Date: OCT 12, 2016 Meeting Type: Special General Meeting
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE, RATIFY AND/OR CONFIRM THE FOR FOR Management
ENTERING INTO OF THE NEW FINANCIAL
SERVICES MASTER AGREEMENT AND THE
DEPOSIT TRANSACTIONS CONTEMPLATED
THEREUNDER, THE PROPOSED TRANSACTION
CAPS, THE EXECUTION OF THE DOCUMENTS
AND TRANSACTIONS THEREUNDER
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: Security ID: G2442N104
Meeting Date: MAR 10, 2017 Meeting Type: Special General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
ENTERING INTO OF THE TRANSACTION
AGREEMENT AND THE STRATEGIC
CO-OPERATION AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER,
AND THE EXECUTION OF DOCUMENTS IN
CONNECTION THEREWITH
4 TO RE-ELECT MR. FENG BOMING (AS FOR FOR Management
SPECIFIED) AS DIRECTOR
5 TO RE-ELECT MR. ZHANG WEI (AS FOR FOR Management
SPECIFIED) AS DIRECTOR
6 TO RE-ELECT MR. CHEN DONG (AS FOR FOR Management
SPECIFIED) AS DIRECTOR
7 TO RE-ELECT PROF. CHAN KA LOK (AS FOR FOR Management
SPECIFIED) AS DIRECTOR
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: Security ID: G2442N104
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. DENG HUANGJUN AS FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. XU ZUNWU AS DIRECTOR FOR FOR Management
7 TO RE-ELECT DR. WONG TIN YAU, KELVIN FOR FOR Management
AS DIRECTOR
8 TO RE-ELECT DR. FAN HSU LAI TAI, RITA FOR FOR Management
AS DIRECTOR
9 TO RE-ELECT MR. ADRIAN DAVID LI MAN FOR FOR Management
KIU AS DIRECTOR
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF DIRECTORS FOR
THE YEAR ENDING 31 DECEMBER 2017
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR OF THE COMPANY AND
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THE REMUNERATION OF AUDITOR
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH THE ADDITIONAL SHARES OF THE
COMPANY AS SET OUT IN THE ORDINARY
RESOLUTION IN ITEM 5(A) OF THE NOTICE
OF ANNUAL GENERAL MEETING
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY AS SET OUT IN THE ORDINARY
RESOLUTION IN ITEM 5(B) OF THE NOTICE
OF ANNUAL GENERAL MEETING
14 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH THE ADDITIONAL SHARES OF THE
COMPANY AS SET OUT IN THE ORDINARY
RESOLUTION IN ITEM 5(C) OF THE NOTICE
OF ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LIMITED
Ticker: Security ID: G24524103
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF RMB10. FOR FOR Management
20 CENTS PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2016
5 TO RE-ELECT MR. XIE SHUTAI AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. SONG JUN AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LIANG GUOKUN AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. SU BAIYUAN AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR. CHEN CHONG AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
10 TO RE-ELECT MR. LAI MING, JOSEPH AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
11 TO RE-ELECT MR. YEUNG KWOK ON AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
12 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE DIRECTORS'
REMUNERATION OF THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR OF THE COMPANY AND
AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
14 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ISSUE NEW
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARES OF THE COMPANY
15 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES NOT EXCEEDING 10% OF THE ISSUED
SHARES OF THE COMPANY
16 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GRANTED TO THE DIRECTORS OF THE
COMPANY TO ISSUE NEW SHARES OF THE
COMPANY BY ADDING TO IT THE NUMBER OF
SHARES BOUGHT BACK UNDER THE GENERAL
MANDATE TO BUY BACK SHARES OF THE
COMPANY
17 TO APPROVE THE ADOPTION OF THE NEW FOR FOR Management
SHARE OPTION SCHEME (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 6 APRIL
2017)
--------------------------------------------------------------------------------
CPFL ENERGIA S.A.
Ticker: CPL Security ID: 126153105
Meeting Date: AUG 09, 2016 Meeting Type: Special
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PRIOR APPROVAL FOR THE ACQUISITION OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
CAPITAL STOCK OF AES SUL DISTRIBUIDORA
GAUCHA DE ENERGIA S.A. ("AES SUL"), BY
THE COMPANY OR BY A COMPANY
WHOLLY-OWNED DIRECTLY OR INDIRECTLY BY
THE COMPANY, PURSUANT TO ARTICLE 256,
2 ACCEPTANCE OF RESIGNATION OF FISCAL FOR FOR Management
COUNCIL MEMBER AND ELECTION OF NEW
MEMBER.
--------------------------------------------------------------------------------
CPFL ENERGIA S.A.
Ticker: CPL Security ID: 126153105
Meeting Date: FEB 16, 2017 Meeting Type: Special
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPLACEMENT OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND DEFINITION OF THE NUMBER
OF MEMBERS TO COMPOSE THE BOARD OF
DIRECTORS UNTIL THE END OF THE TERM OF
OFFICE IN COURSE, SUBJECT TO THE
PROVISIONS SET FORTH IN ARTICLE 15 OF
THE COMPANY'S BYLAWS.
2 REPLACEMENT OF MEMBERS OF THE FISCAL FOR FOR Management
BOARD AND DEFINITION OF THE NUMBER OF
MEMBERS TO COMPOSE THE FISCAL BOARD
UNTIL THE END OF THE TERM OF OFFICE IN
COURSE, SUBJECT TO THE PROVISIONS SET
FORTH IN ARTICLE 26 OF THE COMPANY'S
BYLAWS.
--------------------------------------------------------------------------------
CPFL ENERGIA S.A.
Ticker: CPL Security ID: 126153105
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE CANCELATION OF THE COMPANY'S FOR FOR Management
REGISTRY AS A PUBLICLY HELD COMPANY
BEFORE CVM UNDER CLASS "A" AND ITS
CONVERSION INTO CLASS "B", PURSUANT
CVM RULE N. 480/2009, AND ALSO THE
DELISTING OF THE COMPANY FROM THE NOVO
MERCADO SPECIAL LISTING SEGMENT OF
BM&FBO
2 THE CHOICE OF THE SPECIALIZED FOR FOR Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
3 THE CHOICE OF THE SPECIALIZED FOR FOR Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
4 THE CHOICE OF THE SPECIALIZED FOR FOR Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
5 AGAINST ALL FOR FOR Management
6 ABSTAIN ALL FOR FOR Management
1 THE CANCELATION OF THE COMPANY'S FOR ABSTAIN Management
REGISTRY AS A PUBLICLY HELD COMPANY
BEFORE CVM UNDER CLASS "A" AND ITS
CONVERSION INTO CLASS "B", PURSUANT
CVM RULE N. 480/2009, AND ALSO THE
DELISTING OF THE COMPANY FROM THE NOVO
MERCADO SPECIAL LISTING SEGMENT OF
BM&FBO
2 THE CHOICE OF THE SPECIALIZED FOR ABSTAIN Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
3 THE CHOICE OF THE SPECIALIZED FOR ABSTAIN Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
4 THE CHOICE OF THE SPECIALIZED FOR ABSTAIN Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
5 AGAINST ALL FOR FOR Management
6 ABSTAIN ALL FOR ABSTAIN Management
--------------------------------------------------------------------------------
CPFL ENERGIA S.A.
Ticker: CPL Security ID: 126153105
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACKNOWLEDGE THE MANAGEMENT FOR FOR Management
ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON
THE COMPANY'S FINANCIAL STATEMENTS,
THE INDEPENDENT AUDITOR'S REPORT AND
THE FISCAL COUNCIL'S REPORT FOR THE
FISCAL YEAR ENDED ON DECEMBER 31, 2016
2 TO APPROVE THE PROPOSAL OF ALLOCATION FOR FOR Management
OF NET INCOME FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2016 AND THE
DISTRIBUTION OF DIVIDENDS
3 TO DEFINE THE NUMBER OF MEMBERS FOR FOR FOR Management
THE BOARD OF DIRECTORS, PURSUANT TO
ARTICLE 15 OF THE COMPANY'S BYLAWS
4 ELECTION OF DIRECTOR: MR. YUHAI HU FOR FOR Management
5 ELECTION OF DIRECTOR: MR. DAOBIAO CHEN FOR FOR Management
6 ELECTION OF DIRECTOR: MR. YAN QU FOR FOR Management
7 ELECTION OF DIRECTOR: MR. YUMENG ZHAO FOR FOR Management
8 ELECTION OF DIRECTOR: MR. ANDRE DORF FOR FOR Management
9 ELECTION OF DIRECTOR: MR. ANTONIO FOR FOR Management
KANDIR
10 ELECTION OF DIRECTOR: MR. MARCELO FOR FOR Management
AMARAL MORAES
11 ELECTION OF ACTING AND DEPUTY MEMBER: FOR FOR Management
MR. YUEHUI PAN (ACTING MEMBER) / MR.
CHENGGANG LIU (DEPUTY MEMBER)
12 ELECTION OF ACTING AND DEPUTY MEMBER: FOR FOR Management
MRS. RAN ZHANG (ACTING MEMBER) / MR.
JIA JIA (DEPUTY MEMBER)
13 ELECTION OF ACTING AND DEPUTY MEMBER: FOR FOR Management
MR. RICARDO FLORENCE DOS SANTOS
(ACTING MEMBER) / MR. REGINALDO
FERREIRA ALEXANDRE (DEPUTY MEMBER)
14 TO ESTABLISH THE OVERALL COMPENSATION FOR FOR Management
TO BE PAID TO THE COMPANY'S MANAGEMENT
FOR THE PERIOD OF MAY 2017 TO APRIL
2018
15 TO ESTABLISH THE OVERALL COMPENSATION FOR FOR Management
TO BE PAID TO THE MEMBERS OF THE
FISCAL COUNCIL FOR THE PERIOD OF MAY
2017 TO APRIL 2018
16 TO RECTIFY AND RATIFY THE OVERALL FOR FOR Management
COMPENSATION OF THE COMPANY'S
MANAGEMENT APPROVED FOR THE PERIOD OF
MAY 2016 AND APRIL 2017 IN THE ANNUAL
AND EXTRAORDINARY GENERAL MEETING OF
2016
17 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
COMPANY'S BYLAWS IN: (I) TO AMEND ITEM
"B" OF ARTICLE 2 TO EXCLUDE FROM THE
COMPANY'S CORPORATE PURPOSE THE
RENDERING SERVICES RELATED TO
TELECOMMUNICATIONS AND DATA
TRANSMISSION SERVICES; (II) AMEND THE
SOLE PARAGRAPH OF A
18 TO APPROVE THE GENERAL CONSOLIDATION FOR FOR Management
OF THE COMPANY S BYLAWS.
--------------------------------------------------------------------------------
CPFL ENERGIA SA, SAO PAULO
Ticker: Security ID: 126153105
Meeting Date: AUG 09, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PRIOR APPROVAL FOR THE ACQUISITION OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
CAPITAL STOCK OF AES SUL DISTRIBUIDORA
GAUCHA DE ENERGIA S.A. ("AES SUL"), BY
THE COMPANY OR BY A COMPANY
WHOLLY-OWNED DIRECTLY OR INDIRECTLY BY
THE COMPANY, PURSUANT TO ARTICLE 256,
2 ACCEPTANCE OF RESIGNATION OF FISCAL FOR FOR Management
COUNCIL MEMBER AND ELECTION OF NEW
MEMBER
--------------------------------------------------------------------------------
CPFL ENERGIA SA, SAO PAULO
Ticker: Security ID: 126153105
Meeting Date: FEB 16, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPLACEMENT OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND DEFINITION OF THE NUMBER
OF MEMBERS TO COMPOSE THE BOARD OF
DIRECTORS UNTIL THE END OF THE TERM OF
OFFICE IN COURSE, SUBJECT TO THE
PROVISIONS SET FORTH IN ARTICLE 15 OF
THE COMPANY'S BYLAWS
2 REPLACEMENT OF MEMBERS OF THE FISCAL FOR FOR Management
BOARD AND DEFINITION OF THE NUMBER OF
MEMBERS TO COMPOSE THE FISCAL BOARD
UNTIL THE END OF THE TERM OF OFFICE IN
COURSE, SUBJECT TO THE PROVISIONS SET
FORTH IN ARTICLE 26 OF THE COMPANY'S
BYLAWS
--------------------------------------------------------------------------------
CPFL ENERGIA SA, SAO PAULO
Ticker: Security ID: 126153105
Meeting Date: MAR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE CANCELATION OF THE COMPANY'S FOR FOR Management
REGISTRY AS A PUBLICLY HELD COMPANY
BEFORE CVM UNDER CLASS "A" AND ITS
CONVERSION INTO CLASS "B", PURSUANT
CVM RULE N. 480/2009, AND ALSO THE
DELISTING OF THE COMPANY FROM THE NOVO
MERCADO SPECIAL LISTING SEGMENT OF
BM&FBO
2 THE CHOICE OF THE SPECIALIZED FOR FOR Management
VALUATION FIRM INCUMBENT OF PRODUCING
THE APPRAISAL REPORT OF THE ECONOMIC
VALUE OF THE COMPANY'S SHARES FOR THE
PURPOSES OF THE UNIFIED OFFER,
PURSUANT TO SECTION 10.1.1 OF THE
LISTING RULES OF NOVO MERCADO SPECIAL
LISTING S
--------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD
Ticker: Security ID: Y15093100
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE 2016 FINANCIAL REPORTS. FOR FOR Management
3 THE DISTRIBUTION OF EARNINGS FOR 2016. FOR FOR Management
PROPOSED CASH DIVIDEND: TWD 0.85 PER
SHARE.
4 CASH DISTRIBUTION FROM THE CAPITAL FOR FOR Management
SURPLUS.PROPOSED CAPITAL DISTRIBUTION:
TWD 0.15 PER SHARE.
5 THE AMENDMENTS TO PROCEDURE FOR THE FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP
Ticker: Security ID: P34085103
Meeting Date: JAN 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 AMENDMENT OF ARTICLE 31 OF THE FOR FOR Management
CORPORATE BYLAWS OF THE COMPANY IN
ORDER TO REFLECT THE NEW MEMBERSHIP OF
THE EXECUTIVE COMMITTEE OF THE
COMPANY, MAINTAINING THE NUMBER OF ITS
MEMBERS AT A MINIMUM OF 6 AND A
MAXIMUM OF 10 MEMBERS, HOWEVER WITH
THE TERMINAT
4 AMENDMENT OF PARAGRAPH 1 OF ARTICLE 37 FOR FOR Management
OF THE CORPORATE BYLAWS OF THE COMPANY
IN ORDER TO REFLECT THE NEW MANNER OF
REPRESENTATION OF THE COMPANY FOR THE
SIGNING OF GUARANTEE INSTRUMENTS SUCH
AS ENDORSEMENTS OR SURETIES
5 RESTATEMENT OF THE CORPORATE BYLAWS OF FOR FOR Management
THE COMPANY
--------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP
Ticker: Security ID: P34085103
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS REGARDING
THE FISCAL YEAR ENDING ON DECEMBER 31,
2016
3 TO APPROVE THE DESTINATION OF NET FOR FOR Management
PROFITS FROM THE 2016 FISCAL YEAR AND
THE DISTRIBUTION OF DIVIDENDS
4 TO SET THE GLOBAL ANNUAL REMUNERATION FOR FOR Management
OF THE COMPANY DIRECTORS
--------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP
Ticker: Security ID: P34085103
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 AMENDING THE COMPANY'S BYLAWS TO FOR FOR Management
REFLECT THE INTRODUCTION OF THE
POSITION OF COCHAIR OF THE COMPANY'S
BOARD OF DIRECTORS AND ITS RESPECTIVE
DUTIES AND POWERS
3 RATIFYING THE APPOINTMENT OF MR. ELIE FOR FOR Management
HORN AND MR. ROGERIO FROTA MELZI TO
THE POSITIONS OF COCHAIRS OF THE
COMPANY'S BOARD OF DIRECTORS
4 TO RESTATE THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY
5 EXTENDING BY ONE YEAR THE VALIDITY OF FOR FOR Management
THE COMPANY'S STOCK OPTIONS PLAN,
APPROVED ON AUGUST 11, 2011
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO LTD, S
Ticker: Security ID: Y1916Y117
Meeting Date: AUG 26, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO LTD, S
Ticker: Security ID: Y1916Y117
Meeting Date: NOV 25, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
4 APPROVAL OF CAPITAL REDUCTION FOR FOR Management
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO LTD, S
Ticker: Security ID: Y1916Y117
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: GIM GYEONG JONG
4 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: GIM SEONG BAE
5 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: JEONG YEONG GI
6 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CANDIDATE: GIM
GYEONG JONG
7 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CANDIDATE: GIM
SEONG BAE
8 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CANDIDATE:
JEONG YEONG GI
9 AMENDMENT OF ARTICLES ON RETIREMENT FOR FOR Management
ALLOWANCE FOR BOARD MEMBERS
10 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO LTD, S
Ticker: Security ID: Y1916Y117
Meeting Date: MAY 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PARTIAL AMENDMENT TO FOR FOR Management
ARTICLES OF INCORPORATION
2 ELECTION OF DIRECTOR: YUN TAE SEOK FOR FOR Management
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
YUN TAE SEOK
--------------------------------------------------------------------------------
DAH CHONG HONG HOLDINGS LTD
Ticker: Security ID: Y19197105
Meeting Date: MAY 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE THE AUDITED ACCOUNTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR ZHANG JIJING
6 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR LAI NI HIUM
7 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR HSU HSUNG, ADOLF
8 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: PROFESSOR YEUNG YUE MAN
9 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR WOO CHIN WAN, RAYMOND
10 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR LEE TAK WAH
11 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MS FUNG KIT YI, KITTY
12 TO RE-APPOINT MESSRS KPMG AS AUDITOR FOR FOR Management
AND AUTHORISE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF THIS
RESOLUTION
14 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO PURCHASE OR OTHERWISE
ACQUIRE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE
OF THIS RESOLUTION
15 TO ADD THE NUMBER OF THE SHARES WHICH FOR FOR Management
ARE PURCHASED OR OTHERWISE ACQUIRED
UNDER THE GENERAL MANDATE IN
RESOLUTION 6 ABOVE TO THE NUMBER OF
THE SHARES WHICH MAY BE ISSUED UNDER
THE GENERAL MANDATE IN RESOLUTION 5
ABOVE
--------------------------------------------------------------------------------
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD
Ticker: Security ID: Y1966E102
Meeting Date: AUG 15, 2016 Meeting Type: Class Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT (A) THE VOLUNTARY WITHDRAWAL OF FOR FOR Management
THE LISTING OF THE H SHARES OF THE
COMPANY FROM THE STOCK EXCHANGE, BE
AND IS HEREBY APPROVED; AND (B) ANY
DIRECTOR OF THE COMPANY BE AND IS
HEREBY AUTHORISED TO TAKE SUCH OTHER
ACTION AND EXECUTE SUCH DOCUMENTS OR
DEE
4 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
SHAREHOLDERS' APPROVAL GRANTED ON 18
AUGUST 2015 IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE
OFFERING, INCLUDING THE FOLLOWING: (1)
TYPE OF THE SECURITIES TO BE ISSUED;
(2) PA
5 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
SHAREHOLDERS' APPROVAL GRANTED ON 18
AUGUST 2015 IN RELATION TO THE
PROPOSAL ON THE AUTHORIZATION TO THE
BOARD TO DEAL WITH ALL MATTERS IN
RELATION TO THE A SHARE OFFERING
--------------------------------------------------------------------------------
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD
Ticker: Security ID: Y1966E102
Meeting Date: AUG 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 THAT (A) THE VOLUNTARY WITHDRAWAL OF FOR FOR Management
THE LISTING OF THE H SHARES OF THE
COMPANY FROM THE STOCK EXCHANGE, BE
AND IS HEREBY APPROVED; AND (B) ANY
DIRECTOR OF THE COMPANY BE AND IS
HEREBY AUTHORISED TO TAKE SUCH OTHER
ACTION AND EXECUTE SUCH DOCUMENTS OR
DEE
3 TO CONSIDER AND APPROVE THE SPECIAL FOR FOR Management
REPORT IN RELATION TO THE USE OF
PROCEEDS RAISED BY PREVIOUS H SHARE
OFFERING AS OF 30 JUNE 2016
4 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
SHAREHOLDERS' APPROVAL GRANTED ON 18
AUGUST 2015 IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE
OFFERING, INCLUDING THE FOLLOWING: (1)
TYPE OF THE SECURITIES TO BE ISSUED;
(2) PA
5 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF THE
SHAREHOLDERS' APPROVAL GRANTED ON 18
AUGUST 2015 IN RELATION TO THE
PROPOSAL ON THE AUTHORIZATION TO THE
BOARD TO DEAL WITH ALL MATTERS IN
RELATION TO THE A SHARE OFFERING
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: AUG 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON ENTERING INTO THE
TRANSFER AGREEMENT IN RELATION TO
COAL-TO-CHEMICAL AND THE RELATED
PROJECT BY THE COMPANY AND ZHONGXIN
ENERGY AND CHEMICAL TECHNOLOGY COMPANY
LIMITED"
5 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON PROVISION FOR GUARANTEE
FOR FINANCING LIANCHENG POWER
GENERATION COMPANY"
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: OCT 27, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON ENTERING INTO THE
FINANCIAL COOPERATION AGREEMENT WITH
DATANG FINANCIAL LEASE CO., LTD."
4 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION THE ALLOWANCE CRITERIA FOR
THE DIRECTORS OF THE NINTH SESSION OF
THE BOARD AND THE SUPERVISORS OF THE
NINTH SESSION OF THE SUPERVISORY
COMMITTEE"
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: DEC 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON ENTERING INTO THE
FINANCIAL SERVICES AGREEMENT WITH
CHINA DATANG FINANCE CO., LTD."
5 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON APPOINTING INDEPENDENT
DIRECTOR": MR. LIU JIZHEN
6 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON AMENDMENTS TO THE
ARTICLES OF ASSOCIATION"
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: MAR 31, 2017 Meeting Type: Class Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
TYPE OF SHARES TO BE ISSUED AND PAR
VALUE
5 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
METHOD OF ISSUE
6 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
TARGET SUBSCRIBERS
7 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
SUBSCRIPTION METHOD
8 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
ISSUE PRICE AND PRINCIPLE OF PRICING
9 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
NUMBER OF SHARES TO BE ISSUED
10 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
LOCK-UP PERIOD AND LISTING ARRANGEMENT
11 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
USE OF PROCEEDS
12 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
ARRANGEMENT FOR THE ACCUMULATED
PROFITS PRIOR TO THE NON-PUBLIC
ISSUANCE
13 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
THE RELATIONSHIP BETWEEN THE
NON-PUBLIC ISSUANCE OF A-SHARES AND
THE NONPUBLIC ISSUANCE OF H-SHARES
14 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
THE EFFECTIVE PERIOD FOR THE
RESOLUTION ON THE NON-PUBLIC ISSUANCE
15 TO CONSIDER AND APPROVE "RESOLUTION ON FOR FOR Management
EXECUTION OF THE CONDITIONAL
SUBSCRIPTION AGREEMENT FOR THE
NON-PUBLIC ISSUANCE OF SHARES BETWEEN
THE COMPANY AND SPECIFIC TARGET AND
CONNECTED TRANSACTIONS INVOLVED IN THE
ISSUANCE" I.E., THE A-SHARE
SUBSCRIPTION AG
16 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON DILUTION OF IMMEDIATE
RETURN AND REMEDIAL MEASURES ON
NON-PUBLIC ISSUANCE OF SHARES AND
UNDERTAKINGS OF CONTROLLING
SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT ON REMEDIAL MEASURES"
17 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON PROPOSING THE GENERAL
MEETING OF THE COMPANY TO AUTHORIZE
THE BOARD AND RELEVANT DIRECTORS TO
HANDLE ALL MATTERS IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A-SHARES AND
THE NON-PUBLIC ISSUANCE OF H-SHARES AT
THEIR
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: MAR 31, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
24 TO CONSIDER AND APPROVE "RESOLUTION ON FOR FOR Management
APPLICATION FOR WHITEWASH WAIVER BY
CHINA DATANG CORPORATION AND ISSUANCE
OF DOCUMENTS ON WHITEWASH WAIVER BY
DATANG INTERNATIONAL POWER GENERATION
CO., LTD."
20 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON DILUTION OF IMMEDIATE
RETURN AND REMEDIAL MEASURES ON
NON-PUBLIC ISSUANCE OF SHARES AND
UNDERTAKINGS OF CONTROLLING
SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT ON REMEDIAL MEASURES"
21 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON WAIVER OF OBLIGATION TO
MAKE GENERAL OFFER BY CHINA DATANG
CORPORATION FOR ISSUANCE"
22 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON THE COMPANY'S DIVIDEND
DISTRIBUTION POLICY AND THREE-YEAR
PLAN FOR SHAREHOLDERS' RETURN
(2016-2018)"
23 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON PROPOSING THE GENERAL
MEETING OF THE COMPANY TO AUTHORIZE
THE BOARD AND RELEVANT DIRECTORS TO
HANDLE ALL MATTERS IN RELATION TO THE
NONPUBLIC ISSUANCE OF A-SHARES AND THE
NON-PUBLIC ISSUANCE OF H-SHARES AT ITS
DI
12 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
USE OF PROCEEDS
13 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
ARRANGEMENT FOR THE ACCUMULATED
PROFITS PRIOR TO THE NON-PUBLIC
ISSUANCE
14 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
THE RELATIONSHIP BETWEEN THE
NON-PUBLIC ISSUANCE OF A-SHARES AND
THE NON-PUBLIC ISSUANCE OF H-SHARES
15 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
THE EFFECTIVE PERIOD FOR THE
RESOLUTION ON THE NON-PUBLIC ISSUANCE
16 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON PROPOSAL FOR NON-PUBLIC
ISSUANCE OF A-SHARES OF THE COMPANY"
17 TO CONSIDER AND APPROVE "RESOLUTION ON FOR FOR Management
EXECUTION OF THE CONDITIONAL
SUBSCRIPTION AGREEMENT FOR THE
NON-PUBLIC ISSUANCE OF SHARES BETWEEN
THE COMPANY AND SPECIFIC TARGET AND
CONNECTED TRANSACTIONS INVOLVED IN THE
ISSUANCE" I.E., THE A-SHARE
SUBSCRIPTION AG
18 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON FEASIBILITY ANALYSIS
REPORT ON THE USE OF PROCEEDS FROM THE
NON-PUBLIC ISSUANCE OF A-SHARES OF THE
COMPANY FOR THE INVESTMENT IN PROJECTS"
19 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON THE REPORT ON THE USE
OF PROCEEDS FROM THE PREVIOUS FUND
RAISING ACTIVITY BY THE COMPANY"
4 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON THE FULFILMENTS TO THE
CONDITIONS FOR NONPUBLIC ISSUANCE OF
A-SHARES BY THE COMPANY"
5 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
TYPE OF SHARES TO BE ISSUED AND PAR
VALUE
6 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
METHOD OF ISSUE
7 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
TARGET SUBSCRIBERS
8 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
SUBSCRIPTION METHOD
9 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
ISSUE PRICE AND PRINCIPLE OF PRICING
10 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
NUMBER OF SHARES TO BE ISSUED
11 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION FOR THE PLAN OF NON-PUBLIC
ISSUANCE OF A-SHARES AND NON-PUBLIC
ISSUANCE OF H-SHARES BY THE COMPANY":
LOCK-UP PERIOD AND LISTING ARRANGEMENT
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD
Ticker: Security ID: Y20020106
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE "WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS FOR
THE YEAR 2016" (INCLUDING THE WORK
REPORT OF INDEPENDENT DIRECTORS)
4 TO CONSIDER AND APPROVE THE "WORK FOR FOR Management
REPORT OF THE SUPERVISORY COMMITTEE
FOR THE YEAR 2016"
5 TO CONSIDER AND APPROVE THE "FINANCIAL FOR FOR Management
REPORT FOR THE YEAR 2016"
6 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON 2016 PROFIT
DISTRIBUTION PLAN AND MAKING UP LOSSES
BY SURPLUS RESERVE"
7 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON FINANCING GUARANTEE FOR
THE YEAR 2017"
8 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON THE PROVISION OF
GUARANTEE FOR THE FINANCING OF SHANXI
DATANG INTERNATIONAL YUNCHENG POWER
GENERATION COMPANY LIMITED"
9 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(BEIJI
10 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(INNER
11 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(CHAOZ
12 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(HONG
13 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(HONG
14 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(HONG
15 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(DATAN
16 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(XILIN
17 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(ANHUI
18 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(XIANG
19 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(SHENT
20 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": PURCHASE AND SALE OF
COAL AND ITS ANNUAL CAP UNDER THE COAL
PURCHASE AND SALE FRAMEWORK AGREEMENT
(LINFE
21 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": TRANSPORTATION OF COAL
AND ITS ANNUAL CAP UNDER THE COAL
TRANSPORTATION FRAMEWORK AGREEMENT
(LVSIGANG) E
22 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON CONTINUING CONNECTED
TRANSACTIONS OF THE COMPANY'S SALES
AND PURCHASE AND TRANSPORTATION OF
COAL FOR 2017": TRANSPORTATION OF COAL
AND ITS ANNUAL CAP UNDER THE COAL
TRANSPORTATION FRAMEWORK AGREEMENT
(CHAOZHOU) E
23 TO CONSIDER AND APPROVE THE FOR FOR Management
"RESOLUTION ON GRANTING A MANDATE TO
THE BOARD TO DETERMINE THE ISSUANCE OF
NEW SHARES OF NOT MORE THAN 20% OF
EACH CLASS OF SHARES OF THE COMPANY"
--------------------------------------------------------------------------------
DGB FINANCIAL GROUP CO LTD, DAEGU
Ticker: Security ID: Y2058E109
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR BAK IN GYU FOR FOR Management
4 ELECTION OF INSIDE DIRECTOR NO SEONG FOR FOR Management
SEOK
5 ELECTION OF OUTSIDE DIRECTOR JO HAE FOR FOR Management
NYEONG
6 ELECTION OF OUTSIDE DIRECTOR HA JONG FOR FOR Management
HWA
7 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER JEON GYEONG TAE
8 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR HA JONG HWA
9 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DLF LIMITED, NEW DELHI
Ticker: Security ID: Y2089H105
Meeting Date: AUG 30, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF FINANCIAL STATEMENTS FOR FOR Management
(INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENTS) FOR THE FINANCIAL YEAR
ENDED 31ST MARCH, 2016
3 CONFIRMATION OF INTERIM DIVIDEND FOR FOR Management
4 RE-APPOINTMENT OF MS. PIA SINGH, WHO FOR FOR Management
RETIRES BY ROTATION
5 APPOINTMENT OF STATUTORY AUDITORS AND FOR FOR Management
TO FIX THEIR REMUNERATION: TO APPOINT
WALKER CHANDIOK & CO LLP, CHARTERED
ACCOUNTANTS (REGISTRATION NO.
001076N/N500013) AS STATUTORY AUDITORS
OF THE COMPANY
6 APPROVAL/RATIFICATION OF FEE PAYABLE FOR FOR Management
TO COST AUDITOR
7 APPROVAL FOR FOR FOR Management
RE-DESIGNATION/APPOINTMENT OF MR.
MOHIT GUJRAL AS CHIEF EXECUTIVE
OFFICER & WHOLE-TIME DIRECTOR
8 APPROVAL FOR FOR FOR Management
RE-DESIGNATION/APPOINTMENT OF MR.
RAJEEV TALWAR AS CHIEF EXECUTIVE
OFFICER & WHOLE-TIME DIRECTOR
9 APPROVAL TO OFFER OR INVITE FOR FOR FOR Management
SUBSCRIPTION OF NON-CONVERTIBLE
DEBENTURES INCLUDING OTHER DEBT
SECURITIES ON PRIVATE PLACEMENT BASIS
--------------------------------------------------------------------------------
DONGBU INSURANCE CO LTD, SEOUL
Ticker: Security ID: Y2096K109
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF DIRECTORS: GIM YEONG MAN, FOR FOR Management
I SEUNG U, GIM SEONG GUK
4 ELECTION OF OUTSIDE DIRECTOR WHO WILL FOR FOR Management
BE AN AUDIT COMMITTEE MEMBER: BAK SANG
YONG
5 ELECTION OF AUDIT COMMITTEE MEMBERS FOR FOR Management
WHO ARE OUTSIDE DIRECTORS: GIM SEONG
GUK, I SEUNG U
6 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: Security ID: Y21042109
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
INTERNATIONAL AUDITORS' REPORT AND
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
7 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PROPOSAL OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
AND AUTHORIZE THE BOARD TO DEAL WITH
AN ISSUES IN RELATION TO THE COMPANY'S
DISTRIBUTION OF FINAL DIVIDEND FOR THE
YEAR 2016
8 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO DEAL
WITH ALL ISSUES IN RELATION TO THE
COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND FOR THE YEAR 2017 AT ITS
ABSOLUTE DISCRETION (INCLUDING, BUT
NOT LIMITED TO DETERMINING WHETHER TO
DISTRIBUTE INTE
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENTS OF
PRICEWATERHOUSECOOPERS AS THE
INTERNATIONAL AUDITORS OF THE COMPANY,
AND PRICEWATERHOUSECOOPERS ZHONG TIAN
LLP AS THE DOMESTIC AUDITORS OF THE
COMPANY FOR THE YEAR 2017 TO HOLD
OFFICE UNTIL THE CONCLUSION OF
10 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO
DETERMINE THE REMUNERATION OF THE
DIRECTORS AND SUPERVISORS OF THE
COMPANY FOR THE YEAR 2017
11 TO CONSIDER AND APPROVE THE FOR FOR Management
APPLICATION ON ADJUSTMENT OF THE CAP
OF CONTINUING CONNECTED TRANSACTION
12 TO CONSIDER AND APPROVE THE REMOVAL OF FOR FOR Management
MA LIANGJIE AS SUPERVISOR
13 TO ELECT WEN SHUZHONG AS SUPERVISOR FOR FOR Management
14 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF TONG DONGCHENG AS
NON-EXECUTIVE DIRECTOR
15 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF OUYANG JIE AS
NON-EXECUTIVE DIRECTOR
16 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF EACH OF THE TOTAL
NUMBER OF EXISTING DOMESTIC SHARES AND
H SHARES IN ISSUE
--------------------------------------------------------------------------------
DONGKUK STEEL MILL CO LTD, SEOUL
Ticker: Security ID: Y20954106
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF INSIDE DIRECTOR GWAK JIN SU FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR HAN SEUNG FOR FOR Management
HUI, OOKI TETSUO, I DU A, JU SANG CHEOL
4 ELECTION OF AUDIT COMMITTEE MEMBER HAN FOR FOR Management
SEUNG HUI , I DU A, JU SANG CHEOL
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
6 AMENDMENT OF ARTICLES ON RETIREMENT FOR FOR Management
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------
DOOSAN CORPORATION
Ticker: Security ID: Y2100N107
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: GIM FOR FOR Management
HYEONG JU
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
GIM HYEONG JU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES AND CONSTRUCTION CO LTD, C
Ticker: Security ID: Y2102C109
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: BAK JI WON, FOR FOR Management
JEONG JI TAEK, NAM IK HYEON
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
NAM IK HYEON
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DOOSAN INFRACORE CO LTD, INCHON
Ticker: Security ID: Y2102E105
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: JEONG FOR FOR Management
BYEONG MUN
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: JEONG BYEONG
MUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
DR REDDY'S LABORATORIES LTD, HYDERABAD
Ticker: Security ID: Y21089159
Meeting Date: JUL 27, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
FINANCIAL STATEMENTS (STANDALONE AND
CONSOLIDATED) OF THE COMPANY FOR THE
YEAR ENDED 31 MARCH 2016, INCLUDING
THE AUDITED BALANCE SHEET AS AT 31
MARCH 2016 AND THE STATEMENT OF PROFIT
AND LOSS OF THE COMPANY FOR THE YEAR
2 TO DECLARE DIVIDEND ON THE EQUITY FOR FOR Management
SHARES FOR THE FINANCIAL YEAR 2015-16:
THE BOARD OF DIRECTORS OF THE COMPANY
HAS PROPOSED A DIVIDEND OF INR 20/-
PER EQUITY SHARE OF INR 5/-. THE
DIVIDEND, IF DECLARED BY THE
SHAREHOLDERS AT THE 32ND ANNUAL
GENERAL MEETIN
3 TO RE-APPOINT MR. SATISH REDDY (DIN: FOR FOR Management
00129701), WHO RETIRES BY ROTATION,
AND BEING ELIGIBLE, OFFERS HIMSELF FOR
THE RE-APPOINTMENT
4 TO APPOINT M/S. S R BATLIBOI & FOR FOR Management
ASSOCIATES LLP, CHARTERED ACCOUNTANTS,
AS STATUTORY AUDITORS AND FIX THEIR
REMUNERATION
5 RE-APPOINTMENT OF MR. G V PRASAD (DIN: FOR FOR Management
00057433) AS WHOLE-TIME DIRECTOR
DESIGNATED AS CO-CHAIRMAN, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER
6 APPOINTMENT OF MR. BHARAT NAROTAM FOR FOR Management
DOSHI (DIN: 00012541) AS AN
INDEPENDENT DIRECTOR IN TERMS OF
SECTION 149 OF THE COMPANIES ACT, 2013
7 APPOINTMENT OF MR. HANS PETER HASLER FOR FOR Management
(DIN: 07535056) AS AN INDEPENDENT
DIRECTOR IN TERMS OF SECTION 149 OF
THE COMPANIES ACT, 2013
8 REMUNERATION TO DIRECTORS OTHER THAN FOR FOR Management
THE MANAGING/WHOLE-TIME DIRECTORS
9 TO RATIFY THE REMUNERATION PAYABLE TO FOR FOR Management
COST AUDITORS M/S. SAGAR & ASSOCIATES,
COST ACCOUNTANTS, FOR THE FINANCIAL
YEAR ENDING 31 MARCH 2017
--------------------------------------------------------------------------------
DURATEX SA
Ticker: Security ID: P3593G146
Meeting Date: APR 26, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO AMEND THE MAIN PART AND ITEM 9.4 OF FOR FOR Management
ARTICLE 9, THE MAIN PART OF ARTICLE
10, ITEM 12.4 OF ARTICLE 12, THE MAIN
PART OF ARTICLE 13, ARTICLE 15 AND
ITEM 16.1 OF ARTICLE 16 IN ORDER TO
CREATE THE POSITIONS OF
CO-CHAIRPERSONS OF THE BOARD OF
DIRECTORS AND T
3 TO RESTATE THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY
--------------------------------------------------------------------------------
DURATEX SA
Ticker: Security ID: P3593G146
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE THE ADMINISTRATORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE ADMINISTRATIONS REPORT, THE
FINANCIAL STATEMENTS AND THE
ACCOUNTING STATEMENTS ACCOMPANIED BY
THE INDEPENDENT AUDITORS REPORT
REGARDING THE FISCAL YEAR ENDED ON
DECEMBER 31, 2016
3 TO APPROVE THE DISTRIBUTION OF NET FOR FOR Management
PROFITS FROM THE 2016 FISCAL YEAR AND
TO RATIFY THE EARLY DISTRIBUTION OF
DIVIDENDS
4 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. MEMBERS APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
PRINCIPAL. ALFREDO EGYDIO ARRUDA
VILLELA FILHO, ALFREDO EGYDIO SETUBAL,
FRANCISCO AMAURI NOTE OLSEN, HELIO
SEIBEL, JULIANA ROZENBAUM MUNEMORI,
RAUL CALF
8 TO ELECT THE MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS. CANDIDATE APPOINTED BY
MINORITY SHAREHOLDERS
9 DECIDE ON REMUNERATION OF BOARD OF FOR FOR Management
DIRECTORS AND MANAGERS OF THE COMPANY
--------------------------------------------------------------------------------
E-MART INC., SEOUL
Ticker: Security ID: Y228A3102
Meeting Date: MAR 10, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF DIRECTOR I GAP SU FOR FOR Management
4 ELECTION OF DIRECTOR GWON HYEOK GU FOR FOR Management
5 ELECTION OF DIRECTOR YANG CHUN MAN FOR FOR Management
6 ELECTION OF DIRECTOR I JEON HWAN FOR FOR Management
7 ELECTION OF DIRECTOR BAK JAE YEONG FOR FOR Management
8 ELECTION OF DIRECTOR GIM SEONG JUN FOR FOR Management
9 ELECTION OF DIRECTOR CHOE JAE BUNG FOR FOR Management
10 ELECTION OF AUDIT COMMITTEE MEMBER I FOR FOR Management
JEON HWAN
11 ELECTION OF AUDIT COMMITTEE MEMBER BAK FOR FOR Management
JAE YEONG
12 ELECTION OF AUDIT COMMITTEE MEMBER GIM FOR FOR Management
SEONG JUN
13 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
Ticker: Security ID: P3661R107
Meeting Date: SEP 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 THE APPROVAL OF THE INTERIM FINANCIAL FOR FOR Management
STATEMENTS IN REGARD TO THE PERIOD OF
SIX MONTHS THAT ENDED ON JUNE 30,
2016, FROM HERE ONWARDS REFERRED TO AS
THE INTERIM FINANCIAL STATEMENTS
4 THE APPROVAL OF THE PROPOSAL FROM THE FOR FOR Management
MANAGEMENT FOR THE REDUCTION OF THE
SHARE CAPITAL OF THE COMPANY, IN THE
AMOUNT OF BRL 959,648,975.93, FOR THE
ABSORPTION OF THE ACCUMULATED LOSSES
THAT ARE SHOWN IN THE INTERIM
FINANCIAL STATEMENTS, IN THE AMOUNT OF
5 THE AMENDMENT OF PARAGRAPHS 6 AND 7 OF FOR FOR Management
ARTICLE 12, AND OF ARTICLE 24 OF THE
CORPORATE BYLAWS OF THE COMPANY IN
ORDER TO INCLUDE THE POSITION OF VICE
CHAIRPERSON OF THE BOARD OF DIRECTORS
7 THE ELECTION OF ALTERNATE MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS
MEMBERS NEREU MIGUEL RIBEIRO DOMINGUES
AND EDDA GANDOSSI
8 RATIFICATION OF ANY ACTS DONE BY THE FOR FOR Management
EXECUTIVE COMMITTEE AND AN
AUTHORIZATION FOR THE EXECUTIVE
COMMITTEE TO DO ALL OF THE ACTS THAT
ARE NECESSARY TO FORMALIZE THE
RESOLUTIONS THAT ARE APPROVED
--------------------------------------------------------------------------------
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
Ticker: Security ID: P3661R107
Meeting Date: OCT 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 THE APPROVAL OF THE PROPOSAL FROM THE FOR FOR Management
MANAGEMENT FOR THE ELECTION OF A FULL
MEMBER OF THE BOARD OF DIRECTORS, AS
AN INDEPENDENT MEMBER
--------------------------------------------------------------------------------
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
Ticker: Security ID: P3661R107
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO EXAMINE AND APPROVE THE FOR FOR Management
ADMINISTRATORS REPORT AND CAPITAL
BUDGET FOR THE FISCAL YEAR OF 2017, AS
WELL AS BALANCE SHEET OF THE COMPANY
AND FURTHER FINANCIAL STATEMENTS
RELATED TO FISCAL YEAR ENDED ON
DECEMBER, 31, 2016
3 TO APPROVE THE PROPOSAL FOR THE FOR FOR Management
CAPITAL BUDGET FOR THE YEAR 2017
4 DESTINATION OF THE YEAR END RESULTS OF FOR FOR Management
2016 AND THE DISTRIBUTION OF DIVIDENDS
5 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
COMPANY DIRECTORS FOR THE 2017
--------------------------------------------------------------------------------
EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP
Ticker: Security ID: P3769R108
Meeting Date: APR 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE AMENDMENT OF ARTICLE 5 FOR FOR Management
OF THE CORPORATE BYLAWS OF THE
COMPANY, IN SUCH A WAY AS TO REFLECT
THE SHARE CAPITAL INCREASE THAT WAS
RATIFIED AT A MEETING OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT WAS HELD
ON JULY 8, 2016
3 TO CHANGE THE JOB TITLES OF POSITIONS FOR FOR Management
ON THE EXECUTIVE COMMITTEE OF THE
COMPANY AND TO BETTER ESTABLISH THEIR
AUTHORITY UNDER THE BYLAWS AND, AS A
CONSEQUENCE, TO APPROVE THE AMENDMENTS
TO ARTICLES 24 AND 25 OF THE CORPORATE
BYLAWS OF THE COMPANY
--------------------------------------------------------------------------------
EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP
Ticker: Security ID: P3769R108
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO TAKE THE ACCOUNTS OF DIRECTORS, TO FOR FOR Management
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING
STATEMENTS ACCOMPANIED BY THE
INDEPENDENT AUDITORS REPORT REGARDING
THE FISCAL YEAR ENDED ON DECEMBER 31,
2016
3 TO DECIDE ON THE DISTRIBUTION OF THE FOR FOR Management
PROFITS FROM THE FISCAL YEAR OF 2016,
TO APPROVE THE PROPOSAL FOR THE
CAPITAL BUDGET AND DISTRIBUTION OF
DIVIDENDS
4 TO DETERMINE THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER.
ANTONIO LUIS GUERRA NUNES MEXIA
8 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER.
MIGUEL NUNO SIMOES NUNES FERREIRA SETAS
9 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER. NUNO
MARIA PESTANA DE ALMEIDA ALVES
10 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER. JOAO
MANUEL VERISSIMO MARQUES DA CRUZ
11 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER. PEDRO
SAMPAIO MALAN
12 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER.
FRANCISCO CARLOS COUTINHO PITELLA
13 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBER.
MODESTO SOUZA BARROS CARVALHOSA
14 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
MINORITARY COMMON SHAREHOLDERS
15 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
COMPANY DIRECTORS
--------------------------------------------------------------------------------
ELETROPAULO METROPOLITANA ELETRICIDADE DE SAO PAUL
Ticker: Security ID: P3R10G191
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 THE ELECTION OF THE ALTERNATE MEMBER FOR FOR Management
OF BOARD MEMBER MARCELO GASPARINO DA
SILVA TO THE BOARD OF DIRECTORS,
ELECTED IN A SEPARATE ELECTION,
EXCLUDING THE CONTROLLING SHAREHOLDER,
BY THE MINORITIES HOLDING PREFERRED
SHARES, UNDER ARTICLE 141, PARAGRAPH
4, I
7 TO ELECT OF MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. CANDIDATE APPOINTED BY
PREFERRED SHARES. NOTE FULL MEMBER.
ANA MARIA LOUREIRO RECART. ALTERNATE
MEMBER. KAREN SANCHEZ GUIMARAES.
SHAREHOLDERS MAY ONLY VOTE IN FAVOR
FOR ONE PREFERRED SHARES NAME APPOINTED
--------------------------------------------------------------------------------
EMBRAER S.A.
Ticker: ERJ Security ID: 29082A107
Meeting Date: APR 12, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO REVIEW THE ACCOUNTS OF THE FOR FOR Management
MANAGEMENT, AND TO EXAMINE, DISCUSS
AND VOTE ON THE FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016
2 TO DECIDE ON THE APPLICATION OF THE FOR FOR Management
NET INCOME FOR THE YEAR ENDED DECEMBER
31, 2016, AND ON A DISTRIBUTION OF
DIVIDENDS.
3 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL.
4 TO FIX THE AGGREGATE ANNUAL FOR FOR Management
COMPENSATION OF THE COMPANY'S
DIRECTORS AND EXECUTIVE OFFICERS.
5 TO FIX THE COMPENSATION OF THE MEMBERS FOR FOR Management
OF THE FISCAL COUNCIL.
6 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. AN ABSTAIN VOTE = A
DISCRETIONARY VOTE
--------------------------------------------------------------------------------
EMPRESA NACIONAL DE TELECOMUNICACIONES SA ENTEL, S
Ticker: Security ID: P37115105
Meeting Date: APR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO LEAVE WITHOUT EFFECT THE CAPITAL FOR FOR Management
INCREASE THAT WAS APPROVED BY THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS THAT WAS HELD ON APRIL
28, 2016, IN THE PART CORRESPONDING TO
THE SHARES DESTINED FOR THE
SHAREHOLDERS OF THE COMPANY THAT HAVE
NOT BEEN TH
3 TO LEAVE WITHOUT EFFECT THE SAME FOR FOR Management
CAPITAL INCREASE, IN REGARD TO THE
SHARES THAT ARE ALLOCATED TO
COMPENSATION PLANS FOR THE WORKERS OF
THE COMPANY, IN THE PART THAT EXCEEDS
THE PRO RATA AMOUNT OF SHARES
EFFECTIVELY PLACED AMONG THE
SHAREHOLDERS, WITH A DE
4 TO AMEND ARTICLE 5 AND TRANSITORY FOR FOR Management
ARTICLE 1, UPDATING THEM TO RECOGNIZE,
IN REGARD TO THE SHARE CAPITAL, THE
HIGHER AMOUNT OF SHARE PLACEMENT AND
TO DEDUCT FROM THE SHARE CAPITAL THE
ISSUANCE AND PLACEMENT COSTS OF THE
SHARES THAT HAVE COME ABOUT AS A RES
5 TO INCREASE FROM 3 TO 5 YEARS THE FOR FOR Management
PERIOD FOR THE PLACEMENT OF THE SHARES
ALLOCATED TO COMPENSATION PLANS FOR
THE WORKERS OF THE COMPANY THAT ARE
PENDING PLACEMENT TO DATE AND THAT
HAVE NOT BEEN LEFT WITHOUT EFFECT IN
ACCORDANCE WITH THE PREVIOUS ITEMS
6 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FREELY DETERMINE, ESTABLISH AND
RESOLVE ON, WITH THE BROADEST POWERS,
THE PRICE, FORM, TIMING, PROCEDURES
AND CONDITIONS FOR THE PLACEMENT OF
THE SHARES DESTINED FOR COMPENSATION
PLANS THAT WERE ISSUED IN ACCORDANCE
7 TO AMEND ARTICLE ONE OF THE CORPORATE FOR FOR Management
BYLAWS, REPLACING THE TRADE NAME OF
THE COMPANY ENTEL CHILE S.A. WITH ENTEL
8 TO AMEND ARTICLE 4 OF THE CORPORATE FOR FOR Management
BYLAWS, INCLUDING IN THE CORPORATE
PURPOSE OTHER COMMERCIAL ACTIVITIES
THAT ARE ASSOCIATED WITH THE PROVISION
OF INFORMATION TECHNOLOGY SERVICES AND
THE SUPPLY OF EQUIPMENT
9 TO AMEND ARTICLE 7 OF THE CORPORATE FOR FOR Management
BYLAWS, INCREASING THE TERM IN OFFICE
OF THE POSITION OF MEMBER OF THE BOARD
OF DIRECTORS FROM 2 TO 3 YEARS
10 TO AMEND ARTICLE 10 OF THE CORPORATE FOR FOR Management
BYLAWS, TO GIVE THE DECIDING VOTE IN
THE EVENT OF TIES TO THE CHAIRPERSON
OF THE BOARD OF DIRECTORS
11 TO AMEND THE CORPORATE BYLAWS, FOR FOR Management
ADAPTING THEM TO THE LAWS AND
REGULATIONS THAT ARE CURRENTLY IN
EFFECT. IN PARTICULAR, THE FOLLOWING
AMENDMENTS ARE PROPOSED: A. TO
ELIMINATE THE WORD GENERAL IN ALL OF
THE MENTIONS OF GENERAL MEETINGS OF
SHAREHOLDERS OR SIM
12 TO PASS THE OTHER RESOLUTIONS AND ABSTAIN AGAINST Management
MEASURES THAT ARE CONSIDERED
CONVENIENT IN ORDER TO IMPLEMENT THE
RESOLUTIONS THAT ARE APPROVED BY THE
GENERAL MEETING, IN ACCORDANCE WITH
THAT WHICH IS INDICATED IN THE ITEMS
ABOVE
--------------------------------------------------------------------------------
EMPRESA NACIONAL DE TELECOMUNICACIONES SA ENTEL, S
Ticker: Security ID: P37115105
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
BALANCE SHEET AND OF THE FINANCIAL
STATEMENTS TO DECEMBER 31, 2016, AND
THE REPORT FROM THE OUTSIDE AUDITING
FIRM FOR THAT SAME FISCAL YEAR
2 APPROVAL OF THE DEFINITIVE DIVIDEND FOR FOR Management
FOR THE 2016 FISCAL YEAR
3 PRESENTATION BY THE BOARD OF DIRECTORS FOR FOR Management
IN REGARD TO THE DIVIDEND POLICY
4 APPROVAL OF THE INVESTMENT AND FOR FOR Management
FINANCING POLICY
5 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS FOR THE PERIOD FROM 2017
THROUGH 2020
6 DETERMINATION OF THE COMPENSATION FOR FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
7 ESTABLISHMENT OF THE COMPENSATION FOR FOR FOR Management
THE COMMITTEE OF DIRECTORS AND OF ITS
EXPENSE BUDGET
8 APPOINTMENT OF THE OUTSIDE AUDITING FOR FOR Management
FIRM AND ACCOUNTS INSPECTORS
9 DESIGNATION OF RISK RATING AGENCIES FOR FOR Management
10 THE REPORT IN REGARD TO RELATED PARTY FOR FOR Management
TRANSACTIONS
11 DETERMINATION OF THE PERIODICAL IN FOR FOR Management
WHICH THE CALL NOTICES WILL BE
PUBLISHED
12 OTHER MATTERS THAT MAY BE OF CORPORATE ABSTAIN AGAINST Management
INTEREST AND THAT ARE WITHIN THE
AUTHORITY OF THE GENERAL MEETING
--------------------------------------------------------------------------------
EMPRESAS CMPC SA
Ticker: Security ID: P3712V107
Meeting Date: APR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO VOTE IN REGARD TO THE ANNUAL REPORT FOR FOR Management
THAT IS CALLED THE INTEGRATED REPORT,
THE ANNUAL FINANCIAL STATEMENTS AND
THE REPORT FROM THE OUTSIDE AUDITING
FIRM FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
2 TO RESOLVE IN REGARD TO THE FOR FOR Management
DISTRIBUTION OF DIVIDENDS
3 TO REPORT IN REGARD TO THE RESOLUTIONS FOR FOR Management
OF THE BOARD OF DIRECTORS THAT ARE
RELATED TO THE TRANSACTIONS THAT ARE
REFERRED TO IN TITLE XVI OF LAW 18,046
4 TO DESIGNATE THE OUTSIDE AUDITING FIRM FOR FOR Management
AND RISK RATING AGENCIES
5 TO ESTABLISH THE COMPENSATION OF THE FOR FOR Management
BOARD OF DIRECTORS, TOGETHER WITH THE
COMPENSATION AND THE BUDGET FOR THE
COMMITTEE OF DIRECTORS FOR THE 2017
FISCAL YEAR
6 TO REPORT THE POLICIES AND PROCEDURES FOR FOR Management
IN REGARD TO PROFIT AND DIVIDENDS
7 TO TAKE COGNIZANCE OF AND RESOLVE IN ABSTAIN AGAINST Management
REGARD TO ANY OTHER MATTER THAT IS
WITHIN THE AUTHORITY OF AN ANNUAL
GENERAL MEETING OF SHAREHOLDERS UNDER
THE LAW AND THE CORPORATE BYLAWS
--------------------------------------------------------------------------------
EMPRESAS COPEC SA
Ticker: Security ID: P7847L108
Meeting Date: APR 26, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO SUBMIT TO DETERMINATION OF THE FOR FOR Management
MEETING THE FINANCIAL STATEMENTS OF
THE COMPANY AT DECEMBER 31, 2016, THE
ANNUAL REPORT OF THE BOARD OF
DIRECTORS, THE PROGRESS OF CORPORATE
BUSINESSES
2 TO REPORT THE OPERATIONS CARRIED OUT FOR FOR Management
BY THE COMPANY REFERRED TO IN TITLE
XVI OF THE LAW 18.046
3 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE BOARD OF DIRECTORS FOR THE NEXT
PERIOD
4 DETERMINATION OF THE REMUNERATION AND FOR FOR Management
EXPENSE BUDGET OF THE COMMITTEE
REFERRED TO IN ARTICLE 50 BIS OF THE
LAW 18.046, TO REPORT ITS ACTIVITIES
AND ANNUAL MANAGEMENT REPORT
5 APPOINTMENT OF EXTERNAL AUDITORS AND FOR FOR Management
RATING AGENCIES
6 TO DISCUSS ANY OTHER MATTER OF ABSTAIN AGAINST Management
CORPORATE INTEREST AND OF THE
COMPETENCE OF THE ABOVE MENTIONED
MEETING
--------------------------------------------------------------------------------
ENEA S.A, POZNAN
Ticker: Security ID: X2232G104
Meeting Date: DEC 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS
4 STATING THAT THE EXTRAORDINARY GENERAL FOR FOR Management
MEETING OF SHAREHOLDERS HAS BEEN DULY
CONVENED AND IS CAPABLE OF ADOPTING
RESOLUTIONS
5 ADOPTION OF THE AGENDA FOR FOR Management
6 ADOPTION OF A RESOLUTION RELATING TO FOR FOR Management
THE PRINCIPLES OF DETERMINING
REMUNERATIONS OF MEMBERS OF THE
MANAGEMENT BOARD OF ENEA S.A. WITH ITS
REGISTERED OFFICE IN POZNAN
7 ADOPTION OF A RESOLUTION RELATING TO FOR FOR Management
SPECIFICATION OF PRINCIPLES OF
DETERMINING REMUNERATIONS OF MEMBERS
OF THE SUPERVISORY BOARD OF ENEA S.A.
WITH ITS REGISTERED OFFICE IN POZNAN
--------------------------------------------------------------------------------
ENEA S.A, POZNAN
Ticker: Security ID: X2232G104
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
ORDINARY GENERAL MEETING OF
SHAREHOLDERS
5 STATING THAT THE ORDINARY GENERAL FOR FOR Management
MEETING OF SHAREHOLDERS HAS BEEN DULY
CONVENED AND IS CAPABLE OF ADOPTING
RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 PRESENTATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF ENEA S.A. ON ITS
OPERATIONS IN 2016
8 PRESENTATION OF THE OPINION AND REPORT FOR FOR Management
OF A CERTIFIED AUDITOR FROM THE AUDIT
OF THE NON-CONSOLIDATED FINANCIAL
STATEMENTS OF ENEA S.A. FOR THE
FINANCIAL YEAR ENDED ON 31 DECEMBER
2016, CONSOLIDATED FINANCIAL
STATEMENTS OF ENEA CAPITAL GROUP FOR
THE FINANC
9 CONSIDERATION AND ADOPTION OF A FOR FOR Management
RESOLUTION ON THE APPROVAL OF THE
REPORT OF THE MANAGEMENT BOARD ON THE
OPERATIONS OF ENEA S.A. AND ENEA
CAPITAL GROUP IN 2016
10 CONSIDERATION AND ADOPTION OF A FOR FOR Management
RESOLUTION ON THE APPROVAL OF THE
NON-CONSOLIDATED FINANCIAL STATEMENTS
OF ENEA S.A. FOR THE FINANCIAL YEAR
ENDED ON 31 DECEMBER 2016
11 CONSIDERATION AND ADOPTION OF A FOR FOR Management
RESOLUTION ON THE APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF
ENEA CAPITAL GROUP FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2016
12 ADOPTION OF A RESOLUTION REGARDING FOR FOR Management
DISTRIBUTION OF THE NET PROFIT FOR THE
FINANCIAL YEAR COVERING THE PERIOD
FROM 01.01.2016 TO 31.12.2016
13 ADOPTION OF RESOLUTIONS ON DISCHARGING FOR FOR Management
MEMBERS OF THE MANAGEMENT BOARD OF
ENEA S.A. FROM LIABILITY IN THE
PERFORMANCE OF THEIR DUTIES IN 2016
14 ADOPTION OF RESOLUTIONS ON DISCHARGING FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD OF
ENEA S.A. FROM LIABILITY IN THE
PERFORMANCE OF THEIR DUTIES IN 2016
15 ADOPTION OF A RESOLUTION ON ACCEPTANCE FOR FOR Management
OF AMENDMENTS IN THE STATUTE OF ENEA S.
A
16 ADOPTION OF A RESOLUTION REGARDING FOR FOR Management
AMENDING THE RESOLUTION NO. 3 OF EGM
DT 15 DEC 2016 ON DETERMINATION OF
REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD
17 ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
DISPOSING OF ELEMENTS OF FIXED ASSETS,
18 ADOPTION OF RESOLUTION REGARDING: THE FOR FOR Management
PROCEDURE ON THE CONCLUSION OF
CONTRACTS FOR LEGAL SERVICES,
MARKETING SERVICES, PUBLIC RELATIONS
SERVICES AND SOCIAL COMMUNICATION
SERVICES AND CONSULTANCY SERVICES
RELATED TO THE MANAGEMENT AND
AMENDMENTS TO THESE C
19 ADOPTION OF RESOLUTION REGARDING: THE FOR FOR Management
PROCEDURE ON THE CONCLUSION BY THE
COMPANY OF AGREEMENTS ON DONATIONS,
DEBT RELEASE OR OTHER AGREEMENTS WITH
SIMILAR EFFECTS
20 ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
TERMS AND MODE OF DISPOSING OF FIXED
ASSETS
21 ADOPTION OF RESOLUTION REGARDING: THE FOR FOR Management
OBLIGATION OF REPORTING REPRESENTATION
EXPENDITURES, EXPENSES ON LEGAL
SERVICES, MARKETING SERVICES, PUBLIC
RELATIONS SERVICES AND SOCIAL
COMMUNICATION SERVICES AND CONSULTANCY
SERVICES RELATED TO THE MANAGEMENT
22 ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
SPECIFICATION OF REQUIREMENTS FOR
CANDIDATES FOR MEMBERS OF THE
COMPANY'S MANAGEMENT BOARD
23 ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
NOMINATION OF A MEMBER OF THE
MANAGEMENT BOARD AND QUALIFICATION
PROCEDURE FOR THE POSITION OF A MEMBER
OF THE MANAGEMENT BOARD
24 ADOPTION OF RESOLUTION REGARDING: AS FOR FOR Management
REGARDS THE PERFORMANCE OF OBLIGATIONS
RESULTING FROM ARTICLE 17 ITEM 7,
ARTICLE 18 ITEM 2, ARTICLE 20 AND
ARTICLE 23 OF THE ACT ON THE
PRINCIPLES OF STATE ASSETS MANAGEMENT
25 ADOPTION OF RESOLUTIONS REGARDING FOR FOR Management
CHANGES IN THE COMPOSITION OF THE
COMPANY SUPERVISORY BOARD
--------------------------------------------------------------------------------
ENEL AMERICAS S.A.
Ticker: ENIA Security ID: 29274F104
Meeting Date: SEP 28, 2016 Meeting Type: Special
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RELATED-PARTY TRANSACTIONS ("OPR" IN WITHHOLD FOR Management
ITS SPANISH ACRONYM). PURSUANT TO THE
TERMS OF TITLE XVI OF THE CHILEAN
COMPANIES ACT, LAW NO. 18,046 ("LSA",
IN ITS SPANISH ACRONYM), TO APPROVE
THE OPR WHICH CONSISTS OF THE PROPOSED
STATUTORY MERGER OF ENDESA AMERIC
2 MERGER. PROVIDED ITEM I ABOVE IS WITHHOLD FOR Management
APPROVED, PURSUANT TO THE TERMS OF
TITLE IX OF THE LSA, AND OF PARAGRAPH
3 OF TITLE IX OF THE CHILEAN COMPANIES
REGULATIONS, TO APPROVE (I) THE
PROPOSED MERGER BY VIRTUE OF WHICH
ENERSIS AMERICAS, IN ITS CAPACITY AS
THE SU
--------------------------------------------------------------------------------
ENEL AMERICAS S.A.
Ticker: ENIA Security ID: 29274F104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE WITHHOLD FOR Management
SHEET, FINANCIAL STATEMENTS AND
REPORTS OF THE EXTERNAL AUDITORS AND
ACCOUNT INSPECTORS FOR THE YEAR ENDED
DECEMBER 31, 2016.
2 DISTRIBUTION OF PROFITS FOR THE YEAR WITHHOLD FOR Management
AND PAYMENT OF DIVIDENDS.
3 SETTING OF THE DIRECTORS' COMPENSATION. WITHHOLD FOR Management
4 SETTING OF THE COMPENSATION OF THE WITHHOLD FOR Management
MEMBERS OF THE DIRECTORS COMMITTEE AND
DETERMINATION OF THE COMMITTEE'S
BUDGET FOR THE YEAR 2017.
5 APPOINTMENT OF AN EXTERNAL AUDITING WITHHOLD FOR Management
FIRM REGULATED BY TITLE XXVIII OF LAW
18,045.
6 APPOINTMENT OF TWO ACCOUNT INSPECTORS WITHHOLD FOR Management
AND TWO ALTERNATES AND DETERMINATION
OF THEIR COMPENSATION.
7 DESIGNATION OF RISK RATINGS AGENCIES. WITHHOLD FOR Management
8 APPROVAL OF THE INVESTMENT AND WITHHOLD FOR Management
FINANCING POLICY.
9 OTHER RELEVANT MATTERS THAT ARE OF WITHHOLD FOR Management
INTEREST TO AND THE COMPETENCE OF THE
ORDINARY SHAREHOLDERS' MEETING.
10 ADOPTION OF ALL OTHER APPROVALS WITHHOLD FOR Management
NECESSARY FOR THE PROPER
IMPLEMENTATION OF ADOPTED RESOLUTIONS.
11 CANCELLATION OF THE COMPANY'S SHARES WITHHOLD FOR Management
ACQUIRED AS A RESULT OF THE MERGER OF
ENDESA AMERICAS AND CHILECTRA AMERICAS
INTO ENEL AMERICAS EFFECTIVE AS OF
DECEMBER 1, 2016 AND THE RESULTING
REDUCTION OF SHARE CAPITAL FROM
4,621,809,178,631 CHILEAN PESOS DIVIDED
12 CHANGE IN THE FUNCTIONAL CURRENCY OF WITHHOLD FOR Management
THE COMPANY FROM CHILEAN PESOS TO
UNITED STATES DOLLARS, BY AMENDING THE
FIFTH PERMANENT ARTICLE AND THE FIRST
TRANSITORY ARTICLE OF THE BYLAWS AS
FOLLOWS: " FIFTH ARTICLE: THE CAPITAL
OF THE COMPANY IS US$ 6,763,204,4
13 TO APPROVE THE AMENDMENT OF THE WITHHOLD FOR Management
FOLLOWING ARTICLES OF THE BYLAWS OF
ENEL AMERICAS S.A.: (I) IN ARTICLE 15
OF THE BY-LAWS, THE FOLLOWING SENTENCE
IS DELETED: "AND A VICE-PRESIDENT WHO
WILL REPLACE HIM IN CASE OF ABSENCE".
(II) IN ARTICLE 16 OF THE BYLAWS,
14 ADOPTION OF THE APPROVALS NECESSARY TO WITHHOLD FOR Management
CARRY OUT THE PROPOSED CHANGES TO THE
BYLAWS, UNDER THE TERMS AND CONDITIONS
DEFINITIVELY APPROVED BY THE MEETING
AND THE GRANTING OF POWERS DEEMED
NECESSARY, ESPECIALLY TO LEGALIZE,
REALIZE, AND CARRY FORWARD THE RE
--------------------------------------------------------------------------------
ENEL CHILE S.A
Ticker: Security ID: P3762G109
Meeting Date: APR 26, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE FOR FOR Management
SHEET, FINANCIAL STATEMENTS AND
REPORTS OF THE EXTERNAL AUDITORS AND
ACCOUNT INSPECTORS FOR THE YEAR ENDED
DECEMBER 31, 2016
2 DISTRIBUTION OF PROFITS FOR THE YEAR FOR FOR Management
AND PAYMENT OF DIVIDENDS
3 SETTING OF THE DIRECTORS' COMPENSATION FOR FOR Management
4 SETTING OF THE COMPENSATION OF THE FOR FOR Management
MEMBERS OF THE DIRECTORS COMMITTEE AND
DETERMINATION OF THE COMMITTEE'S
BUDGET FOR THE YEAR 2017
5 REPORT ON THE EXPENSES OF THE BOARD OF FOR FOR Management
DIRECTORS AND THE ANNUAL REPORT OF
MANAGEMENT OF ACTIVITIES AND EXPENSES
OF THE DIRECTORS COMMITTEE
6 APPOINTMENT OF AN EXTERNAL AUDITING FOR FOR Management
FIRM REGULATED BY TITLE XXVII OF LAW
18,045
7 APPOINTMENT OF TWO ACCOUNT INSPECTORS FOR FOR Management
AND TWO ALTERNATES AND DETERMINATION
OF THEIR COMPENSATION
8 DESIGNATION OF RISK RATINGS AGENCIES FOR FOR Management
9 APPROVAL OF THE INVESTMENT AND FOR FOR Management
FINANCING POLICY
10 PRESENTATION OF THE DIVIDEND POLICY FOR FOR Management
AND INFORMATION ON THE PROCEDURES FOR
THE DISTRIBUTION OF DIVIDENDS
11 INFORMATION ON AGREEMENTS OF THE BOARD FOR FOR Management
OF DIRECTORS RELATED TO TRANSACTIONS
OR CONTRACTS GOVERNED BY TITLE XVI OF
LAW NO. 18,046
12 INFORMATION ON COSTS OF PROCESSING, FOR FOR Management
PRINTING AND DELIVERING THE
INFORMATION REQUIRED BY RESOLUTION NO.
1,816 OF THE SUPERINTENDENCE OF
SECURITIES AND INSURANCE
13 OTHER RELEVANT MATTERS THAT ARE OF ABSTAIN AGAINST Management
INTEREST TO AND IN THE COMPETENCE OF
THE ORDINARY SHAREHOLDERS MEETING
14 ADOPTION OF ALL OTHER APPROVALS FOR FOR Management
NECESSARY FOR THE PROPER
IMPLEMENTATION OF ADOPTED RESOLUTIONS
--------------------------------------------------------------------------------
ENEL GENERACION CHILE S.A.
Ticker: EOCC Security ID: 29244T101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, BALANCE WITHHOLD FOR Management
SHEET, FINANCIAL STATEMENTS AND
REPORTS OF THE EXTERNAL AUDITORS AND
ACCOUNT INSPECTORS FOR THE YEAR ENDED
DECEMBER 31, 2016.
2 DISTRIBUTION OF PROFITS FOR THE YEAR WITHHOLD FOR Management
AND PAYMENT OF DIVIDENDS.
3 SETTING OF THE DIRECTORS' COMPENSATION. WITHHOLD FOR Management
4 SETTING OF THE COMPENSATION OF THE WITHHOLD FOR Management
MEMBERS OF THE DIRECTORS COMMITTEE AND
DETERMINATION OF THE COMMITTEE'S
BUDGET FOR THE YEAR 2017.
5 APPOINTMENT OF AN EXTERNAL AUDITING WITHHOLD FOR Management
FIRM REGULATED BY TITLE XXVIII OF LAW
18,045.
6 APPOINTMENT OF TWO ACCOUNT INSPECTORS WITHHOLD FOR Management
AND TWO ALTERNATES AND DETERMINATION
OF THEIR COMPENSATION.
7 DESIGNATION OF RISK RATINGS AGENCIES. WITHHOLD FOR Management
8 APPROVAL OF THE INVESTMENT AND WITHHOLD FOR Management
FINANCING POLICY.
9 OTHER RELEVANT MATTERS THAT ARE OF WITHHOLD FOR Management
INTEREST TO AND IN THE COMPETENCE OF
THE ORDINARY SHAREHOLDERS' MEETING.
10 ADOPTION OF ALL OTHER APPROVALS WITHHOLD FOR Management
NECESSARY FOR THE PROPER
IMPLEMENTATION OF ADOPTED RESOLUTIONS.
11 APPROVE THE AMENDMENT OF ARTICLES OF WITHHOLD FOR Management
THE BYLAWS OF ENEL GENERACION CHILE S.
A. (AS DESCRIBED IN THE NOTICE OF
MEETINGS) IN ORDER TO UPDATE ITS
PROVISIONS.
12 APPROVE AN AMENDED VERSION OF THE WITHHOLD FOR Management
BYLAWS OF ENEL GENERACION CHILE S.A.,
WHICH WILL INCLUDE THE MODIFICATIONS
SET OUT ABOVE.
13 ADOPTION OF THE APPROVALS NECESSARY TO WITHHOLD FOR Management
CARRY OUT THE PROPOSED CHANGES TO THE
BYLAWS, UNDER THE TERMS AND CONDITIONS
DEFINITIVELY APPROVED BY THE MEETING
AND THE GRANTING OF POWERS DEEMED
NECESSARY, ESPECIALLY TO LEGALIZE,
REALIZE, AND CARRY FORWARD THE RE
--------------------------------------------------------------------------------
ENERGA S.A., GDANSK
Ticker: Security ID: X22336105
Meeting Date: DEC 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECT THE CHAIRPERSON OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING
4 ASSERT THAT THE MEETING HAS BEEN FOR FOR Management
CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
5 ADOPT THE AGENDA OF THE EXTRAORDINARY FOR FOR Management
GENERAL MEETING
6 ADOPT RESOLUTIONS OF THE EXTRAORDINARY FOR FOR Management
GENERAL MEETING OF ENERGA SPOLKA
AKCYJNA TO AMEND THE COMPANY'S
ARTICLES OF ASSOCIATION ALONG WITH
THEIR JUSTIFICATION (ATTACHMENTS FROM
NO. 3.1 TO NO. 3.24)
7 ADOPT A RESOLUTION ON THE RULES FOR FOR FOR Management
DEFINING THE EXECUTIVE COMPENSATION OF
THE MANAGEMENT BOARD MEMBERS OF ENERGA
SPOLKA AKCYJNA WITH ITS REGISTERED
OFFICE IN GDANSK
8 ADOPT A RESOLUTION ON THE RULES FOR FOR FOR Management
DEFINING THE COMPENSATION OF THE
SUPERVISORY BOARD MEMBERS OF ENERGA
SPOLKA AKCYJNA WITH ITS REGISTERED
OFFICE IN GDANSK
--------------------------------------------------------------------------------
ENERGA S.A., GDANSK
Ticker: Security ID: X22336105
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECT THE CHAIRPERSON OF THE ANNUAL FOR FOR Management
GENERAL MEETING
5 ASSERT THAT THE MEETING HAS BEEN FOR FOR Management
CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING VALID RESOLUTIONS
6 ADOPT THE AGENDA OF THE ANNUAL GENERAL FOR FOR Management
MEETING
7 EXAMINE AND APPROVE THE MANAGEMENT FOR FOR Management
BOARD REPORT ON THE ACTIVITY OF ENERGA
SA FOR THE YEAR ENDED 31 DECEMBER 2016
8 EXAMINE AND APPROVE THE COMPANY'S FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR
ENDED 31 DECEMBER 2016
9 ADOPT A RESOLUTION TO DISTRIBUTE THE FOR FOR Management
2016 NET PROFIT AND SET THE RECORD
DATE AND DIVIDEND PAYMENT DATE
10 ADOPT RESOLUTIONS TO GRANT A DISCHARGE FOR FOR Management
TO MEMBERS OF THE MANAGEMENT BOARD ON
THE PERFORMANCE OF THEIR DUTIES IN 2016
11 ADOPT RESOLUTIONS TO GRANT A DISCHARGE FOR FOR Management
TO MEMBERS OF THE SUPERVISORY BOARD ON
THE PERFORMANCE OF THEIR DUTIES IN 2016
12 EXAMINE AND APPROVE THE MANAGEMENT FOR FOR Management
BOARD REPORT ON THE ACTIVITY OF THE
ENERGA SA GROUP FOR THE YEAR ENDED 31
DECEMBER 2016
13 EXAMINE AND APPROVE THE CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS OF THE ENERGA SA
GROUP FOR THE YEAR ENDED 31 DECEMBER
2016
14 ADOPT A RESOLUTION TO SET THE NUMBER FOR FOR Management
OF MEMBERS OF THE ENERGA SA
SUPERVISORY BOARD
15 APPOINT MEMBERS OF THE ENERGA SA FOR FOR Management
SUPERVISORY BOARD OF THE 5TH TERM OF
OFFICE
16 ADOPTION OF A RESOLUTION ON AMENDING FOR FOR Management
THE RESOLUTION NO. 27 OF THE
EXTRAORDINARY GENERAL MEETING ASSEMBLY
OF 15 DECEMBER 2016, ON THE PRINCIPLES
OF SHAPING REMUNERATION OF MEMBERS OF
THE MANAGEMENT BOARD OF ENERGA SPOLKA
AKCYJNA WITH REGISTERED OFFICE IN G
17 ADOPTION OF A RESOLUTION ON AMENDING FOR FOR Management
THE STATUTE OF ENERGA SA
18 ADOPTION OF RESOLUTIONS ON DISPOSAL OF FOR FOR Management
NON-CURRENT ASSETS
19 ADOPTION OF RESOLUTIONS ON RULES OF FOR FOR Management
PROCEDURE FOR CONCLUSION OF CONTRACTS
FOR LEGAL SERVICES, MARKETING
SERVICES, PUBLIC RELATIONS AND
COMMUNICATION SERVICES SOCIAL AND
MANAGEMENT CONSULTING SERVICES AND
CHANGE THESE AGREEMENTS
20 ADOPTION OF RESOLUTIONS ON RULES OF FOR FOR Management
PROCEDURE IN THE COMPANY'S CONCLUSION
OF DONATION AGREEMENTS, REDUNDANCIES
FROM DEBT OR OTHER AGREEMENTS OF
SIMILAR EFFECT
21 ADOPTION OF RESOLUTIONS ON PRINCIPLES FOR FOR Management
AND MODE OF DISPOSAL OF CONSTITUENTS
22 ADOPTION OF RESOLUTIONS ON THE FOR FOR Management
OBLIGATION TO SUBMIT A REPORT ON
REPRESENTATION EXPENSES, EXPENSES FOR
LEGAL SERVICES, MARKETING SERVICES,
RELATIONS SERVICES PUBLIC RELATIONS
AND SOCIAL COMMUNICATION AND
CONSULTING SERVICES RELATED TO
MANAGEMENT
23 ADOPTION OF RESOLUTIONS ON DEFINING FOR FOR Management
THE REQUIREMENTS FOR A CANDIDATE FOR
THE MANAGEMENT BOARD MEMBER
24 ADOPTION OF RESOLUTIONS ON APPOINTING FOR FOR Management
A MEMBER OF THE MANAGEMENT BOARD AND
QUALIFYING PROCEDURE AS A MEMBER OF
THE MANAGEMENT BOARD
25 ADOPTION OF RESOLUTIONS ON THE FOR FOR Management
FULFILLMENT OF OBLIGATIONS UNDER ART.
17 SEC. 7, ART. 18 SEC. 2 ART. 20 AND
ART. 23 OF THE ACT ON THE MANAGEMENT
OF STATE PROPERTY
--------------------------------------------------------------------------------
ENERGISA SA, CATAGUASES, MG
Ticker: Security ID: P3769S114
Meeting Date: APR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO FIX THE GLOBAL ANNUAL REMUNERATION FOR FOR Management
FOR THE DIRECTORS
4 TO CHANGE THE MEMBERSHIP OF THE BOARD FOR FOR Management
OF DIRECTORS WITH THE APPOINTMENT OF
ONE ALTERNATE MEMBER OF THE BOARD OF
DIRECTORS WHO WILL SERVE OUT THE
REMAINING TERM IN OFFICE OF THE MEMBER
WHO RESIGNED
5 DUE TO THE RESIGNATION OF THE FOR FOR Management
ALTERNATE MEMBER AND THE NEW
MEMBERSHIP OF THE BOARD OF DIRECTORS
IN ACCORDANCE WITH THE ITEM ABOVE, TO
STATE THE MEMBERSHIP OF THE BOARD OF
DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------
ENERGISA SA, CATAGUASES, MG
Ticker: Security ID: P3769S114
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS REGARDING
THE FISCAL YEAR ENDING ON DECEMBER 31,
2016
3 TO DELIBERATE THE RESULTS DESTINATION FOR FOR Management
FOR THE YEAR ENDED ON DECEMBER, 31 2016
--------------------------------------------------------------------------------
ENERGISA SA, CATAGUASES, MG
Ticker: Security ID: P3769S114
Meeting Date: JUN 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RECEIVE THE RESIGNATION OF EFFECTIVE FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS AND
ELECT HIS REPLACEMENT AND RESPECTIVE
SUBSTITUTE. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. NOTE
PRINCIPAL MEMBER. JOSE LUIZ ALQUERES.
SUBSTITUTE MEMBER. GUILHERME FERNANDES
CEZAR
6 ELECT NEW SUBSTITUTE MEMBER TO THE FOR FOR Management
BOARD OF DIRECTORS. CANDIDATE
APPOINTED BY MINORITARY COMMON SHARES.
NOTE MEMBER. LEONARDO PRADO DAMIAO
7 EXCHANGE THE RELATION OF A SUBSTITUTE FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS FROM
ONE TITULAR MEMBER TO OTHERS
8 ESTABLISH THE STRUCTURE OF THE BOARD FOR FOR Management
OF DIRECTORS
--------------------------------------------------------------------------------
ENERSIS AMERICAS SA, SANTIAGO
Ticker: Security ID: 29274F104
Meeting Date: SEP 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RELATED-PARTY TRANSACTIONS ("OPR" IN FOR FOR Management
ITS SPANISH ACRONYM). PURSUANT TO THE
TERMS OF TITLE XVI OF THE CHILEAN
COMPANIES ACT, LAW NO. 18,046 ("LSA",
IN ITS SPANISH ACRONYM), TO APPROVE
THE OPR WHICH CONSISTS OF THE PROPOSED
STATUTORY MERGER OF ENDESA AMERIC
2 MERGER. PROVIDED ITEM I ABOVE IS FOR FOR Management
APPROVED, PURSUANT TO THE TERMS OF
TITLE IX OF THE LSA, AND OF PARAGRAPH
3 OF TITLE IX OF THE CHILEAN COMPANIES
REGULATIONS, TO APPROVE (I) THE
PROPOSED MERGER BY VIRTUE OF WHICH
ENERSIS AMERICAS, IN ITS CAPACITY AS
THE SU
--------------------------------------------------------------------------------
ENERSIS AMERICAS SA, SANTIAGO
Ticker: Security ID: 29274F104
Meeting Date: APR 27, 2017 Meeting Type: MIX
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 DISTRIBUTION OF PROFITS FOR THE YEAR FOR FOR Management
AND PAYMENT OF DIVIDENDS
3 SETTING OF THE DIRECTORS' COMPENSATION FOR FOR Management
4 SETTING OF THE COMPENSATION OF THE FOR FOR Management
MEMBERS OF THE DIRECTORS COMMITTEE AND
DETERMINATION OF THE COMMITTEE'S
BUDGET FOR THE YEAR 2017
6 APPOINTMENT OF AN EXTERNAL AUDITING FOR FOR Management
FIRM REGULATED BY TITLE XXVIII OF LAW
18,045
7 APPOINTMENT OF TWO ACCOUNT INSPECTORS FOR FOR Management
AND TWO ALTERNATES AND DETERMINATION
OF THEIR COMPENSATION
8 DESIGNATION OF RISK RATINGS AGENCIES FOR FOR Management
9 APPROVAL OF THE INVESTMENT AND FOR FOR Management
FINANCING POLICY
13 OTHER RELEVANT MATTERS THAT ARE OF FOR FOR Management
INTEREST TO AND THE COMPETENCE OF THE
ORDINARY SHAREHOLDERS' MEETING
14 ADOPTION OF ALL OTHER APPROVALS FOR FOR Management
NECESSARY FOR THE PROPER
IMPLEMENTATION OF ADOPTED RESOLUTIONS
15 CANCELLATION OF THE COMPANY'S SHARES FOR FOR Management
ACQUIRED AS A RESULT OF THE MERGER OF
ENDESA AMERICAS AND CHILECTRA AMERICAS
INTO ENEL AMERICAS EFFECTIVE AS OF
DECEMBER 1, 2016 AND THE RESULTING
REDUCTION OF SHARE CAPITAL FROM
4,621,809,178,631 CHILEAN PESOS DIVIDED
16 CHANGE IN THE FUNCTIONAL CURRENCY OF FOR FOR Management
THE COMPANY FROM CHILEAN PESOS TO
UNITED STATES DOLLARS, BY AMENDING THE
FIFTH PERMANENT ARTICLE AND THE FIRST
TRANSITORY ARTICLE OF THE BYLAWS AS
FOLLOWS: " FIFTH ARTICLE: THE CAPITAL
OF THE COMPANY IS USD 6,763,204,4
17 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
FOLLOWING ARTICLES OF THE BYLAWS OF
ENEL AMERICAS S.A.: (I) IN ARTICLE 15
OF THE BY-LAWS, THE FOLLOWING SENTENCE
IS DELETED: "AND A VICE-PRESIDENT WHO
WILL REPLACE HIM IN CASE OF ABSENCE".
(II) IN ARTICLE 16 OF THE BYLAWS,
19 ADOPTION OF THE APPROVALS NECESSARY TO FOR FOR Management
CARRY OUT THE PROPOSED CHANGES TO THE
BYLAWS, UNDER THE TERMS AND CONDITIONS
DEFINITIVELY APPROVED BY THE MEETING
AND THE GRANTING OF POWERS DEEMED
NECESSARY, ESPECIALLY TO LEGALIZE,
REALIZE, AND CARRY FORWARD THE RE
1 APPROVAL OF THE ANNUAL REPORT, BALANCE FOR FOR Management
SHEET, FINANCIAL STATEMENTS AND
REPORTS OF THE EXTERNAL AUDITORS AND
ACCOUNT INSPECTORS FOR THE YEAR ENDED
DECEMBER 31, 2016
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA S.A.
Ticker: Security ID: P37625103
Meeting Date: APR 17, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS REGARDING
THE FISCAL YEAR ENDING ON DECEMBER 31,
2016
5 TO DECIDE ON THE ALLOCATION OF THE NET FOR FOR Management
PROFITS AND THE DISTRIBUTION OF
DIVIDENDS
6 TO DELIBERATE ON THE PARTICIPATION OF FOR FOR Management
THE EMPLOYEES IN THE RESULTS FROM THE
2016 FISCAL YEAR
7 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
MANAGERS AND FISCAL COUNCIL FOR THE
YEAR 2017
10 ELECTION OF THREE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATES APPOINTED BY
CONTROLLER SHAREHOLDER. NOTE MEMBERS.
PRINCIPAL. PAULO DE RESENDE SALGADO
AND CARLOS GUERREIRO PINTO. SUBSTITUTE.
FLAVIO MARQUES LISBOA CAMPOS AND MA
11 ELECTION OF MEMBERS OF THE FISCAL FOR ABSTAIN Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
MINORITARY COMMON SHARES. NOTE MEMBERS.
PRINCIPAL. MANOEL EDUARDO LIMA LOPES.
SUBSTITUTE. AILTON PINTO SIQUEIRA
12 ELECTION OF ONE SUBSTITUTE MEMBER OF FOR FOR Management
THE BOARD OF DIRECTORS. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS.
NOTE MEMBER. SIMONE CRISTINA DE PAOLA
BARBIERI
--------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TURK ANONIM SIRK
Ticker: Security ID: M40710101
Meeting Date: MAR 31, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING, FORMATION OF THE GENERAL FOR FOR Management
ASSEMBLY MEETING CHAIRMANSHIP AND
STAND IN SILENCE
5 THE AUTHORIZATION OF MEETING FOR FOR Management
CHAIRMANSHIP FOR SIGNING OF THE
MEETING MINUTES AND OTHER DOCUMENTS
6 READING AND DISCUSSION OF THE 2016 FOR FOR Management
BOARD OF DIRECTORS' ANNUAL ACTIVITY
REPORT
7 READING OF THE 2016 INDEPENDENT AUDIT FOR FOR Management
REPORT
8 READING, DISCUSSION, SUBMISSION TO FOR FOR Management
VOTING AND RESOLVING THE BALANCE SHEET
AND PROFIT AND LOSS ACCOUNTS
SEPARATELY FOR FINANCIAL YEAR OF 2016
9 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE ACQUITTAL OF MEMBERS OF
THE BOARD OF DIRECTORS SEPARATELY FOR
THE FINANCIAL YEAR OF 2016
10 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE DISTRIBUTION OF
PROFIT FOR THE YEAR 2016 AND DIVIDEND
PAYMENT DATE
11 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE DETERMINATION OF THE
NUMBER OF THE BOARD MEMBERS, THEIR
TERM OF OFFICE AND ELECTION OF THE
BOARD MEMBERS IN ACCORDANCE WITH THE
LEGISLATION PROVISIONS
12 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE REMUNERATION OF THE
MEMBERS OF BOARD OF DIRECTORS
13 SUBMISSION TO VOTING AND RESOLVING FOR FOR FOR Management
GRANTING AUTHORITY TO THE MEMBERS OF
THE BOARD OF DIRECTORS IN ACCORDANCE
WITH ARTICLE 395 AND ARTICLE 396 OF
THE TURKISH COMMERCIAL CODE
14 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE PROPOSAL OF BOARD OF
DIRECTORS FOR THE ELECTION OF AN
INDEPENDENT EXTERNAL AUDITOR FOR
AUDITING OF COMPANY'S ACCOUNTS AND
TRANSACTIONS FOR 2017 IN ACCORDANCE
WITH THE TURKISH COMMERCIAL CODE AND
CAPITAL M
15 DISCUSSION, SUBMISSION TO VOTING AND FOR FOR Management
RESOLVING THE AMENDMENT OF THE ARTICLE
5 IN THE ARTICLES OF ASSOCIATION FOR
COMPANY'S REGISTERED AND ANNOUNCED
HEAD OFFICE ADDRESS AND AMENDMENT OF
THE ARTICLE 7 FOR THE AUTHORIZING THE
BOARD OF DIRECTORS FOR THE EXTEN
16 INFORMING THE GENERAL ASSEMBLY ON FOR FOR Management
GUARANTEE, PLEDGE AND MORTGAGES
GRANTED IN FAVOR OF THE THIRD PARTIES
AND OF ANY BENEFITS OR INCOME THEREOF
17 INFORMING THE GENERAL ASSEMBLY FOR FOR Management
REGARDING THE AND CONTRIBUTIONS MADE
IN 2016 AND SUBMISSION TO VOTING AND
RESOLVING THE LIMIT OF DONATIONS TO BE
MADE IN 2017
18 CLOSING FOR FOR Management
--------------------------------------------------------------------------------
EUROBANK ERGASIAS S.A.
Ticker: Security ID: X2321W101
Meeting Date: JUN 16, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS FOR THE YEAR FOR FOR Management
ENDED 31 DECEMBER 2016. DIRECTORS' AND
AUDITORS' REPORTS
2 DISCHARGE OF THE BOARD OF DIRECTORS FOR FOR Management
AND THE AUDITORS FROM ALL
RESPONSIBILITY FOR INDEMNIFICATION IN
RELATION TO THE FINANCIAL YEAR 2016
3 APPOINTMENT OF AUDITORS FOR THE FOR FOR Management
FINANCIAL YEAR 2017 :
PRICEWATERHOUSECOOPERS S.A. (PWC)
4 ANNOUNCEMENT OF THE ELECTION OF TWO FOR FOR Management
NEW INDEPENDENT DIRECTORS IN
REPLACEMENT OF TWO RESIGNED AND
APPOINTMENT OF ONE OF THE NEW
DIRECTORS AS MEMBER OF THE AUDIT
COMMITTEE : MR. GEORGE E. MYHAL AND MR.
RICHARD P. BOUCHER
5 APPROVAL OF THE REMUNERATION OF FOR FOR Management
DIRECTORS AND OF AGREEMENTS IN
ACCORDANCE WITH ARTICLES 23A AND 24 OF
C.L. 2190/1920
--------------------------------------------------------------------------------
EVRAZ PLC, LONDON
Ticker: Security ID: G33090104
Meeting Date: MAY 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE DISPOSAL OF JOINT STOCK FOR FOR Management
COMPANY EVRAZ NAKHODKA TRADE SEA PORT
--------------------------------------------------------------------------------
EVRAZ PLC, LONDON
Ticker: Security ID: G33090104
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS' REPORT AND FOR FOR Management
THE ACCOUNTS FOR THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE ANNUAL REMUNERATION FOR FOR Management
REPORT FOR THE YEAR ENDED 31 DECEMBER
2016 AS SET OUT ON PAGES 125 TO 129 OF
THE ANNUAL REPORT AND ACCOUNTS 2016
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY AS SET OUT ON PAGES 121 TO 124
OF THE ANNUAL REPORT AND ACCOUNTS 2016
4 TO RE-ELECT ALEXANDER ABRAMOV AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT ALEXANDER FROLOV AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT EUGENE SHVIDLER AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT EUGENE TENENBAUM AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT KARL GRUBER AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT DEBORAH GUDGEON AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT ALEXANDER IZOSIMOV AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT SIR MICHAEL PEAT AS A FOR FOR Management
DIRECTOR
12 TO RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE AUDITORS
14 TO GENERALLY AND UNCONDITIONALLY FOR FOR Management
AUTHORISE THE DIRECTORS TO ALLOT
SHARES IN THE COMPANY
15 TO GRANT THE DIRECTORS A LIMITED FOR FOR Management
AUTHORITY TO DISAPPLY PRE-EMPTION
RIGHTS FOR SHARE ISSUES WHOLLY FOR CASH
16 TO GRANT THE DIRECTORS A LIMITED FOR FOR Management
AUTHORITY TO DISAPPLY PRE-EMPTION
RIGHTS FOR SHARE ISSUES WHOLLY FOR
CASH AND USED ONLY FOR FINANCING
ACQUISITIONS OR CAPITAL INVESTMENTS
17 TO UNCONDITIONALLY AND GENERALLY FOR FOR Management
AUTHORISE THE DIRECTORS TO MAKE
MARKET' PURCHASES OF THE COMPANY'S
ORDINARY SHARES
18 TO AUTHORISE THE DIRECTORS TO CALL A FOR FOR Management
GENERAL MEETING OTHER THAN AN AGM ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
EXXARO RESOURCES LTD, PRETORIA
Ticker: Security ID: S26949107
Meeting Date: DEC 30, 2016 Meeting Type: Ordinary General Meeting
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIFIC REPURCHASE FOR FOR Management
2 REVOCATION OF SPECIAL RESOLUTION FOR FOR Management
NUMBER 1 IF THE REPURCHASE SCHEME
TERMINATES
3 GENERAL AUTHORITY FOR FOR Management
--------------------------------------------------------------------------------
EXXARO RESOURCES LTD, PRETORIA
Ticker: Security ID: S26949107
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF MR PA KOPPESCHAAR AS A FOR FOR Management
DIRECTOR
2 ELECTION OF MR EJ MYBURGH AS A DIRECTOR FOR FOR Management
3 ELECTION OF MR PCCH SNYDERS AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF DR CJ FAUCONNIER AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR D ZIHLANGU AS A FOR FOR Management
DIRECTOR
6 ELECTION OF DR CJ FAUCONNIER AS A FOR FOR Management
MEMBER OF THE GROUP AUDIT COMMITTEE
7 ELECTION OF MR V NKONYENI AS A MEMBER FOR FOR Management
OF THE GROUP AUDIT COMMITTEE
8 ELECTION OF MR J VAN ROOYEN AS A FOR FOR Management
MEMBER OF THE GROUP AUDIT COMMITTEE
9 ELECTION OF MRS S DAKILE-HLONGWANE AS FOR FOR Management
A MEMBER OF THE GROUP SOCIAL AND
ETHICS COMMITTEE
10 ELECTION OF DR CJ FAUCONNIER AS A FOR FOR Management
MEMBER OF THE GROUP SOCIAL AND ETHICS
COMMITTEE
11 ELECTION OF MR EJ MYBURGH AS A MEMBER FOR FOR Management
OF THE GROUP SOCIAL AND ETHICS
COMMITTEE
12 ELECTION OF DR MF RANDERA AS A MEMBER FOR FOR Management
OF THE GROUP SOCIAL AND ETHICS
COMMITTEE
13 RESOLUTION TO APPROVE, THROUGH A FOR FOR Management
NON-BINDING ADVISORY VOTE, THE
COMPANY'S REMUNERATION POLICY
14 RESOLUTION TO REAPPOINT FOR FOR Management
PRICEWATERHOUSECOOPERS INCORPORATED AS
INDEPENDENT EXTERNAL AUDITORS
15 RESOLUTION TO AUTHORISE DIRECTORS FOR FOR Management
AND/OR GROUP COMPANY SECRETARY TO
IMPLEMENT THE RESOLUTIONS SET OUT IN
THE NOTICE CONVENING THE ANNUAL
GENERAL MEETING
16 SPECIAL RESOLUTION TO APPROVE FOR FOR Management
NON-EXECUTIVE DIRECTORS' FEES FOR THE
PERIOD 1 JUNE 2017 TO THE NEXT ANNUAL
GENERAL MEETING
17 SPECIAL RESOLUTION TO AUTHORISE FOR FOR Management
GENERAL AUTHORITY TO REPURCHASE SHARES
18 SPECIAL RESOLUTION TO AUTHORISE FOR FOR Management
FINANCIAL ASSISTANCE FOR THE
SUBSCRIPTION OF SECURITIES
19 SPECIAL RESOLUTION TO AUTHORISE FOR FOR Management
FINANCIAL ASSISTANCE TO RELATED OR
INTER-RELATED COMPANIES
--------------------------------------------------------------------------------
FAR EASTERN DEPARTMENT STORES LTD
Ticker: Security ID: Y24315106
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS.
3 TO APPROVE THE PROPOSAL FOR THE FOR FOR Management
DISTRIBUTION OF 2016 SURPLUS EARNING.
PROPOSED CASH DIVIDEND: TWD0.7 PER
SHARE.
4 PROPOSAL TO AMEND THE CERTAIN FOR FOR Management
PROVISIONS OF THE COMPANY'S PROCEDURES
FOR ACQUISITION AND DISPOSITION OF
ASSETS.
--------------------------------------------------------------------------------
FAR EASTERN NEW CENTURY CORPORATION
Ticker: Security ID: Y24374103
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 0.8 PER SHARE.
3 TO APPROVE AMENDING THE COMPANY BYLAW FOR FOR Management
OF PROCEDURES FOR ACQUISITION AND
DISPOSITION OF ASSETS OF FAR EASTERN
NEW CENTURY CORPORATION
--------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO LTD, TAIPEI CITY
Ticker: Security ID: Y7540C108
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RATIFY THE 2016 FINANCIAL FOR FOR Management
STATEMENTS (INCLUDING 2016 BUSINESS
REPORT)
3 TO RATIFY THE 2016 RETAINED EARNINGS FOR FOR Management
DISTRIBUTION (CASH DIVIDEND NTD 3.129
PER SHARE)
4 TO DISCUSS AND APPROVE THE CASH FOR FOR Management
DISTRIBUTION FROM CAPITAL SURPLUS
(CASH NTD 0.621 PER SHARE)
5 TO DISCUSS AND APPROVE THE AMENDMENTS FOR FOR Management
TO HANDLING PROCEDURE FOR ACQUISITION
AND DISPOSAL OF ASSETS OF THE COMPANY
--------------------------------------------------------------------------------
FARGLORY LAND DEVELOPMENT CO LTD
Ticker: Security ID: Y2642L106
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECOGNIZE THE 2016 BUSINESS REPORTS FOR FOR Management
AND FINANCIAL STATEMENTS
2 TO RECOGNIZE THE 2016 PROFIT FOR FOR Management
DISTRIBUTION. PROPOSED CASH DIVIDEND:
TWD 3.8 PER SHARE.
3 TO DISCUSS THE REVISION TO THE FOR FOR Management
PROCEDURES OF ASSET ACQUISITION OR
DISPOSAL.
--------------------------------------------------------------------------------
FEDERAL GRID COMPANY OF UNIFIED ENERGY SYSTEM PJSC
Ticker: Security ID: X2393G109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT OF PJSC FOR FOR Management
FGC UES
3 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS OF PJSC FGC UES
4 APPROVAL OF DISTRIBUTION OF PROFITS FOR FOR Management
AND LOSSES OF THE PJSC 'FGC UES' BASED
ON THE RESULTS 2016 OF THE REPORTING
YEAR
5 ABOUT THE SIZE OF A DIVIDEND, THE FOR FOR Management
TIMING AND FORM OF PAYMENT BY RESULTS
2016 FOR THE REPORTING YEAR AND
ESTABLISHING THE DATE ON WHICH
IDENTIFIES PERSONS WHO HAVE THE RIGHT
TO RECEIVE DIVIDENDS: RUB 0.014 PER
SHARE
6 ABOUT THE SIZE OF A DIVIDEND, THE FOR FOR Management
TIMING AND FORM OF PAYMENT BY RESULTS
1 QUARTER 2017 REPORTING YEAR AND
ESTABLISHING THE DATE ON WHICH
IDENTIFIES PERSONS WHO HAVE THE RIGHT
TO RECEIVE DIVIDENDS: RUB 0.001 PER
SHARE
7 ON PAYMENT OF REMUNERATION FOR THE FOR FOR Management
BOARD OF DIRECTORS MEMBERS OF THE
BOARD OF DIRECTORS WHO ARE NOT PUBLIC
SERVANTS, IN THE AMOUNT ESTABLISHED BY
THE INTERNAL DOCUMENTS OF THE PJSC FGC
UES
8 ON PAYMENT OF REMUNERATION FOR THE FOR FOR Management
MEMBERS OF THE AUDIT COMMISSION, AUDIT
COMMISSION, NON-GOVERNMENT EMPLOYEES,
IN THE AMOUNT ESTABLISHED BY THE
INTERNAL DOCUMENTS OF THE PJSC FGC UES
11 APPROVAL OF THE AUDITOR OF THE PJSC FOR FOR Management
FGC UES: OOO RSM RUS
12 ON TERMINATION OF PARTICIPATION OF FOR FOR Management
PJSC FGC UES THE ASSOCIATION OF
CONSTRUCTION COMPANIES
'SELF-REGULATORY ORGANIZATION'
INZHSPECSTROJ-ELECTROSETSTROY
13 ON THE PARTICIPATION OF PJSC FGC UES FOR FOR Management
SRO ASSOCIATION BUILDING ORGANIZATIONS
'SUPPORT ORGANIZATIONS' IN THE
CONSTRUCTION INDUSTRY
14 ON APPROVAL OF THE CHARTER OF OJSC FOR FOR Management
'FGC UES' IN NEW EDITION
--------------------------------------------------------------------------------
FIBRIA CELULOSE S.A.
Ticker: FBR Security ID: 31573A109
Meeting Date: APR 28, 2017 Meeting Type: Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 STOCK APPRECIATION RIGHTS PLAN UPON FOR FOR Management
THE SHARES ISSUED BY THE COMPANY
("INCENTIVE PLAN")
2 RECTIFICATION AND RATIFICATION OF THE FOR FOR Management
APPRAISAL REPORT OF THE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL)
3 RATIFICATION OF THE DECISIONS MADE AT FOR FOR Management
THE COMPANY'S EXTRAORDINARY GENERAL
MEETING HELD ON JANUARY 26, 2005
4 THE MANAGEMENT ACCOUNTS, THE FOR FOR Management
MANAGEMENT REPORT AND THE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL)
5 THE CAPITAL BUDGETING FOR 2017 FOR FOR Management
6 THE ALLOCATION OF THE RESULTS OF THE FOR FOR Management
FISCAL YEAR ENDED ON DECEMBER 31, 2016
7 THE DEFINITION OF THE NUMBER OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
8 THE ELECTION OF THE MEMBERS FOR THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS
9 INSTATEMENT OF THE BOARD OF AUDITORS FOR FOR Management
10 THE DEFINITION OF THE NUMBER OF FOR FOR Management
MEMBERS OF THE BOARD OF AUDITORS
11 THE ELECTION OF THE MEMBERS FOR THE FOR FOR Management
COMPANY'S BOARD OF AUDITORS
12 THE ANNUAL GLOBAL COMPENSATION OF THE FOR FOR Management
COMPANY'S MANAGEMENT AND MEMBERS OF
THE BOARD OF AUDITORS FOR THE FISCAL
YEAR OF 2017
--------------------------------------------------------------------------------
FIBRIA CELULOSE SA, SAO PAULO
Ticker: Security ID: 31573A109
Meeting Date: APR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE MANAGEMENT ACCOUNTS, THE FOR FOR Management
MANAGEMENT REPORT AND THE COMPANY'S
FINANCIAL STATEMENTS, ALONG WITH THE
REPORT OF THE INDEPENDENT AUDITORS,
THE REPORT OF THE BOARD OF AUDITORS
AND THE REPORT OF THE STATUTORY AUDIT
COMMITTEE RELATING TO THE FISCAL YEAR
ENDED
2 THE CAPITAL BUDGETING FOR 2017 FOR FOR Management
3 THE ALLOCATION OF THE RESULTS OF THE FOR FOR Management
FISCAL YEAR ENDED ON DECEMBER 31, 2016
4 THE DEFINITION OF THE NUMBER OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
5 THE ELECTION OF THE MEMBERS FOR THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS
6 INSTATEMENT OF THE BOARD OF AUDITORS FOR FOR Management
7 THE DEFINITION OF THE NUMBER OF FOR FOR Management
MEMBERS OF THE BOARD OF AUDITORS
8 THE ELECTION OF THE MEMBERS FOR THE FOR FOR Management
COMPANY'S BOARD OF AUDITORS
9 THE ANNUAL GLOBAL COMPENSATION OF THE FOR FOR Management
COMPANY'S MANAGEMENT AND MEMBERS OF
THE BOARD OF AUDITORS FOR THE FISCAL
YEAR OF 2017
--------------------------------------------------------------------------------
FIBRIA CELULOSE SA, SAO PAULO
Ticker: Security ID: 31573A109
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 STOCK APPRECIATION RIGHTS PLAN UPON FOR FOR Management
THE SHARES ISSUED BY THE COMPANY
("INCENTIVE PLAN")
2 RECTIFICATION AND RATIFICATION OF THE FOR FOR Management
APPRAISAL REPORT OF THE BOOK VALUE OF
THE SHAREHOLDERS' EQUITY OF VCP
FLORESTAL S.A., PREPARED FOR THE
PURPOSES OF THE MERGER OF VCP
FLORESTAL S.A. INTO THE COMPANY,
APPROVED AT THE EXTRAORDINARY GENERAL
MEETING OF TH
3 RATIFICATION OF THE DECISIONS MADE AT FOR FOR Management
THE COMPANY'S EXTRAORDINARY GENERAL
MEETING HELD ON JANUARY 26, 2005
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDING COMPANY LIMITED
Ticker: Security ID: Y2518F100
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 PLEASE RECOGNIZE THE 2016 BUSINESS FOR FOR Management
REPORT AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY.
3 PLEASE RECOGNIZE THE DISTRIBUTION OF FOR FOR Management
2016 PROFITS. PROPOSED CASH DIVIDEND
:TWD 1.2 PER SHARE. PROPOSED STOCK
DIVIDEND : 20 SHARES PER 1000 SHARES.
4 PLEASE APPROVE THE ISSUANCE OF NEW FOR FOR Management
SHARES VIA CAPITALIZATION OF PROFITS
OF 2016.
5 PLEASE APPROVE THE AMENDMENTS TO THE FOR FOR Management
RULES GOVERNING THE ACQUISITION OR
DISPOSAL OF ASSETS OF THE COMPANY.
6 PLEASE APPROVE THE RELEASE OF FOR FOR Management
NON-COMPETITION RESTRICTION ON THE 5TH
TERM BOARD OF DIRECTORS.
--------------------------------------------------------------------------------
FIRSTRAND LTD
Ticker: Security ID: S5202Z131
Meeting Date: NOV 29, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR MS BOMELA FOR FOR Management
2 RE-ELECTION OF DIRECTOR P COOPER FOR FOR Management
3 RE-ELECTION OF DIRECTOR GG GELINK FOR FOR Management
4 RE-ELECTION OF DIRECTOR NN GWAGWA FOR FOR Management
5 RE-ELECTION OF DIRECTOR BJ VAN DER ROSS FOR FOR Management
6 VACANCIES FILLED BY THE DIRECTOR FOR FOR Management
DURING THE YEAR F KNOETZE
7 APPOINTMENT OF AUDITOR DELOITTE AND FOR FOR Management
TOUCHE
8 APPOINTMENT OF AUDITOR FOR FOR Management
PRICEWATERHOUSECOOPERS INC
9 ENDORSEMENT OF REMUNERATION POLICY FOR FOR Management
10 PLACING THE UNISSUED ORDINARY SHARES FOR FOR Management
UNDER THE CONTROL OF THE DIRECTORS
11 GENERAL AUTHORITY TO ISSUE AUTHORISED FOR FOR Management
BUT UNISSUED ORDINARY SHARES
12 SIGNING AUTHORITY FOR FOR Management
13 GENERAL AUTHORITY TO REPURCHASE FOR FOR Management
ORDINARY SHARES
14 FINANCIAL ASSISTANCE TO DIRECTORS AND FOR FOR Management
PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
15 FINANCIAL ASSISTANCE TO RELATED AND FOR FOR Management
INTERRELATED ENTITIES
16 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS WITH EFFECT FROM 1 DECEMBER
2016
17 ADOPTION OF NEW MEMORANDUM OF FOR FOR Management
INCORPORATION MOI OF THE COMPANY
--------------------------------------------------------------------------------
FOLLI FOLLIE S.A., ATTICA
Ticker: Security ID: X1890Z115
Meeting Date: JUN 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION AND APPROVAL OF THE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2016 TOGETHER WITH THE
ACCOMPANYING BOD AND AUDITOR REPORTS
2 RESOLUTION ON THE APPROPRIATION OF FOR FOR Management
AVAILABLE NET PROFITS FOR THE FISCAL
YEAR 2016 AND THE NON-DISTRIBUTION OF
DIVIDENDS TO SHAREHOLDERS
3 DISCHARGE OF THE MEMBERS OF THE BOD FOR FOR Management
AND OF THE AUDITORS FROM ANY LIABILITY
WITH REGARD TO THE FINANCIAL
STATEMENTS AND ACTIVITIES DURING THE
ACCOUNTING YEAR 2016
4 ELECTION OF TWO CERTIFIED AUDITORS FOR FOR Management
(ORDINARY & SUBSTITUTE) FOR THE
ACCOUNTING YEAR 2017 AND APPROVAL OF
THEIR FEES
5 APPROVAL OF THE FEES PAID TO BOD FOR FOR Management
MEMBERS FOR THE FISCAL YEAR 2016 AND
PRE-APPROVAL OF THEIR FEES FOR THE
FISCAL YEAR 2017
6 APPROVAL OF GUARANTEES AND LIQUIDITY FOR FOR Management
FACILITIES (INCLUDING PARTICIPATION IN
CAPITAL INCREASE) TO AND FROM GROUP
COMPANIES AFFILIATED WITH THE COMPANY
PURSUANT TO ARTICLE 32 OF LAW.
4308/2014 AND PERMISSION AND
AUTHORIZATION TO THE BOARD OF
DIRECTORS OF TH
7 APPROVAL OF A PROGRAM FOR BUYING OWNED FOR FOR Management
SHARES BY THE COMPANY AND DECISION ON
THE MINIMUM PRICE OF ACQUISITION AT 5
EUROS AND MAXIMUM PRICE AT 50 EUROS
8 ISSUANCE, FOR THE PURPOSES OF FOR FOR Management
REFINANCING EXISTING LENDING, OF
COMMON BOND LOAN OR CONVERTIBLE BONDS
UP TO 300.000.000 EUR ACCORDING TO
ARTICLE 3A OF THE CODIFIED LAW
2190/1920 AND ARTICLE 8 OF THE LAW
3156/2003 WITH BONDS CONVERTIBLE TO
ORDINARY REGISTER
9 VARIOUS ANNOUNCEMENTS, APPROVALS AND FOR AGAINST Management
DECISIONS
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
Ticker: FMX Security ID: 344419106
Meeting Date: MAR 16, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT OF THE CHIEF EXECUTIVE OFFICER WITHHOLD FOR Management
OF FOMENTO ECONOMICO ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
2 REPORT WITH RESPECT TO THE COMPLIANCE WITHHOLD FOR Management
OF TAX OBLIGATIONS.
3 APPLICATION OF THE RESULTS FOR THE WITHHOLD FOR Management
2016 FISCAL YEAR, TO INCLUDE A
DIVIDEND DECLARATION AND PAYMENT IN
CASH, IN MEXICAN PESOS.
4 PROPOSAL TO DETERMINE THE MAXIMUM WITHHOLD FOR Management
AMOUNT OF RESOURCES TO BE USED FOR THE
SHARE REPURCHASE PROGRAM OF THE OWN
COMPANY.
5 ELECTION OF MEMBERS AND SECRETARIES OF WITHHOLD FOR Management
THE BOARD OF DIRECTORS, QUALIFICATION
OF THEIR INDEPENDENCE, IN ACCORDANCE
WITH THE SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
6 ELECTION OF MEMBERS OF THE FOLLOWING WITHHOLD FOR Management
COMMITTEES: (I) STRATEGY AND FINANCE,
(II) AUDIT, AND (III) CORPORATE
PRACTICES; APPOINTMENT OF THEIR
RESPECTIVE CHAIRMAN, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
7 APPOINTMENT OF DELEGATES FOR THE WITHHOLD FOR Management
FORMALIZATION OF THE MEETING'S
RESOLUTION.
8 READING AND, IF APPLICABLE, APPROVAL WITHHOLD FOR Management
OF THE MINUTE.
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV, MEXICO
Ticker: Security ID: 344419106
Meeting Date: MAR 16, 2017 Meeting Type: Ordinary General Meeting
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT OF THE CHIEF EXECUTIVE OFFICER FOR FOR Management
OF FOMENTO ECONOMICO MEXICANO, S.A.B.
DE C.V.; OPINION OF THE BOARD OF
DIRECTORS REGARDING THE CONTENT OF THE
REPORT OF THE CHIEF EXECUTIVE OFFICER
AND REPORTS OF THE BOARD OF DIRECTORS
REGARDING THE MAIN POLICIES AND
2 REPORT WITH RESPECT TO THE COMPLIANCE FOR FOR Management
OF TAX OBLIGATIONS
3 APPLICATION OF THE RESULTS FOR THE FOR FOR Management
2016 FISCAL YEAR, TO INCLUDE A
DIVIDEND DECLARATION AND PAYMENT IN
CASH, IN MEXICAN PESOS
4 PROPOSAL TO DETERMINE THE MAXIMUM FOR FOR Management
AMOUNT OF RESOURCES TO BE USED FOR THE
SHARE REPURCHASE PROGRAM OF THE OWN
COMPANY
5 ELECTION OF MEMBERS AND SECRETARIES OF FOR FOR Management
THE BOARD OF DIRECTORS, QUALIFICATION
OF THEIR INDEPENDENCE, IN ACCORDANCE
WITH THE SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION
6 ELECTION OF MEMBERS OF THE FOLLOWING FOR FOR Management
COMMITTEES: (I) STRATEGY AND FINANCE,
(II) AUDIT, AND (III) CORPORATE
PRACTICES; APPOINTMENT OF THEIR
RESPECTIVE CHAIRMAN, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION
7 APPOINTMENT OF DELEGATES FOR THE FOR FOR Management
FORMALIZATION OF THE MEETING'S
RESOLUTION
8 READING AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF THE MINUTE
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FORMOSA CHEMICALS & FIBRE CORP
Ticker: Security ID: Y25946107
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 BUSINESS REPORT AND FINANCIAL FOR FOR Management
STATEMENTS.
3 PROPOSAL FOR DISTRIBUTION OF 2016 FOR FOR Management
PROFITS. PROPOSED CASH DIVIDEND: TWD 5.
6 PER SHARE.
4 AMENDMENT OF THE COMPANY'S 'PROCEDURES FOR FOR Management
FOR ACQUISITION AND DISPOSAL OF ASSETS
OF THE COMPANY'.
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FORMOSA PLASTICS CORP, TAIPEI
Ticker: Security ID: Y26095102
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 RATIFICATION OF PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 4.6 PER SHARE
4 AMENDMENT OF THE COMPANY'S PROCEDURES FOR FOR Management
FOR ACQUISITION AND DISPOSAL OF ASSETS
OF THE COMPANY
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FORMOSA TAFFETA CO LTD, TOULIU
Ticker: Security ID: Y26154107
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF THE 2016 BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS
REQUIRED BY THE COMPANY ACT
3 RATIFICATION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS REQUIRED
BY THE COMPANY ACT. PROPOSED CASH
DIVIDEND: TWD 1.5 PER SHARE.
4 DISCUSSION OF AMENDMENTS TO PROCEDURE FOR FOR Management
FOR ACQUISITION AND DISPOSAL OF ASSET
OF THE COMPANY
5 THE ELECTION OF THE DIRECTOR:FORMOSA FOR FOR Management
CHEMICALS AND FIBRE CORPORATION
,SHAREHOLDER NO.0000002,WONG, WEN YUAN
AS REPRESENTATIVE
6 THE ELECTION OF THE DIRECTOR:KAI FU FOR FOR Management
ENTERPRISE CO., LTD,SHAREHOLDER NO.
0208207,HSIE SHIH MING AS
REPRESENTATIVE
7 THE ELECTION OF THE DIRECTOR:FORMOSA FOR FOR Management
CHEMICALS AND FIBRE CORPORATION
,SHAREHOLDER NO.0000002,HONG FU YUAN
AS REPRESENTATIVE
8 THE ELECTION OF THE DIRECTOR:FORMOSA FOR FOR Management
CHEMICALS AND FIBRE CORPORATION
,SHAREHOLDER NO.0000002,HUANG DONG
TERNG AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR:FORMOSA FOR FOR Management
CHEMICALS AND FIBRE CORPORATION
,SHAREHOLDER NO.0000002,LEE MING CHANG
AS REPRESENTATIVE
10 THE ELECTION OF THE DIRECTOR:FORMOSA FOR FOR Management
CHEMICALS AND FIBRE CORPORATION
,SHAREHOLDER NO.0000002,TSAI TIEN
SHUAN AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR:CHANGHUA FOR FOR Management
COUNTY SHU-WANG LAI'S WELFARE AND
CHARITY FOUNDATION,SHAREHOLDER NO.
0014515,LEE MAN CHUN AS REPRESENTATIVE
12 THE ELECTION OF THE DIRECTOR:HSIEH FOR FOR Management
MING DER,SHAREHOLDER NO.0000090
13 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:CHENG YU,SHAREHOLDER NO.
P102776XXX
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:WANG KUNG,SHAREHOLDER NO.
A100684XXX
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:KUO CHIA CHI,SHAREHOLDER NO.
0218419
16 RELEASE OF RESTRICTIONS ON DIRECTORS FOR FOR Management
OF THE COMPANY, JURISTIC PERSON
SHAREHOLDERS, AND THEIR AUTHORIZED
REPRESENTATIVES, ELECTED AS DIRECTORS
OF THE COMPANY, FROM NON-COMPETITION
--------------------------------------------------------------------------------
FOXCONN TECHNOLOGY CO LTD
Ticker: Security ID: Y3002R105
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF THE 2016 BUSINESS FOR FOR Management
REPORT AND AUDITED FINANCIAL
STATEMENTS.
3 RATIFICATION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS.PROPOSED
CASH DIVIDEND:TWD3.8 PER SHARE.
4 DISCUSSION OF AMENDMENTS TO THE FOR FOR Management
COMPANY'S 'PROCEDURES FOR ACQUISITION
OR DISPOSAL OF ASSETS.'
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD
Ticker: Security ID: Y26528102
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 BUSINESS REPORT AND FINANCIAL FOR FOR Management
STATEMENTS
3 2016 EARNINGS DISTRIBUTION PLAN. FOR FOR Management
PROPOSED CASH DIVIDEND: TWD 2 PER
SHARE.
4 THE COMPANYS PLAN TO RAISE LONG-TERM FOR FOR Management
CAPITAL
5 AMENDMENT TO THE COMPANYS ARTICLES OF FOR FOR Management
INCORPORATION
6 AMENDMENT TO THE COMPANYS PROCEDURES FOR FOR Management
GOVERNING THE ACQUISITION OR DISPOSAL
OF ASSETS
7 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,RICHARD M. TSAI AS REPRESENTATIVE
8 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,DANIEL M. TSAI AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,VIVIEN HSU AS REPRESENTATIVE
10 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,ERIC CHEN AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,HOWARD LIN AS REPRESENTATIVE
12 THE ELECTION OF THE DIRECTORS.:MING FOR FOR Management
DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER
NO.72,JERRY HARN AS REPRESENTATIVE
13 THE ELECTION OF THE DIRECTORS.:TAIPEI FOR FOR Management
CITY GOVERNMENT ,SHAREHOLDER NO.
297306,CHIH-MING CHEN AS REPRESENTATIVE
14 THE ELECTION OF THE DIRECTORS.:TAIPEI FOR FOR Management
CITY GOVERNMENT ,SHAREHOLDER NO.
297306,HSIU-HUI YUAN AS REPRESENTATIVE
15 THE ELECTION OF THE DIRECTORS.:TAIPEI FOR FOR Management
CITY GOVERNMENT ,SHAREHOLDER NO.
297306,HSIU-CHU LIANG AS REPRESENTATIVE
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHI-YAN LOUIS
CHEUNG,SHAREHOLDER NO.E8806XXX
17 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:MING-JE TANG,SHAREHOLDER NO.
255756
18 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SHIN-MIN CHEN,SHAREHOLDER NO.
J100657XXX
19 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHAN-JANE LIN,SHAREHOLDER NO.
R203128XXX
20 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:JUNG-FENG CHANG,SHAREHOLDER
NO.H101932XXX
21 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:FAN-CHIH WU,SHAREHOLDER NO.
A101441XXX
22 RELEASE OF THE 7TH TERM BOARD OF FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS (RICHARD M. TSAI)
23 RELEASE OF THE 7TH TERM BOARD OF FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS (DANIEL M. TSAI)
24 RELEASE OF THE 7TH TERM BOARD OF FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS (CHI-YAN LOUIS CHEUNG)
25 RELEASE OF THE 7TH TERM BOARD OF FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS (JERRY HARN)
26 RELEASE OF THE 7TH TERM BOARD OF FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS (TAIPEI CITY GOVERNMENT)
--------------------------------------------------------------------------------
FUTURE LAND DEVELOPMENT HOLDINGS LIMITED
Ticker: Security ID: G3701A106
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES AND
THE REPORTS OF THE DIRECTORS AND
AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR OF THE COMPANY: MR. LIU
YUANMAN, EXECUTIVE DIRECTOR
6 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR OF THE COMPANY: MR. CHAN WAI
KIN, EXECUTIVE DIRECTOR
7 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR OF THE COMPANY: MR. ZHU
ZENGJIN, INDEPENDENT NON-EXECUTIVE
DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE DIRECTORS
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR OF THE COMPANY AND
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX ITS REMUNERATION
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL SHARES
NOT EXCEEDING 20% OF THE NUMBER OF THE
ISSUED SHARES OF THE COMPANY AS AT THE
DATE OF THIS RESOLUTION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES NOT EXCEEDING 10% OF THE NUMBER
OF THE ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION
12 TO EXTEND THE AUTHORITY GIVEN TO THE FOR FOR Management
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 5(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARES
OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION
NO. 5(B)
--------------------------------------------------------------------------------
GAZPROM NEFT PJSC, ST.PETERSBURG
Ticker: Security ID: 36829G107
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE ANNUAL REPORT OF GAZPROM FOR FOR Management
NEFT PJSC FOR 2016
2 APPROVE THE ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS, INCLUDING THE
PROFIT AND LOSS STATEMENT, OF GAZPROM
NEFT PJSC FOR 2016
3 APPROVE THE DISTRIBUTION OF PROFIT OF FOR FOR Management
GAZPROM NEFT PJSC UPON THE RESULTS OF
2016
4 PAY THE DIVIDENDS UPON THE RESULTS OF FOR FOR Management
2016 IN THE MONETARY FORM IN THE
AMOUNT OF 10.68 RUBLES PER ONE
ORDINARY SHARE; SET THE DATE FOR
DETERMINING THE PERSONS ENTITLED TO
RECEIVE DIVIDENDS ARE DEFINED TO BE
JUNE 26, 2017; SET THE TIMEFRAME FOR
PAYING THE
5 DETERMINE THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS OF GAZPROM NEFT
PJSC AT 13 (THIRTEEN) PERSONS
7 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: ALISOV VLADIMIR
IVANOVICH
8 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: GARAEV MARAT
MARSELEVICH
9 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: GOLUBEV VALERY
ALEKSANDROVICH
10 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: DUBIK NIKOLAI
NIKOLAEVICH
11 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: DYUKOV ALEXANDER
VALERIEVICH
12 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: KRUGLOV ANDREI
VYACHESLAVOVICH
13 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: MILLER ALEXEI
BORISOVICH
14 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: MIKHAILOVA ELENA
VLADIMIROVNA
15 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: SELEZNEV KIRILL
GENNADIEVICH
16 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: SERDUKOV VALERY
PAVLOVICH
17 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: SEREDA MIKHAIL
LEONIDOVICH
18 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: FURSENKO SERGEY
ALEKSANDROVICH
19 ELECT THE BOARD OF DIRECTOR OF GAZPROM FOR FOR Management
NEFT PJSC AS FOLLOWS: CHEREPANOV
VSEVOLOD VALDIMIROVICH
20 ELECT THE AUDITING COMMITTEE OF FOR FOR Management
GAZPROM NEFT PJSC AS FOLLOWS: BIKULOV
VADIM KASYMOVICH
21 ELECT THE AUDITING COMMITTEE OF FOR FOR Management
GAZPROM NEFT PJSC AS FOLLOWS: DELVIG
GALINA YURIEVNA
22 ELECT THE AUDITING COMMITTEE OF FOR FOR Management
GAZPROM NEFT PJSC AS FOLLOWS: KOTLYAR
ANATOLY ANATOLOEVICH
23 ELECT THE AUDITING COMMITTEE OF FOR FOR Management
GAZPROM NEFT PJSC AS FOLLOWS: MIRONOVA
MARGARITA IVANOVNA
24 ELECT THE AUDITING COMMITTEE OF FOR FOR Management
GAZPROM NEFT PJSC AS FOLLOWS:
TOLSTIKOVA INNA BORISOVNA
25 APPROVE JSC "PRICEWATERHOUSECOOPERS FOR FOR Management
AUDIT" AS THE AUDITOR OF GAZPROM NEFT
PJSC FOR 2017
26 ON REMUNERATION TO THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS OF GAZPROM NEFT PJSC
27 ON REMUNERATION TO THE MEMBERS OF THE FOR FOR Management
AUDITING COMMITTEE OF GAZPROM NEFT PJSC
--------------------------------------------------------------------------------
GAZPROM PJSC, MOSCOW
Ticker: Security ID: 368287207
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE OF PJSC GAZPROM ANNUAL REPORT FOR FOR Management
FOR 2016
2 APPROVE OF PJSC GAZPROM ANNUAL FOR FOR Management
ACCOUNTS (FINANCIAL STATEMENTS) FOR
2016
3 APPROVE OF PJSC GAZPROM PROFIT FOR FOR Management
ALLOCATION AS OF THE END OF 2016
4 APPROVE OF THE AMOUNT, TIMING, AND FOR FOR Management
FORM OF PAYMENT OF THE ANNUAL
DIVIDENDS ON THE COMPANY'S SHARES AND
THE DATE, AS OF WHICH THE PERSONS
ENTITLED TO THE DIVIDENDS ARE
DETERMINED, AS PROPOSED BY PJSC
GAZPROM BOARD OF DIRECTORS: PAY RUB
190,327.4 MLN. ANNUA
5 APPROVE OF THE FINANCIAL AND FOR FOR Management
ACCOUNTING CONSULTANTS LIMITED
LIABILITY COMPANY AS PJSC GAZPROM
AUDITOR: FBK
6 PAY OUT REMUNERATIONS TO MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
7 PAY OUT REMUNERATIONS TO MEMBERS OF FOR FOR Management
THE AUDIT COMMISSION IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
8 APPROVE OF THE AMENDMENTS TO PJSC FOR FOR Management
GAZPROM ARTICLES OF ASSOCIATION
9 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM BOARD OF
DIRECTORS
10 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM MANAGEMENT
COMMITTEE
11 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM CHAIRMAN OF
THE MANAGEMENT COMMITTEE
12 APPROVE OF THE NEW VERSION OF PJSC FOR FOR Management
GAZPROM CORPORATE GOVERNANCE CODE
13 APPROVE OF PJSC GAZPROM PARTICIPATION FOR FOR Management
IN THE GLOBAL GAS CENTRE ASSOCIATION
15 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ANDREY IGOREVICH AKIMOV
16 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VIKTOR ALEKSEEVICH ZUBKOV
17 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
TIMUR KULIBAEV
18 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
DENIS VALENTINOVICH MANTUROV
19 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VITALY ANATOLIEVICH MARKELOV
20 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VIKTOR GEORGIEVICH MARTYNOV
21 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VLADIMIR ALEXANDROVICH MAU
22 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ALEXEY BORISOVICH MILLER
23 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ALEXANDER VALENTINOVICH NOVAK
24 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
DMITRY NIKOLAEVICH PATRUSHEV
25 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
MIKHAIL LEONIDOVICH SEREDA
27 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. VLADIMIR IVANOVICH ALISOV
28 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. VADIM KASYMOVICH BIKULOV
29 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. ALEXANDER ALEXEEVICH
GLADKOV
30 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. ALEXANDER SERGEEVICH
IVANNIKOV
31 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. MARGARITA IVANOVNA
MIRONOVA
32 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. LIDIA VASILIEVNA MOROZOVA
33 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. YURY STANISLAVOVICH NOSOV
34 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. KAREN IOSIFOVICH OGANYAN
35 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. DMITRY ALEXANDROVICH
PASHKOVSKY
36 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. ALEXANDRA ANDREEVNA
PETROVA
37 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. SERGEY REVAZOVICH
PLATONOV
38 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. MIKHAIL NIKOLAEVICH
ROSSEEV
39 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. OKSANA VALERIEVNA
TARASENKO
40 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. TATIANA VLADIMIROVNA
FISENKO
1 APPROVE OF PJSC GAZPROM ANNUAL REPORT FOR FOR Management
FOR 2016
2 APPROVE OF PJSC GAZPROM ANNUAL FOR FOR Management
ACCOUNTS (FINANCIAL STATEMENTS) FOR
2016
3 APPROVE OF PJSC GAZPROM PROFIT FOR FOR Management
ALLOCATION AS OF THE END OF 2016
4 APPROVE OF THE AMOUNT, TIMING, AND FOR FOR Management
FORM OF PAYMENT OF THE ANNUAL
DIVIDENDS ON THE COMPANY'S SHARES AND
THE DATE, AS OF WHICH THE PERSONS
ENTITLED TO THE DIVIDENDS ARE
DETERMINED, AS PROPOSED BY PJSC
GAZPROM BOARD OF DIRECTORS: PAY RUB
190,327.4 MLN. ANNUA
5 APPROVE OF THE FINANCIAL AND FOR FOR Management
ACCOUNTING CONSULTANTS LIMITED
LIABILITY COMPANY AS PJSC GAZPROM
AUDITOR: FBK
6 PAY OUT REMUNERATIONS TO MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
7 PAY OUT REMUNERATIONS TO MEMBERS OF FOR FOR Management
THE AUDIT COMMISSION IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
8 APPROVE OF THE AMENDMENTS TO PJSC FOR FOR Management
GAZPROM ARTICLES OF ASSOCIATION
9 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM BOARD OF
DIRECTORS
10 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM MANAGEMENT
COMMITTEE
11 APPROVE OF THE AMENDMENTS TO THE FOR FOR Management
REGULATION ON PJSC GAZPROM CHAIRMAN OF
THE MANAGEMENT COMMITTEE
12 APPROVE OF THE NEW VERSION OF PJSC FOR FOR Management
GAZPROM CORPORATE GOVERNANCE CODE
13 APPROVE OF PJSC GAZPROM PARTICIPATION FOR FOR Management
IN THE GLOBAL GAS CENTRE ASSOCIATION
15 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ANDREY IGOREVICH AKIMOV
16 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VIKTOR ALEKSEEVICH ZUBKOV
17 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
TIMUR KULIBAEV
18 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
DENIS VALENTINOVICH MANTUROV
19 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VITALY ANATOLIEVICH MARKELOV
20 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VIKTOR GEORGIEVICH MARTYNOV
21 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
VLADIMIR ALEXANDROVICH MAU
22 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ALEXEY BORISOVICH MILLER
23 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
ALEXANDER VALENTINOVICH NOVAK
24 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
DMITRY NIKOLAEVICH PATRUSHEV
25 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR (SUPERVISORY BOARD): MR.
MIKHAIL LEONIDOVICH SEREDA
27 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. VLADIMIR IVANOVICH ALISOV
28 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. VADIM KASYMOVICH BIKULOV
29 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. ALEXANDER ALEXEEVICH
GLADKOV
30 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. ALEXANDER SERGEEVICH
IVANNIKOV
31 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. MARGARITA IVANOVNA
MIRONOVA
32 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. LIDIA VASILIEVNA MOROZOVA
33 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. YURY STANISLAVOVICH NOSOV
34 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. KAREN IOSIFOVICH OGANYAN
35 ELECTION OF THE COMPANY'S INTERNAL FOR FOR Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. DMITRY ALEXANDROVICH
PASHKOVSKY
36 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. ALEXANDRA ANDREEVNA
PETROVA
37 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. SERGEY REVAZOVICH
PLATONOV
38 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MR. MIKHAIL NIKOLAEVICH
ROSSEEV
39 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. OKSANA VALERIEVNA
TARASENKO
40 ELECTION OF THE COMPANY'S INTERNAL FOR ABSTAIN Management
AUDIT COMMISSION MEMBER (INTERNAL
AUDITOR): MS. TATIANA VLADIMIROVNA
FISENKO
--------------------------------------------------------------------------------
GETIN NOBLE BANK S.A., WARSAW
Ticker: Security ID: X3214S108
Meeting Date: MAY 09, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPOINTMENT OF THE MEETING'S FOR FOR Management
CHAIRPERSON
4 STATEMENT OF THE MEETING'S LEGAL FOR FOR Management
VALIDITY
5 APPROVAL OF THE AGENDA FOR FOR Management
6 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF THE
MANAGEMENT'S REPORT ON ACTIVITY OF THE
COMPANY'S CAPITAL GROUP IN 2016 AND
THE MANAGEMENT'S REPORT ON COMPANY'S
ACTIVITY IN 2016
7 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF THE
FINANCIAL STATEMENT FOR 2016
8 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY'S CAPITAL GROUP FOR 2016
9 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF THE
SUPERVISORY BOARD'S REPORT ON ITS
ACTIVITY IN 2016
10 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF PROFIT FOR 2016 DISTRIBUTION
11 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF DUTIES' FULFILLING BY THE
MANAGEMENT BOARD FOR 2016
12 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF DUTIES' FULFILLING BY THE
SUPERVISORY BOARD FOR 2016
13 ADOPTION OF THE RESOLUTION ON FOR FOR Management
APPOINTMENT OF THE SUPERVISORY BOARD
MEMBERS
14 ADOPTION OF A RESOLUTION ON EXCLUSION FOR FOR Management
OF THE PRE-EMPTIVE RIGHTS OF SERIES B
SHARES ISSUED ON THE BASIS OF A
RESOLUTION OF THE BANK'S MANAGEMENT
BOARD CONCERNING THE INCREASE OF THE
COMPANY'S SHARE CAPITAL WITHIN THE
AUTHORIZED CAPITAL BY WAY OF PRIVATE SU
15 ADOPTION OF THE RESOLUTION ON FOR FOR Management
AMENDMENTS TO THE COMPANY'S STATUTE
TEXT
--------------------------------------------------------------------------------
GOLD FIELDS LIMITED
Ticker: GFI Security ID: 38059T106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-APPOINTMENT OF KPMG AS AUDITORS WITHHOLD FOR Management
2 ORDINARY RESOLUTION NUMBER 2.1 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: TP GOODLACE
3 ORDINARY RESOLUTION NUMBER 2.2 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: A ANDANI
4 ORDINARY RESOLUTION NUMBER 2.3 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: PJ BACCHUS
5 ORDINARY RESOLUTION NUMBER 2.4 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: YGH SULEMAN
6 ORDINARY RESOLUTION NUMBER 2.5 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: C LETTON
7 ORDINARY RESOLUTION NUMBER 2.6 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: NJ HOLLAND
8 ORDINARY RESOLUTION NUMBER 2.7 WITHHOLD FOR Management
RE-ELECTION OF A DIRECTOR: PA SCHMIDT
9 ORDINARY RESOLUTION NUMBER 3.1 WITHHOLD FOR Management
RE-ELECTION OF A MEMBER AND NEW CHAIR
OF THE AUDIT COMMITTEE: YGH SULEMAN
10 ORDINARY RESOLUTION NUMBER 3.2 WITHHOLD FOR Management
RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: A ANDANI
11 ORDINARY RESOLUTION NUMBER 3.3 WITHHOLD FOR Management
RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: PJ BACCHUS
12 ORDINARY RESOLUTION NUMBER 3.4 WITHHOLD FOR Management
RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: RP MENELL
13 ORDINARY RESOLUTION NUMBER 3.5 WITHHOLD FOR Management
RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: DMJ NCUBE
14 APPROVAL FOR THE ISSUE OF AUTHORISED WITHHOLD FOR Management
BUT UNISSUED ORDINARY SHARES
15 APPROVAL FOR THE CONVERSION OF THE WITHHOLD FOR Management
ORDINARY PAR VALUE SHARES TO ORDINARY
NO PAR VALUE SHARES
16 APPROVAL FOR THE INCREASE IN THE WITHHOLD FOR Management
AUTHORISED SHARE CAPITAL
17 APPROVAL FOR THE ISSUING OF EQUITY WITHHOLD FOR Management
SECURITIES FOR CASH
18 ADVISORY ENDORSEMENT OF THE WITHHOLD FOR Management
REMUNERATION POLICY
19 APPROVAL OF THE REMUNERATION OF WITHHOLD FOR Management
NON-EXECUTIVE DIRECTORS
20 APPROVAL FOR THE COMPANY TO GRANT WITHHOLD FOR Management
INTER-GROUP FINANCIAL ASSISTANCE IN
TERMS OF SECTIONS 44 AND 45 OF THE ACT
21 ACQUISITION OF THE COMPANY'S OWN SHARES WITHHOLD FOR Management
22 AMENDMENTS TO THE EXISTING MEMORANDUM WITHHOLD FOR Management
OF INCORPORATION
--------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD
Ticker: Security ID: G3978C124
Meeting Date: JUN 12, 2017 Meeting Type: Special General Meeting
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE CHANGE OF THE ENGLISH FOR FOR Management
NAME OF THE COMPANY FROM "GOME
ELECTRICAL APPLIANCES HOLDING LIMITED"
TO "GOME RETAIL HOLDINGS LIMITED" AND
TO ADOPT THE CHINESE NAME" AS
SPECIFIED" FOR IDENTIFICATION PURPOSE
IN PLACE OF THE EXISTING CHINESE NAME
OF "
--------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
Ticker: Security ID: X3232T104
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 SUBMISSION AND APPROVAL OF THE FOR FOR Management
COMPANY'S FINANCIAL STATEMENTS AND OF
THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE SEVENTEENTH (17TH) FISCAL YEAR
(FROM THE 1ST OF JANUARY 2016 TO THE
31ST OF DECEMBER 2016) AND OF THE
RELEVANT DIRECTORS' REPORT AND AUDITOR
3 APPROVAL OF THE DISTRIBUTION OF FOR FOR Management
EARNINGS FOR THE SEVENTEENTH (17TH)
FISCAL YEAR (FROM THE 1ST OF JANUARY
2016 TO 31ST OF DECEMBER 2016)
4 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE STATUTORY
AUDITORS OF THE COMPANY FROM ANY
LIABILITY FOR COMPENSATION FOR THE
REALIZED (MANAGEMENT) FOR THE
SEVENTEENTH (17TH) FISCAL YEAR (FROM
THE 1ST OF JANUARY 2016 TO THE 31ST OF
DECEMBER 201
5 APPROVAL OF COMPENSATION AND FOR FOR Management
REMUNERATION TO THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE SEVENTEENTH
(17TH) FISCAL YEAR (FROM THE 1ST OF
JANUARY 2016 TO THE 31ST OF DECEMBER
2016) PURSUANT TO ARTICLE 24 OF
CODIFIED LAW 2190/1920, AS IN FORCE
6 PRE-APPROVAL OF THE COMPENSATION AND FOR FOR Management
REMUNERATION OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS FOR THE
CURRENT EIGHTEENTH (18TH) FISCAL YEAR
(FROM THE 1ST OF JANUARY 2017 TO THE
31ST OF DECEMBER 2017) PURSUANT TO
ARTICLE 24 OF CODIFIED LAW 2190/1920
7 SELECTION OF CERTIFIED AUDITORS FOR FOR FOR Management
THE AUDIT OF THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE CURRENT
EIGHTEENTH (18TH) FISCAL YEAR (FROM
THE 1ST OF JANUARY 2017 TO THE 31ST OF
DECEMBER 2017) AND THE ISSUANCE OF THE
ANNUAL TAX REPORT
8 PROVISION OF PERMISSION PURSUANT TO FOR FOR Management
ARTICLE 23, PARAGRAPH 1 OF CODIFIED
LAW 2190/1920, AS IN FORCE, TO THE
BOARD OF DIRECTORS' MEMBERS AND THE
OFFICERS OF THE COMPANY'S GENERAL
DIRECTORATES AND DIVISIONS FOR THEIR
PARTICIPATION IN THE BOARDS OF
DIRECTORS
9 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: LEASE AGREEMENT BETWEEN THE
COMPANY AND HORSE RACES S.A. (FOR THE
USE
10 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: LEASE AGREEMENT BETWEEN THE
COMPANY AND OPAP SERVICES S.A. (FOR
THE US
11 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: SUBLEASE AGREEMENT BETWEEN
THE COMPANY AND TORA DIRECT S.A. (FOR
THE U
12 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: SUBLEASE AGREEMENT BETWEEN
THE COMPANY AND TORA WALLET S.A. (FOR
THE U
13 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: TRADEMARK LICENSE AGREEMENT
BETWEEN THE COMPANY AND HORSE RACES S.A
14 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: EXECUTED
CONTRACTS OF THE COMPANY WITH RELATED
PARTIES: TRADEMARK LICENSE AGREEMENT
BETWEEN THE COMPANY AND HELLENIC
LOTTERIES
15 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HELLENIC LOTTE
16 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HELLENIC LOTTE
17 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HORSE RACES S.
18 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HORSE RACES S.
19 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HORSE RACES S.
20 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF HORSE RACES S.
21 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OPAP SPORTS LTD
22 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF TORA DIRECT S.
23 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CORPORATE
GUARANTEES PROVIDED TO THIRD PARTIES
ON FAVOR OF RELATED PARTIES: CORPORATE
GUARANTEE IN FAVOR OF NEUROSOFT S.A
24 PROVISION OF SPECIFIC PERMISSION FOR FOR FOR Management
THE CONCLUSION OF CONTRACTS PURSUANT
TO ARTICLE 23A OF CODIFIED LAW
2190/1920, AS IN FORCE: FOR CONTRACTS
THAT HAVE BEEN NEGOTIATED WITH RELATED
PARTIES BUT HAVE NOT YET BEEN SIGNED
PENDING THE APPROVAL OF THE GENERAL
25 APPROVAL OF THE REPLACEMENT OF A FOR FOR Management
MEMBER OF THE COMPANY'S BOARD OF
DIRECTORS
26 ADDITION TO THE COMPANY'S PURPOSE AND FOR FOR Management
AMENDMENT OF ARTICLE 2 (PURPOSE) OF
THE COMPANY'S ARTICLES OF ASSOCIATION
27 PROVISION OF APPROVAL FOR THE FOR FOR Management
ACQUISITION OF THE COMPANY'S OWN
SHARES PURSUANT TO ARTICLE 16 OF
CODIFIED LAW 2190/1920, AS IN FORCE
28 APPROVAL OF THE DISTRIBUTION OF PART FOR FOR Management
OF THE NET PROFITS OF THE FINANCIAL
YEAR 2016 OF THE COMPANY TO EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS AND
OTHER KEY MANAGEMENT PERSONNEL OF THE
COMPANY
29 APPROVAL OF A LONG TERM INCENTIVE FOR FOR Management
SCHEME WITH DISTRIBUTION OF PART OF
THE NET PROFITS OF THE COMPANY TO
EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS AND OTHER KEY MANAGEMENT
PERSONNEL OF THE COMPANY
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD, GEORGE TOWN
Ticker: Security ID: G4100M105
Meeting Date: AUG 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE ACQUISITION AGREEMENT, FOR FOR Management
THE DISPOSAL AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
4 TO APPROVE THE NINGBO ACQUISITION FOR FOR Management
AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
5 TO APPROVE THE TRADEMARK ASSIGNMENT FOR FOR Management
FRAMEWORK AND SUPPLEMENTAL AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD, GEORGE TOWN
Ticker: Security ID: G4100M105
Meeting Date: OCT 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE JOINT DEVELOPMENT FOR FOR Management
AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD, GEORGE TOWN
Ticker: Security ID: G4100M105
Meeting Date: DEC 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE FRAMEWORK AGREEMENT AND FOR FOR Management
THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD, GEORGE TOWN
Ticker: Security ID: G4100M105
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS") AND OF THE
AUDITORS OF THE COMPANY (THE
"AUDITORS") FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO APPROVE THE RECOMMENDED FINAL FOR FOR Management
DIVIDEND OF RMB0.12 PER SHARE FOR THE
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR SONG WEIPING AS AN
EXECUTIVE DIRECTOR
6 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR LIU WENSHENG AS AN
EXECUTIVE DIRECTOR
7 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR SUN GUOQIANG AS AN
EXECUTIVE DIRECTOR
8 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: MR SHOU BAINIAN AS AN
EXECUTIVE DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS FOR FOR Management
(THE "BOARD") TO DETERMINE THE
DIRECTORS' REMUNERATION
10 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS THE AUDITORS AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY (THE "SHARES") NOT EXCEEDING
10% OF THE AGGREGATE NOMINAL AMOUNT OF
THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES NOT EXCEEDING 20% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE
DATE OF PASSING OF THIS RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS BY RESOLUTION NO. 7
TO ISSUE SHARES BY ADDING THE
AGGREGATE NOMINAL AMOUNT OF SHARES
REPURCHASED BY THE COMPANY PURSUANT TO
THE GENERAL MANDATE GRANTED BY
RESOLUTION NO. 6
14 TO AMEND THE MEMORANDUM OF ASSOCIATION FOR FOR Management
AND ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------
GRENDENE SA, SOBRAL
Ticker: Security ID: P49516100
Meeting Date: APR 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ACCEPT THE MANAGEMENTS ACCOUNTS, FOR FOR Management
EXAMINE, DISCUSS AND VOTE ON THE
ACCOUNTING AND OR FINANCIAL STATEMENTS
FOR THE BUSINESS YEAR ENDED ON
DECEMBER 31, 2016
4 TO DECIDE ON THE DESTINATION OF THE FOR FOR Management
NET PROFIT FOR THE YEAR AND THE
DISTRIBUTION OF DIVIDENDS, IN
ACCORDANCE WITH THE PROPOSAL BY THE
COMPANY'S EXECUTIVE MANAGEMENT
5 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
COMPANY DIRECTORS
--------------------------------------------------------------------------------
GRENDENE SA, SOBRAL
Ticker: Security ID: P49516100
Meeting Date: APR 10, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE WAIVER OF FOR FOR Management
THE REQUIREMENT OF THE PUBLICATION OF
LEGAL NOTICES OF THE COMPANY IN A
THIRD NEWSPAPER, IN THIS CASE VALOR
ECONOMICO, WHICH WAS PROPOSED BY THE
MANAGEMENT IN ACCORDANCE WITH A
MEETING OF THE BOARD OF DIRECTORS THAT
W
--------------------------------------------------------------------------------
GRUPA LOTOS S.A., GDANSK
Ticker: Security ID: X32440103
Meeting Date: SEP 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 APPROVAL OF THE AGENDA FOR FOR Management
7 CHANGES IN THE STATUTE FOR FOR Management
8 GRANTING THE AUTHORISATION TO FOR FOR Management
SUPERVISORY BOARD TO ESTABLISH THE
UNIFIED TEXT OF STATUTE
9 CHANGES IN SUPERVISORY BOARD MEMBERSHIP FOR FOR Management
--------------------------------------------------------------------------------
GRUPA LOTOS S.A., GDANSK
Ticker: Security ID: X32440103
Meeting Date: DEC 22, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 APPROVAL OF THE AGENDA FOR FOR Management
7 RESOLUTION ON RULES OF REMUNERATION FOR FOR Management
FOR MEMBERS OF MANAGEMENT BOARD
8 RESOLUTION ON RULES OF REMUNERATION FOR FOR Management
FOR MEMBERS OF SUPERVISORY BOARD
9 CHANGES IN SUPERVISORY BOARD MEMBERSHIP FOR FOR Management
--------------------------------------------------------------------------------
GRUPA LOTOS S.A., GDANSK
Ticker: Security ID: X32440103
Meeting Date: MAR 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF CHAIRMAN OF THE MEETING FOR FOR Management
5 STATING THE CORRECTNESS OF CONVENING FOR FOR Management
THE MEETING AND ITS ABILITY TO ADOPT
BINDING RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 CONSENT TO ADOPTION OF THE RULES OF FOR FOR Management
ELIGIBILITY AND APPOINTMENT OF MEMBERS
OF MANAGEMENT AND SUPERVISORY
COMPANIES OF THE LOTOS GROUP SA
8 CHANGE OF THE ARTICLES OF ASSOCIATION FOR FOR Management
OF THE COMPANY
9 THE AUTHORIZATION OF THE BOARD TO FOR FOR Management
DETERMINE THE UNIFORM TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
10 CHANGE OF RESOLUTION NO. 2 OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING OF 22
DECEMBER 2016
--------------------------------------------------------------------------------
GRUPA LOTOS S.A., GDANSK
Ticker: Security ID: X32440103
Meeting Date: JUN 14, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPOINTMENT OF THE CHAIRPERSON OF THE FOR FOR Management
MEETING
4 CONFIRMATION THAT THE MEETING HAS BEEN FOR FOR Management
PROPERLY CONVENED AND HAS THE CAPACITY
TO ADOPT RESOLUTIONS
5 APPROVAL OF THE AGENDA FOR FOR Management
6 REVIEW OF THE FINANCIAL STATEMENTS OF FOR FOR Management
GRUPA LOTOS S.A. FOR 2016
7 REVIEW OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF THE LOTOS GROUP FOR 2016
8 REVIEW OF THE DIRECTORS REPORT ON THE FOR FOR Management
OPERATIONS OF GRUPA LOTOS S. A. AND
THE LOTOS GROUP IN 2016
9 REVIEW OF THE SUPERVISORY BOARDS FOR FOR Management
REPORTS FOR 2016
10 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
OF GRUPA LOTOS S.A. FOR 2016
11 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF THE LOTOS GRO UP FOR 2016
12 APPROVAL OF THE DIRECTORS REPORT ON FOR FOR Management
THE OPERATIONS OF GRUPA LOTOS S.A. AND
THE LOTOS GROUP IN 2016
13 ALLOCATION OF THE COMPANY'S NET PROFIT FOR FOR Management
FOR 2016
14 GRANTING DISCHARGE TO MEMBERS OF THE FOR FOR Management
COMPANY'S MANAGEMENT BOARD IN RESPECT
OF PERFORMANCE OF THEIR DUTIES IN THE
PERIOD FROM JANUARY 1ST TO DECEMBER
31ST 2016
15 GRANTING DISCHARGE TO MEMBERS OF THE FOR FOR Management
COMPANY'S SUPERVISORY BOARD IN RESPECT
OF PERFORMANCE OF THEIR DUTIES IN THE
PERIOD FROM JANUARY 1ST TO DECEMBER
31ST 2016
16 GRANTING CONSENT TO ACQUIRE FOR FOR Management
NON-CURRENT ASSETS THROUGH AN INCREASE
IN THE SHARE CAPITAL AND SUBSCRIPT ION
FOR NEW SHARES IN LOTOS UPSTREAM SP. Z
O.O. OF GDANSK
17 DETERMINATION OF THE NUMBER OF MEMBERS FOR FOR Management
OF THE SUPERVISORY BOARD OF THE TENTH
TERM OF OFFICE
18 APPOINTMENT OF THE SUPERVISORY BOARD FOR FOR Management
OF THE TENTH TERM OF OFFICE
--------------------------------------------------------------------------------
GRUPO AEROMEXICO SAB DE CV
Ticker: Security ID: P4953T108
Meeting Date: FEB 22, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL, DISCUSSION AND, IF DEEMED FOR FOR Management
APPROPRIATE APPROVAL FOR THE
SUBSIDIARIES OF THE COMPANY TO ENTER
INTO VARIOUS PROJECTS FOR THE
DISPOSITION OF REAL PROPERTIES,
SHARES, MERGERS AND SPINOFFS.
RESOLUTIONS IN THIS REGARD
2 PROPOSAL, DISCUSSION AND, IF DEEMED FOR FOR Management
APPROPRIATE APPROVAL OF THE PLAN FOR
THE SUBSCRIPTION OF SHARE OF THE
COMPANY AND SUBSIDIARIES AND HOLDING
AN EQUITY INTEREST IN THE SHARE
CAPITAL BY OFFICERS AND EMPLOYEES.
RESOLUTIONS IN THIS REGARD
3 PROPOSAL, DISCUSSION AND, IF DEEMED FOR FOR Management
APPROPRIATE APPROVAL RELATED TO
VARIOUS ARTICLES OF THE CORPORATE
BYLAWS, INCLUDING RELATED AMENDMENTS,
ADDITIONS AND APPROVALS. RESOLUTIONS
IN THIS REGARD
4 DESIGNATION OF SPECIAL DELEGATES AND FOR FOR Management
GRANTING POWERS. RESOLUTIONS IN THIS
REGARD
--------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV, MEXICO
Ticker: Security ID: P4949B104
Meeting Date: APR 18, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DISCUSSION, APPROVAL OR AMENDMENT OF FOR FOR Management
THE REPORT FROM THE BOARD OF DIRECTORS
THAT IS REFERRED TO IN THE MAIN PART
OF ARTICLE 172 OF THE GENERAL
MERCANTILE COMPANIES LAW, INCLUDING
THE AUDITED FINANCIAL STATEMENTS OF
THE COMPANY, CONSOLIDATED WITH THOSE OF
2 PRESENTATION, DISCUSSION AND, IF FOR FOR Management
DEEMED APPROPRIATE, APPROVAL OF THE
REPORT THAT IS REFERRED TO IN PART XIX
OF ARTICLE 76 OF THE INCOME TAX LAW IN
EFFECT IN 2016 IN REGARD TO THE
FULFILLMENT OF THE TAX OBLIGATIONS OF
THE COMPANY
3 PRESENTATION, DISCUSSION AND, IF FOR FOR Management
DEEMED APPROPRIATE, APPROVAL OF THE
ALLOCATION OF THE RESULTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016
4 PRESENTATION, DISCUSSION AND, IF FOR FOR Management
DEEMED APPROPRIATE, APPROVAL OF THE
PAYMENT OF A CASH DIVIDEND IN THE
AMOUNT OF MXN 0.29 FOR EACH ONE OF THE
SHARES REPRESENTATIVE OF THE SHARE
CAPITAL OF THE COMPANY THAT ARE IN
CIRCULATION
5 DESIGNATION OR, IF DEEMED APPROPRIATE, FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND
THE DETERMINATION OF THEIR COMPENSATION
6 DESIGNATION OR, IF DEEMED APPROPRIATE, FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF THE
CHAIRPERSON AND THE MEMBERS OF THE
AUDIT AND CORPORATE PRACTICES
COMMITTEE OF THE COMPANY, AS WELL AS
THE DETERMINATION OF THEIR COMPENSATION
7 PRESENTATION AND, IF DEEMED FOR FOR Management
APPROPRIATE, APPROVAL OF THE REPORT IN
REGARD TO SHARE BUYBACKS BY THE
COMPANY, AS WELL AS THE DETERMINATION
OF THE MAXIMUM AMOUNT OF FUNDS THAT
THE COMPANY WILL BE ABLE TO ALLOCATE
TO SHARE BUYBACKS UNDER THE TERMS OF
PART IV
8 DESIGNATION OF SPECIAL DELEGATES FOR FOR Management
--------------------------------------------------------------------------------
GRUPO COMERCIAL CHEDRAUI S.A.B DE C.V
Ticker: Security ID: P4612W104
Meeting Date: APR 03, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION OF THE REPORTS THAT ARE FOR FOR Management
REFERRED TO IN PART IV OF ARTICLE 28
OF THE SECURITIES MARKET LAW IN REGARD
TO THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
2 PRESENTATION AND APPROVAL, IF DEEMED FOR FOR Management
APPROPRIATE, OF THE ANNUAL REPORT, IN
REGARD TO THE OPERATIONS THAT WERE
CARRIED OUT BY THE AUDIT AND CORPORATE
PRACTICES COMMITTEE DURING THE FISCAL
YEAR THAT RAN FROM JANUARY 1 TO
DECEMBER 31, 2016, IN ACCORDANCE WIT
3 PRESENTATION AND, IF DEEMED FOR FOR Management
APPROPRIATE, APPROVAL OF THE FINANCIAL
INFORMATION FOR THE FISCAL YEAR THAT
ENDED ON DECEMBER 31, 2016, AND THE
ALLOCATION OF THE RESULTS IN REGARD TO
THE MENTIONED FISCAL YEAR, INCLUDING,
IF DEEMED APPROPRIATE, THE PROPOSAL TO
4 REVIEW OF AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL REGARDING THE PROPOSAL FROM
THE BOARD OF DIRECTORS FOR THE
DECLARATION AND FORM OF PAYMENT OF AN
ORDINARY DIVIDEND FOR THE SHAREHOLDERS
OF THE COMPANY WITH A CHARGE AGAINST
THE RETAINED PROFIT ACCOUNT
5 THE REPORT FROM THE BOARD OF DIRECTORS FOR FOR Management
IN REGARD TO THE SHARES REPRESENTATIVE
OF THE SHARE CAPITAL OF THE COMPANY
THAT WERE ACQUIRED WITH A CHARGE
AGAINST THE AMOUNT AUTHORIZED FOR
SHARE BUYBACKS, AS WELL AS THEIR
PLACEMENT, INCLUDING THE AUTHORIZATION
OF
6 IF DEEMED APPROPRIATE, RATIFICATION OF FOR FOR Management
THE TERM IN OFFICE OF THE BOARD OF
DIRECTORS AND OF THE GENERAL DIRECTOR
FOR THE 2016 FISCAL YEAR
7 APPOINTMENT OR RATIFICATION, IF DEEMED FOR FOR Management
APPROPRIATE, OF THE MEMBERS OF THE
BOARD OF DIRECTORS, OFFICERS AND
MEMBERS OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE OF THE COMPANY,
AND THE DETERMINATION OF THEIR
COMPENSATION
8 APPOINTMENT OF SPECIAL DELEGATES OF FOR FOR Management
THE GENERAL MEETING
--------------------------------------------------------------------------------
GRUPO ELEKTRA SAB DE CV, CIUDAD DE MEXICO
Ticker: Security ID: P3642B213
Meeting Date: MAR 22, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, READING, DISCUSSION, FOR FOR Management
AND, IF APPLICABLE, APPROVAL OF THE
REPORTS OF THE BOARD OF DIRECTORS
REFERRED TO IN ARTICLE 28 OF THE LEY
DEL MERCADO DE VALORES
2 PRESENTATION, READING, DISCUSSION AND, FOR FOR Management
IF APPLICABLE, APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31,
2016, AS WELL AS DISCUSSION AND
RESOLUTIONS ON THE APPLICATION OF
PROFIT AND DISTRIBUTION OF EARNINGS
3 PRESENTATION, READING, DISCUSSION, FOR FOR Management
AND, IF APPLICABLE, APPROVAL OF THE
REPORT OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS OF THE COMPANY
CORRESPONDING TO THE FISCAL YEAR ENDED
ON DECEMBER 31, 2016
4 PRESENTATION, READING, DISCUSSION, FOR FOR Management
AND, IF APPLICABLE, APPROVAL OF THE
REPORT OF THE CORPORATE PRACTICES
COMMITTEE OF THE BOARD OF DIRECTORS OF
THE COMPANY, CORRESPONDING TO THE
FISCAL YEAR ENDED ON DECEMBER 31, 2016
5 PRESENTATION, READING, DISCUSSION, FOR FOR Management
AND, IF APPLICABLE, APPROVAL OF THE
BOARD OF DIRECTORS' REPORT REGARDING
THE ACQUISITION AND PLACEMENT POLICIES
OF SHARES OF THE COMPANY'S REPURCHASE
FUND
6 APPOINTMENT AND/OR RATIFICATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY AND OF THE SECRETARY AND
PRO SECRETARY OF SAID COMPANY, AS WELL
AS THE INTEGRATION OF THE AUDIT AND
CORPORATE PRACTICES COMMITTEES.
DETERMINATION OF THEIR EMOLUMENTS A
7 APPOINTMENT OF SPECIAL DELEGATES OF FOR FOR Management
THE ASSEMBLY TO GO BEFORE THE PUBLIC
NOTARY OF THEIR CHOICE TO REGISTER THE
ACT AND ENTER IN THE REGISTRO PUBLICO
DE COMERCIO, THE AGREEMENTS OF THE
ASSEMBLY, AS WELL AS TO EXECUTE ANY
OTHER PROCEEDINGS RELATED TO IT
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: Security ID: P49501201
Meeting Date: AUG 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL, DISCUSSION AND, IF DEEMED FOR FOR Management
APPROPRIATE, APPROVAL TO AMEND THE
CORPORATE BYLAWS OF THE COMPANY
2 DESIGNATION OF A DELEGATE OR DELEGATES FOR FOR Management
TO FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: Security ID: P49501201
Meeting Date: AUG 19, 2016 Meeting Type: Ordinary General Meeting
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DISCUSSION AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF A PROPOSAL TO PAY A CASH
DIVIDEND
2 DESIGNATION OF A DELEGATE OR DELEGATES FOR FOR Management
TO FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: Security ID: P49501201
Meeting Date: FEB 24, 2017 Meeting Type: Ordinary General Meeting
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL, DISCUSSION AND, IF ANY, FOR FOR Management
APPROVAL A PROPOSAL TO DISTRIBUTE A
DIVIDEND IN CASH
2 REPORT OF THE EXTERNAL AUDITOR ON THE FOR FOR Management
FISCAL SITUATION OF THE COMPANY
3 DESIGNATION OF DELEGATES TO FORMALIZE FOR FOR Management
AND EXECUTE THE RESOLUTIONS ADOPTED BY
THE ASSEMBLY
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: Security ID: P49501201
Meeting Date: APR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION AND, IF DEEMED FOR FOR Management
APPROPRIATE, APPROVAL OF THE REPORTS
THAT ARE REFERRED TO IN PART IV OF
ARTICLE 28 OF THE SECURITIES MARKET
LAW AND PART IV OF ARTICLE 39 OF THE
LAW GOVERNING FINANCIAL CONGLOMERATES
FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 3
2 ALLOCATION OF PROFIT FOR FOR Management
3 DESIGNATION OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY AT
THE PROPOSAL OF THE NOMINATIONS
COMMITTEE AND THE CLASSIFICATION OF
THEIR INDEPENDENCE
4 DETERMINATION OF THE COMPENSATION FOR FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
5 DESIGNATION OF THE CHAIRPERSON OF THE FOR FOR Management
AUDIT AND CORPORATE PRACTICES COMMITTEE
6 REPORT FROM THE BOARD OF DIRECTORS FOR FOR Management
REGARDING THE TRANSACTIONS THAT WERE
CARRIED OUT WITH SHARES OF THE COMPANY
DURING 2016, AS WELL AS THE
DETERMINATION OF THE MAXIMUM AMOUNT OF
FUNDS THAT CAN BE ALLOCATED TO SHARE
BUYBACKS FOR THE 2017 FISCAL YEAR
7 PROPOSAL, DISCUSSION AND, IF DEEMED FOR FOR Management
APPROPRIATE, APPROVAL TO CARRY OUT A
RESTATEMENT OF THE CORPORATE BYLAWS OF
THE COMPANY
8 DESIGNATION OF A DELEGATE OR DELEGATES FOR FOR Management
TO FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, TH RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: Security ID: P49501201
Meeting Date: JUN 20, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DISCUSSION AND, IF ANY, APPROVAL OF A FOR FOR Management
PROPOSAL TO DISTRIBUTE A DIVIDEND IN
CASH
2 DESIGNATION OF DELEGATES TO FORMALIZE FOR FOR Management
AND EXECUTE THE RESOLUTIONS ADOPTED BY
THE ASSEMBLY
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO
Ticker: BSMX Security ID: 40053C105
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESIGNATION, APPOINTMENT AND, IF FOR FOR Management
APPLICABLE, RATIFICATION OF THE
MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS, ELECTED AS REPRESENTATIVES
OF SERIES "B" SHARES, WHICH ARE PART
OF THE COMPANY'S SHARE CAPITAL.
2 APPOINTMENT AND AUTHORIZATION OF FOR FOR Management
SPECIAL REPRESENTATIVES (DELEGADOS
ESPECIALES) TO FORMALIZE AND TAKE ALL
ACTIONS NECESSARY TO EFFECTUATE THE
RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
3 REPORT ON THE RESIGNATION, APPOINTMENT FOR FOR Management
AND, IF APPLICABLE, RATIFICATION OF
THE PROPRIETARY AND SUBSTITUTE MEMBERS
OF THE BOARD OF DIRECTORS (MIEMBROS
DEL CONSEJO DE ADMINISTRACION
PROPIETARIOS Y SUPLENTES) ELECTED AS
REPRESENTATIVES OF SERIES "F" AND "B"
4 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF A CASH DIVIDEND TO BE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
5 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF THE ISSUANCE OF ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
6 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF A CAPITAL INCREASE OF ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
7 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF AMENDMENTS TO THE COMPANY'S BYLAWS.
8 DISCUSSION AND, IF APPLICABLE, FOR FOR Management
APPROVAL OF THE AMENDMENT OF THE ...
(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
9 APPOINTMENT AND AUTHORIZATION OF FOR FOR Management
SPECIAL REPRESENTATIVES ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO
Ticker: BSMX Security ID: 40053C105
Meeting Date: DEC 05, 2016 Meeting Type: Special
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESIGNATION, APPOINTMENT AND, IF FOR FOR Management
APPLICABLE, RATIFICATION OF THE
MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS, ELECTED AS REPRESENTATIVES
OF SERIES "B" SHARES, WHICH ARE PART
OF THE COMPANY'S SHARE CAPITAL.
2 APPOINTMENT AND AUTHORIZATION OF FOR FOR Management
SPECIAL REPRESENTATIVES (DELEGADOS
ESPECIALES) TO FORMALIZE AND TAKE ALL
ACTIONS NECESSARY TO EFFECTUATE THE
RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
3 REPORT ON THE RESIGNATION, APPOINTMENT FOR FOR Management
AND, IF APPLICABLE, RATIFICATION OF
THE PROPRIETARY AND SUBSTITUTE MEMBERS
OF THE BOARD OF DIRECTORS (MIEMBROS
DEL CONSEJO DE ADMINISTRACION
PROPIETARIOS Y SUPLENTES) ELECTED AS
REPRESENTATIVES OF SERIES "F" AND "B"
4 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF A CASH DIVIDEND TO BE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
5 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF THE ISSUANCE OF ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
6 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF A CAPITAL INCREASE OF ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
7 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF AMENDMENTS TO THE COMPANY'S BYLAWS.
8 DISCUSSION AND, IF APPLICABLE, FOR FOR Management
APPROVAL OF THE AMENDMENT OF THE ...
(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
9 APPOINTMENT AND AUTHORIZATION OF FOR FOR Management
SPECIAL REPRESENTATIVES ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO
Ticker: BSMX Security ID: 40053C105
Meeting Date: DEC 22, 2016 Meeting Type: Annual
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
OF A CASH DIVIDEND TO BE PAID TO THE
SHAREHOLDERS OF THE COMPANY, IN THE
AMOUNT AND ON THE DATE DETERMINED IN
THE SHAREHOLDERS' MEETING.
2 APPOINTMENT AND AUTHORIZATION OF FOR FOR Management
SPECIAL REPRESENTATIVES (DELEGADOS
ESPECIALES) TO FORMALIZE AND TAKE ALL
ACTIONS NECESSARY TO EFFECTUATE THE
RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO
Ticker: BSMX Security ID: 40053C105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT AND, AS THE CASE MAY BE, FOR FOR Management
RATIFICATION OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS,
REPRESENTING SERIES "B" SHARES,
REPRESENTING THE COMPANY'S CAPITAL
STOCK.
2 APPOINTMENT OF SPECIAL DELEGATES TO FOR FOR Management
FORMALIZE AND COMPLY WITH THE
RESOLUTIONS ADOPTED BY THE MEETING.
3 SUBMISSION OF THE BOARD OF DIRECTORS FOR FOR Management
REPORT IN RESPECT TO THE COMPANY'S
PERFORMANCE, DURING THE FISCAL YEAR
ENDED DECEMBER 31, 2016, INCLUDING:
(I) THE FINANCIAL STATEMENTS UNDER THE
CNBV AND IFR'S CRITERIA, ON SUCH DATE,
AND (II) THE EXTERNAL AUDITOR'S R
4 PROPOSAL AND, AS THE CASE MAY BE, FOR FOR Management
APPROVAL IN RESPECT TO THE ALLOCATION
OF PROFITS.
5 COMPANY'S CEO AND GENERAL DIRECTOR FOR FOR Management
REPORT ON THE BUSINESS STATUS,
CORRESPONDING TO FISCAL YEAR 2016.
6 REPORT IN RESPECT TO THE OPINION FOR FOR Management
ISSUED BY THE BOARD OF DIRECTORS ON
THE CONTENT OF THE COMPANY'S CEO AND
GENERAL DIRECTOR REPORT.
7 BOARD OF DIRECTORS' REPORT ON THE MAIN FOR FOR Management
ACCOUNTING AND INFORMATION POLICIES
AND CRITERIA.
8 REPORT IN RESPECT TO THE COMPLIANCE FOR FOR Management
WITH THE TAX OBLIGATIONS DISCHARGED BY
THE COMPANY IN THE FISCAL YEAR 2015.
9 REPORT ON THE TRANSACTIONS AND FOR FOR Management
ACTIVITIES IN WHICH THE COMPANY
PARTICIPATED.
10 BOARD OF DIRECTORS' REPORT IN RESPECT FOR FOR Management
TO THE ACTIVITIES DEVELOPED BY THE
COMPANY'S AUDIT COMMITTEE AND THE
CORPORATE PRACTICES, NOMINATIONS AND
COMPENSATIONS COMMITTEE, DURING FISCAL
YEAR 2016.
11 REPORT ON THE RESIGNATION, APPOINTMENT FOR FOR Management
AND, IF APPLICABLE, RATIFICATION OF
THE REGULAR AND ALTERNATE MEMBERS OF
THE BOARD OF DIRECTORS ELECTED AS
REPRESENTATIVES OF SERIES "F" AND "B"
SHARES, WHICH ARE PART OF THE
COMPANY'S SHARE CAPITAL. DETERMINATION
OF
12 APPOINTMENT AND, IF APPLICABLE, FOR FOR Management
RATIFICATION OF THE PRESIDENT OF THE
AUDIT COMMITTEE.
13 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
FOR THE PAYMENT OF A CASH DIVIDEND TO
SHAREHOLDERS OF THE COMPANY.
14 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
TO AMEND THE COMPANY'S BYLAWS.
15 PROPOSAL AND, IF APPLICABLE, APPROVAL FOR FOR Management
TO AMEND THE SOLE LIABILITY AGREEMENT
SIGNED BY GRUPO FINANCIERO SANTANDER
MEXICO, S.A.B. DE C.V., AND ITS
FINANCIAL ENTITIES.
16 DESIGNATION OF SPECIAL DELEGATES TO FOR FOR Management
FORMALIZE AND COMPLY WITH THE
RESOLUTIONS ADOPTED BY THE MEETING.
--------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV
Ticker: Security ID: P49538112
Meeting Date: APR 26, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT FROM THE EXECUTIVE CHAIRPERSON FOR FOR Management
OF THE COMPANY FOR THE FISCAL YEAR
THAT RAN FROM JANUARY 1 TO DECEMBER
31, 2016. DISCUSSION AND APPROVAL, IF
DEEMED APPROPRIATE, OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES TO
DECEMBER
2 READING OF THE REPORT IN REGARD TO THE FOR FOR Management
FULFILLMENT OF THE TAX OBLIGATIONS
DURING THE 2015 FISCAL YEAR THAT IS
REFERRED TO IN PART XX OF ARTICLE 86
OF THE INCOME TAX LAW
3 RESOLUTION IN REGARD TO THE ALLOCATION FOR FOR Management
OF PROFIT FROM THE FISCAL YEAR THAT
ENDED ON DECEMBER 31, 2016
4 THE REPORT THAT IS REFERRED TO IN PART FOR FOR Management
III OF ARTICLE 60 OF THE PROVISIONS OF
A GENERAL NATURE THAT ARE APPLICABLE
TO THE ISSUERS OF SECURITIES AND TO
OTHER SECURITIES MARKET PARTICIPANTS,
INCLUDING A REPORT IN REGARD TO THE
ALLOCATION OF THE FUNDS THAT W
5 RESOLUTION IN REGARD TO THE FOR FOR Management
RATIFICATION OF THE ACTS THAT WERE
DONE BY THE BOARD OF DIRECTORS, THE
EXECUTIVE CHAIRPERSON AND ITS
COMMITTEES DURING THE FISCAL YEAR THAT
RAN FROM JANUARY 1 TO DECEMBER 31, 2016
6 APPOINTMENT OR REELECTION, AS THE CASE FOR FOR Management
MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY AND THE
CLASSIFICATION OF THEIR INDEPENDENCE
IN ACCORDANCE WITH ARTICLE 26 OF THE
SECURITIES MARKET LAW. APPOINTMENT OR
REELECTION, AS THE CASE MAY BE,
7 GRANTING AND OR REVOCATION OF POWERS FOR FOR Management
TO VARIOUS OFFICERS OF THE COMPANY
8 PROPOSAL IN REGARD TO THE COMPENSATION FOR FOR Management
OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE MEMBERS OF THE
COMMITTEES OF THE BOARD OF DIRECTOR
ITSELF. RESOLUTIONS IN THIS REGARD
9 RATIFICATION OF THE RESOLUTIONS THAT FOR FOR Management
WERE PASSED AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS OF THE COMPANY
THAT WAS HELD ON APRIL 29, 2016
10 DESIGNATION OF THE DELEGATES WHO WILL FOR FOR Management
CARRY OUT AND FORMALIZE THE
RESOLUTIONS THAT ARE PASSED BY THIS
GENERAL MEETING. RESOLUTIONS IN THIS
REGARD
--------------------------------------------------------------------------------
GS HOLDINGS CORP, SEOUL
Ticker: Security ID: Y2901P103
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: YANG FOR FOR Management
SEUNG U
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: YANG SEUNG U
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO LTD, SHENZHEN
Ticker: Security ID: Y2930P108
Meeting Date: DEC 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 (A) THE COMPREHENSIVE SERVICES FOR FOR Management
FRAMEWORK AGREEMENT DATED 1 NOVEMBER
2016 ENTERED INTO BETWEEN THE COMPANY
AND CHINA RAILWAY CORPORATION AS
SPECIFIED (THE "COMPREHENSIVE SERVICES
FRAMEWORK AGREEMENT"), THE CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED THE
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO LTD, SHENZHEN
Ticker: Security ID: Y2930P108
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO REVIEW AND APPROVE THE WORK REPORT FOR FOR Management
OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR 2016
4 TO REVIEW AND APPROVE THE WORK REPORT FOR FOR Management
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR 2016
5 TO REVIEW AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR 2016
6 TO REVIEW AND APPROVE THE PROFITS FOR FOR Management
DISTRIBUTION PROPOSAL OF THE COMPANY
FOR 2016
7 TO REVIEW AND APPROVE THE FINANCIAL FOR FOR Management
BUDGET OF THE COMPANY FOR 2017
8 TO REVIEW AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AND PRICEWATERHOUSECOOPERS AS THE
AUDITORS TO THE COMPANY FOR 2017 AND
TO AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY AND THE AUDIT COMMITTEE TO
DETERMINE THEIR REMUNERA
10 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. WU YONG AS THE EXECUTIVE
11 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. HU LINGLING AS THE EXECU
12 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. LUO QING AS THE EXECUTIV
13 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. SUN JING AS THE NON-EXEC
14 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. YU ZHIMING AS THE NON-EX
15 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTOR OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY BY
ADOPTING THE CUMULATIVE VOTING SYSTEM:
MR. CHEN JIANPING AS THE NON
17 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY BY ADOPTING
THE CUMULATIVE VOTING SYSTEM: MR. CHEN
SONG AS THE INDEPENDENT NON-EX
18 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY BY ADOPTING
THE CUMULATIVE VOTING SYSTEM: MR. JIA
JIANMIN AS THE INDEPENDENT NON-
19 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY BY ADOPTING
THE CUMULATIVE VOTING SYSTEM: MR. WANG
YUNTING AS THE INDEPENDENT NON
21 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY
BY ADOPTING THE CUMULATIVE VOTING
SYSTEM: MR. LIU MENGSHU AS THE
SHAREHOLDE
22 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY
BY ADOPTING THE CUMULATIVE VOTING
SYSTEM: MR. CHEN SHAOHONG AS THE
SHAREHOL
23 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY
BY ADOPTING THE CUMULATIVE VOTING
SYSTEM: MR. SHEN JIANCONG AS THE
SHAREHOL
24 TO REVIEW AND APPROVE THE RESOLUTIONS FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY
BY ADOPTING THE CUMULATIVE VOTING
SYSTEM: MR. LI ZHIMING AS THE
SHAREHOLDER
25 TO REVIEW AND APPROVE THE FOR FOR Management
REMUNERATIONS AND ALLOWANCES OF
DIRECTORS OF THE EIGHTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY AND
THE SHAREHOLDER REPRESENTATIVE
SUPERVISORS OF THE EIGHTH SESSION OF
THE SUPERVISORY COMMITTEE OF THE
COMPANY
26 TO REVIEW AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF GUANGSHEN RAILWAY
COMPANY LIMITED
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: Y2933F115
Meeting Date: NOV 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
4 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
5 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
6 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
7 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
8 TO APPROVE THE PROPOSED ISSUE OF DEBT FOR FOR Management
FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC BE
AND IS HEREBY INDIVIDUALLY APPROVED
(SUBJECT TO REGISTRATION WITH THE
NATIONAL ASSOCIATION OF FINANCIAL
MARKET INSTITUTIONAL INVESTORS AND THE
CONDITIO
9 TO APPROVE AND AUTHORISE THE BOARD (OR FOR FOR Management
ITS AUTHORISED PERSON(S)) TO HANDLE
ALL MATTERS REGARDING THE ISSUE OF
DEBT FINANCING INSTRUMENTS IN THE
INTER-BANK BOND MARKET IN THE PRC
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: Y2933F115
Meeting Date: MAY 19, 2017 Meeting Type: Class Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: CLASS OF SHARES
4 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: PLACE OF LISTING
5 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: ISSUER
6 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: NO. OF SHARES TO
BE ISSUED
7 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: NOMINAL VALUE OF
THE SHARES TO BE ISSUED
8 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: TARGET SUBSCRIBER
9 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: ISSUE PRICE
10 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: METHOD OF ISSUE
11 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: UNDERWRITING METHOD
12 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: USE OF PROCEEDS
13 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: PLAN ON THE
ALLOCATION OF ACCUMULATED PROFITS
PRIOR TO THE ISSUE
14 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC: EFFECTIVE PERIOD
OF THE RESOLUTION
15 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF AUTHORIZING
THE BOARD TO HANDLE MATTERS IN
RELATION TO THE INITIAL PUBLIC
OFFERING AND LISTING OF RENMINBI
ORDINARY SHARES (A SHARES) WITH FULL
AUTHORITY
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: Y2933F115
Meeting Date: MAY 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS (THE ''BOARD'')
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016
6 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
7 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORT OF
THE AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2016
8 TO CONSIDER AND DECLARE A FINAL FOR FOR Management
DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016 OF RMB0.70 PER SHARE
9 TO CONSIDER AND RE-APPOINT FOR FOR Management
PRICEWATERHOUSECOOPERS AS AUDITOR OF
THE COMPANY, AND TO AUTHORIZE THE
BOARD TO FIX THE REMUNERATION OF THE
AUDITOR
10 TO AUTHORIZE THE BOARD TO DECIDE ON FOR FOR Management
MATTERS RELATING TO THE PAYMENT OF
INTERIM DIVIDEND FOR THE SIX MONTHS
ENDED 30 JUNE 2017
11 RE-ELECTION OF MS. LI HELEN AS THE FOR FOR Management
COMPANY'S NON-EXECUTIVE DIRECTOR
12 RE-ELECTION OF MR. ZHENG ERCHENG AS FOR FOR Management
THE COMPANY'S INDEPENDENT NONEXECUTIVE
DIRECTOR
13 RE-ELECTION OF MR. ZHAO XIANGLIN AS FOR FOR Management
THE COMPANY'S SUPERVISOR
14 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF BDO CHINA SHU LUN PAN
CERTIFIED PUBLIC ACCOUNTANTS LLP AS
THE DOMESTIC AUDITOR AND THE REPORTING
ACCOUNTANT FOR PREPARING FOR THE
COMPANY ACCOUNTANT'S REPORT AND OTHER
REPORTS REQUIRED FOR THE LISTING IN
2017
15 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON THE CAUTION OF RISKS RELATING TO
POTENTIAL DILUTION OF RETURN FOR THE
CURRENT PERIOD RESULTING FROM THE
INITIAL PUBLIC OFFERING OF A SHARES BY
THE COMPANY
16 TO CONSIDER AND APPROVE THE COMPANY TO FOR FOR Management
EXTEND GUARANTEES ON BEHALF OF
SUBSIDIARIES AND EXTEND GUARANTEES ON
BEHALF OF ASSOCIATES AND JOINT
VENTURES AND OTHER INVESTEE COMPANIES
(INCLUDING THE EXTENSION OF EXTERNAL
GUARANTEES BY THE SUBSIDIARIES), THE
NEW
17 TO CONSIDER AND APPROVE THE GUARANTEES FOR FOR Management
EXTENDED PURSUANT TO SPECIAL
RESOLUTION NO. 8 OF THE 2015 ANNUAL
GENERAL MEETING, THE GUARANTEES
EXTENDED ON BEHALF OF SUBSIDIARIES AND
ASSOCIATES AND JOINT VENTURES
(INCLUDING THE EXTENSION OF EXTERNAL
GUARANTEES BY
18 TO GRANT AN UNCONDITIONAL AND GENERAL FOR FOR Management
MANDATE TO THE BOARD TO ISSUE, ALLOT
AND DEAL IN ADDITIONAL SHARES IN THE
CAPITAL OF THE COMPANY AND TO
AUTHORIZE THE BOARD TO EXECUTE ALL
SUCH RELEVANT DOCUMENTS AND TO MAKE
NECESSARY AMENDMENTS TO THE ARTICLES
OF AS
19 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: CLASS OF SHARES
20 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: PLACE OF LISTING
21 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: ISSUER
22 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: NO. OF SHARES TO BE ISSUED
23 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: NOMINAL VALUE OF THE SHARES TO BE
ISSUED
24 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: TARGET SUBSCRIBER
25 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: ISSUE PRICE
26 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: METHOD OF ISSUE
27 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: UNDERWRITING METHOD
28 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: USE OF PROCEEDS
29 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: PLAN ON THE ALLOCATION OF
ACCUMULATED PROFITS PRIOR TO THE ISSUE
30 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY SHARES (A
SHARES) WITHIN THE TERRITORY OF THE
PRC: EFFECTIVE PERIOD OF THE RESOLUTION
31 TO CONSIDER AND APPROVE THE EXTENSION FOR FOR Management
OF THE VALIDITY PERIOD OF AUTHORIZING
THE BOARD TO HANDLE MATTERS IN
RELATION TO THE INITIAL PUBLIC
OFFERING AND LISTING OF RENMINBI
ORDINARY SHARES (A SHARES) WITH FULL
AUTHORITY
32 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON THE ISSUE OF DIRECT DEBT FINANCING
PRODUCTS OF THE COMPANY IN 2017
33 TO CONSIDER AND ELECT MR. WONG CHUN FOR FOR Management
BONG AS THE COMPANY'S INDEPENDENT
NON-EXECUTIVE DIRECTOR, AND AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY
TO FIX HIS REMUNERATION
--------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING A.S., ISTANBUL
Ticker: Security ID: M8223R100
Meeting Date: MAR 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND FORMATION OF THE MEETING FOR FOR Management
COUNCIL
5 READING AND DISCUSSION OF THE 2016 FOR FOR Management
ANNUAL REPORT OF THE BOARD OF DIRECTORS
6 READING THE 2016 AUDITOR'S REPORTS FOR FOR Management
7 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
THE 2016 FINANCIAL STATEMENTS
8 RELEASE OF THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS WITH REGARD TO THE 2016
ACTIVITIES
9 DETERMINATION THE USAGE OF THE 2016 FOR FOR Management
PROFIT AND RATE OF DIVIDEND TO BE
DISTRIBUTED
10 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS, DETERMINATION OF THEIR
DUTY TERM
11 DETERMINATION OF MONTHLY GROSS FEES TO FOR FOR Management
BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
12 ELECTION OF THE AUDITOR AND GROUP FOR FOR Management
AUDITOR
13 INFORMING THE GENERAL ASSEMBLY FOR FOR Management
REGARDING THE DONATIONS AND GRANTS
MADE BY THE COMPANY IN 2016
14 DETERMINATION OF AN UPPER LIMIT FOR FOR FOR Management
DONATIONS TO BE MADE IN 2017
15 INFORMING THE GENERAL ASSEMBLY ABOUT FOR FOR Management
THE SHARE-BUYBACK PROCESS FOR THE
SHARES OF OUR COMPANY BY OUR
SUBSIDIARY EXSA EXPORT SANAYI
MAMULLERI SATIS VE ARASTIRMA A.S
16 GRANTING PERMISSION TO THE CHAIRMAN FOR FOR Management
AND MEMBERS OF THE BOARD OF DIRECTORS
FOR THE ACTIVITIES UNDER THE ARTICLES
395 AND 396 OF THE TURKISH COMMERCIAL
CODE
--------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC, SEOUL
Ticker: Security ID: Y29975102
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: YUN JONG FOR FOR Management
NAM
3 ELECTION OF OUTSIDE DIRECTOR: BAK MUN FOR FOR Management
GYU
4 ELECTION OF OUTSIDE DIRECTOR: SONG GI FOR FOR Management
JIN
5 ELECTION OF OUTSIDE DIRECTOR: GIM IN FOR FOR Management
BAE
6 ELECTION OF OUTSIDE DIRECTOR: YUN FOR FOR Management
SEONG BOK
7 ELECTION OF OUTSIDE DIRECTOR: CHA EUN FOR FOR Management
YEONG
8 ELECTION OF INSIDE DIRECTOR: GIM FOR FOR Management
BYEONG HO
9 ELECTION OF INSIDE DIRECTOR: HAM YEONG FOR FOR Management
JU
10 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: YANG WON GEUN
11 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: YUN JONG NAM
12 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: BAK MUN GYU
13 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: YUN SEONG BOK
14 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HANKOOK TIRE CO LTD, SEOUL
Ticker: Security ID: Y3R57J108
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HANWHA CHEMICAL CORP, SEOUL
Ticker: Security ID: Y3065K104
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS JO WON, BAK SEOK FOR FOR Management
HUI
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM MUN SUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HANWHA CORP, SEOUL
Ticker: Security ID: Y3065M100
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTOR I MIN SEOK, GIM FOR FOR Management
YONG GU, HWANG UI DON, GANG SEOK HUN
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM YONG GU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HANWHA LIFE INSURANCE CO LTD, SEOUL
Ticker: Security ID: Y306AX100
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: BAK SANG FOR FOR Management
UK
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: JO GYU HA
5 ELECTION OF AUDIT COMMITTEE MEMBERS FOR FOR Management
WHO ARE AN OUTSIDE DIRECTORS: GIM
GYEONG HAN, BAK TAE JUN, JO GYU HA
6 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HARBIN ELECTRIC COMPANY LTD
Ticker: Security ID: Y30683109
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE DIRECTORS FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
ACCOUNTS AND THE AUDITOR'S REPORT FOR
THE PERIOD FROM 1 JANUARY 2016 TO 31
DECEMBER 2016
6 TO DECLARE THE 2016 DIVIDEND OF RMB0. FOR FOR Management
03 PER SHARE (APPROPRIATE TAX
INCLUDED) TO BE PAID ON 28 JULY 2017
7 TO RE-APPOINT BDO CHINA SHU LUN PAN FOR FOR Management
CERTIFIED PUBLIC ACCOUNTANTS LLP AS
THE AUDITORS OF THE COMPANY FOR THE
2017 FINANCIAL STATEMENTS OF THE
COMPANY AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
8 TO APPOINT MR. SI ZE-FU AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY,
WITH NO REMUNERATION FROM THE COMPANY
9 TO APPOINT MR. WU WEI-ZHANG AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY,
WITH NO DIRECTOR REMUNERATION
10 TO APPOINT MR. ZHANG YING-JIAN AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY,
WITH NO DIRECTOR REMUNERATION
11 TO APPOINT MR. SONG SHI-QI AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY,
WITH NO DIRECTOR REMUNERATION
12 TO APPOINT MR. LIU DENG-QING AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, WITH ANNUAL REMUNERATION
OF RMB100,000
13 TO APPOINT MR. YU WEN-XING AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, WITH ANNUAL REMUNERATION
OF RMB60,000
14 TO APPOINT MR. ZHU HONG-JIE AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, WITH ANNUAL REMUNERATION
OF RMB60,000
15 TO APPOINT MR. HU JIAN-MIN AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY, WITH ANNUAL REMUNERATION
OF RMB60,000
16 TO APPOINT MR. FENG YONG-QIANG AS THE FOR FOR Management
SUPERVISOR REPRESENTING SHAREHOLDERS
OF THE COMPANY, WITH NO SUPERVISOR
REMUNERATION
17 TO APPOINT MR. CHEN GUANG AS THE FOR FOR Management
SUPERVISOR REPRESENTING SHAREHOLDERS
OF THE COMPANY, WITH NO SUPERVISOR
REMUNERATION
18 TO APPOINT MR. ZHU PENG-TAO AS THE FOR FOR Management
SUPERVISOR REPRESENTING SHAREHOLDERS
OF THE COMPANY, WITH NO SUPERVISOR
REMUNERATION
19 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO APPOINT ANY PERSON
EITHER TO FILL A CASUAL VACANCY OR AS
AN ADDITION TO THE BOARD OF DIRECTORS,
HIS TERM OF OFFICE SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT GENERAL MEETING
OF THE COMPANY
20 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY, IN COMPLIANCE WITH
APPLICABLE LAWS AND REGULATIONS AND AT
TIMES THEY DEEM APPROPRIATE, TO ALLOT,
ON ONE OR MORE OCCASIONS AS IT DEEMS
APPROPRIATE, H-SHARES OR DOMESTIC
SHARES WITH AN AGGREGATE NOMINAL AM
--------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED
Ticker: HMY Security ID: 413216300
Meeting Date: NOV 25, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION 1: TO RE-ELECT WITHHOLD FOR Management
CATHIE MARKUS AS A DIRECTOR OF THE
COMPANY
2 ORDINARY RESOLUTION 2: TO RE-ELECT WITHHOLD FOR Management
KARABO NONDUMO AS A DIRECTOR OF THE
COMPANY
3 ORDINARY RESOLUTION 3: TO RE-ELECT WITHHOLD FOR Management
VISHNU PILLAY AS A DIRECTOR OF THE
COMPANY
4 ORDINARY RESOLUTION 4: TO RE-ELECT WITHHOLD FOR Management
ANDRE WILKENS AS A DIRECTOR OF THE
COMPANY
5 ORDINARY RESOLUTION 5: TO RE-ELECT WITHHOLD FOR Management
JOHN WETTON AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
6 ORDINARY RESOLUTION 6: TO RE-ELECT WITHHOLD FOR Management
FIKILE DE BUCK AS A MEMBER OF THE
AUDIT AND RISK COMMITTEE OF THE COMPANY
7 ORDINARY RESOLUTION 7: TO RE-ELECT WITHHOLD FOR Management
SIMO LUSHABA AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
8 ORDINARY RESOLUTION 8: TO RE-ELECT WITHHOLD FOR Management
MODISE MOTLOBA AS A MEMBER OF THE
AUDIT AND RISK COMMITTEE OF THE COMPANY
9 ORDINARY RESOLUTION 9: TO RE-ELECT WITHHOLD FOR Management
KARABO NONDUMO AS A MEMBER OF THE
AUDIT AND RISK COMMITTEE OF THE COMPANY
10 ORDINARY RESOLUTION 10: TO REAPPOINT WITHHOLD FOR Management
THE EXTERNAL AUDITORS OF THE COMPANY
11 ORDINARY RESOLUTION 11: TO APPROVE THE WITHHOLD FOR Management
COMPANY'S REMUNERATION POLICY
12 ORDINARY RESOLUTION 12: GENERAL WITHHOLD FOR Management
AUTHORITY TO ISSUE SHARES FOR CASH
13 ORDINARY RESOLUTION 13: AMENDMENTS TO WITHHOLD FOR Management
THE SHARE PLAN
14 SPECIAL RESOLUTION 1: TO APPROVE WITHHOLD FOR Management
NON-EXECUTIVE DIRECTORS' REMUNERATION
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
Ticker: Security ID: X3258B102
Meeting Date: OCT 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 GRANTING BY THE GENERAL SHAREHOLDERS' FOR FOR Management
MEETING SPECIAL PERMISSION, PURSUANT
TO ARTICLE 23A OF C.L.2190/1920, FOR
ENTERING INTO THE FOLLOWING
AGREEMENTS: (A) A FRAMEWORK
COOPERATION AND SERVICE AGREEMENT AND
THE RELEVANT SERVICE ARRANGEMENT FOR
THE PROVISIO
3 GRANTING BY THE GENERAL SHAREHOLDERS' FOR FOR Management
MEETING SPECIAL PERMISSION, PURSUANT
TO ARTICLE 23A OF C.L.2190/1920, FOR
THE AMENDMENT OF THE BRAND LICENSE
AGREEMENT BETWEEN 'TELEKOM ROMANIA
MOBILE COMMUNICATIONS S.A.'
('LICENSEE') AND 'DEUTSCHE TELEKOM AG'
('LICE
4 MISCELLANEOUS ANNOUNCEMENTS FOR FOR Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
Ticker: Security ID: X3258B102
Meeting Date: DEC 22, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 GRANTING BY THE GENERAL SHAREHOLDERS' FOR FOR Management
MEETING OF A SPECIAL PERMISSION,
PURSUANT TO ARTICLE 23A OF C.L.
2190/1920, FOR ENTERING INTO THE
SEPARATE AGREEMENTS ("SERVICE
ARRANGEMENTS") BETWEEN OTE S.A. AND
OTE GROUP COMPANIES ON THE ONE HAND
AND DEUTSCHE TELEC
4 GRANTING BY THE GENERAL SHAREHOLDERS' FOR FOR Management
MEETING OF A SPECIAL PERMISSION
PURSUANT TO ARTICLE 23A OF C.L.
2190/1920, FOR ENTERING INTO: A)
FRAMEWORK COOPERATION AND SERVICE
AGREEMENTS AND THE RELEVANT SERVICE
ARRANGEMENTS BETWEEN OTE S.A. AND OTE
GROUP COMPANI
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
Ticker: Security ID: X3258B102
Meeting Date: MAY 15, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 AMENDMENT OF ARTICLES 8 (BOARD OF FOR FOR Management
DIRECTORS), 9 (ELECTION, COMPOSITION
AND TERM OF THE BOARD OF DIRECTORS)
AND 10 (INCORPORATION AND OPERATION OF
THE BOARD OF DIRECTORS) OF THE
ARTICLES OF INCORPORATION
3 APPOINTMENT OF MEMBERS OF THE AUDIT FOR FOR Management
COMMITTEE, PURSUANT TO ARTICLE 44 OF L.
4449/2017
4 AMENDMENT OF THE AGREEMENT OF THE FOR FOR Management
MANAGING DIRECTOR, PURSUANT TO ARTICLE
23A OF C.L.2190/1920
5 ANNOUNCEMENT OF THE RESIGNATION OF FOR FOR Management
MEMBERS AND OF THE ELECTION OF NEW
BOARD MEMBERS, IN REPLACEMENT OF
RESIGNED MEMBERS, PURSUANT TO ARTICLE
9 PAR. 4 OF THE ARTICLES OF
INCORPORATION
6 MISCELLANEOUS ANNOUNCEMENTS FOR FOR Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
Ticker: Security ID: X3258B102
Meeting Date: JUN 20, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
OF OTE S.A. (BOTH SEPARATE AND
CONSOLIDATED) OF THE FISCAL YEAR 2016
(1/1/2016-31/12/2016), WITH THE
RELEVANT REPORTS OF THE BOARD OF
DIRECTORS AND THE STATUTORY AUDITORS
AND APPROVAL OF THE PROFITS'
DISTRIBUTION
2 EXONERATION OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS AND THE STATUTORY
AUDITORS OF ANY LIABILITY, FOR THE
FISCAL YEAR 2016, PURSUANT TO ARTICLE
35 OF THE CODIFIED LAW 2190/1920
3 APPOINTMENT OF AN AUDIT FIRM FOR THE FOR FOR Management
STATUTORY AUDIT OF THE FINANCIAL
STATEMENTS OF OTE S.A. (BOTH SEPARATE
AND CONSOLIDATED), IN ACCORDANCE WITH
THE INTERNATIONAL FINANCIAL REPORTING
STANDARDS, FOR THE FISCAL YEAR 2017
4 APPROVAL OF THE REMUNERATION, FOR FOR Management
COMPENSATION AND EXPENSES OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND
ITS COMMITTEES FOR THE FISCAL YEAR
2016 AND DETERMINATION THEREOF FOR THE
FISCAL YEAR 2017
5 APPROVAL OF THE CONTINUATION, FOR THE FOR FOR Management
TIME PERIOD AS OF 31.12.2017 UNTIL 31.
12.2018, OF THE INSURANCE COVERAGE OF
DIRECTORS' OFFICERS OF OTE S.A. AND
ITS AFFILIATED COMPANIES, AGAINST ANY
LIABILITIES INCURRED IN THE EXERCISE
OF THEIR COMPETENCES, DUTIES A
6 AMENDMENT OF ARTICLE 2 (OBJECT) OF THE FOR FOR Management
COMPANY'S ARTICLES OF INCORPORATION
7 MISCELLANEOUS ANNOUNCEMENTS FOR AGAINST Management
--------------------------------------------------------------------------------
HIGHWEALTH CONSTRUCTION CORP.
Ticker: Security ID: Y31959102
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 2016 ANNUAL BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS.
2 2016 PROFIT DISTRIBUTION. PROPOSED FOR FOR Management
CASH DIVIDEND: TWD 4.873 PER SHARE.
3 THE PROPOSED CASH DISTRIBUTION FROM FOR FOR Management
CAPITAL ACCOUNT: TWD 0.127 PER SHARE .
4 REVISION TO THE PART OF THE ARTICLES FOR FOR Management
OF INCORPORATION.
5 REVISION TO THE PROCEDURES OF ASSET FOR FOR Management
ACQUISITION OR DISPOSAL AND TRADING.
6 REVISION TO THE PROCEDURES OF FOR FOR Management
ENDORSEMENT AND GUARANTEE.
7 REVISION TO THE PART OF THE PROCEDURES FOR FOR Management
OF MONETARY LOANS.
8 REVISION TO THE PROCEDURE OF THE FOR FOR Management
ELECTION OF THE DIRECTORS AND
SUPERVISORS.
9 REVISION TO THE RULES OF SHAREHOLDERS FOR FOR Management
MEETING.
10 THE ELECTION OF THE DIRECTOR.:ZHENG FOR FOR Management
QIN TIAN,SHAREHOLDER NO.21685
11 THE ELECTION OF THE DIRECTOR.:ZHENG FOR FOR Management
XIU HUI,SHAREHOLDER NO.25031
12 THE ELECTION OF THE DIRECTOR.:LI SHUO FOR FOR Management
INVESTMENT CO., LTD,SHAREHOLDER NO.
24842,ZHENG ZHI LONG AS REPRESENTATIVE
13 THE ELECTION OF THE DIRECTOR.:LI SHUO FOR FOR Management
INVESTMENT CO., LTD,SHAREHOLDER NO.
24842,FAN HUA JUN AS REPRESENTATIVE
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:HONG XI YAO,SHAREHOLDER NO.
M100685XXX
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:YAN YUN QI,SHAREHOLDER NO.
G120842XXX
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:LI WEN CHENG,SHAREHOLDER NO.
A101359XXX
17 PROPOSAL TO RELEASE NON-COMPETITION FOR FOR Management
RESTRICTION ON THE NEWLY ELECTED
DIRECTORS.
--------------------------------------------------------------------------------
HINDALCO INDUSTRIES LIMITED
Ticker: Security ID: Y3196V185
Meeting Date: SEP 14, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS(INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR
THE FINANCIAL YEAR ENDED 31ST MARCH,
2016, THE REPORTS OF DIRECTORS' AND
AUDITORS' THEREON
3 DECLARATION OF DIVIDEND FOR THE YEAR FOR FOR Management
ENDED 31ST MARCH, 2016
4 RE-APPOINTMENT OF SMT. RAJASHREE FOR FOR Management
BIRLA, DIRECTOR RETIRING BY ROTATION
5 RE-APPOINTMENT OF MR. D. BHATTACHARYA, FOR FOR Management
DIRECTOR, RETIRING BY ROTATION
6 RATIFICATION OF APPOINTMENT OF FOR FOR Management
STATUTORY AUDITORS VIZ. M/S SINGHI & CO
7 RATIFICATION OF THE REMUNERATION OF FOR FOR Management
THE COST AUDITORS VIZ. M/S NANABHOY &
CO. FOR THE FINANCIAL YEAR ENDING 31ST
MARCH, 2017
8 APPROVAL FOR APPOINTMENT OF MR. GIRISH FOR FOR Management
DAVE AS AN INDEPENDENT DIRECTOR
9 APPROVAL FOR CHARGING FEES FOR FOR FOR Management
DELIVERY OF DOCUMENTS THROUGH A
PARTICULAR MODE TO MEMBERS
10 APPROVAL FOR OFFER OR INVITATION TO FOR FOR Management
SUBSCRIBE TO NON-CONVERTIBLE
DEBENTURES ON A PRIVATE PLACEMENT BASIS
11 APPROVAL FOR APPOINTMENT OF MR. SATISH FOR FOR Management
PAI AS THE MANAGING DIRECTOR
12 APPROVAL FOR APPOINTMENT OF MR. FOR FOR Management
PRAVEEN KUMAR MAHESHWARI AS THE WHOLE
TIME DIRECTOR
--------------------------------------------------------------------------------
HINDALCO INDUSTRIES LIMITED
Ticker: Security ID: Y3196V185
Meeting Date: DEC 09, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 FURTHER ISSUE OF SECURITIES FOR FOR Management
--------------------------------------------------------------------------------
HINDUSTAN PETROLEUM CORPORATION LTD, MUMBAI
Ticker: Security ID: Y3224R123
Meeting Date: SEP 08, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENT OF THE
CORPORATION FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2016 AND REPORTS OF
THE BOARD OF DIRECTORS AND AUDITORS
THEREON
2 TO CONFIRM INTERIM EQUITY DIVIDENDS FOR FOR Management
DECLARED FOR FINANCIAL YEAR 2015-16
AND TO APPROVE FINAL EQUITY DIVIDEND
FOR THE FINANCIAL YEAR 2015-16
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
PUSHP KUMAR JOSHI (DIN05323634), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
REAPPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
Y.K. GAWALI (DIN05294482), WHO RETIRES
BY ROTATION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR REAPPOINTMENT
5 TO CONSIDER AN INCREASE IN THE FOR FOR Management
REMUNERATION PAYABLE TO STATUTORY
AUDITORS FOR FINANCIAL YEAR 2015-16
FROM INR 30 LAKHS TO INR 41 LAKHS
6 APPOINTMENT OF SHRI J. RAMASWAMY FOR FOR Management
(DIN06627920) AS DIRECTOR OF THE
CORPORATION
7 APPOINTMENT OF SHRI RAM NIWAS JAIN FOR FOR Management
(DIN00671720) AS INDEPENDENT DIRECTOR
OF THE CORPORATION
8 APPOINTMENT OF MS. URVASHI SADHWANI FOR FOR Management
(DIN03487195) AS DIRECTOR OF THE
CORPORATION
9 APPOINTMENT OF SHRI MUKESH KUMAR FOR FOR Management
SURANA (DIN07464675) AS CHAIRMAN &
MANAGING DIRECTOR OF THE CORPORATION
10 PAYMENT OF REMUNERATION TO COST FOR FOR Management
AUDITORS FOR FINANCIAL YEAR 2016-17
11 APPROVAL FOR MATERIAL RELATED PARTY FOR FOR Management
TRANSACTIONS
12 APPROVAL TO AMEND THE ARTICLES OF FOR FOR Management
ASSOCIATION OF THE COMPANY FOR
INCREASE IN THE NUMBER OF DIRECTORS:
ARTICLE 109
13 TO INCREASE AUTHORIZED CAPITAL OF THE FOR FOR Management
COMPANY AND AMEND THE CAPITAL CLAUSE
IN THE MEMORANDUM OF ASSOCIATION &
ARTICLE OF ASSOCIATION OF THE COMPANY:
CLAUSE NO V AND ARTICLE NO. 3(1)
14 TO CAPITALIZE RESERVES OF THE COMPANY FOR FOR Management
AND TO ISSUE BONUS SHARES
--------------------------------------------------------------------------------
HINDUSTAN PETROLEUM CORPORATION LTD, MUMBAI
Ticker: Security ID: Y3224R123
Meeting Date: JAN 06, 2017 Meeting Type: Other Meeting
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL FOR ISSUE OF NON-CONVERTIBLE FOR FOR Management
BONDS/DEBENTURES
--------------------------------------------------------------------------------
HITEJINRO CO LTD, SEOUL
Ticker: Security ID: Y3R2AY108
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: GIM IN GYU, SON FOR FOR Management
BONG SU, GIM YEONG GI, JEONG BYEONG GYO
3 ELECTION OF AUDIT COMMITTEE MEMBERS: FOR FOR Management
GIM YEONG GI, JEONG BYEONG GYO
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
AND APPROVAL OF BONUS FOR DIRECTOR
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD
Ticker: Security ID: Y36861105
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS.
PROPOSED CASH DIVIDEND: TWD 4.5 PER
SHARE
4 TO REVISE THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
--------------------------------------------------------------------------------
HTC CORPORATION
Ticker: Security ID: Y3732M111
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE FISCAL 2016 BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS
3 ADOPTION OF THE FISCAL 2016 DEFICIT FOR FOR Management
COMPENSATION PROPOSAL
4 DISCUSSION ON THE PROPOSAL TO FOR FOR Management
PARTIALLY AMEND THE PROCEDURES FOR THE
ACQUISITION OR DISPOSAL OF ASSETS
--------------------------------------------------------------------------------
HUA NAN FINANCIAL HOLDING CO LTD
Ticker: Security ID: Y3813L107
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS.PROPOSED
CASH DIVIDEND: TWD 0.7 PER SHARE.
4 PROPOSAL FOR THE REVIEW OF NEW SHARES FOR FOR Management
ISSUE THROUGH CAPITALIZATION OF THE
2016 EARNINGS.PROPOSED STOCK
DIVIDEND:50 FOR 1000 SHS HELD.
5 AMENDMENT TO THE COMPANY'S PROCEDURE FOR FOR Management
FOR THE ACQUISITION OR DISPOSAL OF
ASSETS.
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORPORATION LIMITED
Ticker: Security ID: Y3123J107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS FOR THE YEAR
2016
4 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS FOR
THE YEAR 2016
5 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
FINANCIAL REPORT FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
INDEPENDENT AUDITOR'S REPORT AND THE
COMPANY'S AUDITED FINANCIAL STATEMENTS
FOR THE YEAR 2016
7 TO CONSIDER AND APPROVE THE COMPANY'S FOR FOR Management
PROFIT DISTRIBUTION PLAN FOR THE YEAR
2016
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF KPMG AS THE
COMPANY'S INTERNATIONAL AUDITOR TO
HOLD OFFICE UNTIL THE CONCLUSION OF
THE ANNUAL GENERAL MEETING TO BE HELD
IN 2018 AND TO AUTHORIZE THE BOARD AND
AUTHORIZED PERSON TO DETERMINE ITS
REMUNERATION
9 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION PLAN FOR THE COMPANY'S
DIRECTORS AND SUPERVISORS FOR THE YEAR
ENDED 31 DECEMBER 2016
10 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. FANG ZHENG AS THE
EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
11 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. SHU FUPING AS THE
EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
12 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LI LIXIN AS THE
EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
13 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. TAO YUNPENG AS THE
NON-EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
14 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. CHEN HAIBIN AS THE
NON-EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
15 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LI YINAN AS THE
NON-EXECUTIVE DIRECTOR OF THE THIRD
SESSION OF THE BOARD
16 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. ZHANG BAI AS THE
INDEPENDENT NONEXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD
17 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. TAO ZHIGANG AS THE
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD
18 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. WU YIQIANG AS THE
INDEPENDENT NONEXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD
19 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LI CHANGXU AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
20 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. WANG KUN AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
21 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MS. HU XIAOHONG AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
22 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. HOU JIAWEI AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
23 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MS. DING RUILING AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
24 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. GUO XIAOPING AS THE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
25 TO CONSIDER AND AUTHORIZE THE FOR FOR Management
REMUNERATION AND ASSESSMENT COMMITTEE
OF THE BOARD TO DETERMINE, UPON THE
CANDIDATES FOR DIRECTORS AND
SUPERVISORS BEING APPROVED AT THE AGM,
THE REMUNERATION OF THE DIRECTORS AND
SUPERVISORS ACCORDING TO THE
REMUNERATION PLA
26 TO CONSIDER AND AUTHORIZE THE CHAIRMAN FOR FOR Management
OF THE BOARD OR ANY OTHER EXECUTIVE
DIRECTOR TO ENTER INTO A SERVICE
CONTRACT WITH THE DIRECTORS AND
SUPERVISORS BEING APPROVED AT THE AGM
AND HANDLE ALL OTHER RELEVANT MATTERS
ON BEHALF OF THE COMPANY UPON THE CANDI
27 TO CONSIDER AND APPROVE THE ENTERING FOR FOR Management
INTO OF THE PROJECT CONTRACTING,
OPERATION MAINTENANCE SERVICE AND
EQUIPMENT PURCHASING FRAMEWORK
AGREEMENT AND THE CONTINUING CONNECTED
TRANSACTIONS THEREUNDER (INCLUDING THE
ANNUAL CAPS THEREOF)
28 TO CONSIDER AND APPROVE THE ENTERING FOR FOR Management
INTO OF THE COAL PURCHASING AND
SHIPPING SERVICE FRAMEWORK AGREEMENT
AND THE CONTINUING CONNECTED
TRANSACTIONS THEREUNDER (INCLUDING THE
ANNUAL CAPS THEREOF)
29 TO CONSIDER AND APPROVE THE ENTERING FOR FOR Management
INTO OF THE FINANCE LEASE FRAMEWORK
AGREEMENT AND THE CONTINUING CONNECTED
TRANSACTIONS THEREUNDER (INCLUDING THE
ANNUAL CAPS THEREOF)
30 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A GENERAL MANDATE TO ISSUE THE DEBT
FINANCING INSTRUMENTS PROPOSED TO BE
ISSUED BY THE COMPANY, WHILE THE
OUTSTANDING BALANCE OF ALL CATEGORIES
OF BONDS TO BE ISSUED SHALL NOT EXCEED
RMB20 BILLION IN AGGREGATE
31 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A GENERAL MANDATE TO THE DIRECTORS
TO EXERCISE THE POWER OF THE COMPANY
TO ISSUE, ALLOT AND DEAL WITH THE
ADDITIONAL DOMESTIC SHARES AND H
SHARES NOT EXCEEDING 20% OF THE
AGGREGATE NOMINAL VALUES OF THE
DOMESTIC SHA
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: Security ID: Y3738Y101
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE EXERCISE FOR FOR Management
OF GENERAL MANDATE BY THE BOARD TO
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
3 TO CONSIDER AND APPROVE THE ISSUANCE FOR FOR Management
OF DEBT FINANCING INSTRUMENTS BY THE
COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATIONS
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD FOR THE YEAR ENDED 31
DECEMBER 2016
6 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE FOR THE YEAR
ENDED 31 DECEMBER 2016
7 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL REPORT OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
8 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PROPOSAL OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
9 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF INTERNATIONAL AUDITOR,
DOMESTIC AUDITOR AND AUDITOR OF
INTERNAL CONTROL, AND TO AUTHORIZE THE
BOARD TO DETERMINE THE REMUNERATION
WHICH SHALL NOT EXCEED RMB10.95
MILLION: DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC
10 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF INTERNATIONAL AUDITOR,
DOMESTIC AUDITOR AND AUDITOR OF
INTERNAL CONTROL, AND TO AUTHORIZE THE
BOARD TO DETERMINE THE REMUNERATION
WHICH SHALL NOT EXCEED RMB10.95
MILLION: DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC
11 TO CONSIDER AND APPROVE THE FOR FOR Management
PERFORMANCE REPORT OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR
ENDED 31 DECEMBER 2016
12 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RELATION TO THE REMUNERATION OF THE
DIRECTORS AND THE SUPERVISORS FOR THE
YEAR ENDED 31 DECEMBER 2016
13 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
IN RELATION TO THE REVISION OF THE
FINANCE LEASE FRAMEWORK AGREEMENT WITH
(AS SPECIFIED) (HUADIAN FINANCIAL
LEASING COMPANY LIMITED), A SUBSIDIARY
OF (AS SPECIFIED) (CHINA HUADIAN
CORPORATION) WHICH IS THE CONTROLLING
15 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
18 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
19 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
20 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
21 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS THE DIRECTOR OF
THE EIGHTH SESSION OF THE BOARD FOR A
TERM OF THREE YEARS, COMMENCING FROM
THE CONCLUSION OF THE AGM AND EXPIRING
AT THE CONCLUSION OF THE GEN
23 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE EIGHTH
SESSION OF THE BOARD FOR A TERM OF
THREE YEARS, COMMENCING FROM THE
CONCLUSION OF THE AGM AND EXPIRING AT
THE
24 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE EIGHTH
SESSION OF THE BOARD FOR A TERM OF
THREE YEARS, COMMENCING FROM THE
CONCLUSION OF THE AGM AND EXPIRING AT
THE
25 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE EIGHTH
SESSION OF THE BOARD FOR A TERM OF
THREE YEARS, COMMENCING FROM THE
CONCLUSION OF THE AGM AND EXPIRING AT
THE
26 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE EIGHTH
SESSION OF THE BOARD FOR A TERM OF
THREE YEARS, COMMENCING FROM THE
CONCLUSION OF THE AGM AND EXPIRING AT
THE
28 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS SUPERVISOR (NOT
REPRESENTING THE EMPLOYEES OF THE
COMPANY) OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE FOR A TERM OF
THREE YEARS, COMMENCING FROM THE C
29 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS SUPERVISOR (NOT
REPRESENTING THE EMPLOYEES OF THE
COMPANY) OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE FOR A TERM OF
THREE YEARS, COMMENCING FROM THE C
30 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RE-ELECTION OF THE
FOLLOWING PERSON AS SUPERVISOR (NOT
REPRESENTING THE EMPLOYEES OF THE
COMPANY) OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE FOR A TERM OF
THREE YEARS, COMMENCING FROM THE C
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: Security ID: Y3744A105
Meeting Date: NOV 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE ACQUISITION OF THE
SHANDONG POWER INTERESTS, THE JILIN
POWER INTERESTS, THE HEILONGJIANG
POWER INTERESTS AND THE ZHONGYUAN CCGT
INTERESTS
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: Security ID: Y3744A105
Meeting Date: JAN 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE CONTINUING CONNECTED
TRANSACTIONS FOR 2017 BETWEEN THE
COMPANY AND HUANENG GROUP
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE CONTINUING CONNECTED
TRANSACTION (FROM 2017 TO 2019)
BETWEEN THE COMPANY AND HUANENG FINANCE
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE CONTINUING CONNECTED
TRANSACTION (FROM 2017 TO 2019)
BETWEEN THE COMPANY AND TIANCHENG
LEASING
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: Security ID: Y3744A105
Meeting Date: MAY 16, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S FULFILLMENT OF
THE CONDITIONS FOR NONPUBLIC ISSUANCE
OF A SHARES
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
ISSUING METHODS AND ISSUING TIME
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES: TYPE
AND FACE VALUE OF THE SHARES TO BE
ISSUED
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
TARGET INVESTORS AND SUBSCRIPTION
METHOD
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
PRICING EX-DATE, ISSUE PRICE AND
PRICING PRINCIPLES
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
NUMBER OF SHARES TO BE ISSUED
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
LOCK-UP PERIOD
10 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES:
AMOUNT AND USE OF PROCEEDS TO BE RAISED
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES: THE
ARRANGEMENT OF THE UNDISTRIBUTED
PROFITS BEFORE THE NON-PUBLIC ISSUANCE
12 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES: THE
VALID PERIOD OF THE APPROVAL OF THE
ISSUANCE
13 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SCHEME FOR
NON-PUBLIC ISSUANCE OF A SHARES: PLACE
OF LISTING
14 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE COMPANY'S PLAN FOR NON-PUBLIC
ISSUANCE OF A SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE FEASIBILITY ANALYSIS
REPORT ON THE INVESTMENT PROJECTS WITH
THE PROCEEDS OF THE COMPANY'S
NON-PUBLIC ISSUANCE OF A SHARES
16 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE REPORT ON THE USE OF THE
PROCEEDS RAISED IN THE LATEST SHARE
OFFERING OF THE COMPANY
17 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE RISK WARNINGS AND
MAKE-UP MEASURES FOR THE COMPANY'S
DILUTED IMMEDIATE RETURN ON NON-PUBLIC
ISSUANCE OF A SHARES
18 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMMITMENTS OF THE
CONTROLLING SHAREHOLDERS, DIRECTORS
AND SENIOR MANAGEMENT ON ADOPTING
MAKE-UP MEASURES FOR THE DILUTED
IMMEDIATE RETURN ON NON-PUBLIC
ISSUANCE OF A SHARES
19 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE COMPANY'S SHAREHOLDER
RETURN PLAN FOR THE NEXT THREE YEARS
(2017-2019)
20 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE CONVENING A GENERAL
MEETING TO AUTHORIZE THE BOARD OF
DIRECTORS TO DEAL WITH THE ISSUES
RELATED TO THE NON-PUBLIC ISSUANCE OF
A SHARES
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: Security ID: Y3744A105
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 TO CONSIDER AND APPROVE THE WORKING FOR FOR Management
REPORT FROM THE BOARD OF DIRECTORS OF
THE COMPANY FOR 2016
6 TO CONSIDER AND APPROVE THE WORKING FOR FOR Management
REPORT FROM THE SUPERVISORY COMMITTEE
OF THE COMPANY FOR 2016
7 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR 2016
8 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
2016
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE APPOINTMENT OF THE
COMPANY'S AUDITORS FOR 2017: KPMG
HUAZHEN LLP AS DOMESTIC AUDITORS AND
KPMG AS HONG KONG AUDITORS
10 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE ISSUE OF SHORT-TERM
DEBENTURES BY THE COMPANY
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE ISSUE OF SUPER
SHORT-TERM DEBENTURES BY THE COMPANY
12 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS (BY WAY OF NON-PUBLIC
PLACEMENT)
13 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE GRANTING OF THE GENERAL
MANDATE OF ISSUE DOMESTIC AND/OR
OVERSEAS DEBT FINANCING INSTRUMENTS
14 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
REGARDING THE GRANTING OF GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO
ISSUE DOMESTIC SHARES AND/OR OVERSEAS
LISTED FOREIGN SHARES
15 TO ELECT MR. CAO PEIXI AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
16 TO ELECT MR. GUO JUNMING AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
17 TO ELECT MR. LIU GUOYUE AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
18 TO ELECT MR. FAN XIAXIA AS THE FOR FOR Management
EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
19 TO ELECT MR. HUANG JIAN AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
20 TO ELECT MR. WANG YONGXIANG AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
21 TO ELECT MR. MI DABIN AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
22 TO ELECT MR. GUO HONGBO AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
23 TO ELECT MR. CHENG HENG AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
24 TO ELECT MR. LIN CHONG AS THE FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE NINTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
25 TO ELECT MR. YUE HENG AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE NINTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
26 TO ELECT MR. XU MENGZHOU AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE NINTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
27 TO ELECT MR. LIU JIZHEN AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE NINTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
28 TO ELECT MR. XU HAIFENG AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE NINTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
29 TO ELECT MR. ZHANG XIANZHI AS THE FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE NINTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
30 TO ELECT MR. YE XIANGDONG AS THE FOR FOR Management
SHAREHOLDER SUPERVISOR OF THE NINTH
SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY
31 TO ELECT MR. MU XUAN AS THE FOR FOR Management
SHAREHOLDER SUPERVISOR OF THE NINTH
SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY
32 TO ELECT MR. ZHANG MENGJIAO AS THE FOR FOR Management
SHAREHOLDER SUPERVISOR OF THE NINTH
SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY
33 TO ELECT MR. GU JIANGUO AS THE FOR FOR Management
SHAREHOLDER SUPERVISOR OF THE NINTH
SESSION OF THE SUPERVISORY COMMITTEE
OF THE COMPANY
--------------------------------------------------------------------------------
HYOSUNG CORPORATION, SEOUL
Ticker: Security ID: Y3818Y120
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: GIM GYU YEONG, FOR FOR Management
GIM SANG HUI, HAN MIN GU, SON BYEONG
DU, I BYEONG JU, BAK TAE HO
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM SANG HUI,
HAN MIN GU, I BYEONG JU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO
Ticker: Security ID: P5230A101
Meeting Date: APR 19, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE REDUCTION OF THE FOR FOR Management
COMPANY'S CAPITAL STOCK, IN THE AMOUNT
OF BRL 821,909,478.00 EIGHT HUNDRED
TWENTY ONE MILLION NINE HUNDRED NINE
THOUSAND FOUR HUNDRED SEVENTY EIGHT
REAIS, UPON CAPITAL RESTITUTION TO
SHAREHOLDERS AND WITHOUT THE
CANCELLATIO
4 TO APPROVE THE AMENDMENT OF THE CAPUT FOR FOR Management
OF ARTICLE 5 OF THE COMPANY'S BYLAWS,
SO AS TO REFLECT THE REDUCTION OF THE
COMPANY'S CAPITAL STOCK, AS PROVIDED
IN THE ITEM I ABOVE, IF APPROVED THE
REFERRED PROPOSAL
5 TO APPROVE THE INCLUSION OF A NEW FOR FOR Management
ARTICLE IN THE COMPANY'S BYLAWS TO
REGULATE THE EXISTENCE AND OPERATION
OF THE STATUTORY AUDIT COMMITTEE OF
THE COMPANY, WHICH SUCH CREATION WAS
APPROVED AT A MEETING OF THE BOARD OF
DIRECTORS OF THE COMPANY HELD ON JULY
6 TO APPROVE THE EXTINCTION OF THE FOR FOR Management
OFFICE OF VICE CHAIRMAN OF THE BOARD
OF DIRECTORS OF THE COMPANY, WITH THE
CORRESPONDING AMENDMENT OF ARTICLE 19
OF THE COMPANY'S BYLAWS
7 TO APPROVE THE INCLUSION IN THE FOR FOR Management
COMPANY'S BYLAWS OF THE POSSIBILITY OF
APPOINTING THE CHAIRMAN OF THE BOARD
OF DIRECTORS OF THE COMPANY BY MEANS
OF A GENERAL MEETING AND NOT ONLY AT A
MEETING OF THE BOARD OF DIRECTORS,
WITH THE CONSEQUENT AMENDMENT OF PAR
8 TO APPROVE THE EXCLUSION IN THE FOR FOR Management
COMPANY'S BYLAWS OF THE REQUIREMENT
THAT THE MEMBERS OF THE BOARD OF
DIRECTORS HAVE TO BE SHAREHOLDERS OF
THE COMPANY, WITH THE CONSEQUENT
AMENDMENT OF ARTICLE 19 OF THE
COMPANY'S BYLAWS
9 TO APPROVE THE EXTINCTION OF THE FOR FOR Management
POSITIONS OF CHIEF EXECUTIVE OFFICER
OF THE PHARMACEUTICAL DIVISION, WITH
THE CONSEQUENT AMENDMENT OF ARTICLES
24 AND EXCLUSION OF ARTICLES 31 OF THE
COMPANY'S BYLAWS
10 TO APPROVE THE CREATION OF THE NEW FOR FOR Management
POSITION OF LEGAL AND COMPLIANCE
EXECUTIVE OFFICER OF THE COMPANY, WITH
THE CONSEQUENT AMENDMENT OF ARTICLES
24 AND 32 AND INCLUSION OF A NEW
ARTICLE IN THE COMPANY'S BYLAWS TO
REGULATE THE SKILLS OF SUCH POSITION
11 TO APPROVE THE MODIFICATION OF THE FOR FOR Management
TITLE CHIEF EXECUTIVE OFFICER TO CHIEF
OPERATING OFFICER COO AND THE
CONSOLIDATION OF THE COMPANY'S BYLAWS,
AND THE MODIFICATION OF THE
COMPETENCES AND RESPONSIBILITIES OF
SUCH OFFICERS, WITH THE CONSEQUENT
AMENDMENT OF
12 TO APPROVE THE ADJUSTMENT OF THE FOR FOR Management
POWERS OF THE CHIEF EXECUTIVE OFFICER
CEO OF THE CHIEF FINANCIAL OFFICER CFO
OF THE INVESTOR RELATIONS EXECUTIVE
OFFICER 3 AND OF THE COMPANY FISCAL
OFFICER, WITH THE CONSEQUENT AMENDMENT
OF ARTICLES 30, 32, 33 AND 34 OF T
13 TO APPROVE THE RENUMBERING OF THE FOR FOR Management
ARTICLES AND THE CONSOLIDATION OF THE
COMPANY'S BYLAWS, IF THE FOLLOWING
PROPOSALS REMAIN APPROVED, A ADDITION
OF TWO NEW ARTICLES, B EXCLUSION OF
ARTICLE 31 AND C AMENDMENT OF THE
ARTICLES 5, 19, 24, 28, 30, 32, 33, 34
A
14 TO APPROVE THE CREATION OF A NEW FOR FOR Management
SHARES CONCESSION PLAN IN A MATCHING
BASIS TO THE COMPANY'S EXECUTIVES
MATCHING PLAN, BY THE MEANS OF WHICH
THE BENEFICIARIES MAY RECEIVE
COMPANY'S SHARES, PURSUANT TO THE
TERMS AND CONDITIONS PROVIDED IN SUCH
MATCHING PLA
15 TO APPROVE THE RE RATIFICATION OF THE FOR FOR Management
AMOUNT OF THE COMPANY'S DIRECTORS
GLOBAL ANNUAL COMPENSATION SET FOR THE
FISCAL YEAR ENDED ON DECEMBER 31,
2015, AT THE COMPANY'S ANNUAL GENERAL
MEETING HELD IN MARCH 13, 2015, IN
ORDER TO INCLUDE THE AMOUNTS CORRESPO
16 TO APPROVE THE RE RATIFICATION OF THE FOR FOR Management
EXTRAORDINARY GENERAL COMPANY MEETING,
HELD ON APRIL 29, 2011, FILED BEFORE
THE BOARD OF TRADE OF THE STATE OF SAO
PAULO, IN THE SESSION OF MAY 17 2011,
UNDER THE NUMBER 186.697.11.9 EGM
HYPERMARCAS IN ORDER TO RECORD
17 TO AUTHORIZE THE MANAGERS OF THE FOR FOR Management
COMPANY TO PERFORM ALL THE NECESSARY
ACTS TO THE EFFECTIVENESS OF THE
DELIBERATIONS PROPOSED AND APPROVED BY
THE SHAREHOLDERS OF THE COMPANY
--------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO
Ticker: Security ID: P5230A101
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO REVIEW, DISCUSS AND VOTE THE ANNUAL FOR FOR Management
MANAGERIAL REPORT AND THE COMPANY'S
FINANCIAL STATEMENTS, AND ITS
EXPLANATORY NOTES, THE INDEPENDENT
AUDITORS OPINION AND OTHER NECESSARY
DOCUMENTS AND INFORMATION RELATED TO
THE FISCAL YEAR ENDED ON DECEMBER 31,
201
5 TO APPROVE THE PROPOSAL OF ALLOCATION FOR FOR Management
OF THE NET PROFIT OF THE COMPANY,
RELATED TO THE COMPANY'S FISCAL YEAR
ENDED ON DECEMBER 31, 2016
6 TO SET THE NUMBER OF SEATS ON THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY
9 ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS OF THE COMPANY. CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS. .
MEMBERS. JOAO ALVES DE QUEIROZ FILHO,
CLAUDIO BERGAMO DOS SANTOS, ESTEBAN
MALPICA FOMPEROSA, BERNARDO MALPICA
HERNANDEZ, JAIRO EDUARDO LOUREIRO,
10 ELECT THE MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS OF THE COMPANY. CANDIDATE
APPOINTED BY MINORITARY COMMON SHARES
11 TO SET THE GLOBAL AND ANNUAL FOR FOR Management
COMPENSATION OF THE COMPANYS MANAGERS
FOR THE FISCAL YEAR OF 2017
--------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO LTD, SEOUL
Ticker: Security ID: Y38306109
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
3 ELECTION OF DIRECTOR CANDIDATES: BAK FOR FOR Management
DONG UN, GANG HYEONG WON, I YUN CHEOL
4 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CANDIDATES: GANG HYEONG WON, I YUN
CHEOL
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
6 AMENDMENT OF ARTICLES ON RETIREMENT FOR FOR Management
ALLOWANCE FOR BOARD MEMBERS
--------------------------------------------------------------------------------
HYUNDAI ENGINEERING AND CONSTRUCTION CO LTD, SEOUL
Ticker: Security ID: Y38382100
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR SIN HYEON FOR FOR Management
YUN, SEO CHI HO
4 ELECTION OF AUDIT COMMITTEE MEMBER SIN FOR FOR Management
HYEON YUN, SEO CHI HO
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN
Ticker: Security ID: Y3838M106
Meeting Date: FEB 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF SPLIT-OFF FOR FOR Management
2 APPROVAL OF AUDITOR COMMITTEE MEMBER FOR FOR Management
OF SPLIT-OFF COMPANY
--------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN
Ticker: Security ID: Y3838M106
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: GANG HWAN GU, FOR FOR Management
GA SAM HYEON, CHOE HYEOK
3 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CHOE HYEOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL
Ticker: Security ID: Y3849A109
Meeting Date: JUL 07, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF INTERNAL DIRECTOR FOR FOR Management
(CANDIDATE: YEONG DEUK LIM)
--------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL
Ticker: Security ID: Y3849A109
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: JEONG UI SEON, FOR FOR Management
I TAE UN, I BYEONG JU
3 ELECTION OF AUDIT COMMITTEE MEMBERS: I FOR FOR Management
TAE UN, I BYEONG JU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL
Ticker: Security ID: Y38472109
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF INSIDE DIRECTOR JEONG MONG FOR FOR Management
GU
3 ELECTION OF OUTSIDE DIRECTOR CHOE EUN FOR FOR Management
SU
4 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CHOE EUN SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYUNDAI STEEL CO, INCHON
Ticker: Security ID: Y38383108
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 ELECTION OF INSIDE DIRECTOR GANG HAK FOR FOR Management
SEO
3 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HYUNDAIMARINE&FIREINSURANCECO. LTD., SEOUL
Ticker: Security ID: Y3842K104
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CHOE BYEONG DU
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM HUI DONG
5 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM YONG JUN
6 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
ICICI BANK LTD, VADODARA
Ticker: Security ID: Y3860Z132
Meeting Date: JUL 11, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF FINANCIAL STATEMENTS FOR FOR FOR Management
THE FINANCIAL YEAR ENDED ON MARCH 31,
2016
2 DECLARATION OF DIVIDEND ON PREFERENCE FOR FOR Management
SHARES
3 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES
4 RE-APPOINTMENT OF MR. RAJIV SABHARWAL FOR FOR Management
(DIN : 00057333) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 RE-APPOINTMENT OF MR. N. S. KANNAN FOR FOR Management
(DIN : 00066009) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
6 APPOINTMENT OF STATUTORY AUDITORS: B S FOR FOR Management
R & CO.LLP
7 APPOINTMENT OF BRANCH AUDITORS FOR FOR Management
8 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
MR. VIJAY CHANDOK (DIN : 01545262) AS
A DIRECTOR
9 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
MR. VIJAY CHANDOK (DIN : 01545262) AS
A WHOLE TIME DIRECTOR (DESIGNATED AS
EXECUTIVE DIRECTOR)
10 ORDINARY RESOLUTION FOR PAYMENT OF FOR FOR Management
PROFIT LINKED COMMISSION OF INR
1,000,000 EACH P.A. TO NON-EXECUTIVE
DIRECTORS
11 SPECIAL RESOLUTION FOR PRIVATE FOR FOR Management
PLACEMENT OF SECURITIES UNDER SECTION
42 OF THE COMPANIES ACT, 2013
--------------------------------------------------------------------------------
ICICI BANK LTD, VADODARA
Ticker: Security ID: Y3860Z132
Meeting Date: JUN 12, 2017 Meeting Type: Other Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ORDINARY RESOLUTION FOR INCREASE IN FOR FOR Management
THE AUTHORISED SHARE CAPITAL OF THE
COMPANY AND CONSEQUENT AMENDMENT TO
THE CAPITAL CLAUSE OF THE MEMORANDUM
OF ASSOCIATION
3 SPECIAL RESOLUTION FOR ALTERATION OF FOR FOR Management
CAPITAL CLAUSE OF ARTICLES OF
ASSOCIATION: ARTICLE 5.A
4 ORDINARY RESOLUTION FOR ISSUE OF BONUS FOR FOR Management
SHARES IN PROPORTION OF 1:10 I.E. 1
(ONE) EQUITY SHARE OF INR 2/- EACH FOR
EVERY 10 (TEN) FULLY PAID-UP EQUITY
SHARES OF INR 2/- EACH
5 SPECIAL RESOLUTION FOR AMENDMENT TO FOR FOR Management
THE EMPLOYEE STOCK OPTION SCHEME
--------------------------------------------------------------------------------
ICICI BANK LTD, VADODARA
Ticker: Security ID: Y3860Z132
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF FINANCIAL STATEMENTS FOR FOR FOR Management
THE FINANCIAL YEAR ENDED MARCH 31, 2017
2 DECLARATION OF DIVIDEND ON PREFERENCE FOR FOR Management
SHARES
3 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES
4 RE-APPOINTMENT OF MS. VISHAKHA MULYE FOR FOR Management
(DIN:00203578) WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, OFFERS HERSELF
FOR RE-APPOINTMENT
5 APPOINTMENT OF STATUTORY AUDITORS: M/S. FOR FOR Management
B S R & CO. LLP
6 APPOINTMENT OF BRANCH AUDITORS FOR FOR Management
7 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
MR. ANUP BAGCHI (DIN: 00105962) AS A
DIRECTOR
8 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
MR. ANUP BAGCHI (DIN: 00105962) AS A
WHOLETIME DIRECTOR (DESIGNATED AS
EXECUTIVE DIRECTOR)
9 SPECIAL RESOLUTION FOR PRIVATE FOR FOR Management
PLACEMENT OF SECURITIES UNDER SECTION
42 OF THE COMPANIES ACT, 2013
--------------------------------------------------------------------------------
IDBI BANK LTD, MUMBAI
Ticker: Security ID: Y40172119
Meeting Date: JUL 22, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
9 ENABLING RESOLUTION U/S 42 OF THE FOR FOR Management
COMPANIES ACT, 2013 FOR MOBILIZATION
IN ONE OR MORE TRANCHES UPTO INR 20000
CRORE COMPRISING OF BONDS BY WAY OF
PRIVATE PLACEMENT/PUBLIC ISSUE
10 INCREASE IN THE AUTHORISED SHARE FOR FOR Management
CAPITAL OF THE BANK FROM INR 3000
CRORE TO INR 4500 CRORE AND OTHER
AMENDMENTS IN ARTICLES OF ASSOCIATION
OF THE BANK
4 TO NOTE THE APPOINTMENT OF SHRI KISHOR FOR FOR Management
PIRAJI KHARAT AS MD & CEO OF THE BANK
5 TO NOTE THE NOMINATION OF SHRI PANKAJ FOR FOR Management
JAIN, JOINT SECRETARY, DEPARTMENT OF
FINANCIAL SERVICES, GOVT. OF INDIA AS
GOVERNMENT NOMINEE DIRECTOR ON THE
BOARD OF THE BANK
6 RE-APPOINTMENT OF SHRI S. RAVI AS FOR FOR Management
INDEPENDENT DIRECTOR OF THE BANK
7 RE-APPOINTMENT OF SHRI NINAD KARPE AS FOR FOR Management
INDEPENDENT DIRECTOR OF THE BANK
8 ENABLING RESOLUTION U/S 62(1)(C) OF FOR FOR Management
THE COMPANIES ACT, 2013 FOR ISSUE OF
SHARES AGGREGATING UPTO INR 8000 CRORE
(INCLUSIVE OF PREMIUM AMOUNT) THROUGH
VARIOUS MODES OF ISSUE INCLUDING QIP
1 ADOPTION OF THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF IDBI BANK AS ON MARCH
31, 2016 TOGETHER WITH REPORTS OF
DIRECTORS AND AUDITORS THEREON
2 AUTHORISING THE BOARD OF DIRECTORS TO FOR FOR Management
APPOINT/ RE-APPOINT JOINT STATUTORY
AUDITORS OF IDBI BANK AND BRANCH
STATUTORY AUDITOR OF DIFC, DUBAI
BRANCH OF IDBI BANK FOR FY 2016-17
3 APPOINTMENT OF SHRI GYAN PRAKASH JOSHI FOR FOR Management
AS INDEPENDENT DIRECTOR OF THE BANK
--------------------------------------------------------------------------------
IDBI BANK LTD, MUMBAI
Ticker: Security ID: Y40172119
Meeting Date: APR 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION U/S 62(1)(C) OF THE FOR FOR Management
COMPANIES ACT, 2013 TO (I) OFFER,
ISSUE AND ALLOT UPTO 247492510 EQUITY
SHARES OF INR 10/- EACH AT A PRICE OF
INR 76.77 PER SHARE AGGREGATING UPTO
INR 1900 CRORE (RUPEES ONE THOUSAND
NINE HUNDRED CRORE ONLY) TO GOVT, OF
INDI
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD, ILLOVO
Ticker: Security ID: S37840113
Meeting Date: OCT 26, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REAPPOINT PRICEWATERHOUSECOOPERS INC FOR FOR Management
AS AUDITORS OF THE COMPANY
2 RE-ELECT HUGH CAMERON AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
3 ELECT PETER DAVEY AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
4 RE-ELECT BABALWA NGONYAMA AS MEMBER OF FOR FOR Management
THE AUDIT COMMITTEE
5 ELECT MPHO NKELI AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
6 APPROVE REMUNERATION POLICY FOR FOR Management
7 RE-ELECT HUGH CAMERON AS DIRECTOR FOR FOR Management
8 RE-ELECT ALBERTINAH KEKANA AS DIRECTOR FOR FOR Management
9 RE-ELECT ALASTAIR MACFARLANE AS FOR FOR Management
DIRECTOR
10 RE-ELECT BABALWA NGONYAMA AS DIRECTOR FOR FOR Management
11 APPROVE REMUNERATION OF NON EXECUTIVE FOR FOR Management
DIRECTORS
12 AUTHORISE REPURCHASE OF ISSUED SHARE FOR FOR Management
CAPITAL
--------------------------------------------------------------------------------
IMPERIAL HOLDINGS LTD (IPL)
Ticker: Security ID: S38127122
Meeting Date: NOV 01, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS FOR FOR Management
2 APPOINTMENT OF AUDITORS:THE AUDIT FOR FOR Management
COMMITTEE HAS RECOMMENDED THE
REAPPOINTMENT OF DELOITTE & TOUCHE AS
EXTERNAL AUDITORS OF THE COMPANY FROM
THIS AGM UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY WITH MR A
MACKIE (IRBA NO 397210) AS DESIGNATED
PARTNE
3 APPOINTMENT OF AUDIT COMMITTEE: M FOR FOR Management
KGOSANA
4 APPOINTMENT OF AUDIT COMMITTEE: GW FOR FOR Management
DEMPSTER
5 APPOINTMENT OF AUDIT COMMITTEE: T FOR FOR Management
DINGAAN
6 APPOINTMENT OF AUDIT COMMITTEE: P FOR FOR Management
LANGENI
7 APPOINTMENT OF AUDIT COMMITTEE: RJA FOR FOR Management
SPARKS
8 APPOINTMENT OF AUDIT COMMITTEE: Y WAJA FOR FOR Management
9 RE-APPOINTMENT OF DIRECTOR: MJ LAMBERTI FOR FOR Management
10 RE-APPOINTMENT OF DIRECTOR: P LANGENI FOR FOR Management
11 RE-APPOINTMENT OF DIRECTOR: PB MICHAUX FOR FOR Management
12 RE-APPOINTMENT OF DIRECTOR: RJA SPARKS FOR FOR Management
13 RE-APPOINTMENT OF DIRECTOR: A FOR FOR Management
TUGENDHAFT
14 CONFIRMATION OF REMUNERATION POLICY FOR FOR Management
15 DIRECTORS' FEES: CHAIRPERSON FOR FOR Management
16 DIRECTORS' FEES: DEPUTY CHAIRPERSON FOR FOR Management
AND LEAD INDEPENDENT DIRECTOR
17 DIRECTORS' FEES: BOARD MEMBER FOR FOR Management
18 DIRECTORS' FEES: ASSETS AND FOR FOR Management
LIABILITIES COMMITTEE CHAIRPERSON
19 DIRECTORS' FEES: ASSETS AND FOR FOR Management
LIABILITIES COMMITTEE MEMBER
20 DIRECTORS' FEES: AUDIT COMMITTEE FOR FOR Management
CHAIRPERSON
21 DIRECTORS' FEES: AUDIT COMMITTEE MEMBER FOR FOR Management
22 DIRECTORS' FEES: INVESTMENT COMMITTEE FOR FOR Management
CHAIRPERSON
23 DIRECTORS' FEES: INVESTMENT COMMITTEE FOR FOR Management
MEMBER
24 DIRECTORS' FEES: RISK COMMITTEE FOR FOR Management
CHAIRMAN
25 DIRECTORS' FEES: RISK COMMITTEE MEMBER FOR FOR Management
26 DIRECTORS' FEES: REMUNERATION FOR FOR Management
COMMITTEE CHAIRPERSON
27 DIRECTORS' FEES: REMUNERATION FOR FOR Management
COMMITTEE MEMBER
28 DIRECTORS' FEES: NOMINATION COMMITTEE FOR FOR Management
CHAIRPERSON
29 DIRECTORS' FEES: NOMINATION COMMITTEE FOR FOR Management
MEMBER
30 DIRECTORS' FEES: SOCIAL, ETHICS AND FOR FOR Management
SUSTAINABILITY COMMITTEE CHAIRPERSON
31 DIRECTORS' FEES: SOCIAL, ETHICS AND FOR FOR Management
SUSTAINABILITY COMMITTEE MEMBER
32 GENERAL AUTHORITY TO REPURCHASE FOR FOR Management
COMPANY SHARES
33 AUTHORITY OVER UNISSUED ORDINARY SHARES FOR FOR Management
34 AUTHORITY TO ISSUE SHARES FOR CASH FOR FOR Management
35 AUTHORITY OVER UNISSUED PREFERENCE FOR FOR Management
SHARES
36 AUTHORITY TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE - S44
37 AUTHORITY TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE - S45
38 AMENDMENT OF THE MOI FOR FOR Management
--------------------------------------------------------------------------------
INDIAN BANK
Ticker: Security ID: Y39228112
Meeting Date: JUN 12, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
AUDITED BALANCE SHEET OF THE BANK AS
AT MARCH 31, 2017, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR ENDED ON THAT
DATE, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERED BY
3 TO DECLARE DIVIDEND FOR THE YEAR ENDED FOR FOR Management
MARCH 31, 2017
4 TO APPROVE RAISING OF EQUITY CAPITAL FOR FOR Management
BY ISSUE OF 4.75 CRORE EQUITY SHARES
OF FACE VALUE OF RS.10/- EACH THROUGH
FOLLOW-ON PUBLIC OFFER / RIGHTS ISSUE
/ PRIVATE PLACEMENT / QIP /
PREFERENTIAL ISSUE TO BE DECIDED BY
THE BANK, UNDER SECTION 3 (2B) (C) OF
THE
--------------------------------------------------------------------------------
INDIAN OIL CORP LTD
Ticker: Security ID: Y3925Y112
Meeting Date: SEP 14, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED STANDALONE AS WELL AS
CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED MARCH 31,2016 TOGETHER WITH
REPORTS OF THE DIRECTORS AND THE
AUDITORS THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM FOR FOR Management
DIVIDEND AND TO DECLARE THE FINAL
DIVIDEND ON EQUITY SHARES FOR THE YEAR
2015-16
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
A. K. SHARMA (DIN: 06665266), WHO
RETIRES BY ROTATION AND IS ELIGIBLE
FOR REAPPOINTMENT
4 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 152 AND 161(1)
OF THE COMPANIES ACT, 2013 INCLUDING
ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME
BEING IN FORCE AND THE ARTICLES OF
ASSOCIATION OF THE COMPANY, SHRI B. S.
CANTH (DIN: 0
5 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 149, 150, 152
AND 161(1) READ WITH SCHEDULE IV &
OTHER APPLICABLE PROVISIONS, IF ANY OF
THE COMPANIES ACT 2013 AND THE RULES
NOTIFIED THEREUNDER INCLUDING ANY
STATUTORY MODIFICATION OR RE-ENACTMENT
THERE
6 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 149, 150, 152
AND 161(1) READ WITH SCHEDULE IV &
OTHER APPLICABLE PROVISIONS, IF ANY OF
THE COMPANIES ACT 2013 AND THE RULES
NOTIFIED THEREUNDER, INCLUDING ANY
STATUTORY MODIFICATION OR RE-ENACTMENT
THER
7 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 149, 150, 152
AND 161(1) READ WITH SCHEDULE IV &
OTHER APPLICABLE PROVISIONS, IF ANY OF
THE COMPANIES ACT 2013 AND THE RULES
NOTIFIED THEREUNDER INCLUDING ANY
STATUTORY MODIFICATION OR RE-ENACTMENT
THERE
8 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 152 AND 161(1)
OF THE COMPANIES ACT, 2013 INCLUDING
ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME
BEING IN FORCE, THE ARTICLES OF
ASSOCIATION OF THE COMPANY, SHRI G. K.
SATISH (DIN: 069
9 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 148 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013 AND THE COMPANIES (AUDIT AND
AUDITORS) RULES, 2014 INCLUDING ANY
STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF, FOR THE TIME
BEING IN FO
10 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 42 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATIONS OR
RE-ENACTMENT THEREOF, FOR THE TIME
BEING IN FORCE) AS WELL AS RULES
PRESCRIBED THEREUN
--------------------------------------------------------------------------------
INDIAN OIL CORP LTD
Ticker: Security ID: Y3925Y112
Meeting Date: OCT 03, 2016 Meeting Type: Other Meeting
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ORDINARY RESOLUTION FOR ISSUE OF BONUS FOR FOR Management
SHARES
--------------------------------------------------------------------------------
INDIAN OVERSEAS BANK, CHENNAI
Ticker: Security ID: Y39282119
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
AUDITED BALANCE SHEET OF THE BANK AS
AT 31ST MARCH 2017, PROFIT AND LOSS
ACCOUNT OF THE BANK FOR THE YEAR ENDED
31ST MARCH 2017, THE REPORT OF THE
BOARD OF DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIO
2 TO ISSUE FURTHER SHARES TO PUBLIC FOR FOR Management
3 TO CONSIDER FURTHER ISSUE OF SHARES TO FOR FOR Management
EMPLOYEES
4 TO CONSIDER ISSUE OF SHARES ON FOR FOR Management
PREFERENTIAL BASIS TO GOVERNMENT OF
INDIA
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: Security ID: Y3990B112
Meeting Date: NOV 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 PROPOSAL IN RESPECT OF THE ELECTION OF FOR FOR Management
MR. GU SHU AS EXECUTIVE DIRECTOR OF
INDUSTRIAL AND COMMERCIAL BANK OF
CHINA LIMITED
4 PROPOSAL IN RESPECT OF THE ELECTION OF FOR FOR Management
MS. SHEILA COLLEEN BAIR AS INDEPENDENT
DIRECTOR OF INDUSTRIAL AND COMMERCIAL
BANK OF CHINA LIMITED
5 PROPOSAL IN RESPECT OF THE PAYMENT FOR FOR Management
PLAN OF REMUNERATION TO DIRECTORS AND
SUPERVISORS FOR 2015
6 PROPOSAL IN RESPECT OF THE ELECTION OF FOR FOR Management
MR. WANG JINGDONG AS EXECUTIVE
DIRECTOR OF INDUSTRIAL AND COMMERCIAL
BANK OF CHINA LIMITED
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: Security ID: Y3990B112
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE 2016 WORK REPORT OF THE BOARD
OF DIRECTORS OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE 2016 WORK REPORT OF THE BOARD
OF SUPERVISORS OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE PROPOSAL ON THE 2016 AUDITED
ACCOUNTS
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE 2016 PROFIT DISTRIBUTION PLAN
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON FIXED ASSET INVESTMENT BUDGET FOR
2017
8 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE ENGAGEMENT OF AUDITORS FOR
2017:THE BANK PROPOSES TO APPOINT KPMG
HUAZHEN LLP AS THE DOMESTIC EXTERNAL
AUDITOR OF THE BANK FOR 2017 AND KPMG
AS THE INTERNATIONAL EXTERNAL AUDITOR
FOR 2017
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE ELECTION OF MR. YE DONGHAI AS
NON-EXECUTIVE DIRECTOR OF INDUSTRIAL
AND COMMERCIAL BANK OF CHINA LIMITED
10 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE ELECTION OF MS. MEI YINGCHUN AS
NON-EXECUTIVE DIRECTOR OF INDUSTRIAL
AND COMMERCIAL BANK OF CHINA LIMITED
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON THE ELECTION OF MR. DONG SHI AS
NON-EXECUTIVE DIRECTOR OF INDUSTRIAL
AND COMMERCIAL BANK OF CHINA LIMITED
12 PROPOSAL ON AMENDMENTS TO THE ARTICLES FOR FOR Management
OF ASSOCIATION OF INDUSTRIAL AND
COMMERCIAL BANK OF THE CHINA LIMITED
--------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA, SEOUL
Ticker: Security ID: Y3994L108
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
4 APPROVAL OF REMUNERATION FOR AUDITOR FOR FOR Management
--------------------------------------------------------------------------------
INDUSTRIAS PENOLES SAB DE CV
Ticker: Security ID: P55409141
Meeting Date: APR 25, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 IN ACCORDANCE WITH THE APPLICABLE FOR FOR Management
PROVISIONS OF THE GENERAL MERCANTILE
COMPANIES LAW AND OF THE SECURITIES
MARKET LAW, THE PRESENTATION,
DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: THE REPORT FROM THE BOARD
OF DIRECTORS
2 IN ACCORDANCE WITH THE APPLICABLE FOR FOR Management
PROVISIONS OF THE GENERAL MERCANTILE
COMPANIES LAW AND OF THE SECURITIES
MARKET LAW, THE PRESENTATION,
DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: THE REPORT FROM THE
GENERAL DIRECTOR, ACCOMPANIED BY THE
OPINION O
3 IN ACCORDANCE WITH THE APPLICABLE FOR FOR Management
PROVISIONS OF THE GENERAL MERCANTILE
COMPANIES LAW AND OF THE SECURITIES
MARKET LAW, THE PRESENTATION,
DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: THE INDIVIDUAL AND
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 2016
4 IN ACCORDANCE WITH THE APPLICABLE FOR FOR Management
PROVISIONS OF THE GENERAL MERCANTILE
COMPANIES LAW AND OF THE SECURITIES
MARKET LAW, THE PRESENTATION,
DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: THE REPORT IN REGARD TO
THE MAIN ACCOUNTING AND INFORMATION
POLICI
5 IN ACCORDANCE WITH THE APPLICABLE FOR FOR Management
PROVISIONS OF THE GENERAL MERCANTILE
COMPANIES LAW AND OF THE SECURITIES
MARKET LAW, THE PRESENTATION,
DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: THE REPORT FROM THE AUDIT
AND CORPORATE PRACTICES COMMITTEE
6 RESOLUTIONS IN REGARD TO THE FOR FOR Management
ALLOCATION OF RESULTS
7 RESOLUTIONS IN REGARD TO THE AMOUNT FOR FOR Management
THAT CAN BE ALLOCATED TO SHARE
BUYBACKS IN ACCORDANCE WITH THE TERMS
OF THAT WHICH IS PROVIDED FOR IN PART
IV OF ARTICLE 56 OF THE SECURITIES
MARKET LAW
8 DESIGNATION OR, IF DEEMED APPROPRIATE, FOR FOR Management
RATIFICATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS, CLASSIFICATION OF
THEIR INDEPENDENCE IN ACCORDANCE WITH
THE TERMS OF THE SECURITIES MARKET LAW
AND THE DETERMINATION OF THEIR
COMPENSATION
9 DESIGNATION OF THE CHAIRPERSON OF THE FOR FOR Management
AUDIT AND CORPORATE PRACTICES COMMITTEE
10 DESIGNATION OF SPECIAL DELEGATES OF FOR FOR Management
THE GENERAL MEETING
11 READING AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF THE MINUTES OF THE GENERAL
MEETING
--------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO LTD
Ticker: Security ID: Y40848106
Meeting Date: NOV 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENTS TO THE COMPANY'S ARTICLES FOR FOR Management
OF ASSOCIATION
2 AMENDMENTS TO THE COMPANY'S RULES FOR FOR Management
GOVERNING SHAREHOLDERS' MEETING
3 AMENDMENTS TO THE COMPANY'S RULES FOR FOR Management
GOVERNING BOARD MEETING
4 AMENDMENTS TO THE COMPANY'S RULE FOR FOR Management
GOVERNING SUPERVISORY COMMITTEE MEETING
5 AMENDMENTS TO THE COMPANY'S EXTERNAL FOR FOR Management
GUARANTEE MANAGEMENT SYSTEM
6 ELECTION OF INDEPENDENT DIRECTORS FOR FOR Management
--------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO LTD
Ticker: Security ID: Y40848106
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 2016 WORK REPORT OF THE BOARD OF FOR FOR Management
DIRECTORS
2 2016 WORK REPORT OF THE SUPERVISORY FOR FOR Management
COMMITTEE
3 2016 WORK REPORT OF INDEPENDENT FOR FOR Management
DIRECTORS
4 2016 PROFIT DISTRIBUTION PLAN: THE FOR FOR Management
DETAILED PROFIT DISTRIBUTION PLAN ARE
AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES
(TAX INCLUDED):CNY1.84000000 2) BONUS
ISSUE FROM PROFIT (SHARE/10
SHARES):NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES):NONE
5 2016 FINANCIAL REPORT FOR FOR Management
6 2017 CAPITAL EXPENDITURE FOR FOR Management
7 APPOINTMENT OF 2017 AUDIT FIRM FOR FOR Management
8 APPOINTMENT OF 2017 INTERNAL CONTROL FOR FOR Management
AUDIT FIRM
9 ENTRUST FINANCING WITH IDLE FOR FOR Management
PROPRIETARY FUNDS
10 PURCHASE OF LIABILITY INSURANCE FOR FOR FOR Management
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
11 TO SIGN THE MUTUAL GUARANTEE AGREEMENT FOR FOR Management
WITH A COMPANY
12 GUARANTEE FOR CONTROLLED SUBSIDIARIES FOR FOR Management
13 GENERAL MANDATE TO THE BOARD FOR FOR FOR Management
ADDITIONAL OFFERING OF H-SHARE
14 REMUNERATION FOR DIRECTORS FOR FOR Management
15 REMUNERATION FOR SUPERVISORS FOR FOR Management
16 AMENDMENTS TO THE EXTERNAL GUARANTEE FOR FOR Management
MANAGEMENT SYSTEM
17 AMENDMENTS TO THE COMPANY'S RULES OF FOR FOR Management
PROCEDURES GOVERNING MEETINGS OF THE
SUPERVISORY COMMITTEE
18 ELECTION OF EXECUTIVE DIRECTOR: ZHANG FOR FOR Management
DONGHAI
19 ELECTION OF EXECUTIVE DIRECTOR: LIU FOR FOR Management
CHUNLIN
20 ELECTION OF EXECUTIVE DIRECTOR: GE FOR FOR Management
YAOYONG
21 ELECTION OF EXECUTIVE DIRECTOR: ZHANG FOR FOR Management
DONGSHENG
22 ELECTION OF EXECUTIVE DIRECTOR: WANG FOR FOR Management
SANMIN
23 ELECTION OF EXECUTIVE DIRECTOR: LV FOR FOR Management
GUILIANG
24 ELECTION OF EXECUTIVE DIRECTOR: SONG FOR FOR Management
ZHANYOU
25 ELECTION OF INDEPENDENT DIRECTOR: YU FOR FOR Management
YOUGUANG
26 ELECTION OF INDEPENDENT DIRECTOR: FOR FOR Management
ZHANG ZHIMING
27 ELECTION OF INDEPENDENT DIRECTOR: FOR FOR Management
HUANG SUJIAN
28 ELECTION OF INDEPENDENT DIRECTOR: FOR FOR Management
HUANG XIANRONG
29 ELECTION OF SUPERVISOR: YUAN BING FOR FOR Management
30 ELECTION OF SUPERVISOR: LIU XIANGHUA FOR FOR Management
31 ELECTION OF SUPERVISOR: WANG YONGLIANG FOR FOR Management
32 ELECTION OF SUPERVISOR: WU QU FOR FOR Management
--------------------------------------------------------------------------------
INNOLUX CORPORATION, CHUNAN CHEN
Ticker: Security ID: Y4090E105
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE OPERATING REPORT AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR OF
2016
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 0.1 PER SHARE
4 AMENDMENT TO THE ARTICLES OF FOR FOR Management
INCORPORATION OF THE COMPANY
5 AMENDMENT TO OPERATING PROCEDURE FOR FOR Management
GOVERNING THE ACQUISITION AND DISPOSAL
OF ASSETS OF THE COMPANY
6 PROPOSAL TO PROCESS DOMESTIC CAPITAL FOR FOR Management
INCREASE BY CASH TO ISSUE COMMON
SHARES, TO ISSUE NEW SHARES AS A
RESULT OF CASH CAPITAL INCREASE FOR
SPONSORING ISSUANCE OF GDR
7 PROPOSAL TO PROCESS CAPITAL INCREASE FOR FOR Management
IN CASH TO CONDUCT PRIVATE PLACEMENT
OF ORDINARY SHARES/PREFERRED SHARES OR
PRIVATE PLACEMENT OF FOREIGN OR
DOMESTIC CONVERTIBLE CORPORATE BONDS
--------------------------------------------------------------------------------
INTER RAO UES PJSC, SOCHI
Ticker: Security ID: X39961101
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE ANNUAL REPORT FOR THE FOR FOR Management
COMPANY'S ACTIVITIES
4 APPROVAL OF THE ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS OF THE COMPANY
5 DISTRIBUTION OF PROFIT (INCLUDING FOR FOR Management
PAYMENT (DECLARATION) OF DIVIDENDS)
AND LOSSES OF THE COMPANY BASED ON THE
RESULTS OF 2016
7 ON PAYMENT OF REMUNERATION TO THE FOR FOR Management
MEMBERS OF THE COMPANY'S AUDIT
COMMISSION
9 ELECTION OF AYUEV BORIS ILYICH AS FOR FOR Management
SUPERVISORY BOARD MEMBER
10 ELECTION OF BUGROV ANDREY EVGENIEVICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
11 ELECTION OF GAVRILENKO ANATOLY FOR FOR Management
ANATOLYEVICH AS SUPERVISORY BOARD
MEMBER
12 ELECTION OF KOVALCHUK BORIS YURIEVICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
13 ELECTION OF LOGOVINSKY EVGENY ILYICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
14 ELECTION OF LOKSHIN ALEXANDER FOR FOR Management
MARKOVICH AS SUPERVISORY BOARD MEMBER
15 ELECTION OF MUROV ANDREY EVGENIEVICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
16 ELECTION OF NUZHDOV ALEXEY VIKTOROVICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
17 ELECTION OF RONALD (RON) JAMES POLLETT FOR FOR Management
AS SUPERVISORY BOARD MEMBER
18 ELECTION OF SAPOZHNIKOVA ELENA FOR FOR Management
VLADIMIROVNA AS SUPERVISORY BOARD
MEMBER
20 ELECTION OF FEDOROV DENIS FOR FOR Management
VLADIMIROVICH AS SUPERVISORY BOARD
MEMBER
21 ELECTION OF SHUGAEV DMITRY EVGENEVICH FOR FOR Management
AS SUPERVISORY BOARD MEMBER
22 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: BUKAEV GENNADY
IVANOVICH
23 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: SALZMAN TATYANA
BORISOVNA
24 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: KOVALEVA SVETLANA
NIKOLAEVNA
25 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: FEOKTISTOV IGOR
VLADIMIROVICH
26 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: FISENKO TATIANA
VLADIMIROVNA
27 APPROVAL OF THE COMPANY EXTERNAL FOR FOR Management
AUDITOR: ERNST AND YOUNG LLC
28 APPROVAL OF A NEW EDITION OF THE FOR FOR Management
COMPANY CHARTER
29 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE BOARD OF DIRECTORS
OF THE COMPANY
31 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE COMPANY'S
MANAGEMENT BOARD
32 ON THE COMPANY'S PARTICIPATION IN FOR FOR Management
FINANCIAL AND INDUSTRIAL GROUPS,
ASSOCIATIONS AND OTHER ASSOCIATIONS OF
COMMERCIAL ORGANIZATIONS
--------------------------------------------------------------------------------
INVENTEC CORPORATION
Ticker: Security ID: Y4176F109
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 BUSINESS REPORT AND FINANCIAL FOR FOR Management
STATEMENTS.
3 DISTRIBUTION OF 2016 PROFITS. PROPOSED FOR FOR Management
CASH DIVIDEND: TWD 1.45 PER SHARE.
4 TO AMEND THE COMPANY'S 'ARTICLES OF FOR FOR Management
INCORPORATION'.
5 TO AMEND THE COMPANY'S 'RULES OF FOR FOR Management
PROCEDURE FOR SHAREHOLDERS MEETINGS'.
6 TO AMEND THE COMPANY'S 'PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS'.
7 TO AMEND THE COMPANY'S 'REGULATIONS FOR FOR Management
MAKING OF ENDORSEMENTS GUARANTEES'.
8 TO AMEND THE COMPANY'S 'REGULATIONS FOR FOR Management
GOVERNING LOANING OF FUNDS'.
9 THE ELECTION OF THE DIRECTOR.:YEH KUO FOR FOR Management
I,SHAREHOLDER NO.00000001
10 THE ELECTION OF THE DIRECTOR.:LEE TSU FOR FOR Management
CHIN,SHAREHOLDER NO.00000009
11 THE ELECTION OF THE DIRECTOR.:WEN SHIH FOR FOR Management
CHIN,SHAREHOLDER NO.00000026
12 THE ELECTION OF THE DIRECTOR.:CHANG FOR FOR Management
CHING SUNG,SHAREHOLDER NO.00000037
13 THE ELECTION OF THE DIRECTOR.:HUANG FOR FOR Management
KUO CHUN,SHAREHOLDER NO.00000307
14 THE ELECTION OF THE DIRECTOR.:CHO TOM FOR FOR Management
HWAR,SHAREHOLDER NO.00000157
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHANG CHANG PANG,SHAREHOLDER
NO.N102640XXX
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHEN RUEY LONG,SHAREHOLDER
NO.Q100765XXX
17 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SHYU JYUO MIN,SHAREHOLDER NO.
F102333XXX
18 PROPOSAL OF RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS AND THEIR REPRESENTATIVES
FROM PARTICIPATION IN COMPETITIVE
BUSINESS.
--------------------------------------------------------------------------------
INVERSIONES AGUAS METROPOLITANAS SA
Ticker: Security ID: P58595102
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINATION OF THE REPORT FROM THE FOR FOR Management
OUTSIDE AUDITORS, TO VOTE IN REGARD TO
THE ANNUAL REPORT AND FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT
RAN FROM JANUARY 1 TO DECEMBER 31, 2016
2 TO RESOLVE ON THE DISTRIBUTION OF FOR FOR Management
PROFIT AND PAYMENT OF DIVIDENDS FROM
THE 2016 FISCAL YEAR
3 PRESENTATION OF THE DIVIDEND POLICY OF FOR FOR Management
THE COMPANY
4 TO REPORT IN REGARD TO RELATED PARTY FOR FOR Management
TRANSACTION UNDER TITLE XVI OF LAW
18,046, IF THERE ARE ANY
5 TO DESIGNATE INDEPENDENT OUTSIDE FOR FOR Management
AUDITORS FOR THE 2017 FISCAL YEAR
6 TO DESIGNATE RISK RATING AGENCIES FOR FOR FOR Management
THE 2017 FISCAL YEAR
7 TO ESTABLISH THE COMPENSATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS FOR
THE 2017 FISCAL YEAR
8 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
9 TO GIVE AN ACCOUNTING OF THE EXPENSES FOR FOR Management
OF THE BOARD OF DIRECTORS DURING 2016
10 TO ESTABLISH THE COMPENSATION AND FOR FOR Management
BUDGET OF THE COMMITTEE OF DIRECTORS
FOR THE 2017 FISCAL YEAR
11 TO GIVE AN ACCOUNTING OF THE FOR FOR Management
ACTIVITIES AND EXPENSES OF THE
COMMITTEE OF DIRECTORS DURING 2016
12 TO DETERMINE THE PERIODICAL IN WHICH FOR FOR Management
THE SHAREHOLDER GENERAL MEETING CALL
NOTICES AND OTHER MATTERS OF INTEREST
TO THE SHAREHOLDERS WILL BE PUBLISHED
13 OTHER MATTERS OF CORPORATE INTEREST ABSTAIN AGAINST Management
THAT ARE WITHIN THE AUTHORITY OF THE
GENERAL MEETING
--------------------------------------------------------------------------------
INVESTEC LIMITED
Ticker: Security ID: S39081138
Meeting Date: JUL 20, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 OFF-MARKET PURCHASE OF PREFERENCE FOR FOR Management
SHARES FROM COMPUTERSHARE COMPANY
NOMINEES LIMITED AND COMPUTERSHARE
NOMINEES (PTY) LIMITED
--------------------------------------------------------------------------------
INVESTEC LIMITED
Ticker: Security ID: S39081138
Meeting Date: AUG 04, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT ZARINA BIBI MAHOMED BASSA FOR FOR Management
AS A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
3 TO RE-ELECT GLYNN ROBERT BURGER AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
4 TO RE-ELECT LAUREL CHARMAINE BOWDEN AS FOR FOR Management
A DIRECTOR TO INVESTEC PLC AND
INVESTEC LIMITED
5 TO RE-ELECT CHERYL ANN CAROLUS AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
6 TO RE-ELECT PEREGRINE KENNETH OUGHTON FOR FOR Management
CROSTHWAITE AS A DIRECTOR OF INVESTEC
PLC AND INVESTEC LIMITED
7 TO RE-ELECT HENDRIK JACOBUS DU TOIT AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
8 TO RE-ELECT DAVID FRIEDLAND AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
9 TO RE-ELECT CHARLES RICHARD JACOBS AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
10 TO RE-ELECT BERNARD KANTOR AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
11 TO RE-ELECT IAN ROBERT KANTOR AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
12 TO RE-ELECT STEPHEN KOSEFF AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
13 TO RE-ELECT LORD MALLOCH-BROWN AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
14 TO RE-ELECT KHUMO LESEGO SHUENYANE AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
15 TO RE-ELECT PETER RICHARD SUTER THOMAS FOR FOR Management
AS A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
17 TO APPROVE THE DUAL LISTED COMPANIES' FOR FOR Management
(DLC) DIRECTORS' REMUNERATION REPORT
(OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) FOR
THE YEAR ENDED 31 MARCH 2016
18 AUTHORITY TO TAKE ACTION IN RESPECT OF FOR FOR Management
THE RESOLUTIONS
21 TO SANCTION THE INTERIM DIVIDEND PAID FOR FOR Management
BY INVESTEC LIMITED ON THE ORDINARY
SHARES IN INVESTEC LIMITED FOR THE SIX
MONTH PERIOD ENDED 30 SEPTEMBER 2015
22 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
NO 33, TO DECLARE A FINAL DIVIDEND ON
THE ORDINARY SHARES AND THE SA DAS
SHARE IN INVESTEC LIMITED FOR THE YEAR
ENDED 31 MARCH 2016
23 TO REAPPOINT ERNST & YOUNG INC. AS FOR FOR Management
JOINT AUDITORS OF INVESTEC LIMITED
24 TO REAPPOINT KPMG INC. AS JOINT FOR FOR Management
AUDITORS OF INVESTEC LIMITED
26 DIRECTORS' AUTHORITY TO ISSUE UP TO 5% FOR FOR Management
OF THE UNISSUED ORDINARY SHARES
27 DIRECTORS' AUTHORITY TO ISSUE THE FOR FOR Management
UNISSUED VARIABLE RATE, CUMULATIVE,
REDEEMABLE PREFERENCE SHARES AND THE
UNISSUED NON-REDEEMABLE,
NON-CUMULATIVE, NON-PARTICIPATING
PREFERENCE SHARES
28 DIRECTORS' AUTHORITY TO ISSUE THE FOR FOR Management
UNISSUED SPECIAL CONVERTIBLE
REDEEMABLE PREFERENCE SHARES
29 DIRECTORS' AUTHORITY TO ACQUIRE FOR FOR Management
ORDINARY SHARES
30 DIRECTORS' AUTHORITY TO ACQUIRE CLASS FOR FOR Management
ILRP1 REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES, CLASS ILRP2
REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES, ANY OTHER
REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES AND NON-REDEEMABLE,
NON-CUMULATIVE, NON-PAR
31 FINANCIAL ASSISTANCE FOR FOR Management
16 TO RE-ELECT FANI TITI AS A DIRECTOR OF FOR FOR Management
INVESTEC PLC AND INVESTEC LIMITED
33 AMENDMENT TO THE MEMORANDUM OF FOR FOR Management
INCORPORATION OF INVESTEC LIMITED
35 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF INVESTEC PLC
FOR THE YEAR ENDED 31 MARCH 2016,
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS
36 TO SANCTION THE INTERIM DIVIDEND PAID FOR FOR Management
BY INVESTEC PLC ON THE ORDINARY SHARES
IN INVESTEC PLC FOR THE SIX MONTH
PERIOD ENDED 30 SEPTEMBER 2015
37 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
NO 20, TO DECLARE A FINAL DIVIDEND ON
THE ORDINARY SHARES IN INVESTEC PLC
FOR THE YEAR ENDED 31 MARCH 2016
38 TO REAPPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF INVESTEC PLC AND TO
AUTHORISE THE DIRECTORS OF INVESTEC
PLC TO FIX THEIR REMUNERATION
39 DIRECTORS' AUTHORITY TO ALLOT SHARES FOR FOR Management
AND OTHER SECURITIES
40 DIRECTORS' AUTHORITY TO PURCHASE FOR FOR Management
ORDINARY SHARES
41 POLITICAL DONATIONS FOR FOR Management
32 NON-EXECUTIVE DIRECTORS' REMUNERATION FOR FOR Management
--------------------------------------------------------------------------------
ITAUSA - INVESTIMENTOS ITAU SA, SAO PAULO
Ticker: Security ID: P5887P427
Meeting Date: DEC 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 ELECT IN SEPARATE VOTING BY MINORITY FOR AGAINST Management
PREFERRED STOCKHOLDERS MEMBERS OF THE
BOARD OF DIRECTORS. NO APPOINTED NAMES
--------------------------------------------------------------------------------
ITAUSA - INVESTIMENTOS ITAU SA, SAO PAULO
Ticker: Security ID: P5887P427
Meeting Date: APR 13, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ELECTION OF THE BOARD OF DIRECTORS. FOR FOR Management
CANDIDATE APPOINTED BY PREFERRED
SHARES. NOTE. SHAREHOLDERS MAY ONLY
VOTE IN FAVOR FOR ONE PREFERRED SHARES
NAME APPOINTED
7 ELECTION OF THE FISCAL COUNCIL. FOR FOR Management
CANDIDATE APPOINTED BY PREFERRED
SHARES. CAIXA DE PREVIDENCIA DOS
FUNCIONARIOS DO BANCO DO BRASIL, PREVI
NOTE. MEMBERS. PRINCIPAL. JOSE MARIA
RABELO. SUBSTITUTE. ISAAC BERENSZTEJN.
--------------------------------------------------------------------------------
ITC LTD, KOLKATA
Ticker: Security ID: Y4211T171
Meeting Date: JUL 22, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND ADOPT THE FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2016,
THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE SAID FINANCIAL YEAR AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
THE AUDITORS
2 TO DECLARE DIVIDEND FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31ST MARCH, 2016
3 TO APPOINT A DIRECTOR IN PLACE OF MR. FOR FOR Management
NAKUL ANAND (DIN: 00022279) WHO
RETIRES BY ROTATION AND, BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-ELECTION
4 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
PROVISIONS OF SECTIONS 139 AND 142 OF
THE COMPANIES ACT, 2013, OR ANY
AMENDMENT THERETO OR MODIFICATION
THEREOF, THE APPOINTMENT OF MESSRS.
DELOITTE HASKINS & SELLS, CHARTERED
ACCOUNTANTS (REGISTRATION NO.
302009E), A
5 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF, MR. SANJIV PURI
(DIN: 00280529) BE AND IS HEREBY
APPOINTED A DIRECTOR OF THE COMPANY,
LIABLE TO RETIRE BY ROTATION, A
6 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF, MR. RAJIV TANDON
(DIN: 00042227) BE AND IS HEREBY
APPOINTED A DIRECTOR OF THE COMPANY,
LIABLE TO RETIRE BY ROTATION,
7 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
PROVISIONS OF SECTION 149 READ WITH
SCHEDULE IV OF THE COMPANIES ACT,
2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF, AND REGULATION
17 OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS
AND DI
8 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF ('THE ACT'), THIS
MEETING HEREBY APPROVES THE
APPOINTMENT OF MR. YOGESH CHANDER
DEVESHWAR (DIN: 00044171) AS NON-EXECU
9 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF, CONSENT BE AND
IS HEREBY ACCORDED TO VARIATION IN THE
TERMS OF REMUNERATION PAID / PAYABLE
TO THE WHOLETIME DIRECTORS
10 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013, OR ANY AMENDMENT THERETO OR
MODIFICATION THEREOF ('THE ACT'), AND
REGULATION 17(6) OF THE SECURITIES AND
EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE RE
11 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
PROVISIONS OF SECTION 148 OF THE
COMPANIES ACT, 2013, OR ANY AMENDMENT
THERETO OR MODIFICATION THEREOF, THE
REMUNERATION OF MR. P. RAJU IYER, COST
ACCOUNTANT, APPOINTED BY THE BOARD OF
DIRECTORS OF THE COMPANY AS THE
12 RESOLVED THAT, IN ACCORDANCE WITH THE FOR FOR Management
PROVISIONS OF SECTION 148 OF THE
COMPANIES ACT, 2013, OR ANY AMENDMENT
THERETO OR MODIFICATION THEREOF, THE
REMUNERATION OF MESSRS. SHOME &
BANERJEE, COST ACCOUNTANTS, APPOINTED
BY THE BOARD OF DIRECTORS OF THE COMPAN
--------------------------------------------------------------------------------
ITC LTD, KOLKATA
Ticker: Security ID: Y4211T171
Meeting Date: MAR 16, 2017 Meeting Type: Other Meeting
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 SPECIAL RESOLUTION FOR ALTERATION OF FOR FOR Management
THE OBJECTS CLAUSE OF THE MEMORANDUM
OF ASSOCIATION OF THE COMPANY TO
INCLUDE 'HEALTHCARE': CLAUSE 3 OF THE
MEMORANDUM OF ASSOCIATION OF THE
COMPANY BE AND IS HEREBY ALTERED BY
INSERTION OF THE SUB-CLAUSE AFTER THE
EXI
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD, NEW DELHI
Ticker: Security ID: Y42539117
Meeting Date: SEP 28, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER & ADOPT THE FOR FOR Management
AUDITED STANDALONE FINANCIAL
STATEMENTS AND THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS
CONSISTING OF BALANCE SHEET AS AT 31ST
MARCH, 2016, THE STATEMENT OF PROFIT &
LOSS AND CASH FLOW STATEMENT FOR THE
YEAR ENDED ON THA
2 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
SUNNY GAUR (DIN: 00008293), WHO
RETIRES BY ROTATION AND, BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
RAHUL KUMAR (DIN: 00020779), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO RATIFY THE APPOINTMENT OF M/S M P FOR FOR Management
SINGH & ASSOCIATES, CHARTERED
ACCOUNTANTS (FIRM REGN. NO. 002183C),
AS STATUTORY AUDITORS
5 RATIFICATION OF REMUNERATION OF THE FOR FOR Management
COST AUDITOR FOR THE FINANCIAL YEAR
2016-17
6 APPROVAL OF OPTION TO CONVERT LOANS, FOR FOR Management
DEBENTURES OR OTHER BORROWINGS/DEBT OF
THE COMPANY INTO EQUITY
SHARES/SECURITIES OF THE COMPANY
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD, NEW DELHI
Ticker: Security ID: Y42539117
Meeting Date: OCT 22, 2016 Meeting Type: Court Meeting
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 FOR THE PURPOSE OF CONSIDERING AND, IF FOR FOR Management
THOUGHT FIT, APPROVING, WITH OR
WITHOUT MODIFICATION(S), OF THE
PROPOSED SCHEME OF ARRANGEMENT BETWEEN
THE ABOVE NAMED APPLICANT COMPANY
ULTRATECH CEMENT LIMITED AND THEIR
RESPECTIVE SHAREHOLDERS AND CREDITORS
AND AT
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: AUG 04, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF THE MEETING'S LEGAL FOR FOR Management
VALIDITY AND IT'S ABILITY TO ADOPT
RESOLUTIONS
6 ELECTION OF SCRUTINY COMMITTEE FOR FOR Management
7 APPROVAL OF THE AGENDA FOR FOR Management
8 ADOPTION OF THE RESOLUTION APPROVING: FOR FOR Management
THE SALE OF 2.882.333 SHARES OF THE
COMPANY SPOLKA ENERGETYCZNA JASTRZEBIE
SA TO PGNIG TERMIKA SA
9 ADOPTION OF THE RESOLUTION APPROVING: FOR FOR Management
ALLOWING THE COMPANY PGNIG TERMIKA SA
TO TAKE UP SHARES OF SEJ SA ON WHICH A
PLEDGE HAS BEEN SET UP IN THE NAME OF
PGNIG TERMIKA SA TO SECURE THE RETURN
OF ADVANCE PAYMENT OF 278.878.263 PLN
PAID TO JSW SA BY PGNIG TE
10 ADOPTION OF THE RESOLUTION: APPROVING FOR FOR Management
THE SALE OF 399.638 SHARES OF THE
COMPANY WALBRZYSKIE ZAKLADY
KOKSOWNICZE VICTORIA SA CONSTITUTING
92.8413 PCT OF SHARE CAPITAL TO THE
COMPANY AGENCJA ROZWOJU PRZEMYSLU SA
AND TOWARZYSTWO FINANSOWE SILESIA SA
11 ADOPTION OF THE RESOLUTION: ALLOWING FOR FOR Management
THE COMPANY AGENCJA ROZWOJU PRZEMYSLU
SA AND TOWARZYSTWO FINANSOWE SILESIA
SA TO TAKE UP SHARES OF WALBRZYSKIE
ZAKLADY KOKSOWNICZE VICTORIA SA ON
WHICH A PLEDGE HAS BEEN SET UP IN
THEIR NAME TO SECURE THE RETURN OF ADV
12 ADOPTION OF THE RESOLUTION APPROVING FOR FOR Management
CHANGES TO THE COMPOSITION OF THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: SEP 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN FOR FOR Management
4 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
5 ELECTION OF SCRUTINY COMMISSION FOR FOR Management
6 APPROVAL OF THE AGENDA FOR FOR Management
7 ADOPTION OF RESOLUTION OF GRANTING THE FOR FOR Management
CONSENT FOR SALE OF THE ORGANIZED PART
OF THE COMPANY WITH THE PART OF
KOPALNIA WEGLA KAMIENNEGO BORYNIA
ZOFIOWKA JASTRZEBIE RUCH JAS MOS FOR
THE COMPANY RESTRUKTURYZACJ A KOPALN SA
8 ADOPTION OF RESOLUTION ON GRANTING THE FOR FOR Management
CONSENT FOR WITHDRAW TO THE TENDER AND
RECOURSE TO THE SALE AND DETERMINE THE
CONDITIONS OF THE SALE HELD BY JSW SA
FOR AGENCJA ROZWOJU PRZEMUSLU AND TF
SILESIA SP ZOO
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: OCT 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING
4 VALIDATION OF CONVENING THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING AND ITS
ABILITY TO ADOPT RESOLUTIONS
5 ELECTION OF THE RETURNING COMMITTEE FOR FOR Management
6 ADOPTION OF THE AGENDA FOR FOR Management
7 ADOPTION OF A RESOLUTION ON CHANGES IN FOR FOR Management
THE BOND ISSUE AND NEW BOND ISSUE
SERIES WITHIN THE ESTABLISHED BOND
PROGRAM
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: DEC 01, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING
5 VALIDATION OF CONVENING THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING AND ITS
CAPACITY TO ADOPT RESOLUTIONS
6 ELECTION OF THE RETURNING COMMITTEE FOR FOR Management
7 ADOPTION OF THE AGENDA OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING OF JSW S.
A
8 ADOPTING A RESOLUTION CONCERNING FOR FOR Management
CONSENT TO THE FREE DISPOSAL OF THE
ORGANIZED PART OF THE COMPANY JSW SA
IN THE FORM OF KOPALNI WEGLA
KAMIENNEGO KRUPINSK TO THE COMPANY
RESTRUKTURYZACJI KOPALN S.A. IN BYTOM
9 ADOPTING A RESOLUTION ON PRINCIPLES OF FOR FOR Management
WAGE BOARD MEMBERS OF THE COMPANY
JASTRZEBSKA COAL COMPANY S.A. BASED IN
JASTRZEBIE ZDROJ
10 ADOPTING A RESOLUTION ON PRINCIPLES OF FOR FOR Management
SHAPING REMUNERATION OF THE MEMBERS OF
THE SUPERVISORY BOARD OF THE COMPANY
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: JAN 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN FOR FOR Management
4 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
5 ELECTION OF SCRUTINY COMMISSION FOR FOR Management
6 APPROVAL OF THE AGENDA FOR FOR Management
7 ADOPTING A RESOLUTION ON PRINCIPLES OF FOR FOR Management
WAGE MEMBERS OF THE JASTRZEBSKA SPOLKA
WEGLOWA S.A. BASED IN JASTRZEBIE ZDROJ
8 ADOPTING A RESOLUTION ON PRINCIPLES OF FOR FOR Management
SHAPING REMUNERATION OF THE MEMBERS OF
THE SUPERVISORY BOARD JASTRZEBSKA
SPOLKA WEGLOWA S.A. BASED IN
JASTRZEBIE ZDROJ
9 RESOLUTION ON COVERING THE COSTS OF FOR FOR Management
THE MEETING
--------------------------------------------------------------------------------
JASTRZEBSKA SPOLKA WEGLOWA S.A., JASTRZEBIE-ZDROJ
Ticker: Security ID: X4038D103
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 ELECTION OF THE SCRUTINY COMMISSION FOR FOR Management
7 APPROVAL OF THE AGENDA FOR FOR Management
8 PRESENTATION OF: SUPERVISORY BOARD FOR FOR Management
REPORT ON THE RESULTS OF ASSESSMENT OF
COMPANY FINANCIAL REPORT, REPORT ON
COMPANY ACTIVITY AND REPORT CONCERNING
THE PAYMENTS FOR PUBLIC ADMINISTRATION
FOR 2016 AS WELL AS THE MOTION
CONCERNING THE DISTRIBUTION OF PROFI
9 PRESENTATION OF: SUPERVISORY BOARD FOR FOR Management
REPORT ON THE RESULTS OF THE
ASSESSMENT OF THE CONSOLIDATED
FINANCIAL REPORT AND REPORT ON CAPITAL
GROUP ACTIVITY FOR 2016
10 PRESENTATION OF: SUPERVISORY BOARD FOR FOR Management
REPORT FOR 2016
11 EVALUATION OF: COMPANY FINANCIAL FOR FOR Management
REPORT FOR 2016
12 EVALUATION OF: REPORT ON COMPANY FOR FOR Management
ACTIVITY IN 2016
13 EVALUATION OF: REPORT CONCERNING THE FOR FOR Management
PAYMENTS FOR PUBLIC ADMINISTRATION FOR
2016
14 EVALUATION OF: THE MOTION CONCERNING FOR FOR Management
THE DISTRIBUTION OF PROFIT FOR 2016
15 EVALUATION OF: THE MOTION CONCERNING FOR FOR Management
THE SETTLEMENT OF OTHER TOTAL REVENUE
FOR 2016
16 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
COMPANY FINANCIAL REPORT FOR 2016
17 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
REPORT ON COMPANY ACTIVITY IN 2016
18 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
REPORT ON PAYMENTS FOR PUBLIC
ADMINISTRATION FOR 2016
19 ADOPTION OF RESOLUTION ON: FOR FOR Management
DISTRIBUTION OF NET PROFIT FOR 2016
20 ADOPTION OF RESOLUTION ON: SETTLEMENT FOR FOR Management
OF OTHER TOTAL REVENUE FOR 2016
21 EVALUATION OF: THE CONSOLIDATED FOR FOR Management
FINANCIAL REPORT FOR 2016
22 EVALUATION OF: REPORT ON CAPITAL GROUP FOR FOR Management
ACTIVITY IN 2016
23 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
THE CONSOLIDATED FINANCIAL REPORT FOR
2016
24 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
REPORT ON CAPITAL GROUP ACTIVITY IN
2016
25 ADOPTION OF RESOLUTION ON: GRANTING FOR FOR Management
THE DISCHARGE TO MEMBERS OF MANAGEMENT
BOARD
26 ADOPTION OF RESOLUTION ON: GRANTING FOR FOR Management
THE DISCHARGE TO MEMBERS OF
SUPERVISORY BOARD
27 ADOPTION OF RESOLUTION ON CHANGES OF FOR FOR Management
RESOLUTION NR 3 EGM HELD ON 12 JAN
2017 ON REMUNERATION RULES FOR MEMBERS
OF MANAGEMENT BOARD
28 RESOLUTION ON CHANGES IN STATUTE FOR FOR Management
29 RESOLUTION ON: REGULATION OF FIXED FOR FOR Management
ASSETS
30 RESOLUTION ON: RULES FOR PROCEEDINGS FOR FOR Management
OF LEGAL SERVICES MARKETING SERVICES
HUMAN RELATIONS AND SOCIAL
COMMUNICATION SERVICES, MANAGEMENT
CONSULTANCY SERVICES AGREEMENTS AND
CHANGES TO THESE AGREEMENTS
31 RESOLUTION ON: RULES OF CONDUCT FOR FOR FOR Management
THE COMPANY CONCLUSION OF DONATION
AGREEMENTS DEBT RELIEF OR OTHER
AGREEMENTS WITH SIMILAR EFFECT
32 RESOLUTION ON: RULES AND METHOD OF FOR FOR Management
DISPOSAL OF FIXED ASSETS
33 RESOLUTION ON: THE OBLIGATION TO FOR FOR Management
SUBMIT THE REPORT ON REPRESENTATION
EXPENSES LEGAL EXPENSES, MARKETING
SERVICES HUMAN RELATIONS AND SOCIAL
COMMUNICATION SERVICES AND MANAGEMENT
CONSULTANCY SERVICES
34 RESOLUTION ON: DEFINING THE FOR FOR Management
REQUIREMENTS FOR A CANDIDATE FOR A
MEMBER OF MANAGEMENT BOARD
35 RESOLUTION ON: APPOINTMENT OF A MEMBER FOR FOR Management
OF MANAGEMENT BOARD AND QUALIFICATION
PROCEDURE FOR A MEMBER OF MANAGEMENT
BOARD
36 RESOLUTION ON: FULFILL THE OBLIGATIONS FOR FOR Management
ARISING FROM ART 17 SEC 7, ART 18 SEC
2 ART 20 AND ART 23 OF THE ACT ON THE
MANAGEMENT OF THE STATE PROPERTY
--------------------------------------------------------------------------------
JBS SA, SAO PAULO
Ticker: Security ID: P59695109
Meeting Date: DEC 09, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RATIFY, UNDER THE TERMS OF FOR FOR Management
PARAGRAPH 1 OF ARTICLE 256 OF LAW
NUMBER 6404 OF DECEMBER 15, 1976, AS
AMENDED, FROM HERE ONWARDS REFERRED TO
AS LAW 6.404.76, THE APPOINTMENT AND
HIRING OF APSIS CONSULTORIA
EMPRESARIAL LTDA., IN ORDER TO PREPARE
THE VALUATI
4 TO RATIFY, UNDER THE TERMS OF ITEM I FOR FOR Management
OF ARTICLE 256 OF LAW NUMBER 6404.76,
THE ACQUISITION, BY THE COMPANY, OF
THE EQUITY INTEREST
5 TO EXAMINE AND APPROVE THE VALUATION FOR FOR Management
REPORT
7 TO RATIFY, UNDER THE TERMS OF FOR FOR Management
PARAGRAPH 8 OF ARTICLE 16 OF THE
CORPORATE BYLAWS OF THE COMPANY, THE
ELECTION OF THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY, APPROVED
AT MEETINGS OF THE BOARD OF DIRECTORS
THAT WERE HELD ON AUGUST 10 AND 30,
2016.
8 THE ELECTION OF A MEMBER OF THE FISCAL FOR FOR Management
COUNCIL AND OF HIS OR HER RESPECTIVE
ALTERNATE, . CANDIDATES APPOINTED BY
BNDES PARTICIPACOES S.A. BNDESPAR.
ERALDO SOARES PECANHA AND FRANCISCO
VICENTE SANTANA SILVA TELLES
9 THE ELECTION OF A MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS OF THE COMPANY. .
CANDIDATE APPOINTED BY BNDES
PARTICIPACOES S.A. BNDESPAR. MAURICIO
LUIS LUCHETI
--------------------------------------------------------------------------------
JBS SA, SAO PAULO
Ticker: Security ID: P59695109
Meeting Date: MAR 15, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO EXAMINE, DISCUSS AND APPROVE THE FOR FOR Management
PROTOCOL AND JUSTIFICATION OF MERGER
OF MOY PARK LUX HOLDINGS S.A R.L.,
FROM HERE ONWARDS REFERRED TO AS MOY
PARK LUX, INTO JBS S.A., WHICH WAS
SIGNED BY THE MANAGERS OF THE COMPANY,
FROM HERE ONWARDS REFERRED TO AS THE
4 TO EXAMINE, DISCUSS AND APPROVE THE FOR FOR Management
PROTOCOL AND JUSTIFICATION OF MERGER
OF FRIBOI TRADE EXPORTACAO E
IMPORTACAO LTDA., FROM HERE ONWARDS
REFERRED TO AS FRIBOI TRADE, INTO JBS
S.A., WHICH WAS SIGNED BY THE MANAGERS
OF THE COMPANY AND OF FRIBOI TRADE,
FROM
5 TO RATIFY THE APPOINTMENT AND HIRING FOR FOR Management
OF APSIS CONSULTORIA EMPRESARIAL LTDA.
IN ORDER TO CARRY OUT THE EVALUATIONS
OF THE EQUITY OF MOY PARK LUX AND OF
FRIBOI TRADE, FOR THE PURPOSES THAT
ARE PROVIDED FOR IN ARTICLES 226 IN
227 AND IN THE MANNER DESCRIBED
6 TO EXAMINE, DISCUSS AND APPROVE THE FOR FOR Management
MOY PARK LUX AND THE FRIBOI TRADE
VALUATION REPORTS
7 TO APPROVE THE MERGER OF MOY PARK LUX FOR FOR Management
AND THE MERGER OF FRIBOI TRADE
8 RATIFICATION, IN ACCORDANCE WITH THE FOR FOR Management
TERMS OF PARAGRAPH 8 OF ARTICLE 16 OF
THE CORPORATE BYLAWS OF THE COMPANY,
OF THE ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS OF THE COMPANY,
WHICH WAS APPROVED AT A MEETING OF THE
BOARD OF DIRECTORS THAT WAS HELD
--------------------------------------------------------------------------------
JBS SA, SAO PAULO
Ticker: Security ID: P59695109
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE ADMINISTRATORS REPORT, FOR FOR Management
THE FINANCIAL STATEMENTS AND THE
ACCOUNTING STATEMENTS REGARDING THE
FISCAL YEAR ENDED ON DECEMBER 31, 2016
3 DELIBERATE ON THE ALLOCATION OF NET FOR FOR Management
PROFITS OF THE FISCAL YEAR AND ON THE
DISTRIBUTION OF DIVIDENDS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31,2016
4 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS FOR NEXT TERM OFFICE
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. JOESLEY
MENDONCA BATISTA
8 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. SERGIO
ROBERTO WALDRICH
9 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. JOSE BATISTA
SOBRINHO
10 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. HUMBERTO
JUNQUEIRA DE FARIAS
11 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. TAREK MOHAMED
NOSHY NASR MOHAMED FARAHAT
12 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. CLAUDIA SILVA
ARAUJO DE AZEREDO SANTOS
13 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MAURICIO LUIS
LUCHETI
14 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. NORBERTO FATIO
15 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. WESLEY
MENDONCA BATISTA
16 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATE APPOINTED BY
MINORITY COMMON SHARES
17 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL
20 TO ELECT ALL OF THE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
PRINCIPAL. ADRIAN LIMA DA HORA.
SUBSTITUTE. ANTONIO DA SILVA BARRETO
JUNIOR
21 TO ELECT ALL OF THE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
PRINCIPAL. DEMETRIUS NICHELE MACEI.
SUBSTITUTE. MARCOS GODOY BROGIATO
22 TO ELECT ALL OF THE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
PRINCIPAL. JOSE PAULO DA SILVA FILHO.
SUBSTITUTE. SANDRO DOMINGUES RAFFAI
23 TO ELECT ALL OF THE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
PRINCIPAL. ERALDO SOARES PECANHA.
SUBSTITUTE. FRANCISCO VICENTE SANTANA
SILVA TELLES
24 TO ELECT ALL OF THE MEMBERS OF THE FOR FOR Management
FISCAL COUNCIL. CANDIDATE APPOINTED BY
MINORITY COMMON SHARES
25 TO SET ANNUAL GLOBAL REMUNERATION OF FOR FOR Management
THE DIRECTORS AND OF THE FISCAL
COUNCIL MEMBERS
--------------------------------------------------------------------------------
JBS SA, SAO PAULO
Ticker: Security ID: P59695109
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO AMENDMENT OF BYLAWS: ARTICLES 3, 5, FOR FOR Management
6, 8, 19 LINE XXIII AND 38 OF
CORPORATE BYLAWS
3 TO RESTATE THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY
--------------------------------------------------------------------------------
JIANGXI COPPER CO LTD
Ticker: Security ID: Y4446C100
Meeting Date: JUL 18, 2016 Meeting Type: Class Meeting
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
12 TO APPROVE, CONFIRM AND RATIFY THE FOR FOR Management
RESOLUTION IN RELATION TO EXECUTION OF
CONDITIONAL SUBSCRIPTION AGREEMENTS
ENTERED INTO BETWEEN THE COMPANY AND
JCC ON 25 FEBRUARY 2016 AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
13 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO PROPOSAL IN RESPECT OF
THE NON-PUBLIC ISSUANCE OF A SHARES OF
THE COMPANY (REVISED VERSION)
14 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE SHARE ISSUANCE
CONSTITUTING THE CONNECTED TRANSACTIONS
15 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE AUTHORISATION TO
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") AND/OR THE BOARD
COMMITTEE AUTHORIZED BY THE BOARD TO
COMPLETE MATTERS RELATING TO THE SHARE
ISSUANCE
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE FEASIBILITY REPORT
ON PROJECTS FUNDED BY USE OF PROCEEDS
FROM THE NON-PUBLIC ISSUANCE OF A
SHARES OF THE COMPANY (REVISED VERSION)
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO REMEDIAL MEASURES
REGARDING DILUTION ON CURRENT RETURNS
BY THE NON-PUBLIC SHARE ISSUANCE OF
THE COMPANY (REVISED VERSION)
18 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RELEVANT
UNDERTAKINGS GIVEN BY THE COMPANY'S
CONTROLLING SHAREHOLDER, DIRECTORS AND
SENIOR MANAGEMENT IN CONNECTION WITH
THE REMEDIAL MEASURES IN RELATION TO
DILUTION ON CURRENT RETURNS BY THE NON-
19 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO DIVIDEND DISTRIBUTION
POLICY AND 3-YEAR PLAN FOR
SHAREHOLDERS' RETURN (2016- 2018) OF
THE COMPANY
20 TO CONSIDER AND APPROVE ALL THE FOR FOR Management
TRANSACTIONS CONTEMPLATED UNDER THE A
SHARE ISSUE WHICH CONSTITUTE A SPECIAL
DEAL UNDER RULE 25 OF THE CODE ON
TAKEOVERS AND MERGERS
1 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
2 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
3 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
4 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
5 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
6 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
7 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
8 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
10 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
11 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
--------------------------------------------------------------------------------
JIANGXI COPPER CO LTD
Ticker: Security ID: Y4446C100
Meeting Date: JUL 18, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE SATISFACTION OF THE
CONDITIONS OF THE NON-PUBLIC ISSUANCE
OF A SHARES OF THE COMPANY
4 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
5 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
6 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
7 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
8 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
10 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
11 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
12 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
13 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
14 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE PROPOSED ISSUANCE
OF NOT MORE THAN 298,380,221 A SHARES
TO NOT MORE THAN 10 SPECIFIC INVESTORS
INCLUDING JIANGXI COPPER CORPORATION
("JCC") (THE "A SHARE ISSUE") AND THE
PROPOSED ISSUANCE OF NOT MO
15 TO APPROVE, CONFIRM AND RATIFY THE FOR FOR Management
RESOLUTION IN RELATION TO EXECUTION OF
CONDITIONAL SUBSCRIPTION AGREEMENTS
ENTERED INTO BETWEEN THE COMPANY AND
JCC ON 25 FEBRUARY 2016 AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO PROPOSAL IN RESPECT OF
THE NON-PUBLIC ISSUANCE OF A SHARES OF
THE COMPANY (REVISED VERSION)
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE SHARE ISSUANCE
CONSTITUTING THE CONNECTED TRANSACTIONS
18 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE AUTHORISATION TO
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") AND/OR THE BOARD
COMMITTEE AUTHORIZED BY THE BOARD TO
COMPLETE MATTERS RELATING TO THE SHARE
ISSUANCE
19 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE FEASIBILITY REPORT
ON PROJECTS FUNDED BY USE OF PROCEEDS
FROM THE NON-PUBLIC ISSUANCE OF A
SHARES OF THE COMPANY (REVISED VERSION)
20 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO REMEDIAL MEASURES
REGARDING DILUTION ON CURRENT RETURNS
BY THE NON-PUBLIC SHARE ISSUANCE OF
THE COMPANY (REVISED VERSION)
21 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE RELEVANT
UNDERTAKINGS GIVEN BY THE COMPANY'S
CONTROLLING SHAREHOLDER, DIRECTORS AND
SENIOR MANAGEMENT IN CONNECTION WITH
THE REMEDIAL MEASURES IN RELATION TO
DILUTION ON CURRENT RETURNS BY THE NON-
22 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO DIVIDEND DISTRIBUTION
POLICY AND 3-YEAR PLAN FOR
SHAREHOLDERS' RETURN (2016-2018) OF
THE COMPANY
23 TO CONSIDER AND APPROVE ALL THE FOR FOR Management
TRANSACTIONS CONTEMPLATED UNDER THE A
SHARE ISSUE WHICH CONSTITUTE A SPECIAL
DEAL UNDER RULE 25 OF THE CODE ON
TAKEOVERS AND MERGERS
24 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO SATISFACTION OF THE
CONDITIONS OF THE ISSUANCE OF BONDS TO
BE ISSUED BY THE COMPANY IN THE
AGGREGATE PRINCIPAL AMOUNT OF NOT MORE
THAN RMB10 BILLION (THE "COMPANY
BONDS")
25 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: NOMINAL VALUE, ISSUE
PRICE AND SIZE
26 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: TARGET SUBSCRIBERS AND
THE ARRANGEMENT REGARDING SUBSCRIPTION
BY EXISTING SHAREHOLDERS OF THE COMPANY
27 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: TERM AND TYPES OF
COMPANY BONDS
28 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: INTEREST RATE AND BASIS
OF DETERMINATION
29 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: GUARANTEE
30 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: METHOD OF ISSUANCE
31 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: USE OF PROCEEDS
32 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: MEASURES FOR
SAFEGUARDING REPAYMENT
33 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: PLACE OF LISTING OF
COMPANY BONDS
34 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: AUTHORISATION TO THE
BOARD IN RESPECT OF THE ISSUANCE OF
COMPANY BONDS
35 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE ISSUANCE OF THE
COMPANY BONDS: VALIDITY OF THE
RESOLUTION
36 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO STATEMENT ON
UTILIZATION OF PROCEEDS FROM PREVIOUS
FUND RAISING
37 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO WAIVER OF JCC'S
OBLIGATION TO MAKE A GENERAL OFFER OF
THE SECURITIES OF THE COMPANY AS A
RESULT OF THE SHARE ISSUANCE
38 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPLICATION OF THE
WHITEWASH WAIVER (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 2 JUNE
2016) BY JCC
39 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. LIU FANGYUN AS AN
EXECUTIVE DIRECTOR ("DIRECTOR") OF THE
COMPANY AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO SIGN ALL
DOCUMENTS, AGREEMENTS AND TO DO ALL
SUCH ACTS AND THINGS TO GIVE EFFECT TO
SUCH MATTERS
40 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. GAN CHENGJIU AS AN
EXECUTIVE DIRECTOR AND TO AUTHORISE
ANY ONE EXECUTIVE DIRECTOR TO SIGN ALL
DOCUMENTS, AGREEMENTS AND TO DO ALL
SUCH ACTS AND THINGS TO GIVE EFFECT TO
SUCH MATTERS
41 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. SHI JIALIANG AS AN
EXECUTIVE DIRECTOR AND TO AUTHORISE
ANY ONE EXECUTIVE DIRECTOR TO SIGN ALL
DOCUMENTS, AGREEMENTS AND TO DO ALL
SUCH ACTS AND THINGS TO GIVE EFFECT TO
SUCH MATTERS
42 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. DENG HUI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO SIGN ALL DOCUMENTS,
AGREEMENTS AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO SUCH MATTERS
43 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. QIU GUANZHOU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO SIGN ALL DOCUMENTS,
AGREEMENTS AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO SUCH MATTERS
44 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. WU JINXING AS A
SUPERVISOR ("SUPERVISOR") OF THE
COMPANY AND TO AUTHORISE THE
SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE") TO SIGN
ALL DOCUMENTS, AGREEMENTS AND TO DO
ALL SUCH ACTS AND T
45 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MS. WAN SUJUAN AS A
SUPERVISOR AND TO AUTHORISE THE
SUPERVISORY COMMITTEE TO SIGN ALL
DOCUMENTS, AGREEMENTS AND TO DO ALL
SUCH ACTS AND THINGS TO GIVE EFFECT TO
SUCH MATTERS
46 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF EXECUTIVE DIRECTOR: THE APPOINTMENT
OF MR. WANG BO AS AN EXECUTIVE
DIRECTOR AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO ENTER INTO A
SERVICE CONTRACT ON BEHALF OF THE COMPA
47 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF EXECUTIVE DIRECTOR: THE APPOINTMENT
OF MR. WU JINXING AS AN EXECUTIVE
DIRECTOR AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO ENTER INTO A
SERVICE CONTRACT ON BEHALF OF THE CO
48 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF EXECUTIVE DIRECTOR: THE APPOINTMENT
OF MR. WU YUNENG AS AN EXECUTIVE
DIRECTOR AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO ENTER INTO A
SERVICE CONTRACT ON BEHALF OF THE COM
49 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF INDEPENDENT NON-EXECUTIVE DIRECTOR:
THE APPOINTMENT OF MR. SUN CHUANXIAO
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO ENTER INTO A L
50 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF INDEPENDENT NON-EXECUTIVE DIRECTOR:
THE APPOINTMENT OF MR. LIU ERFEI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO A LETTE
51 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF SUPERVISOR: THE APPOINTMENT OF MR.
LIAO SHENGSEN AS A SUPERVISOR AND TO
AUTHORIZE ANY ONE DIRECTOR TO ENTER
INTO THE SERVICE CONTRACT OR LETTER OF
APPOINTMENT ON BEHALF OF THE
52 TO CONSIDER AND APPROVE THE FOLLOWING FOR FOR Management
RESOLUTION IN RELATION TO THE ELECTION
OF SUPERVISOR: THE APPOINTMENT OF MR.
ZHANG JIANHUA AS A SUPERVISOR AND TO
AUTHORIZE ANY ONE DIRECTOR TO ENTER
INTO THE SERVICE CONTRACT OR LETTER OF
APPOINTMENT ON BEHALF OF THE
--------------------------------------------------------------------------------
JIANGXI COPPER CO LTD
Ticker: Security ID: Y4446C100
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") FOR THE YEAR OF 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR OF 2016
4 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT OF THE COMPANY FOR THE YEAR OF
2016
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
FOR DISTRIBUTION OF PROFIT OF THE
COMPANY FOR THE YEAR OF 2016
6 TO APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
CERTIFIED PUBLIC ACCOUNTANTS LLP
(SPECIAL GENERAL PARTNERSHIP) AND
DELOITTE TOUCHE TOHMATSU AS THE
COMPANY'S DOMESTIC AND OVERSEAS
AUDITORS FOR THE YEAR OF 2017,
RESPECTIVELY AND TO AUTHORISE THE
BOARD TO DETERMINE THEI
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RESIGNATION OF MR. ZHANG WEIDONG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR OF THE COMPANY TO
SIGN ALL DOCUMENTS, AGREEMENTS AND TO
DO ALL SUCH ACTS AND THINGS TO GIVE EF
8 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF DR. ZHOU DONGHUA AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY AND TO AUTHORISE THE BOARD
TO DETERMINE HIS REMUNERATION AND ANY
ONE EXECUTIVE DIRECTOR OF THE COMPANY
TO ENTER INTO A SERVICE CONTRACT OR
--------------------------------------------------------------------------------
JINDAL STEEL & POWER LTD, NEW DELHI
Ticker: Security ID: Y4447P100
Meeting Date: JUL 15, 2016 Meeting Type: Other Meeting
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE DIVESTMENT OF 1000 MW POWER FOR FOR Management
PLANT OF SUBSIDIARY COMPANY TO A
RELATED PARTY
3 TO APPROVE SALE OF 920 MW CAPTIVE FOR FOR Management
POWER PLANTS (CPP) OF THE COMPANY
4 TO SHIFT THE REGISTERED OFFICE OF THE FOR FOR Management
COMPANY FROM THE STATE OF HARYANA TO
THE STATE OF CHHATTISGARH
--------------------------------------------------------------------------------
JINDAL STEEL & POWER LTD, NEW DELHI
Ticker: Security ID: Y4447P100
Meeting Date: AUG 01, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF AUDITED FINANCIAL FOR FOR Management
STATEMENTS (BOTH STANDALONE AND
CONSOLIDATED) OF THE COMPANY FOR THE
FY 2015-16 INCLUDING REPORTS OF BOARD
OF DIRECTORS AND AUDITORS THEREON
3 RE-APPOINTMENT OF MRS. SHALLU JINDAL FOR FOR Management
(DIN: 01104507), AS DIRECTOR, LIABLE
TO RETIRE BY ROTATION
4 RE-APPOINTMENT OF MR. DINESH KUMAR FOR FOR Management
SARAOGI (DIN: 06426609), AS DIRECTOR,
LIABLE TO RETIRE BY ROTATION
5 APPOINTMENT OF M/S LODHA & CO., (FRN: FOR FOR Management
301051E), CHARTERED ACCOUNTANTS, AS
STATUTORY AUDITORS FOR A PERIOD OF 5
YEARS FROM THE CONCLUSION OF 37TH AGM
TILL THE CONCLUSION OF 42ND AGM AND
FIXING THEIR REMUNERATION
6 RATIFICATION OF REMUNERATION OF M/S FOR FOR Management
RAMANATH IYER & CO., (FRN 00019), COST
ACCOUNTANTS AS COST AUDITORS FOR FY
2016-17
7 APPROVAL FOR ISSUANCE OF FOR FOR Management
NON-CONVERTIBLE DEBENTURES UPTO INR
5,000 CRORE ON PRIVATE PLACEMENT BASIS
8 APPROVAL FOR ISSUANCE OF SECURITIES FOR FOR Management
FOR AN AMOUNT NOT EXCEEDING INR 5,000
CRORE
9 APPROVAL FOR RELATED PARTY TRANSACTION FOR FOR Management
--------------------------------------------------------------------------------
JINDAL STEEL & POWER LTD, NEW DELHI
Ticker: Security ID: Y4447P100
Meeting Date: MAY 11, 2017 Meeting Type: Other Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUE OF CONVERTIBLE WARRANTS TO FOR FOR Management
PROMOTER GROUP ENTITY ON PREFERENTIAL
BASIS
3 ISSUE OF EQUITY SHARES TO M/S NALWA FOR FOR Management
STEEL & POWER LIMITED ON PREFERENTIAL
BASIS
--------------------------------------------------------------------------------
JSFC SISTEMA JSC, MOSCOW
Ticker: Security ID: 48122U204
Meeting Date: SEP 23, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 1.1. DISTRIBUTE RUB 3,667,000,000.00 FOR FOR Management
(THREE BILLION SIX HUNDRED AND
SIXTY-SEVEN MILLION ROUBLES) IN
DIVIDENDS FOR THE FIRST SIX MONTHS OF
2016. 1.2. PAY RUB 0.38 (ZERO POINT
THIRTY-EIGHT ROUBLES) IN DIVIDEND PER
EACH ORDINARY SHARE OF THE COMPANY IN
THE M
--------------------------------------------------------------------------------
JSFC SISTEMA JSC, MOSCOW
Ticker: Security ID: 48122U204
Meeting Date: JUN 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROCEDURES TO BE FOLLOWED FOR FOR Management
AT THE MEETING
2 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
ANNUAL FINANCIAL STATEMENTS OF THE
COMPANY FOR 2016
3 DISTRIBUTION OF INCOME, APPROVAL OF FOR FOR Management
THE AMOUNT OF DIVIDENDS PAYABLE ON
SISTEMA'S SHARES, PROCEDURE OF THE
DISTRIBUTION, AND THE RECORD DATE: RUB
0.81 PER SHARE
4 ELECTION OF THE AUDIT REVIEW FOR FOR Management
COMMISSION OF SISTEMA PJSFC:
BUGORSKAYA, MARINA
5 ELECTION OF THE AUDIT REVIEW FOR FOR Management
COMMISSION OF SISTEMA PJSFC:
KUZNETSOVA, EKATERINA
6 ELECTION OF THE AUDIT REVIEW FOR FOR Management
COMMISSION OF SISTEMA PJSFC: LIPSKY,
ALEXEY
8 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: BELOVA, ANNA
9 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: BOEV, SERGEY
10 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: DUBOVSKOV, ANDREY
11 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: EVTUSHENKOV, VLADIMIR
12 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: EVTUSHENKOV, FELIX
13 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: SOMMER, RON
14 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: KOCHARYAN, ROBERT
15 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: KRECKE, JEAN PIERRE
JEANNOT
16 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: MUNNINGS, ROGER
LLEWELLYN
17 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: SHAMOLIN, MIKHAIL
18 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
SISTEMA PJSFC: IAKOBACHVILI, DAVID
19 APPROVE CJSC DELOITTE AND TOUCHE CIS FOR FOR Management
AS THE AUDITOR TO PERFORM THE AUDIT
FOR 2017 ACCORDING TO THE RUSSIAN
ACCOUNTING STANDARDS
20 APPROVE CJSC DELOITTE AND TOUCHE CIS FOR FOR Management
AS THE AUDITOR TO PERFORM THE AUDIT
FOR 2017 ACCORDING TO THE
INTERNATIONAL FINANCIAL REPORTING
STANDARDS
21 APPROVAL OF THE NEW VERSIONS OF THE FOR FOR Management
CHARTER OF SISTEMA PJSFC AND INTERNAL
DOCUMENTS OF SISTEMA PJSFC REGULATING
THE WORK OF THE COMPANY'S GOVERNING
BODIES: APPROVAL OF THE REVISED
CHARTER OF SISTEMA PJSFC
22 APPROVAL OF THE NEW VERSIONS OF THE FOR FOR Management
CHARTER OF SISTEMA PJSFC AND INTERNAL
DOCUMENTS OF SISTEMA PJSFC REGULATING
THE WORK OF THE COMPANY'S GOVERNING
BODIES: APPROVAL OF THE REVISED TERMS
OF REFERENCE OF THE GENERAL MEETING OF
SHAREHOLDERS OF SISTEMA PJSFC
23 APPROVAL OF THE NEW VERSIONS OF THE FOR FOR Management
CHARTER OF SISTEMA PJSFC AND INTERNAL
DOCUMENTS OF SISTEMA PJSFC REGULATING
THE WORK OF THE COMPANY'S GOVERNING
BODIES: APPROVAL OF THE REVISED TERMS
OF REFERENCE OF THE BOARD OF DIRECTORS
OF SISTEMA PJSFC
24 APPROVAL OF THE NEW VERSIONS OF THE FOR FOR Management
CHARTER OF SISTEMA PJSFC AND INTERNAL
DOCUMENTS OF SISTEMA PJSFC REGULATING
THE WORK OF THE COMPANY'S GOVERNING
BODIES: APPROVAL OF THE REVISED TERMS
OF REFERENCE OF THE MANAGEMENT BOARD
OF SISTEMA PJSFC
--------------------------------------------------------------------------------
JSW STEEL LIMITED
Ticker: Security ID: Y44680158
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2017 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO DECLARE DIVIDEND ON THE 10% FOR FOR Management
CUMULATIVE REDEEMABLE PREFERENCE
SHARES OF THE COMPANY FOR THE
FINANCIAL YEAR 2016-17
3 TO DECLARE DIVIDEND ON THE EQUITY FOR FOR Management
SHARES OF THE COMPANY FOR THE
FINANCIAL YEAR 2016-17
4 TO APPOINT A DIRECTOR IN PLACE OF DR. FOR FOR Management
VINOD NOWAL (DIN 00046144), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
5 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 139 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 READ WITH THE
COMPANIES (AUDIT AND AUDITORS) RULES,
2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT
THEREOF FOR THE T
6 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 148 AND ALL
OTHER APPLICABLE PROVISIONS, IF ANY,
OF THE COMPANIES ACT, 2013AND THE
COMPANIES (AUDIT AND AUDITORS) RULES,
2014 (INCLUDING ANY STATUTORY
MODIFICATION(S)OR RE-ENACTMENT
THEREOF, FOR THE TIME
7 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 READ
WITH SCHEDULE IV AND OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013
(THE "ACT") AND THE COMPANIES
(APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 (INCLUDING ANY
STATUTORY
8 RESOLVED THAT SUBJECT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 196, 197, 198
AND 203 READ WITH SCHEDULE V AND ALL
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE COMPANIES
(APPOINTMENT AND REMUNERATION OF
MANAGERIAL PERSONNEL) RULES, 2014
(INCLUDING A
9 RESOLVED THAT SUBJECT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 196, 197, 198
AND 203 READ WITH SCHEDULE V AND ALL
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE COMPANIES
(APPOINTMENT AND REMUNERATION OF
MANAGERIAL PERSONNEL) RULES, 2014
(INCLUDING A
10 RESOLVED THAT SUBJECT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 196, 197, 198
AND 203 READ WITH SCHEDULE V AND ALL
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE COMPANIES
(APPOINTMENT AND REMUNERATION OF
MANAGERIAL PERSONNEL) RULES, 2014
(INCLUDING A
11 RESOLVED THAT IN EXERCISE OF THE FOR FOR Management
APPLICABLE PROVISIONS OF THE COMPANIES
ACT, 2013 AND THE RULES MADE
THEREUNDER (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENTS
THEREOF, FOR THE TIME BEING IN FORCE)
AND OF THE SECURITIES AND EXCHANGE
BOARD OF IND
12 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE 22ND
ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON JULY 26, 2016 AND PURSUANT TO
THE PROVISIONS OF SECTIONS 23, 42, 71
AND ALL OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT
13 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE 22ND
ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON JULY 26, 2016 AND IN
ACCORDANCE WITH THE PROVISIONS OF
SECTIONS 23, 42, 62, 71 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
CO
14 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE
TWENTIETH ANNUAL GENERAL MEETING OF
THE COMPANY HELD ON JULY 31, 2014 AND
IN ACCORDANCE WITH THE PROVISIONS OF
SECTIONS 23, 41, 42, 62, 71 AND ALL
OTHER APPLICABLE PROVISIONS, IF ANY,
--------------------------------------------------------------------------------
JSW STEEL LTD, MUMBAI
Ticker: Security ID: Y44680109
Meeting Date: JUL 26, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY (INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS) FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2016 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO DECLARE DIVIDEND ON THE 10% FOR FOR Management
CUMULATIVE REDEEMABLE PREFERENCE
SHARES OF THE COMPANY FOR THE
FINANCIAL YEAR 2015-16
3 TO DECLARE DIVIDEND ON THE EQUITY FOR FOR Management
SHARES OF THE COMPANY FOR THE
FINANCIAL YEAR 2015-16
4 TO APPOINT A DIRECTOR IN PLACE OF MR. FOR FOR Management
SAJJAN JINDAL (DIN 00017762), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
5 RESOLVED THAT, PURSUANT TO THE FIRST FOR FOR Management
PROVISO TO SECTION 139(1) OF THE
COMPANIES ACT, 2013, READ WITH THE
FIRST PROVISO TO RULE 3(7) OF THE
COMPANIES (AUDIT AND AUDITORS) RULES,
2014, AS AMENDED FROM TIME TO TIME,
THE APPOINTMENT OF M/S. DELOITTE
HASKINS &
6 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 148 AND ALL
OTHER APPLICABLE PROVISIONS, IF ANY,
OF THE COMPANIES ACT, 2013 AND THE
COMPANIES (AUDIT AND AUDITORS) RULES,
2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TI
7 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 AND
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 ("THE ACT") AND
THE COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-
8 RESOLVED THAT, PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 149, 152 AND
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 ("THE ACT") AND
THE COMPANIES (APPOINTMENT AND
QUALIFICATION OF DIRECTORS) RULES,
2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE
9 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE 21ST
ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON JULY 28, 2015 AND PURSUANT TO
THE PROVISIONS OF SECTIONS 23, 42, 71
AND ALL OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT
10 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE 21ST
ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON JULY 28, 2015 AND IN
ACCORDANCE WITH THE PROVISIONS OF
SECTIONS 23, 42, 62, 71 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
CO
11 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
SPECIAL RESOLUTION ADOPTED AT THE 20TH
ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON JULY 31, 2014 AND IN
ACCORDANCE WITH THE PROVISIONS OF
SECTIONS 23, 42, 71 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPAN
12 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 186 AND ALL
OTHER APPLICABLE PROVISIONS, IF ANY,
OF THE COMPANIES ACT, 2013, READ WITH
THE RULES MADE THEREUNDER (INCLUDING
ANY AMENDMENT THERETO OR REENACTMENT
THEREOF), THE CONSENT OF THE MEMBERS
OF TH
13 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
ORDINARY RESOLUTION ADOPTED AT THE
20TH ANNUAL GENERAL MEETING OF THE
COMPANY HELD ON 31ST JULY 2014 AND
PURSUANT TO THE PROVISIONS OF SECTION
180(1)(C) AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES
ACT, 20
14 RESOLVED THAT IN SUPERSESSION OF THE FOR FOR Management
ORDINARY RESOLUTION ADOPTED AT THE
20TH ANNUAL GENERAL MEETING OF THE
COMPANY HELD ON 31ST JULY 2014 AND
PURSUANT TO THE PROVISIONS OF SECTION
180(1)(A) AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES
ACT, 20
--------------------------------------------------------------------------------
JSW STEEL LTD, MUMBAI
Ticker: Security ID: Y44680109
Meeting Date: DEC 17, 2016 Meeting Type: Other Meeting
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 SUB-DIVISION OF EQUITY SHARES OF THE FOR FOR Management
COMPANY FROM THE FACE VALUE OF RS.
10/- PER EQUITY SHARE TO RE. 1/- PER
EQUITY SHARE
3 ALTERATION OF THE CAPITAL CLAUSE IN FOR FOR Management
THE MEMORANDUM OF ASSOCIATION: ARTICLE
12
4 ALTERATION OF THE CAPITAL CLAUSE OF FOR FOR Management
THE ARTICLES OF ASSOCIATION: ARTICLE 3
5 APPROVAL FOR UNDERTAKING MATERIAL FOR FOR Management
RELATED PARTY TRANSLATION(S) WITH JSW
INTERNATIONAL TRADECORP PTE. LIMITED,
SINGAPORE
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD
Ticker: Security ID: G52132100
Meeting Date: JUN 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ISSUE THE EXCHANGE CONVERTIBLE FOR FOR Management
BONDS BY THE COMPANY
4 TO GRANT A SPECIFIC MANDATE PURSUANT FOR FOR Management
TO WHICH THE CONVERSIONS SHARES ARE TO
BE ISSUED UPON EXERCISE OF THE
CONVERSION RIGHTS ATTACHED TO THE
EXCHANGE CONVERTIBLE BONDS
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD
Ticker: Security ID: G52132100
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
REPORT OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS"), THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS AND
THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2014
4 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
REPORT OF THE DIRECTORS, THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS AND
THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2015
5 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
REPORT OF THE DIRECTORS, THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS AND
THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2016
6 TO RE-ELECT MR. KWOK YING SHING AS AN FOR FOR Management
EXECUTIVE DIRECTOR
7 TO RE-ELECT MR. SUN YUENAN AS AN FOR FOR Management
EXECUTIVE DIRECTOR
8 TO RE-ELECT MR. YU JIANQING AS AN FOR FOR Management
EXECUTIVE DIRECTOR
9 TO RE-ELECT MR. ZHENG YI AS AN FOR FOR Management
EXECUTIVE DIRECTOR
10 TO RE-ELECT MS. CHEN SHAOHUAN AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT MR. RAO YONG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT MR. ZHANG YIZHAO AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT MR. LIU XUESHENG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
14 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
15 TO RE-APPOINT GRANT THORNTON HONG KONG FOR FOR Management
LIMITED AS THE AUDITORS OF THE COMPANY
AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
16 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK THE SHARES NOT
EXCEEDING 10 PER CENT. OF THE NUMBER
OF THE ISSUED SHARES OF THE COMPANY
(THE "SHARES") AT THE DATE OF PASSING
OF THIS RESOLUTION
17 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT AND ISSUE NEW
SHARES NOT EXCEEDING 20 PER CENT. OF
THE NUMBER OF THE ISSUED SHARES AT THE
DATE OF PASSING OF THIS RESOLUTION
18 TO EXTEND THE GENERAL MANDATE BY FOR FOR Management
RESOLUTION NO. 14 TO ISSUE ADDITIONAL
SHARES, REPRESENTING THE NUMBER OF THE
SHARES BOUGHT BACK BY THE COMPANY
GRANTED BY RESOLUTION 15
19 TO CONSIDER, RATIFY AND CONFIRM THE FOR FOR Management
FAILURE TO HOLD THE 2014 AND 2015
ANNUAL GENERAL MEETINGS OF THE COMPANY
IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND THE
RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF
HONG KONG
--------------------------------------------------------------------------------
KASIKORNBANK PUBLIC COMPANY LIMITED, BANGKOK
Ticker: Security ID: Y4591R118
Meeting Date: APR 03, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER ADOPTING THE MINUTES OF FOR FOR Management
THE GENERAL MEETING OF SHAREHOLDERS NO.
104 HELD ON MARCH 30, 2016
3 TO ACKNOWLEDGE THE BOARD OF DIRECTORS FOR FOR Management
REPORT OF YEAR 2016 OPERATIONS
4 TO CONSIDER APPROVING THE FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2016
5 TO CONSIDER APPROVING THE FOR FOR Management
APPROPRIATION OF PROFIT FROM 2016
OPERATING RESULTS AND DIVIDEND PAYMENT
6 TO CONSIDER AND ELECT MS. PUNTIP FOR FOR Management
SURATHIN AS DIRECTOR
7 TO CONSIDER AND ELECT MS. SUPHAJEE FOR FOR Management
SUTHUMPUN AS DIRECTOR
8 TO CONSIDER AND ELECT MS. KATTIYA FOR FOR Management
INDARAVIJAYA AS DIRECTOR
9 TO CONSIDER AND ELECT MR. CHANIN FOR FOR Management
DONAVANIK AS INDEPENDENT DIRECTOR
10 TO CONSIDER DESIGNATION OF NAMES AND FOR FOR Management
NUMBER OF DIRECTORS WITH SIGNATORY
AUTHORITY
11 TO CONSIDER APPROVING THE REMUNERATION FOR FOR Management
OF DIRECTORS
12 TO CONSIDER APPROVING THE APPOINTMENT FOR FOR Management
AND THE FIXING OF REMUNERATION OF
AUDITOR: KPMG PHOOMCHAI AUDIT LIMITED
13 OTHER BUSINESSES (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: Security ID: Y46007103
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF A NON-PERMANENT DIRECTOR I FOR FOR Management
HONG
4 ELECTION OF OUTSIDE DIRECTOR CHOE FOR FOR Management
YEONG HWI
5 ELECTION OF OUTSIDE DIRECTOR YU SEOK FOR FOR Management
RYEOL
6 ELECTION OF OUTSIDE DIRECTOR I BYEONG FOR FOR Management
NAM
7 ELECTION OF OUTSIDE DIRECTOR BAK JAE HA FOR FOR Management
8 ELECTION OF OUTSIDE DIRECTOR GIM YU NI FOR FOR Management
SEU GYEONG HUI
9 ELECTION OF OUTSIDE DIRECTOR STUART B FOR FOR Management
SOLOMON
10 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER HAN JONG SU
11 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR YU SEOK RYEOL
12 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR BAK JAE HA
13 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR GIM YU NI SEU
GYEONG HUI
14 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KB INSURANCE CO., LTD, SEOUL
Ticker: Security ID: Y5277H100
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
3 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
4 ELECTION OF DIRECTOR CANDIDATES: LEE FOR FOR Management
JAE GEUN, BAK JIN HYEON, SIM JAE HO,
GIM CHANG GI
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER CANDIDATE: SIN
YONG IN
6 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CANDIDATES: SIM
JAE HO, GIM CHANG GI
7 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KB INSURANCE CO., LTD, SEOUL
Ticker: Security ID: Y5277H100
Meeting Date: JUN 22, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF STOCK EXCHANGE FOR FOR Management
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A., LUBIN
Ticker: Security ID: X45213109
Meeting Date: DEC 07, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
GENERAL MEETING
4 CONFIRMATION OF THE LEGALITY OF FOR FOR Management
CONVENING THE GENERAL MEETING AND IT'S
CAPACITY TO ADOPT BINDING RESOLUTIONS
5 ACCEPTANCE OF THE AGENDA FOR FOR Management
6 ADOPTION OF RESOLUTIONS ON CHANGES IN FOR FOR Management
THE COMPOSITION OF THE SUPERVISORY
BOARD
7 ADOPTION OF RESOLUTIONS ON DETERMINING FOR FOR Management
THE TERMS OF SETTING THE REMUNERATION
OF MEMBERS OF THE MANAGEMENT BOARD OF
THE COMPANY
8 ADOPTION OF RESOLUTIONS ON DETERMINING FOR FOR Management
THE AMOUNT OF REMUNERATION OF MEMBERS
OF THE SUPERVISORY BOARD OF THE COMPANY
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A., LUBIN
Ticker: Security ID: X45213109
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
ORDINARY GENERAL MEETING
5 CONFIRMATION OF THE CORRECTNESS OF FOR FOR Management
CONVENING AN ORDINARY GENERAL MEETING
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 CONSIDERATION OF ANNUAL REPORTS: THE FOR FOR Management
FINANCIAL STATEMENTS OF KGHM POLSKA
MIEDZ SA FOR 2016
8 CONSIDERATION OF ANNUAL REPORTS: FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE KGHM POLSKA MIEDZ SA GROUP. FOR
2016
9 CONSIDERATION OF ANNUAL REPORTS: THE FOR FOR Management
MANAGEMENT BOARD'S REPORT ON KGHM
POLSKA MIEDZ S.A. AND THE KGHM POLSKA
MIEDZ SA GROUP. IN 2016
10 CONSIDERATION OF THE MANAGEMENT FOR FOR Management
BOARD'S MOTION FOR COVERING THE LOSS
FOR THE FINANCIAL YEAR 2016
11 CONSIDERATION OF THE MOTION OF THE FOR FOR Management
MANAGEMENT BOARD OF KGHM POLSKA MIEDZ
S.A. ON THE DIVIDEND PAYMENT FROM THE
PROFITS FROM PREVIOUS YEARS AND THE
DATE OF THE DIVIDEND AND THE DATE OF
DIVIDEND PAYMENT
12 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF KGHM POLSKA MIEDZ
SA FROM THE RESULTS OF THE ASSESSMENT
OF THE FINANCIAL STATEMENTS OF KGHM
POLSKA MIEDZ S.A. FOR THE FINANCIAL
YEAR 2016, THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE KGHM POLSKA MIEDZ
13 PRESENTATION BY THE SUPERVISORY BOARD: FOR FOR Management
ASSESSMENT OF KGHM POLSKA MIEDZ S.A.
FOR THE FINANCIAL YEAR 2016, INCLUDING
AN ASSESSMENT OF THE INTERNAL CONTROL,
RISK MANAGEMENT, COMPLIANCE AND
INTERNAL AUDIT FUNCTIONS
14 PRESENTATION BY THE SUPERVISORY BOARD: FOR FOR Management
A REPORT ON THE ACTIVITIES OF THE
SUPERVISORY BOARD OF KGHM POLSKA MIEDZ
SA FOR THE FINANCIAL YEAR 2016
15 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
THE FINANCIAL STATEMENTS OF KGHM
POLSKA MIEDZ SA FOR THE FISCAL YEAR
2016
16 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
THE CONSOLIDATED FINANCIAL STATEMENTS
OF THE KGHM POLSKA MIEDZ SA GROUP. FOR
THE FISCAL YEAR 2016
17 ADOPTION OF RESOLUTION ON: APPROVAL OF FOR FOR Management
THE MANAGEMENT BOARD'S REPORT ON KGHM
POLSKA MIEDZ S.A. AND THE KGHM POLSKA
MIEDZ SA GROUP. IN 2016
18 ADOPTION OF RESOLUTION ON: COVERING FOR FOR Management
THE LOSS FOR THE FINANCIAL YEAR 2016
19 ADOPTION OF RESOLUTION ON: DIVIDENDS FOR FOR Management
FROM PROFITS FROM PREVIOUS YEARS AND
THE DATE OF THE DIVIDEND AND THE DATE
OF DIVIDEND PAYMENT
20 ADOPTION OF RESOLUTION ON: DISCHARGE FOR FOR Management
FOR MEMBERS OF THE MANAGEMENT BOARD OF
KGHM POLSKA MIEDZ SA FOR THE
PERFORMANCE OF THEIR DUTIES IN THE
FINANCIAL YEAR 2016
21 ADOPTION OF RESOLUTION ON: A VOTE OF FOR FOR Management
APPROVAL FOR THE MEMBERS OF THE
SUPERVISORY BOARD OF KGHM POLSKA MIEDZ
SA FOR THE PERFORMANCE OF THEIR DUTIES
IN THE FINANCIAL YEAR 2016
22 ADOPTION OF A RESOLUTION ON CHANGING FOR FOR Management
THE STATUTE OF KGHM POLSKA MIEDZ S.A
23 PASSING RESOLUTION ON: DISPOSAL OF FOR FOR Management
NON-CURRENT ASSETS
24 PASSING RESOLUTION ON: THE RULES FOR FOR Management
GOVERNING THE CONCLUSION OF CONTRACTS
FOR LEGAL SERVICES, MARKETING
SERVICES, PUBLIC RELATIONS AND SOCIAL
COMMUNICATION SERVICES, MANAGEMENT
CONSULTANCY SERVICES AND THE
MODIFICATION OF THOSE CONTRACTS
25 PASSING RESOLUTION ON: RULES OF FOR FOR Management
PROCEDURE FOR THE COMPANY ENTERING
INTO CONTRACTS OF DONATION, DEBT
RELIEF OR OTHER AGREEMENTS WITH
SIMILAR EFFECT
26 PASSING RESOLUTION ON: THE RULES AND FOR FOR Management
PROCEDURE FOR DISPOSAL OF CONSTITUENTS
27 PASSING RESOLUTION ON: THE OBLIGATION FOR FOR Management
TO REPORT ON REPRESENTATION EXPENSES,
LEGAL EXPENSES, MARKETING SERVICES,
PUBLIC RELATIONS AND SOCIAL
COMMUNICATION SERVICES, AND MANAGEMENT
CONSULTANCY
28 PASSING RESOLUTION ON: DEFINING THE FOR FOR Management
REQUIREMENTS FOR A CANDIDATE FOR A
MEMBER OF THE COMPANY'S MANAGEMENT
BOARD
29 PASSING RESOLUTION ON: APPOINT A FOR FOR Management
MEMBER OF THE MANAGEMENT BOARD AND
QUALIFYING PROCEDURE FOR A MEMBER OF
THE MANAGEMENT BOARD
30 PASSING RESOLUTION ON: ON THE FOR FOR Management
FULFILLMENT OF OBLIGATIONS UNDER ART.
17 SEC. 7, ART. 18 SEC. 2, ART. 20 AND
ART. 23 OF THE ACT ON THE MANAGEMENT
OF STATE PROPERTY
31 ADOPTION OF A RESOLUTION ON AMENDING FOR FOR Management
THE RESOLUTION NO. 8/2016 OF THE
EXTRAORDINARY GENERAL MEETING OF 7
DECEMBER 2016 ON THE PRINCIPLES OF
SHAPING THE REMUNERATION OF THE
MANAGEMENT BOARD MEMBERS
32 ADOPTION OF A RESOLUTION AMENDING THE FOR FOR Management
RESOLUTION NO. 9/2016 OF THE
EXTRAORDINARY GENERAL MEETING OF 7
DECEMBER 2016 ON THE PRINCIPLES OF
SHAPING THE REMUNERATION OF THE
SUPERVISORY BOARD MEMBERS
33 ADOPTION OF A RESOLUTION ON CHANGES IN FOR FOR Management
THE COMPOSITION OF THE SUPERVISORY
BOARD OF KGHM POLSKA MIEDZ S.A
--------------------------------------------------------------------------------
KIA MOTORS CORP, SEOUL
Ticker: Security ID: Y47601102
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS HAN CHEON SU, FOR FOR Management
GIM DEOK JUNG, GIM DONG WON
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR I GWI NAM, GIM
DEOK JUNG
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KOC HOLDING AS, ISTANBUL
Ticker: Security ID: M63751107
Meeting Date: MAR 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND ELECTION OF THE CHAIRMAN FOR FOR Management
OF THE MEETING
5 PRESENTATION FOR DISCUSSION AND FOR FOR Management
APPROVAL OF THE ANNUAL REPORT OF THE
COMPANY PREPARED BY THE BOARD OF
DIRECTORS FOR THE YEAR 2016
6 PRESENTATION OF THE SUMMARY OF THE FOR FOR Management
INDEPENDENT AUDIT REPORT FOR THE YEAR
2016
7 PRESENTATION FOR DISCUSSION AND FOR FOR Management
APPROVAL OF THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2016
8 RELEASE OF EACH MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS FROM LIABILITY FOR THE
COMPANY'S ACTIVITIES FOR THE YEAR 2016
9 APPROVAL, AMENDMENT AND APPROVAL, OR FOR FOR Management
REJECTION OF THE BOARD OF DIRECTORS
PROPOSAL ON THE DISTRIBUTION OF
PROFITS FOR THE YEAR 2016 AND THE
DISTRIBUTION DATE
10 APPROVAL, AMENDMENT AND APPROVAL, OR FOR FOR Management
REJECTION OF THE BOARD OF DIRECTORS
PROPOSAL ON THE AMENDMENT OF ARTICLE 6
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY CAPITAL
11 RESOLUTION OF THE NUMBER OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THEIR TERMS OF OFFICE AND ELECTION OF
THE MEMBERS OF THE BOARD OF DIRECTORS
IN ACCORDANCE WITH THE NEWLY RESOLVED
NUMBER AND ELECTION OF THE INDEPENDENT
BOARD MEMBERS
12 IN ACCORDANCE WITH THE CORPORATE FOR FOR Management
GOVERNANCE PRINCIPLES, PRESENTATION TO
THE SHAREHOLDERS AND APPROVAL BY THE
GENERAL ASSEMBLY OF THE REMUNERATION
POLICY FOR THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE SENIOR EXECUTIVES
AND THE PAYMENTS MADE ON THAT BASI
13 RESOLUTION OF THE ANNUAL GROSS FOR FOR Management
SALARIES TO BE PAID TO THE MEMBERS OF
THE BOARD OF DIRECTORS
14 APPROVAL OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT AUDIT FIRM AS SELECTED BY
THE BOARD OF DIRECTORS IN ACCORDANCE
WITH THE PROVISIONS OF THE TURKISH
COMMERCIAL CODE AND THE CAPITAL
MARKETS BOARD REGULATIONS
15 PRESENTATION TO THE SHAREHOLDERS OF FOR FOR Management
THE DONATIONS MADE BY THE COMPANY IN
2016, AND RESOLUTION OF AN UPPER LIMIT
FOR DONATIONS FOR THE YEAR 2017
16 IN ACCORDANCE WITH THE CAPITAL MARKETS FOR FOR Management
BOARD REGULATIONS, PRESENTATION TO THE
SHAREHOLDERS OF THE SECURITIES,
PLEDGES AND MORTGAGES GRANTED IN FAVOR
OF THE THIRD PARTIES IN THE YEAR 2016
AND OF ANY BENEFITS OR INCOME THEREOF
17 AUTHORIZATION OF THE SHAREHOLDERS THAT FOR FOR Management
HAVE MANAGEMENT CONTROL, THE MEMBERS
OF THE BOARD OF DIRECTORS, THE SENIOR
EXECUTIVES AND THEIR SPOUSES AND
RELATIVES RELATED BY BLOOD OR AFFINITY
UP TO THE SECOND DEGREE AS PER THE
PROVISIONS OF ARTICLES 395 AND 396
18 ANY OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
KOLON INDUSTRIES INC, GWACHEON
Ticker: Security ID: Y48111101
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR GIM CHEOL FOR FOR Management
SU
4 ELECTION OF OUTSIDE DIRECTOR JU CHANG FOR FOR Management
HWAN
5 ELECTION OF OUTSIDE DIRECTOR YU HAN JU FOR FOR Management
6 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR JU CHANG HWAN
7 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR YU HAN JU
8 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP, NAJU
Ticker: Security ID: Y48406105
Meeting Date: OCT 24, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF NON-PERMANENT AUDIT FOR FOR Management
COMMITTEE MEMBER (CANDIDATE: GIM JU
SEON)
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP, NAJU
Ticker: Security ID: Y48406105
Meeting Date: JAN 10, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF EXECUTIVE DIRECTOR FOR FOR Management
CANDIDATES: MUN BONG SU
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP, NAJU
Ticker: Security ID: Y48406105
Meeting Date: MAR 21, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
3 ELECTION OF REPRESENTATIVE DIRECTOR: FOR FOR Management
JO HWAN IK
--------------------------------------------------------------------------------
KOREA GAS CORPORATION, DAEGU
Ticker: Security ID: Y48861101
Meeting Date: JUL 06, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR GIM MYEONG NAM FOR FOR Management
2 ELECTION OF DIRECTOR AN WAN GI FOR FOR Management
--------------------------------------------------------------------------------
KOREA GAS CORPORATION, DAEGU
Ticker: Security ID: Y48861101
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
3 ELECTION OF PERMANENT DIRECTOR: GIM FOR FOR Management
YEONG DU
4 ELECTION OF PERMANENT DIRECTOR WHO IS FOR FOR Management
TO BE AUDIT COMMITTEE: BANG JAE HYUN
5 ELECTION OF PERMANENT DIRECTOR WHO IS FOR FOR Management
TO BE AUDIT COMMITTEE: YI SANG HOON
6 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
GIM JONG RAE
7 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
I SEON U
8 ELECTION OF PERMANENT AUDITOR: BANG FOR FOR Management
JAE HYUN
9 ELECTION OF PERMANENT AUDITOR: YI SANG FOR FOR Management
HOON
10 ELECTION OF A NON-PERMANENT AUDITOR: FOR FOR Management
YI JUN HYUNG
--------------------------------------------------------------------------------
KOREAN AIR LINES CO LTD, SEOUL
Ticker: Security ID: Y4936S102
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 ELECTION OF DIRECTOR CANDIDATES: U GI FOR FOR Management
HONG, I SU GEUN, AN YONG SEOK, JEONG
JIN SU
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR CANDIDATE:
JEONG JIN SU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC COMPANY LIMITED, BANGKOK
Ticker: Security ID: Y49885208
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE MINUTES OF PREVIOUS MEETING FOR FOR Management
2 ACKNOWLEDGE DIRECTORS' ANNUAL REPORT FOR FOR Management
3 APPROVE FINANCIAL STATEMENTS FOR FOR Management
4 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDEND PAYMENT
5 APPROVE REMUNERATION OF DIRECTORS FOR FOR Management
6 ELECT KITTIPONG KITTAYARAK AS DIRECTOR FOR FOR Management
7 ELECT TIENCHAI RUBPORN AS DIRECTOR FOR FOR Management
8 ELECT KULAYA TANTITEMIT AS DIRECTOR FOR FOR Management
9 ELECT PAYONG SRIVANICH AS DIRECTOR FOR FOR Management
10 APPROVE OFFICE OF THE AUDITOR GENERAL FOR FOR Management
OF THAILAND AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
11 OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
KT CORPORATION
Ticker: KT Security ID: 48268K101
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CEO WITHHOLD FOR Management
2 APPROVAL OF FINANCIAL STATEMENTS FOR WITHHOLD FOR Management
THE 35TH FISCAL YEAR
3 AMENDMENT OF ARTICLES OF INCORPORATION WITHHOLD FOR Management
4 ELECTION OF DIRECTOR: HEON MOON LIM WITHHOLD FOR Management
(INSIDE DIRECTOR CANDIDATE)
5 ELECTION OF DIRECTOR: HYEON MO KU WITHHOLD FOR Management
(INSIDE DIRECTOR CANDIDATE)
6 ELECTION OF DIRECTOR: JONG-GU KIM WITHHOLD FOR Management
(OUTSIDE DIRECTOR CANDIDATE)
7 ELECTION OF DIRECTOR: DAE-GEUN PARK WITHHOLD FOR Management
(OUTSIDE DIRECTOR CANDIDATE)
8 ELECTION OF DIRECTOR: GAE MIN LEE WITHHOLD FOR Management
(OUTSIDE DIRECTOR CANDIDATE)
9 ELECTION OF DIRECTOR: IL IM (OUTSIDE WITHHOLD FOR Management
DIRECTOR CANDIDATE)
10 ELECTION OF MEMBER OF AUDIT COMMITTEE: WITHHOLD FOR Management
JONG-GU KIM
11 ELECTION OF MEMBER OF AUDIT COMMITTEE: WITHHOLD FOR Management
DAE-GEUN PARK
12 APPROVAL OF LIMIT ON REMUNERATION OF WITHHOLD FOR Management
DIRECTORS
13 APPROVAL OF EMPLOYMENT CONTRACT FOR WITHHOLD FOR Management
THE CEO
--------------------------------------------------------------------------------
KT&G CORPORATION, TAEJON
Ticker: Security ID: Y49904108
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: SONG EOB FOR FOR Management
GYO
3 ELECTION OF OUTSIDE DIRECTOR: LEE JOON FOR FOR Management
GYU
4 ELECTION OF OUTSIDE DIRECTOR: NOH JOON FOR FOR Management
HWA
5 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
LEE JOON GYU
6 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
NOH JOON HWA
7 APPROVAL OF LIMIT OF REMUNERATION FOR FOR FOR Management
DIRECTORS
8 APPROVAL OF AMENDMENT TO RETIREMENT FOR FOR Management
BENEFIT PLAN FOR DIRECTORS
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD
Ticker: Security ID: S4341C103
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-APPOINT DELOITTE & TOUCHE AS FOR FOR Management
INDEPENDENT AUDITORS
2 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: ALLEN MORGAN
3 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: BUYELWA SONJICA
4 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: DOLLY MOKGATLE
5 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: NONKULULEKO DLAMINI
6 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: SEAMUS FRENCH
7 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: STEPHEN PEARCE
8 TO RE-ELECT THE FOLLOWING FOR FOR Management
NON-EXECUTIVE DIRECTOR WHO RETIRE BY
ROTATION IN TERMS OF THE MEMORANDUM OF
INCORPORATION: TERENCE GOODLACE
9 TO ELECT THE FOLLOWING DIRECTOR AS FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE IN TERMS
OF SECTION 94 OF THE COMPANIES ACT NO.
71 OF 2008, AS AMENDED: ALLEN MORGAN
10 TO ELECT THE FOLLOWING DIRECTOR AS FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE IN TERMS
OF SECTION 94 OF THE COMPANIES ACT NO.
71 OF 2008, AS AMENDED: DOLLY MOKGATLE
11 TO ELECT THE FOLLOWING DIRECTOR AS FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE IN TERMS
OF SECTION 94 OF THE COMPANIES ACT NO.
71 OF 2008, AS AMENDED: TERENCE
GOODLACE
12 APPROVAL OF REMUNERATION POLICY AND FOR FOR Management
ITS IMPLEMENTATION THEREOF BY WAY OF A
NON-BINDING ADVISORY VOTE
13 GENERAL AUTHORITY FOR DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE ORDINARY SHARES
14 APPROVAL OF THE REVISED MEMORANDUM OF FOR FOR Management
INCORPORATION
15 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
16 REMUNERATION OF NON-EXECUTIVE DIRECTORS FOR FOR Management
17 APPROVAL FOR THE GRANTING OF FINANCIAL FOR FOR Management
ASSISTANCE IN TERMS OF SECTIONS 44 AND
45 OF THE COMPANIES ACT NO. 71 OF 2008
18 GENERAL AUTHORITY TO REPURCHASE SHARES FOR FOR Management
--------------------------------------------------------------------------------
KUMHO TIRE CO INC, KWANGJU
Ticker: Security ID: Y5044V101
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: SON BONG YEONG, FOR FOR Management
SIN DONG HYEOK, BAK HAE CHUN
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
BAK HAE CHUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LIMITED
Ticker: Security ID: G5320C108
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENT AND THE
REPORTS OF THE DIRECTORS AND AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK7.40 FOR FOR Management
CENTS PER ORDINARY SHARE OF THE COMPANY
5 TO RE-ELECT MR. WU ENLAI AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. ZHAO YONGQI AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LI KWOK SING AUBREY FOR FOR Management
(WHO HAS SERVED THE COMPANY FOR MORE
THAN NINE YEARS) AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO AUTHORISE THE DIRECTORS OF THE FOR FOR Management
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2017
9 TO APPOINT KPMG AS THE AUDITOR OF THE FOR FOR Management
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORISE THE DIRECTORS OF THE COMPANY
TO FIX THEIR REMUNERATION
10 TO APPROVE THE SHARE ISSUE MANDATE FOR FOR Management
11 TO APPROVE THE SHARE REPURCHASE MANDATE FOR FOR Management
12 TO APPROVE EXTENSION OF THE SHARE FOR FOR Management
ISSUE MANDATE UNDER ORDINARY
RESOLUTION NO. 6 BY THE NUMBER OF
SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 7
--------------------------------------------------------------------------------
KWG PROPERTY HOLDING LIMITED
Ticker: Security ID: G53224104
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND APPROVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORT OF THE DIRECTORS AND THE
AUDITOR'S REPORT OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF RMB 40 FOR FOR Management
CENTS PER ORDINARY SHARE WITH SCRIP
OPTION AND PAYABLE IN CASH IN HONG
KONG DOLLARS
5 TO DECLARE A SPECIAL DIVIDEND OF RMB FOR FOR Management
11 CENTS PER ORDINARY SHARE WITH SCRIP
OPTION AND PAYABLE IN CASH IN HONG
KONG DOLLARS
6 TO RE-ELECT MR. KONG JIAN TAO AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY AND
AUTHORISE THE BOARD TO FIX HIS
REMUNERATION
7 TO RE-ELECT MR. LI JIAN MING AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY AND
AUTHORISE THE BOARD TO FIX HIS
REMUNERATION
8 TO RE-ELECT MR. TSUI KAM TIM AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY AND
AUTHORISE THE BOARD TO FIX HIS
REMUNERATION
9 TO RE-APPOINT ERNST & YOUNG AS FOR FOR Management
AUDITORS OF THE COMPANY AND AUTHORISE
THE BOARD TO FIX THEIR REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE OR DEAL WITH SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
11 TO GRANT A BUY-BACK MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES OF THE COMPANY NOT EXCEEDING
10% OF THE TOTAL NUMBER OF SHARES OF
THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
12 TO EXTEND THE GENERAL MANDATE TO ISSUE FOR FOR Management
SHARES OF THE COMPANY UNDER RESOLUTION
8 BY ADDING THE NOMINAL AMOUNT OF THE
SHARES BOUGHT BACK UNDER RESOLUTION 9
--------------------------------------------------------------------------------
LATAM AIRLINES GROUP S.A.
Ticker: LFL Security ID: 51817R106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, BALANCE SHEET AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR
2016; THE SITUATION OF THE COMPANY;
AND RESPECTIVE REPORT OF THE EXTERNAL
AUDIT FIRM.
2 DISTRIBUTION OF A FINAL DIVIDEND FOR FOR Management
CHARGED TO EARNINGS FOR THE YEAR 2016.
3 ELECTION OF THE BOARD OF DIRECTORS. FOR FOR Management
4 BOARD COMPENSATION FOR THE 2017 FISCAL FOR FOR Management
YEAR.
5 COMPENSATION AND BUDGET OF THE BOARD FOR FOR Management
COMMITTEES FOR 2017.
6 APPOINTMENT OF THE EXTERNAL AUDIT FIRM. FOR FOR Management
7 DESIGNATION OF THE RISK RATING FOR FOR Management
AGENCIES.
8 DETERMINATION OF THE NEWSPAPER FOR FOR FOR Management
PUBLICATIONS TO BE MADE BY THE COMPANY.
9 TO RECOGNIZE ANY MODIFICATION TO THE FOR FOR Management
SHARE CAPITAL THAT WAS PRODUCED
PURSUANT TO THE PROVISIONS OF ARTICLE
26 OF THE ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------
LEGEND HOLDINGS CORPORATION
Ticker: Security ID: Y52237107
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE DIRECTORS' FOR FOR Management
REPORT OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2016
4 TO CONSIDER AND APPROVE THE FOR FOR Management
SUPERVISORS' REPORT OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND INDEPENDENT
AUDITOR'S REPORT OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED
DECEMBER 31, 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2016
7 TO CONFIRM THE REMUNERATION OF THE FOR FOR Management
DIRECTORS AND SUPERVISORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER
31, 2016
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS THE
INDEPENDENT AUDITOR OF THE COMPANY FOR
THE YEAR 2017 TO HOLD OFFICE UNTIL THE
CONCLUSION OF 2017 ANNUAL GENERAL
MEETING OF THE COMPANY AND AUTHORIZE
THE BOARD OF DIRECTORS OF THE
9 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A GENERAL MANDATE TO THE BOARD OF
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH SHARES
10 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A GENERAL MANDATE TO THE BOARD OF
DIRECTORS OF THE COMPANY TO ISSUE DEBT
FINANCING INSTRUMENTS AND AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY
TO DEAL WITH ALL MATTERS IN RELATION
TO THE ISSUANCE OF DEBT FINANCI
11 TO CONSIDER AND APPROVE THE CONTINUING FOR FOR Management
FINANCIAL ASSISTANCE FRAMEWORK
AGREEMENT (THE "AGREEMENT") DATED MAY
8, 2017 BETWEEN THE COMPANY AND LEVIMA
ADVANCED MATERIALS CO., LTD. AS SET
OUT IN THE "LETTER FROM THE BOARD"
CONTAINED IN THE CIRCULAR OF THE COMP
12 SUBJECT TO THE PASSING OF NO. 9(A) FOR FOR Management
RESOLUTION, TO APPROVE THE CAP FOR THE
FINANCIAL ASSISTANCE (AS DEFINED IN
THE CIRCULAR) FOR 36 MONTHS FROM THE
DATE OF APPROVAL OF THE AGREEMENT AS
SET OUT IN THE "LETTER FROM THE BOARD"
CONTAINED IN THE CIRCULAR, WHICH
13 SUBJECT TO THE PASSING OF NO. 9(B) FOR FOR Management
RESOLUTION, TO AUTHORISE THE DIRECTORS
TO TAKE ANY ACTIONS AND ENTER INTO ANY
DOCUMENTS AS NECESSARY TO GIVE EFFECT
TO THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED UNDER
RESOLUTIONS NO. 9(A) AND 9(B)
--------------------------------------------------------------------------------
LG CHEM LTD, SEOUL
Ticker: Security ID: Y52758102
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
LG CHEM LTD, SEOUL
Ticker: Security ID: Y52758102
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: JEONG HO YEONG, FOR FOR Management
GIM SE JIN, JEONG DONG MIN
3 ELECTION OF AUDIT COMMITTEE MEMBERS: FOR FOR Management
GIM SE JIN, JEONG DONG MIN
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LG CORP, SEOUL
Ticker: Security ID: Y52755108
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS: GIM HONG GI, FOR FOR Management
YUN DAE HUI
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: YUN DAE HUI
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LG DISPLAY CO LTD, SEOUL
Ticker: Security ID: Y5255T100
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
3 ELECTION OF NON-EXECUTIVE DIRECTOR FOR FOR Management
CANDIDATE: HA HYUN HOI
4 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: JANG JIN
5 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
KIM SANG DON
6 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CANDIDATE: HAN GEUN TAE
7 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LG ELECTRONICS INC, SEOUL
Ticker: Security ID: Y5275H177
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF DIRECTORS: GU BON JUN, FOR FOR Management
JEONG DO HYEON, BAEK YONG HO
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: GIM DAE HYEONG
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL
Ticker: Security ID: Y5275R100
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
YU JI YEONG
3 ELECTION OF OUTSIDE DIRECTOR: PYO IN SU FOR FOR Management
4 ELECTION OF OUTSIDE DIRECTOR: GIM JAE FOR FOR Management
UK
5 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: PYO IN SU
6 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LG UPLUS CORP, SEOUL
Ticker: Security ID: Y5293P102
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR: BAK SANG FOR FOR Management
SU
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
BAK SANG SU
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
LIBERTY HOLDINGS LTD, JOHANNESBURG
Ticker: Security ID: S44440121
Meeting Date: MAY 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF ANNUAL FINANCIAL STATEMENTS FOR FOR Management
2 RE-ELECTION OF DIRECTOR: MR AWB BAND FOR FOR Management
3 RE-ELECTION OF DIRECTOR: MR MG ILSLEY FOR FOR Management
4 RE-ELECTION OF DIRECTOR: MR JH MAREE FOR FOR Management
5 RE-ELECTION OF DIRECTOR: MR SK FOR FOR Management
TSHABALALA
6 RE-ELECTION OF DIRECTOR: MS CL FOR FOR Management
ROSKRUGE CELE
7 RE-ELECTION OF DIRECTOR: MR DC MUNRO FOR FOR Management
8 RE-APPOINTMENT OF INDEPENDENT EXTERNAL FOR FOR Management
AUDITORS: TO RE-APPOINT PWC INC., UPON
THE RECOMMENDATION OF THE CURRENT
GROUP AUDIT AND ACTUARIAL COMMITTEE,
AS THE INDEPENDENT REGISTERED AUDITOR
OF THE COMPANY FOR THE ENSUING
FINANCIAL YEAR, AND TO NOTE THAT THE
9 PLACE UNISSUED ORDINARY SHARES UNDER FOR FOR Management
THE CONTROL OF THE DIRECTORS
10 PLACE UNISSUED PREFERENCE SHARES UNDER FOR FOR Management
THE CONTROL OF THE DIRECTORS
11 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
12 ELECTION OF GROUP AUDIT AND ACTUARIAL FOR FOR Management
COMMITTEE MEMBER: MR MG ILSLEY
(CHAIRMAN)
13 ELECTION OF GROUP AUDIT AND ACTUARIAL FOR FOR Management
COMMITTEE MEMBER: MR AWB BAND
14 ELECTION OF GROUP AUDIT AND ACTUARIAL FOR FOR Management
COMMITTEE MEMBER: MR AP CUNNINGHAM
15 ELECTION OF GROUP AUDIT AND ACTUARIAL FOR FOR Management
COMMITTEE MEMBER: MR YGH SULEMAN
16 ELECTION OF GROUP AUDIT AND ACTUARIAL FOR FOR Management
COMMITTEE MEMBER: MR JH SUTCLIFFE
17 LIBERTY REMUNERATION POLICY FOR FOR Management
18 ISSUE OF ORDINARY SHARES FOR SHARE FOR FOR Management
INCENTIVE SCHEMES
19 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE BOARD
20 FEES OF NON-EXECUTIVE DIRECTOR: LEAD FOR FOR Management
INDEPENDENT DIRECTOR
21 FEES OF NON-EXECUTIVE DIRECTOR: BOARD FOR FOR Management
MEMBER
22 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
INTERNATIONAL BOARD MEMBER, MEMBER OF
COMMITTEES AND SUBSIDIARY BOARD AND
CHAIRMAN OF A SUB-COMMITTEE
23 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
INTERNATIONAL BOARD MEMBER, MEMBER OF
COMMITTEES AND SUBSIDIARY BOARD AND
CHAIRMAN OF A COMMITTEE
24 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP AUDIT AND
ACTUARIAL COMMITTEE
25 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP AUDIT AND ACTUARIAL
COMMITTEE
26 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP ACTUARIAL
COMMITTEE
27 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP ACTUARIAL COMMITTEE
28 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP RISK COMMITTEE
29 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP RISK COMMITTEE
30 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP REMUNERATION
COMMITTEE
31 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP REMUNERATION COMMITTEE
32 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP SOCIAL, ETHICS
AND TRANSFORMATION COMMITTEE
33 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP SOCIAL, ETHICS AND
TRANSFORMATION COMMITTEE
34 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP DIRECTORS' AFFAIRS
COMMITTEE
35 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE GROUP IT COMMITTEE
36 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE GROUP IT COMMITTEE
37 FEES OF NON-EXECUTIVE DIRECTOR: FOR FOR Management
CHAIRMAN OF THE STANLIB LIMITED BOARD
38 FEES OF NON-EXECUTIVE DIRECTOR: MEMBER FOR FOR Management
OF THE STANLIB LIMITED BOARD
39 FEES OF NON-EXECUTIVE DIRECTOR: FEE FOR FOR Management
PER AD HOC BOARD MEETING
40 FEES OF NON-EXECUTIVE DIRECTOR: FEE FOR FOR Management
PER AD HOC BOARD COMMITTEE MEETING
41 FINANCIAL ASSISTANCE: TO RELATED OR FOR FOR Management
INTER-RELATED COMPANY
42 FINANCIAL ASSISTANCE: TO ANY EMPLOYEE, FOR FOR Management
DIRECTOR, PRESCRIBED OFFICER OR OTHER
PERSON OR ANY TRUST ESTABLISHED FOR
THEIR BENEFIT, IN TERMS OF ANY SHARE
INCENTIVE SCHEME
43 GENERAL AUTHORITY FOR AN ACQUISITION FOR FOR Management
OF SHARES ISSUED BY THE COMPANY
--------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LIMITED
Ticker: Security ID: S4682C100
Meeting Date: JAN 25, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: JK FOR FOR Management
NETSHITENZHE
2 RE-ELECTION OF DIRECTOR: ME JACOBS FOR FOR Management
3 RE-ELECTION OF DIRECTOR: RT VICE FOR FOR Management
4 REAPPOINTMENT OF EXTERNAL AUDITORS: FOR FOR Management
RESOLVED THAT THE REAPPOINTMENT OF THE
AUDITORS, PRICEWATERHOUSECOOPERS INC.,
AS NOMINATED BY THE COMPANY'S AUDIT
COMMITTEE, AS INDEPENDENT AUDITORS OF
THE COMPANY AND THE GROUP; AND M
NAIDOO AS THE DESIGNATED AUDIT PAR
5 APPOINTMENT OF GROUP AUDIT COMMITTEE FOR FOR Management
MEMBER: PJ GOLESWORTHY (CHAIRMAN)
6 APPOINTMENT OF GROUP AUDIT COMMITTEE FOR FOR Management
MEMBER: LM MOJELA
7 APPOINTMENT OF GROUP AUDIT COMMITTEE FOR FOR Management
MEMBER: RT VICE
8 APPOINTMENT OF GROUP AUDIT COMMITTEE FOR FOR Management
MEMBER: GC SOLOMON
9 APPROVAL OF REMUNERATION POLICY FOR FOR Management
10 PLACEMENT OF AUTHORISED BUT UNISSUED FOR FOR Management
SHARES UNDER THE CONTROL OF THE
DIRECTORS
11 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
12 APPROVAL TO ISSUE 30% OR MORE OF THE FOR FOR Management
COMPANY'S ORDINARY SHARES
13 GENERAL AUTHORITY TO REPURCHASE FOR FOR Management
COMPANY SHARES
14 GENERAL AUTHORITY TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE TO RELATED AND
INTER-RELATED COMPANIES
15 APPROVAL OF NON-EXECUTIVE DIRECTORS' FOR FOR Management
FEES
16 AMENDMENTS TO THE COMPANY'S MOI: FOR FOR Management
AMENDMENT TO CLAUSE 28.7.4 OF THE MOI
17 AMENDMENTS TO THE COMPANY'S MOI: FOR FOR Management
DELETION OF CLAUSES 7.7 AND 7.12 OF
THE MOI AND THE REPLACEMENT OF NEW
CLAUSES 7.7 AND 7.12
18 APPROVAL TO ISSUE THE COMPANY'S FOR FOR Management
ORDINARY SHARES AND/OR TO A PERSON
FALLING WITHIN THE AMBIT OF SECTION
41(1) OF THE COMPANIES ACT FOR THE
PURPOSES OF IMPLEMENTING THE RIGHTS
OFFER
--------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO
Ticker: Security ID: P63529104
Meeting Date: DEC 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 RESTATEMENT OF THE COMPANY'S FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR 2015
--------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO
Ticker: Security ID: P63529104
Meeting Date: DEC 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO ELECT THE TITULAR DIRECTOR AND HIS FOR FOR Management
SUBSTITUTE TO RECOMPOSE THE CURRENT
VACANT POSITIONS ON THE BOARD OF
DIRECTORS. CANDIDATES APPOINTED BY
CONTROLLER SHAREHOLDERS. MEMBERS.
GILES CARRICONDE AZEVEDO AND ALINE
BRACKS FERREIRA
--------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO
Ticker: Security ID: P63529104
Meeting Date: APR 13, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO AMEND THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY IN ORDER I. TO INCREASE THE
AUTHORIZED CAPITAL LIMIT OF THE
COMPANY, II. TO EXCLUDE THE INDICATION
THAT THE INCREASE OF THE CAPITAL
WITHIN THE AUTHORIZED CAPITAL LIMIT
WOULD BE EXCLUSIVELY FOR THE PURPOSE
OF TH
--------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO
Ticker: Security ID: P63529104
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE ELECTION OF A NEW MEMBERS TO THE FOR FOR Management
BOARD OF DIRECTORS, WITH A TERM IN
OFFICE UNTIL THE END OF THE TERM IN
OFFICE OF THE CURRENT MEMBERS OF THE
BOARD OF DIRECTORS. NOTE PRINCIPAL
MEMBER. JOSE AFONSO BICALHO BELTRAO DA
SILVA. SUBSTITUTE MEMBERS. LUIS FERN
--------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO
Ticker: Security ID: P63529104
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS REGARDING
THE FISCAL YEAR ENDING ON DECEMBER 31,
2016
3 TO DELIBERATE THE RESULTS DESTINATION FOR FOR Management
OF THE YEAR ENDED ON DECEMBER, 31 2016
4 TO INSTALL THE FISCAL COUNCIL FOR FOR Management
7 TO ELECT THE FISCAL COUNCIL MEMBERS. FOR FOR Management
CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS. NOTE PRINCIPAL MEMBERS.
EDSON MACHADO MONTEIRO, IZAURO DOS
SANTOS CALLAIS, ADRIANA ARAUJO RAMOS,
PAULO ROBERTO LOPES RICCI. SUBSTITUTE
MEMBERS. ILZA MARA SILVA LAMEIRA,
8 TO INSTALL AND ELECT THE FISCAL FOR ABSTAIN Management
COUNCIL MEMBERS. CANDIDATE APPOINTED
BY MINORITARY COMMON SHARES. NOTE
PRINCIPAL MEMBER. RAPHAEL MANHAES
MARTINS. SUBSTITUTE MEMBER. BERNARDO
ZITO PORTO.
9 TO FIX THE GLOBAL ANNUAL REMUNERATION FOR FOR Management
OF DIRECTORS
10 TO FIX THE GLOBAL ANNUAL REMUNERATION FOR FOR Management
OF THE FISCAL COUNCIL
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP
Ticker: Security ID: Y5313K109
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF 2016 FINANCIAL STATEMENTS. FOR FOR Management
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
APPROPRIATION OF 2016 EARNINGS.CASH
DIVIDEND NT 2.92 PER SHARE.
4 AMENDMENT TO ARTICLES OF INCORPORATION. FOR FOR Management
5 AMENDMENT TO REGULATIONS GOVERNING FOR FOR Management
LOANING OF FUNDS AND MAKING OF
ENDORSEMENTS AND GUARANTEES.
6 AMENDMENT TO PROCEDURES FOR THE FOR FOR Management
ACQUISITION AND DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA, BELO HORIZONTE
Ticker: Security ID: P6330Z111
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE THE ADMINISTRATORS ACCOUNTS, FOR FOR Management
THE ADMINISTRATIONS REPORT, THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2016
3 APPROVE THE PROPOSAL OF THE FOR FOR Management
ADMINISTRATION TO THE DESTINATION OF
PROFIT OF THE FISCAL YEAR AND THE
PAYMENT OF DIVIDENDS OF THE COMPANY
4 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS
5 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE JOSE
SALIM MATTAR JUNIOR
6 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE ANTONIO
CLAUDIO BRANDAO RESENDE
7 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE EUGENIO
PACELLI MATTAR
8 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE FLAVIO
BRANDAO RESENDE
9 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE MARIA
LETICIA DE FREITAS COSTA
10 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE JOSE
GALLO
11 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE OSCAR
DE PAULA BERNARDES NETO
12 TO ELECT THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS NAME APPOINTED BY COMPANY
ADMINISTRATION. NOTE CANDIDATE STEFANO
BONFIGLIO
13 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
COMPANY DIRECTORS
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA, BELO HORIZONTE
Ticker: Security ID: P6330Z111
Meeting Date: APR 25, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE CAPITAL INCREASE, FOR FOR Management
THROUGH THE CAPITALIZATION OF THE
EARNINGS RESERVE, BY BONUS SHARES
3 TO CONSOLIDATE THE CHANGES OF THE ITEM FOR FOR Management
1 IN THE COMPANY'S BYLAWS
--------------------------------------------------------------------------------
LOGAN PROPERTY HOLDINGS COMPANY LIMITED
Ticker: Security ID: G55555109
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE THE AUDITED CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK22 FOR FOR Management
CENTS PER SHARE AND A SPECIAL DIVIDEND
OF HK3 CENTS PER SHARE AMOUNTED TO A
TOTAL DIVIDEND OF HK25 CENTS PER SHARE
FOR THE YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. KEI HOI PANG AS FOR FOR Management
EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. XIAO XU AS EXECUTIVE FOR FOR Management
DIRECTOR
7 TO RE-ELECT MS. KEI PERENNA HOI TING FOR FOR Management
AS NON-EXECUTIVE DIRECTOR
8 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
9 TO RE-APPOINT KPMG AS AUDITORS AND TO FOR FOR Management
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF PASSING OF THIS
RESOLUTION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY
NOT EXCEEDING 20% OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS AT
THE DATE OF PASSING OF THIS RESOLUTION
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ISSUE, ALLOT AND
DEAL WITH ADDITIONAL SHARES IN THE
CAPITAL OF THE COMPANY BY THE
AGGREGATE NUMBER OF THE SHARES BOUGHT
BACK BY THE COMPANY
--------------------------------------------------------------------------------
LONG-DISTANCE AND INTERNATIONAL TELECOMMUNICATIONS
Ticker: Security ID: X7367F102
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT OF PJSC FOR FOR Management
'ROSTELECOM'
2 APPROVAL OF THE ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS OF PJSC
'ROSTELECOM'
3 APPROVAL OF PROFIT DISTRIBUTION OF FOR FOR Management
PJSC 'ROSTELECOM' BASED ON 2016
RESULTS AND RETAINED EARNINGS OF
PREVIOUS YEARS
4 ON THE AMOUNT OF DIVIDENDS, TERMS AND FOR FOR Management
FORM OF THEIR PAYMENT BASED ON THE
RESULTS OF WORK FOR 2016 AND THE
ESTABLISHMENT OF A DATE FOR WHICH THE
PERSONS ENTITLED TO RECEIVE DIVIDENDS
ARE DETERMINED
6 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
AGANBEGYAN RUBEN ABELOVICH
7 ELECTION OF BOARD OF DIRECTOR: AUZAN FOR FOR Management
ALEXANDER ALEXANDROVICH
8 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
DMITRIEV KIRILL ALEXANDROVICH
9 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
ZLATOPOLSKY ANTON ANDREEVICH
10 ELECTION OF BOARD OF DIRECTOR: IVANOV FOR FOR Management
SERGEY BORISOVICH
11 ELECTION OF BOARD OF DIRECTOR: KALUGIN FOR FOR Management
SERGEY BORISOVICH
12 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
OSEEVSKY MIKHAIL EDUARDOVICH
13 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
POLUBOYARINOV MIKHAIL IGOREVICH
14 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
PCHELINTSEV ALEXANDER ANATOLYEVICH
15 ELECTION OF BOARD OF DIRECTOR: SEMENOV FOR FOR Management
VADIM VIKTOROVICH
16 ELECTION OF BOARD OF DIRECTOR: FEDOROV FOR FOR Management
OLEG ROMANOVICH
17 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
YAKOVITSKY ALEXEI ANDREEVICH
18 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: VEREMYANINA
VALENTINA FEODOROVNA
19 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: DMITRIEV ANTON
PAVLOVICH
20 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: KARPOV ILYA IGOREVICH
21 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: KRASNOV MIKHAIL
PETROVICH
22 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: OLEG A. MUSIENKO
23 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: PONKIN ALEXANDER
SERGEEVICH
24 ELECTION OF MEMBER OF THE INTERNAL FOR FOR Management
AUDIT COMMISSION: SHEVCHUK ALEXANDER
VIKTOROVICH
25 APPROVAL OF THE COMPANY EXTERNAL FOR FOR Management
AUDITOR
26 ON PAYMENT OF REMUNERATION FOR WORK IN FOR FOR Management
THE BOARD OF DIRECTORS TO MEMBERS OF
THE BOARD OF DIRECTORS WHO ARE NOT
GOVERNMENT EMPLOYEES, IN THE AMOUNT
ESTABLISHED BY THE INTERNAL DOCUMENTS
OF PJSC 'ROSTELECOM'
27 ON PAYMENT OF REMUNERATION FOR THE FOR FOR Management
WORK IN THE AUDIT COMMISSION TO THE
MEMBERS OF THE AUDIT COMMISSION THAT
ARE NOT STATE EMPLOYEES, IN THE AMOUNT
ESTABLISHED BY THE INTERNAL DOCUMENTS
OF PJSC 'ROSTELECOM'
28 APPROVAL OF THE CHARTER OF PJSC FOR FOR Management
'ROSTELECOM' IN A NEW VERSION
29 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE GENERAL MEETING OF
SHAREHOLDERS OF PJSC
30 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE BOARD OF DIRECTORS
OF PJSC 'ROSTELECOM'
31 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE PRESIDENT OF PJSC
'ROSTELECOM'
32 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATIONS ON THE MANAGEMENT BOARD OF
PJSC 'ROSTELECOM'
33 PARTICIPATION OF PJSC 'ROSTELECOM' IN FOR FOR Management
THE ALL-RUSSIAN ASSOCIATION OF
EMPLOYERS 'THE RUSSIAN UNION OF
INDUSTRIALISTS AND ENTREPRENEURS'
34 PARTICIPATION OF PJSC 'ROSTELECOM' IN FOR FOR Management
THE ASSOCIATION OF SELF-REGULATING
ORGANIZATION 'COMMONWEALTH OF BUILDERS'
--------------------------------------------------------------------------------
LONGFOR PROPERTIES CO. LTD.
Ticker: Security ID: G5635P109
Meeting Date: JUN 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF RMB 0. FOR FOR Management
466 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. SHAO MINGXIAO AS FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. XIANG BING AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. ZENG MING AS DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. LI CHAOJIANG AS FOR FOR Management
DIRECTOR
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
10 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS AUDITORS AND TO AUTHORISE THE BOARD
OF DIRECTORS TO FIX THE AUDITORS'
REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
13 TO EXTEND THE GENERAL MANDATE TO BE FOR FOR Management
GIVEN TO THE DIRECTORS TO ISSUE SHARES
--------------------------------------------------------------------------------
LONMIN PLC, LONDON
Ticker: Security ID: G56350179
Meeting Date: JAN 26, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE AUDITED ACCOUNTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 30
SEPTEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT, OTHER THAN THE PART CONTAINING
THE DIRECTORS' REMUNERATION POLICY, IN
THE FORM SET OUT IN THE COMPANY'S
ANNUAL REPORT AND ACCOUNTS FOR THE
YEAR ENDED 30 SEPTEMBER 2016
3 TO APPOINT KPMG LLP AS THE COMPANY'S FOR FOR Management
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE
COMPANY
4 TO AUTHORISE THE AUDIT & RISK FOR FOR Management
COMMITTEE OF THE BOARD TO AGREE THE
AUDITORS' REMUNERATION
5 TO RE-ELECT BRIAN BEAMISH AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO ELECT KENNEDY BUNGANE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO RE-ELECT LEN KONAR AS A DIRECTOR OF FOR FOR Management
THE COMPANY
8 TO RE-ELECT JONATHAN LESLIE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT BEN MAGARA AS A DIRECTOR FOR FOR Management
OF THE COMPANY
10 TO RE-ELECT BEN MOOLMAN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
11 TO RE-ELECT VARDA SHINE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
12 TO RE-ELECT JIM SUTCLIFFE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO ELECT BARRIE VAN DER MERWE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
14 DIRECTORS' AUTHORITY TO ALLOT SHARES FOR FOR Management
15 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
16 THAT A GENERAL MEETING, OTHER THAN AN FOR FOR Management
ANNUAL GENERAL MEETING, MAY BE CALLED
ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
LOTTE SHOPPING CO., LTD.
Ticker: Security ID: Y5346T119
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTORS: GANG HUI FOR FOR Management
TAE, YUN JONG MIN
4 ELECTION OF OUTSIDE DIRECTORS: GANG FOR FOR Management
HYE RYEON, I GAE SUL
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
6 AMENDMENT OF ARTICLES ON RETIREMENT FOR FOR Management
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------
LS CORP, SEOUL
Ticker: Security ID: Y5S41B108
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF DIRECTORS : GU JA YEOL, I FOR FOR Management
GWANG U, GWAK SU GEUN, SIN YONG SAM,
GWON JAE JIN, GIM YEO NG MOK
3 ELECTION OF AUDIT COMMITTEE MEMBERS : FOR FOR Management
GWAK SU GEUN, SIN YONG SAM, GWON JAE
JIN
4 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
MAANSHAN IRON & STEEL CO LTD
Ticker: Security ID: Y5361G109
Meeting Date: JUN 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS FOR
THE YEAR 2016
4 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE SUPERVISORY COMMITTEE
FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG HUA MING
LLP AS THE COMPANY'S AUDITOR FOR THE
YEAR 2017, AND TO AUTHORISE THE BOARD
OF DIRECTORS TO DETERMINE THE
REMUNERATION OF THE AUDITOR BASED ON
THAT OF 2016
7 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR THE YEAR 2016
8 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON PROVISION OF THE GUARANTEE FOR THE
SUBSIDIARY MASTEEL (HONG KONG) CO., LTD
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS JSC, MAGNITOGORSK
Ticker: Security ID: X5170Z109
Meeting Date: SEP 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF DIVIDEND PAYMENT ACCORDING FOR FOR Management
TO THE RESULTS FOR HALF OF YEAR 2016:
THE BOD HAS RECOMMENDED TO PAY THE
DIVIDENDS FOR THE FIRST HALF OF 2016
IN AMOUNT OF RUB0.72 PER ORDINARY SHARE
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS JSC, MAGNITOGORSK
Ticker: Security ID: X5170Z109
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ANNUAL REPORT FOR 2016 FOR FOR Management
2 TO APPROVE THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS FOR 2016
3 TO APPROVE THE PROFIT AND LOSSES FOR FOR Management
DISTRIBUTION INCLUDING THE DIVIDENDS
PAYMENTS FOR 2016
4 TO APPROVE DIVIDEND PAYMENTS AT RUB 1. FOR FOR Management
242 PER SHARE. THE RECORD DATE FOR
DIVIDEND PAYMENT IS 6/06/2017
6 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
RASHNIKOV VIKTOR FILIPPOVICH
7 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
AGANBEGAN RUBEN ABELOVICH
8 TO ELECT THE BOARD OF DIRECTOR: LOVIN FOR FOR Management
KIRILL YURIEVICH
9 TO ELECT THE BOARD OF DIRECTOR: LADOV FOR FOR Management
NIKOLAY VLADIMIROVICH
10 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
MARTSINOVICH VELERY YAROSLAVOVICH
11 TO ELECT THE BOARD OF DIRECTOR: MORGAN FOR FOR Management
RALPH TAVALKOLIAN
12 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
RASHNIKOVA OLGA VIKTOROVNA
13 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
RUSTAMOVA ZUMRUD HANDADASHEVNA
14 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
USHAKOV SERGEY NIKOLAEVICH
15 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
SHILAEV PAVEL VLADIMIROVICH
16 TO ELECT MASLENNIKOV ALEXANDR FOR FOR Management
VLADIMIROVICH TO THE AUDIT COMMISSION
17 TO ELECT DULDINA OKSANA VALENTINOVNA FOR FOR Management
TO THE AUDIT COMMISSION
18 TO ELECT AKIMOVA GALINA ALEKSANDROVNA FOR FOR Management
TO THE AUDIT COMMISSION
19 TO APPROVE PRICEWATERHOUSECOOPERS AS FOR FOR Management
THE AUDITOR
20 TO APPROVE REMUNERATION AND FOR FOR Management
COMPENSATION TO BE PAID TO THE MEMBERS
OF THE BOARD OF DIRECTORS
21 TO APPROVE REMUNERATION AND FOR FOR Management
COMPENSATION TO BE PAID TO THE MEMBERS
OF THE AUDIT COMMISSION
22 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
CHARTER- NAME CHANGE
23 TO APPROVE THE PROVISION ON THE FOR FOR Management
GENERAL SHAREHOLDERS MEETING
24 TO APPROVE THE PROVISION ON THE BOARD FOR FOR Management
OF DIRECTORS
25 THE PROVISION ON THE EXECUTIVE BOARD FOR FOR Management
OF THE COMPANY
26 TO APPROVE THE PROVISION ON SOLE FOR FOR Management
EXECUTIVE BODY
27 TO APPROVE THE PROVISION ON THE AUDIT FOR FOR Management
COMMISSION
--------------------------------------------------------------------------------
MANDO CORP, PYEONGTAEK
Ticker: Security ID: Y5762B113
Meeting Date: JUN 01, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF OUTSIDE DIRECTOR: GIM FOR FOR Management
HYEON SU
2 ELECTION OF OUTSIDE DIRECTOR: GIM FOR FOR Management
GYEONG SU
3 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
GIM HAN CHEOL
4 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
GIM HYEON SU
5 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
GIM GYEONG SU
--------------------------------------------------------------------------------
MARFRIG GLOBAL FOODS SA, SAO PAULO
Ticker: Security ID: P64386116
Meeting Date: JUL 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO VOTE REGARDING THE AMENDMENT OF THE FOR FOR Management
CORPORATE BYLAWS OF THE COMPANY IN
ORDER TO BRING ABOUT I. THE AMENDMENT
OF ARTICLE 2 OF THE CORPORATE BYLAWS,
TO CHANGE THE ADDRESS OF THE HEAD
OFFICE OF THE COMPANY TO THE CITY OF
SAO PAULO, STATE OF SAO PAULO, AT
4 TO VOTE REGARDING THE RESTATEMENT OF FOR FOR Management
THE CORPORATE BYLAWS TO REFLECT THE
AMENDMENTS THAT ARE MENTIONED ABOVE
--------------------------------------------------------------------------------
MARFRIG GLOBAL FOODS SA, SAO PAULO
Ticker: Security ID: P64386116
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 THE EVALUATION OF THE PRIVATE FOR FOR Management
INSTRUMENT OF PROTOCOL AND
JUSTIFICATION OF MERGER OF THE COMPANY
MFB MARFRIG FRIGORIFICOS BRASIL S.A.
INTO MARFRIG GLOBAL FOODS S.A., FROM
HERE ONWARDS REFERRED TO AS THE
PROTOCOL AND JUSTIFICATION OF MERGER
OF MFB, WHICH WA
3 RATIFICATION OF THE APPOINTMENT AND FOR FOR Management
HIRING OF BDO RCS AUDITORES
INDEPENDENTES, WITH BRAZILIAN
CORPORATE TAXPAYER ID NUMBER, CNPJ.
MF,54.276.936.0001.79, AND REGISTERED
WITH THE REGIONAL ACCOUNTING COUNCIL
FOR THE STATE OF SAO PAULO, CRC, UNDER
NUMBER 2 SP
4 THE EVALUATION OF THE APPRAISAL REPORT FOR FOR Management
AND ACCOUNTING REPORT ON THE VALUE OF
THE EQUITY OF THE BUSINESS THAT IS TO
BE MERGED INTO THE COMPANY THAT IS
PREPARED BY THE APPRAISAL COMPANY,
FROM HERE ONWARDS REFERRED TO AS THE
APPRAISAL REPORT AND ACCOUNTING R
5 THE EVALUATION OF THE TRANSACTION OF FOR FOR Management
THE MERGER OF THE BUSINESS MFB INTO
THE COMPANY, UNDER THE TERMS AND
CONDITIONS THAT ARE CONTAINED IN THE
PROTOCOL AND JUSTIFICATION OF MERGER
THAT HAS BEEN SIGNED, WITH THE
CONSEQUENT A. TRANSFER OF THE EQUITY,
DETERM
--------------------------------------------------------------------------------
MARFRIG GLOBAL FOODS SA, SAO PAULO
Ticker: Security ID: P64386116
Meeting Date: NOV 07, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RESOLVE REGARDING THE PROPOSAL FOR FOR FOR Management
THE CHANGE OF THE NUMBER OF MEMBERS
WHO MAKE UP THE BOARD OF DIRECTORS,
WITH IT GOING FROM 9 TO 10 FULL MEMBERS
3 ELECTION OF AN INDEPENDENT MEMBER TO FOR FOR Management
JOIN THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH A NOMINATION MADE BY
BNDES PARTICIPACOES S.A., BNDESPAR,
WITHIN THE FRAMEWORK OF THE
SHAREHOLDER AGREEMENT THAT IS ON FILE
AT THE HEAD OFFICE OF THE COMPANY.
NOTE MEMBER.
--------------------------------------------------------------------------------
MARFRIG GLOBAL FOODS SA, SAO PAULO
Ticker: Security ID: P64386116
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 RECEIVE THE MANAGEMENT ACCOUNTS, FOR FOR Management
EXAMINE, DISCUSS AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2016
5 ELECTION OF THE BOARD OF DIRECTORS VIA FOR FOR Management
A SINGLE SLATE. NOMINATION OF ALL
MEMBERS ON THE SLATE. CONTROLLING
SHAREHOLDER. MEMBERS. MARCOS ANTONIO
MOLINA DOS SANTOS, MARCIA APARECIDA
PASCOAL MARCAL DOS SANTOS, ALAIN EMILE
HENRI MARTINET, RODRIGO MARCAL FILHO
6 IF ONE OF THE NOMINEES ON THE CHOSEN FOR FOR Management
SLATE IS NO LONGER PART OF IT, SHOULD
THE VOTES CORRESPONDING TO YOUR SHARES
STILL COUNT TOWARDS THE CHOSEN SLATE
7 IN THE EVENT OF THE ADOPTION OF A FOR FOR Management
CUMULATIVE VOTING PROCEDURE, DO YOU
WANT TO DISTRIBUTE YOUR VOTE IN
PERCENTAGES AMONG THE CANDIDATES ON
THE CHOSEN SLATE
8 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. MARCOS ANTONIO
MOLINA DOS SANTOS
9 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. MARCIA
APARECIDA PASCOAL MARCAL DOS SANTOS
10 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. ALAIN EMILE
HENRI MARTINET
11 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. RODRIGO MARCAL
FILHO
12 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. ANTONIO DOS
SANTOS MACIEL NETO
13 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. CARLOS GERALDO
LANGONI
14 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. DAVID G.
MCDONALD
15 LIST OF ALL NOMINEES ON THE SLATE FOR FOR FOR Management
INDICATING THE PERCENTAGE OF VOTES TO
BE ATTRIBUTED. MEMBER. MARCELO MAIA DE
AZEVEDO CORREA
16 VISUALIZATION OF ALL THE CANDIDATES FOR FOR Management
THAT COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. MEMBER. IAN DAVID HILL
17 VISUALIZATION OF ALL THE CANDIDATES FOR FOR Management
THAT COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. MEMBER. ROBERTO FALDINI
18 VISUALIZATION OF ALL THE CANDIDATES FOR FOR Management
THAT COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. MEMBER. ERNESTO LOZARDO
19 ELECTION OF THE FISCAL COUNCIL VIA A FOR FOR Management
SINGLE SLATE. NOMINATION OF ALL
MEMBERS ON THE SLATE. CONTROLLING
SHAREHOLDER. MEMBERS. FULL. EDUARDO
AUGUSTO ROCHA POCETTI, CARLOS ROBERTO
DE ALBUQUERQUE SA, MARCELO SILVA.
ALTERNATE. ELY CARLOS PEREZ, ROBERTO
PEROZZI
20 IF ONE OF THE NOMINEES ON THE SLATE IS FOR FOR Management
REMOVED TO ENABLE A SEPARATE ELECTION,
IN ACCORDANCE WITH ARTICLE 161,
PARAGRAPH 4 AND ARTICLE 240 OF FEDERAL
LAW 6,404 OF 1976, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE
TO BE COUNTED TOWARDS THE CHOSEN
21 DETERMINE THE OVERALL COMPENSATION OF FOR FOR Management
THE DIRECTORS, EXECUTIVE OFFICERS AND
AUDIT BOARD MEMBERS FOR 2017
--------------------------------------------------------------------------------
MASSMART HOLDINGS LTD
Ticker: Security ID: S4799N122
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF LULU GWAGWA TO THE FOR FOR Management
BOARD OF DIRECTORS
2 RE-ELECTION OF PHUMZILE LANGENI TO THE FOR FOR Management
BOARD OF DIRECTORS
3 RE-ELECTION OF JP SUAREZ TO THE BOARD FOR FOR Management
OF DIRECTORS
4 RE-ELECTION OF JOHANNES VAN LIEROP TO FOR FOR Management
THE BOARD OF DIRECTORS
5 ELECTION OF ERNST & YOUNG INC. AS THE FOR FOR Management
COMPANY'S AUDITORS
6 APPOINTMENT OF THE AUDIT COMMITTEE FOR FOR Management
MEMBER: MOSES KGOSANA
7 APPOINTMENT OF THE AUDIT COMMITTEE FOR FOR Management
MEMBER: KUSENI DLAMINI
8 APPOINTMENT OF THE AUDIT COMMITTEE FOR FOR Management
MEMBER: LULU GWAGWA
9 APPOINTMENT OF THE AUDIT COMMITTEE FOR FOR Management
MEMBER: PHUMZILE LANGENI
10 AUTHORISATION FOR THE DIRECTORS TO FOR FOR Management
ISSUE ORDINARY SHARES FOR CASH, NOT
EXCEEDING 5% OF THE SHARES IN ISSUE
11 ENDORSEMENT OF THE COMPANY'S FOR FOR Management
REMUNERATION POLICY
12 AUTHORISATION FOR THE COMPANY AND/OR FOR FOR Management
ITS SUBSIDIARIES TO REPURCHASE ITS OWN
SHARES
13 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: CHAIRMAN OF THE BOARD
14 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: DEPUTY CHAIRMAN OF THE
BOARD
15 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: INDEPENDENT
NON-EXECUTIVE DIRECTORS
16 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: AUDIT COMMITTEE CHAIRMAN
17 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: RISK COMMITTEE CHAIRMAN
18 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: REMUNERATION COMMITTEE
CHAIRMAN
19 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: NOMINATION AND SOCIAL
AND ETHICS COMMITTEE CHAIRMEN
20 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: AUDIT COMMITTEE MEMBERS
21 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
REMUNERATION: OTHER BOARD COMMITTEE
MEMBERS
22 AUTHORISATION TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: Security ID: 583840608
Meeting Date: FEB 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY TRANSACTION IN THE FORM OF
CONCLUDING ADDENDUM TO CONTRACT OF
GUARANTEE NO. AS SPECIFIED DATED
SEPTEMBER 29, 2015 (HEREINAFTER
REFERRED T
2 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY TRANSACTION IN THE FORM OF
CONCLUDING ADDENDUM TO CONTRACT OF
GUARANTEE NO. AS SPECIFIED DATED
SEPTEMBER 29, 2015 (HEREINAFTER
REFERRED T
3 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY TRANSACTION IN THE FORM OF
CONCLUDING ADDENDUM TO CONTRACT OF
GUARANTEE NO. AS SPECIFIED DATED
SEPTEMBER 29, 2015 (HEREINAFTER
REFERRED T
4 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY TRANSACTION IN THE FORM OF
CONCLUDING ADDENDUM TO CONTRACT OF
GUARANTEE NO. AS SPECIFIED DATED
SEPTEMBER 29, 2015 (HEREINAFTER
REFERRED T
5 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY TRANSACTION IN THE FORM OF
CONCLUDING ADDENDUM TO CONTRACT OF
GUARANTEE NO. AS SPECIFIED DATED
DECEMBER 23, 2016 (HEREINAFTER
REFERRED TO
6 APPROVE A RESOLUTION TO AUTHORIZE A FOR FOR Management
RELATED PARTY TRANSACTION - ADDENDUM
NO. 2 TO CONTRACT OF GUARANTEE NO. AS
SPECIFIED DATED JUNE 18, 2013
(HEREINAFTER REFERRED TO AS THE
CONTRACT OF GUARANTEE), (HEREINAFTER -
THE ADDENDUM TO THE CONTRACT OF
GUARANTEE)
7 APPROVE A RESOLUTION TO GIVE CONSENT FOR FOR Management
TO THE RELATED PARTY TRANSACTION IN
THE FORM OF CONCLUDING A SHARE PLEDGE
CONTRACT (HEREINAFTER - THE CONTRACT)
BETWEEN GAZPROMBANK (JOINT STOCK
COMPANY) HEREINAFTER REFERRED TO AS
THE PLEDGEE, THE LENDER OR THE BANK P
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: MTL Security ID: 583840608
Meeting Date: FEB 27, 2017 Meeting Type: Special
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED T
2 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE PLEDGING BY PUBLIC ... (DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
3 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
4 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE PLEDGING BY PUBLIC JOINT STOCK
COMPANY MECHEL WHEN MAKING A RELATED
PARTY ... (DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
5 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE PLEDGING BY PUBLIC ... (DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
6 APPROVE A RESOLUTION TO AUTHORIZE A WITHHOLD FOR Management
RELATED PARTY TRANSACTION - ADDENDUM
NO. 2 TO CONTRACT OF GUARANTEE NO.
84-85/13-II-2 ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
7 APPROVE A RESOLUTION TO GIVE CONSENT WITHHOLD FOR Management
TO THE RELATED PARTY ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: MTL Security ID: 583840608
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE INTERESTED-PARTY WITHHOLD FOR Management
TRANSACTIONS TO BE CONCLUDED IN ...
(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO
DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE M
2 APPROVE THE INTERESTED-PARTY WITHHOLD FOR Management
TRANSACTION TO BE CONCLUDED IN FORM OF
SIGNING A SHARE PLEDGE AGREEMENT
(FURTHER ON REFERRED TO AS THE
"AGREEMENT") BETWEEN GAZPROMBANK
(JOINT STOCK COMPANY), FURTHER ON
REFERRED TO AS THE "PLEDGEE",
"CREDITOR" OR "BANK" AND M
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: Security ID: 583840608
Meeting Date: MAY 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE INTERESTED-PARTY FOR FOR Management
TRANSACTIONS TO BE CONCLUDED IN FORM
OF SIGNING AMENDMENT AGREEMENT NO.3 TO
SURETY CONTRACT NO. 84-85/13-B-II-2 DD.
JUNE 18TH 2013 (FURTHER ON REFERRED
TO AS THE "SURETY CONTRACT"), (FURTHER
ON REFERRED TO AS THE "AMENDMENT AG
2 APPROVE THE INTERESTED-PARTY FOR FOR Management
TRANSACTION TO BE CONCLUDED IN FORM OF
SIGNING A SHARE PLEDGE AGREEMENT
(FURTHER ON REFERRED TO AS THE
"AGREEMENT") BETWEEN GAZPROMBANK
(JOINT STOCK COMPANY), FURTHER ON
REFERRED TO AS THE "PLEDGEE",
"CREDITOR" OR "BANK" AND M
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: Security ID: 583840608
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIVIDENDS ON ORDINARY REGISTERED FOR FOR Management
NON-DOCUMENTARY SHARES WILL NOT PAY.
TO PAY OUT DIVIDENDS ON PREFERRED
REGISTERED NON-DOCUMENTARY SHARES IN
THE AMOUNT 10 RUBLES 28 KOPEKS PER
SHARE. TO SET THE DATE OF COMPILING
THE LIST OF PERSONS ENTITLED TO
RECEIVE DIV
3 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: ZYUZIN, IGOR
VLADIMIROVICH
4 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: KORZHOV, OLEG
VIKTOROVICH
5 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: PETROV,
GEORGIY GEORGIEVICH
6 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: KOTSKIY,
ALEKSANDR NIKOLAEVICH
7 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: MALYSHEV,
YURI NIKOLAEVICH
8 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: ORISCHIN
ALEKSANDR DMITRIEVICH
9 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: TRIGUBKO,
VICTOR ALEKSANDROVICH
10 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: KHACHATUROV,
TIGRAN GARIKOVICH
11 TO ELECT MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF MECHEL PAO: SHOKHIN,
ALEKSANDR NIKOLAEVICH
12 TO ELECT AUDIT COMMITTEE MEMBER OF FOR FOR Management
MECHEL PAO: KAPRALOV, ALEXANDER
NIKOLAEVICH
13 TO ELECT AUDIT COMMITTEE MEMBER OF FOR FOR Management
MECHEL PAO: ZYKOVA, NATALIA SERGEEVNA
14 TO ELECT AUDIT COMMITTEE MEMBER OF FOR FOR Management
MECHEL PAO: BOLKHOVSKIKH IRINA
VIKTOROVNA
15 TO APPROVE AO ENERGY CONSULTING AS FOR FOR Management
AUDITOR OF MECHEL PAO
16 TO ADOPT THE NEW VERSION OF CHARTER OF FOR FOR Management
MECHEL PAO
17 TO APPROVE THE PROVISION ON MECHEL PAO FOR FOR Management
BOARD OF DIRECTORS MEMBERS
REMUNERATION AND COMPENSATION OF THE
EXPENSES BORNE BY THEM DUE TO THE
FULFILLMENT BY THEM OF THEIR
FUNCTIONAL DUTIES AS SUCH
--------------------------------------------------------------------------------
MECHEL PAO
Ticker: MTL Security ID: 583840608
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIVIDENDS ON ORDINARY REGISTERED WITHHOLD FOR Management
NON-DOCUMENTARY SHARES WILL ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL). EFFECTIVE NOVEMBER 6,
2013, HOLDERS OF RUSSIAN SECURITIES
ARE REQUIRED TO DISCLOSE THEIR NAME,
ADDRESS NUMBER OR SHARES AND THE MA
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO ELECT AUDIT COMMITTEE MEMBER OF WITHHOLD FOR Management
MECHEL PAO: ZYKOVA, NATALIA SERGEEVNA
4 TO ELECT AUDIT COMMITTEE MEMBER OF WITHHOLD FOR Management
MECHEL PAO: KAPRALOV, ALEXANDER
NIKOLAEVICH
5 TO ELECT AUDIT COMMITTEE MEMBER OF WITHHOLD FOR Management
MECHEL PAO: BOLKHOVSKIKH IRINA
VIKTOROVNA
6 TO APPROVE AO ENERGY CONSULTING AS WITHHOLD FOR Management
AUDITOR OF MECHEL PAO.
7 TO ADOPT THE NEW VERSION OF CHARTER OF WITHHOLD FOR Management
MECHEL PAO.
8 TO APPROVE THE PROVISION ON MECHEL PAO WITHHOLD FOR Management
BOARD OF DIRECTORS MEMBERS
REMUNERATION AND COMPENSATION OF THE
EXPENSES BORNE BY THEM DUE TO THE
FULFILLMENT BY THEM OF THEIR
FUNCTIONAL DUTIES AS SUCH.
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MEDIATEK INCORPORATION
Ticker: Security ID: Y5945U103
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 8 PER SHARE.
4 DISCUSSION OF CASH DISTRIBUTION FROM FOR FOR Management
CAPITAL RESERVE: TWD 1.5 PER SHARE.
5 AMENDMENTS TO THE COMPANY'S ARTICLES FOR FOR Management
OF INCORPORATION.
6 AMENDMENTS TO THE COMPANY'S PROCEDURES FOR FOR Management
GOVERNING THE ACQUISITION OR
DISPOSITION OF ASSETS.
7 THE ELECTION OF THE DIRECTORS.:RICK FOR FOR Management
TSAI,SHAREHOLDER NO.A102354XXX
8 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR..:MING JE TANG,SHAREHOLDER NO.
A100065XXX
9 SUSPENSION OF THE NON-COMPETITION FOR FOR Management
RESTRICTION ON THE COMPANY'S DIRECTORS.
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MEGA FINANCIAL HOLDING COMPANY LTD, TAIPEI
Ticker: Security ID: Y59456106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS.PROPOSED
CASH DIVIDEND: TWD1.42 PER SHARE.
4 AMENDMENT TO THE COMPANY'S PROCEDURES FOR FOR Management
FOR ACQUISITION OR DISPOSAL OF ASSETS.
5 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(MINISTRY OF
FINANCE)
6 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(MINISTRY OF
FINANCE,CHAO-SHUN CHANG AS
REPRESENTATIVE)
7 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(MINISTRY OF
FINANCE,LI-YEN YANG AS REPRESENTATIVE)
8 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(MINISTRY OF
FINANCE,CHIU-FA TSAI AS REPRESENTATIVE)
9 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(BANK OF TAIWAN
CO.,LTD.)
10 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(BANK OF TAIWAN
CO.,LTD.,YE-CHIN CHIOU AS
REPRESENTATIVE)
11 PROPOSAL OF RELEASING THE PROHIBITION FOR FOR Management
ON DIRECTORS FROM PARTICIPATION IN
COMPETITIVE BUSINESS.(INDEPENDENT
DIRECTOR TSUN-SIOU LI)
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: AUG 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 EARLY TERMINATION OF POWERS OF THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY
ELECTED AT THE ANNUAL GENERAL
SHAREHOLDERS MEETING OF THE COMPANY ON
JUNE 30, 2016
4 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: R.W. ANDERSSON
5 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: G.J.M. BENGTSSON
6 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: A.Y. ESIKOV
7 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: N.B. KRYLOV
8 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: L.P. MYNERS
9 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: C.P.C. LUIGA
10 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: P.E. NILSSON
11 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: J.E. RUDBERG
12 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: I.M. STENMARK
13 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: V. YA. STRESHINSKY
14 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: I.V. TAVRIN
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: SEP 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REORGANIZATION OF MEGAFON PJSC IN FORM FOR FOR Management
OF SPIN-OFF OF FIRST TOWER COMPANY
JOINT STOCK COMPANY (FTC JSC)
2 REORGANIZATION OF MEGAFON PJSC IN FORM FOR FOR Management
OF MERGER WITH JOINT-STOCK COMPANY
MOBICOM VOLGA (MOBICOM VOLGA JSC) AND
JOINT-STOCK COMPANY YAROSLAVL-GSM
(YAROSLAVL-GSM JSC), WHERE 100% SHARES
ARE OWNED BY MEGAFON PJSC, AND
APPROVAL OF THE MERGER AGREEMENT
3 APPROVAL OF INTERRELATED RELATED PARTY FOR FOR Management
TRANSACTIONS: AGREEMENTS ON LEASE
AND/OR USE OF TELECOM FACILITIES
(PARTS OF TELECOM FACILITIES) AND
OTHER PROPERTY (ITS PARTS) BETWEEN
MEGAFON PJSC (CUSTOMER) AND FTC JSC
(CONTRACTOR)
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: NOV 25, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 EARLY TERMINATION OF POWERS OF THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY
ELECTED AT THE EXTRAORDINARY GENERAL
SHAREHOLDERS MEETING OF THE COMPANY ON
AUGUST 19, 2016
3 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: R.W. ANDERSSON
4 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: H.O. WENDT
5 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: A.Y. ESIKOV
6 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: N.B. KRYLOV
7 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: L.P. MYNERS
8 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: P.E. NILSSON
9 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: J.E. RUDBERG
10 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: I.M. STENMARK
11 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: V. YA. STRESHINSKY
12 ELECTION OF THE BOARD OF DIRECTOR OF FOR ABSTAIN Management
THE COMPANY: I.V. TAVRIN
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: DEC 09, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PAYMENT (DECLARATION) OF DIVIDENDS FOR FOR Management
BASED ON 9 MONTHS 2016 FINANCIAL YEAR
RESULTS. 1.DETERMINE THE AMOUNT OF
DIVIDEND FOR SHARES, FORM AND
PROCEDURES FOR ITS PAYMENT AS FOLLOWS:
ALLOCATE THE COMPANY'S RETAINED
EARNINGS FROM PREVIOUS YEARS IN THE
AMOUNT OF
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: JAN 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF INTERRELATED INTERESTED FOR FOR Management
PARTY TRANSACTIONS: SHARE PURCHASE
AGREEMENT BETWEEN MEGAFON PJSC, AS
PURCHASER, AND NEW MEDIA AND
TECHNOLOGY INVESTMENT L.P., NEW MEDIA
TECHNOLOGIES CAPITAL PARTNERS LIMITED
AND ARDOE FINANCE LTD, AS SELLERS, AND
OTHER
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MEGAFON PJSC, MOSCOW
Ticker: Security ID: 58517T209
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF 2016 ANNUAL REPORT OF THE FOR FOR Management
COMPANY
3 APPROVAL OF 2016 ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS OF THE COMPANY
4 1. TO DETERMINE THE AMOUNT OF DIVIDEND FOR FOR Management
FOR SHARES, FORM AND PROCEDURES FOR
ITS PAYMENT AS FOLLOWS: FORWARD THE
COMPANY'S NET INCOME EARNED IN 2016
FINANCIAL YEAR IN THE AMOUNT OF
19,995,000,000 RUR FOR PAYMENT OF
DIVIDEND; DETERMINE DIVIDEND FOR
ORDINARY
6 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: ROBERT WILHELM ANDERSSON
7 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: HENRIETTE OHLAND WENDT
8 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: BORIS OLEGOVICH DOBRODEEV
9 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: ALEKSANDR YUREVICH ESIKOV
10 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: NIKOLAY BORISOVICH KRYLOV
11 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: LORD PAUL MYNERS
12 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: DOUGLAS GORDON LUBBE
13 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: HANNU-MATTI MAKINEN
14 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: PAVEL ALEKSANDROVICH
MITROFANOV
15 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: ARDAVAN MOSHIRI
16 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: PER EMIL NILSSON
17 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: JAN ERIK RUDBERG
18 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: INGRID MARIA STENMARK
19 ELECTION OF THE BOARD OF DIRECTOR OF FOR AGAINST Management
THE COMPANY: VLADIMIR YAKOVLEVICH
STRESHINSKY
20 TO APPROVE THE NUMBER OF SEATS IN THE FOR FOR Management
MANAGEMENT BOARD OF THE COMPANY (7
PERSONS) AND ELECT THE MANAGEMENT
BOARD OF THE COMPANY IN THE FOLLOWING
COMPOSITION: 1. SOLDATENKOV SERGEY
VLADIMIROVICH; 2. VERMISHYAN GEVORK
ARUTYUNOVICH; 3. WOLFSON VLAD; 4. KONON
21 TO APPROVE KPMG JSC AS THE COMPANY'S FOR FOR Management
AUDITOR
22 TO ELECT THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY IN THE FOLLOWING
COMPOSITION: 1. ZHEIMO YURI
ANTONOVICH; 2. KAPLUN PAVEL
SERGEEVICH; 3. HAAVISTO SAMI PETTERI
23 TO APPROVE THE COMPANY'S PARTICIPATION FOR FOR Management
IN BIG DATA ASSOCIATION
24 TO APPROVE THE COMPANY'S PARTICIPATION FOR FOR Management
IN INTERNET OF THINGS ASSOCIATION
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MERCURIES LIFE INSURANCE CO LTD
Ticker: Security ID: Y5S44Z102
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 PROPOSAL FOR A CASH OFFERING THROUGH FOR FOR Management
COMMON STOCKS AND/OR ISSUANCE OF
PREFERRED STOCK AND/OR ISSUANCE OF
CONVERTIBLE BONDS BY PRIVATE PLACEMENT.
4 PROPOSAL OF COMPANY'S CAPITAL INCREASE FOR FOR Management
THROUGH CAPITALIZATION OF RETAINED
EARNINGS.PROPOSED STOCK DIVIDEND: 92
FOR 1,000 SHS HELD.
5 AMENDMENTS TO COMPANY'S OPERATIONAL FOR FOR Management
PROCEDURES FOR DERIVATIVES TRADING.
6 AMENDMENTS TO PROCEDURES GOVERNING THE FOR FOR Management
ACQUISITION AND DISPOSAL OF ASSETS.
7 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,CHEN, SHIANG JEH AS
REPRESENTATIVE
8 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,WONG, TSUI CHUN AS
REPRESENTATIVE
9 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,CHEN, SHIANG LI AS
REPRESENTATIVE
10 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,WANG, CHI HUA AS
REPRESENTATIVE
11 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,CHEN, GUANG HORNG
AS REPRESENTATIVE
12 THE ELECTION OF THE DIRECTORS. FOR FOR Management
:MERCURIES AND ASSOCIATES, HOLDING LTD.
,SHAREHOLDER NO.1,HSU, CHIN HSIN AS
REPRESENTATIVE
13 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTORS.:CHENG, CHUN
NONG,SHAREHOLDER NO.A123684XXX
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTORS.:LIN, SYARU
SHIRLEY,SHAREHOLDER NO.A222291XXX
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTORS.:TSAI, CHENG
HSIEN,SHAREHOLDER NO.D120899XXX
1 RATIFICATION OF THE 2016 BUSINESS FOR FOR Management
REPORT AND AUDITED FINANCIAL
STATEMENTS.
2 RATIFICATION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. (NO
DIVIDEND WILL BE DISTRIBUTED)
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METALURGICA GERDAU SA, PORTO ALEGRE
Ticker: Security ID: P4834C118
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATE APPOINTED BY
PREFERRED SHARES.
7 ELECTION OF MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. CANDIDATE APPOINTED BY
PREFERRED SHARES. INDICATION OF
MEMBERS TO THE FISCAL COUNCIL. MEMBER.
WILTON DE MEDEIROS DAHER, PRINCIPAL.
ADILSON DO NASCIMENTO ANISIO,
SUBSTITUTE.
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MIGROS TICARET A.S., ISTANBUL
Ticker: Security ID: M7024Q105
Meeting Date: APR 11, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING THE MEETING AND ELECTING THE FOR FOR Management
PRESIDING COMMITTEE AUTHORIZING THE
PRESIDING COMMITTEE TO SIGN THE
MINUTES OF THE ANNUAL GENERAL ASSEMBLY
MEETING
5 READING THE SUMMARY OF THE INDEPENDENT FOR FOR Management
AUDITORS REPORT SUBMITTED BY THE
INDEPENDENT AUDITORS PWC BAGIMSIZ
DENETIM VE SERBEST MUHASEBECI MALI
MUSAVIRLIK A.S., CONCERNING THE
COMPANY'S 2016 ACTIVITIES AND ACCOUNTS
6 READING, DELIBERATING, AND VOTING ON FOR FOR Management
THE FINANCIAL STATEMENTS FOR 2016
7 READING AND DELIBERATING THE ANNUAL FOR FOR Management
REPORT CONCERNING THE COMPANY'S 2016
ACTIVITIES AND ACCOUNTS
8 APPROVING THE APPOINTMENTS OF NEW FOR FOR Management
BOARD MEMBERS TO THE BOARD OF
DIRECTORS IN ACCORDANCE WITH ARTICLE
363 OF THE TURKISH COMMERCIAL CODE
9 INDIVIDUALLY ACQUITTING EACH OF THE FOR FOR Management
MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS OF THEIR FIDUCIARY
RESPONSIBILITIES FOR THE COMPANY'S
ACTIVITIES IN 2016
10 DISCUSSING, APPROVING, AMENDING AND FOR FOR Management
APPROVING, OR REJECTING THE BOARD OF
DIRECTORS PROPOSAL REGARDING THE
OFFSETTING OF BALANCE SHEET ITEMS
ACCUMULATED LOSSES WITH SHARE PREMIUM
AND RESTRICTED RESERVES IN THE AUDITED
AND CONSOLIDATED FINANCIAL STATEMENTS
11 DISCUSSING, APPROVING, AMENDING AND FOR FOR Management
APPROVING, OR REJECTING THE BOARD OF
DIRECTORS PROPOSAL CONCERNING DIVIDEND
DISTRIBUTION
12 ELECTION AND REPLACEMENT OF THE FOR FOR Management
INDEPENDENT BOARD MEMBERS AND OTHER
MEMBERS OF THE BOARD OF DIRECTORS
NOMINATED BY THE CORPORATE GOVERNANCE
COMMITTEE, AND DETERMINATION OF THEIR
TERMS OF OFFICE
13 DETERMINING THE GROSS MONTHLY FEES AND FOR FOR Management
ANY KIND OF FINANCIAL BENEFITS
INCLUDING BONUS, PREMIUM, ATTENDANCE
FEE, ETC. TO BE PAID TO THE BOARD
MEMBERS
14 PROVIDING INFORMATION ABOUT THE FOR FOR Management
SOCIALLY BENEFICIAL DONATIONS AND
ASSISTANCE GRANTED BY THE COMPANY TO
FOUNDATIONS AND ASSOCIATIONS IN 2016
DETERMINING AN UPPER LIMIT ON
DONATIONS AND ASSISTANCE TO BE GRANTED
IN 2017 AS REQUIRED BY CAPITAL MARKETS
BOARD R
15 VOTING ON THE BOARD OF DIRECTORS FOR FOR Management
SELECTION, UPON THE RECOMMENDATION OF
THE AUDIT COMMITTEE, OF THE COMPANY'S
INDEPENDENT AUDITORS AS REQUIRED BY
COMMUNIQUE ON CAPITAL MARKET
INDEPENDENT AUDITING STANDARDS
PUBLISHED BY THE CAPITAL MARKETS BOARD
AND BY THE
16 AS REQUIRED BY CAPITAL MARKETS BOARD FOR FOR Management
REGULATIONS, PROVIDING INFORMATION
ABOUT COLLATERAL, PLEDGES, AND
MORTGAGES GRANTED BY THE COMPANY IN
FAVOR OF THIRD PARTIES IN 2016
17 AUTHORIZING ANY SHAREHOLDERS WHO MAY FOR FOR Management
BE IN CONTROL OF THE COMPANY'S
MANAGEMENT, BOARD OF DIRECTORS AND
SENIOR MANAGERS - AS WELL AS THEIR
SPOUSES AND THEIR RELATIVES, WHETHER
BY BLOOD OR MARRIAGE UNTO THE THIRD
DEGREE - TO ENGAGE IN BUSINESS AND
TRANSACTI
18 CLOSING REMARKS FOR FOR Management
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MIRAE ASSET LIFE INSURANCE CO., LTD., SEOUL
Ticker: Security ID: Y604HZ106
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 APPROVAL OF DIVIDEND FOR FOR Management
4 ELECTION OF INSIDE DIRECTOR HA MAN DEOK FOR FOR Management
5 ELECTION OF INSIDE DIRECTOR GIM JAE SIK FOR FOR Management
6 ELECTION OF OUTSIDE DIRECTOR GIM FOR FOR Management
GYEONG HAN
7 ELECTION OF OUTSIDE DIRECTOR I BU GEUN FOR FOR Management
8 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER GWON JUN IL
9 ELECTION OF AUDIT COMMITTEE MEMBER GIM FOR FOR Management
GYEONG HAN
10 ELECTION OF AUDIT COMMITTEE MEMBER I FOR FOR Management
BU GEUN
11 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
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MMC NORILSK NICKEL PJSC
Ticker: Security ID: ADPV30566
Meeting Date: DEC 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 PAYMENT (DECLARATION) OF DIVIDENDS ON FOR FOR Management
PJSC MMC NORILSK NICKEL SHARES BASED
ON THE RESULTS FOR 9 MONTHS OF 2016: 1.
TO PAY MONETARY DIVIDENDS OF RUB
444,25 PER ORDINARY SHARE OF PJSC MMC
NORILSK NICKEL, BASED ON THE RESULTS
FOR 9 MONTHS OF 2016; 2. TO SET
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MMI HOLDINGS LIMITED, GAUTENG
Ticker: Security ID: S5143R107
Meeting Date: NOV 22, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MR P COOPER FOR FOR Management
3 ELECTION OF MR WM KRZYCHYLKIEWICZ FOR FOR Management
4 RE-ELECTION OF MR JC VAN REENEN FOR FOR Management
5 RE-ELECTION OF MR PJ MOLEKETI FOR FOR Management
6 RE-ELECTION OF MR LL VON ZEUNER FOR FOR Management
7 RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS INC. AS
EXTERNAL AUDITORS, WITH MR ANDREW
GRAHAM TAYLOR AS THE DESIGNATED AUDIT
PARTNER
8 RE-APPOINTMENT OF MR FJC TRUTER AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
9 RE-APPOINTMENT OF MR SA MULLER AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
10 RE-APPOINTMENT OF MRS F JAKOET AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
11 RE-APPOINTMENT OF MR LL VON ZEUNER AS FOR FOR Management
A MEMBER OF THE AUDIT COMMITTEE
12 NON-BINDING ADVISORY VOTE ON THE FOR FOR Management
REMUNERATION POLICY
13 APPOINTMENT OF DIRECTOR OR COMPANY FOR FOR Management
SECRETARY TO IMPLEMENT ORDINARY AND
SPECIAL RESOLUTIONS
14 GENERAL APPROVAL OF SHARE BUY-BACK FOR FOR Management
15 AMENDMENT TO THE COMPANY'S MEMORANDUM FOR FOR Management
OF INCORPORATION: CLAUSE 10.2, CLAUSE
24.2.3, CLAUSE 24.2.4, CLAUSE24.4 AND
CLAUSE 28.2
16 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF THE BOARD: R1,292,500
17 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): DEPUTY
CHAIRPERSON OF THE BOARD: R646,280
18 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): BOARD MEMBER:
R465,030
19 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF AUDIT COMMITTEE: R387,730
20 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
AUDIT COMMITTEE: R193,280
21 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF ACTUARIAL COMMITTEE: R322,510
22 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
ACTUARIAL COMMITTEE: R193,280
23 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF REMUNERATION COMMITTEE: R322,510
24 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
REMUNERATION COMMITTEE: R160,660
25 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF RISK, CAPITAL AND COMPLIANCE
COMMITTEE: R387,730
26 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
RISK, CAPITAL AND COMPLIANCE
COMMITTEE: R193,280
27 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF SOCIAL, ETHICS AND TRANSFORMATION
COMMITTEE: R258,500
28 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
SOCIAL, ETHICS AND TRANSFORMATION
COMMITTEE: R160,660
29 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF NOMINATIONS COMMITTEE: R193,280
30 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
NOMINATIONS COMMITTEE: R96,640
31 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF FAIR PRACTICES COMMITTEE: R258,500
32 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER OF
FAIR PRACTICES COMMITTEE: R160,660
33 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): CHAIRPERSON
OF BOARD (BOARDS ESTABLISHED FOR
SEGMENTS AND CENTRES OF EXCELLENCE IN
TERMS OF THE MMI CLIENT-CENTRIC
MODEL): R258,500
34 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): MEMBER
(BOARDS ESTABLISHED FOR SEGMENTS AND
CENTRES OF EXCELLENCE IN TERMS OF THE
MMI CLIENT-CENTRIC MODEL): R160,660
35 APPROVAL OF DIRECTORS REMUNERATION (NO FOR FOR Management
CHANGE FROM PRIOR YEAR): AD HOC WORK
(HOURLY): R4,525
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MOBILE TELESYSTEMS PJSC, MOSCOW
Ticker: Security ID: X5430T109
Meeting Date: SEP 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE PROCEDURE OF CONDUCTING FOR FOR Management
THE EGM
3 TO APPROVE A DIVIDEND PAYMENT AT RUB FOR FOR Management
11.99 PER ORDINARY SHARE. TO SET THE
RECORD DATE FOR DIVIDEND PAYMENT -
OCTOBER 14, 2016
4 TO APPROVE PARTICIPATION IN THE FOR FOR Management
REGIONAL ASSOCIATION OF EMPLOYERS OF
MOSCOW 'MOSCOW CONFERENCE OF
INDUSTRIALISTS AND ENTREPRENEURS
(EMPLOYERS)
5 TO APPROVE PARTICIPATION IN THE FOR FOR Management
RUSSIAN-GERMAN INTERNATIONAL CHAMBER
OF COMMERCE
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MOBILE TELESYSTEMS PJSC, MOSCOW
Ticker: Security ID: X5430T109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE ORDER OF THE ASM: ELECT FOR FOR Management
MEETING CHAIRMAN
3 TO APPROVE THE ORDER OF THE ASM: FOR FOR Management
VOTING RESULTS AND RESOLUTIONS ON
GENERAL MEETING
4 TO APPROVE THE ANNUAL REPORT, THE FOR FOR Management
ANNUAL FINANCIAL STATEMENTS INCLUDING
THE INCOME STATEMENT FOR 2016
5 TO APPROVE DISTRIBUTION OF PROFIT AND FOR FOR Management
LOSSES AND DIVIDEND PAYMENT FOR 2016
AT RUB 15.6 PER SHARE. THE RECORD DATE
FOR DIVIDEND PAYMENT IS 10/07/2017
7 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
GORBUNOV ALEXANDER EVGENIEVICH
8 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
DUBOVSKOV ANDREY ANATOLIEVICH
9 TO ELECT THE BOARD OF DIRECTOR: SOMMER FOR FOR Management
RON
10 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
ZASURSKY ARTEM IVANOVICH
11 TO ELECT THE BOARD OF DIRECTOR: COMB FOR FOR Management
MICHEL
12 TO ELECT THE BOARD OF DIRECTOR: MILLER FOR FOR Management
STANLEY
13 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
ROZANOV VSEVOLOD VALERIEVICH
14 TO ELECT THE BOARD OF DIRECTOR: REGINA FOR FOR Management
VON FLEMMING
15 TO ELECT THE BOARD OF DIRECTOR: FOR FOR Management
HALTROP THOMAS
16 TO ELECT BORISENKO IRINA RADOMIROVNA FOR FOR Management
TO THE AUDIT COMMISSION
17 TO ELECT MAMONOV MAKSIM ALEKSANDROVICH FOR FOR Management
TO THE AUDIT COMMISSION
18 TO ELECT PANARIN ANATOLY GENNADIEVICH FOR FOR Management
TO THE AUDIT COMMISSION
19 TO APPROVE DELOITTE TOUCHE AS AUDITOR FOR FOR Management
20 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
CHARTER OF THE COMPANY
21 TO APPROVE THE NEW EDITION OF THE FOR FOR Management
PROVISION ON THE BOARD OF DIRECTORS
22 TO APPROVE THE REORGANIZATION IN THE FOR FOR Management
FORM OF THE MERGER OF MTS SUBSIDIARY
COMPANIES
23 TO APPROVE INTRODUCTION OF AMENDMENTS FOR FOR Management
AND ADDENDA INTO THE CHARTER OF THE
COMPANY
--------------------------------------------------------------------------------
MONDI LTD, GAUTENG
Ticker: Security ID: S5274K111
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ELECT TANYA FRATTO AS A DIRECTOR OF FOR FOR Management
MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
3 TO RE-ELECT STEPHEN HARRIS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
4 TO RE-ELECT ANDREW KING AS A DIRECTOR FOR FOR Management
OF MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
5 TO RE-ELECT JOHN NICHOLAS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
6 TO RE-ELECT PETER OSWALD AS A DIRECTOR FOR FOR Management
OF MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
7 TO RE-ELECT FRED PHASWANA AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
8 TO RE-ELECT DOMINIQUE REINICHE AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
9 TO RE-ELECT DAVID WILLIAMS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
10 SUBJECT TO HER ELECTION AS A DIRECTOR FOR FOR Management
PURSUANT TO RESOLUTION 1, TO ELECT
TANYA FRATTO, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HOLD OF
11 SUBJECT TO HIS RE-ELECTION AS A FOR FOR Management
DIRECTOR PURSUANT TO RESOLUTION 2, TO
ELECT STEPHEN HARRIS, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HO
12 SUBJECT TO HIS RE-ELECTION AS A FOR FOR Management
DIRECTOR PURSUANT TO RESOLUTION 4, TO
ELECT JOHN NICHOLAS, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HOL
13 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF MONDI LIMITED FOR THE
YEAR ENDED 31 DECEMBER 2016, TOGETHER
WITH THE REPORTS OF THE DLC AUDIT
COMMITTEE, THE DIRECTORS AND THE
AUDITORS OF MONDI LIMITED
14 TO ENDORSE MONDI LIMITED'S FOR FOR Management
REMUNERATION POLICY AS SET OUT IN THE
REMUNERATION REPORT OF MONDI LIMITED
FOR THE YEAR ENDED 31 DECEMBER 2016
15 THAT THE REMUNERATION OF THE FOR FOR Management
NON-EXECUTIVE DIRECTORS BE APPROVED,
IN TERMS OF SECTION 66(9) OF THE SOUTH
AFRICAN COMPANIES ACT 2008 AND THE
MONDI LIMITED MEMORANDUM OF
INCORPORATION, AT THE LEVEL OF FEES
PAID IN RESPECT OF THE 2016 FINANCIAL
YEAR ESCALATE
16 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
26, TO DECLARE A FINAL DIVIDEND OF 522.
70920 RAND CENTS PER ORDINARY SHARE IN
MONDI LIMITED FOR THE YEAR ENDED 31
DECEMBER 2016
17 TO APPOINT PRICEWATERHOUSECOOPERS INC FOR FOR Management
AS AUDITORS, AND JFM KOTZE AS THE
REGISTERED AUDITOR RESPONSIBLE FOR THE
AUDIT, OF MONDI LIMITED TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF MONDI LIMITED TO BE
HELD IN 2018
18 TO AUTHORISE THE DLC AUDIT COMMITTEE FOR FOR Management
TO DETERMINE THE REMUNERATION OF
PRICEWATERHOUSECOOPERS INC
19 THAT, TO THE EXTENT REQUIRED BY THE FOR FOR Management
SOUTH AFRICAN COMPANIES ACT 2008 (THE
SA COMPANIES ACT) AND SUBJECT TO
COMPLIANCE WITH THE REQUIREMENTS OF
THE SA COMPANIES ACT, THE LISTINGS
REQUIREMENTS OF THE JSE LIMITED AND
THE MEMORANDUM OF INCORPORATION OF
MONDI
20 THAT THE DIRECTORS OF MONDI LIMITED BE FOR FOR Management
AUTHORISED TO ALLOT AND ISSUE AND/OR
TO GRANT OPTIONS TO SUBSCRIBE FOR, A
NUMBER OF AUTHORISED BUT UNISSUED
SHARES EQUAL TO 5% OF THE ISSUED
ORDINARY SHARES OF MONDI LIMITED, AT
THEIR DISCRETION UNTIL THE ANNUAL GENE
21 THAT THE DIRECTORS OF MONDI LIMITED BE FOR FOR Management
AUTHORISED TO ALLOT AND ISSUE AND/OR
TO GRANT OPTIONS TO SUBSCRIBE FOR, A
NUMBER OF AUTHORISED BUT UNISSUED
SHARES EQUAL TO 5% OF THE ISSUED
SPECIAL CONVERTING SHARES OF MONDI
LIMITED, AT THEIR DISCRETION UNTIL THE
A
22 THAT, SUBJECT TO THE PASSING OF FOR FOR Management
RESOLUTION 19, IN ACCORDANCE WITH THE
SOUTH AFRICAN COMPANIES ACT 2008, THE
LISTINGS REQUIREMENTS OF THE JSE
LIMITED AND THE MEMORANDUM OF
INCORPORATION OF MONDI LIMITED (EACH
AS PRESENTLY CONSTITUTED AND AS
AMENDED FROM TI
23 THAT, IN ACCORDANCE WITH THE FOR FOR Management
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND WITH EFFECT FROM 11 MAY
2017, MONDI LIMITED HEREBY APPROVES AS
A GENERAL AUTHORITY CONTEMPLATED IN
PARAGRAPH 5.72 OF THE LISTINGS
REQUIREMENTS OF THE JSE LIMITED, THE
ACQUISITIO
24 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF MONDI PLC FOR THE YEAR
ENDED 31 DECEMBER 2016, TOGETHER WITH
THE REPORTS OF THE DLC AUDIT
COMMITTEE, THE DIRECTORS AND THE
AUDITORS OF MONDI PLC
25 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY OF MONDI PLC AS SET OUT ON
PAGES 111 TO 117 OF THE MONDI GROUP
INTEGRATED REPORT AND FINANCIAL
STATEMENTS 2016
26 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT OF MONDI PLC, OTHER THAN THE
PART CONTAINING THE DIRECTORS'
REMUNERATION POLICY, FOR THE YEAR
ENDED 31 DECEMBER 2016 AS SET OUT ON
PAGES 118 TO 129 OF THE MONDI GROUP
INTEGRATED REPORT AND FINANCIAL
STATEMENTS
27 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
15, TO DECLARE A FINAL DIVIDEND OF 38.
19 EURO CENTS PER ORDINARY SHARE IN
MONDI PLC FOR THE YEAR ENDED 31
DECEMBER 2016
28 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS OF MONDI PLC TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF MONDI PLC TO
BE HELD IN 2018
29 TO AUTHORISE THE DLC AUDIT COMMITTEE FOR FOR Management
TO DETERMINE THE REMUNERATION OF
PRICEWATERHOUSECOOPERS LLP
30 THAT THE DIRECTORS OF MONDI PLC BE FOR FOR Management
GENERALLY AND UNCONDITIONALLY
AUTHORISED PURSUANT TO AND IN
ACCORDANCE WITH SECTION 551 OF THE UK
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF MONDI PLC TO ALLOT SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT
31 THAT, SUBJECT TO THE PASSING OF FOR FOR Management
RESOLUTION 29, THE DIRECTORS OF MONDI
PLC BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION
560(1) OF THE UK COMPANIES ACT 2006)
FOR CASH UNDER THE AUTHORITY GIVEN IN
RESOLUTION 29 AND/OR TO SELL ORDINARY
SHAR
32 THAT MONDI PLC IS GENERALLY AND FOR FOR Management
UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE UK
COMPANIES ACT 2006 TO MAKE MARKET
PURCHASES (AS DEFINED IN SECTION 693
OF THE UK COMPANIES ACT 2006) OF ITS
OWN ORDINARY SHARES OF EUR 0.20 EACH
IN THE CAP
--------------------------------------------------------------------------------
MR. PRICE GROUP LIMITED, DURBAN
Ticker: Security ID: S5256M135
Meeting Date: AUG 31, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS
2 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION: MR SB COHEN
3 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION: MR K GETZ
4 RE-ELECTION OF DIRECTOR RETIRING BY FOR FOR Management
ROTATION: MR MJD RUCK
5 RE-ELECTION OF INDEPENDENT AUDITOR: FOR FOR Management
ERNST & YOUNG INC. BE RE-ELECTED AS
THE INDEPENDENT REGISTERED AUDITOR OF
THE COMPANY AND THAT MR V PILLAY BE
APPOINTED AS THE DESIGNATED REGISTERED
AUDITOR TO HOLD OFFICE FOR THE ENSUING
YEAR
6 ELECTION OF MEMBER OF THE AUDIT AND FOR FOR Management
COMPLIANCE COMMITTEE: MR MR JOHNSTON
7 ELECTION OF MEMBER OF THE AUDIT AND FOR FOR Management
COMPLIANCE COMMITTEE: MS D NAIDOO
8 ELECTION OF MEMBER OF THE AUDIT AND FOR FOR Management
COMPLIANCE COMMITTEE: MR MJD RUCK
9 ELECTION OF MEMBER OF THE AUDIT AND FOR FOR Management
COMPLIANCE COMMITTEE: MR WJ SWAIN
10 NON-BINDING ADVISORY VOTE ON THE FOR FOR Management
REMUNERATION POLICY OF THE COMPANY
11 ADOPTION OF THE REPORT OF THE SETS FOR FOR Management
COMMITTEE
12 SIGNATURE OF DOCUMENTS FOR FOR Management
13 CONTROL OF AUTHORISED BUT UNISSUED FOR FOR Management
SHARES
14 INDEPENDENT NON-EXECUTIVE CHAIRMAN OF FOR FOR Management
THE COMPANY: R 1 327 500
15 HONORARY CHAIRMAN OF THE COMPANY: R FOR FOR Management
663 750
16 LEAD DIRECTOR OF THE COMPANY: R 393 000 FOR FOR Management
17 OTHER DIRECTOR OF THE COMPANY: R 329 FOR FOR Management
250
18 CHAIRMAN OF THE AUDIT AND COMPLIANCE FOR FOR Management
COMMITTEE: R 205 000
19 MEMBER OF THE AUDIT AND COMPLIANCE FOR FOR Management
COMMITTEE: R 121 600
20 CHAIRMAN OF THE REMUNERATION AND FOR FOR Management
NOMINATIONS COMMITTEE: R 167 800
21 MEMBER OF THE REMUNERATION AND FOR FOR Management
NOMINATIONS COMMITTEE: R 87 650
22 CHAIRMAN OF THE SOCIAL, ETHICS, FOR FOR Management
TRANSFORMATION AND SUSTAINABILITY
COMMITTEE: R 133 800
23 MEMBER OF THE SOCIAL, ETHICS, FOR FOR Management
TRANSFORMATION AND SUSTAINABILITY
COMMITTEE: R 84 950
24 GENERAL AUTHORITY TO REPURCHASE SHARES FOR FOR Management
25 SPECIFIC AUTHORITY TO REPURCHASE FOR FOR Management
TREASURY SHARES
26 FINANCIAL ASSISTANCE TO RELATED OR FOR FOR Management
INTER-RELATED COMPANIES
27 AMENDMENT OF THE MEMORANDUM OF FOR FOR Management
INCORPORATION: AMENDMENT FOR TIME
FRAME ON APPOINTMENT OF PROXY AND
VOTING THEREBY
28 AMENDMENT OF THE MEMORANDUM OF FOR FOR Management
INCORPORATION: AMENDMENT FOR
FRACTIONAL ENTITLEMENT
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA, BELO HORIZONTE
Ticker: Security ID: P6986W107
Meeting Date: SEP 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ELECT MR. PAULO EDUARDO ROCHA FOR FOR Management
BRANT, NOMINATED BY THE BOARD OF
DIRECTORS OF THE COMPANY, TO THE
POSITION OF INDEPENDENT MEMBER, WITH A
TERM IN OFFICE UNTIL THE ANNUAL
GENERAL MEETING THAT RESOLVES ON THE
2016 FISCAL YEAR
4 TO APPROVE THE PUBLICATION OF THE FOR FOR Management
MINUTES OF THE GENERAL MEETING OF THE
COMPANY IN THE MANNER DESCRIBED IN
PARAGRAPH 2 OF ARTICLE 130 OF LAW 6404.
76, OMITTING THE NAMES OF THE
SHAREHOLDERS
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA, BELO HORIZONTE
Ticker: Security ID: P6986W107
Meeting Date: JAN 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE, IN ACCORDANCE WITH THE FOR FOR Management
PROPOSAL FROM THE BOARD OF DIRECTORS
OF THE COMPANY AT A MEETING THAT WAS
HELD ON NOVEMBER 9, 2016, THE
DISTRIBUTION OF INTERIM DIVIDENDS ON
AN EXTRAORDINARY BASIS, IN THE
APPROXIMATE AMOUNT OF BRL 150 MILLION,
WITH A TO
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA, BELO HORIZONTE
Ticker: Security ID: P6986W107
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. MEMBER. MARCOS ALBERTO
CABALEIRO FERNANDEZ
10 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. MEMBER. RAFAEL NAZARETH
MENIN TEIXEIRA DE SOUZA
11 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. INDEPENDENT MEMBER. PAULO
EDUARDO ROCHA BRANT
12 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. INDEPENDENT MEMBER. MARCO
AURELIO DE VASCONCELOS CANCADO
4 TO DELIBERATE ON THE COMPANY'S FOR FOR Management
MANAGEMENT ACCOUNT, BALANCE SHEET AND
OTHER FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2016
5 TO RESOLVE ON THE ALLOCATION OF THE FOR FOR Management
NET INCOME FOR THE FISCAL YEAR ENDED
ON DECEMBER, 31 2016, AS PROPOSED BY
MANAGEMENT
6 TO RESOLVE ON THE PROPOSED CAPITAL FOR FOR Management
BUDGET OF THE COMPANY FOR THE FISCAL
YEAR OF 2017, AS PROPOSED BY MANAGEMENT
7 TO ESTABLISH THE MANAGEMENTS ANNUAL FOR FOR Management
GLOBAL REMUNERATION FOR 2017,
COMPRISING THE BOARD OF DIRECTORS AND
THE EXECUTIVE COMMITTEE, FOR UP TO BRL
25.5 MILLION
8 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. MEMBER. RUBENS MENIN
TEIXEIRA DE SOUZA
13 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. INDEPENDENT MEMBER. SINAI
WAISBERG
14 ELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS. INDEPENDENT MEMBER. BETANIA
TANURE DE BARROS
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA, BELO HORIZONTE
Ticker: Security ID: P6986W107
Meeting Date: APR 28, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 AMENDMENT OF THE CORPORATE BYLAWS OF FOR FOR Management
THE COMPANY
4 TO APPROVE THE COMPANY'S SHARE CAPITAL FOR FOR Management
INCREASE DUE TO CAPITALIZATION OF PART
OF EARNINGS RETENTION RESERVE
AVAILABLE, FROM BRL 4,509,520,659.07,
FOUR BILLION, FIVE HUNDRED AND NINE
MILLION, FIVE HUNDRED AND TWENTY
THOUSAND, SIX HUNDRED AND FIFTY NINE
REA
5 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 6
6 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 9 AND ITS SOLE
PARAGRAPH
7 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 10 AND PARAGRAPHS
8 TO APPROVE THE CHANGE IN COMPANY FOR FOR Management
BYLAWS, ARTICLE 15 CAPUT
9 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 21, ITEMS G, H, I, J,
K, L, M, N, O, P, Q, R, S AND T
10 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 22, ITEMS D AND E,
ARTICLE 22
11 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 23, PARAGRAPH 3
12 TO APPROVE THE CHANGE OF THE CAPUT FOR FOR Management
ARTICLE 24 AND ITS PARAGRAPHS
13 TO APPROVE THE CHANGE OF CAPUT ARTICLE FOR FOR Management
28 PARAGRAPH 1, LINES F, G, H, I, J,
K, P
14 TO APPROVE THE CHANGE IN THE COMPANY FOR FOR Management
BYLAWS, ARTICLE 33, PARAGRAPH 3, 4 AND
6 ITEMS F, PARAGRAPHS 4 AND 6
15 TO APPROVE THE RESTATEMENT OF OTHERS FOR FOR Management
DEVICES TO STANDARDIZE THE BYLAWS
WORDING, AND, OR, CORRECT NUMBERING,
TO CONSTITUTE MERELY FORMAL CHANGES
16 TO APPROVE THE CONSOLIDATION OF THE FOR FOR Management
COMPANY BYLAWS, DUE TO THE
DELIBERATIONS OF THE ITEMS ABOVE
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MTN GROUP LTD, FAIRLANDS
Ticker: Security ID: S8039R108
Meeting Date: OCT 07, 2016 Meeting Type: Ordinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ESOP FOR FOR Management
2 APPROVAL OF VARIOUS TRANSACTIONS FOR FOR Management
RELATING TO THE 2016 MTN BEE
TRANSACTION
3 MTN ZAKHELE SPECIFIC REPURCHASE AND FOR FOR Management
MTN ZAKHELE NVF SPECIFIC REPURCHASE TO
FACILITATE THE MTN ZAKHELE UNWIND AND
AMENDMENTS TO THE EXISTING MTN TRANCHE
1 SUBSCRIPTION AND CALL OPTION
AGREEMENT
4 FUTURE SPECIFIC REPURCHASES IN TERMS FOR FOR Management
OF THE 2016 MTN BEE TRANSACTION
5 SANCTIONING OF FINANCIAL ASSISTANCE IN FOR FOR Management
CONNECTION WITH THE MTN ZAKHELE
UNWINDING SCHEME, THE 2016 MTN BEE
TRANSACTION AND THE MTN TRANSACTION
AGREEMENTS
6 INITIAL SPECIFIC ISSUE OF SHARES TO FOR FOR Management
MTN ZAKHELE FUTHI FOR CASH
7 ADDITIONAL SPECIFIC ISSUE OF SHARES TO FOR FOR Management
MTN ZAKHELE FUTHI FOR CASH
8 GENERAL ISSUE OF SHARES FOR CASH FOR FOR Management
9 SANCTIONING OF FINANCIAL ASSISTANCE IN FOR FOR Management
CONNECTION WITH THE 2016 ESOP
--------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS
Ticker: Security ID: S8039R108
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF PB HANRATTY AS A DIRECTOR FOR FOR Management
2 ELECTION OF SP MILLER AS A DIRECTOR FOR FOR Management
3 ELECTION OF RT MUPITA AS A DIRECTOR FOR FOR Management
4 ELECTION OF RA SHUTER AS A DIRECTOR FOR FOR Management
5 ELECTION OF NL SOWAZI AS A DIRECTOR FOR FOR Management
6 RE-ELECTION OF AF VAN BILJON AS A FOR FOR Management
DIRECTOR
7 RE-ELECTION OF KP KALYAN AS A DIRECTOR FOR FOR Management
8 RE-ELECTION OF AT MIKATI AS A DIRECTOR FOR FOR Management
9 RE-ELECTION OF J VAN ROOYEN AS A FOR FOR Management
DIRECTOR
10 TO ELECT KC RAMON AS A MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
11 TO ELECT PB HANRATTY AS A MEMBER OF FOR FOR Management
THE AUDIT COMMITTEE
12 TO ELECT NP MAGEZA AS A MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
13 TO ELECT J VAN ROOYEN AS A MEMBER OF FOR FOR Management
THE AUDIT COMMITTEE
14 RE-APPOINTMENT OF JOINT INDEPENDENT FOR FOR Management
AUDITORS: PRICEWATERHOUSECOOPERS INC.
AND SIZWENTSALUBAGOBODO INC.
15 GENERAL AUTHORITY FOR DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE ORDINARY SHARES
16 GENERAL AUTHORITY FOR DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE ORDINARY SHARES FOR
CASH
17 ENDORSEMENT OF THE COMPANY'S FOR FOR Management
REMUNERATION POLICY
18 AUTHORITY TO IMPLEMENT SPECIAL AND FOR FOR Management
ORDINARY RESOLUTIONS
19 TO APPROVE THE PROPOSED INCREASE OF FOR FOR Management
REMUNERATION PAYABLE TO NON-EXECUTIVE
DIRECTORS
20 TO APPROVE THE REPURCHASE OF THE FOR FOR Management
COMPANY'S SHARES
21 TO APPROVE THE GRANTING OF FINANCIAL FOR FOR Management
ASSISTANCE TO SUBSIDIARIES AND OTHER
RELATED AND INTERRELATED COMPANIES
22 TO APPROVE THE GRANTING OF FINANCIAL FOR FOR Management
ASSISTANCE TO DIRECTORS AND/OR
PRESCRIBED OFFICERS AND EMPLOYEE SHARE
SCHEME BENEFICIARIES
23 TO APPROVE THE AMENDMENT TO THE FOR FOR Management
MEMORANDUM OF INCORPORATION IN
COMPLIANCE WITH PARAGRAPH 18(1)(O) OF
SCHEDULE 18 OF THE LISTINGS
REQUIREMENTS OF THE JSE LIMITED
--------------------------------------------------------------------------------
NAMPAK LTD
Ticker: Security ID: S5326R114
Meeting Date: FEB 01, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-ELECT RC ANDERSEN FOR FOR Management
2 TO RE-ELECT PM MADI FOR FOR Management
3 TO RE-ELECT NV LILA FOR FOR Management
4 TO RE-ELECT PM SURGEY FOR FOR Management
5 TO APPOINT THE EXTERNAL AUDITORS: FOR FOR Management
RESOLVED THAT DELOITTE & TOUCHE BE
APPOINTED AS THE COMPANY'S EXTERNAL
AUDITORS, AS NOMINATED BY THE
COMPANY'S AUDIT COMMITTEE, UNTIL THE
NEXT ANNUAL GENERAL MEETING AND NOTED
THAT MR TRUSHAR KALAN WILL UNDERTAKE
THE AUDI
6 TO APPOINT RC ANDERSEN A MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
7 TO APPOINT NV LILA A MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
8 TO APPOINT IN MKHARI A MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
9 TO CONFIRM THE GROUP'S REMUNERATION FOR FOR Management
POLICY
10 TO APPROVE THE FEES PAYABLE TO THE FOR FOR Management
NON-EXECUTIVE DIRECTORS
11 TO AUTHORISE THE DIRECTORS OF THE FOR FOR Management
COMPANY TO ACQUIRE OR PURCHASE SHARES
ISSUED BY THE COMPANY ON THE JSE
LIMITED
12 TO AUTHORISE THE DIRECTORS OF THE FOR FOR Management
COMPANY TO PROVIDE FINANCIAL
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES OR CORPORATIONS
--------------------------------------------------------------------------------
NAN YA PLASTICS CORP
Ticker: Security ID: Y62061109
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 BUSINESS REPORT AND FINANCIAL FOR FOR Management
STATEMENTS.
3 PROPOSAL FOR DISTRIBUTION OF 2016 FOR FOR Management
PROFITS. RECEIVE A CASH DIVIDEND OF NT
4.5 PER SHARE.
4 AMENDMENT OF THE COMPANYS RULES OF FOR FOR Management
PROCEDURE FOR SHAREHOLDERS MEETING.
5 AMENDMENT OF THE COMPANYS PROCEDURES FOR FOR Management
FOR ACQUISITION AND DISPOSAL OF ASSETS
OF THE COMPANY.
6 AMENDMENT OF THE COMPANYS PROCEDURES FOR FOR Management
FOR ENGAGING IN DERIVATIVES
TRANSACTIONS OF THE COMPANY.
7 AMENDMENT OF THE COMPANYS PROCEDURES FOR FOR Management
FOR LOANING FUNDS TO OTHER PARTIES OF
THE COMPANY.
8 AMENDMENT OF THE COMPANYS PROCEDURES FOR FOR Management
FOR PROVIDING ENDORSEMENTS AND
GUARANTEES TO OTHER PARTIES OF THE
COMPANY.
--------------------------------------------------------------------------------
NATIONAL ALUMINIUM CO LTD, BHUBANESWAR
Ticker: Security ID: Y6211M130
Meeting Date: SEP 30, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE, CONSIDER AND ADOPT A) THE FOR FOR Management
AUDITED STANDALONE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2016,
THE REPORTS OF THE BOARD OF DIRECTORS
AND AUDITORS THEREON; B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF
THE C
3 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES: 15% ON THE EQUITY SHARES OF
INR 5/- EACH
4 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
R. SRIDHARAN (DIN:05332433), WHO
RETIRES BY ROTATION AT THIS ANNUAL
GENERAL MEETING AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
K C SAMAL (DIN:03618709), WHO RETIRES
BY ROTATION AT THIS ANNUAL GENERAL
MEETING AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
6 TO APPOINT SHRI DIPANKAR MAHANTA, (DIN FOR FOR Management
01583516) AS DIRECTOR
7 TO APPOINT SHRI S.SANKARARAMAN, (DIN FOR FOR Management
07346454) AS DIRECTOR
8 TO APPOINT SHRI PRAVAT KESHARI NAYAK, FOR FOR Management
(DIN 07346756) AS DIRECTOR
9 TO APPOINT PROF. DAMODAR ACHARYA, (DIN FOR FOR Management
06817842) AS DIRECTOR
10 TO APPOINT SHRI MAHESWAR SAHU, (DIN FOR FOR Management
00034051) AS DIRECTOR
11 TO APPOINT SHRI NIKUNJA BIHARI DHAL, FOR FOR Management
(DIN 01710101) AS DIRECTOR
12 TO APPOINT SHRI BASANT KUMAR THAKUR, FOR FOR Management
(DIN 07557093) AS DIRECTOR (HR) OF THE
COMPANY
13 TO RATIFY THE REMUNERATION OF COST FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR 2016-17
--------------------------------------------------------------------------------
NATIONAL BANK OF GREECE S.A., ATHENS
Ticker: Security ID: X56533171
Meeting Date: JUN 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION FOR APPROVAL OF THE BOARD FOR FOR Management
OF DIRECTORS REPORT ON THE ANNUAL
FINANCIAL STATEMENTS OF THE BANK AND
THE GROUP FOR THE FINANCIAL YEAR 2016
(1.1.2016 - 31.12.2016), AND
SUBMISSION OF THE RESPECTIVE AUDITORS'
REPORT
2 SUBMISSION FOR APPROVAL OF THE ANNUAL FOR FOR Management
FINANCIAL STATEMENTS OF THE BANK AND
THE GROUP FOR THE FINANCIAL YEAR 2016
(1.1.2016 - 31.12.2016)
3 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE AUDITORS OF THE
BANK FROM ANY LIABILITY FOR INDEMNITY
REGARDING THE ANNUAL FINANCIAL
STATEMENTS AND MANAGEMENT FOR THE YEAR
2016 (1.1.2016 - 31.12.2016)
4 ELECTION OF REGULAR AND SUBSTITUTE FOR FOR Management
CERTIFIED AUDITORS FOR THE AUDIT OF
THE FINANCIAL STATEMENTS OF THE BANK
AND THE FINANCIAL STATEMENTS OF THE
GROUP FOR THE FINANCIAL YEAR 2017, AND
DETERMINATION OF THEIR REMUNERATION:
PRICEWATERHOUSECOOPERS (PWC)
5 APPROVAL OF THE REMUNERATION OF THE FOR FOR Management
BOARD OF DIRECTORS OF THE BANK FOR THE
FINANCIAL YEAR 2016 (PURSUANT TO
ARTICLE 24.2 OF CODIFIED LAW
2190/1920). DETERMINATION OF THE
REMUNERATION OF THE CHAIRMAN OF THE
BOARD, THE CEO, THE DEPUTY CEOS AND
NON-EXECUTIVE
6 GRANTING OF PERMISSION FOR MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS, GENERAL
MANAGERS, ASSISTANT GENERAL MANAGERS
AND MANAGERS TO PARTICIPATE ON THE
BOARD OF DIRECTORS OR IN THE
MANAGEMENT OF NBG GROUP COMPANIES
PURSUING SIMILAR OR RELATED BUSINESS
GOALS, AS PER
7 ELECTION OF REGULAR AND SUBSTITUTE FOR FOR Management
MEMBERS OF THE AUDIT COMMITTEE: 1. MR.
CLAUDE PIRET (CHAIRMAN OF THE AUDIT
COMMITTEE), 2. MR. PETROS SABATACAKIS
(VICE-CHAIRMAN OF THE AUDIT
COMMITTEE), 3. MR. MIKE AYNSLEY, 4. MS
MARIANNE OKLAND, 5. MS. EVA CEDERBALK,
6
8 APPROVAL OF THE TRANSACTION CONCERNING FOR FOR Management
THE SALE BY THE NATIONAL BANK OF
GREECE OF A MAJORITY EQUITY HOLDING IN
THE SUBSIDIARY "ETHNIKI HELLENIC
GENERAL INSURANCE S.A"
9 ANNOUNCEMENT OF THE ELECTION BY THE FOR FOR Management
BOARD OF DIRECTORS OF NEW
NON-EXECUTIVE BOARD MEMBERS IN ORDER
TO FILL VACANT POSITIONS OF
NON-EXECUTIVE MEMBERS, AS PER ARTICLE
18 PAR. 7 OF CODIFIED LAW 2190/1920
AND ARTICLE 18.3 OF THE BANK'S
ARTICLES OF ASSOCIATION
10 VARIOUS ANNOUNCEMENTS FOR AGAINST Management
--------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO
Ticker: Security ID: P7088C106
Meeting Date: APR 11, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE PROPOSAL FOR THE FOR FOR Management
ASSIGNMENT AND TRANSFER OF 102,956
COMMON, NOMINATIVE SHARES, WHICH HAVE
NO PAR VALUE, THAT ARE ISSUED BY THE
COMPANY, GRANTED TO MR. ROBERTO
OLIVEIRA DE LIMA, WHO HAS BRAZILIAN
PERSONAL TAXPAYER ID NUMBER, CPF.MF,
860.196.
--------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO
Ticker: Security ID: P7088C106
Meeting Date: APR 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO EXAMINE, DISCUSS AND APPROVE THE FOR FOR Management
FINANCIAL STATEMENTS RELATING TO THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016
3 TO EXAMINE, DISCUSS AND VOTE ON THE FOR FOR Management
PROPOSALS FOR THE CAPITAL BUDGET FOR
THE 2017 FISCAL YEAR, FOR THE
ALLOCATION OF THE NET PROFIT FROM THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016, AND TO RATIFY THE INTERIM
DISTRIBUTIONS OF DIVIDENDS AND PAYMENT
OF I
4 TO DETERMINE THE NUMBER OF MEMBERS WHO FOR FOR Management
WILL MAKE UP THE BOARD OF DIRECTORS OF
THE COMPANY FOR THE TERM IN OFFICE
THAT WILL END AT THE ANNUAL GENERAL
MEETING THAT RESOLVES ON THE FINANCIAL
STATEMENTS FROM THE FISCAL YEAR THAT
ENDED ON DECEMBER 31, 2017
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. NOTE PEDRO
LUIZ BARREIROS PASSOS, ANTONIO LUIZ DA
CUNHA SEABRA, GUILHERME PEIRAO LEAL,
FABIO COLLETTI BARBOSA, MARCOS DE
BARROS LISBOA, SILVIA FREIRE DENTE DA
SILV
8 TO ELECT THE MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS. NAMES APPOINTED BY
MINORITARY COMMON SHARES
9 TO ESTABLISH THE AGGREGATE FOR FOR Management
COMPENSATION OF THE MANAGERS OF THE
COMPANY THAT IS TO BE PAID TO THE DATE
ON WHICH THE ANNUAL GENERAL MEETING AT
WHICH THE SHAREHOLDERS OF THE COMPANY
VOTE IN REGARD TO THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT IS
TO EN
--------------------------------------------------------------------------------
NEDBANK GROUP
Ticker: Security ID: S5518R104
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 REELECTION AS A DIRECTOR OF DR MA FOR FOR Management
MATOOANE, WHO IS RETIRING BY ROTATION
6 REELECTION AS A DIRECTOR OF MR JK FOR FOR Management
NETSHITENZHE, WHO IS RETIRING BY
ROTATION
7 REAPPOINTMENT OF DELOITTE & TOUCHE AS FOR FOR Management
EXTERNAL AUDITORS
8 REAPPOINTMENT OF KPMG INC AS EXTERNAL FOR FOR Management
AUDITORS
9 PLACING THE AUTHORISED BUT UNISSUED FOR FOR Management
ORDINARY SHARES UNDER THE CONTROL OF
THE DIRECTORS
10 PLACING THE AUTHORISED BUT UNISSUED FOR FOR Management
PREFERENCE SHARES UNDER THE CONTROL OF
THE DIRECTORS
11 ADVISORY ENDORSEMENT ON A NON-BINDING FOR FOR Management
BASIS OF THE COMPANY'S REMUNERATION
POLICY
12 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NON-EXECUTIVE CHAIRMAN
13 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: LEAD INDEPENDENT DIRECTOR
FEE (ADDITIONAL 40%)
14 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP BOARDMEMBER
4 REELECTION AS A DIRECTOR OF MR BA FOR FOR Management
DAMES, WHO IS RETIRING BY ROTATION
15 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP AUDIT
COMMITTEE: CHAIR
16 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP AUDIT
COMMITTEE: MEMBER
17 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP CREDIT
COMMITTEE: CHAIR
18 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP CREDIT
COMMITTEE: MEMBER
19 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP DIRECTORS'
AFFAIRS COMMITTEE: CHAIR
20 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP DIRECTORS'
AFFAIRS COMMITTEE: MEMBER
21 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP INFORMATION
TECHNOLOGY COMMITTEE: CHAIR
22 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP INFORMATION
TECHNOLOGY COMMITTEE: MEMBER
23 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP RELATED-PARTY
TRANSACTIONS COMMITTEE: CHAIR
24 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP RELATED-PARTY
TRANSACTIONS COMMITTEE: MEMBER
25 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP REMUNERATION
COMMITTEE: CHAIR
27 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP RISK AND
CAPITAL MANAGEMENT COMMITTEE: CHAIR
28 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP RISK AND
CAPITAL MANAGEMENT COMMITTEE: MEMBER
26 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP REMUNERATION
COMMITTEE: MEMBER
30 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP
TRANSFORMATION, SOCIAL AND ETHICS
COMMITTEE: MEMBER
31 GENERAL AUTHORITY TO REPURCHASE FOR FOR Management
ORDINARY SHARES
32 GENERAL AUTHORITY TO PROVIDE FINANCIAL FOR FOR Management
ASSISTANCE TO RELATED AND INTERRELATED
COMPANIES
33 AMENDMENT TO CLAUSE 10 OF THE FOR FOR Management
MEMORANDUM OF INCORPORATION IN
RELATION TO THE TREATMENT OF FRACTIONS
34 NEDNAMIBIA STAKEHOLDER SCHEMES FOR FOR Management
REPURCHASE
35 NEDNAMIBIA STAKEHOLDER SCHEMES: FOR FOR Management
REAPPROVAL AND RATIFICATION OF THE
GRANT OF A CALL OPTION FOR THE ISSUE
OF SECURITIES
29 REMUNERATION OF NON-EXECUTIVE FOR FOR Management
DIRECTORS: NEDBANK GROUP
TRANSFORMATION, SOCIAL AND ETHICS
COMMITTEE: CHAIR
1 ELECTION AS A DIRECTOR OF MR EM FOR FOR Management
KRUGER, WHO WAS APPOINTED AS A
DIRECTOR SINCE THE PREVIOUS GENERAL
MEETING OF SHAREHOLDERS
2 ELECTION AS A DIRECTOR OF MR RAG FOR FOR Management
LEITH, WHO WAS APPOINTED AS A DIRECTOR
SINCE THE PREVIOUS GENERAL MEETING OF
SHAREHOLDERS
3 REELECTION AS A DIRECTOR OF MR MWT FOR FOR Management
BROWN, WHO IS RETIRING BY ROTATION
--------------------------------------------------------------------------------
NETCARE LTD
Ticker: Security ID: S5507D108
Meeting Date: FEB 03, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REAPPOINT GRANT THORNTON AS AUDITORS FOR FOR Management
OF THE COMPANY WITH DS REUBEN AS THE
DESIGNATED AUDITOR
2 RE-ELECT THEVENDRIE BREWER AS DIRECTOR FOR FOR Management
3 RE-ELECT AZAR JAMMINE AS DIRECTOR FOR FOR Management
4 RE-ELECT NORMAN WELTMAN AS DIRECTOR FOR FOR Management
5 RE-ELECT THEVENDRIE BREWER AS FOR FOR Management
CHAIRPERSON OF THE AUDIT COMMITTEE
6 RE-ELECT MARK BOWER AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
7 RE-ELECT AZAR JAMMINE AS MEMBERS OF FOR FOR Management
THE AUDIT COMMITTEE
8 RE-ELECT NORMAN WELTMAN AS MEMBERS OF FOR FOR Management
THE AUDIT COMMITTEE
9 AUTHORISE BOARD TO ISSUE SHARES FOR FOR FOR Management
CASH
10 APPROVE REMUNERATION POLICY FOR FOR Management
11 AUTHORISE RATIFICATION OF APPROVED FOR FOR Management
RESOLUTIONS
12 AUTHORISE REPURCHASE OF ISSUED SHARE FOR FOR Management
CAPITAL
13 APPROVE NON-EXECUTIVE DIRECTORS FOR FOR Management
REMUNERATION
14 APPROVE FINANCIAL ASSISTANCE IN TERMS FOR FOR Management
OF SECTION 44 AND 45 OF THE COMPANIES
ACT
--------------------------------------------------------------------------------
NETEASE INC, GEORGE TOWN
Ticker: Security ID: 64110W102
Meeting Date: SEP 02, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: WILLIAM LEI
DING
2 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: ALICE CHENG
3 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: DENNY LEE
4 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: JOSEPH TONG
5 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: LUN FENG
6 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: MICHAEL LEUNG
7 RE-ELECT THE FOLLOWING DIRECTOR TO FOR FOR Management
SERVE FOR THE ENSUING YEAR AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS'
EARLIER DEATH, BANKRUPTCY, INSANITY,
RESIGNATION OR REMOVAL: MICHAEL TONG
8 APPOINT PRICEWATERHOUSECOOPERS ZHONG FOR FOR Management
TIAN LLP (PREVIOUSLY KNOWN AS
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY) AS INDEPENDENT
AUDITORS OF NETEASE, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 02, 2016 Meeting Type: Annual
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: WILLIAM LEI FOR FOR Management
DING
2 RE-ELECTION OF DIRECTOR: ALICE CHENG FOR FOR Management
3 RE-ELECTION OF DIRECTOR: DENNY LEE FOR FOR Management
4 RE-ELECTION OF DIRECTOR: JOSEPH TONG FOR FOR Management
5 RE-ELECTION OF DIRECTOR: LUN FENG FOR FOR Management
6 RE-ELECTION OF DIRECTOR: MICHAEL LEUNG FOR FOR Management
7 RE-ELECTION OF DIRECTOR: MICHAEL TONG FOR FOR Management
8 APPOINT PRICEWATERHOUSECOOPERS ZHONG FOR FOR Management
TIAN LLP (PREVIOUSLY KNOWN AS
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY) AS INDEPENDENT
AUDITORS OF NETEASE, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
NHPC LTD, HARYANA
Ticker: Security ID: Y6268G101
Meeting Date: SEP 22, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS
(INCLUDING CONSOLIDATED FINANCIAL
STATEMENTS) OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED ON 31ST MARCH,
2016, TOGETHER WITH THE BOARD'S
REPORT, THE REPORT OF AUDITORS'
THEREON AND COMMENTS O
4 TO NOTE THE PAYMENT OF INTERIM FOR FOR Management
DIVIDEND AND DECLARE FINAL DIVIDEND
FOR THE FINANCIAL YEAR 2015-16: FINAL
DIVIDEND @ 15% (INR 1.50 PER EQUITY
SHARE) ON THE PAID UP EQUITY SHARE
CAPITAL OF THE COMPANY FOR THE
FINANCIAL YEAR 2015-16, INCLUDING
INTERIM DIVIDE
5 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
JAYANT KUMAR (DIN 03010235), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT FOR THE REMAINING TERM
AT THE PLEASURE OF THE PRESIDENT OF
INDIA
6 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
RADHESHYAM MINA (DIN 00149956), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT FOR THE REMAINING TERM
AT THE PLEASURE OF THE PRESIDENT OF
INDIA
7 TO AUTHORIZE BOARD OF DIRECTORS OF THE FOR FOR Management
COMPANY TO FIX THE REMUNERATION OF THE
JOINT STATUTORY AUDITORS FOR THE
FINANCIAL YEAR 2016-17
8 ORDINARY RESOLUTION FOR RATIFICATION FOR FOR Management
OF THE REMUNERATION OF THE COST
AUDITORS FOR THE FINANCIAL YEAR 2016-17
9 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
SHRI KRISHNA MOHAN SINGH (DIN
02223301), AS CHAIRMAN AND MANAGING
DIRECTOR OF THE COMPANY
10 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
SHRI RATISH KUMAR (DIN 06852735), AS
DIRECTOR (PROJECTS) OF THE COMPANY
11 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
SHRI BALRAJ JOSHI (DIN 07449990), AS
DIRECTOR (TECHNICAL) OF THE COMPANY
12 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
SHRI SATYA PRAKASH MANGAL (DIN
01052952), AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
13 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
PROF. ARUN KUMAR (DIN 07346292), AS AN
INDEPENDENT DIRECTOR OF THE COMPANY
14 ORDINARY RESOLUTION FOR APPOINTMENT OF FOR FOR Management
PROF. KANIKA T. BHAL (DIN 06944916),
AS AN INDEPENDENT DIRECTOR OF THE
COMPANY
15 SPECIAL RESOLUTION FOR CONSIDERATION FOR FOR Management
OF ISSUE OF SECURED/UNSECURED
REDEEMABLE NON-CONVERTIBLE
DEBENTURES/BONDS AGGREGATING UP TO INR
4500 CRORE
--------------------------------------------------------------------------------
NMDC LTD, HYDERABAD
Ticker: Security ID: Y62393114
Meeting Date: AUG 02, 2016 Meeting Type: Other Meeting
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 SPECIAL RESOLUTION PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 68, 69 & 70 OF
THE COMPANIES ACT, 2013 AND RULES
FRAMED THERE UNDER INCLUDING ANY
AMENDMENTS, STATUTORY MODIFICATIONS OR
RE-ENACTMENTS THEREOF, AND IN
COMPLIANCE WITH SECURITIES AND
EXCHANGE BOARD
--------------------------------------------------------------------------------
NMDC LTD, HYDERABAD
Ticker: Security ID: Y62393114
Meeting Date: SEP 29, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
FINANCIAL STATEMENTS (STANDALONE AND
CONSOLIDATED) OF THE COMPANY FOR THE
YEAR ENDED 31ST MARCH 2016 INCLUDING
AUDITED BALANCE SHEET AS AT 31ST MARCH
2016, THE STATEMENT OF PROFIT AND LOSS
AND CASH FLOW STATEMENT FOR THE
3 TO CONFIRM THE PAYMENT OF INTERIM FOR FOR Management
DIVIDENDS ON EQUITY SHARES AGGREGATING
TO RS 11.00 PER EQUITY SHARE OF RS 1.
00 EACH FOR THE FINANCIAL YEAR 2015-16
4 TO APPOINT A DIRECTOR IN PLACE OF DR. FOR FOR Management
T.R.K. RAO (DIN: 01312449), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT AS DIRECTOR
(COMMERCIAL) OF THE COMPANY
5 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
P.K. SATPATHY, (DIN: 07036432), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT AS DIRECTOR
(PRODUCTION) OF THE COMPANY
6 TO FIX REMUNERATION OF STATUTORY FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR
2016-17 IN TERMS OF THE SECTION 142 OF
THE COMPANIES ACT, 2013, THE
REMUNERATION OF AUDITORS OF GOVERNMENT
COMPANIES, APPOINTED BY COMPTROLLER
AND AUDITOR-GENERAL OF INDIA, SHALL BE
FIXED BY
7 TO APPOINT CA ARUN KUMAR SRIVASTAVA FOR FOR Management
(DIN: 01940109) AS AN INDEPENDENT
DIRECTOR AND IN THIS REGARD TO
CONSIDER AND IF THOUGHT FIT, TO PASS,
WITH OR WITHOUT MODIFICATION(S) THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT CA ARUN
KUMAR SRI
8 TO APPOINT SMT BHAGWATI MAHESH BALDEWA FOR FOR Management
(DIN: 01537251) AS AN INDEPENDENT
DIRECTOR AND IN THIS REGARD TO
CONSIDER AND IF THOUGHT FIT, TO PASS,
WITH OR WITHOUT MODIFICATION(S) THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT SMT
BHAGWATI M
9 TO APPOINT SHRI RAJESH KUMAR MANGAL FOR FOR Management
(DIN: 03033081) AS AN INDEPENDENT
DIRECTOR AND IN THIS REGARD TO
CONSIDER AND IF THOUGHT FIT, TO PASS,
WITH OR WITHOUT MODIFICATION(S) THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT SHRI RAJESH
KUMAR
10 TO APPOINT SHRI PRADIP BHARGAVA (DIN: FOR FOR Management
01986827) AS AN INDEPENDENT DIRECTOR
AND IN THIS REGARD TO CONSIDER AND IF
THOUGHT FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S) THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT SHRI PRADIP BHARGAVA
11 TO APPOINT DR. SYAMAL KUMAR SARKAR FOR FOR Management
(DIN: 07387840) AS AN INDEPENDENT
DIRECTOR AND IN THIS REGARD TO
CONSIDER AND IF THOUGHT FIT, TO PASS,
WITH OR WITHOUT MODIFICATION(S) THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT DR. SYAMAL
KUMAR S
12 TO APPOINT SHRI SHYAM MURARI NIGAM FOR FOR Management
(DIN: 07355272) AS AN INDEPENDENT
DIRECTOR AND IN THIS REGARD TO
CONSIDER AND IF THOUGHT FIT, TO PASS,
WITH OR WITHOUT MODIFICATION(S) THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT SHRI SHYAM
MURARI
13 TO APPOINT SHRI SANDEEP TULA (DIN: FOR FOR Management
07261884) AS A WHOLE-TIME DIRECTOR AND
IN THIS REGARD TO CONSIDER AND IF
THOUGHT FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S) THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT SHRI SANDEEP TULA (DIN:
07
14 TO RATIFY THE REMUNERATION OF THE COST FOR FOR Management
AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR 2016-17 AND IN THIS
REGARD TO CONSIDER AND IF THOUGHT FIT
TO PASS WITH OR WITHOUT
MODIFICATION(S) THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURS
15 TO KEEP REGISTER OF MEMBERS AT OTHER FOR FOR Management
PLACE AND IN THIS REGARD TO CONSIDER
AND, IF THOUGHT FIT, TO PASS, WITH OR
WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION:
"RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTIONS 88, 94 AND OTH
--------------------------------------------------------------------------------
NOVATEK MICROELECTRONICS CORP, HSINCHU
Ticker: Security ID: Y64153102
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. CASH
DIVIDENDS : TOTALING NT 4,259,580,283
FROM EARNINGS, APPROXIMATELY NT 7 PER
SHARE
4 TO AMEND THE COMPANYS PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL, LIPETSK
Ticker: Security ID: 67011E204
Meeting Date: SEP 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PAY (DECLARE) DIVIDENDS BASED ON 1H FOR FOR Management
2016 PERFORMANCE ON COMMON SHARES IN
CASH IN THE AMOUNT OF RUB 1.08 PER
COMMON SHARE. SET THE DATE OF
DETERMINING THE LIST OF PERSONS
ENTITLED TO DIVIDENDS: 12 OCTOBER 2016
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL, LIPETSK
Ticker: Security ID: 67011E204
Meeting Date: DEC 23, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO PAY (DECLARE) DIVIDENDS FOR 9M 2016 FOR FOR Management
IN CASH IN THE AMOUNT OF RUB 3.63 PER
COMMON SHARE. TO SET THE DATE UPON
WHICH THE SHAREHOLDERS ENTITLED TO
DIVIDENDS WILL BE DETERMINED AS 9
JANUARY 2017
2 TO APPROVE THE REVISED VERSION OF FOR FOR Management
NLMK'S CHARTER
3 TO APPROVE THE REVISED VERSION OF FOR FOR Management
REGULATIONS ON NLMK'S GENERAL
SHAREHOLDERS' MEETING
4 TO APPROVE THE REVISED VERSION OF FOR FOR Management
REGULATIONS ON NLMK'S BOARD OF
DIRECTORS
5 TO APPROVE THE REVISED VERSION OF FOR FOR Management
REGULATIONS ON NLMK'S MANAGEMENT BOARD
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL, LIPETSK
Ticker: Security ID: 67011E204
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE NLMK'S 2016 ANNUAL REPORT FOR FOR Management
3 APPROVE NLMK'S 2016 ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS, INCLUDING
PROFIT AND LOSS STATEMENT
4 APPROVE NLMK'S PROFIT DISTRIBUTION FOR FOR Management
BASED ON THE RESULTS OF THE REPORTING
YEAR 2016: TO PAY (DECLARE) FY2016
DIVIDENDS ON ORDINARY SHARES IN CASH
AT RUB 9.22 PER ORDINARY SHARE,
INCLUDING FROM THE COMPANY'S RETAINED
EARNINGS FROM PRIOR YEARS. TAKING INTO
A
5 PAY (DECLARE) Q1 2017 DIVIDENDS ON FOR FOR Management
ORDINARY SHARES IN CASH AT RUB 2.35
PER ORDINARY SHARE. SET THE DATE, UPON
WHICH THE SHAREHOLDERS ENTITLED TO THE
DIVIDENDS WILL BE DETERMINED AS 14
JUNE 2017
7 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: OLEG V. BAGRIN
8 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: THOMAS VERASZTO
9 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: HELMUT WIESER
10 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: NIKOLAI A. GAGARIN
11 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: VLADIMIR S. LISIN
12 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: KAREN R. SARKISOV
13 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: STANISLAV SHEKSHNYA
14 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: BENEDICT SCIORTINO
15 TO ELECT MEMBER OF THE NLMK'S BOARD OF FOR FOR Management
DIRECTORS: FRANZ STRUZL
16 TO ELECT OLEG V. BAGRIN AS PRESIDENT FOR FOR Management
(CHAIRMAN OF THE MANAGEMENT BOARD) OF
NLMK
17 TO ELECT NLMK'S INTERNAL AUDIT FOR FOR Management
COMMISSION AS FOLLOWS: YULIA KUNIKHINA
18 TO ELECT NLMK'S INTERNAL AUDIT FOR FOR Management
COMMISSION AS FOLLOWS: MIKHAIL MAKEEV
19 TO ELECT NLMK'S INTERNAL AUDIT FOR FOR Management
COMMISSION AS FOLLOWS: NATALIA SAVINA
20 TO ELECT NLMK'S INTERNAL AUDIT FOR FOR Management
COMMISSION AS FOLLOWS: ELENA
SKLADCHIKOVA
21 TO ELECT NLMK'S INTERNAL AUDIT FOR FOR Management
COMMISSION AS FOLLOWS: SERGEY USHKOV
22 APPROVE THE RESOLUTION ON PAYMENT OF FOR FOR Management
REMUNERATION TO THE MEMBERS OF NLMK'S
BOARD OF DIRECTORS
23 APPROVE JSC "PRICEWATERHOUSECOOPERS FOR FOR Management
AUDIT" /OGRN 1027700148431/ AS THE
AUDITOR OF NLMK'S 2017 RAS (RUSSIAN
ACCOUNTING STANDARDS) FINANCIAL
STATEMENTS
24 ENGAGE JSC "PRICEWATERHOUSECOOPERS FOR FOR Management
AUDIT" /OGRN 1027700148431/ TO CARRY
OUT AUDIT OF NLMK'S 2017 IFRS
(INTERNATIONAL FINANCIAL REPORTING
STANDARDS) CONSOLIDATED FINANCIAL
STATEMENTS
--------------------------------------------------------------------------------
NTPC LTD, NEW DELHI
Ticker: Security ID: Y6421X116
Meeting Date: SEP 20, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF AUDITED STANDALONE FOR FOR Management
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY FOR
THE YEAR ENDED MARCH 31, 2016, THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
3 CONFIRMATION OF PAYMENT OF INTERIM FOR FOR Management
DIVIDEND (INR 1.60 PER SHARE) AND TO
DECLARE FINAL DIVIDEND (INR 1.75 PER
SHARE) FOR THE YEAR 2015-16
4 RE-APPOINTMENT OF SHRI S.C.PANDEY FOR FOR Management
(DIN: 03142319), WHO RETIRES BY
ROTATION
5 RE-APPOINTMENT OF SHRI KULAMANI FOR FOR Management
BISWAL(DIN: 03318539), WHO RETIRES BY
ROTATION
6 FIXATION OF REMUNERATION OF STATUTORY FOR FOR Management
AUDITORS
7 APPOINTMENT OF SHRI GURDEEP SINGH FOR FOR Management
(DIN: 00307037), AS CHAIRMAN &
MANAGING DIRECTOR
8 APPOINTMENT OF SHRI ANIRUDDHA KUMAR FOR FOR Management
(DIN: 07325440), AS DIRECTOR
9 APPOINTMENT OF SHRI RAJESH JAIN (DIN: FOR FOR Management
00103150), AS INDEPENDENT DIRECTOR
10 APPOINTMENT OF DR. GAURI TRIVEDI (DIN: FOR FOR Management
06502788), AS INDEPENDENT DIRECTOR
11 APPOINTMENT OF SHRI SEETHAPATHY FOR FOR Management
CHANDER (DIN: 02336635) AS INDEPENDENT
DIRECTOR
12 RAISING OF FUNDS UPTO INR15,000 CRORE FOR FOR Management
THROUGH ISSUE OF BONDS/DEBENTURES ON
PRIVATE PLACEMENT BASIS
13 RATIFICATION OF REMUNERATION OF THE FOR FOR Management
COST AUDITORS FOR THE FINANCIAL YEAR
2016-17
--------------------------------------------------------------------------------
OCI COMPANY LTD, SEOUL
Ticker: Security ID: Y6435J103
Meeting Date: MAR 22, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 APPROVAL OF CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENT
3 APPROVAL OF PARTIAL AMENDMENT TO FOR FOR Management
ARTICLES OF INCORPORATION
4 ELECTION OF OUTSIDE DIRECTOR: KIM YONG FOR FOR Management
HWAN
5 ELECTION OF OUTSIDE DIRECTOR: BAN JANG FOR FOR Management
SIK
6 ELECTION OF OUTSIDE DIRECTOR: YU KI FOR FOR Management
PUNG
7 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
KIM YONG HWAN
8 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
BAN JANG SIK
9 ELECTION OF AUDIT COMMITTEE MEMBER: YU FOR FOR Management
KI PUNG
10 APPROVAL OF LIMIT OF REMUNERATION FOR FOR FOR Management
DIRECTORS
11 APPROVAL OF AMENDMENT ON RETIREMENT FOR FOR Management
BENEFIT PLAN FOR DIRECTORS
--------------------------------------------------------------------------------
OHL MEXICO SAB DE CV
Ticker: Security ID: P7356Z100
Meeting Date: APR 06, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION AND IF ANY APPROVAL, OF FOR FOR Management
THE FOLLOWING REPORTS AND THE OPINION
OF THE BOARD OF DIRECTORS BASED ON THE
ARTICLE 28 FRACTION IV, SUBSECTION A B
C D AND E OF THE LEY DEL MERCADO DE
VALORES, REGARDING THE FISCAL YEAR
FROM JANUARY 1 TO DECEMBER 31 2
2 PRESENTATION AND IF ANY APPROVAL, OF FOR FOR Management
THE FOLLOWING REPORTS AND THE OPINION
OF THE BOARD OF DIRECTORS BASED ON THE
ARTICLE 28 FRACTION IV, SUBSECTION A B
C D AND E OF THE LEY DEL MERCADO DE
VALORES, REGARDING THE FISCAL YEAR
FROM JANUARY 1 TO DECEMBER 31 2
3 PRESENTATION AND IF ANY APPROVAL, OF FOR FOR Management
THE FOLLOWING REPORTS AND THE OPINION
OF THE BOARD OF DIRECTORS BASED ON THE
ARTICLE 28 FRACTION IV, SUBSECTION A B
C D AND E OF THE LEY DEL MERCADO DE
VALORES, REGARDING THE FISCAL YEAR
FROM JANUARY 1 TO DECEMBER 31 2
4 PRESENTATION AND IF ANY APPROVAL, OF FOR FOR Management
THE FOLLOWING REPORTS AND THE OPINION
OF THE BOARD OF DIRECTORS BASED ON THE
ARTICLE 28 FRACTION IV, SUBSECTION A B
C D AND E OF THE LEY DEL MERCADO DE
VALORES, REGARDING THE FISCAL YEAR
FROM JANUARY 1 TO DECEMBER 31 2
5 PRESENTATION AND IF ANY APPROVAL, OF FOR FOR Management
THE FOLLOWING REPORTS AND THE OPINION
OF THE BOARD OF DIRECTORS BASED ON THE
ARTICLE 28 FRACTION IV, SUBSECTION A B
C D AND E OF THE LEY DEL MERCADO DE
VALORES, REGARDING THE FISCAL YEAR
FROM JANUARY 1 TO DECEMBER 31 2
6 RESOLUTION IN RELATION TO THE FOR FOR Management
IMPLEMENTATION OF RESULTS OF THE
FISCAL YEAR ENDED ON DECEMBER 31 2016
7 PROPOSAL AND, IF ANY, APPROVAL OF THE FOR FOR Management
DECREE AND PAYMENT OF DIVIDENDS TO
SHAREHOLDERS
8 RESOLUTION ABOUT: THE MAXIMUM AMOUNT FOR FOR Management
BE USED FOR PURCHASE OF OWN SHARES
BASED ON THE ARTICLE 56, FRACTION IV
OF THE LEY DEL MERCADO DE VALORES
9 RESOLUTION ABOUT: ORT ON POLICIES AND FOR FOR Management
AGREEMENTS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY,
CORRESPONDING ON THE PURCHASE AND SALE
OF THAT SHARES FOR THE PERIOD APRIL
2017 - APRIL 2018
10 REVOCATION, APPOINTMENT OR, IF ANY, FOR FOR Management
RATIFICATION OF MEMBERS OF THE BOARD
OF DIRECTORS, ALTERNATE DIRECTORS,
SECRETARIES AND PRESIDENTS OF SPECIAL
COMMITTEES. RESOLUTIONS, INCLUDING THE
DETERMINATION OF ITS REMUNERATIONS AND
QUALIFICATION OF INDEPENDENCE O
11 DESIGNATION OF SPECIAL DELEGATES FOR FOR Management
--------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD, DEHRADUN
Ticker: Security ID: Y64606133
Meeting Date: SEP 08, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED ON 31ST MARCH, 2016, TOGETHER
WITH THE BOARD'S REPORT AND THE
AUDITORS' REPORT THEREON AND COMMENTS
OF
2 TO CONFIRM THE PAYMENT OF TWO INTERIM FOR FOR Management
DIVIDENDS AND DECLARE FINAL DIVIDEND
ON EQUITY SHARES FOR THE FY 2015-16:
INR 3.25 PER EQUITY SHARE
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
T K SENGUPTA, WHO RETIRES BY ROTATION
AND BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO AUTHORISE BOARD OF DIRECTORS OF THE FOR FOR Management
COMPANY TO FIX THE REMUNERATION OF THE
JOINT STATUTORY AUDITORS OF THE
COMPANY FOR THE FINANCIAL YEAR
2016-17, IN TERMS OF THE PROVISIONS OF
SECTION 139 (5) READ WITH SECTION 142
OF THE COMPANIES ACT, 2013
5 TO APPOINT SHRI A K SRINIVASAN (DIN- FOR FOR Management
07168305) AS DIRECTOR OF THE COMPANY
6 TO APPOINT SHRI AJAI MALHOTRA (DIN- FOR FOR Management
07361375) AS DIRECTOR OF THE COMPANY
7 TO APPOINT PROF. S B KEDARE FOR FOR Management
(DIN-01565171) AS DIRECTOR OF THE
COMPANY
8 TO APPOINT SHRI K M PADMANABHAN (DIN- FOR FOR Management
00254109) AS DIRECTOR OF THE COMPANY
9 TO APPOINT SHRI A P SAWHNEY FOR FOR Management
(DIN-03359323) AS DIRECTOR OF THE
COMPANY
10 TO APPOINT SHRI AMAR NATH FOR FOR Management
(DIN-05130108) AS DIRECTOR OF THE
COMPANY
11 TO RATIFY THE REMUNERATION OF THE COST FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR ENDING
31ST MARCH, 2017
--------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD, DEHRADUN
Ticker: Security ID: Y64606133
Meeting Date: DEC 10, 2016 Meeting Type: Other Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ORDINARY RESOLUTION FOR ISSUE OF BONUS FOR FOR Management
SHARES
--------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC, MOSCOW
Ticker: Security ID: 69343P105
Meeting Date: DEC 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ON PAYMENT (DECLARATION) OF DIVIDENDS FOR FOR Management
BASED ON THE RESULTS OF THE FIRST NINE
MONTHS OF 2016: TO PAY DIVIDENDS ON
ORDINARY SHARES OF PJSC "LUKOIL" BASED
ON THE RESULTS OF THE FIRST NINE
MONTHS OF 2016 IN THE AMOUNT OF 75
ROUBLES PER ORDINARY SHARE. TO SET
2 ON PAYMENT OF A PART OF THE FOR FOR Management
REMUNERATION TO MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC "LUKOIL" FOR
THEIR PERFORMANCE OF THE FUNCTIONS OF
THE MEMBERS OF THE BOARD OF DIRECTORS:
TO PAY A PART OF THE REMUNERATION TO
MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC
--------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC, MOSCOW
Ticker: Security ID: 69343P105
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE ANNUAL REPORT OF PJSC FOR FOR Management
"LUKOIL" FOR 2016, ANNUAL ACCOUNTING
(FINANCIAL) STATEMENTS, INCLUDING THE
INCOME STATEMENT OF THE COMPANY, AND
ALSO DISTRIBUTE THE PROFITS BASED ON
THE 2016 ANNUAL RESULTS AS FOLLOWS:
THE NET PROFIT OF PJSC "LUKOIL" B
4 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
ALEKPEROV, VAGIT YUSUFOVICH
5 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
BLAZHEEV, VICTOR VLADIMIROVICH
6 ELECTION OF BOARD OF DIRECTOR: GATI, FOR FOR Management
TOBY TRISTER
7 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
GRAYFER, VALERY ISAAKOVICH
8 ELECTION OF BOARD OF DIRECTOR: IVANOV FOR FOR Management
IGOR SERGEEVICH
9 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
MAGANOV, RAVIL ULFATOVICH
10 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
MUNNINGS, ROGER
11 ELECTION OF BOARD OF DIRECTOR: MATZKE, FOR FOR Management
RICHARD
12 ELECTION OF BOARD OF DIRECTOR: FOR FOR Management
NIKOLAEV, NIKOLAI MIKHAILOVICH
13 ELECTION OF BOARD OF DIRECTOR: PICTET, FOR FOR Management
IVAN
14 ELECTION OF BOARD OF DIRECTOR: FEDUN, FOR FOR Management
LEONID ARNOLDOVICH
15 ELECTION OF BOARD OF DIRECTOR: KHOBA, FOR FOR Management
LYUBOV NIKOLAEVNA
16 ELECTION OF THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION OF PJSC "LUKOIL":
VRUBLEVSKIY, IVAN NIKOLAEVICH
17 ELECTION OF THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION OF PJSC "LUKOIL": SULOEV,
PAVEL ALEKSANDROVICH
18 ELECTION OF THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION OF PJSC "LUKOIL": SURKOV,
ALEKSANDR VIKTOROVICH
19 TO PAY REMUNERATION AND REIMBURSE FOR FOR Management
EXPENSES TO MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC "LUKOIL" PURSUANT TO
APPENDIX NO.1 HERETO
20 TO ESTABLISH THE AMOUNTS OF FOR FOR Management
REMUNERATION FOR THE NEWLY ELECTED
MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC "LUKOIL" PURSUANT TO APPENDIX NO.
2 HERETO
21 TO PAY REMUNERATION TO THE MEMBERS OF FOR FOR Management
THE AUDIT COMMISSION OF PJSC "LUKOIL"
IN THE FOLLOWING AMOUNTS: I.N.
VRUBLEVSKIY - 3,500,000 ROUBLES P.A.
SULOEV - 3,500,000 ROUBLES A.V. SURKOV
- 3,500,000 ROUBLES
22 TO DEEM IT APPROPRIATE TO RETAIN THE FOR FOR Management
AMOUNTS OF REMUNERATION FOR MEMBERS OF
THE AUDIT COMMISSION OF PJSC "LUKOIL"
ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" OF 23 JUNE 2016 (MINUTES NO.
1)
23 TO APPROVE THE INDEPENDENT AUDITOR OF FOR FOR Management
PJSC "LUKOIL" - JOINT STOCK COMPANY
KPMG
24 TO APPROVE AMENDMENTS AND ADDENDA TO FOR FOR Management
THE CHARTER OF PUBLIC JOINT STOCK
COMPANY "OIL COMPANY "LUKOIL",
PURSUANT TO THE APPENDIX HERETO
25 TO APPROVE AMENDMENTS AND ADDENDA TO FOR FOR Management
THE REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE GENERAL
SHAREHOLDERS MEETING OF PJSC "LUKOIL",
PURSUANT TO THE APPENDIX HERETO
26 TO APPROVE AMENDMENTS TO THE FOR FOR Management
REGULATIONS ON THE BOARD OF DIRECTORS
OF PJSC "LUKOIL", PURSUANT TO THE
APPENDIX HERETO
27 TO TAKE A DECISION ON GIVING CONSENT FOR FOR Management
TO AN INTERESTED-PARTY TRANSACTION -
CONTRACT (POLICY) ON INSURING THE
LIABILITY OF DIRECTORS, OFFICERS AND
COMPANIES BETWEEN PJSC "LUKOIL"
(POLICYHOLDER) AND OAO KAPITAL
INSURANCE (INSURER) ON THE TERMS AND
CONDITIONS
--------------------------------------------------------------------------------
OIL INDIA LTD, NOIDA
Ticker: Security ID: Y64210100
Meeting Date: SEP 24, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2016 TOGETHER WITH REPORTS
OF THE BOARD OF DIRECTORS AND THE
AUDITORS THEREON
2 TO CONFIRM INTERIM DIVIDEND AND TO FOR FOR Management
DECLARE FINAL DIVIDEND ON EQUITY
SHARES FOR THE FINANCIAL YEAR 2015-16:
FINAL DIVIDEND @ RS.8/- PER SHARE
3 TO APPOINT A DIRECTOR IN PLACE OF SMT. FOR FOR Management
R.S.BORAH, DIRECTOR (FINANCE) (DIN :
06700534), WHO RETIRES BY ROTATION AND
OFFERS HERSELF FOR RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
SUDHAKAR MAHAPATRA, DIRECTOR (E&D)
(DIN : 06941346), WHO RETIRES BY
ROTATION AND OFFERS HIMSELF FOR
RE-APPOINTMENT
5 TO AUTHORIZE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE REMUNERATION / FEES OF THE
STATUTORY AUDITORS FOR THE FY 2016-17
6 TO APPOINT SHRI UTPAL BORA (DIN : FOR FOR Management
07567357) AS CHAIRMAN AND MANAGING
DIRECTOR OF THE COMPANY
7 TO RATIFY THE REMUNERATION OF THE COST FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2017
8 TO APPROVE ISSUANCE OF DEBENTURES ON FOR FOR Management
PRIVATE PLACEMENT BASIS
--------------------------------------------------------------------------------
OIL INDIA LTD, NOIDA
Ticker: Security ID: Y64210100
Meeting Date: JAN 05, 2017 Meeting Type: Other Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUE OF BONUS SHARES (1:3) FOR FOR Management
--------------------------------------------------------------------------------
OPEN JOINT STOCK COMPANY SURGUTNEFTEGAS
Ticker: Security ID: 868861204
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE ANNUAL REPORT OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" FOR 2016
3 TO APPROVE THE ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS OF OJSC
"SURGUTNEFTEGAS" FOR 2016
4 TO APPROVE THE DISTRIBUTION OF PROFIT FOR FOR Management
(LOSS) OF OJSC "SURGUTNEFTEGAS" FOR
2016. TO DECLARE DIVIDEND PAYMENT FOR
2016: RUB 0.6 PER PREFERENCE SHARE OF
OJSC "SURGUTNEFTEGAS"; RUB 0.6 PER
ORDINARY SHARE OF OJSC
"SURGUTNEFTEGAS" WITH TOTAL AMOUNT OF
DIVIDENDS
5 "TO APPROVE THE FOLLOWING AMENDMENTS FOR FOR Management
TO THE REGULATIONS ON THE AUDITING
COMMITTEE OF OJSC "SURGUTNEFTEGAS": TO
PRESENT CLAUSE 4.7 OF THE REGULATIONS
IN THE FOLLOWING WORDING: 4.7. UNDER
THE RESOLUTION OF THE GENERAL
SHAREHOLDERS' MEETING, EACH MEMBER OF T
6 "TO PAY TO EACH MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS OF OJSC "SURGUTNEFTEGAS" WHO
DOES NOT ACT AS CHAIRMAN OF THE BOARD
OF DIRECTORS OR DIRECTOR GENERAL OF
THE COMPANY AND IS NOT AN EMPLOYEE OF
THE COMPANY BASIC REMUNERATION FOR THE
PERIOD WHEN HE/SHE ACTED A
7 TO PAY TO EACH MEMBER OF THE AUDITING FOR FOR Management
COMMITTEE OF OJSC "SURGUTNEFTEGAS" THE
REMUNERATION IN THE AMOUNT DETERMINED
BY THE REGULATIONS ON THE AUDITING
COMMITTEE OF OJSC "SURGUTNEFTEGAS"
9 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
AGARYOV ALEXANDER VALENTINOVICH
10 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
BOGDANOV VLADIMIR LEONIDOVICH
11 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
BULANOV ALEXANDER NIKOLAEVICH
12 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
DINICHENKO IVAN KALISTRATOVICH
13 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
EROKHIN VLADIMIR PETROVICH
14 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
KRIVOSHEEV VIKTOR MIKHAILOVICH
15 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
MATVEEV NIKOLAI IVANOVICH
16 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
RARITSKY VLADIMIR IVANOVICH
17 ELECTION OF MEMBER OF OJSC FOR FOR Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
USMANOV ILDUS SHAGALIEVICH
18 ELECTION OF MEMBER OF OJSC FOR AGAINST Management
"SURGUTNEFTEGAS" BOARD OF DIRECTORS:
SHASHKOV VLADIMIR ALEKSANDROVICH
19 TO ELECT THE FOLLOWING PERSON TO OJSC FOR FOR Management
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
KLINOVSKAYA TAISIYA PETROVNA
20 TO ELECT THE FOLLOWING PERSON TO OJSC FOR FOR Management
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
MUSIKHINA VALENTINA VIKTOROVNA
21 TO ELECT THE FOLLOWING PERSON TO OJSC FOR FOR Management
"SURGUTNEFTEGAS" AUDITING COMMITTEE:
OLEYNIK TAMARA FEDOROVNA
22 TO APPROVE LIMITED LIABILITY COMPANY FOR FOR Management
"ROSEXPERTIZA" AS THE AUDITOR OF OJSC
"SURGUTNEFTEGAS" FOR 2017
23 AUTHORIZATION OF AN INTERESTED PARTY FOR FOR Management
TRANSACTION
--------------------------------------------------------------------------------
ORANGE POLSKA S.A., WARSAW
Ticker: Security ID: X5984X100
Meeting Date: JUL 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN FOR FOR Management
4 DETERMINING THE VALIDITY OF THE FOR FOR Management
MEETING AND THAT IT IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
5 APPROVAL OF THE AGENDA FOR FOR Management
6 ELECTION OF THE SCRUTINY COMMITTEE FOR FOR Management
7 ADOPTION OF A RESOLUTION ON THE MERGER FOR FOR Management
OF THE COMPANY WITH ORANGE CUSTOMER
SERVICE SP. Z O.O. AND TP INVEST SP. Z
O.O.
8 ADOPTION OF A RESOLUTIONS ON AMENDING FOR FOR Management
THE ARTICLES OF ASSOCIATION
9 ADOPTION OF A RESOLUTION ON ADOPTION FOR FOR Management
OF THE UNIFIED TEXT OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------
ORANGE POLSKA S.A., WARSAW
Ticker: Security ID: X5984X100
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT THAT THE MEETING IS VALID FOR FOR Management
AND CAPABLE TO ADOPT RESOLUTIONS
6 ELECTION OF THE SCRUTINY COMMISSION FOR FOR Management
7 REVIEW OF: THE MANAGEMENT BOARDS FOR FOR Management
REPORT ON THE ACTIVITY OF ORANGE
POLSKA S.A. AND THE FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
8 REVIEW OF: THE MANAGEMENT BOARDS FOR FOR Management
MOTION ON COVERING OF THE COMPANY'S
NET LOSS FOR 2016 FINANCIAL YEAR
9 REVIEW OF: THE MANAGEMENT BOARDS FOR FOR Management
MOTION CONCERNING DISTRIBUTION OF THE
ORANGE POLSKA S.A. PROFIT FROM THE
PREVIOUS YEARS
10 REVIEW OF: THE MANAGEMENT BOARDS FOR FOR Management
REPORT ON THE ACTIVITY OF ORANGE
POLSKA GROUP AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
11 REVIEW OF: THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD FOR THE 2016
FINANCIAL YEAR
12 REVIEW OF: THE MANAGEMENT BOARDS FOR FOR Management
MOTION CONCERNING DISTRIBUTION OF TP
INVEST SP. Z O.O. AND ORANGE CUSTOMER
SERVICE SP. Z O.O. NET PROFIT FOR 9
MONTHS OF THE 2016 FINANCIAL YEAR
13 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: APPROVAL OF THE MANAGEMENT
BOARDS REPORT ON THE ACTIVITY OF
ORANGE POLSKA S.A. IN THE 2016
FINANCIAL YEAR
14 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: APPROVAL OF ORANGE POLSKA
S.A. FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
15 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: COVERING THE COMPANY'S NET
LOSS FOR THE 2016 FINANCIAL YEAR
16 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: DISTRIBUTION OF THE ORANGE
POLSKA S.A. PROFIT FROM THE PREVIOUS
YEARS
17 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: APPROVAL OF THE MANAGEMENT
BOARDS REPORT ON THE ACTIVITY OF
ORANGE POLSKA GROUP IN THE 2016
FINANCIAL YEAR
18 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 2016 FINANCIAL YEAR
19 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: GRANTING APPROVAL OF
PERFORMANCE OF THEIR DUTIES AS MEMBERS
OF ORANGE POLSKA S.A. GOVERNING BODIES
IN THE FINANCIAL YEAR 2016
20 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: DISTRIBUTION OF TP INVEST
SP. Z O.O. AND ORANGE CUSTOMER SERVICE
SP Z O.O. NET PROFIT FOR 9 MONTHS OF
THE 2016 FINANCIAL YEAR
21 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: GRANTING APPROVAL OF
PERFORMANCE OF THEIR DUTIES AS MEMBERS
OF TP INVEST SP. Z O.O. GOVERNING
BODIES IN THE 2016 FINANCIAL YEAR
22 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
CONCERNING: GRANTING APPROVAL OF
PERFORMANCE OF THEIR DUTIES AS MEMBERS
OF ORANGE CUSTOMER SERVICES SP. Z O.O.
GOVERNING BODIES IN THE 2016 FINANCIAL
YEAR
23 ADOPTION OF THE RESOLUTION ON FOR FOR Management
AMENDMENT OF THE REGULATIONS OF THE
GENERAL MEETING
24 ELECT FEDERICO COLOM ARTOLA AS FOR FOR Management
SUPERVISORY BOARD MEMBER
25 ELECT JOHN RUSSELL HOULDEN AS FOR FOR Management
SUPERVISORY BOARD MEMBER
26 ELECT PATRICE LAMBERT DE DIESBACH AS FOR FOR Management
SUPERVISORY BOARD MEMBER
27 ELECT VALERIE THEROND AS SUPERVISORY FOR FOR Management
BOARD MEMBER
--------------------------------------------------------------------------------
ORIENTAL BANK OF COMMERCE, NEW DELHI
Ticker: Security ID: Y6495G114
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 "TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
BALANCE SHEET OF THE BANK AS AT 31ST
MARCH 2017, PROFIT AND LOSS ACCOUNT OF
THE BANK FOR THE YEAR ENDED 31ST MARCH
2017, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVER
2 TO CONSIDER AND IF THOUGHT FIT, PASS FOR FOR Management
WITH OR WITHOUT MODIFICATION, THE
FOLLOWING RESOLUTION(S) AS SPECIAL
RESOLUTION: "RESOLVED THAT PURSUANT TO
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1980 (HEREINAFTER
REFERRED
--------------------------------------------------------------------------------
PEGATRON CORPORATION
Ticker: Security ID: Y6784J100
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS.
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS.
PROPOSED CASH DIVIDEND: TWD 5 PER
SHARE.
4 AMENDMENT TO THE COMPANY'S ARTICLES OF FOR FOR Management
INCORPORATION.
5 AMENDMENT TO THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: OCT 20, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE MR ZHANG FOR FOR Management
JIANHUA AS A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
DECLARATION AND PAYMENT OF THE FINAL
DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016 IN THE AMOUNT AND IN THE
MANNER RECOMMENDED BY THE BOARD OF
DIRECTORS
7 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORISATION OF THE BOARD OF
DIRECTORS TO DETERMINE THE
DISTRIBUTION OF INTERIM DIVIDENDS FOR
THE YEAR 2017
8 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF KPMG HUAZHEN AND KPMG,
AS THE DOMESTIC AND INTERNATIONAL
AUDITORS OF THE COMPANY, RESPECTIVELY,
FOR THE YEAR 2017 AND TO AUTHORISE THE
BOARD OF DIRECTORS TO DETERMINE THEIR
REMUNERATION
9 TO CONSIDER AND APPROVE, BY WAY OF FOR FOR Management
SPECIAL RESOLUTION, TO GRANT A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO
ISSUE AND DEAL WITH DOMESTIC SHARES (A
SHARES) AND/OR OVERSEAS LISTED FOREIGN
SHARES (H SHARES) OF THE COMPANY OF
NOT MORE THAN 20% OF EACH OF I
10 TO CONSIDER AND APPROVE, BY WAY OF FOR FOR Management
SPECIAL RESOLUTION, TO UNCONDITIONALLY
GRANT A GENERAL MANDATE TO THE BOARD
OF DIRECTORS TO DETERMINE AND DEAL
WITH THE ISSUE OF DEBT FINANCING
INSTRUMENTS OF THE COMPANY WITH AN
OUTSTANDING BALANCE AMOUNT OF UP TO
RMB10
11 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG YILIN AS A DIRECTOR OF THE
COMPANY
12 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. WANG DONGJIN AS A DIRECTOR OF
THE COMPANY
13 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. YU BAOCAI AS A DIRECTOR OF THE
COMPANY
14 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LIU YUEZHEN AS A DIRECTOR OF
THE COMPANY
15 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LIU HONGBIN AS A DIRECTOR OF
THE COMPANY
16 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. HOU QIJUN AS A DIRECTOR OF THE
COMPANY
17 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. DUAN LIANGWEI AS A DIRECTOR OF
THE COMPANY
18 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. QIN WEIZHONG AS A DIRECTOR OF
THE COMPANY
19 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LIN BOQIANG AS A DIRECTOR OF
THE COMPANY
20 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHANG BIYI AS A DIRECTOR OF THE
COMPANY
21 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MS. ELSIE LEUNG OI-SIE AS A
DIRECTOR OF THE COMPANY
22 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. TOKUCHI TATSUHITO AS A DIRECTOR
OF THE COMPANY
23 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. SIMON HENRY AS A DIRECTOR OF
THE COMPANY
24 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. XU WENRONG AS A SUPERVISOR OF
THE COMPANY
25 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. ZHANG FENGSHAN AS A SUPERVISOR
OF THE COMPANY
26 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. JIANG LIFU AS A SUPERVISOR OF
THE COMPANY
27 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LU YAOZHONG AS A SUPERVISOR OF
THE COMPANY
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR Security ID: 71654V408
Meeting Date: AUG 04, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSED REFORMULATION OF PETROBRAS' FOR FOR Management
BYLAWS
2 CONSOLIDATION OF THE BYLAWS TO REFLECT FOR FOR Management
THE APPROVED ALTERATIONS
3 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS, APPOINTED BY THE
CONTROLLING SHAREHOLDER, IN LINE WITH
ARTICLE 150 OF THE CORPORATION LAW
(LAW 6,404 OF 1976) AND ARTICLE 25 OF
THE COMPANY'S BYLAWS
4 WAIVER, PURSUANT TO ARTICLE 2, ITEM X FOR FOR Management
OF CGPAR RESOLUTION 15 OF MAY 10,
2016, FOR MR. NELSON LUIZ COSTA SILVA,
FROM THE SIX-MONTH PERIOD OF
RESTRICTION TO HOLD A POSITION ON A
PETROBRAS STATUTORY BODY, GIVEN HIS
RECENT WORK AS CEO OF BG SOUTH
AMERICA, TO
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR Security ID: 71654V408
Meeting Date: NOV 30, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS BY MINORITY SHAREHOLDERS,
HOLDING COMMON SHARES, IN COMPLIANCE
WITH ARTICLE 150 OF THE BRAZILIAN
CORPORATION LAW (LAW NO.6,404, OF
12/15/1976) AND ARTICLE 25 OF THE
BYLAWS: MR. MARCELO MESQUITA DE
SIQUEIRA FI
2 PROPOSAL FOR APPROVAL OF THE SALE OF FOR FOR Management
90% (NINETY PERCENT) OF THE STAKE
OWNED BY PETROBRAS IN THE NOVA
TRANSPORTADORA DO SUDESTE-NTS ("NTS")
FOR THE NOVA INFRAESTRUTURA FUNDO DE
INVESTIMENTO EM PARTICIPACOES (EQUITY
FUND MANAGED BY BROOKFIELD ASSET
MANAGEM
3 PROPOSAL FOR PETROBRAS WAIVER IT'S FOR FOR Management
PREEMPTIVE RIGHT TO SUBSCRIBE IN THE
DEBENTURES CONVERTIBLE INTO SHARES
THAT WILL BE ISSUED IN DUE COURSE BY
NTS AS A SUBSIDIARY OF PETROBRAS.
4 PROPOSED REFORM OF BYLAWS OF PETROBRAS. FOR FOR Management
5 CONSOLIDATION OF THE BYLAWS TO REFLECT FOR FOR Management
THE APPROVED CHANGES.
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR Security ID: 71654V408
Meeting Date: JAN 31, 2017 Meeting Type: Special
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL FOR APPROVAL OF DISPOSAL OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
SHARES HELD BY PETROLEO BRASILEIRO S.A.
- PETROBRAS, OF LIQUIGAS
DISTRIBUIDORA S.A., TO COMPANHIA
ULTRAGAZ S.A., A WHOLLY-OWNED
SUBSIDIARY OF ULTRAPAR PARTICIPACOES S.
A., FOR THE AMOUN
2 PROPOSAL FOR APPROVAL OF DISPOSAL OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
SHARES HELD BY PETROLEO BRASILEIRO S.A.
- PETROBRAS OF PETROQUIMICASUAPE AND
CITEPE, TO GRUPO PETROTEMEX, S.A. DE C.
V. ("GRUPO PETROTEMEX") AND DAK
AMERICAS EXTERIOR, S.L. ("DAK"), SUB
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR Security ID: 71654V408
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF 1 MEMBER OF THE FISCAL FOR FOR Management
COUNCIL APPOINTED BY THE CONTROLLING
SHAREHOLDER: MR. ADRIANO PEREIRA DE
PAULA
2 PROPOSAL FOR APPROVAL OF DISPOSAL OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
SHARES HELD BY PETROLEO BRASILEIRO S.A.
- PETROBRAS OF PETROQUIMICA SUAPE AND
CITEPE, TO GRUPO PETROTEMEX, S.A. DE C.
V. ("GRUPO PETROTEMEX") AND DAK
AMERICAS EXTERIOR, S.L. ("DAK"), SU
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS
Ticker: PBR Security ID: 71654V408
Meeting Date: APR 27, 2017 Meeting Type: Special
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ANALYZE MANAGEMENT ACCOUNTS, FOR FOR Management
EXAMINE, DISCUSS AND VOTE ON THE
MANAGEMENT REPORT AND THE COMPANY'S
FINANCIAL STATEMENTS, TOGETHER WITH
THE REPORT OF THE INDEPENDENT AUDITORS
AND THE FISCAL COUNCIL'S REPORT, FOR
THE FISCAL YEAR ENDED DECEMBER 31,
2016.
2 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL: CANDIDATES NOMINATED BY THE
CONTROLLING SHAREHOLDER: PRINCIPAL:
ADRIANO PEREIRA DE PAULA; ALTERNATE:
PAULO JOSE DOS REIS SOUZA. PRINCIPAL:
MARISETE FATIMA DADALD PEREIRA;
ALTERNATE: AGNES MARIA DE ARAGAO COST
3 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL: CANDIDATES NOMINATED BY
MINORITY SHAREHOLDERS: FUNDO DE ACOES
DINAMICA AND BANCLASS FUNDO DE
INVESTIMENTO EM ACOES: PRINCIPAL:
REGINALDO FERREIRA ALEXANDRE;
ALTERNATE: MARCELO GASPARINO DA SILVA
(PLEASE VOTE
4 ELECTION OF THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL: CANDIDATES NOMINATED BY
MINORITY SHAREHOLDERS: GUILHERME
AFFONSO FERREIRA: PRINCIPAL: FRANCISCO
VIDAL LUNA; ALTERNATE: MANUELITO
PEREIRA MAGALHAES JUNIOR (PLEASE VOTE
IN ONLY ONE OPTION: 2A. OR 2B. OR 2C.)
5 ESTABLISHMENT OF THE FINANCIAL FOR FOR Management
COMPENSATION OF DIRECTORS, MEMBERS OF
THE FISCAL COUNCIL AND MEMBERS OF THE
STATUTORY ADVISORY COMMITTEES TO THE
BOARD OF DIRECTORS.
6 AMENDMENT PROPOSAL OF PETROBRAS'S FOR FOR Management
BYLAW.
7 CONSOLIDATION OF THE BYLAW TO REFLECT FOR FOR Management
THE APPROVED AMENDMENTS.
8 PROPOSED INCLUSION OF ADDITIONAL FOR FOR Management
REQUIREMENTS FOR UNIMPEACHABLE
REPUTATION, IN ADDITION TO THOSE
CONTAINED IN ACT 13,303, DATED JUNE
30, 2016, AND OF DECREE 8,945, OF THE
PETROBRAS BOARD OF DIRECTORS AND BOARD
OF EXECUTIVE OFFICERS OF DECEMBER 27,
2016, I
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA - PETROBRAS, RIO DE JANEIRO
Ticker: Security ID: 71654V408
Meeting Date: AUG 04, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSED REFORMULATION OF PETROBRAS' FOR FOR Management
BYLAWS
2 CONSOLIDATION OF THE BYLAWS TO REFLECT FOR FOR Management
THE APPROVED ALTERATIONS
3 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS, APPOINTED BY THE
CONTROLLING SHAREHOLDER, IN LINE WITH
ARTICLE 150 OF THE CORPORATION LAW
(LAW 6,404 OF 1976) AND ARTICLE 25 OF
THE COMPANY'S BYLAWS
4 WAIVER, PURSUANT TO ARTICLE 2, ITEM X FOR FOR Management
OF CGPAR RESOLUTION 15 OF MAY 10,
2016, FOR MR. NELSON LUIZ COSTA SILVA,
FROM THE SIX-MONTH PERIOD OF
RESTRICTION TO HOLD A POSITION ON A
PETROBRAS STATUTORY BODY, GIVEN HIS
RECENT WORK AS CEO OF BG SOUTH
AMERICA, TO
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA - PETROBRAS, RIO DE JANEIRO
Ticker: Security ID: 71654V408
Meeting Date: NOV 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF A MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS BY MINORITY SHAREHOLDERS,
HOLDING COMMON SHARES, IN COMPLIANCE
WITH ARTICLE 150 OF THE BRAZILIAN
CORPORATION LAW (LAW N 6,404, OF
12/15/1976) AND ARTICLE 25 OF THE
BYLAWS: MR. MARCELO MESQUITA DE
SIQUEIRA FIL
2 PROPOSAL FOR APPROVAL OF THE SALE OF FOR FOR Management
90% (NINETY PER CENT) OF THE STAKE
OWNED BY PETROBRAS IN THE NOVA
TRANSPORTADORA DO SUDESTE-NTS ("NTS")
FOR THE NOVA INFRAESTRUTURA FUNDO DE
INVESTIMENTO EM PARTICIPACOES (EQUITY
FUND MANAGED BY BROOKFIELD ASSET MANAGE
3 PROPOSAL FOR PETROBRAS WAIVER IT'S FOR FOR Management
PREEMPTIVE RIGHT TO SUBSCRIBE IN THE
DEBENTURES CONVERTIBLE INTO SHARES
THAT WILL BE ISSUED IN DUE COURSE BY
NTS AS A SUBSIDIARY OF PETROBRAS
4 PROPOSED REFORM OF BYLAWS OF PETROBRAS; FOR FOR Management
5 CONSOLIDATION OF THE BYLAWS TO REFLECT FOR FOR Management
THE APPROVED CHANGES
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA - PETROBRAS, RIO DE JANEIRO
Ticker: Security ID: 71654V408
Meeting Date: JAN 31, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL FOR APPROVAL OF DISPOSAL OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
SHARES HELD BY PETROLEO BRASILEIRO S.A.
- PETROBRAS, OF LIQUIGAS
DISTRIBUIDORA S.A., TO COMPANHIA
ULTRAGAZ S.A., A WHOLLY-OWNED
SUBSIDIARY OF ULTRAPAR PARTICIPACOES S.
A., FOR THE AMOUN
2 PROPOSAL FOR APPROVAL OF DISPOSAL OF FOR FOR Management
100% (ONE HUNDRED PERCENT) OF THE
SHARES HELD BY PETROLEO BRASILEIRO S.A.
- PETROBRAS OF PETROQUIMICASUAPE AND
CITEPE, TO GRUPO PETROTEMEX, S.A. DE C.
V. ("GRUPO PETROTEMEX") AND DAK
AMERICAS EXTERIOR, S.L. ("DAK"), SUB
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA S.A., WARSZAWA
Ticker: Security ID: X6447Z104
Meeting Date: SEP 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECT MEETING CHAIRMAN FOR FOR Management
6 APPROVE AGENDA OF MEETING FOR FOR Management
7 RESOLVE NOT TO ELECT MEMBERS OF VOTE FOR FOR Management
COUNTING COMMISSION
8 APPROVE INCREASE IN SHARE CAPITAL VIA FOR FOR Management
INCREASE IN PAR VALUE PER SHARE
9 AMEND STATUTE TO REFLECT CHANGES IN FOR FOR Management
CAPITAL
10 APPROVE ALLOCATION OF SUPPLEMENTARY FOR FOR Management
CAPITAL FOR FINANCING OF INCOME TAX
RELATED TO INCREASE IN SHARE CAPITAL
11 RECALL SUPERVISORY BOARD MEMBER(S) FOR FOR Management
12 ELECT SUPERVISORY BOARD MEMBERS FOR FOR Management
13 APPROVE DECISION ON COVERING COSTS OF FOR FOR Management
CONVOCATION OF GENERAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA S.A., WARSZAWA
Ticker: Security ID: X6447Z104
Meeting Date: DEC 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 THE ELECTION OF CHAIRPERSON OF THE FOR FOR Management
GENERAL MEETING
5 THE ASCERTAINMENT OF THE CORRECTNESS FOR FOR Management
OF CONVENING THE GENERAL MEETING AND
ITS CAPABILITY OF ADOPTING BINDING
RESOLUTIONS
6 THE ADOPTION OF THE AGENDA OF THE FOR FOR Management
GENERAL MEETING
7 THE ADOPTION OF A DECISION NOT TO FOR FOR Management
ELECT THE RETURNING COMMITTEE
8 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING THE PRINCIPLES OF
DETERMINING THE AMOUNT OF REMUNERATION
FOR MEMBERS OF THE MANAGEMENT BOARD OF
THE COMPANY PGE POLSKA GRUPA
ENERGETYCZNA S.A
9 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING THE PRINCIPLES OF
DETERMINING THE AMOUNT OF REMUNERATION
FOR MEMBERS OF THE SUPERVISORY BOARD
OF THE COMPANY PGE POLSKA GRUPA
ENERGETYCZNA S.A
10 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING CHANGES IN THE COMPANY
STATUTES OF PGE POLSKA GRUPA
ENERGETYCZNA S.A
11 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING THE PAYMENT OF THE COSTS
RELATED TO THE CONVENING AND HOLDING
OF THE GENERAL MEETING
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA S.A., WARSZAWA
Ticker: Security ID: X6447Z104
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN OF THE MEETING FOR FOR Management
4 CONFIRMATION OF THE CORRECTNESS OF FOR FOR Management
CONVENING THE MEETING AND ITS ABILITY
TO ADOPT BINDING RESOLUTIONS
5 ADOPTION OF THE AGENDA FOR FOR Management
6 WITHDRAWAL FROM ELECTION OF THE FOR FOR Management
RETURNING COMMITTEE
7 EXAMINATION OF THE FINANCIAL FOR FOR Management
STATEMENTS OF PGE POLSKA GRUPA
ENERGETYCZNA S.A. FOR 2016, COMPLY
WITH IFRS EU AND ADOPT A RESOLUTION ON
ITS APPROVAL
8 CONSIDER THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF THE PGE CAPITAL GROUP
FOR 2016 IN LINE WITH EU IFRS AND
ADOPT A RESOLUTION ON ITS APPROVAL
9 CONSIDERATION OF THE MANAGEMENT BOARD FOR FOR Management
S REPORT ON PGE POLSKA GRUPA
ENERGETYCZNA SA ACTIVITY. AND PGE
CAPITAL GROUP FOR 2016 AND ADOPTING A
RESOLUTION ON ITS APPROVAL
10 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
DISTRIBUTION OF NET PROFIT PGE POLSKA
GRUPA ENERGETYCZNA S.A. FOR THE
FINANCIAL YEAR 2016
11 ADOPTION OF RESOLUTIONS ON GRANTING A FOR FOR Management
VOTE OF APPROVAL TO MEMBERS OF THE
MANAGEMENT BOARD AND THE SUPERVISORY
BOARD
12 ADOPTION OF A RESOLUTION ON AMENDING FOR FOR Management
THE RESOLUTION NO. 4 OF THE
EXTRAORDINARY GENERAL MEETING OF 14
DECEMBER 2016 ON THE PRINCIPLES OF
SHAPING THE REMUNERATION OF THE
MANAGEMENT BOARD MEMBERS
13 ADOPTION OF RESOLUTIONS ON AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION OF PGE
POLSKA GRUPA ENERGETYCZNA SPOLKA
AKCYJNA
14 ADOPTION OF A RESOLUTION AUTHORIZING FOR FOR Management
THE SUPERVISORY BOARD OF THE COMPANY
TO ESTABLISH THE UNIFORM TEXT OF THE
ARTICLES OF ASSOCIATION OF PGE POLSKA
GRUPA ENERGETYCZNA SPOLKA AKCYJNA
15 ADOPTING RESOLUTION ON: DISPOSAL OF FOR FOR Management
NON-CURRENT ASSETS
16 ADOPTING RESOLUTION ON: RULES OF FOR FOR Management
PROCEDURE FOR CONCLUSION OF CONTRACTS
FOR LEGAL SERVICES, MARKETING
SERVICES, PUBLIC RELATIONS SERVICES,
AND SOCIAL COMMUNICATION AND
MANAGEMENT CONSULTING SERVICES AND THE
CHANGE OF THESE AGREEMENTS
17 ADOPTING RESOLUTION ON: RULES OF FOR FOR Management
PROCEDURE FOR THE COMPANY'S SIGNING OF
DONATION AGREEMENTS, EXEMPTIONS WITH
DEBT OR OTHER AGREEMENTS OF SIMILAR
EFFECT
18 ADOPTING RESOLUTION ON: THE RULES AND FOR FOR Management
PROCEDURE FOR DISPOSAL OF CONSTITUENTS
19 ADOPTING RESOLUTION ON: THE OBLIGATION FOR FOR Management
TO REPORT ON REPRESENTATION EXPENSES,
LEGAL SERVICES, MARKETING SERVICES,
PUBLIC RELATIONS AND SOCIAL
COMMUNICATION SERVICES, AND MANAGEMENT
CONSULTANCY SERVICES
20 ADOPTING RESOLUTION ON: DEFINING THE FOR FOR Management
REQUIREMENTS FOR A CANDIDATE FOR A
MEMBER OF THE COMPANY'S MANAGEMENT
BOARD
21 ADOPTING RESOLUTION ON: APPOINTMENT OF FOR FOR Management
A MEMBER OF THE MANAGEMENT BOARD AND
QUALIFYING PROCEDURE FOR A MEMBER OF
THE MANAGEMENT BOARD
22 ADOPTING RESOLUTION ON: ON THE FOR FOR Management
FULFILLMENT OF OBLIGATIONS UNDER ART.
17 SEC. 7, ART. 18 SEC. 2, ART. 20 AND
ART. 23 OF THE ACT ON THE MANAGEMENT
OF STATE PROPERTY
23 ADOPTION OF RESOLUTIONS ON CHANGES IN FOR FOR Management
THE COMPOSITION OF THE SUPERVISORY
BOARD OF PGE POLSKA GRUPA ENERGETYCZNA
S.A
24 NOTIFICATION OF THE RESULTS OF THE FOR FOR Management
QUALIFICATION PROCEDURE FOR THE
ELECTION OF MEMBERS OF THE MANAGEMENT
BOARD OF PGE POLSKA GRUPA ENERGETYCZNA
S.A
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO. LTD.
Ticker: Security ID: Y6975Z103
Meeting Date: MAR 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. WANG HE AS A
SUPERVISOR OF THE COMPANY FOR A TERM
OF THREE YEARS COMMENCING IMMEDIATELY
AFTER THE CONCLUSION OF THE EGM AND
EXPIRING ON 23 MARCH 2020
--------------------------------------------------------------------------------
PICK'N PAY STORES LTD
Ticker: Security ID: S60947108
Meeting Date: JUL 25, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF THE EXTERNAL AUDITORS: FOR FOR Management
RESOLVED THAT ERNST & YOUNG INC. ARE
HEREBY APPOINTED AS THE EXTERNAL
AUDITORS OF THE COMPANY, WITH MALCOLM
RAPSON AS THE DESIGNATED PARTNER
2 ELECTION OF HUGH HERMAN AS DIRECTOR FOR FOR Management
3 ELECTION OF LORATO PHALATSE AS DIRECTOR FOR FOR Management
4 ELECTION OF JEFF VAN ROOYEN AS DIRECTOR FOR FOR Management
5 ELECTION OF DAVID FRIEDLAND AS DIRECTOR FOR FOR Management
6 APPOINTMENT OF JEFF VAN ROOYEN TO THE FOR FOR Management
AUDIT COMMITTEE
7 APPOINTMENT OF HUGH HERMAN TO THE FOR FOR Management
AUDIT COMMITTEE
8 APPOINTMENT OF AUDREY MOTHUPI TO THE FOR FOR Management
AUDIT COMMITTEE
9 APPOINTMENT OF DAVID FRIEDLAND TO THE FOR FOR Management
AUDIT COMMITTEE
10 ENDORSEMENT OF REMUNERATION REPORT FOR FOR Management
11 DIRECTORS FEES FOR FOR Management
12 FINANCIAL ASSISTANCE TO RELATED OR FOR FOR Management
INTER-RELATED COMPANIES
13 FINANCIAL ASSISTANCE TO PERSONS FOR FOR Management
14 GENERAL APPROVAL TO REPURCHASE COMPANY FOR FOR Management
SHARES
15 DIRECTORS AUTHORITY TO IMPLEMENT FOR FOR Management
SPECIAL AND ORDINARY RESOLUTIONS
--------------------------------------------------------------------------------
PICK'N PAY STORES LTD
Ticker: Security ID: S60947108
Meeting Date: JUL 25, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REPLACEMENT OF THE COMPANY'S FOR FOR Management
MEMORANDUM OF INCORPORATION
2 ISSUE AND ALLOTMENT OF THE B SHARES TO FOR FOR Management
THE CONTROLLING SHAREHOLDERS IN TERMS
OF SECTION 41 OF THE COMPANIES ACT
3 AMENDMENTS TO THE PICK N PAY EMPLOYEE FOR FOR Management
SHARE SCHEMES
4 DIRECTORS AUTHORISED TO ACT FOR FOR Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE
Ticker: Security ID: Y69790106
Meeting Date: AUG 15, 2016 Meeting Type: Class Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLUTION ON REVIEW OF THE PROVISION FOR FOR Management
OF ASSURED ENTITLEMENT ONLY TO H
SHAREHOLDERS OF THE COMPANY IN RESPECT
OF OVERSEAS LISTING OF PING AN
SECURITIES
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE
Ticker: Security ID: Y69790106
Meeting Date: AUG 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLUTION ON REVIEW OF OVERSEAS FOR FOR Management
LISTING PROPOSAL OF PING AN SECURITIES
3 RESOLUTION ON REVIEW OF OVERSEAS FOR FOR Management
LISTING OF PING AN SECURITIES -
COMPLIANCE WITH RELEVANT PROVISIONS
4 RESOLUTION ON REVIEW OF THE COMPANY'S FOR FOR Management
UNDERTAKING TO MAINTAIN ITS
INDEPENDENT LISTING STATUS
5 RESOLUTION ON REVIEW OF SUSTAINABLE FOR FOR Management
PROFITABILITY STATEMENT AND PROSPECT
OF THE COMPANY
6 RESOLUTION ON REVIEW OF AUTHORIZATION FOR FOR Management
CONCERNING OVERSEAS LISTING OF PING AN
SECURITIES
7 RESOLUTION ON ADJUSTMENT OF THE FOR FOR Management
REMUNERATION OF NON-EXECUTIVE
DIRECTORS OF THE COMPANY
8 RESOLUTION ON ADJUSTMENT OF THE FOR FOR Management
REMUNERATION OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISORS OF THE
COMPANY
9 RESOLUTION ON REVIEW OF THE PROVISION FOR FOR Management
OF ASSURED ENTITLEMENT ONLY TO H
SHAREHOLDERS OF THE COMPANY IN RESPECT
OF OVERSEAS LISTING OF PING AN
SECURITIES
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE
Ticker: Security ID: Y69790106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") FOR THE YEAR ENDED
DECEMBER 31, 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY (THE "SUPERVISORY COMMITTEE")
FOR THE YEAR ENDED DECEMBER 31, 2016
4 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT AND ITS SUMMARY OF THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2016
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE AUDITORS AND THE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR THE YEAR ENDED
DECEMBER 31, 2016 AND THE PROPOSED
DISTRIBUTION OF FINAL DIVIDENDS
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE
INTERNATIONAL AUDITOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING AND TO
AUT
8 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. OUYANG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 10TH SESSION OF THE BOARD
9 TO CONSIDER AND APPROVE THE AUTOHOME FOR FOR Management
INC. SHARE INCENTIVE PLAN
10 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL H
SHARES NOT EXCEEDING 20% OF THE H
SHARES OF THE COMPANY IN ISSUE,
REPRESENTING UP TO LIMIT OF 8.15% OF
THE TOTAL NUMBER OF SHARES OF THE
COMPANY
11 TO CONSIDER AND APPROVE THE PROPOSAL FOR FOR Management
ON ISSUING THE DEBT FINANCING
INSTRUMENTS
--------------------------------------------------------------------------------
PIRAEUS BANK SA, ATHENS
Ticker: Security ID: X06397180
Meeting Date: JUN 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 SUBMISSION AND APPROVAL OF THE ANNUAL FOR FOR Management
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 01.01.2016 - 31.12.2016, TOGETHER
WITH THE RELEVANT AUDITORS' AND BOARD
OF DIRECTORS' REPORTS
3 RELEASE OF THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND THE AUDITORS FROM ANY
LIABILITY FOR DAMAGES WITH RESPECT TO
THE FISCAL YEAR 01.01.2016 - 31.12.2016
4 NOMINATION OF (REGULAR AND SUBSTITUTE) FOR FOR Management
CERTIFIED AUDITORS FOR THE FISCAL YEAR
01.01.2017 - 31.12.2017
5 APPROVAL OF FEES AND REMUNERATIONS FOR FOR Management
PAID IN RESPECT OF 2016 AND
PRELIMINARY APPROVAL FOR FEES TO BE
PAID TO MEMBERS OF THE BOARD OF
DIRECTORS IN RESPECT OF 2017
6 ELECTION OF THE NEW BOARD OF DIRECTORS FOR FOR Management
DUE TO EXPIRATION OF ITS TERM, AND
APPOINTMENT OF INDEPENDENT NON
EXECUTIVE MEMBERS OF THE BOARD,
ACCORDING TO LAW 3016/2002, AS IN FORCE
7 APPOINTMENT OF MEMBERS OF AUDIT FOR FOR Management
COMMITTEE, ACCORDING TO ARTICLE 44, OF
LAW 4449/2017
8 AUTHORIZATION OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS AND EXECUTIVE
OFFICERS OF THE BANK TO PARTICIPATE IN
THE MANAGEMENT OF AFFILIATED (AS
STIPULATED IN ARTICLE 32, OF LAW
4308/2014) COMPANIES OF THE BANK, IN
ACCORDANCE WITH ARTICLE 23 CODIFIED
LAW 2190
9 APPROVAL OF AGREEMENTS ACCORDING TO FOR FOR Management
ARTICLE 23A, OF LAW 2190/1920
10 INCREASE OF THE NOMINAL VALUE OF EACH FOR FOR Management
ORDINARY SHARE AND SIMULTANEOUS
REDUCTION OF THE TOTAL NUMBER OF
ORDINARY SHARES OF THE BANK (REVERSE
SPLIT) AND, IF NECESSARY FOR THE
PURPOSES OF ACHIEVING AN INTEGRAL
NUMBER OF SHARES, A CONSEQUENT SHARE
CAPITAL INC
--------------------------------------------------------------------------------
PIRAMAL ENTERPRISES LTD, MUMBAI
Ticker: Security ID: Y6941N101
Meeting Date: AUG 01, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF AUDITED FINANCIAL FOR FOR Management
STATEMENTS (STANDALONE & CONSOLIDATED)
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2016
2 CONFIRMATION OF INTERIM DIVIDEND AS FOR FOR Management
FINAL DIVIDEND: INTERIM DIVIDEND OF
INR 17.50/- PER EQUITY SHARE DECLARED
AND PAID IN THE MONTH OF MARCH 2016,
AS FINAL DIVIDEND
3 RE-APPOINTMENT OF DR.(MRS.) SWATI A. FOR FOR Management
PIRAMAL, DIRECTOR WHO RETIRES BY
ROTATION
4 RATIFICATION OF APPOINTMENT OF FOR FOR Management
AUDITORS: M/S. PRICE WATERHOUSE,
CHARTERED ACCOUNTANTS, MUMBAI (FIRM
REGISTRATION NO. 301112E)
5 INCREASE IN LIMITS FOR INTER - FOR FOR Management
CORPORATE INVESTMENTS
6 INCREASE IN BORROWING POWERS OF THE FOR FOR Management
COMPANY
7 BUYING OFFICE PREMISES AT KURLA FROM FOR FOR Management
PRL AGASTYA
8 PAYMENT OF COMMISSION TO NON-EXECUTIVE FOR FOR Management
DIRECTORS
9 ISSUE OF NON-CONVERTIBLE DEBENTURES ON FOR FOR Management
PRIVATE PLACEMENT BASIS
10 REMUNERATION TO COST AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
PIRAMAL ENTERPRISES LTD, MUMBAI
Ticker: Security ID: Y6941N101
Meeting Date: JUN 14, 2017 Meeting Type: Other Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 SPECIAL RESOLUTION PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTIONS 23, 41, 42,
62(1)(C), 71, 179 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES
ACT, 2013, THE COMPANIES (PROSPECTUS
AND ALLOTMENT OF SECURITIES) RULES,
2014, THE COMPANIES (SHARE CAPITAL A
--------------------------------------------------------------------------------
PJSC LSR GROUP
Ticker: Security ID: 50218G206
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE COMPANY'S 2016 ANNUAL FOR FOR Management
PROGRESS REPORT
3 TO APPROVE THE COMPANY'S 2016 ANNUAL FOR FOR Management
ACCOUNTING (FINANCIAL) STATEMENTS
4 TO DISTRIBUTE THE COMPANY'S PROFITS FOR FOR Management
FOR THE 2016 FISCAL YEAR AS FOLLOWS: -
TO PAY DIVIDENDS ON ORDINARY
REGISTERED SHARES FOLLOWING THE
RESULTS OF THE 2016 FISCAL YEAR IN THE
AMOUNT OF SEVENTY-EIGHT (78) RUBLES
PER ONE ORDINARY REGISTERED SHARE FOR
A TOTA
5 TO DETERMINE THE NUMERICAL COMPOSITION FOR FOR Management
OF THE COMPANY'S BOARD OF DIRECTORS
EQUAL TO 9 MEMBERS
7 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: DMITRI
VALERYEVICH GONTCHAROV
8 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: VASILY
MAKSIMOVICH KOSTRITSA
9 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: ALEKSEY
PETROVICH MAKHNEV (INDEPENDENT
DIRECTOR)
10 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: ANDREY
YURIEVICH MOLCHANOV
11 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: VITALY
GRIGORYEVICH PODOLSKIY (INDEPENDENT
DIRECTOR)
12 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS:
ALEKSANDR MIKHAILOVICH PRYSYAZHNYUK
(INDEPENDENT DIRECTOR)
13 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: YELENA
VIKTOROVNA TUMANOVA
14 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: OLGA
MIKHAILOVNA SHEYKINA
15 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: EUGENY
VLADIMIROVICH YATSYSHIN
16 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S INTERNAL AUDIT COMMISSION:
NATALYA SERGEYEVNA KLEVTSOVA
17 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S INTERNAL AUDIT COMMISSION:
LYUDMILA VALERIEVNA FRADINA
18 TO ELECT THE FOLLOWING MEMBER INTO THE FOR FOR Management
COMPANY'S INTERNAL AUDIT COMMISSION:
IRINA ANATOLYEVNA SHARAPOVA
19 TO OBTAIN AUDITOR'S APPROVAL OF THE FOR FOR Management
COMPANY'S 2017 ACCOUNTING (FINANCIAL)
STATEMENTS PREPARED IN ACCORDANCE WITH
THE RUSSIAN ACCOUNTING STANDARDS BY
LLC AUDIT-SERVICE SPB
20 TO OBTAIN AUDITOR'S APPROVAL OF THE FOR FOR Management
COMPANY'S 2017 CONSOLIDATED FINANCIAL
STATEMENTS PREPARED IN ACCORDANCE WITH
THE IFRS BY JSC KPMG
21 TO APPROVE THE COMPANY'S REVISED FOR FOR Management
CHARTER
22 TO APPROVE THE REVISED REGULATION ON FOR FOR Management
THE COMPANY'S BOARD OF DIRECTORS
23 TO APPROVE THE REVISED REGULATION ON FOR FOR Management
GENERAL MEETING OF THE COMPANY'S
SHAREHOLDERS
24 TO APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTION, I. E. ENTERING INTO
CONTRACT OF GUARANTEE NO. 55 62/827-P5
OF 10/3/2016 (THE "CONTRACT OF
GUARANTEE") BY AND BETWEEN PJSC LSR
GROUP (THE "PLEDGER") AND PJSC
SBERBANK (THE "BANK/GUARANTOR") TO THE
AMOUNT OF ANY
25 TO APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTION, I. E. ENTERING INTO
ADDITIONAL AGREEMENT NO. 1 OF
11/1/2016 TO CONTRACT OF GUARANTEE NO.
55 62/827-P5 OF 10/3/2016 (THE
"CONTRACT") BY AND BETWEEN PJSC LSR
GROUP (THE "PLEDGER") AND PJSC
SBERBANK (THE "BANK/GUA
26 TO APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTIONS, I. E. ENTERING INTO THE
CONTRACTS OF GUARANTEE NO.
173500/0018-8/3 OF 2/27/2017, NO.
173500/0019-8/3 OF 2/27/2017, NO.
173500/0020-8/3 OF 2/27/2017, NO.
173500/0021-8/3 OF 2/27/2017 BY AND
BETWEEN PJSC LSR GRO
27 TO APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTION, I. E. ENTERING INTO
CONTRACT OF GUARANTEE NO.
0162-2-102117-P5 OF 3/13/2017 (THE
"CONTRACT OF GUARANTEE") BY AND
BETWEEN PJSC LSR GROUP (THE "PLEDGER")
AND PJSC SBERBANK (THE "CREDITOR") AS
A SECURITY FOR FULFI
28 TO APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTION, I. E. ENTERING INTO
AGREEMENT FOR SUBSEQUENT PLEDGE OF
PARTICIPATORY SHARE NO.
0162-2-102117-ZD (THE "PLEDGE
AGREEMENT") BY AND BETWEEN PJSC LSR
GROUP (THE "PLEDGER") AND PJSC
SBERBANK (THE "CREDITOR") AS A SEC
--------------------------------------------------------------------------------
PJSC PHOSAGRO
Ticker: Security ID: 71922G209
Meeting Date: JUL 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
COMPANY'S CHARTER
2 PAYOUT (DECLARATION) OF DIVIDEND ON FOR FOR Management
THE COMPANY'S SHARES AND RELEVANT
PAYOUT PROCEDURES
1 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
COMPANY'S CHARTER
2 PAYOUT (DECLARATION) OF DIVIDEND ON FOR FOR Management
THE COMPANY'S SHARES AND RELEVANT
PAYOUT PROCEDURES
--------------------------------------------------------------------------------
PJSC PHOSAGRO
Ticker: Security ID: 71922G209
Meeting Date: OCT 03, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE REGULATION ON THE FOR FOR Management
GENERAL MEETING OF SHAREHOLDERS AS
AMENDED
2 APPROVAL OF THE REGULATION ON THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS AS AMENDED
3 PAYOUT (DECLARATION) OF DIVIDENDS ON FOR FOR Management
THE COMPANY'S SHARES AND RELEVANT
PAYOUT PROCEDURES
4 APPROVAL OF AN INTERESTED PARTY FOR FOR Management
TRANSACTION: ADDENDUM NO. 4 TO THE
MASTER SURETY AGREEMENT OF 07 FEBRUARY
2014
5 APPROVAL OF AN INTERESTED PARTY FOR FOR Management
TRANSACTION: ADDENDUM NO. 1 TO THE
MASTER SURETY AGREEMENT OF 16 OCTOBER
2015
--------------------------------------------------------------------------------
PJSC PHOSAGRO
Ticker: Security ID: 71922G209
Meeting Date: JAN 16, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ON AMENDMENTS TO THE COMPANY'S CHARTER FOR FOR Management
4 ON PAYMENT (DECLARATION) OF DIVIDENDS FOR FOR Management
ON THE COMPANY'S SHARES AND THE
PROCEDURE FOR THEIR PAYMENT :RUB 39
PER SHARE
5 TO APPROVE (CONSENT TO) THE FOR FOR Management
INTERESTED-PARTY TRANSACTION, WHICH IS
ALSO A MAJOR TRANSACTION, WITH ASSETS
WHOSE VALUE IS TWENTY-FIVE (25) TO
FIFTY (50) PER CENT OF THE CARRYING
AMOUNT OF PJSC "PHOSAGRO" ASSETS
DETERMINED BASED ON THE COMPANY'S
ACCOUNTING (
6 TO APPROVE (CONSENT TO) THE FOR FOR Management
INTERESTED-PARTY TRANSACTION, WHICH IS
ALSO A MAJOR TRANSACTION, WITH ASSETS
WHOSE VALUE IS TWENTY-FIVE (25) TO
FIFTY (50) PER CENT OF THE CARRYING
AMOUNT OF PJSC "PHOSAGRO" ASSETS
DETERMINED BASED ON THE COMPANY'S
ACCOUNTING (
7 TO APPROVE (CONSENT TO) THE FOR FOR Management
INTERESTED-PARTY TRANSACTION, WHICH IS
ALSO A MAJOR TRANSACTION, WITH ASSETS
WHOSE VALUE IS TWENTY-FIVE (25) TO
FIFTY (50) PER CENT OF THE CARRYING
AMOUNT OF PJSC "PHOSAGRO" ASSETS
DETERMINED BASED ON THE COMPANY'S
ACCOUNTING (
--------------------------------------------------------------------------------
PJSC PHOSAGRO
Ticker: Security ID: 71922G209
Meeting Date: MAY 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S 2016 ANNUAL FOR FOR Management
REPORT
2 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
(ACCOUNTING) STATEMENTS FOR 2016
3 DISTRIBUTION OF PROFITS, INCLUDING FOR FOR Management
DIVIDEND PAYOUT (DECLARATION), AND
LOSSES OF THE COMPANY FOR 2016
5 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: ANTOSHIN IGOR DMITRIEVICH
6 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: VOLKOV MAXIM VIKTOROVICH
7 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: GURYEV ANDREY ANDREEVICH
8 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: GURYEV ANDREY GRIGORYEVICH
9 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: KRUGOVYKH YURY NIKOLAEVICH
10 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: LITVINENKO VLADIMIR
STEFANOVICH
11 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: OMBUDSTVEDT SVEN
12 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: OSIPOV ROMAN VLADIMIROVICH
13 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: ROGERS JR JAMES BEELAND
14 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: RODIONOV IVAN IVANOVICH
15 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: RHODES MARCUS JAMES
16 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: RYBNIKOV MIKHAIL
KONSTANTINOVICH
17 ELECTION OF THE COMPANY'S BOARD OF FOR FOR Management
DIRECTOR: SHARABAIKO ALEXANDER
FEDOROVICH
18 ELECTION OF THE COMPANY'S REVIEW FOR FOR Management
COMMITTEE: VIKTOROVA EKATERINA
VALERIYANOVNA
19 ELECTION OF THE COMPANY'S REVIEW FOR FOR Management
COMMITTEE: KALININA GALINA
ALEKSANDROVNA
20 ELECTION OF THE COMPANY'S REVIEW FOR FOR Management
COMMITTEE: SINITSA PAVEL NIKOLAEVICH
21 APPROVAL OF THE COMPANY'S AUDITOR FOR FOR FOR Management
2017:FBK
22 REMUNERATION AND COMPENSATION PAYABLE FOR FOR Management
TO MEMBERS OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------
PKO BANK POLSKI S.A., WARSZAWA
Ticker: Security ID: X6919X108
Meeting Date: MAR 13, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTING THE CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING
4 ACKNOWLEDGING THE CORRECT CONVENTION FOR FOR Management
OF THE EXTRAORDINARY GENERAL MEETING
AND ITS AUTHORITY TO ADOPT BINDING
RESOLUTIONS
5 ADOPTING AN AGENDA FOR FOR Management
6 ADOPTING OF A RESOLUTION DETERMINING FOR FOR Management
THE TERMS OF SETTING THE REMUNERATION
OF MEMBERS OF THE MANAGEMENT BOARD
7 ADOPTING OF A RESOLUTION DETERMINING FOR FOR Management
THE TERMS OF SETTING THE REMUNERATION
OF MEMBERS OF THE SUPERVISORY BOARD
8 ADOPTING A RESOLUTION ON AMENDMENTS TO FOR FOR Management
THE ARTICLES OF ASSOCIATION OF
POWSZECHNA KASA OSZCZEDNOSCI BANK
POLSKI SPOLKA AKCYJNA
--------------------------------------------------------------------------------
PKP CARGO S.A., WARSZAWA
Ticker: Security ID: X65563102
Meeting Date: MAY 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 MAKE AN ATTENDANCE LIST FOR FOR Management
4 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
ELECTION OF THE RETURNING COMMITTEE
5 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
ELECTION OF THE CHAIRMAN OF THE
ORDINARY GENERAL MEETING
6 CONFIRMATION OF THE CORRECTNESS OF FOR FOR Management
CONVENING AN ORDINARY GENERAL MEETING
AND ITS ABILITY TO ADOPT RESOLUTIONS
7 ADOPTION OF THE AGENDA FOR FOR Management
8 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: THE RESULTS OF THE EVALUATION OF
THE INDIVIDUAL FINANCIAL STATEMENTS
PKP CARGO S.A. FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016 PREPARED IN
ACCORDANCE WITH EU IFRS
9 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: RESULTS OF THE ASSESSMENT OF THE
PKP CARGO GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016 PREPARED IN
ACCORDANCE WITH EU IFRS
10 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: EVALUATION OF THE MANAGEMENT
BOARD'S REPORT ON THE ACTIVITIES OF
PKP CARGO CAPITAL GROUP FOR 2016
INCLUDING THE REPORT OF THE MANAGEMENT
BOARD ON THE ACTIVITY OF PKP CARGO S.A.
FOR
11 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: EVALUATION OF THE MANAGEMENT
BOARD'S PROPOSAL TO COVER THE INCURRED
NET LOSS RESULTING FROM PKP CARGO S.A.
'S SEPARATE FINANCIAL STATEMENTS. FOR
2016
12 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: ASSESSING THE SITUATION OF PKP
CARGO S.A. INCLUDING THE ASSESSMENT OF
INTERNAL CONTROL, RISK MANAGEMENT,
COMPLIANCE AND INTERNAL AUDIT
FUNCTIONS COVERING ALL RELEVANT
CONTROL MECHA
13 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: ASSESSING HOW THE COMPANY
FULFILLS INFORMATION OBLIGATIONS
REGARDING THE APPLICATION OF CORPORATE
GOVERNANCE AS DEFINED IN THE EXCHANGE
RULES AND REGULATIONS CONCERNING
CURRENT AND
14 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF PKP CARGO S.A.
FROM: EVALUATING THE RATIONALITY OF
THE COMPANY'S POLICY REGARDING ITS
SPONSORSHIP, CHARITY OR OTHER SIMILAR
ACTIVITIES
15 CONSIDERATION OF THE REPORT ON THE FOR FOR Management
ACTIVITIES OF THE SUPERVISORY BOARD OF
PKP CARGO S.A. AS THE COMPANY'S BODY
IN THE FINANCIAL YEAR 2016
16 EXAMINATION AND APPROVAL OF PKP CARGO FOR FOR Management
S.A.'S SEPARATE FINANCIAL STATEMENTS
FOR 2016
17 CONSIDERATION AND APPROVAL OF THE PKP FOR FOR Management
CARGO GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR 2016
18 CONSIDERATION AND APPROVAL OF THE FOR FOR Management
DIRECTORS REPORT ON THE PKP CARGO
CAPITAL GROUP'S ACTIVITY IN 2016
INCLUDING THE REPORT OF THE MANAGEMENT
BOARD ON PKP CARGO SA ACTIVITY. FOR
2016
19 ADOPTION OF A RESOLUTION ON COVERING FOR FOR Management
THE NET LOSS RESULTING FROM PKP CARGO
S.A.'S SEPARATE FINANCIAL STATEMENTS.
FOR THE FINANCIAL YEAR 2016
20 ADOPTION OF RESOLUTIONS ON GRANTING A FOR FOR Management
VOTE OF APPROVAL TO MEMBERS OF THE
BOARD OF PKP CARGO S.A. FOR THE
PERFORMANCE OF THEIR DUTIES FOR THE
FINANCIAL YEAR 2016
21 ADOPTION OF RESOLUTIONS ON GRANTING A FOR FOR Management
VOTE OF APPROVAL TO MEMBERS OF THE
SUPERVISORY BOARD OF PKP CARGO S.A.
FOR THE PERFORMANCE OF THEIR DUTIES
FOR THE FINANCIAL YEAR 2016
22 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
AMENDMENT OF PAR 2 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
23 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
AMENDMENT OF PAR 12 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
24 ADOPTION OF A RESOLUTION ON AMENDMENT FOR FOR Management
OF PAR 14 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
25 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
AMENDMENT OF PAR 17 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
26 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
AMENDMENT OF PAR 19 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
27 ADOPTION OF A RESOLUTION ON AMENDMENT FOR FOR Management
OF PAR 25 OF PKP CARGO S.A
28 ADOPTION OF A RESOLUTION ON AMENDMENT FOR FOR Management
OF PAR 27 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
29 ADOPTION OF A RESOLUTION ON AMENDMENT FOR FOR Management
OF PAR 29 OF THE ARTICLES OF
ASSOCIATION OF PKP CARGO S.A
30 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
AUTHORIZATION OF THE SUPERVISORY BOARD
OF PKP CARGO S.A. TO ADOPT THE UNIFORM
TEXT OF THE STATUTE OF PKP CARGO S.A
31 ADOPTION OF A RESOLUTION ON FOR FOR Management
DETERMINING THE PRINCIPLES AND AMOUNT
OF REMUNERATION OF MEMBERS OF THE
SUPERVISORY BOARD OF PKP CARGO S.A
32 ANY OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN S.A., PLOCK
Ticker: Security ID: X6922W204
Meeting Date: JAN 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
GENERAL MEETING OF SHAREHOLDERS
5 CONFIRMATION OF THE PROPER CONVOCATION FOR FOR Management
OF THE GENERAL MEETING OF SHAREHOLDERS
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 ELECTION OF THE TELLERS COMMITTEE FOR FOR Management
8 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
RULES OF DETERMINING OF THE PKN ORLEN
MANAGEMENT BOARD REMUNERATION
9 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
RULES OF DETERMINING OF THE PKN ORLEN
SUPERVISORY BOARD REMUNERATION
10 CHANGES IN SUPERVISORY BOARD MEMBERSHIP FOR FOR Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN S.A., PLOCK
Ticker: Security ID: X6922W204
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
GENERAL MEETING OF SHAREHOLDERS
5 CONFIRMATION OF THE PROPER CONVOCATION FOR FOR Management
OF THE GENERAL MEETING OF SHAREHOLDERS
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 ELECTION OF THE TELLERS COMMITTEE FOR FOR Management
8 EXAMINATION OF THE REPORT OF THE FOR FOR Management
MANAGEMENT BOARD ON ORLEN CAPITAL
GROUP'S ACTIVITIES AND ON THE
COMPANY'S ACTIVITIES FOR THE YEAR
ENDED ON 31 DECEMBER 2016
9 EXAMINATION OF THE COMPANY'S FINANCIAL FOR FOR Management
STATEMENT FOR THE FINANCIAL YEAR 2016
AND ALSO THE MOTION OF THE MANAGEMENT
BOARD REGARDING THE DISTRIBUTION OF
THE NET PROFIT FOR THE FINANCIAL YEAR
2016
10 EXAMINATION OF ORLEN CAPITAL GROUP'S FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2016
11 EXAMINATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2016
12 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
THE APPROVAL OF THE REPORT OF THE
MANAGEMENT BOARD ON ACTIVITIES OF
ORLEN CAPITAL GROUP AND THE COMPANY
FOR THE YEAR ENDED ON 31 DECEMBER 2016
13 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
THE APPROVAL OF THE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR 2016
14 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
THE APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE ORLEN
CAPITAL GROUP FOR THE FINANCIAL YEAR
2016
15 ADOPTION OF THE RESOLUTION REGARDING FOR FOR Management
THE DISTRIBUTION OF THE NET PROFIT FOR
THE FINANCIAL YEAR 2016 AND THE
DETERMINATION OF THE DIVIDEND DAY AND
THE DIVIDEND PAYMENT DATE
16 ADOPTION OF THE RESOLUTIONS REGARDING FOR FOR Management
THE ACKNOWLEDGEMENT OF FULFILMENT OF
DUTIES BY THE MEMBERS OF THE
MANAGEMENT BOARD OF THE COMPANY IN 2016
17 ADOPTION OF THE RESOLUTIONS REGARDING FOR FOR Management
THE ACKNOWLEDGEMENT OF FULFILMENT OF
DUTIES BY THE MEMBERS OF THE
SUPERVISORY BOARD OF THE COMPANY IN
2016
18 THE ADOPTION OF THE RESOLUTION FOR FOR Management
REGARDING THE CHANGE OF THE RESOLUTION
NO 4 OF THE EXTRAORDINARY GENERAL
MEETING FROM 24TH OF JANUARY 2017
REGARDING RULES OF DETERMINING OF THE
MANAGEMENT BOARD REMUNERATION
19 THE ADOPTION OF RESOLUTIONS REGARDING FOR FOR Management
CHANGES IN THE COMPOSITION OF THE
SUPERVISORY BOARD
20 THE ADOPTION OF THE RESOLUTION FOR FOR Management
REGARDING THE CHANGE OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
21 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
TERMS OF DISPOSAL OF FIXED ASSETS
22 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
TERMS OF PROCEEDINGS REGARDING
CONCLUSIONS OF AGREEMENTS ON LEGAL
SERVICES, MARKETING SERVICES, PUBLIC
RELATIONS AND PUBLIC COMMUNICATION
SERVICES AND CONSULTATIONS ON
MANAGEMENT AND CHANGES OF THESE
AGREEMENTS
23 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
TERMS OF PROCEEDINGS REGARDING
DONATION AGREEMENTS CONCLUDED BY THE
COMPANY, RELEASING FROM THE DEBT OR
OTHER AGREEMENTS WITH SIMILAR EFFECT
24 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
TERMS AND PROCEDURE OF SALE OF FIXED
ASSETS
25 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
THE OBLIGATION OF SUBMISSION OF
REPRESENTATIVE EXPENDITURES
STATEMENTS, EXPENDITURES ON LEGAL
SERVICES MARKETING SERVICES, PUBLIC
RELATIONS AND PUBLIC COMMUNICATION
SERVICES AND SERVICES OF CONSULTATIONS
ON MANAGEMENT
26 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
THE DETERMINATION OF REQUIREMENTS FOR
THE CANDIDATE FOR A MANAGEMENT BOARD
MEMBER
27 THE ADOPTION OF RESOLUTION REGARDING: FOR FOR Management
THE REALIZATION OF OBLIGATIONS
RESULTING FROM ART. 17 PAR. 7, ART. 18
PAR. 2, ART. 20 AND ART. 23 OF THE ACT
ON THE STATE ASSET MANAGEMENT
--------------------------------------------------------------------------------
POLSKIE G RNICTWO NAFTOWE I GAZOWNICTWO S.A.
Ticker: Security ID: X6582S105
Meeting Date: SEP 09, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF CHAIRMAN OF THE GENERAL FOR FOR Management
MEETING
5 PREPARATION OF THE ATTENDANCE LIST FOR FOR Management
6 VALIDATION OF CONVENING THE GENERAL FOR FOR Management
MEETING AND ITS CAPACITY TO ADOPT
RESOLUTIONS
7 ADOPTION OF THE AGENDA FOR FOR Management
8 ADOPTION OF A RESOLUTION ON APPROVAL FOR FOR Management
OF ACQUISITION BY PGNIG SA OF PGNIG
TECHNOLOGIE SA THE SHARES OF THE
COMPANY BIURO STUDIOW I PROJEKTOW
GAZOWNICTWA GAZOPROJEKT SA BASED IN
WROCLAW
9 ADOPTION OF THE RESOLUTION ON GRANTING FOR FOR Management
THE MANAGEMENT BOARD OF PGNIG SA
AUTHORIZATION TO ACQUIRE OWN SHARES
FOR REDEMPTION
10 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
ESTABLISHMENT OF THE PRINCIPLES OF
SHAPING REMUNERATION OF THE MEMBERS OF
THE SUPERVISORY BOARD OF THE COMPANY
--------------------------------------------------------------------------------
POLSKIE G RNICTWO NAFTOWE I GAZOWNICTWO S.A.
Ticker: Security ID: X6582S105
Meeting Date: NOV 24, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF CHAIRMAN OF THE GENERAL FOR FOR Management
MEETING
5 PREPARATION OF THE ATTENDANCE LIST FOR FOR Management
6 VALIDATION OF CONVENING THE GENERAL FOR FOR Management
MEETING AND ITS CAPACITY TO ADOPT
RESOLUTIONS
7 ADOPTION OF THE AGENDA FOR FOR Management
8 ADOPTION OF A RESOLUTION AMENDING FOR FOR Management
RESOLUTION NO. 5 / VIII / 2016 OF THE
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY DATED 25 AUGUST 2016
9 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
ACQUISITION BY PGNIG SA FROM EXALO
DRILLING SA HOTEL ORIENT AND BRING IT
IN THE FORM OF CONTRIBUTION IN KIND TO
THE COMPANY GEOVITA S.A
10 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
REDEMPTION OF SHARES, CAPITAL
REDUCTION AND THE CREATION OF RESERVE
CAPITAL
11 ADOPTION OF A RESOLUTION ON AMENDING FOR FOR Management
THE ARTICLES OF ASSOCIATION OF THE
COMPANY
12 ADOPTION OF A RESOLUTION ON PRINCIPLES FOR FOR Management
OF SHAPING REMUNERATION OF THE MEMBERS
OF THE MANAGEMENT BOARD OF PGNIG SA
13 ADOPTION OF RESOLUTIONS ON CHANGES IN FOR FOR Management
THE COMPOSITION OF THE SUPERVISORY
BOARD OF PGNIG SA
--------------------------------------------------------------------------------
POLSKIE G RNICTWO NAFTOWE I GAZOWNICTWO S.A.
Ticker: Security ID: X6582S105
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPOINTMENT OF THE CHAIRPERSON OF THE FOR FOR Management
MEETING
4 CONFIRMATION THAT THE MEETING HAS BEEN FOR FOR Management
DULY CONVENED AND HAS THE CAPACITY TO
PASS RESOLUTIONS
5 PREPARATION OF THE ATTENDANCE LIST FOR FOR Management
6 ADOPTION OF THE AGENDA FOR FOR Management
7 REVIEW AND APPROVAL OF THE FINANCIAL FOR FOR Management
STATEMENTS OF PGNIG SA FOR 2016
8 REVIEW AND APPROVAL OF THE FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE PGNIG GROUP FOR 2016 AND THE
DIRECTORS REPORT ON THE GROUP'S
OPERATIONS IN 2016
9 RESOLUTIONS TO GRANT DISCHARGE TO FOR FOR Management
MEMBERS OF THE MANAGEMENT BOARD OF
PGNIG SA IN RESPECT OF PERFORMANCE OF
THEIR DUTIES IN 2016
10 RESOLUTIONS TO GRANT DISCHARGE TO FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD OF
PGNIG SA IN RESPECT OF PERFORMANCE OF
THEIR DUTIES IN 2016
11 RESOLUTION ON ALLOCATION OF THE FOR FOR Management
COMPANY'S NET PROFIT FOR 2016 AND
SETTING THE DIVIDEND RECORD DATE AND
THE DIVIDEND PAYMENT DATE
12 RESOLUTION ON CHANGES IN THE FOR FOR Management
COMPOSITION OF THE SUPERVISORY BOARD
OF PGNIG SA
13 RESOLUTION ON ACQUISITION OF A REAL FOR FOR Management
PROPERTY OF GEOFIZYKA KRAKOW SA IN
LIQUIDATION LOCATED IN KRAKOW, AT UL.
LUKASIEWICZA 3
14 RESOLUTION TO AMEND THE COMPANY'S FOR FOR Management
ARTICLES OF ASSOCIATION
15 RESOLUTION TO AMEND RESOLUTION NO. FOR FOR Management
9/XI/2016 OF THE COMPANY'S
EXTRAORDINARY GENERAL MEETING DATED
NOVEMBER 24TH 2016 ON THE RULES OF
REMUNERATION FOR MEMBERS OF THE
MANAGEMENT BOARD OF PGNIG SA
--------------------------------------------------------------------------------
POLY PROPERTY GROUP CO LTD
Ticker: Security ID: Y7064G105
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31ST
DECEMBER, 2016
4 TO RE-ELECT MR. WANG XU AS A DIRECTOR FOR FOR Management
OF THE COMPANY
5 TO RE-ELECT MR. ZHU WEIRONG AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. CHOY SHU KWAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. WONG KA LUN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY
9 TO APPOINT BDO LIMITED AS AUDITOR AND FOR FOR Management
TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX ITS REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE AND ALLOT ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE AGGREGATE AMOUNT
OF THE SHARES OF THE COMPANY IN ISSUE
AS AT THE DATE OF THIS RESOLUTION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY TO
REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE AMOUNT
OF THE SHARES OF THE COMPANY IN ISSUE
AS AT THE DATE OF THIS RESOLUTION
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS OF THE
COMPANY UNDER RESOLUTION NO. 4(A) BY
ADDING THE AMOUNT OF THE SHARES
REPURCHASED BY THE COMPANY UNDER
RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------
PORTO SEGURO S.A.
Ticker: Security ID: P7905C107
Meeting Date: DEC 02, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 CHANGE OF THE AGE LIMIT FOR ELECTION FOR FOR Management
TO THE POSITION OF CHAIRPERSON OF THE
BOARD OF DIRECTORS FROM 70 TO 72 YEARS
OF AGE AND THE NECESSARY ADAPTATIONS
TO ARTICLE 12 OF THE CORPORATE BYLAWS
4 THE RESTATEMENT OF THE CORPORATE BYLAWS FOR FOR Management
--------------------------------------------------------------------------------
PORTO SEGURO S.A.
Ticker: Security ID: P7905C107
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO EXAMINE, DISCUSS AND VOTE THE FOR FOR Management
FINANCIAL STATEMENTS AND THE
ADMINISTRATIONS REPORT FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2016
5 DESTINATION OF THE YEAR END RESULTS FOR FOR Management
6 THE RATIFICATION OF THE BOARD OF FOR FOR Management
DIRECTORS DECISIONS MADE IN MEETINGS
HELD ON OCTOBER, 27 OF 2016 AND
DECEMBER, 15 OF 2016, RELATING TO THE
INTERESTS ON OWN EQUITY BOOK FOR THE
YEAR 2016
7 TO DECIDE THE PAYMENT OF INTEREST OVER FOR FOR Management
CAPITAL
9 TO ELECT A MEMBER TO JOIN THE BOARD OF FOR FOR Management
DIRECTORS TO REPLACE THE MEMBER WHO
WAS ELECTED BY THE CONTROLLING
SHAREHOLDER: MEMBER. BRUNO CAMPOS
GARFINKEL
10 ESTABLISHMENT OF THE AGGREGATE ANNUAL FOR FOR Management
REMUNERATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND OF THE
EXECUTIVE COMMITTEE, ALSO INCLUDING
THE MEMBERS OF THE AUDIT COMMITTEE
--------------------------------------------------------------------------------
PORTO SEGURO S.A.
Ticker: Security ID: P7905C107
Meeting Date: MAR 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO INCREASE THE SHARE CAPITAL OF THE FOR FOR Management
COMPANY IN THE AMOUNT OF BRL 330
MILLION, BY MEANS OF THE
CAPITALIZATION OF RESERVES, WITHOUT
THE ISSUANCE OF NEW SHARES, WITH THE
CONSEQUENT AMENDMENT OF ARTICLE 5 OF
THE CORPORATE BYLAWS
4 TO AMEND THE CORPORATE BYLAWS IN ORDER FOR FOR Management
TO AT LINE N OF ARTICLE 16, EXCLUDE
THE PROVISION FOR THE SUBMISSION OF
PROPOSALS FOR BYLAWS AMENDMENTS BY THE
BOARD OF DIRECTORS TO A RESOLUTION OF
THE GENERAL MEETING
5 AT LINE A OF PARAGRAPH 4 OF ARTICLE FOR FOR Management
22, ADJUST THE WORDING SO THAT IT
STATES THAT THE POWERS OF ATTORNEY FOR
REPRESENTATION IN ADMINISTRATIVE
PROCEEDINGS OR WITH A CLAUSE FOR
REPRESENTATION IN COURT CAN BE FOR AN
OPEN ENDED TERM
6 INCLUDE A NEW PARAGRAPH 5 IN ARTICLE FOR FOR Management
22 IN ORDER TO EXPRESSLY PROVIDE THAT,
IN ACTS IN REGARD TO THE ACQUISITION,
DISPOSITION OR ENCUMBRANCE OF REAL
PROPERTIES, DISPOSITION OR ENCUMBRANCE
OF EQUITY INTERESTS IN COMPANIES AND
FOR FINANCIAL COMMITMENTS ASSO
7 TO RESTATE THE CORPORATE BYLAWS IN FOR FOR Management
ORDER TO REFLECT THE AMENDMENTS AS
THEY ARE APPROVED IN THE PRECEDING
ITEMS
--------------------------------------------------------------------------------
POSCO, POHANG
Ticker: Security ID: Y70750115
Meeting Date: MAR 10, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: GIM SIN BAE
4 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: JANG SEUNG HWA
5 ELECTION OF OUTSIDE DIRECTOR FOR FOR Management
CANDIDATE: JEONG MUN GI
6 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CANDIDATE: JANG SEUNG HWA
7 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CANDIDATE: JEONG MUN GI
8 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
GWON O JUN
9 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
O IN HWAN
10 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
CHOI JEONG WU
11 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
JANG IN HWA
12 ELECTION OF INSIDE DIRECTOR CANDIDATE: FOR FOR Management
YU SEONG
13 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: Security ID: ADPV37746
Meeting Date: JUN 08, 2017 Meeting Type: Class Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TYPE OF
PREFERENCE SHARES TO BE ISSUED
3 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: NUMBER OF
PREFERENCE SHARES TO BE ISSUED AND
ISSUE SIZE
4 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: PAR VALUE
AND ISSUE PRICE
5 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: MATURITY
6 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: METHOD OF
ISSUANCE AND TARGET INVESTORS
7 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: LOCK-UP
PERIOD
8 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: DIVIDEND
DISTRIBUTION TERMS
9 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TERMS OF
MANDATORY CONVERSION
10 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TERMS OF
CONDITIONAL REDEMPTION
11 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES:
RESTRICTIONS ON VOTING RIGHTS AND
TERMS OF RESTORATION OF VOTING RIGHTS
12 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: ORDER OF
DISTRIBUTION ON LIQUIDATION AND
PROCEDURES FOR LIQUIDATION
13 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: RATING
ARRANGEMENTS
14 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: SECURITY
15 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: USE OF
PROCEEDS
16 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES:
LISTING/TRADING ARRANGEMENTS
17 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: VALIDITY
PERIOD OF THE RESOLUTION FOR THE
ISSUANCE OF OFFSHORE PREFERENCE SHARES
18 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: MATTERS
RELATING TO AUTHORIZATION:
AUTHORIZATION TO THE BOARD OF
DIRECTORS OF THE BANK AND ITS
AUTHORIZED PERSONS TO HANDLE
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: Security ID: ADPV37746
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS
3 TO CONSIDER AND APPROVE THE 2016 WORK FOR FOR Management
REPORT OF THE BOARD OF SUPERVISORS
4 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
FINANCIAL ACCOUNTS FOR 2016
5 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF ACCOUNTING FIRMS FOR
2017
7 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF NON-EXECUTIVE DIRECTOR: MR. LIU YUE
8 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF NON-EXECUTIVE DIRECTOR: MR. DING
XIANGMING
9 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
REMUNERATION PLAN FOR NEW DIRECTORS
11 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE RULES OF PROCEDURES
OF SHAREHOLDERS' GENERAL MEETINGS
12 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TYPE OF
PREFERENCE SHARES TO BE ISSUED
13 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: NUMBER OF
PREFERENCE SHARES TO BE ISSUED AND
ISSUE SIZE
14 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: PAR VALUE
AND ISSUE PRICE
15 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: MATURITY
16 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: METHOD OF
ISSUANCE AND TARGET INVESTORS
17 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: LOCK-UP
PERIOD
18 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: DIVIDEND
DISTRIBUTION TERMS
19 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TERMS OF
MANDATORY CONVERSION
20 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: TERMS OF
CONDITIONAL REDEMPTION
21 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES:
RESTRICTIONS ON VOTING RIGHTS AND
TERMS OF RESTORATION OF VOTING RIGHTS
22 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: ORDER OF
DISTRIBUTION ON LIQUIDATION AND
PROCEDURES FOR LIQUIDATION
23 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: RATING
ARRANGEMENTS
24 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: SECURITY
25 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: USE OF
PROCEEDS
26 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES:
LISTING/TRADING ARRANGEMENTS
27 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: VALIDITY
PERIOD OF THE RESOLUTION FOR THE
ISSUANCE OF OFFSHORE PREFERENCE SHARES
28 TO CONSIDER AND INDIVIDUALLY APPROVE FOR FOR Management
EACH OF THE FOLLOWING ITEMS OF THE
PROPOSED NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES: MATTERS
RELATING TO AUTHORIZATION:
AUTHORIZATION TO THE BOARD OF
DIRECTORS OF THE BANK AND ITS
AUTHORIZED PERSONS TO HANDLE
29 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE BANK
--------------------------------------------------------------------------------
POU CHEN CORP
Ticker: Security ID: Y70786101
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF THE 2016 BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS.
3 RATIFICATION OF THE PROPOSED 2016 FOR FOR Management
PROFIT DISTRIBUTION PLAN. PROPOSED
CASH DIVIDEND: TWD 1.5 PER SHARE.
4 DISCUSSION ON THE AMENDMENTS TO THE FOR FOR Management
COMPANY'S ARTICLES OF INCORPORATION.
5 DISCUSSION ON THE AMENDMENTS TO THE FOR FOR Management
COMPANY'S PROCEDURES FOR
ACQUISITIONAND DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
POWER FINANCE CORPORATION LTD, NEW DELHI
Ticker: Security ID: Y7082R109
Meeting Date: AUG 19, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2016, THE REPORTS OF
THE BOARD OF DIRECTORS AND AUDITORS
THEREON
2 TO CONFIRM INTERIM DIVIDENDS AND FOR FOR Management
DECLARE FINAL DIVIDEND FOR THE
FINANCIAL YEAR 2015-16: THE BOARD OF
DIRECTORS IN ITS MEETING HELD ON
DECEMBER 16, 2015 AND FEBRUARY 09,
2016 HAD DECLARED AN INTERIM DIVIDENDS
@ 88% (INR 8.80 PER SHARE) AND @ 45%
(INR 4.50
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
R. NAGARAJAN (DIN:00701892), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO FIX THE REMUNERATION OF THE FOR FOR Management
STATUTORY AUDITORS
5 TO APPOINT SHRI D. RAVI (DIN: FOR FOR Management
00038452), AS DIRECTOR OF THE COMPANY
6 MODIFICATION IN EXISTING BORROWING FOR FOR Management
LIMIT APPROVED UNDER SECTION 180(1)(C)
OF COMPANIES ACT, 2013
7 RAISE FUNDS UPTO INR 55,000 CRORE FOR FOR Management
THROUGH ISSUE OF
BONDS/DEBENTURES/NOTES/DEBT SECURITIES
ON PRIVATE PLACEMENT BASIS
8 TO INCREASE THE AUTHORISED SHARE FOR FOR Management
CAPITAL TO INR 10,000 CRORE (RUPEES
TEN THOUSAND CRORES ONLY) AND TO ALTER
THE MEMORANDUM OF ASSOCIATION OF THE
COMPANY
9 TO APPROVE ISSUANCE OF BONUS SHARES BY FOR FOR Management
CAPITALIZING THE 'SECURITIES PREMIUM
ACCOUNT'
--------------------------------------------------------------------------------
POWERLONG REAL ESTATE HOLDINGS LIMITED
Ticker: Security ID: G72005104
Meeting Date: MAY 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS AND THE REPORTS OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND THE AUDITOR OF THE
COMPANY (THE "AUDITOR") FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HKD16.0 FOR FOR Management
CENTS PER ORDINARY SHARE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016 TO THE SHAREHOLDERS OF THE COMPANY
5 TO RE-ELECT MR. HOI KIN HONG AS FOR FOR Management
EXECUTIVE DIRECTOR AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX HIS
REMUNERATION
6 TO RE-ELECT MR. NGAI WAI FUNG AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORISE THE BOARD OF DIRECTORS TO
FIX HIS REMUNERATION
7 TO RE-ELECT MR. MEI JIAN PING AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORISE THE BOARD OF DIRECTORS TO
FIX HIS REMUNERATION
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITORS OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING AND
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
9 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF
THE ISSUED SHARES OF THE COMPANY AS AT
THE DATE OF PASSING THIS RESOLUTION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUYBACK SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF PASSING THIS
RESOLUTION
11 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
BY RESOLUTION NO. 7 BY ADDING THE
SHARES BOUGHT BACK PURSUANT TO THE
GENERAL MANDATE GRANTED BY RESOLUTION
NO. 8
--------------------------------------------------------------------------------
POWERTECH TECHNOLOGY INC
Ticker: Security ID: Y7083Y103
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RATIFY THE REPORT OF OPERATIONS AND FOR FOR Management
THE AUDITED FINANCIAL STATEMENTS, 2016
3 TO APPROVE THE 2016 EARNINGS FOR FOR Management
DISTRIBUTION PLAN. PROPOSED RETAINED
EARNING: TWD 3.28 PER SHARE
4 TO APPROVE THE PROPOSED CASH FOR FOR Management
DISTRIBUTION BY ADDITIONAL PAID-IN
CAPITAL : TWD 0.72 PER SHARE
5 TO REVIEW APPROVE THE PROPOSED FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
INCORPORATION
6 TO REVIEW AND APPROVE THE AMENDMENT FOR FOR Management
MADE TO THE COMPANY'S INTERNAL RULE
PROCEDURES FOR HANDLING ACQUISITION OR
DISPOSAL OF ASSETS
7 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:JIM W.L. CHENG,SHAREHOLDER NO.
195
8 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:QUINCY LIN,SHAREHOLDER NO.
D100511XXX
9 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:PHILIP WEI,SHAREHOLDER NO.
D100211XXX
10 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:PEI-ING LEE,SHAREHOLDER NO.
N103301XXX
11 THE ELECTION OF THE DIRECTOR:D.K. FOR FOR Management
TSAI,SHAREHOLDER NO.641
12 THE ELECTION OF THE DIRECTOR:J.Y. FOR FOR Management
HUNG,SHAREHOLDER NO.19861
13 THE ELECTION OF THE DIRECTOR:KTC-SUN FOR FOR Management
CORP. ,SHAREHOLDER NO.135526,SHIGEO
KOGUCHI AS REPRESENTATIVE
14 THE ELECTION OF THE DIRECTOR:KTC-TU FOR FOR Management
CORP. ,SHAREHOLDER NO.135526,DEPHNE WU
AS REPRESENTATIVE
15 THE ELECTION OF THE DIRECTOR:KTC-SUN FOR FOR Management
CORP. ,SHAREHOLDER NO.135526,J.S. LEU
AS REPRESENTATIVE
16 THE ELECTION OF THE DIRECTOR:KTC-TU FOR FOR Management
CORP. ,SHAREHOLDER NO.135526,EVAN
TSENG AS REPRESENTATIVE
17 THE ELECTION OF THE DIRECTOR:TOSHIBA FOR FOR Management
MEMORY SEMICONDUCTOR TAIWAN
CORPORATION ,SHAREHOLDER NO.2509,TOHRU
YOSHIDA AS REPRESENTATIVE
18 TO APPROVE THE WAIVER OF THE FOR FOR Management
NON-COMPETITION CLAUSE IMPOSED ON
DIRECTORS
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA, WARSZAWA
Ticker: Security ID: X6919T107
Meeting Date: FEB 08, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 APPROVAL OF THE AGENDA FOR FOR Management
7 RESOLUTION ON RULES OF REMUNERATION FOR FOR Management
FOR MEMBERS OF MANAGEMENT BOARD
8 RESOLUTION ON RULES OF REMUNERATION FOR FOR Management
FOR MEMBERS OF SUPERVISORY BOARD
9 RESOLUTION ON ESTABLISHING THE NUMBER FOR FOR Management
OF SUPERVISORY BOARD MEMBERS
10 RESOLUTION ON CHANGES IN SUPERVISORY FOR FOR Management
BOARD MEMBERSHIP
11 RESOLUTION ON COVERING THE COSTS OF FOR FOR Management
THE MEETING
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA, WARSZAWA
Ticker: Security ID: X6919T107
Meeting Date: APR 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
EXTRAORDINARY GENERAL MEETING
5 CONFIRMATION OF THE CORRECTNESS OF THE FOR FOR Management
CONVENING OF THE EXTRAORDINARY GENERAL
MEETING AND ITS ABILITY TO ADOPT
RESOLUTIONS
6 ADOPTION OF THE AGENDA FOR FOR Management
7 ADOPTION OF A RESOLUTION ON ISSUE OF FOR FOR Management
SUBORDINATED BONDS ON THE DOMESTIC OR
INTERNATIONAL MARKET
8 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
CHANGES IN IN THE COMPOSITION OF THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA, WARSZAWA
Ticker: Security ID: X6919T107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 APPROVAL OF THE AGENDA FOR FOR Management
7 EVALUATION OF COMPANY FINANCIAL REPORT FOR FOR Management
FOR 2016
8 EVALUATION OF REPORT ON COMPANY FOR FOR Management
ACTIVITY IN 2016
9 EVALUATION OF THE CONSOLIDATED FOR FOR Management
FINANCIAL REPORT FOR 2016
10 EVALUATION OF REPORT ON CAPITAL GROUP FOR FOR Management
ACTIVITY IN 2016
11 EVALUATION OF SUPERVISORY BOARD REPORT FOR FOR Management
ON THE ASSESSMENT OF COMPANY FINANCIAL
REPORT, REPORT ON COMPANY ACTIVITY AND
THE MOTION CONCERNING THE DISTRIBUTION
OF PROFIT FOR 2016
12 EVALUATION OF SUPERVISORY BOARD ON ITS FOR FOR Management
ACTIVITY IN 2016
13 APPROVAL OF COMPANY FINANCIAL REPORT FOR FOR Management
FOR 2016
14 APPROVAL OF THE REPORT ON COMPANY FOR FOR Management
ACTIVITY IN 2016
15 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
REPORT FOR 2016
16 APPROVAL OF REPORT ON CAPITAL GROUP FOR FOR Management
ACTIVITY IN 2016
17 RESOLUTION ON PROFIT DISTRIBUTION FOR FOR FOR Management
2016
18 RESOLUTIONS ON GRANTING THE DISCHARGE FOR FOR Management
TO MEMBERS OF MANAGEMENT BOARD
19 RESOLUTIONS ON GRANTING THE DISCHARGE FOR FOR Management
TO SUPERVISORY BOARD MEMBERS
20 RESOLUTION ON CHANGES OF RESOLUTION NR FOR FOR Management
4/2017 EGM HELD ON 8 FEB 2017 ON
REMUNERATION RULES FOR MEMBERS OF
MANAGEMENT BOARD
21 CHANGES IN THE STATUTE FOR FOR Management
22 CHANGES IN SUPERVISORY BOARD FOR FOR Management
COMPOSITION
--------------------------------------------------------------------------------
PPC LIMITED
Ticker: Security ID: S64165103
Meeting Date: AUG 01, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 INCREASE OF AUTHORISED STATED CAPITAL FOR FOR Management
2 AMENDMENT OF MOI FOR FOR Management
3 AUTHORISATION FOR THE ABILITY TO ISSUE FOR FOR Management
30% OR MORE OF THE COMPANY'S SHARES
FOR THE PURPOSES OF IMPLEMENTING THE
PROPOSED RIGHTS OFFER
4 PLACING CONTROL OF THE AUTHORISED BUT FOR FOR Management
UNISSUED SHARES UNDER THE CONTROL OF
THE DIRECTORS FOR THE PURPOSES OF
IMPLEMENTING THE PROPOSED RIGHTS OFFER
5 WAIVER OF THE MANDATORY OFFER FOR FOR Management
PROVISIONS OF THE COMPANIES ACT
--------------------------------------------------------------------------------
PPC LIMITED
Ticker: Security ID: S64165103
Meeting Date: OCT 31, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF MS N GOLDIN FOR FOR Management
2 RE-ELECTION OF MR T MOYO FOR FOR Management
3 APPOINTMENT OF DELOITTE & TOUCHE AS FOR FOR Management
EXTERNAL AUDITORS OF THE COMPANY
4 AUTHORISE DIRECTORS TO FIX FOR FOR Management
REMUNERATION OF EXTERNAL AUDITORS
5 APPOINTMENT TO AUDIT COMMITTEE - MS N FOR FOR Management
GOLDIN
6 APPOINTMENT TO AUDIT COMMITTEE - MR T FOR FOR Management
MOYO
7 APPOINTMENT TO AUDIT COMMITTEE - MR FOR FOR Management
TDA ROSS
8 ADVISORY VOTE ON COMPANY'S FOR FOR Management
REMUNERATION POLICY
9 TO PLACE UNISSUED SHARES UNDER THE FOR FOR Management
CONTROL OF DIRECTORS
10 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
11 TO AUTHORISE THE PROVISION OF FOR FOR Management
FINANCIAL ASSISTANCE
12 REPURCHASE OF OWN SHARES OR FOR FOR Management
ACQUISITION OF THE COMPANY'S SHARES BY
A SUBSIDIARY
--------------------------------------------------------------------------------
PPC LIMITED
Ticker: Security ID: S64165103
Meeting Date: DEC 05, 2016 Meeting Type: Ordinary General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ISSUE OF CSG MATURITY DATE FOR FOR Management
SUBSCRIPTION SHARES TO THE CSG FUNDING
SPV
2 ISSUE OF SBP MATURITY DATE FOR FOR Management
SUBSCRIPTION SHARES TO THE SBP FUNDING
SPV
3 APPROVAL OF THE PROPOSED AMENDMENTS TO FOR FOR Management
THE 2008 B-BBEE TRANSACTION AGREEMENTS
4 ISSUE OF CSG ADDITIONAL SHARES TO THE FOR FOR Management
CSG FUNDING SPV
5 ISSUE OF SBP ADDITIONAL SHARES TO THE FOR FOR Management
SBP FUNDING SPV
--------------------------------------------------------------------------------
PT ADARO ENERGY TBK, JAKARTA
Ticker: Security ID: Y7087B109
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT
2 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
3 APPROVAL OF BOARD OF COMMISSIONER FOR FOR Management
RESTRUCTURING: ARINI SARASWATY SUBIANTO
4 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT:
PUBLIC ACCOUNTANT FIRM TANUDIREDJA,
WIBISANA, RINTIS AND REKAN
5 APPROVAL OF REMUNERATION FOR FOR FOR Management
COMMISSIONERS AND DIRECTORS
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: Security ID: Y7117N172
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S ANNUAL FOR FOR Management
REPORT AND VALIDATION OF THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENT,
APPROVAL OF THE BOARD COMMISSIONERS
REPORT FOR THE FINANCIAL YEAR 2016
2 APPROPRIATION OF THE COMPANY'S PROFIT FOR FOR Management
FOR THE FINANCIAL YEAR 2016
3 APPROVAL OF THE CHANGE COMPOSITION OF FOR FOR Management
MEMBER BOARD OF THE COMPANY ALONG WITH
DETERMINATION OF SALARY, HONORARIUM
AND OTHERS ALLOWANCES OF DIRECTORS AND
COMMISSIONERS FOR THE FINANCIAL YEAR
2017
4 APPOINTMENT OF PUBLIC ACCOUNTANT TO FOR FOR Management
CONDUCT AUDIT OF FINANCIAL STATEMENT
2017
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: Security ID: Y7123S108
Meeting Date: MAR 14, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM, APPROVAL OF UTILIZATION FUND
FROM BONDS PUBLIC OFFERING AND ALSO
APPROVAL TO RELEASE AND DISCHARGE
(ACQUIT ET DE CHARGE) TO THE BOARD OF
COMMIS
2 APPROVAL ON PROFIT UTILIZATION AND FOR FOR Management
ALLOCATION
3 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT AUDIT
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONERS
5 APPROVAL ON APPLICATION OF DECREE OF FOR FOR Management
STATE OWNED ENTERPRISE MINISTRY
6 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
7 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK, JAKARTA
Ticker: Security ID: Y74568166
Meeting Date: MAR 16, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT AND
APPROVAL TO RELEASE AND DISCHARGE
(ACQUIT ET DE CHARGE) TO THE BOARD OF
COMMISSIONERS AND DIRECTORS FROM THEIR
ACTION OF SUPERVISION
3 APPROVAL ON PROFIT UTILIZATION AND FOR FOR Management
ALLOCATION
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONERS
5 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT AUDIT
6 APPROVAL ON APPLICATION OF DECREE OF FOR FOR Management
STATE OWNED ENTERPRISE MINISTRY
7 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
8 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK, JAKARTA
Ticker: Security ID: Y0697U112
Meeting Date: MAR 15, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM AND ALSO APPROVAL OF
UTILIZATION OF FUND RESULTING FROM
PUBLIC BONDS OFFERING AND TO RELEASE
AND DISCHARGE THE DIRECTORS AND BOARD
OF COMMISSION
2 APPROVAL ON PROFIT UTILIZATION AND FOR FOR Management
ALLOCATION
3 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONERS
4 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT AUDIT
5 APPROVAL ON APPLICATION OF DECREE OF FOR FOR Management
STATE OWNED ENTERPRISE MINISTRY
6 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
7 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT BERLIAN LAJU TANKER TBK, JAKARTA
Ticker: Security ID: Y7123K170
Meeting Date: JUL 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE COMPANY'S ANNUAL FOR FOR Management
REPORT AND ENDORSEMENT OF THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS FOR
FINANCIAL YEAR ENDED 31 DECEMBER 2015
3 APPROVAL ON THE APPROPRIATION OF NET FOR FOR Management
PROFIT/LOSSES OF THE COMPANY FOR
FINANCIAL YEAR ENDED 31 DECEMBER 2015
4 APPROVAL ON THE APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT TO AUDIT THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS FOR
FINANCIAL YEAR ENDED 31 DECEMBER 2016,
AND GIVING AUTHORIZATION TO THE BOARD
OF DIRECTORS OF DIRECTORS OF THE
COMPANY WITH APPROVAL FROM THE BOAR
5 APPOINTMENT OF DIRECTORS OF THE COMPANY FOR FOR Management
6 DETERMINATION OF REMUNERATION OF THE FOR FOR Management
BOARD OF DIRECTORS AND THE BOARDS OF
COMMISSIONERS OF THE COMPANY FOR
FINANCIAL YEAR 2016. A. TO DETERMINE
DIRECTORS' REMUNERATION INCLUDING
THEIR ALLOWANCES FOR THE FINANCIAL
YEAR 2016 AFTER THE DEDUCTION OF
INCOME TA
--------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: Security ID: Y7122M110
Meeting Date: FEB 07, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND THE FOR FOR Management
BOARD OF DIRECTOR OF COMPANY-S
ACTIVITIES REPORT FOR THE YEAR ENDED
31 DECEMBER 2015
2 APPROVAL OF THE FINANCIAL STATEMENT FOR FOR Management
REPORT FOR THE YEAR ENDED 31 DECEMBER
2015
3 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
4 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
5 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: Security ID: Y7122M110
Meeting Date: FEB 07, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL TO COMPANY'S LIMITED OFFERING FOR FOR Management
V THROUGH PRE-EMPTIVE RIGHTS AND TO
CHANGE COMPANY'S CAPITAL STRUCTURE IN
LINE PRE-EMPTIVE RIGHTS AND ALSO TO
COMPENSATE BILL INTO SHARES
--------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: Security ID: Y7122M110
Meeting Date: JUN 16, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL FOR THE COMPANY'S PLAN TO FOR FOR Management
IMPLEMENT MANAGEMENT STOCK OPTION
PROGRAM (MSOP) AND EMPLOYEE STOCK
OPTION PROGRAM (ESOP) IN ACCORDANCE
WITH RULE OF OJK NO. 38/POJK.04/2014,
INCLUDING CHANGE OF CAPITAL STRUCTURE
WITH RESPECT TO THE IMPLEMENTATION
THERE
--------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: Security ID: Y7122M110
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT FOR FOR Management
2 APPROVAL OF THE FINANCIAL STATEMENT FOR FOR Management
REPORT
3 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
4 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT
5 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT INDO TAMBANGRAYA MEGAH TBK, JAKARTA
Ticker: Security ID: Y71244100
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT
2 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
3 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONERS
5 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
6 APPROVAL OF UTILIZATION FUND FROM FOR FOR Management
INITIAL PUBLIC OFFERING
--------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR TBK
Ticker: Security ID: Y7128X128
Meeting Date: OCT 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED DIVESTMENT OF FOR FOR Management
THE COMPANY'S SHARES IN CHINA MINZHONG
FOOD CORPORATION LIMITED WHICH
DOMICILED IN SINGAPORE TO MARVELLOUS
GLORY HOLDINGS LIMITED WHICH DOMICILED
IN BRITISH VIRGIN ISLANDS AS AN
AFFILIATED PARTY OF THE COMPANY
--------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR TBK
Ticker: Security ID: Y7128X128
Meeting Date: JUN 02, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT FOR FOR Management
2 APPROVAL OF THE FINANCIAL STATEMENT FOR FOR Management
REPORT
3 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONER
5 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
AND THEIR REMUNERATION
--------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK, JARKATA
Ticker: Security ID: Y7136Y118
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT FOR FOR Management
3 APPROVAL OF THE FINANCIAL REPORT AND FOR FOR Management
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT
4 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
5 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONERS
6 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
7 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
8 APPROVAL ON THE IMPLEMENTATION OF FOR FOR Management
DECREE OF STATE OWNED ENTERPRISE
MINISTRY'S REGULATION IN LINE WITH
COMPANY SOCIAL RESPONSIBILITY PROGRAM
9 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT SEMEN INDONESIA (PERSERO) TBK
Ticker: Security ID: Y7142G168
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL ON ANNUAL REPORT OF COMPANY'S FOR FOR Management
PERFORMANCE FOR BOOK YEAR 2016
INCLUSIVE COMMISSIONER'S REPORT AND
RATIFICATION ON FINANCIAL STATEMENT
REPORT AND ALSO ACQUIT ET DE CHARGE TO
DIRECTORS AND COMMISSIONERS FOR BOOK
YEAR 2016
3 RATIFICATION ON PARTNERSHIP AND FOR FOR Management
COMMUNITY DEVELOPMENT PROGRAM FOR BOOK
YEAR 2016 AND ALSO ACQUIT ET DE CHARGE
TO DIRECTORS AND COMMISSIONERS FOR
BOOK YEAR 2016
4 APPROPRIATION OF COMPANY'S NET PROFIT FOR FOR Management
FOR BOOK YEAR 2016
5 DETERMINATION OF 2016 TANTIEM AND ALSO FOR FOR Management
DETERMINE THE SALARY AND OR HONORARIUM
INCLUSIVE OTHER FACILITY AND
ALLOWANCES FOR DIRECTORS AND
COMMISSIONERS
6 APPOINTMENT OF PUBLIC ACCOUNTANT FOR FOR FOR Management
BOOK YEAR 2017
7 AMENDMENT TO ARTICLES OF ASSOCIATION FOR FOR Management
OF THE COMPANY
8 DETERMINATION OF SERIES A SHARES FOR FOR Management
DWIWARNA INDONESIAN REPUBLIC
9 CHANGING IN THE COMPOSITION OF FOR FOR Management
COMPANY'S BOARD
--------------------------------------------------------------------------------
PT TAMBANG BATUBARA BUKIT ASAM (PERSERO) TBK, JAKA
Ticker: Security ID: Y8520P101
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT
2 APPROVAL OF THE ANNUAL REPORT FOR FOR Management
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM
3 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONER
5 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AND
PARTNERSHIP AND DEVELOPMENT PROGRAM
REPORT AUDIT
6 APPROVAL ON APPLICATION OF DECREE OF FOR FOR Management
STATE OWNED ENTERPRISE MINISTRY
7 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
8 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK, BANDUNG
Ticker: Security ID: Y71474145
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT
2 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT
3 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
4 APPROVAL OF TANTIEM FOR DIRECTORS AND FOR FOR Management
COMMISSIONERS
5 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AND
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM REPORT AUDIT
6 APPROVAL ON APPLICATION OF DECREE OF FOR FOR Management
STATE OWNED ENTERPRISE MINISTRY IN
LINE WITH PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM REPORT
7 APPROVAL ON AMENDMENT OF ARTICLE OF FOR FOR Management
ASSOCIATION
8 APPROVAL OF THE CHANGES OF THE FOR FOR Management
COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------
PT UNITED TRACTORS TBK
Ticker: Security ID: Y7146Y140
Meeting Date: APR 13, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL ANNUAL REPORT, RATIFICATION FOR FOR Management
FINANCIAL REPORT AND BOARD OF
COMMISSIONERS SUPERVISORY REPORT FOR
BOOK YEAR 2016
2 DETERMINE THE UTILIZATION OF COMPANY FOR FOR Management
NET PROFIT FOR BOOK YEAR 2016
3 APPOINT BOARD OF DIRECTOR AND BOARD FOR FOR Management
COMMISSIONER FOR PERIOD 2017 UNTIL 2019
4 DETERMINE SALARY, ALLOWANCE FOR BOARD FOR FOR Management
OF DIRECTORS AND SALARY, HONORARIUM
AND ALLOWANCE FOR BOARD COMMISSIONER
FOR PERIOD 2017 UNTIL 2018
5 APPOINTMENT OF PUBLIC ACCOUNTANT TO FOR FOR Management
AUDIT COMPANY FINANCIAL REPORT FOR
BOOK YEAR 2017
--------------------------------------------------------------------------------
PT VALE INDONESIA TBK
Ticker: Security ID: Y7150Y101
Meeting Date: MAR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT BOARD OF FOR FOR Management
DIRECTORS
2 APPROVAL OF THE ANNUAL REPORT BOARD OF FOR FOR Management
COMMISSIONERS
3 APPROVAL OF THE FINANCIAL STATEMENT FOR FOR Management
REPORT
4 APPROVAL ON PROFIT UTILIZATION AND FOR FOR Management
ALLOCATION
5 APPROVAL OF RESTRUCTURING OF BOARD OF FOR FOR Management
COMMISSIONERS
6 APPROVAL OF REMUNERATION FOR FOR FOR Management
COMMISSIONERS
7 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
8 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
--------------------------------------------------------------------------------
PT XL AXIATA TBK, KAWASAN MEGA KUNINGAN
Ticker: Security ID: Y7125N107
Meeting Date: SEP 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL ON RESTRUCTURING OF BOARD OF FOR FOR Management
DIRECTOR AND COMMISSIONER (YBHG TAN
SRI DATO INSINYUR MUHAMMAD RADZI BIN
MANSOR AS PRESIDENT COMMISSIONER WHO
HAS REACHED RETIREMENT AGE WILL BE
REPLACED BY DR.M.CHATIB BASRI,
APPOINTMENT OF DATO SRI MOHAMMED
SHAZALLI
--------------------------------------------------------------------------------
PT XL AXIATA TBK, KAWASAN MEGA KUNINGAN
Ticker: Security ID: Y7125N107
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENT REPORT AND
APPROVAL TO RELEASE AND DISCHARGE
(ACQUIT ET DE CHARGE) TO THE BOARD OF
COMMISSIONERS AND DIRECTORS FROM THEIR
ACTION OF SUPERVISION
2 APPROVAL ON PROFIT UTILIZATION FOR FOR Management
3 APPROVAL OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTANT FOR FINANCIAL REPORT AUDIT
4 APPROVAL OF REMUNERATION FOR DIRECTORS FOR FOR Management
AND COMMISSIONER
5 APPROVAL ON RESTRUCTURING OF BOARD OF FOR FOR Management
DIRECTOR AND COMMISSIONER
6 APPROVAL OF UTILIZATION OF FUND FOR FOR Management
RESULTING FROM SHARIAH BONDS AND
LIMITED PUBLIC OFFERING
--------------------------------------------------------------------------------
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG
Ticker: Security ID: Y7145P165
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ACKNOWLEDGE THE 2016 PERFORMANCE FOR FOR Management
RESULTS AND 2017 WORK PLAN OF THE
COMPANY
4 TO APPROVE THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE YEAR ENDED DECEMBER 31, 2016
5 TO APPROVE THE DIVIDEND PAYMENT FOR FOR FOR Management
2016
6 TO APPOINT THE AUDITOR AND CONSIDER FOR FOR Management
THE AUDITORS FEES FOR YEAR 2017
7 TO APPROVE THE DIRECTORS AND THE FOR FOR Management
SUB-COMMITTEES REMUNERATION
8 TO CONSIDER AND ELECT MR. AMPON FOR FOR Management
KITTIAMPON AS DIRECTOR
9 TO CONSIDER AND ELECT MR. TWARATH FOR FOR Management
SUTABUTR AS DIRECTOR
10 TO CONSIDER AND ELECT MR. TEVIN FOR FOR Management
VONGVANICH AS DIRECTOR
11 TO CONSIDER AND ELECT MR. SOMPORN FOR FOR Management
VONGVUTHIPORNCHAI AS DIRECTOR
12 TO CONSIDER AND ELECT MR. KULIT FOR FOR Management
SOMBATSIRI AS DIRECTOR
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD
Ticker: Security ID: Y7150W105
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACKNOWLEDGE THE COMPANY'S OPERATION FOR FOR Management
FOR THE YEAR 2016 AND THE
RECOMMENDATION FOR THE COMPANY'S
BUSINESS PLAN AND APPROVE THE
COMPANY'S STATEMENT OF FINANCIAL
POSITION AND STATEMENT OF INCOME FOR
THE YEAR ENDED DECEMBER 31, 2016
2 TO CONSIDER AND APPROVE THE ALLOCATION FOR FOR Management
OF PROFIT FOR THE OPERATING RESULTS IN
THE YEAR 2016, AND DIVIDEND
DISTRIBUTION
3 TO CONSIDER AND ELECT NEW DIRECTOR TO FOR FOR Management
REPLACE WHO IS DUE TO RETIRE BY
ROTATION: MR. PRASERT BUNSUMPUN
4 TO CONSIDER AND ELECT NEW DIRECTOR TO FOR FOR Management
REPLACE WHO IS DUE TO RETIRE BY
ROTATION: MR. AMNUAY PREEMONWONG
5 TO CONSIDER AND ELECT NEW DIRECTOR TO FOR FOR Management
REPLACE WHO IS DUE TO RETIRE BY
ROTATION: MR. AUTTAPOL RERKPIBOON
6 TO CONSIDER AND ELECT NEW DIRECTOR TO FOR FOR Management
REPLACE WHO IS DUE TO RETIRE BY
ROTATION: MR. SARUN RUNGKASIRI
7 TO CONSIDER AND ELECT NEW DIRECTOR TO FOR FOR Management
REPLACE WHO IS DUE TO RETIRE BY
ROTATION: MR. PRAPHON WONGTHARUA
8 TO CONSIDER AND APPROVE THE DIRECTORS' FOR FOR Management
REMUNERATION
9 TO CONSIDER THE APPOINTMENT OF THE FOR FOR Management
AUDITOR AND FIX THE ANNUAL FEE FOR THE
YEAR 2017
10 TO CONSIDER AND APPROVE TO PURCHASE FOR FOR Management
AND SALE OF THE SHARES, ACCEPTANCE OF
TRANSFER OF RIGHTS AND OBLIGATION
UNDER THE SHAREHOLDERS AGREEMENTS AND
LOAN AGREEMENTS, AND THE TRANSFER OF
THE PROJECTS' STUDY RESULTS
11 OTHER ISSUES (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED
Ticker: Security ID: Y6883U113
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 CERTIFY THE 2016 PERFORMANCE STATEMENT FOR FOR Management
AND TO APPROVE THE 2016 FINANCIAL
STATEMENT ENDED ON DECEMBER 31, 2016
3 TO APPROVE 2016 NET PROFIT ALLOCATION FOR FOR Management
AND DIVIDEND PAYMENT
4 TO ELECT DIRECTOR TO REPLACE WHO IS FOR FOR Management
RETIRING BY ROTATION IN 2017: MR.
KITTIPONG KITTAYARAK
5 TO ELECT DIRECTOR TO REPLACE WHO IS FOR FOR Management
RETIRING BY ROTATION IN 2017: AM
BOONSUIB PRASIT
6 TO ELECT DIRECTOR TO REPLACE WHO IS FOR FOR Management
RETIRING BY ROTATION IN 2017: MR.
VICHAI ASSARASAKORN
7 TO ELECT DIRECTOR TO REPLACE WHO IS FOR FOR Management
RETIRING BY ROTATION IN 2017: MR.
SOMSAK CHOTRATTANASIRI
8 TO ELECT DIRECTOR TO REPLACE WHO IS FOR FOR Management
RETIRING BY ROTATION IN 2017: MR.
THAMMAYOT SRICHUAI
9 TO APPROVE THE 2017 DIRECTORS' FOR FOR Management
REMUNERATION
10 TO APPOINT AN AUDITOR AND TO APPROVE FOR FOR Management
THE 2017 AUDITING FEES
11 TO APPROVE THE RESTRUCTURING PLAN OF FOR FOR Management
ITS BUSINESS AND THE PLAN FOR THE
INITIAL PUBLIC OFFERING (THE IPO) OF
ORDINARY SHARES OF PTT OIL AND RETAIL
BUSINESS CO., LTD. (PTTOR) AND THE
LISTING OF PTTOR ON THE STOCK EXCHANGE
OF THAILAND WHICH IS CLASSIFIED AS
12 TO APPROVE THE ISSUANCE AND OFFERING FOR FOR Management
FOR SALE OF THE WARRANTS TO PURCHASE
ORDINARY SHARES OF PTT OIL AND RETAIL
BUSINESS COMPANY LIMITED (PTTOR) A
SUBSIDIARY OF THE COMPANY TO THE
EXECUTIVES AND EMPLOYEES OF PTTOR
(ESOP)
13 OTHER MATTERS. (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
PUBLIC JOINT STOCK COMPANY MINING AND METALLURGICA
Ticker: Security ID: 55315J102
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE ANNUAL REPORT OF PJSC MMC FOR FOR Management
NORILSK NICKEL FOR 2016
2 TO APPROVE ANNUAL ACCOUNTING FOR FOR Management
STATEMENTS OF PJSC MMC NORILSK NICKEL
FOR 2016
3 TO APPROVE THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF PJSC MMC NORILSK NICKEL
FOR 2016
4 1. TO APPROVE THE DISTRIBUTION OF FOR FOR Management
PROFIT OF PJSC MMC NORILSK NICKEL FOR
2016 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF
DIRECTORS, INCLUDED IN THE REPORT OF
THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL WITH MOTIVATED POSITION
OF THE COMPAN
6 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: SERGEY
VALENTINOVICH BARBASHEV (GENERAL
DIRECTOR, CHAIRMAN OF THE MANAGEMENT
BOARD, INTERROS HOLDING COMPANY LLC)
7 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: ALEXEY
VLADIMIROVICH BASHKIROV (DEPUTY CEO
FOR INVESTMENTS, MEMBER OF THE
MANAGEMENT BOARD, INTERROS HOLDING
COMPANY LLC; MANAGING DIRECTOR, WINTER
CAPITAL ADVISORS LLC)
8 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: RUSHAN
ABDULKHAEVICH BOGAUDINOV (AREA
MANAGER, CJSC RUSAL)
9 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: SERGEY BORISOVICH
BRATUKHIN (PRESIDENT, CIS INVESTMENT
ADVISERS, LLC)
10 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: ANDREY
YEVGENYEVICH BOUGROV (SENIOR
VICE-PRESIDENT OF PJSC MMC NORILSK
NICKEL)
11 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: MARIANNA
ALEXANDROVNA ZAKHAROVA (FIRST
VICE-PRESIDENT, GENERAL COUNSEL, OF
PJSC MMC NORILSK NICKEL)
12 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: STALBEK
STEPANOVICH MISHAKOV (ADVISER TO
GENERAL DIRECTOR, CJSC RUSAL GLOBAL
MANAGEMENT B.V., DEPUTY CEO OF EN+
MANAGEMENT LLC)
13 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: GARETH PETER PENNY
(NON-EXECUTIVE CHAIRMAN OF THE BOARD
OF DIRECTORS, PANGOLIN DIAMONDS CORP.,
EDCON GROUP)
14 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: GERHARDUS JOHANNES
CORNELIS PRINSLOO (THE MAJORITY OWNER
AND DIRECTOR OF NATURAL RESOURCE
PARTNERSHIP)
15 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: MAXIM MIKHAILOVICH
SOKOV (CEO OF EN+ MANAGEMENT, CEO OF
EN+ GROUP LIMITED)
16 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: VLADISLAV
ALEXANDROVICH SOLOVYEV (CEO OF CJSC
RUSAL GLOBAL MANAGEMENT B.V.)
17 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: SERGEY VICTOROVICH
SKVORTSOV (ADVISER TO THE GENERAL
DIRECTOR OF THE STATE CORPORATION
ROSTEKH)
18 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
BOARD OF DIRECTORS: ROBERT WILLEM JOHN
EDWARDS (INDEPENDENT NON-EXECUTIVE
DIRECTOR OF GB MINERALS LTD)
19 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: ARTUR
GAGIKOVICH ARUSTAMOV (CJSC RUSAL
GLOBAL MANAGEMENT B.V. DIRECTOR OF
PRICE CONTROL AND COMMERCIAL
OPERATIONS DEPARTMENT)
20 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: ANNA
VIKTOROVNA MASALOVA (FINANCIAL AND
ADMINISTRATIVE DIRECTOR FOR RUSSIA AND
CIS, USB FARMA LLC)
21 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: GEORGIY
EDUARDOVICH SVANIDZE (DIRECTOR OF
FINANCIAL DEPARTMENT OF CJSC INTERROS
HOLDING COMPANY)
22 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: VLADIMIR
NIKOLAEVICH SHILKOV (VICE-PRESIDENT OF
INVESTMENT DEPARTMENT OF CIS
INVESTMENT ADVISERS LLC. DEPUTY
PROJECT MANAGER OF FINANCIAL CONTROL
SERVICE OF PJSC MMC NORILSK NICKEL
(CONCURREN
23 TO ELECT THE FOLLOWING MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: ELENA
ALEXANDROVNA YANEVICH (CEO
INTERPROMLISING LLC)
24 TO APPROVE JSC KPMG AS THE AUDITOR OF FOR FOR Management
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS OF PJSC MMC NORILSK NICKEL
FOR 2017
25 TO APPROVE JSC KPMG AS THE AUDITOR OF FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
PJSC MMC NORILSK NICKEL FOR 2017 AND
THE FIRST HALF OF 2018
26 1. REMUNERATION AND COMPENSATIONS TO FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
OF PJSC MMC NORILSK NICKEL ASSOCIATED
WITH PERFORMANCE OF THEIR DUTIES ARE
PAID IN ACCORDANCE WITH THE POLICY OF
REMUNERATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC N
27 SET THE REMUNERATION TO AN AUDIT FOR FOR Management
COMMISSION MEMBER OF PJSC MMC NORILSK
NICKEL NOT EMPLOYED BY THE COMPANY IN
THE AMOUNT OF RUB 1,800,000 PER ANNUM
BEFORE TAXES PAYABLE IN EQUAL AMOUNTS
TWICE PER YEAR. MENTIONED AMOUNT OF
BEFORE TAXES IN ACCORDANCE WITH AP
28 TO AUTHORIZE CONCLUSION OF ASSOCIATED FOR FOR Management
TRANSACTIONS THAT ARE RELATED PARTY
TRANSACTIONS FOR ALL MEMBERS OF THE
BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD OF PJSC MMC NORILSK NICKEL THE
SUBJECT MATTER OF WHICH IMPLIES THE
OBLIGATION OF PJSC MMC NORILSK NIC
29 TO AUTHORIZE CONCLUSION OF ASSOCIATED FOR FOR Management
TRANSACTIONS THAT ARE RELATED PARTY
TRANSACTIONS FOR ALL MEMBERS OF THE
BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD OF PJSC MMC NORILSK NICKEL AND
WHICH CONCERNS LIABILITY INSURANCE OF
THE MEMBERS OF THE BOARD OF DIRE
30 TO APPROVE NEW VERSION OF ARTICLES OF FOR FOR Management
ASSOCIATION OF PJSC MMC NORILSK NICKEL
IN ACCORDANCE WITH ANNEX
31 TO APPROVE COMPANY'S PARTICIPATION IN FOR FOR Management
ASSOCIATION 'NATIONAL GLOBAL COMPACT
NETWORK' AIMED TO INVOLVE BUSINESS
CIRCLES IN SUSTAINABLE DEVELOPMENT
ACTIVITIES (ASSOCIATION 'NATIONAL
GLOBAL COMPACT NETWORK' )
32 TO APPROVE COMPANY'S PARTICIPATION IN FOR FOR Management
TRANSPORTATION SECURITY ASSOCIATION,
AN ASSOCIATION OF ENTITIES ENGAGED IN
THE TRANSPORT SECURITY ACTIVITIES
(TRANSPORTATION SECURITY ASSOCIATION )
--------------------------------------------------------------------------------
PUBLIC JOINT-STOCK COMPANY FEDERAL HYDRO-GENERATIN
Ticker: Security ID: X2393H107
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S ANNUAL FOR FOR Management
REPORT FOR THE 2016 YEAR
2 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY ON THE
RESULTS OF 2016 THE YEAR
3 APPROVAL OF THE ALLOCATION OF PROFITS FOR FOR Management
BASED ON THE RESULTS OF THE 2016 YEAR
4 THE AMOUNT OF DIVIDENDS, TERM AND FORM FOR FOR Management
OF THEIR PAYOUTS ON RESULTS OF WORK
FOR 2016 THE YEAR AND ESTABLISHING THE
DATE ON WHICH IDENTIFIES PERSONS WHO
HAVE THE RIGHT TO RECEIVE DIVIDENDS:
TO APPROVE THE DIVIDENDS PAYMENTS AT
RUB 0,0466245 PER SHARE. THE R
5 DETAILS OF REMUNERATION FOR WORK IN FOR FOR Management
THE BOARD OF DIRECTORS MEMBERS OF THE
BOARD OF DIRECTORS WHO ARE NOT PUBLIC
SERVANTS, IN THE AMOUNT ESTABLISHED BY
THE INTERNAL DOCUMENTS OF THE COMPANY
6 REMUNERATION FOR THE MEMBERS OF THE FOR FOR Management
AUDITING COMMISSION OF THE COMPANY'S
AUDITING COMMISSION, NON-GOVERNMENT
EMPLOYEES, IN THE AMOUNT ESTABLISHED
BY THE INTERNAL DOCUMENTS OF THE
COMPANY
8 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: AVETISYAN ARTEM DAVIDOVICH
9 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: SHULGINOV NIKOLAY
GRIGOREVICH
10 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: MAXIM SERGEYEVICH BYSTROV
11 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: VYACHESLAV MIKHAILOVICH
KRAVCHENKO
12 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: PAVEL SERGEYEVICH GRACHEV
13 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: YURI PETROVICH TRUTNEV
14 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: IVANOV SERGEY NIKOLAEVICH
15 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: VYACHESLAV VICKTOROVICH
PIVOVAROV
16 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: NIKOLAY PODGUZOV RADIEVICH
17 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: CHEKUNKOV ALEKSEJ OLEGOVICH
18 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: SHISHIN SERGEY VLADIMIROVICH
19 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ROGALEV NIKOLAY DMITRIEVICH
20 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ANDREY NIKOLAYEVICH SHISHKIN
21 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: ANNIKOVA
NATALIA NIKOLAEVNA
22 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: TATYANA
VALENTINOVNA ZOBKOVA
23 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: REPIN IGOR
NIKOLAEVICH
24 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: MARINA
ALEXANDROVNA KOSTINA
25 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: SIMOCHKIN
DMITRY IGOREVICH
26 APPROVAL OF THE AUDITOR OF THE FOR FOR Management
COMPANY: PRICEWATERHOUSECOOPERS AUDIT
27 APPROVAL OF THE COMPANY'S CHARTER IN FOR FOR Management
NEW EDITION
28 ADOPTION OF THE REGULATIONS ON THE FOR FOR Management
PROCEDURE FOR THE CONVENING AND
HOLDING OF GENERAL MEETING OF
SHAREHOLDERS IN THE NEW EDITION
29 ADOPTION OF THE REGULATIONS ON THE FOR FOR Management
PROCEDURE FOR THE CONVENING AND
CONDUCT OF MEETINGS OF THE BOARD OF
DIRECTORS IN THE NEW EDITION
30 ADOPTION OF THE PROVISIONS ON THE NEW FOR FOR Management
VERSION OF THE COMPANY'S BOARD
31 ADOPTION OF THE PROVISIONS ON FOR FOR Management
REMUNERATION AND COMPENSATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS IN
THE NEW EDITION
32 APPROVAL OF THE REGULATIONS ON FOR FOR Management
REMUNERATION AND COMPENSATION TO THE
MEMBERS OF THE AUDIT COMMISSION OF THE
COMPANY IN A NEW EDITION
33 ON TERMINATION OF PARTICIPATION OF JSC FOR FOR Management
'RUSHYDRO' NP 'KONZ EES'
34 CONSENT TO THE CONCLUSION OF THE LOAN FOR FOR Management
AGREEMENT BETWEEN JSC 'RUSHYDRO' AND
PJSC RAO ES OF THE EAST ', WHICH IS A
TRANSACTION IN WHICH THERE IS INTEREST
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: JUL 11, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PPC S.A. STANDALONE AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 14TH FISCAL YEAR (FROM 01.01.2015
TO 31.12.2015), AS WELL AS APPROVAL OF
THE UNBUNDLED FINANCIAL STATEMENTS
PURSUANT TO ARTICLE 141 OF LAW
4001/2011 AND TO THE APPLICABLE ARTICL
2 NO DISTRIBUTION OF DIVIDENDS FOR THE FOR FOR Management
FISCAL YEAR STARTING ON 01.01.2015 AND
ENDING ON 31.12.2015
3 RELEASE OF THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND OF THE CERTIFIED
AUDITORS - ACCOUNTANTS FROM ANY
RESPONSIBILITY FOR COMPENSATION
CONCERNING THE FISCAL YEAR FROM 01.01.
2015 TO 31.12.2015, PURSUANT TO
ARTICLE 35 OF C.L. 2190/1920
4 APPROVAL OF THE GROSS REMUNERATION AND FOR FOR Management
COMPENSATION PAID TO THE MEMBERS OF
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE FISCAL YEAR FROM 01.01.2015 TO
31.12.2015 AND PRE-APPROVAL OF THE
GROSS REMUNERATION AND COMPENSATION TO
BE PAID FOR THE FISCAL YEAR F
5 APPOINTMENT OF CERTIFIED AUDITORS FOR FOR FOR Management
THE FISCAL YEAR FROM 01.01.2016 TO 31.
12.2016, PURSUANT TO THE APPLICABLE
ARTICLE 29 OF THE ARTICLES OF
INCORPORATION OF THE COMPANY
6 APPROVAL OF THE PROVISION OF FOR FOR Management
GUARANTEES BY PPCS. A. TO ITS
SUBSIDIARIES FOR BANK DEBT
7 APPROVAL OF THE APPOINTMENT, PURSUANT FOR FOR Management
TO ARTICLE 37 OF LAW 3693/2008, OF THE
MEMBERS OF THE AUDIT COMMITTEE
8 DECISION ON THE IMPLEMENTATION OF THE FOR FOR Management
PROVISIONS OF ARTICLE 143 OF LAW NO.
4389/27.5.2016 (OFFICIAL GAZETTE,
VOLUME A', ISSUE NO. 94 DATED 27.5.
2016) AND SPECIFICALLY ON THE
PROVISIONS OF CASE B. OF PAR. 1, WITH
RESPECT TO A. THE SALE AND TRANSFER OF
SHAR
9 ELECTRICITY SUPPLY CONTRACT BETWEEN FOR FOR Management
PPCS. A. AND ALUMINIUM OF GREECE S.A
10 ELECTION OF FIVE (5) MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS DUE TO THE
EXPIRATION OF THE TERM OF OFFICE OF AN
EQUAL NUMBER OF MEMBERS
11 ANNOUNCEMENTS AND OTHER ISSUES FOR FOR Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: OCT 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTRICITY SUPPLY CONTRACT BETWEEN FOR FOR Management
PPCS.A. AND ALUMINIUM OF GREECE S.A
3 ANNOUNCEMENTS AND OTHER ISSUES FOR FOR Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: NOV 24, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 DECISION TAKING IN RESPECT OF A) THE FOR FOR Management
NOMINATION OF THE PREFERRED STRATEGIC
INVESTOR FOR THE SALE OF 24 OF PPC S.A.
'S PARTICIPATION IN IPTO S.A.'S SHARE
CAPITAL, IN COMPLIANCE WITH ARTICLES
143 AND 144 OF THE LAW NO. 4389/2016,
AS CURRENTLY IN FORCE, B) TH
3 APPROVAL OF THE APPOINTMENT, PURSUANT FOR FOR Management
TO ARTICLE 37 OF LAW 3693/2008, OF THE
MEMBERS OF THE AUDIT COMMITTEE
4 ANNOUNCEMENTS AND OTHER ISSUES FOR AGAINST Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: JAN 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROCEDURES FOR THE COMPLETION OF THE FOR FOR Management
FULL OWNERSHIP UNBUNDLING OF THE CO.
INDEPENDENT POWER TRANSMISSION
OPERATOR SA FROM PUBLIC POWER
CORPORATION SA PURSUANT TO ART 142-149
OF LAW 4389.2016, AS APPLICABLE,
PROVIDING IN PARTICULAR FOR THE.A.
ESTABLISHMENT
2 ELECTRICITY SUPPLY CONTRACT BETWEEN FOR FOR Management
PPC SA AND GMM LARCO SA
3 ANNOUNCEMENTS AND OTHER ISSUES FOR FOR Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: MAY 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 SALE AND TRANSFER OF SHARES ISSUED BY FOR FOR Management
IPTOS.A., CORRESPONDING TO 25% OF ITS
SHARE CAPITAL, FROM PPCS.A. TO THE
PUBLIC HOLDING COMPANY ADMIE (IPTO)
SOCIETE ANONYME (P.C.H. A.D.M.I.E. (I.
P.T.O.) S.A.)
3 ELECTRICITY SUPPLY CONTRACT BETWEEN FOR FOR Management
PPCS.A. AND GMM LARCO S.A
4 AMENDMENT OF ARTICLES (3), (9), (14), FOR FOR Management
(15), (16), (18), (18A), (21) AND (31)
OF THE APPLICABLE PPC S.A. ARTICLES OF
INCORPORATION, AS WELL AS CODIFICATION
- CONSOLIDATION INTO A SINGLE DOCUMENT
5 ANNOUNCEMENT IN VIEW OF THE APPROVAL FOR FOR Management
OF THE ELECTION OF A NEW MEMBER TO THE
BOARD OF DIRECTORS AND OF ITS
CAPACITY, IN SUBSTITUTION FOR A MEMBER
THAT RESIGNED
6 ANNOUNCEMENTS AND OTHER ISSUES FOR FOR Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A., ATHENS
Ticker: Security ID: X7023M103
Meeting Date: JUN 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTRICITY SUPPLY CONTRACT BETWEEN FOR FOR Management
PPC S.A. AND GMM LARCO S.A
--------------------------------------------------------------------------------
PUNJAB NATIONAL BANK, NEW DELHI
Ticker: Security ID: Y7162Z146
Meeting Date: AUG 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ISSUE OF EQUITY SHARES ON PREFERENTIAL FOR FOR Management
BASIS
--------------------------------------------------------------------------------
PUNJAB NATIONAL BANK, NEW DELHI
Ticker: Security ID: Y7162Z146
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND ADOPT THE AUDITED FOR FOR Management
BALANCE SHEET OF THE BANK AS AT 31ST
MARCH 2017, PROFIT AND LOSS ACCOUNT OF
THE BANK FOR THE YEAR ENDED 31ST MARCH
2017, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERE
--------------------------------------------------------------------------------
QUANTA COMPUTER INC
Ticker: Security ID: Y7174J106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT FY2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS (INCLUDING
INDEPENDENT AUDITORS REPORT AND AUDIT
COMMITTEES REVIEW REPORT).
3 TO APPROVE THE ALLOCATION OF FY2016 FOR FOR Management
DISTRIBUTABLE EARNINGS.PROPOSED CASH
DIVIDEND :TWD 3.5 PER SHARE.
4 TO APPROVE THE REVISION OF THE FOR FOR Management
PROCEDURES FOR ASSETS ACQUISITION AND
DISPOSAL.
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD.
Ticker: Security ID: Y7S99R100
Meeting Date: DEC 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. CHE JIANXING AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. ZHANG QI AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. CHE JIANFANG AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
5 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. JIANG XIAOZHONG AS
AN EXECUTIVE DIRECTOR OF THE COMPANY
6 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. CHEN SHUHONG AS A
NONEXECUTIVE DIRECTOR OF THE COMPANY
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. XU GUOFENG AS A
NONEXECUTIVE DIRECTOR OF THE COMPANY
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. JOSEPH RAYMOND
GAGNON AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. ZHANG QIQI AS A
NONEXECUTIVE DIRECTOR OF THE COMPANY
10 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. LI ZHENNING AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
11 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. DING YUAN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
12 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. LEE KWAN HUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
13 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. QIAN SHIZHENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
14 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MS. NG ELLEN HOI YING
AS A SHAREHOLDER REPRESENTATIVE
SUPERVISOR OF THE COMPANY
15 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. ZHENG HONGTAO AS AN
INDEPENDENT SUPERVISOR OF THE COMPANY
16 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. CHEN GANG AS AN
INDEPENDENT SUPERVISOR OF THE COMPANY
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD.
Ticker: Security ID: Y7S99R100
Meeting Date: APR 19, 2017 Meeting Type: Class Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE EXTENSION OF FOR FOR Management
THE VALIDITY PERIOD OF THE RESOLUTION
FOR THE PROPOSED A SHARE OFFERING
3 TO CONSIDER AND APPROVE EXTENSION OF FOR FOR Management
THE VALIDITY PERIOD OF THE
AUTHORIZATION TO THE BOARD TO DEAL
WITH ALL MATTERS RELATING TO THE
PROPOSED A SHARE OFFERING
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD.
Ticker: Security ID: Y7S99R100
Meeting Date: APR 19, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE EXTENSION OF FOR FOR Management
THE VALIDITY PERIOD OF THE RESOLUTION
FOR THE PROPOSED A SHARE OFFERING
3 TO CONSIDER AND APPROVE EXTENSION OF FOR FOR Management
THE VALIDITY PERIOD OF THE
AUTHORIZATION TO THE BOARD TO DEAL
WITH ALL MATTERS RELATING TO THE
PROPOSED A SHARE OFFERING
--------------------------------------------------------------------------------
RED STAR MACALLINE GROUP CORPORATION LTD.
Ticker: Security ID: Y7S99R100
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE BOARD FOR 2016
3 TO CONSIDER AND APPROVE THE WORK FOR FOR Management
REPORT OF THE SUPERVISORY COMMITTEE
FOR 2016
4 TO CONSIDER AND APPROVE THE FOR FOR Management
DISTRIBUTION OF FINAL DIVIDENDS FOR
2016
5 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF EXTERNAL AUDITORS
AND DETERMINATION OF ITS REMUNERATION
FOR 2017
--------------------------------------------------------------------------------
RELIANCE COMMUNICATIONS LTD, NAVI MUMBAI
Ticker: Security ID: Y72317103
Meeting Date: SEP 27, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND ADOPT: A) THE AUDITED FOR FOR Management
FINANCIAL STATEMENT OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2016 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON. B) THE
AUDITED CONSOLIDATED FINANCIAL
STATEMENT OF THE COMPANY FOR THE FIN
3 TO APPOINT A DIRECTOR IN PLACE OF SMT. FOR FOR Management
MANJARI KACKER (DIN 06945359), WHO
RETIRES BY ROTATION UNDER THE
PROVISIONS OF THE COMPANIES ACT, 2013
AND BEING ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
4 (A) "RESOLVED THAT M/S. B S R & CO. FOR FOR Management
LLP, CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NO. 101248W/ W-100022),
BE AND ARE HEREBY APPOINTED AS THE
AUDITORS OF THE COMPANY, TO HOLD
OFFICE FROM THE CONCLUSION OF THIS
ANNUAL GENERAL MEETING UNTIL THE
CONCLUSION OF
5 PRIVATE PLACEMENT OF NON-CONVERTIBLE FOR FOR Management
DEBENTURES
6 PAYMENT OF REMUNERATION TO COST FOR FOR Management
AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2017
7 RE-APPOINTMENT OF A MANAGER: SHRI FOR FOR Management
PRAKASH SHENOY
--------------------------------------------------------------------------------
RELIANCE COMMUNICATIONS LTD, NAVI MUMBAI
Ticker: Security ID: Y72317103
Meeting Date: APR 24, 2017 Meeting Type: Court Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 FOR THE PURPOSE OF CONSIDERING AND IF FOR FOR Management
THOUGHT FIT, APPROVING WITH OR WITHOUT
MODIFICATION(S), THE COMPOSITE SCHEME
OF ARRANGEMENT BETWEEN RELIANCE
COMMUNICATIONS LIMITED AND RELIANCE
TELECOM LIMITED AND AIRCEL LIMITED AND
DISHNET WIRELESS LIMITED AND DECC
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD, MUMBAI
Ticker: Security ID: Y72596102
Meeting Date: SEP 01, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 CONSIDER AND ADOPT: AUDITED FINANCIAL FOR FOR Management
STATEMENT FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2016 AND THE REPORTS OF THE
BOARD OF DIRECTORS AND AUDITORS THEREON
3 CONSIDER AND ADOPT: AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENT FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2016 AND THE REPORT OF THE AUDITORS
THEREON
4 CONFIRMATION OF INTERIM DIVIDEND FOR FOR Management
DECLARED: INTERIM DIVIDEND AT THE RATE
OF INR 10.50 (TEN RUPEES AND PAISE
FIFTY ONLY) PER EQUITY SHARE OF INR
10/- (TEN RUPEES) EACH DECLARED BY THE
BOARD OF DIRECTORS OF THE COMPANY
5 RE-APPOINTMENT OF SHRI NIKHIL R. FOR FOR Management
MESWANI, A DIRECTOR RETIRING BY
ROTATION
6 RE-APPOINTMENT OF SHRI PAWAN KUMAR FOR FOR Management
KAPIL, A DIRECTOR RETIRING BY ROTATION
7 APPOINTMENT OF AUDITORS AND FIXING FOR FOR Management
THEIR REMUNERATION: M/S. CHATURVEDI &
SHAH, CHARTERED ACCOUNTANTS
(REGISTRATION NO. 101720W), M/S.
DELOITTE HASKINS & SELLS LLP,
CHARTERED ACCOUNTANTS (REGISTRATION NO.
117366W / W - 100018) AND M/S.
RAJENDRA & CO., CHAR
8 RATIFICATION OF THE REMUNERATION OF FOR FOR Management
THE COST AUDITORS FOR THE FINANCIAL
YEAR ENDING MARCH 31, 2017
9 APPROVAL OF OFFER OR INVITATION TO FOR FOR Management
SUBSCRIBE TO REDEEMABLE
NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT
--------------------------------------------------------------------------------
RELIANCE INFRASTRUCTURE LTD, MUMBAI
Ticker: Security ID: Y09789127
Meeting Date: SEP 27, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND ADOPT: A) THE AUDITED FOR FOR Management
FINANCIAL STATEMENT OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2016 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON; AND B)
THE AUDITED CONSOLIDATED FINANCIAL
STATEMENT OF THE COMPANY FOR TH
3 TO DECLARE DIVIDEND ON EQUITY SHARES: FOR FOR Management
INR 8.50 (85 PER CENT) PER EQUITY
SHARE (PREVIOUS YEAR INR 8.00 PER
EQUITY SHARE) AGGREGATING TO INR 269
CRORE (INCLUSIVE OF DIVIDEND
DISTRIBUTION TAX) FOR THE FINANCIAL
YEAR 2015-16
4 TO APPOINT A DIRECTOR IN PLACE OF DR. FOR FOR Management
V. K. CHATAURVEDI (DIN 01802454), WHO
RETIRES BY ROTATION UNDER THE
PROVISIONS OF THE COMPANIES ACT, 2013
AND BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
5 TO APPOINT AUDITORS AND TO FIX THEIR FOR FOR Management
REMUNERATION: M/S. HARIBHAKTI & CO.
LLP, CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NO. 103523W) AND M/S.
PATHAK H.D. & ASSOCIATES, CHARTERED
ACCOUNTANTS (FIRM REGISTRATION NO.
107783W)
6 TO APPOINT SHRI SHIV PRABHAT AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
7 PRIVATE PLACEMENT OF NON CONVERTIBLE FOR FOR Management
DEBENTURES AND / OR OTHER DEBT
SECURITIES
8 TO CONSIDER AND APPROVE PAYMENT OF FOR FOR Management
REMUNERATION TO COST AUDITORS FOR THE
FINANCIAL YEAR ENDING MARCH 31, 2017
--------------------------------------------------------------------------------
RELIANCE INFRASTRUCTURE LTD, MUMBAI
Ticker: Security ID: Y09789127
Meeting Date: OCT 21, 2016 Meeting Type: Other Meeting
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 SPECIAL RESOLUTION TO ALTER MAIN FOR FOR Management
OBJECT CLAUSE OF THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY: NEW
CLAUSES NUMBER 34R AND 34S AFTER THE
EXISTING CLAUSE NUMBER 34Q UNDER
CLAUSE III A OF THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY
3 SPECIAL RESOLUTION TO ADOPT NEW FOR FOR Management
ARTICLES OF ASSOCIATION OF THE COMPANY
4 SPECIAL RESOLUTION TO SELL OR DISPOSE FOR FOR Management
OF ASSETS/UNDERTAKING(S) OF THE
COMPANY AND/OR CREATION OF SECURITY
--------------------------------------------------------------------------------
RELIANCE INFRASTRUCTURE LTD, MUMBAI
Ticker: Security ID: Y09789127
Meeting Date: APR 24, 2017 Meeting Type: Other Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUE OF SECURITIES THROUGH QUALIFIED FOR FOR Management
INSTITUTIONS PLACEMENT ON A PRIVATE
PLACEMENT BASIS TO QUALIFIED
INSTITUTIONAL BUYERS ("QIBS")
--------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW
Ticker: Security ID: 67812M207
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE ROSNEFT ANNUAL REPORT FOR FOR FOR Management
2016
3 TO APPROVE ROSNEFT'S ANNUAL ACCOUNTING FOR FOR Management
(FINANCIAL) STATEMENTS FOR 2016
4 TO APPROVE THE FOLLOWING DISTRIBUTION FOR FOR Management
OF THE ROSNEFT PROFIT BASED ON RESULTS
FOR THE FISCAL YEAR 2016: AS SPECIFIED
IN THE NOTICE
5 TO PAY DIVIDENDS IN THE CASH FORM FOR FOR Management
BASED ON 2016 FISCAL YEAR PERFORMANCE
IN THE AMOUNT OF 5 RUBLES 98 KOPECKS
(FIVE RUBLES NINETY EIGHT KOPECKS) PER
ONE ISSUED SHARE. TO FIX THE DATE WHEN
THE ENTITIES ENTITLED TO DIVIDENDS ARE
SPECIFIED - JULY 3, 2017. DIV
6 TO APPROVE THE REMUNERATION TO THE FOR FOR Management
FOLLOWING MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY FOR THE
PERIOD WHEN THEY PERFORMED THEIR
DUTIES AS FOLLOWS: AS SPECIFIED IN THE
NOTICE
7 APPROVE THE REMUNERATION TO THE FOR FOR Management
MEMBERS OF THE AUDIT COMMISSION OF THE
COMPANY FOR THE PERIOD WHEN THEY
PERFORMED THEIR DUTIES AS FOLLOWS: AS
SPECIFIED IN THE NOTICE
9 TO ELECT THE MEMBER OF ROSNEFT AUDIT FOR FOR Management
COMMISSION: ANDRIANOVA OLGA ANATOLYEVNA
10 TO ELECT THE MEMBER OF ROSNEFT AUDIT FOR FOR Management
COMMISSION: BOGASHOV ALEKSANDR
EVGENIEVICH
11 TO ELECT THE MEMBER OF ROSNEFT AUDIT FOR FOR Management
COMMISSION: SERGEY IVANOVICH POMA
12 TO ELECT THE MEMBER OF ROSNEFT AUDIT FOR FOR Management
COMMISSION: ZAKHAR BORISOVICH SABANTSEV
13 TO ELECT THE MEMBER OF ROSNEFT AUDIT FOR FOR Management
COMMISSION: SHUMOV PAVEL GENNADIEVICH
14 APPROVE OOO ERNST & YOUNG AS THE FOR FOR Management
AUDITOR OF ROSNEFT OIL COMPANY
15 ROSNEFT OIL COMPANY (CLIENT) FOR FOR Management
TRANSACTIONS, UNDER THE GENERAL
AGREEMENT WITH BANK VBRR (AO) (BANK)
ON THE GENERAL TERMS AND CONDITIONS OF
DEPOSIT BANKING, FOR CASH PLACEMENT BY
ROSNEFT INTO DEPOSITS (INCLUDING
STRUCTURED ONES) IN RUBLES, AND/OR IN
USD, AND
16 ROSNEFT (CLIENT) TRANSACTIONS, UNDER FOR FOR Management
THE GENERAL AGREEMENTS ON DEPOSIT
BANKING AND DEPOSIT BANKING WITH
TRANSACTION CONVERSION, WITH BANK GPB
(AO) (BANK), ON ROSNEFT CASH FUNDS
PLACING INTO DEPOSITS (INCLUDING
STRUCTURED ONES), IN RUBLES, AND/OR IN
USD, A
20 TO APPROVE THE CHANGES TO THE ROSNEFT FOR FOR Management
CHARTER: AS SPECIFIED IN THE NOTICE
--------------------------------------------------------------------------------
ROSSETI PJSC, MOSCOW
Ticker: Security ID: X3490A102
Meeting Date: JUN 30, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE COMPANY'S ANNUAL FOR FOR Management
REPORT FOR THE 2016 YEAR
3 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY FOR THE 2016
YEAR
4 APPROVAL OF THE DISTRIBUTION OF FOR FOR Management
PROFITS BASED ON THE RESULTS OF THE
2016 YEAR
5 PAY DIVIDENDS ON PREFERRED SHARES OF FOR FOR Management
THE COMPANY'S NET PROFIT ACCORDING TO
THE RESULTS OF 2016 YEAR IN CASH IN AN
AMOUNT EQUAL TO THE 0.368355281 RUBLE
PER ONE PREFERRED SHARE
6 PAY DIVIDENDS ON ORDINARY SHARES OF FOR FOR Management
THE COMPANY'S NET PROFIT ACCORDING TO
THE RESULTS OF 2016 YEAR IN CASH IN AN
AMOUNT EQUAL TO THE 0.006214460 RUBLE
PER ORDINARY SHARE. AMOUNT OF
DIVIDENDS PER ONE SHAREHOLDER OF PJSC
'ROSSETI' IS DETERMINED WITH A PRECI
7 ABOUT THE DETAILS OF REMUNERATION FOR FOR FOR Management
WORK IN THE BOARD OF DIRECTORS MEMBERS
OF THE BOARD OF DIRECTORS WHO ARE NOT
PUBLIC SERVANTS, IN THE AMOUNT
ESTABLISHED BY THE INTERNAL DOCUMENTS
OF THE COMPANY
8 ABOUT THE REMUNERATION FOR THE MEMBERS FOR FOR Management
OF THE AUDIT COMMISSION, AUDIT
COMMISSION, NON-GOVERNMENT EMPLOYEES,
IN THE AMOUNT ESTABLISHED BY THE
INTERNAL DOCUMENTS OF THE COMPANY
10 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ASHIROV STANISLAV OLEGOVICH
11 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: BORIS ILYICH AYUYEV
12 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: OLEG GENNADYEVICH BARKIN
13 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: VASILY MIKHAILOVICH BELOV
14 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: OLEG MARKOVICH DUBNOV
15 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ALEXANDER SERGEYEVICH
KALININ
16 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: VYACHESLAV MIKHAILOVICH
KRAVCHENKO
17 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ANDREY YEVGENYEVICH MUROV
18 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ALEXANDER VALENTINOVICH
NOVAK
19 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: NIKOLAY RADYEVICH PODGUZOV
20 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: MIKHAIL IGOREVICH
POLUBOYARINOV
21 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: NIKOLAY DMITRYEVICH ROGALEV
22 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: TIHONOV ANATOLY
VLADIMIROVICH
23 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: SERGEY IVANOVICH SHMATKO
24 ELECTION OF THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: NIKOLAY GRIGORYEVICH
SHULGINOV
25 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: ZOBKOVA
TATYANA VALENTINOVNA
26 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: KARPOV ILYA
IGOREVICH
27 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: FILIPENKO
DMITRY IGOREVICH
28 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: HAKIMOVA
NINA SERGEEVNA
29 ELECTION OF THE MEMBER OF THE AUDITING FOR FOR Management
COMMISSION OF THE COMPANY: CHARONDINA
ALEKSANDRA VLADIMIROVNA
30 APPROVAL OF THE AUDITOR OF THE COMPANY FOR FOR Management
31 APPROVAL OF THE COMPANY'S CHARTER IN FOR FOR Management
NEW EDITION
32 APPROVAL OF THE REGULATION ON THE FOR FOR Management
GENERAL MEETING OF SHAREHOLDERS IN THE
NEW EDITION
33 APPROVAL OF THE REGULATION OF THE FOR FOR Management
BOARD OF DIRECTORS OF THE COMPANY IN A
NEW EDITION
34 ON THE COMPANY'S PARTICIPATION IN THE FOR FOR Management
ORGANIZATION OF GLOBAL
INTERCONNECTION, DEVELOPMENT
COOPERATION (GEIDCO)
35 ON THE COMPANY'S PARTICIPATION IN THE FOR FOR Management
ALL-RUSSIAN UNIFICATION OF THE RUSSIAN
UNION OF INDUSTRIALISTS AND
ENTREPRENEURS
--------------------------------------------------------------------------------
RUENTEX INDUSTRIES LIMITED
Ticker: Security ID: Y7367H107
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS
3 ADOPTION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. NO
DIVIDEND WILL BE DISTRIBUTED
4 AMENDMENT TO THE OPERATIONAL FOR FOR Management
PROCEDURES FOR ACQUISITION AND
DISPOSAL OF ASSETS
5 SHAREHOLDERS' PROPOSAL: PROPOSAL FOR FOR FOR Management
DISTRIBUTION 2016 PROFITS ARE AT LEAST
NTD 0.5 PER SHARE THROUGH LEGAL
RESERVE TO ENHANCE SHAREHOLDERS' EQUITY
--------------------------------------------------------------------------------
RURAL ELECTRIFICATION CORP LTD, NEW DELHI
Ticker: Security ID: Y73650106
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER, APPROVE AND FOR FOR Management
ADOPT THE AUDITED STANDALONE &
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2016 ALONG WITH THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM FOR FOR Management
DIVIDEND( INR 12.00 (120%) PER EQUITY
SHARE) AND DECLARE FINAL DIVIDEND (@
INR 5.10 (51%) PER EQUITY SHARE ) ON
EQUITY SHARES OF THE COMPANY FOR THE
FINANCIAL YEAR 2015-16
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
AJEET KUMAR AGARWAL (DIN: 02231613),
WHO RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO FIX THE REMUNERATION OF AUDITORS FOR FOR Management
FOR THE FINANCIAL YEAR 2016-17
5 TO APPOINT SHRI SANJEEV KUMAR GUPTA FOR FOR Management
(DIN 03464342) AS A DIRECTOR OF THE
COMPANY, LIABLE TO RETIRE BY ROTATION
6 TO APPOINT SHRI ARUN SINGH (DIN FOR FOR Management
00891728) AS PART TIME NON OFFICIAL
INDEPENDENT DIRECTOR OF THE COMPANY
7 TO APPOINT SHRI ARAVAMUDAN KRISHNA FOR FOR Management
KUMAR (DIN 00871792) AS PART TIME NON
OFFICIAL INDEPENDENT DIRECTOR OF THE
COMPANY
8 TO APPOINT PROFESSOR TIRUVALLUR FOR FOR Management
THATTAI RAM MOHAN (DIN 00008651) AS
PART TIME NON OFFICIAL INDEPENDENT
DIRECTOR OF THE COMPANY
9 ENTERING INTO TRANSACTIONS WITH ENERGY FOR FOR Management
EFFICIENCY SERVICES LIMITED (EESL) OR
ANY OTHER ASSOCIATE COMPANY(IES)
(PRESENT OR FUTURE) OF RURAL
ELECTRIFICATION CORPORATION LIMITED IN
PURSUANCE OF THE PROVISIONS OF THE
COMPANIES ACT, 2013 AND RULES MADE
THEREUN
10 INCREASE IN AUTHORISED CAPITAL OF THE FOR FOR Management
COMPANY FROM INR 1200 CRORE TO INR
5000 CRORE
11 ALTERATION OF CAPITAL CLAUSE OF FOR FOR Management
MEMORANDUM OF ASSOCIATION OF THE
COMPANY: CLAUSE V
12 ISSUE OF BONUS SHARES IN THE RATIO 1:1 FOR FOR Management
TO THE SHAREHOLDERS OF THE COMPANY
13 ADOPTION OF AMENDED ARTICLES OF FOR FOR Management
ASSOCIATION OF THE COMPANY , IN
SUBSTITUTION AND TO THE ENTIRE
EXCLUSION OF THE REGULATIONS CONTAINED
IN THE EXISTING ARTICLES OF
ASSOCIATION OF THE COMPANY
14 ISSUE OF UNSECURED/SECURED FOR FOR Management
NON-CONVERTIBLE BONDS/ DEBENTURES
THROUGH PRIVATE PLACEMENT AS PER THE
PROVISIONS OF THE COMPANIES ACT, 2013
AND RULES MADE THEREUNDER
--------------------------------------------------------------------------------
S-OIL CORP, SEOUL
Ticker: Security ID: Y80710109
Meeting Date: SEP 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF INTERNAL DIRECTOR FOR FOR Management
(CANDIDATE: OTHMAN AL-GHAMDI)
--------------------------------------------------------------------------------
SAMSUNG CARD CO., LTD.
Ticker: Security ID: Y7T70U105
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: WON GI FOR FOR Management
CHAN
4 ELECTION OF INSIDE DIRECTOR: JEONG JUN FOR FOR Management
HO
5 ELECTION OF OUTSIDE DIRECTOR: GWON O FOR FOR Management
GYU
6 ELECTION OF OUTSIDE DIRECTOR: CHOE GYU FOR FOR Management
YEON
7 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: YANG SEONG YONG
8 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: GWON O GYU
9 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: CHOE GYU YEON
10 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO LTD, SUWON
Ticker: Security ID: Y7470U102
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR GWON TAE FOR FOR Management
GYUN
3 ELECTION OF OUTSIDE DIRECTOR CHOE FOR FOR Management
HYEON JA
4 ELECTION OF OUTSIDE DIRECTOR YU JI BEOM FOR FOR Management
5 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
GWON TAE GYUN
6 ELECTION OF AUDIT COMMITTEE MEMBER FOR FOR Management
CHOE HYEON JA
7 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON
Ticker: Security ID: Y74718100
Meeting Date: OCT 27, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PHYSICAL DIVISION FOR FOR Management
2 ELECTION OF INTERNAL DIRECTOR FOR FOR Management
(CANDIDATE: JAEYONG LEE)
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON
Ticker: Security ID: Y74718100
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO LTD, SEOUL
Ticker: Security ID: Y7473H108
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: AN MIN SU FOR FOR Management
4 ELECTION OF INSIDE DIRECTOR: HYEON FOR FOR Management
SEONG CHEOL
5 ELECTION OF OUTSIDE DIRECTOR: MUN HYO FOR FOR Management
NAM
6 ELECTION OF OUTSIDE DIRECTOR: BAK DAE FOR FOR Management
DONG
7 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: BAK SE MIN
8 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: JO DONG GEUN
9 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: BAK DAE DONG
10 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO.LTD, SEONGNAM
Ticker: Security ID: Y7474M106
Meeting Date: AUG 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO.LTD, SEONGNAM
Ticker: Security ID: Y7474M106
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF INSIDE DIRECTOR JEON TAE FOR FOR Management
HEUNG
3 ELECTION OF OUTSIDE DIRECTOR SIN JONG FOR FOR Management
GYE
4 ELECTION OF AUDIT COMMITTEE MEMBER SIN FOR FOR Management
JONG GYE
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SAMSUNG LIFE INSURANCE CO LTD, SEOUL
Ticker: Security ID: Y74860100
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENT FOR FOR Management
2 APPROVAL OF PARTIAL AMENDMENT TO FOR FOR Management
ARTICLES OF INCORPORATION
3 ELECTION OF INSIDE DIRECTOR: KIM CHANG FOR FOR Management
SOO
4 ELECTION OF INSIDE DIRECTOR: CHOI SIN FOR FOR Management
HYEONG
5 ELECTION OF AUDIT COMMITTEE MEMBER AS FOR FOR Management
OUTSIDE DIRECTOR: YOON YONG RO
6 ELECTION OF AUDIT COMMITTEE MEMBER AS FOR FOR Management
OUTSIDE DIRECTOR: HEO GYEONG UK
7 ELECTION OF AUDIT COMMITTEE MEMBER AS FOR FOR Management
OUTSIDE DIRECTOR: GIM DU CHEOL
8 APPROVAL OF LIMIT OF REMUNERATION FOR FOR FOR Management
DIRECTORS
--------------------------------------------------------------------------------
SANLAM LTD
Ticker: Security ID: S7302C137
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO PRESENT THE SANLAM ANNUAL REPORT FOR FOR Management
INCLUDING THE CONSOLIDATED AUDITED
FINANCIAL STATEMENTS, AUDITORS' AUDIT
COMMITTEE AND DIRECTORS' REPORTS
2 TO REAPPOINT ERNST & YOUNG AS FOR FOR Management
INDEPENDENT EXTERNAL AUDITORS
3 TO APPOINT THE FOLLOWING ADDITIONAL FOR FOR Management
DIRECTOR: P HANRATTY
4 TO INDIVIDUALLY RE-ELECT THE FOLLOWING FOR FOR Management
RETIRING DIRECTOR: MM BAKANE-TUOANE
5 TO INDIVIDUALLY RE-ELECT THE FOLLOWING FOR FOR Management
RETIRING DIRECTOR: MV MOOSA
6 TO INDIVIDUALLY RE-ELECT THE FOLLOWING FOR FOR Management
RETIRING DIRECTOR: SA NKOSI
7 TO INDIVIDUALLY RE-ELECT THE FOLLOWING FOR FOR Management
RETIRING DIRECTOR: PL ZIM
8 RE-ELECTION OF EXECUTIVE DIRECTOR: Y FOR FOR Management
RAMIAH
9 RE-ELECTION OF EXECUTIVE DIRECTOR: HC FOR FOR Management
WERTH
10 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTORS OF
THE COMPANY AS MEMBERS OF THE AUDIT
COMMITTEE: AD BOTHA
11 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTORS OF
THE COMPANY AS MEMBERS OF THE AUDIT
COMMITTEE: P HANRATTY
12 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTORS OF
THE COMPANY AS MEMBERS OF THE AUDIT
COMMITTEE: KT NONDUMO
13 TO INDIVIDUALLY ELECT THE FOLLOWING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTORS OF
THE COMPANY AS MEMBERS OF THE AUDIT
COMMITTEE: PDEV RADEMEYER
14 TO CAST A NON-BINDING ADVISORY VOTE ON FOR FOR Management
THE COMPANY'S REMUNERATION POLICY
15 TO NOTE THE TOTAL AMOUNT OF FOR FOR Management
NON-EXECUTIVE AND EXECUTIVE DIRECTORS'
REMUNERATION FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
16 TO PLACE UNISSUED SHARES UNDER THE FOR FOR Management
CONTROL OF THE DIRECTORS
17 GENERAL AUTHORITY TO ISSUE SHARES FOR FOR FOR Management
CASH
18 TO AUTHORISE ANY DIRECTOR OF THE FOR FOR Management
COMPANY, AND WHERE APPLICABLE THE
SECRETARY OF THE COMPANY, TO IMPLEMENT
THE AFORESAID ORDINARY AND
UNDERMENTIONED SPECIAL RESOLUTIONS
19 TO APPROVE THE REMUNERATION OF THE FOR FOR Management
NON-EXECUTIVE DIRECTORS OF THE COMPANY
FOR THE PERIOD 01 JULY 2017 TILL 30
JUNE 2018
20 TO AUTHORISE THE COMPANY TO PROVIDE FOR FOR Management
FINANCIAL ASSISTANCE IN TERMS OF
SECTION 44 OF THE COMPANIES ACT
21 TO AUTHORISE THE COMPANY TO PROVIDE FOR FOR Management
FINANCIAL ASSISTANCE IN TERMS OF
SECTION 45 OF THE COMPANIES ACT
22 TO GIVE AUTHORITY TO THE COMPANY OR A FOR FOR Management
SUBSIDIARY OF THE COMPANY TO ACQUIRE
THE COMPANY'S SHARES
--------------------------------------------------------------------------------
SAPPI LTD
Ticker: Security ID: S73544108
Meeting Date: FEB 08, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT AND ACCEPTANCE OF 2016 ANNUAL FOR FOR Management
FINANCIAL STATEMENTS, INCLUDING
DIRECTORS' REPORT, AUDITORS' REPORT
AND AUDIT COMMITTEE REPORT
2 RE-ELECTION OF MICHAEL ANTHONY FALLON FOR FOR Management
(MIKE) AS A DIRECTOR OF SAPPI
3 RE-ELECTION OF DR DEENADAYALEN KONAR FOR FOR Management
(LEN) AS A DIRECTOR OF SAPPI
4 RE-ELECTION OF JOHN DAVID MCKENZIE FOR FOR Management
(JOCK) AS A DIRECTOR OF SAPPI
5 RE-ELECTION OF GLEN THOMAS PEARCE FOR FOR Management
(GLEN) AS A DIRECTOR OF SAPPI
6 ELECTION OF DR D KONAR AS CHAIRMAN OF FOR FOR Management
THE AUDIT COMMITTEE
7 ELECTION OF MR MA FALLON AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
8 ELECTION OF MR NP MAGEZA AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
9 ELECTION OF MRS KR OSAR AS A MEMBER OF FOR FOR Management
THE AUDIT COMMITTEE
10 ELECTION OF MR RJAM RENDERS AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
11 APPOINTMENT OF KPMG INC. AS AUDITORS FOR FOR Management
OF SAPPI FOR THE YEAR ENDING SEPTEMBER
2017 AND UNTIL THE NEXT ANNUAL GENERAL
MEETING OF SAPPI
12 THE PLACING OF ALL ORDINARY SHARES FOR FOR Management
REQUIRED FOR THE PURPOSE OF CARRYING
OUT THE TERMS OF THE SAPPI LIMITED
PERFORMANCE SHARE INCENTIVE PLAN (THE
PLAN) UNDER THE CONTROL OF THE
DIRECTORS TO ALLOT AND ISSUE IN TERMS
OF THE PLAN
13 THE AUTHORITY FOR ANY SUBSIDIARY OF FOR FOR Management
SAPPI TO SELL AND TO TRANSFER TO THE
SAPPI LIMITED SHARE INCENTIVE SCHEME
AND THE SAPPI LIMITED PERFORMANCE
SHARE INCENTIVE PLAN (COLLECTIVELY THE
SCHEMES) SUCH SHARES AS MAY BE
REQUIRED FOR THE PURPOSES OF THE
SCHEMES
14 NON-BINDING ENDORSEMENT OF FOR FOR Management
REMUNERATION POLICY
15 INCREASE IN NON-EXECUTIVE DIRECTORS' FOR FOR Management
FEES
16 AUTHORITY FOR LOANS OR OTHER FINANCIAL FOR FOR Management
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES OR CORPORATIONS
17 FOR DIRECTORS TO SIGN ALL DOCUMENTS FOR FOR Management
AND DO ALL SUCH THINGS NECESSARY TO
IMPLEMENT THE ABOVE RESOLUTIONS
--------------------------------------------------------------------------------
SASOL LTD, JOHANNESBURG
Ticker: Security ID: 803866102
Meeting Date: NOV 25, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR RETIRING
IN TERMS OF CLAUSE 22.2.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
C BEGGS
2 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR RETIRING
IN TERMS OF CLAUSE 22.2.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
HG DIJKGRAAF
3 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR RETIRING
IN TERMS OF CLAUSE 22.2.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
MJN NJEKE
4 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR RETIRING
IN TERMS OF CLAUSE 22.2.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
B NQWABABA
5 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR RETIRING
IN TERMS OF CLAUSE 22.2.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
PJ ROBERTSON
6 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR WHO WERE
APPOINTED BY THE BOARD AFTER THE
PREVIOUS ANNUAL GENERAL MEETING IN
TERMS OF CLAUSE 22.4.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
SR CORNELL
7 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR WHO WERE
APPOINTED BY THE BOARD AFTER THE
PREVIOUS ANNUAL GENERAL MEETING IN
TERMS OF CLAUSE 22.4.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
MJ CUAMBE
8 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE FOLLOWING DIRECTOR WHO WERE
APPOINTED BY THE BOARD AFTER THE
PREVIOUS ANNUAL GENERAL MEETING IN
TERMS OF CLAUSE 22.4.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION:
P VICTOR
9 TO APPOINT PRICEWATERHOUSECOOPERS INC FOR FOR Management
TO ACT AS INDEPENDENT AUDITOR OF THE
COMPANY UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
10 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE MEMBER OF THE AUDIT
COMMITTEE: C BEGGS (SUBJECT TO HIM
BEING RE-ELECTED AS A DIRECTOR)
11 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE MEMBER OF THE AUDIT
COMMITTEE: NNA MATYUMZA
12 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE MEMBER OF THE AUDIT
COMMITTEE: IN MKHIZE
13 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE MEMBER OF THE AUDIT
COMMITTEE: MJN NJEKE (SUBJECT TO HIM
BEING RE-ELECTED AS A DIRECTOR)
14 TO ELECT EACH BY WAY OF A SEPARATE FOR FOR Management
VOTE, THE MEMBER OF THE AUDIT
COMMITTEE: S WESTWELL
15 TO ENDORSE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPANY'S REMUNERATION
POLICY
16 TO APPROVE THE ADOPTION OF A SHARE FOR FOR Management
INCENTIVE SCHEME FOR THE BENEFIT OF
EMPLOYEES OF THE SASOL GROUP
17 TO APPROVE THE ISSUE OF 32 500 000 FOR FOR Management
ORDINARY SHARES PURSUANT TO THE RULES
OF THE SASOL LONG-TERM INCENTIVE PLAN
18 TO APPROVE THE REMUNERATION PAYABLE TO FOR FOR Management
NON-EXECUTIVE DIRECTORS OF THE COMPANY
FOR THEIR SERVICES AS DIRECTORS FOR
THE PERIOD 1 JULY 2016 UNTIL THIS
RESOLUTION IS REPLACED
19 TO APPROVE FINANCIAL ASSISTANCE TO BE FOR FOR Management
GRANTED BY THE COMPANY IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT
20 TO AMEND CLAUSE 9.1 OF THE COMPANY'S FOR FOR Management
MEMORANDUM OF INCORPORATION
21 TO AMEND CLAUSE 22.2 OF THE COMPANY'S FOR FOR Management
MEMORANDUM OF INCORPORATION
22 TO DELETE CLAUSE 23.1.12 OF THE FOR FOR Management
COMPANY'S MEMORANDUM OF INCORPORATION
23 TO AUTHORISE THE BOARD TO APPROVE THE FOR FOR Management
GENERAL REPURCHASE BY THE COMPANY OR
PURCHASE BY ANY OF ITS SUBSIDIARIES,
OF ANY OF THE COMPANY'S ORDINARY SHARES
24 TO AUTHORISE THE BOARD TO APPROVE THE FOR FOR Management
PURCHASE BY THE COMPANY (AS PART OF A
GENERAL REPURCHASE IN ACCORDANCE WITH
SPECIAL RESOLUTION NUMBER 8), OF ITS
ISSUED SHARES FROM A DIRECTOR AND/OR A
PRESCRIBED OFFICER OF THE COMPANY,
AND/OR PERSONS RELATED TO A DI
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP
Ticker: Security ID: G8020E119
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS OF THE
COMPANY (''DIRECTOR(S)'') AND THE
AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO RE-ELECT DR. ZHOU ZIXUE AS AN FOR FOR Management
EXECUTIVE DIRECTOR
6 TO RE-ELECT DR. TZU-YIN CHIU AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DR. GAO YONGGANG AS AN FOR FOR Management
EXECUTIVE DIRECTOR
8 TO RE-ELECT MR. WILLIAM TUDOR BROWN AS FOR FOR Management
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT DR. TONG GUOHUA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT DR. SHANG-YI CHIANG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT DR. JASON JINGSHENG CONG FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
12 TO AUTHORIZE THE BOARD OF DIRECTORS FOR FOR Management
(THE ''BOARD'') TO FIX THEIR
REMUNERATION
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AND PRICEWATERHOUSECOOPERS ZHONG TIAN
LLP AS THE AUDITORS OF THE COMPANY FOR
HONG KONG FINANCIAL REPORTING AND U.S.
FINANCIAL REPORTING PURPOSES,
RESPECTIVELY, AND TO AUTHORISE THE
AUDIT COMMITTEE OF THE BOARD TO FIX T
14 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD TO ALLOT, ISSUE, GRANT,
DISTRIBUTE AND OTHERWISE DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING TWENTY PER CENT. OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY
AT THE DATE OF THIS RESOLUTION
15 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
BOARD TO REPURCHASE SHARES OF THE
COMPANY, NOT EXCEEDING TEN PER CENT.
OF THE NUMBER OF ISSUED SHARES OF THE
COMPANY AT THE DATE OF THIS RESOLUTION
16 CONDITIONAL ON THE PASSING OF FOR FOR Management
RESOLUTIONS 4 AND 5, TO AUTHORIZE THE
BOARD TO EXERCISE THE POWERS TO ALLOT,
ISSUE, GRANT, DISTRIBUTE AND OTHERWISE
DEAL WITH THE ADDITIONAL AUTHORIZED
BUT UNISSUED SHARES IN THE COMPANY
REPURCHASED BY THE COMPANY
17 (A) TO AUTHORIZE THE INCREASE IN THE FOR FOR Management
AUTHORISED SHARE CAPITAL OF THE
COMPANY FROM USD 22,000,000 TO USD
42,000,000 BY THE CREATION OF AN
ADDITIONAL 5,000,000,000 COMMON SHARES
IN THE SHARE CAPITAL OF THE COMPANY;
AND (B) TO AUTHORIZE ANY DIRECTOR OF
THE C
18 (A) TO AUTHORIZE THE REDUCTION OF THE FOR FOR Management
AMOUNT STANDING TO THE CREDIT OF THE
SHARE PREMIUM ACCOUNT OF THE COMPANY
BY AN AMOUNT OF USD 910,849,175.17 AND
TO AUTHORIZE THE DIRECTORS OF THE
COMPANY TO APPLY SUCH AMOUNT TO
ELIMINATE THE ACCUMULATED LOSSES OF TH
19 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 2,109,318 RSUS TO DR.
TZU-YIN CHIU, THE FORMER CHIEF
EXECUTIVE OFFICER OF THE COMPANY AND A
NON-EXECUTIVE DIRECTOR, IN ACCORDANCE
WITH THE TERMS OF THE 2014 EQUITY
INCENTIVE PLAN, AND SUBJECT TO ALL
APPLICA
20 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 62,500 RSUS TO DR.
CHEN SHANZHI, A NON-EXECUTIVE
DIRECTOR, IN ACCORDANCE WITH THE TERMS
OF THE 2014 EQUITY INCENTIVE PLAN, AND
SUBJECT TO ALL APPLICABLE LAWS, RULES,
REGULATIONS AND THE OTHER APPLICABLE
DOC
21 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 62,500 RSUS TO MR.
LIP-BU TAN, AN INDEPENDENT
NON-EXECUTIVE DIRECTOR, IN ACCORDANCE
WITH THE TERMS OF THE 2014 EQUITY
INCENTIVE PLAN, AND SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS
AND THE OTHER APP
22 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 187,500 RSUS TO DR.
SHANG-YI CHIANG, AN INDEPENDENT
NON-EXECUTIVE DIRECTOR, IN ACCORDANCE
WITH THE TERMS OF THE 2014 EQUITY
INCENTIVE PLAN, AND SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS
AND THE OTH
23 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 187,500 RSUS TO DR.
TONG GUOHUA, A NON-EXECUTIVE DIRECTOR,
IN ACCORDANCE WITH THE TERMS OF THE
2014 EQUITY INCENTIVE PLAN, AND
SUBJECT TO ALL APPLICABLE LAWS, RULES,
REGULATIONS AND THE OTHER APPLICABLE
DOC
24 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED GRANT OF 187,500 RSUS TO DR.
JASON JINGSHENG CONG, AN INDEPENDENT
NON-EXECUTIVE DIRECTOR, IN ACCORDANCE
WITH THE TERMS OF THE 2014 EQUITY
INCENTIVE PLAN, AND SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS
AND TH
25 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
PROPOSED PAYMENT OF USD 688,000 TO DR.
CHIU, THE NON-EXECUTIVE VICE CHAIRMAN
AND A NON-EXECUTIVE DIRECTOR, AS A
TOKEN OF APPRECIATION FOR HIS
CONTRIBUTIONS TO THE COMPANY DURING
HIS TENURE AS CHIEF EXECUTIVE OFFICER
OF THE CO
--------------------------------------------------------------------------------
SEVERSTAL PAO, CHEREPOVETS
Ticker: Security ID: 818150302
Meeting Date: SEP 02, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PAY (ANNOUNCE) DIVIDENDS FOR THE FOR FOR Management
RESULTS OF THE FIRST HALF OF 2016 IN
THE AMOUNT OF 19 ROUBLES 66 KOPECKS
PER ONE ORDINARY REGISTERED SHARE.
FORM OF THE DIVIDEND PAYMENT: MONETARY
FUNDS. THE PAYMENT OF DIVIDENDS IN
MONETARY FUNDS SHALL BE MADE BY THE
COMP
--------------------------------------------------------------------------------
SEVERSTAL PAO, CHEREPOVETS
Ticker: Security ID: 818150302
Meeting Date: DEC 02, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PAY (ANNOUNCE) DIVIDENDS FOR THE FOR FOR Management
RESULTS OF THE NINE MONTHS OF 2016 IN
THE AMOUNT OF 24 ROUBLES 96 KOPECKS
PER ONE ORDINARY REGISTERED SHARE.
FORM OF THE DIVIDEND PAYMENT: MONETARY
FUNDS. THE PAYMENT OF DIVIDENDS IN
MONETARY FUNDS SHALL BE MADE BY THE COM
--------------------------------------------------------------------------------
SEVERSTAL PAO, CHEREPOVETS
Ticker: Security ID: 818150302
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: ALEXEY
ALEXANDROVICH MORDASHOV
3 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: ALEXEY
GENNADIEVICH KULICHENKO
4 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: VLADIMIR
ANDREEVICH LUKIN
5 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: ANDREY
ALEXEEVICH MITYUKOV
6 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS:
ALEXANDER ANATOLIEVICH SHEVELEV
7 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: PHILIP
JOHN DAYER
8 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: DAVID
ALUN BOWEN
9 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: VEIKKO
SAKARI TAMMINEN
10 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS: VLADIMIR
ALEXANDROVICH MAU
11 APPROVE THE ELECTION OF MEMBER OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS:
ALEXANDER ALEXANDROVICH AUZAN
12 APPROVE THE COMPANY'S ANNUAL REPORT, FOR FOR Management
ANNUAL ACCOUNTING (FINANCIAL)
STATEMENTS FOR 2016
13 A) ALLOCATE THE PROFIT OF PAO FOR FOR Management
SEVERSTAL BASED ON 2016 RESULTS. PAY
(ANNOUNCE) DIVIDENDS FOR 2016 RESULTS
IN THE AMOUNT OF 27 ROUBLES 73 KOPECKS
PER ONE ORDINARY REGISTERED SHARE.
FORM OF THE DIVIDEND PAYMENT: MONETARY
FUNDS. THE PAYMENT OF DIVIDENDS IN MO
14 PAY (ANNOUNCE) DIVIDENDS FOR THE FIRST FOR FOR Management
QUARTER 2017 RESULTS IN THE AMOUNT OF
24 ROUBLES 44 KOPECKS PER ONE ORDINARY
REGISTERED SHARE. FORM OF THE DIVIDEND
PAYMENT: MONETARY FUNDS. THE PAYMENT
OF DIVIDENDS IN MONETARY FUNDS SHALL
BE MADE BY THE COMPANY BY
15 ELECT THE INTERNAL AUDIT COMMISSION OF FOR FOR Management
PAO SEVERSTAL IN THE FOLLOWING BODY:
NIKOLAY VIKTOROVICH LAVROV
16 ELECT THE INTERNAL AUDIT COMMISSION OF FOR FOR Management
PAO SEVERSTAL IN THE FOLLOWING BODY:
ROMAN IVANOVICH ANTONOV
17 ELECT THE INTERNAL AUDIT COMMISSION OF FOR FOR Management
PAO SEVERSTAL IN THE FOLLOWING BODY:
SVETLANA VIKTOROVNA GUSEVA
18 APPROVE JSC "KPMG" (INN: 7702019950. FOR FOR Management
THE PRINCIPAL REGISTRATION NUMBER OF
THE ENTRY IN THE STATE REGISTER OF
AUDITORS AND AUDIT ORGANIZATIONS:
11603053203) AS THE AUDITOR OF PAO
SEVERSTAL"
19 APPROVE THE INTERESTED PARTY FOR FOR Management
TRANSACTION (SEVERAL INTERRELATED
INTERESTED PARTY TRANSACTIONS) BETWEEN
PAO SEVERSTAL (THE CLIENT) AND
SBERBANK (THE BANK) AS PART OF THE
AGREEMENT ON GENERAL CONDITIONS FOR
PLACING FUNDS OF THE CLIENT ON
DEPOSITS BY WAY OF E
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD
Ticker: Security ID: Y7682V104
Meeting Date: OCT 11, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: ISSUING VOLUME
3 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: ISSUANCE TARGETS
4 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: BOND DURATION
5 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: INTEREST RATE
6 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: PURPOSE OF THE
RAISED FUNDS
7 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: THE VALID PERIOD OF
THE RESOLUTION
8 ISSUANCE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: MANDATE RELATED TO
SUPER AND SHORT-TERM COMMERCIAL PAPER
ISSUANCE
9 GUARANTEE FOR SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER ISSUANCE
10 TO LAUNCH ASSET SECURITIZATION FOR FOR Management
BUSINESS BY THE SALES COMPANY
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD
Ticker: Security ID: Y7682V104
Meeting Date: DEC 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPOINTMENT OF 2016 AUDIT FIRM FOR FOR Management
3 GUARANTEE FOR THE ASSETS FOR FOR Management
SECURITIZATION BUSINESS OF A SALES
COMPANY
4 CAPITAL INCREASE IN A COMPANY FOR FOR Management
5 NOMINATION OF SHAREHOLDER FOR FOR Management
REPRESENTATIVE SUPERVISOR CANDIDATES
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD
Ticker: Security ID: Y7682V104
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 WORK REPORT OF THE BOARD OF FOR FOR Management
DIRECTORS
3 2016 WORK REPORT OF THE SUPERVISORY FOR FOR Management
COMMITTEE
4 2016 WORK REPORT OF INDEPENDENT FOR FOR Management
DIRECTORS
5 2016 ANNUAL REPORT AND ITS SUMMARY FOR FOR Management
6 2016 FINANCIAL RESOLUTION REPORT FOR FOR Management
7 2016 PROFIT DISTRIBUTION PLAN: THE FOR FOR Management
DETAILED PROFIT DISTRIBUTION PLAN ARE
AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES
(TAX INCLUDED):CNY6.00000000 2) BONUS
ISSUE FROM PROFIT (SHARE/10
SHARES):NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES):NONE
8 APPLICATION FOR COMPREHENSIVE CREDIT FOR FOR Management
LINE TO BANKS
9 A PROJECT FOR FOR Management
10 GUARANTEE FOR THE COMPREHENSIVE CREDIT FOR FOR Management
OF SUBORDINATE COMPANIES
11 TO PROVIDE FINANCIAL AID FOR FOR FOR Management
SUBORDINATE COMPANIES
12 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: ISSUING VOLUME
13 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: ISSUANCE TARGETS
14 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: BOND DURATION
15 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: INTEREST RATE
16 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: PURPOSE OF THE
RAISED FUNDS
17 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: THE VALID PERIOD OF
THE RESOLUTION
18 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: REPAYMENT GUARANTEE
MEASURES
19 ISSUE OF SUPER AND SHORT-TERM FOR FOR Management
COMMERCIAL PAPER: MANDATE REGARDING
ISSUANCE OF SUPER AND SHORT-TERM
COMMERCIAL PAPERS
20 ISSUANCE OF MEDIUM-TERM NOTES: ISSUING FOR FOR Management
VOLUME
21 ISSUANCE OF MEDIUM-TERM NOTES: BOND FOR FOR Management
DURATION
22 ISSUANCE OF MEDIUM-TERM NOTES: FOR FOR Management
INTEREST RATE
23 ISSUANCE OF MEDIUM-TERM NOTES: FOR FOR Management
ISSUANCE TARGETS
24 ISSUANCE OF MEDIUM-TERM NOTES: PURPOSE FOR FOR Management
OF THE RAISED FUNDS
25 ISSUANCE OF MEDIUM-TERM NOTES: THE FOR FOR Management
VALID PERIOD OF THE RESOLUTION
26 ISSUANCE OF MEDIUM-TERM NOTES: FOR FOR Management
REPAYMENT GUARANTEE MEASURES
27 ISSUANCE OF MEDIUM-TERM NOTES: MANDATE FOR FOR Management
RELATED TO ISSUE OF MEDIUM-TERM NOTES
28 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
ISSUING VOLUME
29 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
BOND DURATION
30 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
METHOD OF ISSUANCE
31 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
INTEREST RATE
32 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
PURPOSE OF THE RAISED FUNDS
33 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
THE VALID PERIOD OF THE RESOLUTION
34 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
ISSUANCE TARGETS
35 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
REPAYMENT GUARANTEE MEASURES
36 ISSUANCE OF PRIVATE PLACEMENT NOTES: FOR FOR Management
MANDATE RELATED TO THE ISSUANCE OF
PRIVATE PLACEMENT NOTES
37 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: ISSUING VOLUME
38 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: BOND DURATION
39 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: INTEREST RATE
40 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: ISSUANCE TARGETS
41 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: PURPOSE OF THE RAISED
FUNDS
42 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: THE VALID PERIOD OF
THE RESOLUTION
43 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: REPAYMENT GUARANTEE
MEASURES
44 ISSUANCE OF WEALTH MANAGEMENT DIRECT FOR FOR Management
FINANCING TOOLS: MANDATE RELATED TO
THE ISSUANCE OF WEALTH MANAGEMENT
DIRECT FINANCING TOOLS
45 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: ISSUING VOLUME
46 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: BOND DURATION
47 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: INTEREST RATE
48 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: PURPOSE OF THE
RAISED FUNDS
49 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: THE VALID PERIOD OF
THE RESOLUTION
50 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: REPAYMENT GUARANTEE
MEASURES
51 ISSUANCE OF CREDITORS' RIGHT FINANCING FOR FOR Management
PLAN BY A COMPANY: MANDATE MATTERS
RELATED TO THE ISSUANCE OF CREDITORS'
RIGHT FINANCING PLAN
52 GENERAL MANDATE TO THE BOARD TO ISSUE FOR FOR Management
NEW SHARES
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD
Ticker: Security ID: Y7682V104
Meeting Date: JUN 02, 2017 Meeting Type: Class Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 EXTENSION OF THE VALID PERIOD OF THE FOR FOR Management
RESOLUTION ON THE NON-PUBLIC SHARE
OFFERING
2 EXTENSION OF THE VALID PERIOD OF THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO HANDLE
MATTERS IN RELATION TO THE NON-PUBLIC
OFFERING
--------------------------------------------------------------------------------
SHANDONG CHENMING PAPER HOLDINGS LTD
Ticker: Security ID: Y7682V104
Meeting Date: JUN 02, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 EXTENSION OF THE VALID PERIOD OF THE FOR FOR Management
RESOLUTION ON THE NON-PUBLIC SHARE
OFFERING
3 EXTENSION OF THE VALID PERIOD OF THE FOR FOR Management
AUTHORIZATION TO THE BOARD TO HANDLE
MATTERS IN RELATION TO THE NON-PUBLIC
OFFERING
4 FINANCIAL AIDS TO JOINT STOCK COMPANIES FOR FOR Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: Security ID: Y76824104
Meeting Date: MAY 08, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
18 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
ISSUE PRICE
19 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
NUMBER OF SHARES TO BE ISSUED
20 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
USE OF PROCEEDS
21 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
LOCK-UP PERIOD ARRANGEMENT
22 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
LISTING PLACE OF THE SHARES TO BE
ISSUED UNDER THE SUPPORTING FUNDS R
23 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
THE VALIDITY OF THE RESOLUTIONS
24 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE "THE REPORT FOR ASSETS
ACQUISITION BY ISSUANCE OF SHARES AND
SUPPORTING FUNDS RAISING (CONNECTED
TRANSACTION) BY SHANGHAI ELECTRIC
GROUP COMPANY LIMITED (DRAFT) " AND
ITS SUMMARY
25 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE ASSETS
ACQUISITION BY ISSUANCE OF SHARES
AGREEMENT BETWEEN SHANGHAI ELECTRIC
(GROUP) CORPORATION AND SHANGHAI
ELECTRIC GROUP COMPANY LIMITED WITH
CONDITIONS PRE
26 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE PROFIT
COMPENSATION AGREEMENT WITH CONDITIONS
PRECEDENT
27 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE SHARE
SUBSCRIPTION AGREEMENT BETWEEN THE
TARGET SUBSCRIBERS AND THE COMPANY
WITH CONDITIONS PRECEDENT
12 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: LOCK-UP
PERIOD ARRANGEMENT
13 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: LISTING
PLACE OF THE SHARES TO BE ISSUED
14 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY:
TREATMENT FOR THE COMPANY'S
UNDISTRIBUTED RETAINED EARNINGS PRIOR
TO THE SH
15 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: THE
VALIDITY OF THE RESOLUTIONS
16 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
THE CLASS AND NOMINAL VALUE OF SHARES
TO BE ISSUED
17 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
TARGET SUBSCRIBERS AND METHODS OF
SUBSCRIPTION
8 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: TARGET
SUBSCRIBERS FOR SHARES TO BE ISSUED
9 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: METHOD
OF ISSUANCE AND SUBSCRIPTION FOR SHARES
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: PRICING
BENCHMARK DATE, BASIS OF PRICING AND
ISSUE PRICE FOR THE ISSUANCE O
11 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: NUMBER
OF SHARES TO BE ISSUED
28 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE POSSIBLE DILUTION OF THE COMPANY'S
CURRENT EARNINGS PER SHARE AS A RESULT
OF THE TRANSACTION AND ITS REMEDIAL
MEASURES
29 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE GRANT OF THE AUTHORIZATION TO THE
BOARD AND ITS AUTHORIZED
REPRESENTATIVE(S) AT THE GENERAL
MEETING TO DEAL WITH RELEVANT MATTERS
OF THE TRANSACTION
30 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE REPORT ON THE USE OF PROCEEDS FROM
THE PREVIOUS FUND RAISING ACTIVITIES
BY THE COMPANY
31 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE CONNECTED TRANSACTIONS INVOLVING
ASSETS ACQUISITION BY ISSUANCE OF
SHARES AND SUPPORTING FUNDS RAISING BY
THE COMPANY
32 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE INDEPENDENCE OF THE APPRAISAL
FIRMS, THE REASONABLENESS OF THE
APPRAISAL ASSUMPTIONS, THE RELEVANCE
BETWEEN THE APPRAISAL METHODOLOGY AND
PURPOSE AND THE FAIRNESS OF THE VALUATI
33 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE APPROVAL OF RELEVANT REPORTS
ISSUED BY AUDIT FIRMS AND ASSET
APPRAISAL FIRMS IN RESPECT OF THE
TRANSACTION
34 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE
COMPLIANCE WITH THE RELEVANT LAWS AND
REGULATIONS OF THE ASSETS ACQUISITION
BY ISSUANCE OF SHARES AND SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
BY THE COMPANY
35 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE COMPLIANCE BY THE COMPANY WITH
CLAUSE 4 UNDER "REQUIREMENTS ON
CERTAIN ISSUES CONCERNING REGULATING
THE MATERIAL ASSET REORGANIZATIONS OF
LISTED COMPANIES" IN RESPECT OF THE TRA
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: PARTIES
TO THE TRANSACTION
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY:
TRANSACTION SUBJECTS
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: BASIS
OF PRICING AND TRANSACTION PRICE
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY:
ARRANGEMENT FOR PROFIT OR LOSS FOR THE
PERIOD
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY:
PROCEDURES FOR TRANSFER OF OWNERSHIP
AND LIABILITY FOR BREACH OF CONTRACT
7 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) ( THE
"TRANSACTION") BY THE COMPANY: CLASS
AND NOMINAL VALUE OF SHARES TO BE
ISSUED
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: Security ID: Y76824104
Meeting Date: MAY 08, 2017 Meeting Type: Class Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
15 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: THE
VALIDITY OF THE RESOLUTIONS
17 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
TARGET SUBSCRIBERS AND METHODS OF
SUBSCRIPTION
18 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
ISSUE PRICE
16 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
THE CLASS AND NOMINAL VALUE OF SHARES
TO BE ISSUED
19 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
NUMBER OF SHARES TO BE ISSUED
20 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
USE OF PROCEEDS
21 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
LOCK-UP PERIOD ARRANGEMENT
22 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
LISTING PLACE OF THE SHARES TO BE
ISSUED UNDER THE SUPPORTING FUNDS R
23 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ISSUANCE OF SHARES FOR SUPPORTING
FUNDS RAISING (CONNECTED TRANSACTION)
(THE "TRANSACTION") BY THE COMPANY:
THE VALIDITY OF THE RESOLUTIONS
24 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE "THE REPORT FOR ASSETS
ACQUISITION BY ISSUANCE OF SHARES AND
SUPPORTING FUNDS RAISING (CONNECTED
TRANSACTION) BY SHANGHAI ELECTRIC
GROUP COMPANY LIMITED (DRAFT) " AND
ITS SUMMARY
25 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE ASSETS
ACQUISITION BY ISSUANCE OF SHARES
AGREEMENT BETWEEN SHANGHAI ELECTRIC
(GROUP) CORPORATION AND SHANGHAI
ELECTRIC GROUP COMPANY LIMITED WITH
CONDITIONS PRE
26 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE PROFIT
COMPENSATION AGREEMENT WITH CONDITIONS
PRECEDENT
27 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE EXECUTION OF THE SHARE
SUBSCRIPTION AGREEMENT BETWEEN THE
TARGET SUBSCRIBERS AND THE COMPANY
WITH CONDITIONS PRECEDENT
29 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE GRANT OF THE AUTHORIZATION TO THE
BOARD AND ITS AUTHORIZED
REPRESENTATIVE(S) AT THE GENERAL
MEETING TO DEAL WITH RELEVANT MATTERS
OF THE TRANSACTION
30 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE REPORT ON THE USE OF PROCEEDS FROM
THE PREVIOUS FUND RAISING ACTIVITIES
BY THE COMPANY
28 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION IN RELATION TO
THE POSSIBLE DILUTION OF THE COMPANY'S
CURRENT EARNINGS PER SHARE AS A RESULT
OF THE TRANSACTION AND ITS REMEDIAL
MEASURES
2 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: PARTIES
TO THE TRANSACTION
3 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY:
TRANSACTION SUBJECTS
4 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: BASIS
OF PRICING AND TRANSACTION PRICE
5 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY:
ARRANGEMENT FOR PROFIT OR LOSS FOR THE
PERIOD
6 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY:
PROCEDURES FOR TRANSFER OF OWNERSHIP
AND LIABILITY FOR BREACH OF CONTRACT
7 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: CLASS
AND NOMINAL VALUE OF SHARES TO BE
ISSUED
8 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: TARGET
SUBSCRIBERS FOR SHARES TO BE ISSUED
9 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: METHOD
OF ISSUANCE AND SUBSCRIPTION FOR SHARES
10 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: PRICING
BENCHMARK DATE, BASIS OF PRICING AND
ISSUE PRICE FOR THE ISSUANCE OF
11 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: NUMBER
OF SHARES TO BE ISSUED
12 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: LOCK-UP
PERIOD ARRANGEMENT
13 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY: LISTING
PLACE OF THE SHARES TO BE ISSUED
14 TO CONSIDER AND, IF THOUGHT FIT, TO FOR FOR Management
APPROVE THE RESOLUTION ON THE PROPOSAL
OF ASSETS ACQUISITION BY ISSUANCE OF
SHARES (CONNECTED TRANSACTION) (THE
"TRANSACTION") BY THE COMPANY:
TREATMENT FOR THE COMPANY'S
UNDISTRIBUTED RETAINED EARNINGS PRIOR
TO THE SHA
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: Security ID: Y76824104
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE FINANCIAL RESULTS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
6 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2016
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF PWC ZHONG TIAN AS
THE COMPANY'S PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE
COMPANY'S INTERNATIONAL AUDITOR FOR
THE FINANCIAL YEAR OF 2017 AND THE
AUTHORISATION TO THE BOARD TO
DETERMINE THEIR REMUNERATIONS
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RATIFICATION OF EMOLUMENTS PAID TO THE
DIRECTORS AND SUPERVISORS FOR THE YEAR
OF 2016 AND TO CONSIDER AND APPROVE
EMOLUMENTS OF THE DIRECTORS AND
SUPERVISORS FOR THE YEAR OF 2017
9 TO CONSIDER AND APPROVE THE RENEWAL OF FOR FOR Management
LIABILITY INSURANCE FOR THE DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT
10 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB1,800 MILLION BY THE COMPANY TO
SHANGHAI ELECTRIC WIND POWER EQUIPMENT
CO., LTD. (AS SPECIFIED)
11 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB330 MILLION BY THE COMPANY TO
SEC-KSB NUCLEAR PUMPS & VALVES CO.,
LTD. (AS SPECIFIED)
12 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB300 MILLION BY THE COMPANY TO
SHANGHAI ELECTRIC HEAVY MACHINERY
MILLING SPECIAL EQUIPMENT CO., LTD.
(AS SPECIFIED)
13 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB450 MILLION BY THE COMPANY TO
SHANGHAI ELECTRIC HEAVY MACHINERY
CASTING FORGING CO., LTD. (AS
SPECIFIED)
14 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB100 MILLION BY SHANGHAI HUAPU CABLE
CO., LTD. (AS SPECIFIED) AND SHANGHAI
ELECTRIC POWER T&D GROUP CO., LTD. (AS
S
15 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF A
CORPORATE GUARANTEE TO THE EXTENT OF
RMB37.5 MILLION (EURO 5 MILLION) BY
BROETJE-AUTOMATION GMBH TO BA ASSEMBLY
& TURNKEY SYSTEMS GMBH
16 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF EXTERNAL GUARANTEES,
INCLUDING: THE PROVISION OF LETTERS OF
GUARANTEE TO THE EXTENT OF RMB62
MILLION BY SHANGHAI ELECTRIC GROUP
FINANCE CO., LTD. (AS SPECIFIED) TO
SHANGHAI ELECTRIC (GROUP) CORPORATION
(AS
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: Y7683K107
Meeting Date: NOV 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE, CONFIRM AND/OR RATIFY THE FOR FOR Management
SALE AND PURCHASE AGREEMENT (AS
DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 24 OCTOBER 2016) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
5 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-ELECTION OF MR. YUEN TIN FAN,
FRANCIS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
SHANGHAI INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: Y7683K107
Meeting Date: MAY 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE AUDITED CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND THE AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND: HK 46 FOR FOR Management
CENTS PER SHARE
5 TO RE-ELECT MR. WANG WEI AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. XU BO AS DIRECTOR FOR FOR Management
7 TO RE-ELECT MR. XU ZHAN AS DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. LEUNG PAK TO, FRANCIS FOR FOR Management
AS DIRECTOR
9 TO AUTHORIZE THE BOARD TO FIX THE FOR FOR Management
DIRECTORS' REMUNERATION
10 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU AS AUDITOR AND TO AUTHORIZE
THE DIRECTORS TO FIX AUDITOR'S
REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL ISSUED
SHARES
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING
20% OF THE TOTAL ISSUED SHARES
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ISSUE SHARES BY
THE NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: Security ID: Y7741B107
Meeting Date: NOV 23, 2016 Meeting Type: Class Meeting
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: BASIS FOR DETERMINING
THE PARTICIPANTS OF THE INCENTIVE
SCHEME AND THE SCOPE OF THE
PARTICIPANTS
4 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: GRANT PRICE OF THE
RESTRICTED SHARES AND THE BASIS OF
DETERMINATION
5 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: SOURCE, NUMBER AND
ALLOCATION OF THE RESTRICTED SHARES
6 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: VALIDITY PERIOD, DATE
OF GRANT, LOCK-UP PERIOD, UNLOCKING
PERIOD AND BLACK-OUT PERIOD OF THE
INCENTIVE SCHEME
7 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: CONDITIONS OF
GRANTING AND UNLOCKING THE RESTRICTED
SHARES
8 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ADJUSTMENT METHOD AND
PROCEDURES OF THE RESTRICTED SHARES
INCENTIVE SCHEME
9 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ACCOUNTING TREATMENT
OF THE RESTRICTED SHARES
10 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: PROCEDURES OF
IMPLEMENTATION, GRANTING AND UNLOCKING
UNDER THE INCENTIVE SCHEME
11 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: RIGHTS AND
OBLIGATIONS OF THE COMPANY/THE
PARTICIPANTS
12 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: IMPLEMENTATION OF THE
INCENTIVE SCHEME IN CASE OF CHANGE IN
THE COMPANY/THE PARTICIPANTS
13 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ADJUSTMENT OF THE
REPURCHASE PRICE OF THE RESTRICTED
SHARES AND THE PROCEDURES OF
REPURCHASING AND CANCELLING
14 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: SETTLEMENT MECHANISM
FOR DISPUTE
15 TO CONSIDER AND APPROVE THE FOR FOR Management
MANAGEMENT, IMPLEMENTATION AND
APPRAISAL MEASURES FOR THE INCENTIVE
SCHEME
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE SHAREHOLDERS'
MEETING TO AUTHORIZE THE BOARD TO DEAL
WITH THE MATTERS PERTAINING TO THE
RESTRICTED A SHARE INCENTIVE SCHEME OF
THE COMPANY
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE CONNECTED
TRANSACTIONS UNDER THE RULES GOVERNING
THE LISTING OF SECURITIES ON THE STOCK
EXCHANGE OF HONG KONG LIMITED IN
CONNECTION WITH THE RESTRICTED A SHARE
INCENTIVE SCHEME
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: Security ID: Y7741B107
Meeting Date: NOV 23, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: BASIS FOR DETERMINING
THE PARTICIPANTS OF THE INCENTIVE
SCHEME AND THE SCOPE OF THE
PARTICIPANTS
4 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: GRANT PRICE OF THE
RESTRICTED SHARES AND THE BASIS OF
DETERMINATION
5 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: SOURCE, NUMBER AND
ALLOCATION OF THE RESTRICTED SHARES
6 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: VALIDITY PERIOD, DATE
OF GRANT, LOCK-UP PERIOD, UNLOCKING
PERIOD AND BLACK-OUT PERIOD OF THE
INCENTIVE SCHEME
7 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: CONDITIONS OF
GRANTING AND UNLOCKING THE RESTRICTED
SHARES
8 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ADJUSTMENT METHOD AND
PROCEDURES OF THE RESTRICTED SHARES
INCENTIVE SCHEME
9 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ACCOUNTING TREATMENT
OF THE RESTRICTED SHARES
10 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: PROCEDURES OF
IMPLEMENTATION, GRANTING AND UNLOCKING
UNDER THE INCENTIVE SCHEME
11 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: RIGHTS AND
OBLIGATIONS OF THE COMPANY/THE
PARTICIPANTS
12 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: IMPLEMENTATION OF THE
INCENTIVE SCHEME IN CASE OF CHANGE IN
THE COMPANY/THE PARTICIPANTS
13 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: ADJUSTMENT OF THE
REPURCHASE PRICE OF THE RESTRICTED
SHARES AND THE PROCEDURES OF
REPURCHASING AND CANCELLING
14 TO CONSIDER AND APPROVE BY WAY OF FOR FOR Management
SEPARATE RESOLUTION IN RELATION TO THE
RESTRICTED A SHARE INCENTIVE SCHEME
AND ITS SUMMARY: SETTLEMENT MECHANISM
FOR DISPUTE
15 TO CONSIDER AND APPROVE THE FOR FOR Management
MANAGEMENT, IMPLEMENTATION AND
APPRAISAL MEASURES FOR THE INCENTIVE
SCHEME
16 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE SHAREHOLDERS'
MEETING TO AUTHORIZE THE BOARD TO DEAL
WITH THE MATTERS PERTAINING TO THE
RESTRICTED A SHARE INCENTIVE SCHEME OF
THE COMPANY
17 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE CONNECTED
TRANSACTIONS UNDER THE RULES GOVERNING
THE LISTING OF SECURITIES ON THE STOCK
EXCHANGE OF HONG KONG LIMITED IN
CONNECTION WITH THE RESTRICTED A SHARE
INCENTIVE SCHEME
18 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF THE
SHAREHOLDERS' REPRESENTATIVE
SUPERVISOR OF THE SEVENTH SESSION OF
THE SUPERVISORY COMMITTEE OF THE
COMPANY
19 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF THE
DIRECTOR OF THE SEVENTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY: MR.
LIU JI
20 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF THE
DIRECTOR OF THE SEVENTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY: MR.
LIAO XIANG WEN
21 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF THE
DIRECTOR OF THE SEVENTH SESSION OF THE
BOARD OF DIRECTORS OF THE COMPANY: MR.
CHEN YUAN JUN
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: Security ID: Y7741B107
Meeting Date: MAY 23, 2017 Meeting Type: Class Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON THE GENERAL MANDATE TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: Security ID: Y7741B107
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS FOR THE YEAR
2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE FOR THE YEAR
2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
ACCOUNTS FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
DISTRIBUTION SCHEME OF PROFITS FOR THE
YEAR 2016 (INCLUDING DECLARATION OF
FINAL DIVIDEND): RMB0.22 (TAX
INCLUDED) PER SHARE
7 TO CONSIDER AND APPROVE THE BUDGET FOR FOR Management
REPORT FOR THE YEAR 2017
8 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF
AUDITORS FOR 2017: ERNST & YOUNG HUA
MING LLP
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
IN RELATION TO THE APPOINTMENT OF THE
INDEPENDENT DIRECTOR OF THE SEVENTH
SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY: MR. CAI SHU GUANG
10 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): ISSUE SIZE AND METHOD
11 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): TYPE OF THE DEBENTURES
12 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): MATURITY OF THE
DEBENTURES
13 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): TARGET SUBSCRIBERS AND
ARRANGEMENT FOR PLACEMENT TO
SHAREHOLDERS
14 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): INTEREST RATE
15 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): USE OF PROCEEDS
16 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): LISTING
17 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): GUARANTEE
18 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): VALIDITY OF THE
RESOLUTION
19 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE GRANT OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS TO ISSUE DEBENTURES
("DEBENTURES"): AUTHORISATION
ARRANGEMENT
20 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND ITS
SCHEDULES: AMENDMENTS TO THE ARTICLES
OF ASSOCIATION
21 TO CONSIDER AND APPROVE IN RELATION TO FOR FOR Management
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND ITS
SCHEDULES: AMENDMENTS TO THE RULES OF
PROCEDURES FOR THE BOARD OF DIRECTORS
22 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON THE GENERAL MANDATE TO ISSUE
ADDITIONAL A SHARES AND/OR H SHARES
23 TO CONSIDER AND APPROVE THE RESOLUTION FOR FOR Management
ON THE GENERAL MANDATE TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------
SHENZHEN INVESTMENT LIMITED
Ticker: Security ID: Y7743P120
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS, THE REPORT OF
THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND AND A FOR FOR Management
SPECIAL DIVIDEND (WITH SCRIP OPTION)
5 TO RE-ELECT DR. LU HUA AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. MOU YONG AS DIRECTOR FOR FOR Management
7 TO RE-ELECT DR. WU JIESI AS DIRECTOR FOR FOR Management
8 TO RE-ELECT MR. LIU SHICHAO AS DIRECTOR FOR FOR Management
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF THE DIRECTORS
10 TO RE-APPOINT KPMG AS AUDITOR AND TO FOR FOR Management
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES NOT
EXCEEDING 10% OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE
OF THIS RESOLUTION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT AND ISSUE NEW
SHARES NOT EXCEEDING 20% OF THE NUMBER
OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF THIS RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ALLOT AND ISSUE
NEW SHARES BY ADDING TO THE NUMBER OF
SHARES BEING BOUGHT BACK BY THE COMPANY
14 TO GRANT A MANDATE TO THE DIRECTORS TO FOR FOR Management
GRANT OPTIONS UNDER THE SHARE OPTION
SCHEME OF THE COMPANY
--------------------------------------------------------------------------------
SHIN KONG FINANCIAL HOLDING CO LTD, TAIPEI
Ticker: Security ID: Y7753X104
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECOGNIZE THE COMPANY'S 2016 CPA FOR FOR Management
AUDITED FINANCIAL STATEMENTS
3 TO RECOGNIZE THE COMPANY'S 2016 FOR FOR Management
EARNINGS DISTRIBUTION. PROPOSED CASH
DIVIDEND: TWD 0.2 PER SHARE.
4 TO DISCUSS AMENDMENT TO THE COMPANY'S FOR FOR Management
PROCEDURES GOVERNING THE ACQUISITION
AND DISPOSAL OF ASSETS
6 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG WU HO
SU CULTURE AND EDUCATION FOUNDATION
,SHAREHOLDER NO.00038260,WU, TUNG CHIN
AS REPRESENTATIVE
7 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG WU HO
SU CULTURE AND EDUCATION FOUNDATION
,SHAREHOLDER NO.00038260,WU, MIN WEI
AS REPRESENTATIVE
8 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG OCEAN
ENTERPRISE CO., LTD.,SHAREHOLDER NO.
00000101
9 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG MEDICAL
CLUB CO., LTD.,SHAREHOLDER NO.00413329
10 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:TAIWAN SHIN KONG
SECURITY CO., LTD.,SHAREHOLDER NO.
00018992
11 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:CHIN SHAN
INVESTMENT CO., LTD. ,SHAREHOLDER NO.
00000141,PENG, HSUEH FEN AS
REPRESENTATIVE
12 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN CHAN
INVESTMENT CO., LTD.,SHAREHOLDER NO.
00415689
13 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:TUNG SHING
INVESTMENT CO., LTD. ,SHAREHOLDER NO.
00027143,WU, TUNG SHING AS
REPRESENTATIVE
14 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG
MITSUKOSHI DEPARTMENT STORE CO., LTD.
,SHAREHOLDER NO.00026835,YEH, YUN-WAN
AS REPRESENTATIVE
15 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:SHIN KONG WU TUNG
CHIN FUNDATION ,SHAREHOLDER NO.
00038259,LEE, JIH-CHU AS REPRESENTATIVE
16 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:WU CHIA LU
INSURANCE CULTURE AND EDUATION
FOUNDATION ,SHAREHOLDER NO.
00042760,WU, BENSON AS REPRESENTATIVE
17 THE ELECTION OF TWELVE DIRECTORS AMONG FOR FOR Management
SEVENTEEN CANDIDATES:HUI FENG
INVESTMENT CO., LTD. ,SHAREHOLDER NO.
00000029,SU, CHI MING AS REPRESENTATIVE
18 THE ELECTION OF TWELVE DIRECTORS AMONG FOR ABSTAIN Management
SEVENTEEN CANDIDATES:SHIN SHENG
COMPANY LTD. ,SHAREHOLDER NO.
00000089,HUNG, WEN TONG AS
REPRESENTATIVE
19 THE ELECTION OF TWELVE DIRECTORS AMONG FOR ABSTAIN Management
SEVENTEEN CANDIDATES:SHIN SHENG
COMPANY LTD. ,SHAREHOLDER NO.
00000089,LIN, PO HAN AS REPRESENTATIVE
20 THE ELECTION OF TWELVE DIRECTORS AMONG FOR ABSTAIN Management
SEVENTEEN CANDIDATES:SHIN SHENG
COMPANY LTD. ,SHAREHOLDER NO.
00000089,WU, TUNG MING AS
REPRESENTATIVE
21 THE ELECTION OF TWELVE DIRECTORS AMONG FOR ABSTAIN Management
SEVENTEEN CANDIDATES:SHIN SHENG
COMPANY LTD. ,SHAREHOLDER NO.
00000089,HUNG. SHIH CHI AS
REPRESENTATIVE
22 THE ELECTION OF TWELVE DIRECTORS AMONG FOR ABSTAIN Management
SEVENTEEN CANDIDATES:SHIN SHENG
COMPANY LTD. ,SHAREHOLDER NO.
00000089,CHIEN, MIN-CHIU AS
REPRESENTATIVE
24 THE ELECTION OF THREE INDEPENDENT FOR FOR Management
DIRECTORS AMONG FOUR CANDIDATES:LI,
CHENG YI,SHAREHOLDER NO.R102775XXX
25 THE ELECTION OF THREE INDEPENDENT FOR FOR Management
DIRECTORS AMONG FOUR CANDIDATES:LI,
SHENG-YANN,SHAREHOLDER NO.D100445XXX
26 THE ELECTION OF THREE INDEPENDENT FOR FOR Management
DIRECTORS AMONG FOUR CANDIDATES:LIN,
MEI-HWA,SHAREHOLDER NO.00390185
27 THE ELECTION OF THREE INDEPENDENT FOR AGAINST Management
DIRECTORS AMONG FOUR CANDIDATES:HUANG,
JUI-HSIANG,SHAREHOLDER NO.R121297XXX
--------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD, SEOUL
Ticker: Security ID: Y7749X101
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR JO YONG FOR FOR Management
BYEONG
4 ELECTION OF A NON-PERMANENT DIRECTOR FOR FOR Management
WI SEONG HO
5 ELECTION OF OUTSIDE DIRECTOR BAK AN SUN FOR FOR Management
6 ELECTION OF OUTSIDE DIRECTOR BAK CHEOL FOR FOR Management
7 ELECTION OF OUTSIDE DIRECTOR I SANG FOR FOR Management
GYEONG
8 ELECTION OF OUTSIDE DIRECTOR JU JAE FOR FOR Management
SEONG
9 ELECTION OF OUTSIDE DIRECTOR HIRAKAWA FOR FOR Management
YUKI
10 ELECTION OF OUTSIDE DIRECTOR PHILIPPE FOR FOR Management
AVRIL
11 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR I MAN U
12 ELECTION OF AUDIT COMMITTEE MEMBER I FOR FOR Management
SANG GYEONG
13 ELECTION OF AUDIT COMMITTEE MEMBER I FOR FOR Management
SEONG RYANG
14 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SHINSEGAE CO LTD, SEOUL
Ticker: Security ID: Y77538109
Meeting Date: MAR 10, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 ELECTION OF INSIDE DIRECTOR GWON HYEOK FOR FOR Management
GU
3 ELECTION OF INSIDE DIRECTOR GIM JEONG FOR FOR Management
SIK
4 ELECTION OF OUTSIDE DIRECTOR GIM JU FOR FOR Management
YEONG
5 ELECTION OF OUTSIDE DIRECTOR GIM YEONG FOR FOR Management
GEOL
6 ELECTION OF OUTSIDE DIRECTOR AN YEONG FOR FOR Management
HO
7 ELECTION OF AUDIT COMMITTEE MEMBER GIM FOR FOR Management
JU YEONG
8 ELECTION OF AUDIT COMMITTEE MEMBER AN FOR FOR Management
YEONG HO
9 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
10 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD
Ticker: Security ID: Y7760F104
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE THE REPORT OF THE DIRECTORS FOR FOR Management
AND THE AUDITED FINANCIAL STATEMENTS
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. DING RUCAI AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR. CHEN ZHAOQIANG AS FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR. DONG YANSHENG AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. CHAN PAT LAM AS FOR FOR Management
DIRECTOR
9 TO RE-ELECT MR. JAPHET SEBASTIAN LAW FOR FOR Management
AS DIRECTOR
10 TO APPOINT AUDITOR AND TO AUTHORISE FOR FOR Management
THE DIRECTORS TO FIX ITS REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
SHARES NOT EXCEEDING 20% OF THE
EXISTING TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES NOT
EXCEEDING 10% OF THE EXISTING TOTAL
NUMBER OF SHARES OF THE COMPANY IN
ISSUE
13 TO ADD, CONDITIONAL UPON THE PASSING FOR FOR Management
OF RESOLUTION 6 ABOVE, THE TOTAL
NUMBER OF SHARES BOUGHT BACK TO THE
GENERAL MANDATE GIVEN TO THE DIRECTORS
TO ALLOT SHARES
--------------------------------------------------------------------------------
SHUI ON LAND LTD
Ticker: Security ID: G81151113
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
AND THE REPORTS OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND (WITH FOR FOR Management
SCRIP OPTION) FOR THE YEAR ENDED 31
DECEMBER 2016: FINAL DIVIDEND OF HKD0.
039 PER SHARE
5 TO RE-ELECT MR. VINCENT H. S. LO AS FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT PROFESSOR GARY C. BIDDLE FOR FOR Management
AS DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. DAVID J. SHAW AS FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO AUTHORIZE THE COMPANY'S BOARD OF FOR FOR Management
DIRECTORS TO FIX THE DIRECTORS'
REMUNERATION
9 TO RE-APPOINT THE COMPANY'S AUDITOR FOR FOR Management
AND TO AUTHORIZE THE COMPANY'S BOARD
OF DIRECTORS TO FIX THEIR REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND ALLOT
ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AT THE DATE OF PASSING
THIS RESOLUTION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE
DATE OF PASSING THIS RESOLUTION
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS TO ISSUE SHARES UNDER
RESOLUTION NO. 5(A) BY THE NUMBER OF
SHARES REPURCHASED UNDER RESOLUTION NO.
5(B)
13 TO APPROVE AND ADOPT THE NEW SHARE FOR FOR Management
OPTION SCHEME (AS DEFINED IN THE
NOTICE OF THE MEETING DATED 21 APRIL
2017)
--------------------------------------------------------------------------------
SIBANYE GOLD LIMITED
Ticker: Security ID: S7627H100
Meeting Date: APR 25, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE CATEGORY 1 TRANSACTION IN FOR FOR Management
TERMS OF THE MERGER AGREEMENT
2 APPROVE INCREASE IN AUTHORISED SHARE FOR FOR Management
CAPITAL
3 AMEND MEMORANDUM OF INCORPORATION FOR FOR Management
4 APPROVE ALLOTMENT AND ISSUE OF SHARES FOR FOR Management
IN TERMS OF SECTION 41(3) OF THE
COMPANIES ACT
5 PLACE AUTHORISED BUT UNISSUED SHARES FOR FOR Management
UNDER CONTROL OF DIRECTORS PURSUANT TO
THE RIGHTS OFFER
6 APPROVE WAIVER OF MANDATORY OFFER FOR FOR Management
7 PLACE AUTHORISED BUT UNISSUED SHARES FOR FOR Management
UNDER CONTROL OF DIRECTORS
--------------------------------------------------------------------------------
SIBANYE GOLD LIMITED
Ticker: Security ID: S7627H100
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-APPOINTMENT OF AUDITORS: KPMG INC FOR FOR Management
3 RE-ELECTION OF A DIRECTOR: CD CHADWICK FOR FOR Management
4 RE-ELECTION OF A DIRECTOR: RTL CHAN FOR FOR Management
5 RE-ELECTION OF A DIRECTOR: TJ CUMMING FOR FOR Management
6 RE-ELECTION OF A DIRECTOR: C KEYTER FOR FOR Management
7 ELECTION OF A DIRECTOR: MS MOLOKO FOR FOR Management
8 RE-ELECTION OF A MEMBER AND CHAIR OF FOR FOR Management
THE AUDIT COMMITTEE: KA RAYNER
9 RE-ELECTION OF A MEMBER OF THE AUDIT FOR FOR Management
COMMITTEE: RP MENELL
10 RE-ELECTION OF A MEMBER OF THE AUDIT FOR FOR Management
COMMITTEE: NG NIKA
11 RE-ELECTION OF A MEMBER OF THE AUDIT FOR FOR Management
COMMITTEE: SC VAN DER MERWE
12 APPROVAL FOR THE ISSUE OF AUTHORISED FOR FOR Management
BUT UNISSUED ORDINARY SHARES
13 ISSUING EQUITY SECURITIES FOR CASH FOR FOR Management
14 APPROVAL FOR THE SIBANYE 2017 SHARE FOR FOR Management
PLAN
15 APPROVE REMUNERATION POLICY FOR FOR Management
16 APPROVAL FOR THE REMUNERATION OF FOR FOR Management
NON-EXECUTIVE DIRECTORS
17 APPROVAL FOR THE COMPANY TO GRANT FOR FOR Management
FINANCIAL ASSISTANCE IN TERMS OF
SECTIONS 44 AND 45 OF THE ACT
18 APPROVAL FOR THE ACQUISITION OF THE FOR FOR Management
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD, HAMILTON
Ticker: Security ID: G8162K113
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO APPROVE THE DECLARATION AND PAYMENT FOR FOR Management
OF A FINAL CASH DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2016
5 TO APPROVE THE DECLARATION AND PAYMENT FOR FOR Management
OF A SPECIAL CASH DIVIDEND
6 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: CHE FENGSHENG AS AN
EXECUTIVE DIRECTOR
7 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: GUO WEICHENG AS AN EXECUTIVE
DIRECTOR
8 TO RE-ELECT THE FOLLOWING RETIRING FOR FOR Management
DIRECTOR: ZHANG JIONGLONG AS A
NON-EXECUTIVE DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS FOR FOR Management
(THE "BOARD") TO FIX THE REMUNERATION
OF THE DIRECTORS
10 TO RE-APPOINT ERNST & YOUNG AS FOR FOR Management
AUDITORS AND AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING
20% OF THE NUMBER OF ISSUED SHARES OF
THE COMPANY
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY
13 TO EXTEND THE AUTHORITY GIVEN TO THE FOR FOR Management
DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 6(A) TO ISSUE SHARES BY
ADDING TO THE NUMBER OF ISSUED SHARES
OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION
NO. 6(B)
--------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO LTD
Ticker: Security ID: Y7934R109
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RECOGNITION OF FY 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS
3 RECOGNITION OF FY 2016 EARNINGS FOR FOR Management
DISTRIBUTION. PROPOSED CASH DIVIDEND:
TWD1.75 PER SHARES
4 AMENDMENTS TO CERTAIN ARTICLES OF FOR FOR Management
PROCEDURE FOR THE ACQUISITION AND
DISPOSAL OF ASSETS
5 THE ELECTION OF THE DIRECTOR.:BOUGH FOR FOR Management
LIN,SHAREHOLDER NO.3
6 THE ELECTION OF THE DIRECTOR.:CHI WEN FOR FOR Management
TSAI,SHAREHOLDER NO.6
7 THE ELECTION OF THE DIRECTOR.:WEN LUNG FOR FOR Management
LIN,SHAREHOLDER NO.18
8 THE ELECTION OF THE DIRECTOR.:YEN CHUN FOR FOR Management
CHANG,SHAREHOLDER NO.5
9 THE ELECTION OF THE DIRECTOR.:RANDY FOR FOR Management
HSIAO YU LO,SHAREHOLDER NO.77800
10 THE ELECTION OF THE DIRECTOR.:YANG FOR FOR Management
FONG INVESTMENT CO LTD,SHAREHOLDER NO.
2297
11 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:JOHN HSUAN,SHAREHOLDER NO.
F100588XXX
12 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:TSAI DING LIN,SHAREHOLDER NO.
F100927XXX
13 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:WILLIAM W. SHENG,SHAREHOLDER
NO.A120242XXX
14 APPROVAL TO THE PROPOSED RELEASE OF FOR FOR Management
RESTRICTION OF COMPETITION ON
NEWLY-ELECTED DIRECTORS IMPOSED UNDER
ARTICLE 209 OF THE COMPANY ACT.
--------------------------------------------------------------------------------
SINO-OCEAN LAND HOLDINGS LTD
Ticker: Security ID: Y8002N103
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. LI HONGBO AS EXECUTIVE FOR FOR Management
DIRECTOR AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO AFFIX HIS
REMUNERATION
6 TO RE-ELECT MR. ZHAO LIJUN AS FOR FOR Management
NON-EXECUTIVE DIRECTOR AND AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY
TO AFFIX HIS REMUNERATION
7 TO RE-ELECT MR. YAO DAFENG AS FOR FOR Management
NON-EXECUTIVE DIRECTOR AND AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY
TO AFFIX HIS REMUNERATION
8 TO RE-ELECT MR. FANG JUN AS FOR FOR Management
NON-EXECUTIVE DIRECTOR AND AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY
TO AFFIX HIS REMUNERATION
9 TO RE-ELECT MS. SHANGGUAN QING AS FOR FOR Management
NON-EXECUTIVE DIRECTOR AND AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY
TO AFFIX HER REMUNERATION
10 TO RE-ELECT MR. WANG ZHIFENG AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO AFFIX HIS REMUNERATION
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR OF THE COMPANY AND
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE SHARES OF THE
COMPANY
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
14 TO EXTEND THE GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE SHARES OF THE
COMPANY
--------------------------------------------------------------------------------
SINOPAC FINANCIAL HOLDINGS CO LTD
Ticker: Security ID: Y8009U100
Meeting Date: JUN 14, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 BUSINESS REPORTS AND FINANCIAL FOR FOR Management
STATEMENTS FOR YEAR 2016.
3 PROPOSAL FOR 2016 EARNINGS FOR FOR Management
DISTRIBUTION. PROPOSED CASH DIVIDEND
:TWD 0.344 PER SHARE. PROPOSED STOCK
DIVIDEND : 35 SHARES PER 1000 SHARES.
4 APPROPRIATION OF 2016 UNDISTRIBUTED FOR FOR Management
EARNINGS AS CAPITAL THROUGH ISSUANCE
OF NEW SHARES.
5 AMENDMENT TO THE COMPANYS PROCEDURES FOR FOR Management
GOVERNING THE ACQUISITION AND DISPOSAL
OF ASSETS.
6 THE ELECTION OF THE DIRECTOR.:HSINEX FOR FOR Management
INTERNATIONAL CORP. ,SHAREHOLDER NO.
398816,HO, SHOW-CHUNG AS REPRESENTATIVE
7 THE ELECTION OF THE DIRECTOR.:HSINEX FOR FOR Management
INTERNATIONAL CORP. ,SHAREHOLDER NO.
398816,HO, YI-DA AS REPRESENTATIVE
8 THE ELECTION OF THE DIRECTOR.:YFY INC. FOR FOR Management
,SHAREHOLDER NO.24,CHIU, CHENG-HSIUNG
AS REPRESENTATIVE
9 THE ELECTION OF THE DIRECTOR.:YFY INC. FOR FOR Management
,SHAREHOLDER NO.24,YU, KUO-CHI AS
REPRESENTATIVE
10 THE ELECTION OF THE DIRECTOR.:YFY INC. FOR FOR Management
,SHAREHOLDER NO.24,CHONG, BELL AS
REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR.:CHEN, FOR FOR Management
CHIA-HSIEN,SHAREHOLDER NO.401345
12 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SCHIVE, CHI,SHAREHOLDER NO.
Q100446XXX
13 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SHEU, JAMES J.,SHAREHOLDER
NO.N102581XXX
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:TSAI, YING-YI,SHAREHOLDER NO.
C120533XXX
15 RELEASE OF RESTRICTIONS ON COMPETITIVE FOR FOR Management
ACTIVITIES OF DIRECTORS.
--------------------------------------------------------------------------------
SINOPEC ENGINEERING (GROUP) CO LTD
Ticker: Security ID: Y80359105
Meeting Date: FEB 21, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. LING YIQUN AS A
NON-EXECUTIVE DIRECTOR
3 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF MR. XIANG WENWU AS AN
EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------
SINOPEC ENGINEERING (GROUP) CO LTD
Ticker: Security ID: Y80359105
Meeting Date: MAY 16, 2017 Meeting Type: Class Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO
REPURCHASE DOMESTIC SHARES AND/OR H
SHARES
--------------------------------------------------------------------------------
SINOPEC ENGINEERING (GROUP) CO LTD
Ticker: Security ID: Y80359105
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD FOR THE YEAR 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE FOR THE YEAR
2016
4 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
DIVIDEND DISTRIBUTION PLAN FOR THE
YEAR 2016
6 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORISATION TO THE BOARD TO
DETERMINE THE INTERIM PROFIT
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR 2017
7 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF GRANT THORNTON CHINA
(SPECIAL GENERAL PARTNERSHIP) AND
GRANT THORNTON HONG KONG LIMITED AS
THE DOMESTIC AUDITOR AND THE
INTERNATIONAL AUDITOR OF THE COMPANY,
RESPECTIVELY, TO HOLD OFFICE UNTIL THE
CONCLUSION O
8 TO CONSIDER AND APPROVE THE BUSINESS FOR FOR Management
OPERATION PLAN, INVESTMENT PLAN AND
FINANCIAL BUDGET FOR THE YEAR 2017
9 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO
REPURCHASE DOMESTIC SHARES AND/OR H
SHARES
10 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO ISSUE
DOMESTIC SHARES AND/OR H SHARES
--------------------------------------------------------------------------------
SINOTRANS LTD
Ticker: Security ID: Y6145J104
Meeting Date: MAY 12, 2017 Meeting Type: Class Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE A GENERAL MANDATE TO FOR FOR Management
REPURCHASE H SHARES IN THE CAPITAL OF
THE COMPANY
--------------------------------------------------------------------------------
SINOTRANS LTD
Ticker: Security ID: Y6145J104
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO REVIEW AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO REVIEW AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO REVIEW AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
AND THE AUDITOR'S REPORT FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO REVIEW AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PROPOSAL AND FINAL
DIVIDEND OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
7 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO DECIDE ON MATTERS
RELATING TO THE DECLARATION, PAYMENT
AND RECOMMENDATION OF INTERIM
DIVIDENDS FOR THE YEAR 2017
8 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE PRC
AUDITOR AND INTERNATIONAL AUDITOR OF
THE COMPANY FOR THE YEAR 2017
RESPECTIVELY, AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO
FIX
9 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO DETERMINE THE
REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY
10 TO REVIEW AND APPROVE THE AMENDMENT TO FOR FOR Management
THE ARTICLES OF ASSOCIATION OF THE
COMPANY AS SET OUT IN RESOLUTION
NUMBERED 8 IN THE NOTICE OF THE ANNUAL
GENERAL MEETING
11 TO APPROVE A GENERAL MANDATE TO ISSUE FOR FOR Management
SHARES
12 TO APPROVE A GENERAL MANDATE TO FOR FOR Management
REPURCHASE H SHARES IN THE CAPITAL OF
THE COMPANY
--------------------------------------------------------------------------------
SINOTRUK (HONG KONG) LTD
Ticker: Security ID: Y8014Z102
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES, THE REPORT OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTOR") AND THE REPORT OF THE
INDEPENDENT AUDITOR OF THE COMPANY
(THE "AUDITOR") FOR THE
4 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
08 PER SHARE OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. TONG JINGEN, A FOR FOR Management
RETIRING DIRECTOR, AS AN EXECUTIVE
DIRECTOR
6 TO RE-ELECT MR. WANG SHANPO, A FOR FOR Management
RETIRING DIRECTOR, AS AN EXECUTIVE
DIRECTOR
7 TO RE-ELECT MR. FRANZ NEUNDLINGER, A FOR FOR Management
RETIRING DIRECTOR, AS AN EXECUTIVE
DIRECTOR
8 TO RE-ELECT MR. MATTHIAS GRUNDLER, A FOR FOR Management
RETIRING DIRECTOR, AS A NON-EXECUTIVE
DIRECTOR
9 TO RE-ELECT MR. YANG WEICHENG, A FOR FOR Management
RETIRING DIRECTOR, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT MR. LIANG QING, A RETIRING FOR FOR Management
DIRECTOR, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
11 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATIONS OF THE DIRECTORS
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS THE AUDITOR AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
--------------------------------------------------------------------------------
SK HYNIX INC, ICHON
Ticker: Security ID: Y8085F100
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: I SEOK HUI FOR FOR Management
4 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
BAK JEONG HO
5 ELECTION OF OUTSIDE DIRECTOR: CHOE FOR FOR Management
JONG WON
6 ELECTION OF OUTSIDE DIRECTOR: SIN FOR FOR Management
CHANG HWAN
7 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: CHOE JONG WON
8 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER: SIN CHANG HWAN
9 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
10 APPROVAL OF GRANT OF STOCK OPTION FOR FOR Management
--------------------------------------------------------------------------------
SK INNOVATION CO LTD
Ticker: Security ID: Y8063L103
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: GIM JUN FOR FOR Management
4 ELECTION OF A NON-PERMANENT DIRECTOR: FOR FOR Management
YU JEONG JUN
5 ELECTION OF OUTSIDE DIRECTOR: GIM JONG FOR FOR Management
HUN
6 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
GIM JONG HUN
7 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SK NETWORKS CO LTD, SUWON
Ticker: Security ID: Y8T645130
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: BAK SANG FOR FOR Management
GYU
4 ELECTION OF OUTSIDE DIRECTOR: HEO YONG FOR FOR Management
SEOK
5 ELECTION OF OUTSIDE DIRECTOR: I CHEON FOR FOR Management
SE
6 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: HEO YONG SEOK
7 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR: I CHEON SE
8 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: SKM Security ID: 78440P108
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR WITHHOLD FOR Management
THE 33RD FISCAL YEAR (FROM JANUARY 1,
2016 TO DECEMBER 31, 2016) AS SET
FORTH IN ITEM 1 OF THE COMPANY'S
AGENDA ENCLOSED HEREWITH.
2 APPROVAL OF AMENDMENTS TO THE ARTICLES WITHHOLD FOR Management
OF INCORPORATION AS SET FORTH IN ITEM
2 OF THE COMPANY'S AGENDA ENCLOSED
HEREWITH.
3 ELECTION OF AN EXECUTIVE DIRECTOR WITHHOLD FOR Management
(CANDIDATE: PARK, JUNG HO)
4 ELECTION OF A NON-EXECUTIVE DIRECTOR* WITHHOLD FOR Management
(CANDIDATE: CHO, DAESIK) *DIRECTOR NOT
ENGAGED IN REGULAR BUSINESS
5 ELECTION OF AN INDEPENDENT DIRECTOR WITHHOLD FOR Management
(CANDIDATE: LEE, JAE HOON)
6 ELECTION OF AN INDEPENDENT DIRECTOR WITHHOLD FOR Management
(CANDIDATE: AHN, JAE-HYEON)
7 ELECTION OF AN INDEPENDENT DIRECTOR WITHHOLD FOR Management
(CANDIDATE: AHN, JUNG-HO)
8 ELECTION OF A MEMBER OF THE AUDIT WITHHOLD FOR Management
COMMITTEE (CANDIDATE: LEE, JAE HOON)
9 ELECTION OF A MEMBER OF THE AUDIT WITHHOLD FOR Management
COMMITTEE (CANDIDATE: AHN, JAE-HYEON)
10 APPROVAL OF THE CEILING AMOUNT OF THE WITHHOLD FOR Management
REMUNERATION FOR DIRECTORS *PROPOSED
CEILING AMOUNT OF THE REMUNERATION FOR
6 DIRECTORS IS KRW 12 BILLION.
11 APPROVAL OF THE STOCK OPTION GRANT AS WITHHOLD FOR Management
SET FORTH IN ITEM 5 OF THE COMPANY'S
AGENDA ENCLOSED HEREWITH.
--------------------------------------------------------------------------------
SOCIEDAD MATRIZ DEL BANCO DE CHILE SA
Ticker: Security ID: P8716M110
Meeting Date: MAR 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
REPORT OF EXTERNAL AUDITORS FOR THE
PERIOD 2016
2 APPROVAL OF DIVIDEND NUMBER 21 OF CLP FOR FOR Management
2.93471581504 PER EACH SHARE OF SERIES
B, D AND E, AND TO AGREE THE
ALLOCATION, AMONG STOCKHOLDERS OF THE
SAME SERIES, OF THE PAIDUP SHARES THAT
SOCIEDAD MATRIZ DEL BANCO DE CHILE S.A.
IS ENTITLED TO RECEIVE, COMING F
3 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
4 REMUNERATION OF THE BOARD OF DIRECTORS FOR FOR Management
5 REMUNERATION OF THE COMMITTEE OF FOR FOR Management
DIRECTORS AND APPROVAL OF ITS BUDGET
FOR OPERATING EXPENSES
6 APPOINTMENT OF EXTERNAL AUDITORS FOR FOR Management
7 REPORT OF THE COMMITTEE OF DIRECTORS FOR FOR Management
8 REPORT ON RELATED OPERATIONS PROVIDED FOR FOR Management
IN THE LAW OF STOCK COMPANIES
9 TO DISCUSS OTHER MATTERS OF THE ABSTAIN AGAINST Management
COMPETENCE OF REGULAR STOCKHOLDERS
MEETINGS PURSUANT TO THE LAW AND BY
LAWS OF THE COMPANY
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Ticker: SQM Security ID: 833635105
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 SQM'S FINANCIAL STATEMENTS, BALANCE WITHHOLD FOR Management
SHEET AND EXTERNAL AUDITOR'S REPORT
FOR THE YEAR ENDED DECEMBER 31, 2016.
2 ANNUAL REPORT AND ACCOUNT INSPECTORS' WITHHOLD FOR Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2016.
3 APPOINTMENT OF THE EXTERNAL AUDITING WITHHOLD FOR Management
COMPANY FOR 2017.
4 APPOINTMENT OF THE ACCOUNT INSPECTORS WITHHOLD FOR Management
FOR 2017.
5 OPERATIONS REFERRED TO UNDER TITLE XVI WITHHOLD FOR Management
OF LAW 18,046.
6 INVESTMENT AND FINANCE POLICIES. WITHHOLD FOR Management
7 2016 NET INCOME. FINAL DIVIDEND. WITHHOLD FOR Management
8 NOTIFICATION OF THE 2017 DIVIDEND WITHHOLD FOR Management
POLICY.
9 APPROVAL OF 2016 BOARD OF DIRECTORS' WITHHOLD FOR Management
EXPENDITURES.
10 DIRECTORS' COMPENSATION. WITHHOLD FOR Management
11 MATTERS RELATED TO THE DIRECTORS' WITHHOLD FOR Management
COMMITTEE, SAFETY, HEALTH AND
ENVIRONMENTAL COMMITTEE, AND THE
CORPORATE GOVERNANCE COMMITTEE.
12 OTHER CORRESPONDING MATTER IN WITHHOLD AGAINST Management
COMPLIANCE WITH PERTINENT PROVISIONS.
13 BOARD ELECTIONS. WITHHOLD FOR Management
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH, S
Ticker: Security ID: 833635105
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 SQM'S FINANCIAL STATEMENTS, BALANCE FOR FOR Management
SHEET AND EXTERNAL AUDITOR'S REPORT
FOR THE YEAR ENDED DECEMBER 31, 2016
2 ANNUAL REPORT AND ACCOUNT INSPECTORS' FOR FOR Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2016
3 APPOINTMENT OF THE EXTERNAL AUDITING FOR FOR Management
COMPANY FOR 2017
4 APPOINTMENT OF THE ACCOUNT INSPECTORS FOR FOR Management
FOR 2017
5 OPERATIONS REFERRED TO UNDER TITLE XVI FOR FOR Management
OF LAW 18,046
6 INVESTMENT AND FINANCE POLICIES FOR FOR Management
7 2016 NET INCOME. FINAL DIVIDEND FOR FOR Management
8 NOTIFICATION OF THE 2017 DIVIDEND FOR FOR Management
POLICY
9 APPROVAL OF 2016 BOARD OF DIRECTORS' FOR FOR Management
EXPENDITURES
11 DIRECTORS' COMPENSATION FOR FOR Management
12 MATTERS RELATED TO THE DIRECTORS' FOR FOR Management
COMMITTEE, SAFETY, HEALTH AND
ENVIRONMENTAL COMMITTEE, AND THE
CORPORATE GOVERNANCE COMMITTEE
13 OTHER CORRESPONDING MATTER IN ABSTAIN FOR Management
COMPLIANCE WITH PERTINENT PROVISIONS
14 BOARD ELECTIONS FOR FOR Management
--------------------------------------------------------------------------------
SOHO CHINA LTD, GRAND CAYMAN
Ticker: Security ID: G82600100
Meeting Date: SEP 27, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 THE DECLARATION AND PAYMENT OF A FOR FOR Management
SPECIAL DIVIDEND OF RMB0.19 PER
ORDINARY SHARE OUT OF THE SHARE
PREMIUM ACCOUNT OF THE GROUP (THE
"SPECIAL DIVIDEND") TO SHAREHOLDERS OF
THE COMPANY WHOSE NAMES APPEAR ON THE
REGISTER OF MEMBERS OF THE COMPANY ON
THE RECOR
4 RE-ELECTION OF MS. TONG CHING MAU AS FOR FOR Management
AN EXECUTIVE DIRECTOR OF THE COMPANY
AND AUTHORISATION TO THE BOARD TO
DETERMINE HER REMUNERATION
--------------------------------------------------------------------------------
SOHO CHINA LTD, GRAND CAYMAN
Ticker: Security ID: G82600100
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO APPROVE THE DECLARATION AND PAYMENT FOR FOR Management
OF A SPECIAL DIVIDEND OF RMB0.346 PER
ORDINARY SHARE OUT OF THE SHARE
PREMIUM ACCOUNT OF THE COMPANY (THE
"SPECIAL DIVIDEND") TO SHAREHOLDERS OF
THE COMPANY WHOSE NAMES APPEAR ON THE
REGISTER OF MEMBERS OF THE COMPAN
5 TO RE-ELECT MRS. PAN ZHANG XIN MARITA FOR FOR Management
AS EXECUTIVE DIRECTOR
6 TO RE-ELECT MS. YAN YAN AS EXECUTIVE FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR. SUN QIANG CHANG AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO AUTHORISE THE BOARD TO FIX THE FOR FOR Management
REMUNERATION OF THE DIRECTORS
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITORS AND AUTHORISE THE BOARD TO
FIX THEIR REMUNERATION
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH THE ADDITIONAL
SHARES NOT EXCEEDING 20 PER CENT OF
THE AGGREGATE NOMINAL AMOUNT OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
12 TO EXTEND THE AUTHORITY GIVEN TO THE FOR FOR Management
DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NUMBERED 8(A) TO ISSUE
SHARES BY ADDING TO THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE
CAPITAL OF THE COMPANY THE AMOUNT OF
SHARE CAPITAL REPURCHASED UNDER
ORDINARY RESOLU
--------------------------------------------------------------------------------
SOHU.COM INC, BOSTON, MA
Ticker: Security ID: 83408W103
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: MR. CHARLES HUANG FOR FOR Management
3 ELECTION OF DIRECTOR: DR. DAVE QI FOR FOR Management
4 ELECTION OF DIRECTOR: MR. SHI WANG FOR FOR Management
5 ADVISORY RESOLUTION APPROVING OUR FOR FOR Management
EXECUTIVE COMPENSATION
7 ADVISORY VOTE ON THE FREQUENCY OF FOR FOR Management
FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION: PLEASE NOTE THAT VOTE
"FOR" ON THIS RESOLUTION TO APPROVE
FOR 1 YEAR
8 ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION: PLEASE NOTE THAT VOTE
"FOR" ON THIS RESOLUTION TO APPROVE
FOR 2 YEARS
9 ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION: PLEASE NOTE THAT VOTE
"FOR" ON THIS RESOLUTION TO APPROVE
FOR 3 YEARS
10 ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION: PLEASE NOTE THAT VOTE
"FOR" ON THIS RESOLUTION TO APPROVE
FOR ABSTAIN
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION APPROVING OUR FOR FOR Management
EXECUTIVE COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
STANDARD BANK GROUP LIMITED
Ticker: Security ID: S80605140
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
30 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): AD HOC MEETING
ATTENDANCE
31 GRANT: GENERAL AUTHORITY TO ACQUIRE FOR FOR Management
THE COMPANY'S ORDINARY SHARES
32 GRANT: GENERAL AUTHORITY TO ACQUIRE FOR FOR Management
THE COMPANY'S NON-REDEEMABLE
PREFERENCE SHARES
33 APPROVE: LOANS OR OTHER FINANCIAL FOR FOR Management
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES
1 ADOPT ANNUAL FINANCIAL STATEMENTS FOR FOR Management
2 TO ELECT DIRECTOR: GERALDINE FOR FOR Management
FRASER-MOLEKETI
3 TO ELECT DIRECTOR: GESINA KENNEALY FOR FOR Management
4 TO ELECT DIRECTOR: JACKO MAREE FOR FOR Management
5 TO ELECT DIRECTOR: NOMGANDO MATYUMZA FOR FOR Management
6 TO ELECT DIRECTOR: ANDRE PARKER FOR FOR Management
7 TO ELECT DIRECTOR: SWAZI TSHABALALA FOR FOR Management
8 TO ELECT DIRECTOR: JOHN VICE FOR FOR Management
9 REAPPOINTMENT OF AUDITOR: KPMG INC FOR FOR Management
10 REAPPOINTMENT OF AUDITOR: FOR FOR Management
PRICEWATERHOUSECOOPERS INC
11 PLACE UNISSUED ORDINARY SHARES UNDER FOR FOR Management
CONTROL OF DIRECTORS
12 PLACE UNISSUED PREFERENCE SHARES UNDER FOR FOR Management
CONTROL OF DIRECTORS
13 NON-BINDING ADVISORY VOTE ON FOR FOR Management
REMUNERATION POLICY
14 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): STANDARD BANK
GROUP CHAIRMAN
15 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): STANDARD BANK
GROUP DIRECTOR
16 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): STANDARD BANK
GROUP INTERNATIONAL DIRECTOR
17 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP
DIRECTORS' AFFAIRS COMMITTEE: MEMBER
18 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP RISK AND
CAPITAL MANAGEMENT COMMITTEE: CHAIRMAN
19 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP RISK AND
CAPITAL MANAGEMENT COMMITTEE: MEMBER
20 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP
REMUNERATION COMMITTEE: CHAIRMAN
21 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP
REMUNERATION COMMITTEE: MEMBER
22 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP SOCIAL
AND ETHICS COMMITTEE: CHAIRMAN
23 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP SOCIAL
AND ETHICS COMMITTEE: MEMBER
24 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP AUDIT
COMMITTEE: CHAIRMAN
25 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP AUDIT
COMMITTEE: MEMBER
26 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP IT
COMMITTEE: CHAIRMAN
27 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP IT
COMMITTEE: MEMBER
28 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP MODEL
APPROVAL COMMITTEE: CHAIRMAN
29 REMUNERATION: APPROVE NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES (2017): GROUP MODEL
APPROVAL COMMITTEE: MEMBER
--------------------------------------------------------------------------------
STATE BANK OF INDIA, MUMBAI
Ticker: Security ID: Y8155P103
Meeting Date: DEC 20, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE STATE BANK OF INDIA
ACT, 1955 (HEREINAFTER REFERRED TO AS
THE 'ACT') READ WITH THE STATE BANK OF
INDIA GENERAL REGULATIONS, 1955 AND
SUBJECT TO THE APPROVAL, CONSENT AND
SANCTION, IF ANY, OF RESERVE BANK OF
2 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE STATE BANK OF INDIA
ACT 1955 (HEREINAFTER REFERRED TO AS
THE 'ACT') READ WITH THE STATE BANK OF
INDIA GENERAL REGULATIONS, 1955 AND
SUBJECT TO THE APPROVAL, CONSENT AND
SANCTION, IF ANY, OF RESERVE BANK OF
--------------------------------------------------------------------------------
STATE BANK OF INDIA, MUMBAI
Ticker: Security ID: Y8155P103
Meeting Date: JUN 15, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR FOR Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI. VINOD KUMAR
5 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR FOR Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI. S. SUNDARRAMAN
6 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR FOR Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI. A. SUBRAMANYA
7 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR FOR Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI AMAR PAL
8 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI SANJIV MALHOTRA
9 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI BHASKAR PRAMANIK
10 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI M.D. MALLYA
11 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI.PRAVIN HARI KUTUMBE
12 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI BASANT SETH
13 TO ELECT DIRECTOR TO THE CENTRAL BOARD FOR ABSTAIN Management
OF THE BANK UNDER THE PROVISIONS OF
SECTION 19 (C) OF STATE BANK OF INDIA
ACT, 1955: SHRI SHIV NANDAN SHARMA
--------------------------------------------------------------------------------
STATE BANK OF INDIA, MUMBAI
Ticker: Security ID: Y8155P103
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 "TO, DISCUSS AND ADOPT THE BALANCE FOR FOR Management
SHEET AND THE PROFIT AND LOSS ACCOUNT
OF THE STATE BANK MADE UP TO THE 31ST
DAY OF MARCH 2017, THE REPORT OF THE
CENTRAL BOARD ON THE WORKING AND
ACTIVITIES OF THE STATE BANK FOR THE
PERIOD COVERED BY THE ACCOUNTS AND TH
--------------------------------------------------------------------------------
STEEL AUTHORITY OF INDIA LTD, NEW DELHI
Ticker: Security ID: Y8166R114
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE (I) FOR FOR Management
THE AUDITED STANDALONE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2016
TOGETHER WITH REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON. (II)
THE AUDITED CONSOLIDATED FINANCIAL S
2 TO APPOINT A DIRECTOR IN PLACE OF SHRI FOR FOR Management
BINOD KUMAR (DIN: 06379761), WHO
RETIRES BY ROTATION AT THIS ANNUAL
GENERAL MEETING AND IS ELIGIBLE FOR
RE-APPOINTMENT
3 TO FIX THE REMUNERATION OF THE FOR FOR Management
AUDITORS OF THE COMPANY APPOINTED BY
THE COMPTROLLER & AUDITOR GENERAL OF
INDIA FOR THE FINANCIAL YEAR 2016-17
4 TO APPOINT SHRI P.K. DASH FOR FOR Management
(DIN-01578400) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
5 TO APPOINT PROF. ASHOK GUPTA FOR FOR Management
(DIN-07342950) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
6 TO APPOINT SHRI PARMOD BINDAL FOR FOR Management
(DIN-06389570) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
7 TO APPOINT MRS. ANSHU VAISH FOR FOR Management
(DIN-02924346) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
8 TO APPOINT DR. N. MOHAPATRA FOR FOR Management
(DIN-07352648) AS A WHOLE-TIME
DIRECTOR OF THE COMPANY
9 APPOINTMENT OF SHRI G. VISHWAKARMA FOR FOR Management
(DIN-07389419) AS A WHOLE-TIME
DIRECTOR OF THE COMPANY
10 APPOINTMENT OF SHRI RAMAN (DIN: FOR FOR Management
06840232) AS A WHOLE-TIME DIRECTOR OF
THE COMPANY
11 TO OBTAIN CONSENT FOR BORROWINGS AND FOR FOR Management
CREATION OF CHARGE ON THE ASSETS OF
THE COMPANY
12 TO RATIFY REMUNERATION OF COST FOR FOR Management
AUDITORS OF THE COMPANY
--------------------------------------------------------------------------------
SUL AMERICA SA, RIO DE JANEIRO
Ticker: Security ID: P87993120
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATES APPOINTED BY THE
CONTROLLER SHAREHOLDERS. . MEMBERS.
PATRICK ANTONIO CLAUDE DE LARRAGOITI
LUCAS, CARLOS INFANTE DE CASTRO,
CHRISTOPHER JOHN MINTER, DAVID LORNE
LEVY, GUILHERME AFFONSO FERREIRA, IS
10 TO ELECT THE MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS. CANDIDATES APPOINTED BY THE
MINORITARY COMMON SHAREHOLDERS
12 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATES APPOINTED BY THE
PREFERRED SHAREHOLDERS. SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR PREFERRED
SHARES NAME APPOINTED
13 ESTABLISH THE MANAGEMENT COMPENSATION FOR FOR Management
BOARD OF DIRECTORS AND BOARD OF
EXECUTIVE OFFICERS
4 VERIFY THE MANAGEMENT ACCOUNTS, FOR FOR Management
EXAMINE, DISCUSS AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED ON DECEMBER 31, 2016
5 APPROVE THE ALLOCATION OF NET INCOME FOR FOR Management
FROM THE FISCAL YEAR ENDED ON DECEMBER
31, 2016
6 ESTABLISH THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS FOR THE 2017 TERM
--------------------------------------------------------------------------------
SUL AMERICA SA, RIO DE JANEIRO
Ticker: Security ID: P87993120
Meeting Date: MAR 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE THE INCREASE OF THE COMPANY'S FOR FOR Management
CAPITAL STOCK, IN THE AMOUNT OF BRL
1,000,000,000.00, THROUGH THE
CAPITALIZATION OF PART OF THE BALANCE
OF THE STATUTORY RESERVE BALANCE, WITH
NEW SHARES ATTRIBUTED TO SHAREHOLDERS
AS BONUS AND THE CONSEQUENT AMENDMEN
3 APPROVE THE ADJUSTMENT OF THE ARTICLE FOR FOR Management
16 OF THE BYLAWS, IN ORDER TO RECORD
THAT THE COMPENSATION COMMITTEE OF THE
COMPANY IS NOW CALLED HUMAN CAPITAL
COMMITTEE
4 APPROVE THE CONSOLIDATION OF THE FOR FOR Management
COMPANY'S BYLAWS
--------------------------------------------------------------------------------
SUN PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: Security ID: Y8523Y158
Meeting Date: SEP 17, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2016
2 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES: INR 1/- (RUPEE ONE) PER EQUITY
SHARE OF INR 1/- EACH
3 RE-APPOINTMENT OF MR. DILIP SHANGHVI FOR FOR Management
(DIN: 00005588), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE OFFERS
HIMSELF FOR RE-APPOINTMENT
4 RATIFICATION OF APPOINTMENT OF FOR FOR Management
STATUTORY AUDITORS: MESSRS. DELOITTE
HASKINS & SELLS LLP, CHARTERED
ACCOUNTANTS, MUMBAI HAVING FIRM
REGISTRATION NO. 117366W/W-100018
5 RATIFICATION OF REMUNERATION OF COST FOR FOR Management
AUDITOR FOR THE FINANCIAL YEAR 2016-17
6 SPECIAL RESOLUTION FOR RE-APPOINTMENT FOR FOR Management
OF MR. S. MOHANCHAND DADHA (DIN:
00087414) AS INDEPENDENT DIRECTOR
7 SPECIAL RESOLUTION FOR RE-APPOINTMENT FOR FOR Management
OF MR. KEKI MISTRY (DIN: 00008886) AS
INDEPENDENT DIRECTOR
8 SPECIAL RESOLUTION FOR RE-APPOINTMENT FOR FOR Management
OF MR. ASHWIN DANI (DIN: 00009126) AS
INDEPENDENT DIRECTOR
9 SPECIAL RESOLUTION FOR RE-APPOINTMENT FOR FOR Management
OF MR. HASMUKH SHAH (DIN: 00152195) AS
INDEPENDENT DIRECTOR
10 SPECIAL RESOLUTION FOR RE-APPOINTMENT FOR FOR Management
OF MS. REKHA SETHI (DIN: 06809515) AS
INDEPENDENT DIRECTOR
11 SPECIAL RESOLUTION FOR APPROVAL FOR FOR FOR Management
INCREASE IN MAXIMUM LIMIT OF
REMUNERATION TO MR. DILIP S. SHANGHVI
(DIN: 00005588), MANAGING DIRECTOR
12 SPECIAL RESOLUTION FOR APPROVAL FOR FOR FOR Management
INCREASE IN MAXIMUM LIMIT OF
REMUNERATION TO MR. SUDHIR V. VALIA
(DIN: 00005561), WHOLE-TIME DIRECTOR
13 SPECIAL RESOLUTION FOR APPROVAL FOR FOR FOR Management
INCREASE IN MAXIMUM LIMIT OF
REMUNERATION TO MR. SAILESH T. DESAI
(DIN: 00005443), WHOLE-TIME DIRECTOR
14 SPECIAL RESOLUTION FOR APPROVAL FOR FOR FOR Management
ADOPTION OF NEW SET OF ARTICLES OF
ASSOCIATION OF THE COMPANY
15 SPECIAL RESOLUTION FOR APPROVAL FOR FOR FOR Management
RE-CLASSIFICATION OF CERTAIN PROMOTER
GROUP PERSONS / ENTITIES FROM
'PROMOTER & PROMOTER GROUP CATEGORY TO
'PUBLIC CATEGORY
--------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN
Ticker: Security ID: G8569A106
Meeting Date: NOV 02, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE SUBSCRIPTION AGREEMENT, FOR FOR Management
THE SUBSCRIPTION, THE WHITEWASH WAIVER
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND ANY DIRECTOR BE AND IS
AUTHORISED TO DO ALL THINGS TO GIVE
EFFECT TO THE SAME
--------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN
Ticker: Security ID: G8569A106
Meeting Date: MAY 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO APPROVE THE DECLARATION AND PAYMENT FOR FOR Management
OF A FINAL DIVIDEND FOR THE YEAR ENDED
31 DECEMBER 2016
5 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: MR. SUN
HONGBIN AS EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: MR. WANG
MENGDE AS EXECUTIVE DIRECTOR OF THE
COMPANY
7 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: MR. JING HONG
AS EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: MR. TIAN
QIANG AS EXECUTIVE DIRECTOR OF THE
COMPANY
9 TO RE-ELECT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY :MR. HUANG
SHUPING AS EXECUTIVE DIRECTOR OF THE
COMPANY
10 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION OF
THE DIRECTORS OF THE COMPANY
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITORS OF THE COMPANY AND
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
12 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL SHARES
OF THE COMPANY ("SHARES"), NOT
EXCEEDING 20% OF THE NUMBER OF ISSUED
SHARES AS AT THE DATE OF PASSING SUCH
RESOLUTION
13 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES, AS AT THE
DATE OF PASSING SUCH RESOLUTION
14 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY
PURSUANT TO ORDINARY RESOLUTION NO.
5(A) TO ISSUE ADDITIONAL SHARES,
REPRESENTING THE NUMBER OF SHARES
BOUGHT BACK UNDER ORDINARY RESOLUTION
NO. 5(B)
--------------------------------------------------------------------------------
SUNWAY BHD
Ticker: Security ID: Y8309C115
Meeting Date: JUN 14, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE PAYMENT OF DIRECTORS' FOR FOR Management
FEES AMOUNTING TO RM495,000 FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 TO RE-ELECT MS SARENA CHEAH YEAN TIH FOR FOR Management
WHO RETIRES BY ROTATION PURSUANT TO
ARTICLE 107 OF THE COMPANY'S ARTICLES
OF ASSOCIATION AND BEING ELIGIBLE,
OFFERS HERSELF FOR RE-ELECTION
3 TO RE-APPOINT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: TAN SRI DATO'
SERI DR JEFFREY CHEAH FOOK LING, AO
4 TO RE-APPOINT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: TAN SRI DATUK
SERI RAZMAN M HASHIM
5 TO RE-APPOINT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: TAN SRI DATO'
DR. LIN SEE YAN
6 TO RE-APPOINT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: DATO' CHEW
CHEE KIN
7 TO RE-APPOINT THE FOLLOWING PERSON AS FOR FOR Management
DIRECTOR OF THE COMPANY: MR WONG CHIN
MUN
8 TO RE-APPOINT MESSRS BDO AS AUDITORS FOR FOR Management
OF THE COMPANY FOR THE ENSUING YEAR
AND TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
9 AUTHORITY TO ISSUE SHARES PURSUANT TO FOR FOR Management
SECTIONS 75 AND 76 OF THE COMPANIES
ACT 2016
10 PROPOSED RENEWAL OF SHAREHOLDERS' FOR FOR Management
MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS OF A REVENUE OR TRADING
NATURE
11 PROPOSED RENEWAL OF SHARE BUY-BACK FOR FOR Management
AUTHORITY
12 PROPOSED RENEWAL OF THE AUTHORITY FOR FOR FOR Management
DIRECTORS TO ALLOT AND ISSUE NEW
ORDINARY SHARES IN THE COMPANY
("SUNWAY SHARES") IN RELATION TO THE
DIVIDEND REINVESTMENT SCHEME THAT
PROVIDES THE SHAREHOLDERS OF THE
COMPANY WITH THE OPTION TO ELECT TO
REINVEST THEI
--------------------------------------------------------------------------------
SUZANO PAPEL E CELULOSE SA, SALVADOR
Ticker: Security ID: P88205235
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE FISCAL COUNCIL FOR FOR Management
SEPARATELY. PREFERRED. INDICATION OF
CANDIDATES TO THE FISCAL COUNCIL.
PRINCIPAL MEMBER. ERALDO SOARES
PECANHA. ALTERNATE MEMBER. KURT JANOS
TOTH
--------------------------------------------------------------------------------
SYNDICATE BANK LTD, MANIPAL
Ticker: Security ID: Y8345G112
Meeting Date: SEP 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND
SYNDICATEBANK (SHARES AND MEETINGS)
REGULATIONS, 1998 AND SUBJECT TO THE
APPROVALS, CONSENTS, SANCTIONS, IF
ANY, OF RESERVE BANK OF
7 RESOLVED THAT ONE DIRECTOR ELECTED FOR FOR Management
FROM AMONGST SHAREHOLDERS OTHER THAN
CENTRAL GOVERNMENT, PURSUANT TO
SECTION 9(3)(I) OF THE BANKING
COMPANIES (ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970/1980 READ WITH
RELEVANT SCHEME, REGULATIONS MADE
THEREUND
8 RESOLVED THAT ONE DIRECTOR ELECTED FOR ABSTAIN Management
FROM AMONGST SHAREHOLDERS OTHER THAN
CENTRAL GOVERNMENT, PURSUANT TO
SECTION 9(3)(I) OF THE BANKING
COMPANIES (ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970/1980 READ WITH
RELEVANT SCHEME, REGULATIONS MADE
THEREUND
--------------------------------------------------------------------------------
SYNDICATE BANK LTD, MANIPAL
Ticker: Security ID: Y8345G112
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO DISCUSS, APPROVE AND ADOPT, THE FOR FOR Management
BALANCE SHEET OF THE BANK AS AT 31ST
MARCH 2017 AND THE PROFIT & LOSS
ACCOUNT OF THE BANK FOR THE YEAR ENDED
ON THAT DATE, THE REPORT OF THE BOARD
OF DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COV
3 "RESOLVED THAT PURSUANT TO BANKING FOR FOR Management
COMPANIES (ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 ("THE ACT"),
BANKING REGULATIONS ACT, 1949 (BANKING
ACT), SYNDICATEBANK (SHARES AND
MEETINGS) REGULATIONS, 1998 (BANK'S
REGULATIONS), THE APPLICABLE PROVISIO
--------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL CORP
Ticker: Security ID: Y8344J109
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE 2016 BUSINESS REPORTS AND FOR FOR Management
FINANCIAL STATEMENTS
2 THE 2016 PROFIT DISTRIBUTION.PROPOSED FOR FOR Management
CASH DIVIDEND:TWD1 PER SHARE
3 THE REVISION TO THE ARTICLES OF FOR FOR Management
INCORPORATION
4 THE REVISION TO THE PROCEDURES OF FOR FOR Management
ASSET ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------
SYNTHOS S.A., OSWIECIM
Ticker: Security ID: X9803F100
Meeting Date: MAY 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 OPENING OF THE GENERAL MEETING AND FOR FOR Management
ELECTION OF THE CHAIRMAN
3 CONFIRMATION OF THE CORRECTNESS OF FOR FOR Management
CONVENING THE GENERAL MEETING AND ITS
ABILITY TO ADOPT RESOLUTIONS
4 ADOPTION OF THE AGENDA FOR FOR Management
5 PRESENTATION OF THE REPORT OF THE FOR FOR Management
SUPERVISORY BOARD OF THE COMPANY ON
THE ASSESSMENT OF THE MANAGEMENT
BOARDS REPORT ON SYNTHOS S.A. FOR THE
YEAR 2016, SYNTHOS S.A. FOR THE YEAR
2016, REPORTS ON THE ACTIVITIES OF
SYNTHOS SA CAPITAL GROUP. FOR 2016 AND
THE
6 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: APPROVAL OF SYNTHOS S.A. FOR
2016 AND THE APPROVAL OF SYNTHOS S.A.
FOR 2016
7 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: TO APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS OF SYNTHOS SA
CAPITAL GROUP FOR THE YEAR 2016 AND
THE REPORT ON THE ACTIVITIES OF
SYNTHOS SA CAPITAL GROUP FOR 2016
8 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: GRANTING DISCHARGE TO MEMBERS
OF THE MANAGEMENT BOARD IN THE PERIOD
FROM 1 JANUARY 2016 TO 31 DECEMBER 2016
9 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: GRANTING DISCHARGE TO MEMBERS
OF THE SUPERVISORY BOARD IN THE PERIOD
FROM 1 JANUARY 2016 TO 31 DECEMBER 2016
10 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: DISCUSSION AND ADOPTION OF
RESOLUTIONS ON: CHANGES IN THE PURPOSE
OF THE RESERVE CAPITAL CREATED FOR THE
PURPOSE OF PAYING DIVIDENDS OR
ADVANCES FOR DIVIDENDS
11 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: DISCUSSION AND ADOPTION OF
RESOLUTIONS ON: THE METHOD OF PROFIT
SHARING SYNTHOS S.A. FOR 2016 AND
UNDISTRIBUTED PROFITS FROM PREVIOUS
YEARS
12 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: DISCUSSION AND ADOPTION OF
RESOLUTIONS ON: DIVIDENDS FOR 2016
13 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: DISCUSSION AND ADOPTION OF
RESOLUTIONS ON: THE AUTHORIZATION OF
SYNTHOS S.A. TO ACQUIRE THE COMPANY S
OWN SHARES FOR REDEMPTION
14 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: ELECTION TO THE SUPERVISORY
BOARD OF THE 9TH TERM
15 CONSIDERATION OF ISSUES AND ADOPTION FOR FOR Management
OF RESOLUTIONS ON THE FOLLOWING
ISSUES: DETERMINATION OF THE
REMUNERATION OF MEMBERS OF THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------
TAISHIN FINANCIAL HOLDING CO., LTD.
Ticker: Security ID: Y84086100
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACKNOWLEDGMENT OF THE COMPANY'S 2016 FOR FOR Management
BUSINESS REPORT AND FINANCIAL
STATEMENTS.
3 ACKNOWLEDGMENT OF THE COMPANY'S 2016 FOR FOR Management
EARNINGS DISTRIBUTION.PROPOSED CASH
DIVIDEND:TWD 0.52 PER SHARE.PROPOSED
STOCK DIVIDEND:43 SHARES PER 1,000
SHARES.
4 NEW ISSUANCE OF COMMON SHARES FROM FOR FOR Management
EARNINGS.
5 AMENDMENT OF THE ARTICLES OF FOR FOR Management
INCORPORATION.
6 AMENDMENT OF THE HANDLING PROCEDURES FOR FOR Management
FOR ACQUISITION OR DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
TAIWAN BUSINESS BANK
Ticker: Security ID: Y8414R106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 FINANCIAL STATEMENTS ARE FOR FOR Management
PRESENTED.
3 2016 STATEMENT OF SURPLUS ALLOCATION FOR FOR Management
IS PRESENTED. PROPOSED CASH DIVIDEND :
TWD 0.102 PER SHARE.
4 ISSUE NEW SHARES THROUGH FOR FOR Management
CAPITALIZATION OF 2016 EARNINGS.
PROPOSED STOCK DIVIDEND : 30 FOR 1,000
SHS HELD.
5 AMENDMENT TO THE OPERATIONAL FOR FOR Management
PROCEDURES FOR ACQUISITION AND
DISPOSAL OF ASSET BY TAIWAN BUSINESS
BANK.
6 AMENDMENT TO THE COMPANYS CORPORATE FOR FOR Management
CHARTER ARTICLES OF INCORPORATION.
7 RELEASE THE PROHIBITION ON DIRECTORS FOR FOR Management
FROM PARTICIPATION IN COMPETITIVE
BUSINESS.
--------------------------------------------------------------------------------
TAIWAN CEMENT CORP, TAIPEI CITY
Ticker: Security ID: Y8415D106
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS.
3 TO APPROVE 2016 PROFIT DISTRIBUTION FOR FOR Management
PROPOSAL. PROPOSED CASH DIVIDEND NT 1.
45 PER SHARE.
4 TO AMEND THE PROCEDURES OF THE FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
5 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:SHENG CHIN JEN,SHAREHOLDER
NO.S120151XXX
6 RELEASING DIRECTORS FROM NON FOR FOR Management
COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------
TAIWAN COOPERATIVE FINANCIAL HOLDING CO LTD
Ticker: Security ID: Y8374C107
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ADOPTION OF TCFHCS 2016 BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS.
4 ADOPTION OF TCFHCS 2016 EARNINGS FOR FOR Management
APPROPRIATION.PROPOSED CASH DIVIDEND
:TWD 0.75 PER SHARE.
5 PROPOSING THE ISSUANCE OF NEW SHARES FOR FOR Management
INVOLVED IN CAPITAL INCREASE FROM
TCFHCS 2016 RETAINED EARNINGS.PROPOSED
STOCK DIVIDEND :30 SHARES PER 1000
SHARES.
6 AMENDING TCFHCS ARTICLES OF FOR FOR Management
INCORPORATION.
7 AMENDING TCFHCS PROCEDURES FOR FOR FOR Management
ACQUISITION AND DISPOSAL OF ASSETS.
9 THE ELECTION OF 3 INDEPENDENT FOR FOR Management
DIRECTORS AMONG 5 CANDIDATES.
:HUANG,MING-SHENG,SHAREHOLDER NO.
L121229XXX
10 THE ELECTION OF 3 INDEPENDENT FOR FOR Management
DIRECTORS AMONG 5 CANDIDATES.
:LIN,HSUAN-CHU,SHAREHOLDER NO.
E122270XXX
11 THE ELECTION OF 3 INDEPENDENT FOR FOR Management
DIRECTORS AMONG 5 CANDIDATES.
:HSIEH,YING-CHING,SHAREHOLDER NO.
A122644XXX
12 THE ELECTION OF 3 INDEPENDENT FOR ABSTAIN Management
DIRECTORS AMONG 5 CANDIDATES.
:CHEN,ZI-JUN,SHAREHOLDER NO.N222741XXX
13 THE ELECTION OF 3 INDEPENDENT FOR ABSTAIN Management
DIRECTORS AMONG 5 CANDIDATES.
:CHEN,CHIH-CHING,SHAREHOLDER NO.
M101539XXX
14 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
15 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
16 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
17 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
18 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
19 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
20 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
21 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
22 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
23 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
24 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
25 THE ELECTION OF NON-NOMINATED DIRECTOR. FOR FOR Management
26 RELEASING THE PROHIBITION ON DIRECTORS FOR FOR Management
OF TCFHC FROM PARTICIPATION IN
COMPETITIVE BUSINESS AND RATIONALE.
--------------------------------------------------------------------------------
TAIWAN HIGH SPEED RAIL CORP, TAIPEI CITY
Ticker: Security ID: Y8421F103
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:CHINA AVIATION DEVELOPMENT
FOUNDATION,SHAREHOLDER NO.51400,CHIANG
YAO-CHUNG AS REPRESENTATIVE
7 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:TSRC
CORPORATION,SHAREHOLDER NO.15
8 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:TAIPEI FUBON COMMERCIAL
BANK CO., LTD.,SHAREHOLDER NO.6,LIU
KUO-CHIH AS REPRESENTATIVE
9 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:TECO ELECTRIC & MACHINERY
CO., LTD.,SHAREHOLDER NO.11,HUANG
MAO-HSIUNG AS REPRESENTATIVE
10 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:TAI HO INVESTMENT CO., LTD.
,SHAREHOLDER NO.39192
11 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:MINISTRY OF TRANSPORTATION
AND COMMUNICATIONS,SHAREHOLDER NO.
92268,HO I-HSI AS REPRESENTATIVE
12 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:NATIONAL DEVELOPMENT FUND,
EXECUTIVE YUAN,SHAREHOLDER NO.
38578,KAO SHIEN-QUEY AS REPRESENTATIVE
13 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:CHINA AVIATION DEVELOPMENT
FOUNDATION,SHAREHOLDER NO.51400,TSAI
HUANG-LIANG AS REPRESENTATIVE
14 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:CHINA STEEL
CORPORATION,SHAREHOLDER NO.43831,LIU
JIH-GANG AS REPRESENTATIVE
15 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR FOR Management
CANDIDATES.:TAIWAN SUGAR
CORPORATION,SHAREHOLDER NO.5762,KWAN
TAO-I AS REPRESENTATIVE
16 THE ELECTION OF 10 DIRECTOR AMONG 11 FOR ABSTAIN Management
CANDIDATES.:EVERGREEN STEEL
CORPORATION,SHAREHOLDER NO.16,KO
LEE-CHING AS REPRESENTATIVE
17 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHIU KENNETH
HUANG-CHUAN,SHAREHOLDER NO.E100588XXX
18 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:POO DAVID DA-WEI,SHAREHOLDER
NO.Y100983XXX
19 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:DING KUNG-WHA,SHAREHOLDER NO.
F102147XXX
20 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY.
CHINA AVIATION DEVELOPMENT
FOUNDATION(CHIANG YAO-CHUNG)
21 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY.
CHINA AVIATION DEVELOPMENT
FOUNDATION(TSAI HUANG-LIANG)
22 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY. TECO
ELECTRIC & MACHINERY CO., LTD.(HUANG
MAO-HSIUNG)
23 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY.
CHINA STEEL CORPORATION(LIU JIH-GANG)
24 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY.
TAIWAN SUGAR CORPORATION(KWAN TAO-I)
25 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY. CHIU
KENNETH HUANG-CHUAN
26 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY. TAI
HO INVESTMENT CO., LTD.
27 REMOVAL OF NON-COMPETITION RESTRICTION FOR FOR Management
AGAINST THE 8TH TERM BOARD OF
DIRECTORS' OFFICE OF THE COMPANY.
EVERGREEN STEEL CORPORATION(KO
LEE-CHING)
2 PROPOSALS OF THE 2016 ANNUAL BUSINESS FOR FOR Management
REPORT AND FINANCIAL STATEMENTS OF THE
COMPANY.
3 PROPOSALS OF 2016 PROFIT DISTRIBUTION FOR FOR Management
OF THE COMPANY. PROPOSED CASH
DIVIDEND: TWD 0.6 PER SHARE.
4 EARLY RE-ELECTION OF THE 7TH TERM FOR FOR Management
BOARD OF DIRECTORS' OFFICE OF THE
COMPANY.
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LIMITED
Ticker: Security ID: 874039100
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS
3 TO REVISE THE ARTICLES OF INCORPORATION FOR FOR Management
4 TO REVISE THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
6 ELECTION OF NON-INDEPENDENT DIRECTOR: FOR FOR Management
MARK LIU WITH SHAREHOLDER NO. 10758
7 ELECTION OF NON-INDEPENDENT DIRECTOR: FOR FOR Management
C.C. WEI WITH SHAREHOLDER NO. 370885
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
Ticker: TSM Security ID: 874039100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS
3 TO REVISE THE ARTICLES OF INCORPORATION FOR FOR Management
4 TO REVISE THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
5 DIRECTORS FOR FOR Management
5 DIRECTORS FOR FOR Management
--------------------------------------------------------------------------------
TATA CHEMICALS LTD, MUMBAI
Ticker: Security ID: Y85478116
Meeting Date: AUG 11, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2016 TOGETHER WITH THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31ST MARCH, 2016
TOGETHER WITH THE REPORT OF THE
AUDITORS THEREON
3 TO DECLARE DIVIDEND ON ORDINARY SHARES FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2016: FOR THE YEAR UNDER
REVIEW, THE DIRECTORS HAVE RECOMMENDED
A DIVIDEND OF INR 10 PER SHARE (100%)
ON THE ORDINARY SHARES OF THE COMPANY
(PREVIOUS YEAR INR 10 PER SHARE AND
4 RE-APPOINTMENT OF MR. R MUKUNDAN, WHO FOR FOR Management
RETIRES BY ROTATION
5 RATIFICATION OF STATUTORY AUDITOR'S FOR FOR Management
APPOINTMENT: M/S. DELOITTE HASKINS &
SELLS LLP, CHARTERED ACCOUNTANTS (ICAI
FIRM REGISTRATION NO. 117366W/W-100018)
6 APPOINTMENT OF MR. BHASKAR BHAT AS A FOR FOR Management
DIRECTOR
7 APPOINTMENT OF DR. NIRMALYA KUMAR AS A FOR FOR Management
DIRECTOR
8 RATIFICATION OF REMUNERATION OF COST FOR FOR Management
AUDITORS
--------------------------------------------------------------------------------
TATA CHEMICALS LTD, MUMBAI
Ticker: Security ID: Y85478116
Meeting Date: DEC 23, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR. C.
P. MISTRY AS DIRECTOR
4 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR.
NUSLI N. WADIA AS DIRECTOR
5 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: APPOINTMENT OF
MR. BHASKAR BHAT AS A DIRECTOR OF THE
COMPANY
6 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: APPOINTMENT OF
MR. S. PADMANABHAN AS A DIRECTOR OF
THE COMPANY
--------------------------------------------------------------------------------
TATA CHEMICALS LTD, MUMBAI
Ticker: Security ID: Y85478116
Meeting Date: MAY 08, 2017 Meeting Type: Court Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 FOR THE PURPOSE OF CONSIDERING AND FOR FOR Management
APPROVING THE SCHEME OF ARRANGEMENT AS
DETAILED IN THE NOTICE OF THE MEETING
AND AT ANY ADJOURNMENT OR ADJOURNMENTS
THEREOF
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD, MUMBAI
Ticker: Security ID: Y85279100
Meeting Date: DEC 13, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR. C.
P. MISTRY AS DIRECTOR
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD, MUMBAI
Ticker: Security ID: Y85279100
Meeting Date: APR 15, 2017 Meeting Type: Other Meeting
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL FOR BUYBACK OF EQUITY SHARES FOR FOR Management
--------------------------------------------------------------------------------
TATA MOTORS LTD, MUMBAI
Ticker: Security ID: Y85740267
Meeting Date: AUG 09, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT: (A) FOR FOR Management
THE AUDITED STANDALONE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2016
TOGETHER WITH THE REPORTS OF THE BOARD
OF DIRECTORS AND THE AUDITORS THEREON;
AND (B) THE AUDITED CONSOLIDATED FINAN
2 TO DECLARE A DIVIDEND ON ORDINARY FOR FOR Management
SHARES AND 'A' ORDINARY SHARES:
CONSIDERING THE COMPANY'S FINANCIAL
PERFORMANCE, THE DIRECTORS HAVE
RECOMMENDED A DIVIDEND OF INR0.20 PER
SHARE (10%) ON THE CAPITAL OF
2,887,203,602 ORDINARY SHARES OF
INR2/- EACH (NIL FOR
3 TO APPOINT A DIRECTOR IN PLACE OF MR FOR FOR Management
RAVINDRA PISHARODY (DIN: 01875848),
WHO RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF SECTION 139 AND SUCH
OTHER APPLICABLE PROVISIONS, IF ANY,
OF THE COMPANIES ACT, 2013 AND THE
COMPANIES (AUDIT AND AUDITORS) RULES,
2014, AS AMENDED FROM TIME TO TIME AND
PURSUANT TO THE RESOLUTION PASSED BY
THE
5 APPOINTMENT OF MR GUENTER BUTSCHEK AS FOR FOR Management
A DIRECTOR
6 APPOINTMENT OF MR GUENTER BUTSCHEK AS FOR FOR Management
THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
7 RE-APPOINTMENT OF MR RAVINDRA FOR FOR Management
PISHARODY - EXECUTIVE DIRECTOR
(COMMERCIAL VEHICLES) AND PAYMENT OF
REMUNERATION
8 RE-APPOINTMENT OF MR SATISH BORWANKAR FOR FOR Management
- EXECUTIVE DIRECTOR (QUALITY) AND
PAYMENT OF REMUNERATION
9 PAYMENT OF REMUNERATION TO THE COST FOR FOR Management
AUDITOR: M/S MANI & CO., COST
ACCOUNTANTS (FIRM REGISTRATION NO.
000004)
10 OFFER OR INVITE FOR SUBSCRIPTION OF FOR FOR Management
NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
--------------------------------------------------------------------------------
TATA MOTORS LTD, MUMBAI
Ticker: Security ID: Y85740267
Meeting Date: DEC 22, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR.
CYRUS P. MISTRY AS A DIRECTOR
4 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR.
NUSLI N. WADIA AS A DIRECTOR
--------------------------------------------------------------------------------
TATA POWER CO LTD
Ticker: Security ID: Y85481169
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF AUDITED STANDALONE FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED 31ST
MARCH 2016 TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE
AUDITORS THEREON
3 ADOPTION OF AUDITED CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED 31ST
MARCH 2016 TOGETHER WITH THE REPORT OF
THE AUDITORS THEREON
4 DECLARATION OF DIVIDEND ON EQUITY FOR FOR Management
SHARES FOR THE FINANCIAL YEAR ENDED
31ST MARCH 2016: DIVIDEND OF 130% (INR
1.30 PER SHARE OF INR 1 EACH)
5 APPOINTMENT OF DIRECTOR IN PLACE OF MR. FOR FOR Management
ANIL SARDANA, WHO RETIRES BY ROTATION
AND IS ELIGIBLE FOR RE-APPOINTMENT
6 RATIFICATION OF APPOINTMENT OF FOR FOR Management
AUDITORS: DELOITTE HASKINS AND SELLS
LLP, CHARTERED ACCOUNTANTS (ICAI FIRM
REGISTRATION NO. 117366W/W-100018)
7 APPOINTMENT OF MR. PRAVIN H. KUTUMBE FOR FOR Management
AS A DIRECTOR
8 APPOINTMENT OF MS. SANDHYA S. FOR FOR Management
KUDTARKAR AS A DIRECTOR
9 RE-APPOINTMENT OF MR. ANIL SARDANA AS FOR FOR Management
CEO AND MANAGING DIRECTOR
10 PRIVATE PLACEMENT OF NON-CONVERTIBLE FOR FOR Management
DEBENTURES
11 INCREASE IN LIMITS OF INVESTMENTS IN FOR FOR Management
OTHER BODIES CORPORATE
12 APPOINTMENT OF BRANCH AUDITORS FOR FOR Management
13 RATIFICATION OF COST AUDITOR'S FOR FOR Management
REMUNERATION
--------------------------------------------------------------------------------
TATA STEEL LTD, MUMBAI
Ticker: Security ID: Y8547N139
Meeting Date: AUG 12, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 CONSIDER AND ADOPT AUDITED STANDALONE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2016 AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
3 CONSIDER AND ADOPT AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED MARCH 31,
2016 AND THE REPORT OF THE AUDITORS
THEREON
4 DECLARATION OF DIVIDEND ON ORDINARY FOR FOR Management
(EQUITY) SHARES FOR FINANCIAL YEAR
2015-16: TO DECLARE DIVIDEND OF INR 8
PER ORDINARY (EQUITY) SHARE OF INR 10
EACH FOR FINANCIAL YEAR 2015-16
5 APPOINTMENT OF DIRECTOR IN PLACE OF MR. FOR FOR Management
CYRUS P MISTRY, (DIN: 00010178) WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, SEEKS RE-APPOINTMENT
6 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE HASKINS & SELLS LLP,
CHARTERED ACCOUNTANTS AS STATUTORY
AUDITORS OF THE COMPANY
7 RATIFICATION OF THE REMUNERATION OF FOR FOR Management
MESSRS SHOME & BANERJEE, COST AUDITORS
OF THE COMPANY
8 ISSUE OF NON- CONVERTIBLE DEBENTURES FOR FOR Management
ON PRIVATE PLACEMENT BASIS NOT
EXCEEDING INR 10,000 CRORE
--------------------------------------------------------------------------------
TATA STEEL LTD, MUMBAI
Ticker: Security ID: Y8547N139
Meeting Date: DEC 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR. C.
P. MISTRY AS DIRECTOR
4 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: REMOVAL OF MR.
NUSLI. N. WADIA AS DIRECTOR
--------------------------------------------------------------------------------
TATNEFT PJSC, TATARSTAN
Ticker: Security ID: 876629205
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE THE ANNUAL REPORT OF PJSC FOR FOR Management
TATNEFT FOR 2016
3 APPROVE THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS OF PJSC TATNEFT FOR 2016
4 APPROVE THE DISTRIBUTION OF NET INCOME FOR FOR Management
(INCLUDING THE PAYMENT OF DIVIDENDS)
ON THE BASIS OF RESULTS OF THE
FINANCIAL YEAR. TO PAY DIVIDENDS FOR
2016: A) 2281% OF THE NOMINAL VALUE
PER PJSC TATNEFT PREFERRED SHARE B)
2281% OF THE NOMINAL VALUE PER PJSC TAT
6 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RADIK RAUFOVICH
GAIZATULLIN
7 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: LASZLO GERECS
8 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: NAIL GABDULBARIEVICH
IBRAGIMOV
9 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: YURI LVOVICH LEVIN
10 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: NAIL ULFATOVICH MAGANOV
11 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RENAT HALLIULOVICH
MUSLIMOV
12 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RAFAIL SAITOVICH
NURMUKHAMETOV
13 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RENAT KASIMOVICH SABIROV
14 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: VALERY YURIEVICH SOROKIN
15 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: SHAFAGAT FAHRAZOVICH
TAKHAUTDINOV
16 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RUSTAM KHAMISOVICH
KHALIMOV
17 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: AZAT KIYAMOVICH KHAMAEV
18 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RAIS SALIKHOVICH KHISAMOV
19 ELECTION OF THE BOARD OF DIRECTOR OF FOR FOR Management
THE COMPANY: RENE FREDERIC STEINER
20 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: KSENIA
GENNADIEVNA BORZUNOVA
21 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: RANILYA
RAMILYEVNA GIZATOVA
22 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: GUZEL
RAFISOVNA GILFANOVA
23 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: VENERA
GIBADULLOVNA KUZMINA
24 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: TASKIRYA
GAPTENUROVNA NURKHAMETOVA
25 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: LILIYA
RAFAELOVNA RAKHIMZYANOVA
26 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: NAZILYA
RAFISOVNA FARKHUTDINOVA
27 ELECT TO THE REVISION COMMISSION OF FOR FOR Management
THE COMPANY CANDIDATES PROPOSED BY THE
COMPANY'S SHAREHOLDERS: RAVIL
ANASOVICH SHARIFULLIN
28 APPROVE AO PRICEWATERHOUSECOOPERS FOR FOR Management
AUDIT (AO PWC AUDIT) AS EXTERNAL
AUDITOR OF PJSC TATNEFT TO CONDUCT
MANDATORY AUDIT OF THE ANNUAL
FINANCIAL STATEMENTS FOR 2017 PREPARED
UNDER RUSSIAN AND INTERNATIONAL
ACCOUNTING STANDARDS FOR THE TERM OF
ONE YEAR
29 APPROVE THE NEW VERSION OF THE CHARTER FOR FOR Management
OF PJSC TATNEFT
30 APPROVE THE NEW VERSION OF THE FOR FOR Management
REGULATION OF PJSC TATNEFT ON
CONDUCTING GENERAL MEETINGS OF
SHAREHOLDERS
31 APPROVE THE NEW VERSION OF THE FOR FOR Management
REGULATION OF PJSC TATNEFT ON THE
BOARD OF DIRECTORS
32 APPROVE THE NEW VERSION OF THE FOR FOR Management
REGULATION OF PJSC TATNEFT ON THE
GENERAL DIRECTOR
33 APPROVE OF NEW VERSION OF THE FOR FOR Management
REGULATION OF PJSC TATNEFT ON THE
MANAGEMENT BOARD
--------------------------------------------------------------------------------
TAURON POLSKA ENERGIA S.A, KATOWICE
Ticker: Security ID: X893AL104
Meeting Date: DEC 15, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF THE CHAIRMAN FOR FOR Management
4 STATEMENT OF THE MEETING'S LEGAL FOR FOR Management
VALIDITY AND IT'S ABILITY TO ADOPT
RESOLUTIONS
5 APPROVAL OF THE AGENDA FOR FOR Management
6 ADOPTION OF THE RESOLUTION ON WITHDRAW FOR FOR Management
SECREASY VOTING ON APPOINTMENT OF THE
SCRUTINY COMMISSION
7 ADOPTION OF THE RESOLUTION ON FOR FOR Management
APPOINTMENT OF THE SCRUTINY COMMISSION
8 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING THE PRINCIPLES OF
DETERMINING THE AMOUNT OF REMUNERATION
FOR MEMBERS OF THE MANAGEMENT BOARD OF
THE COMPANY
9 THE ADOPTION OF A RESOLUTION FOR FOR Management
CONCERNING THE PRINCIPLES OF
DETERMINING THE AMOUNT OF REMUNERATION
FOR MEMBERS OF THE SUPERVISORY BOARD
OF THE COMPANY
--------------------------------------------------------------------------------
TAURON POLSKA ENERGIA S.A, KATOWICE
Ticker: Security ID: X893AL104
Meeting Date: MAY 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF THE CHAIRMAN FOR FOR Management
5 STATEMENT OF MEETING LEGAL VALIDITY FOR FOR Management
AND ITS ABILITY TO ADOPT RESOLUTIONS
6 APPROVAL OF THE AGENDA FOR FOR Management
7 RESOLUTION ON THE CANCELLATION OF THE FOR FOR Management
SECRECY OF VOTING ON ELECTION OF
SCRUTINY COMMISSION
8 ELECTION OF SCRUTINY COMMISSION FOR FOR Management
9 PRESENTATION OF THE COMPANY AND FOR FOR Management
CAPITAL GROUP FINANCIAL RESULTS
10 PRESENTATION OF SUPERVISORY BOARD FOR FOR Management
REPORTS ON: 1/ ON ITS ACTIVITY IN
2016, INCLUDING THE COMPANY SITUATION,
ON ASSESSMENT OF COMPANY SITUATION,
INTERNAL CONTROL SYSTEM, RISK
MANAGEMENT SYSTEM, COMPLIANCE AND
INTERNAL AUDIT FUNCTION, THE METHOD OF
FILLING B
11 EVALUATION AND ADOPTION OF THE RE FOR FOR Management
SOLUTION ON APPROVAL OF THE
CONSOLIDATED FINANCIAL REPORT FOR 2016
12 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF REPORT ON
CAPITAL GROUP ACTIVITY IN 2016
13 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF COMPANY
FINANCIAL REPORT FOR 2016
14 EVALUATION AND ADOPTION OF THE FOR FOR Management
RESOLUTION ON APPROVAL OF REPORT ON
THE COMPANY ACTIVITY IN 2016
15 ADOPTION OF RESOLUTION ON COVERING THE FOR FOR Management
LOSS FOR 2016
16 RESOLUTIONS ON GRANTING THE DISCHARGE FOR FOR Management
TO MEMBERS OF MANAGEMENT BOARD FOR 2016
17 RESOLUTIONS ON GRANTING THE DISCHARGE FOR FOR Management
TO MEMBERS OF SUPERVISORY BOARD FOR
2016
18 RESOLUTION ON DETERMINATION OF THE FOR FOR Management
NUMBER OF MEMBERS OF SUPERVISORY BOARD
19 ELECTIONS ON MEMBERS OF SUPERVISORY FOR FOR Management
BOARD FOR V TERM OF OFFICE AND
ADOPTION OF RESOLUTIONS ON APPOINTMENT
OF MEMBERS OF SUPERVISORY BOARD
20 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF CHANGES TO RES. NO 5 OF THE
COMPANY'S EGM HELD AS OF DECEMBER 15,
2016 CONCERNING RULES ON REMUNERATION
OF THE MANAGEMENT BOARD MEMBERS
21 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF CHANGES TO THE COMPANY'S ARTICLES
OF ASSOCIATION
22 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF DISPOSAL OF ASSETS
23 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF RULES OF CONDUCT CONTRACTS ON LEGAL
SERVICES, MARKETING SERVICES, HUMAN
RELATIONS AND SOCIAL COMMUNICATION
SERVICES, MANAGEMENT CONSULTANCY
SERVICES AND CHANGES TO THESE
AGREEMENTS
24 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF RULES OF CONDUCT FOR THE COMPANY'S
CONCLUSION OF DONATION AGREEMENTS
EXEMPTIONS WITH DEBT OR OTHER
AGREEMENTS OF SIMILAR EFFECT
25 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF RULES ON SALE OF COMPANY'S ASSETS
26 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF THE OBLIGATION TO SUBMIT A REPORT
ON REPRESENTATION EXPENSES, LEGAL
EXPENSES, MARKETING SERVICES, HUMAN
RELATIONS AND SOCIAL COMMUNICATION
SERVICES AND MANAGEMENT CONSULTANCY
SERVICES
27 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF DEFINING THE REQUIREMENTS FOR A
CANDIDATE FOR A MEMBER OF THE
COMPANY'S MANAGEMENT BOARD
28 ADOPTION OF THE RESOLUTION ON APPROVAL FOR FOR Management
OF ON THE FULFILLMENT OF OBLIGATIONS
UNDER ART. 17 SEC. 7, ART. 18 SEC 2,
ART. 20 AND ART. 23 OF THE ACT ON THE
MANAGEMENT OF STATE PROPERTY
--------------------------------------------------------------------------------
TECO ELECTRIC & MACHINERY CO LTD
Ticker: Security ID: Y8563V106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 BUSINESS REPORT AND FINANCIAL FOR FOR Management
STATEMENTS FOR 2016.
3 DISTRIBUTION OF 2016 PROFITS.PROPOSED FOR FOR Management
CASH DIVIDEND:TWD 0.88 PER SHARE.
4 AMENDMENT TO PROCEDURE FOR ACQUISITION FOR FOR Management
OR DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------
TELKOM SA SOC LTD, PRETORIA
Ticker: Security ID: S84197102
Meeting Date: AUG 24, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF MR J MABUZA AS A FOR FOR Management
DIRECTOR
2 RE-ELECTION OF MR N KAPILA AS A FOR FOR Management
DIRECTOR
3 RE-ELECTION OF MR I KGABOESELE AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MS K MZONDEKI AS A FOR FOR Management
DIRECTOR
5 ELECTION OF MR I KGABOESELE AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE SUBJECT
TO HIS RE-ELECTION AS A DIRECTOR OF
THE COMPANY PURSUANT TO ORDINARY
RESOLUTION NUMBER 3
6 ELECTION OF MS K MZONDEKI AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE SUBJECT TO HER
RE-ELECTION AS A DIRECTOR OF THE
COMPANY PURSUANT TO ORDINARY
RESOLUTION NUMBER 4
7 ELECTION OF MR L VON ZEUNER AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
8 ELECTION OF MS T DINGAAN AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
9 ELECTION OF MR R TOMLINSON AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
10 RE-APPOINTMENT OF ERNST & YOUNG INC. FOR FOR Management
AS AUDITORS OF THE COMPANY
11 APPOINTMENT OF NKONKI INC. AS JOINT FOR FOR Management
AUDITORS
12 GENERAL AUTHORITY FOR DIRECTORS TO FOR FOR Management
ALLOT AND ISSUE AND/OR GRANT OPTIONS
OVER ORDINARY SHARES
13 ENDORSEMENT OF THE REMUNERATION POLICY FOR FOR Management
14 REPURCHASE OF SHARES FOR FOR Management
15 AUTHORITY TO DIRECTORS TO ISSUE EQUITY FOR FOR Management
SECURITIES FOR CASH
16 DETERMINATION AND APPROVAL OF THE FOR FOR Management
REMUNERATION OF NON-EXECUTIVE DIRECTORS
17 FINANCIAL ASSISTANCE TO SUBSIDIARIES FOR FOR Management
AND OTHER RELATED ENTITIES AND
INTER-RELATED ENTITIES AND TO
DIRECTORS AND PRESCRIBED OFFICERS AND
OTHER PERSONS WHO MAY PARTICIPATE IN
THE TELKOM SA SOC LIMITED EMPLOYEE
FORFEITABLE SHARE PLAN (EMPLOYEE FSP)
--------------------------------------------------------------------------------
THAI AIRWAYS INTERNATIONAL PUBLIC CO LTD, BANGKOK
Ticker: Security ID: Y8615C114
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 REPORT FROM CHAIRMAN FOR FOR Management
3 ACKNOWLEDGE OPERATING RESULTS FOR FOR Management
4 APPROVE FINANCIAL STATEMENTS FOR FOR Management
5 APPROVE OMISSION OF DIVIDEND PAYMENT FOR FOR Management
6 APPROVE REMUNERATION OF DIRECTORS FOR FOR Management
7 APPROVE AUDITORS AND AUTHORIZE BOARD FOR FOR Management
TO FIX THEIR REMUNERATION
8 ELECT TREETOD SONJANCE AS DIRECTOR FOR FOR Management
9 ELECT PERAPHON THAWORNSUPACHAROEN AS FOR FOR Management
DIRECTOR
10 ELECT SOMCHAI SUJJAPONGSE AS DIRECTOR FOR FOR Management
11 ELECT JOHM RUNGSWANG AS DIRECTOR FOR FOR Management
12 ELECT VACHARA TUNTARIYANOND AS DIRECTOR FOR FOR Management
13 OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
THANACHART CAPITAL PUBLIC COMPANY LIMITED
Ticker: Security ID: Y8738D171
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE MINUTES OF THE ANNUAL FOR FOR Management
GENERAL MEETING OF SHAREHOLDERS FOR
THE YEAR 2016
4 TO ACKNOWLEDGE THE REPORT OF THE BOARD FOR FOR Management
OF DIRECTORS ON THE COMPANY'S BUSINESS
OPERATIONS IN 2016
5 TO APPROVE THE STATEMENTS OF FINANCIAL FOR FOR Management
POSITION AND THE STATEMENTS OF
COMPREHENSIVE INCOME FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO APPROVE THE ALLOCATION OF THE FOR FOR Management
PROFIT FOR THE PERFORMANCE OF THE YEAR
2016 AND THE DIVIDEND PAYMENT
7 TO APPROVE THE PERFORMANCE ALLOWANCE FOR FOR Management
FOR THE BOARD OF DIRECTORS FOR 2016
OPERATING RESULTS
8 TO APPROVE THE LEVEL OF REMUNERATION FOR FOR Management
OF DIRECTORS AND MEMBERS
SUB-COMMITTEES IN 2017
9 TO CONSIDER THE ELECTION OF DIRECTOR FOR FOR Management
REPLACING THOSE RETIRING BY ROTATION:
MR. SUPHADEJ POONPIPAT
10 TO CONSIDER THE ELECTION OF DIRECTOR FOR FOR Management
REPLACING THOSE RETIRING BY ROTATION:
MRS. SIRIPEN SITASUWAN
11 TO CONSIDER THE ELECTION OF DIRECTOR FOR FOR Management
REPLACING THOSE RETIRING BY ROTATION:
MR. TIRAPHOT VAJRABHAYA
12 TO CONSIDER THE APPOINTMENT OF THE FOR FOR Management
AUDITOR AND DETERMINE THE AUDIT FEES
FOR 2017: EY OFFICE LIMITED AS THE
COMPANY'S AUDITOR
13 OTHER BUSINESS (IF ANY) ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
THE FOSCHINI GROUP LIMITED, PAROW
Ticker: Security ID: S29260155
Meeting Date: SEP 06, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION OF ANNUAL FINANCIAL FOR FOR Management
STATEMENTS
2 REAPPOINTMENT OF EXTERNAL AUDITOR: FOR FOR Management
KPMG INC
3 ELECTION OF MR S E ABRAHAMS AS A FOR FOR Management
DIRECTOR
4 ELECTION OF MR M LEWIS AS A DIRECTOR FOR FOR Management
5 ELECTION OF PROF F ABRAHAMS AS A FOR FOR Management
DIRECTOR
6 ELECTION OF MR G H DAVIN AS A DIRECTOR FOR FOR Management
7 ELECTION OF MR S E ABRAHAMS AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
8 ELECTION OF MS B L M FOR FOR Management
MAKGABO-FISKERSTRAND AS A MEMBER OF
THE AUDIT COMMITTEE
9 ELECTION OF MR E OBLOWITZ AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
10 ELECTION OF MS N V SIMAMANE AS A FOR FOR Management
MEMBER OF THE AUDIT COMMITTEE
11 ELECTION OF MR D FRIEDLAND AS A MEMBER FOR FOR Management
OF THE AUDIT COMMITTEE
12 NON-BINDING ADVISORY VOTE ON FOR FOR Management
REMUNERATION POLICY
13 NON-EXECUTIVE DIRECTORS' REMUNERATION FOR FOR Management
14 GENERAL AUTHORITY TO ACQUIRE SHARES FOR FOR Management
15 FINANCIAL ASSISTANCE FOR FOR Management
16 GENERAL AUTHORITY OF DIRECTORS FOR FOR Management
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT
Ticker: Security ID: Y6800A109
Meeting Date: NOV 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ABSORPTION FOR FOR Management
AND MERGER OF NO. 88 COMPANY AND THE
RELEVANT AUTHORIZATION
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT
Ticker: Security ID: Y6800A109
Meeting Date: DEC 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. CHEN WUZHAO AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD OF DIRECTORS
2 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. JING XIN AS AN INDEPENDENT
SUPERVISOR OF THE SECOND SESSION OF
THE BOARD OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION SETTLEMENT SCHEME OF THE
COMPANY'S DIRECTORS AND SUPERVISORS
FOR THE YEAR 2015
--------------------------------------------------------------------------------
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT
Ticker: Security ID: Y6800A109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS FOR THE YEAR
2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF SUPERVISORS FOR THE YEAR
2016
4 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
FINANCIAL ACCOUNTS FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN FOR THE YEAR 2016:
RMB0.337881 PER 10 SHARES
6 TO CONSIDER AND APPROVE THE FIXED FOR FOR Management
ASSETS INVESTMENT BUDGET FOR THE YEAR
2017
7 TO CONSIDER AND APPROVE THE ENGAGEMENT FOR FOR Management
OF AUDITOR FOR 2017 FINANCIAL
STATEMENTS
8 TO ELECT MR. MIAO JIANMIN AS AN FOR FOR Management
EXECUTIVE DIRECTOR TO SERVE THE SECOND
SESSION OF THE BOARD OF THE COMPANY
9 TO ELECT MR. WANG QINGJIAN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR TO SERVE THE
SECOND SESSION OF THE BOARD OF THE
COMPANY
10 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO ISSUE SHARES
--------------------------------------------------------------------------------
THE SHANGHAI COMMERCIAL AND SAVINGS BANK, TAIPEI
Ticker: Security ID: Y7681K109
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE 2016 BUSINESS REPORTS AND FOR FOR Management
FINANCIAL STATEMENTS.
3 THE 2016 PROFIT DISTRIBUTION.PROPOSED FOR FOR Management
CASH DIVIDEND:TWD 1.5 PER SHARE.
4 THE REVISION TO THE ARTICLES OF FOR FOR Management
INCORPORATION.
5 THE REVISION TO THE RULES OF FOR FOR Management
SHAREHOLDER MEETING.
6 THE REVISION TO THE PROCEDURES OF FOR FOR Management
ELECTION OF THE DIRECTORS.
7 THE PROPOSAL OF STOCK TO BE LISTED IN FOR FOR Management
TAIWAN STOCK EXCHANGE (TWSE).
8 THE PROPOSAL OF LISTED IN TAIWAN STOCK FOR FOR Management
EXCHANGE(TWSE) BY PUBLIC UNDERLYING.
9 EXTRAORDINARY MOTIONS. ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD, BANGKOK
Ticker: Security ID: Y7905M113
Meeting Date: APR 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACKNOWLEDGE THE ANNUAL REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS
2 TO CONSIDER AND APPROVE THE FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2016
3 TO CONSIDER AND APPROVE THE ALLOCATION FOR FOR Management
OF PROFIT FROM THE BANK'S OPERATIONAL
RESULTS FOR THE YEAR 2016 AND THE
DIVIDEND PAYMENT
4 TO CONSIDER AND APPROVE THE DIRECTORS' FOR FOR Management
REMUNERATION FOR THE YEAR 2017 AND THE
DIRECTORS' BONUS BASED ON THE YEAR
2016 OPERATIONAL RESULTS
5 TO CONSIDER AND ELECT THE DIRECTOR IN FOR FOR Management
REPLACEMENT OF THOSE RETIRING BY
ROTATION: KHUNYING JADA WATTANASIRITHAM
6 TO CONSIDER AND ELECT THE DIRECTOR IN FOR FOR Management
REPLACEMENT OF THOSE RETIRING BY
ROTATION: MR. EKAMOL KIRIWAT
7 TO CONSIDER AND ELECT THE DIRECTOR IN FOR FOR Management
REPLACEMENT OF THOSE RETIRING BY
ROTATION: MR. KRIRK VANIKKUL
8 TO CONSIDER AND ELECT THE DIRECTOR IN FOR FOR Management
REPLACEMENT OF THOSE RETIRING BY
ROTATION: MR. CHIRAYU ISARANGKUN NA
AYUTHAYA
9 TO CONSIDER AND ELECT THE DIRECTOR IN FOR FOR Management
REPLACEMENT OF THOSE RETIRING BY
ROTATION: MOM RAJAWONGSE DISNADDA
DISKUL
10 TO CONSIDER AND APPOINT THE AUDITORS FOR FOR Management
AND FIX THE AUDIT FEE FOR THE YEAR 2017
11 TO CONSIDER AND APPROVE THE AMENDMENT FOR FOR Management
TO CLAUSE 4. OF THE BANK'S MEMORANDUM
OF ASSOCIATION IN CONSISTENT WITH THE
CONVERSION OF PREFERRED SHARES INTO
ORDINARY SHARES IN THE YEAR 2016 AND
TO CONSIDER AND APPROVE THE AMENDMENT
TO CLAUSE 4. OF THE BANK'S MEM
--------------------------------------------------------------------------------
TIGER BRANDS LTD, JOHANNESBURG
Ticker: Security ID: S84594142
Meeting Date: FEB 21, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT TE MASHILWANE AS DIRECTOR FOR FOR Management
2 TO ELECT KA HEDDERWICK AS DIRECTOR FOR FOR Management
3 TO ELECT LC MAC DOUGALL AS DIRECTOR FOR FOR Management
4 TO RE-ELECT M MAKANJEE AS DIRECTOR FOR FOR Management
5 TO RE-ELECT RD NISBET AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MP NYAMA AS DIRECTOR FOR FOR Management
7 TO ELECT RD NISBET AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
8 TO ELECT TE MASHILWANE AS MEMBER OF FOR FOR Management
THE AUDIT COMMITTEE
9 TO ELECT YGH SULEMAN AS MEMBER OF THE FOR FOR Management
AUDIT COMMITTEE
10 TO REAPPOINT ERNST & YOUNG INC. AS FOR FOR Management
EXTERNAL AUDITORS OF THE COMPANY
11 TO CONSIDER AND APPROVE, BY WAY OF FOR FOR Management
NON-BINDING ADVISORY VOTE, THE
COMPANY'S REMUNERATION POLICY
12 GENERAL AUTHORITY TO IMPLEMENT FOR FOR Management
RESOLUTIONS
13 TO APPROVE THE AUTHORITY TO PROVIDE FOR FOR Management
FINANCIAL ASSISTANCE TO RELATED AND
INTER-RELATED PARTIES
14 REMUNERATION PAYABLE TO NON-EXECUTIVE FOR FOR Management
DIRECTORS
15 REMUNERATION PAYABLE TO THE CHAIRMAN FOR FOR Management
16 REMUNERATION PAYABLE TO THE DEPUTY FOR FOR Management
CHAIRMAN
17 TO APPROVE THE REMUNERATION PAYABLE TO FOR FOR Management
NON-EXECUTIVE DIRECTORS WHO
PARTICIPATE IN THE SUB-COMMITTEES OF
THE BOARD
18 TO APPROVE THE FEES PAYABLE TO FOR FOR Management
NON-EXECUTIVE DIRECTORS WHO ATTEND
UNSCHEDULED MEETINGS OF THE BOARD AND
WHO UNDERTAKE EXTRAORDINARY ADDITIONAL
WORK
19 TO APPROVE NON-RESIDENT DIRECTORS' FEES FOR FOR Management
20 TO APPROVE THE ACQUISITION BY THE FOR FOR Management
COMPANY AND/OR ITS SUBSIDIARIES OF
SHARES IN THE COMPANY
--------------------------------------------------------------------------------
TIM PARTICIPACOES SA
Ticker: TSU Security ID: 88706P205
Meeting Date: MAR 28, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RESOLVE ON THE MANAGEMENT'S REPORT FOR FOR Management
AND THE FINANCIAL STATEMENTS OF THE
COMPANY, DATED AS OF DECEMBER 31ST,
2016
2 TO RESOLVE ON THE MANAGEMENT'S FOR FOR Management
PROPOSAL FOR THE ALLOCATION OF THE
RESULTS RELATED TO THE FISCAL YEAR OF
2016, AND ON THE DISTRIBUTION OF
DIVIDENDS BY THE COMPANY
3 TO RESOLVE ON THE COMPOSITION OF THE FOR FOR Management
COMPANY'S BOARD OF DIRECTORS AND TO
ELECT ITS REGULAR MEMBERS
4 TO RESOLVE ON THE COMPOSITION OF THE FOR FOR Management
FISCAL COUNCIL OF THE COMPANY AND TO
ELECT ITS REGULAR AND ALTERNATE MEMBERS
5 TO RESOLVE ON THE COMPENSATION FOR FOR Management
PROPOSAL FOR THE COMPANY'S
ADMINISTRATORS, THE MEMBERS OF THE
COMMITTEES AND THE MEMBERS OF THE
FISCAL COUNCIL, FOR THE FISCAL YEAR OF
2017
6 TO RESOLVE ON THE PROPOSAL FOR THE FOR FOR Management
EXTENSION OF THE COOPERATION AND
SUPPORT AGREEMENT, THROUGH THE
EXECUTION OF THE 10TH AMENDMENT TO
THIS AGREEMENT, TO BE ENTERED INTO
BETWEEN TELECOM ITALIA S.P.A., ON THE
ONE HAND, AND TIM CELULAR S.A. ("TCEL
") AND INT
--------------------------------------------------------------------------------
TIM PARTICIPACOES SA
Ticker: TSU Security ID: 88706P205
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RESOLVE ON THE MANAGEMENT'S REPORT FOR FOR Management
AND THE FINANCIAL STATEMENTS OF THE
COMPANY, DATED AS OF DECEMBER 31ST,
2016
2 TO RESOLVE ON THE MANAGEMENT'S FOR FOR Management
PROPOSAL FOR THE ALLOCATION OF THE
RESULTS RELATED TO THE FISCAL YEAR OF
2016, AND ON THE DISTRIBUTION OF
DIVIDENDS BY THE COMPANY
3 ELECTION OF DIRECTOR: ALBERTO EMMANUEL FOR FOR Management
CARVALHO WHITAKER
4 ELECTION OF DIRECTOR: ENRICO BARSOTTI FOR FOR Management
5 ELECTION OF DIRECTOR: ENRICO ZAMPONE FOR FOR Management
6 ELECTION OF DIRECTOR: ELISABETTA FOR FOR Management
COLACCHIA
7 ELECTION OF DIRECTOR: HERCULANO ANIBAL FOR FOR Management
ALVES
8 ELECTION OF DIRECTOR: MANOEL HORACIO FOR FOR Management
FRANCISCO DA SILVA
9 ELECTION OF DIRECTOR: MARIO CESAR FOR FOR Management
PEREIRA DE ARAUJO
10 ELECTION OF DIRECTOR: NICOLETTA FOR FOR Management
MONTELLA
11 ELECTION OF DIRECTOR: SABRINA VALENZA FOR FOR Management
12 ELECTION OF DIRECTOR: STEFANO DE FOR FOR Management
ANGELIS
13 TO RESOLVE ON THE COMPOSITION OF THE FOR FOR Management
FISCAL COUNCIL OF THE COMPANY AND TO
ELECT THE MEMBERS OF THE FISCAL
COUNCIL OF THE COMPANY: WALMIR KESSELI
(MEMBER) / OSWALDO ORSOLIN (ALTERNATE
MEMBER)
14 TO RESOLVE ON THE COMPOSITION OF THE FOR FOR Management
FISCAL COUNCIL OF THE COMPANY AND TO
ELECT THE MEMBERS OF THE FISCAL
COUNCIL OF THE COMPANY: JOSINO DE
ALMEIDA FONSECA (MEMBER) / JOAO VERNER
JUENEMANN (ALTERNATE MEMBER)
15 TO RESOLVE ON THE COMPOSITION OF THE FOR FOR Management
FISCAL COUNCIL OF THE COMPANY AND TO
ELECT THE MEMBERS OF THE FISCAL
COUNCIL OF THE COMPANY: JARBAS TADEU
BARSANTI RIBEIRO (MEMBER) / ANNA MARIA
CERENTINI GOUVEA GUIMARAES (ALTERNATE
MEMBER)
16 TO RESOLVE ON THE COMPENSATION FOR FOR Management
PROPOSAL FOR THE COMPANY'S
ADMINISTRATORS, THE MEMBERS OF THE
COMMITTEES AND THE MEMBERS OF THE
FISCAL COUNCIL, FOR THE FISCAL YEAR OF
2017
17 TO RESOLVE ON THE PROPOSAL FOR THE FOR FOR Management
EXTENSION OF THE COOPERATION AND
SUPPORT AGREEMENT, THROUGH THE
EXECUTION OF THE 10TH AMENDMENT TO
THIS AGREEMENT, TO BE ENTERED INTO
BETWEEN TELECOM ITALIA S.P.A., ON THE
ONE HAND, AND TIM CELULAR S.A.
("TCEL") AND INTE
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: Security ID: G8878S103
Meeting Date: DEC 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE TZCI SUPPLY AGREEMENT, FOR FOR Management
THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE ANNUAL CAPS
THEREUNDER
4 TO APPROVE THE TFS SUPPLY AGREEMENT, FOR FOR Management
THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE ANNUAL CAPS
THEREUNDER
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: Security ID: G8878S103
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
ACCOUNTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE THE PAYMENT OF A FINAL FOR FOR Management
DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016: USD 1.58 CENTS PER
ORDINARY SHARE
5 TO RE-ELECT MR. JUNICHIRO IDA AS AN FOR FOR Management
EXECUTIVE DIRECTOR AND TO AUTHORIZE
THE DIRECTORS TO FIX HIS REMUNERATION
6 TO RE-ELECT MR. WU CHUNG-YI AS AN FOR FOR Management
EXECUTIVE DIRECTOR AND TO AUTHORIZE
THE DIRECTORS TO FIX HIS REMUNERATION
7 TO RE-ELECT MR. HIROMU FUKADA AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR AND
TO AUTHORIZE THE DIRECTORS TO FIX HIS
REMUNERATION
8 TO RE-APPOINT AUDITORS OF THE COMPANY FOR FOR Management
AND AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
9 TO CONSIDER AND APPROVE THE GENERAL FOR FOR Management
MANDATE TO ISSUE SHARES
10 TO CONSIDER AND APPROVE THE GENERAL FOR FOR Management
MANDATE TO BUY BACK SHARES OF THE
COMPANY
11 TO CONSIDER AND APPROVE THAT THE TOTAL FOR FOR Management
NUMBER OF SHARES WHICH ARE BOUGHT BACK
BY THE COMPANY SHALL BE ADDED TO THE
TOTAL NUMBER OF SHARES WHICH MAY BE
ALLOTED PURSUANT TO THE GENERAL
MANDATE FOR ISSUE OF SHARES
--------------------------------------------------------------------------------
TMK PAO, MOSCOW
Ticker: Security ID: X6561F108
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE PROFIT DISTRIBUTION AND FOR FOR Management
DIVIDEND PAYMENT AT RUB 1.96 PER SHARE.
THE RECORD DATE IS 20/06/2017
4 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: ALEKSEYEV MIKHAIL YUR'YEVICH
5 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: KAPLUNOV ANDREY YUR'YEVICH
6 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: KRAVCHENKO SERGEY
VLADIMIROVICH
7 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: O BRIEN PETER
8 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: PAPIN SERGEY TIMOFEYEVICH
9 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: PUMPYANSKIY DMITRIY
ALEKSANDROVICH
10 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: FORESMAN ROBERT MARK
11 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: KHMELEVSKIY IGOR' BORISOVICH
12 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: CHUBAYS ANATOLIY BORISOVICH
13 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: SHIRYAYEV ALEKSANDR
GEORGIYEVICH
14 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: SHOKHIN ALEKSANDR
NIKOLAYEVICH
15 TO APPROVE THE MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: PUMPYANSKIY ALEKSANDR
DMITRIYEVICH
16 TO APPROVE THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION: MAKSIMENKO ALEXANDER
VASILYEVICH
17 TO APPROVE THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION: VOROBIEV ALEXANDER
PETROVICH
18 TO APPROVE THE MEMBER OF THE AUDIT FOR FOR Management
COMMISSION: POZDNYAKOVA NINA VIKTOROVNA
19 TO APPROVE OOO ERNST AND YOUNG AS THE FOR FOR Management
AUDITOR
20 TO APPROVE A NEW EDITION OF THE CHARTER FOR FOR Management
21 TO APPROVE A NEW EDITION OF THE FOR FOR Management
REGULATIONS ON THE GENERAL
SHAREHOLDERS MEETING
22 TO APPROVE A NEW EDITION OF THE FOR FOR Management
REGULATIONS ON THE BOARD OF DIRECTOR
23 TO APPROVE A NEW EDITION OF THE FOR FOR Management
REGULATIONS ON THE AUDIT COMMISSION
--------------------------------------------------------------------------------
TONGYANG LIFE INSURANCE, SEOUL
Ticker: Security ID: Y8886Z107
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORPORATION FOR FOR Management
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER HA SANG GI
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR FU QIANG, LI HUI
5 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO LTD, PATHUMWA
Ticker: Security ID: Y8904F141
Meeting Date: MAR 31, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ADOPTION OF THE MINUTES OF THE 2016 FOR FOR Management
ANNUAL GENERAL MEETING OF SHAREHOLDERS
HELD ON 30TH MARCH 2016
4 ACKNOWLEDGEMENT OF THE ANNUAL REPORT FOR FOR Management
ON THE BUSINESS OPERATION OF THE
COMPANY FOR 2016
5 APPROVAL OF THE AUDITED CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED 31ST
DECEMBER 2016
6 APPROVAL OF NO DISTRIBUTION OF THE FOR FOR Management
ANNUAL DIVIDEND FOR 2016 AND
ACKNOWLEDGEMENT OF THE INTERIM
DIVIDEND PAYMENTS
7 APPROVAL OF THE REDUCTION OF THE FOR FOR Management
COMPANY'S LEGAL RESERVE AND PREMIUM ON
ORDINARY SHARES SO AS TO REDUCE THE
DEFICITS IN THE COMPANY'S SEPARATE
FINANCIAL STATEMENTS
8 APPROVAL OF THE ELECTION OF DIRECTOR FOR FOR Management
IN PLACE OF THE RETIRED DIRECTOR: MR.
CHULCHIT BUNYAKETU
9 APPROVAL OF THE ELECTION OF DIRECTOR FOR FOR Management
IN PLACE OF THE RETIRED DIRECTOR: MR.
MORTEN KARLSEN SOERBY
10 APPROVAL OF THE ELECTION OF DIRECTOR FOR FOR Management
IN PLACE OF THE RETIRED DIRECTOR: MR.
CHRISTOPHER ADAM LASKA
11 APPROVAL OF THE ELECTION OF DIRECTOR FOR FOR Management
IN PLACE OF THE RETIRED DIRECTOR: MS.
TANWADEE WONGTERARIT
12 APPROVAL OF THE REMUNERATION OF FOR FOR Management
DIRECTORS FOR 2017
13 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
AUDITORS OF THE COMPANY AND FIXING
THEIR REMUNERATION
14 APPROVAL OF THE LIST OF RESTRICTED FOR FOR Management
FOREIGN DOMINANCE BEHAVIOURS PURSUANT
TO THE NOTIFICATION OF THE NATIONAL
BROADCASTING AND TELECOMMUNICATIONS
COMMISSION RE: PRESCRIPTION OF
RESTRICTED FOREIGN DOMINANCE
BEHAVIOURS, B.E. 2555 (2012)
15 OTHER MATTERS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
TPK HOLDING CO LTD
Ticker: Security ID: G89843109
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE 2016 BUSINESS REPORT AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS.
3 TO APPROVE THE PROPOSAL OF 2016 FOR FOR Management
DEFICIT COMPENSATION.
4 DISCUSSION ON THE CASH CAPITAL FOR FOR Management
INCREASE BY WAY OF PRIVATE PLACEMENT
OF COMMON SHARES AND OR PRIVATE
PLACEMENT OF OVERSEAS CONVERTIBLE
BONDS.
5 TO APPROVE THE PROPOSED ISSUANCE OF FOR FOR Management
GDRS THROUGH THE ISSUANCE OF NEW
COMMON SHARES BY CAPITAL INCREASE.
6 TO AMEND THE PROCEDURES OF THE FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS.
7 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS, JIANG
CHAO RUI.
8 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS,JIANG
MING XIAN.
9 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS, ZHONG YI
HUA.
10 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS, LIU SHI
MING.
11 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS, JIANG
FENG NIAN.
12 PROPOSAL TO RELEASE THE DIRECTORS FROM FOR FOR Management
NON COMPETITION RESTRICTIONS, WENG
MING ZHENG.
--------------------------------------------------------------------------------
TRACTEBEL ENERGIA SA, FLORIANOPOLIS
Ticker: Security ID: P9208W103
Meeting Date: JUL 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE THE CHANGE OF THE CORPORATE FOR FOR Management
NAME OF THE COMPANY
4 TO AMEND THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY SO THAT ARTICLE 1 HAS NEW
WORDING, IN THE EVENT THAT THE NEW
CORPORATE NAME IS APPROVED, AND TO
AMEND ARTICLE 5, TO UPDATE THE SHARE
CAPITAL AMOUNT, AS A RESULT OF THE
INCREASES THAT WERE APPROVED AT
MEETINGS N
5 TO RESTATE THE CORPORATE BYLAWS OF THE FOR FOR Management
COMPANY
6 TO ELECT ONE NEW FULL MEMBER TO THE FOR FOR Management
BOARD OF DIRECTORS. NAME APPOINTED BY
CONTROLLER SHAREHOLDERS. NOTE MEMBER.
PAULO JORGE TAVARES ALMIRANTE
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: JUL 11, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 TO ELECT THE MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS. CANDIDATE APPOINTED BY
CONTROLLER SHAREHOLDERS . MEMBER.
ANTONIO CARLOS DE ANDRADA TOVAR
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: OCT 25, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE REGARDING THE PARTICIPATION FOR FOR Management
OF THE COMPANY IN THE SECOND STAGE OF
AUCTION NUMBER 013.2015, ANEEL,
INDIVIDUALLY OR AS A MEMBER OF A
CONSORTIUM OR OF CONSORTIA, BEING ABLE
TO ESTABLISH SPECIAL PURPOSE ENTITIES
IN THE EVENT THAT IT SHOULD COME TO
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: MAR 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THE FOURTH ISSUANCE OF SIMPLE FOR FOR Management
DEBENTURES OF THE COMPANY, NOT
CONVERTIBLE INTO SHARES, OF THE
UNSECURED TYPE, FROM HERE ONWARDS
REFERRED TO AS THE DEBENTURES, IN TWO
SERIES, BOTH OF WHICH ARE NOMINATIVE
AND BOOK ENTRY, WITH A UNIT FACE VALUE
OF BRL 1,000,
4 THE AMENDMENT OF PARAGRAPH 2 OF FOR FOR Management
ARTICLE 4, THE SOLE PARAGRAPH OF
ARTICLE 9, LINE III OF PARAGRAPH 1 OF
ARTICLE 12, LINES III, IV, V, VI,
VIII, IX, X, XIV AND XV OF ARTICLE 19,
ARTICLE 20, THE MAIN PART OF ARTICLE
21, ARTICLES 22, 23, 24 AND 25, LINES
V, V
5 THE AMENDMENT OF ARTICLES 12, 25, 27 FOR FOR Management
AND 28 OF THE INTERNAL RULES OF THE
BOARD OF DIRECTORS, IN ORDER TO ADAPT
THEM TO THAT WHICH IS PROVIDED FOR IN
THE CORPORATE BYLAWS AND IN THE SECOND
ADDENDUM TO THE SHAREHOLDER AGREEMENT
OF THE COMPANY
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: APR 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE IN REGARD TO THE FOR FOR Management
PARTICIPATION OF THE COMPANY IN
AUCTION NUMBER 05.2016, ANEEL,
INDIVIDUALLY OR AS A MEMBER OF A
CONSORTIUM OR CONSORTIUMS, BEING ABLE
TO ESTABLISH SPECIAL PURPOSE ENTITIES
IN THE EVENT THAT IT SHOULD COME TO
WIN THE AUCTION IN
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO TAKE KNOWLEDGE OF THE DIRECTORS FOR FOR Management
ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE
ON THE FINANCIAL STATEMENTS RELATING
TO THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2016
3 TO APPROVE THE DISTRIBUTION OF NET FOR FOR Management
PROFITS FROM THE 2016 FISCAL YEAR AND
THE DISTRIBUTION OF DIVIDENDS
6 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAMES APPOINTED BY
CONTROLLER SHAREHOLDERS. NOTE MEMBERS.
PRINICPAL. LUIZ FELIPE VELOSO, JOSE
AFONSO BICALHO BELTRAO DA SILVA, LUCAS
LOUREIRO TICLE, PAULO DE MOURA RAMOS,
ONOFRE PEREZ FILHO, BRUNO JOSE ALBUR
7 TO ELECT THE MEMBERS OF THE BOARD OF FOR ABSTAIN Management
DIRECTORS. NAME APPOINTED BY
MINORITARY COMMOM SHARES. NOTE
SHAREHOLDERS THAT VOTE IN FAVOR IN
THIS ITEM CAN NOT VOTE IN FAVOR FOR
THE CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS
8 TO ELECT THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS. NAME APPOINTED BY
MINORITARY PREFERRED SHARES. NOTE
SHAREHOLDERS MAY ONLY VOTE IN FAVOR
FOR ONE PREFERRED SHARES NAME APPOINTED
11 TO ELECT A MEMBER OF THE FISCAL FOR FOR Management
COUNCIL. NAMES APPOINTED BY CONTROLLER
SHAREHOLDERS. NOTE MEMBERS. PRINICPAL.
MARILIA CARVALHO DE MELO, HENRIQUE
DIEGO ANDRADE, LUIZ DA PENHA SOUZA DA
SILVA AND NILTON ROBERTO PINHEIRO.
SUBSTITUTE. RODRIGO DE OLIVEIRA PERPE
12 TO ELECT A MEMBER OF THE FISCAL FOR AGAINST Management
COUNCIL. NAME APPOINTED BY MINORITARY
COMMOM SHARES. NOTE SHAREHOLDERS THAT
VOTE IN FAVOR IN THIS ITEM CAN NOT
VOTE IN FAVOR FOR THE CANDIDATES
APPOINTED BY CONTROLLER SHAREHOLDERS
13 TO ELECT A MEMBER OF THE FISCAL FOR AGAINST Management
COUNCIL. NAME APPOINTED BY MINORITARY
PREFERRED SHARES. NOTE SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES NAME APPOINTED
14 TO SET THE GLOBAL REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE MEMBERS OF THE FISCAL COUNCIL
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
Ticker: Security ID: P9T5CD126
Meeting Date: JUN 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 RECOMPOSITION OF THE BOARD OF FOR FOR Management
DIRECTORS. . MEMBERS. BERNARDO VARGAS
GISBONE, SANTIAGO JAVIER MONTENEGRO
TRUJILLO, HERMES JORGE CHIPP, FERNANDO
BUNKER GENTIL, CELSO MAIA DE BARROS,
CESAR AUGUSTO RAMIREZ ROJAS, ANDRES
BARACALDO, GUSTAVO CARLOS MARIN GARAT,
4 AMENDMENT OF THE ARTICLE 4 OF THE FOR FOR Management
BYLAWS, IN ORDER TO REFLECT THE NEW
COMPOSITION OF THE COMPANY'S CAPITAL
STOCK AFTER THE CONVERSION OF COMMON
SHARES TO PREFERRED SHARES, APPROVED
ON THE BOARD OF DIRECTORS MEETING
REALIZED ON SEPTEMBER 20, 2016
--------------------------------------------------------------------------------
TRUWORTHS INTERNATIONAL LTD
Ticker: Security ID: S8793H130
Meeting Date: NOV 03, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE GROUP AND FOR FOR Management
COMPANY AUDITED ANNUAL FINANCIAL
STATEMENTS, INCLUDING THE DIRECTORS'
REPORT AND THE AUDIT COMMITTEE REPORT,
FOR THE PERIOD ENDED 26 JUNE 2016
2 TO RE-ELECT THE RETIRING DIRECTOR WHO FOR FOR Management
ARE AVAILABLE FOR RE-ELECTION: MR AJ
TAYLOR
3 TO RE-ELECT THE RETIRING DIRECTOR WHO FOR FOR Management
ARE AVAILABLE FOR RE-ELECTION: MR RG
DOW
4 TO RE-ELECT THE RETIRING DIRECTOR WHO FOR FOR Management
ARE AVAILABLE FOR RE-ELECTION: MR KI
MAMPEULE
5 TO ELECT MR DN DARE WHO WAS APPOINTED FOR FOR Management
BY THE BOARD AS AN EXECUTIVE DIRECTOR
OF THE COMPANY WITH EFFECT FROM 19
AUGUST 2016
6 TO RENEW THE DIRECTORS' LIMITED AND FOR FOR Management
CONDITIONAL GENERAL AUTHORITY OVER THE
UN-ISSUED AND REPURCHASED SHARES,
INCLUDING THE AUTHORITY TO ISSUE OR
DISPOSE OF SUCH SHARES FOR CASH
7 TO GIVE A LIMITED AND CONDITIONAL FOR FOR Management
GENERAL MANDATE FOR THE COMPANY OR ITS
SUBSIDIARIES TO ACQUIRE THE COMPANY'S
SHARES
8 TO RE-ELECT ERNST & YOUNG INC. AS FOR FOR Management
AUDITOR IN RESPECT OF THE ANNUAL
FINANCIAL STATEMENTS TO BE PREPARED
FOR THE PERIOD TO 2 JULY 2017 AND TO
AUTHORISE THE AUDIT COMMITTEE TO AGREE
THE TERMS AND FEES
9 TO APPROVE THE PROPOSED FEES OF THE FOR FOR Management
NON-EXECUTIVE DIRECTORS FOR THE
12-MONTH PERIOD FROM 1 JANUARY 2017 TO
31 DECEMBER 2017
10 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
THE COMPANY'S AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING: MR MA THOMPSON
11 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
THE COMPANY'S AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING: MR RG DOW
12 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
THE COMPANY'S AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING: MR RJA SPARKS
13 TO APPROVE BY WAY OF NON-BINDING FOR FOR Management
ADVISORY VOTE THE GROUP'S REMUNERATION
POLICY AS SET OUT IN THE COMPANY'S
2016 INTEGRATED ANNUAL REPORT
14 TO CONSIDER THE REPORT OF THE SOCIAL FOR FOR Management
AND ETHICS COMMITTEE FOR THE PERIOD
ENDED 26 JUNE 2016 AS PUBLISHED ON THE
COMPANY'S WEBSITE
15 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
DIRECTOR TO THE COMPANY'S SOCIAL AND
ETHICS COMMITTEE FOR THE PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING: MR MA
THOMPSON
16 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
DIRECTOR TO THE COMPANY'S SOCIAL AND
ETHICS COMMITTEE FOR THE PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING: DR CT
NDLOVU
17 THE APPOINTMENT OF THE QUALIFYING FOR FOR Management
DIRECTOR TO THE COMPANY'S SOCIAL AND
ETHICS COMMITTEE FOR THE PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING: MR DB
PFAFF
18 TO APPROVE THE PROVISION OF FINANCIAL FOR FOR Management
ASSISTANCE BY THE COMPANY, AS
AUTHORISED BY THE BOARD, TO GROUP
ENTITIES IN ACCORDANCE WITH THE ACT
--------------------------------------------------------------------------------
TSOGO SUN HOLDINGS LIMITED, JOHANNESBURG
Ticker: Security ID: S32244113
Meeting Date: OCT 19, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT AND ADOPTION OF ANNUAL FOR FOR Management
FINANCIAL STATEMENTS AND REPORTS
2 RE-APPOINTMENT OF AUDITORS: RESOLVED FOR FOR Management
AS AN ORDINARY RESOLUTION THAT UPON
THE RECOMMENDATION OF THE AUDIT AND
RISK COMMITTEE, PRICEWATERHOUSECOOPERS
INC. BE AND ARE HEREBY RE-APPOINTED AS
INDEPENDENT AUDITORS OF THE COMPANY
UNTIL THE CONCLUSION OF THE NEXT
3 ELECTION OF MR MSI GANI AS A DIRECTOR FOR FOR Management
4 RE-ELECTION OF MR JA COPELYN AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR Y SHAIK AS A DIRECTOR FOR FOR Management
6 RE-ELECTION OF MS BA MABUZA AS A FOR FOR Management
DIRECTOR
7 ELECTION OF MR MSI GANI TO THE AUDIT FOR FOR Management
AND RISK COMMITTEE
8 RE-ELECTION OF MS BA MABUZA TO THE FOR FOR Management
AUDIT AND RISK COMMITTEE
9 RE-ELECTION OF JG NGCOBO TO THE AUDIT FOR FOR Management
AND RISK COMMITTEE
10 NON-BINDING ADVISORY ENDORSEMENT OF FOR FOR Management
THE COMPANY'S REMUNERATION POLICY
11 APPROVAL OF THE PROPOSED FEES FOR FOR FOR Management
NON-EXECUTIVE DIRECTORS
12 AMENDMENT OF THE MEMORANDUM OF FOR FOR Management
INCORPORATION: ARTICLE 44
13 GENERAL AUTHORITY TO REPURCHASE SHARES FOR FOR Management
14 GENERAL APPROVAL OF THE PROVISION OF FOR FOR Management
FINANCIAL ASSISTANCE IN TERMS OF
SECTION 45 OF THE COMPANIES ACT
15 APPROVAL OF THE ISSUE OF SHARES OR FOR FOR Management
OPTIONS AND THE GRANT OF FINANCIAL
ASSISTANCE IN TERMS OF THE COMPANY'S
SHARE-BASED INCENTIVE SCHEMES
--------------------------------------------------------------------------------
TUPRAS-TURKIYE PETROL RAFINELERI AS, KOCAELI
Ticker: Security ID: M8966X108
Meeting Date: MAR 29, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND ELECTION OF THE FOR FOR Management
CHAIRMANSHIP COMMITTEE
5 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
ANNUAL REPORT OF THE COMPANY FOR THE
FISCAL YEAR 2016 AS PREPARED BY THE
BOARD OF DIRECTORS
6 PRESENTATION OF THE SUMMARY OF THE FOR FOR Management
INDEPENDENT AUDIT REPORT FOR THE YEAR
2016
7 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
2016 FINANCIAL STATEMENTS
8 RELEASE OF THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS FROM LIABILITY FOR THE
AFFAIRS OF THE COMPANY FOR THE YEAR
2016
9 WITHIN THE FRAMEWORK OF THE COMPANY'S FOR FOR Management
DIVIDEND POLICY, APPROVAL, AMENDMENT
AND APPROVAL, OR DISAPPROVAL OF THE
BOARD OF DIRECTORS PROPOSAL ON PROFIT
DISTRIBUTION OF YEAR 2016 AND THE DATE
OF DIVIDEND DISTRIBUTION
10 APPROVAL, AMENDMENT AND APPROVAL, OR FOR FOR Management
DISAPPROVAL OF THE BOARD OF DIRECTORS
PROPOSAL ON THE AMENDMENT OF ARTICLE 6
ENTITLED CAPITAL OF THE COMPANY'S
ARTICLES OF ASSOCIATION
11 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS, THEIR TERM OF OFFICE,
ELECTION OF MEMBERS IN ACCORDANCE WITH
THE NUMBER DETERMINED AND ELECTION OF
INDEPENDENT BOARD MEMBERS
12 IN ACCORDANCE WITH THE CORPORATE FOR FOR Management
GOVERNANCE PRINCIPLES, PRESENTATION TO
SHAREHOLDERS AND APPROVAL BY THE
GENERAL ASSEMBLY OF THE REMUNERATION
POLICY FOR THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE SENIOR EXECUTIVES
AND THE PAYMENTS MADE ON THAT BASIS
13 RESOLUTION OF ANNUAL GROSS SALARIES OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
14 APPROVAL OF THE INDEPENDENT AUDIT FIRM FOR FOR Management
AS SELECTED BY THE BOARD OF DIRECTORS,
IN ACCORDANCE WITH THE PROVISIONS OF
THE TURKISH COMMERCIAL CODE AND THE
CAPITAL MARKETS BOARD REGULATIONS
15 PRESENTATION TO SHAREHOLDERS OF THE FOR FOR Management
DONATIONS MADE BY THE COMPANY IN 2016
AND RESOLUTION OF AN UPPER LIMIT FOR
DONATIONS TO BE MADE FOR 2017
16 IN ACCORDANCE WITH THE CAPITAL MARKETS FOR FOR Management
BOARD REGULATIONS, PRESENTATION TO
SHAREHOLDERS OF THE SECURITIES,
PLEDGES AND MORTGAGES GRANTED IN
FAVOUR OF THE THIRD PARTIES IN THE
YEAR 2016 AND OF ANY BENEFITS OR
INCOME THEREOF
17 AUTHORIZATION OF THE SHAREHOLDERS WITH FOR FOR Management
MANAGEMENT CONTROL, THE MEMBERS OF THE
BOARD OF DIRECTORS, THE SENIOR
EXECUTIVES AND THEIR SPOUSES AND
RELATIVES RELATED BY BLOOD OR AFFINITY
UP TO THE SECOND DEGREE AS PER THE
PROVISIONS OF ARTICLES 395 AND 396 OF T
18 ANY OTHER BUSINESS ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
TURK HAVA YOLLARI AO, ISTANBUL
Ticker: Security ID: M8926R100
Meeting Date: APR 03, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING STATEMENT AND APPOINTMENT OF FOR FOR Management
THE BOARD OF ASSEMBLY
5 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
BOARD OF DIRECTORS' ANNUAL REPORT
RELATING TO FISCAL YEAR 2016
6 REVIEW OF THE INDEPENDENT AUDIT AND FOR FOR Management
GROUP AUDITOR REPORT OF THE FISCAL
YEAR 2016
7 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
FINANCIAL RESULTS RELATING TO FISCAL
YEAR 2016
8 RELEASE OF THE BOARD OF DIRECTORS ON FOR FOR Management
FINANCIAL AND OPERATIONAL ACTIVITIES
RELATING TO FISCAL YEAR 2016
9 SUBMITTING THE BOARD OF DIRECTORS' FOR FOR Management
PROPOSAL FOR PROFIT DISTRIBUTION FOR
THE FISCAL YEAR 2016, TO THE APPROVAL
OF THE GENERAL ASSEMBLY
10 DETERMINING THE WAGES OF THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS
11 SUBMITTING THE APPOINTMENT OF MR. FOR FOR Management
BILAL EKSI AS BOARD MEMBER TO THE
APPROVAL OF THE GENERAL ASSEMBLY, DUE
TO THE RESIGNATION OF ASSOC. PROF. DR.
TEMEL KOTIL FROM VICE CHAIRMAN AND THE
MEMBER OF THE BOARD
12 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
13 PURSUANT TO THE ARTICLE 399-400 OF THE FOR FOR Management
TURKISH COMMERCIAL CODE, ELECTION OF
THE AUDITOR AND GROUP AUDITOR
14 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE COLLATERAL, PLEDGE, MORTGAGE,
REVENUE AND BENEFITS GIVEN IN FAVOR OF
THIRD PARTIES AS PER ARTICLE 12 OF
CORPORATE GOVERNANCE COMMUNIQUE (II-17.
1) OF THE CAPITAL MARKETS BOARD
15 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE DONATIONS MADE WITHIN THE FISCAL
YEAR 2016 AND DETERMINATION OF AN
UPPER LIMIT FOR DONATIONS TO BE MADE
IN 2017
16 RECOMMENDATIONS AND CLOSING STATEMENTS FOR FOR Management
--------------------------------------------------------------------------------
TURK HAVA YOLLARI AO, ISTANBUL
Ticker: Security ID: M8926R100
Meeting Date: MAY 15, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING STATEMENT AND APPOINTMENT OF FOR FOR Management
THE BOARD OF ASSEMBLY
5 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
BOARD OF DIRECTORS ANNUAL REPORT
RELATING TO FISCAL YEAR 2016
6 REVIEW OF THE INDEPENDENT AUDIT AND FOR FOR Management
GROUP AUDITOR REPORT OF THE FISCAL
YEAR 2016
7 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
FINANCIAL RESULTS RELATING TO FISCAL
YEAR 2016
8 RELEASE OF THE BOARD OF DIRECTORS ON FOR FOR Management
FINANCIAL AND OPERATIONAL ACTIVITIES
RELATING TO FISCAL YEAR 2016
9 SUBMITTING THE BOARD OF DIRECTORS FOR FOR Management
PROPOSAL FOR PROFIT DISTRIBUTION FOR
THE FISCAL YEAR 2016, TO THE APPROVAL
OF THE GENERAL ASSEMBLY
10 DETERMINING THE WAGES OF THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS
11 SUBMITTING THE APPOINTMENT OF MR. FOR FOR Management
BILAL EKSI AS BOARD MEMBER TO THE
APPROVAL OF THE GENERAL ASSEMBLY, DUE
TO THE RESIGNATION OF ASSOC. PROF. DR.
TEMEL KOTIL FROM VICE CHAIRMAN AND THE
MEMBER OF THE BOARD
12 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
13 PURSUANT TO THE ARTICLE 399-400 OF THE FOR FOR Management
TURKISH COMMERCIAL CODE, ELECTION OF
THE AUDITOR AND GROUP AUDITOR
14 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE COLLATERAL, PLEDGE, MORTGAGE,
REVENUE AND BENEFITS GIVEN IN FAVOR OF
THIRD PARTIES AS PER ARTICLE 12 OF
CORPORATE GOVERNANCE COMMUNIQUE (II-17.
1) OF THE CAPITAL MARKETS BOARD
15 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE DONATIONS MADE WITHIN THE FISCAL
YEAR 2016 AND DETERMINATION OF AN
UPPER LIMIT FOR DONATIONS TO BE MADE
IN 2017
16 RECOMMENDATIONS AND CLOSING STATEMENTS FOR FOR Management
--------------------------------------------------------------------------------
TURK HAVA YOLLARI AO, ISTANBUL
Ticker: Security ID: M8926R100
Meeting Date: JUN 09, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 OPENING STATEMENT AND APPOINTMENT OF FOR FOR Management
THE BOARD OF ASSEMBLY
6 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
BOARD OF DIRECTORS ANNUAL REPORT
RELATING TO FISCAL YEAR 2016
7 REVIEW OF THE INDEPENDENT AUDIT AND FOR FOR Management
GROUP AUDITOR REPORT OF THE FISCAL
YEAR 2016
8 REVIEW, DISCUSSION AND APPROVAL OF THE FOR FOR Management
FINANCIAL RESULTS RELATING TO FISCAL
YEAR 2016
9 RELEASE OF THE BOARD OF DIRECTORS ON FOR FOR Management
FINANCIAL AND OPERATIONAL ACTIVITIES
RELATING TO FISCAL YEAR 2016
10 SUBMITTING THE BOARD OF DIRECTORS FOR FOR Management
PROPOSAL FOR PROFIT DISTRIBUTION FOR
THE FISCAL YEAR 2016, TO THE APPROVAL
OF THE GENERAL ASSEMBLY
11 DETERMINING THE WAGES OF THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS
12 SUBMITTING THE APPOINTMENT OF MR. FOR FOR Management
BILAL EKSI AS BOARD MEMBER TO THE
APPROVAL OF THE GENERAL ASSEMBLY, DUE
TO THE RESIGNATION OF ASSOC. PROF. DR.
TEMEL KOTIL FROM VICE CHAIRMAN AND THE
MEMBER OF THE BOARD
13 ELECTION OF THE BOARD OF DIRECTORS FOR FOR Management
14 PURSUANT TO THE ARTICLE 399-400 OF THE FOR FOR Management
TURKISH COMMERCIAL CODE, ELECTION OF
THE AUDITOR AND GROUP AUDITOR
15 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE COLLATERAL, PLEDGE, MORTGAGE,
REVENUE AND BENEFITS GIVEN IN FAVOR OF
THIRD PARTIES AS PER ARTICLE 12 OF
CORPORATE GOVERNANCE COMMUNIQUE (II-17.
1) OF THE CAPITAL MARKETS BOARD
16 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE DONATIONS MADE WITHIN THE FISCAL
YEAR 2016 AND DETERMINATION OF AN
UPPER LIMIT FOR DONATIONS TO BE MADE
IN 2017
17 RECOMMENDATIONS AND CLOSING STATEMENTS FOR FOR Management
--------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON A.S., ANKARA
Ticker: Security ID: M9T40N131
Meeting Date: JUN 21, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 OPENING AND ELECTION OF THE FOR FOR Management
CHAIRMANSHIP COMMITTEE
6 AUTHORIZING THE CHAIRMANSHIP COMMITTEE FOR FOR Management
TO SIGN THE MINUTES OF THE GENERAL
ASSEMBLY MEETING AND THE LIST OF
ATTENDEES
7 READING THE BOARD OF DIRECTORS ANNUAL FOR FOR Management
REPORT FOR THE YEAR 2016
8 READING THE AUDITOR'S REPORT FOR THE FOR FOR Management
YEAR 2016
9 READING, DISCUSSING AND APPROVING THE FOR FOR Management
BALANCE SHEET AND PROFIT/LOSS ACCOUNTS
FOR THE YEAR 2016
10 RELEASING THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS FOR THE OPERATIONS AND
TRANSACTIONS OF OUR COMPANY DURING 2016
11 APPROVAL OF THE TEMPORARY APPOINTMENTS FOR FOR Management
MADE TO THE BOARD OF DIRECTORS TO THE
POSITIONS WHICH BECAME VACANT BECAUSE
OF THE RESIGNATIONS BY THE GENERAL
ASSEMBLY PURSUANT TO ARTICLE 363 OF
THE TURKISH COMMERCIAL CODE
12 DEFINING THE SALARIES OF THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS
13 DEFINING THE SALARIES OF THE MEMBERS FOR FOR Management
OF THE BOARD OF AUDITORS
14 DISCUSSING AND RESOLVING ON THE FOR FOR Management
PROPOSAL OF THE BOARD OF DIRECTORS
REGARDING THE DISTRIBUTION OF THE
PROFIT GENERATED IN 2016
15 ELECTION OF THE AUDITOR FOR THE FOR FOR Management
PURPOSE OF AUDITING OUR COMPANY'S
OPERATIONS AND ACCOUNTS FOR THE YEAR
2017 PURSUANT TO ARTICLE 399 OF
TURKISH COMMERCIAL CODE AND ARTICLE
17/A OF THE ARTICLES OF ASSOCIATION OF
OUR COMPANY
16 INFORMING THE GENERAL ASSEMBLY ABOUT FOR FOR Management
THE DONATIONS AND AIDS MADE IN 2016
17 INFORMING THE GENERAL ASSEMBLY ABOUT FOR FOR Management
THE GUARANTEES, PLEDGES AND MORTGAGES
GIVEN BY OUR COMPANY IN 2016 IN FAVOUR
OF THIRD PARTIES, AND ABOUT REVENUES
OR INTERESTS GENERATED
18 INFORMING THE GENERAL ASSEMBLY OF THE FOR FOR Management
CHANGES THAT HAVE MATERIAL IMPACT ON
THE MANAGEMENT AND THE ACTIVITIES OF
OUR COMPANY AND ITS SUBSIDIARIES AND
THAT WERE REALIZED WITHIN THE PREVIOUS
FISCAL YEAR OR BEING PLANNED FOR THE
FOLLOWING FISCAL YEAR AND OF T
19 INFORMING THE GENERAL ASSEMBLY OF THE FOR FOR Management
TRANSACTIONS OF THE CONTROLLING
SHAREHOLDERS, THE BOARD OF DIRECTORS
MEMBERS, THE EXECUTIVES WHO ARE UNDER
ADMINISTRATIVE LIABILITY, THEIR
SPOUSES AND THEIR RELATIVES BY BLOOD
AND MARRIAGE UP TO THE SECOND DEGREE
THAT
20 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE REMUNERATION POLICY DETERMINED FOR
THE BOARD OF DIRECTORS MEMBERS AND THE
SENIOR EXECUTIVES IN ACCORDANCE WITH
THE CORPORATE GOVERNANCE PRINCIPLE
NO:4.6.2
21 DISCUSSING AND VOTING FOR AUTHORIZING FOR FOR Management
THE BOARD OF DIRECTORS OR PERSON(S)
DESIGNATED BY THE BOARD OF DIRECTORS
FOR COMPANY ACQUISITIONS TO BE MADE BY
OUR COMPANY OR ITS SUBSIDIARIES UNTIL
THE NEXT ORDINARY GENERAL ASSEMBLY
MEETING UP TO 500 MILLION EURO W
22 DISCUSSING AND VOTING FOR AUTHORIZING FOR FOR Management
THE BOARD OF DIRECTORS TO ESTABLISH
SPECIAL PURPOSE VEHICLE(S) WHEN
REQUIRED FOR ABOVE MENTIONED
ACQUISITIONS
23 RESOLVING ON GIVING PERMISSION TO THE FOR FOR Management
BOARD OF DIRECTORS MEMBERS TO CARRY
OUT WORKS WITHIN OR OUT OF THE SCOPE
OF THE COMPANY'S OPERATIONS ON THEIR
OWN BEHALF OR ON BEHALF OF OTHERS OR
TO BE A PARTNER TO COMPANIES WHO DOES
SUCH WORKS, AND TO CARRY OUT OTH
24 COMMENTS AND CLOSING FOR FOR Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S., ISTANBUL
Ticker: Security ID: M8903B102
Meeting Date: MAY 25, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND ELECTION OF THE PRESIDENCY FOR FOR Management
BOARD
5 AUTHORIZING THE PRESIDENCY BOARD TO FOR FOR Management
SIGN THE MINUTES OF THE MEETING
6 READING THE ANNUAL REPORT OF THE BOARD FOR FOR Management
OF DIRECTORS RELATING TO FISCAL YEAR
2016
7 READING THE SUMMARY OF THE INDEPENDENT FOR FOR Management
AUDIT FIRM'S REPORT RELATING TO FISCAL
YEAR 2016
8 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
TCC AND CMB BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS RELATING TO
FISCAL YEAR 2016
9 RELEASE OF THE BOARD MEMBERS FOR FOR Management
INDIVIDUALLY FROM THE ACTIVITIES AND
OPERATIONS OF THE COMPANY PERTAINING
TO THE YEAR 2016
10 INFORMING THE GENERAL ASSEMBLY ON THE FOR FOR Management
DONATION AND CONTRIBUTIONS MADE IN THE
FISCAL YEAR 2016, DISCUSSION OF AND
DECISION ON BOARD OF DIRECTORS'
PROPOSAL CONCERNING DETERMINATION OF
DONATION LIMIT TO BE MADE IN 2017,
STARTING FROM THE FISCAL YEAR 2017
11 SUBJECT TO THE APPROVAL OF THE FOR FOR Management
MINISTRY OF CUSTOMS AND TRADE AND CMB,
DISCUSSION OF AN D DECISION ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8,
9, 10, 11, 12, 13, 14, 15, 16, 17, 18,
19, 21, 24, 25 AND 26 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
12 ELECTION OF NEW BOARD MEMBERS IN FOR FOR Management
ACCORDANCE WITH RELATED LEGISLATION
AND DETERMINATION OF THE NEWLY ELECTED
BOARD MEMBERS' TERM OF OFFICE IF THERE
WILL BE ANY NEW ELECTION
13 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE BOARD MEMBERS
14 DISCUSSION OF AND APPROVAL OF THE FOR FOR Management
ELECTION OF THE INDEPENDENT AUDIT FIRM
APPOINTED BY THE BOARD OF DIRECTORS
PURSUANT TO TCC AND THE CAPITAL
MARKETS LEGISLATION FOR AUDITING OF
THE ACCOUNTS AND FINANCIALS OF THE
YEAR 2017
15 DECISION PERMITTING THE BOARD MEMBERS FOR FOR Management
TO, DIRECTLY OR ON BEHALF OF OTHERS,
BE ACTIVE IN AREAS FALLING WITHIN OR
OUTSIDE THE SCOPE OF THE COMPANY'S
OPERATIONS AND TO PARTICIPATE IN
COMPANIES OPERATING IN THE SAME
BUSINESS AND TO PERFORM OTHER ACTS IN
COMPL
16 DISCUSSION OF AND DECISION ON THE FOR FOR Management
DISTRIBUTION OF DIVIDEND FOR THE
FISCAL YEAR 2016 AND DETERMINATION OF
THE DIVIDEND DISTRIBUTION DATE
17 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
THE GUARANTEES, PLEDGES AND MORTGAGES
PROVIDED BY THE COMPANY TO THIRD
PARTIES OR THE DERIVED INCOME THEREOF,
IN ACCORDANCE WITH THE CMB REGULATIONS
18 CLOSING FOR FOR Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S., ISTANBUL
Ticker: Security ID: M4752S106
Meeting Date: NOV 03, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING, FORMATION AND AUTHORIZATION FOR FOR Management
OF THE BOARD OF PRESIDENCY FOR SIGNING
THE MINUTES OF THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS
5 ELECTION OF THE INDEPENDENT AUDITOR FOR FOR Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S., ISTANBUL
Ticker: Security ID: M4752S106
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING, FORMATION AND AUTHORIZATION FOR FOR Management
OF THE BOARD OF PRESIDENCY FOR SIGNING
THE MINUTES OF THE ORDINARY GENERAL
MEETING OF SHAREHOLDERS
5 READING AND DISCUSSION OF THE BOARD OF FOR FOR Management
DIRECTORS' ANNUAL ACTIVITY REPORT
6 READING AND DISCUSSION OF THE FOR FOR Management
INDEPENDENT AUDITORS' REPORTS
7 READING, DISCUSSION AND RATIFICATION FOR FOR Management
OF THE FINANCIAL STATEMENTS
8 RELEASE OF THE BOARD MEMBERS FOR FOR Management
9 DETERMINATION OF PROFIT USAGE AND THE FOR FOR Management
AMOUNT OF PROFIT TO BE DISTRIBUTED
ACCORDING TO THE BOARD OF DIRECTORS'
PROPOSAL
10 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE BOARD MEMBERS
11 INFORMING THE SHAREHOLDERS ABOUT FOR FOR Management
REMUNERATION PRINCIPLES OF THE BOARD
MEMBERS AND DIRECTORS HAVING THE
ADMINISTRATIVE RESPONSIBILITY IN
ACCORDANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLE NO. 4.6.2
PROMULGATED BY CAPITAL MARKETS BOARD
OF TURKEY
12 INFORMING THE SHAREHOLDERS WITH REGARD FOR FOR Management
TO CHARITABLE DONATIONS REALIZED IN
2016, AND DETERMINATION OF AN UPPER
LIMIT FOR THE CHARITABLE DONATIONS TO
BE MADE IN 2017 IN ACCORDANCE WITH THE
BANKING LEGISLATION AND CAPITAL
MARKETS BOARD REGULATIONS
13 AUTHORIZATION OF THE BOARD MEMBERS TO FOR FOR Management
CONDUCT BUSINESS WITH THE BANK IN
ACCORDANCE WITH ARTICLES 395 AND 396
OF THE TURKISH COMMERCIAL CODE,
WITHOUT PREJUDICE TO THE PROVISIONS OF
THE BANKING LAW
14 INFORMING THE SHAREHOLDERS REGARDING FOR FOR Management
SIGNIFICANT TRANSACTIONS EXECUTED IN
2016 WHICH MAY CAUSE CONFLICT OF
INTEREST IN ACCORDANCE WITH THE
CORPORATE GOVERNANCE PRINCIPLE NO. 1.3.
6 PROMULGATED BY CAPITAL MARKETS BOARD
OF TURKEY
--------------------------------------------------------------------------------
TURKIYE HALK BANKASI A.S. (HALKBANK), ANKARA
Ticker: Security ID: M9032A106
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 OPENING AND FORMATION OF THE GENERAL FOR FOR Management
ASSEMBLY PRESIDENCY
6 READING AND DISCUSSION OF THE 2016 FOR FOR Management
ANNUAL REPORT PREPARED BY THE BOARD OF
DIRECTORS, THE INDEPENDENT AUDIT
REPORT, AND THE REPORT OF THE BOARD OF
AUDITORS
7 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
THE FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL AND FISCAL YEAR
8 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
THE PROFIT DISTRIBUTION TABLES FOR
YEAR 2016 PROPOSED BY THE BOARD OF
DIRECTORS
9 DISCHARGING OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS AND BOARD OF
AUDITORS FROM ANY LIABILITY
10 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE BOARD OF AUDITORS
11 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE BOARD OF AUDITORS
12 APPROVAL OF THE AUDIT FIRM, WHICH IS FOR FOR Management
SELECTED BY THE BOARD OF DIRECTORS AND
WHICH WILL CONDUCT THE INDEPENDENT
AUDIT ACTIVITIES IN 2017
13 SUBMISSION OF INFORMATION TO THE FOR FOR Management
GENERAL ASSEMBLY REGARDING THE
DONATIONS MADE IN THE BUSINESS YEAR OF
2016
14 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO PERMIT THE MEMBERS OF THE
BOARD OF DIRECTORS TO ENGAGE IN
ACTIVITIES MENTIONED IN ARTICLE 395
AND ARTICLE 396 OF THE TURKISH
COMMERCIAL CODE AND SUBMISSION OF
INFORMATION TO THE GENERAL ASSEMBLY
PURSUANT TO ARTIC
15 REQUESTS AND CLOSING FOR FOR Management
--------------------------------------------------------------------------------
TURKIYE HALK BANKASI A.S. (HALKBANK), ANKARA
Ticker: Security ID: M9032A106
Meeting Date: JUN 08, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND FORMATION OF THE GENERAL FOR FOR Management
ASSEMBLY PRESIDENCY
5 READING AND DISCUSSION OF THE 2016 FOR FOR Management
ANNUAL REPORT PREPARED BY THE BOARD OF
DIRECTORS, THE INDEPENDENT AUDIT
REPORT, AND THE REPORT OF THE BOARD OF
AUDITORS
6 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
THE FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL AND FISCAL YEAR
7 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
THE PROFIT DISTRIBUTION TABLES FOR
YEAR 2016 PROPOSED BY THE BOARD OF
DIRECTORS
8 DISCHARGING OF THE MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS AND BOARD OF
AUDITORS FROM ANY LIABILITY
9 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE BOARD OF AUDITORS
10 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE BOARD OF AUDITORS
11 APPROVAL OF THE AUDIT FIRM, WHICH IS FOR FOR Management
SELECTED BY THE BOARD OF DIRECTORS AND
WHICH WILL CONDUCT THE INDEPENDENT
AUDIT ACTIVITIES IN 2017
12 SUBMISSION OF INFORMATION TO THE FOR FOR Management
GENERAL ASSEMBLY REGARDING THE
DONATIONS MADE IN THE BUSINESS YEAR OF
2016
13 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO PERMIT THE MEMBERS OF THE
BOARD OF DIRECTORS TO ENGAGE IN
ACTIVITIES MENTIONED IN ARTICLE 395
AND ARTICLE 396 OF THE TURKISH
COMMERCIAL CODE AND SUBMISSION OF
INFORMATION TO THE GENERAL ASSEMBLY
PURSUANT TO ARTIC
14 REQUESTS AND CLOSING FOR FOR Management
--------------------------------------------------------------------------------
TURKIYE IS BANKASI AS, ISTANBUL
Ticker: Security ID: M8933F115
Meeting Date: MAR 31, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING CEREMONY, ESTABLISHMENT OF THE FOR FOR Management
COUNCIL OF CHAIRMANSHIP
5 PRESENTATION, DISCUSSION AND FOR FOR Management
RATIFICATION OF THE BOARD' AND
INDEPENDENT AUDITORS' REPORTS
6 EXAMINATION AND RATIFICATION OF 2015 FOR FOR Management
BALANCE SHEET AND INCOME STATEMENT
7 DISCHARGE OF THE BOARD OF DIRECTORS FOR FOR Management
FROM THEIR RESPONSIBILITIES FOR THE
TRANSACTIONS AND ACCOUNTS OF THE YEAR
2016
8 DETERMINATION OF THE DIVIDEND FOR FOR Management
DISTRIBUTION AND THE METHOD AND DATE
OF ALLOTMENT OF DIVIDENDS
9 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS
10 DETERMINATION OF THE ALLOWANCE FOR THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
11 SELECTION OF THE INDEPENDENT AUDIT FOR FOR Management
COMPANY
12 PERMITTING THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AS PER ARTICLES 395 AND 396
OF THE TURKISH COMMERCIAL CODE
13 PRESENTING INFORMATION TO SHAREHOLDERS FOR FOR Management
ON THE SUBJECTS HELD IN CAPITAL
MARKETS BOARD (CMB) CORPORATE
GOVERNANCE COMMUNIQUE PRINCIPLE NO. 1.
3.6
14 PRESENTING INFORMATION TO SHAREHOLDERS FOR FOR Management
ABOUT THE DONATIONS
--------------------------------------------------------------------------------
TURKIYE SISE VE CAM FABRIKALARI A.S., ISTANBUL
Ticker: Security ID: M9013U105
Meeting Date: MAR 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 FURNISHING INFORMATION TO THE FOR FOR Management
SHAREHOLDERS IN RESPECT OF THE
SECURITIES; PLEDGES AND MORTGAGES
PROVIDED IN FAVOR OF THIRD PARTIES
15 FURNISHING INFORMATION TO THE FOR FOR Management
SHAREHOLDERS IN RESPECT OF THE
DONATIONS GRANTED WITHIN THE YEAR AND,
DETERMINATION OF THE LIMIT PERTAINING
TO THE DONATIONS TO BE GRANTED IN 2017
4 ELECTION OF THE MEMBERS OF THE FOR FOR Management
CHAIRMANSHIP COUNCIL AND GRANTING THE
CHAIRMANSHIP COUNCIL THE POWER TO SIGN
THE MINUTES OF THE GENERAL MEETING
5 READING OF THE SUMMARY OF THE REPORTS FOR FOR Management
PREPARED BY THE BOARD AND THE
INDEPENDENT AUDITOR ON THE ACTIVITIES
THAT HAVE BEEN PERFORMED BY OUR
COMPANY IN THE YEAR 2016
7 APPROVAL OF THE ELECTION CARRIED OUT FOR FOR Management
IN SUBSTITUTION FOR THE BOARD'S MEMBER
WHO HAS RESIGNED WITHIN THE YEAR
8 ACQUITTALS OF THE MEMBERS OF THE BOARD FOR FOR Management
9 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
10 DETERMINATION OF THE COMPENSATIONS FOR FOR Management
PERTAINING TO THE MEMBERS OF THE BOARD
11 GRANTING PERMISSIONS TO THE MEMBERS OF FOR FOR Management
THE BOARD AS PER THE ARTICLES 395 AND
396 OF THE TCC
12 TAKING A RESOLUTION ON THE FOR FOR Management
DISTRIBUTION TYPE AND DATE OF THE 2016
PROFIT
13 TAKING A RESOLUTION TO AMEND THE FOR FOR Management
ARTICLES OF ASSOCIATION AS DETERMINED
IN THE ATTACHED AMENDMENT DRAFT
14 TAKING A RESOLUTION ON APPOINTMENT OF FOR FOR Management
AN INDEPENDENT AUDIT COMPANY AS PER
THE TCC AND REGULATIONS OF THE CMB
6 REVIEWS, DISCUSSIONS AND APPROVAL OF FOR FOR Management
THE 2016 BALANCE SHEET AND INCOME
STATEMENT ACCOUNTS
--------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI T.A.O., ISTANBUL
Ticker: Security ID: M9037B109
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 OPENING AND THE FORMATION OF FOR FOR Management
PRESIDENCY COUNCIL
6 READING AND DISCUSSION OF THE 2016 FOR FOR Management
BOARD OF DIRECTORS ANNUAL ACTIVITY
REPORT, TURKISH COURT OF ACCOUNTS
REPORT AND AUDIT BOARD REPORT
7 READING OF AUDITOR'S REPORT FOR FOR Management
8 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
2016 FINANCIAL REPORT
9 DISCHARGE OF THE BOARD MEMBERS FOR FOR Management
REGARDING THE 2016 ACTIVITIES
10 DETERMINATION OF PROFIT USAGE AND THE FOR FOR Management
AMOUNT OF PROFIT TO BE DISTRIBUTED
ACCORDING TO THE BOARD OF DIRECTORS
PROPOSAL
11 THE RENEWAL OF THE ELECTIONS FOR THE FOR FOR Management
BOARD OF DIRECTORS
12 THE RENEWAL OF THE ELECTIONS FOR THE FOR FOR Management
AUDIT BOARD
13 DETERMINATION ON THE REMUNERATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
AND THE AUDIT BOARD
14 AUTHORIZATION OF THE BOARD MEMBERS TO FOR FOR Management
CONDUCT BUSINESS WITH THE BANK IN
ACCORDANCE WITH ARTICLES 395 AND 396
OF THE TURKISH COMMERCIAL CODE,
WITHOUT PREJUDICE TO THE PROVISIONS OF
THE BANKING LAW
15 ELECTION OF THE AUDITOR FOR FOR Management
16 INFORMING SHAREHOLDERS ABOUT THE FOR FOR Management
DONATIONS MADE DURING THE YEAR
17 WISHES AND COMMENTS FOR FOR Management
18 CLOSING REMARK FOR FOR Management
--------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI T.A.O., ISTANBUL
Ticker: Security ID: M9037B109
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND THE FORMATION OF FOR FOR Management
PRESIDENCY COUNCIL
5 READING AND DISCUSSION OF THE 2016 FOR FOR Management
BOARD OF DIRECTORS ANNUAL ACTIVITY
REPORT, TURKISH COURT OF ACCOUNTS
REPORT AND AUDIT BOARD REPORT
6 READING OF AUDITORS REPORT FOR FOR Management
7 READING, DISCUSSION AND APPROVAL OF FOR FOR Management
2016 FINANCIAL REPORT
8 DISCHARGE OF THE BOARD MEMBERS FOR FOR Management
REGARDING THE 2016 ACTIVITIES
9 DETERMINATION OF PROFIT USAGE AND THE FOR FOR Management
AMOUNT OF PROFIT TO BE DISTRIBUTED
ACCORDING TO THE BOARD OF DIRECTORS
PROPOSAL
10 THE RENEWAL OF THE ELECTIONS FOR THE FOR FOR Management
BOARD OF DIRECTORS
11 THE RENEWAL OF THE ELECTIONS FOR THE FOR FOR Management
AUDIT BOARD
12 DETERMINATION ON THE REMUNERATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
AND THE AUDIT BOARD
13 AUTHORIZATION OF THE BOARD MEMBERS TO FOR FOR Management
CONDUCT BUSINESS WITH THE BANK IN
ACCORDANCE WITH ARTICLES 395 AND 396
OF THE TURKISH COMMERCIAL CODE,
WITHOUT PREJUDICE TO THE PROVISIONS OF
THE BANKING LAW
14 ELECTION OF THE AUDITOR FOR FOR Management
15 INFORMING SHAREHOLDERS ABOUT THE FOR FOR Management
DONATIONS MADE DURING THE YEAR
16 WISHES AND COMMENTS FOR FOR Management
17 CLOSING REMARK FOR FOR Management
--------------------------------------------------------------------------------
UCO BANK, KOLKATA
Ticker: Security ID: Y9035A100
Meeting Date: SEP 17, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND UCO BANK
(SHARES AND MEETINGS) REGULATIONS,
2003 AND SUBJECT TO THE APPROVALS,
CONSENTS, SANCTIONS, IF ANY, OF
RESERVE BANK OF INDIA
--------------------------------------------------------------------------------
UCO BANK, KOLKATA
Ticker: Security ID: Y9035A100
Meeting Date: NOV 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND UCO BANK
(SHARES AND MEETINGS) REGULATIONS,
2003 AND SUBJECT TO THE APPROVALS,
CONSENTS, SANCTIONS, IF ANY, OF
RESERVE BANK OF INDIA
--------------------------------------------------------------------------------
UCO BANK, KOLKATA
Ticker: Security ID: Y9035A100
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
BALANCE SHEET AS AT 31ST MARCH 2017,
PROFIT AND LOSS ACCOUNT OF THE BANK
FOR THE YEAR ENDED 31ST MARCH, 2017,
THE REPORT OF THE BOARD OF DIRECTORS
ON THE WORKING AND ACTIVITIES OF THE
BANK FOR THE PERIOD COVERED BY THE AC
2 RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 (ACT), THE
NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(SCHEME) AND THE UCO BANK (SHARES AND
MEETINGS) REG
3 "RESOLVED THAT SUBJECT TO THE FOR FOR Management
PROVISIONS OF THE ACT, SCHEME,
REGULATION 41 OF LODR AND THE
PROVISIONS OF THE UNIFORM LISTING
AGREEMENTS ENTERED INTO WITH THE BSE
LIMITED AND THE NATIONAL STOCK
EXCHANGE OF INDIA LIMITED AS PER SEBI
(LODR) REGULATIONS, 2015
4 "RESOLVED THAT PURSUANT TO THE FOR FOR Management
PROVISIONS OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF
UNDERTAKINGS) ACT, 1970 AND UCO BANK
(SHARES AND MEETINGS) REGULATIONS,
2003 AND SUBJECT TO THE APPROVALS,
CONSENTS, SANCTIONS, IF ANY, OF
RESERVE BANK OF INDI
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA, SAO PAULO
Ticker: Security ID: P94396127
Meeting Date: AUG 03, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE, UNDER THE TERMS OF FOR FOR Management
PARAGRAPH 1 OF ARTICLE 256 OF THE
BRAZILIAN CORPORATE LAW, REGARDING THE
ACQUISITION, BY ITS WHOLLY OWNED
SUBSIDIARY IPIRANGA PRODUTOS DE
PETROLEO S.A. DIRECTLY OR INDIRECTLY,
OF THE ENTIRETY OF THE SHARE CAPITAL
OF ALESAT C
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP, YONGKANG CITY, TAI
Ticker: Security ID: Y91475106
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 COMPANYS BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS.
3 PROPOSAL FOR DISTRIBUTION OF 2016 FOR FOR Management
PROFITS.PROPOSED CASH DIVIDEND:TWD 2.1
PER SHARE.
4 AMENDMENT TO THE RULES OF PROCEDURE FOR FOR Management
FOR SHAREHOLDERS MEETING.
5 AMENDMENT TO THE OPERATIONAL FOR FOR Management
PROCEDURES FOR ACQUISITION AND
DISPOSAL OF ASSETS.
6 PROPOSAL FOR RELEASE OF THE FOR FOR Management
NON-COMPETITION PROMISE BAN IMPOSED
UPON THE COMPANYS DIRECTORS ACCORDING
TO THE ARTICLE 209 OF COMPANY ACT.
--------------------------------------------------------------------------------
UNIMICRON TECHNOLOGY CORP
Ticker: Security ID: Y90668107
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE 2016 BUSINESS REPORTS AND FOR FOR Management
FINANCIAL STATEMENTS.
3 THE 2016 PROFIT DISTRIBUTION. PROPOSED FOR FOR Management
CASH DIVIDEND :TWD 0.3 PER SHARE.
4 THE REVISION TO THE ARTICLES OF FOR FOR Management
INCORPORATION.
5 THE REVISION TO THE PROCEDURES OF FOR FOR Management
ASSET ACQUISITION OR DISPOSAL.
6 THE REVISION TO THE PROCEDURES OF FOR FOR Management
MONETARY LOANS.
7 THE REVISION TO THE PROCEDURES OF FOR FOR Management
ENDORSEMENT AND GUARANTEE.
8 THE PROPOSAL OF THE AMENDMENT TO THE FOR FOR Management
RULES OF ELECTION OF DIRECTORS AND
SUPERVISORS.
9 THE PROPOSAL TO RELEASE FOR FOR Management
NON-COMPETITION RESTRICTION ON THE
DIRECTORS.
10 THE ELECTION OF THE DIRECTOR. FOR FOR Management
:TSENG,TZU-CHANG,SHAREHOLDER NO.1162
11 THE ELECTION OF THE DIRECTOR.:UNITED FOR FOR Management
MICROELECTRONICS CORP.,SHAREHOLDER NO.3
12 THE ELECTION OF THE DIRECTOR. FOR FOR Management
:HSIEH,YEN-SHENG,SHAREHOLDER NO.22085
13 THE ELECTION OF THE DIRECTOR. FOR FOR Management
:LI,CHANG-MING,SHAREHOLDER NO.1042
14 THE ELECTION OF THE DIRECTOR. FOR FOR Management
:LI,CHIA-PIN,SHAREHOLDER NO.47801
15 THE ELECTION OF THE DIRECTOR.:HSUN FOR FOR Management
CHIEH INVESTMENT CO. LTD.,SHAREHOLDER
NO.22084
16 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:CHEN,LAI-CHU,SHAREHOLDER NO.
A121498XXX
17 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:LI,YA-CHING,SHAREHOLDER NO.
Y220060XXX
18 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR.:WU,LING-LING,SHAREHOLDER NO.
E221904XXX
19 THE PROPOSAL TO RELEASE FOR FOR Management
NON-COMPETITION RESTRICTION ON THE
NEWLY-DIRECTORS.
--------------------------------------------------------------------------------
UNION BANK OF INDIA
Ticker: Security ID: Y90885115
Meeting Date: FEB 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ISSUE OF EQUITY SHARES ON PREFERENTIAL FOR FOR Management
BASIS TO GOVERNMENT OF INDIA (GOI)
UPTO RS. 541 CRORE
2 ISSUE OF EQUITY SHARES ON PREFERENTIAL FOR FOR Management
BASIS TO GOVERNMENT OF INDIA (GOI)
UPTO INR 180 CRORE
--------------------------------------------------------------------------------
UNION BANK OF INDIA
Ticker: Security ID: Y90885115
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO DISCUSS, APPROVE AND ADOPT THE FOR FOR Management
BALANCE SHEET OF THE BANK AS AT 31ST
MARCH 2017, PROFIT AND LOSS ACCOUNT
FOR THE YEAR ENDED ON THAT DATE, THE
REPORT OF THE BOARD OF DIRECTORS ON
THE WORKING AND ACTIVITIES OF THE BANK
FOR THE PERIOD COVERED BY THE ACCOUN
2 TO RAISE CAPITAL THROUGH FOR FOR Management
FPO/RIGHTS/QIP/PREFERENTIAL ALLOTMENT
ETC
--------------------------------------------------------------------------------
UNIPRO PJSC
Ticker: Security ID: X2156X109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: MITROVA TAT'YANA
ALEKSEYEVNA
13 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: GERMANOVICH ALEKSEY
ANDREYEVICH
14 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: BELOVA ANNA GRIGOR'YEVNA
15 ON THE ELECTION OF MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: KHANSAL UVE
GERD
16 ON THE ELECTION OF MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: PRIYEN
NIKOLO
17 ON THE ELECTION OF MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION: ASYAYEV
ALEKSEY SERGEYEVICH
18 ON THE ELECTION OF MEMBER OF THE FOR FOR Management
INTERNAL AUDIT COMMISSION:
ALEKSEYENKOV DENIS ALEKSANDROVICH
19 TO APPROVE PWC AS THE AUDITOR FOR FOR Management
20 ON REMUNERATION FOR THE COMPANY FOR FOR Management
DIRECTORS ON THE RESULTS OF 2016 THE
YEAR
2 APPROVING THE COMPANY'S ANNUAL REPORT, FOR FOR Management
THE ANNUAL FINANCIAL STATEMENTS OF THE
COMPANY FOR THE 2016 YEAR
3 ON THE DISTRIBUTION OF PROFITS FOR FOR Management
(INCLUDING PAY (DECLARE) DIVIDENDS )
AND LOSSES OF THE COMPANY BASED ON THE
RESULTS OF THE 2016 YEAR
4 TO APPROVE THE DIVIDENDS PAYMENTS AT FOR FOR Management
RUB 0,0173489836955 PER ORDINARY SHARE.
TO APPROVE THE RECORD DATE AS JULY 4,
2017
6 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: KLAUS SHEFER
7 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: KRISTOFER YOST DELBRYUK
8 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: GYUNTER EKKHARDT RYUMMLER
9 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: PATRIK VOL'FF
10 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: RAYNER KHARTMANN
11 ON THE ELECTION OF MEMBER OF THE BOARD FOR FOR Management
OF DIRECTORS: SHIROKOV MAKSIM
GENNAD'YEVICH
--------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP, HSINCHU
Ticker: Security ID: Y92370108
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THE COMPANYS 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS.
3 THE COMPANYS 2016 EARNINGS FOR FOR Management
DISTRIBUTION.APPROXIMATELY NT 0.50 PER
SHARE.
4 TO AMEND THE COMPANYS ARTICLES OF FOR FOR Management
INCORPORATION.
5 TO AMEND THE COMPANYS ACQUISITION OR FOR FOR Management
DISPOSAL OF ASSETS PROCEDURE.
6 TO AMEND THE COMPANYS FINANCIAL FOR FOR Management
DERIVATIVES TRANSACTION PROCEDURE.
7 TO AMEND THE COMPANYS LOAN PROCEDURE. FOR FOR Management
8 TO AMEND THE COMPANYS ENDORSEMENTS AND FOR FOR Management
GUARANTEES PROCEDURE.
9 TO PROPOSE THE ISSUANCE PLAN OF FOR FOR Management
PRIVATE PLACEMENT FOR COMMON SHARES,
ADR OR GDR, CB OR ECB, INCLUDING
SECURED OR UNSECURED CORPORATE BONDS.
THE AMOUNT OF SHARES ISSUED OR
CONVERTIBLE IS PROPOSED TO BE NO MORE
THAN 10 PERCENT OF REGISTERED CAPITAL.
--------------------------------------------------------------------------------
USINAS SIDERURGICAS DE MINAS GERAIS SA-USIMINAS, B
Ticker: Security ID: P9632E117
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 TO ELECT THE MEMBERS TO THE BOARD OF FOR FOR Management
DIRECTORS. CANDIDATES APPOINTED BY
PREFERRED SHARES. NOTE SHAREHOLDERS
MAY ONLY VOTE IN FAVOR FOR ONE
PREFERRED SHARES NAME APPOINTED
7 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. NAMES APPOINTED BY
PREFERRED SHARES. NOTE PRINCIPAL
MEMBER. PAULO ROBERTO EVANGELISTA DE
LIMA. SUBSTITUTE MEMBER. LUIZ FERNANDO
SACHET
--------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO
Ticker: Security ID: P9661Q148
Meeting Date: AUG 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 PROPOSAL FOR THE INCLUSION OF A FOR FOR Management
PARAGRAPH 4 IN ARTICLE 26 OF THE
CORPORATE BYLAWS OF VALE IN ORDER TO
DEAL WITH THE AGE LIMIT FOR HOLDING A
POSITION AS A MEMBER OF THE EXECUTIVE
COMMITTEE OF VALE,
6 PROPOSAL TO AMEND THE SOLE PARAGRAPH FOR FOR Management
OF ARTICLE 9 OF THE CORPORATE BYLAWS
OF VALE IN ORDER TO PROVIDE THAT ANY
PERSON APPOINTED BY THE CHAIRPERSON OF
THE BOARD CAN CHAIR A GENERAL MEETING,
IN THE EVENT OF THE ABSENCE OR
TEMPORARY IMPAIRMENT OF THE CHAIRPE
--------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO
Ticker: Security ID: P9661Q148
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPRECIATE THE ADMINISTRATORS REPORT FOR FOR Management
AND EXAMINE, DISCUSS AND VOTE THE
FINANCIAL STATEMENTS REGARDING THE
FISCAL YEAR ENDING ON DECEMBER 31, 2016
6 PROPOSAL FOR THE ALLOCATION OF INCOME FOR FOR Management
OR LOSS FOR THE YEAR 2016. MANAGEMENTS
PROPOSAL. BRL665,572,764.25 TO LEGAL
RESERVE, BRL1,227,570,177.73 TO TAX
INCENTIVES RESERVE, BRL5,894,586,907.
98 TO INVESTMENT RESERVE,
BRL5,523,725,435.04 TO PAYMENTS OF
INTERES
8 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
PREFERRED SHARES. MEMBER. MARCELO
GASPARINO DA SILVA. SHAREHOLDERS MAY
ONLY VOTE IN FAVOR FOR ONE PREFERRED
SHARES NAME APPOINTED
9 ELECTION OF MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES. CANDIDATE APPOINTED BY
PREFERRED SHARES. MEMBERS. PRINCIPAL.
ROBERT JUENEMANN. SUBSITTUTE. GASPAR
FERREIRA JUNIOR. SHAREHOLDERS MAY ONLY
VOTE IN FAVOR FOR ONE PREFERRED SHARES
NAM
10 SETTING GLOBAL COMPENSATION OF THE FOR FOR Management
MANAGERS, OF THE MEMBERS OF THE FISCAL
COUNCIL AND OF THE MEMBERS OF ADVISORY
COMMITTEES FOR 2017. MANAGEMENT
PROPOSAL. TO FIX THE GLOBAL ANNUAL
COMPENSATION PAID TO THE BOARD OF
DIRECTORS, TO ASSISTANCE COMMITTEES
MEMBE
11 SETTING COMPENSATION OF THE MEMBERS OF FOR FOR Management
THE FISCAL COUNCIL FOR 2017.
MANAGEMENT PROPOSAL. TO FIX THE
MONTHLY COMPENSATION OF EACH MEMBER OF
THE FISCAL COUNCIL, THEN EXERCISING
HIS POSITION, FROM MAY 1, 2017 UNTIL
THE 2018 ANNUAL SHAREHOLDERS MEETING,
WHICH
--------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO
Ticker: Security ID: P9661Q148
Meeting Date: JUN 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 VOLUNTARY CONVERSION OF CLASS A FOR FOR Management
PREFERRED SHARES ISSUED BY VALE INTO
COMMON SHARES AT THE RATIO OF 0.9342
COMMON SHARE TO EACH CLASS A PREFERRED
SHARE
4 AMENDMENT OF VALE S BY LAWS TO ADAPT FOR FOR Management
THEM, AS MUCH AS POSSIBLE, TO THE
RULES OF THE NOVO MERCADO SPECIAL
LISTING SEGMENT OF THE BMFBOVESPA S.A.
BOLSA DE VALORES MERCADORIAS E FUTUROS
STOCK EXCHANGE, AS WELL AS TO
IMPLEMENT CERTAIN ADJUSTMENTS AND
IMPROVEM
5 PURSUANT TO ARTS. 224, 225, 227 AND FOR FOR Management
264 OF LAW 6,404 1976, THE INSTRUMENT
OF FILING AND JUSTIFICATION OF MERGER
OF VALEPAR S.A., VALEPAR, VALE S
CONTROLLER, INTO THE COMPANY,
INCLUDING THE RENDERING OF VALEPAR S
ASSETS TO VALE AS RESULT OF THE
TRANSACTION
6 RATIFY THE APPOINTMENT OF KPMG FOR FOR Management
AUDITORES INDEPENDENTS, A SPECIALIZED
COMPANY NOMINATED BY THE BOARDS OF
VALE AND VALEPAR TO APPRAISE VALEPAR S
SHAREHOLDERS EQUITY, FOR THE PURPOSES
OF ITS MERGER INTO THE COMPANY
7 APPRAISAL REPORT OF VALEPAR S FOR FOR Management
SHAREHOLDERS EQUITY, PREPARED BY THE
SPECIALIZED COMPANY MENTIONED ABOVE
8 MERGER OF VALEPAR INTO THE COMPANY, FOR FOR Management
WITH AN ISSUANCE OF 1,908,980,340 NEW
COMMON SHARES OF VALE TO REPLACE
1,716,435,045 COMMON SHARES AND
20,340,000 PREFERRED SHARES ISSUED BY
VALE CURRENTLY HELD BY VALEPAR, WHICH
WILL BE CANCELLED AS A RESULT OF SUCH
ME
9 PURSUANT TO ITEM VI, THE CONSEQUENT FOR FOR Management
AMENDMENT OF THE HEAD PARAGRAPH OF ART
5.OF THE COMPANY'S BY LAWS
--------------------------------------------------------------------------------
VEDANTA LTD, GOA
Ticker: Security ID: Y7673N111
Meeting Date: SEP 07, 2016 Meeting Type: Other Meeting
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE PROPOSED SCHEME OF FOR FOR Management
ARRANGEMENT OF CAIRN INDIA LIMITED
WITH VEDANTA LIMITED AND THEIR
RESPECTIVE SHAREHOLDERS AND CREDITORS
("SCHEME") AND OTHER RELATED MATTERS
3 TO APPROVE THE REDUCTION OF CAPITAL OF FOR FOR Management
THE COMPANY BY AN ADJUSTMENT AGAINST /
UTILISATION OF THE SECURITIES PREMIUM
ACCOUNT OF THE COMPANY AND OTHER
RELATED MATTERS
--------------------------------------------------------------------------------
VEDANTA LTD, GOA
Ticker: Security ID: Y7673N111
Meeting Date: SEP 08, 2016 Meeting Type: Court Meeting
Record Date: SEP 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 FOR THE PURPOSE OF CONSIDERING AND, IF FOR FOR Management
THOUGHT FIT, APPROVING, WITH OR
WITHOUT MODIFICATION, THE SCHEME OF
ARRANGEMENT OF CAIRN INDIA LIMITED
WITH VEDANTA LIMITED AND THEIR
RESPECTIVE SHAREHOLDERS AND CREDITORS
(THE "SCHEME") AND AT SUCH MEETING AND
AT AN
--------------------------------------------------------------------------------
VEDANTA LTD, GOA
Ticker: Security ID: Y7673N111
Meeting Date: DEC 10, 2016 Meeting Type: Other Meeting
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF VEDANTA LIMITED EMPLOYEE FOR FOR Management
STOCK OPTION SCHEME- 2016 (ESOS)
3 APPROVAL OF VEDANTA LIMITED EMPLOYEE FOR FOR Management
STOCK OPTION SCHEME- 2016 (ESOS) TO
THE EMPLOYEES OF THE
HOLDING/SUBSIDIARY COMPANY(IES) OF THE
COMPANY
4 AUTHORISE VEDANTA ESOS TRUST FOR FOR FOR Management
SECONDARY ACQUISITION
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC, LONDON
Ticker: Security ID: G9328D100
Meeting Date: AUG 05, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE AUDITED FINANCIAL STATEMENTS FOR FOR Management
OF THE COMPANY FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016, TOGETHER WITH THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITORS' REPORT THEREON, BE RECEIVED
2 THAT THE ANNUAL REPORT ON REMUNERATION FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 31 MARCH
2016 BE APPROVED
3 THAT A FINAL DIVIDEND AS RECOMMENDED FOR FOR Management
BY THE DIRECTORS OF 30.0 US CENTS PER
ORDINARY SHARE IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 MARCH 2016 BE
DECLARED
4 THAT MR RAVI RAJAGOPAL BE ELECTED AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 THAT MR ANIL AGARWAL BE RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
6 THAT MR NAVIN AGARWAL BE RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
7 THAT MR TOM ALBANESE BE RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
8 THAT MS EKATERINA ZOTOVA BE RE-ELECTED FOR FOR Management
AS A DIRECTOR OF THE COMPANY
9 THAT MR AMAN MEHTA BE RE-ELECTED AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 THAT MR DEEPAK PAREKH BE RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
11 THAT MR GEOFFREY GREEN BE RE-ELECTED FOR FOR Management
AS A DIRECTOR OF THE COMPANY
12 THAT ERNST & YOUNG LLP BE APPOINTED AS FOR FOR Management
AUDITORS OF THE COMPANY (THE
'AUDITORS')
13 THAT THE DIRECTORS BE AUTHORISED TO FOR FOR Management
DETERMINE THE AUDITORS' REMUNERATION
14 THAT THE AMENDMENTS TO THE RULES OF FOR FOR Management
THE VEDANTA RESOURCES PERFORMANCE
SHARE PLAN 2014 BE APPROVED AND ADOPTED
15 THAT THE DIRECTORS BE AND ARE HEREBY FOR FOR Management
GENERALLY AND UNCONDITIONALLY
AUTHORISED FOR THE PURPOSES OF SECTION
551 OF THE COMPANIES ACT 2006 TO ALLOT
SHARES IN THE COMPANY
16 THAT, SUBJECT TO THE PASSING OF FOR FOR Management
RESOLUTION 15 ABOVE, PRE-EMPTION
RIGHTS ARE DISAPPLIED PURSUANT TO
SECTIONS 570 AND 573 OF THE COMPANIES
ACT 2006
17 THAT THE COMPANY IS HEREBY GENERALLY FOR FOR Management
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSES OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET
PURCHASES OF ITS ORDINARY SHARES OF
USD 0.10 EACH IN THE CAPITAL OF THE
COMPANY
18 THAT A GENERAL MEETING OF THE COMPANY, FOR FOR Management
OTHER THAN AN ANNUAL GENERAL MEETING,
MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC, LONDON
Ticker: Security ID: G9328D100
Meeting Date: SEP 06, 2016 Meeting Type: Ordinary General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE MERGER OF VEDANTA LIMITED AND FOR FOR Management
CAIRN INDIA LIMITED AS DESCRIBED IN
THE CIRCULAR DATED 19 AUGUST 2016 BE
HEREBY APPROVED
--------------------------------------------------------------------------------
VIA VAREJO SA, RIO DE JANEIRO
Ticker: Security ID: P9783A153
Meeting Date: SEP 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO VOTE REGARDING THE INCLUSION OF A FOR FOR Management
TRANSITORY PROVISION IN THE CORPORATE
BYLAWS OF THE COMPANY, TO CONFER THE
RIGHT TO ONE VOTE UPON EACH PREFERRED
SHARE ISSUED BY THE COMPANY IN THE
VOTE REGARDING THE RESTRUCTURING THAT
IS CONTAINED IN ITEM II OF THE A
4 TO VOTE REGARDING THE PROPOSAL FOR A FOR FOR Management
CORPORATE RESTRUCTURING, AS
RECOMMENDED BY THE SPECIAL COMMITTEE
OF THE BOARD OF DIRECTORS OF THE
COMPANY, FROM WHICH WILL RESULT THE
INTEGRATION OF THE ELECTRONIC COMMERCE
BUSINESS CONDUCTED BY CNOVA COMERCIO
ELETRONI
5 TO VOTE REGARDING A NEW COMPANY STOCK FOR FOR Management
OPTION PLAN FOR THE EMPLOYEES OF CNOVA
BRAZIL, FROM HERE ONWARDS REFERRED TO
AS THE COMPENSATION PLAN
6 TO RESOLVE REGARDING THE FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY IN REFERENCE
TO THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2015, WHICH WERE
REPRESENTED AND REPUBLISHED ON JULY
29, 2016, TO REFLECT THE ACCOUNTING
ADJUSTMENTS THAT WERE MADE BY CNOVA
NV, AS A R
7 TO RESOLVE REGARDING THE PROPOSAL FROM FOR FOR Management
THE MANAGEMENT FOR THE ALLOCATION OF
THE RESULTS OF THE COMPANY FROM THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2015, ON THE BASIS OF THE FINANCIAL
STATEMENTS THAT WERE REPRESENTED AND
REPUBLISHED ON JULY 29, 2016
--------------------------------------------------------------------------------
VIA VAREJO SA, RIO DE JANEIRO
Ticker: Security ID: P9783A153
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO SET THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS
6 ELECTION OF THE BOARD OF DIRECTORS. FOR FOR Management
CANDIDATES APPOINTED BY COMPANY
ADMINISTRATION. SLATE. RONALDO IABRUDI
DOS SANTOS PEREIRA, ARNAUD DANIEL
CHARLES WALTER JOACHIM STRASSER,
ALBERTO RIBEIRO GUTH, CHRISTOPHE JOSE
HIDALGO, LIBANO MIRANDA BARROSO, HERVE
DAUD
7 ELECTION OF THE BOARD OF DIRECTORS. FOR ABSTAIN Management
CANDIDATE APPOINTED BY MINORITARY
COMMON SHARES MEMBERS
8 ELECTION OF THE BOARD OF DIRECTORS. FOR FOR Management
CANDIDATE APPOINTED BY PREFERRED SHARES
11 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. CANDIDATES APPOINTED BY
COMPANY ADMINISTRATION. SLATE.
FERNANDO DAL RI MURCIA, VANESSA CLARO
LOPES AND MARCEL CECCHI VIEIRA.
SUBSTITUTE. BRUNO SALOTTI, JOAO
DOMIRACI PACCEZ AND GUILLERMO OSCAR
BRAUNBECK
12 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL. CANDIDATE APPOINTED BY
MINORITY COMMON SHARE
13 TO ELECT THE MEMBERS OF THE FISCAL FOR FOR Management
COUNCIL AND THE SUBSTITUTES. CANDIDATE
APPOINTED BY MINORITARY PREFERRED
SHARES
14 TO SET THE BOARD OF DIRECTORS FOR FOR Management
REMUNERATIONS
15 TO SET THE FISCAL COUNCIL REMUNERATION FOR FOR Management
--------------------------------------------------------------------------------
VODACOM GROUP LIMITED, SOUTH AFRICA
Ticker: Security ID: S9453B108
Meeting Date: JUL 19, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS FOR THE YEAR ENDED
31 MARCH 2016
2 ELECT TILL STREICHERT AS DIRECTOR FOR FOR Management
3 ELECT MARTEN PIETERS AS DIRECTOR FOR FOR Management
4 RE-ELECT SERPIL TIMURAY AS DIRECTOR FOR FOR Management
5 RE-ELECT JOHN OTTY AS DIRECTOR FOR FOR Management
6 RE-ELECT PHILLIP MOLEKETI AS DIRECTOR FOR FOR Management
7 RE-ELECT SHAMEEL AZIZ JOOSUB AS FOR FOR Management
DIRECTOR
8 REAPPOINT PRICEWATERHOUSECOOPERS INC FOR FOR Management
AS AUDITORS OF THE COMPANY WITH D VON
HOESSLIN AS THE INDIVIDUAL REGISTERED
AUDITOR
9 APPROVE REMUNERATION PHILOSOPHY FOR FOR Management
10 RE-ELECT DAVID BROWN AS MEMBER OF THE FOR FOR Management
AUDIT, RISK AND COMPLIANCE COMMITTEE
11 RE-ELECT PHILLIP MOLEKETI AS MEMBER OF FOR FOR Management
THE AUDIT, RISK AND COMPLIANCE
COMMITTEE
12 RE-ELECT PRISCILLAH MABELANE AS MEMBER FOR FOR Management
OF THE AUDIT, RISK AND COMPLIANCE
COMMITTEE
13 AUTHORISE REPURCHASE OF ISSUED SHARE FOR FOR Management
CAPITAL
14 APPROVE INCREASE IN NON-EXECUTIVE FOR FOR Management
DIRECTORS' FEES
15 SECTION 44 AND 45 APPROVAL: APPROVE FOR FOR Management
FINANCIAL ASSISTANCE TO STAFF AND
EXECUTIVES OF THE GROUP TO SUBSCRIBE
FOR OR ACQUIRE OPTIONS OR SECURITIES
SHARES IN THE COMPANY
--------------------------------------------------------------------------------
VTB BANK PJSC, MOSCOW
Ticker: Security ID: 46630Q202
Meeting Date: DEC 08, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF AMENDMENT NO.1 TO THE FOR FOR Management
CHARTER OF VTB BANK (PJSC)
6 APPROVAL OF AMENDMENT NO.2 TO THE FOR FOR Management
CHARTER OF VTB BANK (PJSC)
7 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATION OF THE PROCEDURE FOR
PREPARING, CONVENING AND HOLDING OF
VTB BANK'S ANNUAL GENERAL MEETING OF
SHAREHOLDERS
8 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATION ON VTB BANK'S SUPERVISORY
COUNCIL
--------------------------------------------------------------------------------
VTB BANK PJSC, MOSCOW
Ticker: Security ID: 46630Q202
Meeting Date: DEC 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 AMOUNT OF DIVIDENDS UNDER VTB BANK FOR FOR Management
(PJSC) SHARES, DEADLINES AND FORMS OF
PAYMENT THEREOF, AND A CUT-OFF DATE TO
DETERMINE THE PERSONS ELIGIBLE FOR THE
DIVIDENDS 1. TO RESOLVE ON (ANNOUNCE)
A DIVIDEND PAYMENT FOR 9 MONTHS OF
2016 WORTH RUB 0.00581369 PER O
--------------------------------------------------------------------------------
VTB BANK PJSC, MOSCOW
Ticker: Security ID: 46630Q202
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF VTB BANK ANNUAL REPORT FOR FOR Management
3 APPROVAL OF VTB BANK ANNUAL FINANCIAL FOR FOR Management
STATEMENTS
4 APPROVAL OF VTB BANK NET PROFIT FOR FOR Management
ALLOCATION FOR THE YEAR 2016: (AS
SPECIFIED)
5 1. TO MAKE A DECISION ON (ANNOUNCE) FOR FOR Management
THE 2016 DIVIDEND PAYMENT AMOUNTING TO
RUB 0.00117 PER ONE OUTSTANDING
REGISTERED ORDINARY SHARE OF VTB BANK
(PJSC) WITH A PAR VALUE OF RUB 0.01,
RUB 0.00052 PER ONE OUTSTANDING
REGISTERED TYPE 1 PREFERENCE SHARE OF
VTB
6 PAYMENT OF REMUNERATION TO SUPERVISORY FOR FOR Management
COUNCIL MEMBERS (WHO ARE NOT STATE
EMPLOYEES) IN COMPLIANCE WITH VTB BANK
BY-LAWS
7 PAYMENT OF REMUNERATION TO THE FOR FOR Management
STATUTORY AUDIT COMMISSION MEMBERS
(WHO ARE NOT STATE EMPLOYEES) IN
COMPLIANCE WITH VTB BANK BY-LAWS
8 APPROVAL OF THE NUMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL MEMBERS (11)
10 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: MATTHIAS WARNIG
11 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: SERGEY GALITSKIY
(AN INDEPENDENT MEMBER)
12 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: YVES-THIBAULT DE
SILGUY (AN INDEPENDENT MEMBER)
13 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: SERGEY DUBININ
14 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: ANDREY KOSTIN
15 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: SHAHMAR MOVSUMOV
(AN INDEPENDENT MEMBER)
16 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: VALERY PETROV (AN
INDEPENDENT MEMBER)
17 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: NIKOLAY PODGUZOV
18 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: ANTON SILUANOV
19 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: VLADIMIR
CHISTYUKHIN
20 TO ELECT AS MEMBER OF VTB BANK FOR FOR Management
SUPERVISORY COUNCIL: ANDREY SHARONOV
(AN INDEPENDENT MEMBER)
21 APPROVAL OF THE NUMBER OF VTB BANK FOR FOR Management
STATUTORY AUDIT COMMISSION MEMBERS (6)
22 ELECTION OF VTB BANK (PJSC) STATUTORY FOR FOR Management
AUDIT COMMISSION MEMBERS 1. EVGENY
GONTMAKHER; 2. MIKHAIL KRASNOV; 3.
ANASTASIYA OLSHANOVA; 4. SERGEY
PLATONOV; 5. IGOR REPIN; 6. ZAKHAR
SABANTSEV
23 APPROVAL OF VTB BANK'S AUDITOR: TO FOR FOR Management
APPROVE ERNST & YOUNG LLC AS VTB
BANK'S AUDITOR TO EXERCISE A MANDATORY
ANNUAL AUDIT OF VTB BANK FOR 2017
24 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
CHARTER OF VTB BANK (PJSC): CHAIRMAN
OF THE MANAGEMENT BOARD, ANDREY
KOSTIN, TO SIGN THE NEW EDITION OF THE
CHARTER AND DELIVER IT TO THE BANK OF
RUSSIA FOR APPROVAL
25 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATION ON VTB BANK SUPERVISORY
COUNCIL
26 APPROVAL OF THE NEW VERSION OF THE FOR FOR Management
REGULATION ON VTB BANK MANAGEMENT BOARD
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO
Ticker: Security ID: P98180188
Meeting Date: MAR 30, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND, IF FOR FOR Management
DEEMED APPROPRIATE, APPROVAL OF THE
REPORT A. FROM THE BOARD OF DIRECTORS,
B. FROM THE GENERAL DIRECTOR, C. FROM
THE AUDIT AND CORPORATE PRACTICES
COMMITTEES, D. IN REGARD TO THE
FULFILLMENT OF TAX OBLIGATIONS, E. IN
REGAR
2 DISCUSSION AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF THE AUDITED, CONSOLIDATED
FINANCIAL STATEMENTS TO DECEMBER 31,
2016
3 DISCUSSION AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF THE PLAN FOR THE
ALLOCATION OF RESULTS FROM THE PERIOD
THAT ENDED ON DECEMBER 31, 2016, WHICH
INCLUDES THE PAYMENT OF AN ORDINARY
DIVIDEND OF MXN 0.64 PER SHARE, WHICH
IS TO BE PAID IN VARIOUS INSTALLMENT
4 DISCUSSION AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF THE PLAN TO CANCEL SHARES
OF THE COMPANY THAT WERE PURCHASED IN
SHARE BUYBACKS AND THAT ARE CURRENTLY
TREASURY SHARES
5 APPOINTMENT AND OR RATIFICATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS, OF
THE CHAIRPERSONS OF THE AUDIT AND
CORPORATE PRACTICES COMMITTEES AND OF
THE COMPENSATION THAT THEY ARE TO
RECEIVE DURING THE CURRENT FISCAL YEAR
6 DISCUSSION AND, IF DEEMED APPROPRIATE, FOR FOR Management
APPROVAL OF THE RESOLUTIONS THAT ARE
CONTAINED IN THE MINUTES OF THE
GENERAL MEETING HELD AND DESIGNATION
OF SPECIAL DELEGATES TO CARRY OUT THE
RESOLUTIONS THAT ARE PASSED
--------------------------------------------------------------------------------
WEICHAI POWER CO LTD
Ticker: Security ID: Y9531A109
Meeting Date: OCT 31, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE SALE AND FOR FOR Management
PURCHASE AGREEMENT IN RESPECT OF THE
PURCHASE OF ALL ISSUED SHARES OF DH
SERVICES LUXEMBOURG HOLDING S.A R.L.
AND CERTAIN OF ITS SUBSIDIARIES AND
THE TRANSACTIONS CONTEMPLATED
THEREUNDER
3 TO CONSIDER AND APPROVE THE PROVISION FOR FOR Management
OF GENERAL SERVICES AND LABOUR
SERVICES BY WEICHAI HOLDINGS (AND ITS
ASSOCIATES) TO THE COMPANY (AND ITS
SUBSIDIARIES) (INCLUDING THE RELEVANT
SUPPLEMENTAL AGREEMENT AND THE NEW
CAPS)
4 TO CONSIDER AND APPROVE THE SUPPLY FOR FOR Management
AND/OR CONNECTION OF UTILITIES BY
WEICHAI HOLDINGS (AND ITS ASSOCIATES)
TO THE COMPANY (AND ITS SUBSIDIARIES)
(INCLUDING THE RELEVANT SUPPLEMENTAL
AGREEMENT AND NEW CAPS)
5 TO CONSIDER AND APPROVE THE PURCHASE FOR FOR Management
OF DIESEL ENGINE PARTS AND COMPONENTS,
GAS, SCRAP METALS, MATERIALS, DIESEL
ENGINES AND RELATED PRODUCTS AND
PROCESSING SERVICES BY THE COMPANY
(AND ITS SUBSIDIARIES) FROM WEICHAI
HOLDINGS (AND ITS ASSOCIATES) (INCLUDI
6 TO CONSIDER AND APPROVE THE SALE OF FOR FOR Management
DIESEL ENGINES, DIESEL ENGINE PARTS
AND COMPONENTS, MATERIALS,
SEMI-FINISHED PRODUCTS AND RELATED
PRODUCTS AND PROVISION OF PROCESSING
SERVICES BY THE COMPANY (AND ITS
SUBSIDIARIES) TO WEICHAI HOLDINGS (AND
ITS ASSOCIAT
7 TO CONSIDER AND APPROVE THE PURCHASE FOR FOR Management
OF DIESEL ENGINE PARTS AND COMPONENTS,
MATERIALS, STEEL AND SCRAP METAL,
DIESEL ENGINES AND RELATED PRODUCTS
AND PROCESSING AND LABOUR SERVICES BY
THE COMPANY (AND ITS SUBSIDIARIES)
FROM WEICHAI HEAVY MACHINERY (AND IT
8 TO CONSIDER AND APPROVE THE FOR FOR Management
APPLICATION OF THE LOAN AND THE GRANT
OF THE GUARANTEE BY THE COMPANY TO ITS
WHOLLY-OWNED SUBSIDIARY, WEICHAI POWER
HONG KONG INTERNATIONAL DEVELOPMENT CO.
, LIMITED
--------------------------------------------------------------------------------
WEICHAI POWER CO LTD
Ticker: Security ID: Y9531A109
Meeting Date: FEB 08, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE MERGER AND FOR FOR Management
ABSORPTION OF (AS SPECIFIED) (WEICHAI
POWER HYDRAULIC TECHNOLOGY CO., LTD.)
BY THE COMPANY
3 TO CONSIDER AND APPROVE THE MERGER AND FOR FOR Management
ABSORPTION OF (AS SPECIFIED) (WEICHAI
(WEIFANG) MEDIUM-DUTY DIESEL ENGINE CO.
, LTD.) BY THE COMPANY
--------------------------------------------------------------------------------
WEICHAI POWER CO LTD
Ticker: Security ID: Y9531A109
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
5 TO CONSIDER AND RECEIVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
AND THE AUDITORS' REPORT FOR THE YEAR
ENDED 31 DECEMBER 2016
6 TO CONSIDER AND APPROVE THE AS FOR FOR Management
SPECIFIED (FINAL FINANCIAL REPORT) OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016
7 TO CONSIDER AND APPROVE THE AS FOR FOR Management
SPECIFIED (FINANCIAL BUDGET REPORT) OF
THE COMPANY FOR THE YEAR ENDING 31
DECEMBER 2017
8 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF ERNST & YOUNG HUA
MING LLP AS SPECIFIED AS THE AUDITORS
OF THE COMPANY FOR THE YEAR ENDING 31
DECEMBER 2017 AND TO AUTHORISE THE
DIRECTORS TO DETERMINE THEIR
REMUNERATION
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF AS SPECIFIED
(SHANGDONG HEXIN ACCOUNTANTS LLP) AS
THE INTERNAL CONTROL AUDITORS OF THE
COMPANY FOR THE YEAR ENDING 31
DECEMBER 2017
10 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A MANDATE TO THE BOARD OF DIRECTORS
FOR PAYMENT OF INTERIM DIVIDEND (IF
ANY) TO THE SHAREHOLDERS OF THE
COMPANY FOR THE YEAR ENDING 31
DECEMBER 2017
11 TO APPROVE THE AMENDMENTS TO THE RULES FOR FOR Management
OF PROCEDURE FOR GENERAL MEETINGS OF
THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 20 APRIL 2017
12 TO CONSIDER AND APPROVE THE PAYMENT OF FOR FOR Management
CASH DIVIDENDS OUT OF THE COMPANY'S
RETAINED EARNINGS AS AT 31 DECEMBER
2016 AND THE BONUS SHARES ISSUE BY THE
CAPITALISATION OF THE RETAINED
EARNINGS OF THE COMPANY AND THE
CONSEQUENTIAL AMENDMENTS TO THE
ARTICLES O
13 TO CONSIDER AND APPROVE THE GRANTING FOR FOR Management
OF A GENERAL MANDATE TO THE BOARD OF
DIRECTORS TO ISSUE, AMONGST OTHER
THINGS, NEW H SHARES
14 TO CONSIDER AND APPROVE THE AMENDMENTS FOR FOR Management
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY AS SET OUT IN THE CIRCULAR
DATED 20 APRIL 2017
15 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. LI HONGWU AS A DIRECTOR OF THE
COMPANY FOR A TERM FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2017
(BOTH DAYS INCLUSIVE)
16 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. YUAN HONGMING AS A DIRECTOR OF
THE COMPANY FOR A TERM FROM THE DATE
OF THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2017
(BOTH DAYS INCLUSIVE)
17 TO CONSIDER AND APPROVE THE ELECTION FOR FOR Management
OF MR. YAN JIANBO AS A DIRECTOR OF THE
COMPANY FOR A TERM FROM THE DATE OF
THE AGM TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2017
(BOTH DAYS INCLUSIVE)
--------------------------------------------------------------------------------
WEICHAI POWER CO LTD
Ticker: Security ID: Y9531A109
Meeting Date: JUN 08, 2017 Meeting Type: Class Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE PAYMENT OF FOR FOR Management
CASH DIVIDENDS OUT OF THE COMPANY'S
RETAINED EARNINGS AS AT 31 DECEMBER
2016 AND THE BONUS SHARES ISSUE BY WAY
OF THE CAPITALISATION OF THE COMPANY'S
RETAINED EARNINGS AND THE
CONSEQUENTIAL AMENDMENTS TO THE
ARTICLES
--------------------------------------------------------------------------------
WISTRON CORP
Ticker: Security ID: Y96738102
Meeting Date: JUN 14, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RATIFICATION OF THE BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS OF 2016.
3 RATIFICATION OF THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
STOCK DIVIDEND: FOR 30 SHS PER 1,000
SHS HELD AND CASH DIVIDEND: TWD1.2 PER
SHARE
4 DISCUSSION OF THE CAPITALIZATION OF FOR FOR Management
PART OF 2016 PROFITS THROUGH ISSUANCE
OF NEW SHARES.
5 DISCUSSION OF ISSUANCE OF NEW COMMON FOR FOR Management
SHARES FOR CASH TO SPONSOR ISSUANCE OF
GDR AND/OR ISSUANCE OF NEW COMMON
SHARES FOR CASH IN PUBLIC OFFERING
AND/OR ISSUANCE OF NEW COMMON SHARES
FOR CASH IN PRIVATE PLACEMENT AND/OR
ISSUANCE OF NEW COMMON SHARES FOR CA
6 DISCUSSION OF AMENDMENTS TO THE FOR FOR Management
ARTICLES OF INCORPORATION.
7 DISCUSSION OF AMENDMENTS TO THE FOR FOR Management
PROCEDURES OF ASSET ACQUISITION AND
DISPOSAL
--------------------------------------------------------------------------------
WOOLWORTHS HOLDINGS LTD, SOUTH AFRICA
Ticker: Security ID: S98758121
Meeting Date: NOV 30, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR - PETER BACON FOR FOR Management
2 RE-ELECTION OF DIRECTOR - REEZA ISAACS FOR FOR Management
3 RE-ELECTION OF DIRECTOR - IAN MOIR FOR FOR Management
4 RE-ELECTION OF DIRECTOR - LORD ROSE FOR FOR Management
5 RE-ELECTION OF DIRECTOR - SIMON SUSMAN FOR FOR Management
6 RE-APPOINTMENT OF AUDITORS: RESOLVED, FOR FOR Management
ON RECOMMENDATION OF THE AUDIT
COMMITTEE, THAT ERNST & YOUNG INC.
("EY") IS HEREBY RE-APPOINTED AS
EXTERNAL AUDITOR OF THE COMPANY UNTIL
THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING
7 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
PATRICK ALLAWAY
8 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
PETER BACON
9 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
ZARINA BASSA
10 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
HUBERT BRODY
11 ELECTION OF AUDIT COMMITTEE MEMBER: FOR FOR Management
ANDREW HIGGINSON
12 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
13 RATIFICATION OF REMUNERATION PAID TO FOR FOR Management
ZARINA BASSA AS A MEMBER OF THE
WOOLWORTHS SOUTH AFRICA (WSA) BOARD,
CHAIRMAN OF THE WSA REMUNERATION AND
RISK AND COMPLIANCE COMMITTEES AND
MEMBER OF THE AUDIT REVIEW PANEL
14 RATIFICATION OF FEES PAID TO HUBERT FOR FOR Management
BRODY AS CHAIRMAN OF THE WSA AUDIT
REVIEW PANEL
15 APPROVAL OF THE NON-EXECUTIVE FOR FOR Management
DIRECTORS REMUNERATION FOR 2017
16 AMENDMENTS TO THE MEMORANDUM OF FOR FOR Management
INCORPORATION
17 GENERAL AUTHORITY TO REPURCHASE SHARES FOR FOR Management
18 FINANCIAL ASSISTANCE TO RELATED OR FOR FOR Management
INTER-RELATED COMPANIES
19 ISSUE OF SHARES OR OPTIONS AND GRANT FOR FOR Management
OF FINANCIAL ASSISTANCE IN TERMS OF
THE COMPANY'S SHARE BASED INCENTIVE
SCHEMES
--------------------------------------------------------------------------------
WOORI BANK, SEOUL
Ticker: Security ID: Y9695N137
Meeting Date: DEC 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
2 ELECTION OF OUTSIDE DIRECTOR NO SEONG FOR FOR Management
TAE
3 ELECTION OF OUTSIDE DIRECTOR BAK SANG FOR FOR Management
YONG
4 ELECTION OF OUTSIDE DIRECTOR JEON JI FOR FOR Management
PYEONG
5 ELECTION OF OUTSIDE DIRECTOR JANG DONG FOR FOR Management
U
6 ELECTION OF OUTSIDE DIRECTOR WHO IS AN FOR FOR Management
AUDIT COMMITTEE MEMBER SIN SANG HUN
7 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS AN OUTSIDE DIRECTOR JANG DONG U
--------------------------------------------------------------------------------
WOORI BANK, SEOUL
Ticker: Security ID: Y9695N137
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF FINANCIAL STATEMENTS FOR FOR Management
2 AMENDMENT OF ARTICLES OF INCORP FOR FOR Management
3 ELECTION OF INSIDE DIRECTOR: I GWANG GU FOR FOR Management
4 ELECTION OF INSIDE DIRECTOR: O JEONG FOR FOR Management
SIK
5 ELECTION OF CEO: I GWANG GU FOR FOR Management
6 ELECTION OF AUDIT COMMITTEE MEMBER WHO FOR FOR Management
IS NOT AN OUTSIDE DIRECTOR: O JEONG SIK
7 APPROVAL OF REMUNERATION FOR DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
WPG HOLDING CO LTD, TAIPEI CITY
Ticker: Security ID: Y9698R101
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ACCEPT 2016 BUSINESS REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
3 TO APPROVE THE PROPOSAL FOR FOR FOR Management
DISTRIBUTION OF 2016 PROFITS. PROPOSED
CASH DIVIDEND: TWD 2.4 PER SHARE.
4 TO REVISE THE PROCEDURES FOR FOR FOR Management
ACQUISITION OR DISPOSAL OF ASSETS
5 THE ELECTION OF THE DIRECTOR:LIN ZAI FOR FOR Management
LIN,SHAREHOLDER NO.2
6 THE ELECTION OF THE DIRECTOR:CHEN GUO FOR FOR Management
YUAN,SHAREHOLDER NO.3
7 THE ELECTION OF THE DIRECTOR:ZHANG FOR FOR Management
RONG GANG,SHAREHOLDER NO.5
8 THE ELECTION OF THE DIRECTOR:HUANG WEI FOR FOR Management
XIANG,SHAREHOLDER NO.1
9 THE ELECTION OF THE DIRECTOR:ZENG GUO FOR FOR Management
DONG,SHAREHOLDER NO.134074
10 THE ELECTION OF THE DIRECTOR:FULLERTON FOR FOR Management
TECHNOLOGY CO., LTD.,SHAREHOLDER NO.
4,WU CHANG QING AS REPRESENTATIVE
11 THE ELECTION OF THE DIRECTOR:YE FU FOR FOR Management
HAI,SHAREHOLDER NO.14
12 THE ELECTION OF THE DIRECTOR:XIAO FOR FOR Management
CHONG HE,SHAREHOLDER NO.11
13 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:YU YONG HONG,SHAREHOLDER NO.
F121292XXX
14 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:DU RONG RUI,SHAREHOLDER NO.
D101417XXX
15 THE ELECTION OF THE INDEPENDENT FOR FOR Management
DIRECTOR:HUANG RI CAN,SHAREHOLDER NO.
A100320XXX
16 TO RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS - LIN ZAI LIN
17 TO RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS - CHEN GUO YUAN
18 TO RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS - HUANG WEI XIANG
19 TO RELEASE THE PROHIBITION ON FOR FOR Management
DIRECTORS FROM NON-COMPETITION
RESTRICTIONS - ZENG GUO DONG
--------------------------------------------------------------------------------
X5 RETAIL GROUP N.V., MOSCOW
Ticker: Security ID: 98387E205
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 FINANCIAL STATEMENTS FOR THE FINANCIAL FOR FOR Management
YEAR 2016: DETERMINATION OF THE
ALLOCATION OF THE PROFITS EARNED IN
THE FINANCIAL YEAR 2016
5 FINANCIAL STATEMENTS FOR THE FINANCIAL FOR FOR Management
YEAR 2016: ADOPTION OF THE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2016
6 DISCHARGE FROM LIABILITY OF THE FOR FOR Management
MEMBERS OF THE MANAGEMENT BOARD
7 DISCHARGE FROM LIABILITY OF THE FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD
8 RE-APPOINTMENT OF MR. M. FRIDMAN AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
9 RE-APPOINTMENT OF MR. P. MUSIAL AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
10 REMUNERATION OF THE SUPERVISORY BOARD FOR FOR Management
11 AUTHORISATION OF THE MANAGEMENT BOARD FOR FOR Management
TO ISSUE NEW SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES, SUBJECT TO THE
APPROVAL OF THE SUPERVISORY BOARD
12 AUTHORISATION OF THE MANAGEMENT BOARD FOR FOR Management
TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE
RIGHTS UPON ISSUE OF NEW SHARES OR
GRANTING OF RIGHTS TO SUBSCRIBE FOR
SHARES, SUBJECT TO THE APPROVAL OF THE
SUPERVISORY BOARD
13 AUTHORISATION OF THE MANAGEMENT BOARD FOR FOR Management
TO RESOLVE THAT THE COMPANY MAY
ACQUIRE ITS OWN SHARES OR GDRS
14 APPOINTMENT OF THE EXTERNAL AUDITOR FOR FOR Management
FOR THE FINANCIAL YEAR 2017: ERNST &
YOUNG
15 ANY OTHER BUSINESS AND CONCLUSION ABSTAIN AGAINST Management
--------------------------------------------------------------------------------
YAGEO CORPORATION, HSINTIEN CITY
Ticker: Security ID: Y9723R100
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECOGNIZE THE 2016 BUSINESS REPORTS FOR FOR Management
AND FINANCIAL STATEMENTS
3 TO RECOGNIZE THE 2016 PROFIT FOR FOR Management
DISTRIBUTION. PROPOSED RETAINED
EARNING: TWD2.55 PER SHARE AND CAPITAL
SURPLUS: TWD0.45 PER SHARE
4 TO DISCUSS THE PROPOSED CASH FOR FOR Management
DISTRIBUTION FROM CAPITAL ACCOUNT
5 TO DISCUSS TO ADJUST THE STRUCTURE OF FOR FOR Management
CAPITAL
6 TO DISCUSS THE REVISION TO THE FOR FOR Management
PROCEDURES OF ASSET ACQUISITION OR
DISPOSAL
--------------------------------------------------------------------------------
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD
Ticker: Security ID: Y9728A102
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
AND THE DIRECTORS' STATEMENTS TOGETHER
WITH THE INDEPENDENT AUDITOR'S REPORT
THEREON
2 TO DECLARE A TAX EXEMPT (ONE-TIER) FOR FOR Management
FINAL DIVIDEND OF SGD 0.04 PER
ORDINARY SHARE IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE PROPOSED DIRECTORS' FOR FOR Management
FEES OF SGD 136,500 FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016. (2015:
SGD 136,500)
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
IS RETIRING BY ROTATION PURSUANT TO
ARTICLE 94 OF THE COMPANY'S
CONSTITUTION: MR REN YUANLIN
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
IS RETIRING BY ROTATION PURSUANT TO
ARTICLE 94 OF THE COMPANY'S
CONSTITUTION: MR TEO YI-DAR
6 TO RE-APPOINT MESSRS FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
AND TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
7 AUTHORITY TO ALLOT AND ISSUE SHARES FOR FOR Management
8 RENEWAL OF SHARE PURCHASE MANDATE FOR FOR Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: Security ID: Y97417102
Meeting Date: MAR 10, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE PROVISION OF LOANS
TO YANCOAL INTERNATIONAL (HOLDING) CO.
, LIMITED"
4 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE EXTENSION OF THE
REPAYMENT DATE OF THE OUTSTANDING
LOANS OWED BY THE CONTROLLED
SUBSIDIARIES OF THE COMPANY"
5 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE APPOINTMENT OF
OVERSEAS AUDITOR AND ITS REMUNERATION
ARRANGEMENT": GRANT THORNTON
6 TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT OF KONG XIANGGUO AS AN
INDEPENDENT DIRECTOR
7 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE NON-PROCEEDING OF
THE COMPANY'S NON-PUBLIC ISSUANCE OF A
SHARES"
8 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE PROVISION OF
FINANCIAL GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES AND CONTROLLED SUBSIDIARY
OF THE COMPANY"
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: Security ID: Y97417102
Meeting Date: MAR 10, 2017 Meeting Type: Class Meeting
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
IN RELATION TO THE NON-PROCEEDING OF
THE COMPANY'S NON-PUBLIC ISSUANCE OF A
SHARES"
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: Security ID: Y97417102
Meeting Date: JUN 29, 2017 Meeting Type: Class Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
14 TO CONSIDER AND APPROVE THE "PROPOSAL FOR FOR Management
REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO REPURCHASE H
SHARES"
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: Security ID: Y97417102
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
WORKING REPORT OF THE BOARD FOR THE
YEAR ENDED 31 DECEMBER 2016
4 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
WORKING REPORT OF THE SUPERVISORY
COMMITTEE FOR THE YEAR ENDED 31
DECEMBER 2016
5 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR ENDED 31 DECEMBER 2016
6 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
PROPOSED PROFIT DISTRIBUTION PLAN OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2016 AND TO AUTHORIZE THE
BOARD TO DISTRIBUTE AN AGGREGATE CASH
DIVIDEND OF RMB589.4 MILLION (TAX
INCLUSIVE), EQUIVALENT TO RMB0.12 (TAX
INCL
7 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
REMUNERATION OF THE DIRECTORS AND
SUPERVISORS FOR THE YEAR ENDING 31
DECEMBER 2017
8 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
RENEWAL OF THE LIABILITY INSURANCE OF
DIRECTORS, SUPERVISORS AND SENIOR
OFFICERS
9 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENT AND REMUNERATION OF
EXTERNAL AUDITING FIRM FOR THE YEAR
2017
10 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
ACQUISITION OF 65% EQUITY INTEREST IN
YANKUANG GROUP FINANCE CO., LTD
11 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
ENTERING INTO THE FINANCE SERVICES
AGREEMENT OF YANKUANG GROUP FINANCE CO.
, LTD. WITH YANKUANG GROUP COMPANY
LIMITED AND TO APPROVE THE CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED
UNDER THE AGREEMENT AND THEIR ANNUAL C
29 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
PROPOSAL IN RELATION TO THE PROVISION
OF FINANCIAL GUARANTEES TO THE
COMPANY'S SUBSIDIARIES AND GRANTING OF
AUTHORIZATION TO YANCOAL AUSTRALIA AND
ITS SUBSIDIARIES TO PROVIDE GUARANTEES
FOR THE DAILY OPERATION OF THE SUBS
30 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
PROPOSAL TO AUTHORIZE THE COMPANY TO
CARRY OUT DOMESTIC AND OVERSEAS
FINANCING BUSINESSES
31 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
PROPOSAL REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO ISSUE
ADDITIONAL H SHARES
32 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
PROPOSAL REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO REPURCHASE H
SHARES
34 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF LI XIYONG AS A
NON-INDEPENDENT DIRECTOR
35 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF LI WEI AS A
NON-INDEPENDENT DIRECTOR
36 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF WU XIANGQIAN AS A
NON-INDEPENDENT DIRECTOR
37 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF WU YUXIANG AS A
NON-INDEPENDENT DIRECTOR
38 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF ZHAO QINGCHUN AS A
NON-INDEPENDENT DIRECTOR
39 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-INDEPENDENT
DIRECTOR: TO CONSIDER AND APPROVE THE
APPOINTMENT OF GUO DECHUN AS A
NON-INDEPENDENT DIRECTOR
41 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF INDEPENDENT DIRECTOR:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF KONG XIANGGUO AS AN
INDEPENDENT DIRECTOR
42 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF INDEPENDENT DIRECTOR:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF JIA SHAOHUA AS AN
INDEPENDENT DIRECTOR
43 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF INDEPENDENT DIRECTOR:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF PAN ZHAOGUO AS AN
INDEPENDENT DIRECTOR
44 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF INDEPENDENT DIRECTOR:
TO CONSIDER AND APPROVE THE
APPOINTMENT OF QI ANBANG AS AN
INDEPENDENT DIRECTOR
46 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR: TO CONSIDER
AND APPROVE THE APPOINTMENT OF GU
SHISHENG AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR
47 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR: TO CONSIDER
AND APPROVE THE APPOINTMENT OF ZHOU
HONG AS A NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR
48 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR: TO CONSIDER
AND APPROVE THE APPOINTMENT OF MENG
QINGJIAN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR
49 THAT, TO CONSIDER AND APPROVE THE FOR FOR Management
APPOINTMENTS OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR: TO CONSIDER
AND APPROVE THE APPOINTMENT OF ZHANG
NING AS A NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR
--------------------------------------------------------------------------------
YAPI VE KREDI BANKASI A.S., ISTANBUL
Ticker: Security ID: M9869G101
Meeting Date: MAR 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 OPENING AND ELECTION OF THE CHAIRMAN FOR FOR Management
OF THE MEETING
5 PRESENTATION OF THE ANNUAL ACTIVITY FOR FOR Management
REPORT OF THE BOARD OF DIRECTORS,
FINANCIAL STATEMENTS AND SUMMARY OF
REPORT OF EXTERNAL AUDITORS RELATED TO
THE ACTIVITIES OF THE YEAR 2016 AND
CONSIDERATION AND APPROVAL OF THE
ANNUAL ACTIVITY REPORT AND FINANCIAL
STA
6 SUBMISSION OF APPOINTMENTS MADE BY THE FOR FOR Management
BOARD OF DIRECTORS FOR THE VACATED
MEMBERSHIPS OF BOARD OF DIRECTORS
DURING THE YEAR AS PER ARTICLE 363 OF
TURKISH COMMERCIAL CODE FOR APPROVAL
BY THE GENERAL ASSEMBLY
7 CLEARING OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS OF LIABILITY RELATED TO
ACTIVITIES OF THE BANK DURING THE YEAR
2016
8 APPROVAL OF TRANSACTIONS DUE TO WAIVER FOR FOR Management
OF OUR RECEIVABLES WITHIN THE FRAME OF
THE PAYMENT MADE TO OUR BANK REGARDING
TO SOME OF BANK RECEIVABLES WITHIN
LITIGATION PROCESS THAT ARE BEING
FOLLOWED UP ON DOUBTFUL RECEIVABLES
ACCOUNTS (ATASEHIR RECEIVABLES),
9 DETERMINING THE NUMBER AND THE TERM OF FOR FOR Management
OFFICE OF THE BOARD MEMBERS, ELECTING
MEMBERS OF THE BOARD OF DIRECTORS AND
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS
10 SUBMITTING ACCORDING TO CORPORATE FOR FOR Management
GOVERNANCE PRINCIPLES THE REMUNERATION
POLICY FOR THE MEMBERS OF BOARD OF
DIRECTORS AND SENIOR MANAGERS, AND THE
PAYMENTS MADE WITHIN THE SCOPE OF THE
POLICY TO THE SHAREHOLDERS KNOWLEDGE
AND APPROVAL OF THE SAME
11 DETERMINING THE GROSS ATTENDANCE FEES FOR FOR Management
FOR THE MEMBERS OF THE BOARD OF
DIRECTORS
12 APPROVAL WITH AMENDMENTS OR REJECTION FOR FOR Management
OF THE PROPOSAL OF THE BOARD OF
DIRECTORS REGARDING THE PROFIT
DISTRIBUTION FOR THE YEAR 2016 CREATED
AS PER THE BANKS PROFIT DISTRIBUTION
POLICY
13 APPROVAL OF THE INDEPENDENT AUDIT FOR FOR Management
INSTITUTION SELECTED BY THE BOARD OF
DIRECTORS WITH THE REQUIREMENT OF THE
REGULATION ISSUED BY THE BANKING
REGULATION AND SUPERVISION AGENCY AND
THE TURKISH COMMERCIAL CODE
14 SUBMITTING ACCORDING TO THE FOR FOR Management
REGULATIONS OF THE CAPITAL MARKETS
BOARD THE DONATIONS AND CHARITIES MADE
BY THE BANK IN 2016 TO FOUNDATIONS AND
ASSOCIATIONS WITH THE AIM OF SOCIAL
RELIEF TO THE SHAREHOLDERS KNOWLEDGE
AND DETERMINING A CEILING AMOUNT FOR
THE
15 GRANTING PERMISSION TO THE FOR FOR Management
SHAREHOLDERS HOLDING THE MANAGEMENT
CONTROL, THE MEMBERS OF THE BOARD OF
DIRECTORS, THE SENIOR MANAGERS AND
THEIR SPOUSES AND BLOOD RELATIVES AND
RELATIVES BY VIRTUE OF MARRIAGE UP TO
SECOND DEGREE IN ACCORDANCE WITH
ARTICLES 39
16 WISHES AND COMMENTS FOR FOR Management
--------------------------------------------------------------------------------
YUANTA FINANCIAL HOLDINGS CO LTD, TAIPEI CITY
Ticker: Security ID: Y2169H108
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACCEPTANCE OF THE 2016 BUSINESS REPORT FOR FOR Management
AND FINANCIAL STATEMENTS
3 ACCEPTANCE OF THE PROPOSED FOR FOR Management
DISTRIBUTION OF 2016 EARNINGS (NT) IS
AS FOLLOWS : NT 0.44777 PER SHARE CASH
DIVIDEND
4 AMENDMENTS TO THE COMPANYS ARTICLES OF FOR FOR Management
INCORPORATION
5 AMENDMENTS TO THE COMPANYS PROCEDURES FOR FOR Management
FOR THE ACQUISITION OR DISPOSAL OF
ASSETS
--------------------------------------------------------------------------------
YUEXIU PROPERTY CO LTD, WAN CHAI
Ticker: Security ID: Y9863Z102
Meeting Date: DEC 09, 2016 Meeting Type: Ordinary General Meeting
Record Date: DEC 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 SUBJECT TO AND CONDITIONAL UPON THE FOR FOR Management
PASSING OF ORDINARY RESOLUTION
NUMBERED 2: (A) THE NANSHA ACQUISITION
(INCLUDING THE ENTERING INTO OF THE
NANSHA EQUITY TRANSFER AGREEMENT BY
THE NANSHA ACQUISITION SELLER AND THE
NANSHA ACQUISITION PURCHASER) AND THE C
4 SUBJECT TO AND CONDITIONAL UPON THE FOR FOR Management
PASSING OF ORDINARY RESOLUTION
NUMBERED 1: (A) THE TALENT SKY
DISPOSAL (INCLUDING THE ENTERING INTO
OF THE TALENT SKY SPA AND THE DEED OF
ASSIGNMENT IN RELATION TO THE
ASSIGNMENT OF TALENT SKY LOAN (THE
"TALENT SKY DEED
--------------------------------------------------------------------------------
YUEXIU PROPERTY CO LTD, WAN CHAI
Ticker: Security ID: Y9863Z102
Meeting Date: JUN 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE AUDITED CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS, THE REPORTS OF
THE DIRECTORS AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MR ZHU CHUNXIU AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR LEE KA LUN AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MR LAU HON CHUEN AMBROSE FOR FOR Management
AS A DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS FOR FOR Management
("BOARD") TO FIX THEIR REMUNERATION
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS THE AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY
12 TO INCLUDE THE TOTAL NUMBER OF SHARES FOR FOR Management
BOUGHT BACK BY THE COMPANY TO THE
MANDATE GRANTED TO THE DIRECTORS UNDER
ORDINARY RESOLUTION NO. 5B OF THE
NOTICE OF THE MEETING
--------------------------------------------------------------------------------
YUEXIU PROPERTY CO LTD, WAN CHAI
Ticker: Security ID: Y9863Z102
Meeting Date: JUN 06, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT: A. THE 2017 BANK DEPOSITS FOR FOR Management
AGREEMENT AND THE CONSUMMATION OF
TRANSACTIONS CONTEMPLATED THEREUNDER
(INCLUDING THE REVISED BANK DEPOSITS
ANNUAL CAPS) AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR AND ON THE
TERMS AND CONDITIONS SET OUT IN THE
2017 BAN
--------------------------------------------------------------------------------
YULON MOTOR CO LTD
Ticker: Security ID: Y9870K106
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ACKNOWLEDGE THE 2016 FINANCIAL FOR FOR Management
STATEMENTS.
3 ACKNOWLEDGE THE 2016 EARNINGS FOR FOR Management
DISTRIBUTION.PROPOSED CASH
DIVIDEND:TWD 0.5 PER SHARE.
4 AMENDMENTS TO THE COMPANYS PROCEDURES FOR FOR Management
FOR ACQUISITION AND DISPOSAL OF ASSETS.
5 AMENDMENTS TO THE COMPANYS PROCEDURES FOR FOR Management
FOR DERIVATIVES TRADING.
6 AMENDMENTS TO THE COMPANYS PROCEDURES FOR FOR Management
FOR ENDORSEMENTS AND GUARANTEES.
--------------------------------------------------------------------------------
YUZHOU PROPERTIES COMPANY LIMITED
Ticker: Security ID: G9884T101
Meeting Date: JUN 06, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND THE AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK22 FOR FOR Management
CENTS PER SHARE
5 TO RE-ELECT MR. LAM LUNG ON AS AN FOR FOR Management
EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. LIN LONGZHI AS AN FOR FOR Management
EXECUTIVE DIRECTOR
7 TO RE-ELECT MR. WEE HENNY SOON CHIANG FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
8 TO RE-ELECT DR. ZHAI PU AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE DIRECTORS' REMUNERATION
10 TO RE-APPOINT MESSRS. ERNST & YOUNG AS FOR FOR Management
AUDITORS OF THE COMPANY AND AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
11 THAT: (A) SUBJECT TO PARAGRAPH (C) FOR FOR Management
BELOW, A GENERAL MANDATE BE AND IS
HEREBY UNCONDITIONALLY GRANTED TO THE
DIRECTORS TO EXERCISE DURING THE
RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (D) BELOW) ALL THE POWERS OF
THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH AD
12 THAT (A) A GENERAL MANDATE BE AND IS FOR FOR Management
HEREBY UNCONDITIONALLY GIVEN TO THE
DIRECTORS TO EXERCISE DURING THE
RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (B) BELOW) ALL THE POWERS OF
THE COMPANY TO PURCHASE OR OTHERWISE
ACQUIRE SHARES IN ACCORDANCE WITH ALL
APPL
13 THAT, CONDITIONAL UPON THE PASSING OF FOR FOR Management
RESOLUTIONS NO. 6 AND NO. 7 ABOVE, THE
AGGREGATE NOMINAL AMOUNT OF THE SHARES
WHICH ARE PURCHASED OR OTHERWISE
ACQUIRED BY THE COMPANY PURSUANT TO
RESOLUTION NO. 7 SHALL BE ADDED TO THE
AGGREGATE NOMINAL AMOUNT OF THE
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD
Ticker: Security ID: Y9891F102
Meeting Date: DEC 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 (A) TO APPROVE AND CONFIRM THE FOR FOR Management
AGREEMENT DATED 17 OCTOBER 2016 (THE
"SHARE PURCHASE AGREEMENT") ENTERED
INTO BETWEEN THE COMPANY AND ZHEJIANG
COMMUNICATIONS INVESTMENT GROUP
INDUSTRIAL DEVELOPMENT CO., LTD. (A
COPY OF WHICH IS PRODUCED TO THE EGM
MARKED "
4 TO APPROVE AND DECLARE AN INTERIM FOR FOR Management
DIVIDEND OF RMB6 CENTS PER SHARE IN
RESPECT OF THE SIX MONTHS ENDED 30
JUNE 2016
5 TO ELECT MS. HE MEIYUN AS INDEPENDENT FOR FOR Management
SUPERVISOR OF THE COMPANY
6 TO APPROVE AND CONFIRM THE PROPOSED FOR FOR Management
ISSUE OF H SHARE CONVERTIBLE BONDS ("H
SHARE CONVERTIBLE BONDS") BY THE
COMPANY WITH AN AGGREGATE PRINCIPAL
AMOUNT UP TO USD400 MILLION (OR ITS
EQUIVALENT) AND THE GRANTING OF
AUTHORITY TO THE BOARD OF DIRECTORS OF
THE
7 TO APPROVE THE PROPOSAL BY THE BOARD FOR FOR Management
TO AMEND THE ARTICLES OF ASSOCIATION
OF THE COMPANY IN THE MANNER AS SET
OUT IN THE CIRCULAR OF THE COMPANY
DATED 9 NOVEMBER 2016 TO THE
SHAREHOLDERS OF THE COMPANY, AND TO
AUTHORISE THE BOARD TO DO ALL SUCH
THINGS AS
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD
Ticker: Security ID: Y9891F102
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE DIRECTORS OF THE COMPANY (THE
"DIRECTORS") FOR THE YEAR 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2016
6 TO CONSIDER AND APPROVE FINAL DIVIDEND FOR FOR Management
OF RMB29.5 CENTS PER SHARE IN RESPECT
OF THE YEAR ENDED DECEMBER 31, 2016
7 TO CONSIDER AND APPROVE THE FINAL FOR FOR Management
ACCOUNTS OF THE COMPANY FOR THE YEAR
2016 AND THE FINANCIAL BUDGET OF THE
COMPANY FOR THE YEAR 2017
8 TO CONSIDER AND ELECT MR. WU QINGWANG FOR FOR Management
(AS SPECIFIED) AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
HONG KONG AS THE HONG KONG AUDITORS OF
THE COMPANY, AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") TO FIX THEIR REMUNERATION
10 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF PAN CHINA CERTIFIED
PUBLIC ACCOUNTANTS AS THE PRC AUDITORS
OF THE COMPANY, AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION
11 TO CONSIDER AND APPROVE THE GRANT OF A FOR FOR Management
GENERAL MANDATE TO THE BOARD TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL H
SHARES NOT EXCEEDING 20% OF THE H
SHARES OF THE COMPANY IN ISSUE AND
AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE
ARTICLES OF ASS
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD
Ticker: Security ID: G9894K108
Meeting Date: JUN 01, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RATIFY, CONFIRM AND APPROVE THE FOR FOR Management
SUBSCRIPTION AGREEMENT DATED 13 APRIL
2017 ENTERED INTO BETWEEN THE COMPANY
AND JARDINE STRATEGIC HOLDINGS LIMITED
IN RESPECT OF THE ISSUE OF 120,557,263
NEW SHARES OF THE COMPANY AND THE
TRANSACTIONS CONTEMPLATED THEREU
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD
Ticker: Security ID: G9894K108
Meeting Date: JUN 12, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND RECEIVE THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
30 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
3 TO RE-ELECT MR. YU GUANGMING AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. ZHANG ZHICHENG AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. PANG YIU KAI AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. LIN YONG AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. YING WEI AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
8 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE RESPECTIVE
DIRECTORS' REMUNERATION
9 TO RE-APPOINT MESSRS. ERNST & YOUNG AS FOR FOR Management
AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES OF THE COMPANY NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING
OF THIS RESOLUTION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES
OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING
OF THIS RESOLUTION
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY
BY THE AGGREGATE NUMBER OF THE SHARES
BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO
Ticker: Security ID: Y9895V103
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR 2016
4 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
THE SUPERVISORY BOARD OF THE COMPANY
FOR THE YEAR 2016
5 TO CONSIDER AND APPROVE THE REPORT OF FOR FOR Management
SETTLEMENT ACCOUNTS OF THE COMPANY FOR
THE YEAR 2016
6 TO CONSIDER AND APPROVE THE FULL TEXT FOR FOR Management
AND THE SUMMARY OF THE ANNUAL REPORT
OF A SHARES OF THE COMPANY FOR THE
YEAR 2016
7 TO CONSIDER AND APPROVE THE ANNUAL FOR FOR Management
REPORT OF H SHARES OF THE COMPANY FOR
THE YEAR 2016
8 TO CONSIDER AND APPROVE THE PROFIT FOR FOR Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR 2016, AND TO APPROVE FINAL
DIVIDEND IN THE AMOUNT OF RMB0.15 PER
SHARE (INCLUSIVE OF TAX) BE DECLARED
AND DISTRIBUTED ON THE BASIS OF THE
TOTAL SHARE CAPITAL OF 7,664,132,250
9 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF BAKER TILLY CHINA
CERTIFIED PUBLIC ACCOUNTANTS CO., LTD.
AS THE DOMESTIC AUDITOR OF THE COMPANY
FOR THE YEAR ENDING 31 DECEMBER 2017
10 TO CONSIDER AND APPROVE THE FOR FOR Management
RE-APPOINTMENT OF KPMG AS THE
INTERNATIONAL AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2017
11 TO AUTHORIZE THE AUDIT COMMITTEE OF FOR FOR Management
THE BOARD OF DIRECTORS OF THE COMPANY
("BOARD") TO DETERMINE THE PRINCIPLES
OF FIXING THE REMUNERATIONS OF THE
DOMESTIC AND INTERNATIONAL AUDITORS
AND TO AUTHORIZE THE COMPANY'S
MANAGEMENT TO DETERMINE THEIR ACTUAL
REMU
12 TO CONSIDER AND APPROVE THE FOR FOR Management
APPLICATION BY THE COMPANY TO THE
RELEVANT FINANCIAL INSTITUTIONS FOR
GENERAL CREDIT FACILITIES AND
FINANCING WITH CREDIT LIMIT NOT
EXCEEDING RMB90 BILLION AND AUTHORIZE
DR. ZHAN CHUNXIN, THE CHAIRMAN OF THE
BOARD, TO EXECUTE O
13 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO ZOOMLION FINANCE AND
LEASING (CHINA) CO., LTD. AND ZOOMLION
FINANCE AND LEASING (BEIJING) CO. LTD.
FOR COMMENCEMENT OF FINANCE LEASING
BUSINESS AND THE COMPANY TO PROVIDE
BUY-BACK GUARANTEE IN RESPECT OF THE FI
14 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION TO THE COMPANY TO
CONTINUE TO DEVELOP THE MORTGAGE AND
SALES BUSINESS AND PROVIDE BUY-BACK
GUARANTEE IN RESPECT OF THE MORTGAGE
BUSINESS WITHIN THE EFFECTIVE TERM
15 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION OF ZOOMLION HEAVY
INDUSTRY SCIENCE AND TECHNOLOGY ANHUI
INDUSTRIAL VEHICLES CO. LTD.
("ZOOMLION INDUSTRIAL VEHICLES") TO
ENGAGE IN, WITH THE RELEVANT FINANCIAL
INSTITUTIONS AND ITS DISTRIBUTORS, THE
BUSINESS RELAT
16 TO CONSIDER AND APPROVE THE FOR FOR Management
AUTHORIZATION OF ZOOMLION HEAVY
MACHINERY CO., LTD. ("ZOOMLION HEAVY
MACHINERY") TO ENGAGE IN, WITH THE
RELEVANT FINANCIAL INSTITUTIONS AND
ITS DISTRIBUTORS, THE BUSINESS
RELATING TO BANKER'S ACCEPTANCE
SECURED BY GOODS AND TO
17 TO CONSIDER AND APPROVE THE PROPOSED FOR FOR Management
PROVISION OF A GUARANTEE WITH MAXIMUM
LIMIT OF RMB9.83 BILLION BY THE
COMPANY FOR 23 SUBSIDIARIES
18 TO CONSIDER AND APPROVE THE CARRYING FOR FOR Management
OUT OF LOW RISK INVESTMENT AND
FINANCIAL MANAGEMENT BY THE COMPANY
WITH MAXIMUM INVESTMENT AMOUNT OF RMB4
BILLION AND THE CHAIRMAN OF THE BOARD
BE AUTHORIZED TO EXERCISE SUCH
INVESTMENT DECISIONS WITHIN THE
ABOVEMENTIO
19 TO CONSIDER AND APPROVE THE FOR FOR Management
DEVELOPMENT OF FINANCIAL DERIVATIVES
BUSINESS BY THE COMPANY WITH A
PRINCIPAL OF NOT MORE THAN 9 BILLION
AND THE CHAIRMAN OF THE BOARD AND ANY
PERSON AUTHORIZED BY THE CHAIRMAN OF
THE BOARD BE AUTHORIZED TO EXERCISE
HIS POWER T
20 TO CONSIDER AND APPROVE THE DISPOSAL FOR FOR Management
OF 80% OF THE EQUITY INTEREST IN
CHANGSHA ZOOMLION ENVIRONMENTAL
INDUSTRY CO., LTD. BY THE COMPANY AS
VENDOR TO INFORE INVESTMENTS,
GUANGZHOU INVESTMENT, HONY INVESTMENT
AND LULIAN JUNHE AS PURCHASERS ON THE
TERMS AND
=================== PIMCO RAE Fundamental Global ex-US Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RAE Fundamental Global Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO RAE Fundamental International Fund ===================
3I GROUP PLC, LONDON
Ticker: Security ID: G88473148
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE COMPANY'S FOR FOR Management
ACCOUNTS FOR THE YEAR TO 31 MARCH 2017
AND THE DIRECTORS' AND AUDITOR'S
REPORTS
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
3 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY
4 TO DECLARE A DIVIDEND FOR FOR Management
5 TO REAPPOINT MR J P ASQUITH AS A FOR FOR Management
DIRECTOR
6 TO REAPPOINT MRS C J BANSZKY AS A FOR FOR Management
DIRECTOR
7 TO REAPPOINT MR S A BORROWS AS A FOR FOR Management
DIRECTOR
8 TO REAPPOINT MR S W DAINTITH AS A FOR FOR Management
DIRECTOR
9 TO REAPPOINT MR P GROSCH AS A DIRECTOR FOR FOR Management
10 TO REAPPOINT MR D A M HUTCHISON AS A FOR FOR Management
DIRECTOR
11 TO REAPPOINT MR S R THOMPSON AS A FOR FOR Management
DIRECTOR
12 TO REAPPOINT MRS J S WILSON AS A FOR FOR Management
DIRECTOR
13 TO REAPPOINT ERNST AND YOUNG LLP AS FOR FOR Management
AUDITOR
14 TO AUTHORISE THE BOARD TO FIX THE FOR FOR Management
AUDITORS REMUNERATION
15 TO RENEW THE AUTHORITY TO INCUR FOR FOR Management
POLITICAL EXPENDITURE
16 TO INCREASE THE ANNUAL LIMIT ON FOR FOR Management
DIRECTORS FEES
17 TO RENEW THE AUTHORITY TO ALLOT SHARES FOR FOR Management
18 TO RENEW THE SECTION 561 AUTHORITY FOR FOR Management
19 TO GIVE ADDITIONAL AUTHORITY UNDER FOR FOR Management
SECTION 561
20 TO RENEW THE AUTHORITY TO PURCHASE OWN FOR FOR Management
ORDINARY SHARES
21 TO RESOLVE THAT GENERAL MEETINGS FOR FOR Management
(OTHER THAN AGMS) MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------
A2A SPA, BRESCIA
Ticker: Security ID: T0579B105
Meeting Date: MAY 15, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE BALANCE SHEET AS OF 31 FOR FOR Management
DECEMBER 2016, BOARD OF DIRECTORS,
INTERNAL AND EXTERNAL AUDITORS'
REPORTS. PRESENTATION OF THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2016
4 NET PROFIT ALLOCATION AND DIVIDEND FOR FOR Management
DISTRIBUTION
5 TO APPROVE INTEGRATED 2016 BALANCE FOR FOR Management
SHEET
6 REWARDING REPORT, RESOLUTIONS AS PER FOR FOR Management
ARTICLE 123-TER, ITEM 6, OF THE
LEGISLATIVE DECREE 24 FEBRUARY 1998,
NO. 58, AS SUBSEQUENTLY AMENDED AND
INTEGRATED
7 TO PURCHASE AND DISPOSE OF OWN SHARES FOR FOR Management
UPON REVOKING, FOR THE PART NOT USED,
THE PREVIOUS AUTHORIZATION GRANTED BY
THE SHAREHOLDERS MEETING HELD ON 7
JUNE 2015
10 TO APPOINT BOARD OF DIRECTORS AND FOR FOR Management
THEIR CHAIRMAN AND VICE CHAIRMAN, LIST
PRESENTED BY COMUNE DI BRESCIA AND
COMUNE DI MILANO, REPRESENTING 50.
000000112PCT OF COMPANY'S STOCK
CAPITAL: VALOTTI GIOVANNI PERRAZZELLI
ALESSANDRA CAMERANO LUCA COMBONI
GIOVANNI C
11 TO APPOINT BOARD OF DIRECTORS AND FOR ABSTAIN Management
THEIR CHAIRMAN AND VICE CHAIRMAN, LIST
PRESENTED BY SHAREHOLDERS VALSABBIA
INVESTIMENTI S.P.A., RAFFMETAL S.P.A.
AND ENTE COMUNE DI BERGAMO,
REPRESENTING 1.6693PCT OF COMPANY'S
STOCK CAPITAL: BRIVIO GIAMBATTISTA
RODESCHIN
12 TO APPOINT BOARD OF DIRECTORS AND FOR ABSTAIN Management
THEIR CHAIRMAN AND VICE CHAIRMAN, LIST
PRESENTED BY SHAREHOLDERS ARCA S.G.R.
S.P.A., MANAGING THE FUND ARCA AZIONI
ITALIA, ANIMA SGR SPA, MANAGING THE
FUNDS ANIMA ITALIA, ANIMA GEO ITALIA,
ANIMA STAR ITALIA AND ANIMA INIZ
13 TO STATE BOARD OF DIRECTORS MEMBERS' FOR FOR Management
EMOLUMENT
16 TO APPOINT INTERNAL AUDITORS AND THEIR FOR FOR Management
CHAIRMAN, LIST PRESENTED BY COMUNE DI
BRESCIA AND COMUNE DI MILANO,
REPRESENTING 50.000000112PCT OF
COMPANY'S STOCK CAPITAL: EFFECTIVE
AUDITORS LOMBARDI MAURIZIO LEONARDO
SEGALA CHIARA ALTERNATE AUDITORS MORRI
STEFAN
17 TO APPOINT INTERNAL AUDITORS AND THEIR FOR AGAINST Management
CHAIRMAN, LIST PRESENTED BY
SHAREHOLDERS ARCA S.G.R. S.P.A.,
MANAGING THE FUND ARCA AZIONI ITALIA,
ANIMA SGR SPA, MANAGING THE FUNDS
ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA
STAR ITALIA AND ANIMA INIZIATIVA
ITALIA, ETIC
18 TO APPOINT EFFECTIVE INTERNAL FOR FOR Management
AUDITORS' EMOLUMENT
--------------------------------------------------------------------------------
AB VOLVO (PUBL)
Ticker: Security ID: 928856301
Meeting Date: APR 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 ADOPTION OF THE INCOME STATEMENT AND FOR FOR Management
BALANCE SHEET AND THE CONSOLIDATED
INCOME STATEMENT AND CONSOLIDATED
BALANCE SHEET
13 RESOLUTION IN RESPECT OF THE FOR FOR Management
DISPOSITION TO BE MADE OF THE
COMPANY'S PROFITS: SEK 3.25 PER SHARE
14 RESOLUTION REGARDING DISCHARGE FROM FOR FOR Management
LIABILITY OF THE BOARD MEMBERS AND OF
THE PRESIDENT
15 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: THE ELECTION
COMMITTEE PROPOSES ELEVEN MEMBERS AND
NO DEPUTY MEMBERS
16 DETERMINATION OF THE REMUNERATION TO FOR FOR Management
THE BOARD MEMBERS
17 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER: MATTI ALAHUHTA
18 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER: ECKHARD CORDES
19 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : JAMES W. GRIFFITH
20 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : MARTIN LUNDSTEDT
21 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : KATHRYN V. MARINELLO
22 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : MARTINA MERZ
23 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : HANNE DE MORA
24 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : HAKAN SAMUELSSON
25 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : HELENA STJERNHOLM
26 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : CARL-HENRIC SVANBERG
27 THE ELECTION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF THE FOLLOWING BOARD
MEMBER : LARS WESTERBERG
28 ELECTION OF THE CHAIRMAN OF THE BOARD: FOR FOR Management
THE ELECTION COMMITTEE PROPOSES
RE-ELECTION OF CARL-HENRIC SVANBERG AS
CHAIRMAN OF THE BOARD
29 ELECTION OF MEMBERS OF THE ELECTION FOR FOR Management
COMMITTEE: THE ELECTION COMMITTEE
PROPOSES THAT BENGT KJELL,
REPRESENTING AB INDUSTRIVARDEN, LARS
FORBERG, REPRESENTING CEVIAN CAPITAL,
YNGVE SLYNGSTAD, REPRESENTING NORGES
BANK INVESTMENT MANAGEMENT, PAR BOMAN,
REPRESE
30 RESOLUTION REGARDING AMENDMENT OF THE FOR FOR Management
INSTRUCTIONS FOR THE AB VOLVO ELECTION
COMMITTEE
31 RESOLUTION REGARDING REMUNERATION FOR FOR Management
POLICY FOR SENIOR EXECUTIVES
33 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: POLICY FOR PAYING CORPORATE TAX
IN SWEDEN
34 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: DISCONTINUATION OF BLUE CHIP
JET AND POLICY AGAINST THE USE OF
PRIVATE JETS: TO GIVE AB VOLVO'S BOARD
OF DIRECTORS THE TASK OF INITIATING AN
INDEPENDENT REVIEW OF THE COMPANY'S
OVERALL USE OF PRIVATE JETS SINCE
35 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: DISCONTINUATION OF BLUE CHIP
JET AND POLICY AGAINST THE USE OF
PRIVATE JETS: TO GIVE AB VOLVO'S BOARD
OF DIRECTORS THE TASK OF FORMULATING A
POLICY TO BAN THE USE OF PRIVATE JETS
THROUGHOUT THE VOLVO GROUP. THAT
36 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: REVIEW OF SO CALLED
"REPRESENTATION HUNTS" AT THE ROSSARED
ESTATE
37 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: REPORT ON THE RESULTS OF THE
EMPLOYEE SURVEY
38 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: DEVELOPMENT OF THE SO CALLED
WHISTLE BLOWER FUNCTION: TO GIVE AB
VOLVO'S BOARD OF DIRECTORS THE TASK OF
DEVELOPING THE WHISTLE BLOWER
PROCEDURE/PROCESS DURING 2017 SO THAT
AN EMPLOYEE IS GUARANTEED THAT AN INDEP
39 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: DEVELOPMENT OF THE SO CALLED
WHISTLE BLOWER FUNCTION: TO GIVE AB
VOLVO'S BOARD OF DIRECTORS THE TASK OF
ENSURING THAT THE ANNUAL AND
SUSTAINABILITY REPORT AS FROM 2017
INCLUDES INFORMATION ON THE NUMBER OF
REPOR
40 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: DISCONTINUATION OF SO CALLED
VARIABLE REMUNERATION TO SENIOR
EXECUTIVES OF THE VOLVO GROUP
41 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: POLICY TO SUPPORT THE SOCIAL
CONTRACT: TO GIVE AB VOLVO'S BOARD OF
DIRECTORS THE TASK OF FORMULATING A
POLICY IN ORDER FOR AB VOLVO TO
ACTIVELY SUPPORT THE POSSIBILITY OF
COMBINING A JOB WITH POLITICAL
ASSIGNMEN
42 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: POLICY TO SUPPORT THE SOCIAL
CONTRACT: TO GIVE AB VOLVO'S BOARD OF
DIRECTORS THE TASK OF ENSURING THAT
THE ANNUAL AND SUSTAINABILITY REPORT
AS FROM 2017 INCLUDES A REPORT ON THE
NUMBER OF EMPLOYEES IN THE VOLVO
43 PROPOSAL FROM THE SHAREHOLDER HENRIK FOR FOR Management
MUNCK: CHANGE IN THE ARTICLES OF
ASSOCIATION OF AB VOLVO
--------------------------------------------------------------------------------
ABB LTD, ZUERICH
Ticker: Security ID: H0010V101
Meeting Date: APR 13, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE MANAGEMENT REPORT, THE FOR WITHHOLD Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE ANNUAL FINANCIAL STATEMENTS FOR
2016
3 CONSULTATIVE VOTE ON THE 2016 FOR WITHHOLD Management
COMPENSATION REPORT
4 DISCHARGE OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
AND THE PERSONS ENTRUSTED WITH
MANAGEMENT
5 APPROPRIATION OF EARNINGS: A DIVIDEND FOR WITHHOLD Management
OF CHF 0.76 GROSS PER REGISTERED SHARE
6 CAPITAL REDUCTION THROUGH CANCELLATION FOR WITHHOLD Management
OF SHARES REPURCHASED UNDER THE SHARE
BUYBACK PROGRAM
7 RENEWAL OF AUTHORIZED SHARE CAPITAL FOR WITHHOLD Management
8 BINDING VOTE ON THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE,
I.E. FROM THE 2017 ANNUAL GENERAL
MEETING TO THE 2018 ANNUAL GENERAL
MEETING
9 BINDING VOTE ON THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF COMPENSATION OF THE
EXECUTIVE COMMITTEE FOR THE FOLLOWING
FINANCIAL YEAR, I.E. 2018
10 ELECTION OF MATTI ALAHUHTA AS DIRECTOR FOR WITHHOLD Management
11 ELECTION OF DAVID CONSTABLE AS DIRECTOR FOR WITHHOLD Management
12 ELECTION OF FREDERICO FLEURY CURADO AS FOR WITHHOLD Management
DIRECTOR
13 ELECTION OF LARS FOERBERG AS DIRECTOR FOR WITHHOLD Management
14 ELECTION OF LOUIS R. HUGHES AS DIRECTOR FOR WITHHOLD Management
15 ELECTION OF DAVID MELINE AS DIRECTOR FOR WITHHOLD Management
16 ELECTION OF SATISH PAI AS DIRECTOR FOR WITHHOLD Management
17 ELECTION OF JACOB WALLENBERG AS FOR WITHHOLD Management
DIRECTOR
18 ELECTION OF YING YEH AS DIRECTOR FOR WITHHOLD Management
19 ELECTION OF PETER VOSER AS DIRECTOR FOR WITHHOLD Management
AND CHAIRMAN
20 ELECTIONS TO THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: DAVID CONSTABLE
21 ELECTIONS TO THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: FREDERICO FLEURY CURADO
22 ELECTIONS TO THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: YING YEH
23 ELECTION OF THE INDEPENDENT PROXY: DR. FOR WITHHOLD Management
HANS ZEHNDER, BADEN
24 ELECTION OF THE AUDITORS: ERNST & FOR WITHHOLD Management
YOUNG AG
--------------------------------------------------------------------------------
ABENGOA SA, SEVILLA
Ticker: Security ID: E0002V203
Meeting Date: NOV 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 CONTRIBUTION TO THE COMPANY ABENGOA FOR FOR Management
ABENEWCO 2, S.A.U. OF ESSENTIAL ASSETS
AND ITS LATER CONTRIBUTION BY THIS ONE
TO THE COMPANY ABENGOA ABENEWCO A,S.A.U
4 CAPITAL INCREASES IN ORDER TO INCREASE FOR FOR Management
THEIR OWN FUNDS AS PER AGREEMENT, BY
THE ISSUE OF NEW SHARES CLASS A OF EUR
0.02 OF NOMINAL VALUE AND CLASS B OF
EUR 0.0002 OF NOMINAL VALUE
5 PROVISION OF GUARANTEES ON THE FOR FOR Management
OBLIGATIONS ASSUMED
6 ISSUE OF WARRANTS IN FAVOR OF FOR FOR Management
SHAREHOLDERS OF THE COMPANY
7 INTEGRATION OF CLASS A AND CLASS B FOR FOR Management
SHARES INTO ONLY ONE CLASS OF ORDINARY
SHARES
8 RESIGNATION OF DIRECTORS FOR FOR Management
9 NUMBER OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS
10 APPOINTMENT OF MR GONZALO URQUIJO FOR FOR Management
FERNANDEZ DE ARAOZ
11 APPOINTMENT OF MR MANUEL CASTRO ALADRO FOR FOR Management
12 APPOINTMENT OF MR JOSE LUIS DEL VALLE FOR FOR Management
DOBLADO
13 APPOINTMENT OF MR JOSE WAHNON LEVY FOR FOR Management
14 APPOINTMENT OF MR RAMON SOTOMAYOR FOR FOR Management
JAUREGUI
15 APPOINTMENT OF MR JAVIER TARGHETTA ROZA FOR FOR Management
16 APPOINTMENT OF MS PILAR CAVERO MESTRE FOR FOR Management
17 EFFICIENCY AND EXECUTION OF THE FOR FOR Management
AGREEMENTS
18 AMENDMENTS OF THE BYLAWS ARTS 39, 40, FOR FOR Management
41 AND 48
19 AMEND ARTICLE 25 AND PARAGRAPHS 2.A, 2. FOR FOR Management
C.IV AND 3.A IN ARTICLE 44A, DELETE
PARAGRAPH 4 IN ARTICLE 44A
20 APPROVAL OF THE NEW TEXT OF BYLAWS FOR FOR Management
21 EFFICIENCY OF AGREEMENT FOR FOR Management
22 AMENDMENT OF THE REGULATION OF THE FOR FOR Management
GENERAL MEETING ARTS 6, 7, 8, 9, 12,
14 AND 19
23 APPROVAL OF THE NEW TEXT OF THE FOR FOR Management
REGULATION OF THE GENERAL MEETINGS
24 EFFICIENCY OF THE AGREEMENTS FOR FOR Management
26 REPEAL OF THE INSTRUCTIONS TO BOARD OF FOR FOR Management
DIRECTORS OF OBSERVANCE OF A MAXIMUM
LIMIT TO THE COMMITMENTS OF CAPEX
27 DELEGATION OF POWERS FOR FOR Management
--------------------------------------------------------------------------------
ABENGOA SA, SEVILLA
Ticker: Security ID: E0002V203
Meeting Date: JUN 29, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVE CONSOLIDATED AND STANDALONE FOR FOR Management
FINANCIAL STATEMENTS
4 APPROVE TREATMENT OF NET LOSS FOR FOR Management
5 APPROVE DISCHARGE OF BOARD FOR FOR Management
6 MAINTAIN VACANT BOARD SEAT FOR FOR Management
7 RENEW APPOINTMENT OF DELOITTE AS FOR FOR Management
AUDITOR FOR FY 2017
8 APPOINT PRICEWATERHOUSECOOPERS AS FOR FOR Management
AUDITOR FOR FY 2018, 2019 AND 2020
9 ADVISORY VOTE ON REMUNERATION REPORT FOR FOR Management
10 AMEND REMUNERATION POLICY FOR FY 2017 FOR FOR Management
11 APPROVE REMUNERATION POLICY FOR FY FOR FOR Management
2018, 2019 AND 2020
12 APPROVE REVERSE STOCK SPLIT AUTHORIZE FOR FOR Management
SHARE REPURCHASE AND CAPITAL REDUCTION
VIA AMORTIZATION OF REPURCHASED SHARES
13 AUTHORIZE INCREASE IN CAPITAL UP TO 50 FOR FOR Management
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES, EXCLUDING
PREEMPTIVE RIGHTS OF UP TO 20 PERCENT
14 AUTHORIZE SHARE REPURCHASE PROGRAM FOR FOR Management
16 AUTHORIZE BOARD TO RATIFY AND EXECUTE FOR FOR Management
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN
Ticker: Security ID: G00434111
Meeting Date: FEB 02, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS' REPORT AND FOR FOR Management
ACCOUNTS FOR THE YEAR ENDED 30
SEPTEMBER 2016, TOGETHER WITH THE
AUDITOR'S REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 12P PER FOR FOR Management
SHARE
3 TO REAPPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITOR
4 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITOR
5 TO RE-ELECT AS A DIRECTOR MS J FOR FOR Management
CHAKRAVERTY
6 TO RE-ELECT AS A DIRECTOR MR M J FOR FOR Management
GILBERT
7 TO RE-ELECT AS A DIRECTOR MR A A LAING FOR FOR Management
8 TO RE-ELECT AS A DIRECTOR MR R M MACRAE FOR FOR Management
9 TO RE-ELECT AS A DIRECTOR MR R S MULLY FOR FOR Management
10 TO RE-ELECT AS A DIRECTOR MS V RAHMANI FOR FOR Management
11 TO RE-ELECT AS A DIRECTOR MR W J FOR FOR Management
RATTRAY
12 TO RE-ELECT AS A DIRECTOR MRS J G AF FOR FOR Management
ROSENBORG
13 TO RE-ELECT AS A DIRECTOR MR A SUZUKI FOR FOR Management
14 TO RE-ELECT AS A DIRECTOR MR S R V FOR FOR Management
TROUGHTON
15 TO RE-ELECT AS A DIRECTOR MR H YOUNG FOR FOR Management
16 TO ELECT AS A DIRECTOR MR G FUSENIG FOR FOR Management
WHO WAS APPOINTED DURING THE YEAR
17 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT FOR THE YEAR TO 30 SEPTEMBER
2016
18 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
19 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS AND INCUR
POLITICAL EXPENDITURE
20 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
RELEVANT SECURITIES
21 TO DISAPPLY THE STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS OVER EQUITY SHARES UP TO 5% OF
THE ISSUED ORDINARY SHARE CAPITAL
22 TO DISAPPLY THE STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS OVER EQUITY SECURITIES OVER A
FURTHER 5% OF THE ISSUED ORDINARY
SHARE CAPITAL
23 TO PERMIT GENERAL MEETINGS TO BE FOR FOR Management
CALLED ON 14 DAYS CLEAR NOTICE
24 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES
--------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN
Ticker: Security ID: G00434111
Meeting Date: JUN 19, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 'THAT: (A) THE SCHEME OF ARRANGEMENT FOR FOR Management
DATED 9 MAY 2017 (THE ''SCHEME'')
BETWEEN THE COMPANY AND THE SCHEME
SHAREHOLDERS (AS DEFINED IN THE
SCHEME), A PRINT OF WHICH HAS BEEN
PRODUCED TO THIS MEETING AND, FOR THE
PURPOSE OF IDENTIFICATION, SIGNED BY
THE CHA
1 'THAT: (A) THE SCHEME OF ARRANGEMENT FOR FOR Management
DATED 9 MAY 2017 (THE ''SCHEME'')
BETWEEN THE COMPANY AND THE SCHEME
SHAREHOLDERS (AS DEFINED IN THE
SCHEME), A PRINT OF WHICH HAS BEEN
PRODUCED TO THIS MEETING AND, FOR THE
PURPOSE OF IDENTIFICATION, SIGNED BY
THE CHA
--------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN
Ticker: Security ID: G00434111
Meeting Date: JUN 19, 2017 Meeting Type: Court Meeting
Record Date: JUN 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE SCHEME OF ARRANGEMENT FOR FOR Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT FOR FOR Management
--------------------------------------------------------------------------------
ABERTIS INFRAESTRUCTURAS SA, BARCELONA
Ticker: Security ID: E0003D111
Meeting Date: APR 02, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE INDIVIDUAL AND FOR FOR Management
CONSOLIDATED ANNUAL ACCOUNTS AND THEIR
RESPECTIVE MANAGEMENT REPORTS
CORRESPONDING TO THE 2016 FINANCIAL
YEAR
4 APPROVAL OF THE PROPOSED APPLICATION FOR FOR Management
OF PROFIT CORRESPONDING TO THE 2016
FINANCIAL YEAR
5 APPROVAL OF THE MANAGEMENT OF THE FOR FOR Management
BOARD OF DIRECTORS DURING THE 2016
FINANCIAL YEAR
6 AMENDMENT OF ARTICLES 21 ("COMPOSITION FOR FOR Management
OF THE BOARD") AND 23 ("CONVENING AND
QUORUM OF BOARD MEETINGS.
DELIBERATIONS AND ADOPTING OF
RESOLUTIONS. BOARD COMMITTEES") OF THE
CORPORATE BYLAWS WHICH RELATE TO THE
COMPOSITION OF THE BOARD OF DIRECTORS
AND TO T
7 AMENDMENT OF ARTICLE 29 ("DISTRIBUTION FOR FOR Management
OF PROFITS. PROVISION AND
MATERIALISATION OF RESERVES") OF THE
COMPANY BYLAWS TO INCLUDE THE
POSSIBILITY TO PAY DIVIDENDS ENTIRELY
OR PARTLY IN KIND TO THE SHAREHOLDERS
9 RATIFICATION AND APPOINTMENT OF MRS FOR FOR Management
MARINA SERRANO GONZALEZ, INDEPENDENT
DIRECTOR
10 RATIFICATION AND APPOINTMENT OF MRS FOR FOR Management
SANDRINE LAGUMINA, INDEPENDENT DIRECTOR
11 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
ENRICO LETTA, INDEPENDENT DIRECTOR
12 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
LUIS G. FORTUNO, INDEPENDENT DIRECTOR
13 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
FRANCISCO JAVIER BROSSA GALOFRE,
INDEPENDENT DIRECTOR
14 RATIFICATION AND APPOINTMENT OF FOR FOR Management
ANOTHER INDEPENDENT DIRECTOR: A
SELECTION PROCESS IS CURRENTLY BEING
CARRIED OUT: MR. ANTONIO VIANA BAPTISTA
15 RE-ELECTION OF G3T, S.L, PROPRIETARY FOR FOR Management
DIRECTOR
16 APPOINTMENT OF AUDITORS FOR THE FOR FOR Management
COMPANY AND ITS CONSOLIDATED GROUP:
DELOITTE
17 CONSULTATIVE VOTING ON THE ANNUAL FOR FOR Management
REPORT ABOUT DIRECTORS' REMUNERATIONS,
CORRESPONDING TO 2016 FINANCIAL YEAR
18 APPROVAL OF THE DIRECTORS' FOR FOR Management
REMUNERATION POLICY 2018-2019-2020
19 DELEGATION OF POWERS TO FORMALISE ALL FOR FOR Management
THE RESOLUTIONS ADOPTED BY THE MEETING
--------------------------------------------------------------------------------
ABN AMRO GROUP N.V.
Ticker: Security ID: N0162C102
Meeting Date: AUG 12, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 APPOINTMENT OF A NEW MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD: APPOINTMENT OF MR J.
B.J. STEGMANN AS MEMBER OF THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------
ABN AMRO GROUP N.V.
Ticker: Security ID: N0162C102
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 AMENDMENT ARTICLES OF ASSOCIATION AND FOR FOR Management
TRUST CONDITIONS: AMENDMENTS TRUST
CONDITIONS STAK AAG
--------------------------------------------------------------------------------
ABN AMRO GROUP N.V.
Ticker: Security ID: N0162C102
Meeting Date: MAY 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
8 ANNUAL REPORT, CORPORATE GOVERNANCE FOR FOR Management
AND ANNUAL FINANCIAL STATEMENTS:
ADOPTION OF AUDITED ANNUAL FINANCIAL
STATEMENTS
10 PROPOSAL FOR DIVIDEND 2016: EUR 0.44 FOR FOR Management
PER SHARE OVER THE FINANCIAL YEAR 2016
11 DISCHARGE OF EACH MEMBER OF THE FOR FOR Management
MANAGING BOARD IN OFFICE DURING THE
FINANCIAL YEAR 2016 FOR THE
PERFORMANCE OF HIS OR HER DUTIES
DURING 2016
12 DISCHARGE OF EACH MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD IN OFFICE DURING THE
FINANCIAL YEAR 2016 FOR THE
PERFORMANCE OF HIS OR HER DUTIES
DURING 2016
16 COMPOSITION SUPERVISORY BOARD: FOR FOR Management
RE-APPOINTMENT OF ANNEMIEKE ROOBEEK AS
MEMBER OF THE SUPERVISORY BOARD
17 ISSUANCE AND ACQUISITION OF SHARES: FOR FOR Management
AUTHORISATION TO ISSUE SHARES AND/OR
GRANT RIGHTS TO SUBSCRIBE FOR SHARES
18 ISSUANCE AND ACQUISITION OF SHARES: FOR FOR Management
AUTHORISATION TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS
19 ISSUANCE AND ACQUISITION OF SHARES: FOR FOR Management
AUTHORISATION TO ACQUIRE SHARES OR
DEPOSITARY RECEIPTS REPRESENTING
SHARES IN ABN AMRO GROUP'S OWN CAPITAL
--------------------------------------------------------------------------------
ACCIONA SA, MADRID
Ticker: Security ID: E0008Z109
Meeting Date: MAY 17, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS
5 APPOINT KPMG AUDITORES AS AUDITOR FOR FOR Management
6 REELECT JERONIMO MARCOS GERARD RIVERO FOR FOR Management
AS DIRECTOR
7 ELECT KAREN CHRISTIANA FIGUERES OLSEN FOR FOR Management
AS DIRECTOR
8 AUTHORIZE SHARE REPURCHASE PROGRAM FOR FOR Management
9 APPROVE REMUNERATION POLICY FOR FOR Management
10 FIX NUMBER OF SHARES AVAILABLE FOR FOR FOR Management
GRANTS
11 ADVISORY VOTE ON REMUNERATION REPORT FOR FOR Management
12 APPROVE CORPORATE SOCIAL FOR FOR Management
RESPONSIBILITY REPORT
13 AUTHORIZE COMPANY TO CALL EGM WITH 15 FOR FOR Management
DAYS' NOTICE
14 AUTHORIZE BOARD TO RATIFY AND EXECUTE FOR FOR Management
APPROVED RESOLUTIONS
2 APPROVE CONSOLIDATED AND STANDALONE FOR FOR Management
FINANCIAL STATEMENTS
3 APPROVE DISCHARGE OF BOARD AND FOR FOR Management
MANAGEMENT REPORTS
--------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES
Ticker: Security ID: F00189120
Meeting Date: JUL 12, 2016 Meeting Type: MIX
Record Date: JUL 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CONTRIBUTION OF FOR FOR Management
1,718,134 FRHI SHARES TO THE COMPANY,
ITS VALUATION AND CONSIDERATION
6 INCREASE OF THE COMPANY'S CAPITAL FOR FOR Management
FOLLOWING THE CONTRIBUTION OF
1,718,134 FRHI SHARES TO THE COMPANY
7 POWERS TO CARRY OUT FORMALITIES FOR FOR Management
8 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF ALI BOUZARIF
AS A DIRECTOR
9 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF AZIZ ALUTHMAN
FAKHROO AS A DIRECTOR
10 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF SARMAD ZOK AS
A DIRECTOR
11 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF JIANG QIONG
ER AS A DIRECTOR
12 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF ISABELLE
SIMON AS A DIRECTOR
13 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: APPOINTMENT OF NATACHA VALLA
AS A DIRECTOR
14 PLEASE NOTE THAT THIS IS A SHAREHOLDER FOR FOR Management
PROPOSAL: DIRECTORS' FEES
--------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES
Ticker: Security ID: F00189120
Meeting Date: MAY 05, 2017 Meeting Type: MIX
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
8 ALLOCATION OF INCOME AND APPROVAL OF A FOR FOR Management
DIVIDEND
9 OPTION FOR PAYMENT OF DIVIDEND IN FOR FOR Management
SHARES
10 RENEWAL OF MR SEBASTIEN BAZIN'S TERM FOR FOR Management
AS DIRECTOR
11 RENEWAL OF MS IRIS KNOBLOCH'S TERM AS FOR FOR Management
DIRECTOR
12 RATIFICATION OF THE COOPTATION MR FOR FOR Management
NAWAF BIN JASSIM BIN JABOR AL-THANI
13 RATIFICATION OF THE COOPTATION OF MR FOR FOR Management
VIVEK BADRINATH
14 RATIFICATION OF THE COOPTATION OF MR FOR FOR Management
NICOLAS SARKOZY
15 APPROVAL OF A REGULATED AGREEMENT WITH FOR FOR Management
EURAZEO
16 APPROVAL OF REGULATED COMMITMENTS TO FOR FOR Management
THE BENEFIT OF MR SVEN BOINET
17 VOTE ON THE COMPENSATION DUE OR PAID FOR FOR Management
DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO MR SEBASTIEN BAZIN
18 VOTE ON THE COMPENSATION DUE OR PAID FOR FOR Management
DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO MR SVEN BOINET
19 VOTE ON THE PRINCIPLES AND CRITERIA FOR FOR Management
FOR THE DETERMINATION, DISTRIBUTION
AND ALLOCATION OF THE FIXED, VARIABLE
AND EXCEPTIONAL COMPONENTS MAKING UP
THE TOTAL COMPENSATION AND BENEFITS OF
ALL KINDS TO BE AWARDED TO THE CHIEF
EXECUTIVE OFFICER FOR THE 2017 F
20 VOTE ON THE PRINCIPLES AND CRITERIA FOR FOR Management
FOR THE DETERMINATION, DISTRIBUTION
AND ALLOCATION OF THE FIXED, VARIABLE
AND EXCEPTIONAL COMPONENTS MAKING UP
THE TOTAL COMPENSATION AND BENEFITS OF
ALL KINDS TO BE AWARDED TO THE
COMPANY'S DEPUTY GENERAL MANAGER FOR T
21 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN THE COMPANY'S
SHARES
22 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH CAPITAL INCREASES BY ISSUING,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES
AND/OR SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL
24 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING, WITH CANCELLATION OF
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR OF SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFER
25 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING, WITH CANCELLATION OF
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR OF SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFER UNDER ARTICLE L.411-2 II OF THE
FRE
26 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
27 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR SECURITIES
WITH A VIEW TO REMUNERATING
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY
28 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS OR
PREMIUMS
29 SETTING OF THE OVERALL LIMIT OF FOR FOR Management
INCREASES IN CAPITAL LIKELY TO BE
CARRIED OUT UNDER THE AFOREMENTIONED
DELEGATIONS
30 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL FOR THE BENEFIT OF EMPLOYEES
WHO ARE MEMBER OF A COMPANY SAVINGS
PLAN
31 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS, WITHIN THE FRAMEWORK OF A
2017 PLAN OF CO-INVESTMENT AND FOR THE
BENEFIT OF EMPLOYEES AND EXECUTIVE
OFFICERS, FOR THE FREE ALLOCATION OF
EXISTING SHARES OR SHARES TO BE ISSUED
UNDER THE CONDITIONS OF PERSONAL INVES
32 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE SHARE
SUBSCRIPTION WARRANTS TO BE FREELY
ALLOCATED TO SHAREHOLDERS IN THE EVENT
OF A PUBLIC OFFER INVOLVING THE
COMPANY'S SECURITIES
33 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
34 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: ADOPTION OF
SINGLE VOTING RIGHTS AND CONSEQUENTIAL
AMENDMENT OF THE BY-LAWS
--------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES
Ticker: Security ID: F00189120
Meeting Date: JUN 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF A PARTIAL CONTRIBUTION OF FOR FOR Management
ASSETS GOVERNED BY THE LEGAL REGIME
APPLICABLE TO DEMERGERS GRANTED BY THE
COMPANY FOR THE BENEFIT OF ACCORINVEST
6 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A.
Ticker: Security ID: E7813W163
Meeting Date: MAY 03, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE CONSOLIDATED AND STANDALONE FOR FOR Management
FINANCIAL STATEMENTS
3 APPROVE ALLOCATION OF INCOME FOR FOR Management
5 ADVISORY VOTE ON REMUNERATION REPORT FOR FOR Management
6 APPROVE DISCHARGE OF BOARD FOR FOR Management
7 ELECT CARMEN FERNANDEZ ROZADO AS FOR FOR Management
DIRECTOR
8 ELECT JOSE ELADIO SECO DOMINGUEZ AS FOR FOR Management
DIRECTOR
9 ELECT MARCELINO FERNANDEZ VERDES AS FOR FOR Management
EXECUTIVE DIRECTOR
10 RENEW APPOINTMENT OF DELOITTE AS FOR FOR Management
AUDITOR
11 AMEND ARTICLE 19 RE: BOARD COMMITTEES FOR FOR Management
12 AMEND ARTICLE 22 RE: APPOINTMENTS FOR FOR Management
COMMITTEE
13 AMEND ARTICLE 23 RE: BOARD COMMITTEES FOR FOR Management
14 ADD ARTICLE 22 BIS RE: REMUNERATION FOR FOR Management
COMMITTEE
15 AUTHORIZE CAPITALIZATION OF RESERVES FOR FOR Management
FOR SCRIP DIVIDENDS
16 AUTHORIZE SHARE REPURCHASE AND CAPITAL FOR FOR Management
REDUCTION VIA AMORTIZATION OF
REPURCHASED SHARES
17 APPROVE STOCK OPTION PLAN FOR FOR Management
18 AUTHORIZE BOARD TO RATIFY AND EXECUTE FOR FOR Management
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------
ADECCO SA, OPFIKON
Ticker: Security ID: H00392318
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT 2016 FOR WITHHOLD Management
3 ADVISORY VOTE ON THE REMUNERATION FOR WITHHOLD Management
REPORT 2016
4 APPROPRIATION OF AVAILABLE EARNINGS FOR WITHHOLD Management
2016 AND DIVIDEND: CHF 1.50 PER
REGISTERED SHARE
5 CAPITAL REDUCTION THROUGH NOMINAL FOR WITHHOLD Management
VALUE REDUCTION
6 AMENDMENT TO THE ARTICLES OF FOR WITHHOLD Management
INCORPORATION RELATED TO THE CAPITAL
REDUCTION
7 GRANTING OF DISCHARGE TO THE MEMBERS FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS AND OF THE
EXECUTIVE COMMITTEE
8 APPROVAL OF MAXIMUM TOTAL AMOUNT OF FOR WITHHOLD Management
REMUNERATION OF THE BOARD OF DIRECTORS
9 APPROVAL OF MAXIMUM TOTAL AMOUNT OF FOR WITHHOLD Management
REMUNERATION OF THE EXECUTIVE COMMITTEE
10 RE-ELECTION OF ROLF DOERIG AS MEMBER FOR WITHHOLD Management
AND CHAIRMAN OF THE BOARD OF DIRECTORS
11 RE-ELECTION OF JEAN-CHRISTOPHE FOR WITHHOLD Management
DESLARZES AS MEMBER OF THE BOARD OF
DIRECTOR
12 RE-ELECTION OF ALEXANDER GUT AS MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTOR
13 RE-ELECTION OF DIDIER LAMOUCHE AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTOR
14 RE-ELECTION OF DAVID PRINCE AS MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTOR
15 RE-ELECTION OF WANDA RAPACZYNSKI AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTOR
16 RE-ELECTION OF KATHLEEN TAYLOR AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTOR
17 ELECTION OF ARIANE GORIN AS MEMBER OF FOR WITHHOLD Management
THE BOARD OF DIRECTOR
18 RE-ELECTION OF ALEXANDER GUT OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE
19 RE-ELECTION OF JEAN-CHRISTOPHE FOR WITHHOLD Management
DESLARZES OF THE COMPENSATION COMMITTEE
20 RE-ELECTION OF WANDA RAPACZYNSKI OF FOR WITHHOLD Management
THE COMPENSATION COMMITTEE
21 ELECTION OF KATHLEEN TAYLOR OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE
22 RE-ELECTION OF THE INDEPENDENT PROXY FOR WITHHOLD Management
REPRESENTATIVE / ANDREAS G. KELLER
23 RE-ELECTION OF ERNST AND YOUNG LTD, FOR WITHHOLD Management
ZURICH
24 PARTIAL DELETION OF CONDITIONAL CAPITAL FOR WITHHOLD Management
25 CREATION OF AUTHORIZED CAPITAL FOR WITHHOLD Management
26 AMENDMENT OF ART. 16 PARA. 1 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION (MAXIMUM
NUMBER OF BOARD MEMBERS)
27 AMENDMENT OF ART. 1 PARA. 2 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION (CHANGE OF
REGISTERED OFFICE FROM OPFIKON
(ZURICH) TO ZURICH)
--------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH
Ticker: Security ID: D0066B185
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF FOR FOR Management
RETAINED EARNINGS :RESOLUTION ON THE
APPROPRIATION OF THE DISTRIBUTABLE
PROFIT THE DISTRIBUTABLE PROFIT OF EUR
628,908,347.49 SHALL BE APPROPRIATED
AS FOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 2 PER NO-PAR SHARE EUR 200,000,
7 RESOLUTION ON THE RATIFICATION OF THE FOR FOR Management
ACTIONS OF THE EXECUTIVE BOARD FOR THE
2016 FINANCIAL YEAR
8 RESOLUTION ON THE RATIFICATION OF THE FOR FOR Management
ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2016 FINANCIAL YEAR
9 RESOLUTION ON THE AMENDMENT OF SECTION FOR FOR Management
18 (COMPENSATION OF THE SUPERVISORY
BOARD) OF THE ARTICLES OF ASSOCIATION
10 RESOLUTION ON THE CANCELLATION OF THE FOR FOR Management
AUTHORISED CAPITAL PURSUANT TO SECTION
4 SECTION 2 OF THE ARTICLES OF
ASSOCIATION, ON THE CREATION OF A NEW
AUTHORISED CAPITAL AGAINST
CONTRIBUTIONS IN CASH TOGETHER WITH
THE AUTHORISATION TO EXCLUDE
SUBSCRIPTION RIGH
11 RESOLUTION ON THE CANCELLATION OF THE FOR FOR Management
AUTHORISED CAPITAL PURSUANT TO SECTION
4 SECTION 3 OF THE ARTICLES OF
ASSOCIATION, ON THE CREATION OF A NEW
AUTHORISED CAPITAL AGAINST
CONTRIBUTIONS IN KIND TOGETHER WITH
THE AUTHORISATION TO EXCLUDE
SUBSCRIPTION RIGH
12 RESOLUTION ON THE CANCELLATION OF THE FOR FOR Management
AUTHORISED CAPITAL PURSUANT TO SECTION
4 SECTION 4 OF THE ARTICLES OF
ASSOCIATION, ON THE CREATION OF A NEW
AUTHORISED CAPITAL AGAINST
CONTRIBUTIONS IN CASH TOGETHER WITH
THE AUTHORISATION TO EXCLUDE
SUBSCRIPTION RIGH
13 APPOINTMENT OF THE AUDITOR AND THE FOR FOR Management
GROUP AUDITOR FOR THE 2017 FINANCIAL
YEAR AS WELL AS OF THE AUDITOR FOR A
POSSIBLE AUDIT REVIEW OF THE FIRST
HALF YEAR FINANCIAL REPORT AND OTHER
INTERIM FINANCIAL REPORTS FOR THE 2017
FINANCIAL YEAR AND THE 2018 FINANCI
14 APPOINTMENT OF THE AUDITOR AND THE FOR FOR Management
GROUP AUDITOR FOR THE 2017 FINANCIAL
YEAR AS WELL AS OF THE AUDITOR FOR A
POSSIBLE AUDIT REVIEW OF THE FIRST
HALF YEAR FINANCIAL REPORT AND OTHER
INTERIM FINANCIAL REPORTS FOR THE 2017
FINANCIAL YEAR AND THE 2018 FINANCI
15 APPOINTMENT OF THE AUDITOR AND THE FOR FOR Management
GROUP AUDITOR FOR THE 2017 FINANCIAL
YEAR AS WELL AS OF THE AUDITOR FOR A
POSSIBLE AUDIT REVIEW OF THE FIRST
HALF YEAR FINANCIAL REPORT AND OTHER
INTERIM FINANCIAL REPORTS FOR THE 2017
FINANCIAL YEAR AND THE 2018 FINANCI
--------------------------------------------------------------------------------
AEGON NV, DEN HAAG
Ticker: Security ID: N00927298
Meeting Date: MAY 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
7 APPROVE DIVIDENDS OF EUR 0.26 PER FOR FOR Management
COMMON SHARE AND EUR 0.00650 PER
COMMON SHARE B
8 RATIFY PRICEWATERHOUSECOOPERS AS FOR FOR Management
AUDITORS
9 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
10 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
11 REELECT DONA YOUNG TO SUPERVISORY BOARD FOR FOR Management
12 ELECT WILLIAM CONNELLY TO SUPERVISORY FOR FOR Management
BOARD
13 ELECT MARK ELLMAN TO SUPERVISORY BOARD FOR FOR Management
14 ELECT MATTHEW RIDER TO MANAGEMENT BOARD FOR FOR Management
15 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
16 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
17 AUTHORIZE BOARD TO ISSUE SHARES UP TO FOR FOR Management
1 PERCENT OF ISSUED CAPITAL UNDER
INCENTIVE PLANS
18 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------
AEON CO.,LTD.
Ticker: Security ID: J00288100
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Yokoo, Hiroshi FOR FOR Management
3 Appoint a Director Okada, Motoya FOR FOR Management
4 Appoint a Director Mori, Yoshiki FOR FOR Management
5 Appoint a Director Yamashita, Akinori FOR FOR Management
6 Appoint a Director Sato, Ken FOR FOR Management
7 Appoint a Director Uchinaga, Yukako FOR FOR Management
8 Appoint a Director Nagashima, Toru FOR FOR Management
9 Appoint a Director Tsukamoto, Takashi FOR FOR Management
10 Appoint a Director Ono, Kotaro FOR FOR Management
--------------------------------------------------------------------------------
AERCAP HOLDINGS N.V.
Ticker: AER Security ID: N00985106
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR FOR Management
THE 2016 FINANCIAL YEAR.
2 RELEASE OF LIABILITY OF THE DIRECTORS FOR FOR Management
WITH RESPECT TO THEIR MANAGEMENT
DURING THE 2016 FINANCIAL YEAR.
3 APPOINTMENT OF MR. MICHAEL G. WALSH AS FOR FOR Management
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF
FOUR YEARS.
4 APPOINTMENT OF MR. JAMES A. LAWRENCE FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF FOUR YEARS.
5 RE-APPOINTMENT OF MR. SALEM R.A.A. AL FOR FOR Management
NOAIMI AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF ONE YEAR.
6 RE-APPOINTMENT OF MR. HOMAID A.A.M. AL FOR FOR Management
SHIMMARI AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR.
7 RE-APPOINTMENT OF MR. JAMES N. CHAPMAN FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF ONE YEAR.
8 RE-APPOINTMENT OF MR. MARIUS J.L. FOR FOR Management
JONKHART AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR.
9 APPOINTMENT OF MR. PETER L. JUHAS AS FOR FOR Management
THE PERSON REFERRED TO IN ARTICLE 16,
PARAGRAPH 8 OF THE COMPANY'S ARTICLES
OF ASSOCIATION.
10 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. FOR THE AUDIT OF THE
COMPANY'S ANNUAL ACCOUNTS FOR THE 2017
FINANCIAL YEAR.
11 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SHARES AND TO GRANT
RIGHTS TO SUBSCRIBE FOR SHARES.
12 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(A).
13 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE ADDITIONAL SHARES
AND TO GRANT ADDITIONAL RIGHTS TO
SUBSCRIBE FOR SHARES.
14 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(C).
15 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO REPURCHASE SHARES.
16 CONDITIONAL AUTHORIZATION OF THE BOARD FOR FOR Management
OF DIRECTORS TO REPURCHASE ADDITIONAL
SHARES.
17 REDUCTION OF CAPITAL THROUGH FOR FOR Management
CANCELLATION OF SHARES.
--------------------------------------------------------------------------------
AERCAP HOLDINGS N.V.
Ticker: AER Security ID: N00985106
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR FOR Management
THE 2016 FINANCIAL YEAR.
2 RELEASE OF LIABILITY OF THE DIRECTORS FOR FOR Management
WITH RESPECT TO THEIR MANAGEMENT
DURING THE 2016 FINANCIAL YEAR.
3 APPOINTMENT OF MR. MICHAEL G. WALSH AS FOR FOR Management
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF
FOUR YEARS.
4 APPOINTMENT OF MR. JAMES A. LAWRENCE FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF FOUR YEARS.
5 RE-APPOINTMENT OF MR. SALEM R.A.A. AL FOR FOR Management
NOAIMI AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF ONE YEAR.
6 RE-APPOINTMENT OF MR. HOMAID A.A.M. AL FOR FOR Management
SHIMMARI AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR.
7 RE-APPOINTMENT OF MR. JAMES N. CHAPMAN FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF ONE YEAR.
8 RE-APPOINTMENT OF MR. MARIUS J.L. FOR FOR Management
JONKHART AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR.
9 APPOINTMENT OF MR. PETER L. JUHAS AS FOR FOR Management
THE PERSON REFERRED TO IN ARTICLE 16,
PARAGRAPH 8 OF THE COMPANY'S ARTICLES
OF ASSOCIATION.
10 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. FOR THE AUDIT OF THE
COMPANY'S ANNUAL ACCOUNTS FOR THE 2017
FINANCIAL YEAR.
11 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SHARES AND TO GRANT
RIGHTS TO SUBSCRIBE FOR SHARES.
12 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(A).
13 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE ADDITIONAL SHARES
AND TO GRANT ADDITIONAL RIGHTS TO
SUBSCRIBE FOR SHARES.
14 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(C).
15 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO REPURCHASE SHARES.
16 CONDITIONAL AUTHORIZATION OF THE BOARD FOR FOR Management
OF DIRECTORS TO REPURCHASE ADDITIONAL
SHARES.
17 REDUCTION OF CAPITAL THROUGH FOR FOR Management
CANCELLATION OF SHARES.
--------------------------------------------------------------------------------
AERCAP HOLDINGS N.V., SCHIPHOL
Ticker: Security ID: N00985106
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR FOR Management
THE 2016 FINANCIAL YEAR
6 RELEASE OF LIABILITY OF THE DIRECTORS FOR FOR Management
WITH RESPECT TO THEIR MANAGEMENT
DURING THE 2016 FINANCIAL YEAR
7 APPOINTMENT OF MR. MICHAEL G. WALSH AS FOR FOR Management
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF
FOUR YEARS
8 APPOINTMENT OF MR. JAMES A. LAWRENCE FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF FOUR YEARS
9 RE-APPOINTMENT OF MR. SALEM R.A.A. AL FOR FOR Management
NOAIMI AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF ONE YEAR
10 RE-APPOINTMENT OF MR. HOMAID A.A.M. AL FOR FOR Management
SHIMMARI AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR
11 RE-APPOINTMENT OF MR. JAMES N. CHAPMAN FOR FOR Management
AS NON-EXECUTIVE DIRECTOR FOR A PERIOD
OF ONE YEAR
12 RE-APPOINTMENT OF MR. MARIUS J.L. FOR FOR Management
JONKHART AS NON-EXECUTIVE DIRECTOR FOR
A PERIOD OF ONE YEAR
13 APPOINTMENT OF MR. PETER L. JUHAS AS FOR FOR Management
THE PERSON REFERRED TO IN ARTICLE 16,
PARAGRAPH 8 OF THE COMPANY'S ARTICLES
OF ASSOCIATION
14 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. FOR THE AUDIT OF THE
COMPANY'S ANNUAL ACCOUNTS FOR THE 2017
FINANCIAL YEAR
15 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SHARES AND TO GRANT
RIGHTS TO SUBSCRIBE FOR SHARES
16 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(A)
17 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE ADDITIONAL SHARES
AND TO GRANT ADDITIONAL RIGHTS TO
SUBSCRIBE FOR SHARES
18 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS IN RELATION TO
AGENDA ITEM 10(C)
19 AUTHORIZATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO REPURCHASE SHARES
20 CONDITIONAL AUTHORIZATION OF THE BOARD FOR FOR Management
OF DIRECTORS TO REPURCHASE ADDITIONAL
SHARES
21 REDUCTION OF CAPITAL THROUGH FOR FOR Management
CANCELLATION OF SHARES
--------------------------------------------------------------------------------
AGEAS NV, BRUXELLES
Ticker: Security ID: B0148L138
Meeting Date: MAY 17, 2017 Meeting Type: MIX
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 PROPOSAL TO APPROVE THE STATUTORY FOR FOR Management
ANNUAL ACCOUNTS OF THE COMPANY FOR THE
FINANCIAL YEAR 2016
9 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR FOR FOR Management
THE 2016 FINANCIAL YEAR OF EUR 2.10
PER AGEAS SA/NV SHARE; THE DIVIDEND
WILL BE PAYABLE AS FROM 31 MAY 2017.
THE DIVIDEND WILL BE FUNDED FROM THE
AVAILABLE RESERVES AND FROM AMOUNTS
RESERVED FOR DIVIDENDS ON FINANCIA
10 PROPOSAL TO GRANT DISCHARGE OF FOR FOR Management
LIABILITY TO THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE FINANCIAL YEAR
2016
11 PROPOSAL TO GRANT DISCHARGE OF FOR FOR Management
LIABILITY TO THE AUDITOR FOR THE
FINANCIAL YEAR 2016
12 THE REMUNERATION REPORT ON THE 2016 FOR FOR Management
FINANCIAL YEAR CAN BE FOUND IN THE
CORPORATE GOVERNANCE STATEMENT SECTION
OF THE AGEAS ANNUAL REPORT 2016
13 APPOINTMENT BOARD OF DIRECTOR: FOR FOR Management
PROPOSAL TO APPOINT MRS. KATLEEN
VANDEWEYER AS AN INDEPENDENT
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, FOR A PERIOD
OF 4 YEARS, UNTIL THE CLOSE OF THE
ORDINARY GENERAL MEETING OF
SHAREHOLDERS IN 2021. M
14 RE-APPOINTMENT BOARD OF DIRECTOR: FOR FOR Management
PROPOSAL TO RE-APPOINT MR BART DE SMET
AS A MEMBER OF THE BOARD OF DIRECTORS,
FOR A PERIOD OF 4 YEARS, UNTIL THE
CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2021. MR BART DE
SMET CARRIES OUT THE FUNCTION OF E
15 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: ARTICLE 5: CAPITAL
CANCELLATION OF AGEAS SA/NV SHARES
PROPOSAL TO CANCEL 7.170.522 OWN
SHARES ACQUIRED BY THE COMPANY IN
ACCORDANCE WITH ARTICLE 620 SECTION1
OF THE COMPANIES CODE. THE
CANCELLATION WILL BE IMPUTE
17 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: ARTICLE 6: AUTHORIZED
CAPITAL: PROPOSAL TO (I) AUTHORIZE,
FOR A PERIOD OF THREE YEARS STARTING
ON THE DATE OF THE PUBLICATION IN THE
BELGIAN STATE GAZETTE OF THE AMENDMENT
TO THE ARTICLES OF ASSOCIATION RESOLVED
18 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: ARTICLE 10: BOARD OF
DIRECTORS: PROPOSAL TO CHANGE THE TWO
FIRST SENTENCES OF PARAGRAPH D) OF
ARTICLE 10 AS FOLLOWS, IN ORDER TO
ENSURE COMPLIANCE WITH THE RECENTLY
MODIFIED LEGISLATION CONCERNING THE
SUPERVISION
19 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: ARTICLE 12: MANAGEMENT OF
THE COMPANY: PROPOSAL TO CHANGE
PARAGRAPH B) OF ARTICLE 12 AS FOLLOWS,
IN ORDER TO ENSURE COMPLIANCE WITH THE
RECENTLY MODIFIED LEGISLATION
CONCERNING THE SUPERVISION OF
INSURANCE (HOLDI
20 ACQUISITION OF AGEAS SA/NV SHARES: FOR FOR Management
PROPOSAL TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY AND THE
BOARDS OF ITS DIRECT SUBSIDIARIES FOR
A PERIOD OF 24 MONTHS STARTING AFTER
THE CLOSE OF THE GENERAL MEETING WHICH
WILL DELIBERATE UPON THIS ITEM, TO ACQ
--------------------------------------------------------------------------------
AGGREKO PLC
Ticker: Security ID: G0116S185
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF REPORTS AND ADOPTION OF FOR FOR Management
ACCOUNTS
2 APPROVAL OF ANNUAL STATEMENT AND FOR FOR Management
ANNUAL REPORT ON REMUNERATION
3 APPROVAL OF REMUNERATION POLICY FOR FOR Management
4 DECLARATION OF DIVIDEND FOR FOR Management
5 ELECTION OF BARBARA JEREMIAH FOR FOR Management
6 ELECTION OF MILES ROBERTS FOR FOR Management
7 RE-ELECTION OF KEN HANNA FOR FOR Management
8 RE-ELECTION OF CHRIS WESTON FOR FOR Management
9 RE-ELECTION OF CAROLE CRAN FOR FOR Management
10 RE-ELECTION OF DAME NICOLA BREWER FOR FOR Management
11 RE-ELECTION OF RUSSELL KING FOR FOR Management
12 RE-ELECTION OF UWE KRUEGER FOR FOR Management
13 RE-ELECTION OF DIANA LAYFIELD FOR FOR Management
14 RE-ELECTION OF IAN MARCHANT FOR FOR Management
15 APPOINTMENT OF AUDITOR FOR FOR Management
16 AUTHORISE AUDIT COMMITTEE TO DETERMINE FOR FOR Management
REMUNERATION OF AUDITOR
17 AUTHORITY TO ALLOT SHARES FOR FOR Management
18 APPROVAL OF RESTRICTED SHARE PLAN FOR FOR Management
19 APPROVAL OF SHARE SAVE PLANS FOR FOR Management
20 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(CUSTOMARY)
21 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(ENHANCED)
22 PURCHASE OF OWN SHARES FOR FOR Management
23 GENERAL MEETINGS ON 14 CLEAR DAYS' FOR FOR Management
NOTICE
--------------------------------------------------------------------------------
AGL ENERGY LTD, NORTH SYDNEY
Ticker: Security ID: Q01630195
Meeting Date: SEP 28, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF BELINDA JANE HUTCHINSON FOR FOR Management
4 RE-ELECTION OF JACQUELINE CHERIE HEY FOR FOR Management
5 ELECTION OF DIANE LEE SMITH-GANDER FOR FOR Management
6 GRANT OF PERFORMANCE RIGHTS UNDER THE FOR FOR Management
AGL LTIP TO ANDREW VESEY
7 TO INCREASE THE MAXIMUM AGGREGATE FOR FOR Management
REMUNERATION OF NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION, THE FULL TEXT FOR FOR Management
OF WHICH IS SET FORTH IN APPENDIX A TO
THE ACCOMPANYING JOINT INFORMATION
CIRCULAR DATED OCTOBER 3, 2016 (THE
"INFORMATION CIRCULAR"), APPROVING A
PLAN OF ARRANGEMENT UNDER SECTION 192
OF THE CANADA BUSINESS CORPORATI
--------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION, THE FULL TEXT FOR FOR Management
OF WHICH IS SET FORTH IN APPENDIX A TO
THE ACCOMPANYING JOINT INFORMATION
CIRCULAR DATED OCTOBER 3, 2016 (THE
"INFORMATION CIRCULAR"), APPROVING A
PLAN OF ARRANGEMENT UNDER SECTION 192
OF THE CANADA BUSINESS CORPORATI
--------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
3 A RESOLUTION TO APPROVE THE FOR FOR Management
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION.
3 A RESOLUTION TO APPROVE THE FOR FOR Management
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
AIR CANADA
Ticker: ACDVF Security ID: 008911877
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP, AS AUDITOR.
3 ADOPTION OF AN ORDINARY RESOLUTION, IN FOR FOR Management
THE FORM SET OUT IN SCHEDULE "A" OF
THE MANAGEMENT PROXY CIRCULAR,
RATIFYING THE SHAREHOLDER RIGHTS PLAN
ADOPTED BY THE BOARD OF DIRECTORS ON
MARCH 24, 2017 IN ORDER TO RENEW THE
EXISTING SHAREHOLDER RIGHTS PLAN ORIG
4 ADOPTION OF AN ORDINARY RESOLUTION, IN FOR FOR Management
THE FORM SET OUT IN SCHEDULE "C" OF
THE MANAGEMENT PROXY CIRCULAR,
APPROVING AN INCREASE OF THE NUMBER OF
SHARES RESERVED AND AUTHORIZED FOR
ISSUANCE UNDER AIR CANADA'S LONG-TERM
INCENTIVE PLAN, THE WHOLE AS DESCRIBE
5 CONSIDERATION AND APPROVAL IN AN FOR FOR Management
ADVISORY, NON-BINDING CAPACITY OF A
RESOLUTION, IN THE FORM SET OUT IN
SCHEDULE "D" OF THE MANAGEMENT PROXY
CIRCULAR, IN RESPECT OF AIR CANADA'S
APPROACH TO EXECUTIVE COMPENSATION, AS
MORE PARTICULARLY DESCRIBED IN THE ACC
6 THE UNDERSIGNED CERTIFIES THAT IT HAS WITHHOLD AGAINST Management
MADE REASONABLE INQUIRIES AS TO THE
CANADIAN STATUS OF THE REGISTERED
HOLDER AND THE BENEFICIAL OWNER OF THE
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM AND HAS READ THE
DEFINITIONS FOUND BELOW SO AS TO MAKE
AN
--------------------------------------------------------------------------------
AIR FRANCE - KLM, PARIS
Ticker: Security ID: F01699135
Meeting Date: MAY 16, 2017 Meeting Type: MIX
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
8 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
JEAN-MARC JANAILLAC AS DIRECTOR
9 RENEWAL OF THE TERM OF MS MARYSE FOR FOR Management
AULAGNON AS DIRECTOR FOR A FOUR-YEAR
TERM
10 RENEWAL OF THE TERM OF MS ISABELLE FOR FOR Management
BOUILLOT AS DIRECTOR FOR A FOUR-YEAR
TERM
11 APPOINTMENT OF MS LENI M. T. BOEREN AS FOR FOR Management
DIRECTOR FOR A FOUR-YEAR TERM
12 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR ALEXANDRE DE JUNIAC, CHIEF
EXECUTIVE OFFICER UP TO 4 JULY 2016,
FOR THE 2016 FINANCIAL YEAR
13 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR JEAN-MARC JANAILLAC, CHIEF
EXECUTIVE OFFICER FROM 4 JULY 2016
ONWARDS, FOR THE 2016 FINANCIAL YEAR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING ELEMENTS
COMPRISING THE REMUNERATION AND
BENEFITS, OF ALL KINDS, ALLOCATED TO
MR JEAN-MARC JANAILLAC, CHIEF
EXECUTIVE OFFICER
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN THE
COMPANY'S SHARES
16 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION
17 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY
MEANS OF PU
18 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED AND TO
AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING
ACCESS BY ANY MEANS TO THE ALLOCATION
OF EQUITY SEC
19 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EM
20 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE
AMOUNT OF THE INITIAL ISSUE,
21 DELEGATION OF POWERS FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 30 MILLION EURO IN ORDER TO
REMUNERATE THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SECURITIES OR TRANSFERAB
22 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, ISSUE PREMIUMS OR OTHER SUMS
WHICH MAY BE CAPITALISED, WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 150
MILLION EURO, FOR A PERIOD OF 26 MONTHS
23 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION
24 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY
MEANS OF PU
25 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED AND TO
AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING
ACCESS BY ANY MEANS TO THE ALLOCATION
OF EQUITY SEC
26 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EM
27 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE
AMOUNT OF THE INITIAL ISSUE,
28 DELEGATION OF POWERS FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 15 MILLION EURO IN ORDER TO
REMUNERATE THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SECURITIES OR TRANSFERAB
29 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, ISSUE PREMIUMS OR OTHER SUMS
WHICH MAY BE CAPITALISED, WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 75
MILLION EURO, FOR A PERIOD OF 26 MONTHS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
EXISTING COMPANY SHARES, SUBJECT TO
PERFORMANCE CONDITIONS, WITHIN THE
LIMIT OF 2.5% OF SHARE CAPITAL, FOR A
PERIOD OF 38 MONTHS, TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANIES
31 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING CAPITAL RESERVED FOR
MEMBERS OF A COMPANY OR GROUP SAVINGS
SCHEME, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, WITHIN THE LIMIT OF 2% OF
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
8 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
JEAN-MARC JANAILLAC AS DIRECTOR
9 RENEWAL OF THE TERM OF MS MARYSE FOR FOR Management
AULAGNON AS DIRECTOR FOR A FOUR-YEAR
TERM
10 RENEWAL OF THE TERM OF MS ISABELLE FOR FOR Management
BOUILLOT AS DIRECTOR FOR A FOUR-YEAR
TERM
11 APPOINTMENT OF MS LENI M. T. BOEREN AS FOR FOR Management
DIRECTOR FOR A FOUR-YEAR TERM
12 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR ALEXANDRE DE JUNIAC, CHIEF
EXECUTIVE OFFICER UP TO 4 JULY 2016,
FOR THE 2016 FINANCIAL YEAR
13 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR JEAN-MARC JANAILLAC, CHIEF
EXECUTIVE OFFICER FROM 4 JULY 2016
ONWARDS, FOR THE 2016 FINANCIAL YEAR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING ELEMENTS
COMPRISING THE REMUNERATION AND
BENEFITS, OF ALL KINDS, ALLOCATED TO
MR JEAN-MARC JANAILLAC, CHIEF
EXECUTIVE OFFICER
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN THE
COMPANY'S SHARES
16 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION
17 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY
MEANS OF PU
18 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED AND TO
AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING
ACCESS BY ANY MEANS TO THE ALLOCATION
OF EQUITY SEC
19 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EM
20 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE
AMOUNT OF THE INITIAL ISSUE,
21 DELEGATION OF POWERS FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 30 MILLION EURO IN ORDER TO
REMUNERATE THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SECURITIES OR TRANSFERAB
22 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, ISSUE PREMIUMS OR OTHER SUMS
WHICH MAY BE CAPITALISED, WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 150
MILLION EURO, FOR A PERIOD OF 26 MONTHS
23 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
RETENTION
24 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY
MEANS OF PU
25 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED AND TO
AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING
ACCESS BY ANY MEANS TO THE ALLOCATION
OF EQUITY SEC
26 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY COMMON
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY TO BE ISSUED
OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITH NO
PRE-EM
27 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, LIMITED TO 15% OF THE
AMOUNT OF THE INITIAL ISSUE,
28 DELEGATION OF POWERS FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITHIN THE LIMIT OF A NOMINAL
AMOUNT OF 15 MILLION EURO IN ORDER TO
REMUNERATE THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SECURITIES OR TRANSFERAB
29 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, ISSUE PREMIUMS OR OTHER SUMS
WHICH MAY BE CAPITALISED, WITHIN THE
LIMIT OF A NOMINAL AMOUNT OF 75
MILLION EURO, FOR A PERIOD OF 26 MONTHS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
EXISTING COMPANY SHARES, SUBJECT TO
PERFORMANCE CONDITIONS, WITHIN THE
LIMIT OF 2.5% OF SHARE CAPITAL, FOR A
PERIOD OF 38 MONTHS, TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANIES
31 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING CAPITAL RESERVED FOR
MEMBERS OF A COMPANY OR GROUP SAVINGS
SCHEME, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, WITHIN THE LIMIT OF 2% OF
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS
Ticker: Security ID: F01764103
Meeting Date: MAY 03, 2017 Meeting Type: MIX
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR; SETTING OF THE
DIVIDEND: EUR 2.60 PER SHARE AND AN
EXTRA OF EUR 0.26 PER SHARE TO LONG
TERM REGISTERED SHARES
8 18-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOW THE
COMPANY TO TRADE IN ITS OWN SHARES
9 RENEWAL OF THE TERM OF MR THIERRY FOR FOR Management
PEUGEOT AS DIRECTOR
10 APPOINTMENT OF MR. XAVIER HUILLARD AS FOR FOR Management
DIRECTOR
11 STATUTORY AUDITORS' SPECIAL REPORT ON FOR FOR Management
THE AGREEMENTS GOVERNED BY ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 ADVISORY REVIEW OF COMPENSATION OWED FOR FOR Management
OR PAID TO MR BENOIT POTIER FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR PIERRE DUFOUR FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
14 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE DEPUTY GENERAL MANAGER
16 24-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE SHARE
CAPITAL THROUGH THE CANCELLATION OF
TREASURY SHARES
17 26-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
INCREASE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR
DEFERRED ACCESS TO THE COMPANY'S
CAPITAL WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPT
18 26-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, IN THE
EVENT OF OVER-SUBSCRIPTION, THE AMOUNT
OF ISSUES OF SHARES OR TRANSFERABLE
SECURITIES
19 26-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
UNDERTAKE CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS RESERVED FOR
MEMBERS OF A COMPANY OR GROUP SAVINGS
SCHEME
20 18-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
UNDERTAKE CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS RESERVED FOR A
CATEGORY OF BENEFICIARIES
21 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR; SETTING OF THE
DIVIDEND: EUR 2.60 PER SHARE AND AN
EXTRA OF EUR 0.26 PER SHARE TO LONG
TERM REGISTERED SHARES
8 18-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOW THE
COMPANY TO TRADE IN ITS OWN SHARES
9 RENEWAL OF THE TERM OF MR THIERRY FOR FOR Management
PEUGEOT AS DIRECTOR
10 APPOINTMENT OF MR. XAVIER HUILLARD AS FOR FOR Management
DIRECTOR
11 STATUTORY AUDITORS' SPECIAL REPORT ON FOR FOR Management
THE AGREEMENTS GOVERNED BY ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
12 ADVISORY REVIEW OF COMPENSATION OWED FOR FOR Management
OR PAID TO MR BENOIT POTIER FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR PIERRE DUFOUR FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
14 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE DEPUTY GENERAL MANAGER
16 24-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE SHARE
CAPITAL THROUGH THE CANCELLATION OF
TREASURY SHARES
17 26-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
INCREASE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR
DEFERRED ACCESS TO THE COMPANY'S
CAPITAL WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPT
18 26-MONTH AUTHORISATION GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, IN THE
EVENT OF OVER-SUBSCRIPTION, THE AMOUNT
OF ISSUES OF SHARES OR TRANSFERABLE
SECURITIES
19 26-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
UNDERTAKE CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS RESERVED FOR
MEMBERS OF A COMPANY OR GROUP SAVINGS
SCHEME
20 18-MONTH DELEGATION OF AUTHORITY FOR FOR Management
GRANTED TO THE BOARD OF DIRECTORS TO
UNDERTAKE CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS RESERVED FOR A
CATEGORY OF BENEFICIARIES
21 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
AIRBUS GROUP SE
Ticker: Security ID: N0280E105
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE AUDITED ACCOUNTS FOR FOR FOR Management
THE FINANCIAL YEAR 2016
2 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR1.35 PER SHARE
3 RELEASE FROM LIABILITY OF THE FOR FOR Management
NON-EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS
4 RELEASE FROM LIABILITY OF THE FOR FOR Management
EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
5 APPOINTMENT OF ERNST & YOUNG FOR FOR Management
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2017
6 RENEWAL OF THE APPOINTMENT OF MR. FOR FOR Management
DENIS RANQUE AS A NON-EXECUTIVE MEMBER
OF THE BOARD OF DIRECTORS FOR A TERM
OF THREE YEARS
7 RENEWAL OF THE APPOINTMENT OF MR. FOR FOR Management
RALPH D. CROSBY, JR. AS A
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS
8 RENEWAL OF THE APPOINTMENT OF MR. FOR FOR Management
HERMANN-JOSEF LAMBERTI AS A
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS
9 APPOINTMENT OF LORD DRAYSON (PAUL) AS FOR FOR Management
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS IN
REPLACEMENT OF MR. LAKSHMI N. MITTAL
WHOSE MANDATE EXPIRES
10 AMENDMENT OF ARTICLE 2 PARAGRAPH 1 FOR FOR Management
("NAME") OF THE COMPANY'S ARTICLES OF
ASSOCIATION
11 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF POWERS TO ISSUE SHARES, TO GRANT
RIGHTS TO SUBSCRIBE FOR SHARES AND TO
LIMIT OR EXCLUDE PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED L
12 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF POWERS TO ISSUE SHARES, TO GRANT
RIGHTS TO SUBSCRIBE FOR SHARES AND TO
LIMIT OR EXCLUDE PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP
COMPANIES
13 RENEWAL OF THE AUTHORISATION FOR THE FOR FOR Management
BOARD OF DIRECTORS TO REPURCHASE UP TO
10% OF THE COMPANY'S ISSUED SHARE
CAPITAL
14 CANCELLATION OF SHARES REPURCHASED BY FOR FOR Management
THE COMPANY
--------------------------------------------------------------------------------
AISIN SEIKI CO., LTD.
Ticker: Security ID: J00714105
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Toyoda, Kanshiro FOR FOR Management
4 Appoint a Director Ihara, Yasumori FOR FOR Management
5 Appoint a Director Mitsuya, Makoto FOR FOR Management
6 Appoint a Director Fujie, Naofumi FOR FOR Management
7 Appoint a Director Okabe, Hitoshi FOR FOR Management
8 Appoint a Director Usami, Kazumi FOR FOR Management
9 Appoint a Director Ozaki, Kazuhisa FOR FOR Management
10 Appoint a Director Kobayashi, Toshio FOR FOR Management
11 Appoint a Director Haraguchi, Tsunekazu FOR FOR Management
12 Appoint a Director Hamada, Michiyo FOR FOR Management
13 Appoint a Director Nishikawa, Masahiro FOR FOR Management
14 Appoint a Director Uenaka, Hiroshi FOR FOR Management
15 Appoint a Director Ogiso, Satoshi FOR FOR Management
16 Appoint a Director Shimizu, Kanichi FOR FOR Management
17 Appoint a Corporate Auditor Kobayashi, FOR FOR Management
Ryo
18 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
AKER SOLUTIONS ASA, LYSAKER
Ticker: Security ID: R0138P118
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF SUMMONS AND AGENDA FOR WITHHOLD Management
7 APPOINTMENT OF A PERSON TO CO-SIGN THE FOR WITHHOLD Management
MINUTES TOGETHER WITH THE CHAIRMAN
9 APPROVAL OF THE 2016 ANNUAL ACCOUNTS FOR WITHHOLD Management
OF AKER SOLUTIONS ASA, THE GROUP'S
CONSOLIDATED ACCOUNTS AND THE BOARD OF
DIRECTORS' REPORT
11 VOTE ON THE ADVISORY GUIDELINES FOR FOR WITHHOLD Management
REMUNERATION OF EXECUTIVE MANAGEMENT
12 VOTE ON THE BINDING GUIDELINES FOR WITHHOLD Management
CONCERNING REMUNERATION RELATED TO
SHARES OR THE COMPANY'S SHARE PRICE
13 APPROVAL OF REMUNERATION TO THE FOR WITHHOLD Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE AUDIT COMMITTEE
14 APPROVAL OF REMUNERATION TO THE FOR WITHHOLD Management
MEMBERS OF THE NOMINATION COMMITTEE
15 ELECTION OF MEMBERS TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS: HAAKON BERG
16 ELECTION OF MEMBERS TO THE NOMINATION FOR WITHHOLD Management
COMMITTEE
17 APPROVAL OF REMUNERATION TO THE FOR WITHHOLD Management
AUDITOR FOR 2016
18 AUTHORIZATION TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS' TO PURCHASE TREASURY SHARES
IN CONNECTION WITH ACQUISITIONS,
MERGERS, DEMERGERS OR OTHER
TRANSACTIONS
19 AUTHORIZATION TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS TO PURCHASE TREASURY SHARES
IN CONNECTION WITH THE SHARE PROGRAM
FOR EMPLOYEES
20 AUTHORIZATION TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS TO PURCHASE TREASURY SHARES
FOR THE PURPOSE OF INVESTMENT OR
SUBSEQUENT SALE OR DELETION OF SHARES
--------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM
Ticker: Security ID: N01803100
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
6 APPROVE DIVIDENDS OF EUR1.65 PER SHARE FOR FOR Management
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
9 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
10 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
11 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
12 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
--------------------------------------------------------------------------------
ALSTOM SA, PARIS
Ticker: Security ID: F0259M475
Meeting Date: JUL 05, 2016 Meeting Type: MIX
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 MARCH 2016
7 APPROVAL OF REGULATED AGREEMENTS FOR FOR Management
SIGNED WITHIN THE YEAR ENDED 31 MARCH
2016 - COMMITMENTS PURSUANT TO ARTICLE
L.225-42-1 OF THE FRENCH COMMERCIAL
CODE UNDERTAKEN IN FAVOUR OF MR HENRI
POUPART-LAFARGE`
8 RENEWAL OF THE TERM OF MR PASCAL FOR FOR Management
COLOMBANI AS DIRECTOR
9 RENEWAL OF THE TERM OF MR GERARD FOR FOR Management
HAUSER AS DIRECTOR
10 ADVISORY SHAREHOLDERS' REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016 TO
MR PATRICK KRON
11 ADVISORY SHAREHOLDERS' REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016 TO
MR HENRI POUPART-LAFARGE
12 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
13 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE AND/OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCR
14 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIP
15 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIP
16 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY UP TO 10% IN ORDER TO REMUNERATE
IN-KIND CONTRIBUTIONS OF EQUITY
SECURITIES OR SECURITIES THAT GRANT
ACCESS TO THE CAPITAL, WITH THIS
AMOUNT BEING CHARGED AGAINST THE
OVERALL CEI
17 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
FOR UP TO 15% OF THE PRIMARY ISSUE AND
THE MAXIMUM CAPITAL INCREASE
18 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE OF
EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE FOR UP TO
10% OF THE SHARE CAPITAL, BY PUBLIC
OFFERING OR PRIVATE PLACEMENT,
ACCORDING TO THE TERMS DETERMINED BY
THE GEN
19 DELEGATION OF AUTHORITY TO BOARD OF FOR FOR Management
DIRECTORS TO ISSUE COMPANY SHARES AND
SECURITIES THAT GRANT ACCESS TO THE
COMPANY'S CAPITAL IN THE EVENT OF A
PUBLIC EXCHANGE OFFERING INITIATED BY
THE COMPANY, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, WI
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMPANY SHARES, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A
RESULT OF ISSUANCES BY SUBSIDIARIES OF
THE COMPANY, OF SECURITIES THAT GRANT
ACCESS TO COMPANY SHARES, WITH THIS
AMOU
21 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE AND/OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCR
22 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIP
23 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND ANY
SECURITIES THAT GRANT IMMEDIATE OR
FUTURE ACCESS TO COMPANY SHARES OR
SHARES OF ONE OF ITS SUBSIDIARIES,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIP
24 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY UP TO 10% IN ORDER TO REMUNERATE
IN-KIND CONTRIBUTIONS OF EQUITY
SECURITIES OR SECURITIES THAT GRANT
ACCESS TO THE CAPITAL, WITH THIS
AMOUNT BEING CHARGED AGAINST THE
OVERALL CEI
25 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE, WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
FOR UP TO 15% OF THE PRIMARY ISSUE AND
THE MAXIMUM CAPITAL INCREASE
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE OF
EQUITY SECURITIES TO BE ISSUED
IMMEDIATELY OR IN THE FUTURE FOR UP TO
10% OF THE SHARE CAPITAL, BY PUBLIC
OFFERING OR BY PRIVATE PLACEMENT,
ACCORDING TO THE TERMS DETERMINED BY
THE
27 DELEGATION OF AUTHORITY TO BOARD OF FOR FOR Management
DIRECTORS TO ISSUE COMPANY SHARES AND
SECURITIES THAT GRANT ACCESS TO THE
COMPANY'S CAPITAL IN THE EVENT OF A
PUBLIC EXCHANGE OFFERING INITIATED BY
THE COMPANY, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, WI
28 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY SHARES,
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, AS A RESULT OF ISSUANCES BY
SUBSIDIARIES OF THE COMPANY, OF
SECURITIES THAT GRANT ACCESS TO
COMPANY SHARES, WITH THIS AMOUNT BEING
CHARG
29 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING EQUITY SECURITIES
OR SECURITIES THAT GRANT ACCESS TO THE
COMPANY'S CAPITAL, WITH CANCELATION OF
THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN FAVOUR OF THOSE
30 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN FAVOUR OF A CATEGORY OF
BENEFICIARIES THAT ALLOWS EMPLOYEES OF
FOREIGN AFFILIATES IN THE GROUP TO BEN
31 POWERS TO EXECUTE THE DECISIONS OF THE FOR FOR Management
MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------
AMCOR LTD, HAWTHORN
Ticker: Security ID: Q03080100
Meeting Date: OCT 20, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT AS A DIRECTOR DR ARMIN FOR FOR Management
MEYER
3 TO RE-ELECT AS A DIRECTOR MRS KAREN FOR FOR Management
GUERRA
4 ADOPTION OF REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
AMP LIMITED, PARRAMATTA
Ticker: Security ID: Q0344G101
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT CATHERINE BRENNER AS A FOR FOR Management
DIRECTOR
3 TO RE-ELECT PATTY AKOPIANTZ AS A FOR FOR Management
DIRECTOR
4 TO RE-ELECT TREVOR MATTHEWS AS A FOR FOR Management
DIRECTOR
5 TO ELECT GEOFF ROBERTS AS A DIRECTOR FOR FOR Management
6 TO ELECT PETER VARGHESE AS A DIRECTOR FOR FOR Management
7 TO ELECT MIKE WILKINS AS A DIRECTOR FOR FOR Management
8 ADOPTION OF REMUNERATION REPORT FOR FOR Management
9 APPROVAL OF CHIEF EXECUTIVE OFFICER'S FOR FOR Management
LONG-TERM INCENTIVE FOR 2017
--------------------------------------------------------------------------------
ANA HOLDINGS INC.
Ticker: Security ID: J51914109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
5 Appoint a Director Ito, Shinichiro FOR FOR Management
6 Appoint a Director Shinobe, Osamu FOR FOR Management
7 Appoint a Director Katanozaka, Shinya FOR FOR Management
8 Appoint a Director Nagamine, Toyoyuki FOR FOR Management
9 Appoint a Director Ishizaka, Naoto FOR FOR Management
10 Appoint a Director Takada, Naoto FOR FOR Management
11 Appoint a Director Hirako, Yuji FOR FOR Management
12 Appoint a Director Mori, Shosuke FOR FOR Management
13 Appoint a Director Yamamoto, Ado FOR FOR Management
14 Appoint a Director Kobayashi, Izumi FOR FOR Management
15 Appoint a Corporate Auditor Tonomoto, FOR FOR Management
Kiyoshi
16 Appoint a Corporate Auditor Hasegawa, FOR FOR Management
Akihiko
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON
Ticker: Security ID: G03764134
Meeting Date: APR 24, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
17 TO APPROVE THAT THE MINIMUM NUMBER OF FOR FOR Management
DIRECTORS BE REDUCED FROM TEN TO FIVE
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
19 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
20 TO AUTHORISE THE PURCHASE OF OWN SHARES FOR FOR Management
21 TO AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS (OTHER THAN AN AGM)
ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR FOR Management
2 TO ELECT STEPHEN PEARCE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
3 TO ELECT NOLITHA FAKUDE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
4 TO RE-ELECT MARK CUTIFANI AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 TO RE-ELECT BYRON GROTE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT SIR PHILIP HAMPTON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT TONY O'NEILL AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT SIR JOHN PARKER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MPHU RAMATLAPENG AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT JIM RUTHERFORD AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT ANNE STEVENS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
12 TO RE-ELECT JACK THOMPSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR FOR FOR Management
OF THE COMPANY FOR THE ENSUING YEAR
14 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITOR
15 TO APPROVE THE REMUNERATION POLICY FOR FOR Management
CONTAINED IN THE DIRECTORS
REMUNERATION REPORT
16 TO APPROVE THE IMPLEMENTATION REPORT FOR FOR Management
CONTAINED IN THE DIRECTORS
REMUNERATION REPORT
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: Security ID: B639CJ108
Meeting Date: APR 26, 2017 Meeting Type: MIX
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 RENEW AUTHORIZATION TO INCREASE SHARE FOR FOR Management
CAPITAL UP TO 3 PERCENT OF ISSUED
SHARE CAPITAL
7 APPROVAL OF THE ACCOUNTS OF THE OLD AB FOR FOR Management
INBEV
8 APPROVE DISCHARGE TO THE DIRECTORS OF FOR FOR Management
THE OLD AB INBEV
9 APPROVE DISCHARGE OF AUDITORS OF THE FOR FOR Management
OLD AB INBEV
13 ADOPT FINANCIAL STATEMENTS FOR FOR Management
14 APPROVE DISCHARGE TO THE DIRECTORS FOR FOR Management
15 APPROVE DISCHARGE OF AUDITORS FOR FOR Management
16 ELECT M.J. BARRINGTON AS DIRECTOR FOR FOR Management
17 ELECT W.F. GIFFORD JR. AS DIRECTOR FOR FOR Management
18 ELECT A. SANTO DOMINGO DAVILA AS FOR FOR Management
DIRECTOR
19 APPROVE REMUNERATION REPORT FOR FOR Management
20 APPROVE REMUNERATION OF DIRECTORS FOR FOR Management
21 APPROVE NON-EXECUTIVE DIRECTOR STOCK FOR FOR Management
OPTION GRANTS
22 AUTHORIZE IMPLEMENTATION OF APPROVED FOR FOR Management
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES
Ticker: Security ID: B6399C107
Meeting Date: SEP 28, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVE, IN ACCORDANCE WITH ARTICLE 23 FOR FOR Management
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY, THE TRANSACTION, INCLUDING
THE ACQUISITION BY AB INBEV OF THE
SHARES OF NEWBELCO AT A PRICE OF GBP 0.
45 EACH UNDER THE BELGIAN OFFER, FOR A
VALUE EXCEEDING ONE THIRD OF
6 APPROVE (I) THE MERGER TERMS, (II) THE FOR FOR Management
BELGIAN MERGER, SUBJECT TO THE
CONDITIONS SET OUT IN THE MERGER TERMS
AND EFFECTIVE UPON PASSING OF THE
FINAL NOTARIAL DEED, AND (III) THE
DISSOLUTION WITHOUT LIQUIDATION OF AB
INBEV UPON COMPLETION OF THE BELGIAN ME
7 APPROVE, IN ACCORDANCE WITH ARTICLE 23 FOR FOR Management
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY, (I) THE DELISTING OF THE
SECURITIES OF THE COMPANY FROM
EURONEXT BRUSSELS, (II) THE DELISTING
OF THE SECURITIES OF THE COMPANY FROM
THE JOHANNESBURG STOCK EXCHANGE, AND
8 APPROVE THE DELEGATION OF POWERS TO: FOR FOR Management
(I) ANY DIRECTOR OF THE COMPANY FROM
TIME TO TIME, SABINE CHALMERS, LUCAS
LIRA, BENOIT LOORE, ANN RANDON,
PATRICIA FRIZO, GERT BOULANGE, JAN
VANDERMEERSCH, PHILIP GORIS AND
ROMANIE DENDOOVEN (EACH AN "AUTHORISED
PERSON
--------------------------------------------------------------------------------
AOYAMA TRADING CO.,LTD.
Ticker: Security ID: J01722107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Miyamae, Shozo FOR FOR Management
4 Appoint a Director Miyamae, Hiroaki FOR FOR Management
5 Appoint a Director Aoyama, Osamu FOR FOR Management
6 Appoint a Director Miyatake, Makoto FOR FOR Management
7 Appoint a Director Matsukawa, Yoshiyuki FOR FOR Management
8 Appoint a Director Okano, Shinji FOR FOR Management
9 Appoint a Director Uchibayashi, Seishi FOR FOR Management
10 Appoint a Corporate Auditor Watanabe, FOR FOR Management
Toru
--------------------------------------------------------------------------------
AOZORA BANK,LTD.
Ticker: Security ID: J0172K107
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
4 Appoint a Director Fukuda, Makoto FOR FOR Management
5 Appoint a Director Baba, Shinsuke FOR FOR Management
6 Appoint a Director Saito, Takeo FOR FOR Management
7 Appoint a Director Takeda, Shunsuke FOR FOR Management
8 Appoint a Director Mizuta, Hiroyuki FOR FOR Management
9 Appoint a Director Murakami, Ippei FOR FOR Management
10 Appoint a Director Ito, Tomonori FOR FOR Management
11 Appoint a Director Sekizawa, Yukio FOR FOR Management
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Uchida, Keiichiro
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Mitch R. Fulscher
--------------------------------------------------------------------------------
ARC RESOURCES LTD.
Ticker: AETUF Security ID: 00208D408
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
(PWC), CHARTERED ACCOUNTANTS, AS
AUDITORS TO HOLD OFFICE UNTIL THE
CLOSE OF THE NEXT ANNUAL MEETING OF
THE CORPORATION, AT SUCH REMUNERATION
AS MAY BE DETERMINED BY THE BOARD OF
DIRECTORS OF THE CORPORATION.
3 A RESOLUTION TO APPROVE THE FOR FOR Management
CORPORATION'S ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ARCELORMITTAL SA, LUXEMBOURG
Ticker: Security ID: L0302D129
Meeting Date: MAY 10, 2017 Meeting Type: MIX
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
4 APPROVAL OF THE PARENT COMPANY FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2016
5 ALLOCATION OF RESULTS AND FOR FOR Management
DETERMINATION OF THE DIVIDEND
6 APPROVE THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS IN
RELATION TO THE FINANCIAL YEAR 2016
7 DISCHARGE OF THE DIRECTORS. FOR FOR Management
8 REELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: LAKSHMI N. MITTAL
9 REELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: BRUNO LAFONT
10 REELECTION OF MEMBER OF THE BOARD OF FOR FOR Management
DIRECTORS: MICHEL WURTH
11 APPOINTMENT OF AN INDEPENDENT AUDITOR FOR FOR Management
IN RELATION TO THE PARENT COMPANY
FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2016
12 AUTHORISATION OF GRANTS OF SHARE BASED FOR FOR Management
INCENTIVES
13 DECISION TO EFFECT A SHARE FOR FOR Management
CONSOLIDATION WITH RESPECT TO ALL
OUTSTANDING SHARES OF THE COMPANY BY
MEANS OF A 1-FOR-3 REVERSE STOCK SPLIT
ON THE EFFECTIVE DATE (AS DEFINED
BELOW) AND TO AMEND ARTICLE 5.1 OF THE
ARTICLES OF ASSOCIATION ACCORDINGLY
(THE "REV
14 DECISION TO ADJUST, RENEW AND EXTEND FOR FOR Management
THE SCOPE OF THE AUTHORISED SHARE
CAPITAL OF THE COMPANY, TO AUTHORISE
THE BOARD OF DIRECTORS TO LIMIT OR
CANCEL THE PREFERENTIAL SUBSCRIPTION
RIGHT OF EXISTING SHAREHOLDERS AND TO
AMEND ARTICLES 5.2 AND 5.5 OF THE ART
15 DECISION TO AMEND ARTICLES 4, 5, 7, 8, FOR FOR Management
9, 11, 13, 14 AND 15 OF THE ARTICLES
OF ASSOCIATION TO REFLECT RECENT
CHANGES IN LUXEMBOURG LAW
16 APPROVAL OF THE COMPULSORY FOR FOR Management
DEMATERIALISATION OF ALL THE SHARES IN
THE COMPANY IN ACCORDANCE WITH THE LAW
OF 6TH APRIL 2013 ON DEMATERIALISED
SECURITIES AND DELEGATION OF POWERS TO
THE BOARD OF DIRECTORS TO INTER ALIA
DETERMINE THE EFFECTIVE DATE OF SUCH C
--------------------------------------------------------------------------------
ARKEMA SA, COLOMBES
Ticker: Security ID: F0392W125
Meeting Date: MAY 23, 2017 Meeting Type: MIX
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
8 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND: EUR 2.05 PER
SHARE
9 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
REPORT PURSUANT TO THE REGULATED
AGREEMENTS AND COMMITMENTS IN ARTICLES
L.225-38 AND FOLLOWING THE FRENCH
COMMERCIAL CODE
10 RATIFICATION OF THE COOPTATION OF MRS FOR FOR Management
MARIE-JOSE DONSION AS DIRECTOR
11 RENEWAL OF THE TERM OF MR MARC FOR FOR Management
PANDRAUD AS DIRECTOR
12 RENEWAL OF THE TERM OF MR THIERRY FOR FOR Management
MORIN AS DIRECTOR
13 APPOINTMENT OF MS YANNICK ASSOUAD AS FOR FOR Management
DIRECTOR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR THE
ALLOCATION AND DESIGNATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL
COMPENSATION AND BENEFITS OF EVERY
KIND DUE TO THE CHIEF EXECUTIVE OFFICER
15 SHAREHOLDER CONSULTATION ON THE FOR FOR Management
COMPENSATION OWED OR PAID TO THE CHIEF
EXECUTIVE OFFICER IN 2016
16 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, FOR DURATION OF 18 MONTHS,
TO TRADE IN COMPANY SHARES
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, FOR DURATION OF 24 MONTHS,
TO REDUCE THE SHARE CAPITAL BY MEANS
OF SHARE CANCELLATION
18 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
19 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: APPROVE STOCK
DIVIDEND PROGRAM (CASH OR SHARES)
--------------------------------------------------------------------------------
ARM HOLDINGS PLC, CAMBRIDGE
Ticker: Security ID: G0483X122
Meeting Date: AUG 30, 2016 Meeting Type: Ordinary General Meeting
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE CASH ACQUISITION OF ARM FOR FOR Management
HOLDINGS PLC BY SOFTBANK GROUP CORP
--------------------------------------------------------------------------------
ARM HOLDINGS PLC, CAMBRIDGE
Ticker: Security ID: G0483X122
Meeting Date: AUG 30, 2016 Meeting Type: Court Meeting
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE SCHEME OF ARRANGEMENT FOR FOR Management
CONTAINED IN THE NOTICE OF MEETING
DATED THE 3RD AUGUST 2016
--------------------------------------------------------------------------------
ARTIS REAL ESTATE INVESTMENT TRUST
Ticker: ARESF Security ID: 04315L105
Meeting Date: JUN 15, 2017 Meeting Type: Annual and Special Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE RESOLUTION FIXING THE NUMBER OF FOR FOR Management
TRUSTEES ("TRUSTEES") TO BE ELECTED AT
THE MEETING AT EIGHT (8).
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 THE RESOLUTION REAPPOINTING DELOITTE FOR FOR Management
LLP AS THE EXTERNAL AUDITOR OF ARTIS
FOR THE ENSUING YEAR AND AUTHORIZING
THE TRUSTEES TO FIX THE REMUNERATION
OF THE EXTERNAL AUDITOR.
4 THE RESOLUTION APPROVING THE RENEWAL FOR FOR Management
OF AND AMENDMENTS TO THE UNITHOLDER
RIGHTS PLAN.
--------------------------------------------------------------------------------
ASAHI GLASS COMPANY,LIMITED
Ticker: Security ID: J02394120
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Ishimura, Kazuhiko FOR FOR Management
5 Appoint a Director Shimamura, Takuya FOR FOR Management
6 Appoint a Director Hirai, Yoshinori FOR FOR Management
7 Appoint a Director Miyaji, Shinji FOR FOR Management
8 Appoint a Director Kimura, Hiroshi FOR FOR Management
9 Appoint a Director Egawa, Masako FOR FOR Management
10 Appoint a Director Hasegawa, Yasuchika FOR FOR Management
11 Appoint a Corporate Auditor Tatsuno, FOR FOR Management
Tetsuo
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD.
Ticker: Security ID: J02100113
Meeting Date: MAR 28, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
8 Appoint a Director Hamada, Kenji FOR FOR Management
9 Appoint a Director Bando, Mariko FOR FOR Management
10 Appoint a Director Tanaka, Naoki FOR FOR Management
11 Appoint a Director Kosaka, Tatsuro FOR FOR Management
12 Appoint a Director Katsuki, Atsushi FOR FOR Management
13 Appoint a Corporate Auditor Kawakami, FOR FOR Management
Yutaka
2 Approve Appropriation of Surplus FOR FOR Management
4 Appoint a Director Koji, Akiyoshi FOR FOR Management
5 Appoint a Director Takahashi, FOR FOR Management
Katsutoshi
6 Appoint a Director Okuda, Yoshihide FOR FOR Management
7 Appoint a Director Kagami, Noboru FOR FOR Management
3 Appoint a Director Izumiya, Naoki FOR FOR Management
14 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation
--------------------------------------------------------------------------------
ASAHI KASEI CORPORATION
Ticker: Security ID: J0242P110
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Ito, Ichiro FOR FOR Management
3 Appoint a Director Kobori, Hideki FOR FOR Management
4 Appoint a Director Nakao, Masafumi FOR FOR Management
5 Appoint a Director Sakamoto, Shuichi FOR FOR Management
6 Appoint a Director Kakizawa, Nobuyuki FOR FOR Management
7 Appoint a Director Hashizume, Soichiro FOR FOR Management
8 Appoint a Director Ichino, Norio FOR FOR Management
9 Appoint a Director Shiraishi, Masumi FOR FOR Management
10 Appoint a Director Tatsuoka, Tsuneyoshi FOR FOR Management
11 Appoint a Corporate Auditor Kobayashi, FOR FOR Management
Yuji
12 Appoint a Corporate Auditor Konishi, FOR FOR Management
Hikoe
13 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors
--------------------------------------------------------------------------------
ASATSU-DK INC.
Ticker: Security ID: J03014107
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ueno,
Shinichi
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nakai,
Noriyuki
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Uemura,
Yoshiki
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Ishiwata, Yoshitaka
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Stuart
Neish
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kido,
Hideaki
--------------------------------------------------------------------------------
ASR NEDERLAND N.V.
Ticker: Security ID: N0709G103
Meeting Date: MAY 31, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
6 APPROVE DIVIDENDS OF EUR 1.27 PER SHARE FOR FOR Management
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
9 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
10 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
11 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
12 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A., TRIESTE
Ticker: Security ID: T05040109
Meeting Date: APR 25, 2017 Meeting Type: MIX
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 TO APPROVE THE BALANCE SHEET AS OF 31 FOR FOR Management
DECEMBER 2016, TOGETHER WITH THE BOARD
OF DIRECTORS, GRANTING OF POWERS.
EXTERNAL AND INTERNAL AUDITORS REPORTS.
CONSOLIDATED BALANCE SHEET.
RESOLUTIONS RELATED THERETO
5 NET INCOME ALLOCATION OF THE FINANCIAL FOR FOR Management
YEAR 2016 AND DIVIDEND DISTRIBUTION.
RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
8 TO APPOINT TO THE INTERNAL AUDITORS FOR FOR Management
AND THEIR CHAIRMAN FOR THE FISCAL
YEARS ENDING THE 31 DECEMBER 2017,
2018, 2019. RESOLUTIONS RELATED
THERETO: EFFECTIVE AUDITORS: LORENZO
POZZA, ANTONIA DI BELLA, MAURIZIO
DATTILO. SUPPLEMENTARY AUDITORS:
FRANCESCO DI C
9 TO APPOINT TO THE INTERNAL AUDITORS FOR ABSTAIN Management
AND THEIR CHAIRMAN FOR THE FISCAL
YEARS ENDING THE 31 DECEMBER 2017,
2018, 2019. RESOLUTIONS RELATED
THERETO: EFFECTIVE AUDITOR: DITTMEIER
CAROLYN. SUPPLEMENTARY AUDITOR:
OLIVOTTO SILVIA
10 TO STATE INTERNAL AUDITORS' EMOLUMENT FOR FOR Management
FOR THE FISCAL YEARS ENDING THE 31
DECEMBER 2017, 2018, 2019
11 REWARDING REPORT. TO APPROVE THE FOR FOR Management
REMUNERATION POLICY, AS PER ART.
123-TEROF LEGISLATIVE DECREE 58/1998
AND ART. 24 OF ISVAP REGULATION MO.
39/2011. RESOLUTIONS RELATED THERETO
12 TO APPROVE THE LONG TERM INCENTIVE FOR FOR Management
PLAN (LTIP) 2017, AS PER ART. 114-BIS
OF LEGISLATIVE DECREE 98/1998.
RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
13 TO APPROVE THE AUTHORIZATION OF FOR FOR Management
PURCHASE OF OWN SHARES AND THE
FULFILMENT OF ACTS OF DISPOSITION
ABOUT THE SAID SHARES IN ORDER TO
SUPPORT THE LTIP 2016. REVOCATION OF
THE AUTHORIZATION RELEASED BY THE
MEETING 28 APRIL 2016. RESOLUTIONS
RELATED THERETO. G
14 TO EMPOWER THE BOARD OF DIRECTORS, EX FOR FOR Management
ART. 2443 OF ITALIAN CIVIL CODE FOR A
PERIOD OF 5 YEARS SINCE THE
RESOLUTION, TO INCREASE THE SHARE
CAPITAL FREE OF PAYMENT AND IN ONE OR
MORE INSTALMENTS, AS PER ART. 2439 OF
ITALIAN CIVIL CODE, TO SUPPORT THE
LTIP 2
15 TO APPROVE THE SPECIAL PLAN OF THE FOR FOR Management
GROUP CEO AS PER ART. 114-BIS OF THE
LEGISLATIVE DECREE N. 52/1998.
RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
16 TO APPROVE THE PURCHASE OF OWN SHARES FOR FOR Management
AND TO DISPOSE THOSE SHARES TO SERVE
THE PLAN OF THE GROUP CEO. RESOLUTIONS
RELATED THERETO. GRANTING OF POWERS
17 TO EMPOWER THE BOARD OF DIRECTORS, AS FOR FOR Management
PER ART. 2443 OF THE ITALIAN CIVIL
CODE FOR THE TERM OF 5 YEARS FROM
DELIBERATION, TO RISE SHARE CAPITAL IN
A FREE AND DIVISIBLE WAY, AS PER ART.
2439 OF THE ITALIAN CIVIL CODE, TO
SERVE THE SPECIAL PLAN OF THE GROUP
18 TO AMEND ART. 7.2 OF THE BY-LAWS FOR FOR Management
(PRESERVATION OF COMPANY BOOKS).
RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
19 TO AMEND ART. 9 (UPDATE OF THE ITEMS FOR FOR Management
ON THE LIFE AND DAMAGES MANAGEMENTS'
EQUITY CAPITAL) AS PER ART. 5 PF THE
ISVAP REGULATION 11 MARCH 2008, N. 17.
RESOLUTIONS RELATED THERETO. GRANTING
OF POWERS
20 TO AMEND ART. 28.2 OF THE BY-LAWS FOR FOR Management
(DISCIPLINE OF THE EFFECT OF THE LOSS
OF INDEPENDENCE REQUIREMENT OF THE
DIRECTORS). RESOLUTIONS RELATED
THERETO. GRANTING OF POWERS
21 TO AMEND ART. 32.2 ITEM E) OF THE FOR FOR Management
BY-LAWS (ON THE APPROVAL OF THE
QUARTERLY REPORTS). RESOLUTIONS
RELATED THERETO. GRANTING OF POWERS
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC, LONDON
Ticker: Security ID: G05600138
Meeting Date: DEC 09, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 APPROVE REMUNERATION POLICY FOR FOR Management
4 APPROVE FINAL DIVIDEND FOR FOR Management
5 RE-ELECT EMMA ADAMO AS DIRECTOR FOR FOR Management
6 RE-ELECT JOHN BASON AS DIRECTOR FOR FOR Management
7 RE-ELECT RUTH CAIRNIE AS DIRECTOR FOR FOR Management
8 RE-ELECT TIMOTHY CLARKE AS DIRECTOR FOR FOR Management
9 RE-ELECT JAVIER FERRAN AS DIRECTOR FOR FOR Management
10 RE-ELECT WOLFHART HAUSER AS DIRECTOR FOR FOR Management
11 ELECT RICHARD REID AS DIRECTOR FOR FOR Management
12 RE-ELECT CHARLES SINCLAIR AS DIRECTOR FOR FOR Management
13 RE-ELECT GEORGE WESTON AS DIRECTOR FOR FOR Management
14 REAPPOINT ERNST YOUNG LLP AS AUDITORS FOR FOR Management
15 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
16 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
18 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
19 APPROVE 2016 LONG TERM INCENTIVE PLAN FOR FOR Management
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: Security ID: J03393105
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Hatanaka, Yoshihiko FOR FOR Management
4 Appoint a Director Yasukawa, Kenji FOR FOR Management
5 Appoint a Director Okajima, Etsuko FOR FOR Management
6 Appoint a Director Aizawa, Yoshiharu FOR FOR Management
7 Appoint a Director Sekiyama, Mamoru FOR FOR Management
8 Appoint a Director Yamagami, Keiko FOR FOR Management
9 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON
Ticker: Security ID: G0593M107
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE FOR FOR Management
REPORTS OF THE DIRECTORS AND AUDITOR
AND THE STRATEGIC REPORT FOR THE YEAR
ENDED 31 DECEMBER 2016
2 TO CONFIRM DIVIDENDS: TO CONFIRM THE FOR FOR Management
FIRST INTERIM DIVIDEND OF USD 0.90 (68.
7 PENCE, SEK 7.81) PER ORDINARY SHARE
AND TO CONFIRM AS THE FINAL DIVIDEND
FOR 2016 THE SECOND INTERIM DIVIDEND
OF USD 1.90 (150.2 PENCE, SEK 16.57)
PER ORDINARY SHARE
3 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE FOR FOR Management
THE REMUNERATION OF THE AUDITOR
5 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: LEIF JOHANSSON
6 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: PASCAL SORIOT
7 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: MARC DUNOYER
8 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: GENEVIEVE BERGER
9 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: PHILIP BROADLEY
10 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: BRUCE BURLINGTON
11 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: GRAHAM CHIPCHASE
12 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: RUDY MARKHAM
13 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: SHRITI VADERA
14 TO ELECT OR RE-ELECT THE FOLLOWING FOR FOR Management
DIRECTOR: MARCUS WALLENBERG
15 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION FOR THE YEAR ENDED 31
DECEMBER 2016
16 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
17 TO AUTHORISE LIMITED POLITICAL FOR FOR Management
DONATIONS
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
19 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
20 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
21 TO REDUCE THE NOTICE PERIOD FOR FOR FOR Management
GENERAL MEETINGS
--------------------------------------------------------------------------------
ATLANTIA S.P.A., ROMA
Ticker: Security ID: T05404107
Meeting Date: APR 21, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 BALANCE SHEET AS PER 31 DECEMBER 2016. FOR FOR Management
BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS. NET INCOME
ALLOCATION. CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2016. RESOLUTIONS
RELATED THERETO
2 TO AUTHORIZE AS PER ART. 2357 AND FOR FOR Management
FOLLOWINGS OF THE ITALIAN CIVIL CODE,
AND ART. 132 OF THE LAW DECREE OF 24
FEBRUARY 1998 N. 58 AND ART. 144-BIS
OF THE CONSOB REGULATION ADOPTED WITH
RESOLUTION N. 11971/1999 AND FOLLOWING
MODIFICATIONS, THE PURCHASE AND
3 TO APPROVE LONG TERM INCENTIVE PLANS FOR FOR Management
BASED ON FINANCIAL INSTRUMENTS IN
FAVOUR OF EMPLOYEES AND DIRECTORS OF
THE COMPANY AND OF THE COMPANIES
CONTROLLED DIRECTLY OR INDIRECTLY BY
IT. RESOLUTIONS RELATED THERETO
4 TO APPOINT A DIRECTOR. RESOLUTIONS FOR FOR Management
RELATED THERETO: MARCO EMILIO ANGELO
PATUANO
5 RESOLUTIONS ABOUT THE FIRST SECTION OF FOR FOR Management
THE REWARDING REPORT AS PER ART.
123-TER OF THE LAW DECREE OF 24
FEBRUARY 1998 N. 58
--------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA
Ticker: Security ID: W10020324
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 DECISION REGARDING: APPROVAL OF THE FOR FOR Management
PROFIT AND LOSS ACCOUNT AND THE
BALANCE SHEET AND THE CONSOLIDATED
PROFIT AND LOSS ACCOUNT AND THE
CONSOLIDATED BALANCE SHEET
12 DECISION REGARDING: DISCHARGE FROM FOR FOR Management
LIABILITY OF THE BOARD MEMBERS AND THE
PRESIDENT & CEO
13 DECISION REGARDING: THE ALLOCATION OF FOR FOR Management
THE COMPANY'S PROFIT ACCORDING TO THE
APPROVED BALANCE SHEET: THE BOARD
PROPOSES THAT THE DIVIDEND FOR 2016 IS
DECIDED TO BE SEK 6.80 PER SHARE TO BE
PAID IN TWO EQUAL INSTALMENTS OF SEK 3.
40
14 DECISION REGARDING: RECORD DATE FOR FOR FOR Management
DIVIDEND
15 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTY MEMBERS: THAT NINE
BOARD MEMBERS BE ELECTED
16 DETERMINATION OF THE NUMBER OF FOR FOR Management
AUDITORS AND DEPUTY AUDITORS OR
REGISTERED AUDITING COMPANY: THAT ONE
REGISTERED AUDITING COMPANY BE ELECTED
17 ELECTION OF BOARD MEMBERS: THAT THE FOR FOR Management
FOLLOWING BOARD MEMBERS ARE
RE-ELECTED: GUNILLA BERG, STAFFAN
BOHMAN, JOHAN FORSSELL, SABINE NEUSS,
HANS STRABERG, ANDERS ULLBERG AND
PETER WALLENBERG JR AND NEW ELECTION
OF TINA DONIKOWSKI AND MATS RAHMSTROM
18 ELECTION OF CHAIR OF THE BOARD: THAT FOR FOR Management
HANS STRABERG IS ELECTED CHAIR OF THE
BOARD
19 ELECTION OF AUDITORS AND DEPUTY FOR FOR Management
AUDITORS OR REGISTERED AUDITING
COMPANY: THAT DELOITTE AB IS
RE-ELECTED AS THE AUDITING COMPANY
WHICH ALSO IS THE AUDIT COMMITTEE'S
RECOMMENDATION
20 DETERMINING THE REMUNERATION, IN CASH FOR FOR Management
OR PARTIALLY IN THE FORM OF SYNTHETIC
SHARES, TO THE BOARD OF DIRECTORS, AND
THE REMUNERATION TO ITS COMMITTEES
21 DETERMINING THE REMUNERATION, TO THE FOR FOR Management
AUDITORS OR REGISTERED AUDITING COMPANY
22 THE BOARD'S PROPOSAL REGARDING GUIDING FOR FOR Management
PRINCIPLES FOR THE REMUNERATION OF
SENIOR EXECUTIVES
23 THE BOARD'S PROPOSAL REGARDING A FOR FOR Management
PERFORMANCE BASED PERSONNEL OPTION
PLAN FOR 2017
24 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
MANDATES TO ACQUIRE SERIES A SHARES
RELATED TO PERSONNEL OPTION PLAN FOR
2017
25 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
MANDATES TO ACQUIRE SERIES A SHARES
RELATED TO REMUNERATION IN THE FORM OF
SYNTHETIC SHARES
26 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
MANDATES TO TRANSFER SERIES A SHARES
RELATED TO PERSONNEL OPTION PLAN FOR
2017
27 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
MANDATES TO SELL SERIES A SHARES TO
COVER COSTS RELATED TO SYNTHETIC
SHARES TO BOARD MEMBERS
28 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
MANDATES TO SELL SERIES A AND B SHARES
TO COVER COSTS IN RELATION TO THE
PERFORMANCE BASED PERSONNEL OPTION
PLANS FOR 2012, 2013 AND 2014
--------------------------------------------------------------------------------
ATOS SE, BEZONS
Ticker: Security ID: F06116101
Meeting Date: DEC 30, 2016 Meeting Type: MIX
Record Date: DEC 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 STRATEGY 2019 FOR FOR Management
5 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
SUBJECT TO THE PROVISIONS OF ARTICLE L.
225-42-1 OF THE FRENCH COMMERCIAL
CODE, FOR THE BENEFIT OF THIERRY
BRETON, WITH REGARD TO A DEFINED
BENEFITS SUPPLEMENTARY PENSION
6 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION FOR
THIERRY BRETON, CHAIRMAN-CHIEF
EXECUTIVE OFFICER
7 RENEWAL OF THE TERM OF THIERRY BRETON FOR FOR Management
AS DIRECTOR
8 AMENDMENT TO ARTICLE 19 OF THE COMPANY FOR FOR Management
BY-LAWS: AGE LIMIT FOR THE PRESIDENT
OF THE BOARD OF DIRECTORS
9 AMENDMENT TO ARTICLE 23 OF THE COMPANY FOR FOR Management
BY-LAWS: AGE LIMIT FOR THE MANAGING
DIRECTOR
10 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ATOS SE, BEZONS
Ticker: Security ID: F06116101
Meeting Date: MAY 24, 2017 Meeting Type: MIX
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
PAYMENT OF DIVIDEND
7 SETTING OF THE TOTAL ANNUAL AMOUNT OF FOR FOR Management
ATTENDANCE FEES
8 RENEWAL OF THE TERM OF MR NICOLAS FOR FOR Management
BAZIRE AS DIRECTOR
9 RENEWAL OF THE TERM OF MS VALERIE FOR FOR Management
BERNIS AS DIRECTOR
10 RENEWAL OF THE TERM OF MR ROLAND BUSCH FOR FOR Management
AS DIRECTOR
11 RENEWAL OF TERM OF MS COLETTE NEUVILLE FOR FOR Management
AS DIRECTOR
12 ELECTION OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS - APPOINTMENT OF
MS JEAN FLEMING
13 ELECTION OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS - APPOINTMENT OF
MS ALEXANDRA DEMOULIN
14 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
SPECIAL REPORT ON THE AGREEMENTS AND
COMMITMENTS GOVERNED BY ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR THIERRY BRETON, CHIEF
EXECUTIVE OFFICER, FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND DUE TO THE CHIEF EXECUTIVE OFFICER
17 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PURCHASE, RETAIN
OR TRANSFER COMPANY SHARES
18 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING TREASURY SHARES
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE COMPANY'S CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF
EMPLOYEES AND EXECUTIVE OFFICERS OF
THE COMPANY AND ITS ASSOCIATED
COMPANIES
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
SHARES TO EMPLOYEES AND EXECUTIVE
OFFICERS OF THE COMPANY AND/OR
ASSOCIATED COMPANIES
21 AMENDMENT OF ARTICLE 16 OF THE BY-LAWS FOR FOR Management
TO DETERMINE THE TERMS FOR APPOINTING
A DIRECTOR REPRESENTING THE EMPLOYEES
22 AMENDMENT OF ARTICLE 16 OF THE BY-LAWS FOR FOR Management
TO REDUCE THE LENGTH OF TERM OF THE
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS
23 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS FOR FOR Management
- BOARD OF DIRECTORS - COMPOSITION
24 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
AURIZON HOLDINGS LTD, BRISBANE QLD
Ticker: Security ID: Q0695Q104
Meeting Date: OCT 18, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MR RUSSELL CAPLAN AS A FOR FOR Management
DIRECTOR
3 ELECTION OF MR MICHAEL FRASER AS A FOR FOR Management
DIRECTOR
4 ELECTION OF MS KATE VIDGEN AS A FOR FOR Management
DIRECTOR
5 REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
AURUBIS AG, HAMBURG
Ticker: Security ID: D10004105
Meeting Date: MAR 02, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 122,012,020 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.25 PER NO-PAR SHARE
EUR 65,816,116.25 SHALL BE CARRIED
FORWARD EX-DIVIDEND DATE: MARCH
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS THE FOLLOWING FOR FOR Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2016/2017 FINANCIAL YEAR AND FOR THE
REVIEW OF THE INTERIM HALF-YEAR
FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS AG, HAMBURG
9 RESOLUTION ON THE AUTHORIZATION TO FOR FOR Management
ISSUE CONVERTIBLE BONDS AND/OR WARRANT
BONDS, PROFIT-SHARING RIGHTS AND/OR
PARTICIPATING BONDS (OR A COMBINATION
OF THESE INSTRUMENTS), THE CREATION OF
CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES
--------------------------------------------------------------------------------
AUSNET SERVICES LTD
Ticker: Security ID: Q0708Q109
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MR PETER MASON FOR FOR Management
3 ELECTION OF MR TAN CHEE MENG FOR FOR Management
4 REMUNERATION REPORT FOR FOR Management
5 GRANT OF PERFORMANCE RIGHTS TO FOR FOR Management
MANAGING DIRECTOR
6 INCREASE IN TOTAL FEE POOL OF FOR FOR Management
NON-EXECUTIVE DIRECTORS
7 ISSUE OF SHARES-UP TO 10% PRO RATA FOR FOR Management
8 ISSUE OF SHARES PURSUANT TO DIVIDEND FOR FOR Management
REINVESTMENT PLAN
9 ISSUE OF SHARES PURSUANT TO AN FOR FOR Management
EMPLOYEE INCENTIVE SCHEME
--------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR
Ticker: Security ID: Q09504137
Meeting Date: DEC 16, 2016 Meeting Type: Annual General Meeting
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
3 GRANT OF PERFORMANCE RIGHTS TO MR S C FOR FOR Management
ELLIOTT
4 ELECTION OF BOARD ENDORSED CANDIDATE: FOR FOR Management
MS S J HALTON AO PSM
5 RE-ELECTION OF BOARD ENDORSED FOR FOR Management
CANDIDATE: MR G R LIEBELT
--------------------------------------------------------------------------------
AVIVA PLC, LONDON
Ticker: Security ID: G0683Q109
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT AND ACCOUNTS FOR FOR Management
2 DIRECTORS' REMUNERATION REPORT FOR FOR Management
3 FINAL DIVIDEND FOR FOR Management
4 TO ELECT KEITH WILLIAMS FOR FOR Management
5 TO RE-ELECT CLAUDIA ARNEY FOR FOR Management
6 TO RE-ELECT GLYN BARKER FOR FOR Management
7 TO RE-ELECT ANDY BRIGGS FOR FOR Management
8 TO RE-ELECT PATRICIA CROSS FOR FOR Management
9 TO RE-ELECT BELEN ROMANA GARCIA FOR FOR Management
10 TO RE-ELECT MICHAEL HAWKER FOR FOR Management
11 TO RE-ELECT MICHAEL MIRE FOR FOR Management
12 TO RE-ELECT SIR ADRIAN MONTAGUE FOR FOR Management
13 TO RE-ELECT TOM STODDARD FOR FOR Management
14 TO RE-ELECT MARK WILSON FOR FOR Management
15 TO RE-APPOINT, AS FOR FOR Management
AUDITOR,PRICEWATERHOUSECOOPERS LLP
16 AUDITOR'S REMUNERATION FOR FOR Management
17 POLITICAL DONATIONS FOR FOR Management
18 AVIVA PLC SAVINGS RELATED SHARE OPTION FOR FOR Management
SCHEME 2017
19 AUTHORITY TO ALLOT ORDINARY SHARES FOR FOR Management
20 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
21 DISAPPLICATION OF PRE-EMPTION RIGHTS - FOR FOR Management
SPECIFIED CAPITAL PROJECTS
22 AUTHORITY TO PURCHASE ORDINARY SHARES FOR FOR Management
23 AUTHORITY TO PURCHASE 8 3/4% FOR FOR Management
PREFERENCE SHARES
24 AUTHORITY TO PURCHASE 8 3/8% FOR FOR Management
PREFERENCE SHARES
25 14 DAYS' NOTICE FOR GENERAL MEETINGS FOR FOR Management
26 AUTHORITY TO ALLOT SHARES-SOLVENCY II FOR FOR Management
INSTRUMENTS
27 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
SOLVENCY II INSTRUMENTS
--------------------------------------------------------------------------------
AXA SA, PARIS
Ticker: Security ID: F06106102
Meeting Date: APR 26, 2017 Meeting Type: MIX
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND TO 1.16 EURO PER SHARE
8 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR HENRI DE CASTRIES,
CHIEF EXECUTIVE OFFICER UP TO 31
AUGUST 2016
9 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR DENIS DUVERNE,
DEPUTY GENERAL MANAGER UP TO 31 AUGUST
2016
10 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR DENIS DUVERNE,
PRESIDENT OF THE BOARD OF DIRECTORS
SINCE 1 SEPTEMBER 2016
11 VOTE RELATING TO THE REMUNERATION OF FOR FOR Management
MR THOMAS BUBERL, MANAGING DIRECTOR
SINCE 1 SEPTEMBER 2016
12 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
REMUNERATION POLICY THAT ARE
APPLICABLE TO THE PRESIDENT OF THE
BOARD OF DIRECTORS
13 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
REMUNERATION POLICY THAT ARE
APPLICABLE TO THE MANAGING DIRECTOR
14 APPROVAL OF THE SPECIAL REPORT OF THE FOR FOR Management
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS
15 APPROVAL OF REGULATED COMMITMENTS FOR FOR Management
PURSUANT TO ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF MR THOMAS BUBERL IN TERMS OF SOCIAL
WELFARE
16 APPROVAL OF REGULATED COMMITMENTS FOR FOR Management
PURSUANT TO ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF MR THOMAS BUBERL IN THE EVENT OF
THE TERMINATION OF HIS DUTIES, WITHIN
THE CONTEXT OF THE COMPLIANCE OF THEIR
SITUATION WITH THE RECOMMENDATI
17 RENEWAL OF THE TERM OF MS DEANNA FOR FOR Management
OPPENHEIMER AS DIRECTOR
18 RENEWAL OF THE TERM OF MR RAMON DE FOR FOR Management
OLIVEIRA AS DIRECTOR
19 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
THOMAS BUBERL AS DIRECTOR
20 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
ANDRE FRANCOIS-PONCET AS DIRECTOR
21 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO PURCHASE THE COMPANY'S
COMMON SHARES
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
RESERVES, PROFITS OR PREMIUMS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITH
RETENTION OF
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITHOUT THE
PRE-E
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITHOUT THE
PRE-E
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, IN THE EVENT OF ISSUANCE,
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, BY WAY OF
PUBLIC OFFERS OR PRIVATE PLACEMENTS,
TO SET THE ISSUE PRICE ACCORDING TO
THE TERMS STIPULATED BY THE GENERAL M
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY, IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INIT
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY, AS
REMUNERATION FOR CONTRIBUTIONS IN KIND
UP
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE, WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, COMMON SHARES AS A
RESULT OF THE ISSUANCE OF SECURITIES
BY COMPANY SUBSIDIARIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED B
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
COMMON SHARES AS A RESULT OF THE
ISSUANCE OF SECURITIES BY COMPANY
SUBSIDIARIES GRANTING ACCESS TO COMMON
SHARES TO B
31 DELEGATION OF POWER GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES OF THE COMPANY THAT ARE
RESERVED FOR THOSE ADHERING TO A
COMPANY SAVINGS SCHEME, WITHOUT THE
PRE-EM
32 DELEGATION OF POWER GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON
SHARES, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
FOR THE BENEFIT OF A DETERMINED
CATEGORY OF BENEFICIARIES
33 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE PURCHASE OR
SUBSCRIPTION OPTIONS TO ELIGIBLE
EMPLOYEES AND EXECUTIVE OFFICERS OF
THE AXA GROUP, INCLUDING THE WAIVER OF
SHAREHOLDERS TO THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT TO SHARES TO BE ISS
34 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING COMMON SHARES
35 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND TO 1.16 EURO PER SHARE
8 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR HENRI DE CASTRIES,
CHIEF EXECUTIVE OFFICER UP TO 31
AUGUST 2016
9 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR DENIS DUVERNE,
DEPUTY GENERAL MANAGER UP TO 31 AUGUST
2016
10 VOTE RELATING TO THE INDIVIDUAL FOR FOR Management
REMUNERATION OF MR DENIS DUVERNE,
PRESIDENT OF THE BOARD OF DIRECTORS
SINCE 1 SEPTEMBER 2016
11 VOTE RELATING TO THE REMUNERATION OF FOR FOR Management
MR THOMAS BUBERL, MANAGING DIRECTOR
SINCE 1 SEPTEMBER 2016
12 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
REMUNERATION POLICY THAT ARE
APPLICABLE TO THE PRESIDENT OF THE
BOARD OF DIRECTORS
13 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
REMUNERATION POLICY THAT ARE
APPLICABLE TO THE MANAGING DIRECTOR
14 APPROVAL OF THE SPECIAL REPORT OF THE FOR FOR Management
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS
15 APPROVAL OF REGULATED COMMITMENTS FOR FOR Management
PURSUANT TO ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF MR THOMAS BUBERL IN TERMS OF SOCIAL
WELFARE
16 APPROVAL OF REGULATED COMMITMENTS FOR FOR Management
PURSUANT TO ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF MR THOMAS BUBERL IN THE EVENT OF
THE TERMINATION OF HIS DUTIES, WITHIN
THE CONTEXT OF THE COMPLIANCE OF THEIR
SITUATION WITH THE RECOMMENDATI
17 RENEWAL OF THE TERM OF MS DEANNA FOR FOR Management
OPPENHEIMER AS DIRECTOR
18 RENEWAL OF THE TERM OF MR RAMON DE FOR FOR Management
OLIVEIRA AS DIRECTOR
19 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
THOMAS BUBERL AS DIRECTOR
20 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
ANDRE FRANCOIS-PONCET AS DIRECTOR
21 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO PURCHASE THE COMPANY'S
COMMON SHARES
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
RESERVES, PROFITS OR PREMIUMS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITH
RETENTION OF
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITHOUT THE
PRE-E
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY OR
ONE OF ITS SUBSIDIARIES, WITHOUT THE
PRE-E
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, IN THE EVENT OF ISSUANCE,
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, BY WAY OF
PUBLIC OFFERS OR PRIVATE PLACEMENTS,
TO SET THE ISSUE PRICE ACCORDING TO
THE TERMS STIPULATED BY THE GENERAL M
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY, IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INIT
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES FOR IMMEDIATE OR
DEFERRED ISSUANCE BY THE COMPANY, AS
REMUNERATION FOR CONTRIBUTIONS IN KIND
UP
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE, WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, COMMON SHARES AS A
RESULT OF THE ISSUANCE OF SECURITIES
BY COMPANY SUBSIDIARIES GRANTING
ACCESS TO COMMON SHARES TO BE ISSUED B
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
COMMON SHARES AS A RESULT OF THE
ISSUANCE OF SECURITIES BY COMPANY
SUBSIDIARIES GRANTING ACCESS TO COMMON
SHARES TO B
31 DELEGATION OF POWER GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR SECURITIES GRANTING ACCESS TO
COMMON SHARES OF THE COMPANY THAT ARE
RESERVED FOR THOSE ADHERING TO A
COMPANY SAVINGS SCHEME, WITHOUT THE
PRE-EM
32 DELEGATION OF POWER GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON
SHARES, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
FOR THE BENEFIT OF A DETERMINED
CATEGORY OF BENEFICIARIES
33 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE PURCHASE OR
SUBSCRIPTION OPTIONS TO ELIGIBLE
EMPLOYEES AND EXECUTIVE OFFICERS OF
THE AXA GROUP, INCLUDING THE WAIVER OF
SHAREHOLDERS TO THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT TO SHARES TO BE ISS
34 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING COMMON SHARES
35 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON
Ticker: Security ID: G06940103
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION POLICY FOR FOR Management
3 APPROVE REMUNERATION REPORT FOR FOR Management
4 APPROVE FINAL DIVIDEND FOR FOR Management
5 RE-ELECT SIR ROGER CARR AS DIRECTOR FOR FOR Management
6 RE-ELECT ELIZABETH CORLEY AS DIRECTOR FOR FOR Management
7 RE-ELECT JERRY DEMURO AS DIRECTOR FOR FOR Management
8 RE-ELECT HARRIET GREEN AS DIRECTOR FOR FOR Management
9 RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR FOR FOR Management
10 RE-ELECT IAN KING AS DIRECTOR FOR FOR Management
11 RE-ELECT PETER LYNAS AS DIRECTOR FOR FOR Management
12 RE-ELECT PAULA REYNOLDS AS DIRECTOR FOR FOR Management
13 RE-ELECT NICHOLAS ROSE AS DIRECTOR FOR FOR Management
14 RE-ELECT IAN TYLER AS DIRECTOR FOR FOR Management
15 ELECT CHARLES WOODBURN AS DIRECTOR FOR FOR Management
16 REAPPOINT KPMG LLP AS AUDITORS FOR FOR Management
17 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
18 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
19 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
BALOISE-HOLDING AG, BASEL
Ticker: Security ID: H04530202
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE MANAGEMENT REPORT, FOR WITHHOLD Management
ANNUAL FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2016
3 DISCHARGE FOR WITHHOLD Management
4 APPROPRIATION OF DISTRIBUTABLE PROFIT FOR WITHHOLD Management
5 AMENDMENTS TO THE ARTICLES OF FOR WITHHOLD Management
ASSOCIATION: CAPITAL REDUCTION THROUGH
CANCELLATION OF REPURCHASED SHARES
6 AMENDMENTS TO THE ARTICLES OF FOR WITHHOLD Management
ASSOCIATION: AUTHORISED CAPITAL
7 ELECTION OF DR ANDREAS BURCKHARDT (AS FOR WITHHOLD Management
MEMBER AND CHAIRMAN IN THE SAME VOTE)
8 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: DR ANDREAS BEERLI
9 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: DR GEORGES-ANTOINE DE
BOCCARD
10 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: CHRISTOPH B. GLOOR
11 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: KARIN KELLER-SUTTER
12 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: WERNER KUMMER
13 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: HUGO LASAT
14 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: THOMAS PLEINES
15 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: PROF. DR MARIE-NOELLE
VENTURI - ZEN-RUFFINEN
16 ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: DR THOMAS VON PLANTA
17 ELECTION OF REMUNERATION COMMITTEE: DR FOR WITHHOLD Management
GEORGES-ANTOINE DE BOCCARD
18 ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
KARIN KELLER-SUTTER
19 ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
THOMAS PLEINES
20 ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
PROF. DR MARIE-NOELLE VENTURI -
ZEN-RUFFINEN
21 ELECTION OF INDEPENDENT PROXY: DR FOR WITHHOLD Management
CHRISTOPHE SARASIN
22 ELECTION OF STATUTORY AUDITORS: ERNST FOR WITHHOLD Management
& YOUNG AG
23 REMUNERATION OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
24 REMUNERATION OF THE CORPORATE FOR WITHHOLD Management
EXECUTIVE COMMITTEE: FIXED REMUNERATION
25 REMUNERATION OF THE CORPORATE FOR WITHHOLD Management
EXECUTIVE COMMITTEE: VARIABLE
REMUNERATION
26 IN THE EVENT THAT SHAREHOLDERS PUT AGAINST WITHHOLD Shareholder
FORWARD SUPPLEMENTARY PROPOSALS OR
AMENDMENTS TO THE PUBLISHED AGENDA
ITEMS AND/OR NEW MOTIONS PURSUANT TO
ART. 700 (3) OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY ISSUE THE
FOLLOWING VOTING INSTRUCTION TO THE
INDEPENDENT
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
Ticker: Security ID: E11805103
Meeting Date: MAR 16, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 TO DELEGATE TO THE BOARD OF DIRECTORS, FOR FOR Management
WITH THE AUTHORITY TO FURTHER
DELEGATE, THE AUTHORITY TO INCREASE
THE SHARE CAPITAL, FOR A PERIOD OF
FIVE YEARS, UP TO A MAXIMUM AMOUNT
THAT CORRESPONDS TO 50 PERCENT OF THE
SHARE CAPITAL, DELEGATING IN TUR THE
POWER
12 TO DELEGATE TO THE BOARD OF DIRECTORS, FOR FOR Management
WITH THE AUTHORITY TO FURTHER
DELEGATE, THE AUTHORITY TO ISSUE
SECURITIES THAT ARE CONVERTIBLE INTO
SHARES OF THE COMPANY, FOR A PERIOD OF
FIVE YEARS, UP TO A MAXIMUM OF EUR 8
BILLION, DELEGATING IN TURN THE
AUTHORIT
13 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
FOR THE MEMBERS OF THE BOARD OF
DIRECTORS OF BANCO BILBAO VIZCAYA
ARGENTARIA, S.A., WHICH INCLUDES THE
MAXIMUM NUMBER OF SHARES TO DELIVER AS
A CONSEQUENCE OF ITS EXECUTION
14 APPROVAL OF THE GROUP OF EMPLOYEES TO FOR FOR Management
WHOM THE MAXIMUM LEVEL OF VARIABLE
COMPENSATION UP TO 200 PERCENT OF THE
FIXED COMPONENT OF THEIR TOTAL
COMPENSATION IS APPLICABLE
15 APPOINTMENT OF THE AUDITORS OF THE FOR FOR Management
ACCOUNTS OF BANCO BILBAO VIZCAYA
ARGENTARIA, S.A. AND OF ITS
CONSOLIDATED GROUP FOR THE 2017, 2018
AND 2019 FISCAL YEARS: KPMG
16 DELEGATION OF POWERS TO THE BOARD OF FOR FOR Management
DIRECTORS, WITH THE AUTHORITY TO
FURTHER DELEGATE THEM, IN ORDER TO
FORMALIZE, CORRECT, INTERPRET AND
EXECUTE THE RESOLUTIONS THAT THE
GENERAL MEETING PASSES
17 A CONSULTATIVE VOTE ON THE ANNUAL FOR FOR Management
REPORT ON THE COMPENSATION OF THE
MEMBERS OF THE BOARD OF DIRECT OF
BANCO BILBAO VIZCAYA ARGENTARIA, S.A
2 EXAMINATION AND APPROVAL OF THE ANNUAL FOR FOR Management
ACCOUNTS AND THE MANAGEMENT REPORTS OF
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
AND OF ITS CONSOLIDATED GROUP FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31,
2016
3 APPROVAL OF THE ALLOCATION OF THE FOR FOR Management
RESULT OF THE 2016 FISCAL YEAR
4 APPROVAL OF THE CORPORATE MANAGEMENT FOR FOR Management
DURING THE 2016 FISCAL YEAR
5 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
IN REGARD TO THE REELECTION OF THE
MEMBER OF THE BOARD OF DIRECTORS:
REELECTION OF MR. JOSE MANUEL GONZALEZ
PARAMO MARTINEZ MURILLO
6 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
IN REGARD TO THE REELECTION OF THE
MEMBER OF THE BOARD OF DIRECTORS:
REELECTION OF MR. CARLOS LORING
MARTINEZ DE IRUJO
7 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
IN REGARD TO THE REELECTION OF THE
MEMBER OF THE BOARD OF DIRECTORS:
REELECTION OF MS. SUSANA RODRIGUEZ
VIDARTE
8 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
IN REGARD TO THE REELECTION OF THE
MEMBER OF THE BOARD OF DIRECTORS:
REELECTION OF MR. TOMAS ALFARO DRAKE
9 ADOPTION OF THE FOLLOWING RESOLUTION FOR FOR Management
IN REGARD TO THE REELECTION OF THE
MEMBER OF THE BOARD OF DIRECTORS:
REELECTION OF MS. LOURDES MAIZ CARRO
10 INCREASE OF THE SHARE CAPITAL BY MEANS FOR FOR Management
OF THE ISSUANCE OF NEW COMMON SHARES
THAT HAVE A PAR VALUE OF EUR 0.49
EACH, WITH NO ISSUANCE PREMIUM, OF THE
SAME CLASS AND SERIES AS THOSE THAT
ARE CURRENTLY IN CIRCULATION, WITH A
CHARGE AGAINST THE VOLUNTAR RESER
--------------------------------------------------------------------------------
BANCO COMERCIAL PORTUGUES, S.A.
Ticker: Security ID: ADPV36616
Meeting Date: DEC 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RESOLVE ON THE MAINTENANCE OF THE FOR FOR Management
VOTING LIMITATIONS FORESEEN IN
ARTICLES 26 AND 25 OF THE ARTICLES OF
ASSOCIATION
3 TO RESOLVE ON THE ALTERATION OF THE FOR FOR Management
VOTING LIMITATIONS SET FORTH IN
ARTICLE 26 (1) OF THE ARTICLES OF
ASSOCIATION AND ON THE CONSEQUENT
ALTERATION OF THAT STATUTORY RULE
4 TO RESOLVE ON THE ALTERATION OF THE FOR FOR Management
ARTICLES OF ASSOCIATION BY ALTERING
THE ARTICLE 2 (1), ARTICLE 11 (1),
ARTICLE 17 (3), ARTICLE 21 (1),
ARTICLE 22 (1), ARTICLE 31 (6),
ARTICLE 33, ARTICLE 35 (2), ARTICLE 37
(1) AND SUPPRESSION OF ARTICLE 51 (AND
THEREF
5 TO RESOLVE ON THE INCREASE OF THE FOR FOR Management
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS: FIX NUMBER OF DIRECTORS AT
25
--------------------------------------------------------------------------------
BANCO DE SABADELL SA, BARCELONA
Ticker: Security ID: E15819191
Meeting Date: MAR 29, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ANNUAL ACCOUNTS APPROVAL FOR FOR Management
4 APPLICATION OF RESULT APPROVAL: EUR 0. FOR FOR Management
05 PER SHARE
5 APPOINTMENT OF DON ANTHONY FRANK FOR FOR Management
ELLIOT AS A DIRECTOR
6 RATIFICATION OF DON MANUEL VALLS FOR FOR Management
MORATO AS A DIRECTOR
7 REELECTION OF DONA MARIA TERESA FOR FOR Management
GARCIA-MILA AS A DIRECTOR
8 REELECTION OF JOSE LUIS NEGRO FOR FOR Management
RODRIGUEZ AS A DIRECTORS
9 CAPITAL INCREASE FOR FOR Management
10 ISSUE DELEGATION APPROVAL FOR FOR Management
11 OWN SHS ACQUISITION AUTHORISATION FOR FOR Management
12 INCENTIVE APPROVAL FOR FOR Management
13 RETRIBUTION AMENDMENT FOR FOR Management
14 RETRIBUTION POLICY REPORT FOR FOR Management
15 RE-APPOINTMENT, IN ACCORDANCE WITH THE FOR FOR Management
PROVISIONS OF ARTICLE 264 OF THE
CAPITAL COMPANIES ACT, OF THE FIRM
PRICEWATERHOUSECOOPERS AUDITOR'S,
SOCIEDAD LIMITADA, AS AUDITOR OF THE
FINANCIAL STATEMENTS OF BANCO DE
SABADELL, SOCIEDAD ANONIMA AND OF THE
CONSOL
16 DELEGATION OF FACULTIES FOR FOR Management
--------------------------------------------------------------------------------
BANCO SANTANDER SA, BOADILLA DEL MONTE
Ticker: Security ID: E19790109
Meeting Date: APR 06, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ANNUAL ACCOUNTS AND CORPORATE FOR FOR Management
MANAGEMENT: EXAMINATION AND, IF
APPROPRIATE, APPROVAL OF THE ANNUAL
ACCOUNTS (BALANCE SHEET, PROFIT AND
LOSS STATEMENT, STATEMENT OF
RECOGNISED INCOME AND EXPENSE,
STATEMENT OF CHANGES IN TOTAL EQUITY,
CASH FLOW STATEMENT, AN
3 ANNUAL ACCOUNTS AND CORPORATE FOR FOR Management
MANAGEMENT: EXAMINATION AND, IF
APPROPRIATE, APPROVAL OF THE CORPORATE
MANAGEMENT FOR FINANCIAL YEAR 2016
4 APPLICATION OF RESULTS OBTAINED DURING FOR FOR Management
FINANCIAL YEAR 2016
5 RATIFICATION OF THE APPOINTMENT OF MS FOR FOR Management
HOMAIRA AKBARI AS DIRECTOR
6 RE-ELECTION OF MR JOSE ANTONIO ALVAREZ FOR FOR Management
ALVAREZ AS DIRECTOR
7 RE-ELECTION OF MS BELEN ROMANA GARCIA FOR FOR Management
AS DIRECTOR
8 RE-ELECTION OF MS ANA PATRICIA FOR FOR Management
BOTIN-SANZ DE SAUTUOLA Y O'SHEA AS
DIRECTOR
9 RE-ELECTION OF MR RODRIGO ECHENIQUE FOR FOR Management
GORDILLO AS DIRECTOR
10 RE-ELECTION OF MS ESTHER FOR FOR Management
GIMENEZ-SALINAS I COLOMER AS DIRECTOR
11 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF THE POWER TO CARRY OUT THE
RESOLUTION TO BE ADOPTED BY THE
SHAREHOLDERS AT THE MEETING TO
INCREASE THE SHARE CAPITAL PURSUANT TO
THE PROVISIONS OF SECTION 297.1.A) OF
THE SPANISH CAPITAL CORPORATIONS LAW
12 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS SUCH THAT, PURSUANT TO THE
PROVISIONS OF SECTION 297.1.B) OF THE
SPANISH CAPITAL CORPORATIONS LAW, IT
MAY INCREASE THE SHARE CAPITAL ON ONE
OR MORE OCCASIONS AND AT ANY TIME,
WITHIN A PERIOD OF THREE YEARS, BY
MEANS
13 INCREASE IN SHARE CAPITAL BY SUCH FOR FOR Management
AMOUNT AS MAY BE DETERMINED PURSUANT
TO THE TERMS OF THE RESOLUTION, BY
MEANS OF THE ISSUANCE OF NEW ORDINARY
SHARES HAVING A PAR VALUE OF ONE-HALF
(0.5) EURO EACH, WITH NO SHARE
PREMIUM, OF THE SAME CLASS AND SERIES
AS T
14 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF THE POWER TO ISSUE NON-CONVERTIBLE
FIXED-INCOME SECURITIES, PREFERRED
INTERESTS OR DEBT INSTRUMENTS OF A
SIMILAR NATURE (INCLUDING
CERTIFICATES, PROMISSORY NOTES AND
WARRANTS), RESCINDING TO THE EXTENT OF
THE UNUSED
15 DIRECTOR REMUNERATION POLICY FOR FOR Management
16 DIRECTOR REMUNERATION SYSTEM: SETTING FOR FOR Management
OF THE MAXIMUM AMOUNT OF TOTAL ANNUAL
REMUNERATION OF DIRECTORS IN THEIR
CAPACITY AS DIRECTORS
17 REMUNERATION SYSTEM: APPROVAL OF FOR FOR Management
MAXIMUM RATIO BETWEEN FIXED AND
VARIABLE COMPONENTS OF TOTAL
REMUNERATION OF EXECUTIVE DIRECTORS
AND OTHER EMPLOYEES BELONGING TO
CATEGORIES WHICH PROFESSIONAL
ACTIVITIES IMPACT SIGNIFICANTLY ON THE
RISK PROFILE
18 APPROVAL OF THE APPLICATION OF FOR FOR Management
REMUNERATION PLANS WHICH ENTAIL THE
DELIVERY OF SHARES OR OPTIONS ON
SHARES: DEFERRED MULTIYEAR OBJECTIVES
VARIABLE REMUNERATION PLAN
19 APPROVAL OF THE APPLICATION OF FOR FOR Management
REMUNERATION PLANS WHICH ENTAIL THE
DELIVERY OF SHARES OR OPTIONS ON
SHARES: DEFERRED AND CONDITIONAL
VARIABLE REMUNERATION PLAN
20 APPROVAL OF THE APPLICATION OF FOR FOR Management
REMUNERATION PLANS WHICH ENTAIL THE
DELIVERY OF SHARES OR OPTIONS ON
SHARES: APPLICATION OF THE GROUP'S
BUY-OUT POLICY
21 APPROVAL OF THE APPLICATION OF FOR FOR Management
REMUNERATION PLANS WHICH ENTAIL THE
DELIVERY OF SHARES OR OPTIONS ON
SHARES: PLAN FOR EMPLOYEES OF
SANTANDER UK PLC. AND OTHER COMPANIES
OF THE GROUP IN THE UNITED KINGDOM BY
MEANS OF OPTIONS ON SHARES OF THE BANK
LINKED TO
22 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO INTERPRET, REMEDY,
SUPPLEMENT, IMPLEMENT AND DEVELOP THE
RESOLUTIONS APPROVED BY THE
SHAREHOLDERS AT THE MEETING, AS WELL
AS TO DELEGATE THE POWERS RECEIVED
FROM THE SHAREHOLDERS AT THE MEETING,
AND GRANT OF POWE
23 ANNUAL DIRECTOR REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC.
Ticker: Security ID: Y0606D102
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Ishikawa, Shukuo FOR FOR Management
4 Appoint a Director Taguchi, Mitsuaki FOR FOR Management
5 Appoint a Director Otsu, Shuji FOR FOR Management
6 Appoint a Director Asako, Yuji FOR FOR Management
7 Appoint a Director Kawaguchi, Masaru FOR FOR Management
8 Appoint a Director Oshita, Satoshi FOR FOR Management
9 Appoint a Director Kawashiro, Kazumi FOR FOR Management
10 Appoint a Director Matsuda, Yuzuru FOR FOR Management
11 Appoint a Director Kuwabara, Satoko FOR FOR Management
12 Appoint a Director Noma, Mikiharu FOR FOR Management
13 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA
Ticker: Security ID: M1586M115
Meeting Date: SEP 28, 2016 Meeting Type: Special General Meeting
Record Date: AUG 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REELECT YACOV PEER AS EXTERNAL FOR FOR Management
DIRECTOR FOR AN ADDITIONAL THREE YEAR
TERM
3 ELECT ISRAEL TAPOOHI AS DIRECTOR FOR A FOR FOR Management
THREE-YEAR PERIOD
--------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA
Ticker: Security ID: M1586M115
Meeting Date: DEC 19, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF A NEW REMUNERATION POLICY FOR FOR Management
FOR THE BANK'S EXECUTIVES AS PER
APPENDIX A
3 APPROVAL OF THE TERMS OF EMPLOYMENT OF FOR FOR Management
MR. ARI PINTO AS THE BANK'S CEO, WHICH
INCLUDE THE FOLLOWING: A. THE NEW
EMPLOYMENT AGREEMENT IS VALID FOR A
PERIOD BEGINNING ON OCTOBER 12, 2016
AND ENDING ON DECEMBER 31, 2019. (FOR
THE PERIOD FROM AUGUST 1, 2016 U
--------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA
Ticker: Security ID: M1586M115
Meeting Date: APR 04, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 RE-APPOINTMENT OF THE FOR FOR Management
ACCOUNTANT-AUDITOR
4 EXTENSION OF THE APPOINTMENT OF MR. FOR FOR Management
ODED ERAN AS A DIRECTOR OF THE BANK
UNTIL DECEMBER 31, 2019. CURRENTLY, MR.
ERAN'S TERM OF APPOINTMENT ENDS ON
FEBRUARY 17, 2019
5 APPROVAL OF THE TERMS OF APPOINTMENT FOR FOR Management
AND EMPLOYMENT OF MR. ODED ERAN AS THE
CHAIRMAN OF THE BANK FOR THE PERIOD
FROM JANUARY 1, 2017 UNTIL DECEMBER
31, 2019, BEGINNING AT THE TIME OF THE
APPROVAL OF THIS DECISION BY THE
GENERAL MEETING. MR. ERAN WILL RECE
--------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL, TEL AVIV-JAFFA
Ticker: Security ID: M16043107
Meeting Date: JUL 11, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUN 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 DISCUSSION OF THE COMPANY'S FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR 2015
3 RE-APPOINTMENT OF THE FOR FOR Management
ACCOUNTANT-AUDITOR, AND AUTHORIZATION
OF THE BOARD TO DETERMINE THE
ACCOUNTANT-AUDITOR'S REMUNERATION AND
PROVIDE A REPORT REGARDING THE
ACCOUNTANT-AUDITOR'S REMUNERATION
4 APPOINTMENT OR RE-APPOINTMENT OF THE FOR FOR Management
FOLLOWING DIRECTOR WITH THE STATUS OF
OTHER DIRECTOR (NOT EXTERNAL DIRECTOR)
FOR A 3-YEAR PERIOD, PENDING THE
APPROVAL OF THE SUPERVISOR OR HER LACK
OF OPPOSITION: DAVID BRODET
(CHAIRMAN), BEGINNING AT THE TIME THAT
HI
5 APPOINTMENT OR RE-APPOINTMENT OF THE FOR FOR Management
FOLLOWING DIRECTOR WITH THE STATUS OF
OTHER DIRECTOR (NOT EXTERNAL DIRECTOR)
FOR A 3-YEAR PERIOD, PENDING THE
APPROVAL OF THE SUPERVISOR OR HER LACK
OF OPPOSITION: YOAV NERDI, BEGINNING
AT THE TIME THAT HIS CURRENT TER
6 APPOINTMENT OR RE-APPOINTMENT OF THE FOR FOR Management
FOLLOWING DIRECTOR WITH THE STATUS OF
OTHER DIRECTOR (NOT EXTERNAL DIRECTOR)
FOR A 3-YEAR PERIOD, PENDING THE
APPROVAL OF THE SUPERVISOR OR HER LACK
OF OPPOSITION: ESTHER LEVANON
7 APPOINTMENT OR RE-APPOINTMENT OF THE FOR FOR Management
FOLLOWING DIRECTOR WITH THE STATUS OF
OTHER DIRECTOR (NOT EXTERNAL DIRECTOR)
FOR A 3-YEAR PERIOD, PENDING THE
APPROVAL OF THE SUPERVISOR OR HER LACK
OF OPPOSITION: REGINA UNGER
8 APPOINTMENT OR RE-APPOINTMENT OF THE FOR FOR Management
FOLLOWING DIRECTOR WITH THE STATUS OF
OTHER DIRECTOR (NOT EXTERNAL DIRECTOR)
FOR A 3-YEAR PERIOD, PENDING THE
APPROVAL OF THE SUPERVISOR OR HER LACK
OF OPPOSITION: DR. YOFI TIROSH
--------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL, TEL AVIV-JAFFA
Ticker: Security ID: M16043107
Meeting Date: NOV 03, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECT TZAHI FRANKOVITS AS DIRECTOR FOR FOR FOR Management
A THREE-YEAR PERIOD
5 ELECT ITZICK SHARIR AS DIRECTOR FOR A FOR FOR Management
THREE-YEAR PERIOD
6 ELECT ESTER DOMINISSINI AS DIRECTOR FOR ABSTAIN Management
FOR A THREE-YEAR PERIOD
8 SHAREHOLDER PROPOSAL SUBMITTED BY FOR ABSTAIN Management
JEWISH COLONIAL TRUST: ELECT GIDEON
SCHURR AS DIRECTOR FOR A THREE-YEAR
PERIOD
10 ELECT YORAM MICHAELIS AS EXTERNAL FOR FOR Management
DIRECTOR FOR A THREE-YEAR PERIOD
11 ELECT YTZHAK EDELMAN AS EXTERNAL FOR ABSTAIN Management
DIRECTOR FOR A THREE-YEAR PERIOD
12 ADD ARTICLE 143E TO THE ARTICLE OF FOR FOR Management
ASSOCIATION RE: INDEMNIFICATION OF
OFFICERS
13 AMEND ARTICLE 128 RE: SIGNATURE BANK FOR FOR Management
BALANCE SHEET
14 ADD ARTICLE 146 TO THE ARTICLE OF FOR FOR Management
ASSOCIATION RE: JURISDICTION CLAUSE
15 RATIFY AMENDED INDEMNIFICATION FOR FOR Management
AGREEMENTS WITH DIRECTORS AND OFFICERS
16 APPROVE COMPENSATION POLICY FOR THE FOR FOR Management
DIRECTORS AND OFFICERS OF THE COMPANY
17 APPROVE EMPLOYMENT TERMS OF ACTIVE FOR FOR Management
CHAIRMAN: MR. DAVID BRODET
18 APPROVE EMPLOYMENT TERMS OF THE CEO: FOR FOR Management
MS. RAKEFET RUSSAK-AMINOACH
--------------------------------------------------------------------------------
BANK OF MONTREAL
Ticker: BMO Security ID: 063671101
Meeting Date: APR 04, 2017 Meeting Type: Annual and Special Meeting
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF SHAREHOLDERS' AUDITORS FOR FOR Management
3 AMENDMENTS TO THE BANK'S BY-LAWS FOR FOR Management
REGARDING DIRECTORS' AGGREGATE
COMPENSATION AND REMOVAL OF REFERENCE
TO NON-OFFICER DIRECTOR STOCK OPTION
PLAN
4 CHANGES TO VARIABLE COMPENSATION FOR FOR FOR Management
CERTAIN EUROPEAN UNION STAFF
5 ADVISORY VOTE ON THE BANK'S APPROACH FOR FOR Management
TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
BANK OF QUEENSLAND LTD, NEWSTEAD QLD
Ticker: Security ID: Q12764116
Meeting Date: NOV 30, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF DAVID WILLIS AS A FOR FOR Management
DIRECTOR
3 ELECTION OF KAREN PENROSE AS A DIRECTOR FOR FOR Management
4 ELECTION OF JOHN LORIMER AS A DIRECTOR FOR FOR Management
5 ELECTION OF WARWICK NEGUS AS A DIRECTOR FOR FOR Management
6 APPROVAL OF PERFORMANCE AWARD RIGHTS FOR FOR Management
UNDER THE MANAGING DIRECTOR'S LONG
TERM INCENTIVE PACKAGE
7 NON-EXECUTIVE DIRECTORS' REMUNERATION FOR FOR Management
8 REMUNERATION REPORT-NON-BINDING FOR FOR Management
RESOLUTION
--------------------------------------------------------------------------------
BARCLAYS PLC, LONDON
Ticker: Security ID: G08036124
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORTS OF THE FOR FOR Management
DIRECTORS AND AUDITORS AND THE AUDITED
ACCOUNTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT OTHER THAN THE PART CONTAINING
THE DIRECTORS REMUNERATION POLICY FOR
THE YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY CONTAINED IN THE DIRECTORS
REMUNERATION REPORT FOR THE YEAR ENDED
31 DECEMBER 2016
4 TO APPOINT MARY FRANCIS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
5 TO APPOINT SIR IAN CHESHIRE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO REAPPOINT MIKE ASHLEY AS A DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO REAPPOINT TIM BREEDON AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO REAPPOINT CRAWFORD GILLIES AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO REAPPOINT SIR GERRY GRIMSTONE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO REAPPOINT REUBEN JEFFERY III AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO REAPPOINT JOHN MCFARLANE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO REAPPOINT TUSHAR MORZARIA AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO REAPPOINT DAMBISA MOYO AS A FOR FOR Management
DIRECTOR OF THE COMPANY
14 TO REAPPOINT DIANE SCHUENEMAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
15 TO REAPPOINT JAMES STALEY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
16 TO APPOINT KPMG LLP AS AUDITORS OF THE FOR FOR Management
COMPANY
17 TO AUTHORISE THE BOARD AUDIT COMMITTEE FOR FOR Management
TO SET THE REMUNERATION OF THE AUDITORS
18 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS AND INCUR POLITICAL
EXPENDITURE
19 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES AND EQUITY SECURITIES
20 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES FOR CASH AND OR TO
SELL TREASURY SHARES OTHER THAN ON A
PRO RATA BASIS TO SHAREHOLDERS OF NO
MORE THAN 5 PER CENT OF ISC
21 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES FOR CASH AND OR TO
SELL TREASURY SHARES OTHER THAN ON A
PRO RATA BASIS TO SHAREHOLDERS OF NO
MORE THAN AN ADD 5 PER CENT
22 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES IN RELATION TO THE
ISSUANCE OF CONTINGENT EQUITY
CONVERSION NOTES
23 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES FOR CASH OTHER THAN
ON A PRO RATA BASIS TO SHAREHOLDERS IN
RELATION TO THE ISSUANCE OF CONTINGENT
ECNS
24 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
25 TO AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS OTHER THAN AN AGM ON
NOT LESS THAN 14 CLEAR DAYS NOTICE
26 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
BARCLAYS LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION APPROVING THE APPOINTMENT FOR FOR Management
OF PRICEWATERHOUSECOOPERS LLP AS THE
AUDITOR OF BARRICK AND AUTHORIZING THE
DIRECTORS TO FIX ITS REMUNERATION
3 ADVISORY RESOLUTION ON EXECUTIVE FOR FOR Management
COMPENSATION APPROACH
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION APPROVING THE APPOINTMENT FOR FOR Management
OF PRICEWATERHOUSECOOPERS LLP AS THE
AUDITOR OF BARRICK AND AUTHORIZING THE
DIRECTORS TO FIX ITS REMUNERATION
3 ADVISORY RESOLUTION ON EXECUTIVE FOR FOR Management
COMPENSATION APPROACH
--------------------------------------------------------------------------------
BASF SE
Ticker: Security ID: D06216317
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADOPTION OF A RESOLUTION ON THE FOR FOR Management
APPROPRIATION OF PROFIT: THE
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 2,808,567,295.65 SHALL
BE APPROPRIATED AS FOLLOWS: PAYMENT OF
A DIVIDEND OF EUR 3 PER NO-PAR SHARE
EUR 53.131.213.65 SHALL BE ALLOCATED
TO TH
7 ADOPTION OF A RESOLUTION GIVING FORMAL FOR FOR Management
APPROVAL TO THE ACTIONS OF THE MEMBERS
OF THE SUPERVISORY BOARD
8 ADOPTION OF A RESOLUTION GIVING FORMAL FOR FOR Management
APPROVAL TO THE ACTIONS OF THE MEMBERS
OF THE BOARD OF EXECUTIVE DIRECTORS
9 APPOINTMENT OF THE AUDITOR FOR THE FOR FOR Management
FINANCIAL YEAR 2017: KPMG AG
10 AUTHORIZATION TO BUY BACK SHARES IN FOR FOR Management
ACCORDANCE WITH SECTION 71(1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT AND
TO PUT THEM TO FURTHER USE WITH THE
POSSIBILITY OF EXCLUDING SHAREHOLDERS'
SUBSCRIPTION RIGHTS, INCLUDING THE
AUTHORIZATION TO REDEEM BOUGHT-BA
11 RESOLUTION ON THE AUTHORIZATION OF THE FOR FOR Management
BOARD OF EXECUTIVE DIRECTORS TO ISSUE
CONVERTIBLE BONDS AND BONDS WITH
WARRANTS AND TO EXCLUDE SHAREHOLDERS'
SUBSCRIPTION RIGHTS AS WELL AS ON THE
CREATION OF CONDITIONAL CAPITAL 2017
AND RELATED AMENDMENT TO THE STA
12 RESOLUTION ON AMENDING ARTICLE 14 OF FOR FOR Management
THE STATUTES (COMPENSATION OF THE
SUPERVISORY BOARD)
--------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN
Ticker: Security ID: D0712D163
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 PRESENTATION OF THE ADOPTED ANNUAL FOR FOR Management
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT, THE REPORT
OF THE SUPERVISORY BOARD AND THE
PROPOSAL BY THE BOARD OF MANAGEMENT ON
THE USE OF THE DISTRIBUTABLE PRO
6 RATIFICATION OF THE ACTIONS OF THE FOR FOR Management
MEMBERS OF THE BOARD OF MANAGEMENT
7 RATIFICATION OF THE ACTIONS OF THE FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD
8 SUPERVISORY BOARD ELECTION: WERNER FOR FOR Management
WENNING
9 SUPERVISORY BOARD ELECTION: DR. PAUL FOR FOR Management
ACHLEITNER
10 SUPERVISORY BOARD ELECTION: DR. FOR FOR Management
NORBERT W. BISCHOFBERGER
11 SUPERVISORY BOARD ELECTION: THOMAS FOR FOR Management
EBELING
12 SUPERVISORY BOARD ELECTION: COLLEEN A. FOR FOR Management
GOGGINS
13 SUPERVISORY BOARD ELECTION: DR. KLAUS FOR FOR Management
STURANY
14 AMENDMENT OF THE ARTICLES OF FOR FOR Management
INCORPORATION REGARDING THE
COMPENSATION OF THE SUPERVISORY BOARD
(SECTION 12, PARAGRAPHS 1 AND 2 OF THE
ARTICLES OF INCORPORATION)
15 APPROVAL OF THE CONTROL AGREEMENT FOR FOR Management
BETWEEN THE COMPANY AND BAYER
CROPSCIENCE AKTIENGESELLSCHAFT
16 ELECTION OF THE AUDITOR FOR THE ANNUAL FOR FOR Management
FINANCIAL STATEMENTS AND FOR THE
REVIEW OF THE HALF-YEARLY AND INTERIM
FINANCIAL REPORTS: DELOITTE GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
MUNICH, GERMANY
--------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN
Ticker: Security ID: D12096109
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 2,299,912,186 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.50 PER ORDINARY
SHARE PAYMENT OF A DIVIDEND OF EUR 3.
52 PER PREFERRED SHARE EX-DIVID
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: KPMG AG, BERLIN FOR
THE REVIEW OF THE INTERIM GROUP
FINANCIAL STATEMENTS AND THE INTERIM
GROUP ANNUAL REPORT FOR THE FIRST
HALF-YEAR OF THE 2017 FINANCIAL YEAR:
KPMG AG, BERLIN
9 ELECTIONS TO THE SUPERVISORY BOARD - FOR FOR Management
HEINRICH HIESINGER
--------------------------------------------------------------------------------
BAYTEX ENERGY CORP.
Ticker: BTE Security ID: 07317Q105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
PROFESSIONAL ACCOUNTANTS, AS AUDITORS
OF BAYTEX FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS OF BAYTEX TO
FIX THEIR REMUNERATION.
3 ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
INFORMATION CIRCULAR - PROXY STATEMENT.
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS.
3 ADVISORY RESOLUTION ON EXECUTIVE FOR FOR Management
COMPENSATION AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
BENDIGO AND ADELAIDE BANK LTD, BENDIGO VIC
Ticker: Security ID: Q1458B102
Meeting Date: OCT 25, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MS JAN HARRIS AS A DIRECTOR FOR FOR Management
3 RE-ELECTION OF MR ROB HUBBARD AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR JIM HAZEL AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR DAVID MATTHEWS AS A FOR FOR Management
DIRECTOR
6 RE-ELECTION OF MR ROBERT JOHANSON AS A FOR FOR Management
DIRECTOR
7 TO ADOPT THE REMUNERATION REPORT FOR FOR Management
8 APPROVAL OF THE MANAGING DIRECTOR'S FOR FOR Management
PARTICIPATION IN THE EMPLOYEE SALARY
SACRIFICE, DEFERRED SHARE AND
PERFORMANCE SHARE PLAN
--------------------------------------------------------------------------------
BENESSE HOLDINGS,INC.
Ticker: Security ID: J0429N102
Meeting Date: JUN 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Expand Business FOR FOR Management
Lines
3 Appoint a Director Adachi, Tamotsu FOR FOR Management
4 Appoint a Director Iwata, Shinjiro FOR FOR Management
5 Appoint a Director Fukuhara, Kenichi FOR FOR Management
6 Appoint a Director Kobayashi, Hitoshi FOR FOR Management
7 Appoint a Director Takiyama, Shinya FOR FOR Management
8 Appoint a Director Yamasaki, Masaki FOR FOR Management
9 Appoint a Director Tsujimura, Kiyoyuki FOR FOR Management
10 Appoint a Director Fukutake, Hideaki FOR FOR Management
11 Appoint a Director Yasuda, Ryuji FOR FOR Management
12 Appoint a Director Kuwayama, Nobuo FOR FOR Management
13 Appoint a Corporate Auditor Ishiguro, FOR FOR Management
Miyuki
14 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Ticker: Security ID: M2012Q100
Meeting Date: AUG 30, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE DISTRIBUTION AMONG THE FOR FOR Management
COMPANY'S SHAREHOLDERS OF A CASH
DIVIDEND IN THE TOTAL SUM OF 665
MILLION NIS, REPRESENTING .2404677 NIS
PER SHARE AND 24.04677PCT OF THE
COMPANY'S REGISTERED AND FULLY PAID UP
CAPITAL
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Ticker: Security ID: M2012Q100
Meeting Date: APR 03, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL THAT THE COMPANY, AS A FOR FOR Management
SHAREHOLDER IN DBS SATELLITE SERVICES
YES , SHOULD VOTE AT THE GENERAL
MEETING OF YES IN FAVOR OF AMENDMENT
OF THE AGREEMENT BETWEEN YES AND SPACE
COMMUNICATION LTD. FOR THE LEASE BY
YES FROM SPACE COMMUNICATION OF
SATELLIT
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Ticker: Security ID: M2012Q100
Meeting Date: APR 05, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE COMPANY'S UPDATED FOR FOR Management
REMUNERATION POLICY, AS PER THE
FORMULATION ATTACHED TO THE NOTICE OF
THE MEETING OF SHAREHOLDERS, AND AS
PER SECTION 267A OF THE ISRAEL
COMPANIES LAW 5759-1999
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
Ticker: Security ID: M2012Q100
Meeting Date: MAY 09, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE DISTRIBUTION OF FOR FOR Management
DIVIDENDS TO COMPANY SHAREHOLDERS
4 RE-APPOINTMENT OF THE FOLLOWING FOR FOR Management
DIRECTOR UNTIL THE NEXT AGM: SHAUL
ELOVITCH
5 RE-APPOINTMENT OF THE FOLLOWING FOR FOR Management
DIRECTOR UNTIL THE NEXT AGM: OR
ELOVITCH
6 RE-APPOINTMENT OF THE FOLLOWING FOR FOR Management
DIRECTOR UNTIL THE NEXT AGM: ORNA
ELOVITCH-PELED
7 RE-APPOINTMENT OF THE FOLLOWING FOR FOR Management
DIRECTOR UNTIL THE NEXT AGM: RAMI
NOMKIN
8 RE-APPOINTMENT OF THE FOLLOWING FOR FOR Management
DIRECTOR UNTIL THE NEXT AGM: DR.
JOSHUA ROSENSWEIG
9 APPOINTMENT OF AN UNAFFILIATED FOR FOR Management
DIRECTOR, MR. DAVID GRANOT
10 PENDING THE APPROVAL OF SECTION 4, FOR FOR Management
ABOVE, APPROVAL TO GRANT A LETTER OF
INDEMNITY AND EXEMPTION TO MR. DAVID
GRANOT, IN HIS ROLE AS AN UNAFFILIATED
DIRECTOR
11 APPOINTMENT OF THE ACCOUNTANT-AUDITOR FOR FOR Management
FOR THE YEAR 2017 AND UNTIL THE NEXT
AGM, AND AUTHORIZATION OF THE BOARD TO
DETERMINE THE ACCOUNTANT-AUDITOR'S
REMUNERATION
12 UPDATE OF THE MONTHLY COMPENSATION OF FOR FOR Management
THE COMPANY'S CEO, MS. STELLA HANDLER,
AS OF JANUARY 1, 2017
--------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC
Ticker: Security ID: Q1498M100
Meeting Date: NOV 17, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE THE 2016 FINANCIAL FOR FOR Management
STATEMENTS AND REPORTS FOR BHP BILLITON
3 TO RE-APPOINT KPMG LLP AS THE AUDITOR FOR FOR Management
OF BHP BILLITON PLC
4 TO AUTHORISE THE RISK AND AUDIT FOR FOR Management
COMMITTEE TO AGREE THE REMUNERATION OF
THE AUDITOR OF BHP BILLITON PLC
5 TO RENEW THE GENERAL AUTHORITY TO FOR FOR Management
ISSUE SHARES IN BHP BILLITON PLC
6 TO APPROVE THE AUTHORITY TO ISSUE FOR FOR Management
SHARES IN BHP BILLITON PLC FOR CASH
7 TO APPROVE THE REPURCHASE OF SHARES IN FOR FOR Management
BHP BILLITON PLC
8 TO APPROVE THE 2016 REMUNERATION FOR FOR Management
REPORT OTHER THAN THE PART CONTAINING
THE DIRECTORS' REMUNERATION POLICY
9 TO APPROVE THE 2016 REMUNERATION REPORT FOR FOR Management
10 TO APPROVE THE GRANT TO THE EXECUTIVE FOR FOR Management
DIRECTOR
11 TO ELECT KEN MACKENZIE AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
12 TO RE-ELECT MALCOLM BRINDED AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
13 TO RE-ELECT MALCOLM BROOMHEAD AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
14 TO RE-ELECT PAT DAVIES AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
15 TO RE-ELECT ANITA FREW AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
16 TO RE-ELECT CAROLYN HEWSON AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
17 TO RE-ELECT ANDREW MACKENZIE AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
18 TO RE-ELECT LINDSAY MAXSTED AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
19 TO RE-ELECT WAYNE MURDY AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
20 TO RE-ELECT SHRITI VADERA AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
21 TO RE-ELECT JAC NASSER AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
--------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON
Ticker: Security ID: G10877101
Meeting Date: OCT 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2016 FINANCIAL FOR FOR Management
STATEMENTS AND REPORTS FOR BHP BILLITON
2 TO REAPPOINT KPMG LLP AS THE AUDITOR FOR FOR Management
OF BHP BILLITON PLC
3 TO AUTHORISE THE RISK AND AUDIT FOR FOR Management
COMMITTEE TO AGREE THE REMUNERATION OF
THE AUDITOR OF BHP BILLITON PLC
4 TO RENEW THE GENERAL AUTHORITY TO FOR FOR Management
ISSUE SHARES IN BHP BILLITON PLC
5 TO APPROVE THE AUTHORITY TO ISSUE FOR FOR Management
SHARES IN BHP BILLITON PLC FOR CASH
6 TO APPROVE THE REPURCHASE OF SHARES IN FOR FOR Management
BHP BILLITON PLC
7 TO APPROVE THE 2016 REMUNERATION FOR FOR Management
REPORT OTHER THAN THE PART CONTAINING
THE DIRECTORS' REMUNERATION POLICY
8 TO APPROVE THE 2016 REMUNERATION REPORT FOR FOR Management
9 TO APPROVE THE GRANT TO THE EXECUTIVE FOR FOR Management
DIRECTOR
10 TO ELECT KEN MACKENZIE AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
11 TO RE-ELECT MALCOLM BRINDED AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
12 TO RE-ELECT MALCOLM BROOMHEAD AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
13 TO RE-ELECT PAT DAVIES AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
14 TO RE-ELECT ANITA FREW AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
15 TO RE-ELECT CAROLYN HEWSON AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
16 TO RE-ELECT ANDREW MACKENZIE AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
17 TO RE-ELECT LINDSAY MAXSTED AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
18 TO RE-ELECT WAYNE MURDY AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
19 TO RE-ELECT SHRITI VADERA AS A FOR FOR Management
DIRECTOR OF BHP BILLITON
20 TO RE-ELECT JAC NASSER AS A DIRECTOR FOR FOR Management
OF BHP BILLITON
--------------------------------------------------------------------------------
BILFINGER SE, MANNHEIM
Ticker: Security ID: D11648108
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE USE OF THE NET FOR FOR Management
RETAINED PROFIT OF THE 2016 FISCAL
YEAR: DISTRIBUTION OF A DIVIDEND IN
THE AMOUNT OF EUR 1.00 PER
NO-PAR-VALUE SHARE CARRYING DIVIDEND
RIGHTS: EUR 44,209,042.00, CARRY
FORWARD OF THE RESIDUAL AMOUNT TO THE
NEXT FISCAL YEAR
6 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR THOMAS BLADES
7 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR MICHAEL BERNHARDT
8 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR KLAUS PATZAK
9 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR JOCHEN KEYSBERG
10 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR AXEL SALZMANN
11 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR PER H. UTNEGAARD
12 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR ECKHARD CORDES
13 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR STEPHAN BRUCKNER
14 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MS AGNIESZKA AL-SELWI
15 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR WOLFGANG BUNGE
16 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MS DOROTHEE ANNA DEURING
17 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR JOHN FELDMANN
18 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MS LONE FONSS SCHRODER
19 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR RALPH HECK
20 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR MARION HELMES
21 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MS SUSANNE HUPE
22 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR THOMAS KERN
23 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR INGO KLOTZER
24 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR RAINER KNERLER
25 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: DR JANNA KOKE
26 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MS EMMA PHILLIPS
27 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR HANS PETER RING
28 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR JORG SOMMER
29 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR UDO STARK
30 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR JENS TISCHENDORF
31 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD OF
BILFINGER SE WITH RESPECT TO THE 2016
FISCAL YEAR: MR MAREK WROBEL
32 APPOINTMENT OF THE AUDITORS OF THE FOR FOR Management
FINANCIAL STATEMENTS AND GROUP
FINANCIAL STATEMENTS FOR THE 2017
FISCAL YEAR AS WELL AS OF THE AUDITORS
TO BE COMMISSIONED TO REVIEW THE
SEMI-ANNUAL FINANCIAL REPORT: ERNST &
YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
33 RESOLUTION ON THE AUTHORIZATION TO FOR FOR Management
ISSUE CONVERTIBLE BONDS AND BONDS WITH
WARRANTS AND TO EXCLUDE SUBSCRIPTION
RIGHTS, INCLUDING THE SIMULTANEOUS
CREATION OF CONDITIONAL CAPITAL AND AN
AMENDMENT TO ARTICLE 4 OF THE ARTICLES
OF INCORPORATION
34 RESOLUTION ON THE AUTHORIZATION TO FOR FOR Management
PURCHASE AND USE TREASURY SHARES
PURSUANT TO SECTION 71 (1) NO. 8 AKTG
WITH THE POSSIBLE EXCLUSION OF
SUBSCRIPTION RIGHTS AND ANY RIGHTS TO
OFFER SHARES
35 RESOLUTION ON THE AUTHORIZATION TO USE FOR FOR Management
DERIVATIVES WHEN PURCHASING TREASURY
SHARES WITH THE POSSIBLE EXCLUSION OF
SUBSCRIPTION RIGHTS AND ANY RIGHTS TO
OFFER SHARES
--------------------------------------------------------------------------------
BLACKBERRY LIMITED
Ticker: BBRY Security ID: 09228F103
Meeting Date: JUN 21, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION APPROVING THE FOR FOR Management
RE-APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS OF THE COMPANY AND
AUTHORIZING THE BOARD OF DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
3 RESOLUTION APPROVING AN AMENDMENT TO FOR FOR Management
THE COMPANY'S EQUITY INCENTIVE PLAN,
RELATING TO AN INCREASE IN THE NUMBER
OF COMMON SHARES ISSUABLE THEREUNDER
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
4 RESOLUTION APPROVING THE UNALLOCATED FOR FOR Management
ENTITLEMENTS UNDER THE COMPANY'S
DEFERRED SHARE UNIT PLAN FOR DIRECTORS
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
5 NON-BINDING ADVISORY RESOLUTION THAT FOR FOR Management
THE SHAREHOLDERS ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION APPROVING THE FOR FOR Management
RE-APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS OF THE COMPANY AND
AUTHORIZING THE BOARD OF DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
3 RESOLUTION APPROVING AN AMENDMENT TO FOR FOR Management
THE COMPANY'S EQUITY INCENTIVE PLAN,
RELATING TO AN INCREASE IN THE NUMBER
OF COMMON SHARES ISSUABLE THEREUNDER
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
4 RESOLUTION APPROVING THE UNALLOCATED FOR FOR Management
ENTITLEMENTS UNDER THE COMPANY'S
DEFERRED SHARE UNIT PLAN FOR DIRECTORS
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
5 NON-BINDING ADVISORY RESOLUTION THAT FOR FOR Management
THE SHAREHOLDERS ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION APPROVING THE FOR FOR Management
RE-APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS OF THE COMPANY AND
AUTHORIZING THE BOARD OF DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
3 RESOLUTION APPROVING AN AMENDMENT TO FOR FOR Management
THE COMPANY'S EQUITY INCENTIVE PLAN,
RELATING TO AN INCREASE IN THE NUMBER
OF COMMON SHARES ISSUABLE THEREUNDER
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
4 RESOLUTION APPROVING THE UNALLOCATED FOR FOR Management
ENTITLEMENTS UNDER THE COMPANY'S
DEFERRED SHARE UNIT PLAN FOR DIRECTORS
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
5 NON-BINDING ADVISORY RESOLUTION THAT FOR FOR Management
THE SHAREHOLDERS ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
--------------------------------------------------------------------------------
BLUESCOPE STEEL LTD, MELBOURNE VIC
Ticker: Security ID: Q1415L177
Meeting Date: NOV 10, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
FOR THE YEAR ENDED 30 JUNE 2016
(NON-BINDING ADVISORY VOTE)
3 RE-ELECTION OF MR EWEN CROUCH AM AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR LLOYD JONES AS A FOR FOR Management
DIRECTOR
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: Security ID: F1058Q238
Meeting Date: MAY 23, 2017 Meeting Type: MIX
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
PAYMENT OF DIVIDEND: EUR 2.70 PER SHARE
8 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
SPECIAL REPORT ON THE AGREEMENTS AND
COMMITMENTS GOVERNED BY ARTICLES L.
225-38 AND FOLLOWING THE FRENCH
COMMERCIAL CODE
9 AUTHORISATION FOR THE COMPANY TO FOR FOR Management
PURCHASE ITS OWN SHARES
10 RENEWAL OF THE TERM OF MR JEAN FOR FOR Management
LEMIERRE AS A DIRECTOR
11 RENEWAL OF THE TERM OF MS MONIQUE FOR FOR Management
COHEN AS A DIRECTOR
12 RENEWAL OF THE TERM OF MS DANIELA FOR FOR Management
SCHWARZER AS A DIRECTOR
13 RENEWAL OF THE TERM OF MS FIELDS FOR FOR Management
WICKER-MIURIN AS A DIRECTOR
14 APPOINTMENT OF MR JACQUES ASCHENBROICH FOR FOR Management
AS A DIRECTOR TO REPLACE MR
JEAN-FRANCOIS LEPETIT
15 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY THAT ARE
APPLICABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 VOTE ON THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR AND TO THE DEPUTY
GENERAL MANAGER
17 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR JEAN LEMIERRE, CHAIRMAN
OF THE BOARD OF DIRECTORS, FOR THE
2016 FINANCIAL YEAR - RECOMMENDATION
OF SECTION 26.2 OF THE FRENCH
AFEP-MEDEF CODE
18 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR JEAN-LAURENT BONNAFE,
MANAGING DIRECTOR, FOR THE 2016
FINANCIAL YEAR - RECOMMENDATION OF
SECTION 26.2 OF THE FRENCH AFEP-MEDEF
CODE
19 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR PHILIPPE BORDENAVE,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR - RECOMMENDATION OF
SECTION 26.2 OF THE FRENCH AFEP-MEDEF
CODE
20 ADVISORY VOTE ON THE TOTAL FOR FOR Management
COMPENSATION OF ALL KINDS PAID DURING
THE 2016 FINANCIAL YEAR TO THE
EFFECTIVE DIRECTORS AND CERTAIN
CATEGORIES OF EMPLOYEES - ARTICLE L.
511-73 OF THE FRENCH MONETARY AND
FINANCIAL CODE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
22 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
PAYMENT OF DIVIDEND: EUR 2.70 PER SHARE
8 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
SPECIAL REPORT ON THE AGREEMENTS AND
COMMITMENTS GOVERNED BY ARTICLES L.
225-38 AND FOLLOWING THE FRENCH
COMMERCIAL CODE
9 AUTHORISATION FOR THE COMPANY TO FOR FOR Management
PURCHASE ITS OWN SHARES
10 RENEWAL OF THE TERM OF MR JEAN FOR FOR Management
LEMIERRE AS A DIRECTOR
11 RENEWAL OF THE TERM OF MS MONIQUE FOR FOR Management
COHEN AS A DIRECTOR
12 RENEWAL OF THE TERM OF MS DANIELA FOR FOR Management
SCHWARZER AS A DIRECTOR
13 RENEWAL OF THE TERM OF MS FIELDS FOR FOR Management
WICKER-MIURIN AS A DIRECTOR
14 APPOINTMENT OF MR JACQUES ASCHENBROICH FOR FOR Management
AS A DIRECTOR TO REPLACE MR
JEAN-FRANCOIS LEPETIT
15 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY THAT ARE
APPLICABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 VOTE ON THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR AND TO THE DEPUTY
GENERAL MANAGER
17 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR JEAN LEMIERRE, CHAIRMAN
OF THE BOARD OF DIRECTORS, FOR THE
2016 FINANCIAL YEAR - RECOMMENDATION
OF SECTION 26.2 OF THE FRENCH
AFEP-MEDEF CODE
18 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR JEAN-LAURENT BONNAFE,
MANAGING DIRECTOR, FOR THE 2016
FINANCIAL YEAR - RECOMMENDATION OF
SECTION 26.2 OF THE FRENCH AFEP-MEDEF
CODE
19 ADVISORY VOTE ON THE COMPENSATION OWED FOR FOR Management
OR PAID TO MR PHILIPPE BORDENAVE,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR - RECOMMENDATION OF
SECTION 26.2 OF THE FRENCH AFEP-MEDEF
CODE
20 ADVISORY VOTE ON THE TOTAL FOR FOR Management
COMPENSATION OF ALL KINDS PAID DURING
THE 2016 FINANCIAL YEAR TO THE
EFFECTIVE DIRECTORS AND CERTAIN
CATEGORIES OF EMPLOYEES - ARTICLE L.
511-73 OF THE FRENCH MONETARY AND
FINANCIAL CODE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
22 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
BOLIDEN AB, STOCKHOLM
Ticker: Security ID: W17218103
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
14 RESOLUTIONS REGARDING ADOPTION OF THE FOR FOR Management
INCOME STATEMENT AND BALANCE SHEET AS
WELL AS THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE
SHEET
15 RESOLUTION REGARDING APPROPRIATION OF FOR FOR Management
THE COMPANY'S PROFIT IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET AND
DETERMINATION OF THE RECORD DAY FOR
THE RIGHT TO RECEIVE DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A DIVIDEND
TO THE SHAREHOLDERS OF SEK 5.25 (3.25
16 RESOLUTION REGARDING DISCHARGE FROM FOR FOR Management
LIABILITY OF THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE PRESIDENT
17 RESOLUTION ON THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND AUDITORS TO BE APPOINTED
BY THE ANNUAL GENERAL MEETING: THE
NOMINATION COMMITTEE PROPOSES THE
APPOINTMENT OF EIGHT BOARD MEMBERS AND
ONE REGISTERED ACCOUNTING FIRM AS
AUDITOR
18 RESOLUTION ON FEES FOR THE BOARD OF FOR FOR Management
DIRECTORS
19 ELECTION OF THE MEMBERS AND CHAIRMAN FOR FOR Management
OF THE BOARD OF DIRECTORS: THE
NOMINATION COMMITTEE PROPOSES
RE-ELECTION OF BOARD MEMBERS MARIE
BERGLUND, TOM ERIXON, LENNART EVRELL,
MICHAEL G:SON LOW, ELISABETH NILSSON,
ANDERS ULLBERG AND PEKKA VAURAMO AND
THAT PIA
20 RESOLUTION ON FEES FOR THE AUDITOR FOR FOR Management
21 RESOLUTION ON THE APPOINTMENT OF FOR FOR Management
AUDITOR: THE NOMINATION COMMITTEE
PROPOSES ELECTION OF THE ACCOUNTING
FIRM DELOITTE AB AS AUDITOR FOR THE
PERIOD UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
22 RESOLUTION REGARDING GUIDELINES FOR FOR FOR Management
REMUNERATION FOR THE GROUP MANAGEMENT
23 ELECTION OF MEMBERS OF THE NOMINATION FOR FOR Management
COMMITTEE: THE NOMINATION COMMITTEE
PROPOSES THAT JAN ANDERSSON (SWEDBANK
ROBUR FONDER), CHAIRMAN OF THE
NOMINATION COMMITTEE, LARS ERIK
FORSGARDH, OLA PETER GJESSING (NORGES
BANK INVESTMENT MANAGEMENT), ANDERS
OSCARS
--------------------------------------------------------------------------------
BOMBARDIER INC.
Ticker: BDRBF Security ID: 097751200
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP,
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
INDEPENDENT AUDITORS.
3 ADVISORY VOTE ON THE REMUNERATION OF FOR FOR Management
THE EXECUTIVE OFFICERS OF BOMBARDIER
INC. THE BOARD OF DIRECTORS RECOMMENDS
THAT SHAREHOLDERS VOTE FOR THE
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE MANAGEMENT PROXY
CIRCULAR.
4 SHAREHOLDER PROPOSAL 1. THE BOARD OF AGAINST AGAINST Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE AGAINST THE SHAREHOLDER PROPOSAL
1 SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
5 SHAREHOLDER PROPOSAL 2. THE BOARD OF AGAINST AGAINST Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE AGAINST THE SHAREHOLDER PROPOSAL
2 SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
6 SHAREHOLDER PROPOSAL 3. THE BOARD OF FOR FOR Shareholder
DIRECTORS RECOMMENDS THAT SHAREHOLDERS
VOTE FOR THE SHAREHOLDER PROPOSAL 3
SET OUT IN EXHIBIT "B" TO THE
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
BONAVA AB, SOLNA
Ticker: Security ID: W4200R113
Meeting Date: SEP 26, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
10 RESOLUTION REGARDING: A LONG-TERM FOR FOR Management
PERFORMANCE-BASED INCENTIVE PLAN
11 RESOLUTION REGARDING: AUTHORISATION FOR FOR Management
FOR THE BOARD OF DIRECTORS TO RESOLVE
ON EXECUTION OF ACQUISITION OF SHARES
OF SERIES B IN BONAVA AND RESOLUTION
TO TRANSFER SHARES OF SERIES B IN
BONAVA
--------------------------------------------------------------------------------
BONAVA AB, SOLNA
Ticker: Security ID: W4200R113
Meeting Date: APR 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
13 RESOLUTIONS REGARDING: THE ADOPTION OF FOR FOR Management
THE INCOME STATEMENT AND BALANCE SHEET
AND THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
14 RESOLUTIONS REGARDING: ALLOCATION OF FOR FOR Management
PROFIT OR LOSS IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND THE RECORD
DATE FOR ANY DIVIDEND: SEK 3.80 PER
SHARE
15 RESOLUTIONS REGARDING: THE DISCHARGE FOR FOR Management
FROM LIABILITY OF THE BOARD MEMBERS
AND THE CEO
16 DETERMINATION OF THE NUMBER OF MEMBERS FOR FOR Management
OF THE BOARD ELECTED BY THE MEETING
AND AUDITORS: SEVEN (7) AND NO DEPUTY
MEMBERS
17 DETERMINATION OF THE REMUNERATION FOR FOR Management
PAYABLE TO THE BOARD MEMBERS ELECTED
BY THE MEETING AND AUDITORS
18 ELECTION OF THE BOARD, CHAIRMAN OF THE FOR FOR Management
BOARD AND AUDIT FIRM OR AUDITORS: FOR
THE PERIOD UNTIL THE NEXT ANNUAL
GENERAL MEETING, THE NOMINATION
COMMITTEE PROPOSES RE-ELECTION OF CARL
ENGSTROM, VIVECA AX: SON JOHNSON, ASA
HEDENBERG, SAMIR KAMAL, MAGNUS ROSEN
19 ELECTION OF MEMBERS TO THE NOMINATION FOR FOR Management
COMMITTEE AND CHAIRMAN OF THE
NOMINATION COMMITTEE: TOMAS BILLING,
NORDSTJERNAN AB, TOMAS RISBECKER, AMF
- FORSAKRING OCH FONDER, MATS
GUSTAFSSON, LANNEBO FONDER AND THE
CHAIRMAN OF THE BOARD AS AN ADJUNCT
MEMBER. TOM
20 RESOLUTION REGARDING INSTRUCTION TO FOR FOR Management
THE NOMINATION COMMITTEE
21 RESOLUTION REGARDING GUIDELINES FOR FOR FOR Management
REMUNERATION TO SENIOR EXECUTIVES
22 RESOLUTIONS REGARDING: A LONG-TERM FOR FOR Management
PERFORMANCE-BASED INCENTIVE PLAN
23 RESOLUTIONS REGARDING: AUTHORISATION FOR FOR Management
FOR THE BOARD OF DIRECTORS TO RESOLVE
ON EXECUTION OF ACQUISITION OF SHARES
OF SERIES B IN BONAVA AND RESOLUTION
TO TRANSFER SHARES OF SERIES B IN
BONAVA
24 RESOLUTION REGARDING AMENDMENT TO THE FOR FOR Management
ARTICLES OF ASSOCIATION (CHANGE OF
REGISTERED HEAD OFFICE): SECTION 2 AND
SECTION 12 IN THE ARTICLES OF
ASSOCIATION
26 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: ADOPT A VISION ON ABSOLUTE
EQUALITY BETWEEN MEN AND WOMEN ON ALL
LEVELS IN THE COMPANY
27 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO SET
UP A WORKING GROUP WITH THE TASK OF
IMPLEMENTING THIS VISION IN THE LONG
TERM AND CLOSELY MONITOR THE
DEVELOPMENT
28 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: SUBMIT A REPORT IN WRITING
EACH YEAR TO THE ANNUAL GENERAL
MEETING, AS A SUGGESTION, BY INCLUDING
THE REPORT IN THE PRINTED VERSION OF
THE A
29 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO TAKE
NECESSARY ACTIONS TO SET-UP A
SHAREHOLDERS' ASSOCIATION IN THE
COMPANY
30 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: THAT MEMBERS OF THE BOARD
SHALL NOT BE ALLOWED TO INVOICE THEIR
BOARD REMUNERATION THROUGH A LEGAL
PERSON, SWEDISH OR FOREIGN
31 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: THAT THE NOMINATION
COMMITTEE DURING THE PERFORMANCE OF
ITS TASKS SHALL PAY PARTICULAR
ATTENTION TO QUESTIONS RELATED TO
ETHICS, GENDER AND
32 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO -IF
POSSIBLE- PREPARE A PROPOSAL REGARDING
REPRESENTATION ON THE BOARD AND
NOMINATION COMMITTEES FOR THE SMALL
AND MED
33 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: ADOPT A ZERO TOLERANCE
POLICY REGARDING ACCIDENTS AT WORK FOR
THE COMPANY
34 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO SET
UP A WORKING GROUP TO IMPLEMENT THIS
ZERO TOLERANCE POLICY AND FURTHER
35 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: SUBMIT A REPORT OF THE
RESULTS IN WRITING EACH YEAR TO THE
ANNUAL GENERAL MEETING, AS A
SUGGESTION, BY INCLUDING THE REPORT IN
THE PRINTED V
36 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO
APPROACH THE SWEDISH GOVERNMENT, AND
DRAW THE GOVERNMENT'S ATTENTION TO THE
DESIRABILITY OF CHANGING THE SWEDISH
COMPA
37 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: INSTRUCT THE BOARD TO
APPROACH THE SWEDISH GOVERNMENT AND
DRAW ITS ATTENTION TO THE NEED FOR A
NATIONAL PROVISION REGARDING SO CALLED
COOLIN
38 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: IN RELATION TO ITEM (E)
ABOVE, INSTRUCT THE BOARD TO APPROACH
THE SWEDISH GOVERNMENT AND / OR THE
SWEDISH TAX AGENCY TO DRAW THEIR
ATTENTION
39 RESOLUTION REGARDING PROPOSALS BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO: IN RELATION TO ITEM 20
BELOW, ASSIGN TO THE BOARD TO SEND AN
APPLICATION TO THE GOVERNMENT TO POINT
OUT THE DESIRABILITY OF AMENDING THE
COM
40 RESOLUTION REGARDING PROPOSAL BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO AMEND THE ARTICLES OF
ASSOCIATION: AMEND SECTION 9 BY ADDING
A NEW PARAGRAPH IN ACCORDANCE WITH THE
FOLLOWING: "FORMER MINISTERS OF STATE
MAY
41 RESOLUTION REGARDING PROPOSAL BY FOR FOR Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING SHALL
RESOLVE TO AMEND THE ARTICLES OF
ASSOCIATION: AMEND SECTION 6, THIRD
PARAGRAPH, BY GIVING IT THE FOLLOWING
WORDING "SHARE OF SERIES A AS WELL AS
SHARE OF
--------------------------------------------------------------------------------
BONAVISTA ENERGY CORPORATION
Ticker: BNPUF Security ID: 09784Y108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 NON-BINDING ADVISORY RESOLUTION ON OUR FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
BORAL LTD, SYDNEY
Ticker: Security ID: Q16969109
Meeting Date: NOV 03, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 ELECTION OF DIRECTOR - KAREN MOSES FOR FOR Management
4 RE-ELECTION OF DIRECTOR - EILEEN DOYLE FOR FOR Management
5 AWARD OF LTI AND DEFERRED STI RIGHTS FOR FOR Management
TO MIKE KANE, CEO & MANAGING DIRECTOR
6 NON-EXECUTIVE DIRECTORS' FEE POOL FOR FOR Management
--------------------------------------------------------------------------------
BOUYGUES SA
Ticker: Security ID: F11487125
Meeting Date: APR 27, 2017 Meeting Type: MIX
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND: EUR 1.60 PER SHARE
7 APPROVAL OF REGULATED AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
8 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR OLIVIER
BOUYGUES, DEPUTY GENERAL MANAGER
9 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR
PHILIPPE MARIEN, DEPUTY GENERAL MANAGER
10 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR OLIVIER
ROUSSAT, DEPUTY GENERAL MANAGER
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR MARTIN BOUYGUES,
CHIEF EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER BOUYGUES,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR PHILIPPE MARIEN,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER ROUSSAT,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
15 COMPENSATION POLICY REGARDING THE FOR FOR Management
CHIEF EXECUTIVE OFFICER AND DEPUTY
GENERAL MANAGERS: APPROVAL OF
PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND
ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS COMPRISING TOTAL
COMPENSATION AND BENEFITS OF
16 SETTING OF THE ANNUAL AMOUNT OF FOR FOR Management
ATTENDANCE ALLOWANCES
17 RENEWAL OF THE TERM OF MR HELMAN LE FOR FOR Management
PAS DE SECHEVAL AS DIRECTOR
18 APPOINTMENT OF MR ALEXANDRE DE FOR FOR Management
ROTHSCHILD AS DIRECTOR
19 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY THE CANCELLATION OF THE COMPANY'S
TREASURY SHARES
21 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFER, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR DE
22 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ELEMENTS
23 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFER, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR
24 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PRIVATE PLACEMENT,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE A
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET, ACCORDING TO THE
MODALITIES ESTABLISHED BY THE GENERAL
MEETING, THE ISSUE PRICE WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY MEANS OF PUBLIC OFFER
OR PRIVATE PLACEMENT, OF EQUITY SECURI
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE WITH OR WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
27 DELEGATION OF POWERS TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS OF
SHAREHOLDERS, WITH A VIEW TO
REMUNERATING THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SE
28 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS OF
SHAREHOLDERS, IN ORDER TO REMUNERATE
THE CONTRIBUTIONS OF SECURITIES IN THE
EVENT OF A PUBLIC EXCHANGE OFFER INIT
29 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE SHARES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS
A RESULT OF THE ISSUING, BY A
SUBSIDIARY, OF TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE SHARES OF THE
COMPAN
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, FOR THE BENEFIT OF
EMPLOYEES OR EXECUTIVE OFFICERS OF THE
COMPANY OR OF ASSOCIATED COMPANIES,
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
OR PURCHASE OPTIONS TO EMPLOYEES OR
EXECUTIVE OFFICERS OF THE COMPANY OR
ASSOCIATED COMPANIES
32 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARE
SUBSCRIPTION WARRANTS DURING THE
COMPANY'S PUBLIC OFFER PERIODS
33 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND: EUR 1.60 PER SHARE
7 APPROVAL OF REGULATED AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
8 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR OLIVIER
BOUYGUES, DEPUTY GENERAL MANAGER
9 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR
PHILIPPE MARIEN, DEPUTY GENERAL MANAGER
10 APPROVAL OF A COMMITMENT RELATING TO A FOR FOR Management
DEFINED BENEFIT PENSION FOR MR OLIVIER
ROUSSAT, DEPUTY GENERAL MANAGER
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR MARTIN BOUYGUES,
CHIEF EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER BOUYGUES,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR PHILIPPE MARIEN,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER ROUSSAT,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
15 COMPENSATION POLICY REGARDING THE FOR FOR Management
CHIEF EXECUTIVE OFFICER AND DEPUTY
GENERAL MANAGERS: APPROVAL OF
PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND
ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS COMPRISING TOTAL
COMPENSATION AND BENEFITS OF
16 SETTING OF THE ANNUAL AMOUNT OF FOR FOR Management
ATTENDANCE ALLOWANCES
17 RENEWAL OF THE TERM OF MR HELMAN LE FOR FOR Management
PAS DE SECHEVAL AS DIRECTOR
18 APPOINTMENT OF MR ALEXANDRE DE FOR FOR Management
ROTHSCHILD AS DIRECTOR
19 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY THE CANCELLATION OF THE COMPANY'S
TREASURY SHARES
21 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFER, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR DE
22 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ELEMENTS
23 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PUBLIC OFFER, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR
24 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY MEANS OF PRIVATE PLACEMENT,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
ISSUING SHARES AND ANY TRANSFERABLE
SECURITIES GRANTING IMMEDIATE A
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET, ACCORDING TO THE
MODALITIES ESTABLISHED BY THE GENERAL
MEETING, THE ISSUE PRICE WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY MEANS OF PUBLIC OFFER
OR PRIVATE PLACEMENT, OF EQUITY SECURI
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE WITH OR WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
27 DELEGATION OF POWERS TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS OF
SHAREHOLDERS, WITH A VIEW TO
REMUNERATING THE CONTRIBUTIONS-IN-KIND
GRANTED TO THE COMPANY AND CONSISTING
OF EQUITY SE
28 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS OF
SHAREHOLDERS, IN ORDER TO REMUNERATE
THE CONTRIBUTIONS OF SECURITIES IN THE
EVENT OF A PUBLIC EXCHANGE OFFER INIT
29 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE SHARES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS
A RESULT OF THE ISSUING, BY A
SUBSIDIARY, OF TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE SHARES OF THE
COMPAN
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, FOR THE BENEFIT OF
EMPLOYEES OR EXECUTIVE OFFICERS OF THE
COMPANY OR OF ASSOCIATED COMPANIES,
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
OR PURCHASE OPTIONS TO EMPLOYEES OR
EXECUTIVE OFFICERS OF THE COMPANY OR
ASSOCIATED COMPANIES
32 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARE
SUBSCRIPTION WARRANTS DURING THE
COMPANY'S PUBLIC OFFER PERIODS
33 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
BP PLC, LONDON
Ticker: Security ID: G12793108
Meeting Date: MAY 17, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS FOR FOR Management
2 DIRECTORS' REMUNERATION REPORT FOR FOR Management
3 DIRECTORS' REMUNERATION POLICY FOR FOR Management
4 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT DR B GILVARY AS A DIRECTOR FOR FOR Management
6 TO ELECT MR N S ANDERSEN AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MR P M ANDERSON AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR A BOECKMANN AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT ADMIRAL F L BOWMAN AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT MR I E L DAVIS AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT PROFESSOR DAME ANN DOWLING FOR FOR Management
AS A DIRECTOR
12 TO ELECT MS M B MEYER AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT MR B R NELSON AS A DIRECTOR FOR FOR Management
14 TO RE-ELECT MRS P R REYNOLDS AS A FOR FOR Management
DIRECTOR
15 TO RE-ELECT SIR JOHN SAWERS AS A FOR FOR Management
DIRECTOR
16 TO RE-ELECT MR C-H SVANBERG AS A FOR FOR Management
DIRECTOR
17 REAPPOINTMENT OF AUDITORS: ERNST & FOR FOR Management
YOUNG LLP
18 POLITICAL DONATIONS AND POLITICAL FOR FOR Management
EXPENDITURE
19 DIRECTORS' AUTHORITY TO ALLOT SHARES FOR FOR Management
(SECTION 551)
20 AUTHORITY FOR DISAPPLICATION OF FOR FOR Management
PRE-EMPTION RIGHTS (SECTION 561)
21 ADDITIONAL AUTHORITY FOR FOR FOR Management
DISAPPLICATION OF PRE-EMPTION RIGHTS
(SECTION 561)
22 SHARE BUYBACK FOR FOR Management
23 NOTICE OF GENERAL MEETINGS: TO FOR FOR Management
AUTHORIZE THE CALLING OF GENERAL
MEETINGS OF THE COMPANY (NOT BEING AN
ANNUAL GENERAL MEETING) BY NOTICE OF
AT LEAST 14 CLEAR DAYS
--------------------------------------------------------------------------------
BPER BANCA S.P.A.
Ticker: Security ID: T1325T119
Meeting Date: NOV 25, 2016 Meeting Type: MIX
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 PROPOSAL OF TRANSFORMATION OF BANCA FOR WITHHOLD Management
POPOLARE DELL'EMILIA ROMAGNA FROM
COOPERATIVE COMPANY TO LIMITED COMPANY
AND RELATED ADOPTION OF A NEW BYLAW.
RESOLUTIONS RELATED THERETO
5 TO EMPOWER THE EXTERNAL AUDITOR AS PER FOR WITHHOLD Management
ART. NO. 13, ITEM 1, AND 17, ITEM 1,
OF LEGISLATIVE DECREE 27 JANUARY 2010
NO. 39 AS AMENDED, RESPECTIVELY, BY
ART. NO. 16 AND 18 OF LEGISLATIVE
DECREE NO. 135 OF 17 JULY 2016, FROM
ART. NO. 16 OF EU REGULATION NO. 5
6 APPOINTMENT, FOR THE REMAINING 3-YEARS FOR WITHHOLD Management
PERIOD 2015 - 2017, OF A DIRECTOR IN
SUBSTITUTION OF A RESIGNED DIRECTOR
--------------------------------------------------------------------------------
BPER BANCA S.P.A.
Ticker: Security ID: T1325T119
Meeting Date: APR 08, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO PRESENT THE 2016 BALANCE SHEET FOR FOR Management
PROJECT AND RELATIVE REPORTS, TO
PRESENT THE CONSOLIDATED BALANCE
SHEET, RESOLUTIONS RELATED THERETO
5 TO APPOINT EIGHT DIRECTORS, LIST FOR FOR Management
PRESENTED BY THE EXPIRING BOARD OF
DIRECTORS: A) ODORICI LUIGI B) MARRI
ALBERTO C) GALANTE ALFONSO ROBERTO D)
FERRARI PIETRO E) BERNARDINI MARA F)
VENTURELLI VALERIA G) JANNOTTI PECCI
COSTANZO H) CROTTI CRISTINA
6 TO APPOINT EIGHT DIRECTORS, LIST FOR ABSTAIN Management
PRESENTED BY ALETTI GESTIELLE SGR S.P.
A. (MANAGING THE FUND GESTIELLE CEDOLA
ITALY OPPORTUNITY, GESTIELLE OBIETTIVO
ITALIA, ANIMA SFORZESCO, ANIMA
VISCONTEO), ARCA S.G.R. S.P.A. GESTORE
DEL FONDO ARCA AZIONI ITALIA, BANCOP
7 TO STATE DIRECTORS' EMOLUMENT FOR FOR FOR Management
FINANCIAL YEAR 2017, RESOLUTIONS
RELATED THERETO
8 TO PRESENT THE REWARDING REPORT EX ART. FOR FOR Management
123-TER OF D. LGS 24 FEBRUARY 1998 N.
58 INCLUDING BPER BANK S.P.A. GROUP'S
REWARDING POLICIES FOR 2017 AND THE
ANNUAL DISCLOSURE ON THE EXECUTION OF
REWARDING POLICIES DURING 2016,
RESOLUTIONS RELATED THERETO
9 TO PROPOSE THE REMUNERATION PLAN EX FOR FOR Management
ART. 114-BIS OF D.LGS. 24 FEBRUARY
1998 N. 58 IN EXECUTION OF THE
REWARDING POLICIES FOR 2017 FOR THE
BPER BANK S.P.A. GROUP, RESOLUTIONS
RELATED THERETO
--------------------------------------------------------------------------------
BPOST SA DE DROIT PUBLIC, BRUXELLES
Ticker: Security ID: B1306V108
Meeting Date: MAY 10, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 THE SHAREHOLDERS' MEETING RESOLVES TO FOR FOR Management
APPROVE BPOST SA/NV'S STATUTORY ANNUAL
ACCOUNTS RELATING TO THE FINANCIAL
YEAR CLOSED ON DECEMBER 31, 2016, THE
ALLOCATION OF THE PROFITS REFLECTED
THEREIN AND THE DISTRIBUTION OF A
GROSS DIVIDEND OF 1.31 EUR PER SHAR
7 THE SHAREHOLDERS' MEETING RESOLVES TO FOR FOR Management
APPROVE THE REMUNERATION REPORT FOR
THE FINANCIAL YEAR CLOSED ON DECEMBER
31, 2016
8 THE SHAREHOLDERS' MEETING RESOLVES TO FOR FOR Management
GRANT DISCHARGE TO THE DIRECTORS FOR
THE EXERCISE OF THEIR MANDATE DURING
THE FINANCIAL YEAR CLOSED ON DECEMBER
31, 2016
9 THE SHAREHOLDERS' MEETING RESOLVES TO FOR FOR Management
GRANT DISCHARGE TO THE STATUTORY
AUDITORS FOR THE EXERCISE OF THEIR
MANDATE DURING THE FINANCIAL YEAR
CLOSED ON DECEMBER 31, 2016
10 THE SHAREHOLDERS' MEETING APPOINTS MR. FOR FOR Management
JOS DONVIL AS DIRECTOR FOR A TERM OF
FOUR YEARS UNTIL THE CLOSE OF THE
ANNUAL SHAREHOLDERS' MEETING OF 2021.
THE SHAREHOLDERS' MEETING RESOLVES
THAT THE MANDATE WILL BE REMUNERATED
ON THE SAME BASIS AS THAT OF THE OT
11 THE SHAREHOLDERS' MEETING APPOINTS MR. FOR FOR Management
THOMAS HUBNER AS DIRECTOR FOR A TERM
OF FOUR YEARS UNTIL THE CLOSE OF THE
ANNUAL SHAREHOLDERS' MEETING OF 2021.
THE SHAREHOLDERS' MEETING ACKNOWLEDGES
THAT, BASED ON THE INFORMATION MADE
AVAILABLE TO THE COMPANY, MR.
12 THE SHAREHOLDERS' MEETING APPOINTS MRS. FOR FOR Management
FILOMENA (PHILLY) TEIXEIRA AS
DIRECTOR FOR A TERM OF FOUR YEARS
UNTIL THE CLOSE OF THE ANNUAL
SHAREHOLDERS' MEETING OF 2021. THE
SHAREHOLDERS' MEETING ACKNOWLEDGES
THAT, BASED ON THE INFORMATION MADE
AVAILABLE TO TH
13 THE SHAREHOLDERS' MEETING APPOINTS MRS. FOR FOR Management
SASKIA VAN UFFELEN AS DIRECTOR FOR A
TERM OF FOUR YEARS UNTIL THE CLOSE OF
THE ANNUAL SHAREHOLDERS' MEETING OF
2021. THE SHAREHOLDERS' MEETING
ACKNOWLEDGES THAT, BASED ON THE
INFORMATION MADE AVAILABLE TO THE
COMPAN
--------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW
Ticker: Security ID: Q6634U106
Meeting Date: NOV 16, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 ELECTION OF DIRECTOR GEORGE EL ZOGHBI FOR FOR Management
4 RE-ELECTION OF DIRECTOR ANTHONY GRANT FOR FOR Management
FROGGATT
5 RE-ELECTION OF DIRECTOR DAVID PETER FOR FOR Management
GOSNELL
6 PARTICIPATION OF GRAHAM CHIPCHASE IN FOR FOR Management
THE PERFORMANCE SHARE PLAN
7 PARTICIPATION OF GRAHAM CHIPCHASE IN FOR FOR Management
THE MYSHARE PLAN
--------------------------------------------------------------------------------
BRIDGESTONE CORPORATION
Ticker: Security ID: J04578126
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Tsuya, Masaaki FOR FOR Management
4 Appoint a Director Nishigai, Kazuhisa FOR FOR Management
5 Appoint a Director Zaitsu, Narumi FOR FOR Management
6 Appoint a Director Togami, Kenichi FOR FOR Management
7 Appoint a Director Tachibana FOR FOR Management
Fukushima, Sakie
8 Appoint a Director Scott Trevor Davis FOR FOR Management
9 Appoint a Director Okina, Yuri FOR FOR Management
10 Appoint a Director Masuda, Kenichi FOR FOR Management
11 Appoint a Director Yamamoto, Kenzo FOR FOR Management
12 Appoint a Director Terui, Keiko FOR FOR Management
13 Appoint a Director Sasa, Seiichi FOR FOR Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C.
Ticker: Security ID: G1510J102
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF THE 2016 ANNUAL REPORT AND FOR FOR Management
ACCOUNTS
2 APPROVAL OF THE 2016 DIRECTORS' FOR FOR Management
REMUNERATION REPORT
3 DECLARATION OF THE FINAL DIVIDEND FOR FOR FOR Management
2016: 118.1P PER ORDINARY SHARE
4 REAPPOINTMENT OF THE AUDITORS: KPMG LLP FOR FOR Management
5 AUTHORITY FOR THE AUDIT COMMITTEE TO FOR FOR Management
AGREE THE AUDITORS' REMUNERATION
6 RE-ELECTION OF RICHARD BURROWS AS A FOR FOR Management
DIRECTOR
7 RE-ELECTION OF NICANDRO DURANTE AS A FOR FOR Management
DIRECTOR
8 RE-ELECTION OF SUE FARR AS A DIRECTOR FOR FOR Management
9 RE-ELECTION OF ANN GODBEHERE AS A FOR FOR Management
DIRECTOR
10 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR FOR FOR Management
11 RE-ELECTION OF DR PEDRO MALAN AS A FOR FOR Management
DIRECTOR
12 RE-ELECTION OF DIMITRI PANAYOTOPOULOS FOR FOR Management
AS A DIRECTOR
13 RE-ELECTION OF KIERAN POYNTER AS A FOR FOR Management
DIRECTOR
14 RE-ELECTION OF BEN STEVENS AS A FOR FOR Management
DIRECTOR
15 ELECTION OF DR MARION HELMES AS A FOR FOR Management
DIRECTOR WHO HAS BEEN APPOINTED SINCE
THE LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO FOR FOR Management
POLITICAL ORGANISATIONS AND TO INCUR
POLITICAL EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MR. HOCK E. TAN FOR FOR Management
2 ELECTION OF DIRECTOR: MR. JAMES V. FOR FOR Management
DILLER
3 ELECTION OF DIRECTOR: MR. LEWIS C. FOR FOR Management
EGGEBRECHT
4 ELECTION OF DIRECTOR: MR. KENNETH Y. FOR FOR Management
HAO
5 ELECTION OF DIRECTOR: MR. EDDY W. FOR FOR Management
HARTENSTEIN
6 ELECTION OF DIRECTOR: MR. CHECK KIAN FOR FOR Management
LOW
7 ELECTION OF DIRECTOR: MR. DONALD FOR FOR Management
MACLEOD
8 ELECTION OF DIRECTOR: MR. PETER J. FOR FOR Management
MARKS
9 ELECTION OF DIRECTOR: DR. HENRY SAMUELI FOR FOR Management
10 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
BROADCOM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM AND INDEPENDENT
SINGAPORE AUDITOR FOR THE FISCAL YEAR
ENDING OCTOBER 29, 2017 AND TO
AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERAT
11 TO APPROVE THE GENERAL AUTHORIZATION FOR FOR Management
FOR THE DIRECTORS OF BROADCOM TO ALLOT
AND ISSUE SHARES IN OUR CAPITAL, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEMENT RELATING TO, ITS 2017
ANNUAL GENERAL MEETING.
12 TO APPROVE THE COMPENSATION OF FOR FOR Management
BROADCOM'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND IN THE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY
STATEMENT RE
13 TO RECOMMEND THAT A NON-BINDING, 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEMENT
--------------------------------------------------------------------------------
BROADCOM LTD, SINGAPORE
Ticker: Security ID: Y09827109
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. HOCK E. TAN
2 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. JAMES V. DILLER
3 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. LEWIS C. EGGEBRECHT
4 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. KENNETH Y. HAO
5 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. EDDY W. HARTENSTEIN
6 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. CHECK KIAN LOW
7 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. DONALD MACLEOD
8 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR. PETER J. MARKS
9 TO ELECT EACH OF THE FOLLOWING PERSON FOR FOR Management
TO OUR BOARD OF DIRECTORS (THE
"BOARD"), TO SERVE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS: DR. HENRY SAMUELI
10 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND INDEPENDENT
SINGAPORE AUDITOR FOR THE FISCAL YEAR
ENDING OCTOBER 29, 2017, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD TO F
11 TO PASS THE FOLLOWING AS AN ORDINARY FOR FOR Management
RESOLUTION: RESOLVED THAT, PURSUANT TO
THE PROVISIONS OF SECTION 161 OF THE
SINGAPORE COMPANIES ACT, CHAPTER 50
(THE "SINGAPORE COMPANIES ACT"), AND
ALSO SUBJECT OTHERWISE TO THE
PROVISIONS OF THE SINGAPORE COMPANIES A
12 TO CONSIDER AND PUT TO A NON-BINDING, FOR FOR Management
ADVISORY VOTE, THE FOLLOWING
RESOLUTION: RESOLVED THAT,
SHAREHOLDERS APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF BROADCOM'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN "COMPENSATION DISCUSSION AND
ANALYSIS" AND I
14 TO RECOMMENDED THAT A NON-BINDING, FOR FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY; ONE; TWO; OR THREE YEARS, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEME
15 TO RECOMMENDED THAT A NON-BINDING, AGAINST FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY; ONE; TWO; OR THREE YEARS, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEME
16 TO RECOMMENDED THAT A NON-BINDING, AGAINST FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY; ONE; TWO; OR THREE YEARS, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEME
17 TO RECOMMENDED THAT A NON-BINDING, AGAINST FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY; ONE; TWO; OR THREE YEARS, AS
SET FORTH IN BROADCOM'S NOTICE OF, AND
PROXY STATEME
--------------------------------------------------------------------------------
BROTHER INDUSTRIES,LTD.
Ticker: Security ID: 114813108
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Koike, Toshikazu FOR FOR Management
3 Appoint a Director Sasaki, Ichiro FOR FOR Management
4 Appoint a Director Ishiguro, Tadashi FOR FOR Management
5 Appoint a Director Kamiya, Jun FOR FOR Management
6 Appoint a Director Kawanabe, Tasuku FOR FOR Management
7 Appoint a Director Tada, Yuichi FOR FOR Management
8 Appoint a Director Nishijo, Atsushi FOR FOR Management
9 Appoint a Director Hattori, Shigehiko FOR FOR Management
10 Appoint a Director Fukaya, Koichi FOR FOR Management
11 Appoint a Director Matsuno, Soichi FOR FOR Management
12 Appoint a Director Takeuchi, Keisuke FOR FOR Management
13 Approve Payment of Performance-based FOR FOR Management
Compensation to Directors
--------------------------------------------------------------------------------
BT GROUP PLC, LONDON
Ticker: Security ID: G16612106
Meeting Date: JUL 13, 2016 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS FOR FOR Management
2 ANNUAL REMUNERATION REPORT FOR FOR Management
3 FINAL DIVIDEND FOR FOR Management
4 RE-ELECT SIR MICHAEL RAKE FOR FOR Management
5 RE-ELECT GAVIN PATTERSON FOR FOR Management
6 RE-ELECT TONY BALL FOR FOR Management
7 RE-ELECT IAIN CONN FOR FOR Management
8 RE-ELECT ISABEL HUDSON FOR FOR Management
9 RE-ELECT KAREN RICHARDSON FOR FOR Management
10 RE-ELECT NICK ROSE FOR FOR Management
11 RE-ELECT JASMINE WHITBREAD FOR FOR Management
12 ELECT MIKE INGLIS FOR FOR Management
13 ELECT TIM HOTTGES FOR FOR Management
14 ELECT SIMON LOWTH FOR FOR Management
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS
16 AUDITORS REMUNERATION FOR FOR Management
17 AUTHORITY TO ALLOT SHARES FOR FOR Management
19 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
20 14 DAYS NOTICE OF MEETING FOR FOR Management
21 POLITICAL DONATIONS FOR FOR Management
18 AUTHORITY TO ALLOT SHARES FOR CASH FOR FOR Management
--------------------------------------------------------------------------------
BURBERRY GROUP PLC, LONDON
Ticker: Security ID: G1700D105
Meeting Date: JUL 14, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR FOR Management
AND ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT FOR THE YEAR ENDED 31 MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 26.8P FOR FOR Management
PER ORDINARY SHARE FOR THE YEAR ENDED
31 MARCH 2016
4 TO RE-ELECT SIR JOHN PEACE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 TO RE-ELECT FABIOLA ARREDONDO AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT PHILIP BOWMAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT IAN CARTER AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT JEREMY DARROCH AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT STEPHANIE GEORGE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT MATTHEW KEY AS A DIRECTOR FOR FOR Management
OF THE COMPANY
11 TO RE-ELECT DAME CAROLYN MCCALL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT CHRISTOPHER BAILEY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-ELECT CAROL FAIRWEATHER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
14 TO RE-ELECT JOHN SMITH AS A DIRECTOR FOR FOR Management
OF THE COMPANY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS OF THE COMPANY
16 TO AUTHORISE THE AUDIT COMMITTEE OF FOR FOR Management
THE COMPANY TO DETERMINE THE AUDITORS
REMUNERATION
17 TO AUTHORISE POLITICAL DONATIONS BY FOR FOR Management
THE COMPANY AND ITS SUBSIDIARIES
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
19 TO RENEW THE DIRECTORS AUTHORITY TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS
20 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN ORDINARY SHARES
21 TO AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS OTHER THAN AN AGM ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA
Ticker: Security ID: E2427M123
Meeting Date: APR 06, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE INDIVIDUAL AND FOR FOR Management
CONSOLIDATED ANNUAL ACCOUNTS AND THE
RESPECTIVE MANAGEMENT REPORTS FOR THE
YEAR ENDING ON 31 DECEMBER 2016
4 APPROVAL OF THE BOARD OF DIRECTORS' FOR FOR Management
MANAGEMENT DURING THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2016
5 APPROVAL OF THE PROPOSED ALLOCATION OF FOR FOR Management
PROFIT FOR THE YEAR ENDING ON 31
DECEMBER 2016
6 APPOINTMENT OF THE AUDITOR FOR THE FOR FOR Management
COMPANY AND ITS CONSOLIDATED GROUP FOR
THE FINANCIAL YEARS 2018, 2019 AND
2020: PRICEWATERHOUSECOOPERS
7 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER: MR. JORDI GUAL SOLE
8 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER: MR. JOSE SERNA MASIA
9 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER: MS. KORO USARRAGA UNSAIN
10 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER: MR. ALEJANDRO GARCIA-BRAGADO
DALMAU
11 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER: FUNDACION BANCARIA CANARIA
CAJA GENERAL DE AHORROS DE CANARIAS -
FUNDACION CAJACANARIAS
12 APPOINTMENT OF BOARD MEMBER: MR. FOR FOR Management
IGNACIO GARRALDA RUIZ DE VELASCO
13 APPROVAL, IN SO FAR AS IT IS FOR FOR Management
NECESSARY, OF THE EXEMPTION FROM THE
NON-COMPETITION OBLIGATION WITH REGARD
TO THE COMPANY AS SET FORTH IN ARTICLE
230 OF THE CAPITAL COMPANIES ACT
14 AMENDMENT OF CERTAIN ARTICLES OF THE FOR FOR Management
COMPANY'S BY-LAWS IN ORDER TO DELIMIT
THE BOARD OF DIRECTORS' SCOPE OF
ACTION WITH REGARD TO THE CAIXABANK
GROUP COMPANIES; INCLUDE CERTAIN
CORPORATE GOVERNANCE IMPROVEMENTS
RELATING TO COMPLIANCE WITH THE
CONDITIONS F
15 AMENDMENT OF CERTAIN ARTICLES OF THE FOR FOR Management
COMPANY'S BY-LAWS IN ORDER TO DELIMIT
THE BOARD OF DIRECTORS' SCOPE OF
ACTION WITH REGARD TO THE CAIXABANK
GROUP COMPANIES; INCLUDE CERTAIN
CORPORATE GOVERNANCE IMPROVEMENTS
RELATING TO COMPLIANCE WITH THE
CONDITIONS F
16 AMENDMENT OF CERTAIN ARTICLES OF THE FOR FOR Management
COMPANY'S BY-LAWS IN ORDER TO DELIMIT
THE BOARD OF DIRECTORS' SCOPE OF
ACTION WITH REGARD TO THE CAIXABANK
GROUP COMPANIES; INCLUDE CERTAIN
CORPORATE GOVERNANCE IMPROVEMENTS
RELATING TO COMPLIANCE WITH THE
CONDITIONS F
17 AMENDMENT OF CERTAIN ARTICLES OF THE FOR FOR Management
COMPANY'S BY-LAWS IN ORDER TO DELIMIT
THE BOARD OF DIRECTORS' SCOPE OF
ACTION WITH REGARD TO THE CAIXABANK
GROUP COMPANIES; INCLUDE CERTAIN
CORPORATE GOVERNANCE IMPROVEMENTS
RELATING TO COMPLIANCE WITH THE
CONDITIONS F
18 APPROVAL OF THE DIRECTORS' FOR FOR Management
REMUNERATION POLICY
19 ESTABLISHMENT OF THE BOARD MEMBERS' FOR FOR Management
REMUNERATION
20 DELIVERY OF SHARES TO THE EXECUTIVE FOR FOR Management
DIRECTORS AND SENIOR EXECUTIVES AS
PART OF THE COMPANY'S VARIABLE
REMUNERATION SCHEME
21 APPROVAL OF THE MAXIMUM LEVEL OF FOR FOR Management
VARIABLE REMUNERATION THAT MAY BE
EARNED BY EMPLOYEES WHOSE WORK HAS A
SIGNIFICANT IMPACT ON THE COMPANY'S
RISK PROFILE
22 REDUCTION OF THE TERM FOR CALL OF FOR FOR Management
EXTRAORDINARY GENERAL MEETINGS AS
PROVIDED IN ARTICLE 515 OF THE
CORPORATE ENTERPRISES ACT
23 AUTHORISATION AND DELEGATION OF POWERS FOR FOR Management
TO INTERPRET, CORRECT, SUPPLEMENT,
IMPLEMENT AND DEVELOP THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING, AND
DELEGATION OF POWERS TO NOTARISE THOSE
RESOLUTIONS IN PUBLIC DEEDS, REGISTER
THEM AND, WHERE THE CASE MAY B
24 CONSULTATIVE VOTE ON THE ANNUAL REPORT FOR FOR Management
ON DIRECTORS' REMUNERATION FOR THE
2016 FINANCIAL YEAR
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCJ Security ID: 13321L108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT KPMG LLP AS AUDITORS FOR FOR Management
3 BE IT RESOLVED THAT, ON AN ADVISORY FOR FOR Management
BASIS AND NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS FOR EXECUTIVE COMPENSATION,
THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULA
4 YOU DECLARE THAT THE SHARES WITHHOLD FOR Management
REPRESENTED BY THIS VOTING INSTRUCTION
FORM ARE HELD, BENEFICIALLY OWNED OR
CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF CANADA AS
DEFINED BELOW. IF THE SHARES ARE HELD
IN THE NAMES OF TWO OR MORE PEOPLE,
YOU DEC
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCJ Security ID: 13321L108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT KPMG LLP AS AUDITORS FOR FOR Management
3 BE IT RESOLVED THAT, ON AN ADVISORY FOR FOR Management
BASIS AND NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS FOR EXECUTIVE COMPENSATION,
THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULA
4 YOU DECLARE THAT THE SHARES WITHHOLD AGAINST Management
REPRESENTED BY THIS VOTING INSTRUCTION
FORM ARE HELD, BENEFICIALLY OWNED OR
CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF CANADA AS
DEFINED BELOW. IF THE SHARES ARE HELD
IN THE NAMES OF TWO OR MORE PEOPLE,
YOU DEC
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS
3 ADVISORY RESOLUTION ABOUT OUR FOR FOR Management
EXECUTIVE COMPENSATION APPROACH
4 SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNI Security ID: 136375102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP AS AUDITORS. FOR FOR Management
3 NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, THE FULL TEXT OF WHICH
RESOLUTION IS SET OUT ON P. 9 OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX
THEIR REMUNERATION
3 ON AN ADVISORY BASIS, ACCEPTING THE FOR FOR Management
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF AUDITOR AS NAMED IN THE FOR FOR Management
PROXY STATEMENT
2 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF AUDITOR AS NAMED IN THE FOR FOR Management
PROXY STATEMENT
2 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
CANADIAN TIRE CORPORATION, LIMITED
Ticker: CDNAF Security ID: 136681202
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
CANON INC.
Ticker: Security ID: J05124144
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Mitarai, Fujio FOR FOR Management
4 Appoint a Director Maeda, Masaya FOR FOR Management
5 Appoint a Director Tanaka, Toshizo FOR FOR Management
6 Appoint a Director Matsumoto, Shigeyuki FOR FOR Management
7 Appoint a Director Homma, Toshio FOR FOR Management
8 Appoint a Director Saida, Kunitaro FOR FOR Management
9 Appoint a Director Kato, Haruhiko FOR FOR Management
10 Appoint a Corporate Auditor Yoshida, FOR FOR Management
Hiroshi
11 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
CAP GEMINI SA, PARIS
Ticker: Security ID: F13587120
Meeting Date: MAY 10, 2017 Meeting Type: MIX
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 REGULATED AGREEMENTS AND COMMITMENTS - FOR FOR Management
SPECIAL REPORT FROM THE STATUTORY
AUDITORS
8 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND
9 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, INCLUDING ANY
BENEFITS OF ALL KINDS WHICH MAY BE
ALLOCATED TO, THE CHIEF EXECUTIVE
OFFICER
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID FOR THE 2016 FINANCIAL YEAR TO MR
PAUL HERMELIN, CHIEF EXECUTIVE OFFICER
11 APPOINTMENT OF MR PATRICK POUYANNE AS FOR FOR Management
DIRECTOR
12 RENEWAL OF THE TERM OF MR DANIEL FOR FOR Management
BERNARD AS DIRECTOR
13 RENEWAL OF THE TERM OF MS ANNE FOR FOR Management
BOUVEROT AS DIRECTOR
14 RENEWAL OF THE TERM OF MR PIERRE FOR FOR Management
PRINGUET AS DIRECTOR
15 AUTHORISATION OF A PROGRAMME FOR THE FOR FOR Management
COMPANY TO BUY BACK ITS OWN SHARES
16 CHANGE OF THE COMPANY'S LEGAL NAME FOR FOR Management
17 APPROVAL OF THE CHANGES TO THE FOR FOR Management
CORPORATE FORM OF THE COMPANY BY
ADOPTING THE FORM OF EUROPEAN COMPANY,
AND TERMS OF THE CONVERSION PROJECT
18 AMENDMENTS TO THE COMPANY'S BY-LAWS - FOR FOR Management
EUROPEAN COMPANY
19 AMENDMENTS TO THE COMPANY'S BY-LAWS - FOR FOR Management
STATUTORY VOTING REQUIREMENTS
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, FOR A PERIOD OF 18 MONTHS,
TO ALLOCATE EXISTING OR FUTURE
PERFORMANCE SHARES TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANY AND
ITS FRENCH AND FOREIGN SUBSIDIARIES,
WITHIN THE LIMIT OF 1% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO ISSUE COMMON SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN F
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO ISSUE COMMON SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF EMPLO
23 POWERS TO CARRY OUT FORMALITIES FOR FOR Management
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 REGULATED AGREEMENTS AND COMMITMENTS - FOR FOR Management
SPECIAL REPORT FROM THE STATUTORY
AUDITORS
8 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND
9 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, INCLUDING ANY
BENEFITS OF ALL KINDS WHICH MAY BE
ALLOCATED TO, THE CHIEF EXECUTIVE
OFFICER
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID FOR THE 2016 FINANCIAL YEAR TO MR
PAUL HERMELIN, CHIEF EXECUTIVE OFFICER
11 APPOINTMENT OF MR PATRICK POUYANNE AS FOR FOR Management
DIRECTOR
12 RENEWAL OF THE TERM OF MR DANIEL FOR FOR Management
BERNARD AS DIRECTOR
13 RENEWAL OF THE TERM OF MS ANNE FOR FOR Management
BOUVEROT AS DIRECTOR
14 RENEWAL OF THE TERM OF MR PIERRE FOR FOR Management
PRINGUET AS DIRECTOR
15 AUTHORISATION OF A PROGRAMME FOR THE FOR FOR Management
COMPANY TO BUY BACK ITS OWN SHARES
16 CHANGE OF THE COMPANY'S LEGAL NAME FOR FOR Management
17 APPROVAL OF THE CHANGES TO THE FOR FOR Management
CORPORATE FORM OF THE COMPANY BY
ADOPTING THE FORM OF EUROPEAN COMPANY,
AND TERMS OF THE CONVERSION PROJECT
18 AMENDMENTS TO THE COMPANY'S BY-LAWS - FOR FOR Management
EUROPEAN COMPANY
19 AMENDMENTS TO THE COMPANY'S BY-LAWS - FOR FOR Management
STATUTORY VOTING REQUIREMENTS
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS, FOR A PERIOD OF 18 MONTHS,
TO ALLOCATE EXISTING OR FUTURE
PERFORMANCE SHARES TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANY AND
ITS FRENCH AND FOREIGN SUBSIDIARIES,
WITHIN THE LIMIT OF 1% OF THE CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO ISSUE COMMON SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN F
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO ISSUE COMMON SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF EMPLO
23 POWERS TO CARRY OUT FORMALITIES FOR FOR Management
--------------------------------------------------------------------------------
CAPITAL POWER CORPORATION
Ticker: CPXWF Security ID: 14042M102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, TO SERVE AS THE AUDITORS
OF THE CORPORATION UNTIL THE CLOSE OF
THE NEXT ANNUAL MEETING OF THE
SHAREHOLDERS OF THE CORPORATION, AT
REMUNERATION TO BE FIXED BY THE
DIRECTORS ON THE RECOMMENDATION OF THE
AU
3 RESOLVED, ON AN ADVISORY BASIS AND NOT FOR FOR Management
TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN CAPITAL
POWER'S MANAGEMENT PROXY CIRCULAR
DELIVERED BEFORE ITS 201
4 RESOLVED, THAT THE AMENDMENT OF BY-LAW FOR FOR Management
NO. 2 OF THE CORPORATION, AS APPROVED
BY THE BOARD OF DIRECTORS OF THE
CORPORATION ON NOVEMBER 17, 2016 AND
AS SET OUT IN THE CORPORATION'S
MANAGEMENT PROXY CIRCULAR DELIVERED
BEFORE THE CORPORATION'S 2017 ANNUAL
MEE
5 RESOLVED, THAT THE OMNIBUS LONG TERM FOR FOR Management
INCENTIVE PLAN (THE "PLAN") BE AMENDED
TO INCREASE THE AGGREGATE NUMBER OF
COMMON SHARES WHICH MAY BE ISSUED BY
THE COMPANY UNDER THE PLAN FROM
7,094,506 TO 9,194,506 COMMON SHARES,
IS HEREBY AUTHORIZED AND APPROVED.
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: Security ID: Y10923103
Meeting Date: APR 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT, AUDITED FINANCIAL
STATEMENTS AND THE AUDITORS' REPORT
FOR THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FIRST AND FINAL DIVIDEND FOR FOR Management
OF SGD 0.10 PER SHARE FOR THE YEAR
ENDED 31 DECEMBER 2016
3 TO APPROVE PAYMENT OF DIRECTORS' FEES FOR FOR Management
BY THE COMPANY TO THE NON-EXECUTIVE
DIRECTORS OF SGD 2,127,700 FOR THE
YEAR ENDED 31 DECEMBER 2016 (2015: SGD
2,319,916) COMPRISING: (A) SGD
1,567,360 TO BE PAID IN CASH (2015:
SGD 1,707,138.10); AND (B) SGD 560,340
T
4 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHO IS RETIRING BY ROTATION PURSUANT
TO ARTICLE 94 OF THE CONSTITUTION OF
THE COMPANY AND WHO, BEING ELIGIBLE,
OFFER HERSELF FOR RE-ELECTION: MS
EULEEN GOH YIU KIANG
5 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHO IS RETIRING BY ROTATION PURSUANT
TO ARTICLE 94 OF THE CONSTITUTION OF
THE COMPANY AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: DR
PHILIP NALLIAH PILLAI
6 TO RE-ELECT MR CHALY MAH CHEE KHEONG, FOR FOR Management
A DIRECTOR WHO IS RETIRING PURSUANT TO
ARTICLE 100 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
7 TO RE-APPOINT KPMG LLP AS AUDITORS OF FOR FOR Management
THE COMPANY AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
8 THAT PURSUANT TO SECTION 161 OF THE FOR FOR Management
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
AND RULE 806 OF THE LISTING MANUAL OF
THE SINGAPORE EXCHANGE SECURITIES
TRADING LIMITED ("SGX-ST"), AUTHORITY
BE AND IS HEREBY GIVEN TO THE
DIRECTORS OF THE COMPANY TO: (A) (I)
ISS
9 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO:
(A) GRANT AWARDS IN ACCORDANCE WITH
THE PROVISIONS OF THE CAPITALAND
PERFORMANCE SHARE PLAN 2010 (THE
"PSP") AND/OR THE CAPITALAND
RESTRICTED SHARE PLAN 2010 (THE
"RSP"); AND (B) AL
10 THAT: (A) FOR THE PURPOSES OF SECTIONS FOR FOR Management
76C AND 76E OF THE COMPANIES ACT,
CHAPTER 50 OF SINGAPORE (THE
"COMPANIES ACT"), THE EXERCISE BY THE
DIRECTORS OF THE COMPANY (THE
"DIRECTORS") OF ALL THE POWERS OF THE
COMPANY TO PURCHASE OR OTHERWISE
ACQUIRE SHARES
--------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN
Ticker: Security ID: K36628137
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 PRESENTATION OF THE AUDITED ANNUAL FOR FOR Management
REPORT FOR APPROVAL AND RESOLUTION TO
DISCHARGE THE SUPERVISORY BOARD AND
THE EXECUTIVE BOARD FROM THEIR
OBLIGATIONS
7 PROPOSAL FOR DISTRIBUTION OF THE FOR FOR Management
PROFIT FOR THE YEAR, INCLUDING
DECLARATION OF DIVIDENDS: DKK 10 PER
SHARE
8 PROPOSALS FROM THE SUPERVISORY BOARD FOR FOR Management
OR THE SHAREHOLDERS: APPROVAL OF
ADJUSTED REMUNERATION GUIDELINES FOR
THE SUPERVISORY BOARD AND THE
EXECUTIVE BOARD OF CARLSBERG A S
9 PROPOSALS FROM THE SUPERVISORY BOARD FOR FOR Management
OR THE SHAREHOLDERS: APPROVAL OF THE
REMUNERATION OF THE SUPERVISORY BOARD
FOR 2017
10 PROPOSALS FROM THE SUPERVISORY BOARD FOR FOR Management
OR THE SHAREHOLDERS: PROPOSAL TO HAVE
COMPANY ANNOUNCEMENTS PREPARED IN
ENGLISH ONLY AND TO AMEND THE ARTICLES
OF ASSOCIATION ACCORDINGLY
11 PROPOSALS FROM THE SUPERVISORY BOARD FOR FOR Management
OR THE SHAREHOLDERS: PROPOSAL TO
ABOLISH THE USE OF THE DANISH BUSINESS
AUTHORITY'S IT SYSTEM FOR CONVENING
AND ANNOUNCING ANNUAL GENERAL MEETINGS
AND TO AMEND THE ARTICLES OF
ASSOCIATION ACCORDINGLY
12 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: FLEMMING BESENBACHER
13 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: LARS REBIEN
SOERENSEN
14 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: RICHARD BURROWS
15 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: DONNA CORDNER
16 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: CORNELIS (KEES) JOB
VAN DER GRAAF
17 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: CARL BACHE
18 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: SOEREN PETER FUCHS
OLESEN
19 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: NINA SMITH
20 RE-ELECTION OF MEMBERS TO THE FOR FOR Management
SUPERVISORY BOARD: LARS STEMMERIK
21 ELECTION OF MEMBERS TO THE SUPERVISORY FOR FOR Management
BOARD: NANCY CRUICKSHANK
22 ELECTION OF AUDITOR FOR FOR Management
PRICEWATERHOUSECOOPERS,
STATSAUTORISERET
REVISIONSPARTNERSELSKAB (PWC)
--------------------------------------------------------------------------------
CARNIVAL PLC, SOUTHAMPTON
Ticker: Security ID: G19081101
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-ELECT MICKY ARISON AS A DIRECTOR FOR FOR Management
OF CARNIVAL CORPORATION AND CARNIVAL
PLC
2 TO RE-ELECT SIR JONATHON BAND AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
3 TO ELECT HELEN DEEBLE AS A DIRECTOR OF FOR FOR Management
CARNIVAL CORPORATION AND CARNIVAL PLC
4 TO RE-ELECT ARNOLD W. DONALD AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
5 TO RE-ELECT RICHARD J. GLASIER AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
6 TO RE-ELECT DEBRA KELLY-ENNIS AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
7 TO RE-ELECT SIR JOHN PARKER AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
8 TO RE-ELECT STUART SUBOTNICK AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
9 TO RE-ELECT LAURA WEIL AS A DIRECTOR FOR FOR Management
OF CARNIVAL CORPORATION AND CARNIVAL
PLC
10 TO RE-ELECT RANDALL J. WEISENBURGER AS FOR FOR Management
A DIRECTOR OF CARNIVAL CORPORATION AND
CARNIVAL PLC
11 TO HOLD A (NON-BINDING) ADVISORY VOTE FOR FOR Management
TO APPROVE EXECUTIVE COMPENSATION
13 TO HOLD A (NON-BINDING) ADVISORY VOTE FOR FOR Management
TO DETERMINE HOW FREQUENTLY THE
SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A
NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION: PLEASE VOTE
'FOR' ON THIS RESOLUTION TO APPROVE 1
YEAR
14 TO HOLD A (NON-BINDING) ADVISORY VOTE AGAINST ABSTAIN Management
TO DETERMINE HOW FREQUENTLY THE
SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A
NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION: PLEASE VOTE
'FOR' ON THIS RESOLUTION TO APPROVE 2
YEARS
15 TO HOLD A (NON-BINDING) ADVISORY VOTE AGAINST ABSTAIN Management
TO DETERMINE HOW FREQUENTLY THE
SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A
NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION: PLEASE VOTE
'FOR' ON THIS RESOLUTION TO APPROVE 3
YEARS
16 TO HOLD A (NON-BINDING) ADVISORY VOTE AGAINST ABSTAIN Management
TO DETERMINE HOW FREQUENTLY THE
SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A
NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION: PLEASE VOTE
'FOR' ON THIS RESOLUTION TO APPROVE
ABSTAIN
17 TO APPROVE THE CARNIVAL PLC DIRECTORS' FOR FOR Management
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION
POLICY SET OUT IN SECTION B OF PART II
OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT)
18 TO APPROVE THE CARNIVAL PLC DIRECTORS' FOR FOR Management
REMUNERATION POLICY SET OUT IN SECTION
B OF PART II OF THE CARNIVAL PLC
DIRECTORS' REMUNERATION REPORT
19 TO RE-APPOINT THE UK FIRM OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF THE U.S.
FIRM OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR CARNIVAL
CORPORA
20 TO AUTHORIZE THE AUDIT COMMITTEE OF FOR FOR Management
CARNIVAL PLC TO AGREE THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF
CARNIVAL PLC
21 TO RECEIVE THE UK ACCOUNTS AND REPORTS FOR FOR Management
OF THE DIRECTORS AND AUDITORS OF
CARNIVAL PLC FOR THE YEAR ENDED
NOVEMBER 30, 2016
22 TO APPROVE THE GIVING OF AUTHORITY FOR FOR FOR Management
THE ALLOTMENT OF NEW SHARES BY
CARNIVAL PLC
23 TO APPROVE THE DISAPPLICATION OF FOR FOR Management
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC
24 TO APPROVE A GENERAL AUTHORITY FOR FOR FOR Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET
--------------------------------------------------------------------------------
CARREFOUR SA, BOULOGNE-BILLANCOURT
Ticker: Security ID: F13923119
Meeting Date: JUN 15, 2017 Meeting Type: MIX
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE CHIEF EXECUTIVE
OFFICER DURING THE 2016 FINANCIAL YEAR
17 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING ELEMENTS OF FULL
REMUNERATION AND BENEFITS OF EVERY
KIND PAYABLE TO COMPANY EXECUTIVE
OFFICERS
18 AUTHORISATION GRANTED, FOR A PERIOD OF FOR FOR Management
18 MONTHS, TO THE BOARD OF DIRECTORS
TO TRADE IN COMPANY SHARES
19 AMENDMENT OF ARTICLE 11 OF THE BY-LAWS FOR FOR Management
TO DEFINE THE PROCEDURE FOR APPOINTING
DIRECTORS TO REPRESENT EMPLOYEES, IN
ACCORDANCE WITH ARTICLE L.225-27 OF
THE FRENCH COMMERCIAL CODE
20 AMENDMENTS TO ARTICLES 11 AND 12 OF FOR FOR Management
THE BY-LAWS TO AMEND THE AGE LIMIT OF
THE DIRECTORS AND OF THE CHAIRMAN OF
THE BOARD OF DIRECTORS
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO ISSUE SHARES AND EQUITY
SECURITIES THAT GRANT ACCESS TO OTHER
EQUITY SECURITIES OR THAT GRANT THE
RIGHT TO THE ALLOCATION OF DEBT
INSTRUMENTS, AS WELL AS SECURITIES THA
22 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS FOR A PERIOD OF 26 MONTHS
TO ISSUE SHARES AND EQUITY SECURITIES
THAT GRANT ACCESS TO OTHER EQUITY
SECURITIES OR THAT GRANT THE RIGHT TO
THE ALLOCATION OF DEBT INSTRUMENTS, AS
WELL AS SECURITIES THAT GRANT
23 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS FOR A PERIOD OF 26 MONTHS
TO ISSUE SHARES AND EQUITY SECURITIES
THAT GRANT ACCESS TO OTHER EQUITY
SECURITIES OR THAT GRANT THE RIGHT TO
THE ALLOCATION OF DEBT INSTRUMENTS, AS
WELL AS SECURITIES THAT GRANT
24 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS FOR A PERIOD OF 26 MONTHS
TO INCREASE THE NUMBER OF SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY UP
TO 15% OF THE INITIAL CAPITAL INCRE
25 DELEGATION OF POWERS TO THE BOARD OF FOR FOR Management
DIRECTORS FOR A PERIOD OF 26 MONTHS TO
ISSUE SHARES AND/OR EQUITY SECURITIES,
BY UP TO 10% OF THE CAPITAL, THAT
GRANT ACCESS TO OTHER EQUITY
SECURITIES AND/OR THAT GRANT THE RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENTS,
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO INCREASE THE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES OR
PROFITS, FOR A MAXIMUM NOMINAL AMOUNT
OF 500 MILLION EUROS
27 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS, FOR A MAXIMUM PERIOD OF
26 MONTHS, TO INCREASE THE SHARE
CAPITAL, WITH WITHDRAWAL OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN
FAVOUR OF MEMBERS OF A COMPANY SAVINGS
SCHEME, FOR A MAXIMUM NOMINAL AMOUNT
OF 3
5 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME; SETTING OF FOR FOR Management
DIVIDEND; OPTION FOR PAYMENT OF
DIVIDEND IN SHARES
8 RENEWAL OF MR BERNARD ARNAULT'S TERM FOR FOR Management
AS A DIRECTOR
9 RENEWAL OF MR JEAN-LAURENT BONNAFE'S FOR FOR Management
TERM AS A DIRECTOR
10 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
FLAVIA BUARQUE DE ALMEIDA AS A DIRECTOR
11 APPOINTMENT OF MS MARIE-LAURE SAUTY DE FOR FOR Management
CHALON AS A DIRECTOR
12 APPOINTMENT OF MS LAN YAN AS A DIRECTOR FOR FOR Management
13 SETTING OF THE ANNUAL BUDGET FOR FOR FOR Management
ATTENDANCE FEES TO BE ALLOCATED TO
DIRECTORS
14 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
MAZARS AS STATUTORY AUDITOR
15 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
--------------------------------------------------------------------------------
CASINO, GUICHARD-PERRACHON SA, SAINT ETIENNE
Ticker: Security ID: F14133106
Meeting Date: MAY 05, 2017 Meeting Type: MIX
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR - SETTING OF DIVIDEND
8 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
LETTER OF COMMITMENTS WITH RESPECT TO
CNOVA N.V. TO FILE A PUBLIC OFFER ON
THE SECURITIES OF CNOVA N. V. AND TO
VOTE IN FAVOUR OF THE MERGER AS PART
OF THE CONSOLIDATION OF ACTIVITIES OF
CNOVA BRAZIL IN VIA VAREJO
9 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
AMENDING ACT OF THE PARTNERSHIP
AGREEMENT SIGNED WITH THE COMPANY
MERCIALYS
10 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
SUPPLEMENTARY CLAUSE OF THE STRATEGIC
CONSULTANCY AGREEMENT SIGNED WITH THE
COMPANY EURIS
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE CHIEF EXECUTIVE
OFFICER DURING THE FINANCIAL YEAR 2016
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION TO THE
CHIEF EXECUTIVE OFFICER DURING THE
2017 FINANCIAL YEAR
13 RENEWAL OF THE TERM OF GERALD DE FOR FOR Management
ROQUEMAUREL AS DIRECTOR
14 RENEWAL OF THE TERM OF MR DAVID DE FOR FOR Management
ROTHSCHILD AS DIRECTOR
15 RENEWAL OF THE TERM OF MR FREDERIC FOR FOR Management
SAINT-GEOURS AS DIRECTOR
16 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
EURIS AS DIRECTOR
17 RENEWAL OF THE TERM OF FONCIERE EURIS FOR FOR Management
AS DIRECTOR
18 APPOINTMENT OF MS. CHRISTIANE FOR FOR Management
FERAL-SCHUHL AS DIRECTOR
19 VACANCY FOR THE ROLE OF DIRECTOR FOR FOR Management
FOLLOWING THE TERMINATION OF THE TERM
OF MR MARC LADREIT DE LACHARRIERE
20 AUTHORISATION FOR THE COMPANY TO FOR FOR Management
PURCHASE ITS OWN SHARES
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES OR SECURITIES GRANTING ACCESS
TO SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFER
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMPANY SHARES OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO SHARES OF THE COMPANY OR ONE
OF ITS SUBSIDIARIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION R
24 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE AS
PER THE TERMS APPROVED BY THE GENERAL
MEETING IN THE EVENT OF AN ISSUE
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT BY PUBLIC OFFER OR PRIVATE
PLACEMENT
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE, WITH
OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, PREMIUMS OR ANY OTHER AMOUNT
WHOSE CAPITALISATION WOULD BE ALLOWED
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES AND
OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMP
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES OR
TRANSFERABLE SECURITIES, UP TO A LIMIT
OF 10% OF THE CAPITAL, GRANTING ACCESS
TO THE COMPANY'S CAPITAL, AS
REMUNERATION FOR IN-KIND CONTRIBUTIONS
OR EQUITY SECURITIES OR SECURITI
29 OVERALL LIMITATION OF THE FINANCIAL FOR FOR Management
AUTHORITIES GRANTED TO THE BOARD OF
DIRECTORS
30 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE PURCHASE
OPTIONS FOR THE BENEFIT OF STAFF OF
THE COMPANY AND EMPLOYEES AND
EXECUTIVE OFFICERS OF ANY LINKED
COMPANIES
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS GRANT OPTIONS TO SUBSCRIBE
TO SHARES FOR THE BENEFIT OF STAFF OF
THE COMPANY AND EMPLOYEES AND
EXECUTIVE OFFICERS OF ANY LINKED
COMPANIES; EXPRESS CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
32 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY GRANT EXISTING
SHARES OR SHARES TO BE ISSUED OF THE
COMPANY IN FAVOUR OF THE SALARIED
PERSONNEL OF THE COMPANY AND
ASSOCIATED COMPANIES; SHAREHOLDERS'
WAIVER OF THEIR THE PRE-EMPTIVE
SUBSCRIPTION RIG
33 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL OR TRANSFER TREASURY SHARES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR
THE BENEFIT OF THE MEMBERS OF A
COMPANY SAVINGS SCHEME
34 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY THE CANCELLATION OF TREASURY SHARES
35 STATUTORY AMENDMENTS CONCERNING THE FOR FOR Management
APPOINTMENT OF DIRECTORS REPRESENTING
THE EMPLOYEES WITHIN THE BOARD OF
DIRECTORS (ARTICLES 14, 16 AND 29 OF
THE BY-LAWS)
36 STATUTORY AMENDMENTS RELATING TO THE FOR FOR Management
AGE LIMIT FOR PERFORMING DUTIES AS
CHAIRMAN OF THE BOARD OF DIRECTORS AND
MANAGING DIRECTOR (ARTICLES 20 AND 21
OF THE BY-LAWS)
37 AMENDMENT OF ARTICLE 4 AND 25 OF THE FOR FOR Management
BY-LAWS
38 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO MAKE ALL
AMENDMENTS THAT MAY BE DEEMED
NECESSARY TO ENSURE THE ALIGNMENT OF
THE BY-LAWS TO ALL THE LEGAL AND
REGULATORY PROVISIONS
39 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR - SETTING OF DIVIDEND
8 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
LETTER OF COMMITMENTS WITH RESPECT TO
CNOVA N.V. TO FILE A PUBLIC OFFER ON
THE SECURITIES OF CNOVA N. V. AND TO
VOTE IN FAVOUR OF THE MERGER AS PART
OF THE CONSOLIDATION OF ACTIVITIES OF
CNOVA BRAZIL IN VIA VAREJO
9 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
AMENDING ACT OF THE PARTNERSHIP
AGREEMENT SIGNED WITH THE COMPANY
MERCIALYS
10 REGULATED AGREEMENT: APPROVAL OF THE FOR FOR Management
SUPPLEMENTARY CLAUSE OF THE STRATEGIC
CONSULTANCY AGREEMENT SIGNED WITH THE
COMPANY EURIS
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE CHIEF EXECUTIVE
OFFICER DURING THE FINANCIAL YEAR 2016
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION TO THE
CHIEF EXECUTIVE OFFICER DURING THE
2017 FINANCIAL YEAR
13 RENEWAL OF THE TERM OF GERALD DE FOR FOR Management
ROQUEMAUREL AS DIRECTOR
14 RENEWAL OF THE TERM OF MR DAVID DE FOR FOR Management
ROTHSCHILD AS DIRECTOR
15 RENEWAL OF THE TERM OF MR FREDERIC FOR FOR Management
SAINT-GEOURS AS DIRECTOR
16 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
EURIS AS DIRECTOR
17 RENEWAL OF THE TERM OF FONCIERE EURIS FOR FOR Management
AS DIRECTOR
18 APPOINTMENT OF MS. CHRISTIANE FOR FOR Management
FERAL-SCHUHL AS DIRECTOR
19 VACANCY FOR THE ROLE OF DIRECTOR FOR FOR Management
FOLLOWING THE TERMINATION OF THE TERM
OF MR MARC LADREIT DE LACHARRIERE
20 AUTHORISATION FOR THE COMPANY TO FOR FOR Management
PURCHASE ITS OWN SHARES
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES OR SECURITIES GRANTING ACCESS
TO SHARES OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO SHARES OF THE
COMPANY OR ONE OF ITS SUBSIDIARIES,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFER
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMPANY SHARES OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO SHARES OF THE COMPANY OR ONE
OF ITS SUBSIDIARIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION R
24 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE AS
PER THE TERMS APPROVED BY THE GENERAL
MEETING IN THE EVENT OF AN ISSUE
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT BY PUBLIC OFFER OR PRIVATE
PLACEMENT
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE, WITH
OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATING RESERVES,
PROFITS, PREMIUMS OR ANY OTHER AMOUNT
WHOSE CAPITALISATION WOULD BE ALLOWED
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES AND
OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMP
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES OR
TRANSFERABLE SECURITIES, UP TO A LIMIT
OF 10% OF THE CAPITAL, GRANTING ACCESS
TO THE COMPANY'S CAPITAL, AS
REMUNERATION FOR IN-KIND CONTRIBUTIONS
OR EQUITY SECURITIES OR SECURITI
29 OVERALL LIMITATION OF THE FINANCIAL FOR FOR Management
AUTHORITIES GRANTED TO THE BOARD OF
DIRECTORS
30 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE PURCHASE
OPTIONS FOR THE BENEFIT OF STAFF OF
THE COMPANY AND EMPLOYEES AND
EXECUTIVE OFFICERS OF ANY LINKED
COMPANIES
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS GRANT OPTIONS TO SUBSCRIBE
TO SHARES FOR THE BENEFIT OF STAFF OF
THE COMPANY AND EMPLOYEES AND
EXECUTIVE OFFICERS OF ANY LINKED
COMPANIES; EXPRESS CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
32 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY GRANT EXISTING
SHARES OR SHARES TO BE ISSUED OF THE
COMPANY IN FAVOUR OF THE SALARIED
PERSONNEL OF THE COMPANY AND
ASSOCIATED COMPANIES; SHAREHOLDERS'
WAIVER OF THEIR THE PRE-EMPTIVE
SUBSCRIPTION RIG
33 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL OR TRANSFER TREASURY SHARES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR
THE BENEFIT OF THE MEMBERS OF A
COMPANY SAVINGS SCHEME
34 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY THE CANCELLATION OF TREASURY SHARES
35 STATUTORY AMENDMENTS CONCERNING THE FOR FOR Management
APPOINTMENT OF DIRECTORS REPRESENTING
THE EMPLOYEES WITHIN THE BOARD OF
DIRECTORS (ARTICLES 14, 16 AND 29 OF
THE BY-LAWS)
36 STATUTORY AMENDMENTS RELATING TO THE FOR FOR Management
AGE LIMIT FOR PERFORMING DUTIES AS
CHAIRMAN OF THE BOARD OF DIRECTORS AND
MANAGING DIRECTOR (ARTICLES 20 AND 21
OF THE BY-LAWS)
37 AMENDMENT OF ARTICLE 4 AND 25 OF THE FOR FOR Management
BY-LAWS
38 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO MAKE ALL
AMENDMENTS THAT MAY BE DEEMED
NECESSARY TO ENSURE THE ALIGNMENT OF
THE BY-LAWS TO ALL THE LEGAL AND
REGULATORY PROVISIONS
39 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD, HONG KONG
Ticker: Security ID: Y11757104
Meeting Date: MAY 17, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RE-ELECT CHU KWOK LEUNG IVAN AS A FOR FOR Management
DIRECTOR
4 TO RE-ELECT RUPERT BRUCE GRANTHAM FOR FOR Management
TROWER HOGG AS A DIRECTOR
5 TO RE-ELECT JOHN ROBERT SLOSAR AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT SONG ZHIYONG AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MERLIN BINGHAM SWIRE AS A FOR FOR Management
DIRECTOR
8 TO ELECT XIAO FENG AS A DIRECTOR FOR FOR Management
9 TO RE-APPOINT KPMG AS AUDITORS AND TO FOR FOR Management
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
10 TO GRANT A GENERAL MANDATE FOR SHARE FOR FOR Management
BUY-BACK
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES IN THE COMPANY
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINT PRICEWATERHOUSECOOPERS LLP, FOR FOR Management
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 ACCEPT THE CORPORATION'S APPROACH TO FOR FOR Management
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY
Ticker: Security ID: J05523105
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: Security ID: G2018Z143
Meeting Date: MAY 08, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORTS AND ACCOUNTS FOR FOR Management
2 TO APPROVE THE DIRECTORS' ANNUAL FOR FOR Management
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND FOR FOR Management
4 TO ELECT JOAN GILLMAN FOR FOR Management
5 TO ELECT STEPHEN HESTER FOR FOR Management
6 TO ELECT SCOTT WHEWAY FOR FOR Management
7 TO RE-ELECT RICK HAYTHORNTHWAITE FOR FOR Management
8 TO RE-ELECT IAIN CONN FOR FOR Management
9 TO RE-ELECT JEFF BELL FOR FOR Management
10 TO RE-ELECT MARGHERITA DELLA VALLE FOR FOR Management
11 TO RE-ELECT MARK HANAFIN FOR FOR Management
12 TO RE-ELECT MARK HODGES FOR FOR Management
13 TO RE-ELECT LESLEY KNOX FOR FOR Management
14 TO RE-ELECT CARLOS PASCUAL FOR FOR Management
15 TO RE-ELECT STEVE PUSEY FOR FOR Management
16 TO APPOINT DELOITTE LLP AS AUDITORS OF FOR FOR Management
THE COMPANY
17 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE AUDITORS' REMUNERATION
18 AUTHORITY FOR POLITICAL DONATIONS AND FOR FOR Management
POLITICAL EXPENDITURE IN THE EUROPEAN
UNION
19 AUTHORITY TO ALLOT SHARES FOR FOR Management
20 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR Management
RIGHTS
21 ADDITIONAL AUTHORITY TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
22 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
23 NOTICE OF GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
CHRISTIAN DIOR SE, PARIS
Ticker: Security ID: F26334106
Meeting Date: DEC 06, 2016 Meeting Type: MIX
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS
6 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
7 ALLOCATION OF INCOME - SETTING OF FOR FOR Management
DIVIDEND: EUR 3.55 PER SHARE
8 RATIFICATION OF THE APPOINTMENT OF MR FOR FOR Management
DENIS DALIBOT AS DIRECTOR
9 RENEWAL OF THE TERM OF MR DENIS FOR FOR Management
DALIBOT AS DIRECTOR
10 RENEWAL OF TERM OF MR RENAUD DONNEDIEU FOR FOR Management
DE VABRES AS DIRECTOR
11 RENEWAL OF THE TERM OF MRS SEGOLENE FOR FOR Management
GALLIENNE AS DIRECTOR
12 RENEWAL OF THE TERM OF MR CHRISTIAN DE FOR FOR Management
LABRIFFE AS DIRECTOR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR BERNARD ARNAULT,
PRESIDENT OF THE BOARD OF DIRECTORS
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SIDNEY TOLEDANO,
MANAGING DIRECTOR
15 AUTHORISATION TO GRANT THE BOARD OF FOR FOR Management
DIRECTORS THE CAPACITY TO TRADE IN
COMPANY'S SHARES FOR A PURCHASE PRICE
OF UP TO EURO 300 PER SHARE, AMOUNTING
TO A TOTAL MAXIMUM PRICE OF EURO 5.4
BILLION, FOR A PERIOD OF EIGHTEEN
MONTHS
16 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY THE INCORPORATION OF
PREMIUMS, RESERVES, PROFITS OR OTHER
ELEMENTS FOR A PERIOD OF TWENTY-SIX
MONTHS
17 AUTHORISATION TO GRANT THE BOARD OF FOR FOR Management
DIRECTORS THE CAPACITY TO REDUCE THE
SHARE CAPITAL THROUGH CANCELLATION OF
SHARES HELD BY THE COMPANY SUBSEQUENT
TO PURCHASING ITS OWN SECURITIES, FOR
A PERIOD OF EIGHTEEN MONTHS
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
COMMON SHARES AND/OR CAPITAL
SECURITIES GRANTING ACCESS TO OTHER
CAPITAL SECURITIES OR GRANTING THE
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
BY PUBLIC OFFER COMMON SHARES AND/OR
CAPITAL SECURITIES GRANTING ACCESS TO
OTHER CAPITAL SECURITIES OR GRANTING
THE RIGHT TO THE ALLOCATION OF DEB
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
COMMON SHARES AND/OR CAPITAL
SECURITIES GRANTING ACCESS TO OTHER
CAPITAL SECURITIES OR GRANTING THE
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO SET THE ISSUE
PRICE OF THE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL UP TO A MAXIMUM
OF 10% OF CAPITAL PER YEAR, UNDER A
SHARE CAPITAL
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO
INCREASE THE NUMBER OF SECURITIES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT O
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AND/OR CAPITAL SECURITIES
GRANTING ACCESS TO OTHER CAPITAL
SECURITIES OR TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
SECURITIE
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AS REMUNERATION FOR PAYMENTS IN
KIND OF CAPITAL SECURITIES OR OF
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL UP TO THE LIMIT
OF
25 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 26
MONTHS, TO PROCEED TO GRANT OPTIONS TO
SUBSCRIBE TO SHARES WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OF SHAREHOLDERS, OR SHARES PURCHASE
OPTIONS FOR THE BENEFIT OF THE
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S
CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE
SHAR
27 SETTING OF AN OVERALL CEILING OF THE FOR FOR Management
CAPITAL INCREASES DECIDED UPON
PURSUANT TO THESE DELEGATIONS OF
AUTHORITY TO THE AMOUNT OF EURO 80
MILLION
--------------------------------------------------------------------------------
CHRISTIAN DIOR SE, PARIS
Ticker: Security ID: F26334106
Meeting Date: APR 13, 2017 Meeting Type: MIX
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS
6 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
7 ALLOCATION OF INCOME - SETTING OF THE FOR FOR Management
DIVIDEND: EUR 1.40 PER SHARE
8 RENEWAL OF THE TERM OF MR BERNARD FOR FOR Management
ARNAULT AS DIRECTOR
9 RENEWAL OF THE TERM OF MR SIDNEY FOR FOR Management
TOLEDANO AS DIRECTOR
10 APPOINTMENT OF MRS LUISA LORO PIANA AS FOR FOR Management
DIRECTOR
11 APPOINTMENT OF MR PIERRE GODE AS FOR FOR Management
OBSERVER
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR BERNARD ARNAULT,
CHIEF EXECUTIVE OFFICER
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SIDNEY TOLEDANO,
MANAGING DIRECTOR
14 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
REMUNERATION POLICY FOR THE EXECUTIVE
DIRECTORS
15 HARMONISATION OF BY-LAWS: ARTICLE 4,17 FOR FOR Management
AND 21
16 DELEGATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO MAKE THE BY-LAWS
COMPLIANT WITH THE NEW LEGAL AND
REGULATORY PROVISIONS
--------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED
Ticker: Security ID: J06510101
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Mizuno, Akihisa FOR FOR Management
4 Appoint a Director Katsuno, Satoru FOR FOR Management
5 Appoint a Director Masuda, Yoshinori FOR FOR Management
6 Appoint a Director Matsuura, Masanori FOR FOR Management
7 Appoint a Director Kataoka, Akinori FOR FOR Management
8 Appoint a Director Kurata, Chiyoji FOR FOR Management
9 Appoint a Director Ban, Kozo FOR FOR Management
10 Appoint a Director Shimizu, Shigenobu FOR FOR Management
11 Appoint a Director Masuda, Hiromu FOR FOR Management
12 Appoint a Director Misawa, Taisuke FOR FOR Management
13 Appoint a Director Nemoto, Naoko FOR FOR Management
14 Appoint a Director Hashimoto, Takayuki FOR FOR Management
15 Approve Payment of Bonuses to Directors FOR FOR Management
16 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
17 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
--------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM
Ticker: Security ID: F61824144
Meeting Date: MAY 19, 2017 Meeting Type: MIX
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR 2016 AND SETTING OF THE DIVIDEND
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
8 REGULATED AGREEMENTS FOR FOR Management
9 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
MANAGING DIRECTOR TO ALLOW THE COMPANY
TO TRADE IN ITS OWN SHARES, EXCEPT
DURING A PUBLIC OFFER, AS PART OF A
SHARE BUY-BACK PROGRAMME, WITH A
MAXIMUM PURCHASE PRICE OF EUR 160 PER
SHARE
10 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE MANAGING DIRECTOR,
MR JEAN-DOMINIQUE SENARD, FOR THE 2016
FINANCIAL YEAR
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO FOR THE 2016 FINANCIAL
YEAR TO MR MICHEL ROLLIER, CHAIRMAN OF
THE SUPERVISORY BOARD
12 APPOINTMENT OF MR MICHEL ROLLIER AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
13 APPOINTMENT OF MR OLIVIER BAZIL AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
14 AUTHORISATION GRANTED TO THE MANAGING FOR FOR Management
DIRECTOR TO REDUCE THE CAPITAL BY
CANCELLATION OF SHARES
15 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR 2016 AND SETTING OF THE DIVIDEND
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
8 REGULATED AGREEMENTS FOR FOR Management
9 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
MANAGING DIRECTOR TO ALLOW THE COMPANY
TO TRADE IN ITS OWN SHARES, EXCEPT
DURING A PUBLIC OFFER, AS PART OF A
SHARE BUY-BACK PROGRAMME, WITH A
MAXIMUM PURCHASE PRICE OF EUR 160 PER
SHARE
10 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE MANAGING DIRECTOR,
MR JEAN-DOMINIQUE SENARD, FOR THE 2016
FINANCIAL YEAR
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO FOR THE 2016 FINANCIAL
YEAR TO MR MICHEL ROLLIER, CHAIRMAN OF
THE SUPERVISORY BOARD
12 APPOINTMENT OF MR MICHEL ROLLIER AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
13 APPOINTMENT OF MR OLIVIER BAZIL AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
14 AUTHORISATION GRANTED TO THE MANAGING FOR FOR Management
DIRECTOR TO REDUCE THE CAPITAL BY
CANCELLATION OF SHARES
15 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
CIMIC GROUP LTD, SAINT LEONARDS
Ticker: Security ID: Q2424E105
Meeting Date: APR 13, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 TO RE-ELECT MR MARCELINO FERNANDEZ FOR FOR Management
VERDES AS A DIRECTOR
4 TO RE-ELECT MR JOSE-LUIS DEL VALLE FOR FOR Management
PEREZ AS A DIRECTOR
5 TO RE-ELECT MR PEDRO LOPEZ JIMENEZ AS FOR FOR Management
A DIRECTOR
6 ADOPTION OF NEW CONSTITUTION FOR FOR Management
--------------------------------------------------------------------------------
CITIZEN WATCH CO.,LTD.
Ticker: Security ID: J07938111
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Tokura, Toshio FOR FOR Management
4 Appoint a Director Sato, Toshihiko FOR FOR Management
5 Appoint a Director Takeuchi, Norio FOR FOR Management
6 Appoint a Director Furukawa, Toshiyuki FOR FOR Management
7 Appoint a Director Nakajima, Keiichi FOR FOR Management
8 Appoint a Director Shirai, Shinji FOR FOR Management
9 Appoint a Director Oji, Yoshitaka FOR FOR Management
10 Appoint a Director Komatsu, Masaaki FOR FOR Management
11 Appoint a Director Terasaka, Fumiaki FOR FOR Management
12 Appoint a Corporate Auditor Takada, FOR FOR Management
Yoshio
--------------------------------------------------------------------------------
CLARIANT AG, MUTTENZ
Ticker: Security ID: H14843165
Meeting Date: MAR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE INTEGRATED REPORT FOR FOR Management
(FORMERLY ANNUAL REPORT), FINANCIAL
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS OF CLARIANT LTD FOR THE
2016 FISCAL YEAR
3 ADVISORY VOTE ON THE 2016 COMPENSATION FOR FOR Management
REPORT
4 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
5 APPROPRIATION OF AVAILABLE EARNINGS FOR FOR Management
FOR 2016
6 DISTRIBUTION FROM RESERVES FROM FOR FOR Management
CAPITAL CONTRIBUTIONS
7 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
GUNTER VON AU
8 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
PETER CHEN
9 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
HARIOLF KOTTMANN
10 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
EVELINE SAUPPER
11 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
CARLO G. SOAVE
12 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
PETER STEINER
13 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
CLAUDIA SUESSMUTH DYCKERHOFF
14 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
SUSANNE WAMSLER
15 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
RUDOLF WEHRLI
16 ELECTION TO THE BOARD OF DIRECTORS: FOR FOR Management
KONSTANTIN WINTERSTEIN
17 ELECTION OF THE CHAIRMAN OF THE BOARD FOR FOR Management
OF DIRECTORS: RUDOLF WEHRLI
18 ELECTION OF MEMBER OF THE COMPENSATION FOR FOR Management
COMMITTEE: CARLO G. SOAVE
19 ELECTION OF MEMBER OF THE COMPENSATION FOR FOR Management
COMMITTEE: EVELINE SAUPPER
20 ELECTION OF MEMBER OF THE COMPENSATION FOR FOR Management
COMMITTEE: RUDOLF WEHRLI
21 ELECTION OF THE INDEPENDENT PROXY: FOR FOR Management
BALTHASAR SETTELEN, ATTORNEY-AT-LAW,
BASEL
22 ELECTION OF THE STATUTORY AUDITOR: FOR FOR Management
PRICEWATERHOUSECOOPERS AG
23 APPROVAL OF COMPENSATION: TOTAL FOR FOR Management
COMPENSATION OF THE BOARD OF DIRECTORS
24 APPROVAL OF COMPENSATION: TOTAL FOR FOR Management
COMPENSATION OF THE EXECUTIVE COMMITTEE
25 IF AT THE TIME OF THE ANNUAL GENERAL FOR FOR Management
MEETING, THE BOARD OF DIRECTORS MAKE
UNANNOUNCED PROPOSALS WITH RESPECT TO
THOSE AGENDA ITEMS SET FORTH ABOVE, OR
NEW AGENDA ITEMS ARE PUT FORTH BEFORE
THE ANNUAL GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO
26 IF AT THE TIME OF THE ANNUAL GENERAL AGAINST AGAINST Shareholder
MEETING, THE SHAREHOLDERS MAKE
UNANNOUNCED PROPOSALS WITH RESPECT TO
THOSE AGENDA ITEMS SET FORTH ABOVE, OR
NEW AGENDA ITEMS ARE PUT FORTH BEFORE
THE ANNUAL GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE
--------------------------------------------------------------------------------
CLEANAWAY WASTE MANAGEMENT LTD, MELBOURNE, VIC
Ticker: Security ID: Q2506H109
Meeting Date: OCT 27, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF MARK CHELLEW AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MIKE HARDING AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 GRANTING OF PERFORMANCE RIGHTS TO VIK FOR FOR Management
BANSAL UNDER THE LONG-TERM INCENTIVE
PLAN
6 GRANTING OF PERFORMANCE RIGHTS TO VIK FOR FOR Management
BANSAL UNDER THE DEFERRED EQUITY PLAN
7 AMENDMENT TO COMPANY'S CONSTITUTION FOR FOR Management
--------------------------------------------------------------------------------
CLP HOLDINGS LTD, HONG KONG
Ticker: Security ID: Y1660Q104
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2016 AND THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR
THEREON
4 TO RE-ELECT SIR RODERICK IAN EDDINGTON FOR FOR Management
AS DIRECTOR
5 TO RE-ELECT DR LEE YUI BOR AS DIRECTOR FOR FOR Management
6 TO RE-ELECT MR WILLIAM ELKIN MOCATTA FOR FOR Management
AS DIRECTOR
7 TO RE-ELECT MR VERNON FRANCIS MOORE AS FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR CHENG HOI CHUEN, FOR FOR Management
VINCENT AS DIRECTOR
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS INDEPENDENT AUDITOR OF THE COMPANY
AND AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION FOR THE YEAR
ENDING 31 DECEMBER 2017
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES IN THE COMPANY; NOT
EXCEEDING FIVE PER CENT OF THE TOTAL
NUMBER OF SHARES IN ISSUE AT THE DATE
OF THIS RESOLUTION AND SUCH SHARES
SHALL NOT BE ISSUED AT A DISCOUNT OF
MOR
11 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO EXERCISE ALL THE POWERS
OF THE COMPANY TO BUY BACK OR
OTHERWISE ACQUIRE SHARES OF THE
COMPANY IN ISSUE; NOT EXCEEDING TEN
PER CENT OF THE TOTAL NUMBER OF SHARES
IN ISSUE AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------
CNH INDUSTRIAL N.V
Ticker: Security ID: N20944109
Meeting Date: APR 14, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS FOR FOR Management
5 APPROVE DIVIDENDS OF EUR 0.11 PER SHARE FOR FOR Management
6 APPROVE DISCHARGE OF DIRECTORS FOR FOR Management
7 REELECT SERGIO MARCHIONNE AS EXECUTIVE FOR FOR Management
DIRECTOR
8 REELECT RICHARD J. TOBIN AS EXECUTIVE FOR FOR Management
DIRECTOR
9 REELECT MINA GEROWIN AS NON EXECUTIVE FOR FOR Management
DIRECTOR
10 REELECT SUZANNE HEYWOOD AS NON FOR FOR Management
EXECUTIVE DIRECTOR
11 REELECT LEO W. HOULE AS NON- EXECUTIVE FOR FOR Management
DIRECTOR
12 REELECT PETER KALANTZIS AS NON FOR FOR Management
EXECUTIVE DIRECTOR
13 REELECT JOHN B. LANAWAY AS NON FOR FOR Management
EXECUTIVE DIRECTOR
14 REELECT SILKE C. SCHEIBER AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
15 REELECT GUIDO TABELLINI AS NON FOR FOR Management
EXECUTIVE DIRECTOR
16 REELECT JACQUELINE A.TAMMENOMS BAKKER FOR FOR Management
AS NON-EXECUTIVE DIRECTOR
17 REELECT JACQUES THEURILLAT AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
18 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
19 AMEND THE NON-EXECUTIVE DIRECTORS' FOR FOR Management
COMPENSATION PLAN
--------------------------------------------------------------------------------
CNP ASSURANCES, PARIS
Ticker: Security ID: F1876N318
Meeting Date: APR 13, 2017 Meeting Type: MIX
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE GROUP'S CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND: EUR 0.80 PER SHARE
8 APPROVAL OF THE AGREEMENT ON THE FOR FOR Management
TRANSFER OF CNP ASSURANCES' 10% SHARE
IN THE SHARE CAPITAL OF THE COMPANY
CILOGER, TO LA BANQUE POSTALE
9 APPROVAL OF THE AGREEMENT FOR CNP FOR FOR Management
ASSURANCES TO ACQUIRE 20% OF THE SHARE
CAPITAL OF THE COMPANY RTE (RESEAU DE
TRANSPORT D'ELECTRICITE)
10 APPROVAL OF PARTICIPATING IN A GROUP FOR FOR Management
AGREEMENT AND MEMORANDUM OF
UNDERSTANDING SIGNED WITH THE CAISSE
DES DEPOTS AS PART OF AN ACQUISITION
PROJECT OF SHARES HELD BY THE STATE IN
THE COMPANY AEROPORTS DE LA COTE D'AZUR
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION FOR MR
JEAN-PAUL FAUGERE, CHAIRMAN OF THE
BOARD OF DIRECTORS
12 APPROVAL OF THE COMPENSATION FOR THE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION FOR MR
FREDERIC LAVENIR, CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION FOR THE FOR FOR Management
CHIEF EXECUTIVE OFFICER
15 RENEWAL OF THE TERM OF MR JEAN-PAUL FOR FOR Management
FAUGERE AS DIRECTOR
16 RENEWAL OF THE TERM OF MR FREDERIC FOR FOR Management
LAVENIR AS DIRECTOR
17 RENEWAL OF THE TERM OF VIRGINIE FOR FOR Management
CHAPRON DU JEU AS DIRECTOR
18 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
SOPASSURE AS DIRECTOR
19 RATIFICATION OF THE CO-OPTATION OF MS FOR FOR Management
DELPHINE DE CHAISEMARTIN AS DIRECTOR,
IN PLACE OF MS. ODILE RENAUD-BASSO,
RESIGNING DIRECTOR
20 RENEWAL OF THE TERM OF MS DELPHINE DE FOR FOR Management
CHAISEMARTIN AS DIRECTOR
21 RENEWAL OF THE TERM OF MS ROSE-MARIE FOR FOR Management
VAN LERBERGHE AS DIRECTOR
22 RATIFICATION OF THE CO-OPTATION MS FOR FOR Management
PAULINE CORNU-THENARD AS DIRECTOR, IN
PLACE OF MS ANNE-SOPHIE GRAVE,
RESIGNING DIRECTOR
23 APPOINTMENT OF THE STATE AS DIRECTOR FOR FOR Management
24 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN THE
COMPANY'S OWN SHARES
25 RENEWAL OF THE DELEGATION OF AUTHORITY FOR FOR Management
TO BE GRANTED TO THE BOARD OF
DIRECTORS TO ISSUE COMMON COMPANY
SHARES, WITHIN THE LIMIT OF A MAXIMUM
NOMINAL AMOUNT OF EUR 50 M, WITH
RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
26 RENEWAL OF THE DELEGATION OF AUTHORITY FOR FOR Management
TO BE GRANTED TO THE BOARD OF
DIRECTORS TO INCREASE CAPITAL RESERVED
FOR MEMBERS OF A COMPANY AND/OR GROUP
SAVINGS PLAN, UP TO A LIMIT OF 3 % OF
THE SHARE CAPITAL, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE S
27 COMPLIANCE OF ARTICLE 1 OF THE BY-LAWS FOR FOR Management
OF CNP ASSURANCES (ON THE TYPE OF
COMPANY), WITH THE PROVISIONS OF
FRENCH ORDER NO. 2014-948 OF 20 AUGUST
2014, RATIFIED AND AMENDED BY LAW NO.
2015-990 OF 6 AUGUST 2015
28 AMENDMENT OF ARTICLE 15 OF THE BY-LAWS FOR FOR Management
OF CNP ASSURANCES CONCERNING THE
COMPOSITION OF THE BOARD OF DIRECTORS,
WITH A VIEW TO STOP THE PROCEDURE OF
APPOINTING DIRECTOR(S) REPRESENTING
EMPLOYEES
29 DELETION OF ARTICLE 25 OF THE BY-LAWS FOR FOR Management
OF CNP ASSURANCES RELATING TO THE
APPOINTMENT OF OBSERVERS, AND
SUBSEQUENT REVISION TO THE NUMBERING
OF THE ARTICLES IN SAID BY-LAWS
30 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
COCA-COLA AMATIL LTD
Ticker: Security ID: Q2594P146
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF MR KRISHNAKUMAR FOR FOR Management
THIRUMALAI AS A DIRECTOR
4 ELECTION OF MR MARK JOHNSON AS A FOR FOR Management
DIRECTOR
5 ELECTION OF MR PAUL O'SULLIVAN AS A FOR FOR Management
DIRECTOR
6 PARTICIPATION BY EXECUTIVE DIRECTOR IN FOR FOR Management
THE 2017-2019 LONG TERM INCENTIVE PLAN
(LTIP)
--------------------------------------------------------------------------------
COCA-COLA HBC AG, STEINHAUSEN
Ticker: Security ID: H1512E100
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 RECEIPT OF THE 2016 INTEGRATED ANNUAL FOR WITHHOLD Management
REPORT, AS WELL AS APPROVAL OF THE
ANNUAL MANAGEMENT REPORT, THE
STAND-ALONE FINANCIAL STATEMENTS AND
THE CONSOLIDATED FINANCIAL STATEMENTS
4 APPROPRIATION OF AVAILABLE EARNINGS FOR WITHHOLD Management
5 DECLARATION OF A DIVIDEND FROM FOR WITHHOLD Management
RESERVES: DIVIDEND OF EUR 0.44 ON EACH
ORDINARY REGISTERED SHARE
6 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS AND THE MEMBERS OF THE
OPERATING COMMITTEE
7 RE-ELECTION OF ANASTASSIS G. DAVID AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS AND
AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS
8 RE-ELECTION OF DIMITRIS LOIS AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
9 RE-ELECTION OF ALEXANDRA FOR WITHHOLD Management
PAPALEXOPOULOU AS A MEMBER OF THE
BOARD OF DIRECTORS AND AS A MEMBER OF
THE REMUNERATION COMMITTEE
10 RE-ELECTION OF RETO FRANCIONI AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS AND
AS A MEMBER OF THE REMUNERATION
COMMITTEE
11 RE-ELECTION OF AHMET C. BOZER AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
12 RE-ELECTION OF OLUSOLA (SOLA) FOR WITHHOLD Management
DAVID-BORHA AS A MEMBER OF THE BOARD
OF DIRECTORS
13 RE-ELECTION OF WILLIAM W. DOUGLAS III FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF ANASTASIOS I. LEVENTIS FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
15 RE-ELECTION OF CHRISTODOULOS LEVENTIS FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
16 RE-ELECTION OF JOSE OCTAVIO REYES AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
17 RE-ELECTION OF ROBERT RYAN RUDOLPH AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
18 RE-ELECTION OF JOHN P. SECHI AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
19 ELECTION OF CHARLOTTE J. BOYLE AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS AND
AS A MEMBER OF THE REMUNERATION
COMMITTEE
20 ELECTION OF THE INDEPENDENT PROXY: FOR WITHHOLD Management
INES POESCHEL
21 RE-ELECTION OF THE STATUTORY AUDITOR: FOR WITHHOLD Management
PRICEWATERHOUSECOOPERS AG
22 ADVISORY VOTE ON RE-APPOINTMENT OF THE FOR WITHHOLD Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR UK PURPOSES:
PRICEWATERHOUSECOOPERS SA
23 ADVISORY VOTE ON THE UK REMUNERATION FOR WITHHOLD Management
REPORT
24 ADVISORY VOTE ON THE REMUNERATION FOR WITHHOLD Management
POLICY
25 ADVISORY VOTE ON THE SWISS FOR WITHHOLD Management
REMUNERATION REPORT
26 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF REMUNERATION FOR THE BOARD
OF DIRECTORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
27 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF REMUNERATION FOR THE
OPERATING COMMITTEE FOR THE NEXT
FINANCIAL YEAR
28 AMENDMENTS TO THE ARTICLES OF FOR WITHHOLD Management
ASSOCIATION IN RESPECT OF THE
DETERMINATION OF THE REMUNERATION OF
THE CHIEF EXECUTIVE OFFICER AND THE
NON-EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS
3 RECEIPT OF THE 2016 INTEGRATED ANNUAL FOR WITHHOLD Management
REPORT, AS WELL AS APPROVAL OF THE
ANNUAL MANAGEMENT REPORT, THE
STAND-ALONE FINANCIAL STATEMENTS AND
THE CONSOLIDATED FINANCIAL STATEMENTS
4 APPROPRIATION OF AVAILABLE EARNINGS FOR WITHHOLD Management
5 DECLARATION OF A DIVIDEND FROM FOR WITHHOLD Management
RESERVES: DIVIDEND OF EUR 0.44 ON EACH
ORDINARY REGISTERED SHARE
6 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS AND THE MEMBERS OF THE
OPERATING COMMITTEE
7 RE-ELECTION OF ANASTASSIS G. DAVID AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS AND
AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS
8 RE-ELECTION OF DIMITRIS LOIS AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
9 RE-ELECTION OF ALEXANDRA FOR WITHHOLD Management
PAPALEXOPOULOU AS A MEMBER OF THE
BOARD OF DIRECTORS AND AS A MEMBER OF
THE REMUNERATION COMMITTEE
10 RE-ELECTION OF RETO FRANCIONI AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS AND
AS A MEMBER OF THE REMUNERATION
COMMITTEE
11 RE-ELECTION OF AHMET C. BOZER AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
12 RE-ELECTION OF OLUSOLA (SOLA) FOR WITHHOLD Management
DAVID-BORHA AS A MEMBER OF THE BOARD
OF DIRECTORS
13 RE-ELECTION OF WILLIAM W. DOUGLAS III FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF ANASTASIOS I. LEVENTIS FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
15 RE-ELECTION OF CHRISTODOULOS LEVENTIS FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
16 RE-ELECTION OF JOSE OCTAVIO REYES AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
17 RE-ELECTION OF ROBERT RYAN RUDOLPH AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
18 RE-ELECTION OF JOHN P. SECHI AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
19 ELECTION OF CHARLOTTE J. BOYLE AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS AND
AS A MEMBER OF THE REMUNERATION
COMMITTEE
20 ELECTION OF THE INDEPENDENT PROXY: FOR WITHHOLD Management
INES POESCHEL
21 RE-ELECTION OF THE STATUTORY AUDITOR: FOR WITHHOLD Management
PRICEWATERHOUSECOOPERS AG
22 ADVISORY VOTE ON RE-APPOINTMENT OF THE FOR WITHHOLD Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR UK PURPOSES:
PRICEWATERHOUSECOOPERS SA
23 ADVISORY VOTE ON THE UK REMUNERATION FOR WITHHOLD Management
REPORT
24 ADVISORY VOTE ON THE REMUNERATION FOR WITHHOLD Management
POLICY
25 ADVISORY VOTE ON THE SWISS FOR WITHHOLD Management
REMUNERATION REPORT
26 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF REMUNERATION FOR THE BOARD
OF DIRECTORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
27 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF REMUNERATION FOR THE
OPERATING COMMITTEE FOR THE NEXT
FINANCIAL YEAR
28 AMENDMENTS TO THE ARTICLES OF FOR WITHHOLD Management
ASSOCIATION IN RESPECT OF THE
DETERMINATION OF THE REMUNERATION OF
THE CHIEF EXECUTIVE OFFICER AND THE
NON-EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------
COCA-COLA WEST COMPANY,LIMITED
Ticker: Security ID: J0814U109
Meeting Date: MAR 22, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Stock-for-stock Exchange FOR FOR Management
Agreement between the Company and
Coca-Cola East Japan Co.,LTD.
4 Approve Absorption-Type Company Split FOR FOR Management
Agreement between the Company and New
CCW Establishment Preparation Co., Ltd.
5 Amend Articles to: Change Official FOR FOR Management
Company Name to Coca-Cola Bottlers
Japan Inc., Change Business Lines,
Increase Capital Shares to be issued
to 500,000,000 shares, Reduce the
Board of Directors Size to 10, Adopt
Reduction of Liability System for
Director
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yoshimatsu, Tamio
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shibata,
Nobuo
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takemori, Hideharu
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Fukami,
Toshio
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Okamoto,
Shigeki
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Fujiwara, Yoshiki
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Koga,
Yasunori
13 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hombo,
Shunichiro
14 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Miura,
Zenji
15 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
associated with Business Integration
Vikas Tiku
16 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
associated with Business Integration
Costin Mandrea
17 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
associated with Business Integration
Yoshioka, Hiroshi
18 Appoint a Director as Supervisory FOR FOR Management
Committee Members associated with
Business Integration Miura, Zenji
19 Appoint a Director as Supervisory FOR FOR Management
Committee Members associated with
Business Integration Irial Finan
20 Appoint a Director as Supervisory FOR FOR Management
Committee Members associated with
Business Integration John Murphy
21 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
--------------------------------------------------------------------------------
COCOKARA FINE INC.
Ticker: Security ID: J0845T105
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Tsukamoto, Atsushi
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shibata,
Toru
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yamamoto, Tsuyoshi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kitayama, Makoto
7 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors except
Outside Directors and Directors as
Supervisory Committee Members
--------------------------------------------------------------------------------
COMINAR REAL ESTATE INVESTMENT TRUST
Ticker: CMLEF Security ID: 199910100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS OF THE REIT FOR THE
ENSUING YEAR AND AUTHORIZING THE
TRUSTEES TO SET THEIR REMUNERATION.
--------------------------------------------------------------------------------
COMMERZBANK AG
Ticker: Security ID: D172W1279
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 747,246,686.99 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE
AMOUNT SHALL BE ALLOCATED TO THE
REVENUE RESERVES
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, FRANKFURT
9 APPOINTMENT OF AUDITORS FOR THE REVIEW FOR FOR Management
OF THE INTERIM REPORT FOR THE FIRST
QUARTER OF 2018: ERNST & YOUNG GMBH,
FRANKFURT
10 APPOINTMENT OF AUDITORS FOR THE 2018 FOR FOR Management
FINANCIAL YEAR: ERNST & YOUNG GMBH,
FRANKFURT
11 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
TOBIAS GULDIMANN
12 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
ROGER MUELLER (AS SUBSTITUTE MEMBER)
13 AMENDMENTS TO SECTION 17 OF THE FOR FOR Management
ARTICLE OF ASSOCIATION REGARDING THE
HARMONISATION OF THE PROVISION WITH
THE PROVISIONS OF THE GERMAN ACT ON
THE REORGANISATION OF THE
RESPONSIBILITIES OF THE FEDERAL AGENCY
FOR STABILISATION OF THE FINANCIAL
MARKETS
--------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW
Ticker: Security ID: Q26915100
Meeting Date: NOV 09, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF DIRECTOR, MR SHIRISH FOR FOR Management
APTE
3 RE-ELECTION OF DIRECTOR, SIR DAVID FOR FOR Management
HIGGINS
4 RE-ELECTION OF DIRECTOR, MR BRIAN LONG FOR FOR Management
5 ELECTION OF DIRECTOR, MS CATHERINE FOR FOR Management
LIVINGSTONE AO
6 ELECTION OF DIRECTOR, MS MARY PADBURY FOR FOR Management
7 ADOPTION OF REMUNERATION REPORT FOR FOR Management
8 GRANT OF SECURITIES TO MR IAN NAREV FOR FOR Management
UNDER THE GROUP LEADERSHIP REWARD PLAN
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE
Ticker: Security ID: F80343100
Meeting Date: JUN 08, 2017 Meeting Type: MIX
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND
8 APPROVAL OF AGREEMENTS AND COMMITMENTS FOR FOR Management
SUBJECT TO THE PROVISIONS OF ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE - AGREEMENT CONCLUDED
BETWEEN THE SAINT-GOBAIN COMPANY AND
WENDEL
9 RENEWAL OF THE TERM OF MS PAMELA KNAPP FOR FOR Management
AS DIRECTOR
10 RENEWAL OF THE TERM OF MS AGNES FOR FOR Management
LEMARCHAND AS DIRECTOR
11 RENEWAL OF TERM OF MR GILLES SCHNEPP FOR FOR Management
AS DIRECTOR
12 RENEWAL OF THE TERM OF MR PHILIPPE FOR FOR Management
VARIN AS DIRECTOR
13 VOTE BY THE GENERAL MEETING ON THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR
PIERRE-ANDRE DE CHALENDAR, CHIEF
EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
14 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY FOR THE CHIEF
EXECUTIVE OFFICER
15 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN THE COMPANY'S
SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, VIA THE ISSUANCE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF COMPANY SHARES
OR OF SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES B
17 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BUT WITH A
COMPULSORY PRIORITY PERIOD FOR
SHAREHOLDERS, VIA PUBLIC OFFER, WITH
THE ISSUE OF COMPANY SHARES OR
SECURITIES GRANTING ACCESS
18 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF EXCESSIVE DEMAND AS PART OF THE
ISSUANCE, WITH OR WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES OR
SECURITIES GRANTING ACCESS TO CAPITA
19 POSSIBILITY TO PROCEED, WITH FOR FOR Management
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH AN INCREASE
IN SHARE CAPITAL WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL EXCLUDING
POSSIBLE ADJUSTMENTS, AS COMPENSATION
FOR CONTRIBUTIONS IN KIND MADE UP OF
EQUITY SECURIT
20 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ELEMENTS,
FOR A NOMINAL AMOUNT NOT EXCEEDING ONE
HUNDRED AND ELEVEN MILLION EUROS
EXCLUDING POSSIBLE ADJUSTMENTS, OR AROU
21 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THE ISSUANCE
OF EQUITY SECURITIES RESERVED FOR
MEMBERS OF A GROUP PEG COMPANY SAVINGS
PLAN FOR A NOMINAL AMOUNT NOT
EXCEEDING FORTY-EIG
22 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THE ISSUANCE
OF EQUITY SECURITIES RESERVED FOR
CERTAIN CATEGORIES OF BENEFICIARIES
FOR A NOMINAL AMOUNT NOT EXCEEDING
EIGHT HUNDRED AND
23 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING COMPANY SHARES
REPRESENTING UP TO 10% OF THE
COMPANY'S CAPITAL PER 24-MONTH PERIOD
24 STATUTORY AMENDMENTS RELATING TO THE FOR FOR Management
SENIOR DIRECTOR
25 POWERS TO EXECUTE THE DECISIONS OF THE FOR FOR Management
MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND
8 APPROVAL OF AGREEMENTS AND COMMITMENTS FOR FOR Management
SUBJECT TO THE PROVISIONS OF ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE - AGREEMENT CONCLUDED
BETWEEN THE SAINT-GOBAIN COMPANY AND
WENDEL
9 RENEWAL OF THE TERM OF MS PAMELA KNAPP FOR FOR Management
AS DIRECTOR
10 RENEWAL OF THE TERM OF MS AGNES FOR FOR Management
LEMARCHAND AS DIRECTOR
11 RENEWAL OF TERM OF MR GILLES SCHNEPP FOR FOR Management
AS DIRECTOR
12 RENEWAL OF THE TERM OF MR PHILIPPE FOR FOR Management
VARIN AS DIRECTOR
13 VOTE BY THE GENERAL MEETING ON THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR
PIERRE-ANDRE DE CHALENDAR, CHIEF
EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
14 APPROVAL OF THE ELEMENTS OF THE FOR FOR Management
COMPENSATION POLICY FOR THE CHIEF
EXECUTIVE OFFICER
15 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN THE COMPANY'S
SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, VIA THE ISSUANCE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF COMPANY SHARES
OR OF SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES B
17 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BUT WITH A
COMPULSORY PRIORITY PERIOD FOR
SHAREHOLDERS, VIA PUBLIC OFFER, WITH
THE ISSUE OF COMPANY SHARES OR
SECURITIES GRANTING ACCESS
18 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF EXCESSIVE DEMAND AS PART OF THE
ISSUANCE, WITH OR WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES OR
SECURITIES GRANTING ACCESS TO CAPITA
19 POSSIBILITY TO PROCEED, WITH FOR FOR Management
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH AN INCREASE
IN SHARE CAPITAL WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL EXCLUDING
POSSIBLE ADJUSTMENTS, AS COMPENSATION
FOR CONTRIBUTIONS IN KIND MADE UP OF
EQUITY SECURIT
20 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ELEMENTS,
FOR A NOMINAL AMOUNT NOT EXCEEDING ONE
HUNDRED AND ELEVEN MILLION EUROS
EXCLUDING POSSIBLE ADJUSTMENTS, OR AROU
21 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THE ISSUANCE
OF EQUITY SECURITIES RESERVED FOR
MEMBERS OF A GROUP PEG COMPANY SAVINGS
PLAN FOR A NOMINAL AMOUNT NOT
EXCEEDING FORTY-EIG
22 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THE ISSUANCE
OF EQUITY SECURITIES RESERVED FOR
CERTAIN CATEGORIES OF BENEFICIARIES
FOR A NOMINAL AMOUNT NOT EXCEEDING
EIGHT HUNDRED AND
23 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING COMPANY SHARES
REPRESENTING UP TO 10% OF THE
COMPANY'S CAPITAL PER 24-MONTH PERIOD
24 STATUTORY AMENDMENTS RELATING TO THE FOR FOR Management
SENIOR DIRECTOR
25 POWERS TO EXECUTE THE DECISIONS OF THE FOR FOR Management
MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA, BELLEVUE
Ticker: Security ID: H25662182
Meeting Date: SEP 14, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ANNUAL REPORT FOR WITHHOLD Management
3 APPROPRIATION OF PROFITS: THE BOARD OF FOR WITHHOLD Management
DIRECTORS PROPOSES THAT A DIVIDEND OF
CHF 1.70 BE PAID PER RICHEMONT SHARE.
THIS IS EQUIVALENT TO CHF 1.70 PER 'A'
REGISTERED SHARE IN THE COMPANY AND
CHF 0.17 PER 'B' REGISTERED SHARE IN
THE COMPANY
4 RELEASE OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
5 ELECTION OF THE BOARD OF DIRECTOR AND FOR WITHHOLD Management
ITS CHAIRMAN: JOHANN RUPERT
6 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
YVES-ANDRE ISTEL
7 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
JOSUA MALHERBE
8 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
JEAN-BLAISE ECKERT
9 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
BERNARD FORNAS
10 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
RICHARD LEPEU
11 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
RUGGERO MAGNONI
12 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
SIMON MURRAY
13 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
GUILLAUME PICTET
14 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
NORBERT PLATT
15 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
ALAN QUASHA
16 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
MARIA RAMOS
17 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
LORD RENWICK OF CLIFTON
18 ELECTION OF THE BOARD OF DIRECTOR: JAN FOR WITHHOLD Management
RUPERT
19 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
GARY SAAGE
20 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
JUERGEN SCHREMPP
21 ELECTION OF THE BOARD OF DIRECTOR: THE FOR WITHHOLD Management
DUKE OF WELLINGTON
22 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
JEFF MOSS
23 ELECTION OF THE BOARD OF DIRECTOR: FOR WITHHOLD Management
CYRILLE VIGNERON
24 ELECTION OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: LORD RENWICK OF CLIFTON
25 ELECTION OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: YVES-ANDRE ISTEL
26 ELECTION OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: THE DUKE OF WELLINGTON
27 RE-ELECTION OF THE AUDITOR: THE BOARD FOR WITHHOLD Management
OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS BE REAPPOINTED
FOR A FURTHER TERM OF ONE YEAR AS
AUDITOR OF THE COMPANY
28 ELECTION OF THE INDEPENDENT FOR WITHHOLD Management
REPRESENTATIVE: THE BOARD OF DIRECTORS
PROPOSES THE ELECTION OF MAITRE
FRANCOISE DEMIERRE MORAND, ETUDE
GAMPERT & DEMIERRE, NOTAIRES, AS
INDEPENDENT REPRESENTATIVE OF THE
SHAREHOLDERS FOR A TERM OF ONE YEAR
29 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF COMPENSATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS
30 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF FIXED COMPENSATION OF THE
MEMBERS OF THE SENIOR EXECUTIVE
COMMITTEE
31 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF VARIABLE COMPENSATION OF THE
MEMBERS OF THE SENIOR EXECUTIVE
COMMITTEE
--------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY
Ticker: Security ID: G23296190
Meeting Date: FEB 02, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
ANNUAL REPORT AND ACCOUNTS AND THE
AUDITOR'S REPORT THEREON
2 RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
REMUNERATION REPORT
3 DECLARE A FINAL DIVIDEND ON THE FOR FOR Management
ORDINARY SHARES
4 ELECT STEFAN BOMHARD AS A DIRECTOR FOR FOR Management
5 RE-ELECT DOMINIC BLAKEMORE AS A FOR FOR Management
DIRECTOR
6 RE-ELECT RICHARD COUSINS AS A DIRECTOR FOR FOR Management
7 RE-ELECT GARY GREEN AS A DIRECTOR FOR FOR Management
8 RE-ELECT JOHNNY THOMSON AS A DIRECTOR FOR FOR Management
9 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR FOR FOR Management
10 RE-ELECT JOHN BASON AS A DIRECTOR FOR FOR Management
11 RE-ELECT DON ROBERT AS A DIRECTOR FOR FOR Management
12 RE-ELECT NELSON SILVA AS A DIRECTOR FOR FOR Management
13 RE-ELECT IREENA VITTAL AS A DIRECTOR FOR FOR Management
14 RE-ELECT PAUL WALSH AS A DIRECTOR FOR FOR Management
15 REAPPOINT KPMG LLP AS AUDITOR FOR FOR Management
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE FOR FOR Management
THE AUDITOR'S REMUNERATION
17 INCREASE ARTICLE 138 AUTHORITY FOR FOR Management
18 DONATIONS TO EU POLITICAL ORGANISATIONS FOR FOR Management
19 AUTHORITY TO ALLOT SHARES (S.551) FOR FOR Management
20 AUTHORITY TO ALLOT SHARES FOR CASH (S. FOR FOR Management
561)
21 AUTHORITY TO ALLOT SHARES FOR CASH (S. FOR FOR Management
561) IN LIMITED CIRCUMSTANCES
22 AUTHORITY TO PURCHASE SHARES FOR FOR Management
23 REDUCE GENERAL MEETING NOTICE PERIODS FOR FOR Management
--------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY
Ticker: Security ID: G23296190
Meeting Date: JUN 07, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE SPECIAL DIVIDEND AND APPROVE FOR FOR Management
CONSOLIDATION OF THE ENTIRE SHARE
CAPITAL
2 AUTHORITY TO ALLOT SHARES (S.551) FOR FOR Management
3 AUTHORITY TO ALLOT SHARES FOR CASH (S. FOR FOR Management
561)
4 AUTHORITY TO ALLOT SHARES FOR CASH IN FOR FOR Management
LIMITED CIRCUMSTANCES (S.561)
5 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
--------------------------------------------------------------------------------
CREDIT AGRICOLE SA, MONTROUGE
Ticker: Security ID: F22797108
Meeting Date: MAY 24, 2017 Meeting Type: MIX
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND PAYMENT OF DIVIDEND
8 SIGNING OF THE PROTOCOL TO THE FOR FOR Management
AGREEMENT REGARDING THE
RECLASSIFICATION OF INTERESTS HELD BY
CREDIT AGRICOLE S.A IN THE REGIONAL
BRANCHES OF THE COMPANY SACAM
MUTUALISATION
9 SIGNING OF THE DISPOSAL AGREEMENT FOR FOR FOR Management
COOPERATIVE PARTNER CERTIFICATES AND
COOPERATIVE INVESTMENT CERTIFICATES
BETWEEN CREDIT AGRICOLE S. A. AND THE
COMPANY SACAM MUTUALISATION
10 SIGNING OF THE ADDENDUM TO THE FOR FOR Management
PROTOCOL OF THE AGREEMENT CONCLUDED ON
22 NOVEMBER 2001 BETWEEN CREDIT
AGRICOLE S.A. AND THE REGIONAL BANKS
11 APPROVAL OF ADDENDUM NO.3 TO THE FOR FOR Management
GARANTIE SWITCH AGREEMENT
12 SIGNING OF THE ADDENDUM TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT CONCLUDED ON
17 DECEMBER 2015 BETWEEN CREDIT
AGRICOLE S.A. AND THE REGIONAL BANKS
13 SIGNING OF THE TAX CONSOLIDATION FOR FOR Management
AGREEMENT BETWEEN CREDIT AGRICOLE S.A.
AND THE COMPANY SACAM MUTUALISATION
14 SIGNING OF THE LOAN AGREEMENTS BETWEEN FOR FOR Management
CREDIT AGRICOLE S.A. AND THE REGIONAL
BANKS
15 SIGNING OF THE ADDENDUM TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT BETWEEN CREDIT
AGRICOLE S.A., THE COMPANIES SAS RUE
LA BOETIE, SEGUR, MIROMESNIL AND THE
FEDERAL HOLDINGS
16 SIGNING OF THE AMENDMENT TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT BETWEEN CREDIT
AGRICOLE S.A. AND CREDIT AGRICOLE CIB
17 APPOINTMENT OF MS CATHERINE POURRE, FOR FOR Management
REPLACING MR FRANCOIS VEVERKA, AS
DIRECTOR
18 APPOINTMENT OF MR JEAN-PIERRE PAVIET, FOR FOR Management
REPLACING MR JEAN-LOUIS ROVEYAZ, AS
DIRECTOR
19 APPOINTMENT OF MR LOUIS TERCINIER, FOR FOR Management
REPLACING MR ROGER ANDRIEU, AS DIRECTOR
20 RENEWAL OF THE TERM OF MS CAROLINE FOR FOR Management
CATOIRE AS DIRECTOR
21 RENEWAL OF THE TERM OF MS LAURENCE FOR FOR Management
DORS AS DIRECTOR
22 RENEWAL OF THE TERM OF MS FRANCOISE FOR FOR Management
GRI AS DIRECTOR
23 RENEWAL OF THE TERM OF MR DANIEL EPRON FOR FOR Management
AS DIRECTOR
24 RENEWAL OF THE TERM OF MR GERARD FOR FOR Management
OUVRIER-BUFFET AS DIRECTOR
25 RENEWAL OF THE TERM OF MR CHRISTIAN FOR FOR Management
STREIFF AS DIRECTOR
26 RENEWAL OF THE TERM OF MR FRANCOIS FOR FOR Management
THIBAULT AS DIRECTOR
27 REVIEW OF THE COMPENSATION PAID TO MR FOR FOR Management
DOMINIQUE LEFEBVRE, PRESIDENT OF THE
BOARD OF DIRECTORS FOR THE 2016
FINANCIAL YEAR
28 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PHILIPPE BRASSAC, GENERAL
MANAGER, FOR THE 2016 FINANCIAL YEAR
29 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID, TO MR XAVIER MUSCA, DEPUTY
GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
30 REVIEW OF THE OVERALL AMOUNT OF FOR FOR Management
COMPENSATION PAID, IN THE LAST
FINANCIAL YEAR, TO THE EXECUTIVE
OFFICERS UNDER ARTICLE L.511-13 OF THE
FRENCH MONETARY AND FINANCIAL CODE AND
TO THE CATEGORIES OF STAFF MEMBERS
IDENTIFIED UNDER ARTICLE L.511-71 OF
THE FRENC
31 APPROVAL OF THE LIMIT FOR THE VARIABLE FOR FOR Management
PART OF THE TOTAL COMPENSATION FOR
EXECUTIVE OFFICERS UNDER ARTICLE L.
511-13 OF THE FRENCH MONETARY AND
FINANCIAL CODE AND TO THE CATEGORIES
OF STAFF MEMBERS IDENTIFIED UNDER
ARTICLE L.511-71 OF THE FRENCH
MONETARY A
32 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS TO BE AWARDED TO MR DOMINIQUE
LEFEBVRE, PRESIDENT OF THE BOARD OF
DIRECTORS, FOR TH
33 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
ALL BENEFITS OF ALL KINDS TO BE
AWARDED TO MR PHILIPPE BRASSAC,
GENERAL MANAGER,
34 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
ALL BENEFITS OF ALL KINDS TO BE
AWARDED TO MR XAVIER MUSCA, DEPUTY
GENERAL MANAGE
35 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PURCHASE COMMON
COMPANY SHARES
36 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
37 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND PAYMENT OF DIVIDEND
8 SIGNING OF THE PROTOCOL TO THE FOR FOR Management
AGREEMENT REGARDING THE
RECLASSIFICATION OF INTERESTS HELD BY
CREDIT AGRICOLE S.A IN THE REGIONAL
BRANCHES OF THE COMPANY SACAM
MUTUALISATION
9 SIGNING OF THE DISPOSAL AGREEMENT FOR FOR FOR Management
COOPERATIVE PARTNER CERTIFICATES AND
COOPERATIVE INVESTMENT CERTIFICATES
BETWEEN CREDIT AGRICOLE S. A. AND THE
COMPANY SACAM MUTUALISATION
10 SIGNING OF THE ADDENDUM TO THE FOR FOR Management
PROTOCOL OF THE AGREEMENT CONCLUDED ON
22 NOVEMBER 2001 BETWEEN CREDIT
AGRICOLE S.A. AND THE REGIONAL BANKS
11 APPROVAL OF ADDENDUM NO.3 TO THE FOR FOR Management
GARANTIE SWITCH AGREEMENT
12 SIGNING OF THE ADDENDUM TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT CONCLUDED ON
17 DECEMBER 2015 BETWEEN CREDIT
AGRICOLE S.A. AND THE REGIONAL BANKS
13 SIGNING OF THE TAX CONSOLIDATION FOR FOR Management
AGREEMENT BETWEEN CREDIT AGRICOLE S.A.
AND THE COMPANY SACAM MUTUALISATION
14 SIGNING OF THE LOAN AGREEMENTS BETWEEN FOR FOR Management
CREDIT AGRICOLE S.A. AND THE REGIONAL
BANKS
15 SIGNING OF THE ADDENDUM TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT BETWEEN CREDIT
AGRICOLE S.A., THE COMPANIES SAS RUE
LA BOETIE, SEGUR, MIROMESNIL AND THE
FEDERAL HOLDINGS
16 SIGNING OF THE AMENDMENT TO THE TAX FOR FOR Management
CONSOLIDATION AGREEMENT BETWEEN CREDIT
AGRICOLE S.A. AND CREDIT AGRICOLE CIB
17 APPOINTMENT OF MS CATHERINE POURRE, FOR FOR Management
REPLACING MR FRANCOIS VEVERKA, AS
DIRECTOR
18 APPOINTMENT OF MR JEAN-PIERRE PAVIET, FOR FOR Management
REPLACING MR JEAN-LOUIS ROVEYAZ, AS
DIRECTOR
19 APPOINTMENT OF MR LOUIS TERCINIER, FOR FOR Management
REPLACING MR ROGER ANDRIEU, AS DIRECTOR
20 RENEWAL OF THE TERM OF MS CAROLINE FOR FOR Management
CATOIRE AS DIRECTOR
21 RENEWAL OF THE TERM OF MS LAURENCE FOR FOR Management
DORS AS DIRECTOR
22 RENEWAL OF THE TERM OF MS FRANCOISE FOR FOR Management
GRI AS DIRECTOR
23 RENEWAL OF THE TERM OF MR DANIEL EPRON FOR FOR Management
AS DIRECTOR
24 RENEWAL OF THE TERM OF MR GERARD FOR FOR Management
OUVRIER-BUFFET AS DIRECTOR
25 RENEWAL OF THE TERM OF MR CHRISTIAN FOR FOR Management
STREIFF AS DIRECTOR
26 RENEWAL OF THE TERM OF MR FRANCOIS FOR FOR Management
THIBAULT AS DIRECTOR
27 REVIEW OF THE COMPENSATION PAID TO MR FOR FOR Management
DOMINIQUE LEFEBVRE, PRESIDENT OF THE
BOARD OF DIRECTORS FOR THE 2016
FINANCIAL YEAR
28 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PHILIPPE BRASSAC, GENERAL
MANAGER, FOR THE 2016 FINANCIAL YEAR
29 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID, TO MR XAVIER MUSCA, DEPUTY
GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
30 REVIEW OF THE OVERALL AMOUNT OF FOR FOR Management
COMPENSATION PAID, IN THE LAST
FINANCIAL YEAR, TO THE EXECUTIVE
OFFICERS UNDER ARTICLE L.511-13 OF THE
FRENCH MONETARY AND FINANCIAL CODE AND
TO THE CATEGORIES OF STAFF MEMBERS
IDENTIFIED UNDER ARTICLE L.511-71 OF
THE FRENC
31 APPROVAL OF THE LIMIT FOR THE VARIABLE FOR FOR Management
PART OF THE TOTAL COMPENSATION FOR
EXECUTIVE OFFICERS UNDER ARTICLE L.
511-13 OF THE FRENCH MONETARY AND
FINANCIAL CODE AND TO THE CATEGORIES
OF STAFF MEMBERS IDENTIFIED UNDER
ARTICLE L.511-71 OF THE FRENCH
MONETARY A
32 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS TO BE AWARDED TO MR DOMINIQUE
LEFEBVRE, PRESIDENT OF THE BOARD OF
DIRECTORS, FOR TH
33 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
ALL BENEFITS OF ALL KINDS TO BE
AWARDED TO MR PHILIPPE BRASSAC,
GENERAL MANAGER,
34 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
ALL BENEFITS OF ALL KINDS TO BE
AWARDED TO MR XAVIER MUSCA, DEPUTY
GENERAL MANAGE
35 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PURCHASE COMMON
COMPANY SHARES
36 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING COMMON SHARES
37 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
CREDIT SAISON CO.,LTD.
Ticker: Security ID: J7007M109
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director Maekawa, Teruyuki FOR FOR Management
5 Appoint a Director Rinno, Hiroshi FOR FOR Management
6 Appoint a Director Takahashi, Naoki FOR FOR Management
7 Appoint a Director Yamamoto, Hiroshi FOR FOR Management
8 Appoint a Director Yamashita, Masahiro FOR FOR Management
9 Appoint a Director Shimizu, Sadamu FOR FOR Management
10 Appoint a Director Mizuno, Katsumi FOR FOR Management
11 Appoint a Director Hirase, Kazuhiro FOR FOR Management
12 Appoint a Director Matsuda, Akihiro FOR FOR Management
13 Appoint a Director Yamamoto, Yoshihisa FOR FOR Management
14 Appoint a Director Okamoto, Tatsunari FOR FOR Management
15 Appoint a Director Takeda, Masako FOR FOR Management
16 Appoint a Director Miura, Yoshiaki FOR FOR Management
17 Appoint a Director Baba, Shingo FOR FOR Management
18 Appoint a Director Hayashi, Kaoru FOR FOR Management
19 Appoint a Director Togashi, Naoki FOR FOR Management
20 Appoint a Director Otsuki, Nana FOR FOR Management
21 Appoint a Substitute Corporate Auditor FOR FOR Management
Inada, Kazufusa
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH
Ticker: Security ID: H3698D419
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 CONSULTATIVE VOTE ON THE 2016 FOR WITHHOLD Management
COMPENSATION REPORT
4 APPROVAL OF THE 2016 ANNUAL REPORT, FOR WITHHOLD Management
THE PARENT COMPANY'S 2016 FINANCIAL
STATEMENTS, AND THE GROUP'S 2016
CONSOLIDATED FINANCIAL STATEMENTS
5 DISCHARGE OF THE ACTS OF THE MEMBERS FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE BOARD
6 APPROPRIATION OF RETAINED EARNINGS FOR WITHHOLD Management
7 DISTRIBUTION PAYABLE OUT OF CAPITAL FOR WITHHOLD Management
CONTRIBUTION RESERVES
8 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
BOARD OF DIRECTORS
9 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
EXECUTIVE BOARD: SHORT-TERM VARIABLE
INCENTIVE COMPENSATION (STI)
10 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
EXECUTIVE BOARD: FIXED COMPENSATION
11 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
EXECUTIVE BOARD: LONG-TERM VARIABLE
INCENTIVE COMPENSATION (LTI)
12 INCREASE AND EXTENSION OF AUTHORIZED FOR WITHHOLD Management
CAPITAL FOR STOCK OR SCRIP DIVIDEND
13 RE-ELECTION OF URS ROHNER AS MEMBER FOR WITHHOLD Management
AND AS CHAIRMAN OF THE BOARD OF
DIRECTORS
14 RE-ELECTION OF IRIS BOHNET AS A MEMBER FOR WITHHOLD Management
TO THE BOARD OF DIRECTORS
15 RE-ELECTION OF ALEXANDER GUT AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
16 RE-ELECTION OF ANDREAS KOOPMANN AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
17 RE-ELECTION OF SERAINA (MAAG) MACIA AS FOR WITHHOLD Management
A MEMBER TO THE BOARD OF DIRECTORS
18 RE-ELECTION OF KAI NARGOLWALA AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
19 RE-ELECTION OF JOAQUIN J. RIBEIRO AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
20 RE-ELECTION OF SEVERIN SCHWAN AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
21 RE-ELECTION OF RICHARD E. THORNBURGH FOR WITHHOLD Management
AS A MEMBER TO THE BOARD OF DIRECTORS
22 RE-ELECTION OF JOHN TINER AS A MEMBER FOR WITHHOLD Management
TO THE BOARD OF DIRECTORS
23 ELECTION OF ANDREAS GOTTSCHLING AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
24 ELECTION OF ALEXANDRE ZELLER AS A FOR WITHHOLD Management
MEMBER TO THE BOARD OF DIRECTORS
25 RE-ELECTION OF IRIS BOHNET AS A MEMBER FOR WITHHOLD Management
TO THE COMPENSATION COMMITTEE
26 RE-ELECTION OF ANDREAS KOOPMANN AS A FOR WITHHOLD Management
MEMBER TO THE COMPENSATION COMMITTEE
27 RE-ELECTION OF KAI NARGOLWALA AS A FOR WITHHOLD Management
MEMBER TO THE COMPENSATION COMMITTEE
28 ELECTION OF ALEXANDRE ZELLER AS A FOR WITHHOLD Management
MEMBER TO THE COMPENSATION COMMITTEE
29 ELECTION OF THE INDEPENDENT AUDITORS: FOR WITHHOLD Management
KPMG AG, ZURICH
30 ELECTION OF THE SPECIAL AUDITORS: BDO FOR WITHHOLD Management
AG, ZURICH
31 ELECTION OF THE INDEPENDENT PROXY: FOR WITHHOLD Management
ATTORNEY-AT-LAW LIC. IUR. ANDREAS G.
KELLER
33 PROPOSALS OF SHAREHOLDERS AGAINST WITHHOLD Shareholder
34 PROPOSALS OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH
Ticker: Security ID: H3698D419
Meeting Date: MAY 18, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ORDINARY SHARE CAPITAL INCREASE WITH FOR WITHHOLD Management
PREEMPTIVE RIGHTS
4 PROPOSALS OF SHAREHOLDERS AGAINST WITHHOLD Shareholder
5 PROPOSALS OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
--------------------------------------------------------------------------------
CRESCENT POINT ENERGY CORP.
Ticker: CPG Security ID: 22576C101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO FIX THE NUMBER OF DIRECTORS OF THE FOR FOR Management
CORPORATION FOR THE ENSUING YEAR AT
TEN (10).
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 APPOINT PRICEWATERHOUSECOOPERS LLP, FOR FOR Management
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION AND
AUTHORIZE THE BOARD OF DIRECTORS OF
THE CORPORATION TO FIX THEIR
REMUNERATION AS SUCH.
4 PASS AN ADVISORY RESOLUTION TO ACCEPT FOR FOR Management
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION, THE FULL TEXT
OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
CRH PLC, DUBLIN
Ticker: Security ID: G25508105
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE FINAL DIVIDEND FOR FOR Management
3 APPROVE REMUNERATION REPORT FOR FOR Management
4 RE-ELECT ERNST BARTSCHI AS DIRECTOR FOR FOR Management
5 RE-ELECT MAEVE CARTON AS DIRECTOR FOR FOR Management
6 RE-ELECT NICKY HARTERY AS DIRECTOR FOR FOR Management
7 RE-ELECT PATRICK KENNEDY AS DIRECTOR FOR FOR Management
8 RE-ELECT DONALD MCGOVERN JR. AS FOR FOR Management
DIRECTOR
9 RE-ELECT HEATHER ANN MCSHARRY AS FOR FOR Management
DIRECTOR
10 RE-ELECT ALBERT MANIFOLD AS DIRECTOR FOR FOR Management
11 RE-ELECT SENAN MURPHY AS DIRECTOR FOR FOR Management
12 ELECT GILLIAN PLATT AS DIRECTOR FOR FOR Management
13 RE-ELECT LUCINDA RICHES AS DIRECTOR FOR FOR Management
14 RE-ELECT HENK ROTTINGHUIS AS DIRECTOR FOR FOR Management
15 RE-ELECT WILLIAM TEUBER JR. AS DIRECTOR FOR FOR Management
16 AUTHORISE BOARD TO FIX REMUNERATION OF FOR FOR Management
AUDITORS
17 REAPPOINT ERNST YOUNG AS AUDITORS FOR FOR Management
18 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
21 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
22 AUTHORISE REISSUANCE OF TREASURY SHARES FOR FOR Management
23 APPROVE SCRIP DIVIDEND FOR FOR Management
--------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC
Ticker: Security ID: Q3018U109
Meeting Date: OCT 12, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT MS MARIE MCDONALD AS A FOR FOR Management
DIRECTOR
3 TO ELECT DR MEGAN CLARK AS A DIRECTOR FOR FOR Management
4 TO ELECT DR TADATAKA YAMADA AS A FOR FOR Management
DIRECTOR
5 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
6 GRANT OF PERFORMANCE OPTIONS AND FOR FOR Management
PERFORMANCE RIGHTS TO MR PAUL
PERREAULT, THE CHIEF EXECUTIVE OFFICER
AND MANAGING DIRECTOR
7 REMUNERATION OF NON-EXECUTIVE DIRECTORS FOR FOR Management
--------------------------------------------------------------------------------
CSR LTD
Ticker: Security ID: Q30297115
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECT CHRISTINE HOLMAN AS A DIRECTOR FOR FOR Management
3 RE-ELECT MIKE IHLEIN AS A DIRECTOR FOR FOR Management
4 ADOPT THE REMUNERATION REPORT FOR FOR Management
5 APPROVE THE GRANT OF PERFORMANCE FOR FOR Management
RIGHTS TO THE MANAGING DIRECTOR
--------------------------------------------------------------------------------
DAI NIPPON PRINTING CO.,LTD.
Ticker: Security ID: J10584100
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Kitajima, Yoshitoshi FOR FOR Management
5 Appoint a Director Takanami, Koichi FOR FOR Management
6 Appoint a Director Yamada, Masayoshi FOR FOR Management
7 Appoint a Director Kitajima, Yoshinari FOR FOR Management
8 Appoint a Director Wada, Masahiko FOR FOR Management
9 Appoint a Director Morino, Tetsuji FOR FOR Management
10 Appoint a Director Kanda, Tokuji FOR FOR Management
11 Appoint a Director Kitajima, Motoharu FOR FOR Management
12 Appoint a Director Saito, Takashi FOR FOR Management
13 Appoint a Director Inoue, Satoru FOR FOR Management
14 Appoint a Director Tsukada, Tadao FOR FOR Management
15 Appoint a Director Miyajima, Tsukasa FOR FOR Management
16 Appoint a Corporate Auditor Nomura, FOR FOR Management
Kuniaki
--------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS,INC.
Ticker: Security ID: J09748112
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Watanabe, Koichiro
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Tsuyuki,
Shigeo
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Inagaki,
Seiji
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Tsutsumi, Satoru
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ishii,
Kazuma
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Taketomi, Masao
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Teramoto, Hideo
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kawashima, Takashi
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members George
Olcott
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Maeda,
Koichi
13 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED
Ticker: Security ID: J11257102
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Increase the Board FOR FOR Management
of Corporate Auditors Size to 5
4 Appoint a Director Nakayama, Joji FOR FOR Management
5 Appoint a Director Manabe, Sunao FOR FOR Management
6 Appoint a Director Hirokawa, Kazunori FOR FOR Management
7 Appoint a Director Sai, Toshiaki FOR FOR Management
8 Appoint a Director Fujimoto, Katsumi FOR FOR Management
9 Appoint a Director Tojo, Toshiaki FOR FOR Management
10 Appoint a Director Uji, Noritaka FOR FOR Management
11 Appoint a Director Toda, Hiroshi FOR FOR Management
12 Appoint a Director Adachi, Naoki FOR FOR Management
13 Appoint a Director Fukui, Tsuguya FOR FOR Management
14 Appoint a Corporate Auditor Izumoto, FOR FOR Management
Sayoko
15 Approve Payment of Bonuses to Directors FOR FOR Management
16 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
--------------------------------------------------------------------------------
DAIMLER AG, STUTTGART
Ticker: Security ID: D1668R123
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 Allocation of distributable profit FOR FOR Management
7 Ratification of Board of Management FOR FOR Management
members' actions in the 2016 financial
year
8 Ratification of Supervisory Board FOR FOR Management
members' actions in the 2016 financial
year
9 Appointment of auditors for the FOR FOR Management
Company and for the Group: 2017
financial year including interim
reports
10 Appointment of auditors for the FOR FOR Management
Company and for the Group: interim
reports 2018 to Annual Meeting 2018
11 Election of members of the Supervisory FOR FOR Management
Board: Dr Clemens Boersig
12 Election of members of the Supervisory FOR FOR Management
Board: Bader Mohammad Al Saad
13 Adjustment of Supervisory Board FOR FOR Management
remuneration and related amendmentof
the Articles of Incorporation
14 Amendment of Section 13 Subsection 1 FOR FOR Management
of the Articles of Incorporation
(Shareholders' Meetings - requirements
for attendance and exercise of voting
rights)
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD.
Ticker: Security ID: J11151107
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kumakiri, Naomi FOR FOR Management
4 Appoint a Director Kobayashi, Katsuma FOR FOR Management
5 Appoint a Director Kawai, Shuji FOR FOR Management
6 Appoint a Director Uchida, Kanitsu FOR FOR Management
7 Appoint a Director Takeuchi, Kei FOR FOR Management
8 Appoint a Director Saito, Kazuhiko FOR FOR Management
9 Appoint a Director Nakagawa, Takeshi FOR FOR Management
10 Appoint a Director Sato, Koji FOR FOR Management
11 Appoint a Director Yamaguchi, Toshiaki FOR FOR Management
12 Appoint a Director Sasaki, Mami FOR FOR Management
13 Appoint a Director Shoda, Takashi FOR FOR Management
14 Appoint a Corporate Auditor Uno, FOR FOR Management
Masayasu
15 Appoint a Corporate Auditor Hachiya, FOR FOR Management
Hideo
16 Appoint a Corporate Auditor Fujimaki, FOR FOR Management
Kazuo
--------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO.,LTD.
Ticker: Security ID: J11508124
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Higuchi, Takeo FOR FOR Management
4 Appoint a Director Ono, Naotake FOR FOR Management
5 Appoint a Director Ishibashi, Tamio FOR FOR Management
6 Appoint a Director Kawai, Katsutomo FOR FOR Management
7 Appoint a Director Kosokabe, Takeshi FOR FOR Management
8 Appoint a Director Fujitani, Osamu FOR FOR Management
9 Appoint a Director Tsuchida, Kazuto FOR FOR Management
10 Appoint a Director Hori, Fukujiro FOR FOR Management
11 Appoint a Director Yoshii, Keiichi FOR FOR Management
12 Appoint a Director Hama, Takashi FOR FOR Management
13 Appoint a Director Yamamoto, Makoto FOR FOR Management
14 Appoint a Director Tanabe, Yoshiaki FOR FOR Management
15 Appoint a Director Otomo, Hirotsugu FOR FOR Management
16 Appoint a Director Urakawa, Tatsuya FOR FOR Management
17 Appoint a Director Dekura, Kazuhito FOR FOR Management
18 Appoint a Director Ariyoshi, Yoshinori FOR FOR Management
19 Appoint a Director Kimura, Kazuyoshi FOR FOR Management
20 Appoint a Director Shigemori, Yutaka FOR FOR Management
21 Appoint a Director Yabu, Yukiko FOR FOR Management
22 Appoint a Corporate Auditor Hirata, FOR FOR Management
Kenji
23 Appoint a Corporate Auditor Iida, FOR FOR Management
Kazuhiro
24 Appoint a Corporate Auditor Nishimura, FOR FOR Management
Tatsushi
25 Approve Payment of Bonuses to FOR FOR Management
Corporate Officers
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC.
Ticker: Security ID: J11718111
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Hibino, Takashi FOR FOR Management
3 Appoint a Director Nakata, Seiji FOR FOR Management
4 Appoint a Director Nishio, Shinya FOR FOR Management
5 Appoint a Director Takahashi, Kazuo FOR FOR Management
6 Appoint a Director Matsui, Toshihiro FOR FOR Management
7 Appoint a Director Tashiro, Keiko FOR FOR Management
8 Appoint a Director Komatsu, Mikita FOR FOR Management
9 Appoint a Director Matsuda, Morimasa FOR FOR Management
10 Appoint a Director Matsubara, Nobuko FOR FOR Management
11 Appoint a Director Tadaki, Keiichi FOR FOR Management
12 Appoint a Director Onodera, Tadashi FOR FOR Management
13 Appoint a Director Ogasawara, Michiaki FOR FOR Management
14 Appoint a Director Takeuchi, Hirotaka FOR FOR Management
15 Appoint a Director Nishikawa, Ikuo FOR FOR Management
16 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Directors,
Executive Officers and Employees of
the Company, the Company's
Subsidiaries and the Affiliated
Companies
--------------------------------------------------------------------------------
DANONE SA, PARIS
Ticker: Security ID: F12033134
Meeting Date: APR 27, 2017 Meeting Type: MIX
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF DIVIDEND AT 1.70 EUROS PER
SHARE
8 OPTION FOR PAYMENT OF DIVIDEND IN FOR FOR Management
SHARES
9 RENEWAL OF THE TERM OF MS GAELLE FOR FOR Management
OLIVIER AS DIRECTOR
10 RENEWAL OF THE TERM OF MS ISABELLE FOR FOR Management
SEILLIER AS DIRECTOR
11 RENEWAL OF THE TERM OF MR JEAN-MICHEL FOR FOR Management
SEVERINO AS DIRECTOR
12 RENEWAL OF THE TERM OF MR LIONEL FOR FOR Management
ZINSOU-DERLIN AS DIRECTOR
13 APPOINTMENT OF MR GREGG L. ENGLES AS FOR FOR Management
DIRECTOR
14 APPROVAL OF AGREEMENTS SUBJECT TO THE FOR FOR Management
PROVISIONS OF ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL
CODE ENTERED INTO BY THE COMPANY AND
THE J.P. MORGAN GROUP
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCK RIBOUD, PRESIDENT OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR EMMANUEL FABER, MANAGING
DIRECTOR, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
17 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE PRESIDENT OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE EXECUTIVE OFFICERS
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PURCHASE, RETAIN
OR TRANSFER THE COMPANY'S SHARES
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH RETENTION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OF SHAREHOLDERS
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
BUT WITH AN OBLIGATION TO GRANT A
RIGHT OF PRIORITY
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
24 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
WITH A VIEW TO REMUNERATING
CONTRIBUTIONS-IN-KIND MADE TO THE
COMPANY AND CONSISTING OF
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY THE INCORPORATION
OF RESERVES, PROFITS, PREMIUMS OR
OTHER SUMS WHOSE CAPITALISATION WOULD
BE PERMITTED
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES RESERVED FOR
EMPLOYEES PARTICIPATING IN A COMPANY
SAVINGS SCHEME AND/OR RESERVED SALES
OF SECURITIES, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT O
27 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOCATE EXISTING COMPANY
SHARES OR SHARES TO BE ISSUED BY THE
COMPANY, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
28 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY THE
CANCELLATION OF SHARES
29 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF DIVIDEND AT 1.70 EUROS PER
SHARE
8 OPTION FOR PAYMENT OF DIVIDEND IN FOR FOR Management
SHARES
9 RENEWAL OF THE TERM OF MS GAELLE FOR FOR Management
OLIVIER AS DIRECTOR
10 RENEWAL OF THE TERM OF MS ISABELLE FOR FOR Management
SEILLIER AS DIRECTOR
11 RENEWAL OF THE TERM OF MR JEAN-MICHEL FOR FOR Management
SEVERINO AS DIRECTOR
12 RENEWAL OF THE TERM OF MR LIONEL FOR FOR Management
ZINSOU-DERLIN AS DIRECTOR
13 APPOINTMENT OF MR GREGG L. ENGLES AS FOR FOR Management
DIRECTOR
14 APPROVAL OF AGREEMENTS SUBJECT TO THE FOR FOR Management
PROVISIONS OF ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL
CODE ENTERED INTO BY THE COMPANY AND
THE J.P. MORGAN GROUP
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCK RIBOUD, PRESIDENT OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR EMMANUEL FABER, MANAGING
DIRECTOR, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
17 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE PRESIDENT OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE EXECUTIVE OFFICERS
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PURCHASE, RETAIN
OR TRANSFER THE COMPANY'S SHARES
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH RETENTION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OF SHAREHOLDERS
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
BUT WITH AN OBLIGATION TO GRANT A
RIGHT OF PRIORITY
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN
THE EVENT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
24 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
WITH A VIEW TO REMUNERATING
CONTRIBUTIONS-IN-KIND MADE TO THE
COMPANY AND CONSISTING OF
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY THE INCORPORATION
OF RESERVES, PROFITS, PREMIUMS OR
OTHER SUMS WHOSE CAPITALISATION WOULD
BE PERMITTED
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND SECURITIES RESERVED FOR
EMPLOYEES PARTICIPATING IN A COMPANY
SAVINGS SCHEME AND/OR RESERVED SALES
OF SECURITIES, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT O
27 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOCATE EXISTING COMPANY
SHARES OR SHARES TO BE ISSUED BY THE
COMPANY, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
28 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY THE
CANCELLATION OF SHARES
29 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
DANSKE BANK AS, COPENHAGEN
Ticker: Security ID: K22272114
Meeting Date: MAR 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPTION OF ANNUAL REPORT 2016 FOR FOR Management
5 PROPOSAL FOR ALLOCATION OF PROFITS: FOR FOR Management
DKK 9 PER SHARE
6 RE-ELECTION OF OLE ANDERSEN TO THE FOR FOR Management
BOARD OF DIRECTORS
7 RE-ELECTION OF LARS-ERIK BRENOE TO THE FOR FOR Management
BOARD OF DIRECTORS
8 RE-ELECTION OF URBAN BACKSTROM TO THE FOR FOR Management
BOARD OF DIRECTORS
9 RE-ELECTION OF JORN P. JENSEN TO THE FOR FOR Management
BOARD OF DIRECTORS
10 RE-ELECTION OF ROLV ERIK RYSSDAL TO FOR FOR Management
THE BOARD OF DIRECTORS
11 RE-ELECTION OF CAROL SERGEANT TO THE FOR FOR Management
BOARD OF DIRECTORS
12 RE-ELECTION OF HILDE TONNE TO THE FOR FOR Management
BOARD OF DIRECTORS
13 ELECTION OF MARTIN FOLKE TIVEUS TO THE FOR FOR Management
BOARD OF DIRECTORS
14 RE-APPOINTMENT OF DELOITTE FOR FOR Management
STATSAUTORISERET
REVISIONSPARTNERSELSKAB AS EXTERNAL
AUDITORS
15 PROPOSALS BY THE BOARD OF DIRECTORS TO FOR FOR Management
AMEND THE ARTICLES OF ASSOCIATION:
PROPOSAL TO REDUCE DANSKE BANK'S SHARE
CAPITAL
16 PROPOSALS BY THE BOARD OF DIRECTORS TO FOR FOR Management
AMEND THE ARTICLES OF ASSOCIATION:
PROPOSAL TO EXTEND THE BOARD OF
DIRECTORS' AUTHORITY ACCORDING TO
ARTICLE 6.5-6
17 RENEWAL AND EXTENSION OF THE BOARD OF FOR FOR Management
DIRECTORS' EXISTING AUTHORITY TO
ACQUIRE OWN SHARES
18 ADOPTION OF THE REMUNERATION TO THE FOR FOR Management
BOARD OF DIRECTORS IN 2017
19 ADOPTION OF THE REMUNERATION POLICY FOR FOR Management
FOR 2017
20 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST FOR Shareholder
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER OLAV WILLADSEN THAT DANSKE
BANK DOES NOT ABOLISH CHEQUES FOR ITS
DANISH PERSONAL AND BUSINESS CUSTOMERS
21 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER NANNA BONDE OTTOSEN,
NATIONAL CHAIRMAN OF SF UNGDOM (YOUTH
OF THE SOCIALIST PEOPLE'S PARTY):
DANSKE BANK SHOULD RELEASE
GENDER-SPECIFIC REMUNERATION
STATISTICS FOR ITS
22 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER NANNA BONDE OTTOSEN,
NATIONAL CHAIRMAN OF SF UNGDOM (YOUTH
OF THE SOCIALIST PEOPLE'S PARTY):
DANSKE BANK MUST SET A CEILING FOR
EMPLOYEE SHARE OPTIONS AT DKK 50,000,
AN
23 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER NANNA BONDE OTTOSEN,
NATIONAL CHAIRMAN OF SF UNGDOM (YOUTH
OF THE SOCIALIST PEOPLE'S PARTY):
DANSKE BANK MUST INVEST 5% OF ITS NET
PROFIT IN GREEN TECHNOLOGY
24 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER OLE SCHULTZ THAT THE
GENERAL MEETING RECOGNISES THE UN'S
CLIMATE TARGETS OF A MAXIMUM OF A 2
DEGREE RISE IN GLOBAL TEMPERATURE AS
ADOPTED IN PARIS 2015 AND REQUIRES AND
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE
Ticker: Security ID: Y20246107
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2016 AND THE AUDITOR'S REPORT
THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL FOR FOR Management
DIVIDEND OF 30 CENTS PER ORDINARY
SHARE, FOR THE YEAR ENDED 31 DECEMBER
2016. [2015: FINAL DIVIDEND OF 30
CENTS PER ORDINARY SHARE, ONE-TIER TAX
EXEMPT]
3 TO APPROVE THE AMOUNT OF SGD 3,588,490 FOR FOR Management
PROPOSED AS DIRECTORS' REMUNERATION
FOR THE YEAR ENDED 31 DECEMBER 2016.
[2015: SGD 3,688,541]
4 TO RE-APPOINT MESSRS FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
OF THE COMPANY AND TO AUTHORISE THE
DIRECTORS TO FIX ITS REMUNERATION
5 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHO IS RETIRING UNDER ARTICLE 99 OF
THE COMPANY'S CONSTITUTION AND WHO,
BEING ELIGIBLE, OFFER HIMSELF FOR
RE-ELECTION: DR BART BROADMAN
6 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHO IS RETIRING UNDER ARTICLE 99 OF
THE COMPANY'S CONSTITUTION AND WHO,
BEING ELIGIBLE, OFFER HIMSELF FOR
RE-ELECTION: MR HO TIAN YEE
7 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHO IS RETIRING UNDER ARTICLE 99 OF
THE COMPANY'S CONSTITUTION AND WHO,
BEING ELIGIBLE, OFFER HERSELF FOR
RE-ELECTION: MRS OW FOONG PHENG
8 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
OFFER AND GRANT AWARDS IN ACCORDANCE
WITH THE PROVISIONS OF THE DBSH SHARE
PLAN AND TO ALLOT AND ISSUE FROM TIME
TO TIME SUCH NUMBER OF ORDINARY SHARES
OF THE COMPANY ("DBSH ORDINARY
9 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO:
(A) (I) ISSUE SHARES OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS,
BONUS OR OTHERWISE; AND/OR (II) MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") TH
10 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ALLOT AND ISSUE SUCH NUMBER OF NEW
ORDINARY SHARES OF THE COMPANY AS MAY
BE REQUIRED TO BE ALLOTTED AND ISSUED
PURSUANT TO THE APPLICATION OF THE
DBSH SCRIP DIVIDEND SCHEME TO THE FI
11 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
APPLY THE DBSH SCRIP DIVIDEND SCHEME
TO ANY DIVIDEND(S) WHICH MAY BE
DECLARED FOR THE YEAR ENDING 31
DECEMBER 2017 AND TO ALLOT AND ISSUE
SUCH NUMBER OF NEW ORDINARY SHARES OF
THE CO
12 THAT: (A) FOR THE PURPOSES OF SECTIONS FOR FOR Management
76C AND 76E OF THE COMPANIES ACT,
CHAPTER 50 (THE "COMPANIES ACT"), THE
EXERCISE BY THE DIRECTORS OF THE
COMPANY OF ALL THE POWERS OF THE
COMPANY TO PURCHASE OR OTHERWISE
ACQUIRE ISSUED ORDINARY SHARES OF THE
COMPANY
--------------------------------------------------------------------------------
DCC PLC
Ticker: Security ID: G2689P101
Meeting Date: JUL 15, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR END 31 MARCH
2016 TOGETHER WITH REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE A FINAL DIVIDEND OF 64.18 FOR FOR Management
PENCE PER SHARE FOR THE YEAR ENDED 31
MARCH 2016
3 TO CONSIDER THE REMUNERATION REPORT FOR FOR Management
EXCLUDING THE REMUNERATION POLICY
REFERRED TO IN RESOLUTION 4. AS SET
OUT ON PAGES 82 TO 103 OF THE 2016
ANNUAL REPORT AND ACCOUNTS
4 TO CONSIDER THE REMUNERATION POLICY AS FOR FOR Management
SET OUT ON PAGES 85 TO 92 OF THE 2016
ANNUAL REPORTS AND ACCOUNTS
5 TO RE-ELECT TOMMY BREEN AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT ROISIN BRENNAN AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT DAVID JUKES AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT PAMELA KIRBY AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT JANE LODGE AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT CORMAC MC CARTHY AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT JOHN MOLONEY AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT DONAL MURPHY AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT FERGAL O DWYER AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT LESLIE VAN DE WALLE AS A FOR FOR Management
DIRECTOR
15 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
16 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
17 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES FOR CASH OTHERWISE THAN TO
EXISTING SHAREHOLDERS IN CERTAIN
CIRCUMSTANCES
18 TO AUTHORISE THE DIRECTORS TO MAKE FOR FOR Management
MARKET PURCHASES OF THE COMPANY'S OWN
SHARES
19 TO FIX THE RE ISSUE PRICE OF THE FOR FOR Management
COMPANY'S SHARES HELD AS TREASURY
SHARES
--------------------------------------------------------------------------------
DCM HOLDINGS CO.,LTD.
Ticker: Security ID: J12549101
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kumagai, Hisato FOR FOR Management
4 Appoint a Director Daigo, Shigeo FOR FOR Management
5 Amend the Compensation to be received FOR FOR Management
by Directors
6 Amend the Compensation to be received FOR FOR Management
by Corporate Auditors
7 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors except
Outside Directors and Overseas
Resident Directors and Non-Executive
Directors of the Company and the
Company's Subsidiaries
--------------------------------------------------------------------------------
DELTA LLOYD N.V., AMSTERDAM
Ticker: Security ID: N25633103
Meeting Date: MAR 29, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 CONDITIONAL LEGAL MERGER IN ACCORDANCE FOR FOR Management
WITH THE MERGER TERMS
3 PROPOSAL TO AMEND THE ARTICLES OF FOR FOR Management
ASSOCIATION AS PER THE SETTLEMENT DATE
4 PROPOSAL TO AMEND THE ARTICLES OF FOR FOR Management
ASSOCIATION AS PER THE DATE OF
DELISTING FROM EURONEXT AMSTERDAM AND
EURONEXT BRUSSELS
8 PROPOSAL TO APPOINT MR E. FRIESE AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD AS PER
THE SETTLEMENT DATE
9 PROPOSAL TO APPOINT MR D. RUEDA AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD AS PER
THE SETTLEMENT DATE
10 PROPOSAL TO APPOINT MR J.H. ERASMUS AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD AS PER
THE SETTLEMENT DATE
12 ACCEPTING OF THE RESIGNATION OF AND FOR FOR Management
GRANTING OF FULL AND FINAL DISCHARGE
FROM LIABILITY TO MR H. VAN DER
NOORDAA AS MEMBER OF THE EXECUTIVE
BOARD IN RESPECT OF HIS MANAGEMENT OF
THE COMPANY UNTIL THE FIRST EGM, AS
PER THE SETTLEMENT DATE
13 ACCEPTING OF THE RESIGNATION OF MR E.J. FOR FOR Management
FISCHER, MR J.G. HAARS, MS S.G. VAN
DER LECQ, MR A.A.G. BERGEN, MR P.W.
NIJHOF AND MR J.R. LISTER AND GRANTING
OF FULL AND FINAL DISCHARGE FROM
LIABILITY TO THESE MEMBERS OF THE
SUPERVISORY BOARD IN RESPECT OF THEIR
--------------------------------------------------------------------------------
DENA CO.,LTD.
Ticker: Security ID: J1257N107
Meeting Date: JUN 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Reduce Term of FOR FOR Management
Office of Directors to One Year,
Revise Convenors and Chairpersons of a
Shareholders Meeting and Board of
Directors Meeting
4 Appoint a Director Namba, Tomoko FOR FOR Management
5 Appoint a Director Moriyasu, Isao FOR FOR Management
6 Appoint a Director Kawasaki, Shuhei FOR FOR Management
7 Appoint a Director Otsuka, Hiroyuki FOR FOR Management
8 Appoint a Director Domae, Nobuo FOR FOR Management
9 Appoint a Corporate Auditor Koizumi, FOR FOR Management
Shinichi
10 Amend the Compensation to be received FOR FOR Management
by Outside Directors
--------------------------------------------------------------------------------
DENKA COMPANY LIMITED
Ticker: Security ID: J12936134
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Yoshitaka, Shinsuke FOR FOR Management
5 Appoint a Director Yamamoto, Manabu FOR FOR Management
6 Appoint a Director Ayabe, Mitsukuni FOR FOR Management
7 Appoint a Director Shimizu, Norihiro FOR FOR Management
8 Appoint a Director Nakano, Kenji FOR FOR Management
9 Appoint a Director Sato, Yasuo FOR FOR Management
10 Appoint a Director Yamamoto, Akio FOR FOR Management
11 Appoint a Director Fujihara, Tatsutsugu FOR FOR Management
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Ichiki, Gotaro
13 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors
14 Amend the Compensation to be received FOR FOR Management
by Directors
--------------------------------------------------------------------------------
DENSO CORPORATION
Ticker: Security ID: J12075107
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Kato, Nobuaki FOR FOR Management
3 Appoint a Director Kobayashi, Koji FOR FOR Management
4 Appoint a Director Arima, Koji FOR FOR Management
5 Appoint a Director Maruyama, Haruya FOR FOR Management
6 Appoint a Director Yamanaka, Yasushi FOR FOR Management
7 Appoint a Director Wakabayashi, FOR FOR Management
Hiroyuki
8 Appoint a Director Makino, Yoshikazu FOR FOR Management
9 Appoint a Director George Olcott FOR FOR Management
10 Appoint a Director Nawa, Takashi FOR FOR Management
11 Appoint a Corporate Auditor Iwase, FOR FOR Management
Masato
12 Appoint a Corporate Auditor FOR FOR Management
Matsushima, Noriyuki
13 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN
Ticker: Security ID: D18190898
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 Appropriation of distributable profit FOR FOR Management
for 2016 with EUR 0.08 per share of
the profit carried forward from 2015
and EUR 0.11 per share for 2016
7 Ratification of the acts of management FOR FOR Management
of the members of the Management Board
for the 2016 financial year
8 Ratification of the acts of management FOR FOR Management
of the members of the Supervisory
Board for the 2016 financial year
9 Election of KPMG Aktiengesellschaft FOR FOR Management
Wirtschaftspruefungsgesellschaft as
the auditor for the 2017 financial
year, interim accounts
10 Authorization to acquire own shares FOR FOR Management
for trading purposes pursuant to
paragraph 71 (1) No. 7 Stock
Corporation Act
11 Authorization to acquire own shares FOR FOR Management
pursuant to paragraph 71 (1) No. 8
Stock Corporation Act as well as for
their use with the possible exclusion
of pre-emptive rights
12 Authorization to use derivatives FOR FOR Management
within the framework of the purchase
of own shares pursuant to paragraph 71
(1) No. 8 Stock Corporation Act
13 Approval of the compensation system FOR FOR Management
for the Management Board members
14 Election of Gerd Alexander Schuetz to FOR FOR Management
the Supervisory Board
15 Election of Dr Paul Achleitner to the FOR FOR Management
Supervisory Board
16 Election of Prof Dr Stefan Simon to FOR FOR Management
the Supervisory Board
17 Election of Gerhard Eschelbeck to the FOR FOR Management
Supervisory Board
18 Authorization to issue AT 1 FOR FOR Management
instruments and bonds with warrants
and/or convertible bonds, conditional
capital by up to EUR 512 million
19 Authorized capital by up to EUR 512 FOR FOR Management
million (possibility of excluding
pre-emptive rights according to
paragraph 186 (3) sentence 4 Stock
Corporation Act)
20 Authorized capital by up to EUR 2,048 FOR FOR Management
million (in general with pre-emptive
rights)
21 Authorization to award stock options, FOR FOR Management
conditional capital by up to EUR 51.2
million
22 Amendment to the Articles of FOR FOR Management
Association re rules on convening of
general meetings for recovery measures
23 Amendment to the Articles of FOR FOR Management
Association re Supervisory Board:
Terms of office of shareholder
representatives on the Supervisory
Board
24 Amendment to the Articles of FOR FOR Management
Association re Supervisory Board:
Constitutive meeting of the
Supervisory Board
25 Amendment to the Articles of FOR FOR Management
Association re Supervisory Board:
Convening Supervisory Board meetings
26 Amendment to the Articles of FOR FOR Management
Association re Supervisory Board:
Limits for transactions subject to
approval
27 Amendment to the Articles of FOR FOR Management
Association re Supervisory Board: Due
date of Supervisory Board compensation
28 Shareholder proposal: Special Audit of FOR AGAINST Management
conduct vis-a-vis the FCA
29 Shareholder proposal: Special Audit of FOR AGAINST Management
manipulation of reference interest
rates
30 Shareholder proposal: Special Audit of FOR AGAINST Management
money laundering in Russia
--------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AKTIENGESELLSCHAFT
Ticker: Security ID: D1908N106
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR WITHHOLD Management
DISTRIBUTABLE PROFIT OF EUR
234,000,000 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR
0.50 PER NO-PAR SHARE SHAREHOLDERS CAN
CHOOSE WHETHER THEY WANT TO HAVE THEIR
DIVIDEND PAID IN CASH, AS SCRIP DIV
7 RATIFICATION OF THE ACTS OF THE BOARD FOR WITHHOLD Management
OF MDS
8 RATIFICATION OF THE ACTS OF THE FOR WITHHOLD Management
SUPERVISORY BOARD
9 APPOINTMENT OF AUDITORS THE FOLLOWING FOR WITHHOLD Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2017 FINANCIAL YEAR, FOR THE REVIEW OF
THE INTERIM HALF-YEAR FINANCIAL
STATEMENTS FOR THE FIRST HALF-YEAR OF
THE 2017 FINANCIAL YEAR AND FOR THE RE
--------------------------------------------------------------------------------
DEUTSCHE PFANDBRIEFBANK AG, MUENCHEN
Ticker: Security ID: D1R83Y100
Meeting Date: MAY 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 THE DISTRIBUTABLE PROFIT OF EUR FOR FOR Management
141,199,073.40 SHALL BE APPROPRIATED
AS FOLLOWS:PAYMENT OF A DIVIDEND OF
EUR 1.05 PER NO-PAR SHAREEX-DIVIDEND
DATE: MAY 31, 2017PAYABLE DATE: JUNE
2, 2017
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: KPMG AG, FRANKFURT
--------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN
Ticker: Security ID: D19225107
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROPRIATION OF AVAILABLE NET FOR FOR Management
EARNINGS: THE BOARD OF MANAGEMENT AND
THE SUPERVISORY BOARD PROPOSE THAT THE
AVAILABLE NET EARNINGS (BILANZGEWINN)
OF EUR 5,486,994,756.46 FOR FISCAL
YEAR 2016 BE APPROPRIATED AS FOLLOWS:
DISTRIBUTION TO THE SHAREHOLDERS: EU
7 APPROVAL OF THE ACTIONS OF THE MEMBERS FOR FOR Management
OF THE BOARD OF MANAGEMENT
8 APPROVAL OF THE ACTIONS OF THE MEMBERS FOR FOR Management
OF THE SUPERVISORY BOARD
9 APPOINTMENT OF THE INDEPENDENT FOR FOR Management
AUDITORS AND GROUP AUDITORS FOR FISCAL
YEAR 2017 AND THE INDEPENDENT AUDITORS
FOR THE AUDIT REVIEW OF INTERIM
FINANCIAL REPORTS:
PRICEWATERHOUSECOOPERS GMBH
10 CREATION OF AN AUTHORIZED CAPITAL 2017 FOR FOR Management
AND AUTHORIZATION TO EXCLUDE
SUBSCRIPTION RIGHTS AS WELL AS
AMENDMENT OF THE ARTICLES OF
ASSOCIATION
11 AUTHORIZATION TO ISSUE BONDS WITH FOR FOR Management
WARRANTS, CONVERTIBLE BONDS AND/OR
PARTICIPATING BONDS AND PROFIT
PARTICIPATION CERTIFICATES (OR
COMBINATIONS OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS
TOGETHER WITH CONCURRENT CREATION OF A
CONTINGENT CAPI
12 AUTHORIZATION TO PURCHASE OWN SHARES FOR FOR Management
PURSUANT TO SECTION 71 (1) NO. 8 AKTG
AND ON THE USE OF OWN SHARES AS WELL
AS ON THE EXCLUSION OF SUBSCRIPTION
RIGHTS
13 AUTHORIZATION TO USE DERIVATIVES TO FOR FOR Management
PURCHASE OWN SHARES
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: Security ID: D2035M136
Meeting Date: MAY 31, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.60 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
10 APPROVE CREATION OF EUR 3.6 MILLION FOR FOR Management
POOL OF CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
11 ELECT DAGMAR KOLLMANN TO THE FOR FOR Management
SUPERVISORY BOARD
--------------------------------------------------------------------------------
DEXUS PROPERTY GROUP
Ticker: Security ID: Q3190P134
Meeting Date: OCT 26, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
3 APPROVAL OF AN INDEPENDENT DIRECTOR - FOR FOR Management
TONIANNE DWYER
4 APPROVAL OF AN INDEPENDENT DIRECTOR - FOR FOR Management
PENNY BINGHAM-HALL
--------------------------------------------------------------------------------
DIAGEO PLC, LONDON
Ticker: Security ID: G42089113
Meeting Date: SEP 21, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS 2016 FOR FOR Management
2 DIRECTORS' REMUNERATION REPORT 2016 FOR FOR Management
3 DECLARATION OF FINAL DIVIDEND FOR FOR Management
4 RE-ELECTION OF PB BRUZELIUS AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF LORD DAVIES AS A FOR FOR Management
DIRECTOR
6 RE-ELECTION OF HO KWON PING AS A FOR FOR Management
DIRECTOR
7 RE-ELECTION OF BD HOLDEN AS A DIRECTOR FOR FOR Management
8 RE-ELECTION OF DR FB HUMER AS A FOR FOR Management
DIRECTOR
9 RE-ELECTION OF NS MENDELSOHN AS A FOR FOR Management
DIRECTOR
10 RE-ELECTION OF IM MENEZES AS A DIRECTOR FOR FOR Management
11 RE-ELECTION OF PG SCOTT AS A DIRECTOR FOR FOR Management
12 RE-ELECTION OF AJH STEWART AS A FOR FOR Management
DIRECTOR
13 ELECTION OF J FERRAN AS A DIRECTOR FOR FOR Management
14 ELECTION OF KA MIKELLS AS A DIRECTOR FOR FOR Management
15 ELECTION OF EN WALMSLEY AS A DIRECTOR FOR FOR Management
16 RE-APPOINTMENT OF AUDITOR: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
17 REMUNERATION OF AUDITOR FOR FOR Management
18 AUTHORITY TO ALLOT SHARES FOR FOR Management
19 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
20 AUTHORITY TO PURCHASE OWN ORDINARY FOR FOR Management
SHARES
21 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
AND/OR TO INCUR POLITICAL EXPENDITURE
IN THE EU
--------------------------------------------------------------------------------
DIC CORPORATION
Ticker: Security ID: J1280G103
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Nakanishi, Yoshiyuki FOR FOR Management
4 Appoint a Director Saito, Masayuki FOR FOR Management
5 Appoint a Director Kawamura, Yoshihisa FOR FOR Management
6 Appoint a Director Wakabayashi, Hitoshi FOR FOR Management
7 Appoint a Director Ino, Kaoru FOR FOR Management
8 Appoint a Director Ishii, Hideo FOR FOR Management
9 Appoint a Director Suzuki, Takao FOR FOR Management
10 Appoint a Director Uchinaga, Yukako FOR FOR Management
11 Appoint a Director Tsukahara, Kazuo FOR FOR Management
12 Appoint a Corporate Auditor Takechi, FOR FOR Management
Katsunori
13 Approve Adoption of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors and
Executive Officers
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: Security ID: G2871V114
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR FOR FOR Management
THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
4 TO DECLARE A FINAL DIVIDEND OF 9.7 FOR FOR Management
PENCE PER SHARE
5 TO RE-ELECT MIKE BIGGS AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT PAUL GEDDES AS A DIRECTOR FOR FOR Management
7 TO ELECT DANUTA GRAY AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT JANE HANSON AS A DIRECTOR FOR FOR Management
9 TO ELECT MIKE HOLLIDAY-WILLIAMS AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT SEBASTIAN JAMES AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT ANDREW PALMER AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT JOHN REIZENSTEIN AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT CLARE THOMPSON AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT RICHARD WARD AS A DIRECTOR FOR FOR Management
15 TO APPROVE THE RE-APPOINTMENT OF THE FOR FOR Management
COMPANY'S AUDITORS
16 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
AGREE THE AUDITOR'S REMUNERATION
17 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
18 TO APPROVE THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT NEW SHARES
19 TO APPROVE THE DIRECTORS' GENERAL FOR FOR Management
AUTHORITY TO DISAPPLY PRE-EMPTION
RIGHTS
20 TO APPROVE THE DIRECTORS' ADDITIONAL FOR FOR Management
AUTHORITY TO DISAPPLY PRE-EMPTION
RIGHTS
21 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
22 TO AUTHORISE THE DIRECTORS' TO ALLOT FOR FOR Management
NEW SHARES IN RELATION TO AN ISSUE OF
SOLVENCY II COMPLIANT RESTRICTED TIER
1 CAPITAL INSTRUMENTS
23 TO AUTHORISE THE DIRECTORS' TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO AN ISSUE OF SOLVENCY II
COMPLIANT RESTRICTED TIER 1 CAPITAL
INSTRUMENTS
24 TO AUTHORISE THE COMPANY TO CALL FOR FOR Management
GENERAL MEETINGS ON 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION, LAS R
Ticker: Security ID: E3685C104
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ANNUAL ACCOUNTS APPROVAL FOR FOR Management
3 APPLICATION OF RESULT APPROVAL FOR FOR Management
4 BOARD OF DIRECTORS MANAGEMENT APPROVAL FOR FOR Management
5 REELECTION OF RICHARD GOLDING AS A FOR FOR Management
DIRECTOR
6 REELECTION OF MARIANO MARTIN MAMPASO FOR FOR Management
AS A DIRECTOR
7 REELECTION OF URCELAY ALONSO AS A FOR FOR Management
DIRECTOR
8 RATIFICATION OF BORJA DE LA CIERVA AS FOR FOR Management
A DIRECTOR
9 RATIFICATION OF MARIA GARANA CORCES AS FOR FOR Management
A DIRECTOR
10 REELECTION OF AUDITORS : KPMG FOR FOR Management
11 SHARES RETRIBUTION FOR FOR Management
12 DELEGATION OF FACULTIES FOR FOR Management
13 RETRIBUTION POLICY REPORT FOR FOR Management
--------------------------------------------------------------------------------
DNB ASA
Ticker: Security ID: R1640U124
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE NOTICE OF THE GENERAL FOR WITHHOLD Management
MEETING AND THE AGENDA
7 ELECTION OF A PERSON TO SIGN THE FOR WITHHOLD Management
MINUTES OF THE GENERAL MEETING ALONG
WITH THE CHAIRMAN
8 APPROVAL OF THE 2016 ANNUAL REPORT AND FOR WITHHOLD Management
ACCOUNTS, INCLUDING THE DISTRIBUTION
OF DIVIDENDS (THE BOARD OF DIRECTORS
HAS PROPOSED A DIVIDEND OF NOK 5.70
PER SHARE)
9 STATEMENT FROM THE BOARD OF DIRECTORS FOR WITHHOLD Management
IN CONNECTION WITH REMUNERATION TO
SENIOR EXECUTIVES: SUGGESTED
GUIDELINES (CONSULTATIVE VOTE)
10 STATEMENT FROM THE BOARD OF DIRECTORS FOR WITHHOLD Management
IN CONNECTION WITH REMUNERATION TO
SENIOR EXECUTIVES: BINDING GUIDELINES
(PRESENTED FOR APPROVAL)
11 CORPORATE GOVERNANCE IN DNB FOR WITHHOLD Management
12 APPROVAL OF THE AUDITOR'S REMUNERATION FOR WITHHOLD Management
13 AUTHORISATION TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS FOR THE REPURCHASE OF SHARES
14 ELECTION OF ONE MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS IN LINE WITH THE
RECOMMENDATION GIVEN: KARL-CHRISTIAN
AGERUP
15 APPROVAL OF REMUNERATION RATES FOR FOR WITHHOLD Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE ELECTION COMMITTEE IN LINE WITH
THE RECOMMENDATION GIVEN
--------------------------------------------------------------------------------
DOWNER EDI LTD, SYDNEY NSW
Ticker: Security ID: Q32623151
Meeting Date: NOV 03, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MS T G HANDICOTT AS A FOR FOR Management
DIRECTOR
3 RE-ELECTION OF MS S A CHAPLAIN AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF DR C G THORNE AS A FOR FOR Management
DIRECTOR
5 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
6 APPROVAL OF MANAGING DIRECTOR'S LONG FOR FOR Management
TERM INCENTIVE ('LTI')
7 RENEWAL OF PROPORTIONAL TAKEOVER FOR FOR Management
APPROVAL PROVISIONS
9 SPILL RESOLUTION (CONTINGENT ITEM): AGAINST AGAINST Shareholder
THAT: A. WITHIN 90 DAYS OF THE DATE OF
THIS RESOLUTION ANOTHER MEETING OF
SHAREHOLDERS (SPILL MEETING) BE HELD;
B. THOSE DIRECTORS OF THE COMPANY
PRESCRIBED BY SECTION 250V(1)(B) OF
THE CORPORATIONS ACT 2001 (CTH) WILL
--------------------------------------------------------------------------------
DRAX GROUP PLC, SELBY
Ticker: Security ID: G2904K127
Meeting Date: FEB 08, 2017 Meeting Type: Ordinary General Meeting
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ACQUISITION OF THE FOR FOR Management
ENTIRE ISSUED SHARE CAPITAL OF OPUS
ENERGY GROUP LIMITED
--------------------------------------------------------------------------------
DRAX GROUP PLC, SELBY
Ticker: Security ID: G2904K127
Meeting Date: APR 13, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT FOR FOR Management
AND THE AUDITED ACCOUNTS
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY SET OUT ON PAGES 86 TO 95 OF
THE ANNUAL REPORT AND ACCOUNTS
3 TO APPROVE THE ANNUAL STATEMENT TO FOR FOR Management
SHAREHOLDERS BY THE CHAIRMAN OF THE
REMUNERATION COMMITTEE AND THE ANNUAL
REPORT ON REMUNERATION
4 TO DECLARE THE FINAL DIVIDEND OF 0.4 FOR FOR Management
PENCE PER SHARE
5 TO RE-ELECT TIM COBBOLD AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT PHILIP COX AS A DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO RE-ELECT WILL GARDINER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ANDY KOSS AS A DIRECTOR OF FOR FOR Management
THE COMPANY
9 TO RE-ELECT DAVID LINDSELL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT DOROTHY THOMPSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT TONY THORNE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
12 TO REAPPOINT DELOITTE LLP AS AUDITOR FOR FOR Management
13 AUTHORITY FOR THE DIRECTORS TO FOR FOR Management
DETERMINE THE AUDITOR'S REMUNERATION
14 AUTHORITY TO MAKE EU POLITICAL FOR FOR Management
DONATIONS TO A SPECIFIED LIMIT
15 AUTHORITY TO ALLOT SHARES FOR FOR Management
16 AUTHORITY TO MAKE NON PRE-EMPTIVE FOR FOR Management
SHARE ALLOTMENTS
17 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
18 TO APPROVE THE DRAX GROUP PLC FOR FOR Management
PERFORMANCE SHARE PLAN ("PSP")
19 TO APPROVE THE DRAX GROUP PLC DEFERRED FOR FOR Management
SHARE PLAN ("DSP")
20 AUTHORITY TO CALL A GENERAL MEETING ON FOR FOR Management
NOT LESS THAN 14 DAYS' NOTICE
--------------------------------------------------------------------------------
DREAM OFFICE REAL ESTATE INVESTMENT TR.
Ticker: DRETF Security ID: 26153P104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE AUDITOR OF THE TRUST AND
ITS SUBSIDIARIES AND AUTHORIZING THE
TRUSTEES OF THE TRUST TO FIX THE
REMUNERATION OF THE AUDITOR.
--------------------------------------------------------------------------------
DS SMITH PLC, LONDON
Ticker: Security ID: G2848Q123
Meeting Date: SEP 06, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT FOR FOR Management
AND ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND FOR FOR Management
3 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION
4 TO RE-ELECT MR DAVIS AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT MR ROBERTS AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MR MARSH AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MR BRITTON AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MR GRIFFITHS AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT MR NICHOLLS AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT MS O DONOVAN AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT MS SMALLEY AS A DIRECTOR FOR FOR Management
12 TO RE-APPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
14 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
15 TO AUTHORISE DIRECTORS GENERAL POWERS FOR FOR Management
TO DISAPPLY PRE-EMPTION RIGHTS UP TO
FIVE PER CENT OF THE ISSUED SHARE
CAPITAL
16 TO AUTHORISE DIRECTORS ADDITIONAL FOR FOR Management
POWERS TO DISAPPLY PRE-EMPTION RIGHTS
FOR AN ADDITIONAL FIVE PER CENT FOR
CERTAIN TRANSACTIONS
17 TO RENEW THE AUTHORITY FOR THE COMPANY FOR FOR Management
TO PURCHASE ITS OWN ORDINARY SHARES
18 TO MAINTAIN THE NOTICE PERIOD FOR FOR FOR Management
GENERAL MEETINGS
--------------------------------------------------------------------------------
DUET GROUP, SYDNEY NSW
Ticker: Security ID: Q32878193
Meeting Date: NOV 16, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ADOPTING THE REMUNERATION REPORT FOR FOR Management
4 RE-ELECTION OF MR DOUGLAS HALLEY AS A FOR FOR Management
DIRECTOR OF DIHL
5 RE-ELECTION OF MS SHIRLEY IN'T VELD AS FOR FOR Management
A DIRECTOR OF DIHL
6 ELECTION OF MR STEWART BUTEL AS A FOR FOR Management
DIRECTOR OF DIHL
7 REFRESHING OF PLACEMENT CAPACITY FOR FOR Management
9 ADOPTING THE REMUNERATION REPORT FOR FOR Management
10 RE-ELECTION OF MR DOUGLAS HALLEY AS A FOR FOR Management
DIRECTOR OF DUECO
11 RE-ELECTION OF MS SHIRLEY IN'T VELD AS FOR FOR Management
A DIRECTOR OF DUECO
12 ELECTION OF MR STEWART BUTEL AS A FOR FOR Management
DIRECTOR OF DUECO
13 REFRESHING OF PLACEMENT CAPACITY FOR FOR Management
15 REFRESHING OF PLACEMENT CAPACITY FOR FOR Management
17 ADOPTING THE REMUNERATION REPORT FOR FOR Management
18 RE-ELECTION OF MS JANE HARVEY AS A FOR FOR Management
DIRECTOR OF DFL
19 REFRESHING OF PLACEMENT CAPACITY FOR FOR Management
--------------------------------------------------------------------------------
E.ON SE, DUESSELDORF
Ticker: Security ID: D24914133
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 452,024,286 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.21 PER NO PAR SHARE
(THE DIVIDEND WILL BE PAID IN CASH OR
PARTLY IN SHARES. DETAILS AB
7 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
8 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
9 APPOINTMENT OF AUDITOR: FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, DUSSELDORF
10 APPOINTMENT OF AUDITOR: FOR THE REVIEW FOR FOR Management
OF THE ABBREVIATED FINANCIAL
STATEMENTS AND THE INTERIM FINANCIAL
REPORTS FOR THE 2017 FINANCIAL YEAR:
PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF
11 APPOINTMENT OF AUDITOR: FOR THE REVIEW FOR FOR Management
OF THE ABBREVIATED FINANCIAL
STATEMENTS AND THE INTERIM FINANCIAL
REPORT FOR THE FIRST QUARTER OF THE
2018 FINANCIAL YEAR:
PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF
12 AMENDMENT TO SECTION 1(2) OF THE FOR FOR Management
ARTICLES OF ASSOCIATION IN RESPECT OF
THE COMPANY BEING DOMICILED IN ESSEN
13 APPROVAL OF A CONTROL AND PROFIT FOR FOR Management
TRANSFER AGREEMENTS: THE CONTROL AND
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.
ON GRUGA
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH,
EFFECTIVE RETROACTIVELY FROM JANUARY
1, 2017, UNTIL AT LEAST DECEMB
14 APPROVAL OF A CONTROL AND PROFIT FOR FOR Management
TRANSFER AGREEMENTS: THE CONTROL AND
PROFIT-TRANSFER AGREEMENT WITH THE
COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.
ON FUENFUNDZWANZIGSTE VERWALTUNGS
GMBH, EFFECTIVE RETROACTIVELY FROM
JANUARY 1, 2017, UNTIL AT LEAST
DECEMBER 31,
15 RESOLUTION ON THE CREATION OF FOR FOR Management
AUTHORIZED CAPITAL AND THE
CORRESPONDING AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE BOARD OF
MDS SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO
EUR 460,000,000 THROUGH
16 RESOLUTION ON THE AUTHORIZATION TO FOR FOR Management
ISSUE CONVERTIBLE BONDS, WARRANT
BONDS, PROFIT SHARING RIGHTS AND/OR
PARTICIPATING BONDS, THE CREATION OF
CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE BOARD OF
MDS SHALL BE AUTHO
17 AUTHORIZATION TO ACQUIRE OWN SHARES FOR FOR Management
THE COMPANY SHALL BE AUTHORIZED TO
ACQUIRE OWN SHARES OF UP TO 10 PCT. OF
ITS SHARE CAPITAL AT PRICES NOT MORE
THAN 10 PCT. ABOVE, NOR MORE THAN 20
PCT. BELOW, THE MARKET PRICE OF THE
SHARES, ON OR BEFORE MAY 9, 2022. B
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY
Ticker: Security ID: J1257M109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Ota, Tomomichi FOR FOR Management
4 Appoint a Director Arai, Kenichiro FOR FOR Management
5 Appoint a Director Matsuki, Shigeru FOR FOR Management
6 Appoint a Corporate Auditor Mori, FOR FOR Management
Kimitaka
--------------------------------------------------------------------------------
EBARA CORPORATION
Ticker: Security ID: J12600128
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Change Fiscal Year FOR FOR Management
End to 31st December and Record Date
for Interim Dividends to 30th June
4 Appoint a Director Yago, Natsunosuke FOR FOR Management
5 Appoint a Director Maeda, Toichi FOR FOR Management
6 Appoint a Director Uda, Sakon FOR FOR Management
7 Appoint a Director Namiki, Masao FOR FOR Management
8 Appoint a Director Kuniya, Shiro FOR FOR Management
9 Appoint a Director Matsubara, Nobuko FOR FOR Management
10 Appoint a Director Sawabe, Hajime FOR FOR Management
11 Appoint a Director Yamazaki, Shozo FOR FOR Management
12 Appoint a Director Sato, Izumi FOR FOR Management
13 Appoint a Director Fujimoto, Tetsuji FOR FOR Management
14 Appoint a Director Tsujimura, Manabu FOR FOR Management
15 Appoint a Director Oi, Atsuo FOR FOR Management
16 Appoint a Director Tsumura, Shusuke FOR FOR Management
--------------------------------------------------------------------------------
EDION CORPORATION
Ticker: Security ID: J1266Z109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 16
4 Appoint a Director Kubo, Masataka FOR FOR Management
5 Appoint a Director Okajima, Shoichi FOR FOR Management
6 Appoint a Director Kato, Hirohisa FOR FOR Management
7 Appoint a Director Umehara, Masayuki FOR FOR Management
8 Appoint a Director Yamasaki, Norio FOR FOR Management
9 Appoint a Director Koyano, Kaoru FOR FOR Management
10 Appoint a Director Ikehata, Yuji FOR FOR Management
11 Appoint a Director Doho, Kazumasa FOR FOR Management
12 Appoint a Director Kato, Takahiro FOR FOR Management
13 Appoint a Director Atarashi, Akira FOR FOR Management
14 Appoint a Director Fujiwara, Hirokazu FOR FOR Management
15 Appoint a Director Nishimoto, Takashi FOR FOR Management
16 Appoint a Director Ishibashi, Shozo FOR FOR Management
17 Appoint a Director Takagi, Shimon FOR FOR Management
18 Appoint a Corporate Auditor Yamada, FOR FOR Management
Fujio
19 Appoint a Corporate Auditor Fukuda, FOR FOR Management
Yuki
20 Appoint a Substitute Corporate Auditor FOR FOR Management
Asanoma, Yasuhiro
21 Appoint a Substitute Corporate Auditor FOR FOR Management
Okinaka, Takashi
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA, LISBOA
Ticker: Security ID: X67925119
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 RESOLVE ON THE APPROVAL OF THE FOR FOR Management
INDIVIDUAL AND CONSOLIDATED ACCOUNTS'
REPORTING DOCUMENTS FOR 2016,
INCLUDING THE GLOBAL MANAGEMENT REPORT
(WHICH INCORPORATES A CHAPTER
REGARDING CORPORATE GOVERNANCE), THE
INDIVIDUAL AND CONSOLIDATED ACCOUNTS,
THE ANNUAL R
4 RESOLVE ON THE ALLOCATION OF PROFITS FOR FOR Management
IN RELATION TO THE 2016 FINANCIAL YEAR
5 RESOLVE ON THE GENERAL APPRAISAL OF FOR FOR Management
THE MANAGEMENT AND SUPERVISION OF THE
COMPANY, UNDER ARTICLE 455 OF THE
PORTUGUESE COMPANIES CODE: GENERAL
APPRAISAL OF THE EXECUTIVE BOARD OF
DIRECTORS
6 RESOLVE ON THE GENERAL APPRAISAL OF FOR FOR Management
THE MANAGEMENT AND SUPERVISION OF THE
COMPANY, UNDER ARTICLE 455 OF THE
PORTUGUESE COMPANIES CODE: GENERAL
APPRAISAL OF THE GENERAL AND
SUPERVISORY BOARD
7 RESOLVE ON THE GENERAL APPRAISAL OF FOR FOR Management
THE MANAGEMENT AND SUPERVISION OF THE
COMPANY, UNDER ARTICLE 455 OF THE
PORTUGUESE COMPANIES CODE: GENERAL
APPRAISAL OF THE STATUTORY AUDITOR
8 RESOLVE ON THE GRANTING OF FOR FOR Management
AUTHORIZATION TO THE EXECUTIVE BOARD
OF DIRECTORS FOR THE ACQUISITION AND
SALE OF OWN SHARES BY EDP AND
SUBSIDIARIES OF EDP
9 RESOLVE ON THE GRANTING OF FOR FOR Management
AUTHORIZATION TO THE EXECUTIVE BOARD
OF DIRECTORS FOR THE ACQUISITION AND
SALE OF OWN BONDS BY EDP
10 RESOLVE ON THE REMUNERATION POLICY OF FOR FOR Management
THE MEMBERS OF THE EXECUTIVE BOARD OF
DIRECTORS PRESENTED BY THE
REMUNERATIONS COMMITTEE OF THE GENERAL
AND SUPERVISORY BOARD
11 RESOLVE ON THE REMUNERATION POLICY OF FOR FOR Management
THE MEMBERS OF THE OTHER CORPORATE
BODIES PRESENTED BY THE REMUNERATIONS
COMMITTEE ELECTED BY THE GENERAL
SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------
EIFFAGE SA, ASNIERES SUR SEINE
Ticker: Security ID: F2924U106
Meeting Date: APR 19, 2017 Meeting Type: MIX
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE ANNUAL FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND SETTING OF DIVIDEND : EUR 1.
50 PER SHARE
8 SPECIAL STATUTORY AUDITORS' REPORT IN FOR FOR Management
RELATION TO THE REGULATED AGREEMENTS
AND COMMITMENTS AND APPROVAL OF THESE
AGREEMENTS
9 RENEWAL OF THE TERM OF MS MARIE FOR FOR Management
LEMARIE AS DIRECTOR
10 RENEWAL OF THE TERM OF MS THERESE FOR FOR Management
CORNIL AS DIRECTOR
11 RENEWAL OF THE TERM OF MS CAROL XUEREF FOR FOR Management
AS DIRECTOR
12 APPOINTMENT OF MR BRUNO FLICHY, FOR FOR Management
CURRENTLY A NON-VOTING MEMBER OF THE
BOARD OF DIRECTORS, IN REPLACEMENT OF
MR JEAN-YVES GILET AS DIRECTOR
13 RENEWAL OF THE TERM OF MR DOMINIQUE FOR FOR Management
MARCEL AS DIRECTOR
14 ADVISORY REVIEW OF COMPENSATION FOR MR FOR FOR Management
BENOIT DE RUFFRAY, CHIEF EXECUTIVE
OFFICER SINCE 18 JANUARY 2016
15 ADVISORY REVIEW OF COMPENSATION FOR MR FOR FOR Management
JEAN-FRANCOIS ROVERATO, PRESIDENT OF
THE BOARD OF DIRECTORS UNTIL 17
JANUARY 2016
16 ADVISORY REVIEW OF COMPENSATION FOR MR FOR FOR Management
MAX ROCHE, MANAGING DIRECTOR UNTIL 17
JANUARY 2016
17 APPROVAL OF PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE ALLOCATION AND
AWARDING CRITERIA OF THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP ALL KINDS OF COMPENSATION
AND BENEFITS TO BE AWARDED TO THE
CHIEF EXECUTIVE OFFICER
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE COMPANY TO
BUY BACK ITS OWN SHARES WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS WITH A VIEW TO
CANCELLING THE SHARES BOUGHT BACK BY
THE COMPANY WITHIN THE CONTEXT OF THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATING RESERVES,
PROFITS AND/OR PREMIUMS
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY WAY OF PUBLIC
OFFER
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF AN OFFER
PURSUANT TO SECTION II OF ARTICLE L.
411-2
24 AUTHORISATION TO INCREASE THE AMOUNT FOR FOR Management
ISSUED IN THE EVENT OF
OVER-SUBSCRIPTION
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL WITHIN THE 10% LIMIT
WITH A VIEW TO REMUNERATING
CONTRIBUTIONS-IN-KIND OF SECURITIES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY ISSUANCE OF
SHARES AND/OR OF SECURITIES GRANTING
ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR THE BENEFIT OF
THE MEMBERS
27 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO GRANT SHARE
PURCHASE OPTIONS TO EMPLOYEES AND/OR
CERTAIN EXECUTIVE OFFICERS
28 ALIGNMENT OF COMPANY BY-LAWS: ARTICLE FOR FOR Management
4 AND 28
29 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ALIGN THE
YI-LAWS WITH LEGAL AND REGULATORY
PROVISIONS
30 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA, PARIS
Ticker: Security ID: F2940H113
Meeting Date: JUL 26, 2016 Meeting Type: MIX
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 ALLOCATION TO THE LEGAL RESERVE FOR FOR Management
6 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
ISSUING COMMON SHARES OR SECURITIES
THAT GRANT ACCESS TO THE CAPITAL, WITH
RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
7 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE,
WITHIN THE LIMITS OF 10% OF THE
CAPITAL PER YEAR, IN THE EVENT OF
ISSUING COMMON SHARES OR SECURITIES
THAT GRANT IMMEDIATE OR EVENTUAL
ACCESS TO THE CAPITAL, WITH
CANCELLATION OF THE
8 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL FOR THE BENEFIT OF THOSE
WHO ADHERE TO A SAVINGS SCHEME, WITH
CANCELLATION OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
9 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE CAPITAL RESERVED FOR A
CATEGORY OF BENEFICIARIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
10 REGULARISATION, AS APPROPRIATE, OF THE FOR FOR Management
COMPANY'S COMBINED GENERAL MEETING ON
12 MAY 2016 AND OF THE DECISIONS TAKEN
AND RESOLUTIONS ADOPTED, WITH THE
EXCEPTION OF THE 10TH RESOLUTION
(DELEGATION OF AUTHORITY GRANTED TO
THE BOARD OF DIRECTORS TO PROCEED WI
11 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA, PARIS
Ticker: Security ID: F2940H113
Meeting Date: MAY 18, 2017 Meeting Type: MIX
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
8 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND
9 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: ALLOCATION OF
INCOME FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 AND SETTING OF THE
DIVIDEND - RESOLUTION PROPOSED BY THE
SUPERVISORY BOARD OF THE FCPE SHARES
EDF AND EXAMINED BY THE BOARD OF D
10 PAYMENT IN SHARES OF INTERIM DIVIDEND FOR FOR Management
PAYMENTS - DELEGATION OF AUTHORITY
GRANTED TO THE BOARD OF DIRECTORS
11 APPROVAL OF A REGULATED AGREEMENT - FOR FOR Management
COMPANY'S CAPITAL INCREASE: AUTHORITY
GRANTED BY THE COMPANY TO BNP PARIBAS
AS "GLOBAL DEPUTY COORDINATOR"
12 APPROVAL OF A REGULATED AGREEMENT - FOR FOR Management
COMPANY'S CAPITAL INCREASE: AUTHORITY
GRANTED BY THE COMPANY TO SOCIETE
GENERALE AS "GLOBAL DEPUTY COORDINATOR"
13 APPROVAL OF REGULATED AGREEMENTS - FOR FOR Management
PURCHASE BACK BY THE COMPANY OF THE
EXCLUSIVE CONTROL OF AREVA NP'S
ACTIVITIES: SHARE TRANSFER AGREEMENT
AND SHAREHOLDERS' AGREEMENT ON THE NEW
NP COMPANY GOVERNANCE
14 APPROVAL OF REGULATED AGREEMENTS - RTE FOR FOR Management
PARTIAL CAPITAL TRANSFER: INVESTMENT
AGREEMENT AND SHAREHOLDERS' AGREEMENT
15 APPROVAL OF A REGULATED AGREEMENT - FOR FOR Management
AGREEMENT CONCLUDED BETWEEN THE
GOVERNMENT, THE COMPANY, CAISSE DES
DEPOTS ET CONSIGNATIONS, CNP AND THE
JOINT VENTURE AS PART OF THE RTE
PARTIAL CAPITAL TRANSFER REGARDING
RTE'S GOVERNANCE
16 APPROVAL OF THE SPECIAL REPORT OF THE FOR FOR Management
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS AND COMMITMENTS
17 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR JEAN-BERNARD LEVY,
CHIEF EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
18 2017 COMPENSATION POLICY OF THE FOR FOR Management
COMPANY'S CHIEF EXECUTIVE OFFICER
19 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
20 RATIFICATION OF THE APPOINTMENT OF MS FOR FOR Management
MICHELE ROUSSEAU AS DIRECTOR
21 ATTENDANCE FEES ALLOCATED TO THE BOARD FOR FOR Management
OF DIRECTORS
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED TO
CAPITAL INCREASES RESERVED FOR A
CATEGORY OF BENEFICIARIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 AMENDMENT OF ARTICLE 19 OF THE BY-LAWS FOR FOR Management
24 RENEWAL OF THE TERM OF DELOITTE ET FOR FOR Management
ASSOCIES AS STATUTORY AUDITOR
25 RENEWAL OF THE TERM OF KPMG SA AS FOR FOR Management
STATUTORY AUDITOR
26 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ELECTROLUX AB, STOCKHOLM
Ticker: Security ID: W24713120
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 RESOLUTION ON ADOPTION OF THE INCOME FOR FOR Management
STATEMENT AND THE BALANCE SHEET AS
WELL AS THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
12 RESOLUTION ON DISCHARGE FROM LIABILITY FOR FOR Management
OF THE DIRECTORS AND THE PRESIDENT
13 RESOLUTION ON DISPOSITIONS IN RESPECT FOR FOR Management
OF THE COMPANY'S PROFIT PURSUANT TO
THE ADOPTED BALANCE SHEET AND
DETERMINATION OF RECORD DATE FOR
DIVIDEND: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND FOR 2016 OF SEK 7.
50 PER SHARE. THE DIVIDEND IS PROPOSED
TO BE PA
14 DETERMINATION OF THE NUMBER OF FOR FOR Management
DIRECTORS AND DEPUTY DIRECTORS: TEN
DIRECTORS AND NO DEPUTY DIRECTORS
15 DETERMINATION OF FEES TO THE BOARD OF FOR FOR Management
DIRECTORS
16 RE-ELECTION OF PETRA HEDENGRAN AS FOR FOR Management
DIRECTOR
17 RE-ELECTION OF HASSE JOHANSSON AS FOR FOR Management
DIRECTOR
18 RE-ELECTION OF RONNIE LETEN AS DIRECTOR FOR FOR Management
19 RE-ELECTION OF ULLA LITZEN AS DIRECTOR FOR FOR Management
20 RE-ELECTION OF BERT NORDBERG AS FOR FOR Management
DIRECTOR
21 RE-ELECTION OF FREDRIK PERSSON AS FOR FOR Management
DIRECTOR
22 RE-ELECTION OF DAVID PORTER AS DIRECTOR FOR FOR Management
23 RE-ELECTION OF JONAS SAMUELSON AS FOR FOR Management
DIRECTOR
24 RE-ELECTION OF ULRIKA SAXON AS DIRECTOR FOR FOR Management
25 ELECTION OF KAI WARN AS DIRECTOR FOR FOR Management
26 RE-ELECTION OF RONNIE LETEN AS CHAIRMAN FOR FOR Management
27 RESOLUTION ON REMUNERATION GUIDELINES FOR FOR Management
FOR THE ELECTROLUX GROUP MANAGEMENT
28 RESOLUTION ON IMPLEMENTATION OF A FOR FOR Management
PERFORMANCE BASED, LONG-TERM SHARE
PROGRAM FOR 2017
29 RESOLUTION ON: ACQUISITION OF OWN FOR FOR Management
SHARES
30 RESOLUTION ON: TRANSFER OF OWN SHARES FOR FOR Management
ON ACCOUNT OF COMPANY ACQUISITIONS
31 RESOLUTION ON: TRANSFER OF OWN SHARES FOR FOR Management
ON ACCOUNT OF THE SHARE PROGRAM FOR
2015
--------------------------------------------------------------------------------
ELIOR GROUP SA, PARIS
Ticker: Security ID: F3253P114
Meeting Date: MAR 10, 2017 Meeting Type: MIX
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE REPORTS AND CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 30 SEPTEMBER 2016
6 APPROVAL OF THE REPORTS AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED 30 SEPTEMBER
2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND SETTING OF DIVIDEND: EUR 0.42
PER SHARE
8 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
SPECIAL REPORT IN RELATION TO THE
REGULATED AGREEMENTS AND COMMITMENTS
9 VOTE ON THE INDIVIDUAL REMUNERATION OF FOR FOR Management
MR. PHILIPPE SALLE AS CHIEF EXECUTIVE
OFFICER
10 AMENDMENT TO A COMMITMENT IN FAVOUR OF FOR FOR Management
THE CHIEF EXECUTIVE OFFICER IN THE
EVENT OF THE TERMINATION OF HIS DUTIES
11 SETTING THE ANNUAL AMOUNT OF FOR FOR Management
ATTENDANCE FEES TO BE ALLOCATED TO
MEMBERS OF THE BOARD OF DIRECTORS
12 RATIFICATION OF THE CO-OPTING OF THE FOR FOR Management
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC
AS DIRECTOR
13 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DEAL IN COMPANY
SHARES
14 DELEGATION OF AUTHORITY GRANTED TO THE FOR AGAINST Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL WITH RETENTION OF THE
PREEMPTIVE SUBSCRIPTION RIGHT
15 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY MEANS OF
INCORPORATING RESERVES, PROFITS,
PREMIUMS OR ANY OTHER SUM WHOSE
CAPITALISATION WOULD BE PERMITTED
16 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL WITH RESPECT TO
REMUNERATING CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY OUTSIDE A
PUBLIC EXCHANGE OFFER
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL FOR THE BENEFIT OF
MEMBERS OF A COMPANY SAVINGS SCHEME,
WITH CANCELLATION OF THE PREEMPTIVE
SUBSCRIPTION RIGHT
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECREASE THE
SHARE CAPITAL BY CANCELLING SHARES
PREVIOUSLY ACQUIRED THROUGH A SHARE
BUY-BACK PROGRAMME
19 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
ELISA CORPORATION, HELSINKI
Ticker: Security ID: X1949T102
Meeting Date: APR 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: EUR 1.50 PER SHARE
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
ON THE GROUNDS FOR REIMBURSEMENT OF
TRAVEL EXPENSES
13 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: THE
SHAREHOLDERS' NOMINATION BOARD
PROPOSES TO THE ANNUAL GENERAL MEETING
THAT THE NUMBER OF BOARD MEMBERS BE
SEVEN (7)
14 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE
ANNUAL GENERAL MEETING THAT MR RAIMO
LIND, MS CLARISSE BERGGARDH, MR
PETTERI KOPONEN, MS LEENA NIEMISTO, MS
SEIJA TURUNEN AND MR MIKA VEHVILAINEN
BE RE-ELECT
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR AND ON THE GROUNDS FOR
REIMBURSEMENT OF TRAVEL EXPENSES
16 RESOLUTION ON THE NUMBER OF AUDITORS: FOR FOR Management
THE BOARD OF DIRECTORS PROPOSES, BASED
ON RECOMMENDATION OF THE BOARD'S AUDIT
COMMITTEE, TO THE ANNUAL GENERAL
MEETING THAT THE NUMBER OF AUDITORS
WOULD BE ONE (1)
17 ELECTION OF AUDITOR: KPMG OY AB FOR FOR Management
18 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
19 PROPOSAL BY THE BOARD OF DIRECTORS TO FOR FOR Management
AMEND SECTIONS 6 AND 12 OF THE
ARTICLES OF ASSOCIATION
20 PROPOSAL BY THE BOARD OF DIRECTORS FOR FOR Management
REGARDING SHARES OF ELISA CORPORATION
GIVEN AS MERGER CONSIDERATION TO THE
SHAREHOLDERS OF YOMI PLC
--------------------------------------------------------------------------------
EMERA INCORPORATED
Ticker: EMRAF Security ID: 290876101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS.
3 AUTHORIZE DIRECTORS TO ESTABLISH THE FOR FOR Management
AUDITORS' FEE AS REQUIRED PURSUANT TO
THE NOVA SCOTIA COMPANIES ACT.
4 CONSIDER AND APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, A RESOLUTION ON EMERA'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
EMPIRE COMPANY LIMITED
Ticker: EMLAF Security ID: 291843407
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 VOTE FOR OR AGAINST THE ADVISORY FOR FOR Management
RESOLUTION ON THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS SET OUT
IN THE INFORMATION CIRCULAR OF THE
COMPANY.
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 VOTE ON AN ORDINARY RESOLUTION FOR FOR Management
AUTHORIZING AND APPROVING THE ISSUANCE
BY ENBRIDGE OF SUCH NUMBER OF COMMON
SHARES IN THE CAPITAL OF ENBRIDGE AS
SHALL BE NECESSARY PURSUANT TO THE
TERMS OF THE AGREEMENT AND PLAN OF
MERGER DATED AS OF SEPTEMBER 5,2016
(THE
2 VOTE ON AN ORDINARY RESOLUTION FOR FOR Management
RATIFYING, CONFIRMING AND APPROVING
CERTAIN AMENDMENTS TO GENERAL BY-LAW
NO. 1 OF ENBRIDGE, WHICH AMENDMENTS
ARE CONDITIONAL UPON THE COMPLETION OF
THE MERGER WITH SPECTRA ENERGY CORP,
PURSUANT TO THE TERMS OF THE MERGER AGR
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT PRICEWATERHOUSECOOPERS LLP AS FOR FOR Management
AUDITORS.
3 AMEND, CONTINUE AND APPROVE OUR FOR FOR Management
SHAREHOLDER RIGHTS PLAN.
4 VOTE ON OUR APPROACH TO EXECUTIVE FOR FOR Management
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT
TO OUR BOARD.
5 VOTE ON THE SHAREHOLDER PROPOSAL SET AGAINST AGAINST Shareholder
OUT IN APPENDIX B TO OUR MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 13,
2017 REGARDING REPORTING ON THE DUE
DILIGENCE PROCESS USED BY ENBRIDGE TO
IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTE
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
SAY-ON-PAY VOTES
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT PRICEWATERHOUSECOOPERS LLP AS FOR FOR Management
INDEPENDENT AUDITORS AT A REMUNERATION
TO BE FIXED BY THE BOARD OF DIRECTORS
3 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF NAMED EXECUTIVE OFFICERS
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ENDESA SA, MADRID
Ticker: Security ID: E41222113
Meeting Date: APR 26, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL ANNUAL FOR FOR Management
FINANCIAL STATEMENTS OF ENDESA, S.A.
(BALANCE SHEET; INCOME STATEMENT;
STATEMENT OF CHANGES IN NET EQUITY:
STATEMENT OF RECOGNIZED INCOME AND
EXPENSES & STATEMENT OF TOTAL CHANGES
IN NET EQUITY; CASH-FLOW STATEMENT AND
NO
2 APPROVAL OF THE INDIVIDUAL MANAGEMENT FOR FOR Management
REPORT OF ENDESA S.A. AND THE
CONSOLIDATED MANAGEMENT REPORT OF
ENDESA, S.A. AND ITS SUBSIDIARY
COMPANIES FOR FISCAL YEAR ENDING
DECEMBER 31, 2016
3 APPROVAL OF CORPORATE MANAGEMENT FOR FOR FOR Management
FISCAL YEAR ENDING DECEMBER 31, 2016
4 APPROVAL OF THE APPLICATION OF FOR FOR Management
EARNINGS FOR FISCAL YEAR ENDING
DECEMBER 31, 2016
5 REAPPOINTMENT OF "ERNST & YOUNG, S.L." FOR FOR Management
AS THE STATUTORY AUDITOR FOR ENDESA, S.
A.'S INDIVIDUAL AND CONSOLIDATED
ANNUAL FINANCIAL STATEMENTS AND TO
COMPLETE THE LIMITED SEMIANNUAL REVIEW
FOR 2017-2019
6 REAPPOINTMENT OF MIQUEL ROCA JUNYENT FOR FOR Management
AS AN INDEPENDENT DIRECTOR OF THE
COMPANY, AT THE PROPOSAL OF THE
APPOINTMENTS AND COMPENSATION COMMITTEE
7 REAPPOINTMENT OF ALEJANDRO ECHEVARRIA FOR FOR Management
BUSQUET AS AN INDEPENDENT DIRECTOR OF
THE COMPANY, AT THE PROPOSAL OF THE
APPOINTMENTS AND COMPENSATION COMMITTEE
8 HOLD A BINDING VOTE ON THE ANNUAL FOR FOR Management
REPORT ON DIRECTORS' COMPENSATION
9 APPROVAL OF THE LOYALTY PLAN FOR FOR FOR Management
2017-2019 (INCLUDING AMOUNTS LINKED TO
THE COMPANY'S SHARE VALUE), INSOFAR AS
ENDESA, S.A.'S EXECUTIVE DIRECTORS ARE
INCLUDED AMONG ITS BENEFICIARIES
10 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
TO EXECUTE AND IMPLEMENT RESOLUTIONS
ADOPTED BY THE GENERAL MEETING, AS
WELL AS TO SUBSTITUTE THE POWERS
ENTRUSTED THERETO BY THE GENERAL
MEETING, AND GRANTING OF POWERS TO THE
BOARD OF DIRECTORS TO RECORD SUCH
RESOLUT
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ENDO INTERNATIONAL PLC
Ticker: ENDP Security ID: G30401106
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROGER H. KIMMEL FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL V. FOR FOR Management
CAMPANELLI
3 ELECTION OF DIRECTOR: SHANE M. COOKE FOR FOR Management
4 ELECTION OF DIRECTOR: NANCY J. HUTSON, FOR FOR Management
PH.D.
5 ELECTION OF DIRECTOR: MICHAEL HYATT FOR FOR Management
6 ELECTION OF DIRECTOR: DOUGLAS S. INGRAM FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
MONTAGUE
8 ELECTION OF DIRECTOR: TODD B. SISITSKY FOR FOR Management
9 ELECTION OF DIRECTOR: JILL D. SMITH FOR FOR Management
10 TO APPROVE THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017 AND TO
AUTHORIZE THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO
DETERMINE THE INDEP
11 TO APPROVE, BY ADVISORY VOTE, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 TO APPROVE, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
13 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
COMPANY'S MEMORANDUM OF ASSOCIATION.
14 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
COMPANY'S ARTICLES OF ASSOCIATION.
15 TO APPROVE THE AMENDMENT OF THE FOR FOR Management
COMPANY'S AMENDED AND RESTATED 2015
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------
ENEL S.P.A., ROMA
Ticker: Security ID: T3679P115
Meeting Date: MAY 04, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 FINANCIAL STATEMENTS AS OF DECEMBER FOR FOR Management
31, 2016. REPORTS OF THE BOARD OF
DIRECTORS, OF THE BOARD OF STATUTORY
AUDITORS AND OF THE EXTERNAL AUDITOR.
RELATED RESOLUTIONS. PRESENTATION OF
THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE YEAR ENDED ON DECEMBER 31,
3 ALLOCATION OF THE ANNUAL NET INCOME FOR FOR Management
AND DISTRIBUTION OF AVAILABLE RESERVES
4 AUTHORIZATION FOR THE ACQUISITION AND FOR FOR Management
THE DISPOSAL OF OWN SHARES. RELATED
RESOLUTIONS
5 DETERMINATION OF THE NUMBER OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
6 DETERMINATION OF THE TERM OF THE BOARD FOR FOR Management
OF DIRECTORS
9 TO APPOINT THE BOARD OF DIRECTORS' FOR FOR Management
MEMBERS. LIST PRESENTED BY MINISTRY OF
ECONOMY AND FINANCE REPRESENTING THE
23,585 PCT OF THE STOCK CAPITAL:
GRIECO PATRIZIA, STARACE FRANCESCO,
ANTONIOZZI ALFREDO, GIRDINIO PAOLA,
BIANCHI ALBERTO, PERA ALBERTO
10 TO APPOINT THE BOARD OF DIRECTORS' FOR ABSTAIN Management
MEMBERS. LIST PRESENTED BY DA
ABERDESSEN ASSET MANAGEMENT PLC;
ALETTI GESTIELLE SGR SPA; ANIMA SGR
SPA; APG ASSET MANAGEMENT NV; ARCA SGR
SPA; ERSEL ASSET MANAGEMENT SGR SPA;
EURIZON CAPITAL SA; EURIZON CAPITAL
SPA; FIDE
11 ELECTION OF THE CHAIRMAN OF THE BOARD FOR FOR Management
OF DIRECTORS
12 DETERMINATION OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
13 LONG TERM INCENTIVE PLAN 2017 RESERVED FOR FOR Management
TO THE MANAGEMENT OF ENEL S.P.A.
AND/OR OF ITS SUBSIDIARIES PURSUANT TO
ARTICLE 2359 OF THE ITALIAN CIVIL CODE
14 REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
ENERPLUS CORPORATION
Ticker: ERF Security ID: 292766102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT DELOITTE LLP, INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE CORPORATION.
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, FOR FOR Management
PASS AN ORDINARY RESOLUTION, THE TEXT
OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
APPROVE ALL UNALLOCATED RESTRICTED
SHARE UNIT AWARDS AND PERFORMANCE
SHARE UNIT AWARD
4 TO VOTE, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, ON AN ORDINARY RESOLUTION, THE
TEXT OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
ACCEPT THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
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ENERPLUS CORPORATION
Ticker: ERF Security ID: 292766102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT DELOITTE LLP, INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE CORPORATION.
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, FOR FOR Management
PASS AN ORDINARY RESOLUTION, THE TEXT
OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
APPROVE ALL UNALLOCATED RESTRICTED
SHARE UNIT AWARDS AND PERFORMANCE
SHARE UNIT AWARD
4 TO VOTE, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, ON AN ORDINARY RESOLUTION, THE
TEXT OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE CORPORATION, TO
ACCEPT THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ENGIE SA, COURBEVOIE
Ticker: Security ID: F7629A107
Meeting Date: MAY 12, 2017 Meeting Type: MIX
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE TRANSACTIONS AND FOR FOR Management
ANNUAL CORPORATE FINANCIAL STATEMENTS
FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND FOR THE 2016 FINANCIAL
YEAR
8 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS PURSUANT TO ARTICLE L.
225-38 OF THE FRENCH COMMERCIAL CODE
9 APPROVAL OF AN AGREEMENT RELATING TO FOR FOR Management
THE RETIREMENT OF MS. ISABELLE KOCHER,
GENERAL MANAGER, PURSUANT TO ARTICLE L.
225-42- 1 OF THE FRENCH COMMERCIAL CODE
10 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DEAL IN COMPANY
SHARES
11 RATIFICATION OF THE PROVISIONAL FOR FOR Management
APPOINTMENT OF MR PATRICE DURAND AS
DIRECTOR
12 APPOINTMENT OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS (MR CHRISTOPHE
AUBERT)
13 APPOINTMENT OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS (MR TON WILLEMS)
14 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR GERARD MESTRALLET, CHIEF
EXECUTIVE OFFICER, FOR THE PERIOD FROM
1 JANUARY TO 3 MAY 2016
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS. ISABELLE KOCHER, DEPUTY
GENERAL MANAGER OF TRANSACTIONS, FOR
THE PERIOD FROM 1 JANUARY TO 3 MAY 2016
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS. ISABELLE KOCHER, GENERAL
MANAGER, FOR THE PERIOD FROM 3 MAY TO
31 DECEMBER 2016
17 APPROVAL, PURSUANT TO ARTICLE L. FOR FOR Management
225-37-2 OF THE FRENCH COMMERCIAL
CODE, OF THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
AWARDING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS FORMING THE
GLOBAL COMPENSATIONS AND THE BENEFITS
OF ALL KINDS TO
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN CAPITAL THROUGH
THE ISSUANCE OF SHARES OR SECURITIES
GRANTING ACCESS TO CAPITAL SECURITIES
TO BE ISSUED, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE CAPITAL
THROUGH THE ISSUANCE OF SHARES OR
SECURITIES GRANTING ACCESS TO CAPITAL
SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RI
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
SHARES, IN FAVOUR OF, ON THE ONE HAND,
ALL EMPLOYEES AND EXECUTIVE OFFICERS
OF THE ENGIE GROUP (WITH THE EXCEPTION
OF ENGIE COMPANY EXECUTIVE OFFICERS)
OR, ON THE OTHER HAND, EMPLOYE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
SHARES IN FAVOUR OF CERTAIN ENGIE
GROUP EMPLOYEES AND EXECUTIVE OFFICERS
(WITH THE EXCEPTION OF ENGIE COMPANY
EXECUTIVE OFFICERS)
22 POWERS TO EXECUTE THE DECISIONS OF THE FOR FOR Management
GENERAL MEETING AND TO CARRY OUT ALL
LEGAL FORMALITIES
5 APPROVAL OF THE TRANSACTIONS AND FOR FOR Management
ANNUAL CORPORATE FINANCIAL STATEMENTS
FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND FOR THE 2016 FINANCIAL
YEAR
8 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS PURSUANT TO ARTICLE L.
225-38 OF THE FRENCH COMMERCIAL CODE
9 APPROVAL OF AN AGREEMENT RELATING TO FOR FOR Management
THE RETIREMENT OF MS. ISABELLE KOCHER,
GENERAL MANAGER, PURSUANT TO ARTICLE L.
225-42- 1 OF THE FRENCH COMMERCIAL CODE
10 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DEAL IN COMPANY
SHARES
11 RATIFICATION OF THE PROVISIONAL FOR FOR Management
APPOINTMENT OF MR PATRICE DURAND AS
DIRECTOR
12 APPOINTMENT OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS (MR CHRISTOPHE
AUBERT)
13 APPOINTMENT OF A DIRECTOR REPRESENTING FOR FOR Management
EMPLOYEE SHAREHOLDERS (MR TON WILLEMS)
14 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR GERARD MESTRALLET, CHIEF
EXECUTIVE OFFICER, FOR THE PERIOD FROM
1 JANUARY TO 3 MAY 2016
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS. ISABELLE KOCHER, DEPUTY
GENERAL MANAGER OF TRANSACTIONS, FOR
THE PERIOD FROM 1 JANUARY TO 3 MAY 2016
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS. ISABELLE KOCHER, GENERAL
MANAGER, FOR THE PERIOD FROM 3 MAY TO
31 DECEMBER 2016
17 APPROVAL, PURSUANT TO ARTICLE L. FOR FOR Management
225-37-2 OF THE FRENCH COMMERCIAL
CODE, OF THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
AWARDING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS FORMING THE
GLOBAL COMPENSATIONS AND THE BENEFITS
OF ALL KINDS TO
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN CAPITAL THROUGH
THE ISSUANCE OF SHARES OR SECURITIES
GRANTING ACCESS TO CAPITAL SECURITIES
TO BE ISSUED, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE CAPITAL
THROUGH THE ISSUANCE OF SHARES OR
SECURITIES GRANTING ACCESS TO CAPITAL
SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RI
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
SHARES, IN FAVOUR OF, ON THE ONE HAND,
ALL EMPLOYEES AND EXECUTIVE OFFICERS
OF THE ENGIE GROUP (WITH THE EXCEPTION
OF ENGIE COMPANY EXECUTIVE OFFICERS)
OR, ON THE OTHER HAND, EMPLOYE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
SHARES IN FAVOUR OF CERTAIN ENGIE
GROUP EMPLOYEES AND EXECUTIVE OFFICERS
(WITH THE EXCEPTION OF ENGIE COMPANY
EXECUTIVE OFFICERS)
22 POWERS TO EXECUTE THE DECISIONS OF THE FOR FOR Management
GENERAL MEETING AND TO CARRY OUT ALL
LEGAL FORMALITIES
--------------------------------------------------------------------------------
ENI S.P.A., ROMA
Ticker: Security ID: T3643A145
Meeting Date: APR 13, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE ENI S.P.A.'S BALANCE SHEET FOR WITHHOLD Management
AS OF 31 DECEMBER 2016. RESOLUTIONS
RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2016. BOARD OF DIRECTORS',
INTERNAL AND EXTERNAL AUDITORS' REPORTS
3 NET INCOME ALLOCATION FOR WITHHOLD Management
4 TO STATE DIRECTORS' NUMBER FOR WITHHOLD Management
5 TO STATE DIRECTORS' TERM OF OFFICE FOR WITHHOLD Management
8 TO APPOINT DIRECTORS. LIST PRESENTED FOR WITHHOLD Management
BY THE MINISTRY OF ECONOMY AND FINANCE
(MEF), REPRESENTING THE 4,34 PCT OF
THE STOCK CAPITAL. MARCEGAGLIA EMMA,
DESCALZI CLAUDIO, PAGANI FABRIZIO,
MORIANI DIVA, GEMMA ANDREA, TROMBONE
DOMENICO
9 TO APPOINT DIRECTORS. LIST PRESENTED FOR WITHHOLD Management
BY ABERDEEN ASSET MANAGEMENT PLC
MANAGING THE FUNDS: ABBEY LIFE
ASSURANGE COMPANY, ABBEY LIFE
ASSURANGE COMPANY, ABERDEEN CAPITAL
TRUST, ABERDEEN EUROPEAN EQUITY
ENHANCED INDEX FUND, FUNDAMENTAL INDEX
GLOBAL EQUITY FUN
10 TO APPOINT BOARD OF DIRECTORS' FOR WITHHOLD Management
CHAIRMAN: EMMA MARCEGAGLIA
11 TO STATE THE EMOLUMENT OF BOARD OF FOR WITHHOLD Management
DIRECTORS' CHAIRMAN AND OF THE
DIRECTORS
14 TO APPOINT THE INTERNAL AUDITORS. LIST FOR WITHHOLD Management
PRESENTED BY THE MINISTRY OF ECONOMY
AND FINANCE (MEF), REPRESENTING THE
4,34 PCT OF THE STOCK CAPITAL.
EFFECTIVE AUDITORS: CAMAGNI PAOLA,
PAROLINI ANDREA, SERACINI MARCO.
ALTERNATES: BETTONI STEFANIA, SARUBBI
STEFAN
15 TO APPOINT THE INTERNAL AUDITORS. LIST FOR WITHHOLD Management
PRESENTED BY ABERDEEN ASSET MANAGEMENT
PLC MANAGING THE FUNDS: ABBEY LIFE
ASSURANGE COMPANY, ABBEY LIFE
ASSURANGE COMPANY, ABERDEEN CAPITAL
TRUST, ABERDEEN EUROPEAN EQUITY
ENHANCED INDEX FUND, FUNDAMENTAL INDEX
GLOBA
16 APPOINT CHAIR OF THE BOARD OF FOR WITHHOLD Management
STATUTORY AUDITORS
17 APPROVE INTERNAL AUDITORS' REMUNERATION FOR WITHHOLD Management
18 APPROVE RESTRICTED STOCK PLAN FOR WITHHOLD Management
AUTHORIZE REISSUANCE OF TREASURY
SHARES TO SERVICE RESTRICTED STOCK PLAN
19 APPROVE REMUNERATION FOR WITHHOLD Management
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ERSTE GROUP BANK AG, WIEN
Ticker: Security ID: A19494102
Meeting Date: MAY 17, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROPRIATION OF THE PROFIT: DIVIDENDS FOR FOR Management
OF EUR 1.00 PER SHARE
3 GRANT OF DISCHARGE TO THE MEMBERS OF FOR FOR Management
THE MANAGEMENT BOARD WITH REGARD TO
THE FINANCIAL YEAR 2016
4 GRANT OF DISCHARGE TO THE MEMBERS OF FOR FOR Management
THE SUPERVISORY BOARD WITH REGARD TO
THE FINANCIAL YEAR 2016
5 REMUNERATION OF THE MEMBERS OF THE FOR FOR Management
SUPERVISORY BOARD
6 APPOINTMENT OF AN ADDITIONAL (GROUP) FOR FOR Management
AUDITOR FOR THE FINANCIAL STATEMENTS,
THE MANAGEMENT REPORT, THE GROUP
FINANCIAL STATEMENTS AND THE GROUP
MANAGEMENT REPORT FOR THE FINANCIAL
YEAR 2018: PWC WIRTSCHAFTSPRUEFUNG GMBH
7 RE-ELECTION OF BRIAN DEVERAUX O'NEILL FOR FOR Management
TO THE SUPERVISORY BOARD
8 ELECTION OF JORDI GUAL SOLE TO THE FOR FOR Management
SUPERVISORY BOARD
9 RE-ELECTION OF JOHN JAMES STACK TO THE FOR FOR Management
SUPERVISORY BOARD
10 ELECTION OF MARION KHUENY TO THE FOR FOR Management
SUPERVISORY BOARD
11 RE-ELECTION OF FRIEDRICH ROEDLER TO FOR FOR Management
THE SUPERVISORY BOARD
12 RE-ELECTION OF JAN HOMAN TO THE FOR FOR Management
SUPERVISORY BOARD
13 ACQUISITION OF OWN SHARES FOR THE FOR FOR Management
PURPOSE OF SECURITIES TRADING
14 ACQUISITION OF OWN SHARES FOR NO FOR FOR Management
DESIGNATED PURPOSE SUBJECT TO THE
EXCLUSION OF TRADING IN OWN SHARES
15 ACQUISITION OF OWN SHARES FOR THE FOR FOR Management
PURPOSE OF OFFERING THESE TO
EMPLOYEES, MEMBERS OF THE MANAGEMENT
BOARD OR TO A PRIVATE FOUNDATION
16 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION IN POINT 2.2, 2.3, 13 AND
17
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EURAZEO SA, PARIS
Ticker: Security ID: F3296A108
Meeting Date: MAY 11, 2017 Meeting Type: MIX
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND DISTRIBUTION OF THE DIVIDEND
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
8 APPROVAL OF THE AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLE L.
225-86 OF THE FRENCH COMMERCIAL CODE
9 RENEWAL OF THE TERM OF MS STEPHANE FOR FOR Management
PALLEZ AS A MEMBER OF THE SUPERVISORY
BOARD
10 APPOINTMENT OF MS ANNE DIAS AS A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ALL BENEFITS OF ANY
KIND TO BE AWARDED TO THE MEMBERS OF
THE SUPERVISORY BOAR
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ALL BENEFITS OF ANY
KIND WHICH MAY BE AWARDED TO MEMBERS
OF THE BOARD OF DIRE
13 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
TO MR MICHEL DAVID-WEILL, CHAIRMAN OF
THE SUPERVISORY BOARD, FOR THE 2016
FINANCIAL YEAR
14 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
FOR THE 2016 FINANCIAL YEAR TO MR
PATRICK SAYER, CHAIRMAN OF THE BOARD
OF DIRECTORS
15 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
FOR THE 2016 FINANCIAL YEAR TO MS
VIRGINIE MORGON, AND TO MR PHILIPPE
AUDOUIN, MEMBERS OF THE BOARD OF
DIRECTORS
16 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
MAZARS AS A STATUTORY AUDITOR
17 AUTHORISATION OF A COMPANY'S SHARE FOR FOR Management
BUY-BACK PROGRAMME OF ITS OWN SHARES
18 APPROVAL OF THE CHANGES TO THE FOR FOR Management
CORPORATE FORM OF THE COMPANY BY
ADOPTING THE FORM OF EUROPEAN COMPANY,
AND TERMS OF THE CONVERSION PROJECT
19 APPROVAL OF THE COMPANY BY-LAWS IN ITS FOR FOR Management
NEW FORM OF EUROPEAN COMPANY
20 TRANSFER TO THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY, IN ITS NEW FORM OF
EUROPEAN COMPANY, OF ALL
AUTHORISATIONS AND THE DELEGATIONS OF
AUTHORITY AND POWERS IN FORCE THAT
WERE CONFERRED BY SHAREHOLDERS TO THE
BOARD OF DIRECTORS OF THE COMPANY
UNDER ITS SA FO
21 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING SHARES PURCHASED IN
ACCORDANCE WITH SHARE BUYBACK
PROGRAMMES
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, IN THE
EVENT OF ONE OR SEVERAL PUBLIC
OFFERINGS OF THE COMPANY'S SECURITIES,
TO ISSUE SHARE SUBSCRIPTION WARRANTS
OF THE COMPANY TO BE FREELY ALLOCATED
TO SHAREHOLDERS
23 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED TO INCREASING
THE SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR SECURITIES WHICH GRANT
IMMEDIATE OR FUTURE ACCESS TO THE
CAPITAL, RESERVED FOR ADHERENTS OF A
COMPANY SAVINGS SCHEME, WITH CANCELL
24 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND DISTRIBUTION OF THE DIVIDEND
7 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
8 APPROVAL OF THE AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLE L.
225-86 OF THE FRENCH COMMERCIAL CODE
9 RENEWAL OF THE TERM OF MS STEPHANE FOR FOR Management
PALLEZ AS A MEMBER OF THE SUPERVISORY
BOARD
10 APPOINTMENT OF MS ANNE DIAS AS A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ALL BENEFITS OF ANY
KIND TO BE AWARDED TO THE MEMBERS OF
THE SUPERVISORY BOAR
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ALL BENEFITS OF ANY
KIND WHICH MAY BE AWARDED TO MEMBERS
OF THE BOARD OF DIRE
13 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
TO MR MICHEL DAVID-WEILL, CHAIRMAN OF
THE SUPERVISORY BOARD, FOR THE 2016
FINANCIAL YEAR
14 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
FOR THE 2016 FINANCIAL YEAR TO MR
PATRICK SAYER, CHAIRMAN OF THE BOARD
OF DIRECTORS
15 REVIEW OF THE COMPENSATION DUE OR PAID FOR FOR Management
FOR THE 2016 FINANCIAL YEAR TO MS
VIRGINIE MORGON, AND TO MR PHILIPPE
AUDOUIN, MEMBERS OF THE BOARD OF
DIRECTORS
16 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
MAZARS AS A STATUTORY AUDITOR
17 AUTHORISATION OF A COMPANY'S SHARE FOR FOR Management
BUY-BACK PROGRAMME OF ITS OWN SHARES
18 APPROVAL OF THE CHANGES TO THE FOR FOR Management
CORPORATE FORM OF THE COMPANY BY
ADOPTING THE FORM OF EUROPEAN COMPANY,
AND TERMS OF THE CONVERSION PROJECT
19 APPROVAL OF THE COMPANY BY-LAWS IN ITS FOR FOR Management
NEW FORM OF EUROPEAN COMPANY
20 TRANSFER TO THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY, IN ITS NEW FORM OF
EUROPEAN COMPANY, OF ALL
AUTHORISATIONS AND THE DELEGATIONS OF
AUTHORITY AND POWERS IN FORCE THAT
WERE CONFERRED BY SHAREHOLDERS TO THE
BOARD OF DIRECTORS OF THE COMPANY
UNDER ITS SA FO
21 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING SHARES PURCHASED IN
ACCORDANCE WITH SHARE BUYBACK
PROGRAMMES
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, IN THE
EVENT OF ONE OR SEVERAL PUBLIC
OFFERINGS OF THE COMPANY'S SECURITIES,
TO ISSUE SHARE SUBSCRIPTION WARRANTS
OF THE COMPANY TO BE FREELY ALLOCATED
TO SHAREHOLDERS
23 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO PROCEED TO INCREASING
THE SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR SECURITIES WHICH GRANT
IMMEDIATE OR FUTURE ACCESS TO THE
CAPITAL, RESERVED FOR ADHERENTS OF A
COMPANY SAVINGS SCHEME, WITH CANCELL
24 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG, ESSEN
Ticker: Security ID: D2R90Y117
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 1.15 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
9 ELECT ALDO BELLONI TO THE SUPERVISORY FOR FOR Management
BOARD
10 RATIFY PRICEWATERHOUSECOOPERS GMBH, FOR FOR Management
FRANKFURT AS AUDITORS FOR FISCAL 2017
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: Security ID: G32655105
Meeting Date: JUL 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR ENDED 31 MARCH 2016
2 TO RECEIVE AND CONSIDER THE REPORT ON FOR FOR Management
DIRECTORS' REMUNERATION CONTAINED IN
THE ANNUAL REPORT OF THE COMPANY FOR
THE YEAR ENDED 31 MARCH 2016
3 TO ELECT LUIZ FLEURY AS A DIRECTOR OF FOR FOR Management
THE COMPANY
4 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
5 TO RE-ELECT ROGER DAVIS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT DEIRDRE MAHLAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT LLOYD PITCHFORD AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT DON ROBERT AS A DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-ELECT GEORGE ROSE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
10 TO RE-ELECT PAUL WALKER AS A DIRECTOR FOR FOR Management
OF THE COMPANY
11 TO RE-ELECT KERRY WILLIAMS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 APPOINT KPMG LLP AS AUDITOR FOR FOR Management
13 DIRECTORS' AUTHORITY TO DETERMINE THE FOR FOR Management
AUDITOR'S REMUNERATION
14 DIRECTORS' AUTHORITY TO ALLOT RELEVANT FOR FOR Management
SECURITIES
15 DIRECTORS' AUTHORITY TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
16 ADDITIONAL DIRECTORS' AUTHORITY TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS/SPECIFIED CAPITAL
INVESTMENTS
17 DIRECTORS' AUTHORITY TO PURCHASE THE FOR FOR Management
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------
FAIRFAX MEDIA LTD, SYDNEY NSW
Ticker: Security ID: Q37116102
Meeting Date: NOV 03, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MR PATRICK ALLAWAY AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3 RE-ELECTION OF MRS SANDRA MCPHEE AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MRS LINDA NICHOLLS AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 GRANT OF PERFORMANCE SHARES AND FOR FOR Management
PERFORMANCE RIGHTS TO THE CHIEF
EXECUTIVE OFFICER & MANAGING DIRECTOR
UNDER THE FAIRFAX EXECUTIVE INCENTIVE
PLAN FOR FY2017
6 ADOPTION OF REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
FERROVIAL SA, MADRID
Ticker: Security ID: E49512119
Meeting Date: APR 04, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF INDIVIDUAL AND FOR FOR Management
CONSOLIDATED ANNUAL ACCOUNTS AND
MANAGEMENT REPORTS
4 ALLOCATION OF RESULTS FOR FOR Management
5 APPROVAL OF THE MANAGEMENT OF THE FOR FOR Management
BOARD OF DIRECTORS
6 REELECTION OF AUDITOR: DELOITTE FOR FOR Management
7 APPOINTMENT OF MR PHILIP BOWMAN AS FOR FOR Management
DIRECTOR
8 APPOINTMENT OF MS HANNE BIRGITE FOR FOR Management
BREINBJERB SORENSEN AS DIRECTOR
9 FIRST CAPITAL INCREASE CHARGED TO FOR FOR Management
RESERVES. DELEGATION OF POWERS TO FIX
THE DATE FOR THE CAPITAL INCREASE
10 SECOND CAPITAL INCREASE CHARGED TO FOR FOR Management
RESERVES. DELEGATION OF POWERS TO FIX
THE DATE AND DETAILS FOR THE CAPITAL
INCREASE
11 APPROVAL OF A DECREASE IN CAPITAL BY FOR FOR Management
REDEMPTION OF OWN SHARES
12 AMENDMENT OF ARTICLE 46 OF THE BYLAWS FOR FOR Management
13 DELETE OF CHAPTER VII OF THE BYLAWS FOR FOR Management
ART 72
14 AUTHORIZATION TO THE BOARD OF FOR FOR Management
DIRECTORS FOR THE DERIVATIVE
ACQUISITION OF OWN SHARES
15 DELEGATION OF POWERS TO THE BOARD OF FOR FOR Management
DIRECTORS TO IMPLEMENT AGREEMENTS
ADOPTED BY SHAREHOLDERS AT THE GENERAL
MEETING
16 CONSULTATIVE VOTE REGARDING THE ANNUAL FOR FOR Management
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V.
Ticker: FCAU Security ID: N31738102
Meeting Date: APR 14, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE 2016 ANNUAL ACCOUNTS FOR FOR Management
2 GRANTING OF DISCHARGE TO THE DIRECTORS FOR FOR Management
IN RESPECT OF THE PERFORMANCE OF THEIR
DUTIES DURING THE FINANCIAL YEAR 2016
3 APPOINTMENT OF THE EXECUTIVE DIRECTOR: FOR FOR Management
JOHN ELKANN
4 APPOINTMENT OF THE EXECUTIVE DIRECTOR: FOR FOR Management
SERGIO MARCHIONNE
5 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: RONALD L. THOMPSON
6 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: ANDREA AGNELLI
7 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: TIBERTO BRANDOLINI D'ADDA
8 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: GLENN EARLE
9 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: VALERIE A. MARS
10 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: RUTH J. SIMMONS
11 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: MICHELANGELO A. VOLPI
12 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: PATIENCE WHEATCROFT
13 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: ERMENEGILDO ZEGNA
14 AMENDMENT REMUNERATION POLICY FOR THE FOR FOR Management
BOARD OF DIRECTORS
15 PROPOSAL TO APPOINT ERNST & YOUNG FOR FOR Management
ACCOUNTANTS LLP AS THE INDEPENDENT
AUDITOR OF THE COMPANY
16 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF THE AUTHORITY TO ACQUIRE COMMON
SHARES IN THE CAPITAL OF THE COMPANY
17 PROPOSAL TO DEMERGE FROM THE COMPANY FOR FOR Management
THE INTEREST TO BE HELD IN GRUPPO
EDITORIALE L'ESPRESSO S.P.A. IN
ACCORDANCE WITH THE DEMERGER PROPOSAL
3 APPOINTMENT OF THE EXECUTIVE DIRECTOR: FOR FOR Management
JOHN ELKANN
4 APPOINTMENT OF THE EXECUTIVE DIRECTOR: FOR FOR Management
SERGIO MARCHIONNE
5 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: RONALD L. THOMPSON
6 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: ANDREA AGNELLI
7 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: TIBERTO BRANDOLINI D'ADDA
8 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: GLENN EARLE
9 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: VALERIE A. MARS
10 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: RUTH J. SIMMONS
11 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: MICHELANGELO A. VOLPI
12 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: PATIENCE WHEATCROFT
13 APPOINTMENT OF THE NON-EXECUTIVE FOR FOR Management
DIRECTOR: ERMENEGILDO ZEGNA
14 AMENDMENT REMUNERATION POLICY FOR THE FOR FOR Management
BOARD OF DIRECTORS
15 PROPOSAL TO APPOINT ERNST & YOUNG FOR FOR Management
ACCOUNTANTS LLP AS THE INDEPENDENT
AUDITOR OF THE COMPANY
16 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF THE AUTHORITY TO ACQUIRE COMMON
SHARES IN THE CAPITAL OF THE COMPANY
17 PROPOSAL TO DEMERGE FROM THE COMPANY FOR FOR Management
THE INTEREST TO BE HELD IN GRUPPO
EDITORIALE L'ESPRESSO S.P.A. IN
ACCORDANCE WITH THE DEMERGER PROPOSAL
1 ADOPTION OF THE 2016 ANNUAL ACCOUNTS FOR FOR Management
2 GRANTING OF DISCHARGE TO THE DIRECTORS FOR FOR Management
IN RESPECT OF THE PERFORMANCE OF THEIR
DUTIES DURING THE FINANCIAL YEAR 2016
--------------------------------------------------------------------------------
FIELMANN AG, HAMBURG
Ticker: Security ID: D2617N114
Meeting Date: JUL 14, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 1.75 PER SHARE
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2015
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2015
8 RATIFY DELOITTE AND TOUCHE GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2016
9 ELECT HANS-OTTO SCHRADER TO THE FOR FOR Management
SUPERVISORY BOARD
10 APPROVE CREATION OF EUR 5 MILLION POOL FOR FOR Management
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------
FINNING INTERNATIONAL INC.
Ticker: FINGF Security ID: 318071404
Meeting Date: MAY 10, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
3 TO CONSIDER AND APPROVE AN ORDINARY FOR FOR Management
RESOLUTION AMENDING AND EXTENDING THE
CORPORATION'S CURRENT AMENDED AND
RESTATED RIGHTS AGREEMENT FOR THREE
YEARS.
4 TO CONSIDER AND APPROVE AN ORDINARY FOR FOR Management
RESOLUTION RATIFYING, CONFIRMING AND
APPROVING THE CORPORATION'S AMENDED
AND RESTATED BY-LAW NO. 1.
5 TO CONSIDER AND APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, AN ORDINARY RESOLUTION
TO ACCEPT THE CORPORATION'S APPROACH
TO EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE MANAGEMENT PROXY
CIRCULAR FOR THE MEETING.
--------------------------------------------------------------------------------
FIRST PACIFIC CO., LTD.
Ticker: Security ID: G34804107
Meeting Date: OCT 19, 2016 Meeting Type: Special General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 (A) TO APPROVE, CONFIRM AND RATIFY THE FOR FOR Management
ENTERING INTO OF THE IMPLEMENTATION
AGREEMENT DATED 6 SEPTEMBER 2016 BY
AND AMONG PT INDOFOOD SUKSES MAKMUR
TBK, CHINA MINZHONG HOLDINGS LIMITED
AND MARVELLOUS GLORY HOLDINGS LIMITED
(THE "IMPLEMENTATION AGREEMENT")
--------------------------------------------------------------------------------
FIRST PACIFIC CO., LTD.
Ticker: Security ID: G34804107
Meeting Date: JAN 23, 2017 Meeting Type: Special General Meeting
Record Date: JAN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 THAT EACH OF THE CONTINUING CONNECTED FOR FOR Management
TRANSACTIONS AND THE RELATED NEW
ANNUAL CAPS FOR EACH OF THE YEARS
ENDING 31 DECEMBER 2017, 2018 AND 2019
RELATING TO THE NOODLES BUSINESS
CARRIED ON BY PT INDOFOOD SUKSES
MAKMUR TBK ("INDOFOOD") AND ITS
SUBSIDIARIES,
4 THAT EACH OF THE CONTINUING CONNECTED FOR FOR Management
TRANSACTIONS AND THE RELATED NEW
ANNUAL CAPS FOR EACH OF THE YEARS
ENDING 31 DECEMBER 2017, 2018 AND 2019
RELATING TO THE PLANTATIONS BUSINESS
CARRIED ON BY INDOFOOD AND ITS
SUBSIDIARIES, AS DESCRIBED IN TABLE B
ON PA
5 THAT EACH OF THE CONTINUING CONNECTED FOR FOR Management
TRANSACTIONS AND THE RELATED NEW
ANNUAL CAPS FOR EACH OF THE YEARS
ENDING 31 DECEMBER 2017, 2018 AND 2019
RELATING TO THE DISTRIBUTION BUSINESS
CARRIED ON BY INDOFOOD AND ITS
SUBSIDIARIES, AS DESCRIBED IN TABLE C
ON P
--------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD.
Ticker: FQVLF Security ID: 335934105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO SET THE NUMBER OF DIRECTORS AT FOR FOR Management
EIGHT (8).
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP (UK) AS AUDITORS OF THE COMPANY
FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR
REMUNERATION.
4 TO ACCEPT THE APPROACH TO EXECUTIVE FOR FOR Management
COMPENSATION DISCLOSED IN THE
COMPANY'S MANAGEMENT INFORMATION
CIRCULAR DELIVERED IN ADVANCE OF THE
2017 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------
FIRSTGROUP PLC
Ticker: Security ID: G34604101
Meeting Date: JUL 19, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR
ENDED 31 MARCH 2016
2 TO APPROVE THE DIRECTORS ANNUAL REPORT FOR FOR Management
ON REMUNERATION
3 TO ELECT MATTHEW GREGORY AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT MICK BARKER AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT WARWICK BRADY AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT DRUMMOND HALL AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT WOLFHART HAUSER AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT TIM OTOOLE AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT BRIAN WALLACE AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT IMELDA WALSH AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT JIM WINESTOCK AS A DIRECTOR FOR FOR Management
12 TO RE-APPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
13 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
14 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
15 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DIS-APPLY PREEMPTION RIGHTS
16 TO AUTHORISE THE DIRECTORS TO MAKE FOR FOR Management
MARKET PURCHASES OF THE COMPANY'S
SHARES
17 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS AND INCUR
POLITICAL EXPENDITURE
18 TO APPROVE THE RULES OF THE FIRSTGROUP FOR FOR Management
PLC 2016 SHARESAVE PLAN
19 TO AUTHORISE THE CALLING OF GENERAL FOR FOR Management
MEETINGS ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
FLETCHER BUILDING LTD
Ticker: Security ID: Q3915B105
Meeting Date: OCT 18, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTONY CARTER FOR FOR Management
2 ELECTION OF DIRECTOR: DR ALAN JACKSON FOR FOR Management
3 ELECTION OF DIRECTOR: SIR RALPH NORRIS FOR FOR Management
4 TO AUTHORISE THE DIRECTORS TO FIX THE FOR FOR Management
REMUNERATION OF EY AS AUDITOR FOR THE
ENSUING YEAR
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD, EAST PERTH WA
Ticker: Security ID: Q39360104
Meeting Date: NOV 09, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF MS ELIZABETH GAINES FOR FOR Management
4 RE-ELECTION OF MS SHARON WARBURTON FOR FOR Management
--------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO
Ticker: Security ID: X2978Z118
Meeting Date: APR 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
AND CONSOLIDATED FINANCIAL STATEMENTS
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: EUR 1.10 PER SHARE
11 RESOLUTION ON THE DISCHARGE FROM FOR FOR Management
LIABILITY OF THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE PRESIDENT AND CEO
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS:
EIGHT MEMBERS
14 THE SHAREHOLDERS' NOMINATION BOARD FOR FOR Management
PROPOSES THAT THE FOLLOWING PERSONS BE
ELECTED TO THE BOARD OF DIRECTORS FOR
A TERM ENDING AT THE END OF THE ANNUAL
GENERAL MEETING 2018: MS SARI BALDAUF
(AS CHAIRMAN), MR HEINZ-WERNER BINZEL,
MS EVA HAMILTON, MR KIM IGN
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 ELECTION OF THE AUDITOR: DELOITTE & FOR FOR Management
TOUCHE OY
17 AUTHORISING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
18 AUTHORISING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE DISPOSAL OF THE
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA, BAD HOMBURG V. D. HOEHE
Ticker: Security ID: D27348263
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 Resolution on the Approval of the FOR FOR Management
Annual Financial Statements of
Fresenius SE & Co. KG KGaA for the
Fiscal Year 2016
5 Resolution on the Allocation of the FOR FOR Management
Distributable Profit
6 Resolution on the Approval of the FOR FOR Management
Actions of the General Partner for the
Fiscal Year 2016
7 Resolution on the Approval of the FOR FOR Management
Actions of the Supervisory Board for
the Fiscal Year 2016
8 Election of the Auditor and Group FOR FOR Management
Auditor for the Fiscal Year 2017 and
of the Auditor for the potential
Review of the Half-Yearly Financial
Report for the first Half-Year of the
Fiscal Year 2017 and other Financial
Information: KPMG AG
Wirtschaftspruefung
9 Resolution on the Amendment of the FOR FOR Management
Authorization to Grant Subscription
Rights to Managerial Staff Members
(Fuehrungskraefte) and members of the
Management Board of Fresenius SE & Co.
KGaA or an affiliated company (Stock
Option Program 2013) as a Result of
10 Resolution on the Amendment of the FOR FOR Management
Remuneration of the Members of the
Supervisory Board and its Committees
and on the corresponding Revision of
Article 13 of the Articles of
Association and on the corresponding
Amendment of Article 13e of the
Articles of
--------------------------------------------------------------------------------
FUGRO NV
Ticker: Security ID: N3385Q197
Meeting Date: MAY 02, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ADOPT FINANCIAL STATEMENTS FOR FOR Management
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
8 AMEND REMUNERATION POLICY FOR FOR FOR Management
MANAGEMENT BOARD MEMBERS
9 AMEND LONG TERM INCENTIVE PLAN FOR FOR Management
10 RATIFY ERNST YOUNG AS AUDITORS RE: FOR FOR Management
FINANCIAL YEAR 2018
11 REELECT J.C.M. SCHONFELD TO FOR FOR Management
SUPERVISORY BOARD
12 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
13 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES RE: ITEM 9A
14 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------
FUJI ELECTRIC CO.,LTD.
Ticker: Security ID: J14112106
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Kitazawa, Michihiro FOR FOR Management
3 Appoint a Director Sugai, Kenzo FOR FOR Management
4 Appoint a Director Abe, Michio FOR FOR Management
5 Appoint a Director Arai, Junichi FOR FOR Management
6 Appoint a Director Tomotaka, Masatsugu FOR FOR Management
7 Appoint a Director Tamba, Toshihito FOR FOR Management
8 Appoint a Director Tachikawa, Naoomi FOR FOR Management
9 Appoint a Director Hayashi, Yoshitsugu FOR FOR Management
10 Appoint a Corporate Auditor Matsumoto, FOR FOR Management
Junichi
--------------------------------------------------------------------------------
FUJI MEDIA HOLDINGS,INC.
Ticker: Security ID: J15477102
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Hieda, Hisashi FOR FOR Management
4 Appoint a Director Kano, Shuji FOR FOR Management
5 Appoint a Director Kanemitsu, Osamu FOR FOR Management
6 Appoint a Director Wagai, Takashi FOR FOR Management
7 Appoint a Director Endo, Ryunosuke FOR FOR Management
8 Appoint a Director Miyauchi, Masaki FOR FOR Management
9 Appoint a Director Kiyohara, Takehiko FOR FOR Management
10 Appoint a Director Miki, Akihiro FOR FOR Management
11 Appoint a Director Ishiguro, Taizan FOR FOR Management
12 Appoint a Director Yokota, Masafumi FOR FOR Management
13 Appoint a Director Terasaki, Kazuo FOR FOR Management
14 Appoint a Director Habara, Tsuyoshi FOR FOR Management
15 Appoint a Director Kishimoto, Ichiro FOR FOR Management
16 Appoint a Director Yokoyama, Atsushi FOR FOR Management
17 Appoint a Director Matsumura, Kazutoshi FOR FOR Management
18 Appoint a Director Ishihara, Takashi FOR FOR Management
19 Appoint a Director Shimatani, FOR FOR Management
Yoshishige
20 Appoint a Corporate Auditor Onoe, FOR FOR Management
Kiyoshi
21 Appoint a Corporate Auditor Seta, FOR FOR Management
Hiroshi
22 Appoint a Corporate Auditor Okushima, FOR FOR Management
Takayasu
--------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION
Ticker: Security ID: J14208102
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Komori, Shigetaka FOR FOR Management
4 Appoint a Director Sukeno, Kenji FOR FOR Management
5 Appoint a Director Tamai, Koichi FOR FOR Management
6 Appoint a Director Toda, Yuzo FOR FOR Management
7 Appoint a Director Shibata, Norio FOR FOR Management
8 Appoint a Director Yoshizawa, Masaru FOR FOR Management
9 Appoint a Director Kawada, Tatsuo FOR FOR Management
10 Appoint a Director Kaiami, Makoto FOR FOR Management
11 Appoint a Director Kitamura, Kunitaro FOR FOR Management
12 Appoint a Corporate Auditor Mishima, FOR FOR Management
Kazuya
--------------------------------------------------------------------------------
FUJIKURA LTD.
Ticker: Security ID: J14784128
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 17, Transition to
a Company with Supervisory Committee,
Establish the Articles Related to the
Nomination Advisory Committee and the
Compensation Advisory Committee
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Nagahama, Yoichi
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ito,
Masahiko
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sato,
Takashi
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Wada,
Akira
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sasagawa, Akira
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hosoya,
Hideyuki
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kitajima, Takeaki
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takizawa, Takashi
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ito,
Tetsu
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Oda, Yasuyuki
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Sekiuchi, Soichiro
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Shimojima, Masaaki
16 Appoint a Director as Supervisory FOR FOR Management
Committee Members Abe, Kenichiro
17 Appoint a Director as Supervisory FOR FOR Management
Committee Members Shirai, Yoshio
18 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
19 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
20 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors
--------------------------------------------------------------------------------
FUJITSU LIMITED
Ticker: Security ID: J15708159
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Yamamoto, Masami FOR FOR Management
3 Appoint a Director Tanaka, Tatsuya FOR FOR Management
4 Appoint a Director Taniguchi, Norihiko FOR FOR Management
5 Appoint a Director Tsukano, Hidehiro FOR FOR Management
6 Appoint a Director Duncan Tait FOR FOR Management
7 Appoint a Director Furukawa, Tatsuzumi FOR FOR Management
8 Appoint a Director Suda, Miyako FOR FOR Management
9 Appoint a Director Yokota, Jun FOR FOR Management
10 Appoint a Director Mukai, Chiaki FOR FOR Management
11 Appoint a Director Abe, Atsushi FOR FOR Management
12 Appoint a Corporate Auditor Hirose, FOR FOR Management
Yoichi
13 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
FUKUOKA FINANCIAL GROUP,INC.
Ticker: Security ID: J17129107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director Tani, Masaaki FOR FOR Management
5 Appoint a Director Shibato, Takashige FOR FOR Management
6 Appoint a Director Yoshikai, Takashi FOR FOR Management
7 Appoint a Director Yoshida, Yasuhiko FOR FOR Management
8 Appoint a Director Shirakawa, Yuji FOR FOR Management
9 Appoint a Director Araki, Eiji FOR FOR Management
10 Appoint a Director Yokota, Koji FOR FOR Management
11 Appoint a Director Takeshita, Ei FOR FOR Management
12 Appoint a Director Aoyagi, Masayuki FOR FOR Management
13 Appoint a Director Yoshizawa, Shunsuke FOR FOR Management
14 Appoint a Director Morikawa, Yasuaki FOR FOR Management
15 Appoint a Director Fukasawa, Masahiko FOR FOR Management
16 Appoint a Director Kosugi, Toshiya FOR FOR Management
17 Appoint a Substitute Corporate Auditor FOR FOR Management
Gondo, Naohiko
18 Appoint a Substitute Corporate Auditor FOR FOR Management
Miura, Masamichi
--------------------------------------------------------------------------------
FURUKAWA ELECTRIC CO.,LTD.
Ticker: Security ID: J16464117
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 Appoint a Substitute Corporate Auditor FOR FOR Management
Kiuchi, Shinichi
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Shibata, Mitsuyoshi FOR FOR Management
4 Appoint a Director Kobayashi, Keiichi FOR FOR Management
5 Appoint a Director Fujita, Sumitaka FOR FOR Management
6 Appoint a Director Soma, Nobuyoshi FOR FOR Management
7 Appoint a Director Tsukamoto, Osamu FOR FOR Management
8 Appoint a Director Teratani, Tatsuo FOR FOR Management
9 Appoint a Director Nakamoto, Akira FOR FOR Management
10 Appoint a Director Kozuka, Takamitsu FOR FOR Management
11 Appoint a Director Kimura, Takahide FOR FOR Management
12 Appoint a Director Ogiwara, Hiroyuki FOR FOR Management
13 Appoint a Director Amano, Nozomu FOR FOR Management
14 Appoint a Director Kuroda, Osamu FOR FOR Management
15 Appoint a Corporate Auditor Tsukamoto, FOR FOR Management
Takashi
--------------------------------------------------------------------------------
G4S PLC, CRAWLEY
Ticker: Security ID: G39283109
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION POLICY FOR FOR Management
3 APPROVE REMUNERATION REPORT FOR FOR Management
4 APPROVE FINAL DIVIDEND: 5.82P (DKK 0. FOR FOR Management
5029) FOR EACH ORDINARY SHARE
5 ELECT STEVE MOGFORD AS DIRECTOR FOR FOR Management
6 ELECT IAN SPRINGETT AS DIRECTOR FOR FOR Management
7 ELECT BARBARA THORALFSSON AS DIRECTOR FOR FOR Management
8 RE-ELECT ASHLEY ALMANZA AS DIRECTOR FOR FOR Management
9 RE-ELECT JOHN CONNOLLY AS DIRECTOR FOR FOR Management
10 RE-ELECT JOHN DALY AS DIRECTOR FOR FOR Management
11 RE-ELECT WINNIE KIN WAH FOK AS DIRECTOR FOR FOR Management
12 RE-ELECT PAUL SPENCE AS DIRECTOR FOR FOR Management
13 RE-ELECT CLARE SPOTTISWOODE AS DIRECTOR FOR FOR Management
14 RE-ELECT TIM WELLER AS DIRECTOR FOR FOR Management
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS
16 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
21 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
22 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
GARMIN LTD
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF GARMIN LTD.'S 2016 ANNUAL FOR FOR Management
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD.
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016 AND THE STATUTORY FINANCIAL
STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2016
2 APPROVAL OF THE APPROPRIATION OF FOR FOR Management
AVAILABLE EARNINGS
3 APPROVAL OF THE PAYMENT OF A CASH FOR FOR Management
DIVIDEND IN THE AGGREGATE AMOUNT OF US
$2.04 PER OUTSTANDING SHARE OUT OF
GARMIN LTD.'S RESERVE FROM CAPITAL
CONTRIBUTION IN FOUR EQUAL INSTALLMENTS
4 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE MEMBERS OF
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016
5 RE-ELECTION OF DIRECTOR: DONALD H. FOR FOR Management
ELLER
6 RE-ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
HARTNETT
7 RE-ELECTION OF DIRECTOR: MIN H. KAO FOR FOR Management
8 RE-ELECTION OF DIRECTOR: CHARLES W. FOR FOR Management
PEFFER
9 RE-ELECTION OF DIRECTOR: CLIFTON A. FOR FOR Management
PEMBLE
10 RE-ELECTION OF DIRECTOR: REBECCA R. FOR FOR Management
TILDEN
11 RE-ELECTION OF MIN H. KAO AS EXECUTIVE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
12 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: DONALD H. ELLER
13 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: JOSEPH J. HARTNETT
14 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: CHARLES W. PEFFER
15 RE-ELECTION OF COMPENSATION COMMITTEE FOR FOR Management
MEMBER: REBECCA R. TILDEN
16 RE-ELECTION OF THE LAW FIRM OF FOR FOR Management
REISS+PREUSS LLP AS INDEPENDENT VOTING
RIGHTS REPRESENTATIVE FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
17 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS GARMIN LTD.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR AND RE-ELECTION OF ERNST & YOUNG
LTD AS GARMIN LTD.'S STATUTORY AUDITOR
FOR ANOTHER ONE-YEAR TERM
18 BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
FOR THE EXECUTIVE MANAGEMENT
19 BINDING VOTE TO APPROVE MAXIMUM FOR FOR Management
AGGREGATE COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PERIOD BETWEEN
THE 2017 ANNUAL GENERAL MEETING AND
THE 2018 ANNUAL GENERAL MEETING
20 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
21 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
GAS NATURAL SDG SA, BARCELONA
Ticker: Security ID: E5499B123
Meeting Date: APR 20, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 REVIEW AND APPROVAL, AS THE CASE MAY FOR FOR Management
BE, OF THE ANNUAL ACCOUNTS AND OF THE
MANAGEMENT REPORT OF GAS NATURAL SDG,
S.A. FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2016
4 REVIEW AND APPROVAL, AS THE CASE MAY FOR FOR Management
BE, OF THE CONSOLIDATED ANNUAL
ACCOUNTS AND THE MANAGEMENT REPORT OF
THE CONSOLIDATED GROUP OF GAS NATURAL
SDG, S.A. FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 2016
5 REVIEW AND APPROVAL, AS THE CASE MAY FOR FOR Management
BE, OF THE PROPOSAL FOR THE
APPLICATION OF THE RESULTS OF THE
FINANCIAL YEAR 2016
6 TRANSFER TO THE VOLUNTARY RESERVES FOR FOR Management
ACCOUNT THE SUM OF EUR 305,065,499.63.
- FROM THE GOODWILL RESERVE ACCOUNT
TOGETHER WITH THE AMOUNT OF EUR
224,641,287.42. FROM THE REVALUATION
RESERVE ROYAL DECREE 796 ACCOUNT
7 REVIEW AND APPROVAL, AS THE CASE MAY FOR FOR Management
BE, OF THE MANAGEMENT ACTIVITIES OF
THE BOARD OF DIRECTORS DURING THE
FINANCIAL YEAR 2016
8 RE-ELECTION OF THE ACCOUNTS AUDITOR OF FOR FOR Management
THE COMPANY AND OF THE CONSOLIDATED
GROUP FOR THE FINANCIAL YEAR 2017:
PRICEWATERHOUSECOOPERS
9 APPOINTMENT OF THE ACCOUNTS AUDITOR OF FOR FOR Management
THE COMPANY AND OF THE CONSOLIDATED
GROUP FOR THE FINANCIAL YEARS 2018,
2019 AND 2020: ERNST YOUNG
10 REELECTION OF MR ENRIQUE ALCANTARA- FOR FOR Management
GARCIA IRAZOQUI, AS A BOARD MEMBER
11 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
MARCELINO ARMENTER VIDAL, AS A BOARD
MEMBER
12 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
MARIO ARMERO MONTES, AS A BOARD MEMBER
13 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
ALEJANDRO GARCIA-BRAGADO DALMAU, AS A
BOARD MEMBER
14 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
JOSU JON IMAZ SAN MIGUEL, AS A BOARD
MEMBER
15 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
RAJARAM RAO, AS A BOARD MEMBER
16 REELECTION OF MR LUIS SUAREZ DE LEZ O FOR FOR Management
MANTILLA, AS A BOARD MEMBER
17 RATIFICATION AND APPOINTMENT OF MR FOR FOR Management
WILLIAM ALAN WOODBURN, AS A BOARD
MEMBER
18 MODIFICATION OF ARTICLE 44: FOR FOR Management
REMUNERATION, OF ASSOCIATION
19 MODIFICATION OF ADDITIONAL PROVISION, FOR FOR Management
OF ASSOCIATION
20 CONSULTATIVE VOTE IN RELATION TO THE FOR FOR Management
ANNUAL REPORT REGARDING THE
REMUNERATIONS OF THE MEMBERS OF THE
BOARD OF DIRECTORS
21 REMUNERATION POLICY FOR BOARD MEMBERS FOR FOR Management
OF GAS NATURAL SDG, S.A. FOR THE
FINANCIAL YEARS 2018, 2019 AND 2020
22 SHARE ACQUISITION PLAN 2017-2018-2019 FOR FOR Management
FOR THE PROVISION THEREOF TO CERTAIN
STAFF MEMBERS OF THE GAS NATURAL
FENOSA GROUP
24 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS, WITH POWERS TO DELEGATE
SAID AUTHORISATION UPON THE EXECUTIVE
COMMITTEE, IN ACCORDANCE WITH THE
PROVISIONS OF SECTION 297.1B, OF THE
CORPORATE ENTERPRISES ACT, IN ORDER
THAT, WITHIN THE MAXIMUM PERIOD OF
FIVE YEAR
25 DELEGATION OF POWERS FOR THE FOR FOR Management
COMPLETION, CARRYING OUT, EXECUTION,
INTERPRETATION, CORRECTION AND
FORMALISATION OF THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS
MEETING
--------------------------------------------------------------------------------
GEA GROUP AG, BOCHUM
Ticker: Security ID: D28304109
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROPRIATION OF NET EARNINGS: FOR FOR Management
DISTRIBUTION OF DIVIDEND OF EUR 0.80
6 RATIFICATION OF THE ACTS OF THE FOR FOR Management
MEMBERS OF THE EXECUTIVE BOARD IN
FISCAL YEAR 2016
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD IN
FISCAL YEAR 2016
8 ELECTION OF THE AUDITOR FOR FISCAL FOR FOR Management
YEAR 2017: BASED ON THE RECOMMENDATION
OR THE AUDIT COMMITTEE, THE
SUPERVISORY BOARD PROPOSES THAT KPMG
AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
BERLIN, BE APPOINTED AUDITOR OF THE
ANNUAL ACCOUNTS OF THE COMPANY AND THE
GROUP
9 CANCELLATION OF AUTHORIZED CAPITAL I FOR FOR Management
IN ACCORDANCE WITH S. 4 PARA. 3 OF THE
ARTICLES OF ASSOCIATION, CREATION OF A
NEW AUTHORIZED CAPITAL I COMBINED WITH
THE AUTHORIZATION TO EXCLUDE
SUBSCRIPTION RIGHTS, IN ORDER TO
ELIMINATE FRACTIONAL AMOUNTS AND TO COM
--------------------------------------------------------------------------------
GENWORTH MI CANADA INC.
Ticker: GMICF Security ID: 37252B102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP, TO SERVE FOR FOR Management
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THE AUDITORS'
REMUNERATION AS SUCH.
--------------------------------------------------------------------------------
GENWORTH MORTGAGE INSURANCE AUSTRALIA LTD, NORTH S
Ticker: Security ID: Q3983N148
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 GRANT OF 360,545 SHARE RIGHTS TO FOR FOR Management
GEORGETTE NICHOLAS, GENWORTH CEO
4 APPROVAL OF INCREASE IN NED FEE POOL FOR FOR Management
5 POSSIBLE ON-MARKET SHARE BUY-BACK FOR FOR Management
6 THAT GAYLE TOLLIFSON BE RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
7 THAT DAVID FOSTER BE ELECTED AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 THAT GAI MCGRATH BE ELECTED AS A FOR FOR Management
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
GEO HOLDINGS CORPORATION
Ticker: Security ID: J1710A106
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Director Endo, Yuzo FOR FOR Management
3 Appoint a Director Yoshikawa, Yasushi FOR FOR Management
4 Appoint a Director Imai, Noriyuki FOR FOR Management
5 Appoint a Director Kubo, Koji FOR FOR Management
6 Appoint a Director Ogino, Tsunehisa FOR FOR Management
7 Appoint a Director Yasuda, Kana FOR FOR Management
8 Appoint a Corporate Auditor Komiyama, FOR FOR Management
Futoshi
9 Appoint a Substitute Corporate Auditor FOR FOR Management
Tamura, Masaharu
10 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Employees
of the Company, and Directors and
Employees of the Affiliated Companies
--------------------------------------------------------------------------------
GEORGE WESTON LIMITED
Ticker: WNGRF Security ID: 961148509
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP AS AUDITOR AND FOR FOR Management
AUTHORIZATION OF THE DIRECTORS TO FIX
THE AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------
GETINGE AB, GETINGE
Ticker: Security ID: W3443C107
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 RESOLUTION REGARDING ADOPTION OF THE FOR FOR Management
INCOME STATEMENT AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
17 RESOLUTION REGARDING DISPOSITIONS IN FOR FOR Management
RESPECT OF THE COMPANY'S PROFIT
ACCORDING TO THE ADOPTED BALANCE SHEET
AND DETERMINATION OF RECORD DATE FOR
DIVIDEND: SEK 2.00 PER SHARE
18 RESOLUTION REGARDING DISCHARGE FROM FOR FOR Management
LIABILITY FOR THE BOARD OF DIRECTORS
AND THE CEOS
19 RESOLUTION REGARDING AMENDMENT OF THE FOR FOR Management
ARTICLES OF ASSOCIATION
20 ESTABLISHMENT OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND AUDITORS
21 ESTABLISHMENT OF FEES TO THE BOARD OF FOR FOR Management
DIRECTORS (INCLUDING FEES FOR WORK IN
COMMITTEES) AND THE AUDITOR
22 RE-ELECTION OF CARL BENNET AS BOARD OF FOR FOR Management
DIRECTOR
23 RE-ELECTION OF JOHAN BYGGE AS BOARD OF FOR FOR Management
DIRECTOR
24 RE-ELECTION OF CECILIA DAUN WENNBORG FOR FOR Management
AS BOARD OF DIRECTOR
25 RE-ELECTION OF JOHAN MALMQUIST AS FOR FOR Management
BOARD OF DIRECTOR
26 RE-ELECTION OF MALIN PERSSON AS BOARD FOR FOR Management
OF DIRECTOR
27 RE-ELECTION OF JOHAN STERN AS BOARD OF FOR FOR Management
DIRECTOR
28 NEW ELECTION OF BARBRO FRIDEN AS BOARD FOR FOR Management
OF DIRECTOR
29 NEW ELECTION OF DAN FROHM AS BOARD OF FOR FOR Management
DIRECTOR
30 NEW ELECTION OF SOFIA HASSELBERG AS FOR FOR Management
BOARD OF DIRECTOR
31 NEW ELECTION OF MATTIAS PERJOS AS FOR FOR Management
BOARD OF DIRECTOR
32 RE-ELECTION OF CARL BENNET AS CHAIRMAN FOR FOR Management
OF THE BOARD
33 ELECTION OF AUDITOR: THE REGISTERED FOR FOR Management
AUDITING COMPANY OHRLINGS
PRICEWATERHOUSECOOPERS AB
34 RESOLUTION REGARDING GUIDELINES FOR FOR FOR Management
REMUNERATION TO SENIOR EXECUTIVES
--------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER
Ticker: Security ID: H3238Q102
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT, THE FOR FOR Management
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2016
3 CONSULTATIVE VOTE ON THE COMPENSATION FOR FOR Management
REPORT 2016
4 APPROPRIATION OF AVAILABLE EARNINGS FOR FOR Management
AND DISTRIBUTION: ORDINARY DIVIDEND OF
CHF 56.00 PER SHARE
5 DISCHARGE OF THE BOARD OF DIRECTORS FOR FOR Management
6 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MR VICTOR BALLI
7 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
PROF DR WERNER BAUER
8 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MS LILIAN BINER
9 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MR MICHAEL CARLOS
10 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MS INGRID DELTENRE
11 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MR CALVIN GRIEDER
12 RE-ELECTION OF EXISTING BOARD MEMBER: FOR FOR Management
MR THOMAS RUFER
13 ELECTION OF MR CALVIN GRIEDER AS FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS
14 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: PROF DR WERNER
BAUER
15 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MS INGRID
DELTENRE
16 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MR VICTOR BALLI
17 RE-ELECTION OF THE INDEPENDENT VOTING FOR FOR Management
RIGHTS REPRESENTATIVE, MR. MANUEL
ISLER, ATTORNEY-AT-LAW
18 RE-ELECTION OF THE STATUTORY AUDITORS, FOR FOR Management
DELOITTE SA
19 COMPENSATION OF THE BOARD OF DIRECTORS FOR FOR Management
20 COMPENSATION OF THE MEMBERS OF THE FOR FOR Management
EXECUTIVE COMMITTEE: SHORT TERM
VARIABLE COMPENSATION (2016 ANNUAL
INCENTIVE PLAN)
21 COMPENSATION OF THE MEMBERS OF THE FOR FOR Management
EXECUTIVE COMMITTEE: FIXED AND LONG
TERM VARIABLE COMPENSATION (2017
PERFORMANCE SHARE PLAN - "PSP")
--------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER
Ticker: Security ID: R2763X101
Meeting Date: APR 06, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 APPROVAL OF THE NOTICE OF THE MEETING FOR WITHHOLD Management
AND THE AGENDA
9 APPROVAL OF THE BOARD'S REPORT AND FOR WITHHOLD Management
ANNUAL ACCOUNTS FOR 2016 INCLUDING
ALLOCATION OF THE PROFIT FOR THE YEAR:
DIVIDEND OF NOK 6.80 PER SHARE
10 THE BOARD'S STATEMENT ON THE FOR WITHHOLD Management
STIPULATION OF PAY AND OTHER
REMUNERATION OF EXECUTIVE PERSONNEL:
THE BOARD'S STATEMENT ON THE
STIPULATION OF PAY AND OTHER
REMUNERATION
11 THE BOARD'S STATEMENT ON THE FOR WITHHOLD Management
STIPULATION OF PAY AND OTHER
REMUNERATION OF EXECUTIVE PERSONNEL:
THE BOARD'S GUIDELINES FOR THE
STIPULATION OF PAY FOR EXECUTIVE
PERSONNEL FOR THE COMING FINANCIAL YEAR
12 THE BOARD'S STATEMENT ON THE FOR WITHHOLD Management
STIPULATION OF PAY AND OTHER
REMUNERATION OF EXECUTIVE PERSONNEL:
THE BOARD'S BINDING GUIDELINES FOR THE
ALLOCATION OF SHARES, SUBSCRIPTION
RIGHTS ETC. FOR THE COMING FINANCIAL
YEAR
13 AUTHORISATIONS TO THE BOARD: TO DECIDE FOR WITHHOLD Management
THE DISTRIBUTION OF DIVIDEND
14 AUTHORISATIONS TO THE BOARD: TO FOR WITHHOLD Management
PURCHASE OWN SHARES IN THE MARKED
15 AUTHORISATIONS TO THE BOARD: TO FOR WITHHOLD Management
INCREASE THE SHARE CAPITAL
16 AUTHORISATIONS TO THE BOARD: TO RAISE FOR WITHHOLD Management
SUBORDINATED DEBT AND OTHER EXTERNAL
FINANCING
17 PROPOSAL FOR NEW ARTICLES OF FOR WITHHOLD Management
ASSOCIATION: ARTICLE 2-2, ARTICLE 2-5,
ARTICLE 2-7, ARTICLE 4
18 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: INGE K. HANSEN (CHAIR)
19 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: GISELE MARCHAND
(MEMBER)
20 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: PER ARNE BJORGE
(MEMBER)
21 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: JOHN GIVERHOLT
(MEMBER)
22 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: TINE G. WOLLEBEKK
(MEMBER)
23 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: HILDE MERETE NAFSTAD
(MEMBER)
24 PROPOSAL OF ELECTION OF MEMBER OF THE FOR WITHHOLD Management
BOARD AND CHAIR: EIVIND ELNAN (MEMBER)
25 PROPOSAL OF ELECTION OF MEMBER TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE: EINAR ENGER
(CHAIR)
26 PROPOSAL OF ELECTION OF MEMBER TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE: JOHN OVE
OTTESTAD (MEMBER)
27 PROPOSAL OF ELECTION OF MEMBER TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE: TORUN SKJERVO
BAKKEN (MEMBER)
28 PROPOSAL OF ELECTION OF MEMBER TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE: JOAKIM GJERSOE
(MEMBER)
29 PROPOSAL OF ELECTION OF MEMBER TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE: MARIANNE
ODEGAARD RIBE (MEMBER)
30 PROPOSAL OF ELECTION OF EXTERNAL FOR WITHHOLD Management
AUDITOR: DELOITTE AS
31 REMUNERATION FOR WITHHOLD Management
--------------------------------------------------------------------------------
GKN PLC, REDDITCH
Ticker: Security ID: G39004232
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND FOR FOR Management
3 TO RE-ELECT AS A DIRECTOR MR M J TURNER FOR FOR Management
4 TO RE-ELECT AS A DIRECTOR MR N M STEIN FOR FOR Management
5 TO RE-ELECT AS A DIRECTOR MR A C WALKER FOR FOR Management
6 TO RE-ELECT AS A DIRECTOR MR K L FOR FOR Management
CUMMINGS
7 TO RE-ELECT AS A DIRECTOR MR P A SWASH FOR FOR Management
8 TO RE-ELECT AS A DIRECTOR MR A G FOR FOR Management
COCKBURN
9 TO RE-ELECT AS A DIRECTOR MR T FOR FOR Management
ERGINBILGIC
10 TO RE-ELECT AS A DIRECTOR MRS S C R FOR FOR Management
JEMMETT-PAGE
11 TO RE-ELECT AS A DIRECTOR PROF R FOR FOR Management
PARRY-JONES
12 TO ELECT AS A DIRECTOR MRS A STEVENS FOR FOR Management
13 TO REAPPOINT THE AUDITORS: DELOITTE LLP FOR FOR Management
14 TO AUTHORISE THE AUDIT AND RISK FOR FOR Management
COMMITTEE TO DETERMINE THE AUDITORS
REMUNERATION
15 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY
16 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
17 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES IN THE COMPANY
19 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
20 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
21 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
22 TO RETAIN A NOTICE PERIOD OF NOT LESS FOR FOR Management
THAN 14 DAYS IN RESPECT OF GENERAL
MEETINGS OTHER THAN AGMS
23 TO APPROVE AN AMENDMENT TO THE GKN FOR FOR Management
SUSTAINABLE EARNINGS PLAN 2012
24 TO APPROVE THE GKN 2017 SHARE SAVE PLAN FOR FOR Management
25 TO APPROVE THE GKN 2017 SHARE FOR FOR Management
INCENTIVE PLAN
26 TO AUTHORISE THE COMPANY TO ESTABLISH FOR FOR Management
INTERNATIONAL SHARE PLANS
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD
Ticker: Security ID: G3910J112
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE 2016 ANNUAL FOR FOR Management
REPORT
2 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION
3 TO APPROVE THE REMUNERATION POLICY FOR FOR Management
4 TO ELECT EMMA WALMSLEY AS A DIRECTOR FOR FOR Management
5 TO ELECT DR VIVIENNE COX AS A DIRECTOR FOR FOR Management
6 TO ELECT DR PATRICK VALLANCE AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT PHILIP HAMPTON AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON FOR FOR Management
AS A DIRECTOR
9 TO RE-ELECT VINDI BANGA AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT SIMON DINGEMANS AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT LYNN ELSENHANS AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT DR JESSE GOODMAN AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT JUDY LEWENT AS A DIRECTOR FOR FOR Management
14 TO RE-ELECT URS ROHNER AS A DIRECTOR FOR FOR Management
15 TO RE-APPOINT AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
16 TO DETERMINE REMUNERATION OF AUDITORS FOR FOR Management
17 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL EXPENDITURE
18 TO AUTHORISE ALLOTMENT OF SHARES FOR FOR Management
19 TO DISAPPLY PRE-EMPTION RIGHTS GENERAL FOR FOR Management
POWER
20 TO DISAPPLY PRE-EMPTION RIGHTS IN FOR FOR Management
CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
21 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
22 TO AUTHORISE EXEMPTION FROM STATEMENT FOR FOR Management
OF NAME OF SENIOR STATUTORY AUDITOR
23 TO AUTHORISE REDUCED NOTICE OF A FOR FOR Management
GENERAL MEETING OTHER THAN AN AGM
24 TO APPROVE THE GLAXOSMITHKLINE 2017 FOR FOR Management
PERFORMANCE SHARE PLAN
25 TO APPROVE THE GLAXOSMITHKLINE 2017 FOR FOR Management
DEFERRED ANNUAL BONUS PLAN
--------------------------------------------------------------------------------
GLENCORE PLC, ST HELIER
Ticker: Security ID: G39420107
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2016
2 TO APPROVE THE COMPANY'S CAPITAL FOR FOR Management
CONTRIBUTION RESERVES (FORMING PART OF
ITS SHARE PREMIUM ACCOUNT) BE REDUCED
BY USD 1,010,000,000 (THE REDUCTION
SUM) AND BE REPAID TO SHAREHOLDERS AS
SET OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) FOR FOR Management
AS A DIRECTOR
4 TO RE-ELECT LEONHARD FISCHER FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS A DIRECTOR
5 TO RE-ELECT IVAN GLASENBERG (CHIEF FOR FOR Management
EXECUTIVE OFFICER) AS A DIRECTOR
6 TO RE-ELECT PETER COATES FOR FOR Management
(NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT JOHN MACK (INDEPENDENT FOR FOR Management
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT PETER GRAUER (INDEPENDENT FOR FOR Management
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT PATRICE MERRIN FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS A DIRECTOR
10 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT IN THE 2016 ANNUAL REPORT
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY AS SET OUT IN PART A OF THE
DIRECTORS' REMUNERATION REPORT)
11 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY AS SET OUT IN PART A OF
DIRECTORS' REMUNERATION REPORT IN THE
2016 ANNUAL REPORT
12 TO REAPPOINT DELOITTE LLP AS THE FOR FOR Management
COMPANY'S AUDITORS TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID
13 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
FIX THE REMUNERATION OF THE AUDITORS
14 TO RENEW THE AUTHORITY CONFERRED ON FOR FOR Management
THE DIRECTORS PURSUANT TO ARTICLE 10.2
OF THE COMPANY'S ARTICLES OF
ASSOCIATION
15 SUBJECT TO AND CONDITIONALLY UPON THE FOR FOR Management
PASSING OF RESOLUTION 14, TO RENEW THE
AUTHORITY CONFERRED ON THE DIRECTORS
PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION (THE
ARTICLES) TO ALLOT SHARES OR GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVE
16 SUBJECT TO AND CONDITIONALLY UPON THE FOR FOR Management
PASSING OF RESOLUTION 14, TO EMPOWER
THE DIRECTORS PURSUANT TO ARTICLE 10.3
OF THE ARTICLES TO ALLOT EQUITY
SECURITIES FOR AN ALLOTMENT PERIOD
17 THAT THE COMPANY BE AND HEREBY FOR FOR Management
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO MAKE MARKET PURCHASES OF
ORDINARY SHARES AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: GG Security ID: 380956409
Meeting Date: APR 26, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN RESPECT OF THE APPOINTMENT OF FOR FOR Management
DELOITTE LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION;
3 A NON-BINDING ADVISORY RESOLUTION FOR FOR Management
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: GG Security ID: 380956409
Meeting Date: APR 26, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN RESPECT OF THE APPOINTMENT OF FOR FOR Management
DELOITTE LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION;
3 A NON-BINDING ADVISORY RESOLUTION FOR FOR Management
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GARY S. GUIDRY FOR FOR Management
2 ELECTION OF DIRECTOR: PETER DEY FOR FOR Management
3 ELECTION OF DIRECTOR: EVAN HAZELL FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT B. HODGINS FOR FOR Management
5 ELECTION OF DIRECTOR: RONALD ROYAL FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID P. SMITH FOR FOR Management
7 ELECTION OF DIRECTOR: BROOKE WADE FOR FOR Management
8 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
9 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF GRAN TIERRA
ENERGY INC.'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
10 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
GRAN TIERRA ENERGY INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
GS YUASA CORPORATION
Ticker: Security ID: J1770L109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Murao, Osamu FOR FOR Management
4 Appoint a Director Nishida, Kei FOR FOR Management
5 Appoint a Director Nakagawa, Toshiyuki FOR FOR Management
6 Appoint a Director Bomoto, Toru FOR FOR Management
7 Appoint a Director Kuragaki, Masahide FOR FOR Management
8 Appoint a Director Onishi, Hirofumi FOR FOR Management
9 Appoint a Director Otani, Ikuo FOR FOR Management
10 Appoint a Corporate Auditor Ochiai, FOR FOR Management
Shinji
11 Appoint a Corporate Auditor Ohara, FOR FOR Management
Katsuya
12 Appoint a Corporate Auditor Yamada, FOR FOR Management
Hideaki
13 Appoint a Corporate Auditor Fujii, FOR FOR Management
Tsukasa
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Nakakubo, Mitsuaki
15 Approve Payment of Bonuses to Directors FOR FOR Management
16 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
H & M HENNES & MAURITZ AB (PUBL)
Ticker: Security ID: W41422101
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
16 ADOPTION OF THE INCOME STATEMENT AND FOR FOR Management
BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
17 DISPOSAL OF THE COMPANY'S EARNINGS IN FOR FOR Management
ACCORDANCE WITH THE ADOPTED BALANCE
SHEETS, AND RECORD DATE: SEK 9.75 PER
SHARE
18 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
AND CEO FROM LIABILITY TO THE COMPANY
19 ESTABLISHMENT OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND AUDITORS: THE NOMINATION
COMMITTEE PROPOSES SEVEN BOARD MEMBERS
WITH NO DEPUTIES: THE NOMINATION
COMMITTEE PROPOSES THAT ONE AUDITOR BE
ELECTED
20 ESTABLISHMENT OF FEES TO THE BOARD AND FOR FOR Management
AUDITORS
21 ELECTION OF BOARD MEMBERS AND CHAIRMAN FOR FOR Management
OF THE BOARD THE NOMINATION COMMITTEE
PROPOSES: 1) STINA BERGFORS, 2) ANDERS
DAHLVIG, 3) LENA PATRIKSSON KELLER, 4)
STEFAN PERSSON, 5) CHRISTIAN SIEVERT,
6) ERICA WIKING HAGER, 7) NIKLAS
ZENNSTROM AND CHAIRMAN OF THE
22 ELECTION OF AUDITOR: ERNST & YOUNG AB FOR FOR Management
(EY)
23 ESTABLISHMENT OF PRINCIPLES FOR THE FOR FOR Management
NOMINATION COMMITTEE AND ELECTION OF
MEMBERS OF THE NOMINATION COMMITTEE:
LOTTIE THAM, LISELOTT LEDIN, JAN
ANDERSSON, AND ANDERS OSCARSSON
24 RESOLUTION ON GUIDELINES FOR FOR FOR Management
REMUNERATION TO SENIOR EXECUTIVES
26 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO ADOPT A ZERO VISION WITH
REGARD TO ANOREXIA WITHIN THE INDUSTRY
27 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD OF
DIRECTORS TO APPOINT A WORKING PARTY
TO REALISE THIS ZERO VISION AS FAR AS
POSSIBLE
28 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: THAT THE RESULTS ARE TO BE
REPORTED BACK TO THE ANNUAL GENERAL
MEETING EACH YEAR IN WRITING,
PREFERABLY THROUGH INCLUSION OF THE
REPORT IN
29 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO ADOPT A VISION OF ABSOLUTE
EQUALITY BETWEEN MEN AND WOMEN AT ALL
LEVELS WITHIN THE COMPANY
30 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD OF
DIRECTORS TO APPOINT A WORKING PARTY
TO REALISE THIS VISION IN THE LONGER
TERM AND TO CAREFULLY MONITOR DEVELOPME
31 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO ANNUALLY SUBMIT A WRITTEN
REPORT TO THE ANNUAL GENERAL MEETING,
PREFERABLY THROUGH INCLUSION OF THE
REPORT IN THE PRINTED ANNUAL REPORT
32 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD TO TAKE
THE NECESSARY MEASURES TO BRING ABOUT
A SHAREHOLDERS' ASSOCIATION IN THE
COMPANY
33 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: THAT MEMBERS OF THE BOARD
SHALL NOT BE PERMITTED TO INVOICE
THEIR BOARD FEES VIA A LEGAL ENTITY,
SWEDISH OR FOREIGN
34 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD TO DRAW
ATTENTION, BY CONTACTING THE RELEVANT
AUTHORITY (THE GOVERNMENT AND/OR THE
SWEDISH TAX AGENCY), TO THE NEED
35 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: THAT IN THE PERFORMANCE OF
ITS DUTIES, THE NOMINATION COMMITTEE
SHALL PAY PARTICULAR REGARD TO MATTERS
ASSOCIATED WITH ETHICS, GENDER AND
36 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD TO DRAW
ATTENTION, BY CONTACTING THE
GOVERNMENT, TO THE NEED TO INTRODUCE A
NATIONAL SO-CALLED "POLITICIAN
QUARANTIN
37 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD TO DRAW
UP A PROPOSAL FOR REPRESENTATION OF
THE SMALL AND MEDIUM-SIZED
SHAREHOLDERS ON BOTH THE COMPANY'S
BOARD OF D
38 RESOLUTION ON THE FOLLOWING MATTERS FOR AGAINST Management
INITIATED BY SHAREHOLDER THORWALD
ARVIDSSON, PROPOSING THAT THE MEETING
RESOLVE: TO INSTRUCT THE BOARD TO DRAW
ATTENTION, BY CONTACTING THE
GOVERNMENT, TO THE DESIRABILITY OF A
CHANGE IN THE LAW SUCH THAT THE
POSSIBILIT
39 RESOLUTION ON PROPOSAL BY SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON TO AMEND THE
ARTICLES OF ASSOCIATION: AMENDING
SECTION 5 AS FOLLOWS: "BOTH SERIES A
SHARES AND SERIES B SHARES SHALL BE
ENTITLED TO ONE VOTE. IN OTHER RESPECTS
40 RESOLUTION ON PROPOSAL BY SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON TO AMEND THE
ARTICLES OF ASSOCIATION: AMENDING
SECTION 5 AS FOLLOWS: SUPPLEMENTING
SECTION 7 WITH A SECOND PARAGRAPH:
"PERSONS WHO WERE PREVIOUSLY
GOVERNMENT MINISTERS MUST NOT BE
APPOINTED AS MEMBE
--------------------------------------------------------------------------------
H&R R.E.I.T./H&R FINANCE TRUST
Ticker: HRUFF Security ID: 404428203
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 IN RESPECT OF THE REIT: IN RESPECT OF FOR FOR Management
THE ELECTION OF ALEX AVERY AS TRUSTEE
OF THE REIT;
2 IN RESPECT OF THE ELECTION OF ROBERT E. FOR FOR Management
DICKSON AS TRUSTEE OF THE REIT;
3 IN RESPECT OF THE ELECTION OF EDWARD FOR FOR Management
GILBERT AS TRUSTEE OF THE REIT;
4 IN RESPECT OF THE ELECTION OF THOMAS J. FOR FOR Management
HOFSTEDTER AS TRUSTEE OF THE REIT;
5 IN RESPECT OF THE ELECTION OF LAURENCE FOR FOR Management
A. LEBOVIC AS TRUSTEE OF THE REIT;
6 IN RESPECT OF THE ELECTION OF JULI FOR FOR Management
MORROW AS TRUSTEE OF THE REIT;
7 IN RESPECT OF THE ELECTION OF RONALD C. FOR FOR Management
RUTMAN AS TRUSTEE OF THE REIT;
8 IN RESPECT OF THE ELECTION OF STEPHEN FOR FOR Management
L. SENDER AS TRUSTEE OF THE REIT;
9 IN RESPECT OF THE APPOINTMENT OF KPMG FOR FOR Management
LLP AS THE AUDITORS OF THE REIT AND
THE AUTHORIZATION OF THE TRUSTEES OF
THE REIT TO FIX THE REMUNERATION OF
THE AUDITORS OF THE REIT;
10 THE NON-BINDING, ADVISORY RESOLUTION FOR FOR Management
TO ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
MANAGEMENT INFORMATION CIRCULAR DATED
MAY 5, 2017 RELATING TO THE MEETING
(THE "CIRCULAR");
11 IN RESPECT OF THE RESOLUTIONS FOR FOR Management
PROVIDING AUTHORIZATION TO THE
TRUSTEES OF THE REIT TO AMEND THE
DECLARATION OF TRUST OF THE REIT TO
MODIFY THE RESPONSIBILITIES OF THE
INVESTMENT COMMITTEE OF THE REIT, AS
SET FORTH IN SCHEDULE G TO THE
CIRCULAR.
12 IN RESPECT OF FINANCE TRUST: IN FOR FOR Management
RESPECT OF THE ELECTION OF MARVIN
RUBNER AS TRUSTEE OF FINANCE TRUST;
13 IN RESPECT OF THE ELECTION OF SHIMSHON FOR FOR Management
(STEPHEN) GROSS AS TRUSTEE OF FINANCE
TRUST;
14 IN RESPECT OF THE ELECTION OF NEIL FOR FOR Management
SIGLER AS TRUSTEE OF FINANCE TRUST;
15 IN RESPECT OF THE APPOINTMENT OF KPMG FOR FOR Management
LLP AS THE AUDITORS OF FINANCE TRUST
AND AUTHORIZING THE TRUSTEES OF
FINANCE TRUST TO FIX THE REMUNERATION
OF THE AUDITORS OF FINANCE TRUST.
--------------------------------------------------------------------------------
HANG LUNG GROUP LTD, HONG KONG
Ticker: Security ID: Y30148111
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND REPORTS OF
THE DIRECTORS AND OF THE AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MR. GERALD LOKCHUNG CHAN FOR FOR Management
AS A DIRECTOR
6 TO RE-ELECT PROF. LAP-CHEE TSUI AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR. MARTIN CHEUNG KONG FOR FOR Management
LIAO AS A DIRECTOR
8 TO RE-ELECT MR. ADRIEL WENBWO CHAN AS FOR FOR Management
A DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX DIRECTORS' FEES
10 TO RE-APPOINT KPMG AS AUDITOR OF THE FOR FOR Management
COMPANY AND AUTHORIZE THE DIRECTORS TO
FIX AUDITOR'S REMUNERATION
11 TO GIVE GENERAL MANDATE TO DIRECTORS FOR FOR Management
TO BUY BACK SHARES OF THE COMPANY
12 TO GIVE GENERAL MANDATE TO DIRECTORS FOR FOR Management
TO ISSUE ADDITIONAL SHARES OF THE
COMPANY
13 TO APPROVE THE ADDITION OF SHARES OF FOR FOR Management
THE COMPANY BOUGHT BACK TO BE INCLUDED
UNDER THE GENERAL MANDATE IN
RESOLUTION 6
--------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD, CENTRAL DISTRICT
Ticker: Security ID: Y30166105
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND REPORTS OF
THE DIRECTORS AND OF THE AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MR. NELSON WAI LEUNG YUEN FOR FOR Management
AS A DIRECTOR
6 TO RE-ELECT DR. ANDREW KA CHING CHAN FOR FOR Management
AS A DIRECTOR
7 TO RE-ELECT PROF. HSIN KANG CHANG AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR. ADRIEL WENBWO CHAN AS FOR FOR Management
A DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX DIRECTORS' FEES
10 TO RE-APPOINT KPMG AS AUDITOR OF THE FOR FOR Management
COMPANY AND AUTHORIZE THE DIRECTORS TO
FIX AUDITOR'S REMUNERATION
11 TO GIVE GENERAL MANDATE TO DIRECTORS FOR FOR Management
TO BUY BACK SHARES OF THE COMPANY
12 TO GIVE GENERAL MANDATE TO DIRECTORS FOR FOR Management
TO ISSUE ADDITIONAL SHARES OF THE
COMPANY
13 TO APPROVE THE ADDITION OF SHARES OF FOR FOR Management
THE COMPANY BOUGHT BACK TO BE INCLUDED
UNDER THE GENERAL MANDATE IN
RESOLUTION 6
--------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS,INC.
Ticker: Security ID: J18439109
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Revise Convenors FOR FOR Management
and Chairpersons of a Shareholders
Meeting, Eliminate the Articles
Related to Allowing the Board of
Directors to Appoint an Advisor
4 Appoint a Director Sumi, Kazuo FOR FOR Management
5 Appoint a Director Sugiyama, Takehiro FOR FOR Management
6 Appoint a Director Inoue, Noriyuki FOR FOR Management
7 Appoint a Director Mori, Shosuke FOR FOR Management
8 Appoint a Director Shimatani, FOR FOR Management
Yoshishige
9 Appoint a Director Fujiwara, Takaoki FOR FOR Management
10 Appoint a Director Nakagawa, Yoshihiro FOR FOR Management
11 Appoint a Director Shin, Masao FOR FOR Management
12 Appoint a Director Araki, Naoya FOR FOR Management
13 Appoint a Corporate Auditor Ishibashi, FOR FOR Management
Masayoshi
14 Appoint a Corporate Auditor Komiyama, FOR FOR Management
Michiari
--------------------------------------------------------------------------------
HANNOVER RUCK SE
Ticker: Security ID: D3015J135
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 1,034,000,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.50 PER NO-PAR SHARE
PAYMENT OF A BONUS OF EUR 1.50 PER
NO-PAR SHARE EUR 431,014,330
7 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
8 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
--------------------------------------------------------------------------------
HANWA CO.,LTD.
Ticker: Security ID: J18774166
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Streamline Business FOR FOR Management
Lines, Revise Convenors and
Chairpersons of a Shareholders Meeting
and Board of Directors Meeting, Revise
Directors with Title, Clarify an
Executive Officer System
5 Appoint a Director Kita, Shuji FOR FOR Management
6 Appoint a Director Furukawa, Hironari FOR FOR Management
7 Appoint a Director Serizawa, Hiroshi FOR FOR Management
8 Appoint a Director Ogasawara, Akihiko FOR FOR Management
9 Appoint a Director Kato, Yasumichi FOR FOR Management
10 Appoint a Director Nagashima, Hidemi FOR FOR Management
11 Appoint a Director Nakagawa, Yoichi FOR FOR Management
12 Appoint a Director Kurata, Yasuharu FOR FOR Management
13 Appoint a Director Seki, Osamu FOR FOR Management
14 Appoint a Director Hori, Ryuji FOR FOR Management
15 Appoint a Director Yamamoto, Hiromasa FOR FOR Management
16 Appoint a Director Hatanaka, Yasushi FOR FOR Management
17 Appoint a Director Sasayama, Yoichi FOR FOR Management
18 Appoint a Director Ideriha, Chiro FOR FOR Management
19 Appoint a Corporate Auditor Kawanishi, FOR FOR Management
Hideo
20 Appoint a Corporate Auditor Togawa, FOR FOR Management
Naoyuki
--------------------------------------------------------------------------------
HEIDELBERGCEMENT AG, HEIDELBERG
Ticker: Security ID: D31709104
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 1.60 PER SHARE
6 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
BERND SCHEIFELE FOR FISCAL 2016
7 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
DOMINIK VON ACHTEN FOR FISCAL 2016
8 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
DANIEL GAUTHIER FOR FISCAL 2016
9 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
KEVIN GLUSKIE FOR FISCAL 2016
10 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
HAKAN GURDAL FOR FISCAL 2016
11 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
ANDREAS KERN FOR FISCAL 2016
12 APPROVE DISCHARGE OF BOARD MEMBER JON FOR FOR Management
MORRISH FOR FISCAL 2016
13 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
LORENZ NAEGER FOR FISCAL 2016
14 APPROVE DISCHARGE OF BOARD MEMBER FOR FOR Management
ALBERT SCHEUER FOR FISCAL 2016
15 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER FRITZ-JUERGEN HECKMANN FOR
FISCAL 2016
16 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER HEINZ SCHMITT FOR FISCAL 2016
17 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER JOSEF HEUMANN FOR FISCAL 2016
18 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER GABRIELE KAILING FOR FISCAL 2016
19 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER HANS GEORG KRAUT FOR FISCAL 2016
20 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER LUDWIG MERCKLE FORFISCAL 2016
21 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER TOBIAS MERCKLE FOR FISCAL 2016
22 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER ALAN JAMES MURRAY FOR FISCAL
2016
23 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER JUERGEN SCHNEIDER FOR FISCAL
2016
24 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER WERNER SCHRAEDER FOR FISCAL 2016
25 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER FRANK-DIRK STEININGER FOR
FISCAL 2016
26 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER STEPHAN WEHNING FOR FISCAL 2016
27 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER MARION WEISSENBERGER-EIBL FOR
FISCAL 2016
28 RATIFY ERNST AND YOUNG GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
--------------------------------------------------------------------------------
HEINEKEN HOLDING NV, AMSTERDAM
Ticker: Security ID: N39338194
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE 2016 FINANCIAL YEAR
5 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS
6 AUTHORISATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ACQUIRE OWN SHARES
7 AUTHORISATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE (RIGHTS TO) SHARES
8 AUTHORISATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO RESTRICT OR EXCLUDE
SHAREHOLDERS' PRE-EMPTIVE RIGHTS
9 REAPPOINTMENT OF THE EXTERNAL AUDITOR FOR FOR Management
FOR A PERIOD OF THREE YEARS: DELOITTE
10 REAPPOINTMENT OF MR M. DAS AS A FOR FOR Management
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
11 REAPPOINTMENT OF MR A.A.C. DE CARVALHO FOR FOR Management
AS A NON-EXECUTIVE MEMBER OF THE BOARD
OF DIRECTORS
--------------------------------------------------------------------------------
HEINEKEN N.V.
Ticker: Security ID: N39427211
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
5 APPROVE DIVIDENDS OF EUR1.34 PER SHARE FOR FOR Management
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
8 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
9 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
10 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM ISSUANCE UNDER ITEM 2B
11 AMEND PERFORMANCE CRITERIA OF FOR FOR Management
LONG-TERM INCENTIVE PLAN
12 RATIFY DELOITTE AS AUDITORS FOR FOR Management
13 REELECT J.F.M.L. VAN BOXMEER TO FOR FOR Management
MANAGEMENT BOARD
14 REELECT M. DAS TO SUPERVISORY BOARD FOR FOR Management
15 REELECT V.C.O.B.J. NAVARRE TO FOR FOR Management
SUPERVISORY BOARD
--------------------------------------------------------------------------------
HERA S.P.A., BOLOGNA
Ticker: Security ID: T5250M106
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE BALANCE SHEET AS OF 31 FOR FOR Management
DECEMBER 2016, REPORT ON MANAGEMENT
ACTIVITY, NET INCOME ALLOCATION AND
INTERNAL AND EXTERNAL AUDITORS'
REPORTS: RESOLUTIONS RELATED THERETO.
TO PRESENT THE CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2016
3 TO PRESENT THE GOVERNANCE REPORT AND FOR FOR Management
NON-BINDING RESOLUTION ABOUT REWARDING
POLICY
4 TO RENEW THE AUTHORISATION TO THE FOR FOR Management
PURCHASE OF OWN SHARES AND THEIR
CONDITION OF DISPOSAL: RESOLUTIONS
RELATED THERETO
7 TO APPOINT BOARD OF DIRECTORS' FOR FOR Management
MEMBERS: RESOLUTIONS RELATED THERETO:
LIST WAS PRESENTED BY PUBLIC BODIES
AND THE CANDIDATES' NAMES ARE: TOMASO
TOMMASI DI VIGNANO, STEFANO VENIER,
GIOVANNI BASILE, GIORGIA GAGLIARDI,
STEFANO MANARA, DANILO MANFREDI,
GIOVANN
8 TO APPOINT BOARD OF DIRECTORS' FOR ABSTAIN Management
MEMBERS: RESOLUTIONS RELATED THERETO:
LIST WAS PRESENTED BY PRIVATE FUNDS
AND THE CANDIDATES' NAMES ARE: RAUHE
ERWIN P.W., FIORE FRANCESCA, REGOLI
DUCCIO, BIANCHI SOFIA, MUZI SILVIA
9 TO APPOINT BOARD OF DIRECTORS' FOR ABSTAIN Management
MEMBERS: RESOLUTIONS RELATED THERETO:
LIST WAS PRESENTED BY GSGR S.P.A. AND
THE CANDIDATES' NAMES ARE: MASSIMO
GIUSTI, BRUNO TANI, FABIO BACCHILEGA,
VALERIA FALCE
10 TO STATE BOARD OF DIRECTORS' MEMBERS' FOR FOR Management
EMOLUMENT: RESOLUTIONS RELATED THERETO
13 TO APPOINT INTERNAL AUDITORS' MEMBERS FOR FOR Management
AND THEIR PRESIDENT: RESOLUTIONS
RELATED THERETO: LIST WAS PRESENTED BY
PUBLIC BODIES AND THE CANDIDATES'
NAMES ARE: EFFECTIVE STATUTORY
AUDITORS: MARIANNA GIROLOMINI, ANTONIO
GAIANI AND ALTERNATE STATUTORY
AUDITOR: V
14 TO APPOINT INTERNAL AUDITORS' MEMBERS FOR AGAINST Management
AND THEIR PRESIDENT: RESOLUTIONS
RELATED THERETO: LIST WAS PRESENTED BY
PRIVATE FUNDS AND THE CANDIDATES'
NAMES ARE: EFFECTIVE STATUTORY
AUDITOR: AMATO MYRIAM AND ALTERNATE
STATUTORY AUDITORS: GNOCCHI STEFANO,
ROLLINO
15 TO APPOINT INTERNAL AUDITORS' MEMBERS FOR AGAINST Management
AND THEIR PRESIDENT: RESOLUTIONS
RELATED THERETO: LIST WAS PRESENTED BY
GSGR S.P.A. AND THE CANDIDATES' NAMES
ARE: EFFECTIVE STATUTORY AUDITOR:
ELISABETTA BALDAZZI AND ALTERNATE
STATUTORY AUDITOR: ANTONIO VENTURINI
16 TO STATE INTERNAL AUDITORS' EMOLUMENT: FOR FOR Management
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------
HITACHI CONSTRUCTION MACHINERY CO.,LTD.
Ticker: Security ID: J20244109
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Okuhara, Kazushige FOR FOR Management
3 Appoint a Director Toyama, Haruyuki FOR FOR Management
4 Appoint a Director Hirakawa, Junko FOR FOR Management
5 Appoint a Director Ishizuka, Tatsuro FOR FOR Management
6 Appoint a Director Okada, Osamu FOR FOR Management
7 Appoint a Director Katsurayama, Tetsuo FOR FOR Management
8 Appoint a Director Saito, Yutaka FOR FOR Management
9 Appoint a Director Sumioka, Koji FOR FOR Management
10 Appoint a Director Hirano, Kotaro FOR FOR Management
11 Appoint a Director Fujii, Hirotoyo FOR FOR Management
--------------------------------------------------------------------------------
HITACHI MAXELL,LTD.
Ticker: Security ID: J20496121
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption-Type Company Split FOR FOR Management
Agreement
2 Amend Articles to: Change Official FOR FOR Management
Company Name to Maxell Holdings, Ltd.,
Change Company Location to KYOTO,
Expand Business Lines
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Senzai,
Yoshihiro
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Katsuta,
Yoshiharu
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Iwasaki,
Meiro
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yoshitake, Kenichi
--------------------------------------------------------------------------------
HITACHI,LTD.
Ticker: Security ID: J20454112
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Baba Kalyani FOR FOR Management
3 Appoint a Director Cynthia Carroll FOR FOR Management
4 Appoint a Director Sakakibara, Sadayuki FOR FOR Management
5 Appoint a Director George Buckley FOR FOR Management
6 Appoint a Director Louise Pentland FOR FOR Management
7 Appoint a Director Mochizuki, Harufumi FOR FOR Management
8 Appoint a Director Yamamoto, Takatoshi FOR FOR Management
9 Appoint a Director Philip Yeo FOR FOR Management
10 Appoint a Director Yoshihara, Hiroaki FOR FOR Management
11 Appoint a Director Tanaka, Kazuyuki FOR FOR Management
12 Appoint a Director Nakanishi, Hiroaki FOR FOR Management
13 Appoint a Director Nakamura, Toyoaki FOR FOR Management
14 Appoint a Director Higashihara, FOR FOR Management
Toshiaki
--------------------------------------------------------------------------------
HOCHTIEF AG, ESSEN
Ticker: Security ID: D33134103
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 USE OF UNAPPROPRIATED NET PROFIT: FOR FOR Management
DISTRIBUTION OF A DIVIDEND OF EUR 2.60
FOR EACH NO-PAR-VALUE SHARE WITH
DIVIDEND ENTITLEMENT FOR 2016
6 RATIFICATION OF THE ACTS OF THE FOR FOR Management
MEMBERS OF THE EXECUTIVE BOARD
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
MEMBERS OF THE SUPERVISORY BOARD
8 APPOINTMENT OF THE AUDITOR AND GROUP FOR FOR Management
AUDITOR: DELOITTE GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
9 RESOLUTION ON AN AMENDMENT FOR FOR Management
SUPPLEMENTING SECTION 2 (1) OF THE
ARTICLES OF ASSOCIATION
10 AUTHORIZATION TO ISSUE WARRANT-LINKED FOR FOR Management
AND CONVERTIBLE BONDS, PROFIT
PARTICIPATION RIGHTS OR PARTICIPATING
BONDS, OR ANY COMBINATION OF SUCH
INSTRUMENTS, AND TO EXCLUDE
SUBSCRIPTION RIGHTS TO SUCH
WARRANT-LINKED AND CONVERTIBLE BONDS,
PROFIT PARTICIPATION
11 RESOLUTION TO REVOKE THE EXISTING FOR FOR Management
AUTHORIZED CAPITAL I, TO CREATE
AUTHORIZED CAPITAL, AND TO MAKE THE
RELEVANT AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------
HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED
Ticker: Security ID: J21378104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sato, Yoshitaka FOR FOR Management
4 Appoint a Director Mayumi, Akihiko FOR FOR Management
5 Appoint a Director Fujii, Yutaka FOR FOR Management
6 Appoint a Director Mori, Masahiro FOR FOR Management
7 Appoint a Director Sakai, Ichiro FOR FOR Management
8 Appoint a Director Oi, Noriaki FOR FOR Management
9 Appoint a Director Ishiguro, Motoi FOR FOR Management
10 Appoint a Director Ujiie, Kazuhiko FOR FOR Management
11 Appoint a Director Uozumi, Gen FOR FOR Management
12 Appoint a Director Takahashi, Takao FOR FOR Management
13 Appoint a Director Yabushita, Hiromi FOR FOR Management
14 Appoint a Director Seo, Hideo FOR FOR Management
15 Appoint a Director Ichikawa, Shigeki FOR FOR Management
16 Appoint a Director Sasaki, Ryoko FOR FOR Management
17 Appoint a Corporate Auditor Furugori, FOR FOR Management
Hiroaki
18 Appoint a Corporate Auditor Akita, Koji FOR FOR Management
19 Appoint a Corporate Auditor Hasegawa, FOR FOR Management
Jun
20 Appoint a Corporate Auditor Fujii, FOR FOR Management
Fumiyo
21 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
22 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
23 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
24 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
25 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (5)
26 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (6)
27 Shareholder Proposal: Remove a AGAINST AGAINST Shareholder
Director Sato, Yoshitaka
--------------------------------------------------------------------------------
HOKUHOKU FINANCIAL GROUP, INC.
Ticker: Security ID: J21903109
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines, Transition to a Company with
Supervisory Committee, Increase the
Board of Directors Size to 15, Adopt
Reduction of Liability System for
Non-Executive Directors
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ihori,
Eishin
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sasahara, Masahiro
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Mugino,
Hidenori
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kanema,
Yuji
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Yoshida,
Takeshi
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Asabayashi, Takashi
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ogura,
Takashi
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kikushima, Satoshi
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kawada, Tatsuo
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Nakagawa, Ryoji
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Manabe, Masaaki
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Suzuki, Nobuya
16 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
17 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
18 Approve Details of Compensation as FOR FOR Management
Stock-Linked Compensation Type Stock
Options for Directors except Outside
Directors and Directors except as
Supervisory Committee Members
--------------------------------------------------------------------------------
HOKURIKU ELECTRIC POWER COMPANY
Ticker: Security ID: J22050108
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Ataka, Tateki FOR FOR Management
4 Appoint a Director Ishiguro, Nobuhiko FOR FOR Management
5 Appoint a Director Ojima, Shiro FOR FOR Management
6 Appoint a Director Kanai, Yutaka FOR FOR Management
7 Appoint a Director Kawada, Tatsuo FOR FOR Management
8 Appoint a Director Kyuwa, Susumu FOR FOR Management
9 Appoint a Director Sugawa, Motonobu FOR FOR Management
10 Appoint a Director Sono, Hiroaki FOR FOR Management
11 Appoint a Director Takagi, Shigeo FOR FOR Management
12 Appoint a Director Takabayashi, FOR FOR Management
Yukihiro
13 Appoint a Director Mizuno, Koichi FOR FOR Management
14 Appoint a Director Yano, Shigeru FOR FOR Management
15 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
16 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
17 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (5)
20 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (6)
--------------------------------------------------------------------------------
HOME RETAIL GROUP PLC, MILTON KEYNES
Ticker: Security ID: G4581D103
Meeting Date: JUL 27, 2016 Meeting Type: Court Meeting
Record Date: JUL 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF SCHEME FOR FOR Management
--------------------------------------------------------------------------------
HOME RETAIL GROUP PLC, MILTON KEYNES
Ticker: Security ID: G4581D103
Meeting Date: JUL 27, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION IS TO APPROVE: FOR FOR Management
(I) ALL SUCH STEPS AS ARE NECESSARY TO
BE TAKEN FOR THE PURPOSE OF GIVING
EFFECT TO THE SCHEME AND THE
ACQUISITION; (II) THE AMENDMENTS TO
THE COMPANY'S ARTICLES OF ASSOCIATION;
AND (III) THE NEWCO REDUCTION OF CAPITA
--------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD.
Ticker: Security ID: J22302111
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 20, Transition to
a Company with Supervisory Committee
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hachigo,
Takahiro
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kuraishi, Seiji
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Matsumoto, Yoshiyuki
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Mikoshiba, Toshiaki
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Yamane,
Yoshi
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takeuchi, Kohei
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kunii,
Hideko
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ozaki,
Motoki
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ito,
Takanobu
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Yoshida, Masahiro
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Suzuki, Masafumi
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Hiwatari, Toshiaki
16 Appoint a Director as Supervisory FOR FOR Management
Committee Members Takaura, Hideo
17 Appoint a Director as Supervisory FOR FOR Management
Committee Members Tamura, Mayumi
18 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
19 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
--------------------------------------------------------------------------------
HOYA CORPORATION
Ticker: Security ID: J22848105
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Koeda, Itaru FOR FOR Management
3 Appoint a Director Uchinaga, Yukako FOR FOR Management
4 Appoint a Director Urano, Mitsudo FOR FOR Management
5 Appoint a Director Takasu, Takeo FOR FOR Management
6 Appoint a Director Kaihori, Shuzo FOR FOR Management
7 Appoint a Director Suzuki, Hiroshi FOR FOR Management
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: G4634U169
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT & FOR FOR Management
ACCOUNTS 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT
3 TO ELECT DAVID NISH AS A DIRECTOR FOR FOR Management
4 TO ELECT JACKSON TAI AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT PHILLIP AMEEN AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT KATHLEEN CASEY AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT LAURA CHA AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT HENRI DE CASTRIES AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT LORD EVANS OF WEARDALE AS FOR FOR Management
A DIRECTOR
10 TO RE-ELECT JOACHIM FABER AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT STUART GULLIVER AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT IRENE LEE AS A DIRECTOR FOR FOR Management
14 TO RE-ELECT JOHN LIPSKY AS A DIRECTOR FOR FOR Management
15 TO RE-ELECT IAIN MACKAY AS A DIRECTOR FOR FOR Management
16 TO RE-ELECT HEIDI MILLER AS A DIRECTOR FOR FOR Management
17 TO RE-ELECT MARC MOSES AS A DIRECTOR FOR FOR Management
18 TO RE-ELECT JONATHAN SYMONDS AS A FOR FOR Management
DIRECTOR
19 TO RE-ELECT PAULINE VAN DER MEER MOHR FOR FOR Management
AS A DIRECTOR
20 TO RE-ELECT PAUL WALSH AS A DIRECTOR FOR FOR Management
21 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITOR OF THE COMPANY
22 TO AUTHORISE THE GROUP AUDIT COMMITTEE FOR FOR Management
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
23 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
24 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
25 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
26 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
FOR ACQUISITIONS
27 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
ANY REPURCHASED SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN ORDINARY SHARES
29 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES IN RELATION TO
CONTINGENT CONVERTIBLE SECURITIES
30 TO DISAPPLY PRE-EMPTION RIGHTS IN FOR FOR Management
RELATION TO THE ISSUE OF CONTINGENT
CONVERTIBLE SECURITIES
31 TO APPROVE GENERAL MEETINGS (OTHER FOR FOR Management
THAN ANNUAL GENERAL MEETINGS) BEING
CALLED ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
HUDSON'S BAY COMPANY
Ticker: HBAYF Security ID: 444218101
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
3 RESOLVED THAT ON AN ADVISORY BASIS AND FOR FOR Management
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THE SHAREHOLDERS ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DELIVERED IN
ADVANCE
--------------------------------------------------------------------------------
HUGO BOSS AG, METZINGEN
Ticker: Security ID: D34902102
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT. THE
DISTRIBUTABLE PROFIT IN THE AMOUNT OF
EUR 183,040,000 SHALL BE APPROPRIATED
AS FOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 2.60 PER DIVIDEND-ENTITLED NO-PAR
SHARE EX-DIVIDEND DATE: MAY 24, 2017 PA
7 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
8 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
9 APPOINTMENT OF AUDITORS: THE FOLLOWING FOR FOR Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2017 FINANCIAL YEAR AND FOR THE REVIEW
OF THE INTERIM HALF-YEAR FINANCIAL
STATEMENTS: ERNST & YOUNG GMBH,
STUTTGART
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HUSKF Security ID: 448055103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION.
--------------------------------------------------------------------------------
HUTCHISON PORT HOLDINGS TRUST, SINGAPORE
Ticker: Security ID: Y3780D104
Meeting Date: APR 24, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE REPORT OF THE FOR FOR Management
TRUSTEE-MANAGER, STATEMENT BY THE
TRUSTEE-MANAGER AND THE AUDITED
FINANCIAL STATEMENTS OF HPH TRUST FOR
THE YEAR ENDED 31 DECEMBER 2016
TOGETHER WITH THE INDEPENDENT
AUDITOR'S REPORT THEREON
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE AUDITOR OF HPH TRUST AND TO
AUTHORISE THE DIRECTORS OF THE
TRUSTEE-MANAGER TO FIX ITS REMUNERATION
3 GENERAL MANDATE TO ISSUE UNITS IN HPH FOR FOR Management
TRUST ("UNITS")
--------------------------------------------------------------------------------
HYSAN DEVELOPMENT CO LTD, CAUSEWAY BAY
Ticker: Security ID: Y38203124
Meeting Date: MAY 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE STATEMENT FOR FOR Management
OF ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2016 AND THE REPORTS OF THE
DIRECTORS AND AUDITOR THEREON
4 TO RE-ELECT MS. IRENE YUN LIEN LEE FOR FOR Management
5 TO RE-ELECT MR. PHILIP YAN HOK FAN FOR FOR Management
6 TO RE-ELECT MR. HANS MICHAEL JEBSEN FOR FOR Management
7 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS AUDITOR OF THE COMPANY AT A FEE TO
BE AGREED BY THE DIRECTORS
8 TO GIVE DIRECTORS A GENERAL MANDATE TO FOR FOR Management
ISSUE AND DISPOSE OF ADDITIONAL SHARES
IN THE COMPANY NOT EXCEEDING 10% WHERE
THE SHARES ARE TO BE ALLOTTED WHOLLY
FOR CASH, AND IN ANY EVENT 20%, OF THE
NUMBER OF ITS ISSUED SHARES
9 TO GIVE DIRECTORS A GENERAL MANDATE TO FOR FOR Management
REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF ITS
ISSUED SHARES
10 TO APPROVE THE AMENDMENTS TO THE FOR FOR Management
ARTICLES OF ASSOCIATION: ARTICLE 131
--------------------------------------------------------------------------------
IAMGOLD CORP, TORONTO, ON
Ticker: Security ID: 450913108
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: JOHN E. CALDWELL FOR FOR Management
3 ELECTION OF DIRECTOR: DONALD K. CHARTER FOR FOR Management
4 ELECTION OF DIRECTOR: SYBIL E. VEENMAN FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD J. HALL FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN J. J. FOR FOR Management
LETWIN
7 ELECTION OF DIRECTOR: MAHENDRA NAIK FOR FOR Management
8 ELECTION OF DIRECTOR: TIMOTHY R. SNIDER FOR FOR Management
9 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
10 RESOLVED, ON AN ADVISORY BASIS, AND FOR FOR Management
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
THE CORPORATION'S INFORMATION CIRCULAR
DELIVER
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IAG Security ID: 450913108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 RESOLVED, ON AN ADVISORY BASIS, AND FOR FOR Management
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
THE CORPORATION'S INFORMATION CIRCULAR
DELIVER
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 RESOLVED, ON AN ADVISORY BASIS, AND FOR FOR Management
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
THE CORPORATION'S INFORMATION CIRCULAR
DELIVER
--------------------------------------------------------------------------------
IBERDROLA, S.A.
Ticker: Security ID: E6165F166
Meeting Date: MAR 31, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL AND FOR FOR Management
CONSOLIDATED ANNUAL ACCOUNTS FOR
FINANCIAL YEAR 2016
2 APPROVAL OF THE INDIVIDUAL AND FOR FOR Management
CONSOLIDATED MANAGEMENT REPORTS FOR
FINANCIAL YEAR 2016
3 APPROVAL OF THE MANAGEMENT AND FOR FOR Management
ACTIVITIES OF THE BOARD OF DIRECTORS
DURING FINANCIAL YEAR 2016
4 APPOINTMENT OF KPMG AUDITORES, S.L. AS FOR FOR Management
NEW AUDITOR OF THE COMPANY AND OF ITS
CONSOLIDATED GROUP FOR FINANCIAL YEARS
2017, 2018, AND 2019
5 APPROVAL OF THE PREAMBLE TO THE BY-LAWS FOR FOR Management
6 AMENDMENT OF ARTICLES 7 AND 8 OF THE FOR FOR Management
BY-LAWS TO REFLECT THE COMPANY'S
COMMITMENT TO MAXIMISATION OF THE
SOCIAL DIVIDEND AND TO THE MISSION,
VISION, AND VALUES OF THE IBERDROLA
GROUP
7 AMENDMENT OF ARTICLE 14 OF THE FOR FOR Management
REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING TO STRENGTHEN
THE RIGHT TO RECEIVE INFORMATION AND
TO MAKE TECHNICAL IMPROVEMENTS
8 AMENDMENT OF ARTICLES 19 AND 39 OF THE FOR FOR Management
REGULATIONS FOR THE GENERAL
SHAREHOLDERS' MEETING TO EXPAND THE
CHANNELS FOR PARTICIPATION IN THE
GENERAL SHAREHOLDERS' MEETING
9 APPOINTMENT OF MR JUAN MANUEL GONZALEZ FOR FOR Management
SERNA AS INDEPENDENT DIRECTOR
10 APPOINTMENT OF MR FRANCISCO MARTINEZ FOR FOR Management
CORCOLES AS EXECUTIVE DIRECTOR
11 APPROVAL OF THE PROPOSED ALLOCATION OF FOR FOR Management
PROFITS/LOSSES AND DISTRIBUTION OF
DIVIDENDS FOR FINANCIAL YEAR 2016
12 APPROVAL OF AN INCREASE IN CAPITAL BY FOR FOR Management
MEANS OF A SCRIP ISSUE AT A MAXIMUM
REFERENCE MARKET VALUE OF 1,032
MILLION EUROS
13 APPROVAL OF AN INCREASE IN CAPITAL BY FOR FOR Management
MEANS OF A SCRIP ISSUE AT A MAXIMUM
REFERENCE MARKET VALUE OF 1,168
MILLION EUROS. AS REGARDS EACH OF THE
INCREASES, WHICH IMPLEMENT THE
"IBERDROLA FLEXIBLE DIVIDEND" SYSTEM,
IT IS PROPOSED TO: (I) OFFER THAT THE
COMP
14 APPROVAL OF A REDUCTION IN SHARE FOR FOR Management
CAPITAL BY MEANS OF THE RETIREMENT OF
219,990,000 OWN SHARES (3.41% OF THE
SHARE CAPITAL). DELEGATION OF POWERS
FOR THE IMPLEMENTATION THEREOF
15 APPROVAL OF A STRATEGIC BONUS FOR THE FOR FOR Management
EXECUTIVE DIRECTORS AND MANAGEMENT
PERSONNEL LINKED TO THE COMPANY'S
PERFORMANCE FOR THE 2017-2019 PERIOD,
TO BE PAID THROUGH THE DELIVERY OF
SHARES. DELEGATION OF POWERS FOR THE
FURTHER DEVELOPMENT AND IMPLEMENTATION
16 CONSULTATIVE VOTE REGARDING THE ANNUAL FOR FOR Management
DIRECTOR REMUNERATION REPORT FOR
FINANCIAL YEAR 2016
17 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SIMPLE DEBENTURES
AND OTHER FIXED-INCOME SECURITIES THAT
ARE NEITHER EXCHANGEABLE FOR NOR
CONVERTIBLE INTO SHARES, AS WELL AS TO
GUARANTEE THE ISSUE OF SECURITIES BY
THE COMPANY'S SUBSIDIARIES, WITH A
LIMIT
18 DELEGATION OF POWERS FOR THE FOR FOR Management
FORMALISATION AND CONVERSION INTO A
PUBLIC INSTRUMENT OF THE RESOLUTIONS
ADOPTED
--------------------------------------------------------------------------------
IBIDEN CO.,LTD.
Ticker: Security ID: J23059116
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 23, Transition to
a Company with Supervisory Committee
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takenaka, Hiroki
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Aoki,
Takeshi
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nishida,
Tsuyoshi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kodama,
Kozo
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yamaguchi, Chiaki
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Mita,
Toshio
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yoshihisa, Koichi
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Sakashita, Keiichi
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kuwayama, Yoichi
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kato, Fumio
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Horie, Masaki
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kawai, Nobuko
15 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Komori,
Shogo
16 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
17 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
18 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors except
Outside Directors and Directors as
Supervisory Committee Members
19 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
ICAP PLC, LONDON
Ticker: Security ID: G46981117
Meeting Date: JUL 13, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT, WHICH FOR FOR Management
INCLUDES THE STRATEGIC REPORT, THE
DIRECTORS' REPORT, THE AUDITORS'
REPORT AND THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED 31 MARCH 2016
2 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 MARCH 2016 OF 15.4P FOR
EACH ORDINARY SHARE IN THE CAPITAL OF
THE COMPANY
3 TO APPOINT STUART BRIDGES AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 TO RE-ELECT CHARLES GREGSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MICHAEL SPENCER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT JOHN SIEVWRIGHT AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT IVAN RITOSSA AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT ROBERT STANDING AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITOR OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31 MARCH 2017
10 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
SET THE REMUNERATION OF THE AUDITOR OF
THE COMPANY
11 TO APPROVE THE REMUNERATION REPORT FOR FOR Management
(OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY REPORT)
FOR THE YEAR ENDED 31 MARCH 2016
12 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
13 AUTHORITY OF DIRECTORS TO ALLOT SHARES FOR FOR Management
14 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR Management
RIGHTS
15 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
--------------------------------------------------------------------------------
ICAP PLC, LONDON
Ticker: Security ID: G46981117
Meeting Date: SEP 09, 2016 Meeting Type: Ordinary General Meeting
Record Date: AUG 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE NEWCO REDUCTION OF FOR FOR Management
CAPITAL, DEMERGER AND SHARE
CONSOLIDATION AS DESCRIBED IN THE
NOTICE OF SECOND GENERAL MEETING
CONTAINED IN THE SUPPLEMENTARY SCHEME
CIRCULAR MADE AVAILABLE TO MEMBERS ON
OR AROUND 17 AUGUST 2016
--------------------------------------------------------------------------------
ICAP PLC, LONDON
Ticker: Security ID: G46981117
Meeting Date: SEP 09, 2016 Meeting Type: Court Meeting
Record Date: AUG 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE THE SCHEME FOR FOR Management
--------------------------------------------------------------------------------
IDEMITSU KOSAN CO.,LTD.
Ticker: Security ID: J2388K103
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Tsukioka, Takashi FOR FOR Management
3 Appoint a Director Seki, Daisuke FOR FOR Management
4 Appoint a Director Matsushita, Takashi FOR FOR Management
5 Appoint a Director Kito, Shunichi FOR FOR Management
6 Appoint a Director Nibuya, Susumu FOR FOR Management
7 Appoint a Director Maruyama, Kazuo FOR FOR Management
8 Appoint a Director Sagishima, Toshiaki FOR FOR Management
9 Appoint a Director Homma, Kiyoshi FOR FOR Management
10 Appoint a Director Yokota, Eri FOR FOR Management
11 Appoint a Director Ito, Ryosuke FOR FOR Management
12 Appoint a Director Kikkawa, Takeo FOR FOR Management
13 Appoint a Director Mackenzie Clugston FOR FOR Management
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Kai, Junko
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGIFF Security ID: 449586106
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN RESPECT OF THE APPOINTMENT OF FOR FOR Management
DELOITTE LLP, AS AUDITORS.
--------------------------------------------------------------------------------
IHI CORPORATION
Ticker: Security ID: J2398N105
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Saito, Tamotsu FOR FOR Management
3 Appoint a Director Mitsuoka, Tsugio FOR FOR Management
4 Appoint a Director Sekido, Toshinori FOR FOR Management
5 Appoint a Director Terai, Ichiro FOR FOR Management
6 Appoint a Director Otani, Hiroyuki FOR FOR Management
7 Appoint a Director Mochizuki, Mikio FOR FOR Management
8 Appoint a Director Shikina, Tomoharu FOR FOR Management
9 Appoint a Director Kuwata, Atsushi FOR FOR Management
10 Appoint a Director Fujiwara, Taketsugu FOR FOR Management
11 Appoint a Director Kimura, Hiroshi FOR FOR Management
12 Appoint a Director Yamada, Takeshi FOR FOR Management
13 Appoint a Director Awai, Kazuki FOR FOR Management
14 Appoint a Director Ishimura, Kazuhiko FOR FOR Management
15 Appoint a Director Tanaka, Yayoi FOR FOR Management
16 Appoint a Corporate Auditor Suga, Taizo FOR FOR Management
17 Appoint a Corporate Auditor Yatsu, FOR FOR Management
Tomomi
18 Amend the Compensation to be received FOR FOR Management
by Directors
19 Approve Adoption of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
20 Approve Share Consolidation FOR FOR Management
--------------------------------------------------------------------------------
IMI PLC, BIRMINGHAM
Ticker: Security ID: G47152114
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE ANNUAL REPORT AND ACCOUNTS FOR FOR Management
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 DECLARATION OF DIVIDEND FOR FOR Management
4 RE-ELECTION OF LORD SMITH OF KELVIN FOR FOR Management
5 RE-ELECTION OF CARL-PETER FORSTER FOR FOR Management
6 RE-ELECTION OF ROSS MCINNES FOR FOR Management
7 RE-ELECTION OF BIRGIT NORGAARD FOR FOR Management
8 RE-ELECTION OF MARK SELWAY FOR FOR Management
9 RE-ELECTION OF ISOBEL SHARP FOR FOR Management
10 RE-ELECTION OF DANIEL SHOOK FOR FOR Management
11 RE-ELECTION OF BOB STACK FOR FOR Management
12 RE-ELECTION OF ROY TWITE FOR FOR Management
13 RE-APPOINTMENT OF AUDITOR FOR FOR Management
14 AUTHORITY TO SET AUDITOR'S REMUNERATION FOR FOR Management
15 AUTHORITY TO ALLOT SHARES FOR FOR Management
16 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
17 AUTHORITY TO ALLOT SECURITIES FOR CASH FOR FOR Management
FOR GENERAL FINANCING
18 AUTHORITY TO ALLOT SECURITIES FOR FOR FOR Management
SPECIFIC FINANCING
19 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
20 NOTICE OF GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
IMMOFINANZ AG, WIEN
Ticker: Security ID: A27849149
Meeting Date: SEP 29, 2016 Meeting Type: Ordinary General Meeting
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.06 PER SHARE
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
6 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD MEMBERS
7 RATIFY DELOITTE AUDIT FOR FOR Management
WIRTSCHAFTSPRUEFUNGS GMBH AS AUDITORS
8 REELECT SUPERVISORY BOARD MEMBER FOR FOR Management
MICHAEL KNAP
9 REELECT SUPERVISORY BOARD MEMBER FOR FOR Management
RUDOLF FRIES
10 REELECT SUPERVISORY BOARD MEMBER FOR FOR Management
CHRISTIAN BOEHM
11 REELECT SUPERVISORY BOARD MEMBER NICK FOR FOR Management
VAN OMMEN
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND FOR FOR Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
13 APPROVE DISPUTE SETTLEMENT WITH FORMER FOR FOR Management
EXECUTIVE BOARD MEMBER NORBERT GERTNER
--------------------------------------------------------------------------------
IMMOFINANZ AG, WIEN
Ticker: Security ID: A27849149
Meeting Date: JUN 01, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ALLOCATION OF NET PROFITS: EUR 0.06 FOR FOR Management
3 DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
4 DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
5 REMUNERATION FOR SUPERVISORY BOARD FOR FOR Management
6 ELECTION OF EXTERNAL AUDITOR: DELOITTE FOR FOR Management
AUDIT WIRTSCHAFTSPRUEFUNGS GMBH
7 BUYBACK AND USAGE OF OWN SHARES FOR FOR Management
8 AMENDMENT OF ARTICLES FOR FOR Management
9 CONCLUSION OF SETTLEMENT AGREEMENT FOR FOR Management
WITH FORMER MEMBER OF MANAGEMENT
BOARD, MR. PETRIKOVICS
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC, BRISTOL
Ticker: Security ID: G4721W102
Meeting Date: FEB 01, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT AND ACCOUNTS FOR FOR Management
2 DIRECTORS REMUNERATION REPORT FOR FOR Management
3 DIRECTORS REMUNERATION POLICY FOR FOR Management
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MRS A J COOPER FOR FOR Management
6 TO ELECT MRS T M ESPERDY FOR FOR Management
7 TO RE-ELECT MR D J HAINES FOR FOR Management
8 TO RE-ELECT MR M R PHILLIPS FOR FOR Management
9 TO ELECT MR S P STANBROOK FOR FOR Management
10 TO RE-ELECT MR O R TANT FOR FOR Management
11 TO RE-ELECT MR M D WILLIAMSON FOR FOR Management
12 TO RE-ELECT MRS K WITTS FOR FOR Management
13 TO RE-ELECT MR M I WYMAN FOR FOR Management
14 REAPPOINTMENT OF AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITORS FOR FOR Management
16 POLITICAL DONATIONS EXPENDITURE FOR FOR Management
17 AUTHORITY TO ALLOT SECURITIES FOR FOR Management
18 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
19 PURCHASE OF OWN SHARES FOR FOR Management
20 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
21 ADOPTION OF NEW ARTICLES OF ASSOCIATION FOR FOR Management
--------------------------------------------------------------------------------
INCITEC PIVOT LTD, SOUTHBANK
Ticker: Security ID: Q4887E101
Meeting Date: DEC 16, 2016 Meeting Type: Annual General Meeting
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MS KATHRYN FAGG AS A FOR FOR Management
DIRECTOR
3 APPROVAL OF ISSUE TO THE MANAGING FOR FOR Management
DIRECTOR UNDER THE INCITEC PIVOT
PERFORMANCE RIGHTS PLAN
4 AMENDMENTS TO THE COMPANY'S FOR FOR Management
CONSTITUTION
5 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
(NON-BINDING ADVISORY VOTE)
--------------------------------------------------------------------------------
INDRA SISTEMAS SA, MADRID
Ticker: Security ID: E6271Z155
Meeting Date: FEB 20, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 AS A CONSEQUENCE OF THE SUBMISSION OF FOR FOR Management
A PUBLIC TENDER OFFER FOR THE SHARES
OF TECNOCOM, TELECOMUNICACIONES Y
ENERGIA, S.A. ("TECNOCOM"), AND
CONDITIONED UPON AUTHORIZATION BY THE
COMISION NACIONAL DEL MERCADO DE
VALORES ("SPANISH SECURITIES EXCHANGE
COMMI
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG
Ticker: Security ID: E6282J125
Meeting Date: JUL 19, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVE STANDALONE FINANCIAL STATEMENTS FOR FOR Management
4 APPROVE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND DISCHARGE OF BOARD
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS
6 RATIFY APPOINTMENT OF AND ELECT FOR FOR Management
PONTEGADEA INVERSIONES SL AS DIRECTOR
7 ELECT BARONESA KINGSMILL CBE AS FOR FOR Management
DIRECTOR
8 AMEND ARTICLE 4 RE: REGISTERED OFFICE FOR FOR Management
9 AMEND ARTICLES RE: PANEL OF THE FOR FOR Management
GENERAL MEETINGS, DELIBERATIONS AND
ADOPTION OF RESOLUTIONS: ARTS 19 AND 20
10 AMEND ARTICLES RE: AUDIT, CONTROL AND FOR FOR Management
REMUNERATION COMMITTEES: ARTS 28 AND 30
11 AMEND ARTICLE 36 RE: ANNUAL ACCOUNTS FOR FOR Management
AND ALLOCATION OF FINANCIAL RESULTS
12 APPROVE RESTATED ARTICLES OF FOR FOR Management
ASSOCIATION
13 RENEW APPOINTMENT OF DELOITTE AS FOR FOR Management
AUDITOR
14 APPROVE RESTRICTED STOCK PLAN FOR FOR Management
15 AUTHORIZE SHARE REPURCHASE PROGRAM FOR FOR Management
16 ADVISORY VOTE ON REMUNERATION REPORT FOR FOR Management
17 AUTHORIZE BOARD TO RATIFY AND EXECUTE FOR FOR Management
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: Security ID: D35415104
Meeting Date: FEB 16, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.22 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
9 RATIFY KPMG AG AS AUDITORS FOR FISCAL FOR FOR Management
2017
10 ELECT GERALDINE PICAUD TO THE FOR FOR Management
SUPERVISORY BOARD
11 APPROVE AFFILIATION AGREEMENT WITH FOR FOR Management
SUBSIDIARY INFINEON TECHNOLOGIES
MANTEL 28 GMBH
12 APPROVE AFFILIATION AGREEMENT WITH FOR FOR Management
SUBSIDIARY INFINEON TECHNOLOGIES
MANTEL 29 GMBH
--------------------------------------------------------------------------------
INFORMA PLC, LONDON
Ticker: Security ID: G4770L106
Meeting Date: OCT 10, 2016 Meeting Type: Ordinary General Meeting
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT: (A) THE ACQUISITION OF PENTON FOR FOR Management
BUSINESS MEDIA HOLDINGS, INC. BY A
SUBSIDIARY OF THE COMPANY (THE
"ACQUISITION"), SUBSTANTIALLY ON THE
TERMS AND SUBJECT TO THE CONDITIONS
SET OUT IN THE CIRCULAR TO
SHAREHOLDERS OUTLINING THE ACQUISITION
DATED 15 SEPTE
--------------------------------------------------------------------------------
ING GROEP N.V.
Ticker: Security ID: N4578E595
Meeting Date: MAY 08, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ANNUAL ACCOUNTS FOR 2016 FOR FOR Management
8 DIVIDEND FOR 2016: IT IS PROPOSED TO FOR FOR Management
DECLARE A TOTAL DIVIDEND FOR 2016 OF
EUR 0.66 PER ORDINARY SHARE
9 DISCHARGE OF THE MEMBERS OF THE FOR FOR Management
EXECUTIVE BOARD IN RESPECT OF THEIR
DUTIES PERFORMED DURING THE YEAR 2016
10 DISCHARGE OF THE MEMBERS AND FORMER FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD IN
RESPECT OF THEIR DUTIES PERFORMED
DURING THE YEAR 2016
12 VARIABLE REMUNERATION CAP FOR SELECTED FOR FOR Management
GLOBAL STAFF
13 COMPOSITION OF THE EXECUTIVE BOARD: FOR FOR Management
REAPPOINTMENT OF RALPH HAMERS
14 COMPOSITION OF THE EXECUTIVE BOARD: FOR FOR Management
APPOINTMENT OF STEVEN VAN RIJSWIJK
15 COMPOSITION OF THE EXECUTIVE BOARD: FOR FOR Management
APPOINTMENT OF KOOS TIMMERMANS
16 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
REAPPOINTMENT OF HERMANN-JOSEF LAMBERTI
17 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
REAPPOINTMENT OF ROBERT REIBESTEIN
18 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
REAPPOINTMENT OF JEROEN VAN DER VEER
19 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
APPOINTMENT OF JAN PETER BALKENENDE
20 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
APPOINTMENT OF MARGARETE HAASE
21 COMPOSITION OF THE SUPERVISORY BOARD: FOR FOR Management
APPOINTMENT OF HANS WIJERS
22 AUTHORISATION TO ISSUE ORDINARY SHARES FOR FOR Management
23 AUTHORISATION TO ISSUE ORDINARY FOR FOR Management
SHARES, WITH OR WITHOUT PRE-EMPTIVE
RIGHTS OF EXISTING SHAREHOLDERS
24 AUTHORISATION OF THE EXECUTIVE BOARD FOR FOR Management
TO ACQUIRE ORDINARY SHARES IN THE
COMPANY'S CAPITAL
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: Security ID: J2467E101
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kitamura, Toshiaki FOR FOR Management
4 Appoint a Director Sano, Masaharu FOR FOR Management
5 Appoint a Director Murayama, Masahiro FOR FOR Management
6 Appoint a Director Ito, Seiya FOR FOR Management
7 Appoint a Director Sugaya, Shunichiro FOR FOR Management
8 Appoint a Director Ikeda, Takahiko FOR FOR Management
9 Appoint a Director Kurasawa, Yoshikazu FOR FOR Management
10 Appoint a Director Kittaka, Kimihisa FOR FOR Management
11 Appoint a Director Sase, Nobuharu FOR FOR Management
12 Appoint a Director Okada, Yasuhiko FOR FOR Management
13 Appoint a Director Sato, Hiroshi FOR FOR Management
14 Appoint a Director Matsushita, Isao FOR FOR Management
15 Appoint a Director Yanai, Jun FOR FOR Management
16 Appoint a Director Iio, Norinao FOR FOR Management
17 Appoint a Director Nishimura, Atsuko FOR FOR Management
18 Approve Payment of Bonuses to Directors FOR FOR Management
19 Amend the Compensation to be received FOR FOR Management
by Outside Directors and Corporate
Auditors
--------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD, SYDNEY
Ticker: Security ID: Q49361100
Meeting Date: OCT 21, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ADOPT THE REMUNERATION REPORT FOR FOR Management
3 APPROVAL OF NON-EXECUTIVE DIRECTOR FOR FOR Management
SHARE RIGHTS PLAN AND GRANT OF SHARE
RIGHTS
4 ALLOCATION OF SHARE RIGHTS TO PETER FOR FOR Management
HARMER, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER (CEO)
5 RE-ELECTION OF HUGH FLETCHER FOR FOR Management
6 RE-ELECTION OF PHILIP TWYMAN FOR FOR Management
7 REFRESH CAPACITY TO ISSUE NEW FOR FOR Management
SECURITIES - UNSECURED SUBORDINATED
CONVERTIBLE NOTES
8 SELECTIVE BUY-BACK OF CONVERTIBLE FOR FOR Management
PREFERENCE SHARES ISSUED ON 1 MAY 2012
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: Security ID: G4804L148
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS 2016 FOR FOR Management
2 DIRECTORS REMUNERATION POLICY FOR FOR Management
3 DIRECTORS REMUNERATION REPORT 2016 FOR FOR Management
4 DECLARATION OF FINAL DIVIDEND: 18 FOR FOR Management
318/329 PENCE EACH
5 ELECTION OF MALINA NGAI AS A DIRECTOR FOR FOR Management
6 RE-ELECTION OF ANNE BUSQUET AS A FOR FOR Management
DIRECTOR
7 RE-ELECTION OF PATRICK CESCAU AS A FOR FOR Management
DIRECTOR
8 RE-ELECTION OF IAN DYSON AS A DIRECTOR FOR FOR Management
9 RE-ELECTION OF PAUL EDGECLIFFE-JOHNSON FOR FOR Management
AS A DIRECTOR
10 RE-ELECTION OF JO HARLOW AS A DIRECTOR FOR FOR Management
11 RE-ELECTION OF LUKE MAYHEW AS A FOR FOR Management
DIRECTOR
12 RE-ELECTION OF JILL MCDONALD AS A FOR FOR Management
DIRECTOR
13 RE-ELECTION OF DALE MORRISON AS A FOR FOR Management
DIRECTOR
14 RE-ELECTION OF RICHARD SOLOMONS AS A FOR FOR Management
DIRECTOR
15 REAPPOINTMENT OF AUDITOR: ERNST & FOR FOR Management
YOUNG LLP
16 REMUNERATION OF AUDITOR FOR FOR Management
17 POLITICAL DONATIONS FOR FOR Management
18 SHARE CONSOLIDATION FOR FOR Management
19 ALLOTMENT OF SHARES FOR FOR Management
20 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
21 FURTHER DISAPPLICATION OF PRE-EMPTION FOR FOR Management
RIGHTS
22 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
23 NOTICE OF GENERAL MEETINGS: THAT A FOR FOR Management
GENERAL MEETING OF THE COMPANY, OTHER
THAN AN ANNUAL GENERAL MEETING, MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE DURING THE PERIOD FROM THE DATE
OF THE PASSING OF THIS RESOLUTION TO
THE DATE UPON WHICH THE COMP
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INTERMEDIATE CAPITAL GROUP PLC, LONDON
Ticker: Security ID: G4807D184
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR FOR Management
AND REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE FINANCIAL YEAR ENDED
31 MARCH 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT AS SET OUT IN THE ANNUAL REPORT
AND ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 15.8 FOR FOR Management
PENCE PER ORDINARY SHARE FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
4 TO REAPPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
OF THE COMPANY TO HOLD OFFICE AS THE
COMPANY'S AUDITORS FROM THE CONCLUSION
OF THIS ANNUAL GENERAL MEETING UNTIL
THE CONCLUSION OF THE COMPANY'S NEXT
ANNUAL GENERAL MEETING IN 2017
5 TO AUTHORISE THE AUDIT COMMITTEE, FOR FOR FOR Management
AND ON BEHALF OF THE DIRECTORS, TO SET
THE REMUNERATION OF THE AUDITORS
6 TO RE-APPOINT KEVIN PARRY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-APPOINT PETER GIBBS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT KIM WAHL AS A DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-APPOINT KATHRYN PURVES AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-APPOINT CHRISTOPHE EVAIN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-APPOINT PHILIP KELLER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-APPOINT BENOIT DURTESTE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO GRANT THE DIRECTORS AUTHORITY TO FOR FOR Management
ALLOT SHARES PURSUANT TO SECTION 551
OF THE COMPANIES ACT 2006
14 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
13 TO AUTHORISE THE DIRECTORS TO ALLOT
EQUITY SECURITIES AND TO SELL ORDINARY
SHARES HELD AS TREASURY SHARES
PURSUANT TO SECTIONS 570(1) AND 573 OF
THE COMPANIES ACT 2006
15 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES OF ITS ORDINARY
SHARES PURSUANT TO SECTION 701 OF THE
COMPANIES ACT 2006
16 TO APPROVE THAT A GENERAL MEETING OF FOR FOR Management
THE COMPANY (OTHER THAN AN ANNUAL
GENERAL MEETING) MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
17 TO DECLARE A SPECIAL DIVIDEND OF 63.4 FOR FOR Management
PENCE PER ORDINARY SHARE PAYABLE TO
HOLDERS OF ORDINARY SHARES AS AT CLOSE
OF BUSINESS ON 29 JULY 2016
18 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
17 AND ADMISSION ADMISSION OF THE NEW
ORDINARY SHARES TO THE OFFICIAL LIST
AND TRADING, THAT EVERY 9 EXISTING
ORDINARY SHARES BE CONSOLIDATED INTO 8
NEW ORDINARY SHARES OF 26 1/4 PENCE
EACH IN THE CAPITAL OF THE COMPAN
19 THAT, FOR THE PURPOSES OF ARTICLE 97 FOR FOR Management
OF THE COMPANY'S ARTICLES OF
ASSOCIATION, THE MAXIMUM AGGREGATE
AMOUNT PER ANNUM WHICH THE DIRECTORS
SHALL BE ENTITLED TO RECEIVE BY WAY OF
FEES SHALL BE INCREASED FROM GBP
600,000 PER ANNUM TO GBP 1,000,000 PER
ANNUM
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR FOR Management
AND REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE FINANCIAL YEAR ENDED
31 MARCH 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT AS SET OUT IN THE ANNUAL REPORT
AND ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 15.8 FOR FOR Management
PENCE PER ORDINARY SHARE FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
4 TO REAPPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
OF THE COMPANY TO HOLD OFFICE AS THE
COMPANY'S AUDITORS FROM THE CONCLUSION
OF THIS ANNUAL GENERAL MEETING UNTIL
THE CONCLUSION OF THE COMPANY'S NEXT
ANNUAL GENERAL MEETING IN 2017
5 TO AUTHORISE THE AUDIT COMMITTEE, FOR FOR FOR Management
AND ON BEHALF OF THE DIRECTORS, TO SET
THE REMUNERATION OF THE AUDITORS
6 TO RE-APPOINT KEVIN PARRY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-APPOINT PETER GIBBS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT KIM WAHL AS A DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-APPOINT KATHRYN PURVES AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-APPOINT CHRISTOPHE EVAIN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-APPOINT PHILIP KELLER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-APPOINT BENOIT DURTESTE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO GRANT THE DIRECTORS AUTHORITY TO FOR FOR Management
ALLOT SHARES PURSUANT TO SECTION 551
OF THE COMPANIES ACT 2006
14 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
13 TO AUTHORISE THE DIRECTORS TO ALLOT
EQUITY SECURITIES AND TO SELL ORDINARY
SHARES HELD AS TREASURY SHARES
PURSUANT TO SECTIONS 570(1) AND 573 OF
THE COMPANIES ACT 2006
15 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES OF ITS ORDINARY
SHARES PURSUANT TO SECTION 701 OF THE
COMPANIES ACT 2006
16 TO APPROVE THAT A GENERAL MEETING OF FOR FOR Management
THE COMPANY (OTHER THAN AN ANNUAL
GENERAL MEETING) MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
17 TO DECLARE A SPECIAL DIVIDEND OF 63.4 FOR FOR Management
PENCE PER ORDINARY SHARE PAYABLE TO
HOLDERS OF ORDINARY SHARES AS AT CLOSE
OF BUSINESS ON 29 JULY 2016
18 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
17 AND ADMISSION ADMISSION OF THE NEW
ORDINARY SHARES TO THE OFFICIAL LIST
AND TRADING, THAT EVERY 9 EXISTING
ORDINARY SHARES BE CONSOLIDATED INTO 8
NEW ORDINARY SHARES OF 26 1/4 PENCE
EACH IN THE CAPITAL OF THE COMPAN
19 THAT, FOR THE PURPOSES OF ARTICLE 97 FOR FOR Management
OF THE COMPANY'S ARTICLES OF
ASSOCIATION, THE MAXIMUM AGGREGATE
AMOUNT PER ANNUM WHICH THE DIRECTORS
SHALL BE ENTITLED TO RECEIVE BY WAY OF
FEES SHALL BE INCREASED FROM GBP
600,000 PER ANNUM TO GBP 1,000,000 PER
ANNUM
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INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA, MADR
Ticker: Security ID: E67674106
Meeting Date: JUN 14, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE 2016 FINANCIAL FOR FOR Management
STATEMENTS AND MANAGEMENT REPORTS OF
THE COMPANY AND OF ITS CONSOLIDATED
GROUP
3 APPROVAL OF THE PROPOSAL FOR THE FOR FOR Management
ALLOCATION OF 2016 RESULTS AND OFFSET
OF PRIOR YEARS' LOSSES AGAINST THE
SHARE PREMIUM RESERVE
4 REMUNERATION TO SHAREHOLDERS: FINAL FOR FOR Management
DIVIDEND APPROVAL
5 APPROVAL OF THE MANAGEMENT OF THE FOR FOR Management
BOARD OF DIRECTORS DURING THE 2016
FINANCIAL YEAR
6 RE-ELECTION OF ERNST & YOUNG, S.L. AS FOR FOR Management
AUDITOR FOR THE 2017 FINANCIAL
STATEMENTS OF THE COMPANY AND OF ITS
CONSOLIDATED GROUP
7 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
TO DETERMINE THE TERMS AND CONDITIONS
OF RE-ELECTION AND REMUNERATION OF
ERNST & YOUNG, S.L. AS AUDITOR
8 TO RE-ELECT MR. ANTONIO VAZQUEZ ROMERO FOR FOR Management
AS A DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
9 TO RE-ELECT MR. WILLIAM WALSH AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
EXECUTIVE DIRECTOR
10 TO RE-ELECT MR. MARC BOLLAND AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
11 TO RE-ELECT MR. PATRICK CESCAU AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
12 TO RE-ELECT MR. ENRIQUE DUPUY DE LOME FOR FOR Management
AS A DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
EXECUTIVE DIRECTOR
13 TO RE-ELECT MR. JAMES LAWRENCE AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
OTHER EXTERNAL DIRECTOR
14 TO RE-ELECT MS. MARIA FERNANDA MEJIA FOR FOR Management
CAMPUZANO AS A DIRECTOR FOR THE
CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
15 TO RE-ELECT MR. KIERAN POYNTER AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
16 TO RE-ELECT MR. EMILIO SARACHO FOR FOR Management
RODRIGUEZ DE TORRES AS DIRECTOR FOR
THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
17 TO RE-ELECT DAME MARJORIE SCARDINO AS FOR FOR Management
A DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
18 TO RE-ELECT MR. ALBERTO TEROL ESTEBAN FOR FOR Management
AS A DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
19 TO APPOINT MS. NICOLA SHAW AS A FOR FOR Management
DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR,
WITH EFFECT FROM JANUARY 1, 2018
20 CONSULTATIVE VOTE ON THE 2016 ANNUAL FOR FOR Management
REPORT ON DIRECTORS' REMUNERATION
21 AUTHORISATION, FOR A TERM ENDING AT FOR FOR Management
NEXT YEAR'S ANNUAL SHAREHOLDERS'
MEETING (OR, IF EARLIER, FIFTEEN
MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), FOR THE DERIVATIVE
ACQUISITION OF THE COMPANY'S OWN
SHARES BY THE COMPANY ITSELF AND/OR BY
ITS SUBSI
22 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS, WITH THE EXPRESS POWER OF
SUBSTITUTION, FOR A TERM ENDING AT
NEXT YEAR'S ANNUAL SHAREHOLDERS'
MEETING (OR, IF EARLIER, FIFTEEN
MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO INCREASE THE
SHARE CAPITAL PURS
23 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS, WITH THE EXPRESS POWER OF
SUBSTITUTION, FOR A TERM ENDING AT
NEXT YEAR'S ANNUAL SHAREHOLDERS'
MEETING (OR, IF EARLIER, FIFTEEN
MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO ISSUE SECURITIES
(INCLUDING WAR
24 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS, WITH THE EXPRESS POWER OF
SUBSTITUTION, TO EXCLUDE PRE-EMPTIVE
RIGHTS IN CONNECTION WITH THE CAPITAL
INCREASES AND THE ISSUANCES OF
CONVERTIBLE OR EXCHANGEABLE SECURITIES
THAT THE BOARD OF DIRECTORS MAY
APPROVE UND
25 APPROVAL OF A REDUCTION IN SHARE FOR FOR Management
CAPITAL BY MEANS OF THE CANCELLATION
OF UP TO 190,000,000 SHARES (8.9 PER
CENT. OF THE SHARE CAPITAL).
DELEGATION OF POWERS FOR THE
IMPLEMENTATION THEREOF
26 DELEGATION OF POWERS TO FORMALISE AND FOR FOR Management
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THIS SHAREHOLDERS'
MEETING, FOR CONVERSION THEREOF INTO A
PUBLIC INSTRUMENT, AND FOR THE
INTERPRETATION, CORRECTION AND
SUPPLEMENTATION THEREOF OR FURTHER
ELABORA
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INTESA SANPAOLO S.P.A.
Ticker: Security ID: T55067101
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE PARENT COMPANY BALANCE FOR FOR Management
SHEET AS OF 31 DECEMBER 2016
2 NET INCOME ALLOCATION AND DIVIDEND FOR FOR Management
DISTRIBUTION AS WELL AS PART OF THE
SHARE PREMIUM RESERVE
3 REWARDING POLICY 2017 ADDRESSED TO FOR FOR Management
NON-SUBORDINATED EMPLOYEE AND FREE
LANCE WORKERS AS WELL AS TO PARTICULAR
CATEGORIES COVERED BY THE AGENCY
CONTRACT
4 TO EXTEND THE IMPACT INCREASE OF THE FOR FOR Management
VARIABLE REWARDING UPON THE FIX ONE,
FOR THE BENEFIT OF ALL THE NOT
BELONGING CORPORATE CONTROL FUNCTIONS
RISK TAKER
5 TO APPROVE THE STATEMENT OF EMOLUMENT FOR FOR Management
CRITERIA TO BE AGREED IN CASE OF
EMPLOYMENT RELATIONSHIP EARLY
TERMINATION OR OF EARLY TERMINATION OF
TERM OFFICE, TOGETHER WITH THEIR OWN
FIXED LIMITS
6 TO APPROVE THE 2016 REWARDING POLICY FOR FOR Management
BASED ON FINANCIAL INSTRUMENTS
7 TO AUTHORIZE THE PURCHASE AND DISPOSAL FOR FOR Management
OF OWN SHARES TO THE SERVICE OF THE
2016 REWARDING POLICY
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INVESTEC PLC, LONDON
Ticker: Security ID: G49188116
Meeting Date: JUL 20, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE OFF-MARKET PURCHASE OF FOR FOR Management
PREFERENCE SHARES FROM THE SETTLEMENT
TRUSTEE IN RELATION TO THE PREFERENCE
SHARE OFFER AS SET OUT IN THE NOTICES
OF GENERAL MEETINGS
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INVESTEC PLC, LONDON
Ticker: Security ID: G49188116
Meeting Date: AUG 04, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT ZARINA BIBI MAHOMED BASSA FOR FOR Management
AS A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
3 TO RE-ELECT GLYNN ROBERT BURGER AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
4 TO RE-ELECT LAUREL CHARMAINE BOWDEN AS FOR FOR Management
A DIRECTOR TO INVESTEC PLC AND
INVESTEC LIMITED
5 TO RE-ELECT CHERYL ANN CAROLUS AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
6 TO RE-ELECT PEREGRINE KENNETH OUGHTON FOR FOR Management
CROSTHWAITE AS A DIRECTOR OF INVESTEC
PLC AND INVESTEC LIMITED
7 TO RE-ELECT HENDRIK JACOBUS DU TOIT AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
8 TO RE-ELECT DAVID FRIEDLAND AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
9 TO RE-ELECT CHARLES RICHARD JACOBS AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
10 TO RE-ELECT BERNARD KANTOR AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
11 TO RE-ELECT IAN ROBERT KANTOR AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
12 TO RE-ELECT STEPHEN KOSEFF AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
13 TO RE-ELECT LORD MALLOCH-BROWN AS A FOR FOR Management
DIRECTOR OF INVESTEC PLC AND INVESTEC
LIMITED
14 TO RE-ELECT KHUMO LESEGO SHUENYANE AS FOR FOR Management
A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
15 TO RE-ELECT PETER RICHARD SUTER THOMAS FOR FOR Management
AS A DIRECTOR OF INVESTEC PLC AND
INVESTEC LIMITED
16 TO RE-ELECT FANI TITI AS A DIRECTOR OF FOR FOR Management
INVESTEC PLC AND INVESTEC LIMITED
17 TO APPROVE THE DUAL LISTED COMPANIES' FOR FOR Management
(DLC) DIRECTORS' REMUNERATION REPORT
(OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) FOR
THE YEAR ENDED 31 MARCH 2016
18 AUTHORITY TO TAKE ACTION IN RESPECT OF FOR FOR Management
THE RESOLUTIONS
21 TO SANCTION THE INTERIM DIVIDEND PAID FOR FOR Management
BY INVESTEC LIMITED ON THE ORDINARY
SHARES IN INVESTEC LIMITED FOR THE SIX
MONTH PERIOD ENDED 30 SEPTEMBER 2015
22 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
NO 33, TO DECLARE A FINAL DIVIDEND ON
THE ORDINARY SHARES AND THE SA DAS
SHARE IN INVESTEC LIMITED FOR THE YEAR
ENDED 31 MARCH 2016
23 TO REAPPOINT ERNST & YOUNG INC. AS FOR FOR Management
JOINT AUDITORS OF INVESTEC LIMITED
24 TO REAPPOINT KPMG INC. AS JOINT FOR FOR Management
AUDITORS OF INVESTEC LIMITED
25 DIRECTORS' AUTHORITY TO ISSUE UP TO 5% FOR FOR Management
OF THE UNISSUED ORDINARY SHARES
26 DIRECTORS' AUTHORITY TO ISSUE THE FOR FOR Management
UNISSUED VARIABLE RATE, CUMULATIVE,
REDEEMABLE PREFERENCE SHARES AND THE
UNISSUED NON-REDEEMABLE,
NON-CUMULATIVE, NON-PARTICIPATING
PREFERENCE SHARES
27 DIRECTORS' AUTHORITY TO ISSUE THE FOR FOR Management
UNISSUED SPECIAL CONVERTIBLE
REDEEMABLE PREFERENCE SHARES
28 DIRECTORS' AUTHORITY TO ACQUIRE FOR FOR Management
ORDINARY SHARES
29 DIRECTORS' AUTHORITY TO ACQUIRE CLASS FOR FOR Management
ILRP1 REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES, CLASS ILRP2
REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES, ANY OTHER
REDEEMABLE, NON-PARTICIPATING
PREFERENCE SHARES AND NON-REDEEMABLE,
NON-CUMULATIVE, NON-PAR
30 FINANCIAL ASSISTANCE FOR FOR Management
31 NON-EXECUTIVE DIRECTORS' REMUNERATION FOR FOR Management
32 AMENDMENT TO THE MEMORANDUM OF FOR FOR Management
INCORPORATION OF INVESTEC LIMITED
34 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF INVESTEC PLC
FOR THE YEAR ENDED 31 MARCH 2016,
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS
35 TO SANCTION THE INTERIM DIVIDEND PAID FOR FOR Management
BY INVESTEC PLC ON THE ORDINARY SHARES
IN INVESTEC PLC FOR THE SIX MONTH
PERIOD ENDED 30 SEPTEMBER 2015
36 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
NO 20, TO DECLARE A FINAL DIVIDEND ON
THE ORDINARY SHARES IN INVESTEC PLC
FOR THE YEAR ENDED 31 MARCH 2016
37 TO REAPPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF INVESTEC PLC AND TO
AUTHORISE THE DIRECTORS OF INVESTEC
PLC TO FIX THEIR REMUNERATION
38 DIRECTORS' AUTHORITY TO ALLOT SHARES FOR FOR Management
AND OTHER SECURITIES
39 DIRECTORS' AUTHORITY TO PURCHASE FOR FOR Management
ORDINARY SHARES
40 POLITICAL DONATIONS FOR FOR Management
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ISETAN MITSUKOSHI HOLDINGS LTD.
Ticker: Security ID: J25038100
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Akamatsu, Ken FOR FOR Management
4 Appoint a Director Sugie, Toshihiko FOR FOR Management
5 Appoint a Director Takeuchi, Toru FOR FOR Management
6 Appoint a Director Wada, Hideharu FOR FOR Management
7 Appoint a Director Shirai, Toshinori FOR FOR Management
8 Appoint a Director Utsuda, Shoei FOR FOR Management
9 Appoint a Director Ida, Yoshinori FOR FOR Management
10 Appoint a Director Nagayasu, Katsunori FOR FOR Management
11 Appoint a Corporate Auditor Hirata, FOR FOR Management
Takeo
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ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA
Ticker: Security ID: M5920A109
Meeting Date: AUG 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF A NEW COMPENSATION POLICY FOR FOR Management
FOR OFFICE HOLDERS
3 APPOINTMENT OF MR. JOHANAN LOCKER AS FOR FOR Management
DIRECTOR
4 SUBJECT TO MR. JOHANAN LOCKER'S FOR FOR Management
APPOINTMENT AS DIRECTOR, APPROVAL OF
THE COMPENSATION TERMS AND EQUITY
GRANT FOR THE NEW EXECUTIVE CHAIRMAN
OF THE BOARD, MR. LOCKER
5 APPROVAL OF AN EQUITY COMPENSATION FOR FOR Management
GRANT TO THE CEO, MR. STEFAN BORGAS,
FOR 2016
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ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA
Ticker: Security ID: M5920A109
Meeting Date: JAN 03, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MR. JOHANAN LOCKER AS FOR FOR Management
DIRECTOR
3 RE-ELECTION OF MR. AVISAR PAZ AS FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR. AVIAD KAUFMAN AS FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR. OVADIA ELI AS FOR FOR Management
DIRECTOR
6 RE-ELECTION OF MR. GEOFFERY MERSZEI AS FOR FOR Management
DIRECTOR
7 RE-ELECTION OF MR. SHIMON ECKHAUS AS FOR FOR Management
DIRECTOR
8 ELECTION OF MR. RON MOSKOVITZ AS FOR FOR Management
DIRECTOR
9 ELECTION OF MR. SAGI KABLA AS DIRECTOR FOR FOR Management
10 SUBJECT TO THEIR REAPPOINTMENT OR FOR FOR Management
APPOINTMENT AS SET FORTH IN ITEM 1 TO
8 ABOVE, APPROVAL OF EQUITY
COMPENSATION FOR 2017 TO CERTAIN
DIRECTORS & ASSIGNMENT OF THE CASH OR
EQUITY COMPENSATION (OR OF THE BENEFIT
THEREOF) OF CERTAIN DIRECTORS TO
MILLENNIUM O
11 SUBJECT TO THEIR REAPPOINTMENT OR FOR FOR Management
APPOINTMENT AS SET FORTH IN ITEM 1 TO
8 ABOVE, APPROVAL OF EQUITY
COMPENSATION FOR 2017 TO CERTAIN
DIRECTORS & ASSIGNMENT OF THE CASH OR
EQUITY COMPENSATION (OR OF THE BENEFIT
THEREOF) OF CERTAIN DIRECTORS TO
MILLENNIUM O
12 SUBJECT TO THEIR REAPPOINTMENT OR FOR FOR Management
APPOINTMENT AS SET FORTH IN ITEM 1 TO
8 ABOVE, APPROVAL OF EQUITY
COMPENSATION FOR 2017 TO CERTAIN
DIRECTORS & ASSIGNMENT OF THE CASH OR
EQUITY COMPENSATION (OR OF THE BENEFIT
THEREOF) OF CERTAIN DIRECTORS TO
MILLENNIUM O
13 REAPPOINTMENT OF SOMEKH CHAIKIN, A FOR FOR Management
MEMBER OF KPMG INTERNATIONAL, AS OUR
INDEPENDENT AUDITOR
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ISRAEL DISCOUNT BANK LTD., TEL AVIV-JAFFA
Ticker: Security ID: 465074201
Meeting Date: NOV 08, 2016 Meeting Type: Ordinary General Meeting
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF A DIVIDEND FOR 2016 FOR FOR FOR Management
HOLDERS OF 40,000 PREFERRED SHARES AT
A PAR VALUE OF .0054 EACH
4 RE-APPOINTMENT OF THE FOR FOR Management
ACCOUNTANT-AUDITOR, AND AUTHORIZATION
OF THE BOARD TO DETERMINE THE
ACCOUNTANT-AUDITOR'S REMUNERATION
6 RE- APPOINTMENT OF THE FOLLOWING AS FOR FOR Management
DIRECTOR OF THE BANK: YALI SHEFFI
7 APPOINTMENT OF THE FOLLOWING AS FOR FOR Management
DIRECTOR OF THE BANK: DAVID ZAKEN
8 APPOINTMENT OF THE FOLLOWING AS FOR ABSTAIN Management
DIRECTOR OF THE BANK: MIRI KATZ
9 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR BANK EXECUTIVES (SEE APPENDIX A),
AS PER SECTION 267A OF THE COMPANIES
LAW
10 APPROVAL OF THE TERMS OF APPOINTMENT FOR FOR Management
AND EMPLOYMENT FOR THE BANK'S CEO, MS.
LILACH ASHER-TOPILSKY, AS PER APPENDIX
B, FOR A 5-YEAR PERIOD BEGINNING ON
OCTOBER 12, 2016
11 APPROVAL OF THE TERMS OF APPOINTMENT FOR FOR Management
AND EMPLOYMENT FOR THE BANK'S
CHAIRMAN'S OF THE BOARD, DR. YOSSI
BACHAR, FROM OCTOBER 12, 2016 UNTIL
DECEMBER 2, 2018
12 APPROVAL TO ADD AMENDMENT 78 TO THE FOR FOR Management
BANK'S ARTICLES OF ASSOCIATION
REGARDING THE JURISDICTION CLAUSE
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ISS A/S, KOBENHAVN
Ticker: Security ID: K5591Y107
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ADOPTION OF THE ANNUAL REPORT FOR 2016 FOR FOR Management
6 DISTRIBUTION OF PROFIT ACCORDING TO FOR FOR Management
THE ADOPTED ANNUAL REPORT: DKK 7.70
PER SHARE OF NOMINALLY DKK 1
7 RESOLUTION TO GRANT DISCHARGE OF FOR FOR Management
LIABILITY TO MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE GROUP
MANAGEMENT BOARD
8 AUTHORISATION TO ACQUIRE TREASURY FOR FOR Management
SHARES
9 APPROVAL OF THE REMUNERATION TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE CURRENT
FINANCIAL YEAR
10 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: LORD ALLEN OF KENSINGTON KT
CBE
11 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: THOMAS BERGLUND
12 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: CLAIRE CHIANG
13 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: HENRIK POULSEN
14 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: BEN STEVENS
15 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: CYNTHIA MARY TRUDELL
16 ELECTION OF ERNST & YOUNG P/S AS FOR FOR Management
AUDITOR
--------------------------------------------------------------------------------
ISUZU MOTORS LIMITED
Ticker: Security ID: J24994113
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Katayama, Masanori FOR FOR Management
4 Appoint a Director Narimatsu, Yukio FOR FOR Management
5 Appoint a Director Takahashi, Shinichi FOR FOR Management
6 Appoint a Director Ito, Masatoshi FOR FOR Management
7 Appoint a Corporate Auditor Shindo, FOR FOR Management
Tetsuhiko
8 Appoint a Corporate Auditor Mikumo, FOR FOR Management
Takashi
9 Appoint a Corporate Auditor Kawamura, FOR FOR Management
Kanji
10 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
ITALCEMENTI S.P.A, BERGAMO
Ticker: Security ID: T5976T104
Meeting Date: OCT 28, 2016 Meeting Type: Ordinary General Meeting
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO INTEGRATE THE BOARD OF DIRECTORS FOR FOR Management
--------------------------------------------------------------------------------
ITALMOBILIARE SPA, MILANO
Ticker: Security ID: T62283121
Meeting Date: APR 19, 2017 Meeting Type: MIX
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 BOARD OF DIRECTORS' AND INTERNAL FOR FOR Management
AUDITORS REPORTS ON FINANCIAL YEAR
2016: ANALYSIS OF THE BALANCE SHEET AS
OF 31 DECEMBER 2016 AND RESOLUTIONS
RELATED AND THERETO
4 REWARDING REPORT FOR FOR Management
5 TO AUTHORIZE THE PURCHASE AND DISPOSAL FOR FOR Management
OF OWN SHARES EX ART 2357 OF ITALIAN
CIVIL CODE, UPON PREVIOUS REVOCATION.
RESOLUTIONS RELATED AND THERETO
6 TO AUTHORIZE THE PURCHASE AND DISPOSAL FOR FOR Management
OF OWN SHARES THROUGH VOLUNTARY TENDER
OFFER (VOLUNTARY OPA). RESOLUTIONS
RELATED AND THERETO
7 TO STATE BOARD OF DIRECTORS' MEMBERS FOR FOR Management
NUMBER AND TERM OF OFFICE
10 TO APPOINT THE BOARD OF DIRECTORS. FOR FOR Management
LIST PRESENTED BY COMPAGNIA FIDUCIARIA
NAZIONALE SPA, REPRESENTING 44.02 PCT
OF THE STOCK CAPITAL: ZANETTI LAURA,
CARTIA D'ASERO MIRJA, CASELLA
VALENTINA, -PALMIERI CHIARA, POMODORO
LIVIA, PESENTI CARLO, BERTAZZONI VITTO
11 TO APPOINT THE BOARD OF DIRECTORS. FOR ABSTAIN Management
LIST PRESENTED BY RWC ASSET MANAGEMENT
LLP, MANAGING THE FUND RWC EUROPEAN
FOCUS MASTER INC, REPRESENTING 1.78
PCT OF THE STOCK CAPITAL: -SALERNO
ANTONIO
12 TO STATE BOARD OF DIRECTORS' EMOLUMENT FOR FOR Management
15 TO APPOINT INTERNAL AUDITORS AND THEIR FOR FOR Management
PRESIDENT. LIST PRESENTED BY COMPAGNIA
FIDUCIARIA NAZIONALE SPA, REPRESENTING
44.02 PCT OF THE STOCK CAPITAL:
EFFECTIVE AUDITORS: -CASO' ANGELO,
RAVICINI LUCIANA, NECCHI SILVIO.
ALTERNATES: GIUSSANI ALBERTO, RITA GIO
16 TO APPOINT INTERNAL AUDITORS AND THEIR FOR ABSTAIN Management
PRESIDENT. LIST PRESENTED BY AMBER
CAPITAL UK LLP, AS FUND MANAGER OF
AMBER ACTIVE INVESTORS LIMITED,
REPRESENTING 0.402 PCT OF THE STOCK
CAPITAL: EFFECTIVE AUDITORS: DI CARLO
FRANCESCO. ALTERNATES: LUDOVICI PAOLO
17 TO STATE INTERNAL AUDITORS' EMOLUMENT FOR FOR Management
18 LONG TERM MONETARY INCENTIVE PLAN FOR FOR FOR Management
DIRECTORS AND EXECUTIVES: RESOLUTIONS
RELATED AND THERETO
19 STOCK SPLIT OF SHARES AND RELATED FOR FOR Management
AMENDMENT OF THE ART. 5 (STOCK
CAPITAL) OF THE BY-LAWS. RESOLUTIONS
RELATED AND THERETO
--------------------------------------------------------------------------------
ITOCHU CORPORATION
Ticker: Security ID: J2501P104
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Streamline Business FOR FOR Management
Lines
4 Appoint a Director Okafuji, Masahiro FOR FOR Management
5 Appoint a Director Okamoto, Hitoshi FOR FOR Management
6 Appoint a Director Suzuki, Yoshihisa FOR FOR Management
7 Appoint a Director Kobayashi, Fumihiko FOR FOR Management
8 Appoint a Director Hachimura, Tsuyoshi FOR FOR Management
9 Appoint a Director Fujisaki, Ichiro FOR FOR Management
10 Appoint a Director Kawakita, Chikara FOR FOR Management
11 Appoint a Director Muraki, Atsuko FOR FOR Management
12 Appoint a Director Mochizuki, Harufumi FOR FOR Management
13 Appoint a Corporate Auditor Majima, FOR FOR Management
Shingo
14 Appoint a Corporate Auditor Ono, Kotaro FOR FOR Management
--------------------------------------------------------------------------------
IWATANI CORPORATION
Ticker: Security ID: J25424128
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Yamamoto, Yutaka FOR FOR Management
5 Appoint a Director Inada, Kazumasa FOR FOR Management
6 Appoint a Director Tainaka, Hideki FOR FOR Management
7 Appoint a Director Okawa, Itaru FOR FOR Management
8 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
9 Approve Provision of Special Payment FOR AGAINST Management
for Retiring a Representative Director
--------------------------------------------------------------------------------
J.SAINSBURY PLC, LONDON
Ticker: Security ID: G77732173
Meeting Date: JUL 06, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
ACCOUNTS FOR THE 52 WEEKS TO 12 MARCH
2016 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT SET OUT ON PAGES 66 TO 77
(INCLUSIVE) OF THE ANNUAL REPORT AND
FINANCIAL STATEMENT FOR THE 52 WEEKS
TO 12 MARCH 2016
3 TO DECLARE A FINAL DIVIDEND OF 8.1 FOR FOR Management
PENCE PER ORDINARY SHARE
4 TO ELECT BRIAN CASSIN AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT MATT BRITTIN AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MIKE COUPE AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT DAVID KEENS AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT SUSAN RICE AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT JOHN ROGERS AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT JEAN TOMLIN AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT DAVID TYLER AS A DIRECTOR FOR FOR Management
13 TO RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
AGREE THE AUDITOR'S REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
16 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR Management
WITHOUT RESTRICTION AS TO USE
17 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR FOR Management
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
18 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
'POLITICAL DONATIONS' AND INCUR
'POLITICAL EXPENDITURE'
19 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
20 TO AUTHORISE THE COMPANY TO CALL A FOR FOR Management
GENERAL MEETING ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
21 TO APPROVE THE RULES OF THE J FOR FOR Management
SAINSBURY PLC LONG TERM INCENTIVE PLAN
2016
--------------------------------------------------------------------------------
JAPAN AIRLINES CO.,LTD.
Ticker: Security ID: J25979121
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Establish the FOR FOR Management
Articles Related to Record Date for
Interim Dividends
4 Appoint a Director Onishi, Masaru FOR FOR Management
5 Appoint a Director Ueki, Yoshiharu FOR FOR Management
6 Appoint a Director Fujita, Tadashi FOR FOR Management
7 Appoint a Director Okawa, Junko FOR FOR Management
8 Appoint a Director Saito, Norikazu FOR FOR Management
9 Appoint a Director Kikuyama, Hideki FOR FOR Management
10 Appoint a Director Shin, Toshinori FOR FOR Management
11 Appoint a Director Iwata, Kimie FOR FOR Management
12 Appoint a Director Kobayashi, Eizo FOR FOR Management
13 Appoint a Director Ito, Masatoshi FOR FOR Management
14 Approve Adoption of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
JAPAN DISPLAY INC.
Ticker: Security ID: J26295105
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Higashiiriki, FOR FOR Management
Nobuhiro
4 Appoint a Director Aruga, Shuji FOR FOR Management
5 Appoint a Director Katsumata, Mikihide FOR FOR Management
6 Appoint a Director Higashi, Nobuyuki FOR FOR Management
7 Appoint a Director Shirai, Katsuhiko FOR FOR Management
8 Appoint a Director Shimokobe, Kazuhiko FOR FOR Management
9 Appoint a Director Hashimoto, Takahisa FOR FOR Management
10 Appoint a Corporate Auditor Kawasaki, FOR FOR Management
Kazuo
11 Appoint a Corporate Auditor Eto, Yoichi FOR FOR Management
12 Appoint a Corporate Auditor Kawashima, FOR FOR Management
Toshiaki
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Otsuka, Keiichi
14 Approve Details of Compensation as FOR FOR Management
Stock Options for Directors
--------------------------------------------------------------------------------
JAPAN POST BANK CO.,LTD.
Ticker: Security ID: J2800C101
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Ikeda, Norito FOR FOR Management
3 Appoint a Director Tanaka, Susumu FOR FOR Management
4 Appoint a Director Sago, Katsunori FOR FOR Management
5 Appoint a Director Nagato, Masatsugu FOR FOR Management
6 Appoint a Director Nakazato, Ryoichi FOR FOR Management
7 Appoint a Director Arita, Tomoyoshi FOR FOR Management
8 Appoint a Director Nohara, Sawako FOR FOR Management
9 Appoint a Director Machida, Tetsu FOR FOR Management
10 Appoint a Director Akashi, Nobuko FOR FOR Management
11 Appoint a Director Tsuboi, Toshihiro FOR FOR Management
12 Appoint a Director Ikeda, Katsuaki FOR FOR Management
13 Appoint a Director Okamoto, Tsuyoshi FOR FOR Management
14 Appoint a Director Nomoto, Hirofumi FOR FOR Management
--------------------------------------------------------------------------------
JAPAN POST HOLDINGS CO.,LTD.
Ticker: Security ID: J2800D109
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 Appoint a Director Uehira, Mitsuhiko FOR FOR Management
7 Appoint a Director Mukai, Riki FOR FOR Management
8 Appoint a Director Noma, Miwako FOR FOR Management
9 Appoint a Director Mimura, Akio FOR FOR Management
10 Appoint a Director Yagi, Tadashi FOR FOR Management
11 Appoint a Director Seino, Satoshi FOR FOR Management
12 Appoint a Director Ishihara, Kunio FOR FOR Management
13 Appoint a Director Inubushi, Yasuo FOR FOR Management
2 Appoint a Director Nagato, Masatsugu FOR FOR Management
3 Appoint a Director Suzuki, Yasuo FOR FOR Management
4 Appoint a Director Ikeda, Norito FOR FOR Management
5 Appoint a Director Yokoyama, Kunio FOR FOR Management
14 Appoint a Director Charles Ditmars FOR FOR Management
Lake II
15 Appoint a Director Hirono, Michiko FOR FOR Management
16 Appoint a Director Munakata, Norio FOR FOR Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: Security ID: J27869106
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Substitute Corporate Auditor FOR FOR Management
Masaki, Michio
--------------------------------------------------------------------------------
JARDINE CYCLE & CARRIAGE LTD, SINGAPORE
Ticker: Security ID: Y43703100
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE
DIRECTORS' STATEMENT FOR THE YEAR
ENDED 31ST DECEMBER 2016 TOGETHER WITH
THE AUDITORS' REPORT
2 TO APPROVE THE PAYMENT OF A FINAL FOR FOR Management
ONE-TIER TAX EXEMPT DIVIDEND OF USD 0.
56 PER SHARE FOR THE YEAR ENDED 31ST
DECEMBER 2016 AS RECOMMENDED BY THE
DIRECTORS
3 TO APPROVE THE PAYMENT OF DIRECTORS' FOR FOR Management
FEES OF UP TO SGD 1,201,000 FOR THE
YEAR ENDING 31ST DECEMBER 2017. (2016:
SGD 1,182,000)
4 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
RETIRING PURSUANT TO ARTICLE 94 OF THE
CONSTITUTION OF THE COMPANY: MR JAMES
WATKINS
5 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
RETIRING PURSUANT TO ARTICLE 94 OF THE
CONSTITUTION OF THE COMPANY: MR MARK
GREENBERG
6 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
RETIRING PURSUANT TO ARTICLE 94 OF THE
CONSTITUTION OF THE COMPANY: DR MARTY
NATALEGAWA
7 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
RETIRING PURSUANT TO ARTICLE 94 OF THE
CONSTITUTION OF THE COMPANY: MR
BENJAMIN KESWICK
8 TO RE-ELECT MS VIMALA MENON, A FOR FOR Management
DIRECTOR RETIRING PURSUANT TO ARTICLE
100 OF THE CONSTITUTION OF THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
10 RENEWAL OF THE SHARE ISSUE MANDATE FOR FOR Management
11 RENEWAL OF THE SHARE PURCHASE MANDATE FOR FOR Management
12 RENEWAL OF THE GENERAL MANDATE FOR FOR FOR Management
INTERESTED PERSON TRANSACTIONS
--------------------------------------------------------------------------------
JFE HOLDINGS,INC.
Ticker: Security ID: J2817M100
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Hayashida, Eiji FOR FOR Management
4 Appoint a Director Kakigi, Koji FOR FOR Management
5 Appoint a Director Okada, Shinichi FOR FOR Management
6 Appoint a Director Oda, Naosuke FOR FOR Management
7 Appoint a Director Oshita, Hajime FOR FOR Management
8 Appoint a Director Maeda, Masafumi FOR FOR Management
9 Appoint a Director Yoshida, Masao FOR FOR Management
10 Appoint a Director Yamamoto, Masami FOR FOR Management
11 Appoint a Corporate Auditor Hara, FOR FOR Management
Nobuya
12 Appoint a Corporate Auditor Saiki, Isao FOR FOR Management
13 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares
14 Shareholder Proposal: Remove an AGAINST AGAINST Shareholder
Outside Director Yoshida, Masao
--------------------------------------------------------------------------------
JSR CORPORATION
Ticker: Security ID: J2856K106
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Koshiba, Mitsunobu FOR FOR Management
4 Appoint a Director Kawasaki, Koichi FOR FOR Management
5 Appoint a Director Kawahashi, Nobuo FOR FOR Management
6 Appoint a Director Shimizu, Takao FOR FOR Management
7 Appoint a Director Matsuda, Yuzuru FOR FOR Management
8 Appoint a Director Sugata, Shiro FOR FOR Management
9 Appoint a Director Seki, Tadayuki FOR FOR Management
10 Appoint a Corporate Auditor Moriwaki, FOR FOR Management
Sumio
11 Appoint a Substitute Corporate Auditor FOR FOR Management
Doi, Makoto
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Chiba, Akira
13 Approve Payment of Bonuses to Directors FOR FOR Management
14 Approve Payment of Performance-based FOR FOR Management
Compensation to Directors
15 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
--------------------------------------------------------------------------------
JTEKT CORPORATION
Ticker: Security ID: J2946V104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sudo, Seiichi FOR FOR Management
4 Appoint a Director Agata, Tetsuo FOR FOR Management
5 Appoint a Director Kawakami, Seiho FOR FOR Management
6 Appoint a Director Isaka, Masakazu FOR FOR Management
7 Appoint a Director Kume, Atsushi FOR FOR Management
8 Appoint a Director Miyazaki, Hiroyuki FOR FOR Management
9 Appoint a Director Kaijima, Hiroyuki FOR FOR Management
10 Appoint a Director Takahashi, Tomokazu FOR FOR Management
11 Appoint a Director Matsumoto, Takumi FOR FOR Management
12 Appoint a Director Miyatani, Takao FOR FOR Management
13 Appoint a Director Okamoto, Iwao FOR FOR Management
14 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG L.L.P. AS FOR FOR Management
AUDITORS OF JUST ENERGY, AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
3 APPROVAL, IN AN ADVISORY, NON BINDING FOR FOR Management
CAPACITY, JUST ENERGY'S APPROACH TO
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE CIRCULAR ACCOMPANYING THIS VOTING
INSTRUCTION FORM.
4 AT THE PROXYHOLDER'S DISCRETION UPON FOR FOR Management
ANY AMENDMENTS OR VARIATIONS TO
MATTERS SPECIFIED IN THE NOTICE OF
MEETING.
--------------------------------------------------------------------------------
JVC KENWOOD CORPORATION
Ticker: Security ID: J29697109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Abe, Yasuyuki FOR FOR Management
3 Appoint a Director Tsuji, Takao FOR FOR Management
4 Appoint a Director Eguchi, Shoichiro FOR FOR Management
5 Appoint a Director Aigami, Kazuhiro FOR FOR Management
6 Appoint a Director Imai, Masaki FOR FOR Management
7 Appoint a Director Tanida, Yasuyuki FOR FOR Management
8 Appoint a Director Miyamoto, Masatoshi FOR FOR Management
9 Appoint a Director Hikita, Junichi FOR FOR Management
10 Appoint a Director Iwata, Shinjiro FOR FOR Management
11 Appoint a Corporate Auditor Fujita, FOR FOR Management
Satoshi
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Washida, Akihiko
--------------------------------------------------------------------------------
JXTG HOLDINGS,INC.
Ticker: Security ID: J29699105
Meeting Date: DEC 21, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Stock-for-stock Exchange FOR FOR Management
3 Amend Articles to: Change Official FOR FOR Management
Company Name to JXTG Holdings, Inc.
4 Appoint a Director Muto, Jun FOR FOR Management
5 Appoint a Director Onoda, Yasushi FOR FOR Management
6 Appoint a Director Hirose, Takashi FOR FOR Management
7 Appoint a Director Miyata, Yoshiiku FOR FOR Management
8 Appoint a Corporate Auditor Kuwano, FOR FOR Management
Yoji
9 Appoint a Corporate Auditor Takahashi, FOR FOR Management
Nobuko
--------------------------------------------------------------------------------
JXTG HOLDINGS,INC.
Ticker: Security ID: J29699105
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kimura, Yasushi FOR FOR Management
4 Appoint a Director Uchida, Yukio FOR FOR Management
5 Appoint a Director Muto, Jun FOR FOR Management
6 Appoint a Director Kawada, Junichi FOR FOR Management
7 Appoint a Director Onoda, Yasushi FOR FOR Management
8 Appoint a Director Adachi, Hiroji FOR FOR Management
9 Appoint a Director Ota, Katsuyuki FOR FOR Management
10 Appoint a Director Sugimori, Tsutomu FOR FOR Management
11 Appoint a Director Hirose, Takashi FOR FOR Management
12 Appoint a Director Miyake, Shunsaku FOR FOR Management
13 Appoint a Director Oi, Shigeru FOR FOR Management
14 Appoint a Director Taguchi, Satoshi FOR FOR Management
15 Appoint a Director Ota, Hiroko FOR FOR Management
16 Appoint a Director Otsuka, Mutsutake FOR FOR Management
17 Appoint a Director Kondo, Seiichi FOR FOR Management
18 Appoint a Director Miyata, Yoshiiku FOR FOR Management
19 Appoint a Corporate Auditor Nakajima, FOR FOR Management
Yuji
20 Approve Adoption of Stock Compensation FOR FOR Management
to be received by Directors and
Executive Officers
--------------------------------------------------------------------------------
K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT
Ticker: Security ID: D48164129
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT. THE
DISTRIBUTABLE PROFIT OF EUR 76,781,129.
94 SHALL BE APPROPRIATED AS FOLLOWS:
PAYMENT OF A DIVIDEND OF EUR 0.30 PER
NO-PAR SHARE EUR 19,361,129.94 SHALL
BE CARRIED FORWARD EX-DIVIDEND DATE: MA
7 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
8 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
9 APPOINTMENT OF AUDITORS FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: DELOITTE GMBH, HANOVER
10 ELECTION OF THOMAS KOELBL TO THE FOR FOR Management
SUPERVISORY BOARD
11 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: SECTION 11(1)2 SHALL BE
AMENDED IN RESPECT OF THE INVITATION
BEING TRANSMITTED IN WRITTEN FORM OR
BY THE USE ELECTRONIC MEANS OF
COMMUNICATION
12 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: SECTION 11(4) SHALL BE
AMENDED IN RESPECT OF THE PROVISION
GOVERNING RESOLUTIONS OF THE
SUPERVISORY BOARD BEING ADJUSTED
13 AMENDMENTS TO THE ARTICLES OF FOR FOR Management
ASSOCIATION: SECTION 12(6) SHALL BE
AMENDED IN RESPECT OF THE
PARTICIPATION BY TELEPHONE OR VIDEO
CONFERENCE BEING PERMISSIBLE. -
SECTION 12(8) SHALL BE AMENDED IN
RESPECT OF THE RULE OF SECTION 12(6)2
BEING APPLIED FOR THE F
--------------------------------------------------------------------------------
KANEKA CORPORATION
Ticker: Security ID: J2975N106
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Sugawara, Kimikazu FOR FOR Management
3 Appoint a Director Kadokura, Mamoru FOR FOR Management
4 Appoint a Director Tanaka, Minoru FOR FOR Management
5 Appoint a Director Kametaka, Shinichiro FOR FOR Management
6 Appoint a Director Iwazawa, Akira FOR FOR Management
7 Appoint a Director Amachi, Hidesuke FOR FOR Management
8 Appoint a Director Ishihara, Shinobu FOR FOR Management
9 Appoint a Director Fujii, Kazuhiko FOR FOR Management
10 Appoint a Director Nuri, Yasuaki FOR FOR Management
11 Appoint a Director Inokuchi, Takeo FOR FOR Management
12 Appoint a Director Mori, Mamoru FOR FOR Management
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Nakahigashi, Masafumi
14 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
KANEMATSU CORPORATION
Ticker: Security ID: J29868106
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation FOR FOR Management
2 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
3 Appoint a Director Shimojima, Masayuki FOR FOR Management
4 Appoint a Director Tanigawa, Kaoru FOR FOR Management
5 Appoint a Director Hasegawa, Masao FOR FOR Management
6 Appoint a Director Gunji, Takashi FOR FOR Management
7 Appoint a Director Tsutano, Tetsuro FOR FOR Management
8 Appoint a Director Hirai, Yutaka FOR FOR Management
9 Appoint a Director Katayama, Seiichi FOR FOR Management
10 Appoint a Director Yajima, Tsutomu FOR FOR Management
--------------------------------------------------------------------------------
KAO CORPORATION
Ticker: Security ID: J30642169
Meeting Date: MAR 21, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sawada, Michitaka FOR FOR Management
4 Appoint a Director Yoshida, Katsuhiko FOR FOR Management
5 Appoint a Director Takeuchi, Toshiaki FOR FOR Management
6 Appoint a Director Hasebe, Yoshihiro FOR FOR Management
7 Appoint a Director Kadonaga, Sonosuke FOR FOR Management
8 Appoint a Director Oku, Masayuki FOR FOR Management
9 Appoint a Director Nagira, Yukio FOR FOR Management
10 Appoint a Corporate Auditor Fujii, FOR FOR Management
Katsuya
11 Appoint a Corporate Auditor Amano, FOR FOR Management
Hideki
12 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
KAWASAKI HEAVY INDUSTRIES,LTD.
Ticker: Security ID: J31502107
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
5 Appoint a Director Murayama, Shigeru FOR FOR Management
6 Appoint a Director Kanehana, Yoshinori FOR FOR Management
7 Appoint a Director Morita, Yoshihiko FOR FOR Management
8 Appoint a Director Ishikawa, Munenori FOR FOR Management
9 Appoint a Director Hida, Kazuo FOR FOR Management
10 Appoint a Director Tomida, Kenji FOR FOR Management
11 Appoint a Director Kuyama, Toshiyuki FOR FOR Management
12 Appoint a Director Ota, Kazuo FOR FOR Management
13 Appoint a Director Ogawara, Makoto FOR FOR Management
14 Appoint a Director Watanabe, Tatsuya FOR FOR Management
15 Appoint a Director Yoneda, Michio FOR FOR Management
16 Appoint a Director Yamamoto, Katsuya FOR FOR Management
17 Appoint a Corporate Auditor Kodera, FOR FOR Management
Satoru
18 Appoint a Corporate Auditor Ishii, FOR FOR Management
Atsuko
19 Amend the Compensation to be received FOR FOR Management
by Corporate Auditors
--------------------------------------------------------------------------------
KAWASAKI KISEN KAISHA,LTD.
Ticker: Security ID: J31588114
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Appoint a Director Asakura, Jiro FOR FOR Management
4 Appoint a Director Murakami, Eizo FOR FOR Management
5 Appoint a Director Suzuki, Toshiyuki FOR FOR Management
6 Appoint a Director Aoki, Hiromichi FOR FOR Management
7 Appoint a Director Yamauchi, Tsuyoshi FOR FOR Management
8 Appoint a Director Myochin, Yukikazu FOR FOR Management
9 Appoint a Director Okabe, Akira FOR FOR Management
10 Appoint a Director Tanaka, Seiichi FOR FOR Management
11 Appoint a Director Hosomizo, Kiyoshi FOR FOR Management
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Tomoda, Keiji
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Shiokawa, Junko
--------------------------------------------------------------------------------
KAZ MINERALS PLC, LONDON
Ticker: Security ID: G5221U108
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2016 DIRECTORS' AND FOR FOR Management
AUDITORS' REPORTS AND THE ACCOUNTS OF
THE COMPANY
2 TO APPROVE THE DIRECTORS' POLICY ON FOR FOR Management
REMUNERATION
3 TO APPROVE THE 2016 DIRECTORS' REPORT FOR FOR Management
ON REMUNERATION
4 TO RE-ELECT SIMON HEALE AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT OLEG NOVACHUK AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT ANDREW SOUTHAM AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT LYNDA ARMSTRONG AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT VLADIMIR KIM AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT MICHAEL LYNCH-BELL AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT JOHN MACKENZIE AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT CHARLES WATSON AS A FOR FOR Management
DIRECTOR
12 TO RE-APPOINT KPMG LLP AS AUDITORS FOR FOR Management
13 TO AUTHORISE THE DIRECTORS TO SET THE FOR FOR Management
REMUNERATION OF THE AUDITORS
14 TO APPROVE THE RULES OF THE KAZ FOR FOR Management
MINERALS PLC 2017 LONG TERM INCENTIVE
PLAN
15 TO APPROVE THE RULES OF THE KAZ FOR FOR Management
MINERALS PLC 2017 DEFERRED SHARE BONUS
PLAN
16 TO APPROVE THE RULES OF THE KAZ FOR FOR Management
MINERALS PLC 2007 DEFERRED SHARE BONUS
PLAN
17 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT SHARES
18 TO AUTHORISE THE DIRECTORS' AUTHORITY FOR FOR Management
TO DISAPPLY PRE-EMPTION RIGHTS
19 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PREEMPTION RIGHTS IN CONNECTION WITH
AN ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT
20 TO AUTHORISE THE DIRECTORS TO MAKE FOR FOR Management
MARKET PURCHASES OF THE COMPANY'S
SHARES
21 TO AUTHORISE THE CALLING OF GENERAL FOR FOR Management
MEETINGS ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
KBC GROUPE SA, BRUXELLES
Ticker: Security ID: B5337G162
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADOPT FINANCIAL STATEMENTS FOR FOR Management
7 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS : GROSS FINAL DIVIDEND OF 1.
80 EUROS PER SHARE
8 APPROVE REMUNERATION REPORT FOR FOR Management
9 APPROVE DISCHARGE OF DIRECTORS FOR FOR Management
10 APPROVE DISCHARGE OF AUDITORS FOR FOR Management
11 APPROVE COOPTATION AND ELECT KATELIJN FOR FOR Management
CALLEWAERT AS DIRECTOR
12 APPROVE COOPTATION AND ELECT MATTHIEU FOR FOR Management
VANHOVE AS DIRECTOR
13 APPROVE COOPTATION AND ELECT WALTER FOR FOR Management
NONNEMAN AS DIRECTOR
14 REELECT PHILIPPE VLERICK AS DIRECTOR FOR FOR Management
15 ELECT HENDRIK SCHEERLINCK AS DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: Security ID: J31843105
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Onodera, Tadashi FOR FOR Management
4 Appoint a Director Tanaka, Takashi FOR FOR Management
5 Appoint a Director Morozumi, Hirofumi FOR FOR Management
6 Appoint a Director Takahashi, Makoto FOR FOR Management
7 Appoint a Director Ishikawa, Yuzo FOR FOR Management
8 Appoint a Director Uchida, Yoshiaki FOR FOR Management
9 Appoint a Director Shoji, Takashi FOR FOR Management
10 Appoint a Director Muramoto, Shinichi FOR FOR Management
11 Appoint a Director Mori, Keiichi FOR FOR Management
12 Appoint a Director Yamaguchi, Goro FOR FOR Management
13 Appoint a Director Kodaira, Nobuyori FOR FOR Management
14 Appoint a Director Fukukawa, Shinji FOR FOR Management
15 Appoint a Director Tanabe, Kuniko FOR FOR Management
16 Appoint a Director Nemoto, Yoshiaki FOR FOR Management
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD, SINGAPORE
Ticker: Security ID: Y4722Z120
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF DIRECTORS' STATEMENT AND FOR FOR Management
AUDITED FINANCIAL STATEMENTS
2 DECLARATION OF DIVIDEND: TO DECLARE A FOR FOR Management
FINAL TAX-EXEMPT (ONE-TIER) DIVIDEND
OF 12.0 CENTS PER SHARE FOR THE YEAR
ENDED 31 DECEMBER 2016 (2015: FINAL
TAX-EXEMPT (ONE-TIER) DIVIDEND OF 22.0
CENTS PER SHARE)
3 RE-ELECTION OF MR TILL VESTRING AS FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR DANNY TEOH AS FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR TOW HENG TAN AS FOR FOR Management
DIRECTOR
6 APPROVAL OF FEES TO NON-EXECUTIVE FOR FOR Management
DIRECTORS
7 RE-APPOINTMENT OF AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
8 ISSUE OF ADDITIONAL SHARES AND FOR FOR Management
CONVERTIBLE INSTRUMENTS
9 RENEWAL OF SHARE PURCHASE MANDATE FOR FOR Management
10 RENEWAL OF SHAREHOLDERS' MANDATE FOR FOR FOR Management
INTERESTED PERSON TRANSACTIONS
--------------------------------------------------------------------------------
KERING, PARIS
Ticker: Security ID: F5433L103
Meeting Date: APR 27, 2017 Meeting Type: MIX
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND: EUR 4.60 PER
SHARE
8 RENEWAL OF THE TERM OF MR FOR FOR Management
FRANCOIS-HENRI PINAULT AS DIRECTOR
9 RENEWAL OF THE TERM OF MR FOR FOR Management
JEAN-FRANCOIS PALUS AS DIRECTOR
10 RENEWAL OF THE TERM OF MRS PATRICIA FOR FOR Management
BARBIZET AS DIRECTOR
11 RENEWAL OF THE TERM OF MR BAUDOUIN FOR FOR Management
PROT AS DIRECTOR
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE CRITERIA FOR THE
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ANY BENEFITS WHICH
MAY BE ALLOCATED TO THE EXECUTIVE
DIRECTORS
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FRANCOIS-HENRI
PINAULT, CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR JEAN- FRANCOIS
PALUS, DEPUTY GENERAL MANAGER, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
16 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND TRANSFERABLE SECURITIES,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
USABLE OUTSIDE OF PERIODS OF PUBLIC
OFFERS
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE CAPITAL BY
INCORPORATING RESERVES, PROFITS, OR
SHARE PREMIUMS, USABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERS
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED TO ISSUE
COMMON SHARES AND TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
PUBLIC OFFERS, USABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERS
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR CAPITAL
SECURITIES GRANTING ACCESS TO OTHER
CAPITAL SECURITIES OR GRANTING THE
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO SET THE ISSUANCE
PRICE OF COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO CAPITAL ACCORDING TO CERTAIN
TERMS AND CONDITIONS, UP TO A MAXIMUM
OF 5% OF THE CAPITAL PER YEAR, WITHIN
THE
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF COMMON SHARES OR
TRANSFERABLE SECURITIES TO BE ISSUED
IN CASE OF CAPITAL INCREASES WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT UP TO A MAXIMUM OF 15% OF THE I
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL TO
REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING
OF CAPI
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON A SHARE CAPITAL INCREASE BY
ISSUANCE OF COMMON SHARES OR OTHER
SECURITIES GRANTING ACCESS TO THE
CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES, MEMBERS OF ONE OR
SEVERAL
25 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND: EUR 4.60 PER
SHARE
8 RENEWAL OF THE TERM OF MR FOR FOR Management
FRANCOIS-HENRI PINAULT AS DIRECTOR
9 RENEWAL OF THE TERM OF MR FOR FOR Management
JEAN-FRANCOIS PALUS AS DIRECTOR
10 RENEWAL OF THE TERM OF MRS PATRICIA FOR FOR Management
BARBIZET AS DIRECTOR
11 RENEWAL OF THE TERM OF MR BAUDOUIN FOR FOR Management
PROT AS DIRECTOR
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE CRITERIA FOR THE
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
REMUNERATION AND ANY BENEFITS WHICH
MAY BE ALLOCATED TO THE EXECUTIVE
DIRECTORS
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FRANCOIS-HENRI
PINAULT, CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR JEAN- FRANCOIS
PALUS, DEPUTY GENERAL MANAGER, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
16 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND TRANSFERABLE SECURITIES,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
USABLE OUTSIDE OF PERIODS OF PUBLIC
OFFERS
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE CAPITAL BY
INCORPORATING RESERVES, PROFITS, OR
SHARE PREMIUMS, USABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERS
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED TO ISSUE
COMMON SHARES AND TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
PUBLIC OFFERS, USABLE OUTSIDE OF
PERIODS OF PUBLIC OFFERS
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR CAPITAL
SECURITIES GRANTING ACCESS TO OTHER
CAPITAL SECURITIES OR GRANTING THE
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO SET THE ISSUANCE
PRICE OF COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO CAPITAL ACCORDING TO CERTAIN
TERMS AND CONDITIONS, UP TO A MAXIMUM
OF 5% OF THE CAPITAL PER YEAR, WITHIN
THE
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF COMMON SHARES OR
TRANSFERABLE SECURITIES TO BE ISSUED
IN CASE OF CAPITAL INCREASES WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT UP TO A MAXIMUM OF 15% OF THE I
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL TO
REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING
OF CAPI
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON A SHARE CAPITAL INCREASE BY
ISSUANCE OF COMMON SHARES OR OTHER
SECURITIES GRANTING ACCESS TO THE
CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES, MEMBERS OF ONE OR
SEVERAL
25 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
KERRY PROPERTIES LTD, HAMILTON
Ticker: Security ID: G52440107
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. HO SHUT KAN, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
6 TO RE-ELECT MR. BRYAN PALLOP GAW, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
7 TO RE-ELECT MR. KU MOON LUN, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
8 TO FIX DIRECTORS' FEES FOR FOR Management
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR AND TO AUTHORIZE THE
DIRECTORS TO FIX ITS REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING
20% OF THE NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING
OF THIS RESOLUTION
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE SHARES IN THE
CAPITAL OF THE COMPANY NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING
OF THIS RESOLUTION
12 TO EXTEND, CONDITIONAL UPON THE ABOVE FOR FOR Management
RESOLUTION 6B BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT SHARES BY
ADDING THE AGGREGATE AMOUNT OF THE
REPURCHASED SHARES TO THE 20% GENERAL
MANDATE
--------------------------------------------------------------------------------
KESKO CORP, HELSINKI
Ticker: Security ID: X44874109
Meeting Date: APR 03, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
10 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
11 DISTRIBUTION OF THE PROFITS SHOWN ON FOR FOR Management
THE BALANCE SHEET AND RESOLUTION ON
THE PAYMENT OF DIVIDEND: EUR 2.00 PER
SHARE
12 RESOLUTION ON DISCHARGING THE BOARD FOR FOR Management
MEMBERS AND THE MANAGING DIRECTOR FROM
LIABILITY
13 RESOLUTION ON THE BOARD MEMBERS' FOR FOR Management
REMUNERATION AND THE BASIS FOR
REIMBURSEMENT OF THEIR EXPENSES
14 RESOLUTION ON THE NUMBER OF BOARD FOR FOR Management
MEMBERS: SEVEN(7)
15 ELECTION OF THE BOARD MEMBERS: FOR FOR Management
ACCORDING TO ARTICLE 4 OF THE ARTICLES
OF ASSOCIATION, THE TERM OF OFFICE OF
THE BOARD OF DIRECTORS' MEMBERS IS
THREE (3) YEARS, SO THAT THE TERM OF
OFFICE BEGINS AT THE CLOSE OF THE
GENERAL MEETING ELECTING THE MEMBERS
AND
16 RESOLUTION ON THE AUDITOR'S FEE AND FOR FOR Management
THE BASIS FOR REIMBURSEMENT OF EXPENSES
17 ELECTION OF THE AUDITOR: THE BOARD'S FOR FOR Management
AUDIT COMMITTEE PROPOSES TO THE
GENERAL MEETING THAT THE FIRM OF
AUDITORS PRICEWATERHOUSECOOPERS OY,
AUTHORISED PUBLIC ACCOUNTANTS, BE
ELECTED AS THE COMPANY'S AUDITOR.
PRICEWATERHOUSECOOPERS OY HAVE
ANNOUNCED THAT IF
18 DONATIONS FOR CHARITABLE PURPOSES FOR FOR Management
--------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN
Ticker: Security ID: G52562140
Meeting Date: MAY 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT THEREON FOR THE YEAR
ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND AND FOR FOR Management
SPECIAL FINAL DIVIDEND: HK70 CENTS AND
HK30 CENTS PER SHARE
5 TO RE-ELECT THE FOLLOWING EXECUTIVE FOR FOR Management
DIRECTOR OF THE COMPANY: MR. CHEUNG
KWONG KWAN
6 TO RE-ELECT THE FOLLOWING EXECUTIVE FOR FOR Management
DIRECTOR OF THE COMPANY: MR. HO YIN
SANG
7 TO RE-ELECT THE FOLLOWING EXECUTIVE FOR FOR Management
DIRECTOR OF THE COMPANY: MS. CHEUNG
WAI LIN, STEPHANIE
8 TO RE-ELECT THE FOLLOWING INDEPENDENT FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY:
DR. CHONG KIN KI
9 TO RE-ELECT THE FOLLOWING INDEPENDENT FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY:
MR. LEUNG TAI CHIU
10 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX ITS DIRECTORS'
REMUNERATION
11 TO RE-APPOINT AUDITORS AND TO FOR FOR Management
AUTHORISE THE COMPANY'S BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
12 THAT: (A) SUBJECT TO PARAGRAPH (C) OF FOR FOR Management
THIS RESOLUTION, THE EXERCISE BY THE
DIRECTORS OF THE COMPANY ("DIRECTORS")
DURING THE RELEVANT PERIOD (AS
HEREINAFTER DEFINED) OF ALL THE POWERS
OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES OF THE C
13 THAT: (A) SUBJECT TO PARAGRAPH (B) OF FOR FOR Management
THIS RESOLUTION, THE EXERCISE BY THE
DIRECTORS DURING THE RELEVANT PERIOD
(AS HEREINAFTER DEFINED) OF ALL THE
POWERS OF THE COMPANY TO REPURCHASE
SHARES OR SECURITIES CONVERTIBLE INTO
SHARES ON THE STOCK EXCHANGE OF H
14 THAT CONDITIONAL UPON THE PASSING OF FOR FOR Management
RESOLUTIONS NUMBERED 6A AND 6B AS SET
OUT IN THE NOTICE CONVENING THIS
MEETING, THE GENERAL MANDATE GRANTED
TO THE DIRECTORS TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE
OR OTHERWISE DEAL WITH SHARES PURSUANT
15 THAT (A) SUBJECT TO AND CONDITIONAL FOR FOR Management
UPON THE LISTING COMMITTEE OF THE
STOCK EXCHANGE OF HONG KONG LIMITED
GRANTING THE APPROVAL OF THE LISTING
OF, AND PERMISSION TO DEAL IN, THE
SHARES OF KINGBOARD LAMINATES HOLDINGS
LIMITED TO BE ISSUED PURSUANT TO THE E
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: Security ID: G5256E441
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 APPROVE FINAL DIVIDEND: 7.15P PER FOR FOR Management
ORDINARY SHARE
4 ELECT ANDY COSLETT AS DIRECTOR FOR FOR Management
5 RE-ELECT ANDREW BONFIELD AS DIRECTOR FOR FOR Management
6 RE-ELECT PASCAL CAGNI AS DIRECTOR FOR FOR Management
7 RE-ELECT CLARE CHAPMAN AS DIRECTOR FOR FOR Management
8 RE-ELECT ANDERS DAHLVIG AS DIRECTOR FOR FOR Management
9 RE-ELECT RAKHI GOSS-CUSTARD AS DIRECTOR FOR FOR Management
10 RE-ELECT VERONIQUE LAURY AS DIRECTOR FOR FOR Management
11 RE-ELECT MARK SELIGMAN AS DIRECTOR FOR FOR Management
12 RE-ELECT KAREN WITTS AS DIRECTOR FOR FOR Management
13 REAPPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
14 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
18 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
19 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
20 ADOPT NEW ARTICLES OF ASSOCIATION FOR FOR Management
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: KGC Security ID: 496902404
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE APPOINTMENT OF KPMG FOR FOR Management
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION.
3 TO CONSIDER, AND, IF DEEMED FOR FOR Management
APPROPRIATE, TO PASS, AN ADVISORY
RESOLUTION ON KINROSS' APPROACH TO
EXECUTIVE COMPENSATION.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE APPOINTMENT OF KPMG FOR FOR Management
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION.
3 TO CONSIDER, AND, IF DEEMED FOR FOR Management
APPROPRIATE, TO PASS, AN ADVISORY
RESOLUTION ON KINROSS' APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED
Ticker: Security ID: 497350108
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
14 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Isozaki, Yoshinori FOR FOR Management
4 Appoint a Director Nishimura, Keisuke FOR FOR Management
5 Appoint a Director Ito, Akihiro FOR FOR Management
6 Appoint a Director Miyoshi, Toshiya FOR FOR Management
7 Appoint a Director Ishii, Yasuyuki FOR FOR Management
8 Appoint a Director Arima, Toshio FOR FOR Management
9 Appoint a Director Arakawa, Shoshi FOR FOR Management
10 Appoint a Director Iwata, Kimie FOR FOR Management
11 Appoint a Director Nagayasu, Katsunori FOR FOR Management
12 Approve Payment of Bonuses to FOR FOR Management
Corporate Officers
13 Amend the Compensation to be received FOR FOR Management
by Corporate Officers
--------------------------------------------------------------------------------
KOBE STEEL, LTD.
Ticker: Security ID: J34555250
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kawasaki, Hiroya
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Onoe,
Yoshinori
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kaneko,
Akira
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Umehara,
Naoto
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yamaguchi, Mitsugu
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Manabe,
Shohei
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Koshiishi, Fusaki
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Miyake,
Toshiya
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Naraki,
Kazuhide
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kitabata, Takao
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Bamba,
Hiroyuki
13 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members
Kitabata, Takao
--------------------------------------------------------------------------------
KOKUYO CO.,LTD.
Ticker: Security ID: J35544105
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Director Kuroda, Akihiro FOR FOR Management
3 Appoint a Director Kuroda, Hidekuni FOR FOR Management
4 Appoint a Director Kuroda, Yasuhiro FOR FOR Management
5 Appoint a Director Morikawa, Takuya FOR FOR Management
6 Appoint a Director Miyagaki, Nobuyuki FOR FOR Management
7 Appoint a Director Sakuta, Hisao FOR FOR Management
8 Appoint a Director Hamada, Hiroshi FOR FOR Management
9 Appoint a Director Fujiwara, Taketsugu FOR FOR Management
10 Appoint a Corporate Auditor Maeda, FOR FOR Management
Kazutoshi
11 Appoint a Corporate Auditor Yasue, FOR FOR Management
Hideyuki
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Takahashi, Akito
13 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: Security ID: J35759125
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Noji, Kunio FOR FOR Management
4 Appoint a Director Ohashi, Tetsuji FOR FOR Management
5 Appoint a Director Fujitsuka, Mikio FOR FOR Management
6 Appoint a Director Kuromoto, Kazunori FOR FOR Management
7 Appoint a Director Mori, Masanao FOR FOR Management
8 Appoint a Director Oku, Masayuki FOR FOR Management
9 Appoint a Director Yabunaka, Mitoji FOR FOR Management
10 Appoint a Director Kigawa, Makoto FOR FOR Management
11 Appoint a Corporate Auditor Matsuo, FOR FOR Management
Hironobu
12 Appoint a Corporate Auditor Ono, Kotaro FOR FOR Management
13 Approve Payment of Bonuses to Directors FOR FOR Management
14 Approve Delegation of Authority to the FOR FOR Management
Board of Directors to Determine
Details of Share Acquisition Rights
Issued as Stock-Linked Compensation
Type Stock Options for Employees of
the Company and Representative
Directors of the Company's Subsidiaries
--------------------------------------------------------------------------------
KONE OYJ, HELSINKI
Ticker: Security ID: X4551T105
Meeting Date: FEB 28, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDENDS: THE BOARD OF
DIRECTORS PROPOSES THAT FOR THE
FINANCIAL YEAR 2016 A DIVIDEND OF EUR
1.5475 IS PAID FOR EACH CLASS A SHARE
AND A DIVIDEND OF EUR 1.55 IS PAID FOR
EA
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT AND CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: 8
14 THE NOMINATION AND COMPENSATION FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT MATTI ALAHUHTA, ANNE
BRUNILA, ANTTI HERLIN, IIRIS HERLIN,
JUSSI HERLIN, RAVI KANT, JUHANI
KASKEALA AND SIRPA PIETIKAINEN ARE
RE-ELECTED TO THE BOARD OF DIRECTORS
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITORS
16 RESOLUTION ON THE NUMBER OF AUDITORS: 2 FOR FOR Management
17 THE AUDIT COMMITTEE OF THE BOARD OF FOR FOR Management
DIRECTORS PROPOSES THAT AUTHORIZED
PUBLIC ACCOUNTANTS
PRICEWATERHOUSECOOPERS OY AND NIINA
VILSKE ARE ELECTED AS AUDITORS
18 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------
KONICA MINOLTA,INC.
Ticker: Security ID: J36060119
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Matsuzaki, Masatoshi FOR FOR Management
3 Appoint a Director Yamana, Shoei FOR FOR Management
4 Appoint a Director Kama, Kazuaki FOR FOR Management
5 Appoint a Director Tomono, Hiroshi FOR FOR Management
6 Appoint a Director Nomi, Kimikazu FOR FOR Management
7 Appoint a Director Hatchoji, Takashi FOR FOR Management
8 Appoint a Director Ando, Yoshiaki FOR FOR Management
9 Appoint a Director Shiomi, Ken FOR FOR Management
10 Appoint a Director Hatano, Seiji FOR FOR Management
11 Appoint a Director Koshizuka, Kunihiro FOR FOR Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V.
Ticker: Security ID: N0074E105
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
6 APPROVE DIVIDENDS OF EUR 0.57 PER SHARE FOR FOR Management
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
10 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS OF DELHAIZE GROUP
11 APPROVE END OF MANDATE AND DISCHARGE FOR FOR Management
OF DIRECTORS OF DELHAIZE GROUP
12 APPROVE END OF TERM AND DISCHARGE OF FOR FOR Management
THE FORMER STATUTORY AUDITOR OF
DELHAIZE GROUP
13 REELECT JAN HOMMEN TO SUPERVISORY BOARD FOR FOR Management
14 REELECT BEN NOTEBOOM TO SUPERVISORY FOR FOR Management
BOARD
15 APPROVE APPLICATION OF DIFFERENT PEER FOR FOR Management
GROUP FOR US COO
16 RATIFY PRICEWATERHOUSECOOPERS AS FOR FOR Management
AUDITORS
17 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
18 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES UNDER ITEM
17
19 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
20 APPROVE REDUCTION IN SHARE CAPITAL BY FOR FOR Management
CANCELLATION OF SHARES UNDER ITEM 19
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV, HEERLEN
Ticker: Security ID: N5017D122
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 APPROVE DIVIDENDS OF EUR 1.75 PER SHARE FOR FOR Management
8 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
9 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
10 REELECT DIMITRI DE VREEZE TO FOR FOR Management
MANAGEMENT BOARD
11 ELECT JOHN RAMSAY TO SUPERVISORY BOARD FOR FOR Management
12 ELECT FRITS DIRK VAN PAASCHEN TO FOR FOR Management
SUPERVISORY BOARD
13 RATIFY KPMG AS AUDITORS FOR FOR Management
14 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
15 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
16 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
17 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
4 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
5 AMEND ARTICLE 32.3 RE: DIVIDEND ON FOR FOR Management
CUMULATIVE PREFERENCE SHARES
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV, DEN HAAG
Ticker: Security ID: N4297B146
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
6 APPROVE DIVIDENDS OF EUR 0.125 PER FOR FOR Management
SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
9 RATIFY ERNST YOUNG AS AUDITORS FOR FOR Management
12 ELECT D.J. HAANK TO SUPERVISORY BOARD FOR FOR Management
13 ELECT C.J. GARCIA MORENO ELIZONDO TO FOR FOR Management
SUPERVISORY BOARD
15 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
16 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
17 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
18 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
--------------------------------------------------------------------------------
KURARAY CO.,LTD.
Ticker: Security ID: J37006137
Meeting Date: MAR 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Ito, Masaaki FOR FOR Management
4 Appoint a Director Matsuyama, Sadaaki FOR FOR Management
5 Appoint a Director Kugawa, Kazuhiko FOR FOR Management
6 Appoint a Director Hayase, Hiroaya FOR FOR Management
7 Appoint a Director Nakayama, Kazuhiro FOR FOR Management
8 Appoint a Director Abe, Kenichi FOR FOR Management
9 Appoint a Director Sano, Yoshimasa FOR FOR Management
10 Appoint a Director Toyoura, Hitoshi FOR FOR Management
11 Appoint a Director Hamaguchi, Tomokazu FOR FOR Management
12 Appoint a Director Hamano, Jun FOR FOR Management
13 Appoint a Corporate Auditor Fujimoto, FOR FOR Management
Mie
--------------------------------------------------------------------------------
KYB CORPORATION
Ticker: Security ID: J31803109
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
5 Appoint a Director Nakajima, Yasusuke FOR FOR Management
6 Appoint a Director Kato, Takaaki FOR FOR Management
7 Appoint a Director Komiya, Morio FOR FOR Management
8 Appoint a Director Saito, Keisuke FOR FOR Management
9 Appoint a Director Shoji, Takafumi FOR FOR Management
10 Appoint a Director Ono, Masao FOR FOR Management
11 Appoint a Director Tsuruta, Rokuro FOR FOR Management
12 Appoint a Director Shiozawa, Shuhei FOR FOR Management
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Shigeta, Atsushi
14 Approve Payment of Performance-based FOR FOR Management
Compensation to Directors
--------------------------------------------------------------------------------
KYOCERA CORPORATION
Ticker: Security ID: J37479110
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Yamaguchi, Goro FOR FOR Management
4 Appoint a Director Tanimoto, Hideo FOR FOR Management
5 Appoint a Director Ishii, Ken FOR FOR Management
6 Appoint a Director Fure, Hiroshi FOR FOR Management
7 Appoint a Director Date, Yoji FOR FOR Management
8 Appoint a Director Kano, Koichi FOR FOR Management
9 Appoint a Director Aoki, Shoichi FOR FOR Management
10 Appoint a Director John Sarvis FOR FOR Management
11 Appoint a Director Robert Whisler FOR FOR Management
12 Appoint a Director Onodera, Tadashi FOR FOR Management
13 Appoint a Director Mizobata, Hiroto FOR FOR Management
14 Appoint a Director Aoyama, Atsushi FOR FOR Management
15 Appoint a Director Itsukushima, Keiji FOR FOR Management
16 Appoint a Director Ina, Norihiko FOR FOR Management
17 Appoint a Director Sato, Takashi FOR FOR Management
--------------------------------------------------------------------------------
L'OREAL S.A., PARIS
Ticker: Security ID: F58149133
Meeting Date: APR 20, 2017 Meeting Type: MIX
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND : EUR 3.30 PER SHARE AND AN
EXTRA OF EUR 0.33 PER SHARE TO
LONG-TERM REGISTERED SHARES
8 APPOINTMENT OF MR PAUL BULCKE AS FOR FOR Management
DIRECTOR
9 RENEWAL OF THE APPOINTMENT OF MRS FOR FOR Management
FRANCOISE BETTENCOURT MEYERS AS
DIRECTOR
10 RENEWAL OF THE TERM OF MS VIRGINIE FOR FOR Management
MORGON AS DIRECTOR
11 APPROVAL OF PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE ALLOCATION AND
AWARDING CRITERIA OF THE COMPONENTS
MAKING UP THE GLOBAL COMPENSATION AND
ALL BENEFITS OF ALL KINDS TO BE
AWARDED TO THE CHIEF EXECUTIVE OFFICER
12 SHAREHOLDERS' ADVISORY REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO THE CHIEF
EXECUTIVE OFFICER FOR THE 2016
FINANCIAL YEAR
13 AUTHORISATION FOR THE COMPANY TO FOR FOR Management
REPURCHASE ITS OWN SHARES
14 DIVISION BY TWO OF THE NOMINAL VALUE FOR FOR Management
OF THE COMPANY'S SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
16 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR OTHER
ELEMENTS
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOW AN
INCREASE IN THE CAPITAL RESERVED FOR
EMPLOYEES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
18 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOW A CAPITAL
INCREASE RESERVED TO CATEGORIES OF
BENEFICIARIES CONSISTING OF EMPLOYEES
OF FOREIGN AFFILIATES, WITH
CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS
PART OF A
19 ALIGNMENT OF THE BY-LAWS WITH ARTICLE FOR FOR Management
787 B OF THE FRENCH GENERAL TAX CODE
20 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD, RAPPERSWIL-JONA
Ticker: Security ID: H4768E105
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MANAGEMENT REPORT, THE FOR WITHHOLD Management
ANNUAL CONSOLIDATED FINANCIAL
STATEMENTS OF THE GROUP, AND THE
ANNUAL FINANCIAL STATEMENTS OF
LAFARGEHOLCIM LTD
2 ADVISORY VOTE ON THE COMPENSATION FOR WITHHOLD Management
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS AND THE PERSONS ENTRUSTED
WITH MANAGEMENT
4 APPROPRIATION OF RETAINED EARNINGS; FOR WITHHOLD Management
5 DETERMINATION OF THE PAYOUT FROM FOR WITHHOLD Management
CAPITAL CONTRIBUTION RESERVES: CHF 2.
00 PER REGISTERED SHARE
6 RE-ELECTION OF DR. BEAT HESS AS A FOR WITHHOLD Management
MEMBER AND RE-ELECTION AS CHAIRMAN OF
THE BOARD OF DIRECTORS
7 RE-ELECTION OF BERTRAND COLLOMB AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
8 RE-ELECTION OF PAUL DESMARAIS, JR. AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
9 RE-ELECTION OF OSCAR FANJUL AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
10 RE-ELECTION OF GERARD LAMARCHE AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
11 RE-ELECTION OF ADRIAN LOADER AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
12 RE-ELECTION OF JURG OLEAS AS A MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS
13 RE-ELECTION OF NASSEF SAWIRIS AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF DR. H.C. THOMAS FOR WITHHOLD Management
SCHMIDHEINY AS A MEMBER OF THE BOARD
OF DIRECTORS
15 RE-ELECTION OF HANNE BIRGITTE FOR WITHHOLD Management
BREINBJERG SORENSEN AS A MEMBER OF THE
BOARD OF DIRECTORS
16 RE-ELECTION OF DR. DIETER SPALTI AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
17 ELECTION OF PATRICK KRON AS A MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS
18 RE-ELECTION OF PAUL DESMARAIS, JR. AS FOR WITHHOLD Management
A MEMBER OF THE NOMINATION,
COMPENSATION & GOVERNANCE COMMITTEE
19 RE-ELECTION OF OSCAR FANJUL AS A FOR WITHHOLD Management
MEMBER OF THE NOMINATION, COMPENSATION
& GOVERNANCE COMMITTEE
20 RE-ELECTION OF ADRIAN LOADER AS A FOR WITHHOLD Management
MEMBER OF THE NOMINATION, COMPENSATION
& GOVERNANCE COMMITTEE
21 RE-ELECTION OF NASSEF SAWIRIS AS A FOR WITHHOLD Management
MEMBER OF THE NOMINATION, COMPENSATION
& GOVERNANCE COMMITTEE
22 RE-ELECTION OF HANNE BIRGITTE FOR WITHHOLD Management
BREINBJERG SORENSEN AS A MEMBER OF THE
NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
23 ELECTION OF THE AUDITOR: DELOITTE AG FOR WITHHOLD Management
24 RE-ELECTION OF THE INDEPENDENT PROXY: FOR WITHHOLD Management
RE-ELECTION OF DR. THOMAS RIS OF RIS &
ACKERMANN, ATTORNEYS AT LAW, ST.
GALLERSTRASSE 161, 8645 JONA,
SWITZERLAND
25 COMPENSATION OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
FOR THE NEXT TERM OF OFFICE
26 COMPENSATION OF THE EXECUTIVE FOR WITHHOLD Management
COMMITTEE FOR THE FINANCIAL YEAR 2018
--------------------------------------------------------------------------------
LAGARDERE SCA, PARIS
Ticker: Security ID: F5485U100
Meeting Date: MAY 04, 2017 Meeting Type: MIX
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME AND DISTRIBUTION FOR FOR Management
OF DIVIDEND
8 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR ARNAUD
LAGARDERE, MANAGER FOR THE 2016
FINANCIAL YEAR
9 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR PIERRE
LEROY AND MR THIERRY FUNCK-BRENTANO,
MANAGEMENT REPRESENTATIVES, FOR THE
2016 FINANCIAL YEAR
10 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR
DOMINIQUE D'HINNIN FOR THE 2016
FINANCIAL YEAR
11 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR XAVIER
DE SARRAU, CHAIRMAN OF THE SUPERVISORY
BOARD, FOR THE 2016 FINANCIAL YEAR
12 RENEWAL OF THE TERM OF MS MARTINE FOR FOR Management
CHENE AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
13 RENEWAL OF THE TERM OF MR FRANCOIS FOR FOR Management
DAVID AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
14 RENEWAL OF THE TERM OF MS SOUMIA FOR FOR Management
BELAIDI MALINBAUM AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF FOUR
YEARS
15 RENEWAL OF THE TERM OF MR JAVIER FOR FOR Management
MONZON AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
16 RENEWAL OF THE TERM OF MS ALINE FOR FOR Management
SYLLA-WALBAUM AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF FOUR
YEARS
17 RENEWAL OF THE TERM OF ERNST & YOUNG FOR FOR Management
ET AUTRES AS STATUTORY AUDITOR FOR A
PERIOD OF SIX FINANCIAL YEARS
18 NON-RENEWAL OF THE TERM OF AUDITEX AS FOR FOR Management
DEPUTY STATUTORY AUDITOR
19 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT TO TRADE IN COMPANY SHARES
FOR A DURATION OF EIGHTEEN MONTHS
20 DELEGATION OF AUTHORITY FOR THE FOR FOR Management
MANAGEMENT FOR A PERIOD OF TWENTY-SIX
MONTHS TO DECIDE TO ISSUE TRANSFERABLE
SECURITIES REPRESENTING A DEBT
INSTRUMENT GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF
SUBSIDIARIES OF THE COMPANY AND/OR ANY
OTHER C
21 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITH PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES IN
THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF THE CO
22 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, BY MEANS OF PUBLIC
OFFERING WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS BUT WITH PRIORITY
RIGHTS FOR A MINIMUM PERIOD OF FIVE
TRADING DAYS, COMMON SHARES OF THE
COMPA
23 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, BY MEANS OF PUBLIC
OFFERING WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS AND WITHOUT
PRIORITY RIGHTS, COMMON SHARES IN THE
COMPANY AND/OR TRANSFERABLE SECURITIES
GRANT
24 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, IN THE CONTEXT OF AN
OFFER PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHA
25 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT TO INCREASE, IN THE CONTEXT
OF FIXED LIMITS, THE AMOUNT OF
ISSUANCES DECIDED UPON IN THE EVENT OF
OVER-SUBSCRIPTION
26 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES OF
THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF THE
27 OVERALL LIMITS OF 80 MILLION EURO, 300 FOR FOR Management
MILLION EURO AND 1.5 BILLION EURO FOR
CAPITAL INCREASES AND BORROWINGS
RESULTING FROM ISSUANCES DECIDED UPON
PURSUANT TO THE DELEGATIONS OF
AUTHORITY CONTAINED IN THE PRECEDING
RESOLUTIONS
28 DELEGATION OF AUTHORITY FOR A DURATION FOR FOR Management
OF TWENTY-SIXTH MONTHS FOR MANAGEMENT
TO DECIDE TO INCREASE THE SHARE
CAPITAL BY MEANS OF INCORPORATING
RESERVES, PROFITS OR ISSUE PREMIUMS
AND ISSUANCES OF EQUITY SECURITIES OR
INCREASING THE NOMINAL AMOUNT OF EXIST
29 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY CAPITAL
RESERVED FOR EMPLOYEES UNDER COMPANY
30 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT, FOR A PERIOD OF FOUR
YEARS, TO REDUCE THE SHARE CAPITAL BY
MEANS OF CANCELLING ALL OR SOME OF THE
COMPANY SHARES ACQUIRED IN THE CONTEXT
OF SHARE BUY-BACK PROGRAMMES
31 COMPLIANCE OF ARTICLE 17 OF THE FOR FOR Management
COMPANY BY-LAWS
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME AND DISTRIBUTION FOR FOR Management
OF DIVIDEND
8 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR ARNAUD
LAGARDERE, MANAGER FOR THE 2016
FINANCIAL YEAR
9 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR PIERRE
LEROY AND MR THIERRY FUNCK-BRENTANO,
MANAGEMENT REPRESENTATIVES, FOR THE
2016 FINANCIAL YEAR
10 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR
DOMINIQUE D'HINNIN FOR THE 2016
FINANCIAL YEAR
11 ISSUING OF A REVIEW OF THE FOR FOR Management
COMPENSATION OWED OR PAID TO MR XAVIER
DE SARRAU, CHAIRMAN OF THE SUPERVISORY
BOARD, FOR THE 2016 FINANCIAL YEAR
12 RENEWAL OF THE TERM OF MS MARTINE FOR FOR Management
CHENE AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
13 RENEWAL OF THE TERM OF MR FRANCOIS FOR FOR Management
DAVID AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
14 RENEWAL OF THE TERM OF MS SOUMIA FOR FOR Management
BELAIDI MALINBAUM AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF FOUR
YEARS
15 RENEWAL OF THE TERM OF MR JAVIER FOR FOR Management
MONZON AS A MEMBER OF THE SUPERVISORY
BOARD FOR A PERIOD OF THREE YEARS
16 RENEWAL OF THE TERM OF MS ALINE FOR FOR Management
SYLLA-WALBAUM AS A MEMBER OF THE
SUPERVISORY BOARD FOR A PERIOD OF FOUR
YEARS
17 RENEWAL OF THE TERM OF ERNST & YOUNG FOR FOR Management
ET AUTRES AS STATUTORY AUDITOR FOR A
PERIOD OF SIX FINANCIAL YEARS
18 NON-RENEWAL OF THE TERM OF AUDITEX AS FOR FOR Management
DEPUTY STATUTORY AUDITOR
19 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT TO TRADE IN COMPANY SHARES
FOR A DURATION OF EIGHTEEN MONTHS
20 DELEGATION OF AUTHORITY FOR THE FOR FOR Management
MANAGEMENT FOR A PERIOD OF TWENTY-SIX
MONTHS TO DECIDE TO ISSUE TRANSFERABLE
SECURITIES REPRESENTING A DEBT
INSTRUMENT GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF
SUBSIDIARIES OF THE COMPANY AND/OR ANY
OTHER C
21 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITH PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES IN
THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF THE CO
22 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, BY MEANS OF PUBLIC
OFFERING WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS BUT WITH PRIORITY
RIGHTS FOR A MINIMUM PERIOD OF FIVE
TRADING DAYS, COMMON SHARES OF THE
COMPA
23 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, BY MEANS OF PUBLIC
OFFERING WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS AND WITHOUT
PRIORITY RIGHTS, COMMON SHARES IN THE
COMPANY AND/OR TRANSFERABLE SECURITIES
GRANT
24 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, IN THE CONTEXT OF AN
OFFER PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHA
25 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT TO INCREASE, IN THE CONTEXT
OF FIXED LIMITS, THE AMOUNT OF
ISSUANCES DECIDED UPON IN THE EVENT OF
OVER-SUBSCRIPTION
26 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES OF
THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATE
OR DEFERRED, TO THE CAPITAL OF THE
27 OVERALL LIMITS OF 80 MILLION EURO, 300 FOR FOR Management
MILLION EURO AND 1.5 BILLION EURO FOR
CAPITAL INCREASES AND BORROWINGS
RESULTING FROM ISSUANCES DECIDED UPON
PURSUANT TO THE DELEGATIONS OF
AUTHORITY CONTAINED IN THE PRECEDING
RESOLUTIONS
28 DELEGATION OF AUTHORITY FOR A DURATION FOR FOR Management
OF TWENTY-SIXTH MONTHS FOR MANAGEMENT
TO DECIDE TO INCREASE THE SHARE
CAPITAL BY MEANS OF INCORPORATING
RESERVES, PROFITS OR ISSUE PREMIUMS
AND ISSUANCES OF EQUITY SECURITIES OR
INCREASING THE NOMINAL AMOUNT OF EXIST
29 DELEGATION OF AUTHORITY FOR A PERIOD FOR FOR Management
OF TWENTY-SIX MONTHS FOR MANAGEMENT TO
DECIDE TO ISSUE, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, COMMON SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY CAPITAL
RESERVED FOR EMPLOYEES UNDER COMPANY
30 AUTHORISATION TO BE GRANTED TO FOR FOR Management
MANAGEMENT, FOR A PERIOD OF FOUR
YEARS, TO REDUCE THE SHARE CAPITAL BY
MEANS OF CANCELLING ALL OR SOME OF THE
COMPANY SHARES ACQUIRED IN THE CONTEXT
OF SHARE BUY-BACK PROGRAMMES
31 COMPLIANCE OF ARTICLE 17 OF THE FOR FOR Management
COMPANY BY-LAWS
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC R.E.I.T, LONDON
Ticker: Security ID: G5375M118
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2016 ANNUAL REPORT FOR FOR Management
2 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION
3 TO DECLARE A FINAL DIVIDEND OF 10.55P FOR FOR Management
PER ORDINARY SHARE
4 TO RE-ELECT DAME ALISON CARNWATH AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT ROBERT NOEL AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MARTIN GREENSLADE AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT KEVIN OBYRNE AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT SIMON PALLEY AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT CHRISTOPHER BARTRAM AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT STACEY RAUCH AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT CRESSIDA HOGG CBE AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT EDWARD BONHAM CARTER AS A FOR FOR Management
DIRECTOR
13 TO RE-APPOINT ERNST AND YOUNG LLP AS FOR FOR Management
AUDITOR
14 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITOR
15 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
16 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SECURITIES
17 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
18 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
19 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES OF ITS OWN SHARES
--------------------------------------------------------------------------------
LANXESS AG, LEVERKUSEN
Ticker: Security ID: D5032B102
Meeting Date: MAY 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.70 PER SHARE
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER MATTHIAS ZACHERT FOR FISCAL 2016
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER HUBERT FINK FOR FISCAL 2016
8 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER MICHAEL PONTZEN FOR FISCAL 2016
9 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER RAINIER VAN ROESSEL FOR FISCAL
2016
10 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER ROLF STOMBERG FOR FISCAL 2016
11 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER WERNER CZAPLIK FOR FISCAL 2016
12 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER HANS DIETER GERRIETS FOR FISCAL
2016
13 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER HEIKE HANAGARTH FOR FISCAL 2016
14 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER FRIEDRICH JANSSEN FOR FISCAL
2016
15 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER THOMAS MEIERS FOR FISCAL 2016
16 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER CLAUDIA NEMAT FOR FISCAL 2016
17 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER LAWRENCE ROSEN FOR FISCAL 2016
18 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER GISELA SEIDEL FOR FISCAL 2016
19 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER RALF SIKORSKI FOR FISCAL 2016
20 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER MANUELA STRAUCH FOR FISCAL 2016
21 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER IFRAIM TAIRI FOR FISCAL 2016
22 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER THEO WALTHIE FOR FISCAL 2016
23 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER MATTHIAS WOLFGRUBER FOR FISCAL
2016
24 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
25 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR THE FIRST HALF OF FISCAL
2017
26 ELECT HEIKE HANAGARTH TO THE FOR FOR Management
SUPERVISORY BOARD
27 APPROVE CREATION OF EUR 9.2 MILLION FOR FOR Management
POOL OF CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------
LENDLEASE GROUP, MILLERS POINT
Ticker: Security ID: Q55368114
Meeting Date: NOV 11, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF MR DAVID CRAIG AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MR DAVID RYAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 RE-ELECTION OF MR MICHAEL ULLMER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 RE-ELECTION OF MS NICOLA WAKEFIELD FOR FOR Management
EVANS AS A DIRECTOR OF THE COMPANY
7 ADOPTION OF REMUNERATION REPORT FOR FOR Management
8 APPROVAL OF ALLOCATIONS OF PERFORMANCE FOR FOR Management
SECURITIES AND DEFERRED SECURITIES TO
MANAGING DIRECTOR
9 APPROVAL OF NEW CONSTITUTIONS FOR FOR Management
--------------------------------------------------------------------------------
LEONARDO - FINMECCANICA S.P.A., ROMA
Ticker: Security ID: T4502J151
Meeting Date: MAY 16, 2017 Meeting Type: MIX
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 BALANCE SHEET AS OF 31 DECEMBER 2016 FOR FOR Management
OF LEONARDO S.P.A., SIRIO PANEL S.P.A.
AND RELATED REPORTS OF THE BOARD OF
DIRECTORS, INTERNAL AND EXTERNAL
AUDITORS REPORTS. RESOLUTIONS RELATED
THERETO. PRESENTATION OF THE
CONSOLIDATED BALANCE SHEET AT 31
DECEMBER 2
4 TO STATE BOARD OF DIRECTORS MEMBERS' FOR FOR Management
NUMBER
5 TO STATE BOARD OF DIRECTORS TERM OF FOR FOR Management
OFFICE
8 TO APPOINT THE BOARD OF DIRECTORS: FOR FOR Management
LIST PRESENTED BY ABERDEEN ASSET
MANAGEMENT PLC MANAGING THE FUNDS:
ABBEY EUROPEAN FUND, ABBEY PENSIONS
EUROPEAN FUND, HBOS EUROPEAN FUND,
ABERDEEN CAPITAL TRUST, ABERDEEN
EUROPEAN EQUITY ENHANCED INDEX FUND,
FUNDAMENTAL
9 TO APPOINT THE BOARD OF DIRECTORS: FOR ABSTAIN Management
LIST PRESENTED BY MINISTRY OF ECONOMY
AND FINANCE, REPRESENTING 30.2 PCT OF
THE STOCK CAPITAL: DE GENNARO
GIOVANNI, PROFUMO ALESSANDRO, DASSU'
MARTA, CALDERONE MARINA, BADER LUCA,
ALPA GUIDO, LANDI FABRIZIO, TURICCHI
ANT
10 TO APPOINT THE CHAIRMAN OF THE BOARD FOR FOR Management
OF DIRECTORS: GIOVANNI DE GENNARO
11 TO STATE BOARD OF DIRECTORS' EMOLUMENT FOR FOR Management
12 REWARDING REPORT: RESOLUTION PURSUANT FOR FOR Management
TO ARTICLE 123-TER, PARAGRAPH 6, OF
LEGISLATIVE DECREE NO. 58/98
13 TO AUTHORIZE THE PURCHASE AND DISPOSAL FOR FOR Management
OF OWN SHARES AT THE SERVICE OF THE
INCENTIVE PLANS
14 TO AMEND ARTICLE 18.3 (BOARD OF FOR FOR Management
DIRECTORS) OF THE BY-LAWS. INTEGRATION
OF THE VOTING LIST DISCIPLINE FOR THE
APPOINTMENT OF THE BOARD OF DIRECTORS.
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------
LI & FUNG LTD, HAMILTON
Ticker: Security ID: G5485F169
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO DECLARE A FINAL DIVIDEND OF 12 HK FOR FOR Management
CENTS PER SHARE
5 TO RE-ELECT DR WILLIAM FUNG KWOK LUN FOR FOR Management
AS DIRECTOR
6 TO RE-ELECT MR MARTIN TANG YUE NIEN AS FOR FOR Management
DIRECTOR
7 TO RE-ELECT MR MARC ROBERT COMPAGNON FOR FOR Management
AS DIRECTOR
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR AND TO AUTHORISE THE
DIRECTORS TO FIX ITS REMUNERATION
9 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO REPURCHASE THE COMPANY'S
SHARES UP TO 10%
10 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES UP TO
10% AND THE DISCOUNT FOR SUCH SHARES
TO BE ISSUED SHALL NOT EXCEED 10%
--------------------------------------------------------------------------------
LINDE AG, MUENCHEN
Ticker: Security ID: D50348107
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT OF EUR
686,860,862.70 SHALL BE APPROPRIATED
AS FOLLOWS: PAYMENT OF A DIVIDEND OF
EUR 3.70 PER NO-PAR SHARE EX-DIVIDEND
DATE: MAY 11, 2017 PAYABLE DATE: MAY
15, 2017
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS: FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: KPMG AG, BERLIN
9 APPOINTMENT OF AUDITORS: FOR THE FOR FOR Management
INTERIM FINANCIAL STATEMENTS AND
INTERIM REPORT OF THE FIRST QUARTER OF
2018: KPMG AG, BERLIN
10 ELECTION OF THOMAS ENDERS TO THE FOR FOR Management
SUPERVISORY BOARD
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST, WONG TAI SIN
Ticker: Security ID: Y5281M111
Meeting Date: JUL 27, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RE-ELECT MR WILLIAM CHAN CHAK FOR FOR Management
CHEUNG AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
4 TO RE-ELECT MR DAVID CHARLES WATT AS FOR FOR Management
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT MS POH LEE TAN AS AN FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MR NICHOLAS CHARLES ALLEN FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
7 TO RE-ELECT MR ED CHAN YIU CHEONG AS FOR FOR Management
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT MR BLAIR CHILTON PICKERELL FOR FOR Management
AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
9 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
MANAGER OF LINK TO BUY BACK UNITS OF
LINK
--------------------------------------------------------------------------------
LION CORPORATION
Ticker: Security ID: J38933107
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Adopt Reduction of FOR FOR Management
Liability System for Non-Executive
Directors and Corporate Auditors,
Revise Directors with Title
3 Appoint a Director Hama, Itsuo FOR FOR Management
4 Appoint a Director Watari, Yuji FOR FOR Management
5 Appoint a Director Kikukawa, Masazumi FOR FOR Management
6 Appoint a Director Kobayashi, Kenjiro FOR FOR Management
7 Appoint a Director Kakui, Toshio FOR FOR Management
8 Appoint a Director Sakakibara, Takeo FOR FOR Management
9 Appoint a Director Yamada, Hideo FOR FOR Management
10 Appoint a Director Uchida, Kazunari FOR FOR Management
11 Appoint a Director Shiraishi, Takashi FOR FOR Management
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Yamaguchi, Takao
13 Amend the Compensation to be received FOR FOR Management
by Directors
14 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
15 Amend the Compensation to be received FOR FOR Management
by Corporate Auditors
--------------------------------------------------------------------------------
LIXIL GROUP CORPORATION
Ticker: Security ID: J3893W103
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Ushioda, Yoichiro FOR FOR Management
3 Appoint a Director Seto, Kinya FOR FOR Management
4 Appoint a Director Kanamori, Yoshizumi FOR FOR Management
5 Appoint a Director Kikuchi, Yoshinobu FOR FOR Management
6 Appoint a Director Ina, Keiichiro FOR FOR Management
7 Appoint a Director Kawaguchi, Tsutomu FOR FOR Management
8 Appoint a Director Koda, Main FOR FOR Management
9 Appoint a Director Barbara Judge FOR FOR Management
10 Appoint a Director Yamanashi, Hirokazu FOR FOR Management
11 Appoint a Director Yoshimura, Hiroto FOR FOR Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH
Ticker: Security ID: G5533W248
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE REPORT AND ACCOUNTS FOR FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
2 RE ELECTION OF LORD BLACKWELL FOR FOR Management
3 RE ELECTION OF MR J COLOMBAS FOR FOR Management
4 RE ELECTION OF MR M G CULMER FOR FOR Management
5 RE ELECTION OF MR A P DICKINSON FOR FOR Management
6 RE ELECTION OF MS A M FREW FOR FOR Management
7 RE ELECTION OF MR S P HENRY FOR FOR Management
8 RE ELECTION OF MR A HORTA OSORIO FOR FOR Management
9 RE ELECTION OF MS D D MCWHINNEY FOR FOR Management
10 RE ELECTION OF MR N E T PRETTEJOHN FOR FOR Management
11 RE ELECTION OF S W SINCLAIR FOR FOR Management
12 RE ELECTION OF MS S V WELLER FOR FOR Management
13 REMUNERATION POLICY SECTION OF THE FOR FOR Management
DIRECTORS REMUNERATION REPORT
14 ANNUAL REPORT ON REMUNERATION SECTION FOR FOR Management
OF THE DIRECTORS REMUNERATION REPORT
15 APPROVAL OF A FINAL ORDINARY OF 1.7 FOR FOR Management
PENCE PER SHARE
16 APPROVAL OF A SPECIAL DIVIDEND OF 0.5 FOR FOR Management
PENCE PER SHARE
17 RE APPOINTMENT OF THE AUDITOR: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
18 AUTHORITY TO SET THE REMUNERATION OF FOR FOR Management
THE AUDITOR
19 RENEWAL OF SHARE SAVE SCHEME FOR FOR Management
20 AUTHORITY FOR THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS OR INCUR POLITICAL
EXPENDITURE
21 RE DESIGNATION OF LIMITED VOTING SHARES FOR FOR Management
22 DIRECTORS AUTHORITY TO ALLOT SHARES FOR FOR Management
23 DIRECTORS AUTHORITY TO ALLOT SHARES IN FOR FOR Management
RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
24 LIMITED DISAPPLICATION OF PRE EMPTION FOR FOR Management
RIGHTS
25 LIMITED DISAPPLICATION OF PRE EMPTION FOR FOR Management
RIGHTS IN THE EVENT OF FINANCING AN
ACQUISITION TRANSACTION OR OTHER
CAPITAL INVESTMENT
26 LIMITED DISAPPLICATION OF PRE EMPTION FOR FOR Management
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE
INSTRUMENTS
27 AUTHORITY TO PURCHASE ORDINARY SHARES FOR FOR Management
28 AUTHORITY TO PURCHASE PREFERENCE SHARES FOR FOR Management
29 ADOPTION OF NEW ARTICLES OF ASSOCIATION FOR FOR Management
30 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE, PARIS
Ticker: Security ID: F58485115
Meeting Date: APR 13, 2017 Meeting Type: MIX
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS
4 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS
5 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS
6 ALLOCATION OF INCOME - SETTING OF FOR FOR Management
DIVIDEND: 4 EUROS PER SHARE
7 RENEWAL OF TERM OF MS DELPHINE ARNAULT FOR FOR Management
AS DIRECTOR
8 RENEWAL OF TERM OF MR NICOLAS BAZIRE FOR FOR Management
AS DIRECTOR
9 RENEWAL OF THE TERM OF MR ANTONIO FOR FOR Management
BELLONI AS DIRECTOR
10 RENEWAL OF THE TERM OF MR DIEGO DELLA FOR FOR Management
VALLE AS DIRECTOR
11 RENEWAL OF THE TERM OF MS MARIE-JOSEE FOR FOR Management
KRAVIS AS DIRECTOR
12 RENEWAL OF THE TERM OF MS MARIE-LAURE FOR FOR Management
SAUTY DE CHALON AS DIRECTOR
13 APPOINTMENT OF MR PIERRE GODE AS FOR FOR Management
OBSERVER
14 APPOINTMENT OF MR ALBERT FRERE AS FOR FOR Management
OBSERVER
15 RENEWAL OF TERM OF MR PAOLO BULGARI AS FOR FOR Management
OBSERVER
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR BERNARD ARNAULT, CHIEF
EXECUTIVE OFFICER
17 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR ANTONIO BELLONI, DEPUTY
GENERAL MANAGER
18 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE EXECUTIVE OFFICERS
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO TRADE IN COMPANY SHARES FOR
A MAXIMUM PURCHASE PRICE OF EUR 300.00
PER SHARE, AMOUNTING TO A TOTAL
MAXIMUM PRICE OF EUR 15.2 BILLION
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO
INCREASE THE SHARE CAPITAL BY
INCORPORATING PROFITS, RESERVES,
PREMIUMS OR OTHER ELEMENTS
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 18
MONTHS, TO REDUCE THE SHARE CAPITAL
THROUGH THE CANCELLATION OF SHARES
HELD BY THE COMPANY FOLLOWING THE
PURCHASE OF ITS OWN SECURITIES
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
COMMON SHARES AND/OR EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES AND/O
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
BY PUBLIC OFFER COMMON SHARES AND/OR
EQUITY SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OR GRANTING
THE RIGHT TO THE ALLOCATION OF DEBT
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
COMMON SHARES AND/OR EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES AND/O
25 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO SET THE ISSUE
PRICE OF THE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL UP TO A MAXIMUM
OF 10% OF CAPITAL PER YEAR, UNDER A
SHARE CAPITAL
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO
INCREASE THE NUMBER OF SECURITIES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT O
27 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AND/OR EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF
DEBT SECURITIES AS CONSIDERATION FOR
SECURITIES
28 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AS CONSIDERATION FOR
CONTRIBUTIONS-IN-KIND OF EQUITY
SECURITIES OR OF TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
CAPITAL UP TO THE LIMI
29 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF 26
MONTHS, TO PROCEED TO GRANT
SUBSCRIPTION OPTIONS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
OF SHAREHOLDERS, OR SHARE PURCHASE
OPTIONS FOR THE BENEFIT OF EMPLOYEES
AND
30 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S
CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE
SHAR
31 SETTING OF AN OVERALL CEILING OF 50 FOR FOR Management
MILLION EURO FOR THE CAPITAL INCREASES
DECIDED UPON PURSUANT TO THESE
DELEGATIONS OF AUTHORITY
32 HARMONISATION OF COMPANY BY-LAWS: FOR FOR Management
ARTICLES 4 AND 23
33 DELEGATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO HARMONISE THE COMPANY
BY-LAWS WITH NEW LEGISLATIVE AND
REGULATORY PROVISIONS
--------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW
Ticker: Security ID: Q57085286
Meeting Date: JUL 28, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ADOPT THE REMUNERATION REPORT FOR FOR FOR Management
THE YEAR ENDED 31 MARCH 2016
3 APPROVAL OF EXECUTIVE VOTING FOR FOR Management
DIRECTOR'S PARTICIPATION IN THE
MACQUARIE GROUP EMPLOYEE RETAINED
EQUITY PLAN (MEREP)
4 RE-ELECTION OF MR MJ HAWKER AS A FOR FOR Management
VOTING DIRECTOR
5 RE-ELECTION OF MR MJ COLEMAN AS A FOR FOR Management
VOTING DIRECTOR
6 APPROVAL OF THE ISSUE OF SHARES UNDER FOR FOR Management
THE OCTOBER 2015 PLACEMENT
7 APPROVAL OF THE ISSUE OF MACQUARIE FOR FOR Management
GROUP CAPITAL NOTES 2
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MGA Security ID: 559222401
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 REAPPOINTMENT OF DELOITTE LLP AS THE FOR FOR Management
INDEPENDENT AUDITOR OF THE CORPORATION
AND AUTHORIZATION OF THE AUDIT
COMMITTEE TO FIX THE INDEPENDENT
AUDITOR'S REMUNERATION.
3 RESOLVED, ON AN ADVISORY BASIS AND NOT FOR FOR Management
TO DIMINISH THE ROLES AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR/PROXY STATEMENT.
--------------------------------------------------------------------------------
MAN GROUP PLC, LONDON
Ticker: Security ID: G5790V172
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE ANNUAL REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
2 APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
3 DECLARE A FINAL DIVIDEND FOR FOR Management
4 REAPPOINT KATHARINE BARKER AS A FOR FOR Management
DIRECTOR
5 REAPPOINT RICHARD BERLIAND AS A FOR FOR Management
DIRECTOR
6 REAPPOINT PHILLIP COLEBATCH AS A FOR FOR Management
DIRECTOR
7 REAPPOINT JOHN CRYAN AS A DIRECTOR FOR FOR Management
8 REAPPOINT LUKE ELLIS AS A DIRECTOR FOR FOR Management
9 REAPPOINT ANDREW HORTON AS A DIRECTOR FOR FOR Management
10 REAPPOINT MARK JONES AS A DIRECTOR FOR FOR Management
11 REAPPOINT MATTHEW LESTER AS A DIRECTOR FOR FOR Management
12 REAPPOINT IAN LIVINGSTON AS A DIRECTOR FOR FOR Management
13 REAPPOINT DEV SANYAL AS A DIRECTOR FOR FOR Management
14 REAPPOINT NINA SHAPIRO AS A DIRECTOR FOR FOR Management
15 REAPPOINT JONATHAN SORRELL AS A FOR FOR Management
DIRECTOR
16 REAPPOINT DELOITTE LLP AS AUDITOR FOR FOR Management
17 DETERMINE THE REMUNERATION OF THE FOR FOR Management
AUDITOR
18 AUTHORISE POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
19 AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR FOR Management
20 AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES FOR CASH OTHER THAN ON A
PRO-RATA BASIS TO EXISTING SHAREHOLDERS
21 AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES FOR CASH OTHER THAN ON A
PRO-RATA BASIS TO EXISTING
SHAREHOLDERS IN RELATION TO
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENT
22 AUTHORISE THE COMPANY TO PURCHASE ITS FOR FOR Management
OWN SHARES
23 AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS ON 14 CLEAR DAYS
NOTICE
--------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS.
3 ADVISORY RESOLUTION ACCEPTING APPROACH FOR FOR Management
TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MAPFRE, SA, MADRID
Ticker: Security ID: E3449V125
Meeting Date: MAR 10, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVE THE INDIVIDUAL AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
FINANCIAL YEAR 2016
5 APPROVE THE DISTRIBUTION OF EARNINGS FOR FOR Management
CORRESPONDING TO FINANCIAL YEAR 2016
WHICH HAS BEEN PROPOSED BY THE BOARD
OF DIRECTORS, AND ACCORDINGLY
DISTRIBUTE A TOTAL DIVIDEND OF EUR 0.
145 GROSS PER SHARE. PART OF THIS
DIVIDEND, IN THE SUM OF EUR 0.06 GROSS
PER
6 APPROVE THE BOARD OF DIRECTORS' FOR FOR Management
MANAGEMENT DURING FINANCIAL YEAR 2016
7 RE-ELECT FOR ANOTHER FOUR-YEAR PERIOD FOR FOR Management
MS. ADRIANA CASADEMONT I RUHI, AS AN
INDEPENDENT DIRECTOR
8 RATIFY THE APPOINTMENT OF MS. ANA FOR FOR Management
ISABEL FERNANDEZ ALVAREZ, WHICH WAS
AGREED BY THE BOARD OF DIRECTORS ON
JULY 26, 2016 BY CO-OPTATION, AND
RE-ELECT HER FOR A FOUR-YEAR PERIOD AS
AN INDEPENDENT DIRECTOR
9 RATIFY THE APPOINTMENT OF MR. FERNANDO FOR FOR Management
MATA VERDEJO, WHICH WAS AGREED BY THE
BOARD OF DIRECTORS ON SEPTEMBER 29,
2016 BY CO-OPTATION, EFFECTIVE AS OF
JANUARY 1, 2017, AND RE-ELECT HIM FOR
A FOUR-YEAR PERIOD AS AN EXECUTIVE
DIRECTOR
10 APPOINT MR. FRANCISCO JOSE MARCO FOR FOR Management
ORENES FOR A FOUR-YEAR PERIOD AS AN
EXECUTIVE DIRECTOR
11 AMEND THE TITLE "SECTION 2. AUDIT FOR FOR Management
COMMITTEE" OF THE COMPANY BYLAWS TO
THE TITLE "SECTION 2. AUDIT AND
COMPLIANCE COMMITTEE"
12 AMEND ARTICLE 22 OF THE COMPANY BYLAWS FOR FOR Management
13 AMEND THE TITLE "SECTION 4. AUDIT FOR FOR Management
COMMITTEE" OF THE COMPANY BYLAWS TO
THE TITLE "SECTION 2. AUDIT AND
COMPLIANCE COMMITTEE"
14 AMEND ARTICLE 24 OF THE COMPANY FOR FOR Management
BYLAWS, TO REMOVE SECTIONS D, E, AND F
15 AMEND ARTICLE 15 OF THE ANNUAL GENERAL FOR FOR Management
MEETING REGULATIONS
16 ENDORSE THE ANNUAL REPORT ON FOR FOR Management
DIRECTORS' REMUNERATION, WHICH SHALL
BE SUBMITTED TO THE ANNUAL GENERAL
MEETING FOR CONSULTATION PURPOSES AND
WHICH HAS RECEIVED THE ENDORSEMENT OF
THE APPOINTMENTS AND REMUNERATION
COMMITTEE
17 AUTHORIZE THE BOARD OF DIRECTORS SO FOR FOR Management
THAT, IN ACCORDANCE WITH ARTICLE 249
BIS OF THE REVISED TEXT OF THE SPANISH
COMPANIES ACT, IT CAN DELEGATE THE
POWERS VESTED ON IT BY THE GENERAL
MEETING IN RELATION TO EVERY PREVIOUS
RESOLUTION IN FAVOR OF THE STEERING
18 DELEGATE THE BROADEST POWERS TO THE FOR FOR Management
CHAIRMAN AND THE SECRETARY OF THE
BOARD OF DIRECTORS SO THAT ANY OF THEM
INDIVIDUALLY CAN EXECUTE THE PRECEDING
RESOLUTIONS BEFORE A NOTARY PUBLIC AND
RECORD THEM AS A PUBLIC DEED VIA ANY
PUBLIC OR PRIVATE DOCUMENT INSO
19 AUTHORIZE THE BOARD OF DIRECTORS TO FOR FOR Management
CLARIFY AND INTERPRET THE PRECEDING
RESOLUTIONS
--------------------------------------------------------------------------------
MARINE HARVEST ASA, BERGEN
Ticker: Security ID: R2326D113
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF A CHAIRPERSON AND A PERSON FOR WITHHOLD Management
TO COUNTERSIGN THE MINUTES TOGETHER
WITH THE CHAIRPERSON
5 APPROVAL OF THE NOTICE AND THE FOR WITHHOLD Management
PROPOSED AGENDA
7 APPROVAL OF THE FINANCIAL STATEMENTS FOR WITHHOLD Management
AND THE BOARD OF DIRECTORS' REPORT FOR
2016 FOR MARINE HARVEST ASA AND THE
MARINE HARVEST GROUP, INCLUDING
ALLOCATION OF THE RESULT OF THE YEAR
9 THE BOARD'S STATEMENT REGARDING THE FOR WITHHOLD Management
REMUNERATION OF SENIOR EXECUTIVES
10 APPROVAL OF THE GUIDELINES FOR FOR WITHHOLD Management
ALLOCATION OF OPTIONS
11 DETERMINATION OF THE REMUNERATION OF FOR WITHHOLD Management
THE BOARD MEMBERS
12 DETERMINATION OF THE REMUNERATION OF FOR WITHHOLD Management
THE MEMBERS OF THE NOMINATION COMMITTEE
13 DETERMINATION OF THE REMUNERATION OF FOR WITHHOLD Management
THE COMPANY'S AUDITOR FOR 2016
14 ELECTION OF A NEW BOARD OF DIRECTOR: FOR WITHHOLD Management
OLE-EIRIK LEROY
15 ELECTION OF A NEW BOARD OF DIRECTOR: FOR WITHHOLD Management
LISBET K. NAERO
16 ELECTION OF A NEW BOARD OF DIRECTOR: FOR WITHHOLD Management
ORJAN SVANEVIK
17 ELECTION OF MEMBERS OF THE NOMINATION FOR WITHHOLD Management
COMMITTEE: THE ELECTION PERIOD FOR
ROBIN BAKKEN, NILS BASTIANSEN AND
MERETE HAUGLI EXPIRE AT THE ANNUAL
GENERAL MEETING. THE NOMINATION
COMMITTEE RECOMMENDS THAT ROBIN
BAKKEN, NILS BASTIANSEN AND MERETE
HAUGLI ARE RE-
18 AUTHORISATION TO THE BOARD TO FOR WITHHOLD Management
DISTRIBUTE QUARTERLY DIVIDENDS: NOK 3.
00 PER SHARE
19 AUTHORISATION TO THE BOARD TO FOR WITHHOLD Management
DISTRIBUTE DIVIDENDS
20 AUTHORISATION TO THE BOARD TO PURCHASE FOR WITHHOLD Management
THE COMPANY'S OWN SHARES
21 AUTHORISATION TO THE BOARD TO ISSUE FOR WITHHOLD Management
NEW SHARES
22 AUTHORISATION TO THE BOARD TO TAKE UP FOR WITHHOLD Management
CONVERTIBLE LOANS
4 ELECTION OF A CHAIRPERSON AND A PERSON FOR FOR Management
TO COUNTERSIGN THE MINUTES TOGETHER
WITH THE CHAIRPERSON
5 APPROVAL OF THE NOTICE AND THE FOR FOR Management
PROPOSED AGENDA
7 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
AND THE BOARD OF DIRECTORS' REPORT FOR
2016 FOR MARINE HARVEST ASA AND THE
MARINE HARVEST GROUP, INCLUDING
ALLOCATION OF THE RESULT OF THE YEAR
9 THE BOARD'S STATEMENT REGARDING THE FOR FOR Management
REMUNERATION OF SENIOR EXECUTIVES
10 APPROVAL OF THE GUIDELINES FOR FOR FOR Management
ALLOCATION OF OPTIONS
11 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE BOARD MEMBERS
12 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE MEMBERS OF THE NOMINATION COMMITTEE
13 DETERMINATION OF THE REMUNERATION OF FOR FOR Management
THE COMPANY'S AUDITOR FOR 2016
14 ELECTION OF A NEW BOARD OF DIRECTOR: FOR FOR Management
OLE-EIRIK LEROY
15 ELECTION OF A NEW BOARD OF DIRECTOR: FOR FOR Management
LISBET K. NAERO
16 ELECTION OF A NEW BOARD OF DIRECTOR: FOR FOR Management
ORJAN SVANEVIK
17 ELECTION OF MEMBERS OF THE NOMINATION FOR FOR Management
COMMITTEE: THE ELECTION PERIOD FOR
ROBIN BAKKEN, NILS BASTIANSEN AND
MERETE HAUGLI EXPIRE AT THE ANNUAL
GENERAL MEETING. THE NOMINATION
COMMITTEE RECOMMENDS THAT ROBIN
BAKKEN, NILS BASTIANSEN AND MERETE
HAUGLI ARE RE-
18 AUTHORISATION TO THE BOARD TO FOR FOR Management
DISTRIBUTE QUARTERLY DIVIDENDS: NOK 3.
00 PER SHARE
19 AUTHORISATION TO THE BOARD TO FOR FOR Management
DISTRIBUTE DIVIDENDS
20 AUTHORISATION TO THE BOARD TO PURCHASE FOR FOR Management
THE COMPANY'S OWN SHARES
21 AUTHORISATION TO THE BOARD TO ISSUE FOR FOR Management
NEW SHARES
22 AUTHORISATION TO THE BOARD TO TAKE UP FOR FOR Management
CONVERTIBLE LOANS
--------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC, LONDON
Ticker: Security ID: G5824M107
Meeting Date: JUL 12, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE ANNUAL REPORT AND ACCOUNTS FOR FOR Management
2 APPROVE THE REMUNERATION REPORT FOR FOR Management
3 DECLARE FINAL DIVIDEND FOR FOR Management
4 ELECT ANDREW FISHER FOR FOR Management
5 RE-ELECT VINDI BANGA FOR FOR Management
6 RE-ELECT ALISON BRITTAIN FOR FOR Management
7 RE-ELECT PATRICK BOUSQUET CHAVANNE FOR FOR Management
8 RE-ELECT MIRANDA CURTIS FOR FOR Management
9 RE-ELECT ANDY HALFORD FOR FOR Management
10 RE-ELECT STEVE ROWE FOR FOR Management
11 RE-ELECT RICHARD SOLOMONS FOR FOR Management
12 RE-ELECT ROBERT SWANNELL FOR FOR Management
13 RE-ELECT LAURA WADE GERY FOR FOR Management
14 RE-ELECT HELEN WEIR FOR FOR Management
15 RE-APPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
16 AUTHORISE AUDIT COMMITTEE TO DETERMINE FOR FOR Management
AUDITORS REMUNERATION
17 AUTHORISE ALLOTMENT OF SHARES FOR FOR Management
18 DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
19 AUTHORISE PURCHASE OF OWN SHARES FOR FOR Management
20 CALL GENERAL MEETINGS ON 14 DAYS' FOR FOR Management
NOTICE
21 AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS
--------------------------------------------------------------------------------
MARUBENI CORPORATION
Ticker: Security ID: J39788138
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Asada, Teruo FOR FOR Management
3 Appoint a Director Kokubu, Fumiya FOR FOR Management
4 Appoint a Director Akiyoshi, Mitsuru FOR FOR Management
5 Appoint a Director Yamazoe, Shigeru FOR FOR Management
6 Appoint a Director Minami, Hikaru FOR FOR Management
7 Appoint a Director Yabe, Nobuhiro FOR FOR Management
8 Appoint a Director Kitabata, Takao FOR FOR Management
9 Appoint a Director Takahashi, Kyohei FOR FOR Management
10 Appoint a Director Fukuda, Susumu FOR FOR Management
11 Appoint a Director Okina, Yuri FOR FOR Management
12 Appoint a Corporate Auditor Gunji, FOR FOR Management
Kazuro
13 Appoint a Corporate Auditor Hatchoji, FOR FOR Management
Takashi
14 Appoint a Corporate Auditor Yoneda, FOR FOR Management
Tsuyoshi
--------------------------------------------------------------------------------
MAZDA MOTOR CORPORATION
Ticker: Security ID: J41551110
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Nakamine, Yuji FOR FOR Management
4 Appoint a Director Inamoto, Nobuhide FOR FOR Management
5 Appoint a Director Ono, Mitsuru FOR FOR Management
6 Appoint a Director Sakai, Ichiro FOR FOR Management
7 Appoint a Director Jono, Kazuaki FOR FOR Management
8 Appoint a Corporate Auditor Yasuda, FOR FOR Management
Masahiro
9 Appoint a Corporate Auditor Hirasawa, FOR FOR Management
Masahide
10 Appoint a Corporate Auditor Tamano, FOR FOR Management
Kunihiko
--------------------------------------------------------------------------------
MEDA AB, SOLNA
Ticker: Security ID: W5612K109
Meeting Date: AUG 25, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
10 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
APPOINTED: THE BOARD SHALL CONSIST OF
THREE ORDINARY BOARD MEMBERS AND NO
ALTERNATE MEMBERS
11 DETERMINATION OF BOARD REMUNERATION FOR FOR Management
12 ELECTION OF BOARD MEMBERS AND CHAIRMAN FOR FOR Management
OF THE BOARD: FOLLOWING MYLAN GROUP
EXECUTIVES ARE ELECTED AS NEW BOARD
MEMBERS, CAROLINE DIXON, BORN 1968;
HEAD OF FINANCE, NORTHERN EUROPE,
JACEK GLINKA, BORN 1963; PRESIDENT,
EUROPE, COLLEEN OSTROWSKI, BORN 1973;
--------------------------------------------------------------------------------
MEDIASET SPA, MILANO
Ticker: Security ID: T6688Q107
Meeting Date: JUN 28, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE BALANCE SHEET AS OF 31 FOR FOR Management
DECEMBER 2016 AND NET INCOME
ALLOCATION, BOARD OF DIRECTORS' REPORT
ON MANAGEMENT ACTIVITY, INTERNAL AND
EXTERNAL AUDITORS' REPORTS,
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2016
2 REWARDING REPORT, PURSUANT TO ARTICLE FOR FOR Management
123-TER OF ITALIAN LEGISLATIVE DECREE
NO. 58/1998, ADVISORY VOTE ON
REWARDING POLICY
3 TO APPOINT EXTERNAL AUDITORS AND TO FOR FOR Management
STATE THEIR EMOLUMENT
6 TO APPOINT INTERNAL AUDITORS: LIST FOR FOR Management
PRESENTED BY FININVEST SPA,
REPRESENTING THE 39.53 PCT OF THE
COMPANY'S STOCK CAPITAL: EFFECTIVE
AUDITORS: EZIO MARIA SIGNORELLI,
FREANCESCA MENEGHEL, FRANCESCO
VITTADINI, ALTERNATE AUDITORS:
RICCARDO PEROTTA, FLAVIA DAU
7 TO APPOINT INTERNAL AUDITORS: LIST FOR ABSTAIN Management
PRESENTED BY ALETTI GESTIELLE SGR SPA:
FUND MANAGER OF GESTIELLE OBIETTIVO
ITALIA, GESTIELLE CEDOLA ITALY
OPPORTUNITY, ANIMA SGR SPA FUND
MANAGER OF ANIMA GEO ITALIA, ANIMA
ITALIA AND ANIMA INIZIATIVA ITALIA;
ARCA FONDI
8 TO STATE INTERNAL AUDITORS' ANNUAL FOR FOR Management
EMOLUMENT
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
PURCHASE AND DISPOSE OF OWN SHARES,
ALSO TO SERVICE STOCK OPTION PLANS AND
OTHER SHARE-BASED MEDIUM-LONG TERM
INCENTIVE AND RETENTION PLANS,
RESOLUTIONS RELATED THERETO
--------------------------------------------------------------------------------
MEDIPAL HOLDINGS CORPORATION
Ticker: Security ID: J4189T101
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Watanabe, Shuichi FOR FOR Management
3 Appoint a Director Chofuku, Yasuhiro FOR FOR Management
4 Appoint a Director Yoda, Toshihide FOR FOR Management
5 Appoint a Director Sakon, Yuji FOR FOR Management
6 Appoint a Director Hasegawa, Takuro FOR FOR Management
7 Appoint a Director Watanabe, Shinjiro FOR FOR Management
8 Appoint a Director Ninomiya, Kunio FOR FOR Management
9 Appoint a Director Kawanobe, Michiko FOR FOR Management
10 Appoint a Director Kagami, Mitsuko FOR FOR Management
11 Appoint a Director Asano, Toshio FOR FOR Management
12 Appoint a Corporate Auditor Toyoda, FOR FOR Management
Tomoyasu
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: CRAIG ARNOLD FOR FOR Management
3 ELECTION OF DIRECTOR: SCOTT C. DONNELLY FOR FOR Management
4 ELECTION OF DIRECTOR: RANDALL HOGAN III FOR FOR Management
5 ELECTION OF DIRECTOR: OMAR ISHRAK FOR FOR Management
6 ELECTION OF DIRECTOR: SHIRLEY A. FOR FOR Management
JACKSON, PH.D.
7 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
LEAVITT
8 ELECTION OF DIRECTOR: JAMES T. LENEHAN FOR FOR Management
9 ELECTION OF DIRECTOR: ELIZABETH NABEL, FOR FOR Management
M.D.
10 ELECTION OF DIRECTOR: DENISE M. O'LEARY FOR FOR Management
11 ELECTION OF DIRECTOR: KENDALL J. POWELL FOR FOR Management
12 ELECTION OF DIRECTOR: ROBERT C. POZEN FOR FOR Management
13 ELECTION OF DIRECTOR: PREETHA REDDY FOR FOR Management
14 TO RATIFY THE RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2017 AND AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET ITS
REMUNERATION.
15 TO APPROVE IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, NAMED EXECUTIVE OFFICER
COMPENSATION (A "SAY-ON-PAY" VOTE).
16 TO APPROVE AMENDMENTS TO MEDTRONIC'S FOR FOR Management
ARTICLES OF ASSOCIATION TO IMPLEMENT
"PROXY ACCESS".
17 TO APPROVE AMENDMENTS TO MEDTRONIC'S: FOR FOR Management
ARTICLES OF ASSOCIATION TO MAKE
CERTAIN ADMINISTRATIVE CHANGES.
18 TO APPROVE AMENDMENTS TO MEDTRONIC'S: FOR FOR Management
MEMORANDUM OF ASSOCIATION TO MAKE
CERTAIN ADMINISTRATIVE CHANGES.
19 TO APPROVE AMENDMENTS TO MEDTRONIC'S FOR FOR Management
ARTICLES OF ASSOCIATION TO CLARIFY THE
BOARD'S SOLE AUTHORITY TO DETERMINE
ITS SIZE WITHIN THE FIXED LIMITS IN
THE ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------
MEDTRONIC PLC, DUBLIN
Ticker: Security ID: G5960L103
Meeting Date: DEC 09, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: RICHARD H. ANDERSON
2 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: CRAIG ARNOLD
3 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: SCOTT C. DONNELLY
4 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: RANDALL HOGAN III
5 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: OMAR ISHRAK
6 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: SHIRLEY A. JACKSON, PH.D.
7 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: MICHAEL O. LEAVITT
8 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: JAMES T. LENEHAN
9 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: ELIZABETH NABEL, M.D.
10 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: DENISE M. O'LEARY
11 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: KENDALL J. POWELL
12 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: ROBERT C. POZEN
13 ELECTION OF DIRECTORS TO SERVE UNTIL FOR FOR Management
THE NEXT ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS: PREETHA REDDY
14 TO RATIFY THE RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2017 AND AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET ITS
REMUNERATION
15 TO APPROVE IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, NAMED EXECUTIVE OFFICER
COMPENSATION (A "SAY-ON-PAY" VOTE)
16 TO APPROVE AMENDMENTS TO MEDTRONIC'S FOR FOR Management
ARTICLES OF ASSOCIATION TO IMPLEMENT
"PROXY ACCESS"
17 TO APPROVE AMENDMENT TO MEDTRONIC'S FOR FOR Management
ARTICLES OF ASSOCIATION TO MAKE
CERTAIN ADMINISTRATIVE CHANGES
18 TO APPROVE AMENDMENT TO MEDTRONIC'S FOR FOR Management
MEMORANDUM OF ASSOCIATION TO MAKE
CERTAIN ADMINISTRATIVE CHANGES
19 TO APPROVE AMENDMENTS TO MEDTRONIC'S FOR FOR Management
ARTICLES OF ASSOCIATION TO CLARIFY THE
BOARD'S SOLE AUTHORITY TO DETERMINE
ITS SIZE WITHIN THE FIXED LIMITS IN
THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
MEG ENERGY CORP.
Ticker: MEGEF Security ID: 552704108
Meeting Date: MAY 25, 2017 Meeting Type: Annual and Special Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO PASS, WITH OR WITHOUT VARIATION, AN FOR FOR Management
ORDINARY RESOLUTION APPROVING THE
CONTINUATION, AMENDMENT AND
RESTATEMENT OF THE EXISTING
SHAREHOLDER RIGHTS PLAN AGREEMENT
PURSUANT TO AN AMENDED AND RESTATED
SHAREHOLDER RIGHTS PLAN AGREEMENT.
3 ACCEPTANCE OF THE CORPORATION'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION AS
DESCRIBED IN THE INFORMATION CIRCULAR
RELATED TO THE MEETING.
4 THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
OF THE CORPORATION FOR THE ENSUING
YEAR AT SUCH REMUNERATION AS THE
DIRECTORS OF THE CORPORATION MAY
DETERMINE.
--------------------------------------------------------------------------------
MEGMILK SNOW BRAND CO.,LTD.
Ticker: Security ID: J41966102
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nishio,
Keiji
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Namba,
Takao
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ishida,
Takahiro
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kosaka,
Shinya
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Tsuchioka, Hideaki
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Konishi,
Hiroaki
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Shirohata, Katsuyuki
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Koitabashi, Masato
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Motoi,
Hideki
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Anan,
Hisa
12 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Omori,
Setsuya
13 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Hattori,
Akito
14 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
METCASH LTD, SYDNEY
Ticker: Security ID: Q6014C106
Meeting Date: AUG 31, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT MR PATRICK ALLAWAY AS A FOR FOR Management
DIRECTOR
3 TO RE-ELECT MRS FIONA BALFOUR AS A FOR FOR Management
DIRECTOR
4 TO ELECT MRS HELEN NASH AS A DIRECTOR FOR FOR Management
5 TO ELECT MR MURRAY JORDAN AS A DIRECTOR FOR FOR Management
6 TO ADOPT THE REMUNERATION REPORT FOR FOR Management
7 TO APPROVE AWARD OF PERFORMANCE RIGHTS FOR FOR Management
TO MR IAN MORRICE, CEO
--------------------------------------------------------------------------------
METRO AG, DUESSELDORF
Ticker: Security ID: D53968125
Meeting Date: FEB 06, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 1.00 PER ORDINARY
SHARE AND EUR 1.06 PER PREFERENCE SHARE
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2015/16
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2015/16
8 RATIFY KPMG AG AS AUDITORS FOR FISCAL FOR FOR Management
2016/17
9 ELECT FLORIAN FUNCK TO THE SUPERVISORY FOR FOR Management
BOARD
10 ELECT REGINE STACHELHAUS TO THE FOR FOR Management
SUPERVISORY BOARD
11 ELECT BERNHARD DUETTMANN TO THE FOR FOR Management
SUPERVISORY BOARD
12 ELECT JULIA GOLDIN TO THE SUPERVISORY FOR FOR Management
BOARD
13 ELECT JO HARLOW TO THE SUPERVISORY FOR FOR Management
BOARD
14 APPROVE REMUNERATION SYSTEM FOR FOR FOR Management
MANAGEMENT BOARD MEMBERS
15 APPROVE CREATION OF EUR 417 MILLION FOR FOR Management
POOL OF CAPITAL WITHOUT PREEMPTIVE
RIGHTS
16 CHANGE COMPANY NAME TO CECONOMY AG FOR FOR Management
17 ADOPT NEW ARTICLES OF ASSOCIATION FOR FOR Management
18 APPROVE SPIN-OFF AGREEMENT WITH METRO FOR FOR Management
WHOLESALE AND FOOD SPECIALIST AG
--------------------------------------------------------------------------------
METSO CORPORATION, HELSINKI
Ticker: Security ID: X53579102
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
AND THE CONSOLIDATED FINANCIAL
STATEMENTS
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: EUR 1.05 PER SHARE
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: (7)
14 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS; THE NOMINATION BOARD
PROPOSES THAT THE FOLLOWING CURRENT
MEMBERS OF THE BOARD OF DIRECTORS BE
RE-ELECTED AS MEMBERS OF THE BOARD OF
DIRECTORS: MR. MIKAEL LILIUS, MR.
CHRISTER GARDELL, MR. PETER CARLSSON,
MR.
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 ELECTION OF THE AUDITOR; ERNST & YOUNG FOR FOR Management
OY
17 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON DONATIONS TO BE GIVEN TO
UNIVERSITIES
--------------------------------------------------------------------------------
MINERAL RESOURCES LTD
Ticker: Security ID: Q60976109
Meeting Date: NOV 17, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF DIRECTOR - MR PETER WADE FOR FOR Management
--------------------------------------------------------------------------------
MIRVAC GROUP
Ticker: Security ID: Q62377108
Meeting Date: NOV 17, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 RE-ELECTION OF MR JAMES M. MILLAR AM FOR FOR Management
4 RE-ELECTION OF MR JOHN MULCAHY FOR FOR Management
5 RE-ELECTION OF MS ELANA RUBIN FOR FOR Management
6 ADOPTION OF REMUNERATION REPORT FOR FOR Management
8 THE ISSUE OF STAPLED SECURITIES UNDER FOR FOR Management
THE MIRVAC GROUP LONG TERM PERFORMANCE
PLAN
9 THE ISSUE OF STAPLED SECURITIES UNDER FOR FOR Management
THE MIRVAC GROUP GENERAL EMPLOYEE
EXEMPTION PLAN
10 PARTICIPATION BY THE CEO & MANAGING FOR FOR Management
DIRECTOR IN THE LONG TERM PERFORMANCE
PLAN
--------------------------------------------------------------------------------
MITCHELLS & BUTLERS PLC, BIRMINGHAM
Ticker: Security ID: G61614122
Meeting Date: JAN 24, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF ACCOUNTS FOR FOR Management
2 APPROVAL OF ANNUAL REPORT ON FOR FOR Management
REMUNERATION
3 DECLARE A DIVIDEND FOR FOR Management
4 ELECT KEITH BROWNE FOR FOR Management
5 ELECT DAVE COPLIN FOR FOR Management
6 RE-ELECT STEWART GILLILAND FOR FOR Management
7 RE-ELECT EDDIE IRWIN FOR FOR Management
8 RE-ELECT BOB IVELL FOR FOR Management
9 RE-ELECT TIM JONES FOR FOR Management
10 RE-ELECT JOSH LEVY FOR FOR Management
11 RE-ELECT RON ROBSON FOR FOR Management
12 RE-ELECT COLIN RUTHERFORD FOR FOR Management
13 RE-ELECT PHIL URBAN FOR FOR Management
14 RE-ELECT IMELDA WALSH FOR FOR Management
15 REAPPOINTMENT OF AUDITOR FOR FOR Management
16 AUDITORS REMUNERATION FOR FOR Management
17 POLITICAL DONATIONS FOR FOR Management
18 SCRIP DIVIDEND FOR FOR Management
19 NOTICE PERIOD FOR MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI CHEMICAL HOLDINGS CORPORATION
Ticker: Security ID: J44046100
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Kobayashi, FOR FOR Management
Yoshimitsu
3 Appoint a Director Ochi, Hitoshi FOR FOR Management
4 Appoint a Director Glenn H. Fredrickson FOR FOR Management
5 Appoint a Director Umeha, Yoshihiro FOR FOR Management
6 Appoint a Director Urata, Hisao FOR FOR Management
7 Appoint a Director Ohira, Noriyoshi FOR FOR Management
8 Appoint a Director Kosakai, Kenkichi FOR FOR Management
9 Appoint a Director Yoshimura, Shushichi FOR FOR Management
10 Appoint a Director Kikkawa, Takeo FOR FOR Management
11 Appoint a Director Ito, Taigi FOR FOR Management
12 Appoint a Director Watanabe, Kazuhiro FOR FOR Management
13 Appoint a Director Kunii, Hideko FOR FOR Management
14 Appoint a Director Hashimoto, Takayuki FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI CORPORATION
Ticker: Security ID: J43830116
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kobayashi, Ken FOR FOR Management
4 Appoint a Director Kakiuchi, Takehiko FOR FOR Management
5 Appoint a Director Tanabe, Eiichi FOR FOR Management
6 Appoint a Director Hirota, Yasuhito FOR FOR Management
7 Appoint a Director Masu, Kazuyuki FOR FOR Management
8 Appoint a Director Toide, Iwao FOR FOR Management
9 Appoint a Director Murakoshi, Akira FOR FOR Management
10 Appoint a Director Sakakida, Masakazu FOR FOR Management
11 Appoint a Director Konno, Hidehiro FOR FOR Management
12 Appoint a Director Nishiyama, Akihiko FOR FOR Management
13 Appoint a Director Omiya, Hideaki FOR FOR Management
14 Appoint a Director Oka, Toshiko FOR FOR Management
15 Appoint a Director Saiki, Akitaka FOR FOR Management
16 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION
Ticker: Security ID: J43873116
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Yamanishi, Kenichiro FOR FOR Management
3 Appoint a Director Sakuyama, Masaki FOR FOR Management
4 Appoint a Director Yoshimatsu, Hiroki FOR FOR Management
5 Appoint a Director Okuma, Nobuyuki FOR FOR Management
6 Appoint a Director Matsuyama, Akihiro FOR FOR Management
7 Appoint a Director Ichige, Masayuki FOR FOR Management
8 Appoint a Director Ohashi, Yutaka FOR FOR Management
9 Appoint a Director Yabunaka, Mitoji FOR FOR Management
10 Appoint a Director Obayashi, Hiroshi FOR FOR Management
11 Appoint a Director Watanabe, Kazunori FOR FOR Management
12 Appoint a Director Nagayasu, Katsunori FOR FOR Management
13 Appoint a Director Koide, Hiroko FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES,LTD.
Ticker: Security ID: J44002129
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Omiya,
Hideaki
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Miyanaga, Shunichi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Koguchi,
Masanori
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nayama,
Michisuke
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Shinohara, Naoyuki
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kobayashi, Ken
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Izumisawa, Seiji
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Goto, Toshifumi
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kuroyanagi, Nobuo
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Christina Ahmadjian
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Ito, Shinichiro
15 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORPORATION
Ticker: Security ID: J44024107
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Yao, Hiroshi FOR FOR Management
3 Appoint a Director Takeuchi, Akira FOR FOR Management
4 Appoint a Director Iida, Osamu FOR FOR Management
5 Appoint a Director Ono, Naoki FOR FOR Management
6 Appoint a Director Shibano, Nobuo FOR FOR Management
7 Appoint a Director Suzuki, Yasunobu FOR FOR Management
8 Appoint a Director Okamoto, Yukio FOR FOR Management
9 Appoint a Director Tokuno, Mariko FOR FOR Management
10 Appoint a Director Watanabe, Hiroshi FOR FOR Management
11 Appoint a Corporate Auditor Fukui, FOR FOR Management
Soichi
12 Appoint a Corporate Auditor Sato, FOR FOR Management
Hiroshi
--------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION
Ticker: Security ID: J44131167
Meeting Date: DEC 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Reduce the Board of FOR FOR Management
Directors Size to 15, Revise Convenors
and Chairpersons of a Board of
Directors Meeting
3 Appoint a Director Carlos Ghosn FOR FOR Management
4 Appoint a Director Masuko, Osamu FOR FOR Management
5 Appoint a Director Yamashita, Mitsuhiko FOR FOR Management
6 Appoint a Director Shiraji, Kozo FOR FOR Management
7 Appoint a Director Ikeya, Koji FOR FOR Management
8 Appoint a Director Sakamoto, Harumi FOR FOR Management
9 Appoint a Director Miyanaga, Shunichi FOR FOR Management
10 Appoint a Director Kobayashi, Ken FOR FOR Management
11 Appoint a Director Isayama, Takeshi FOR FOR Management
12 Appoint a Director Kawaguchi, Hitoshi FOR FOR Management
13 Appoint a Director Karube, Hiroshi FOR FOR Management
14 Amend the Compensation to be received FOR FOR Management
by Directors and Approve Details of
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION
Ticker: Security ID: J44131167
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to the Board of
Directors Size and the Board of
Corporate Auditors Size, Revise
Convenors and Chairpersons of a
Shareholders Meeting and Board of
Directors Meeting, Revise Directors
with Title, Clarify an
4 Appoint a Director Carlos Ghosn FOR FOR Management
5 Appoint a Director Masuko, Osamu FOR FOR Management
6 Appoint a Director Yamashita, Mitsuhiko FOR FOR Management
7 Appoint a Director Shiraji, Kozo FOR FOR Management
8 Appoint a Director Ikeya, Koji FOR FOR Management
9 Appoint a Director Sakamoto, Harumi FOR FOR Management
10 Appoint a Director Miyanaga, Shunichi FOR FOR Management
11 Appoint a Director Kobayashi, Ken FOR FOR Management
12 Appoint a Director Isayama, Takeshi FOR FOR Management
13 Appoint a Director Kawaguchi, Hitoshi FOR FOR Management
14 Appoint a Director Karube, Hiroshi FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI TANABE PHARMA CORPORATION
Ticker: Security ID: J4448H104
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 Appoint a Director Murakami, Seiichi FOR FOR Management
7 Appoint a Director Tabaru, Eizo FOR FOR Management
8 Appoint a Director Tanaka, Takashi FOR FOR Management
9 Appoint a Director Hattori, Shigehiko FOR FOR Management
10 Appoint a Director Iwane, Shigeki FOR FOR Management
11 Appoint a Director Kamijo, Tsutomu FOR FOR Management
12 Appoint a Corporate Auditor Kikuchi, FOR FOR Management
Matsuo
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Ichida, Ryo
14 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors and
Executive Officers
15 Amend the Compensation to be received FOR FOR Management
by Corporate Auditors
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Mitsuka, Masayuki FOR FOR Management
4 Appoint a Director Kobayashi, Takashi FOR FOR Management
5 Appoint a Director Ishizaki, Yoshiaki FOR FOR Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC.
Ticker: Security ID: J44497105
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kawakami, Hiroshi FOR FOR Management
4 Appoint a Director Kawamoto, Yuko FOR FOR Management
5 Appoint a Director Matsuyama, Haruka FOR FOR Management
6 Appoint a Director Toby S. Myerson FOR FOR Management
7 Appoint a Director Okuda, Tsutomu FOR FOR Management
8 Appoint a Director Sato, Yukihiro FOR FOR Management
9 Appoint a Director Tarisa Watanagase FOR FOR Management
10 Appoint a Director Yamate, Akira FOR FOR Management
11 Appoint a Director Shimamoto, Takehiko FOR FOR Management
12 Appoint a Director Okamoto, Junichi FOR FOR Management
13 Appoint a Director Sono, Kiyoshi FOR FOR Management
14 Appoint a Director Nagaoka, Takashi FOR FOR Management
15 Appoint a Director Ikegaya, Mikio FOR FOR Management
16 Appoint a Director Mike, Kanetsugu FOR FOR Management
17 Appoint a Director Hirano, Nobuyuki FOR FOR Management
18 Appoint a Director Kuroda, Tadashi FOR FOR Management
19 Appoint a Director Tokunari, Muneaki FOR FOR Management
20 Appoint a Director Yasuda, Masamichi FOR FOR Management
21 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Individual
Disclosure of Compensation for
Directors)
22 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Separation of roles
of Chairman of the Board and Chief
Executive Officer)
23 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Establishment of a
Plan for the Company's Employees to be
Able to Return to Their Jobs After
Running for a National Election, a
Municipal Election or a Mayoral
Election)
24 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Exercise of Voting
Rights of Shares Held for the Purpose
of Strategic Shareholdings)
25 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Disclosure of
Policies and Actual Results of
Training for Directors)
26 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision Relating
to Communication and Response Between
Shareholders and Directors)
27 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision relating
to a Mechanism Enabling Shareholders
to Recommend Candidates for Director
to the Nominating Committee and Their
Equal Treatment)
28 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Publication of
Proposals by Shareholder in the Notice
of Convocation with at Least 100
Proposals as the Upper Limit)
29 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Establishment of
Whistle-blowing Contact on the Board
of Corporate Auditors)
30 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Holding of Executive
Committee Meetings Consisting Only of
Outside Directors Without the
Attendance of Representative Corporate
Executive Officers)
31 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Program for Hiring Women Who Gave Up
Their Career Due to Childbirth and
Child Rearing as Semi-recent College
Graduates and also as Career Employees
and Executives, etc.)
32 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (Prohibition of
Discriminatory Treatment of Activist
Investors)
33 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of a
Special Committee to Express Opinions
as the Company on a Series of Acts of
the Minister of Justice, Katsutoshi
Kaneda)
34 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of a
Special Investigation Committee on the
Loans to Kenko Corporation)
35 Shareholder Proposal: Remove a AGAINST AGAINST Shareholder
Director Matsuyama, Haruka
36 Shareholder Proposal: Appoint a AGAINST AGAINST Shareholder
Director Lucian Bebchuk instead of
Matsuyama, Haruka
37 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Submission of a
Request to the Bank of Japan to
Refrain from Deepening the Negative
Interest Rate Policy)
--------------------------------------------------------------------------------
MITSUI & CO.,LTD.
Ticker: Security ID: J44690139
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Iijima, Masami FOR FOR Management
4 Appoint a Director Yasunaga, Tatsuo FOR FOR Management
5 Appoint a Director Kato, Hiroyuki FOR FOR Management
6 Appoint a Director Hombo, Yoshihiro FOR FOR Management
7 Appoint a Director Suzuki, Makoto FOR FOR Management
8 Appoint a Director Tanaka, Satoshi FOR FOR Management
9 Appoint a Director Matsubara, Keigo FOR FOR Management
10 Appoint a Director Fujii, Shinsuke FOR FOR Management
11 Appoint a Director Kitamori, Nobuaki FOR FOR Management
12 Appoint a Director Muto, Toshiro FOR FOR Management
13 Appoint a Director Kobayashi, Izumi FOR FOR Management
14 Appoint a Director Jenifer Rogers FOR FOR Management
15 Appoint a Director Takeuchi, Hirotaka FOR FOR Management
16 Appoint a Director Samuel Walsh FOR FOR Management
17 Appoint a Corporate Auditor Mori, FOR FOR Management
Kimitaka
18 Amend the Compensation to be received FOR FOR Management
by Corporate Officers
--------------------------------------------------------------------------------
MITSUI CHEMICALS,INC.
Ticker: Security ID: J4466L102
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Reduction of Capital Reserve FOR FOR Management
4 Approve Share Consolidation FOR FOR Management
5 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Expand Business Lines, Adopt Reduction
of Liability System for Non-Executive
Directors and Corporate Auditors,
Approve Minor Revisions
6 Appoint a Director Tannowa, Tsutomu FOR FOR Management
7 Appoint a Director Kubo, Masaharu FOR FOR Management
8 Appoint a Director Isayama, Shigeru FOR FOR Management
9 Appoint a Director Matsuo, Hideki FOR FOR Management
10 Appoint a Director Shimogori, Takayoshi FOR FOR Management
11 Appoint a Director Kuroda, Yukiko FOR FOR Management
12 Appoint a Director Bada, Hajime FOR FOR Management
13 Appoint a Director Tokuda, Hiromi FOR FOR Management
14 Appoint a Corporate Auditor Shimbo, FOR FOR Management
Katsuyoshi
15 Appoint a Corporate Auditor Tokuda, FOR FOR Management
Shozo
16 Approve Payment of Bonuses to Directors FOR FOR Management
17 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors except
Outside Directors and Amend the
Compensation to be received by
Directors
--------------------------------------------------------------------------------
MITSUI ENGINEERING & SHIPBUILDING CO.,LTD.
Ticker: Security ID: J44776128
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Approve Absorption-Type Company Split FOR FOR Management
Agreement
5 Amend Articles to: Change Official FOR FOR Management
Company Name to Mitsui E&S Holdings Co.
, Ltd., Change Business Lines
6 Appoint a Director Tanaka, Takao FOR FOR Management
7 Appoint a Director Yamamoto, Takaki FOR FOR Management
8 Appoint a Director Minoda, Shinsuke FOR FOR Management
9 Appoint a Director Nishihata, Akira FOR FOR Management
10 Appoint a Director Nippo, Shinsuke FOR FOR Management
11 Appoint a Director Koga, Tetsuro FOR FOR Management
12 Appoint a Director Oka, Ryoichi FOR FOR Management
13 Appoint a Director Shiomi, Yuichi FOR FOR Management
14 Appoint a Director Tokuhisa, Toru FOR FOR Management
15 Appoint a Director Tanaka, Toshikazu FOR FOR Management
16 Appoint a Corporate Auditor Higuchi, FOR FOR Management
Hiroki
--------------------------------------------------------------------------------
MITSUI MINING AND SMELTING COMPANY,LIMITED
Ticker: Security ID: J44948107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Reduce the Board of Directors Size to
11, Reduce the Board of Corporate
Auditors Size to 5, Adopt Reduction of
Liability System for Corporate
Auditors, Clarify an Executive Officer
5 Appoint a Director Nishida, Keiji FOR FOR Management
6 Appoint a Director No, Takeshi FOR FOR Management
7 Appoint a Director Hisaoka, Isshi FOR FOR Management
8 Appoint a Director Oshima, Takashi FOR FOR Management
9 Appoint a Director Sato, Junya FOR FOR Management
10 Appoint a Director Matsunaga, Morio FOR FOR Management
11 Shareholder Proposal: Approve AGAINST AGAINST Shareholder
Appropriation of Surplus
12 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Requiring the
Appointment of Two or More Independent
Directors)
13 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishing and
Disclosing a Provision regarding
Dialogue with Shareholders)
14 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Disclosing the
Company Policy on the Return on Equity
(ROE) Target)
--------------------------------------------------------------------------------
MITSUI O.S.K.LINES,LTD.
Ticker: Security ID: J45013109
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Expand Business Lines, Approve Minor
Revisions
4 Appoint a Director Muto, Koichi FOR FOR Management
5 Appoint a Director Ikeda, Junichiro FOR FOR Management
6 Appoint a Director Tanabe, Masahiro FOR FOR Management
7 Appoint a Director Takahashi, Shizuo FOR FOR Management
8 Appoint a Director Hashimoto, Takeshi FOR FOR Management
9 Appoint a Director Maruyama, Takashi FOR FOR Management
10 Appoint a Director Matsushima, Masayuki FOR FOR Management
11 Appoint a Director Fujii, Hideto FOR FOR Management
12 Appoint a Director Katsu, Etsuko FOR FOR Management
13 Appoint a Corporate Auditor Jitsu, FOR FOR Management
Kenji
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Seki, Isao
15 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Executive
Officers and Executives of the Company
and Presidents of the Company's
Subsidiaries
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC.
Ticker: Security ID: J4599L102
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to Class XI Preferred
Shares
3 Appoint a Director Sato, Yasuhiro FOR FOR Management
4 Appoint a Director Nishiyama, Takanori FOR FOR Management
5 Appoint a Director Iida, Koichi FOR FOR Management
6 Appoint a Director Umemiya, Makoto FOR FOR Management
7 Appoint a Director Shibata, Yasuyuki FOR FOR Management
8 Appoint a Director Aya, Ryusuke FOR FOR Management
9 Appoint a Director Funaki, Nobukatsu FOR FOR Management
10 Appoint a Director Seki, Tetsuo FOR FOR Management
11 Appoint a Director Kawamura, Takashi FOR FOR Management
12 Appoint a Director Kainaka, Tatsuo FOR FOR Management
13 Appoint a Director Abe, Hirotake FOR FOR Management
14 Appoint a Director Ota, Hiroko FOR FOR Management
15 Appoint a Director Kobayashi, Izumi FOR FOR Management
16 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Organizations that
determine dividends from surplus, etc.)
17 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Exercise of voting
rights of shares held for strategic
reasons)
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Disclosure of
compensation paid to individual
officers)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Separation of the
Chairman of the Board of Directors and
CEO)
20 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Creation of a system
enabling employees of the Company to
be reinstated after running for office
in national elections, local assembly
elections and elections for the heads
of local governments, etc.)
21 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Disclosure of the
policy on and results of officer
training)
22 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision regarding
the communications and responses
between shareholders and directors)
23 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision regarding
the system for direct recommendation
of candidates for Directorship to the
Nominating Committee by shareholders
and equal treatment)
24 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Regarding the
inclusion of shareholder proposals in
a convocation notice, etc., with the
upper limit on such proposals being
100 at minimum)
25 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of a
liaison for reporting concerns to the
Audit Committee)
26 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Holding of executive
management committee meetings
consisting of only the Outside
Director(s), at which the
Representative Executive Officer(s)
are not present)
27 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Implementation of
semi-entry-level recruitment and
establishment of an employment quota
for career tracks or executive
positions, etc., for women who
interrupted their careers for
childbirth or child
28 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Prohibition of
discriminatory treatment of activist
investors)
29 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
special investigative committee on the
matter of expressing the Company's
opinion on the recent actions by the
Minister of Justice)
30 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
special investigative committee on the
matter of frozen bank accounts at the
Shakujii Branch)
31 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of a
special investigative committee on the
matter of the loan)
32 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Submission to the
Bank of Japan of a written request to
refrain from strongly pursuing its
negative interest rate policy)
--------------------------------------------------------------------------------
MONDI PLC, ADDLESTONE
Ticker: Security ID: G6258S107
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ELECT TANYA FRATTO AS A DIRECTOR OF FOR FOR Management
MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
3 TO RE-ELECT STEPHEN HARRIS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
4 TO RE-ELECT ANDREW KING AS A DIRECTOR FOR FOR Management
OF MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
5 TO RE-ELECT JOHN NICHOLAS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
6 TO RE-ELECT PETER OSWALD AS A DIRECTOR FOR FOR Management
OF MONDI LIMITED AND MONDI PLC IN
ACCORDANCE WITH THE PROVISIONS OF THE
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
7 TO RE-ELECT FRED PHASWANA AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
8 TO RE-ELECT DOMINIQUE REINICHE AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
9 TO RE-ELECT DAVID WILLIAMS AS A FOR FOR Management
DIRECTOR OF MONDI LIMITED AND MONDI
PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE MEMORANDUM OF INCORPORATION OF
MONDI LIMITED AND THE ARTICLES OF
ASSOCIATION OF MONDI PLC
10 SUBJECT TO HER ELECTION AS A DIRECTOR FOR FOR Management
PURSUANT TO RESOLUTION 1, TO ELECT
TANYA FRATTO, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HOLD OF
11 SUBJECT TO HIS RE-ELECTION AS A FOR FOR Management
DIRECTOR PURSUANT TO RESOLUTION 2, TO
ELECT STEPHEN HARRIS, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HO
12 SUBJECT TO HIS RE-ELECTION AS A FOR FOR Management
DIRECTOR PURSUANT TO RESOLUTION 4, TO
ELECT JOHN NICHOLAS, WHO FULFILS THE
REQUIREMENTS OF SECTION 94(4) OF THE
SOUTH AFRICAN COMPANIES ACT 2008, AS A
MEMBER OF THE DLC AUDIT COMMITTEE OF
MONDI LIMITED AND MONDI PLC, TO HOL
13 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF MONDI LIMITED FOR THE
YEAR ENDED 31 DECEMBER 2016, TOGETHER
WITH THE REPORTS OF THE DLC AUDIT
COMMITTEE, THE DIRECTORS AND THE
AUDITORS OF MONDI LIMITED
14 TO ENDORSE MONDI LIMITED'S FOR FOR Management
REMUNERATION POLICY AS SET OUT IN THE
REMUNERATION REPORT OF MONDI LIMITED
FOR THE YEAR ENDED 31 DECEMBER 2016
15 THAT THE REMUNERATION OF THE FOR FOR Management
NON-EXECUTIVE DIRECTORS BE APPROVED,
IN TERMS OF SECTION 66(9) OF THE SOUTH
AFRICAN COMPANIES ACT 2008 AND THE
MONDI LIMITED MEMORANDUM OF
INCORPORATION, AT THE LEVEL OF FEES
PAID IN RESPECT OF THE 2016 FINANCIAL
YEAR ESCALATE
16 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
26, TO DECLARE A FINAL DIVIDEND OF 522.
70920 RAND CENTS PER ORDINARY SHARE IN
MONDI LIMITED FOR THE YEAR ENDED 31
DECEMBER 2016
17 TO APPOINT PRICEWATERHOUSECOOPERS INC FOR FOR Management
AS AUDITORS, AND JFM KOTZE AS THE
REGISTERED AUDITOR RESPONSIBLE FOR THE
AUDIT, OF MONDI LIMITED TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF MONDI LIMITED TO BE
HELD IN 2018
18 TO AUTHORISE THE DLC AUDIT COMMITTEE FOR FOR Management
TO DETERMINE THE REMUNERATION OF
PRICEWATERHOUSECOOPERS INC
19 THAT, TO THE EXTENT REQUIRED BY THE FOR FOR Management
SOUTH AFRICAN COMPANIES ACT 2008 (THE
SA COMPANIES ACT) AND SUBJECT TO
COMPLIANCE WITH THE REQUIREMENTS OF
THE SA COMPANIES ACT, THE LISTINGS
REQUIREMENTS OF THE JSE LIMITED AND
THE MEMORANDUM OF INCORPORATION OF
MONDI
20 THAT THE DIRECTORS OF MONDI LIMITED BE FOR FOR Management
AUTHORISED TO ALLOT AND ISSUE AND/OR
TO GRANT OPTIONS TO SUBSCRIBE FOR, A
NUMBER OF AUTHORISED BUT UNISSUED
SHARES EQUAL TO 5% OF THE ISSUED
ORDINARY SHARES OF MONDI LIMITED, AT
THEIR DISCRETION UNTIL THE ANNUAL GENE
21 THAT THE DIRECTORS OF MONDI LIMITED BE FOR FOR Management
AUTHORISED TO ALLOT AND ISSUE AND/OR
TO GRANT OPTIONS TO SUBSCRIBE FOR, A
NUMBER OF AUTHORISED BUT UNISSUED
SHARES EQUAL TO 5% OF THE ISSUED
SPECIAL CONVERTING SHARES OF MONDI
LIMITED, AT THEIR DISCRETION UNTIL THE
A
22 THAT, SUBJECT TO THE PASSING OF FOR FOR Management
RESOLUTION 19, IN ACCORDANCE WITH THE
SOUTH AFRICAN COMPANIES ACT 2008, THE
LISTINGS REQUIREMENTS OF THE JSE
LIMITED AND THE MEMORANDUM OF
INCORPORATION OF MONDI LIMITED (EACH
AS PRESENTLY CONSTITUTED AND AS
AMENDED FROM TI
23 THAT, IN ACCORDANCE WITH THE FOR FOR Management
MEMORANDUM OF INCORPORATION OF MONDI
LIMITED AND WITH EFFECT FROM 11 MAY
2017, MONDI LIMITED HEREBY APPROVES AS
A GENERAL AUTHORITY CONTEMPLATED IN
PARAGRAPH 5.72 OF THE LISTINGS
REQUIREMENTS OF THE JSE LIMITED, THE
ACQUISITIO
24 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF MONDI PLC FOR THE YEAR
ENDED 31 DECEMBER 2016, TOGETHER WITH
THE REPORTS OF THE DLC AUDIT
COMMITTEE, THE DIRECTORS AND THE
AUDITORS OF MONDI PLC
25 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY OF MONDI PLC AS SET OUT ON
PAGES 111 TO 117 OF THE MONDI GROUP
INTEGRATED REPORT AND FINANCIAL
STATEMENTS 2016
26 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT OF MONDI PLC, OTHER THAN THE
PART CONTAINING THE DIRECTORS'
REMUNERATION POLICY, FOR THE YEAR
ENDED 31 DECEMBER 2016 AS SET OUT ON
PAGES 118 TO 129 OF THE MONDI GROUP
INTEGRATED REPORT AND FINANCIAL
STATEMENTS
27 SUBJECT TO THE PASSING OF RESOLUTION FOR FOR Management
15, TO DECLARE A FINAL DIVIDEND OF 38.
19 EURO CENTS PER ORDINARY SHARE IN
MONDI PLC FOR THE YEAR ENDED 31
DECEMBER 2016
28 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS OF MONDI PLC TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF MONDI PLC TO
BE HELD IN 2018
29 TO AUTHORISE THE DLC AUDIT COMMITTEE FOR FOR Management
TO DETERMINE THE REMUNERATION OF
PRICEWATERHOUSECOOPERS LLP
30 THAT THE DIRECTORS OF MONDI PLC BE FOR FOR Management
GENERALLY AND UNCONDITIONALLY
AUTHORISED PURSUANT TO AND IN
ACCORDANCE WITH SECTION 551 OF THE UK
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF MONDI PLC TO ALLOT SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT
31 THAT, SUBJECT TO THE PASSING OF FOR FOR Management
RESOLUTION 29, THE DIRECTORS OF MONDI
PLC BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION
560(1) OF THE UK COMPANIES ACT 2006)
FOR CASH UNDER THE AUTHORITY GIVEN IN
RESOLUTION 29 AND/OR TO SELL ORDINARY
SHAR
32 THAT MONDI PLC IS GENERALLY AND FOR FOR Management
UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE UK
COMPANIES ACT 2006 TO MAKE MARKET
PURCHASES (AS DEFINED IN SECTION 693
OF THE UK COMPANIES ACT 2006) OF ITS
OWN ORDINARY SHARES OF EUR 0.20 EACH
IN THE CAP
--------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO.,LTD.
Ticker: Security ID: J46410114
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
5 Appoint a Director Miyahara, Michio FOR FOR Management
6 Appoint a Director Noguchi, Junichi FOR FOR Management
7 Appoint a Director Aoyama, Kazuo FOR FOR Management
8 Appoint a Director Okawa, Teiichiro FOR FOR Management
9 Appoint a Director Minato, Tsuyoshi FOR FOR Management
10 Appoint a Director Onuki, Yoichi FOR FOR Management
11 Appoint a Director Kusano, Shigemi FOR FOR Management
12 Appoint a Director Saito, Mitsumasa FOR FOR Management
13 Appoint a Director Ohara, Kenichi FOR FOR Management
14 Appoint a Director Okumiya, Kyoko FOR FOR Management
15 Appoint a Director Kawakami, Shoji FOR FOR Management
16 Appoint a Substitute Corporate Auditor FOR FOR Management
Fujiwara, Hiroshi
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS,INC.
Ticker: Security ID: J4687C105
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Suzuki, Hisahito FOR FOR Management
4 Appoint a Director Karasawa, Yasuyoshi FOR FOR Management
5 Appoint a Director Hara, Noriyuki FOR FOR Management
6 Appoint a Director Kanasugi, Yasuzo FOR FOR Management
7 Appoint a Director Fujii, Shiro FOR FOR Management
8 Appoint a Director Nishikata, Masaaki FOR FOR Management
9 Appoint a Director Okawabata, Fumiaki FOR FOR Management
10 Appoint a Director Watanabe, Akira FOR FOR Management
11 Appoint a Director Tsunoda, Daiken FOR FOR Management
12 Appoint a Director Ogawa, Tadashi FOR FOR Management
13 Appoint a Director Matsunaga, Mari FOR FOR Management
14 Appoint a Director Bando, Mariko FOR FOR Management
15 Appoint a Corporate Auditor Kondo, FOR FOR Management
Tomoko
16 Appoint a Corporate Auditor Uemura, FOR FOR Management
Kyoko
17 Appoint a Substitute Corporate Auditor FOR FOR Management
Nakazato, Takuya
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
Ticker: Security ID: D55535104
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 APPROVE ALLOCATION OF INCOME AND FOR WITHHOLD Management
DIVIDENDS OF EUR 8.60 PER SHARE
8 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR WITHHOLD Management
FOR FISCAL 2016
9 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR WITHHOLD Management
FOR FISCAL 2016
10 APPROVE REMUNERATION SYSTEM FOR FOR WITHHOLD Management
MANAGEMENT BOARD MEMBERS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND FOR WITHHOLD Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
12 AUTHORIZE USE OF FINANCIAL DERIVATIVES FOR WITHHOLD Management
WHEN REPURCHASING SHARES
13 ELECT RENATA JUNGO BRUENGGER TO THE FOR WITHHOLD Management
SUPERVISORY BOARD
14 APPROVE CREATION OF EUR 280 MILLION FOR WITHHOLD Management
POOL OF CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
15 APPROVE AFFILIATION AGREEMENT WITH FOR WITHHOLD Management
SUBSIDIARY MR INFRASTRUCTURE
INVESTMENT GMBH
16 APPROVE AFFILIATION AGREEMENTS WITH FOR WITHHOLD Management
SUBSIDIARIES: MR BETEILIGUNGEN 2. GMBH
17 APPROVE AFFILIATION AGREEMENTS WITH FOR WITHHOLD Management
SUBSIDIARIES: MR BETEILIGUNGEN 3. GMBH
--------------------------------------------------------------------------------
MYER HOLDINGS LTD, MELBOURNE VIC
Ticker: Security ID: Q64865100
Meeting Date: NOV 18, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF MR DAVE WHITTLE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
3 RE-ELECTION OF MR IAN CORNELL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MR BOB THORN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 REMUNERATION REPORT FOR FOR Management
6 ALLOCATION OF RESTRICTED SHARES TO THE FOR FOR Management
CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR, MR RICHARD UMBERS
7 GRANT OF PERFORMANCE RIGHTS TO THE FOR FOR Management
CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR, MR RICHARD UMBERS
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD, DOCKLANDS
Ticker: Security ID: Q65336119
Meeting Date: DEC 16, 2016 Meeting Type: Annual General Meeting
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF DIRECTOR - MR ANTHONY FOR FOR Management
YUEN
3 ELECTION OF DIRECTOR - MR PHILIP FOR FOR Management
CHRONICAN
4 ELECTION OF DIRECTOR - MR DOUGLAS MCKAY FOR FOR Management
5 REMUNERATION REPORT FOR FOR Management
6 PERFORMANCE RIGHTS - GROUP CHIEF FOR FOR Management
EXECUTIVE OFFICER
--------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NTIOF Security ID: 633067103
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TAKEN BY THE BANK'S BOARD OF
DIRECTORS WITH RESPECT TO EXECUTIVE
COMPENSATION. THE TEXT OF THE
RESOLUTION IS SET OUT IN SECTION 2 OF
THE MANAGEMENT PROXY CIRCULAR.
3 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
INDEPENDENT AUDITOR.
4 AMENDMENT TO BY-LAW I - GENERAL BY-LAW FOR FOR Management
OF THE BANK TO INCREASE THE QUORUM FOR
ALL SHAREHOLDERS' MEETINGS. THE TEXT
OF THE RESOLUTION IS SET OUT IN
SECTION 2 OF THE MANAGEMENT PROXY
CIRCULAR.
5 REPLENISHMENT OF THE SHARE RESERVE FOR FOR FOR Management
THE BANK'S STOCK OPTION PLAN. THE TEXT
OF THE RESOLUTION IS SET OUT IN
SECTION 2 OF THE THE MANAGEMENT PROXY
CIRCULAR.
--------------------------------------------------------------------------------
NATIONAL EXPRESS GROUP PLC, BIRMINGHAM
Ticker: Security ID: G6374M109
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
2 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION
3 TO DECLARE A FINAL DIVIDEND OF 8.41 FOR FOR Management
PENCE PER SHARE
4 TO RE-ELECT SIR JOHN ARMITT AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT MATTHEW ASHLEY AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT JOAQUIN AYUSO AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT JORGE COSMEN AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MATTHEW CRUMMACK AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT DEAN FINCH AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT JANE KINGSTON AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT MIKE MCKEON AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT CHRIS MUNTWYLER AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT ELLIOTT (LEE) SANDER AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT DR ASHLEY STEEL AS A FOR FOR Management
DIRECTOR
15 TO RE-APPOINT DELOITTE LLP AS THE FOR FOR Management
COMPANY'S AUDITOR
16 TO AUTHORISE THE DIRECTORS TO AGREE FOR FOR Management
AND SET THE AUDITOR'S REMUNERATION
17 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
18 TO AUTHORISE POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
19 TO DISAPPLY PRE-EMPTION RIGHTS ON THE FOR FOR Management
ALLOTMENT OF SHARES ON AN UNRESTRICTED
BASIS
20 TO DISAPPLY PRE-EMPTION RIGHTS ON THE FOR FOR Management
ALLOTMENT OF SHARES IN CONNECTION WITH
AN ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT
21 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
22 TO APPROVE THE CALLING OF GENERAL FOR FOR Management
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON
Ticker: Security ID: G6375K151
Meeting Date: JUL 25, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND FOR FOR Management
3 TO RE-ELECT SIR PETER GERSHON FOR FOR Management
4 TO RE-ELECT JOHN PETTIGREW FOR FOR Management
5 TO RE-ELECT ANDREW BONFIELD FOR FOR Management
6 TO RE-ELECT DEAN SEAVERS FOR FOR Management
7 TO ELECT NICOLA SHAW FOR FOR Management
8 TO RE-ELECT NORA MEAD BROWNELL FOR FOR Management
9 TO RE-ELECT JONATHAN DAWSON FOR FOR Management
10 TO RE-ELECT THERESE ESPERDY FOR FOR Management
11 TO RE-ELECT PAUL GOLBY FOR FOR Management
12 TO RE-ELECT RUTH KELLY FOR FOR Management
13 TO RE-ELECT MARK WILLIAMSON FOR FOR Management
14 TO REAPPOINT THE AUDITORS FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
15 TO AUTHORISE THE DIRECTORS TO SET THE FOR FOR Management
AUDITORS' REMUNERATION
16 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT EXCLUDING THE EXCERPTS FROM THE
REMUNERATION POLICY
17 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
ORDINARY SHARES
19 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
20 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN ORDINARY SHARES
21 TO AUTHORISE THE DIRECTORS TO HOLD FOR FOR Management
GENERAL MEETINGS ON 14 WORKING DAYS'
NOTICE
--------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON
Ticker: Security ID: G6375K151
Meeting Date: MAY 19, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CONSOLIDATION OF SHARES FOR FOR Management
2 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
NEW ORDINARY SHARES
3 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
4 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR FOR Management
ACQUISITIONS
5 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN NEW ORDINARY SHARES
--------------------------------------------------------------------------------
NATIXIS, PARIS
Ticker: Security ID: F6483L100
Meeting Date: MAY 23, 2017 Meeting Type: MIX
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
7 ALLOCATION OF INCOME FOR FOR Management
8 APPROVAL OF THE AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCOIS PEROL, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR LAURENT MIGNON, GENERAL
MANAGER, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND WHICH MAY BE ALLOCATED TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND WHICH MAY BE ALLOCATED TO THE
GENERAL MANAGER FOR THE 2017 FINANC
13 OVERALL ALLOCATION OF THE COMPENSATION FOR FOR Management
PAID TO PERSONS PURSUANT TO ARTICLE L.
511-71 OF THE FRENCH MONETARY AND
FINANCIAL CODE DURING THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
14 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
CATHERINE PARISET AS DIRECTOR
15 RENEWAL OF THE TERM OF MR NICOLAS DE FOR FOR Management
TAVERNOST AS DIRECTOR
16 INTERVENTION OF THE COMPANY ON THE FOR FOR Management
MARKET ON ITS OWN SHARES
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO REDUCE
THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING SHARE CAPITAL BY
ISSUING, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT - BY
PUBLIC OFFER, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT - BY AN
OFFER PURSUANT TO ARTICLE L.4112-2,
SECTION II OF THE FRENCH MONETARY A
21 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO THE ALLOCATION
OF DEBT SECURITIES WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AS
COMPENSATIO
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES,
PROFITS OR OTHER ELEMENTS
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE,
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING SHARES OR SECURITIES THAT
GRANT ACCESS TO THE CAPITAL THAT ARE
RESERVED FOR MEMBERS OF A COMPANY
SAVINGS SCHEME, WITH CANCELLATION OF TH
25 AMENDMENT TO ARTICLE 11 OF THE BY-LAWS FOR FOR Management
REGARDING THE MEETINGS OF THE BOARD OF
DIRECTORS
26 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
7 ALLOCATION OF INCOME FOR FOR Management
8 APPROVAL OF THE AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCOIS PEROL, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR LAURENT MIGNON, GENERAL
MANAGER, FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND WHICH MAY BE ALLOCATED TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND WHICH MAY BE ALLOCATED TO THE
GENERAL MANAGER FOR THE 2017 FINANC
13 OVERALL ALLOCATION OF THE COMPENSATION FOR FOR Management
PAID TO PERSONS PURSUANT TO ARTICLE L.
511-71 OF THE FRENCH MONETARY AND
FINANCIAL CODE DURING THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
14 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
CATHERINE PARISET AS DIRECTOR
15 RENEWAL OF THE TERM OF MR NICOLAS DE FOR FOR Management
TAVERNOST AS DIRECTOR
16 INTERVENTION OF THE COMPANY ON THE FOR FOR Management
MARKET ON ITS OWN SHARES
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO REDUCE
THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING SHARE CAPITAL BY
ISSUING, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT - BY
PUBLIC OFFER, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT - BY AN
OFFER PURSUANT TO ARTICLE L.4112-2,
SECTION II OF THE FRENCH MONETARY A
21 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO THE ALLOCATION
OF DEBT SECURITIES WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AS
COMPENSATIO
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES,
PROFITS OR OTHER ELEMENTS
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE,
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING THE SHARE CAPITAL BY
ISSUING SHARES OR SECURITIES THAT
GRANT ACCESS TO THE CAPITAL THAT ARE
RESERVED FOR MEMBERS OF A COMPANY
SAVINGS SCHEME, WITH CANCELLATION OF TH
25 AMENDMENT TO ARTICLE 11 OF THE BY-LAWS FOR FOR Management
REGARDING THE MEETINGS OF THE BOARD OF
DIRECTORS
26 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
NEC CORPORATION
Ticker: Security ID: J48818124
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Appoint a Director Endo, Nobuhiro FOR FOR Management
4 Appoint a Director Niino, Takashi FOR FOR Management
5 Appoint a Director Kawashima, Isamu FOR FOR Management
6 Appoint a Director Morita, Takayuki FOR FOR Management
7 Appoint a Director Emura, Katsumi FOR FOR Management
8 Appoint a Director Matsukura, Hajime FOR FOR Management
9 Appoint a Director Kunibe, Takeshi FOR FOR Management
10 Appoint a Director Ogita, Hitoshi FOR FOR Management
11 Appoint a Director Sasaki, Kaori FOR FOR Management
12 Appoint a Director Oka, Motoyuki FOR FOR Management
13 Appoint a Director Noji, Kunio FOR FOR Management
14 Appoint a Corporate Auditor Kinoshita, FOR FOR Management
Hajime
15 Approve Adoption of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
NEOPOST SA, BAGNEUX
Ticker: Security ID: F65196119
Meeting Date: JUL 01, 2016 Meeting Type: MIX
Record Date: JUN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS
5 ALLOCATION OF INCOME: EUR 1.70 PER FOR FOR Management
SHARE
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS
7 APPROVAL OF AGREEMENTS PURSUANT TO FOR FOR Management
ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
8 SETTING OF ATTENDANCE FEES FOR FOR Management
9 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR DENIS THIERY,
CHAIRMAN-CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR ENDED 31 JANUARY
2016
10 RENEWAL OF THE TERM OF MS CATHERINE FOR FOR Management
POURRE AS DIRECTOR
11 RENEWAL OF THE TERM OF MR ERIC FOR FOR Management
COURTEILLE AS DIRECTOR
12 RENEWAL OF THE TERM OF MR DENIS THIERY FOR FOR Management
AS DIRECTOR
13 RENEWAL OF THE TERM OF MR WILLIAM FOR FOR Management
HOOVER JR AS DIRECTOR
14 RENEWAL OF THE TERM OF MR JEAN-PAUL FOR FOR Management
VILLOT AS DIRECTOR
15 NON-RENEWAL OF THE TERM OF MR JACQUES FOR FOR Management
CLAY AS DIRECTOR
16 APPOINTMENT OF MR RICAHRD TROKSA AS A FOR FOR Management
NEW DIRECTOR
17 NON-RENEWAL OF THE TERM OF MS AGNES FOR FOR Management
TOURAINE AS DIRECTOR
18 APPOINTMENT OF MS VIRGINIE FAUVEL AS A FOR FOR Management
NEW DIRECTOR
19 RENEWAL OF THE TERM OF FINEXSI AUDIT FOR FOR Management
AS STATUTORY AUDITOR
20 APPOINTMENT OF MR OLIVIER COURAU AS FOR FOR Management
DEPUTY STATUTORY AUDITOR
21 SHARE BUYBACK PROGRAM FOR FOR Management
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL, WITH
RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFER
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE COMMON
SHARES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF PRIVATE PLACEMENT
PURSUANT TO ARTICLE L.411-2 II OF THE
FRENCH MONETARY AND FINANCIAL CODE
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SECURITIES
GRANTING ACCESS TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFER
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SECURITIES
GRANTING ACCESS TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY WAY OF PRIVATE
PLACEMENT PURSUANT TO SECTION II OF
ARTICLE
27 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE AMOUNT OF
ISSUANCES IN THE EVENT OF EXCESS
DEMAND IN THE CASE OF COMMON SHARES OR
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY INCORPORATING RESERVES,
PROFITS OR PREMIUMS
29 DELEGATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND
SECURITIES GRANTING ACCESS TO CAPITAL
AS REMUNERATION FOR
CONTRIBUTIONS-IN-KIND, WITHIN THE
LIMITS OF 10% OF THE SHARE CAPITAL
30 DELEGATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE COMMON SHARES AND
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL, IN THE CASE OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH INCREASES IN
CAPITAL AND WITH ASSET DISPOSALS
RESERVED FOR EMPLOYEES OF THE GROUP
UNDER THE PROVISIONS OF ARTICLE L.
3332-1 AND SEQ. OF THE FRENCH LABOUR
CODE, WITH CANCELLATION OF THE PRE-EMP
32 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASES IN CAPITAL RESERVED FOR
FINANCIAL INSTITUTIONS OR FOR
COMPANIES CREATED SPECIFICALLY WITH A
VIEW TO IMPLEMENTING AN EMPLOYEE
SAVINGS SCHEME FOR THE BENEFIT OF
EMPLOYEES OF FOR
33 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING OR FUTURE
SHARES ENTAILING THE CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
34 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO CANCEL SHARES ACQUIRED AS
A RESULT OF THE COMPANY BUYING BACK
ITS OWN SHARES
35 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SECURITIES
GRANTING THE RIGHT TO THE ALLOCATION
OF DEBT SECURITIES AND NOT GIVING RISE
TO AN INCREASE IN THE COMPANY'S CAPITAL
36 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
NESTE CORPORATION, ESPOO
Ticker: Security ID: X5688A109
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE FINANCIAL STATEMENTS, FOR FOR Management
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
10 USE OF THE PROFIT SHOWN IN THE BALANCE FOR FOR Management
SHEET AND DECIDING THE PAYMENT OF A
DIVIDEND: EUR 1.30 PER SHARE
11 DISCHARGING THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE PRESIDENT AND CEO
FROM LIABILITY
12 DECIDING THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 DECIDING THE NUMBER OF MEMBERS OF THE FOR FOR Management
BOARD OF DIRECTORS: 8
14 ELECTION OF THE CHAIR, THE VICE CHAIR, FOR FOR Management
AND THE MEMBERS OF THE BOARD OF
DIRECTORS: THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE AGM
THAT THE FOLLOWING MEMBERS MR. JORMA
ELORANTA, MS. LAURA RAITIO, MR.
JEAN-BAPTISTE RENARD, MR. WILLEM
SCHOEBER AND MR.
15 DECIDING THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 SELECTION OF THE AUDITOR: THE BOARD FOR FOR Management
PROPOSES, ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE, THAT THE AGM SHOULD
SELECT PRICEWATERHOUSECOOPERS OY,
AUTHORIZED PUBLIC ACCOUNTANTS, AS THE
COMPANY'S AUDITOR.
PRICEWATERHOUSECOOPERS OY HAS
ANNOUNCED THAT IT WILL
--------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY
Ticker: Security ID: H57312649
Meeting Date: APR 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REVIEW, THE FOR WITHHOLD Management
FINANCIAL STATEMENTS OF NESTLE S.A.
AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE NESTLE GROUP FOR 2016
3 ACCEPTANCE OF THE COMPENSATION REPORT FOR WITHHOLD Management
2016 (ADVISORY VOTE)
4 DISCHARGE TO THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS AND OF THE MANAGEMENT
5 APPROPRIATION OF PROFIT RESULTING FROM FOR WITHHOLD Management
THE BALANCE SHEET OF NESTLE S.A.
(PROPOSED DIVIDEND) FOR THE FINANCIAL
YEAR 2016
6 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR PAUL BULCKE
7 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR ANDREAS KOOPMANN
8 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR HENRI DE CASTRIES
9 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR BEAT W. HESS
10 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR RENATO FASSBIND
11 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR STEVEN G. HOCH
12 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MS NAINA LAL KIDWAI
13 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR JEAN-PIERRE ROTH
14 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MS ANN M. VENEMAN
15 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MS EVA CHENG
16 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MS RUTH K. ONIANG'O
17 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
MR PATRICK AEBISCHER
18 ELECTION TO THE BOARD OF DIRECTORS: MR FOR WITHHOLD Management
ULF MARK SCHNEIDER
19 ELECTION TO THE BOARD OF DIRECTORS: MS FOR WITHHOLD Management
URSULA M. BURNS
20 ELECTION OF THE CHAIRMAN OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS: MR PAUL BULCKE
21 ELECTION OF MEMBER OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: MR BEAT W. HESS
22 ELECTION OF MEMBER OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: MR ANDREAS KOOPMANN
23 ELECTION OF MEMBER OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: MR JEAN-PIERRE ROTH
24 ELECTION OF MEMBER OF THE COMPENSATION FOR WITHHOLD Management
COMMITTEE: MR PATRICK AEBISCHER
25 ELECTION OF THE STATUTORY AUDITORS: FOR WITHHOLD Management
KPMG SA, GENEVA BRANCH
26 ELECTION OF THE INDEPENDENT FOR WITHHOLD Management
REPRESENTATIVE: HARTMANN DREYER,
ATTORNEYS-AT-LAW
27 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
BOARD OF DIRECTORS
28 APPROVAL OF THE COMPENSATION OF THE FOR WITHHOLD Management
EXECUTIVE BOARD
29 IN THE EVENT OF ANY YET UNKNOWN NEW OR AGAINST WITHHOLD Shareholder
MODIFIED PROPOSAL BY A SHAREHOLDER
DURING THE GENERAL MEETING, I INSTRUCT
THE INDEPENDENT REPRESENTATIVE TO VOTE
AS FOLLOWS: (YES = VOTE IN FAVOUR OF
ANY SUCH YET UNKNOWN PROPOSAL, NO =
VOTE AGAINST ANY SUCH YET UNKN
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG
Ticker: Security ID: Y63084126
Meeting Date: NOV 22, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONSIDER AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR FOR THE YEAR ENDED 30 JUNE 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MR. DOO WAI-HOI, WILLIAM FOR FOR Management
AS DIRECTOR
6 TO RE-ELECT DR. CHENG CHI-KONG, ADRIAN FOR FOR Management
AS DIRECTOR
7 TO RE-ELECT MR. CHENG KAR-SHING, PETER FOR FOR Management
AS DIRECTOR
8 TO RE-ELECT MR. LIANG CHEUNG-BIU, FOR FOR Management
THOMAS AS DIRECTOR
9 TO RE-ELECT MR. AU TAK-CHEONG AS FOR FOR Management
DIRECTOR
10 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF DIRECTORS
11 TO RE-APPOINT MESSRS. FOR FOR Management
PRICEWATERHOUSECOOPERS AS AUDITOR AND
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
12 TO APPROVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES NOT
EXCEEDING 10% OF THE EXISTING ISSUED
SHARES
13 TO APPROVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE SHARES NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARES
14 TO APPROVE THE ADOPTION OF THE NEW FOR FOR Management
SHARE OPTION SCHEME (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 18
OCTOBER 2016
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG
Ticker: Security ID: Y63084126
Meeting Date: DEC 29, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONFIRM, RATIFY AND APPROVE THE FOR FOR Management
SALE AND PURCHASE AGREEMENT AND ALL
TRANSACTIONS CONTEMPLATED THEREUNDER
AND TO AUTHORISE ANY DIRECTOR OF THE
COMPANY TO DO ALL SUCH ACTS AND THINGS
AND EXECUTE ALL SUCH DOCUMENTS IN
CONNECTION THEREWITH OR TO IMPLEMENT
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG
Ticker: Security ID: Y63084126
Meeting Date: MAY 26, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO CONFIRM, RATIFY AND APPROVE THE FOR FOR Management
SERVICES GROUP MASTER SERVICES
AGREEMENT, THE SERVICES GROUP
TRANSACTIONS AND TO APPROVE THE
SERVICES GROUP ANNUAL CAPS FOR EACH OF
THE THREE YEARS ENDING 30 JUNE 2018,
30 JUNE 2019 AND 30 JUNE 2020 AND TO
AUTHORISE ANY
--------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC
Ticker: Security ID: Q6651B114
Meeting Date: NOV 08, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF PETER HAY AS A DIRECTOR FOR FOR Management
3 RE-ELECTION OF PHILIP AIKEN AM AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF RICK LEE AM AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF JOHN SPARK AS A DIRECTOR FOR FOR Management
6 ELECTION OF VICKKI MCFADDEN AS A FOR FOR Management
DIRECTOR
7 APPROVAL OF GRANT OF PERFORMANCE FOR FOR Management
RIGHTS TO THE MANAGING DIRECTOR AND
CHIEF EXECUTIVE OFFICER SANDEEP BISWAS
8 APPROVAL OF GRANT OF PERFORMANCE FOR FOR Management
RIGHTS TO THE FINANCE DIRECTOR AND
CHIEF FINANCIAL OFFICER GERARD BOND
9 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
FOR THE YEAR ENDED 30 JUNE 2016
(ADVISORY ONLY)
--------------------------------------------------------------------------------
NEXITY, PARIS
Ticker: Security ID: F6527B126
Meeting Date: JUN 01, 2017 Meeting Type: MIX
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
6 GRANT OF DISCHARGE TO DIRECTORS FOR FOR Management
7 ALLOCATION OF INCOME FOR FOR Management
8 DISTRIBUTION OF THE AMOUNTS PAID OUT FOR FOR Management
FROM THE "CONTRIBUTION PREMIUM" ACCOUNT
9 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND OF THE GROUP MANAGEMENT
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
10 APPROVAL OF THE AGREEMENTS GOVERNED BY FOR FOR Management
ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
11 RATIFICATION OF THE CO-OPTING OF MR FOR FOR Management
CHARLES-HENRI FILIPPI AS DIRECTOR
12 RENEWAL OF THE TERM OF MS SOUMIA FOR FOR Management
BELAIDI MALINBAUM AS DIRECTOR
13 RENEWAL OF THE TERM OF MR JACQUES FOR FOR Management
VEYRAT AS DIRECTOR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS
DUE TO MR ALAIN DININ, CHIEF EXECUTIVE
OFFICER
15 REVIEW ON THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR ALAIN DININ, CHIEF
EXECUTIVE OFFICER, FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
16 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH THE
PURCHASE BY THE COMPANY OF ITS OWN
SHARES
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF TREASURY SHARES
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED TO
FREELY ALLOCATE EXISTING SHARES OR
SHARES TO BE ISSUED
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF THE MEMBERS OF A
COMPANY SAVINGS SCHEME
20 AMENDMENTS TO ARTICLE 15 OF THE FOR FOR Management
BY-LAWS TO ALLOW THE BOARD OF
DIRECTORS TO TRANSFER THE REGISTERED
OFFICE ON THE FRENCH TERRITORY SUBJECT
TO RATIFICATION OF THIS DECISION BY
THE NEXT ORDINARY GENERAL MEETING
21 AMENDMENTS TO ARTICLE 15 OF THE FOR FOR Management
BY-LAWS TO ALLOW THE BOARD OF
DIRECTORS TO MAKE THE NECESSARY
AMENDMENTS TO THE BY-LAWS TO ENSURE
ITS COMPLIANCE WITH THE LEGAL AND
REGULATORY PROVISIONS, SUBJECT TO THE
RATIFICATION OF THIS DECISION BY THE
NEXT EXTRAORDINA
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO MAKE ALL THE CHANGES
WHICH MAY BE DEEMED NECESSARY TO THE
BY-LAWS TO ENSURE ITS COMPLIANCE WITH
LEGAL AND REGULATORY PROVISIONS
23 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
6 GRANT OF DISCHARGE TO DIRECTORS FOR FOR Management
7 ALLOCATION OF INCOME FOR FOR Management
8 DISTRIBUTION OF THE AMOUNTS PAID OUT FOR FOR Management
FROM THE "CONTRIBUTION PREMIUM" ACCOUNT
9 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND OF THE GROUP MANAGEMENT
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
10 APPROVAL OF THE AGREEMENTS GOVERNED BY FOR FOR Management
ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
11 RATIFICATION OF THE CO-OPTING OF MR FOR FOR Management
CHARLES-HENRI FILIPPI AS DIRECTOR
12 RENEWAL OF THE TERM OF MS SOUMIA FOR FOR Management
BELAIDI MALINBAUM AS DIRECTOR
13 RENEWAL OF THE TERM OF MR JACQUES FOR FOR Management
VEYRAT AS DIRECTOR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS
DUE TO MR ALAIN DININ, CHIEF EXECUTIVE
OFFICER
15 REVIEW ON THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR ALAIN DININ, CHIEF
EXECUTIVE OFFICER, FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
16 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH THE
PURCHASE BY THE COMPANY OF ITS OWN
SHARES
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF TREASURY SHARES
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED TO
FREELY ALLOCATE EXISTING SHARES OR
SHARES TO BE ISSUED
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF THE MEMBERS OF A
COMPANY SAVINGS SCHEME
20 AMENDMENTS TO ARTICLE 15 OF THE FOR FOR Management
BY-LAWS TO ALLOW THE BOARD OF
DIRECTORS TO TRANSFER THE REGISTERED
OFFICE ON THE FRENCH TERRITORY SUBJECT
TO RATIFICATION OF THIS DECISION BY
THE NEXT ORDINARY GENERAL MEETING
21 AMENDMENTS TO ARTICLE 15 OF THE FOR FOR Management
BY-LAWS TO ALLOW THE BOARD OF
DIRECTORS TO MAKE THE NECESSARY
AMENDMENTS TO THE BY-LAWS TO ENSURE
ITS COMPLIANCE WITH THE LEGAL AND
REGULATORY PROVISIONS, SUBJECT TO THE
RATIFICATION OF THIS DECISION BY THE
NEXT EXTRAORDINA
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO MAKE ALL THE CHANGES
WHICH MAY BE DEEMED NECESSARY TO THE
BY-LAWS TO ENSURE ITS COMPLIANCE WITH
LEGAL AND REGULATORY PROVISIONS
23 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
NEXT PLC, LEICESTER
Ticker: Security ID: G6500M106
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND FOR FOR Management
REPORTS
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
3 TO APPROVE THE REMUNERATION REPORT FOR FOR Management
4 TO DECLARE A FINAL DIVIDEND OF 105P FOR FOR Management
PER SHARE
5 TO RE-ELECT JOHN BARTON AS A DIRECTOR FOR FOR Management
6 TO ELECT JONATHAN BEWES AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT CAROLINE GOODALL AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT AMANDA JAMES AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT MICHAEL LAW AS A DIRECTOR FOR FOR Management
10 TO ELECT MICHAEL RONEY AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT FRANCIS SALWAY AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT JANE SHIELDS AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT DAME DIANNE THOMPSON AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT LORD WOLFSON AS A DIRECTOR FOR FOR Management
15 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITOR AND AUTHORISE THE DIRECTORS
TO SET THEIR REMUNERATION
16 AUTHORITY TO AMEND THE NEXT LTIP FOR FOR Management
17 DIRECTORS' AUTHORITY TO ALLOT SHARES FOR FOR Management
18 AUTHORITY TO DISAPPLY GENERAL FOR FOR Management
PRE-EMPTION RIGHTS
19 AUTHORITY TO DISAPPLY ADDITIONAL FOR FOR Management
PRE-EMPTION RIGHTS
20 AUTHORITY FOR ON-MARKET PURCHASE OF FOR FOR Management
OWN SHARES
21 AUTHORITY FOR OFF-MARKET PURCHASE OF FOR FOR Management
OWN SHARES
22 INCREASING THE COMPANY'S BORROWING FOR FOR Management
POWERS
23 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
NH FOODS LTD.
Ticker: Security ID: J4929Q102
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation FOR FOR Management
2 Appoint a Director Suezawa, Juichi FOR FOR Management
3 Appoint a Director Hata, Yoshihide FOR FOR Management
4 Appoint a Director Shinohara, Kazunori FOR FOR Management
5 Appoint a Director Kawamura, Koji FOR FOR Management
6 Appoint a Director Okoso, Hiroji FOR FOR Management
7 Appoint a Director Inoue, Katsumi FOR FOR Management
8 Appoint a Director Kito, Tetsuhiro FOR FOR Management
9 Appoint a Director Takamatsu, Hajime FOR FOR Management
10 Appoint a Director Katayama, Toshiko FOR FOR Management
11 Appoint a Director Taka, Iwao FOR FOR Management
--------------------------------------------------------------------------------
NICHIREI CORPORATION
Ticker: Security ID: J49764145
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Murai, Toshiaki FOR FOR Management
4 Appoint a Director Otani, Kunio FOR FOR Management
5 Appoint a Director Matsuda, Hiroshi FOR FOR Management
6 Appoint a Director Taguchi, Takumi FOR FOR Management
7 Appoint a Director Kaneko, Yoshifumi FOR FOR Management
8 Appoint a Director Okushi, Kenya FOR FOR Management
9 Appoint a Director Kawasaki, Junji FOR FOR Management
10 Appoint a Director Taniguchi, Mami FOR FOR Management
11 Appoint a Director Uzawa, Shizuka FOR FOR Management
12 Appoint a Director Wanibuchi, Mieko FOR FOR Management
13 Appoint a Corporate Auditor Shigeno, FOR FOR Management
Yasunari
--------------------------------------------------------------------------------
NIKON CORPORATION
Ticker: Security ID: 654111103
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ushida,
Kazuo
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Oka,
Masashi
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Okamoto,
Yasuyuki
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Odajima,
Takumi
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Hagiwara, Satoshi
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Negishi,
Akio
9 Appoint a Director as Supervisory FOR FOR Management
Committee Members Honda, Takaharu
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NINE DRAGONS PAPER (HOLDINGS) LTD
Ticker: Security ID: G65318100
Meeting Date: JUN 29, 2017 Meeting Type: Special General Meeting
Record Date: JUN 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
LONGTENG PACKAGING MATERIALS AND
CHEMICALS PURCHASE AGREEMENT, AND THE
PROPOSED ANNUAL CAPS IN RELATION TO
THE LONGTENG PACKAGING MATERIALS AND
CHEMICALS PURCHASE AGREEMENT FOR THE
THREE FINANCIAL YEARS ENDING 30 JUNE 20
4 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
HONG KONG INTERNATIONAL PAPER
CHEMICALS PURCHASE AGREEMENT, AND THE
PROPOSED ANNUAL CAPS IN RELATION TO
THE HONG KONG INTERNATIONAL PAPER
CHEMICALS PURCHASE AGREEMENT FOR THE
THREE FINANCIAL YEARS ENDING 30 JUNE
2020, AN
5 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
LONGTENG PACKAGING PAPERBOARD SUPPLY
AGREEMENT, AND THE PROPOSED ANNUAL
CAPS IN RELATION TO THE LONGTENG
PACKAGING PAPERBOARD SUPPLY AGREEMENT
FOR THE THREE FINANCIAL YEARS ENDING
30 JUNE 2020, AND TO AUTHORISE ANY ONE
D
6 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
TAICANG PACKAGING PAPERBOARD SUPPLY
AGREEMENT, AND THE PROPOSED ANNUAL
CAPS IN RELATION TO THE TAICANG
PACKAGING PAPERBOARD SUPPLY AGREEMENT
FOR THE THREE FINANCIAL YEARS ENDING
30 JUNE 2020, AND TO AUTHORISE ANY ONE
DIR
7 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
HONGLONG PACKAGING PAPERBOARD SUPPLY
AGREEMENT, AND THE PROPOSED ANNUAL
CAPS IN RELATION TO THE HONGLONG
PACKAGING PAPERBOARD SUPPLY AGREEMENT
FOR THE THREE FINANCIAL YEARS ENDING
30 JUNE 2020, AND TO AUTHORISE ANY ONE
D
8 TO APPROVE, RATIFY AND CONFIRM THE ACN FOR FOR Management
RECOVERED PAPER PURCHASE AGREEMENT,
AND THE PROPOSED ANNUAL CAPS IN
RELATION TO THE ACN RECOVERED PAPER
PURCHASE AGREEMENT FOR THE THREE
FINANCIAL YEARS ENDING 30 JUNE 2020,
AND TO AUTHORISE ANY ONE DIRECTOR OF
THE C
9 TO APPROVE, RATIFY AND CONFIRM THE FOR FOR Management
TIANJIN ACN WASTEPAPER PURCHASE
AGREEMENT, AND THE PROPOSED ANNUAL
CAPS IN RELATION TO THE TIANJIN ACN
WASTEPAPER PURCHASE AGREEMENT FOR THE
THREE FINANCIAL YEARS ENDING 30 JUNE
2020, AND TO AUTHORISE ANY ONE
DIRECTOR OF
--------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO.,LTD.
Ticker: Security ID: J53247110
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Arioka, Masayuki FOR FOR Management
5 Appoint a Director Matsumoto, Motoharu FOR FOR Management
6 Appoint a Director Takeuchi, Hirokazu FOR FOR Management
7 Appoint a Director Tomamoto, Masahiro FOR FOR Management
8 Appoint a Director Saeki, Akihisa FOR FOR Management
9 Appoint a Director Tsuda, Koichi FOR FOR Management
10 Appoint a Director Yamazaki, Hiroki FOR FOR Management
11 Appoint a Director Odano, Sumimaru FOR FOR Management
12 Appoint a Director Mori, Shuichi FOR FOR Management
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Takahashi, Tsukasa
14 Approve Payment of Bonuses to Directors FOR FOR Management
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NIPPON EXPRESS CO.,LTD.
Ticker: Security ID: J53376117
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
5 Appoint a Director Watanabe, Kenji FOR FOR Management
6 Appoint a Director Saito, Mitsuru FOR FOR Management
7 Appoint a Director Ito, Yutaka FOR FOR Management
8 Appoint a Director Ishii, Takaaki FOR FOR Management
9 Appoint a Director Taketsu, Hisao FOR FOR Management
10 Appoint a Director Shimauchi, Takumi FOR FOR Management
11 Appoint a Director Terai, Katsuhiro FOR FOR Management
12 Appoint a Director Sakuma, Fumihiko FOR FOR Management
13 Appoint a Director Akita, Susumu FOR FOR Management
14 Appoint a Director Hayashida, Naoya FOR FOR Management
15 Appoint a Director Horikiri, Satoshi FOR FOR Management
16 Appoint a Director Matsumoto, Yoshiyuki FOR FOR Management
17 Appoint a Director Sugiyama, Masahiro FOR FOR Management
18 Appoint a Director Nakayama, Shigeo FOR FOR Management
19 Appoint a Director Yasuoka, Sadako FOR FOR Management
20 Appoint a Corporate Auditor Kanki, FOR FOR Management
Tadashi
21 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
NIPPON KAYAKU CO.,LTD.
Ticker: Security ID: J54236112
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Suzuki, Masanobu FOR FOR Management
4 Appoint a Director Kawafuji, Toshio FOR FOR Management
5 Appoint a Director Shimoyama, Masayuki FOR FOR Management
6 Appoint a Director Tachibana, Yukio FOR FOR Management
7 Appoint a Director Nambu, Yoshihiro FOR FOR Management
8 Appoint a Director Wakumoto, Atsuhiro FOR FOR Management
9 Appoint a Director Ota, Yo FOR FOR Management
10 Appoint a Director Fujishima, Yasuyuki FOR FOR Management
11 Appoint a Director Shibuya, Tomoo FOR FOR Management
12 Appoint a Corporate Auditor FOR FOR Management
Shimohigashi, Itsuro
--------------------------------------------------------------------------------
NIPPON LIGHT METAL HOLDINGS COMPANY, LTD.
Ticker: Security ID: J5470A107
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Okamoto, Ichiro FOR FOR Management
4 Appoint a Director Murakami, Toshihide FOR FOR Management
5 Appoint a Director Okamoto, Yasunori FOR FOR Management
6 Appoint a Director Yamamoto, Hiroshi FOR FOR Management
7 Appoint a Director Hiruma, Hiroyasu FOR FOR Management
8 Appoint a Director Hamamura, Shozo FOR FOR Management
9 Appoint a Director Adachi, Sho FOR FOR Management
10 Appoint a Director Tomioka, Yoshihiro FOR FOR Management
11 Appoint a Director Yasuda, Kotaro FOR FOR Management
12 Appoint a Director Ono, Masato FOR FOR Management
13 Appoint a Director Hayashi, Ryoichi FOR FOR Management
14 Appoint a Director Ito, Haruo FOR FOR Management
15 Appoint a Substitute Corporate Auditor FOR FOR Management
Kawai, Shintaro
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NIPPON PAPER INDUSTRIES CO.,LTD.
Ticker: Security ID: J28583169
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Haga, Yoshio FOR FOR Management
4 Appoint a Director Manoshiro, Fumio FOR FOR Management
5 Appoint a Director Yamasaki, Kazufumi FOR FOR Management
6 Appoint a Director Utsumi, Akihiro FOR FOR Management
7 Appoint a Director Nozawa, Toru FOR FOR Management
8 Appoint a Director Fujimori, Hirofumi FOR FOR Management
9 Appoint a Director Ueda, Shoji FOR FOR Management
10 Appoint a Director Aoyama, Yoshimitsu FOR FOR Management
11 Appoint a Director Fujioka, Makoto FOR FOR Management
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NIPPON SHEET GLASS COMPANY,LIMITED
Ticker: Security ID: J55655120
Meeting Date: MAR 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Establish the FOR FOR Management
Articles Related to Class A Shares
3 Approve Issuance of New Class A Shares FOR FOR Management
to a Third Party or Third Parties
4 Approve Reduction of Capital Reserve FOR FOR Management
5 Appoint a Director Takei, Yuji FOR FOR Management
--------------------------------------------------------------------------------
NIPPON SHEET GLASS COMPANY,LIMITED
Ticker: Security ID: J55655120
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Gunter Zorn FOR FOR Management
3 Appoint a Director Mori, Shigeki FOR FOR Management
4 Appoint a Director Clemens Miller FOR FOR Management
5 Appoint a Director Morooka, Kenichi FOR FOR Management
6 Appoint a Director Yamazaki, Toshikuni FOR FOR Management
7 Appoint a Director Kimoto, Yasuyuki FOR FOR Management
8 Appoint a Director Matsuzaki, Masatoshi FOR FOR Management
9 Appoint a Director Takei, Yuji FOR FOR Management
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NIPPON STEEL & SUMITOMO METAL CORPORATION
Ticker: Security ID: J55678106
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Muneoka, Shoji FOR FOR Management
4 Appoint a Director Shindo, Kosei FOR FOR Management
5 Appoint a Director Sakuma, Soichiro FOR FOR Management
6 Appoint a Director Saeki, Yasumitsu FOR FOR Management
7 Appoint a Director Fujino, Shinji FOR FOR Management
8 Appoint a Director Hashimoto, Eiji FOR FOR Management
9 Appoint a Director Takahashi, Kenji FOR FOR Management
10 Appoint a Director Sakae, Toshiharu FOR FOR Management
11 Appoint a Director Tanimoto, Shinji FOR FOR Management
12 Appoint a Director Nakamura, Shinichi FOR FOR Management
13 Appoint a Director Kunishi, Toshihiko FOR FOR Management
14 Appoint a Director Otsuka, Mutsutake FOR FOR Management
15 Appoint a Director Fujisaki, Ichiro FOR FOR Management
16 Appoint a Corporate Auditor Nagayasu, FOR FOR Management
Katsunori
--------------------------------------------------------------------------------
NIPPON SUISAN KAISHA,LTD.
Ticker: Security ID: J56042104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Hosomi, Norio FOR FOR Management
3 Appoint a Director Oki, Shinsuke FOR FOR Management
4 Appoint a Director Matono, Akiyo FOR FOR Management
5 Appoint a Director Sekiguchi, Yoichi FOR FOR Management
6 Appoint a Director Yamamoto, Shinya FOR FOR Management
7 Appoint a Director Takahashi, Seiji FOR FOR Management
8 Appoint a Director Hamada, Shingo FOR FOR Management
9 Appoint a Director Oki, Kazuo FOR FOR Management
10 Appoint a Director Yokoo, Keisuke FOR FOR Management
11 Appoint a Corporate Auditor Ozawa, FOR FOR Management
Motohide
12 Appoint a Corporate Auditor Iyoda, FOR FOR Management
Toshinari
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Kawahigashi, Kenji
--------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
Ticker: Security ID: J59396101
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
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NIPPON YUSEN KABUSHIKI KAISHA
Ticker: Security ID: J56515133
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Reduction of Capital Reserve FOR FOR Management
and Retained Earnings Reserve, and
Appropriation of Surplus
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Revise Convenors and Chairpersons of a
Shareholders Meeting and Board of
Directors Meeting, Revise Directors
with Title
5 Appoint a Director Kudo, Yasumi FOR FOR Management
6 Appoint a Director Naito, Tadaaki FOR FOR Management
7 Appoint a Director Tazawa, Naoya FOR FOR Management
8 Appoint a Director Nagasawa, Hitoshi FOR FOR Management
9 Appoint a Director Chikaraishi, Koichi FOR FOR Management
10 Appoint a Director Maruyama, Hidetoshi FOR FOR Management
11 Appoint a Director Yoshida, Yoshiyuki FOR FOR Management
12 Appoint a Director Takahashi, Eiichi FOR FOR Management
13 Appoint a Director Okamoto, Yukio FOR FOR Management
14 Appoint a Director Katayama, Yoshihiro FOR FOR Management
15 Appoint a Director Kuniya, Hiroko FOR FOR Management
16 Appoint a Corporate Auditor Hiramatsu, FOR FOR Management
Hiroshi
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NIPRO CORPORATION
Ticker: Security ID: J56655103
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Substitute Corporate Auditor FOR FOR Management
Yanagase, Shigeru
--------------------------------------------------------------------------------
NISHI-NIPPON FINANCIAL HOLDINGS,INC.
Ticker: Security ID: J56774102
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kubota,
Isao
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Tanigawa, Hiromichi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Isoyama,
Seiji
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kawamoto, Soichi
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Takata,
Kiyota
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Irie,
Hiroyuki
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hirota,
Shinya
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Murakami, Hideyuki
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Takeo,
Hiroyuki
13 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
14 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
--------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD.
Ticker: Security ID: J57160129
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Carlos Ghosn FOR FOR Management
4 Appoint a Director Saikawa, Hiroto FOR FOR Management
5 Appoint a Director Greg Kelly FOR FOR Management
6 Appoint a Director Sakamoto, Hideyuki FOR FOR Management
7 Appoint a Director Matsumoto, Fumiaki FOR FOR Management
8 Appoint a Director Nakamura, Kimiyasu FOR FOR Management
9 Appoint a Director Shiga, Toshiyuki FOR FOR Management
10 Appoint a Director Jean-Baptiste Duzan FOR FOR Management
11 Appoint a Director Bernard Rey FOR FOR Management
12 Appoint a Corporate Auditor Celso FOR FOR Management
Guiotoko
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NISSHIN STEEL CO., LTD.
Ticker: Security ID: J57828105
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Expand Business FOR FOR Management
Lines, Adopt Reduction of Liability
System for Non-Executive Directors and
Corporate Auditors
3 Appoint a Director Miki, Toshinori FOR FOR Management
4 Appoint a Director Yanagawa, Kinya FOR FOR Management
5 Appoint a Director Miyakusu, Katsuhisa FOR FOR Management
6 Appoint a Director Tanaka, Hideo FOR FOR Management
7 Appoint a Director Miyoshi, Nobuhiro FOR FOR Management
8 Appoint a Director Konno, Naoki FOR FOR Management
9 Appoint a Director Naganuma, Toshiaki FOR FOR Management
10 Appoint a Director Kaharu, Tetsuo FOR FOR Management
11 Appoint a Director Hatchoji, Sonoko FOR FOR Management
12 Appoint a Director Endo, Isao FOR FOR Management
13 Appoint a Corporate Auditor Uehara, FOR FOR Management
Manabu
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Teramura, Atsuo
15 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
NISSHINBO HOLDINGS INC.
Ticker: Security ID: J57333106
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Streamline Business FOR FOR Management
Lines
3 Appoint a Director Kawata, Masaya FOR FOR Management
4 Appoint a Director Murakami, Masahiro FOR FOR Management
5 Appoint a Director Ara, Kenji FOR FOR Management
6 Appoint a Director Nishihara, Koji FOR FOR Management
7 Appoint a Director Ogura, Ryo FOR FOR Management
8 Appoint a Director Okugawa, Takayoshi FOR FOR Management
9 Appoint a Director Akiyama, Tomofumi FOR FOR Management
10 Appoint a Director Matsuda, Noboru FOR FOR Management
11 Appoint a Director Shimizu, Yoshinori FOR FOR Management
12 Appoint a Director Fujino, Shinobu FOR FOR Management
13 Appoint a Corporate Auditor Manabe, FOR FOR Management
Shiro
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Yamashita, Atsushi
15 Appoint Accounting Auditors FOR FOR Management
16 Approve Details of Compensation as FOR FOR Management
Stock Options for Directors
17 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Executive
Officers and Employees
--------------------------------------------------------------------------------
NN GROUP N.V., AMSTERDAM
Ticker: Security ID: N64038107
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS 2016 FOR FOR Management
6 APPROVE DIVIDENDS OF EUR 1.55 PER SHARE FOR FOR Management
7 APPROVE DISCHARGE OF EXECUTIVE BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
11 ELECT ROBERT RUIJTER TO SUPERVISORY FOR FOR Management
BOARD
12 ELECT CLARA STREIT TO SUPERVISORY BOARD FOR FOR Management
13 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD
14 APPROVE INCREASE MAXIMUM RATIO BETWEEN FOR FOR Management
FIXED AND VARIABLE COMPONENTS OF
REMUNERATION
15 AMEND ARTICLES OF ASSOCIATION FOR FOR Management
16 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
17 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
18 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
19 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES UP TO 20 PERCENT OF ISSUED
SHARE CAPITAL
--------------------------------------------------------------------------------
NOBLE GROUP LTD
Ticker: Security ID: G6542T119
Meeting Date: NOV 03, 2016 Meeting Type: Special General Meeting
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL FOR THE PROPOSED DISPOSAL FOR FOR Management
--------------------------------------------------------------------------------
NOBLE GROUP LTD
Ticker: Security ID: G6542T119
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND AUDITORS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION PURSUANT TO BYE-LAW
86(1): MR. IAIN FERGUSON BRUCE
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION PURSUANT TO BYE-LAW
86(1): MR. RICHARD PAUL MARGOLIS
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION PURSUANT TO BYE-LAW
86(1): MR. WILLIAM JAMES RANDAL
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE PURSUANT TO BYE-LAW 85(2): MR.
JEFFREY SCOTT FRASE
6 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE PURSUANT TO BYE-LAW 85(2): MR.
ZHANG SHOULIN
7 TO APPROVE THE PAYMENT OF A TOTAL OF FOR FOR Management
USD 853,000 AS DIRECTORS' FEES FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
8 TO RE-APPOINT MESSRS. ERNST & YOUNG AS FOR FOR Management
THE COMPANY'S AUDITORS AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 AUTHORITY TO ISSUE SHARES FOR FOR Management
10 SHARE PURCHASE MANDATE FOR FOR Management
11 AUTHORITY TO ISSUE SHARES UNDER THE FOR FOR Management
NOBLE GROUP LIMITED SCRIP DIVIDEND
SCHEME
12 AUTHORITY TO ISSUE SHARES UNDER THE FOR FOR Management
NOBLE GROUP SHARE OPTION SCHEME 2014
13 AUTHORITY TO ISSUE SHARES UNDER THE FOR FOR Management
NOBLE GROUP PERFORMANCE SHARE PLAN
14 AUTHORITY TO ISSUE SHARES UNDER THE FOR FOR Management
NOBLE GROUP RESTRICTED SHARE PLAN 2014
--------------------------------------------------------------------------------
NOBLE GROUP LTD
Ticker: Security ID: G6542T119
Meeting Date: APR 28, 2017 Meeting Type: Special General Meeting
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT: (I) ON AND WITH EFFECT FROM THE FOR FOR Management
EFFECTIVE DATE TO BE DETERMINED BY THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") WHICH SHALL FALL WITHIN 30
DAYS OF THE DATE OF PASSING THIS
ORDINARY RESOLUTION (THE "EFFECTIVE
DATE"), EVERY TEN (10) ISSUED AND
--------------------------------------------------------------------------------
NOK CORPORATION
Ticker: Security ID: J54967104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Director Tsuru, Masato FOR FOR Management
3 Appoint a Director Doi, Kiyoshi FOR FOR Management
4 Appoint a Director Iida, Jiro FOR FOR Management
5 Appoint a Director Kuroki, Yasuhiko FOR FOR Management
6 Appoint a Director Watanabe, Akira FOR FOR Management
7 Appoint a Director Nagasawa, Shinji FOR FOR Management
8 Appoint a Director Tsuru, Tetsuji FOR FOR Management
9 Appoint a Director Kobayashi, Toshifumi FOR FOR Management
10 Appoint a Director Hogen, Kensaku FOR FOR Management
11 Appoint a Director Fujioka, Makoto FOR FOR Management
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NOKIAN TYRES PLC, NOKIA
Ticker: Security ID: X5862L103
Meeting Date: APR 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE ANNUAL ACCOUNTS 2016 FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND THE BOARD PROPOSES
TO THE ANNUAL GENERAL MEETING THAT A
DIVIDEND OF EUR 1.53 PER SHARE BE PAID
FOR THE PERIOD ENDING ON DECEMBER 31,
2016. THE DIVIDEND SHALL BE PAI
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
12 CHANGE TO ARTICLES OF ASSOCIATION: FOR FOR Management
ARTICLE 4
13 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
14 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: EIGHT
15 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS: THE PERSONNEL AND
REMUNERATION COMMITTEE OF NOKIAN
TYRES' BOARD OF DIRECTORS PROPOSES TO
THE ANNUAL GENERAL MEETING THAT THE
BOARD COMPRISE OF EIGHT MEMBERS AND
THAT ALL CURRENT SEVEN MEMBERS; HEIKKI
ALLONEN,
16 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
17 ELECTION OF AUDITOR: KPMG OY AB FOR FOR Management
18 AUTHORIZING THE BOARD TO DECIDE ON THE FOR FOR Management
REPURCHASE THE COMPANY'S OWN SHARES
19 AUTHORIZING THE BOARD TO DECIDE FOR A FOR FOR Management
SHARE ISSUE
--------------------------------------------------------------------------------
NOMURA HOLDINGS, INC.
Ticker: Security ID: J58646100
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Koga, Nobuyuki FOR FOR Management
3 Appoint a Director Nagai, Koji FOR FOR Management
4 Appoint a Director Ozaki, Tetsu FOR FOR Management
5 Appoint a Director Miyashita, Hisato FOR FOR Management
6 Appoint a Director Kusakari, Takao FOR FOR Management
7 Appoint a Director Kimura, Hiroshi FOR FOR Management
8 Appoint a Director Shimazaki, Noriaki FOR FOR Management
9 Appoint a Director Kanemoto, Toshinori FOR FOR Management
10 Appoint a Director Sono, Mari FOR FOR Management
11 Appoint a Director Michael Lim Choo San FOR FOR Management
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NOMURA REAL ESTATE HOLDINGS,INC.
Ticker: Security ID: J5893B104
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yoshikawa, Atsushi
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kutsukake, Eiji
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Miyajima, Seiichi
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Seki,
Toshiaki
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kimura,
Hiroyuki
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Haga,
Makoto
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Matsushima, Shigeru
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Shinohara, Satoko
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Orihara, Takao
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Fujitani, Shigeki
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Ogishi, Satoshi
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Yamate, Akira
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Ono, Akira
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NORDEA BANK AB, STOCKHOLM
Ticker: Security ID: W57996105
Meeting Date: MAR 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
10 ADOPTION OF THE INCOME STATEMENT AND FOR FOR Management
THE CONSOLIDATED INCOME STATEMENT, AND
THE BALANCE SHEET AND THE CONSOLIDATED
BALANCE SHEET
11 DECISION ON DISPOSITIONS OF THE FOR FOR Management
COMPANY'S PROFIT ACCORDING TO THE
ADOPTED BALANCE SHEET: A DIVIDEND OF 0.
65 EURO PER SHARE
12 DECISION REGARDING DISCHARGE FROM FOR FOR Management
LIABILITY FOR THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE CEO (THE AUDITOR
RECOMMENDS DISCHARGE FROM LIABILITY)
13 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS: (10) AND DEPUTY MEMBERS (0)
OF BOARD
14 DETERMINATION OF THE NUMBER OF FOR FOR Management
AUDITORS: (1) AND DEPUTY AUDITORS (0)
15 DETERMINATION OF FEES FOR BOARD FOR FOR Management
MEMBERS AND AUDITORS
16 ELECTION OF BOARD MEMBERS AND CHAIRMAN FOR FOR Management
OF THE BOARD: THE NOMINATION
COMMITTEE'S PROPOSAL: FOR THE PERIOD
UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING BJORN WAHLROOS, ROBIN
LAWTHER, LARS G NORDSTROM, SARAH
RUSSELL, SILVIJA SERES, KARI STADIGH
AND BIRGE
17 ELECTION OF AUDITORS: OHRLINGS FOR FOR Management
PRICEWATERHOUSECOOPERS AB
18 RESOLUTION ON ESTABLISHMENT OF A FOR FOR Management
NOMINATION COMMITTEE
19 RESOLUTION ON AUTHORIZATION FOR THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE ON ISSUE
OF CONVERTIBLE INSTRUMENTS IN THE
COMPANY
20 RESOLUTION ON PURCHASE OF OWN SHARES FOR FOR Management
ACCORDING TO CHAPTER 7 SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT (SW.
LAGEN (2007:528) OM
VARDEPAPPERSMARKNADEN)
21 RESOLUTION ON GUIDELINES FOR FOR FOR Management
REMUNERATION FOR EXECUTIVE OFFICERS
22 APPOINTMENT OF AUDITOR IN A FOUNDATION FOR FOR Management
MANAGED BY THE COMPANY
23 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
ADOPT A VISION ON ABSOLUTE EQUALITY
BETWEEN MEN AND WOMEN ON ALL L
24 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
INSTRUCT THE BOARD OF DIRECTORS OF THE
COMPANY TO SET UP A WORKING
25 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
ANNUALLY SUBMIT A WRITTEN REPORT TO
THE ANNUAL GENERAL MEETING, AS
26 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
INSTRUCT THE BOARD OF DIRECTORS TO
TAKE NECESSARY MEASURES IN ORDE
27 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES
THAT THE BOARD DIRECTORS SHALL NOT BE
ALLOWED TO INVOICE THEIR BOARD
28 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST FOR Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES
THAT THE NOMINATION COMMITTEE WHEN
PERFORMING ITS TASKS SHALL PAY SPE
29 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
INSTRUCT TO THE BOARD OF DIRECTORS TO
SUBMIT A PROPOSAL FOR DECISI
30 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES IN
RELATION TO ITEM 20E. ABOVE, INSTRUCT
THE BOARD OF DIRECTORS TO WR
31 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: THAT
THE ANNUAL GENERAL MEETING DECIDES TO
INSTRUCT THE BOARD OF DIRECTORS TO
WRITE TO THE SWEDISH GOVERNMENT
32 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: RESOLUTIONS ON
THE FOLLOWING MATTERS INITIATED BY THE
SHAREHOLDER THORWALD ARVIDSSON: TO
AMEND ARTICLE 7 OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------
NORSK HYDRO ASA, OSLO
Ticker: Security ID: R61115102
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
13 REMUNERATION FOR THE MEMBERS OF THE FOR FOR Management
NOMINATION COMMITTEE
5 APPROVAL OF THE NOTICE AND THE AGENDA FOR FOR Management
6 ELECTION OF ONE PERSON TO COUNTERSIGN FOR FOR Management
THE MINUTES
7 APPROVAL OF THE FINANCIAL STATEMENTS FOR FOR Management
AND THE BOARD OF DIRECTORS' REPORT FOR
THE FINANCIAL YEAR 2016 FOR NORSK
HYDRO ASA AND THE GROUP, INCLUDING
DISTRIBUTION OF DIVIDEND: NOK 1.25 PER
SHARE
8 AUDITOR'S REMUNERATION: IT IS FOR FOR Management
REQUESTED THAT THE FEE FOR AUDIT TO
KPMG AS FOR NORSK HYDRO ASA FOR THE
FINANCIAL YEAR 2016 OF NOK 8,015,000
IS APPROVED
10 GUIDELINES FOR REMUNERATION TO THE FOR FOR Management
EXECUTIVE MANAGEMENT
11 UPDATE OF THE MANDATE OF THE FOR FOR Management
NOMINATION COMMITTEE
12 REMUNERATION FOR THE MEMBERS OF THE FOR FOR Management
CORPORATE ASSEMBLY
--------------------------------------------------------------------------------
NORTH PACIFIC BANK,LTD.
Ticker: Security ID: J22260111
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Yokouchi, Ryuzo FOR FOR Management
4 Appoint a Director Ishii, Junji FOR FOR Management
5 Appoint a Director Shibata, Ryu FOR FOR Management
6 Appoint a Director Sakoda, Toshitaka FOR FOR Management
7 Appoint a Director Takeuchi, Iwao FOR FOR Management
8 Appoint a Director Nagano, Minoru FOR FOR Management
9 Appoint a Director Yasuda, Mitsuharu FOR FOR Management
10 Appoint a Director Matsushita, FOR FOR Management
Katsunori
11 Appoint a Director Fujiike, Hideki FOR FOR Management
12 Appoint a Director Fukase, Satoshi FOR FOR Management
13 Appoint a Director Hayashi, Mikako FOR FOR Management
14 Appoint a Director Ubagai, Rieko FOR FOR Management
15 Appoint a Director Shimamoto, Kazuaki FOR FOR Management
16 Appoint a Corporate Auditor Fujii, FOR FOR Management
Fumiyo
17 Appoint a Corporate Auditor Tachikawa, FOR FOR Management
Hiroshi
--------------------------------------------------------------------------------
NOVARTIS AG, BASEL
Ticker: Security ID: H5820Q150
Meeting Date: FEB 28, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVAL OF THE OPERATING AND FOR FOR Management
FINANCIAL REVIEW OF NOVARTIS AG, THE
FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
4 DISCHARGE FROM LIABILITY OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE COMMITTEE
5 APPROPRIATION OF AVAILABLE EARNINGS OF FOR FOR Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND: GROSS
DIVIDEND (BEFORE TAXES AND DUTIES) OF
CHF 2.75 PER DIVIDEND BEARING SHARE OF
CHF 0.50 NOMINAL VALUE
6 REDUCTION OF SHARE CAPITAL FOR FOR Management
7 BINDING VOTE ON TOTAL COMPENSATION FOR FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS FROM
THE 2017 ANNUAL GENERAL MEETING TO THE
2018 ANNUAL GENERAL MEETING
8 BINDING VOTE ON TOTAL COMPENSATION FOR FOR FOR Management
MEMBERS OF THE EXECUTIVE COMMITTEE FOR
THE NEXT FINANCIAL YEAR, I.E. 2018
9 ADVISORY VOTE ON THE 2016 COMPENSATION FOR FOR Management
REPORT
10 RE-ELECTION OF JOERG REINHARDT, PH.D., FOR FOR Management
AND RE-ELECTION AS CHAIRMAN OF THE
BOARD OF DIRECTORS (IN A SINGLE VOTE)
11 RE-ELECTION OF NANCY C. ANDREWS, M.D., FOR FOR Management
PH.D. AS A MEMBER OF THE BOARD OF
DIRECTORS
12 RE-ELECTION OF DIMITRI AZAR, M.D. AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
13 RE-ELECTION OF TON BUECHNER AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF SRIKANT DATAR, PH.D. AS FOR FOR Management
A MEMBER OF THE BOARD OF DIRECTORS
15 RE-ELECTION OF ELIZABETH DOHERTY AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
16 RE-ELECTION OF ANN FUDGE AS A MEMBER FOR FOR Management
OF THE BOARD OF DIRECTORS
17 RE-ELECTION OF PIERRE LANDOLT, PH.D. FOR FOR Management
AS A MEMBER OF THE BOARD OF DIRECTORS
18 RE-ELECTION OF ANDREAS VON PLANTA, PH. FOR FOR Management
D. AS A MEMBER OF THE BOARD OF
DIRECTORS
19 RE-ELECTION OF CHARLES L. SAWYERS, M.D. FOR FOR Management
AS A MEMBER OF THE BOARD OF DIRECTORS
20 RE-ELECTION OF ENRICO VANNI, PH.D. AS FOR FOR Management
A MEMBER OF THE BOARD OF DIRECTORS
21 RE-ELECTION OF WILLIAM T. WINTERS AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
22 ELECTION OF FRANS VAN HOUTEN AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
23 RE-ELECTION OF SRIKANT DATAR, PH.D., FOR FOR Management
AS MEMBER OF THE COMPENSATION COMMITTEE
24 RE-ELECTION OF ANN FUDGE AS MEMBER OF FOR FOR Management
THE COMPENSATION COMMITTEE
25 RE-ELECTION OF ENRICO VANNI, PH.D., AS FOR FOR Management
MEMBER OF THE COMPENSATION COMMITTEE
26 RE-ELECTION OF WILLIAM T. WINTERS AS FOR FOR Management
MEMBER OF THE COMPENSATION COMMITTEE
27 RE-ELECTION OF THE STATUTORY AUDITOR: FOR FOR Management
THE BOARD OF DIRECTORS PROPOSES THE
RE-ELECTION OF PRICEWATERHOUSECOOPERS
AG AS STATUTORY AUDITOR OF NOVARTIS AG
FOR THE FINANCIAL YEAR STARTING ON
JANUARY 1, 2017
28 RE-ELECTION OF THE INDEPENDENT PROXY: FOR FOR Management
THE BOARD OF DIRECTORS PROPOSES THE
RE-ELECTION OF LIC. IUR. PETER ANDREAS
ZAHN, ATTORNEY AT LAW, BASEL, AS
INDEPENDENT PROXY OF NOVARTIS AG UNTIL
THE END OF THE NEXT ANNUAL GENERAL
MEETING
29 IF ALTERNATIVE MOTIONS UNDER THE FOR FOR Management
AGENDA ITEMS PUBLISHED IN THE NOTICE
OF ANNUAL GENERAL MEETING AND/OR
MOTIONS RELATING TO ADDITIONAL AGENDA
ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS) ARE
PROPOSED AT THE ANNUAL GENERAL
MEETING, I/WE
--------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD
Ticker: Security ID: K72807132
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
5 APPROVE REMUNERATION OF DIRECTORS FOR FOR FOR Management
2016
6 APPROVE REMUNERATION OF DIRECTORS FOR FOR FOR Management
2017
7 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF DKK 7.60 PER SHARE
8 REELECT GORAN ANDO AS DIRECTOR AND FOR FOR Management
CHAIRMAN
9 REELECT JEPPE CHRISTIANSEN AS DIRECTOR FOR FOR Management
AND DEPUTY CHAIRMAN
10 REELECT BRIAN DANIELS AS DIRECTOR FOR FOR Management
11 REELECT SYLVIE GREGOIRE AS DIRECTOR FOR FOR Management
12 REELECT LIZ HEWITT AS DIRECTOR FOR FOR Management
13 ELECT KASIM KUTAY AS DIRECTOR FOR FOR Management
14 ELECT HELGE LUND AS DIRECTOR FOR FOR Management
15 REELECT MARY SZELA AS DIRECTOR FOR FOR Management
16 RATIFY PRICEWATERHOUSECOOPERS AS FOR FOR Management
AUDITORS
17 APPROVE DKK 10 MILLION REDUCTION IN FOR FOR Management
SHARE CAPITAL VIA SHARE CANCELLATION
18 AUTHORIZE SHARE REPURCHASE PROGRAM FOR FOR Management
19 APPROVE GUIDELINES FOR INCENTIVE-BASED FOR FOR Management
COMPENSATION FOR EXECUTIVE MANAGEMENT
AND BOARD
20 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: FREE PARKING FOR
THE SHAREHOLDERS IN CONNECTION WITH
THE SHAREHOLDERS' MEETING
21 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: THE BUFFET AFTER
THE SHAREHOLDERS' MEETING IS SERVED AS
SET TABLE CATERING
--------------------------------------------------------------------------------
NSK LTD.
Ticker: Security ID: J55505101
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Approve Minor FOR FOR Management
Revisions
3 Appoint a Director Uchiyama, Toshihiro FOR FOR Management
4 Appoint a Director Nogami, Saimon FOR FOR Management
5 Appoint a Director Suzuki, Shigeyuki FOR FOR Management
6 Appoint a Director Kamio, Yasuhiro FOR FOR Management
7 Appoint a Director Aramaki, Hirotoshi FOR FOR Management
8 Appoint a Director Arai, Minoru FOR FOR Management
9 Appoint a Director Ichii, Akitoshi FOR FOR Management
10 Appoint a Director Enomoto, Toshihiko FOR FOR Management
11 Appoint a Director Kama, Kazuaki FOR FOR Management
12 Appoint a Director Tai, Ichiro FOR FOR Management
13 Appoint a Director Furukawa, Yasunobu FOR FOR Management
14 Appoint a Director Ikeda, Teruhiko FOR FOR Management
15 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
NTN CORPORATION
Ticker: Security ID: J59353110
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Okubo, Hiroshi FOR FOR Management
4 Appoint a Director Inoue, Hironori FOR FOR Management
5 Appoint a Director Terasaka, Yoshinori FOR FOR Management
6 Appoint a Director Ohashi, Keiji FOR FOR Management
7 Appoint a Director Miyazawa, Hideaki FOR FOR Management
8 Appoint a Director Goto, Itsuji FOR FOR Management
9 Appoint a Director Nakano, Hiroshi FOR FOR Management
10 Appoint a Director Tsuji, Hidefumi FOR FOR Management
11 Appoint a Director Umemoto, Takehiko FOR FOR Management
12 Appoint a Director Shiratori, Toshinori FOR FOR Management
13 Appoint a Director Kawashima, Kazuki FOR FOR Management
14 Appoint a Director Ukai, Eiichi FOR FOR Management
15 Appoint a Director Wada, Akira FOR FOR Management
16 Appoint a Director Tsuda, Noboru FOR FOR Management
17 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
NTT DOCOMO, INC.
Ticker: Security ID: J59399121
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director Nakamura, Hiroshi FOR FOR Management
5 Appoint a Director Tamura, Hozumi FOR FOR Management
6 Appoint a Corporate Auditor Suto, Shoji FOR FOR Management
7 Appoint a Corporate Auditor Sagae, FOR FOR Management
Hironobu
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV.
Ticker: NXPI Security ID: N6596X109
Meeting Date: JAN 27, 2017 Meeting Type: Special
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE PROPOSAL TO APPOINT MR. STEVE FOR FOR Management
MOLLENKOPF AS EXECUTIVE DIRECTOR
SUBJECT TO AND CONDITIONAL UPON THE
OCCURRENCE OF AND EFFECTIVE AS OF
CLOSING.
2 THE PROPOSAL TO APPOINT MR. DEREK K. FOR FOR Management
ABERLE AS NON-EXECUTIVE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
3 THE PROPOSAL TO APPOINT MR. GEORGE S. FOR FOR Management
DAVIS AS NON-EXECUTIVE DIRECTOR
SUBJECT TO AND CONDITIONAL UPON THE
OCCURRENCE OF AND EFFECTIVE AS OF
CLOSING.
4 THE PROPOSAL TO APPOINT MR. DONALD J. FOR FOR Management
ROSENBERG AS NON-EXECUTIVE ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
5 THE PROPOSAL TO APPOINT MR. BRIAN FOR FOR Management
MODOFF AS NON-EXECUTIVE DIRECTOR
SUBJECT TO AND CONDITIONAL UPON THE
OCCURRENCE OF AND EFFECTIVE AS OF
CLOSING.
6 THE PROPOSAL TO GRANT FULL AND FINAL FOR FOR Management
DISCHARGE TO EACH MEMBER ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL).
7 THE PROPOSAL TO APPROVE OF THE ASSET FOR FOR Management
SALE AS REQUIRED UNDER ARTICLE 2:107A
OF THE DUTCH CIVIL CODE CONDITIONAL
UPON AND SUBJECT TO (I) BUYER HAVING
ACCEPTED FOR PAYMENT THE ACQUIRED
SHARES AND (II) THE NUMBER OF ACQUIRED
SHARES MEETING THE ASSET SALE THRE
8 THE PROPOSAL TO (I) DISSOLVE NXP (II) FOR FOR Management
APPOINT STICHTING ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
9 THE PROPOSAL TO AMEND NXP'S ARTICLES FOR FOR Management
OF ASSOCIATION, SUBJECT TO CLOSING.
10 THE PROPOSAL TO CONVERT NXP AND AMEND FOR FOR Management
THE ARTICLES OF ASSOCIATION, SUBJECT
TO DELISTING OF NXP FROM NASDAQ.
--------------------------------------------------------------------------------
OBAYASHI CORPORATION
Ticker: Security ID: J59826107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Obayashi, Takeo FOR FOR Management
4 Appoint a Director Shiraishi, Toru FOR FOR Management
5 Appoint a Director Harada, Shozo FOR FOR Management
6 Appoint a Director Tsuchiya, Kozaburo FOR FOR Management
7 Appoint a Director Ura, Shingo FOR FOR Management
8 Appoint a Director Kishida, Makoto FOR FOR Management
9 Appoint a Director Miwa, Akihisa FOR FOR Management
10 Appoint a Director Hasuwa, Kenji FOR FOR Management
11 Appoint a Director Otsuka, Jiro FOR FOR Management
12 Appoint a Director Otake, Shinichi FOR FOR Management
13 Appoint a Director Koizumi, Shinichi FOR FOR Management
--------------------------------------------------------------------------------
OBRASCON HUARTE LAIN SA
Ticker: Security ID: E7795C102
Meeting Date: MAY 09, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 EXAMINATION AND APPROVAL OF THE FOR FOR Management
INDIVIDUAL ANNUAL ACCOUNTS AND
MANAGEMENT REPORT OF YEAR 2016 AS WELL
AS OF THE CONSOLIDATED GROUP
4 EXAMINATION AND APPROVAL OF THE FOR FOR Management
PROPOSAL FOR THE ALLOCATION OF RESULTS
OF YEAR 2016
5 EXAMINATION AND APPROVAL OF THE FOR FOR Management
MANAGEMENT OF THE BOARD OF DIRECTORS
OF YEAR 2016
6 RE-ELECTION OF THE AUDITORS OF FOR FOR Management
ACCOUNTS OF THE COMPANY AND OF ITS
CONSOLIDATED GROUP: DELOITTE
7 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER APPOINTED BY COOPTED NOMINATION
BY THE BOARD OF DIRECTOR: MR MANUEL
GARRIDO RUANO
8 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER APPOINTED BY COOPTED NOMINATION
BY THE BOARD OF DIRECTOR: MR JUAN
ANTONIO SANTANERA SANCHEZ
9 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER APPOINTED BY COOPTED NOMINATION
BY THE BOARD OF DIRECTOR: MR JUAN JOSE
NIETO BUESO
10 RATIFICATION AND APPOINTMENT OF BOARD FOR FOR Management
MEMBER APPOINTED BY COOPTED NOMINATION
BY THE BOARD OF DIRECTOR: MR IGNACIO
MORENO MARTINEZ
11 REPORT ISSUED BY THE GENERAL FOR FOR Management
SHAREHOLDERS MEETING OF THE USE BY THE
BOARD OF DIRECTORS OF THE DELEGATED
POWERS REGARDING THE ISSUANCE OF
OBLIGATIONS OR OBLIGATIONS OR
UNCOVERED BONDS
12 ANNUAL REPORT ON THE REMUNERATION OF FOR FOR Management
BOARD MEMBERS FOR YEAR 2016
13 APPROVAL OF THE POLICY ON THE FOR FOR Management
REMUNERATION OF BOARD MEMBERS
14 AMENDMENT OF ARTICLE 23 OF THE FOR FOR Management
ARTICLES OF ASSOCIATION
15 REPORT OF THE AMENDMENTS TO THE FOR FOR Management
REGULATIONS OF THE BOARD OF DIRECTORS
APPROVED BY THE COMPANY'S BOARD OF
DIRECTORS
16 DELEGATION OF POWERS OF THE ISSUANCE, FOR FOR Management
NOTARIZATION AND REGISTRATION OF THE
PREVIOUS RESOLUTIONS AND TO PROCEED TO
THE COMPULSORY DEPOSIT OF THE ANNUAL
ACCOUNTS WITH THE COMMERCIAL REGISTRY
17 READING AND APPROVAL OF THE MINUTE OF FOR FOR Management
THE MEETING
--------------------------------------------------------------------------------
OESTERREICHISCHE POST AG, WIEN
Ticker: Security ID: A6191J103
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ALLOCATION OF NET PROFITS FOR FOR Management
3 DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
4 DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
5 REMUNERATION FOR SUPERVISORY BOARD FOR FOR Management
6 ELECTION OF EXTERNAL AUDITOR FOR FOR Management
7 AMENDMENT OF ARTICLES PAR. 18/2 FOR FOR Management
8 ADDENDUM OF ARTICLES WITH NEW PAR. 25 FOR FOR Management
9 BUYBACK OF OWN SHARES, USAGE AND FOR FOR Management
REDEMPTION OF OWN SHARES, CANCELLATION
OF PREVIOUS AUTHORIZATION FOR BUYBACK
OF OWN SHS
--------------------------------------------------------------------------------
OJI HOLDINGS CORPORATION
Ticker: Security ID: J6031N109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Shindo, Kiyotaka FOR FOR Management
3 Appoint a Director Yajima, Susumu FOR FOR Management
4 Appoint a Director Watari, Ryoji FOR FOR Management
5 Appoint a Director Fuchigami, Kazuo FOR FOR Management
6 Appoint a Director Aoyama, Hidehiko FOR FOR Management
7 Appoint a Director Koseki, Yoshiki FOR FOR Management
8 Appoint a Director Takeda, Yoshiaki FOR FOR Management
9 Appoint a Director Fujiwara, Shoji FOR FOR Management
10 Appoint a Director Kaku, Masatoshi FOR FOR Management
11 Appoint a Director Kisaka, Ryuichi FOR FOR Management
12 Appoint a Director Kamada, Kazuhiko FOR FOR Management
13 Appoint a Director Isono, Hiroyuki FOR FOR Management
14 Appoint a Director Nara, Michihiro FOR FOR Management
15 Appoint a Director Terasaka, Nobuaki FOR FOR Management
16 Appoint a Corporate Auditor Ogata, FOR FOR Management
Motokazu
17 Appoint a Corporate Auditor Yamashita, FOR FOR Management
Tomihiro
18 Appoint a Corporate Auditor Katsura, FOR FOR Management
Makoto
19 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
OKASAN SECURITIES GROUP INC.
Ticker: Security ID: J60600111
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kato,
Tetsuo
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Shinshiba, Hiroyuki
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shindo,
Hiroyuki
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Murai,
Hiroyuki
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Hayakawa, Masahiro
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kanai,
Masanori
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Terayama, Akira
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sakaki,
Yoshio
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Egoshi,
Makoto
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Natsume, Nobuyuki
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Higo, Seishi
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kono, Hirokazu
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Muneoka, Tsuneo
--------------------------------------------------------------------------------
OKI ELECTRIC INDUSTRY COMPANY,LIMITED
Ticker: Security ID: J60772100
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kawasaki, Hideichi FOR FOR Management
4 Appoint a Director Kamagami, Shinya FOR FOR Management
5 Appoint a Director Takeuchi, Toshinao FOR FOR Management
6 Appoint a Director Hoshi, Masayuki FOR FOR Management
7 Appoint a Director Ishiyama, Takuma FOR FOR Management
8 Appoint a Director Morio, Minoru FOR FOR Management
9 Appoint a Director Asaba, Shigeru FOR FOR Management
10 Appoint a Corporate Auditor Yano, Sei FOR FOR Management
11 Appoint Accounting Auditors FOR FOR Management
--------------------------------------------------------------------------------
OLD MUTUAL PLC, LONDON
Ticker: Security ID: G67395114
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE REPORT AND FOR FOR Management
ACCOUNTS FOR THE YEAR ENDED 31 2016
2 TO RE-ELECT MR M ARNOLD AS A DIRECTOR FOR FOR Management
3 TO RE-ELECT MS Z CRUZ AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT MR A GILLESPIE AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT MS D GRAY AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MR B HEMPHILL AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MS A IGHODARO AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MS I JOHNSON AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT MR T MANUEL AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT MR R MARSHALL AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT MR N MOYO AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT MR V NAIDOO AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT MS N NYEMBEZI-HEITA AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT MR P O SULLIVAN AS A FOR FOR Management
DIRECTOR
15 TO RE-APPOINT KPMG LLP AS AUDITORS FOR FOR Management
16 TO AUTHORISE THE GROUP AUDIT COMMITTEE FOR FOR Management
TO SETTLE THE AUDITORS REMUNERATION
17 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT FOR 2016 EXCLUDING THE
DIRECTORS REMUNERATION POLICY
18 TO GRANT AUTHORITY TO ALLOT SHARES FOR FOR Management
19 TO GRANT AUTHORITY TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS IN ALLOTTING
CERTAIN EQUITY SECURITIES AND SELLING
TREASURY SHARES
20 TO GRANT AUTHORITY TO REPURCHASE FOR FOR Management
SHARES BY MARKET PURCHASE
21 TO APPROVE CONTINGENT PURCHASE FOR FOR Management
CONTRACTS RELATING TO PURCHASES OF
SHARES ON THE JSE LIMITED AND ON THE
MALAWI NAMIBIAN AND ZIMBABWE STOCK
EXCHANGES
--------------------------------------------------------------------------------
OMRON CORPORATION
Ticker: Security ID: J61374120
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Adopt an Executive FOR FOR Management
Officer System
4 Appoint a Director Tateishi, Fumio FOR FOR Management
5 Appoint a Director Yamada, Yoshihito FOR FOR Management
6 Appoint a Director Miyata, Kiichiro FOR FOR Management
7 Appoint a Director Nitto, Koji FOR FOR Management
8 Appoint a Director Ando, Satoshi FOR FOR Management
9 Appoint a Director Kobayashi, Eizo FOR FOR Management
10 Appoint a Director Nishikawa, Kuniko FOR FOR Management
11 Appoint a Director Kamigama, Takehiro FOR FOR Management
12 Appoint a Corporate Auditor Kunihiro, FOR FOR Management
Tadashi
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Watanabe, Toru
14 Approve Payment of Performance-based FOR FOR Management
Compensation to Directors
15 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
OMV AG, WIEN
Ticker: Security ID: A51460110
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF THE PROFIT FOR FOR Management
2 DISCHARGE OF THE MEMBERS OF THE FOR FOR Management
EXECUTIVE BOARD
3 DISCHARGE OF THE MEMBERS OF THE FOR FOR Management
SUPERVISORY BOARD
4 REMUNERATION FOR THE MEMBERS OF THE FOR FOR Management
SUPERVISORY BOARD
5 APPOINTMENT OF AUDITOR AND GROUP FOR FOR Management
AUDITOR
6 RESOLUTION ON: THE LONG TERM INCENTIVE FOR FOR Management
PLAN 2017
7 RESOLUTION ON: THE SHARE PART OF THE FOR FOR Management
ANNUAL BONUS 2017
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: ONEXF Security ID: 68272K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 IN RESPECT OF THE APPOINTMENT OF AN FOR FOR Management
AUDITOR OF THE CORPORATION.
2 IN RESPECT OF THE AUTHORIZATION OF THE FOR FOR Management
DIRECTORS TO FIX THE REMUNERATION OF
THE AUDITOR.
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
ONWARD HOLDINGS CO.,LTD.
Ticker: Security ID: J30728109
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Hirouchi, Takeshi FOR FOR Management
4 Appoint a Director Yasumoto, Michinobu FOR FOR Management
5 Appoint a Director Baba, Akinori FOR FOR Management
6 Appoint a Director Yoshizawa, Masaaki FOR FOR Management
7 Appoint a Director Ichinose, Hisayuki FOR FOR Management
8 Appoint a Director Honjo, Hachiro FOR FOR Management
9 Appoint a Director Nakamura, Yoshihide FOR FOR Management
10 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
ORANGE SA, PARIS
Ticker: Security ID: F6866T100
Meeting Date: JUN 01, 2017 Meeting Type: MIX
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
7 APPROVAL OF THE ANNUAL CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
8 ALLOCATION OF INCOME FOR THE YEAR FOR FOR Management
ENDED 31 DECEMBER 2016, AS REFLECTED
IN THE ANNUAL FINANCIAL STATEMENTS
9 AGREEMENTS PURSUANT TO ARTICLE L. FOR FOR Management
225-38 OF THE FRENCH COMMERCIAL CODE
10 RENEWAL OF THE TERM OF BPIFRANCE FOR FOR Management
PARTICIPATIONS AS DIRECTOR
11 RATIFICATION OF THE CO-OPTATION OF FOR FOR Management
ALEXANDRE BOMPARDS AS DIRECTOR TO
REPLACE MR BERNARD DUFAU, RESIGNING
12 ADVISORY REVIEW ON THE COMPENSATION FOR FOR Management
FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2016 OWED OR PAID TO MR
STEPHANE RICHARD, CHIEF EXECUTIVE
OFFICER
13 ADVISORY REVIEW ON THE COMPENSATION FOR FOR Management
FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2016 OWED OR PAID TO MR RAMON
FERNANDEZ, DEPUTY GENERAL MANAGER
14 ADVISORY REVIEW ON THE COMPENSATION FOR FOR Management
FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2016 OWED OR PAID TO MR
PIERRE LOUETTE, DEPUTY GENERAL MANAGER
15 ADVISORY REVIEW ON THE COMPENSATION FOR FOR Management
FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2016 OWED OR PAID TO MR
GERVAIS PELLISSIER, DEPUTY GENERAL
MANAGER
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ALL
KINDS ALLOCATED TO MR STEPHANE
RICHARD, IN HIS CAPACITY AS CHIEF
EXECUTIVE
17 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS
ALLOCATED TO MR RAMON FERNANDEZ, IN
HIS CAPACITY AS DEPUTY GENERAL MANAGER
18 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS
ALLOCATED TO MR PIERRE LOUETTE, IN HIS
CAPACITY AS DEPUTY GENERAL MANAGER
19 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS
ALLOCATED TO MR GERVAIS PELLISSIER, IN
HIS CAPACITY AS DEPUTY GENERAL MANAGER
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE PURPOSE OF
BUYING AND TRANSFERRING COMPANY SHARES
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX
TRANSFERABLE SECURITIES, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT (USABLE ONLY
OUTSIDE A PUBLIC OFFER PERIOD FOR THE
SECURITIES OF
22 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE SIXTEENTH
RESOLUTION DURING PERIODS OF A PUBLIC
OFFER FOR SECURITIES OF THE COMPANY
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX
TRANSFERABLE SECURITIES, WITH
CANCELLATION OF SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE
CONTEXT OF A PUBLIC OFFER (USABLE ONLY
OUTSIDE OF A PE
24 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE EIGHTEENTH
RESOLUTION IN PERIODS OF PUBLIC OFFER
FOR THE SECURITIES OF THE COMPANY
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX
TRANSFERABLE SECURITIES, WITH
CANCELLATION OF SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
CONTEXT OF AN OFFER REFERRED TO IN
SECTION II OF ART
26 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS, IN ORDER TO USE THE
DELEGATION OF AUTHORITY GIVEN IN THE
TWENTIETH RESOLUTION IN PERIODS OF
PUBLIC OFFER FOR THE SECURITIES OF THE
COMPANY
27 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS FOR THE PURPOSE, WHEN
ISSUING SECURITIES, TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO ISSUE
SHARES AND COMPLEX TRANSFERABLE
SECURITIES, WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE
COMPANY (US
29 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS, TO USE THE DELEGATION OF
AUTHORITY GIVEN IN THE TWENTY-THIRD
RESOLUTION IN PERIODS OF PUBLIC OFFER
FOR THE SECURITIES OF THE COMPANY
30 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO ISSUE
SHARES AND COMPLEX TRANSFERABLE
SECURITIES, WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN VIEW OF REMUNERATING
CONTRIBUTIONS IN KIND MADE TO THE
COMPANY AND C
31 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO USE THE POWERS GRANTED IN
THE TWENTY-FIFTH RESOLUTION IN PERIODS
OF PUBLIC OFFER FOR SECURITIES OF THE
COMPANY
32 OVERALL LIMITATION OF AUTHORISATIONS FOR FOR Management
33 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY INCORPORATING
RESERVES, PROFITS OR PREMIUMS
34 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF COMPANY SHARES FOR THE
BENEFIT OF THE EXECUTIVE OFFICERS AND
CERTAIN STAFF MEMBERS OF THE ORANGE
GROUP
35 AUTHORISATION GIVEN TO THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF COMPANY SHARES TO THE
BENEFIT OF THE ORANGE GROUP STAFF
MEMBERS
36 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
ISSUING SHARES OR COMPLEX TRANSFERABLE
SECURITIES, RESERVED FOR MEMBERS OF
COMPANY SAVINGS SCHEMES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
37 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
38 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
39 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: PROPOSED BY FCPE
CAP'ORANGE ET MOTIVATION: AMENDMENT TO
ARTICLE 13 OF THE BY-LAWS ON DIVERSITY
WITHIN THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------
ORICA LTD
Ticker: Security ID: Q7160T109
Meeting Date: DEC 15, 2016 Meeting Type: Annual General Meeting
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF LIM CHEE ONN AS A FOR FOR Management
DIRECTOR
3 RE-ELECTION OF MAXINE BRENNER AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF GENE TILBROOK AS A FOR FOR Management
DIRECTOR
5 ELECTION OF KAREN MOSES AS A DIRECTOR FOR FOR Management
6 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
7 GRANT OF PERFORMANCE RIGHTS TO FOR FOR Management
MANAGING DIRECTOR UNDER THE LONG TERM
INCENTIVE PLAN
8 RENEWAL OF PROPORTIONAL TAKEOVER FOR FOR Management
PROVISIONS
--------------------------------------------------------------------------------
ORIGIN ENERGY LTD, SYDNEY
Ticker: Security ID: Q71610101
Meeting Date: OCT 19, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MR GORDON CAIRNS FOR FOR Management
3 RE-ELECTION OF MR BRUCE MORGAN FOR FOR Management
4 REMUNERATION REPORT FOR FOR Management
5 EQUITY GRANTS TO MANAGING DIRECTOR MR FOR FOR Management
GRANT KING
6 RENEWAL OF PROPORTIONAL TAKEOVER FOR FOR Management
PROVISIONS
--------------------------------------------------------------------------------
ORION CORPORATION
Ticker: Security ID: X6002Y112
Meeting Date: MAR 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
10 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
11 DECISION ON THE USE OF THE PROFITS FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF THE DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES THAT A DIVIDEND OF
EUR 1.35 PER SHARE AND IN ADDITION, IN
HONOR OF ORION'S CENTENARY, AN EXTRA
DIVIDEND OF EUR 0.20 PER SHARE, I
12 DECISION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT AND CEO FROM LIABILITY
13 DECISION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
14 DECISION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: SEVEN
15 ELECTION OF THE MEMBERS AND THE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS:
THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT OF THE
PRESENT BOARD MEMBERS, SIRPA JALKANEN,
TIMO MAASILTA, EIJA RONKAINEN, MIKAEL
SILVENNOINEN AND HEIKKI WESTERLUND W
16 DECISION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
17 ELECTION OF THE AUDITOR: IN ACCORDANCE FOR FOR Management
WITH THE RECOMMENDATION BY THE BOARD'S
AUDIT COMMITTEE, THE BOARD OF
DIRECTORS PROPOSES TO THE ANNUAL
GENERAL MEETING THAT AUTHORISED PUBLIC
ACCOUNTANTS PRICEWATERHOUSECOOPERS OY
BE ELECTED AS THE COMPANY'S AUDITOR
18 PROPOSAL BY THE BOARD OF DIRECTORS TO FOR FOR Management
AMEND SECTIONS 5 OF THE ARTICLES OF
ASSOCIATION
19 PROPOSAL BY THE BOARD OF DIRECTORS TO FOR FOR Management
AMEND SECTIONS 9(1) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------
ORIX CORPORATION
Ticker: Security ID: J61933123
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Expand Business FOR FOR Management
Lines
3 Appoint a Director Inoue, Makoto FOR FOR Management
4 Appoint a Director Kojima, Kazuo FOR FOR Management
5 Appoint a Director Nishigori, Yuichi FOR FOR Management
6 Appoint a Director Fushitani, Kiyoshi FOR FOR Management
7 Appoint a Director Stan Koyanagi FOR FOR Management
8 Appoint a Director Takahashi, Hideaki FOR FOR Management
9 Appoint a Director Tsujiyama, Eiko FOR FOR Management
10 Appoint a Director Robert Feldman FOR FOR Management
11 Appoint a Director Niinami, Takeshi FOR FOR Management
12 Appoint a Director Usui, Nobuaki FOR FOR Management
13 Appoint a Director Yasuda, Ryuji FOR FOR Management
14 Appoint a Director Takenaka, Heizo FOR FOR Management
--------------------------------------------------------------------------------
ORKLA ASA, OSLO
Ticker: Security ID: R67787102
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ELECTION OF MEETING CHAIR FOR WITHHOLD Management
6 APPROVAL OF THE FINANCIAL STATEMENTS FOR WITHHOLD Management
FOR 2016, INCLUDING DISTRIBUTION OF A
DIVIDEND
8 ADVISORY VOTE ON THE BOARD OF FOR WITHHOLD Management
DIRECTORS GUIDELINES FOR THE
REMUNERATION OF THE EXECUTIVE
MANAGEMENT FOR THE COMING FINANCIAL
YEAR
9 APPROVAL OF GUIDELINES FOR SHARE-BASED FOR WITHHOLD Management
INCENTIVE PROGRAMMES FOR THE COMING
FINANCIAL YEAR
12 AUTHORISATION TO ACQUIRE TREASURY FOR WITHHOLD Management
SHARES TO BE UTILISED TO FULFIL
EXISTING EMPLOYEE INCENTIVE PROGRAMMES
AND INCENTIVE PROGRAMMES ADOPTED BY
THE GENERAL MEETING IN ACCORDANCE WITH
ITEM 3.3 OF THE AGENDA
13 AUTHORISATION TO ACQUIRE TREASURY FOR WITHHOLD Management
SHARES TO BE UTILISED TO ACQUIRE
SHARES FOR CANCELLATION
14 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: STEIN ERIK
HAGEN
15 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: GRACE
REKSTEN SKAUGEN
16 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: INGRID
JONASSON BLANK
17 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: LISBETH
VALTHER
18 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: LARS
DAHLGREN
19 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: NILS K.
SELTE
20 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: LISELOTT
KILAAS
21 ELECTION OF MEMBER AND DEPUTY MEMBER FOR WITHHOLD Management
OF THE BOARD OF DIRECTORS: CAROLINE
HAGEN KJOS (DEPUTY MEMBER)
22 ELECTION OF THE CHAIR OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: STEIN ERIK HAGEN
23 ELECTION OF THE DEPUTY CHAIR OF THE FOR WITHHOLD Management
BOARD OF DIRECTORS: GRACE REKSTEN
SKAUGEN
24 ELECTION OF MEMBER OF THE NOMINATION FOR WITHHOLD Management
COMMITTEE: NILS-HENRIK PETTERSSON
25 REMUNERATION OF MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS: AMENDMENTS TO THE
INSTRUCTIONS FOR THE NOMINATION
COMMITTEE
26 REMUNERATION OF MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS
27 REMUNERATION OF MEMBERS OF THE FOR WITHHOLD Management
NOMINATION COMMITTEE
28 APPROVAL OF THE AUDITORS FEE FOR WITHHOLD Management
--------------------------------------------------------------------------------
OSAKA GAS CO.,LTD.
Ticker: Security ID: J62320114
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Ozaki, Hiroshi FOR FOR Management
5 Appoint a Director Honjo, Takehiro FOR FOR Management
6 Appoint a Director Matsuzaka, Hidetaka FOR FOR Management
7 Appoint a Director Setoguchi, Tetsuo FOR FOR Management
8 Appoint a Director Fujiwara, Masataka FOR FOR Management
9 Appoint a Director Yano, Kazuhisa FOR FOR Management
10 Appoint a Director Fujiwara, Toshimasa FOR FOR Management
11 Appoint a Director Miyagawa, Tadashi FOR FOR Management
12 Appoint a Director Nishikawa, Hideaki FOR FOR Management
13 Appoint a Director Matsui, Takeshi FOR FOR Management
14 Appoint a Director Morishita, Shunzo FOR FOR Management
15 Appoint a Director Miyahara, Hideo FOR FOR Management
16 Appoint a Director Sasaki, Takayuki FOR FOR Management
--------------------------------------------------------------------------------
OSRAM LICHT AG, MUENCHEN
Ticker: Security ID: D5963B113
Meeting Date: FEB 14, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR WITHHOLD Management
DIVIDENDS OF EUR 1 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR WITHHOLD Management
FOR FISCAL 2015/2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR WITHHOLD Management
FOR FISCAL 2015/2016
9 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR WITHHOLD Management
FOR FISCAL 2016/2017
10 AMEND CORPORATE PURPOSE FOR WITHHOLD Management
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND FOR WITHHOLD Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
12 AUTHORIZE USE OF FINANCIAL DERIVATIVES FOR WITHHOLD Management
WHEN REPURCHASING SHARES
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO.,LTD.
Ticker: Security ID: J63117105
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Otsuka, Ichiro FOR FOR Management
3 Appoint a Director Higuchi, Tatsuo FOR FOR Management
4 Appoint a Director Makise, Atsumasa FOR FOR Management
5 Appoint a Director Matsuo, Yoshiro FOR FOR Management
6 Appoint a Director Tobe, Sadanobu FOR FOR Management
7 Appoint a Director Kobayashi, Masayuki FOR FOR Management
8 Appoint a Director Hirotomi, Yasuyuki FOR FOR Management
9 Appoint a Director Konose, Tadaaki FOR FOR Management
10 Appoint a Director Matsutani, Yukio FOR FOR Management
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE
Ticker: Security ID: Y64248209
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF DIRECTORS' STATEMENT AND FOR FOR Management
AUDITED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
AND AUDITORS' REPORT
3 RE-ELECTION OF DR LEE TIH SHIH AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR QUAH WEE GHEE AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MR SAMUEL N. TSIEN AS A FOR FOR Management
DIRECTOR
6 RE-ELECTION OF MR WEE JOO YEOW AS A FOR FOR Management
DIRECTOR
7 APPROVAL OF FINAL ONE-TIER TAX EXEMPT FOR FOR Management
DIVIDEND: 18 CENTS PER ORDINARY SHARE
8 APPROVAL OF AMOUNT PROPOSED AS FOR FOR Management
DIRECTORS' FEES IN CASH
9 APPROVAL OF ALLOTMENT AND ISSUE OF FOR FOR Management
ORDINARY SHARES TO THE NON-EXECUTIVE
DIRECTORS
10 RE-APPOINTMENT OF AUDITORS AND FIXING FOR FOR Management
THEIR REMUNERATION: KPMG LLP
11 AUTHORITY TO ISSUE ORDINARY SHARES, FOR FOR Management
AND MAKE OR GRANT INSTRUMENTS
CONVERTIBLE INTO ORDINARY SHARES
12 AUTHORITY TO GRANT OPTIONS AND/OR FOR FOR Management
RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AND ALLOT AND ISSUE ORDINARY
SHARES (OCBC SHARE OPTION SCHEME 2001
AND OCBC EMPLOYEE SHARE PURCHASE PLAN)
13 AUTHORITY TO ALLOT AND ISSUE ORDINARY FOR FOR Management
SHARES PURSUANT TO OCBC SCRIP DIVIDEND
SCHEME
14 APPROVAL OF RENEWAL OF SHARE PURCHASE FOR FOR Management
MANDATE
--------------------------------------------------------------------------------
OZ MINERALS LTD, PARKSIDE, SOUTH AUSTRALIA
Ticker: Security ID: Q7161P122
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 RE-ELECTION OF MS REBECCA MCGRATH AS A FOR FOR Management
DIRECTOR
4 ELECTION OF MS TONIANNE DWYER AS A FOR FOR Management
DIRECTOR
5 ELECTION OF MR PETER TOMSETT AS A FOR FOR Management
DIRECTOR
6 ADOPT REMUNERATION REPORT FOR FOR Management
7 GRANT OF PERFORMANCE RIGHTS TO MR FOR FOR Management
ANDREW COLE
8 RENEW THE COMPANY'S PROPORTIONAL FOR FOR Management
TAKEOVER PROVISIONS
--------------------------------------------------------------------------------
PANASONIC CORPORATION
Ticker: Security ID: J6354Y104
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Revise Directors FOR FOR Management
with Title, Clarify an Executive
Officer System
3 Appoint a Director Nagae, Shusaku FOR FOR Management
4 Appoint a Director Matsushita, Masayuki FOR FOR Management
5 Appoint a Director Tsuga, Kazuhiro FOR FOR Management
6 Appoint a Director Ito, Yoshio FOR FOR Management
7 Appoint a Director Sato, Mototsugu FOR FOR Management
8 Appoint a Director Oku, Masayuki FOR FOR Management
9 Appoint a Director Tsutsui, Yoshinobu FOR FOR Management
10 Appoint a Director Ota, Hiroko FOR FOR Management
11 Appoint a Director Toyama, Kazuhiko FOR FOR Management
12 Appoint a Director Ishii, Jun FOR FOR Management
13 Appoint a Director Higuchi, Yasuyuki FOR FOR Management
14 Appoint a Director Umeda, Hirokazu FOR FOR Management
--------------------------------------------------------------------------------
PANDORA A/S, GLOSTRUP
Ticker: Security ID: K7681L102
Meeting Date: MAR 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADOPTION OF THE ANNUAL REPORT 2016 FOR FOR Management
7 RESOLUTION PROPOSED BY THE BOARD OF FOR FOR Management
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION FOR 2016
8 RESOLUTION PROPOSED BY THE BOARD OF FOR FOR Management
DIRECTORS ON REMUNERATION: AMENDMENTS
TO THE COMPANY'S REMUNERATION POLICY
9 RESOLUTION PROPOSED BY THE BOARD OF FOR FOR Management
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION LEVEL FOR 2017
10 RESOLUTION PROPOSED ON THE FOR FOR Management
DISTRIBUTION OF PROFIT AS RECORDED IN
THE ADOPTED ANNUAL REPORT, INCLUDING
THE PROPOSED AMOUNT OF ANY DIVIDEND TO
BE DISTRIBUTED OR PROPOSAL TO COVER
ANY LOSS : THE BOARD OF DIRECTORS
PROPOSES THAT A DIVIDEND OF DKK 9.00
PER SHA
11 RESOLUTION ON THE DISCHARGE FROM FOR FOR Management
LIABILITY OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT
12 THE BOARD OF DIRECTORS HAS SUBMITTED FOR FOR Management
THE FOLLOWING PROPOSAL: CHANGE OF THE
MINIMUM SHARE DENOMINATION
13 THE BOARD OF DIRECTORS HAS SUBMITTED FOR FOR Management
THE FOLLOWING PROPOSAL: REDUCTION OF
THE COMPANY'S SHARE CAPITAL
14 THE BOARD OF DIRECTORS HAS SUBMITTED FOR FOR Management
THE FOLLOWING PROPOSAL: AUTHORITY TO
THE BOARD OF DIRECTORS TO LET THE
COMPANY BUY BACK TREASURY SHARES
15 THE BOARD OF DIRECTORS HAS SUBMITTED FOR FOR Management
THE FOLLOWING PROPOSAL: AUTHORITY TO
THE BOARD OF DIRECTORS TO DISTRIBUTE
EXTRAORDINARY DIVIDEND
16 THE BOARD OF DIRECTORS HAS SUBMITTED FOR FOR Management
THE FOLLOWING PROPOSAL: AUTHORITY TO
THE CHAIRMAN OF THE ANNUAL GENERAL
MEETING
17 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: PEDER TUBORGH
18 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: CHRISTIAN FRIGAST
19 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ALLAN LESLIE LEIGHTON
20 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ANDREA DAWN ALVEY
21 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: RONICA WANG
22 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: ANDERS BOYER SOGAARD
23 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: BJORN GULDEN
24 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: PER BANK
25 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: MICHAEL HAUGE SORENSEN
26 ELECTION OF MEMBER TO THE BOARD OF FOR FOR Management
DIRECTORS: BIRGITTA STYMNE GORANSSON
27 ELECTION OF AUDITOR: THE BOARD OF FOR FOR Management
DIRECTORS PROPOSES REELECTION OF ERNST
AND YOUNG P S AS THE COMPANY'S AUDITOR
--------------------------------------------------------------------------------
PCCW LTD, HONG KONG
Ticker: Security ID: Y6802P120
Meeting Date: MAR 17, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS OF THE COMPANY
AND THE REPORTS OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED DECEMBER 31, 2016
3 TO DECLARE A FINAL DIVIDEND OF 20.17 FOR FOR Management
HK CENTS PER ORDINARY SHARE IN RESPECT
OF THE YEAR ENDED DECEMBER 31, 2016
4 TO RE-ELECT MR SRINIVAS BANGALORE FOR FOR Management
GANGAIAH AS A DIRECTOR OF THE COMPANY
5 TO RE-ELECT MS HUI HON HING, SUSANNA FOR FOR Management
AS A DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR LEE CHI HONG, ROBERT AS FOR FOR Management
A DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR LI FUSHEN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT MS FRANCES WAIKWUN WONG AS FOR FOR Management
A DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR DAVID CHRISTOPHER FOR FOR Management
CHANCE AS A DIRECTOR OF THE COMPANY
10 TO AUTHORIZE THE COMPANY'S DIRECTORS FOR FOR Management
TO FIX THEIR REMUNERATION
11 TO RE-APPOINT MESSRS FOR FOR Management
PRICEWATERHOUSECOOPERS AS THE
COMPANY'S AUDITOR AND AUTHORIZE THE
COMPANY'S DIRECTORS TO FIX THEIR
REMUNERATION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
COMPANY'S DIRECTORS TO ISSUE NEW
SHARES OF THE COMPANY
13 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
COMPANY'S DIRECTORS TO BUY-BACK THE
COMPANY'S OWN SECURITIES
14 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE COMPANY'S DIRECTORS PURSUANT TO
ORDINARY RESOLUTION NO. 5
--------------------------------------------------------------------------------
PEARSON PLC, LONDON
Ticker: Security ID: G69651100
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF FINANCIAL STATEMENTS AND FOR FOR Management
REPORTS
2 FINAL DIVIDEND: TO DECLARE A FINAL FOR FOR Management
DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2016 ON THE COMPANY'S
ORDINARY SHARES OF 34 PENCE PER
SHARE,AS RECOMMENDED BY THE DIRECTORS
3 RE-ELECTION OF ELIZABETH CORLEY AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF VIVIENNE COX AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF JOHN FALLON AS A FOR FOR Management
DIRECTOR
6 RE-ELECTION OF JOSH LEWIS AS A DIRECTOR FOR FOR Management
7 RE-ELECTION OF LINDA LORIMER AS A FOR FOR Management
DIRECTOR
8 RE-ELECTION OF HARISH MANWANI AS A FOR FOR Management
DIRECTOR
9 RE-ELECTION OF TIM SCORE AS A DIRECTOR FOR FOR Management
10 RE-ELECTION OF SIDNEY TAUREL AS A FOR FOR Management
DIRECTOR
11 RE-ELECTION OF LINCOLN WALLEN AS A FOR FOR Management
DIRECTOR
12 RE-ELECTION OF CORAM WILLIAMS AS A FOR FOR Management
DIRECTOR
13 APPROVAL OF REMUNERATION POLICY FOR FOR Management
14 APPROVAL OF ANNUAL REMUNERATION REPORT FOR FOR Management
15 RE-APPOINTMENT OF AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
16 REMUNERATION OF AUDITORS FOR FOR Management
17 ALLOTMENT OF SHARES FOR FOR Management
18 WAIVER OF PRE-EMPTION RIGHTS FOR FOR Management
19 WAIVER OF PRE-EMPTION RIGHTS - FOR FOR Management
ADDITIONAL PERCENTAGE
20 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
21 NOTICE OF MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
PENGROWTH ENERGY CORPORATION
Ticker: PGH Security ID: 70706P104
Meeting Date: JUN 20, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF KPMG LLP AS AUDITORS OF FOR FOR Management
THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO CONSIDER AND, IF DEEMED ADVISABLE, FOR FOR Management
APPROVE A SPECIAL RESOLUTION APPROVING
THE REDUCTION OF THE STATED CAPITAL
ACCOUNT FOR THE CORPORATION'S COMMON
SHARES BY $1.35 BILLION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF TH
4 TO VOTE IN AN ADVISORY, NON-BINDING FOR FOR Management
CAPACITY ON A RESOLUTION TO ACCEPT,
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF THE
CORPORATION DATED MAY 5, 2017.
--------------------------------------------------------------------------------
PENGROWTH ENERGY CORPORATION
Ticker: PGH Security ID: 70706P104
Meeting Date: JUN 20, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF KPMG LLP AS AUDITORS OF FOR FOR Management
THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO CONSIDER AND, IF DEEMED ADVISABLE, FOR FOR Management
APPROVE A SPECIAL RESOLUTION APPROVING
THE REDUCTION OF THE STATED CAPITAL
ACCOUNT FOR THE CORPORATION'S COMMON
SHARES BY $1.35 BILLION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF TH
4 TO VOTE IN AN ADVISORY, NON-BINDING FOR FOR Management
CAPACITY ON A RESOLUTION TO ACCEPT,
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION, THE FULL TEXT
OF WHICH RESOLUTION IS SET FORTH IN
THE INFORMATION CIRCULAR OF THE
CORPORATION DATED MAY 5, 2017.
--------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD.
Ticker: PWE Security ID: 707887105
Meeting Date: JUN 26, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAY 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 AN ORDINARY RESOLUTION TO APPOINT FOR FOR Management
ERNST & YOUNG LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITOR OF PENN WEST FOR THE ENSUING
YEAR.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 ADVISORY VOTE APPROVING PENN WEST'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION AS
MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF PENN WEST DATED APRIL 30,
2017 (THE "INFORMATION CIRCULAR").
4 A RESOLUTION APPROVING THE AMENDMENT FOR FOR Management
TO THE RESTRICTED SHARE UNIT PLAN TO
BECOME THE RESTRICTED AND PERFORMANCE
SHARE UNIT PLAN, AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
5 A RESOLUTION APPROVING THE AMENDMENT FOR FOR Management
TO THE ARTICLES OF PENN WEST TO CHANGE
THE NAME, AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
6 A RESOLUTION APPROVING THE REDUCTION FOR FOR Management
OF PENN WEST'S SHARE CAPITAL FOR
ACCOUNTING PURPOSES, AS MORE
PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
PERNOD RICARD SA, PARIS
Ticker: Security ID: F72027109
Meeting Date: NOV 17, 2016 Meeting Type: MIX
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 30 JUNE 2016 AND SETTING OF
THE DIVIDEND: EUR 1.88 PER SHARE
8 APPROVAL OF REGULATED AGREEMENTS AND FOR FOR Management
COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
9 APPROVAL OF REGULATED COMMITMENTS FOR FOR Management
PURSUANT TO ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE RELATING TO MR
ALEXANDRE RICARD
10 RENEWAL OF THE TERM OF MR ALEXANDRE FOR FOR Management
RICARD AS DIRECTOR
11 RENEWAL OF THE TERM OF MR PIERRE FOR FOR Management
PRINGUET AS DIRECTOR
12 RENEWAL OF THE TERM OF MR CESAR GIRON FOR FOR Management
AS DIRECTOR
13 RENEWAL OF THE TERM OF MR WOLFGANG FOR FOR Management
COLBERG AS DIRECTOR
14 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
ANNE LANGE TO THE ROLE OF DIRECTOR
15 APPOINTMENT OF KPMG SA AS STATUTORY FOR FOR Management
AUDITOR
16 APPOINTMENT OF SALUSTRO REYDEL AS FOR FOR Management
DEPUTY STATUTORY AUDITOR
17 SETTING OF THE ANNUAL AMOUNT OF FOR FOR Management
ATTENDANCE FEES ALLOCATED TO MEMBERS
OF THE BOARD OF DIRECTORS
18 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR ALEXANDRE RICARD,
CHAIRMAN-CHIEF EXECUTIVE OFFICER, FOR
THE 2015-16 FINANCIAL YEAR
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH THE
FREE ALLOCATION OF SHARES, EXISTING OR
TO BE ISSUED, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
LIMITED TO 0.035% OF SHARE CAPITAL,
CONDITIONAL UPON CONTINUED EMPLOYME
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE SHARE CAPITAL, WITHIN THE
LIMIT OF 2% OF SHARE CAPITAL, BY
ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
CAPITAL, RESERVED FOR MEMBERS OF A
COMPANY SA
22 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
PETROFAC LTD, ST HELIER
Ticker: Security ID: G7052T101
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR FOR Management
2 TO DECLARE THE FINAL DIVIDEND: USD 0. FOR FOR Management
438 PER SHARE
3 TO APPROVE THE REMUNERATION POLICY FOR FOR Management
REPORT
4 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION
5 TO APPOINT JANE SADOWSKY AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
6 TO APPOINT ALASTAIR COCHRAN AS AN FOR FOR Management
EXECUTIVE DIRECTOR
7 TO RE-APPOINT RIJNHARD VAN TETS AS FOR FOR Management
NON-EXECUTIVE CHAIRMAN
8 TO RE-APPOINT THOMAS THUNE ANDERSEN AS FOR FOR Management
A NON-EXECUTIVE DIRECTOR
9 TO RE-APPOINT ANDREA ABT AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
10 TO RE-APPOINT MATTHIAS BICHSEL AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
11 TO RE-APPOINT RENE MEDORI AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
12 TO RE-APPOINT GEORGE PIERSON AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
13 TO RE-APPOINT AYMAN ASFARI AS AN FOR FOR Management
EXECUTIVE DIRECTOR
14 TO RE-APPOINT MARWAN CHEDID AS AN FOR FOR Management
EXECUTIVE DIRECTOR
15 TO RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF THE COMPANY
16 TO AUTHORISE THE DIRECTORS TO FIX THE FOR FOR Management
REMUNERATION OF THE AUDITORS
17 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
18 TO RENEW THE AUTHORITY TO ALLOT SHARES FOR FOR Management
WITHOUT RIGHTS OF PRE-EMPTION
19 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
AND HOLD ITS OWN SHARES
20 TO AUTHORISE 14-DAY NOTICE PERIOD FOR FOR FOR Management
GENERAL MEETINGS
--------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER
Ticker: Security ID: R69628114
Meeting Date: DEC 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CALLING NOTICE AND FOR FOR Management
AGENDA
6 ELECTION OF PERSON TO COUNTERSIGN THE FOR FOR Management
MINUTES
7 SHARE CAPITAL INCREASE BY PRIVATE FOR FOR Management
PLACEMENT
8 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL IN CONNECTION WITH SUBSEQUENT
OFFERING
--------------------------------------------------------------------------------
PEUGEOT SA, PARIS
Ticker: Security ID: F72313111
Meeting Date: MAY 10, 2017 Meeting Type: MIX
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND
8 APPROVAL OF REGULATED AGREEMENTS - FOR FOR Management
RETENTION OF THE RETIREMENT SCHEME FOR
MEMBERS OF THE BOARD OF DIRECTORS
(FOLLOWING THE RENEWAL OF THE BOARD OF
DIRECTORS IN FEBRUARY 2017)
9 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS PAMELA KNAPP)
10 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS HELLE
KRISTOFFERSEN)
11 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MR HENRI PHILIPPE
REICHSTUL)
12 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MR GEOFFROY ROUX DE
BEZIEUX)
13 RATIFICATION OF THE CO-OPTATION OF A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD (MR
JACK AZOULAY)
14 APPOINTMENT OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS FLORENCE
VERZELEN)
15 APPOINTMENT OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD REPRESENTING
EMPLOYEE SHAREHOLDERS (MS BENEDICTE
JUYAUX)
16 RENEWAL OF THE TERM OF A STATUTORY FOR FOR Management
AUDITOR, (CABINET MAZARS)
17 APPOINTMENT OF A DEPUTY STATUTORY FOR FOR Management
AUDITOR TO CABINET MAZARS (MR
JEAN-MARC DESLANDES)
18 RENEWAL OF THE TERM OF A STATUTORY FOR FOR Management
AUDITOR (COMPANY ERNST & YOUNG ET
AUTRES)
19 RENEWAL OF THE TERM OF A DEPUTY FOR FOR Management
STATUTORY AUDITOR TO ERNST & YOUNG ET
AUTRES (COMPANY AUDITEX)
20 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE PRESIDENT OF THE BOARD OF
DIRECTORS
21 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE MEMBERS OF THE BOARD OF
DIRECTORS
22 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE MEMBERS OF THE SUPERVISORY BOARD
23 REVIEW OF THE COMPENSATION AND FOR FOR Management
BENEFITS OF ANY KIND OWED OR PAID TO
MR CARLOS TAVARES, PRESIDENT OF THE
BOARD OF DIRECTORS, FOR THE 2016
FINANCIAL YEAR
24 REVIEW OF THE COMPENSATION AND FOR FOR Management
BENEFITS OF ANY KIND OWED OR PAID TO
MR JEAN-BAPTISTE CHASSELOUP DE
CHATILLON, MR GREGOIRE OLIVIER, MR
MAXIME PICAT, MR JEAN-CHRISTOPHE
QUEMARD, MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE 2016 FINANCIAL YEAR
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES WITHIN THE
LIMIT OF 10% OF CAPITAL UNDER THE
PROVISIONS OF ARTICLE L. 225-209 OF
THE FRENCH COMMERCIAL CODE, SUSPENDED
IN PERIODS OF PUBLIC OFFER
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PURCHASED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF
THE CAPITAL
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO (I) PROCEED TO
ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES WHILE RETAINING
PRE-EMPTIVE SUBSCRI
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL
30 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE CASE OF
ISSUE, WITH OR WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, OF TRANSFERABLE
SECURITIES GRANTING DIRECT OR INDIRECT
ACCESS TO THE CAPITAL OF THE CO
31 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO
PROCEED, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AS
COMPENSATION
32 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO
PROCEED, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AS
COMPENSATION
33 OVERALL LIMITATION ON THE AMOUNT OF FOR FOR Management
INCREASES IN COMPANY CAPITAL THAT MAY
BE CARRIED OUT UNDER THE TWENTY-THIRD
TO TWENTY-EIGHTH RESOLUTIONS AND THE
THIRTIETH AND THIRTY-FIRST RESOLUTIONS
SUBMITTED TO THIS GENERAL MEETING
34 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
WITH ONE OR MORE INCREASES IN SHARE
CAPITAL RESERVED FOR EMPLOYEES
35 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH THE RESERVED ISSUANCE OF SHARE
SUBSCRIPTION WARRANTS FOR THE BENEFIT
OF COMPANIES FROM THE GENERAL MOTORS
GROUP
36 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARE
SUBSCRIPTION WARRANTS DURING PUBLIC
OFFER PERIODS RELATING TO THE
COMPANY'S SECURITIES
37 AMENDMENT OF ARTICLE 10 - IC) OF THE FOR FOR Management
COMPANY BY-LAWS IN ORDER TO MAINTAIN
REPRESENTATION FOR EMPLOYEE
SHAREHOLDERS ON THE SUPERVISORY BOARD
FOR A PERIOD OF 4 YEARS
38 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND
8 APPROVAL OF REGULATED AGREEMENTS - FOR FOR Management
RETENTION OF THE RETIREMENT SCHEME FOR
MEMBERS OF THE BOARD OF DIRECTORS
(FOLLOWING THE RENEWAL OF THE BOARD OF
DIRECTORS IN FEBRUARY 2017)
9 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS PAMELA KNAPP)
10 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS HELLE
KRISTOFFERSEN)
11 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MR HENRI PHILIPPE
REICHSTUL)
12 RENEWAL OF THE TERM OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MR GEOFFROY ROUX DE
BEZIEUX)
13 RATIFICATION OF THE CO-OPTATION OF A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD (MR
JACK AZOULAY)
14 APPOINTMENT OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD (MS FLORENCE
VERZELEN)
15 APPOINTMENT OF A MEMBER OF THE FOR FOR Management
SUPERVISORY BOARD REPRESENTING
EMPLOYEE SHAREHOLDERS (MS BENEDICTE
JUYAUX)
16 RENEWAL OF THE TERM OF A STATUTORY FOR FOR Management
AUDITOR, (CABINET MAZARS)
17 APPOINTMENT OF A DEPUTY STATUTORY FOR FOR Management
AUDITOR TO CABINET MAZARS (MR
JEAN-MARC DESLANDES)
18 RENEWAL OF THE TERM OF A STATUTORY FOR FOR Management
AUDITOR (COMPANY ERNST & YOUNG ET
AUTRES)
19 RENEWAL OF THE TERM OF A DEPUTY FOR FOR Management
STATUTORY AUDITOR TO ERNST & YOUNG ET
AUTRES (COMPANY AUDITEX)
20 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE PRESIDENT OF THE BOARD OF
DIRECTORS
21 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE MEMBERS OF THE BOARD OF
DIRECTORS
22 APPROVAL OF THE CRITERIA AND FOR FOR Management
PRINCIPLES FOR DETERMINING,
DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF ANY KIND
TO THE MEMBERS OF THE SUPERVISORY BOARD
23 REVIEW OF THE COMPENSATION AND FOR FOR Management
BENEFITS OF ANY KIND OWED OR PAID TO
MR CARLOS TAVARES, PRESIDENT OF THE
BOARD OF DIRECTORS, FOR THE 2016
FINANCIAL YEAR
24 REVIEW OF THE COMPENSATION AND FOR FOR Management
BENEFITS OF ANY KIND OWED OR PAID TO
MR JEAN-BAPTISTE CHASSELOUP DE
CHATILLON, MR GREGOIRE OLIVIER, MR
MAXIME PICAT, MR JEAN-CHRISTOPHE
QUEMARD, MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE 2016 FINANCIAL YEAR
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES WITHIN THE
LIMIT OF 10% OF CAPITAL UNDER THE
PROVISIONS OF ARTICLE L. 225-209 OF
THE FRENCH COMMERCIAL CODE, SUSPENDED
IN PERIODS OF PUBLIC OFFER
26 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PURCHASED BY THE
COMPANY, WITHIN THE LIMIT OF 10% OF
THE CAPITAL
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO (I) PROCEED TO
ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL OF THE COMPANY OR ITS
SUBSIDIARIES WHILE RETAINING
PRE-EMPTIVE SUBSCRI
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
DIRECT OR INDIRECT ACCESS TO THE
CAPITAL
30 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE CASE OF
ISSUE, WITH OR WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS, OF TRANSFERABLE
SECURITIES GRANTING DIRECT OR INDIRECT
ACCESS TO THE CAPITAL OF THE CO
31 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO
PROCEED, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AS
COMPENSATION
32 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS IN ORDER TO
PROCEED, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO ISSUE COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL AS
COMPENSATION
33 OVERALL LIMITATION ON THE AMOUNT OF FOR FOR Management
INCREASES IN COMPANY CAPITAL THAT MAY
BE CARRIED OUT UNDER THE TWENTY-THIRD
TO TWENTY-EIGHTH RESOLUTIONS AND THE
THIRTIETH AND THIRTY-FIRST RESOLUTIONS
SUBMITTED TO THIS GENERAL MEETING
34 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS OF SHAREHOLDERS,
WITH ONE OR MORE INCREASES IN SHARE
CAPITAL RESERVED FOR EMPLOYEES
35 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH THE RESERVED ISSUANCE OF SHARE
SUBSCRIPTION WARRANTS FOR THE BENEFIT
OF COMPANIES FROM THE GENERAL MOTORS
GROUP
36 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARE
SUBSCRIPTION WARRANTS DURING PUBLIC
OFFER PERIODS RELATING TO THE
COMPANY'S SECURITIES
37 AMENDMENT OF ARTICLE 10 - IC) OF THE FOR FOR Management
COMPANY BY-LAWS IN ORDER TO MAINTAIN
REPRESENTATION FOR EMPLOYEE
SHAREHOLDERS ON THE SUPERVISORY BOARD
FOR A PERIOD OF 4 YEARS
38 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
PIONEER CORPORATION
Ticker: Security ID: J63825145
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Reduction of Capital Reserve FOR FOR Management
and Appropriation of Surplus
3 Appoint a Director Kotani, Susumu FOR FOR Management
4 Appoint a Director Kawashiri, Kunio FOR FOR Management
5 Appoint a Director Saito, Harumitsu FOR FOR Management
6 Appoint a Director Moriya, Koichi FOR FOR Management
7 Appoint a Director Odate, Satoshi FOR FOR Management
8 Appoint a Director Nishimura, Shinsuke FOR FOR Management
9 Appoint a Director Tanizeki, Masahiro FOR FOR Management
10 Appoint a Director Sato, Shunichi FOR FOR Management
11 Appoint a Substitute Corporate Auditor FOR FOR Management
Tsuji, Shinichi
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Hanano, Nobuko
--------------------------------------------------------------------------------
POSTE ITALIANE SPA, ROMA
Ticker: Security ID: T7S697106
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 POSTE ITALIANE S.P.A. FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2016. REPORTS OF THE BOARD OF
DIRECTORS, THE BOARD OF STATUTORY
AUDITORS, AND THE AUDIT FIRM. RELATED
RESOLUTIONS. PRESENTATION OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE YEA
3 ALLOCATION OF NET INCOME FOR THE YEAR FOR FOR Management
4 DETERMINATION OF THE NUMBER OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS: 9
5 DETERMINATION OF THE TERM OF THE BOARD FOR FOR Management
OF DIRECTORS
8 TO APPOINT THE BOARD OF DIRECTORS: FOR FOR Management
LIST PRESENTED BY THE MINISTRY OF
ECONOMICS AND FINANCE REPRESENTING THE
29.26PCT OF THE COMPANY'S STOCK
CAPITAL: A. CARLO CERAMI, B. MARIA
BIANCA FARINA, C. MATTEO DEL FANTE, D.
ANTONELLA GUGLIELMETTI, E. FRANCESCA
ISGR
9 TO APPOINT THE BOARD OF DIRECTORS: FOR ABSTAIN Management
LIST PRESENTED BY ABERDEEN ASSET
MANAGEMENT PLC; ALETTI GESTIELLE SGR S.
P.A.; APG ASSET MANAGEMENT N.V.; ARCA
FONDI SGR S.P.A.; ERSEL ASSET
MANAGEMENT SGR S.P.A.; EURIZON CAPITAL
S.A.; EURIZON CAPITAL SGR S.P.A.;
FIDEURA
10 ELECTION OF THE CHAIRMAN OF THE BOARD FOR FOR Management
OF DIRECTORS: BIANCA MARIA FARINA
11 DETERMINATION OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
12 APPOINTMENT OF AN ALTERNATE AUDITOR: FOR FOR Management
ANTONIO SANTI
13 SHORT-TERM INCENTIVE PLAN 2017, BASED FOR FOR Management
UPON FINANCIAL INSTRUMENTS, ADDRESSED
TO THE MATERIAL RISK TAKERS OF
BANCOPOSTA'S RING-FENCED CAPITAL
14 REPORT ON REMUNERATION FOR FOR Management
--------------------------------------------------------------------------------
POSTNL N.V.
Ticker: Security ID: N7203C108
Meeting Date: APR 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADOPT FINANCIAL STATEMENTS FOR FOR Management
8 APPROVE ALLOCATION OF INCOME FOR FOR Management
9 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
10 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
14 ELECT E. BLOK TO SUPERVISORY BOARD FOR FOR Management
15 ELECT A.M. JONGERIUS TO SUPERVISORY FOR FOR Management
BOARD
16 ELECT J.W.M. ENGEL TO SUPERVISORY BOARD FOR FOR Management
18 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
19 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES UNDER ITEM
15
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC, SASKATOON
Ticker: Security ID: 73755L107
Meeting Date: NOV 03, 2016 Meeting Type: Special General Meeting
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVING A PLAN OF ARRANGEMENT UNDER FOR FOR Management
SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT, INVOLVING, AMONG
OTHERS THE CORPORATION, SHAREHOLDERS
OF THE CORPORATION, AGRIUM INC.,
SHAREHOLDERS OF AGRIUM INC. AND A
NEWLY-INCORPORATED PARENT ENTITY TO BE
FORM
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION (INCLUDED AS FOR FOR Management
APPENDIX B IN THE ACCOMPANYING JOINT
INFORMATION CIRCULAR) APPROVING A PLAN
OF ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS ACT,
INVOLVING, AMONG OTHERS, POTASH
CORPORATION OF SASKATCHEWAN INC. (THE
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION (INCLUDED AS FOR FOR Management
APPENDIX B IN THE ACCOMPANYING JOINT
INFORMATION CIRCULAR) APPROVING A PLAN
OF ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS ACT,
INVOLVING, AMONG OTHERS, POTASH
CORPORATION OF SASKATCHEWAN INC. (THE
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION UNTIL THE
CLOSE OF THE NEXT ANNUAL MEETING.
3 THE ADVISORY RESOLUTION ACCEPTING THE FOR FOR Management
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION UNTIL THE
CLOSE OF THE NEXT ANNUAL MEETING.
3 THE ADVISORY RESOLUTION ACCEPTING THE FOR FOR Management
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
POWER CORPORATION OF CANADA
Ticker: PWCDF Security ID: 739239101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS FOR FOR Management
3 SHAREHOLDER PROPOSAL NO. 1 AS SET OUT AGAINST AGAINST Shareholder
IN SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
4 SHAREHOLDER PROPOSAL NO. 2 AS SET OUT AGAINST AGAINST Shareholder
IN SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION
Ticker: POFNF Security ID: 73927C100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS FOR FOR Management
3 RESOLUTION APPROVING AN AMENDMENT TO FOR FOR Management
INCREASE THE NUMBER OF COMMON SHARES
ISSUABLE PURSUANT TO THE EMPLOYEE
STOCK OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
PRAIRIESKY ROYALTY LTD.
Ticker: PREKF Security ID: 739721108
Meeting Date: APR 25, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP, CHARTERED FOR FOR Management
PROFESSIONAL ACCOUNTANTS AS AUDITORS
OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
3 TO CONSIDER AND IF DEEMED ADVISABLE, FOR FOR Management
TO PASS AN ORDINARY RESOLUTION, THE
FULL TEXT OF WHICH IS SET FORTH IN THE
INFORMATION CIRCULAR AND PROXY
STATEMENT OF THE COMPANY DATED MARCH
9, 2017 (THE "INFORMATION CIRCULAR")
APPROVING THE UNALLOCATED OPTIONS UNDE
4 TO CONSIDER A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION, THE FULL TEXT OF WHICH IS
SET FORTH IN THE INFORMATION CIRCULAR,
APPROVING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
PRECISION DRILLING CORPORATION
Ticker: PDS Security ID: 74022D308
Meeting Date: MAY 17, 2017 Meeting Type: Annual and Special Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTING KPMG LLP, CHARTERED FOR FOR Management
ACCOUNTANTS, AS THE AUDITORS OF THE
CORPORATION AND AUTHORIZING THE BOARD
OF DIRECTORS TO FIX THE AUDITORS' FEE
FOR THE ENSUING YEAR;
3 ACCEPTING THE CORPORATION'S APPROACH FOR FOR Management
TO EXECUTIVE COMPENSATION, ON AN
ADVISORY BASIS ("SAY ON PAY");
4 APPROVING THE CORPORATION'S NEW FOR FOR Management
OMNIBUS EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
PRIMARY HEALTH CARE LTD
Ticker: Security ID: Q77519108
Meeting Date: NOV 25, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ADOPTION OF THE 2016 REMUNERATION FOR FOR Management
REPORT
3 TO RE-ELECT DR PAUL JONES AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT DR ERROL KATZ AS A DIRECTOR FOR FOR Management
5 TO RENEW THE PROPORTIONAL TAKEOVER FOR FOR Management
APPROVAL PROVISIONS FOR 3 YEARS
--------------------------------------------------------------------------------
PROXIMUS SA DE DROIT PUBLIC, BRUXELLES
Ticker: Security ID: B6951K109
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
7 APPROVAL OF THE ANNUAL ACCOUNTS WITH FOR FOR Management
REGARD TO THE FINANCIAL YEAR CLOSED ON
31 DECEMBER 2016, INCLUDING THE
FOLLOWING ALLOCATION OF THE RESULTS:
(AS SPECIFIED) FOR 2016, THE GROSS
DIVIDEND AMOUNTS TO EUR 1.50 PER
SHARE, ENTITLING SHAREHOLDERS TO A
DIVIDEN
8 APPROVAL OF THE REMUNERATION REPORT FOR FOR Management
9 GRANTING OF A DISCHARGE TO THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS FOR THE
EXERCISE OF THEIR MANDATE DURING THE
FINANCIAL YEAR CLOSED ON 31 DECEMBER
2016
10 GRANTING OF A SPECIAL DISCHARGE TO MRS. FOR FOR Management
CARINE DOUTRELEPONT AND TO MRS.
LUTGART VAN DEN BERGHE FOR THE
EXERCISE OF THEIR MANDATE UNTIL 20
APRIL 2016
11 GRANTING OF A DISCHARGE TO THE MEMBERS FOR FOR Management
OF THE BOARD OF AUDITORS FOR THE
EXERCISE OF THEIR MANDATE DURING THE
FINANCIAL YEAR CLOSED ON 31 DECEMBER
2016
12 GRANTING OF A SPECIAL DISCHARGE TO MR. FOR FOR Management
GEERT VERSTRAETEN, REPRESENTATIVE OF
DELOITTE STATUTORY AUDITORS SC SFD
SCRL, FOR THE EXERCISE OF HIS MANDATE
AS CHAIRMAN AND MEMBER OF THE BOARD OF
AUDITORS UNTIL 20 APRIL 2016
13 GRANTING OF A SPECIAL DISCHARGE TO LUC FOR FOR Management
CALLAERT SC SFD SPRLU, REPRESENTED BY
MR. LUC CALLAERT, FOR THE EXERCISE OF
THIS MANDATE AS MEMBER OF THE BOARD OF
AUDITORS UNTIL 20 APRIL 2016
14 GRANTING OF A DISCHARGE TO THE FOR FOR Management
INDEPENDENT AUDITORS DELOITTE
STATUTORY AUDITORS SC SFD SCRL,
REPRESENTED BY MR. MICHEL DENAYER AND
MR. NICO HOUTHAEVE, FOR THE EXERCISE
OF THEIR MANDATE DURING THE FINANCIAL
YEAR CLOSED ON 31 DECEMBER 2016
15 GRANTING OF A SPECIAL DISCHARGE TO MR. FOR FOR Management
GEERT VERSTRAETEN, REPRESENTATIVE OF
DELOITTE STATUTORY AUDITORS SC SFD
SCRL, AS AUDITOR OF THE CONSOLIDATED
ACCOUNTS OF THE PROXIMUS GROUP, FOR
THE EXERCISE OF HIS MANDATE UNTIL 20
APRIL 2016
16 TO REAPPOINT MR. PIERRE DEMUELENAERE FOR FOR Management
ON PROPOSAL BY THE BOARD OF DIRECTORS
AFTER RECOMMENDATION OF THE NOMINATION
AND REMUNERATION COMMITTEE, AS
INDEPENDENT BOARD MEMBER FOR A PERIOD
WHICH WILL EXPIRE AT THE ANNUAL
GENERAL MEETING OF 2021
17 APPROVAL OF THE ANNUAL ACCOUNTS OF FOR FOR Management
WIRELESS TECHNOLOGIES SA WITH REGARD
TO THE FINANCIAL YEAR CLOSED ON 30
SEPTEMBER 2016 IN ACCORDANCE WITH
ARTICLE 727 OF THE BELGIAN COMPANIES
CODE
19 GRANTING OF A DISCHARGE TO THE MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS OF WIRELESS
TECHNOLOGIES SA FOR THE EXERCISE OF
THEIR MANDATE DURING THE FINANCIAL
YEAR CLOSED ON 30 SEPTEMBER 2016 AND
THE SUBMISSION OF THE ANNUAL ACCOUNTS
AT 30 SEPTEMBER 2016 AND THE REL
20 GRANTING OF A DISCHARGE TO DELOITTE FOR FOR Management
STATUTORY AUDITORS SC SFD SCRL,
REPRESENTED BY MR. LUC VAN COPPENOLLE,
AUDITOR OF WIRELESS TECHNOLOGIES SA
FOR THE EXERCISE OF HIS MANDATE DURING
THE FINANCIAL YEAR CLOSED ON 30
SEPTEMBER 2016 AND THE SUBMISSION OF
THE
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA, PARIS
Ticker: Security ID: F7607Z165
Meeting Date: MAY 31, 2017 Meeting Type: MIX
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR 2016
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND
8 OPTION FOR DIVIDEND PAYMENT IN CASH OR FOR FOR Management
IN SHARES
9 REGULATED AGREEMENTS AND COMMITMENTS FOR FOR Management
FOR THE 2016 FINANCIAL YEAR
10 RENEWAL OF THE TERM OF MR SIMON FOR FOR Management
BADINTER AS MEMBER OF THE SUPERVISORY
BOARD
11 RENEWAL OF THE TERM OF MR JEAN CHAREST FOR FOR Management
AS MEMBER OF THE SUPERVISORY BOARD
12 APPOINTMENT OF MR MAURICE LEVY AS FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD AND
APPROVAL OF THE PRINCIPLES AND
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLES
AND EXCEPTIONAL COMPONENTS MAKING UP
THE TOTAL COMPENSATION AND THE
BENEFITS OF
13 RENEWAL OF THE TERM OF MAZARS AS FOR FOR Management
STATUTORY AUDITOR
14 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO MS ELISABETH
BADINTER, CHAIRPERSON OF THE
SUPERVISORY BOARD
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO MR MAURICE LEVY,
CHAIRMAN OF THE BOARD OF DIRECTORS;
AND APPROVAL OF THE PRINCIPLES AND
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLES AND
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO MR KEVIN ROBERTS,
MEMBER OF THE BOARD OF DIRECTORS UNTIL
31 AUGUST 2016
17 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR JEAN-MICHEL ETIENNE, MEMBER
OF THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
18 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS ANNE-GABRIELLE HEILBRONNER,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
19 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLES
AND EXCEPTIONAL COMPONENTS MAKING UP
THE TOTAL COMPENSATION AND THE
BENEFITS OF ANY KIND TO BE ALLOCATED
TO THE MEMBERS OF THE SUPERVISORY
BOARD FOR
20 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND THE BENEFITS OF
ANY KIND TO BE ALLOCATED TO MS
ELISABETH BADINTER, CHAIRPERSON OF THE
21 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND THE BENEFITS OF
ANY KIND TO BE ALLOCATED TO MR ARTHUR
SADOUN, CHAIRMAN OF THE BOARD OF
22 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND THE BENEFITS OF
ANY KIND TO BE ALLOCATED TO MR
JEAN-MICHEL ETIENNE, MEMBER OF THE BOAR
23 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND THE BENEFITS OF
ANY KIND TO BE ALLOCATED TO MS
ANNE-GABRIELLE HEILBRONNER, MEMBER OF T
24 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND THE BENEFITS OF
ANY KIND TO BE ALLOCATED TO MR STEVE
KING, NEW MEMBER OF THE BOARD OF
25 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS GOVERNED BY ARTICLE L.
225-90-1 OF THE FRENCH COMMERCIAL CODE
REGARDING END OF TERM AND
NON-COMPETITION AGREEMENTS AND
COMPENSATIONS FOR THE BENEFIT OF MR
ARTHUR SADOUN FOR HIS TERM AS CHAIRMAN
OF THE B
26 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS GOVERNED BY ARTICLE L.
225-90-1 OF THE FRENCH COMMERCIAL CODE
REGARDING END OF TERM AND
NON-COMPETITION AGREEMENTS AND
COMPENSATIONS FOR THE BENEFIT OF MR
STEVE KING FOR HIS TERM AS MEMBER OF
THE BOARD
27 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ALLOW THE
COMPANY TO DEAL IN ITS OWN SHARES FOR
A PERIOD OF EIGHTEEN MONTHS
28 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE
CAPITAL BY CANCELLING ALL OR PART OF
THE COMPANY OWN SHARES HELD BY IT FOR
A PERIOD OF TWENTY-SIX MONTHS
29 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO SET THE ISSUE
PRICE OF ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GOVERNED BY
ARTICLES L.228-92 PARA. 1 AND L.228-93
PARA. 1 AND 3 OF THE FRENCH COMMERCIAL
CO
30 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE
COMMON COMPANY SHARES AND/OR
TRANSFERABLE SECURITIES GOVERNED BY
ARTICLES L.228-92 PARA. 1 AND L.228-93
PARA. 1 AND 3 OF THE FRENCH COMMERCIAL
COD
31 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF TWENTY-SIX MONTHS, TO DECIDE
UPON THE ISSUANCE OF COMMON SHARES OR
TRANSFERABLE SECURITIES GOVERNED BY
ARTICLES L.228-92 PARA. 1 AND L.228-93
PARA. 1 AND 3 OF THE FRENCH COMM
32 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS, FOR A
PERIOD OF EIGHTEEN MONTHS, TO DECIDE
UPON THE ISSUANCE OF COMMON SHARES OR
TRANSFERABLE SECURITIES GOVERNED BY
ARTICLES L.228-92 PARA. 1 AND L.228-93
PARA. 1 AND 3 OF THE FRENCH COMMER
33 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS FOR FOR Management
OF THE COMPANY TO SET FORTH THE TERMS
FOR THE APPOINTMENT OF MEMBERS OF THE
SUPERVISORY BOARD REPRESENTING
EMPLOYEES, PURSUANT TO ARTICLE L.
225-79-2 OF THE FRENCH COMMERCIAL CODE
34 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
QANTAS AIRWAYS LTD, MASCOT
Ticker: Security ID: Q77974550
Meeting Date: OCT 21, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECT NON-EXECUTIVE DIRECTOR MAXINE FOR FOR Management
BRENNER
3 RE-ELECT NON-EXECUTIVE DIRECTOR FOR FOR Management
RICHARD GOODMANSON
4 RE-ELECT NON-EXECUTIVE DIRECTOR FOR FOR Management
JACQUELINE HEY
5 RE-ELECT NON-EXECUTIVE DIRECTOR FOR FOR Management
BARBARA WARD
6 ELECT NON-EXECUTIVE DIRECTOR MICHAEL FOR FOR Management
L'ESTRANGE
7 PARTICIPATION OF THE CHIEF EXECUTIVE FOR FOR Management
OFFICER, ALAN JOYCE, IN THE LONG TERM
INCENTIVE PLAN
8 REMUNERATION REPORT FOR FOR Management
9 NON-EXECUTIVE DIRECTORS' FEE POOL FOR FOR Management
INCREASE
10 ON MARKET SHARE BUY-BACK FOR FOR Management
--------------------------------------------------------------------------------
QINETIQ GROUP PLC, FARNBOROUGH
Ticker: Security ID: G7303P106
Meeting Date: JUL 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR FOR Management
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
3 TO DECLARE A DIVIDEND FOR FOR Management
4 TO ELECT LYNN BRUBAKER AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT ADMIRAL SIR JAMES FOR FOR Management
BURNELL-NUGENT AS A DIRECTOR
6 TO RE-ELECT MARK ELLIOTT AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MICHAEL HARPER AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT IAN MASON AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT DAVID MELLORS AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT PAUL MURRAY AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT SUSAN SEARLE AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT STEVE WADEY AS A DIRECTOR FOR FOR Management
13 TO RE-APPOINT KPMG LLP AS AUDITOR FOR FOR Management
14 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE AUDITORS REMUNERATION
15 TO MAKE POLITICAL DONATIONS FOR FOR Management
16 AUTHORITY TO ALLOT NEW SHARES FOR FOR Management
17 TO DISAPPLY PRE-EMPTION RIGHTS STANDARD FOR FOR Management
18 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
ACQUISITIONS
19 TO AUTHORISE THE PURCHASE OF OWN SHARES FOR FOR Management
20 NOTICE PERIOD FOR EXTRAORDINARY FOR FOR Management
GENERAL MEETINGS
--------------------------------------------------------------------------------
QUEBECOR INC.
Ticker: QBCRF Security ID: 748193208
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
EXTERNAL AUDITOR.
3 ADOPTION OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL ON A CLASS B AGAINST AGAINST Shareholder
DIRECTOR ON A COMMITTEE.
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: Security ID: A7111G104
Meeting Date: JAN 24, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON A. A MERGER OF FOR FOR Management
RAIFFEISEN ZENTRAL BANK OESTERREICH AG
AS TRANSFERRING COMPANY TO RAIFFEISEN
BANK INTERNATIONAL AG AS ABSORBING
COMPANY, TOGETHER WITH A CAPITAL
INCREASE FOR THE ABSORBING COMP. B. A
SHARE CAPITAL INCREASE OF RAIFFEISEN
BANK I
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: Security ID: A7111G104
Meeting Date: JUN 22, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
6 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD MEMBERS
7 RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR FOR Management
8 ELECT PETER GAUPER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
9 ELECT WILFRIED HOPFNER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
10 ELECT RUDOLF KOENIGHOFER AS FOR FOR Management
SUPERVISORY BOARD MEMBER
11 ELECT JOHANNES ORTNER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
12 ELECT BIRGIT NOGGLER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
13 ELECT EVA EBERHARTINGER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
14 ELECT HEINRICH SCHALLER AS SUPERVISORY FOR FOR Management
BOARD MEMBER
15 ELECT GUENTHER REIBERSDORFER AS FOR FOR Management
SUPERVISORY BOARD MEMBER
--------------------------------------------------------------------------------
RANDSTAD HOLDING NV, DIEMEN
Ticker: Security ID: N7291Y137
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS FOR 2016 FOR FOR Management
6 APPROVE DIVIDENDS OF EUR 1.89 PER SHARE FOR FOR Management
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
9 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 3 PERCENT OF ISSUED CAPITAL
10 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
11 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
12 AUTHORIZE CANCEL REPURCHASE OF UP TO FOR FOR Management
10 PERCENT OF ISSUED SHARE CAPITAL
UNDER ITEM 4.C
13 APPROVE AMENDMENTS TO REMUNERATION FOR FOR Management
POLICY
14 APPROVE PERFORMANCE RELATED FOR FOR Management
REMUNERATION OF THE EXECUTIVE BOARD IN
PERFORMANCE SHARES
15 RATIFY DELOITTE AS AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
RATOS AB, STOCKHOLM
Ticker: Security ID: W72177111
Meeting Date: APR 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 RESOLUTION ON ADOPTION OF THE INCOME FOR FOR Management
STATEMENT AND BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
13 RESOLUTION ON DISCHARGE FROM LIABILITY FOR FOR Management
FOR THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
14 RESOLUTION ON DISTRIBUTION OF THE FOR FOR Management
COMPANY'S PROFIT, ACCORDING TO THE
ADOPTED BALANCE SHEET, AND ON RECORD
DATES FOR DIVIDENDS: SEK 2.00 PER SHARE
15 DETERMINATION OF THE NUMBER OF FOR FOR Management
DIRECTORS AND DEPUTY DIRECTORS: SEVEN
DIRECTORS AND NO DEPUTY DIRECTORS
16 DETERMINATION OF FEES TO BE PAID TO FOR FOR Management
THE BOARD OF DIRECTORS AND AUDITORS
17 ELECTION OF THE BOARD OF DIRECTORS AND FOR FOR Management
AUDITOR: FOR THE PERIOD UNTIL THE NEXT
ANNUAL GENERAL MEETING HAS BEEN HELD,
RE-ELECTION IS PROPOSED OF BOARD
MEMBERS ULLA LITZEN, ANNETTE SADOLIN,
KARSTEN SLOTTE, CHARLOTTE STROMBERG,
JAN SODERBERG, PER-OLOF SODERBE
18 THE BOARD'S PROPOSAL FOR DECISION ON FOR FOR Management
GUIDELINES FOR REMUNERATION TO SENIOR
EXECUTIVES
19 THE BOARD'S PROPOSAL FOR DECISION FOR FOR Management
REGARDING ISSUE OF CALL OPTIONS AND
TRANSFER OF TREASURY SHARES
20 THE BOARD'S PROPOSAL FOR DECISION FOR FOR Management
REGARDING ISSUE OF SYNTHETIC OPTIONS
TO SENIOR EXECUTIVES AND OTHER KEY
PEOPLE AT RATOS
21 THE BOARD'S PROPOSAL FOR DECISION ON FOR FOR Management
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: ARTICLE 6
22 THE BOARD'S PROPOSAL THAT THE BOARD BE FOR FOR Management
AUTHORISED TO DECIDE ON PURCHASE OF
TREASURY SHARES
23 THE BOARD'S PROPOSAL THAT THE BOARD BE FOR FOR Management
AUTHORISED TO DECIDE ON NEW ISSUE OF
CLASS B SHARES IN CONJUNCTION WITH
COMPANY ACQUISITIONS
24 THE BOARD'S PROPOSAL THAT THE BOARD BE FOR FOR Management
AUTHORISED TO DECIDE ON NEW ISSUE OF
CLASS C AND/OR CLASS D PREFERENCE
SHARES IN CONJUNCTION WITH COMPANY
ACQUISITIONS
26 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO ADOPT A ZERO
VISION REGARDING WORKPLACE ACCIDENTS
WITHIN THE COMPANY
27 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS OF THE COMPANY TO
SET UP A WORKING GROUP TO IMPLEMENT
THIS THIS ZERO VISION
28 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: THAT THE RESULT
ANNUALLY SHALL BE REPORTED IN WRITING
TO THE ANNUAL GENERAL MEETING, AS A
SUGGESTION BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL
REPORT
29 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO ADOPT A
VISION ON ABSOLUTE EQUALITY BETWEEN
MEN AND WOMEN ON ALL LEVELS WITHIN THE
COMPANY
30 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS TO SET UP A WORKING
GROUP WITH THE TASK OF IMPLEMENTING
ALSO THIS VISION IN THE LONG TERM AS
WELL AS CLOSELY MONITOR THE
DEVELOPMENT ON BOTH THE EQUALITY AND
THE ET
31 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO ANNUALLY
SUBMIT A REPORT IN WRITING TO THE
ANNUAL GENERAL MEETING, AS A
SUGGESTION BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL
REPORT
32 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS TO TAKE NECESSARY
ACTION TO ESTABLISH A SHAREHOLDERS'
ASSOCIATION IN THE COMPANY
33 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO RESOLVE THAT
BOARD MEMBERS SHOULD NOT BE ALLOWED TO
INVOICE THEIR BOARD FEES FROM A LEGAL
ENTITY, SWEDISH OR FOREIGN
34 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: IN ADHERENCE TO
H) ABOVE INSTRUCT THE BOARD OF
DIRECTORS TO APPROACH THE COMPETENT
AUTHORITY (THE SWEDISH GOVERNMENT OR
THE SWEDISH TAX AGENCY) IN ORDER TO
DRAW ATTENTION TO THE NEED FOR AN
AMENDMENT
35 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO RESOLVE THAT
THE NOMINATION COMMITTEE IN PERFORMING
ITS DUTIES SHOULD PAY PARTICULAR
ATTENTION TO ISSUES ASSOCIATED WITH
ETHICS, GENDER AND ETHNICITY
36 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS TO APPROACH THE
GOVERNMENT OF SWEDEN IN ORDER TO CALL
ATTENTION TO THE NEED FOR THE LEGAL
FRAMEWORK MEANING THAT THE POSSIBILITY
OF "VOTING POWER DIFFERENCES" IS AB
37 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS TO APPROACH THE
GOVERNMENT OF SWEDEN IN ORDER TO DRAW
ATTENTION TO THE NEED FOR IMPLEMENTING
RULES ON A NATIONAL "COOL-OFF PERIOD"
FOR POLITICIANS
38 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION: TO INSTRUCT THE
BOARD OF DIRECTORS TO PREPARE A
PROPOSAL TO BE REFERRED TO THE ANNUAL
GENERAL MEETING 2018 - OR AT ANY
EXTRAORDINARY GENERAL MEETING HELD
PRIOR TO THAT - REGARDING
REPRESENTATION ON T
39 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION ON AMENDMENTS TO
THE ARTICLES OF ASSOCIATION (ARTICLE 6.
2)
40 SHAREHOLDER THORWALD ARVIDSSON'S FOR AGAINST Management
PROPOSAL FOR DECISION ON AMENDMENTS TO
THE ARTICLES OF ASSOCIATION (ARTICLE 9)
--------------------------------------------------------------------------------
RATOS AB, STOCKHOLM
Ticker: Security ID: W72177111
Meeting Date: JUN 14, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 THE BOARDS PROPOSAL FOR DECISION ON FOR FOR Management
APPROVAL REGARDING TRANSFER OF SHARES
IN THE SUBSIDIARY SOPHION BIOSCIENCE AS
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH
Ticker: Security ID: G74079107
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 APPROVE FINAL DIVIDEND FOR FOR Management
4 RE-ELECT ADRIAN BELLAMY AS DIRECTOR FOR FOR Management
5 RE-ELECT NICANDRO DURANTE AS DIRECTOR FOR FOR Management
6 RE-ELECT MARY HARRIS AS DIRECTOR FOR FOR Management
7 RE-ELECT ADRIAN HENNAH AS DIRECTOR FOR FOR Management
8 RE-ELECT KENNETH HYDON AS DIRECTOR FOR FOR Management
9 RE-ELECT RAKESH KAPOOR AS DIRECTOR FOR FOR Management
10 RE-ELECT PAMELA KIRBY AS DIRECTOR FOR FOR Management
11 RE-ELECT ANDRE LACROIX AS DIRECTOR FOR FOR Management
12 RE-ELECT CHRIS SINCLAIR AS DIRECTOR FOR FOR Management
13 RE-ELECT JUDITH SPRIESER AS DIRECTOR FOR FOR Management
14 RE-ELECT WARREN TUCKER AS DIRECTOR FOR FOR Management
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS
16 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
17 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
18 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
21 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH
Ticker: Security ID: G74079107
Meeting Date: MAY 31, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE ACQUISITION, ON THE TERMS SET FOR FOR Management
OUT IN THE MERGER AGREEMENT (BOTH AS
DEFINED IN THE CIRCULAR TO
SHAREHOLDERS DATED 5 MAY 2017 (THE
"CIRCULAR")), BE AND IS HEREBY
APPROVED AND THE DIRECTORS (OR A
COMMITTEE OF THE DIRECTORS) BE AND ARE
HEREBY AUTHORI
--------------------------------------------------------------------------------
RELX NV, AMSTERDAM
Ticker: Security ID: N7364X107
Meeting Date: APR 19, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 AMEND REMUNERATION POLICY FOR FOR Management
4 AMEND REMUNERATION POLICY RE: FOR FOR Management
LONG-TERM INCENTIVE PLAN
5 AMEND REMUNERATION POLICY RE: ANNUAL FOR FOR Management
INCENTIVE PLAN
7 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
8 APPROVE DIVIDENDS OF EUR 0.423 PER FOR FOR Management
SHARE
9 APPROVE DISCHARGE OF EXECUTIVE FOR FOR Management
DIRECTORS
10 APPROVE DISCHARGE OF NON-EXECUTIVE FOR FOR Management
DIRECTORS
11 RATIFY ERNST YOUNG AS AUDITOR FOR FOR Management
12 RE-ELECT ANTHONY HABGOOD AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
13 RE-ELECT WOLFHART HAUSER AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
14 RE-ELECT ADRIAN HENNAH AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
15 RE-ELECT MARIKE VAN LIER LELS AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
16 RE-ELECT ROBERT MACLEOD AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
17 RE-ELECT CAROL MILLS AS NON-EXECUTIVE FOR FOR Management
DIRECTOR
18 RE-ELECT LINDA SANFORD AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
19 RE-ELECT BEN VAN DER VEER AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
20 RE-ELECT ERIK ENGSTROM AS EXECUTIVE FOR FOR Management
DIRECTOR
21 RE-ELECT NICK LUFF AS EXECUTIVE FOR FOR Management
DIRECTOR
22 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
23 APPROVE CANCELLATION OF UP TO 50 FOR FOR Management
MILLION ORDINARY SHARES HELD IN
TREASURY
24 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
25 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES UNDER ITEM
12.A
--------------------------------------------------------------------------------
RELX PLC, LONDON
Ticker: Security ID: G74570121
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
8 RE-ELECT ERIK ENGSTROM AS A DIRECTOR FOR FOR Management
1 RECEIVE THE 2016 ANNUAL REPORT FOR FOR Management
2 APPROVE REMUNERATION POLICY REPORT FOR FOR Management
3 APPROVE AMENDMENTS TO LONG-TERM FOR FOR Management
INCENTIVE PLAN
4 APPROVE ANNUAL REMUNERATION REPORT FOR FOR Management
5 DECLARATION OF 2016 FINAL DIVIDEND FOR FOR Management
6 RE-APPOINTMENT OF AUDITORS FOR FOR Management
7 AUDITORS REMUNERATION FOR FOR Management
9 RE-ELECT ANTHONY HABGOOD AS A DIRECTOR FOR FOR Management
10 RE-ELECT WOLFHART HAUSER AS A DIRECTOR FOR FOR Management
11 RE-ELECT ADRIAN HENNAH AS A DIRECTOR FOR FOR Management
12 RE-ELECT MARIKE VAN LIER LELS AS A FOR FOR Management
DIRECTOR
13 RE-ELECT NICK LUFF AS A DIRECTOR FOR FOR Management
14 RE-ELECT ROBERT MACLEOD AS A DIRECTOR FOR FOR Management
15 RE-ELECT CAROL MILLS AS A DIRECTOR FOR FOR Management
16 RE-ELECT LINDA SANFORD AS A DIRECTOR FOR FOR Management
17 RE-ELECT BEN VAN DER VEER AS A DIRECTOR FOR FOR Management
18 AUTHORITY TO ALLOT SHARES FOR FOR Management
19 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
20 ADDITIONAL DISAPPLICATION OF FOR FOR Management
PRE-EMPTION RIGHTS
21 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
22 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
--------------------------------------------------------------------------------
RENAULT SA, BOULOGNE BILLANCOURT
Ticker: Security ID: F77098105
Meeting Date: JUN 15, 2017 Meeting Type: MIX
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016, SETTING
OF THE DIVIDEND AND ITS PAYMENT DATE
8 APPROVAL OF THE STATUTORY AUDITORS' FOR FOR Management
REPORT REGARDING THE REGULATED
AGREEMENTS AND COMMITMENTS GOVERNED BY
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 STATUTORY AUDITORS' REPORT ON THE FOR FOR Management
ITEMS USED TO DETERMINE THE
REMUNERATION OF EQUITY SECURITIES
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR CARLOS GHOSN, CHIEF
EXECUTIVE OFFICER OF THE COMPANY, FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
11 VOTE ON THE PRINCIPLES AND CRITERIA FOR FOR Management
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ALL
KINDS TO BE AWARDED TO THE CHIEF
EXECUTIVE OFFICER OF THE COMPANY FOR
THE
12 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
13 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING COMPANY'S TREASURY SHARES
14 AMENDMENT OF ARTICLE 11 OF THE COMPANY FOR FOR Management
BY-LAWS TO INDICATE THE PROVISIONS OF
THE ORDINANCE NO. 2014-948 OF 20
AUGUST 2014 ON GOVERNANCE AND
TRANSACTIONS IN THE CAPITAL OF
STATE-OWNED COMPANIES
15 RATIFICATION OF THE CO-OPTING OF MR FOR FOR Management
YASUHIRO YAMAUCHI AS DIRECTOR
APPOINTED UPON NISSAN'S PROPOSAL
16 RATIFICATION OF THE CO-OPTING AND FOR FOR Management
RENEWAL OF THE TERM OF MS YU SERIZAWA
AS DIRECTOR APPOINTED UPON NISSAN'S
PROPOSAL
17 APPOINTMENT OF MR PASCAL FAURE AS FOR FOR Management
DIRECTOR UPON THE STATE'S PROPOSAL
18 APPOINTMENT OF A NEW DIRECTOR - MS FOR FOR Management
MIRIEM BENSALAH CHAQROUN
19 APPOINTMENT OF A NEW DIRECTOR - MS FOR FOR Management
MARIE-ANNICK DARMAILLAC
20 APPOINTMENT OF A NEW DIRECTOR FOR FOR Management
REPLACING A RESIGNING DIRECTOR - MS
CATHERINE BARBA
21 CONDITIONAL RENEWAL OF THE TERM OF MR FOR FOR Management
BENOIT OSTERTAG AS DIRECTOR
REPRESENTING THE SHAREHOLDING EMPLOYEES
22 CONDITIONAL APPOINTMENT OF MR JULIEN FOR FOR Management
THOLLOT AS DIRECTOR REPRESENTING
SHAREHOLDING EMPLOYEES
23 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
RENGO CO.,LTD.
Ticker: Security ID: J64382104
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Otsubo, Kiyoshi FOR FOR Management
3 Appoint a Director Maeda, Moriaki FOR FOR Management
4 Appoint a Director Hasegawa, Ichiro FOR FOR Management
5 Appoint a Director Baba, Yasuhiro FOR FOR Management
6 Appoint a Director Sambe, Hiromi FOR FOR Management
7 Appoint a Director Ishida, Shigechika FOR FOR Management
8 Appoint a Director Kawamoto, Yosuke FOR FOR Management
9 Appoint a Director Hirano, Koichi FOR FOR Management
10 Appoint a Director Hori, Hirofumi FOR FOR Management
11 Appoint a Director Inoue, Sadatoshi FOR FOR Management
12 Appoint a Director Yokota, Mitsumasa FOR FOR Management
13 Appoint a Director Osako, Toru FOR FOR Management
14 Appoint a Director Hosokawa, Takeshi FOR FOR Management
15 Appoint a Director Okano, Yukio FOR FOR Management
16 Appoint a Director Nakano, Kenjiro FOR FOR Management
17 Appoint a Director Ebihara, Hiroshi FOR FOR Management
18 Appoint a Director Yokoyama, Shinichi FOR FOR Management
19 Appoint a Corporate Auditor Tsujimoto, FOR FOR Management
Kenji
20 Amend the Compensation to be received FOR FOR Management
by Directors
--------------------------------------------------------------------------------
RENTOKIL INITIAL PLC, CAMBERLEY
Ticker: Security ID: G7494G105
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE AUDITED FINANCIAL FOR FOR Management
STATEMENTS OF THE COMPANY AND THE
DIRECTORS' AND AUDITORS' REPORT THEREON
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT
3 TO DECLARE A FINAL DIVIDEND FOR FOR Management
4 TO ELECT CHRIS GEOGHEGAN AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT JOHN MCADAM AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT RICHARD BURROWS AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT ANDY RANSOM AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT ANGELA SEYMOUR-JACKSON AS FOR FOR Management
A DIRECTOR
9 TO RE-ELECT JULIE SOUTHERN AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT JEREMY TOWNSEND AS A FOR FOR Management
DIRECTOR
11 TO RE-APPOINT KPMG LLP AS AUDITOR FOR FOR Management
12 TO AUTHORISE THE DIRECTORS TO AGREE FOR FOR Management
THE AUDITOR'S REMUNERATION
13 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
14 TO DISAPPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS
15 TO DISAPPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS - ADDITIONAL 5 PER CENT
16 TO AUTHORISE THE DIRECTORS TO MAKE FOR FOR Management
MARKET PURCHASES OF THE COMPANY'S OWN
SHARES
17 TO AUTHORISE THE MAKING OF POLITICAL FOR FOR Management
DONATIONS
18 TO AUTHORISE THE CALLING OF A GENERAL FOR FOR Management
MEETING (OTHER THAN AN ANNUAL GENERAL
MEETING) ON 14 DAYS' CLEAR NOTICE
--------------------------------------------------------------------------------
REPSOL S.A
Ticker: Security ID: E8471S130
Meeting Date: MAY 18, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 REVIEW AND APPROVAL, IF APPROPRIATE , FOR FOR Management
OF THE ANNUAL FINANCIAL STATEMENTS AND
MANAGEMENT REPORT OF REPSOL, S.A., THE
CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS AND CONSOLIDATED MANAGEMENT
REPORT, FOR FISCAL YEAR ENDED 31
DECEMBER 2016
3 REVIEW AND APPROVAL, IF APPROPRIATE , FOR FOR Management
OF THE PROPOSED RESULTS ALLOCATION FOR
2016
4 REVIEW AND APPROVAL, IF APPROPRIATE , FOR FOR Management
OF THE MANAGEMENT OF THE BOARD OF
DIRECTORS OF REPSOL, S.A. DURING 2016
5 RENEW APPOINTMENT OF DELOITTE AS FOR FOR Management
AUDITOR FOR FY 2017
6 APPOINT PRICEWATERHOUSECOOPERS AS FOR FOR Management
AUDITOR FOR FY 2018, 2019 AND 2020
7 INCREASE OF SHARE CAPITAL IN AN AMOUNT FOR FOR Management
DETERMINABLE PURSUANT TO THE TERMS OF
THE RESOLUTION, BY ISSUING NEW COMMON
SHARES HAVING A PAR VALUE OF ONE 1
EURO EACH, OF THE SAME CLASS AND
SERIES AS THOSE CURRENTLY IN
CIRCULATION, CHARGED TO VOLUNTARY
RESERVES,
8 SECOND CAPITAL INCREASE IN AN AMOUNT FOR FOR Management
DETERMINABLE PURSUANT TO THE TERMS OF
THE RESOLUTION, BY ISSUING NEW COMMON
SHARES HAVING A PAR VALUE OF ONE EURO
EACH, OF THE SAME CLASS AND SERIES AS
THOSE CURRENTLY IN CIRCULATION,
CHARGED TO VOLUNTARY RESERVES, OFF
9 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
ON THE POWER TO ISSUE FIXED INCOME,
CONVERTIBLE AND OR EXCHANGEABLE
SECURITIES FOR COMPANY SHARES, AS WELL
AS WARRANTS, OPTIONS TO SUBSCRIBE NEW
SHARES OR ACQUIRE CIRCULATING COMPANY
SHARES. SETTING OF CRITERIA TO DETE
10 RE-ELECTION OF MR. RENE DAHAN AS FOR FOR Management
DIRECTOR
11 RE-ELECTION OF MR. MANUEL MANRIQUE FOR FOR Management
CECILIA AS DIRECTOR
12 RE-ELECTION OF MR. LUIS SUAREZ DE LEZO FOR FOR Management
MANTILLA AS DIRECTOR
13 RATIFICATION OF THE APPOINTMENT BY FOR FOR Management
COOPTATION AND RE-ELECTION AS DIRECTOR
OF MR. ANTONIO MASSANELL LAVILLA
14 APPOINTMENT OF MS. MARIA TERESA FOR FOR Management
BALLESTER FORNES AS DIRECTOR
15 APPOINTMENT OF MS. ISABEL TORREMOCHA FOR FOR Management
FERREZUELO AS DIRECTOR
16 APPOINTMENT OF MR. MARIANO MARZO FOR FOR Management
CARPIO AS DIRECTOR
17 ADVISORY VOTE ON THE REPSOL, S.A. FOR FOR Management
ANNUAL REPORT ON DIRECTORS
REMUNERATION FOR 2016
18 IMPLEMENTATION OF A COMPENSATION FOR FOR Management
SYSTEM REFERRED TO THE SHARE VALUE FOR
THE CEO OF THE COMPANY
19 APPROVAL, IF APPROPRIATE, OF THE FOR FOR Management
INCLUSION OF A TARGET RELATED TO THE
PERFORMANCE OF TOTAL SHAREHOLDER
RETURNS IN THE 2017 2020 LONG TERM
MULTI YEAR VARIABLE REMUNERATION PLAN
20 APPROVAL, IF APPROPRIATE, OF THE FOR FOR Management
DELIVERING OF SHARES TO THE EXECUTIVE
DIRECTORS IN PARTIAL PAYMENT OF THEIR
REMUNERATION UNDER THE LONG TERM MULTI
YEAR REMUNERATION PLANS
21 EXAMINATION AND APPROVAL, IF FOR FOR Management
APPROPRIATE, OF THE REMUNERATION
POLICY FOR DIRECTORS OF REPSOL, S.A.
2018 TO 2020
22 DELEGATION OF POWERS TO INTERPRET, FOR FOR Management
SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY
AND FORMALIZE THE RESOLUTIONS ADOPTED
BY THE GENERAL SHAREHOLDERS MEETING
--------------------------------------------------------------------------------
RESONA HOLDINGS, INC.
Ticker: Security ID: J6448E106
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to Class 6 Preferred
Shares
3 Appoint a Director Higashi, Kazuhiro FOR FOR Management
4 Appoint a Director Kan, Tetsuya FOR FOR Management
5 Appoint a Director Hara, Toshiki FOR FOR Management
6 Appoint a Director Isono, Kaoru FOR FOR Management
7 Appoint a Director Arima, Toshio FOR FOR Management
8 Appoint a Director Sanuki, Yoko FOR FOR Management
9 Appoint a Director Urano, Mitsudo FOR FOR Management
10 Appoint a Director Matsui, Tadamitsu FOR FOR Management
11 Appoint a Director Sato, Hidehiko FOR FOR Management
12 Appoint a Director Baba, Chiharu FOR FOR Management
13 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Submission to the
Bank of Japan of Written Request to
Not Further Negative Interest Rate
Policy)
14 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Individual
Disclosure of Remuneration of Officers
)
15 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Separation of Roles
of Chairman of the Board of Directors
and Chief Executive Officer)
16 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Creation of System
Permitting Reinstatement of Employee
of the Company after Standing for
National or Local Election)
17 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Exercise of Voting
Rights of Shares Held for Strategic
Reasons)
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Disclosure of Policy
and Results of Officer Training)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision Regarding
Communication between Shareholders and
Directors and Relevant Handling)
20 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Provision Regarding
the Structure Allowing Shareholders to
Recommend Candidates for Directors to
the Nominating Committee and Equal
Treatment)
21 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Description in
Convocation Notice, Etc. of
Shareholder's Proposals with the
Maximum of At Least 100)
22 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Contact Point within the Audit
Committee for Whistle-blowing)
23 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Holding of
Management Meetings by Outside
Directors Only Not Involving
Representative Executive Officers)
24 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Special Positions and Quota for
Promotion to Regular Positions and
Managers for Previous Graduates for
Women, Etc. Who Suffered Interruption
of Business Career by Childbirth or
Child
25 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Prohibition of
Discrimination against Activist
Investors)
26 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Special Committee Regarding the
Company's Expressing Opinion on Series
of Acts by Mr. Katsutoshi Kaneda,
Minister of Justice)
27 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Special Investigation Committee
Regarding Loans to Kabushiki Kaisha
Kenko)
28 Shareholder Proposal: Remove a AGAINST AGAINST Shareholder
Director Urano, Mitsudo
29 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Establishment of
Special Investigation Committee
Regarding Director Mitsudo Urano)
30 Shareholder Proposal: Appoint a AGAINST AGAINST Shareholder
Director Lucian Bebchuk
--------------------------------------------------------------------------------
REXEL SA, PARIS
Ticker: Security ID: F7782J366
Meeting Date: MAY 23, 2017 Meeting Type: MIX
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
PAYMENT OF DIVIDEND
8 APPROVAL OF AGREEMENTS PURSUANT TO FOR FOR Management
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE DEFINED BENEFIT FOR FOR Management
RETIREMENT COMMITMENTS IN FAVOUR OF MR
PATRICK BERARD REFERRED TO IN ARTICLE
L.225-42-1 OF THE FRENCH COMMERCIAL
CODE
10 APPROVAL OF THE COMMITMENTS IN FAVOUR FOR FOR Management
OF MRS CATHERINE GUILLOUARD IN THE
EVENT OF TERMINATION OR CHANGE OF HER
TERM REFERRED TO IN ARTICLE L.225-42-1
OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND TO BE ALLOCATED TO THE GENERAL
MANAGER
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KINDS TO BE ALLOCATED TO THE DEPUTY
GENERAL MANAGER
13 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KINDS TO BE ALLOCATED TO THE CHAIRMAN
OF THE BOARD OF DIRECTORS
14 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR RUDY PROVOOST, CHIEF
EXECUTIVE OFFICER FOR UP TO 30 JUNE
2016, FOR THE 2016 FINANCIAL YEAR
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PATRICK BERARD, GENERAL
MANAGER, SINCE 1ST JULY 2016, FOR THE
2016 FINANCIAL YEAR
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS CATHERINE GUILLOUARD,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
17 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCOIS HENROT, CHAIRMAN
OF THE BOARD OF DIRECTORS FROM 1ST
JULY 2016 TO 30 SEPTEMBER 2016, FOR
THE 2016 FINANCIAL YEAR
18 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR IAN MEAKINS, CHAIRMAN OF
THE BOARD OF DIRECTORS SINCE 1ST
OCTOBER 2016, FOR THE 2016 FINANCIAL
YEAR
19 RATIFICATION OF THE CO-OPTING OF MR FOR FOR Management
IAN MEAKINS AS DIRECTOR
20 RENEWAL OF THE TERM OF MR IAN MEAKINS FOR FOR Management
AS DIRECTOR
21 RENEWAL OF TERM OF MR FRANCOIS HENROT FOR FOR Management
AS DIRECTOR
22 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
AGNES TOURAINE AS DIRECTOR
23 APPOINTMENT OF MR PATRICK BERARD AS FOR FOR Management
DIRECTOR
24 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN
COMPANY'S SHARES
25 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES
WHICH ARE EQUITY SECURITIES GRANTING
ACCESS TO OTHER EQUITY SECURITIES O
27 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
MEANS OF PUBLIC OFFER, COMMON SHARES
OR TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS
28 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
MEANS OF AN OFFER REFERRED TO IN
ARTICLE L.411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE,
COMM
29 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE AMOUNT OF ISSUANCES COMPLETED WITH
OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
PURSUANT TO THE TWENTY-SECOND,
TWENTY-THIRD AND TWENTY-FOURTH
RESOLUTIONS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO SET THE ISSUE
PRICE OF COMMON SHARES OR TRANSFERABLE
SECURITIES WHICH ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES, OR
31 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL, UP TO THE LIMIT OF
10% OF THE SHARE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRI
32 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GRANTING THE RIGHT TO THE ALLO
33 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OR GRANTING
THE RIGHT TO THE ALLOCATION OF DEBT
SECURITI
34 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE SHARE CAPITAL
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR ANY OTHER AMOUNT WHOSE
CAPITALISATION MAY BE ALLOWED
35 AMENDMENT OF ARTICLE 19.2 OF THE FOR FOR Management
COMPANY BY-LAWS REGARDING THE AGE
LIMIT FOR PERFORMING THE TERM OF
GENERAL MANAGER
36 AMENDMENT OF ARTICLE 16.2 OF THE FOR FOR Management
COMPANY BY-LAWS REGARDING THE AGE
LIMIT FOR PERFORMING THE TERM OF
CHAIRMAN OF THE BOARD OF DIRECTORS
37 AMENDMENT OF ARTICLE 14 OF THE COMPANY FOR FOR Management
BY-LAWS TO ADD PARAGRAPH NO. 7
REGARDING THE APPOINTMENT OF DIRECTORS
REPRESENTING EMPLOYEES
38 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
PAYMENT OF DIVIDEND
8 APPROVAL OF AGREEMENTS PURSUANT TO FOR FOR Management
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE DEFINED BENEFIT FOR FOR Management
RETIREMENT COMMITMENTS IN FAVOUR OF MR
PATRICK BERARD REFERRED TO IN ARTICLE
L.225-42-1 OF THE FRENCH COMMERCIAL
CODE
10 APPROVAL OF THE COMMITMENTS IN FAVOUR FOR FOR Management
OF MRS CATHERINE GUILLOUARD IN THE
EVENT OF TERMINATION OR CHANGE OF HER
TERM REFERRED TO IN ARTICLE L.225-42-1
OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND TO BE ALLOCATED TO THE GENERAL
MANAGER
12 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KINDS TO BE ALLOCATED TO THE DEPUTY
GENERAL MANAGER
13 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KINDS TO BE ALLOCATED TO THE CHAIRMAN
OF THE BOARD OF DIRECTORS
14 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR RUDY PROVOOST, CHIEF
EXECUTIVE OFFICER FOR UP TO 30 JUNE
2016, FOR THE 2016 FINANCIAL YEAR
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PATRICK BERARD, GENERAL
MANAGER, SINCE 1ST JULY 2016, FOR THE
2016 FINANCIAL YEAR
16 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MS CATHERINE GUILLOUARD,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
17 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR FRANCOIS HENROT, CHAIRMAN
OF THE BOARD OF DIRECTORS FROM 1ST
JULY 2016 TO 30 SEPTEMBER 2016, FOR
THE 2016 FINANCIAL YEAR
18 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR IAN MEAKINS, CHAIRMAN OF
THE BOARD OF DIRECTORS SINCE 1ST
OCTOBER 2016, FOR THE 2016 FINANCIAL
YEAR
19 RATIFICATION OF THE CO-OPTING OF MR FOR FOR Management
IAN MEAKINS AS DIRECTOR
20 RENEWAL OF THE TERM OF MR IAN MEAKINS FOR FOR Management
AS DIRECTOR
21 RENEWAL OF TERM OF MR FRANCOIS HENROT FOR FOR Management
AS DIRECTOR
22 RATIFICATION OF THE CO-OPTING OF MS FOR FOR Management
AGNES TOURAINE AS DIRECTOR
23 APPOINTMENT OF MR PATRICK BERARD AS FOR FOR Management
DIRECTOR
24 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN
COMPANY'S SHARES
25 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES
WHICH ARE EQUITY SECURITIES GRANTING
ACCESS TO OTHER EQUITY SECURITIES O
27 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
MEANS OF PUBLIC OFFER, COMMON SHARES
OR TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS
28 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
MEANS OF AN OFFER REFERRED TO IN
ARTICLE L.411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE,
COMM
29 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE AMOUNT OF ISSUANCES COMPLETED WITH
OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
PURSUANT TO THE TWENTY-SECOND,
TWENTY-THIRD AND TWENTY-FOURTH
RESOLUTIONS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO SET THE ISSUE
PRICE OF COMMON SHARES OR TRANSFERABLE
SECURITIES WHICH ARE EQUITY SECURITIES
GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES, OR
31 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO DECIDE UPON
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL, UP TO THE LIMIT OF
10% OF THE SHARE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRI
32 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING COMMON SHARES
OR TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GRANTING THE RIGHT TO THE ALLO
33 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES WHICH ARE
EQUITY SECURITIES GRANTING ACCESS TO
OTHER EQUITY SECURITIES OR GRANTING
THE RIGHT TO THE ALLOCATION OF DEBT
SECURITI
34 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE SHARE CAPITAL
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR ANY OTHER AMOUNT WHOSE
CAPITALISATION MAY BE ALLOWED
35 AMENDMENT OF ARTICLE 19.2 OF THE FOR FOR Management
COMPANY BY-LAWS REGARDING THE AGE
LIMIT FOR PERFORMING THE TERM OF
GENERAL MANAGER
36 AMENDMENT OF ARTICLE 16.2 OF THE FOR FOR Management
COMPANY BY-LAWS REGARDING THE AGE
LIMIT FOR PERFORMING THE TERM OF
CHAIRMAN OF THE BOARD OF DIRECTORS
37 AMENDMENT OF ARTICLE 14 OF THE COMPANY FOR FOR Management
BY-LAWS TO ADD PARAGRAPH NO. 7
REGARDING THE APPOINTMENT OF DIRECTORS
REPRESENTING EMPLOYEES
38 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
RHEINMETALL AG, DUESSELDORF
Ticker: Security ID: D65111102
Meeting Date: MAY 09, 2017 Meeting Type: Annual General Meeting
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT. THE
DISTRIBUTABLE PROFIT OF EUR 65,000,000
SHALL BE APPROPRIATED AS FOLLOWS:
PAYMENT OF A DIVIDEND OF EUR 1.45 PER
NO-PAR SHARE EUR 3,102,310.10 SHALL BE
ALLOCATED TO THE REVENUE RESERVES
EX-DIV
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS FOR THE 2017 FOR FOR Management
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, DUSSELDORF
9 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
SUSANNE HANNEMANN
10 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
ANDREAS GEORGI
11 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
FRANZ JOSEF JUNG
12 ELECTION TO THE SUPERVISORY BOARD: FOR FOR Management
KLAUS DRAEGER
--------------------------------------------------------------------------------
RHOEN-KLINIKUM AG, BAD NEUSTADT
Ticker: Security ID: D6530N119
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.35 PER SHARE
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER MARTIN SIEBERT FOR FISCAL 2016
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER BERND GRIEWING FOR FISCAL 2016
8 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
MEMBER MARTIN MENGER FOR FISCAL 2016
9 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER EUGEN MUENCH FOR FISCAL 2016
10 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER GEORG SCHULZE-ZIEHAUS FOR
FISCAL 2016
11 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER WOLFGANG MUENDEL FOR FISCAL 2016
12 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER PETER BERGHOEFER FOR FISCAL 2016
13 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER BETTINA BOETTCHER FOR FISCAL
2016
14 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER BJOERN BORGMANN FOR FISCAL 2016
15 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER LUDWIG GEORG BRAUN FOR FISCAL
2016
16 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER GERHARD EHNINGER FOR FISCAL 2016
17 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER STEFAN HAERTEL FOR FISCAL 2016
18 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER KLAUS HANSCHUR FOR FISCAL 2016
19 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER STEPHAN HOLZINGER FOR FISCAL
2016
20 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER MEIKE JAEGER FOR FISCAL 2016
21 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER BRIGITTE MOHN FOR FISCAL 2016
22 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER CHRISTINE REISSNER FOR FISCAL
2016
23 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER EVELIN SCHIEBEL FOR FISCAL 2016
24 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
MEMBER KATRIN VERNAU FOR FISCAL 2016
25 ELECT ANNETTE BELLER TO THE FOR FOR Management
SUPERVISORY BOARD
26 AUTHORIZE SHARE REPURCHASE PROGRAM AND FOR FOR Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
27 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
--------------------------------------------------------------------------------
RICOH COMPANY,LTD.
Ticker: Security ID: J64683105
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Corporate Auditor Osawa, FOR FOR Management
Hiroshi
4 Appoint a Corporate Auditor Ota, Yo FOR FOR Management
5 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC
Ticker: Security ID: Q81437107
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RECEIPT OF THE 2016 ANNUAL REPORT FOR FOR Management
3 APPROVAL OF THE DIRECTORS' REPORT ON FOR FOR Management
REMUNERATION AND REMUNERATION
COMMITTEE CHAIRMAN'S LETTER
4 APPROVAL OF THE REMUNERATION REPORT FOR FOR Management
5 APPROVAL OF POTENTIAL TERMINATION FOR FOR Management
BENEFITS
6 TO RE-ELECT MEGAN CLARK AS A DIRECTOR FOR FOR Management
7 TO ELECT DAVID CONSTABLE AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT JAN DU PLESSIS AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR FOR FOR Management
10 TO ELECT SIMON HENRY AS A DIRECTOR, FOR FOR Management
EFFECTIVE AS OF 1 JULY 2017
11 TO ELECT JEAN-SEBASTIEN JACQUES AS A FOR FOR Management
DIRECTOR
12 TO ELECT SAM LAIDLAW AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT MICHAEL L'ESTRANGE AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT CHRIS LYNCH AS A DIRECTOR FOR FOR Management
15 TO RE-ELECT PAUL TELLIER AS A DIRECTOR FOR FOR Management
16 TO RE-ELECT SIMON THOMPSON AS A FOR FOR Management
DIRECTOR
17 TO RE-ELECT JOHN VARLEY AS A DIRECTOR FOR FOR Management
18 RE-APPOINTMENT OF AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
19 REMUNERATION OF AUDITORS FOR FOR Management
20 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
21 RENEWAL OF OFF-MARKET AND ON-MARKET FOR FOR Management
SHARE BUY-BACK AUTHORITIES
--------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC
Ticker: Security ID: Q81437107
Meeting Date: JUN 29, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLUTION FOR THE APPROVAL OF THE FOR FOR Management
PROPOSED DISPOSAL OF COAL & ALLIED
INDUSTRIES LIMITED AS SET OUT MORE
FULLY IN THE NOTICE OF GENERAL MEETING
IN THE DOCUMENT SENT TO SHAREHOLDERS
DATED 19 MAY 2017 AND ACCOMPANYING
THIS PROXY FORM
--------------------------------------------------------------------------------
RIO TINTO PLC, LONDON
Ticker: Security ID: G75754104
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RECEIPT OF THE 2016 ANNUAL REPORT FOR FOR Management
3 APPROVAL OF THE DIRECTORS' REPORT ON FOR FOR Management
REMUNERATION AND REMUNERATION
COMMITTEE CHAIRMAN'S LETTER
4 APPROVAL OF THE REMUNERATION REPORT FOR FOR Management
5 APPROVAL OF POTENTIAL TERMINATION FOR FOR Management
BENEFITS
6 TO RE-ELECT MEGAN CLARK AS A DIRECTOR FOR FOR Management
7 TO ELECT DAVID CONSTABLE AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT JAN DU PLESSIS AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR FOR FOR Management
10 TO ELECT SIMON HENRY AS A DIRECTOR, FOR FOR Management
EFFECTIVE AS OF 1 JULY 2017
11 TO ELECT JEAN-SEBASTIEN JACQUES AS A FOR FOR Management
DIRECTOR
12 TO ELECT SAM LAIDLAW AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT MICHAEL L'ESTRANGE AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT CHRIS LYNCH AS A DIRECTOR FOR FOR Management
15 TO RE-ELECT PAUL TELLIER AS A DIRECTOR FOR FOR Management
16 TO RE-ELECT SIMON THOMPSON AS A FOR FOR Management
DIRECTOR
17 TO RE-ELECT JOHN VARLEY AS A DIRECTOR FOR FOR Management
18 RE-APPOINTMENT OF AUDITOR: FOR FOR Management
PRICEWATERHOUSECOOPERS LLP
19 REMUNERATION OF AUDITORS FOR FOR Management
20 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
21 GENERAL AUTHORITY TO ALLOT SHARES FOR FOR Management
22 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
23 AUTHORITY TO PURCHASE RIO TINTO PLC FOR FOR Management
SHARES
24 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
OTHER THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------
RIO TINTO PLC, LONDON
Ticker: Security ID: G75754104
Meeting Date: JUN 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT THE TRANSACTION, ON THE TERMS AND FOR FOR Management
SUBJECT TO THE CONDITIONS SET OUT IN
THE SPA AND THE OTHER TRANSACTION
DOCUMENTS (AS EACH TERM IS DEFINED IN
THE CIRCULAR TO RIO TINTO PLC
SHAREHOLDERS DATED 19 MAY 2017), BE
AND IS HEREBY APPROVED AND THE
DIRECTORS
--------------------------------------------------------------------------------
RIOCAN REAL ESTATE INVESTMENT TRUST
Ticker: RIOCF Security ID: 766910103
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RE-APPOINTMENT OF ERNST & YOUNG FOR FOR Management
LLP AS AUDITORS OF THE TRUST AND
AUTHORIZATION OF THE TRUST'S BOARD OF
TRUSTEES TO FIX THE AUDITORS'
REMUNERATION.
3 THE NON-BINDING SAY-ON-PAY ADVISORY FOR FOR Management
RESOLUTION SET FORTH IN THE MANAGEMENT
INFORMATION CIRCULAR ON THE TRUST'S
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON
Ticker: Security ID: G76225104
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE STRATEGIC REPORT, THE FOR FOR Management
DIRECTORS' REPORT AND THE AUDITED
FINANCIAL STATEMENTS FOR THE YEAR
ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO ELECT STEPHEN DAINTITH AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 TO RE-ELECT IAN DAVIS AS A DIRECTOR OF FOR FOR Management
THE COMPANY (MEMBER OF NOMINATIONS &
GOVERNANCE COMMITTEE, CHAIRMAN OF
COMMITTEE AND CHAIRMAN OF THE COMPANY)
6 TO RE-ELECT WARREN EAST CBE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT LEWIS BOOTH CBE AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
AUDIT COMMITTEE, CHAIRMAN OF COMMITTEE
MEMBER OF NOMINATIONS & GOVERNANCE
COMMITTEE AND MEMBER OF SCIENCE &
TECHNOLOGY COMMITTEE)
8 TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR FOR FOR Management
OF THE COMPANY (MEMBER OF AUDIT
COMMITTEE, MEMBER OF REMUNERATION
COMMITTEE CHAIRMAN OF COMMITTEE, AND
SCIENCE & TECHNOLOGY COMMITTEE)
9 TO RE-ELECT SIR FRANK CHAPMAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
NOMINATIONS & GOVERNANCE COMMITTEE,
MEMBER OF REMUNERATION COMMITTEE,
MEMBER OF SAFETY & ETHICS COMMITTEE
AND CHAIRMAN OF COMMITTEE)
10 TO RE-ELECT IRENE DORNER AS A DIRECTOR FOR FOR Management
OF THE COMPANY (MEMBER OF AUDIT
COMMITTEE, MEMBER OF NOMINATIONS &
GOVERNANCE COMMITTEE AND MEMBER OF
SAFETY & ETHICS COMMITTEE)
11 TO RE-ELECT LEE HSIEN YANG AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
AUDIT COMMITTEE, MEMBER OF NOMINATIONS
& GOVERNANCE COMMITTEE AND MEMBER OF
SAFETY & ETHICS COMMITTEE)
12 TO RE-ELECT BRADLEY SINGER AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
SCIENCE & TECHNOLOGY COMMITTEE)
13 TO RE-ELECT SIR KEVIN SMITH AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
NOMINATIONS & GOVERNANCE COMMITTEE,
MEMBER OF REMUNERATION COMMITTEE,
MEMBER OF SCIENCE & TECHNOLOGY
COMMITTEE AND CHAIRMAN OF COMMITTEE)
14 TO RE-ELECT JASMIN STAIBLIN AS A FOR FOR Management
DIRECTOR OF THE COMPANY (MEMBER OF
NOMINATIONS & GOVERNANCE COMMITTEE AND
MEMBER OF SCIENCE & TECHNOLOGY
COMMITTEE)
15 TO RE-APPOINT KPMG LLP AS THE FOR FOR Management
COMPANY'S AUDITOR: THAT KPMG LLP BE
RE-APPOINTED AS THE COMPANY'S AUDITOR
TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH
FINANCIAL STATEMENTS ARE LAID
16 TO AUTHORISE THE AUDIT COMMITTEE, ON FOR FOR Management
BEHALF OF THE BOARD, TO DETERMINE THE
AUDITOR'S REMUNERATION
17 TO AUTHORISE PAYMENTS TO SHAREHOLDERS FOR FOR Management
18 TO AUTHORISE POLITICAL DONATIONS AND FOR FOR Management
POLITICAL EXPENDITURE
19 TO APPROVE THE ROLLS-ROYCE LONG-TERM FOR FOR Management
INCENTIVE PLAN
20 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
21 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
22 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN ORDINARY SHARES
23 TO ADOPT THE NEW ARTICLES OF FOR FOR Management
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITOR
3 SHAREHOLDER ADVISORY VOTE ON THE FOR FOR Management
BANK'S APPROACH TO EXECUTIVE
COMPENSATION
4 SHAREHOLDER PROPOSAL NO. 1 AGAINST AGAINST Shareholder
5 SHAREHOLDER PROPOSAL NO. 2 AGAINST AGAINST Shareholder
6 SHAREHOLDER PROPOSAL NO. 3 AGAINST AGAINST Shareholder
7 SHAREHOLDER PROPOSAL NO. 4 AGAINST AGAINST Shareholder
8 SHAREHOLDER PROPOSAL NO. 5 AGAINST AGAINST Shareholder
9 SHAREHOLDER PROPOSAL NO. 6 AGAINST AGAINST Shareholder
10 SHAREHOLDER PROPOSAL NO. 7 AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC, EDINBURGH
Ticker: Security ID: G7S86Z172
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2016 REPORT AND ACCOUNTS FOR FOR Management
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY IN THE DIRECTORS' REMUNERATION
REPORT
3 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION IN THE DIRECTORS'
REMUNERATION REPORT
4 TO RE-ELECT HOWARD DAVIES AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT ROSS MCEWAN AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT EWEN STEVENSON AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT SANDY CROMBIE AS A DIRECTOR FOR FOR Management
8 TO ELECT FRANK DANGEARD AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT ALISON DAVIS AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT MORTEN FRIIS AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT ROBERT GILLESPIE AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT PENNY HUGHES AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT BRENDAN NELSON AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT BARONESS NOAKES AS A FOR FOR Management
DIRECTOR
15 TO RE-ELECT MIKE ROGERS AS A DIRECTOR FOR FOR Management
16 TO ELECT MARK SELIGMAN AS A DIRECTOR FOR FOR Management
17 TO RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF THE COMPANY
18 TO AUTHORISE THE GROUP AUDIT COMMITTEE FOR FOR Management
TO FIX THE REMUNERATION OF THE AUDITORS
19 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT SHARES IN THE COMPANY
20 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT EQUITY SECURITIES ON A
NON-PRE-EMPTIVE BASIS IN CONNECTION
WITH AN OFFER OR ISSUE OF EQUITY
SECURITIES
21 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT EQUITY SECURITIES ON A
NON-PRE-EMPTIVE BASIS IN CONNECTION
WITH THE PURPOSES OF FINANCING A
TRANSACTION OR CAPITAL INVESTMENT
22 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT ORDINARY SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO ORDINARY SHARES IN
RELATION TO EQUITY CONVERTIBLE NOTES
23 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT EQUITY SECURITIES ON A
NON-PRE-EMPTIVE BASIS IN CONNECTION
WITH EQUITY CONVERTIBLE NOTES
24 TO RENEW THE AUTHORITY TO PERMIT THE FOR FOR Management
HOLDING OF GENERAL MEETINGS OF THE
COMPANY AT 14 CLEAR DAYS' NOTICE
25 TO RENEW THE AUTHORITY IN RESPECT OF FOR FOR Management
POLITICAL DONATIONS AND EXPENDITURE BY
THE COMPANY IN TERMS OF SECTION 366 OF
THE COMPANIES ACT 2006
26 TO RENEW THE AUTHORITY FOR THE COMPANY FOR FOR Management
TO PURCHASE ITS OWN SHARES ON A
RECOGNISED INVESTMENT EXCHANGE
27 TO CANCEL THE SHARE PREMIUM ACCOUNT FOR FOR Management
AND THE CAPITAL REDEMPTION RESERVE
28 TO RENEW THE COMPANY'S EXISTING SHARE FOR FOR Management
SAVE PLAN
--------------------------------------------------------------------------------
ROYAL BOSKALIS WESTMINSTER N.V.
Ticker: Security ID: N14952266
Meeting Date: AUG 17, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 AMEND ARTICLES RE: CANCELLATION OF FOR FOR Management
VOLUNTARY LARGE COMPANY REGIME,
REDUCTION OF AUTHORIZED CAPITAL AND
NOMINAL VALUE PER SHARE, AND REFLECT
OTHER CHANGES
3 DECREASE SHARE CAPITAL THROUGH FOR FOR Management
DECREASE OF PAR VALUE PER SHARE
--------------------------------------------------------------------------------
ROYAL BOSKALIS WESTMINSTER N.V.
Ticker: Security ID: N14952266
Meeting Date: NOV 10, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 IT IS PROPOSED TO APPOINT MS.I.HAAIJER FOR FOR Management
AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN
ARTICLE 2:158 PARAGRAPH 5, SECTION 2:
142 PARAGRAPH 3 OF THE DUTCH CIVIL
CODE ARE AVAILABLE FOR THE GENERAL
MEETING OF SHAREHOLDERS. THE APPOINTMEN
--------------------------------------------------------------------------------
ROYAL BOSKALIS WESTMINSTER N.V.
Ticker: Security ID: N14952266
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 DISCUSSION AND ADOPTION OF THE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2016
7 DIVIDEND PROPOSAL: IN THAT FRAMEWORK FOR FOR Management
THE PROPOSAL WILL BE SUBMITTED TO THE
AGM TO DISTRIBUTE A DIVIDEND OF EUR 1.
00 PER SHARE IN THE FORM OF ORDINARY
SHARES IN THE COMPANY, UNLESS A
SHAREHOLDER OPTS TO RECEIVE CASH
DIVIDEND
8 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF MANAGEMENT IN RESPECT OF THE
MANAGEMENT ACTIVITIES OF THE BOARD OF
MANAGEMENT OVER THE PAST FINANCIAL YEAR
9 DISCHARGE OF THE MEMBERS OF THE FOR FOR Management
SUPERVISORY BOARD FOR THE SUPERVISION
OF THE MANAGEMENT ACTIVITIES OF THE
BOARD OF MANAGEMENT OVER THE PAST
FINANCIAL YEAR
10 AUTHORIZATION TO THE BOARD OF FOR FOR Management
MANAGEMENT TO HAVE THE COMPANY ACQUIRE
SHARES IN THE CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON
Ticker: Security ID: G7690A100
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF ANNUAL REPORT AND ACCOUNTS FOR FOR Management
2 APPROVAL OF DIRECTORS REMUNERATION FOR FOR Management
POLICY
3 APPROVAL OF DIRECTORS REMUNERATION FOR FOR Management
REPORT
4 APPOINTMENT OF CATHERINE HUGHES AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 APPOINTMENT OF ROBERTO SETUBAL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 REAPPOINT BEN VAN BEURDEN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 REAPPOINT GUY ELLIOTT AS A DIRECTOR OF FOR FOR Management
THE COMPANY
8 REAPPOINT EULEEN GOH AS A DIRECTOR OF FOR FOR Management
THE COMPANY
9 REAPPOINT CHARLES O HOLLIDAY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 REAPPOINT GERARD KLEISTERLEE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 REAPPOINT SIR NIGEL SHEINWALD AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 REAPPOINT LINDA G STUNTZ AS A DIRECTOR FOR FOR Management
OF THE COMPANY
13 REAPPOINT JESSICA UHL AS A DIRECTOR OF FOR FOR Management
THE COMPANY
14 REAPPOINT HANS WIJERS AS A DIRECTOR OF FOR FOR Management
THE COMPANY
15 REAPPOINT GERRIT ZALM AS A DIRECTOR OF FOR FOR Management
THE COMPANY
16 REAPPOINTMENT OF AUDITOR: ERNST & FOR FOR Management
YOUNG LLP
17 REMUNERATION OF AUDITOR FOR FOR Management
18 AUTHORITY TO ALLOT SHARES FOR FOR Management
19 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
20 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
21 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: THE COMPANY HAS
RECEIVED NOTICE PURSUANT TO THE UK
COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE
6 AND INCORPORATED HEREIN BY WAY OF
REFERENCE AT THE COMPANY'S 2017
--------------------------------------------------------------------------------
ROYAL MAIL PLC, LONDON
Ticker: Security ID: G7368G108
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORTS OF THE FOR FOR Management
DIRECTORS AND THE AUDITORS AND THE
AUDITED ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 27 MARCH 2016
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT FOR THE FINANCIAL YEAR ENDED 27
MARCH 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT PETER LONG AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT MOYA GREENE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO RE-ELECT MATTHEW LESTER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT NICK HORLER AS A DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-ELECT CATH KEERS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
10 TO RE-ELECT PAUL MURRAY AS A DIRECTOR FOR FOR Management
OF THE COMPANY
11 TO RE-ELECT ORNA NI-CHIONNA AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT LES OWEN AS A DIRECTOR OF FOR FOR Management
THE COMPANY
13 TO RE-APPOINT KPMG LLP AS AUDITORS OF FOR FOR Management
THE COMPANY
14 TO AUTHORISE THE AUDIT AND RISK FOR FOR Management
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITORS
15 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS AND INCUR POLITICAL
EXPENDITURE
16 TO APPROVE THE ROYAL MAIL PLC LONG FOR FOR Management
TERM INCENTIVE PLAN THE LTIP
17 TO APPROVE THE RULES OF THE ROYAL MAIL FOR FOR Management
PLC DEFERRED SHARE BONUS PLAN THE DSBP
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
19 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SECURITIES WHOLLY FOR CASH AND OR SELL
TREASURY SHARES FOR CASH WITHOUT FIRST
OFFERING THEM TO EXISTING SHAREHOLDERS
20 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
21 TO AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS OTHER THAN AN AGM ON
NOT LESS THAN 14 CLEAR DAYS NOTICE
22 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
--------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN
Ticker: Security ID: N7637U112
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ADOPT FINANCIAL STATEMENTS FOR FOR Management
5 APPROVE DIVIDENDS OF EUR 0.80 PER SHARE FOR FOR Management
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
8 AMEND THE REMUNERATION POLICY OF THE FOR FOR Management
MANAGEMENT BOARD
9 APPROVE RESTRICTED STOCK PLAN FOR FOR Management
10 REELECT J. VAN DER VEER TO SUPERVISORY FOR FOR Management
BOARD
11 REELECT C.A. POON TO SUPERVISORY BOARD FOR FOR Management
12 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD
13 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
PLUS ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER
14 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM ISSUANCES UNDER ITEM 6A
15 AUTHORIZE REPURCHASE OF SHARES FOR FOR Management
16 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
--------------------------------------------------------------------------------
RTL GROUP SA, LUXEMBOURG
Ticker: Security ID: L80326108
Meeting Date: APR 19, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE FINANCIAL STATEMENTS FOR FOR Management
3 APPROVE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS
4 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS: EUR 3.00 PER SHARE
5 APPROVE DISCHARGE OF DIRECTORS FOR FOR Management
6 APPROVE DISCHARGE OF AUDITORS FOR FOR Management
7 APPROVE RESIGNATIONS OF ANKE FOR FOR Management
SCHAFERKORDT AND JACQUES SANTER AS
DIRECTORS
8 ELECT BERT HABETS AS EXECUTIVE DIRECTOR FOR FOR Management
9 ELECT JEAN-LOUIS SCHILTZ AS FOR FOR Management
NON-EXECUTIVE DIRECTOR
10 RENEW APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS AS AUDITOR
--------------------------------------------------------------------------------
RTL GROUP SA, LUXEMBOURG
Ticker: Security ID: L80326108
Meeting Date: APR 19, 2017 Meeting Type: Special General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE VARIOUS AMENDMENTS TO THE FOR FOR Management
COMPANY'S ARTICLES RE: LEGISLATIVE
UPDATES
--------------------------------------------------------------------------------
RUSSEL METALS INC.
Ticker: RUSMF Security ID: 781903604
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 IN THE APPOINTMENT OF AUDITORS OF THE FOR FOR Management
COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
3 THE ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
RWE AG, ESSEN
Ticker: Security ID: D6629K109
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROPRIATION OF DISTRIBUTABLE PROFIT: FOR FOR Management
EUR 0.13 PER DIVIDEND-BEARING
PREFERRED SHARE
6 APPROVAL OF THE ACTS OF THE EXECUTIVE FOR FOR Management
BOARD FOR FISCAL 2016
7 APPROVAL OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD FOR FISCAL 2016
8 APPROVAL OF THE SYSTEM FOR FOR FOR Management
COMPENSATING THE MEMBERS OF THE
EXECUTIVE BOARD
9 APPOINTMENT OF THE AUDITORS FOR FISCAL FOR FOR Management
2017: PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG
ESSEN
10 APPOINTMENT OF THE AUDITORS FOR THE FOR FOR Management
AUDIT-LIKE REVIEW OF THE FINANCIAL
REPORT FOR THE FIRST HALF OF 2017 AND
OF THE QUARTERLY REPORTS FOR 2017:
PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
FRANKFURT AM MAIN, ZWEIGNIEDERLASSUNG
ESSEN
11 BY-ELECTIONS TO THE SUPERVISORY BOARD: FOR FOR Management
MS. MAG. DR. H.C. MONIKA KIRCHER,
PORTSCHACH (AUSTRIA), SENIOR DIRECTOR
INDUSTRIAL AFFAIRS OF INFINEON
TECHNOLOGIES AUSTRIA AG,
12 BY-ELECTIONS TO THE SUPERVISORY BOARD: FOR FOR Management
MS. UTE GERBAULET, DUSSELDORF, GENERAL
PARTNER, BANKHAUS LAMPE KG
13 APPROVAL OF THE CONCLUSION OF A FOR FOR Management
CONTROL AND PROFIT AND LOSS POOLING
AGREEMENT
--------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY
Ticker: Security ID: G77395104
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: MAY 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE FINANCIAL STATEMENTS OF FOR FOR Management
THE COMPANY AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 MARCH 2016
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT 2016, OTHER THAN THE DIRECTORS
REMUNERATION POLICY, CONTAINED IN THE
ANNUAL REPORT FOR THE YEAR ENDED 31
MARCH 2016
3 TO RE-ELECT MR. J P DU PLESSIS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. A J CLARK AS A FOR FOR Management
DIRECTOR OF THE COMPANY
5 TO ELECT MR. D J DE LORENZO AS A FOR FOR Management
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. M H ARMOUR AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. D R BERAN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. G C BIBLE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR. D S DEVITRE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT MR. G R ELLIOTT AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT MS. L M S KNOX AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT MR. T A MANUEL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-ELECT DR. D F MOYO AS A DIRECTOR FOR FOR Management
OF THE COMPANY
14 TO RE-ELECT MR. C A PEREZ DAVILA AS A FOR FOR Management
DIRECTOR OF THE COMPANY
15 TO RE-ELECT MR. A SANTO DOMINGO DAVILA FOR FOR Management
AS A DIRECTOR OF THE COMPANY
16 TO RE-ELECT MS. H A WEIR AS A DIRECTOR FOR FOR Management
OF THE COMPANY
17 TO DECLARE A FINAL DIVIDEND OF 93.75 FOR FOR Management
US CENTS PER SHARE, PAYABLE IF THE
PROPOSED ACQUISITION OF THE COMPANY BY
A BELGIAN COMPANY FORMED FOR THE
PURPOSES OF THE RECOMMENDED
ACQUISITION OF THE COMPANY BY
ANHEUSER-BUSCH INBEV SA/NV HAS NOT
BECOME EFFECTIVE P
18 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS OF THE COMPANY, TO
HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID
19 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
AUDITORS
20 TO GIVE A GENERAL POWER AND AUTHORITY FOR FOR Management
TO THE DIRECTORS TO ALLOT SHARES
21 TO GIVE A GENERAL POWER AND AUTHORITY FOR FOR Management
TO THE DIRECTORS TO ALLOT SHARES FOR
CASH OTHERWISE THAN PRO RATA TO ALL
SHAREHOLDERS
22 TO GIVE A GENERAL AUTHORITY TO THE FOR FOR Management
DIRECTORS TO MAKE MARKET PURCHASES OF
ORDINARY SHARES OF USD 0.10 EACH IN
THE CAPITAL OF THE COMPANY
23 TO APPROVE THE CALLING OF GENERAL FOR FOR Management
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON NOT LESS THAN 14 CLEAR
DAYS NOTICE
--------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY
Ticker: Security ID: G77395104
Meeting Date: SEP 28, 2016 Meeting Type: Court Meeting
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE UK SCHEME FOR FOR Management
--------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY
Ticker: Security ID: G77395104
Meeting Date: SEP 28, 2016 Meeting Type: Ordinary General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THAT: (A) THE TERMS OF A PROPOSED FOR FOR Management
CONTRACT BETWEEN HOLDERS OF THE
DEFERRED SHARES IN THE COMPANY AND THE
COMPANY PROVIDING FOR THE PURCHASE BY
THE COMPANY OF THE DEFERRED SHARES TO
BE HELD IN TREASURY BE APPROVED AND
AUTHORISED; (B) THE DIRECTORS OF THE C
--------------------------------------------------------------------------------
SAFRAN SA
Ticker: Security ID: F4035A557
Meeting Date: JUN 15, 2017 Meeting Type: MIX
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE PARENT COMPANY FOR FOR Management
FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2016
7 APPROPRIATION OF PROFIT FOR THE YEAR FOR FOR Management
AND APPROVAL OF THE RECOMMENDED
DIVIDEND
8 APPROVAL OF RELATED-PARTY COMMITMENTS FOR FOR Management
GOVERNED BY ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE (CODE DE
COMMERCE), GIVEN TO ROSS MCINNES
(CHAIRMAN OF THE BOARD OF DIRECTORS)
CONCERNING PENSION BENEFITS
9 APPROVAL OF RELATED-PARTY COMMITMENTS FOR FOR Management
GOVERNED BY ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE, GIVEN TO
PHILIPPE PETITCOLIN (CHIEF EXECUTIVE
OFFICER) CONCERNING PENSION BENEFITS
10 APPROVAL OF RELATED-PARTY AGREEMENTS FOR FOR Management
GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE, ENTERED INTO
WITH THE FRENCH STATE
11 RE-APPOINTMENT OF ODILE DESFORGES AS A FOR FOR Management
DIRECTOR
12 APPOINTMENT OF HELENE AURIOL POTIER AS FOR FOR Management
A DIRECTOR
13 APPOINTMENT OF PATRICK PELATA AS A FOR FOR Management
DIRECTOR
14 APPOINTMENT OF SOPHIE ZURQUIYAH AS A FOR FOR Management
DIRECTOR
15 ADVISORY VOTE ON THE COMPONENTS OF FOR FOR Management
COMPENSATION DUE OR AWARDED FOR 2016
TO ROSS MCINNES, CHAIRMAN OF THE BOARD
OF DIRECTORS
16 ADVISORY VOTE ON THE COMPONENTS OF FOR FOR Management
COMPENSATION DUE OR AWARDED FOR 2016
TO PHILIPPE PETITCOLIN, CHIEF
EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
APPLICABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
18 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
APPLICABLE TO THE CHIEF EXECUTIVE
OFFICER
19 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO CARRY OUT A SHARE BUYBACK
PROGRAM
20 AMENDMENT TO ARTICLE 25 OF THE FOR FOR Management
COMPANY'S BYLAWS IN ORDER TO RAISE THE
AGE LIMIT FOR SERVING AS CHIEF
EXECUTIVE OFFICER OR DEPUTY CHIEF
EXECUTIVE OFFICER TO 68
21 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITH
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, WHICH MAY NOT
BE USED DURING,
22 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, BY WAY OF A
PUBLIC OFFER,
23 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SHARES AND/OR
SECURITIES CARRYING RIGHTS TO SHARES
OF THE COMPANY, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR EXISTING
SHAREHOLDERS, IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE
COMPANY, WHICH
24 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, THROUGH A
PRIVATE PLACEMEN
25 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES INCLUDED IN AN ISSUE
CARRIED OUT WITH OR WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS (PURSUANT TO THE
17TH, 18TH, 19TH OR 20TH RESOLUTIONS),
WHICH MAY NOT
26 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY CAPITALIZING RESERVES,
RETAINED EARNINGS OR ADDITIONAL
PAID-IN CAPITAL, WHICH MAY NOT BE USED
DURING, OR IN THE RUN-UP TO, A PUBLIC
OFFER FOR THE COMPANY'S SHARES
27 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITH
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, WHICH MAY ONLY
BE USED DURING
28 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, BY WAY OF A
PUBLIC OFFER,
29 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE SHARES AND/OR
SECURITIES CARRYING RIGHTS TO SHARES
OF THE COMPANY, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR EXISTING
SHAREHOLDERS, IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE
COMPANY, WHICH
30 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES
AND/OR SECURITIES CARRYING RIGHTS TO
SHARES OF THE COMPANY, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS, THROUGH A
PRIVATE PLACEMEN
31 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES INCLUDED IN AN ISSUE
CARRIED OUT WITH OR WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS
(PURSUANT TO THE 23RD, 24TH, 25TH OR
26TH RESOLUTIONS), WHICH MAY ONLY BE
USED DURING, OR IN THE
32 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY CAPITALIZING RESERVES,
RETAINED EARNINGS OR ADDITIONAL
PAID-IN CAPITAL, WHICH MAY ONLY BE
USED DURING, OR IN THE RUN-UP TO, A
PUBLIC OFFER FOR THE COMPANY'S SHARES
33 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE COMPANY'S
CAPITAL BY ISSUING ORDINARY SHARES TO
EMPLOYEES WHO ARE MEMBERS OF A SAFRAN
GROUP EMPLOYEE SAVINGS PLAN, WITHOUT
PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR
EXISTING SHAREHOLDERS
34 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE COMPANY'S
CAPITAL BY CANCELING TREASURY SHARES
35 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT EXISTING OR NEW
SHARES OF THE COMPANY, FREE OF
CONSIDERATION, TO EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND
OTHER SAFRAN GROUP ENTITIES, WITH A
WAIVER OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIG
36 APPROVAL OF THE CREATION OF CLASS A FOR FOR Management
PREFERENCE SHARES CONVERTIBLE INTO
ORDINARY SHARES AND CORRESPONDING
AMENDMENT OF THE BYLAWS
37 AUTHORIZATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO ISSUE CLASS A PREFERENCE
SHARES, WITHOUT PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR EXISTING
SHAREHOLDERS, IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE
COMPANY, WHICH MAY NOT BE USED DURING,
OR IN THE RUN-U
38 POWERS TO CARRY OUT FORMALITIES FOR FOR Management
39 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST AGAINST Shareholder
SHAREHOLDER PROPOSAL: AUTHORIZATION
FOR THE BOARD OF DIRECTORS TO GRANT
EXISTING OR NEW SHARES OF THE COMPANY,
FREE OF CONSIDERATION, TO ALL
EMPLOYEES OF THE COMPANY AND OTHER
SAFRAN GROUP ENTITIES, WITH A WAIVER
OF S
--------------------------------------------------------------------------------
SAGE GROUP PLC, NEWCASTLE UPON TYNE
Ticker: Security ID: G7771K142
Meeting Date: FEB 28, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE ANNUAL FOR FOR Management
REPORT AND ACCOUNTS FOR THE YEAR ENDED
30 SEPTEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 9.35P FOR FOR Management
PER ORDINARY SHARE FOR THE YEAR ENDED
30 SEPTEMBER 2016
3 TO RE-ELECT MR D H BRYDON AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT MR N BERKETT AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT MR J W D HALL AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MR S HARE AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT MR J HOWELL AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MR S KELLY AS A DIRECTOR FOR FOR Management
9 TO RE-APPOINT ERNST AND YOUNG LLP AS FOR FOR Management
AUDITORS TO THE COMPANY
10 TO AUTHORISE THE AUDIT AND RISK FOR FOR Management
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITORS TO THE
COMPANY
11 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
12 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
13 TO EMPOWER THE DIRECTORS TO ALLOT FOR FOR Management
EQUITY SECURITIES FOR CASH
14 TO GRANT AUTHORITY TO THE COMPANY TO FOR FOR Management
MAKE MARKET PURCHASES OF OWN SHARES
15 TO ALLOW GENERAL MEETINGS OTHER THAN FOR FOR Management
ANNUAL GENERAL MEETINGS TO BE CALLED
ON NOT LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------
SAIPEM SPA, SAN DONATO MILANESE
Ticker: Security ID: T82000117
Meeting Date: APR 28, 2017 Meeting Type: MIX
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 BALANCE SHEET AS OF 31 DECEMBER 2016 FOR FOR Management
OF SAIPEM S.P.A. RESOLUTIONS RELATED
THERETO. TO PRESENT THE CONSOLIDATED
BALANCE SHEET AS OF 31 DECEMBER 2016.
BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS
5 TO APPOINT THE INTERNAL AUDITORS. LIST FOR FOR Management
PRESENTED BY ENI AND CDP EQUITY,
REPRESENTING 43.095 PCT OF THE STOCK
CAPITAL. EFFECTIVE AUDITORS: DE
MARTINO GIULIA, PEROTTA RICCARDO.
ALTERNATES: TALAMONTI MARIA FRANCESCA
6 TO APPOINT THE INTERNAL AUDITORS. LIST FOR ABSTAIN Management
PRESENTED BY ABERDEEN ASSET MANAGEMENT
PLC MANAGING THE FUNDS: HBOS EUROPEAN
FUND, FUNDAMENTAL INDEX GLOBAL EQUITY
FUND, SWUTM EUROPEAN GROWTH FUND,
EUROPEAN (FORMER UK) EQUITY FUND,
ALETTI GESTIELLE SGR S.P.A. MANAG
7 TO APPOINT THE INTERNAL AUDITORS' FOR FOR Management
PRESIDENT
8 TO STATE INTERNAL AUDITORS' AND THEIR FOR FOR Management
PRESIDENT'S EMOLUMENT
9 EXTERNAL AUDITORS' ADDITIONAL EMOLUMENT FOR FOR Management
10 REWARDING REPORT: REWARDING POLICY FOR FOR Management
11 TO AUTHORIZE THE PURCHASE OF OWN FOR FOR Management
SHARES TO SERVICE THE LONG TERM
INCENTIVE PLAN 2016-2018 FOR THE
ATTRIBUTION 2017
12 TO AUTHORIZE THE BOARD OF DIRECTORS, FOR FOR Management
AS PER ART. 2357 TER OF THE ITALIAN
CIVIL CODE TO DISPOSE UP TO THE
MAXIMUM OF NO. 84.000.000 OWN SHARES
TO BE DESTINED TO THE LONG TERM
INCENTIVE PLAN 2016-2018 FOR THE
ATTRIBUTION 2017
13 TO AUTHORIZE ACTS INTERRUPTING THE FOR FOR Management
PRESCRIPTION OF THE RESPONSIBILITY
ACTION TOWARDS EX-DIRECTORS
14 GROUPING OF SAIPEM'S ORDINARY AND FOR FOR Management
SAVING SHARES IN THE RATIO OF 1 NEW
ORDINARY SHARE FOR EVERY 10 EXISTING
ORDINARY SHARES AND 1 NEW SAVING SHARE
FOR EVERY 10 SAVING SHARE HELD. TO
MODIFY ART. 5 OF THE BY-LAW.
RESOLUTIONS RELATED THERETO
15 TO PROPOSE THE AMENDMENT OF THE FOR FOR Management
FOLLOWING ARTICLES OF THE BY-LAW: ART.
7 (SHAREHOLDER STATUS), ART. 19 AND 21
LAST COMMA (MANAGEMENT AND
COORDINATION ACTIVITY), ART. 22 (BOARD
OF DIRECTORS' MEETING BY
TELECONFERENCE) AND ART. 27
(APPOINTMENT OF THE INTERN
--------------------------------------------------------------------------------
SALZGITTER AG, SALZGITTER
Ticker: Security ID: D80900109
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.30 PER SHARE
6 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
7 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
8 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
9 APPROVE CREATION OF EUR 80.8 MILLION FOR FOR Management
POOL OF CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS FOR FOR Management
WITH WARRANTS ATTACHED/CONVERTIBLE
BONDS WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1
BILLION APPROVE CREATION OF EUR 69.9
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
11 AMEND ARTICLES RE LOCATION OF ANNUAL FOR FOR Management
GENERAL MEETING
--------------------------------------------------------------------------------
SAMPO PLC, SAMPO
Ticker: Security ID: X75653109
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND PAYMENT
OF DIVIDEND: EUR 2.30 PER SHARE
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS: THE
NOMINATION AND COMPENSATION COMMITTEE
OF THE BOARD OF DIRECTORS PROPOSES TO
THE ANNUAL GENERAL MEETING THAT THE
NUMBER OF THE MEMBERS REMAINS
UNCHANGED AND EIGHT MEMBERS BE ELECTED
TO
14 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES THAT THE CURRENT
MEMBERS OF THE BOARD CHRISTIAN
CLAUSEN, JANNICA FAGERHOLM, ADINE
GRATE AXEN, VELI-MATTI MATTILA, RISTO
MURTO,
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 ELECTION OF THE AUDITOR: THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRM ERNST & YOUNG OY BE
ELECTED AS THE COMPANY'S AUDITOR UNTIL
CLOSE OF THE NEXT ANNUAL GENERAL
MEETING. ERNST & YOUNG OY HAS ANNOUNCED
17 RESOLUTION ON THE FORFEITURE OF THE FOR FOR Management
SHARES IN THE JOINT ACCOUNT AND THE
RIGHTS CARRIED BY THE SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------
SANDVIK AB, SANDVIKEN
Ticker: Security ID: W74857165
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 RESOLUTION IN RESPECT OF ADOPTION OF FOR FOR Management
THE PROFIT AND LOSS ACCOUNT, BALANCE
SHEET, CONSOLIDATED PROFIT AND LOSS
ACCOUNT AND CONSOLIDATED BALANCE SHEET
13 RESOLUTION IN RESPECT OF DISCHARGE FOR FOR Management
FROM LIABILITY OF THE BOARD MEMBERS
AND THE PRESIDENT FOR THE PERIOD TO
WHICH THE ACCOUNTS RELATE.
14 RESOLUTION IN RESPECT OF ALLOCATION OF FOR FOR Management
THE COMPANY'S RESULT IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET AND
RESOLUTION ON RECORD DAY: SEK 2.75 PER
SHARE.
15 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS, DEPUTY BOARD MEMBERS AND
AUDITORS: EIGHT BOARD MEMBERS WITH NO
DEPUTIES AND A REGISTERED PUBLIC
ACCOUNTING FIRM AS AUDITOR
16 DETERMINATION OF FEES TO THE BOARD OF FOR FOR Management
DIRECTORS AND AUDITOR
17 ELECTION OF BOARD MEMBER: MARIKA FOR FOR Management
FREDRIKSSON
18 RE-ELECTION OF BOARD MEMBER: JENNIFER FOR FOR Management
ALLERTON
19 RE-ELECTION OF BOARD MEMBER: CLAES FOR FOR Management
BOUSTEDT
20 RE-ELECTION OF BOARD MEMBER: JOHAN FOR FOR Management
KARLSTROM
21 RE-ELECTION OF BOARD MEMBER: JOHAN FOR FOR Management
MOLIN
22 RE-ELECTION OF BOARD MEMBER: BJORN FOR FOR Management
ROSENGREN
23 RE-ELECTION OF BOARD MEMBER: HELENA FOR FOR Management
STJERNHOLM
24 RE-ELECTION OF BOARD MEMBER: LARS FOR FOR Management
WESTERBERG
25 RE-ELECTION OF CHAIRMAN OF THE BOARD: FOR FOR Management
JOHAN MOLIN
26 ELECTION OF AUDITOR: KPMG AB FOR FOR Management
27 RESOLUTION ON GUIDELINES FOR THE FOR FOR Management
REMUNERATION OF SENIOR EXECUTIVES.
28 RESOLUTION ON A LONG TERM INCENTIVE FOR FOR Management
PROGRAM (LTI 2017)
--------------------------------------------------------------------------------
SANOFI SA, PARIS
Ticker: Security ID: F5548N101
Meeting Date: MAY 10, 2017 Meeting Type: MIX
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 2.96 PER SHARE
8 AGREEMENTS AND COMMITMENTS SUBJECT TO FOR FOR Management
THE PROVISIONS OF ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE
9 APPROVE REMUNERATION OF DIRECTORS IN FOR FOR Management
THE AGGREGATE AMOUNT OF EUR 1.750
MILLION
10 RENEWAL OF THE TERM OF FABIENNE FOR FOR Management
LECORVAISIER AS DIRECTOR
11 APPOINTMENT OF BERNARD CHARLES AS FOR FOR Management
DIRECTOR
12 APPOINTMENT OF MELANIE LEE AS DIRECTOR FOR FOR Management
13 REMUNERATION POLICY FOR THE CHAIRMAN FOR FOR Management
OF THE BOARD OF DIRECTORS
14 REMUNERATION POLICY FOR THE GENERAL FOR FOR Management
MANAGER
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO SERGE WEINBERG,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
16 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO OLIVIER BRANDICOURT,
GENERAL MANAGER, FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
17 RENEWAL OF THE TERM OF FOR FOR Management
PRICEWATERHOUSECOOPERS AUDIT AS
STATUTORY AUDITOR
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY
OTHER
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY OT
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY OT
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE DEBT SECURITIES GRANTING ACCESS
TO THE CAPITAL OF THE COMPANY'S
SUBSIDIARIES AND/OR ANY OTHER COMPANY
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ALL SUBSIDIARIES AND/OR A
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY,
ONE OF ITS SUBSIDIARIES AND/OR ANY OTH
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES,
PROFITS OR OTHER ELEMENTS
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY RESERVED FOR
MEMBERS OF THE SAVINGS SCHEMES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTIO
27 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL THROUGH THE CANCELLATION OF
TREASURY SHARES
28 AMENDMENT OF ARTICLE 11 OF THE COMPANY FOR FOR Management
BY-LAWS
29 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 2.96 PER SHARE
8 AGREEMENTS AND COMMITMENTS SUBJECT TO FOR FOR Management
THE PROVISIONS OF ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE
9 APPROVE REMUNERATION OF DIRECTORS IN FOR FOR Management
THE AGGREGATE AMOUNT OF EUR 1.750
MILLION
10 RENEWAL OF THE TERM OF FABIENNE FOR FOR Management
LECORVAISIER AS DIRECTOR
11 APPOINTMENT OF BERNARD CHARLES AS FOR FOR Management
DIRECTOR
12 APPOINTMENT OF MELANIE LEE AS DIRECTOR FOR FOR Management
13 REMUNERATION POLICY FOR THE CHAIRMAN FOR FOR Management
OF THE BOARD OF DIRECTORS
14 REMUNERATION POLICY FOR THE GENERAL FOR FOR Management
MANAGER
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO SERGE WEINBERG,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
16 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO OLIVIER BRANDICOURT,
GENERAL MANAGER, FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
17 RENEWAL OF THE TERM OF FOR FOR Management
PRICEWATERHOUSECOOPERS AUDIT AS
STATUTORY AUDITOR
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO TRADE IN COMPANY
SHARES
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY
OTHER
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY OT
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHTS,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ANY SUBSIDIARY AND/OR ANY OT
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE DEBT SECURITIES GRANTING ACCESS
TO THE CAPITAL OF THE COMPANY'S
SUBSIDIARIES AND/OR ANY OTHER COMPANY
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, ALL SUBSIDIARIES AND/OR A
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY,
ONE OF ITS SUBSIDIARIES AND/OR ANY OTH
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON INCREASING SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES,
PROFITS OR OTHER ELEMENTS
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
ISSUE SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE
CAPITAL OF THE COMPANY RESERVED FOR
MEMBERS OF THE SAVINGS SCHEMES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTIO
27 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL THROUGH THE CANCELLATION OF
TREASURY SHARES
28 AMENDMENT OF ARTICLE 11 OF THE COMPANY FOR FOR Management
BY-LAWS
29 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
SAP SE, WALLDORF/BADEN
Ticker: Security ID: D66992104
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
RETAINED EARNINGS OF FISCAL YEAR 2016:
THE DISTRIBUTABLE PROFIT THE
DISTRIBUTABLE PROFIT IN THE AMOUNT OF
EUR 9,472,776,443.39 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.25 PER DIVIDEND-
ENTITLE
6 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE EXECUTIVE BOARD IN
FISCAL YEAR 2016
7 RESOLUTION ON THE FORMAL APPROVAL OF FOR FOR Management
THE ACTS OF THE SUPERVISORY BOARD IN
FISCAL YEAR 2016
8 APPOINTMENT OF THE AUDITORS OF THE FOR FOR Management
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR
2017: KPMG AG
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
--------------------------------------------------------------------------------
SAPPORO HOLDINGS LIMITED
Ticker: Security ID: J69413193
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Revise Convenors FOR FOR Management
and Chairpersons of a Shareholders
Meeting
4 Appoint a Director Kamijo, Tsutomu FOR FOR Management
5 Appoint a Director Oga, Masaki FOR FOR Management
6 Appoint a Director Nose, Hiroyuki FOR FOR Management
7 Appoint a Director Soya, Shinichi FOR FOR Management
8 Appoint a Director Fukuhara, Mayumi FOR FOR Management
9 Appoint a Director Yoshida, Ikuya FOR FOR Management
10 Appoint a Director Hattori, Shigehiko FOR FOR Management
11 Appoint a Director Ikeda, Teruhiko FOR FOR Management
12 Appoint a Director Uzawa, Shizuka FOR FOR Management
13 Appoint a Corporate Auditor Sugie, FOR FOR Management
Kazuo
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Yada, Tsugio
15 Amend the Compensation to be received FOR FOR Management
by Directors
16 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares
--------------------------------------------------------------------------------
SBI HOLDINGS,INC.
Ticker: Security ID: J6991H100
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Kitao, Yoshitaka FOR FOR Management
3 Appoint a Director Kawashima, Katsuya FOR FOR Management
4 Appoint a Director Nakagawa, Takashi FOR FOR Management
5 Appoint a Director Asakura, Tomoya FOR FOR Management
6 Appoint a Director Morita, Shumpei FOR FOR Management
7 Appoint a Director Takamura, Masato FOR FOR Management
8 Appoint a Director Nakatsuka, Kazuhiro FOR FOR Management
9 Appoint a Director Shigemitsu, Tatsuo FOR FOR Management
10 Appoint a Director Yamada, Masayuki FOR FOR Management
11 Appoint a Director Yoshida, Masaki FOR FOR Management
12 Appoint a Director Sato, Teruhide FOR FOR Management
13 Appoint a Director Weissman Hirota, FOR FOR Management
Ayako
14 Appoint a Director Takenaka, Heizo FOR FOR Management
15 Appoint a Director Otobe, Tatsuyoshi FOR FOR Management
16 Appoint a Director Gomi, Hirofumi FOR FOR Management
17 Appoint a Director Asaeda, Yoshitaka FOR FOR Management
18 Appoint a Director Suzuki, Yasuhiro FOR FOR Management
19 Appoint a Corporate Auditor Ichikawa, FOR FOR Management
Toru
20 Appoint a Substitute Corporate Auditor FOR FOR Management
Wakatsuki, Tetsutaro
--------------------------------------------------------------------------------
SCENTRE GROUP, SYDNEY NSW
Ticker: Security ID: Q8351E109
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 THAT THE COMPANY'S REMUNERATION REPORT FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 BE ADOPTED
3 THAT MR ANDREW HARMOS IS RE-ELECTED AS FOR FOR Management
A DIRECTOR OF THE COMPANY
4 THAT MS ALIZA KNOX IS RE-ELECTED AS A FOR FOR Management
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON
Ticker: Security ID: F86921107
Meeting Date: APR 25, 2017 Meeting Type: MIX
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
RESERVES, PROFITS, PREMIUMS AND OTHER
ELEMENTS WHICH CAN BE CAPITALISED
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 230 MILLION EUROS,
THE SHARE CAPITAL, THAT IS
APPROXIMATELY 9.7% OF CAPITAL AS AT 31
DECEMBER 2016, BY ISSUING COMMON
SHARES OR ANY TRANSFERABLE SECURITIES
GRAN
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
AMOUNT OF THE INITIAL ISSUE, WITH
RETENTION OR CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, DECIDED IN APPLICATION
OF THE NINETEENTH OR TWENTY-FIRST
RESOLUTIO
27 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITHIN THE LIMITS OF 9.
7% OF SHARE CAPITAL WITH A VIEW TO
REMUNERATE CONTRIBUTIONS-IN-KIND
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS AND
IN THE CONTEXT OF AN OFFER PURSUANT TO
ARTICLE L.411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE, T
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR MEMBERS OF THE COMPANY
SAVINGS SCHEME WITHIN THE LIMIT OF 2%
OF SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
30 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR A CATEGORY OF
BENEFICIARIES: FOR EMPLOYEES OF
FOREIGN COMPANIES OF THE GROUP, EITHER
DIRECTLY, OR VIA ENTITIES ACTING ON
THEIR BEHALF OR ENTITIES OFFERING
FOREIGN EMPL
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO CANCEL, IF REQUIRED,
COMPANY SHARES BOUGHT UNDER THE
CONDITIONS SET BY THE GENERAL MEETING,
UP TO A MAXIMUM OF 10% OF SHARE CAPITAL
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FROM THE FOR FOR Management
FINANCIAL YEAR, SETTING OF THE COUPON
AND DEDUCTION FROM ISSUE PREMIUMS: EUR
2.04 PER SHARE
7 INFORMATION ON REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS UNDERTAKEN DURING
PREVIOUS FINANCIAL YEARS
8 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR JEAN-PASCAL TRICOIRE FOR
THE 2016 FINANCIAL YEAR
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR EMMANUEL BABEAU FOR THE
2016 FINANCIAL YEAR
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND ALL
TYPES OF ADVANTAGES TO THE CHIEF
EXECUTIVE OFFICER
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND ALL
TYPES OF ADVANTAGES TO THE DEPUTY
GENERAL MANAGER
12 RENEWAL OF THE TERM OF A DIRECTOR: FOR FOR Management
JEAN-PASCAL TRICOIRE
14 APPOINTMENT OF MS NADINE BOUQUIN AS AGAINST FOR Shareholder
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
15 APPOINTMENT OF MR CLAUDE BRIQUET AS AGAINST FOR Shareholder
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
16 APPOINTMENT OF MS XIAOYUN MA AS FOR FOR Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
17 APPOINTMENT OF MR FRANCOIS AGAINST FOR Shareholder
MARTIN-FESTA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
18 APPOINTMENT OF MR JEAN-MICHEL VEDRINE AGAINST FOR Shareholder
AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
19 SETTING OF THE AMOUNT OF ATTENDANCE FOR FOR Management
FEES TO BE ALLOCATED TO THE BOARD OF
DIRECTORS
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO PURCHASE COMPANY SHARES,
MAXIMUM PURCHASE PRICE EUR 90 PER SHARE
21 AMENDMENT OF ARTICLE 11 OF THE COMPANY FOR FOR Management
BY-LAWS TO ALLOW FOR THE APPOINTMENT
OF DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH ARTICLE L. 225-27-1 OF
THE FRENCH COMMERCIAL CODE
22 AMENDMENT OF ARTICLE 19 OF THE COMPANY FOR FOR Management
BY-LAWS TO ALLOW FOR HARMONISATION
WITH AMENDED LAWS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 800 MILLION EURO, THE
SHARE CAPITAL, THAT IS APPROXIMATELY
33.75% OF CAPITAL AS AT 31 DECEMBER
2016, BY ISSUING COMMON SHARES OR ANY
TRANSFERABLE SECURITIES GRA
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
RESERVES, PROFITS, PREMIUMS AND OTHER
ELEMENTS WHICH CAN BE CAPITALISED
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 230 MILLION EUROS,
THE SHARE CAPITAL, THAT IS
APPROXIMATELY 9.7% OF CAPITAL AS AT 31
DECEMBER 2016, BY ISSUING COMMON
SHARES OR ANY TRANSFERABLE SECURITIES
GRAN
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
AMOUNT OF THE INITIAL ISSUE, WITH
RETENTION OR CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, DECIDED IN APPLICATION
OF THE NINETEENTH OR TWENTY-FIRST
RESOLUTIO
27 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITHIN THE LIMITS OF 9.
7% OF SHARE CAPITAL WITH A VIEW TO
REMUNERATE CONTRIBUTIONS-IN-KIND
28 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS AND
IN THE CONTEXT OF AN OFFER PURSUANT TO
ARTICLE L.411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE, T
29 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR MEMBERS OF THE COMPANY
SAVINGS SCHEME WITHIN THE LIMIT OF 2%
OF SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
30 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR A CATEGORY OF
BENEFICIARIES: FOR EMPLOYEES OF
FOREIGN COMPANIES OF THE GROUP, EITHER
DIRECTLY, OR VIA ENTITIES ACTING ON
THEIR BEHALF OR ENTITIES OFFERING
FOREIGN EMPL
31 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO CANCEL, IF REQUIRED,
COMPANY SHARES BOUGHT UNDER THE
CONDITIONS SET BY THE GENERAL MEETING,
UP TO A MAXIMUM OF 10% OF SHARE CAPITAL
32 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FROM THE FOR FOR Management
FINANCIAL YEAR, SETTING OF THE COUPON
AND DEDUCTION FROM ISSUE PREMIUMS: EUR
2.04 PER SHARE
7 INFORMATION ON REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS UNDERTAKEN DURING
PREVIOUS FINANCIAL YEARS
8 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR JEAN-PASCAL TRICOIRE FOR
THE 2016 FINANCIAL YEAR
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR EMMANUEL BABEAU FOR THE
2016 FINANCIAL YEAR
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND ALL
TYPES OF ADVANTAGES TO THE CHIEF
EXECUTIVE OFFICER
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND ALL
TYPES OF ADVANTAGES TO THE DEPUTY
GENERAL MANAGER
12 RENEWAL OF THE TERM OF A DIRECTOR: FOR FOR Management
JEAN-PASCAL TRICOIRE
14 APPOINTMENT OF MS NADINE BOUQUIN AS AGAINST AGAINST Shareholder
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
15 APPOINTMENT OF MR CLAUDE BRIQUET AS AGAINST AGAINST Shareholder
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
16 APPOINTMENT OF MS XIAOYUN MA AS FOR FOR Management
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
17 APPOINTMENT OF MR FRANCOIS AGAINST AGAINST Shareholder
MARTIN-FESTA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
18 APPOINTMENT OF MR JEAN-MICHEL VEDRINE AGAINST AGAINST Shareholder
AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
19 SETTING OF THE AMOUNT OF ATTENDANCE FOR FOR Management
FEES TO BE ALLOCATED TO THE BOARD OF
DIRECTORS
20 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO PURCHASE COMPANY SHARES,
MAXIMUM PURCHASE PRICE EUR 90 PER SHARE
21 AMENDMENT OF ARTICLE 11 OF THE COMPANY FOR FOR Management
BY-LAWS TO ALLOW FOR THE APPOINTMENT
OF DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH ARTICLE L. 225-27-1 OF
THE FRENCH COMMERCIAL CODE
22 AMENDMENT OF ARTICLE 19 OF THE COMPANY FOR FOR Management
BY-LAWS TO ALLOW FOR HARMONISATION
WITH AMENDED LAWS
23 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 800 MILLION EURO, THE
SHARE CAPITAL, THAT IS APPROXIMATELY
33.75% OF CAPITAL AS AT 31 DECEMBER
2016, BY ISSUING COMMON SHARES OR ANY
TRANSFERABLE SECURITIES GRA
--------------------------------------------------------------------------------
SCOR SE, PUTEAUX
Ticker: Security ID: F15561677
Meeting Date: APR 27, 2017 Meeting Type: MIX
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE REPORTS AND CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
5 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE REPORTS AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
7 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR DENIS KESSLER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
8 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS COMPRISING THE
TOTAL REMUNERATION AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO MR DENIS
KESSLER AS CHAIRMAN AND CHIEF EXECUTIVE
9 RENEWAL OF THE TERM OF MS MARGUERITE FOR FOR Management
BERARD-ANDRIEU AS DIRECTOR
10 RENEWAL OF THE TERM OF MR THIERRY FOR FOR Management
DEREZ AS DIRECTOR
11 RENEWAL OF THE TERM OF MR DENIS FOR FOR Management
KESSLER AS DIRECTOR
12 RENEWAL OF THE TERM OF MS VANESSA FOR FOR Management
MARQUETTE AS DIRECTOR
13 RENEWAL OF THE TERM OF MR CLAUDE FOR FOR Management
TENDIL AS DIRECTOR
14 APPOINTMENT OF MALAKOFF MEDERIC FOR FOR Management
ASSURANCES AS DIRECTOR, REPLACING
MALAKOFF MEDERIC PREVOYANCE
15 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
INCORPORATING RESERVES, PROFITS OR
PREMIUMS IN THE CAPITAL
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO A DEBT SECURITY,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITHIN THE CONTEXT OF A
PUBLIC OFFER, SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO A DEBT SECURITY,
WITH CANCELLATION OF THE PRE-EMPTIVE
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITHIN THE CONTEXT OF AN
OFFER PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, SHARES AND/OR
SECURITIES GRANTING ACCESS TO THE
CAPITAL O
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, AS REMUNERATION FOR
SECURITIES MADE TO THE COMPANY WITHIN
THE CONTEXT OF ANY PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, SHARES
AND/OR SECURITIES GRANTING ACCESS TO
THE
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL OR GRANTING THE
RIGHT TO A DEBT SECURITY, AS
REMUNERATION FOR SECURITIES MADE TO
THE COMPANY WITHIN THE CONTEXT OF
CONTRIB
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES IN THE EVENT OF A CAPITAL
INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
23 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING TREASURY SHARES
24 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS WITH THE
WAIVER OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT FOR THE BENEFIT OF SALARIED
EMPLOYEES AND MANAGING EXECUTIVE
OFFICERS
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY ALLOCATE THE
COMPANY'S EXISTING COMMON SHARES FOR
THE BENEFIT OF SALARIED EMPLOYEES AND
MANAGING EXECUTIVE OFFICERS
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF
SAVINGS SCHEMES, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF SAID MEMBERS
27 GLOBAL CEILING FOR CAPITAL INCREASES FOR FOR Management
28 AMENDMENT TO ARTICLE 10 FOR FOR Management
(ADMINISTRATION) SECTION II OF THE
COMPANY'S BY-LAWS TO INTRODUCE A
REFERENCE TO THE APPLICABLE
REGULATIONS FOR DETERMINING THE 3%
THRESHOLD OF SHARE CAPITAL HELD BY
EMPLOYEES AS LAID DOWN IN ARTICLE L.
225-23 OF THE FRENCH COMMERCI
29 AMENDMENT TO ARTICLE 10 FOR FOR Management
(ADMINISTRATION) OF THE COMPANY'S
BY-LAWS INTRODUCING A SECTION III, TO
INSERT THE NEW ARRANGEMENTS FOR
APPOINTING DIRECTORS ELECTED BY THE
COMPANY'S PERSONNEL AS LAID DOWN IN
ARTICLES L.225-27, L.225-27-1-V AND L.
225-28 OF THE FRE
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, IN ACCORDANCE WITH
THE PROVISIONS OF ARTICLE L.225-36 OF
THE FRENCH COMMERCIAL CODE, TO PROCEED
WITH THE NECESSARY AMENDMENTS TO THE
COMPANY'S BY-LAWS TO ENSURE THEIR
COMPLIANCE WITH APPLICABLE LA
31 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE REPORTS AND CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
5 ALLOCATION OF INCOME AND SETTING OF FOR FOR Management
THE DIVIDEND FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE REPORTS AND FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
7 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR DENIS KESSLER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
8 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS COMPRISING THE
TOTAL REMUNERATION AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO MR DENIS
KESSLER AS CHAIRMAN AND CHIEF EXECUTIVE
9 RENEWAL OF THE TERM OF MS MARGUERITE FOR FOR Management
BERARD-ANDRIEU AS DIRECTOR
10 RENEWAL OF THE TERM OF MR THIERRY FOR FOR Management
DEREZ AS DIRECTOR
11 RENEWAL OF THE TERM OF MR DENIS FOR FOR Management
KESSLER AS DIRECTOR
12 RENEWAL OF THE TERM OF MS VANESSA FOR FOR Management
MARQUETTE AS DIRECTOR
13 RENEWAL OF THE TERM OF MR CLAUDE FOR FOR Management
TENDIL AS DIRECTOR
14 APPOINTMENT OF MALAKOFF MEDERIC FOR FOR Management
ASSURANCES AS DIRECTOR, REPLACING
MALAKOFF MEDERIC PREVOYANCE
15 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
INCORPORATING RESERVES, PROFITS OR
PREMIUMS IN THE CAPITAL
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO A DEBT SECURITY,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITHIN THE CONTEXT OF A
PUBLIC OFFER, SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL OR
GRANTING THE RIGHT TO A DEBT SECURITY,
WITH CANCELLATION OF THE PRE-EMPTIVE
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, WITHIN THE CONTEXT OF AN
OFFER PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, SHARES AND/OR
SECURITIES GRANTING ACCESS TO THE
CAPITAL O
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON
ISSUING, AS REMUNERATION FOR
SECURITIES MADE TO THE COMPANY WITHIN
THE CONTEXT OF ANY PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, SHARES
AND/OR SECURITIES GRANTING ACCESS TO
THE
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL OR GRANTING THE
RIGHT TO A DEBT SECURITY, AS
REMUNERATION FOR SECURITIES MADE TO
THE COMPANY WITHIN THE CONTEXT OF
CONTRIB
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES IN THE EVENT OF A CAPITAL
INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
23 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING TREASURY SHARES
24 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS WITH THE
WAIVER OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT FOR THE BENEFIT OF SALARIED
EMPLOYEES AND MANAGING EXECUTIVE
OFFICERS
25 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY ALLOCATE THE
COMPANY'S EXISTING COMMON SHARES FOR
THE BENEFIT OF SALARIED EMPLOYEES AND
MANAGING EXECUTIVE OFFICERS
26 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF
SAVINGS SCHEMES, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF SAID MEMBERS
27 GLOBAL CEILING FOR CAPITAL INCREASES FOR FOR Management
28 AMENDMENT TO ARTICLE 10 FOR FOR Management
(ADMINISTRATION) SECTION II OF THE
COMPANY'S BY-LAWS TO INTRODUCE A
REFERENCE TO THE APPLICABLE
REGULATIONS FOR DETERMINING THE 3%
THRESHOLD OF SHARE CAPITAL HELD BY
EMPLOYEES AS LAID DOWN IN ARTICLE L.
225-23 OF THE FRENCH COMMERCI
29 AMENDMENT TO ARTICLE 10 FOR FOR Management
(ADMINISTRATION) OF THE COMPANY'S
BY-LAWS INTRODUCING A SECTION III, TO
INSERT THE NEW ARRANGEMENTS FOR
APPOINTING DIRECTORS ELECTED BY THE
COMPANY'S PERSONNEL AS LAID DOWN IN
ARTICLES L.225-27, L.225-27-1-V AND L.
225-28 OF THE FRE
30 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS, IN ACCORDANCE WITH
THE PROVISIONS OF ARTICLE L.225-36 OF
THE FRENCH COMMERCIAL CODE, TO PROCEED
WITH THE NECESSARY AMENDMENTS TO THE
COMPANY'S BY-LAWS TO ENSURE THEIR
COMPLIANCE WITH APPLICABLE LA
31 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC.
Ticker: Security ID: J7028D104
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Satomi, Hajime FOR FOR Management
3 Appoint a Director Satomi, Haruki FOR FOR Management
4 Appoint a Director Tsurumi, Naoya FOR FOR Management
5 Appoint a Director Fukazawa, Koichi FOR FOR Management
6 Appoint a Director Okamura, Hideki FOR FOR Management
7 Appoint a Director Iwanaga, Yuji FOR FOR Management
8 Appoint a Director Natsuno, Takeshi FOR FOR Management
9 Appoint a Director Katsukawa, Kohei FOR FOR Management
10 Appoint a Corporate Auditor Aoki, FOR FOR Management
Shigeru
11 Appoint a Corporate Auditor Sakaue, FOR FOR Management
Yukito
12 Appoint a Corporate Auditor Kazashi, FOR FOR Management
Tomio
13 Appoint a Corporate Auditor Enomoto, FOR FOR Management
Mineo
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Ogata, Izumi
--------------------------------------------------------------------------------
SEIKO EPSON CORPORATION
Ticker: Security ID: J7030F105
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Usui,
Minoru
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Inoue,
Shigeki
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kubota,
Koichi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kawana,
Masayuki
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Seki,
Tatsuaki
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Omiya,
Hideaki
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Matsunaga, Mari
10 Approve Payment of Bonuses to FOR FOR Management
Directors except as Supervisory
Committee Members
11 Approve Renewal of Policy regarding FOR FOR Management
Large-scale Purchases of Company Shares
--------------------------------------------------------------------------------
SEIKO HOLDINGS CORPORATION
Ticker: Security ID: J7029N101
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Adopt Reduction of Liability System
for Non-Executive Directors and
Corporate Auditors, Revise Convenors
and Chairpersons of a Board of
Directors Meeting
5 Appoint a Director Hattori, Shinji FOR FOR Management
6 Appoint a Director Nakamura, Yoshinobu FOR FOR Management
7 Appoint a Director Okuma, Akihiro FOR FOR Management
8 Appoint a Director Kanagawa, Hiromi FOR FOR Management
9 Appoint a Director Takizawa, Shimesu FOR FOR Management
10 Appoint a Director Takahashi, Shuji FOR FOR Management
11 Appoint a Director Naito, Akio FOR FOR Management
12 Appoint a Director Ishii, Shuntaro FOR FOR Management
13 Appoint a Director Carsten Fischer FOR FOR Management
14 Appoint a Director Endo, Nobuhiro FOR FOR Management
--------------------------------------------------------------------------------
SEKISUI CHEMICAL CO.,LTD.
Ticker: Security ID: J70703137
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Negishi, Naofumi FOR FOR Management
4 Appoint a Director Koge, Teiji FOR FOR Management
5 Appoint a Director Kubo, Hajime FOR FOR Management
6 Appoint a Director Uenoyama, Satoshi FOR FOR Management
7 Appoint a Director Sekiguchi, Shunichi FOR FOR Management
8 Appoint a Director Kato, Keita FOR FOR Management
9 Appoint a Director Hirai, Yoshiyuki FOR FOR Management
10 Appoint a Director Taketomo, Hiroyuki FOR FOR Management
11 Appoint a Director Ishizuka, Kunio FOR FOR Management
12 Appoint a Director Kase, Yutaka FOR FOR Management
13 Appoint a Corporate Auditor Naganuma, FOR FOR Management
Moritoshi
--------------------------------------------------------------------------------
SEKISUI HOUSE,LTD.
Ticker: Security ID: J70746136
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Corporate Auditor Kobayashi, FOR FOR Management
Takashi
4 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
SENSHU IKEDA HOLDINGS,INC.
Ticker: Security ID: J71435101
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director Fujita, Hirohisa FOR FOR Management
5 Appoint a Director Kataoka, Kazuyuki FOR FOR Management
6 Appoint a Director Ukawa, Atsushi FOR FOR Management
7 Appoint a Director Tahara, Akira FOR FOR Management
8 Appoint a Director Ota, Takayuki FOR FOR Management
9 Appoint a Director Inoue, Motoshi FOR FOR Management
10 Appoint a Director Maeno, Hiroo FOR FOR Management
11 Appoint a Director Hosomi, Yasuki FOR FOR Management
12 Appoint a Director Ohashi, Taro FOR FOR Management
13 Appoint a Director Hiramatsu, Kazuo FOR FOR Management
14 Appoint a Director Furukawa, Minoru FOR FOR Management
15 Appoint a Director Koyama, Takao FOR FOR Management
16 Appoint a Corporate Auditor Kawakami, FOR FOR Management
Susumu
17 Appoint a Corporate Auditor Sasaki, FOR FOR Management
Toshiaki
18 Appoint a Corporate Auditor Morinobu, FOR FOR Management
Seiji
19 Appoint a Corporate Auditor Nakanishi, FOR FOR Management
Kohei
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD.
Ticker: Security ID: J7165H108
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Isaka, Ryuichi FOR FOR Management
4 Appoint a Director Goto, Katsuhiro FOR FOR Management
5 Appoint a Director Ito, Junro FOR FOR Management
6 Appoint a Director Aihara, Katsutane FOR FOR Management
7 Appoint a Director Yamaguchi, Kimiyoshi FOR FOR Management
8 Appoint a Director Furuya, Kazuki FOR FOR Management
9 Appoint a Director Anzai, Takashi FOR FOR Management
10 Appoint a Director Otaka, Zenko FOR FOR Management
11 Appoint a Director Joseph M. DePinto FOR FOR Management
12 Appoint a Director Scott Trevor Davis FOR FOR Management
13 Appoint a Director Tsukio, Yoshio FOR FOR Management
14 Appoint a Director Ito, Kunio FOR FOR Management
15 Appoint a Director Yonemura, Toshiro FOR FOR Management
16 Appoint a Corporate Auditor Habano, FOR FOR Management
Noriyuki
17 Approve Delegation of Authority to the FOR FOR Management
Board of Directors to Determine
Details of Share Acquisition Rights
Issued as Stock-Linked Compensation
Type Stock Options for Executive
Officers of the Company and Directors
except Outside Directors and Executive
Of
--------------------------------------------------------------------------------
SEVERN TRENT PLC, COVENTRY
Ticker: Security ID: G8056D159
Meeting Date: JUL 20, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
8 REAPPOINT JOHN COGHLAN FOR FOR Management
9 REAPPOINT OLIVIA GARFIELD FOR FOR Management
10 REAPPOINT JAMES BOWLING FOR FOR Management
11 REAPPOINT PHILIP REMNANT FOR FOR Management
12 REAPPOINT DR. ANGELA STRANK FOR FOR Management
13 REAPPOINT DELOITTE LLP AS AUDITOR FOR FOR Management
14 AUTHORISE THE AUDIT COMMITTEE OF THE FOR FOR Management
BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
15 AUTHORISE POLITICAL DONATIONS FOR FOR Management
16 AUTHORISE ALLOTMENT OF SHARES FOR FOR Management
17 DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
18 AUTHORISE PURCHASE OF OWN SHARES FOR FOR Management
19 ADOPT NEW ARTICLES OF ASSOCIATION FOR FOR Management
20 AUTHORISE GENERAL MEETINGS OF THE FOR FOR Management
COMPANY, OTHER THAN ANNUAL GENERAL
MEETINGS, TO BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
1 RECEIVE THE REPORTS AND ACCOUNTS FOR FOR Management
2 APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
3 DECLARE A FINAL ORDINARY DIVIDEND FOR FOR Management
4 APPOINT EMMA FITZGERALD FOR FOR Management
5 APPOINT KEVIN BEESTON FOR FOR Management
6 APPOINT DOMINIQUE REINICHE FOR FOR Management
7 REAPPOINT ANDREW DUFF FOR FOR Management
--------------------------------------------------------------------------------
SGS SA, GENEVE
Ticker: Security ID: H7484G106
Meeting Date: MAR 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ANNUAL REPORT, FINANCIAL STATEMENTS OF FOR WITHHOLD Management
SGS SA AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE SGS GROUP FOR 2016
3 ADVISORY VOTE ON THE 2016 REMUNERATION FOR WITHHOLD Management
REPORT
4 RELEASE OF THE BOARD OF DIRECTORS AND FOR WITHHOLD Management
OF THE MANAGEMENT
5 APPROPRIATION OF PROFITS OF SGS SA, FOR WITHHOLD Management
DECLARATION OF A DIVIDEND OF CHF 70.00
PER SHARE
6 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
PAUL DESMARAIS, JR
7 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
AUGUST VON FINCK
8 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
AUGUST FRANCOIS VON FINCK
9 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
IAN GALLIENNE
10 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
CORNELIUS GRUPP
11 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
PETER KALANTZIS
12 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
CHRISTOPHER KIRK
13 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
GERARD LAMARCHE
14 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
SERGIO MARCHIONNE
15 RE-ELECTION TO THE BOARD OF DIRECTORS: FOR WITHHOLD Management
SHELBY R. DU PASQUIER
16 RE-ELECTION OF MR. SERGIO MARCHIONNE FOR WITHHOLD Management
AS CHAIRMAN OF THE BOARD OF DIRECTORS
17 RE-ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
AUGUST VON FINCK
18 RE-ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
IAN GALLIENNE
19 RE-ELECTION OF REMUNERATION COMMITTEE: FOR WITHHOLD Management
SHELBY R. DU PASQUIER
20 RE-ELECTION OF DELOITTE SA, MEYRIN, AS FOR WITHHOLD Management
AUDITORS
21 ELECTION OF THE INDEPENDENT PROXY / FOR WITHHOLD Management
JEANDIN AND DEFACQZ, GENEVA
22 BOARD REMUNERATION UNTIL THE NEXT FOR WITHHOLD Management
ANNUAL GENERAL MEETING
23 FIXED REMUNERATION OF SENIOR FOR WITHHOLD Management
MANAGEMENT FOR THE FISCAL YEAR 2018
24 ANNUAL VARIABLE REMUNERATION OF SENIOR FOR WITHHOLD Management
MANAGEMENT FOR THE FISCAL YEAR 2016
25 REDUCTION OF SHARE CAPITAL FOR WITHHOLD Management
26 AUTHORIZED SHARE CAPITAL FOR WITHHOLD Management
--------------------------------------------------------------------------------
SHARP CORPORATION
Ticker: Security ID: J71434112
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements,
Expand Business Lines, Increase the
Board of Directors Size to 25,
Transition to a Company with
Supervisory Committee, Eliminate the
Articles Related to Class B Shares,
Revise Conv
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Tai
Jeng-Wu
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nomura,
Katsuaki
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takayama, Toshiaki
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Young Liu
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Nishiyama, Hirokazu
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Chien-Erh Wang
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Hse-Tung Lu
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kurumatani, Nobuaki
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Himeiwa, Yasuo
13 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
14 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
15 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Directors
and Employees of the Company, the
Company's Subsidiaries and the
Affiliated Companies
16 Approve Share Consolidation (PLEASE FOR FOR Management
NOTE THIS IS THE AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF ORDINARY
SHAREHOLDERS.)
--------------------------------------------------------------------------------
SHAWCOR LTD.
Ticker: SAWLF Security ID: 820439107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ON THE APPOINTMENT OF ERNST & YOUNG FOR FOR Management
LLP AS AUDITOR OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED
Ticker: Security ID: G81043104
Meeting Date: JUN 19, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ISSUE
SHARES IN THE COMPANY
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO BUY BACK
SHARES IN THE COMPANY
12 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ISSUE SHARES BY ADDING THE NUMBER OF
SHARES BOUGHT BACK
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2016
4 TO DECLARE THE FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 31 DECEMBER 2016
5 TO RE-ELECT MR. HUI SAI TAN, JASON AS FOR FOR Management
AN EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. LIU SAI FEI AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MS. KAN LAI KUEN, ALICE AS FOR FOR Management
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
OF THE COMPANY
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
FIX THE REMUNERATION OF DIRECTORS OF
THE COMPANY
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD.
Ticker: Security ID: J72810120
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Amend Articles to: Adopt Reduction of FOR FOR Management
Liability System for Non-Executive
Directors and Corporate Auditors
3 Appoint a Director Saito, Yasuhiko FOR FOR Management
4 Appoint a Director Ishihara, Toshinobu FOR FOR Management
5 Appoint a Director Ueno, Susumu FOR FOR Management
6 Appoint a Director Matsui, Yukihiro FOR FOR Management
7 Appoint a Director Miyajima, Masaki FOR FOR Management
8 Appoint a Director Frank Peter Popoff FOR FOR Management
9 Appoint a Director Miyazaki, Tsuyoshi FOR FOR Management
10 Appoint a Director Fukui, Toshihiko FOR FOR Management
11 Appoint a Director Kasahara, Toshiyuki FOR FOR Management
12 Appoint a Director Onezawa, Hidenori FOR FOR Management
13 Appoint a Director Maruyama, Kazumasa FOR FOR Management
14 Appoint a Corporate Auditor Fukui, Taku FOR FOR Management
15 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Executives
--------------------------------------------------------------------------------
SHINSEI BANK,LIMITED
Ticker: Security ID: J7385L103
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Amend Articles to: Consolidate Trading FOR FOR Management
Unit under Regulatory Requirements
4 Appoint a Director Kudo, Hideyuki FOR FOR Management
5 Appoint a Director Nakamura, Yukio FOR FOR Management
6 Appoint a Director J. Christopher FOR FOR Management
Flowers
7 Appoint a Director Ernest M. Higa FOR FOR Management
8 Appoint a Director Kani, Shigeru FOR FOR Management
9 Appoint a Director Makihara, Jun FOR FOR Management
10 Appoint a Director Tomimura, Ryuichi FOR FOR Management
--------------------------------------------------------------------------------
SHISEIDO COMPANY,LIMITED
Ticker: Security ID: J74358144
Meeting Date: MAR 28, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines
4 Appoint a Director Uotani, Masahiko FOR FOR Management
5 Appoint a Director Iwai, Tsunehiko FOR FOR Management
6 Appoint a Director Aoki, Jun FOR FOR Management
7 Appoint a Director Ishikura, Yoko FOR FOR Management
8 Appoint a Director Iwata, Shoichiro FOR FOR Management
9 Appoint a Director Oishi, Kanoko FOR FOR Management
10 Appoint a Director Uemura, Tatsuo FOR FOR Management
11 Appoint a Corporate Auditor Ozu, FOR FOR Management
Hiroshi
12 Approve Payment of Bonuses to Directors FOR FOR Management
13 Approve Details of Compensation as FOR FOR Management
Long-Term Incentive Type Stock Options
for Directors
--------------------------------------------------------------------------------
SHOWA DENKO K.K.
Ticker: Security ID: J75046136
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to Allow the Board of
Directors to Adopt Policy regarding
Large-scale Purchases of Company Shares
3 Appoint a Director Ichikawa, Hideo FOR FOR Management
4 Appoint a Director Morikawa, Kohei FOR FOR Management
5 Appoint a Director Tanaka, Jun FOR FOR Management
6 Appoint a Director Takahashi, Hidehito FOR FOR Management
7 Appoint a Director Kamiguchi, Keiichi FOR FOR Management
8 Appoint a Director Kato, Toshiharu FOR FOR Management
9 Appoint a Director Akiyama, Tomofumi FOR FOR Management
10 Appoint a Director Morita, Akiyoshi FOR FOR Management
11 Appoint a Director Oshima, Masaharu FOR FOR Management
12 Appoint a Corporate Auditor Muto, FOR FOR Management
Saburo
--------------------------------------------------------------------------------
SHOWA DENKO K.K.
Ticker: Security ID: J75046136
Meeting Date: JUN 27, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
--------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN
Ticker: Security ID: D69671218
Meeting Date: FEB 01, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR WITHHOLD Management
DIVIDENDS OF EUR 3.60 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR WITHHOLD Management
FOR FISCAL 2015/2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR WITHHOLD Management
FOR FISCAL 2015/2016
9 RATIFY ERNST AND YOUNG GMBH AS FOR WITHHOLD Management
AUDITORS FOR FISCAL 2016/2017
--------------------------------------------------------------------------------
SINGAPORE AIRLINES LTD, SINGAPORE
Ticker: Security ID: Y7992P128
Meeting Date: JUL 29, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 MARCH
2016 AND THE AUDITORS REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 35 FOR FOR Management
CENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2016
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
IS RETIRING BY ROTATION IN ACCORDANCE
WITH ARTICLE 82 OF THE COMPANY'S
CONSTITUTION AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: MR
GAUTAM BANERJEE
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
IS RETIRING BY ROTATION IN ACCORDANCE
WITH ARTICLE 82 OF THE COMPANY'S
CONSTITUTION AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: MR GOH
CHOON PHONG
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
IS RETIRING BY ROTATION IN ACCORDANCE
WITH ARTICLE 82 OF THE COMPANY'S
CONSTITUTION AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: MR
HSIEH TSUN-YAN
6 TO RE-ELECT MR PETER SEAH LIM HUAT, FOR FOR Management
WHO IS RETIRING IN ACCORDANCE WITH
ARTICLE 89 OF THE COMPANY'S
CONSTITUTION AND WHO, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
7 TO APPROVE DIRECTORS' EMOLUMENTS OF UP FOR FOR Management
TO SGD2,300,000 FOR THE FINANCIAL YEAR
ENDING 31 MARCH 2017 (FY2015/16: UP TO
SGD2,300,000)
8 TO RE-APPOINT KPMG LLP AS AUDITORS OF FOR FOR Management
THE COMPANY AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
9 THAT PURSUANT TO SECTION 161 OF THE FOR FOR Management
COMPANIES ACT, CHAPTER 50 OF
SINGAPORE, AUTHORITY BE AND IS HEREBY
GIVEN TO THE DIRECTORS OF THE COMPANY
TO: (A) (I) ISSUE SHARES OF THE
COMPANY ("SHARES") WHETHER BY WAY OF
RIGHTS, BONUS OR OTHERWISE; AND/OR
(II) MAKE
10 THAT THE DIRECTORS OF THE COMPANY BE FOR FOR Management
AND ARE HEREBY AUTHORISED TO: (A)
GRANT AWARDS IN ACCORDANCE WITH THE
PROVISIONS OF THE SIA PERFORMANCE
SHARE PLAN 2014 AND/OR THE SIA
RESTRICTED SHARE PLAN 2014; AND (B)
ALLOT AND ISSUE FROM TIME TO TIME SUCH
NUMBER O
11 THAT: (A) APPROVAL BE AND IS HEREBY FOR FOR Management
GIVEN, FOR THE PURPOSES OF CHAPTER 9
OF THE LISTING MANUAL ("CHAPTER 9") OF
THE SINGAPORE EXCHANGE SECURITIES
TRADING LIMITED FOR THE COMPANY, ITS
SUBSIDIARIES AND ASSOCIATED COMPANIES
THAT ARE "ENTITIES AT RISK" (AS TH
12 THAT: (A) FOR THE PURPOSES OF SECTIONS FOR FOR Management
76C AND 76E OF THE COMPANIES ACT,
CHAPTER 50 OF SINGAPORE (THE
"COMPANIES ACT"), THE EXERCISE BY THE
DIRECTORS OF THE COMPANY OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY
SHARES O
13 THAT THE REGULATIONS CONTAINED IN THE FOR FOR Management
NEW CONSTITUTION SUBMITTED TO THIS
MEETING AND, FOR THE PURPOSE OF
IDENTIFICATION, SUBSCRIBED TO BY THE
CHAIRMAN THEREOF, BE APPROVED AND
ADOPTED AS THE CONSTITUTION OF THE
COMPANY IN SUBSTITUTION FOR, AND TO
THE EXCL
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD, SINGAPORE
Ticker: Security ID: Y7990F106
Meeting Date: DEC 01, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS AND THE AUDITOR'S REPORT
THEREON
3 TO DECLARE A FINAL DIVIDEND AND A FOR FOR Management
SPECIAL DIVIDEND: FINAL DIVIDEND OF 8
CENTS PER SHARE AND A SPECIAL DIVIDEND
OF 3 CENTS PER SHARE
4 TO RE-ELECT DIRECTOR PURSUANT TO FOR FOR Management
ARTICLES 111 AND 112: LEE BOON YANG
5 TO RE-ELECT DIRECTOR PURSUANT TO FOR FOR Management
ARTICLES 111 AND 112: CHONG SIAK CHING
6 TO RE-ELECT DIRECTOR PURSUANT TO FOR FOR Management
ARTICLES 111 AND 112: TAN CHIN HWEE
7 TO RE-ELECT DIRECTOR PURSUANT TO FOR FOR Management
ARTICLES 111 AND 112: JANET ANG GUAT
HAR
8 TO RE-ELECT DIRECTOR PURSUANT TO FOR FOR Management
ARTICLE 115: NG YAT CHUNG
9 TO APPROVE DIRECTORS' FEES FOR THE FOR FOR Management
FINANCIAL YEAR ENDING AUGUST 31, 2017
10 TO RE-APPOINT THE AUDITOR AND FOR FOR Management
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
11 TO APPROVE THE ORDINARY RESOLUTION FOR FOR Management
PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50
12 TO APPROVE THE RENEWAL OF THE SHARE FOR FOR Management
BUY BACK MANDATE
13 TO APPROVE THE ADOPTION OF THE SPH FOR FOR Management
PERFORMANCE SHARE PLAN 2016 AND
AUTHORISE THE DIRECTORS TO GRANT
AWARDS AND ALLOT AND ISSUE ORDINARY
SHARES PURSUANT TO THE SPH PERFORMANCE
SHARE PLAN 2016
14 TO APPROVE THE ADOPTION OF THE NEW FOR FOR Management
CONSTITUTION OF THE COMPANY
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE
Ticker: Security ID: Y79985209
Meeting Date: JUL 29, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016 AND THE AUDITOR'S
REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 10.7 FOR FOR Management
CENTS PER SHARE IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 MARCH 2016
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HERSELF FOR RE-ELECTION: MS CHRISTINA
HON KWEE FONG (MRS CHRISTINA ONG)
(INDEPENDENT MEMBER OF THE AU
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR SIMON
CLAUDE ISRAEL
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR PETER
EDWARD MASON AM
6 TO APPROVE PAYMENT OF DIRECTORS' FEES FOR FOR Management
BY THE COMPANY OF UP TO SGD 2,950,000
FOR THE FINANCIAL YEAR ENDING 31 MARCH
2017 (2016: UP TO SGD 2,950,000;
INCREASE: NIL)
7 TO RE-APPOINT THE AUDITOR AND TO FOR FOR Management
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
8 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS TO: (I) (1) ISSUE
SHARES OF THE COMPANY ("SHARES")
WHETHER BY WAY OF RIGHTS, BONUS OR
OTHERWISE; AND/OR (2) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT
MIGHT OR WOUL
9 THAT APPROVAL BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS TO GRANT AWARDS IN
ACCORDANCE WITH THE PROVISIONS OF THE
SINGTEL PERFORMANCE SHARE PLAN 2012
("SINGTEL PSP 2012") AND TO ALLOT AND
ISSUE FROM TIME TO TIME SUCH NUMBER OF
FULLY PAID-UP ORDINARY SHARES A
10 THAT: (I) FOR THE PURPOSES OF SECTIONS FOR FOR Management
76C AND 76E OF THE COMPANIES ACT,
CHAPTER 50 (THE "COMPANIES ACT"), THE
EXERCISE BY THE DIRECTORS OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY
SHARES OF THE COMPANY ("SHARES") NOT
11 THAT THE REGULATIONS CONTAINED IN THE FOR FOR Management
NEW CONSTITUTION SUBMITTED TO THIS
MEETING AND, FOR THE PURPOSE OF
IDENTIFICATION, SUBSCRIBED TO BY THE
CHAIRMAN THEREOF, BE APPROVED AND
ADOPTED AS THE CONSTITUTION OF THE
COMPANY IN SUBSTITUTION FOR, AND TO
THE EXCL
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016 AND THE AUDITOR'S
REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 10.7 FOR FOR Management
CENTS PER SHARE IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 MARCH 2016
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HERSELF FOR RE-ELECTION: MS CHRISTINA
HON KWEE FONG (MRS CHRISTINA ONG)
(INDEPENDENT MEMBER OF THE AU
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR SIMON
CLAUDE ISRAEL
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO FOR FOR Management
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 97 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR PETER
EDWARD MASON AM
6 TO APPROVE PAYMENT OF DIRECTORS' FEES FOR FOR Management
BY THE COMPANY OF UP TO SGD 2,950,000
FOR THE FINANCIAL YEAR ENDING 31 MARCH
2017 (2016: UP TO SGD 2,950,000;
INCREASE: NIL)
7 TO RE-APPOINT THE AUDITOR AND TO FOR FOR Management
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
8 THAT AUTHORITY BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS TO: (I) (1) ISSUE
SHARES OF THE COMPANY ("SHARES")
WHETHER BY WAY OF RIGHTS, BONUS OR
OTHERWISE; AND/OR (2) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT
MIGHT OR WOUL
9 THAT APPROVAL BE AND IS HEREBY GIVEN FOR FOR Management
TO THE DIRECTORS TO GRANT AWARDS IN
ACCORDANCE WITH THE PROVISIONS OF THE
SINGTEL PERFORMANCE SHARE PLAN 2012
("SINGTEL PSP 2012") AND TO ALLOT AND
ISSUE FROM TIME TO TIME SUCH NUMBER OF
FULLY PAID-UP ORDINARY SHARES A
10 THAT: (I) FOR THE PURPOSES OF SECTIONS FOR FOR Management
76C AND 76E OF THE COMPANIES ACT,
CHAPTER 50 (THE "COMPANIES ACT"), THE
EXERCISE BY THE DIRECTORS OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY
SHARES OF THE COMPANY ("SHARES") NOT
11 THAT THE REGULATIONS CONTAINED IN THE FOR FOR Management
NEW CONSTITUTION SUBMITTED TO THIS
MEETING AND, FOR THE PURPOSE OF
IDENTIFICATION, SUBSCRIBED TO BY THE
CHAIRMAN THEREOF, BE APPROVED AND
ADOPTED AS THE CONSTITUTION OF THE
COMPANY IN SUBSTITUTION FOR, AND TO
THE EXCL
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE
Ticker: Security ID: Y79985209
Meeting Date: OCT 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: SEP 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL FOR THE PROPOSED ACQUISITION FOR FOR Management
OF SHARES IN INTOUCH HOLDINGS PUBLIC
COMPANY LIMITED, THE PROPOSED
ACQUISITION OF SHARES IN BHARTI
TELECOM LIMITED AND THE PROPOSED
PLACEMENT OF SHARES IN SINGAPORE
TELECOMMUNICATIONS LIMITED
--------------------------------------------------------------------------------
SINO LAND CO LTD
Ticker: Security ID: Y80267126
Meeting Date: OCT 28, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE, CONSIDER AND ADOPT THE FOR FOR Management
AUDITED FINANCIAL STATEMENTS AND THE
DIRECTORS' AND INDEPENDENT AUDITOR'S
REPORTS FOR THE YEAR ENDED 30TH JUNE,
2016
4 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
38 PER ORDINARY SHARE WITH AN OPTION
FOR SCRIP DIVIDEND
5 TO RE-ELECT MR. DARYL NG WIN KONG AS FOR FOR Management
DIRECTOR
6 TO RE-ELECT MR. RINGO CHAN WING KWONG FOR FOR Management
AS DIRECTOR
7 TO RE-ELECT MR. GORDON LEE CHING KEUNG FOR FOR Management
AS DIRECTOR
8 TO AUTHORISE THE BOARD TO FIX THE FOR FOR Management
DIRECTORS' REMUNERATION FOR THE
FINANCIAL YEAR ENDING 30TH JUNE, 2017
9 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS AUDITOR FOR THE ENSUING YEAR AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
10 TO APPROVE SHARE BUY-BACK MANDATE FOR FOR Management
11 TO APPROVE SHARE ISSUE MANDATE FOR FOR Management
12 TO APPROVE EXTENSION OF SHARE ISSUE FOR FOR Management
MANDATE
--------------------------------------------------------------------------------
SJM HOLDINGS LTD
Ticker: Security ID: Y8076V106
Meeting Date: JUN 13, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
FINANCIAL STATEMENTS AND THE REPORTS
OF THE DIRECTORS AND AUDITOR OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HK18 FOR FOR Management
CENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 DECEMBER 2016 TO THE
SHAREHOLDERS OF THE COMPANY
5 TO RE-ELECT DR. SO SHU FAI AS AN FOR FOR Management
EXECUTIVE DIRECTOR
6 TO RE-ELECT DEPUTADA LEONG ON KEI, FOR FOR Management
ANGELA AS AN EXECUTIVE DIRECTOR
7 TO RE-ELECT MR. FOK TSUN TING, TIMOTHY FOR FOR Management
AS AN EXECUTIVE DIRECTOR
8 TO ELECT MS. HO CHIU FUNG, DAISY AS AN FOR FOR Management
EXECUTIVE DIRECTOR OF THE COMPANY
9 TO AUTHORISE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE REMUNERATION
FOR EACH OF THE DIRECTORS OF THE
COMPANY
10 TO RE-APPOINT MESSRS. DELOITTE TOUCHE FOR FOR Management
TOHMATSU, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE AUDITOR OF THE
COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
11 TO GRANT AN UNCONDITIONAL MANDATE TO FOR FOR Management
THE DIRECTORS OF THE COMPANY TO GRANT
OPTIONS UNDER THE SHARE OPTION SCHEME
AND TO ALLOT AND ISSUE SHARES OF THE
COMPANY AS AND WHEN ANY OPTIONS WHICH
HAVE BEEN GRANTED PRIOR TO THE DATE OF
THIS RESOLUTION OR MAY BE GR
12 TO GRANT AN UNCONDITIONAL MANDATE TO FOR FOR Management
THE DIRECTORS OF THE COMPANY TO
PURCHASE THE SHARES OF THE COMPANY IN
THE MANNER AS DESCRIBED IN THE
CIRCULAR OF THE COMPANY DATED 25 APRIL
2017
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB, STOCKHOLM
Ticker: Security ID: W25381141
Meeting Date: MAR 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 ADOPTION OF THE PROFIT AND LOSS FOR FOR Management
ACCOUNT AND BALANCE SHEET AS WELL AS
THE CONSOLIDATED PROFIT AND LOSS
ACCOUNT AND CONSOLIDATED BALANCE SHEET
13 ALLOCATION OF THE BANK'S PROFIT AS FOR FOR Management
SHOWN IN THE BALANCE SHEET ADOPTED BY
THE MEETING: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5,50 PER
SHARE AND THURSDAY, 30 MARCH 2017 AS
RECORD DATE FOR THE DIVIDEND. IF THE
MEETING DECIDES ACCORDING TO THE PRO
14 DISCHARGE FROM LIABILITY OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT
15 DETERMINATION OF THE NUMBER OF FOR FOR Management
DIRECTORS AND AUDITORS TO BE ELECTED
BY THE MEETING: THE NOMINATION
COMMITTEE PROPOSES 11 DIRECTORS AND
ONE AUDITOR
16 DETERMINATION OF REMUNERATION TO THE FOR FOR Management
DIRECTORS AND THE AUDITOR ELECTED BY
THE MEETING
17 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF JOHAN H. ANDRESEN AS A
BOARD OF DIRECTOR
18 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF SIGNHILD ARNEGARD
HANSEN AS A BOARD OF DIRECTOR
19 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF SAMIR BRIKHO AS A BOARD
OF DIRECTOR
20 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF WINNIE FOK AS A BOARD
OF DIRECTOR
21 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF TOMAS NICOLIN AS A
BOARD OF DIRECTOR
22 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF SVEN NYMAN AS A BOARD
OF DIRECTOR
23 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF JESPER OVESEN AS A
BOARD OF DIRECTOR
24 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF HELENA SAXON AS A BOARD
OF DIRECTOR
25 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF MARCUS WALLENBERG AS A
BOARD OF DIRECTOR
26 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
RE-ELECTION OF SARA OHRVALL AS A BOARD
OF DIRECTOR
27 THE NOMINATION COMMITTEE PROPOSES FOR FOR Management
ELECTION OF JOHAN TORGEBY AS A BOARD
OF DIRECTOR
28 NOMINATION COMMITTEE PROPOSAL FOR FOR FOR Management
CHAIRMAN OF THE BOARD, MARCUS
WALLENBERG
29 ELECTION OF AUDITOR: THE NOMINATION FOR FOR Management
COMMITTEE PROPOSES RE-ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS AB FOR THE
PERIOD UP TO AND INCLUDING THE ANNUAL
GENERAL MEETING 2018. SHOULD
PRICEWATERHOUSECOOPERS AB BE ELECTED,
AUTHORIS
30 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
GUIDELINES FOR SALARY AND OTHER
REMUNERATION FOR THE PRESIDENT AND
MEMBERS OF THE GROUP EXECUTIVE
COMMITTEE
31 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
LONG-TERM EQUITY PROGRAMMES FOR 2017:
SEB ALL EMPLOYEE PROGRAMME (AEP) 2017
FOR ALL EMPLOYEES IN MOST OF THE
COUNTRIES WHERE SEB OPERATES
32 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
LONG-TERM EQUITY PROGRAMMES FOR 2017:
SEB SHARE DEFERRAL PROGRAMME (SDP)
2017 FOR THE GROUP EXECUTIVE
COMMITTEE, CERTAIN OTHER SENIOR
MANAGERS AND A NUMBER OF OTHER KEY
EMPLOYEES
33 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: ACQUISITION OF THE BANK'S
OWN SHARES IN ITS SECURITIES BUSINESS
34 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: ACQUISITION AND SALE OF
THE BANK'S OWN SHARES FOR CAPITAL
PURPOSES AND FOR LONG-TERM EQUITY
PROGRAMMES
35 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: TRANSFER OF THE BANK'S OWN
SHARES TO PARTICIPANTS IN THE 2017
LONG-TERM EQUITY PROGRAMMES
36 THE BOARD OF DIRECTOR'S PROPOSAL FOR FOR FOR Management
DECISION ON AUTHORISATION TO THE BOARD
OF DIRECTORS TO ISSUE CONVERTIBLES
37 THE BOARD OF DIRECTOR'S PROPOSAL ON FOR FOR Management
THE APPOINTMENT OF AUDITORS OF
FOUNDATIONS THAT HAVE DELEGATED THEIR
BUSINESS TO THE BANK
39 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO ADOPT A VISION ON
ABSOLUTE EQUALITY ON ALL LEVELS WITHIN
THE COMPANY BETWEEN MEN AND WOMEN
40 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO DELEGATE TO THE
BOARD OF DIRECTORS OF THE COMPANY TO
SET UP A WORKING GROUP WITH THE TASK
OF IMPLEMENTING ALSO THIS VISION IN
THE LONG TERM AS WELL AS CLOSELY MO
41 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO ANNUALLY SUBMIT A
REPORT IN WRITING TO THE ANNUAL
GENERAL MEETING, AS A SUGGESTION BY
INCLUDING THE REPORT IN THE PRINTED
VERSION OF THE ANNUAL REPORT
42 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO DELEGATE TO THE
BOARD OF DIRECTORS TO TAKE NECESSARY
ACTIONS TO CREATE A SHAREHOLDER'S
ASSOCIATION IN THE COMPANY
43 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: THAT A DIRECTOR MAY
NOT INVOICE DIRECTOR'S REMUNERATION
THROUGH A JURIDICAL PERSON, SWEDISH OR
FOREIGN
44 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: THAT THE NOMINATION
COMMITTEE WHEN PERFORMING ITS
ASSIGNMENT SHALL PAY SPECIFIC
ATTENTION TO QUESTIONS RELATED TO
ETHICS, GENDER AND ETHNICITY
45 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO DELEGATE TO THE
BOARD OF DIRECTORS TO SUBMIT A
PROPOSAL FOR REPRESENTATION IN THE
BOARD AS WELL AS IN THE NOMINATION
COMMITTEE FOR THE SMALL AND MEDIUM
SIZED SHA
46 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: IN RELATION TO ITEM
E) ABOVE, DELEGATE TO THE BOARD OF
DIRECTORS TO TURN TO APPROPRIATE
AUTHORITY - IN THE FIRST PLACE THE
SWEDISH GOVERNMENT OR THE TAX
AUTHORITIES
47 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO DELEGATE TO THE
BOARD OF DIRECTORS TO PERFORM A
THOROUGH INVESTIGATION OF THE
CONSEQUENCES OF AN ABOLISHMENT OF THE
DIFFERENTIATED VOTING POWERS IN SEB,
RESULTIN
48 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: TO DELEGATE TO THE
BOARD OF DIRECTORS TO TURN TO THE
SWEDISH GOVERNMENT, AND DRAW THE
GOVERNMENT'S ATTENTION TO THE
DESIRABILITY OF CHANGING THE LAW IN
THIS AREA AN
49 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING RESOLVES: DELEGATE TO THE
BOARD OF DIRECTORS TO TURN TO THE
SWEDISH GOVERNMENT AND POINT OUT THE
NEED OF A COMPREHENSIVE, NATIONAL
REGULATION IN THE AREA MENTIONED IN
ITEM 22
50 PROPOSAL FROM THE SHAREHOLDER THORWALD FOR AGAINST Management
ARVIDSSON TO AMEND THE ARTICLES OF
ASSOCIATION: ARTICLE 6
--------------------------------------------------------------------------------
SKANSKA AB, SOLNA
Ticker: Security ID: W83567110
Meeting Date: APR 04, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 MOTION TO ADOPT THE INCOME STATEMENT FOR FOR Management
AND BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
13 MOTION REGARDING THE DISPOSITION OF FOR FOR Management
THE COMPANY'S PROFIT AS SHOWN IN THE
ADOPTED BALANCE SHEET, AND
DETERMINATION OF THE RECORD DATE FOR
PAYMENT OF DIVIDEND: THE BOARD
PROPOSES A DIVIDEND OF SEK 8,25 PER
SHARE. APRIL 6, 2017 IS PROPOSED AS
THE RECORD DATE
14 MOTION TO DISCHARGE MEMBERS OF THE FOR FOR Management
BOARD AND THE PRESIDENT FROM LIABILITY
FOR THE FISCAL YEAR
15 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTY MEMBERS TO BE
ELECTED BY THE MEETING: THE NOMINATION
COMMITTEE'S MOTION: NINE (9) BOARD
MEMBERS AND NO DEPUTIES
16 DETERMINATION OF FEES FOR BOARD FOR FOR Management
MEMBERS AND AUDITORS
17 RE-ELECTION OF BOARD MEMBER: JOHAN FOR FOR Management
KARLSTROM
18 RE-ELECTION OF BOARD MEMBER: PAR BOMAN FOR FOR Management
19 RE-ELECTION OF BOARD MEMBER: JOHN FOR FOR Management
CARRIG
20 RE-ELECTION OF BOARD MEMBER: NINA FOR FOR Management
LINANDER
21 RE-ELECTION OF BOARD MEMBER: FREDRIK FOR FOR Management
LUNDBERG
22 RE-ELECTION OF BOARD MEMBER: JAYNE FOR FOR Management
MCGIVERN
23 RE-ELECTION OF BOARD MEMBER: CHARLOTTE FOR FOR Management
STROMBERG
24 RE-ELECTION OF BOARD MEMBER: HANS FOR FOR Management
BIORCK
25 ELECTION OF NEW MEMBER OF THE BOARD: FOR FOR Management
CATHERINE MARCUS
26 RE-ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
BOARD: HANS BIORCK
27 ELECTION OF AUDITOR: THE NOMINATION FOR FOR Management
COMMITTEE'S MOTION: RE-ELECTION OF EY
THAT HAS INFORMED, THAT IF EY IS
ELECTED, THE AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL BE
AUDITOR IN CHARGE
28 PROPOSAL FOR PRINCIPLES FOR SALARY AND FOR FOR Management
OTHER REMUNERATION TO SENIOR EXECUTIVES
29 MOTION TO AUTHORIZATION OF THE BOARD FOR FOR Management
TO RESOLVE ON PURCHASES OF SERIES B
SHARES IN SKANSKA
30 MOTION TO AUTHORIZATION OF THE BOARD FOR FOR Management
TO RESOLVE ON TRANSFER OF SERIES B
SHARES IN SKANSKA
--------------------------------------------------------------------------------
SKF AB
Ticker: Security ID: W84237143
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 MATTER OF ADOPTION OF THE INCOME FOR FOR Management
STATEMENT AND BALANCE SHEET AND
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
13 RESOLUTION REGARDING DISTRIBUTION OF FOR FOR Management
PROFITS: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND FOR THE FINANCIAL
YEAR 2016 OF SEK 5.50 PER SHARE. IT IS
PROPOSED THAT SHAREHOLDERS WITH
HOLDINGS RECORDED ON FRIDAY, 31 MARCH
2017 BE ENTITLED TO RECEIVE THE PROPOSE
14 MATTER OF DISCHARGE OF THE BOARD FOR FOR Management
MEMBERS AND THE PRESIDENT FROM
LIABILITY
15 DETERMINATION OF NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTY MEMBERS: THAT THE
BOARD OF DIRECTORS SHALL CONSIST OF
TEN MEMBERS AND NO DEPUTY MEMBERS
16 DETERMINATION OF FEE FOR THE BOARD OF FOR FOR Management
DIRECTORS
17 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: LEIF OSTLING
18 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: PETER GRAFONER
19 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: LARS WEDENBORN
20 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: BABA KALYANI
21 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: HOCK GOH
22 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: MARIE BREDBERG
23 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: NANCY GOUGARTY
24 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: ALRIK DANIELSON
25 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: RONNIE LETEN
26 ELECTION OF BOARD MEMBER AND DEPUTY FOR FOR Management
BOARD MEMBER: BARB SAMARDZICH
27 ELECTION OF CHAIRMAN OF THE BOARD OF FOR FOR Management
DIRECTORS: LEIF OSTLING
28 DETERMINATION OF FEE FOR THE AUDITORS FOR FOR Management
29 ELECTION OF AUDITORS AND DEPUTY FOR FOR Management
AUDITORS: PWC
30 THE BOARD OF DIRECTORS PROPOSAL FOR A FOR FOR Management
RESOLUTION ON PRINCIPLES OF
REMUNERATION FOR GROUP MANAGEMENT
31 THE BOARD OF DIRECTORS PROPOSAL FOR A FOR FOR Management
RESOLUTION ON SKFS PERFORMANCE SHARE
PROGRAMME 2017
32 RESOLUTION REGARDING NOMINATION FOR FOR Management
COMMITTEE
--------------------------------------------------------------------------------
SKY PLC, ISLEWORTH
Ticker: Security ID: G8212B105
Meeting Date: OCT 13, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR FOR Management
FOR THE YEAR ENDED 30 JUNE 2016
TOGETHER WITH THE REPORT OF THE
DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND FOR THE FOR FOR Management
YEAR ENDED 30 JUNE 2016
3 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT EXCLUDING THE DIRECTORS
REMUNERATION POLICY
4 TO REAPPOINT JEREMY DARROCH AS A FOR FOR Management
DIRECTOR
5 TO REAPPOINT ANDREW GRIFFITH AS A FOR FOR Management
DIRECTOR
6 TO REAPPOINT TRACY CLARKE AS A DIRECTOR FOR FOR Management
7 TO REAPPOINT MARTIN GILBERT AS A FOR FOR Management
DIRECTOR
8 TO REAPPOINT ADINE GRATE AS A DIRECTOR FOR FOR Management
9 TO REAPPOINT MATTHIEU PIGASSE AS A FOR FOR Management
DIRECTOR
10 TO REAPPOINT ANDY SUKAWATY AS A FOR FOR Management
DIRECTOR
11 TO REAPPOINT JAMES MURDOCH AS A FOR FOR Management
DIRECTOR
12 TO REAPPOINT CHASE CAREY AS A DIRECTOR FOR FOR Management
13 TO APPOINT JOHN NALLEN AS A DIRECTOR FOR FOR Management
14 TO REAPPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
OF THE COMPANY AND TO AUTHORISE THE
AUDIT COMMITTEE OF THE BOARD TO AGREE
THEIR REMUNERATION
15 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS AND INCUR POLITICAL
EXPENDITURE
16 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES UNDER SECTION 551 OF THE
COMPANIES ACT 2006
17 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
18 TO AUTHORISE THE DIRECTORS TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS FOR THE PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
19 TO ALLOW THE COMPANY TO HOLD GENERAL FOR FOR Management
MEETINGS OTHER THAN ANNUAL GENERAL
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------
SKYLARK CO.,LTD
Ticker: Security ID: J75605121
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Raul Alvarez FOR FOR Management
3 Appoint a Director Tani, Makoto FOR FOR Management
4 Appoint a Director Kitamura, Atsushi FOR FOR Management
5 Appoint a Director Sugimoto, Yuji FOR FOR Management
6 Appoint a Director David Gross-Loh FOR FOR Management
7 Appoint a Director Nishijo, Atsushi FOR FOR Management
8 Appoint a Director Yokoyama, Atsushi FOR FOR Management
9 Appoint a Director Wada, Yukihiro FOR FOR Management
10 Appoint a Corporate Auditor Aoyagi, FOR FOR Management
Tatsuya
--------------------------------------------------------------------------------
SMART REAL ESTATE INVESTMENT TRUST
Ticker: CWYUF Security ID: 83179X108
Meeting Date: MAY 11, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP, CHARTERED PROFESSIONAL
ACCOUNTANTS, AS THE AUDITOR OF THE
TRUST FOR THE ENSUING YEAR AND TO
AUTHORIZE THE TRUSTEES OF THE TRUST TO
FIX THE REMUNERATION OF SUCH AUDITOR.
3 TO ACCEPT THE TRUST'S APPROACH TO FOR FOR Management
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY SET FORTH IN THE
MANAGEMENT INFORMATION CIRCULAR
RELATING TO THE MEETING.
4 TO APPROVE CERTAIN AMENDMENTS TO THE FOR FOR Management
TRUST'S DECLARATION OF TRUST, AS MORE
PARTICULARLY SET FORTH IN THE
MANAGEMENT INFORMATION CIRCULAR
RELATING TO THE MEETING.
--------------------------------------------------------------------------------
SMITHS GROUP PLC, LONDON
Ticker: Security ID: G82401111
Meeting Date: NOV 15, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF REPORT AND ACCOUNTS FOR FOR Management
2 APPROVAL OF DIRECTORS' REMUNERATION FOR FOR Management
REPORT
3 DECLARATION OF A FINAL DIVIDEND: 28.75 FOR FOR Management
PENCE PER ORDINARY SHARE
4 RE-ELECTION OF MR B.F.J. ANGELICI AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF SIR GEORGE BUCKLEY AS A FOR FOR Management
DIRECTOR
6 RE-ELECTION OF MS T.D. FRATTO AS A FOR FOR Management
DIRECTOR
7 RE-ELECTION OF MR C.M. O'SHEA AS A FOR FOR Management
DIRECTOR
8 RE-ELECTION OF MS A.C. QUINN AS A FOR FOR Management
DIRECTOR
9 RE -ELECTION OF MR W.C. SEEGER AS A FOR FOR Management
DIRECTOR
10 RE-ELECTION OF MR A. REYNOLDS SMITH AS FOR FOR Management
A DIRECTOR
11 RE-ELECTION OF SIR KEVIN TEBBIT AS A FOR FOR Management
DIRECTOR
12 ELECTION OF MR M.D. SELIGMAN AS A FOR FOR Management
DIRECTOR
13 REAPPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
14 AUDITORS' REMUNERATION FOR FOR Management
15 AUTHORITY TO ISSUE SHARES PURSUANT TO FOR FOR Management
SECTION 551 OF COMPANIES ACT 2006
16 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR Management
RIGHTS FOR RIGHTS ISSUES AND OTHER
PRE-EMPTIVE ISSUES
17 ADDITIONAL AUTHORITY TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS FOR FINANCING OR
REFINANCING PARTICULAR ACQUISITIONS
AND OTHER CAPITAL INVESTMENTS
18 AUTHORITY TO MAKE MARKET PURCHASES OF FOR FOR Management
SHARES
19 AUTHORITY TO CALL GENERAL MEETINGS FOR FOR Management
OTHER THAN ANNUAL GENERAL MEETINGS ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
20 AUTHORITY TO MAKE POLITICAL DONATIONS FOR FOR Management
AND EXPENDITURE
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC, DUBLIN
Ticker: Security ID: G8248F104
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 REVIEW OF THE COMPANY'S AFFAIRS AND FOR FOR Management
CONSIDERATION OF THE FINANCIAL
STATEMENTS AND REPORTS OF THE
DIRECTORS AND STATUTORY AUDITOR
2 CONSIDERATION OF THE DIRECTORS' FOR FOR Management
REMUNERATION REPORT
3 CONSIDERATION OF THE REMUNERATION FOR FOR Management
POLICY
4 DECLARATION OF A DIVIDEND FOR FOR Management
5 ELECTION OF DIRECTOR: MR. KEN BOWLES FOR FOR Management
6 ELECTION OF DIRECTOR: MR. JORGEN BUHL FOR FOR Management
RASMUSSEN
7 RE-ELECTION OF DIRECTOR: MR. LIAM FOR FOR Management
O'MAHONY
8 RE-ELECTION OF DIRECTOR: MR. ANTHONY FOR FOR Management
SMURFIT
9 RE-ELECTION OF DIRECTOR: MR. FRITS FOR FOR Management
BEURSKENS
10 RE-ELECTION OF DIRECTOR: MS. CHRISTEL FOR FOR Management
BORIES
11 RE-ELECTION OF DIRECTOR: MR. IRIAL FOR FOR Management
FINAN
12 RE-ELECTION OF DIRECTOR: MR. JAMES FOR FOR Management
LAWRENCE
13 RE-ELECTION OF DIRECTOR: MR. JOHN FOR FOR Management
MOLONEY
14 RE-ELECTION OF DIRECTOR: MR. ROBERTO FOR FOR Management
NEWELL
15 RE-ELECTION OF DIRECTOR: MR. GONZALO FOR FOR Management
RESTREPO
16 RE-ELECTION OF DIRECTOR: MS. ROSEMARY FOR FOR Management
THORNE
17 REMUNERATION OF THE STATUTORY AUDITOR FOR FOR Management
18 AUTHORITY TO ISSUE SHARES FOR FOR Management
19 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(RE ALLOTMENT OF UP TO 5 PERCENT FOR
CASH)
20 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(RE ALLOTMENT OF UP TO 5 PERCENT FOR
CASH IN CONNECTION WITH ACQUISITIONS /
SPECIFIED INVESTMENTS)
21 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
22 CONVENING AN EXTRAORDINARY GENERAL FOR FOR Management
MEETING ON 14 DAYS' NOTICE
1 REVIEW OF THE COMPANY'S AFFAIRS AND FOR FOR Management
CONSIDERATION OF THE FINANCIAL
STATEMENTS AND REPORTS OF THE
DIRECTORS AND STATUTORY AUDITOR
2 CONSIDERATION OF THE DIRECTORS' FOR FOR Management
REMUNERATION REPORT
3 CONSIDERATION OF THE REMUNERATION FOR FOR Management
POLICY
4 DECLARATION OF A DIVIDEND FOR FOR Management
5 ELECTION OF DIRECTOR: MR. KEN BOWLES FOR FOR Management
6 ELECTION OF DIRECTOR: MR. JORGEN BUHL FOR FOR Management
RASMUSSEN
7 RE-ELECTION OF DIRECTOR: MR. LIAM FOR FOR Management
O'MAHONY
8 RE-ELECTION OF DIRECTOR: MR. ANTHONY FOR FOR Management
SMURFIT
9 RE-ELECTION OF DIRECTOR: MR. FRITS FOR FOR Management
BEURSKENS
10 RE-ELECTION OF DIRECTOR: MS. CHRISTEL FOR FOR Management
BORIES
11 RE-ELECTION OF DIRECTOR: MR. IRIAL FOR FOR Management
FINAN
12 RE-ELECTION OF DIRECTOR: MR. JAMES FOR FOR Management
LAWRENCE
13 RE-ELECTION OF DIRECTOR: MR. JOHN FOR FOR Management
MOLONEY
14 RE-ELECTION OF DIRECTOR: MR. ROBERTO FOR FOR Management
NEWELL
15 RE-ELECTION OF DIRECTOR: MR. GONZALO FOR FOR Management
RESTREPO
16 RE-ELECTION OF DIRECTOR: MS. ROSEMARY FOR FOR Management
THORNE
17 REMUNERATION OF THE STATUTORY AUDITOR FOR FOR Management
18 AUTHORITY TO ISSUE SHARES FOR FOR Management
19 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(RE ALLOTMENT OF UP TO 5 PERCENT FOR
CASH)
20 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR FOR Management
(RE ALLOTMENT OF UP TO 5 PERCENT FOR
CASH IN CONNECTION WITH ACQUISITIONS /
SPECIFIED INVESTMENTS)
21 AUTHORITY TO PURCHASE OWN SHARES FOR FOR Management
22 CONVENING AN EXTRAORDINARY GENERAL FOR FOR Management
MEETING ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE
Ticker: Security ID: T8578N103
Meeting Date: AUG 01, 2016 Meeting Type: MIX
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REORGANIZATION PLAN OF SNAM FOR WITHHOLD Management
PARTICIPATION INTO ITALGAS S.P.A. AND,
IN PARTICULAR, APPROVAL OF SNAM S.P.A.
PARTIAL AND PROPORTIONAL SPLITTING
PLAN. RESOLUTIONS RELATED THERETO
2 TO AUTHORIZE THE PURCHASE OF OWN SHARES FOR WITHHOLD Management
--------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE
Ticker: Security ID: T8578N103
Meeting Date: APR 11, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE SNAM S.P.A. BALANCE FOR WITHHOLD Management
SHEET AND CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2016, BOARD OF
DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS REPORTS, RESOLUTIONS RELATED
AND THERETO
2 NET INCOME ALLOCATION AND DIVIDEND FOR WITHHOLD Management
DISTRIBUTION
3 TO AUTHORIZE THE PURCHASE AND DISPOSAL FOR WITHHOLD Management
OF OWN SHARES
4 TO APPROVE THE COMPANY'S SHAREHOLDERS FOR WITHHOLD Management
INCENTIVES LONG TERM PLAN 2017-2019.
RESOLUTIONS RELATED AND THERETO
5 REWARDING POLICY AS PER ART. 123-TER FOR WITHHOLD Management
OF THE D.LGS N. 58/ FEBRUARY 1998
--------------------------------------------------------------------------------
SNC-LAVALIN GROUP INC.
Ticker: SNCAF Security ID: 78460T105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
INDEPENDENT AUDITOR.
3 THE ADOPTION OF A RESOLUTION FOR THE FOR FOR Management
RECONFIRMATION AND APPROVAL OF THE
AMENDED AND RESTATED SHAREHOLDER
RIGHTS PLAN AGREEMENT.
4 THE ADOPTION OF A RESOLUTION PROVIDING FOR FOR Management
FOR A NON-BINDING ADVISORY VOTE ON
SNC-LAVALIN'S APPROACH TO EXECUTIVE
COMPENSATION.
5 THE SHAREHOLDER PROPOSAL. AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS
Ticker: Security ID: F43638141
Meeting Date: MAY 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 2016
6 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 2016 AND SETTING OF THE
DIVIDEND: EUR 2.20 PER SHARE
8 REGULATED AGREEMENTS AND COMMITMENTS FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 2016
9 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR FREDERIC OUDEA
10 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR SEVERIN CABANNES
11 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR BERNARDO SANCHEZ INCERA
12 APPROVAL OF THE REGULATED COMMITMENTS FOR FOR Management
'RETIREMENT' AND 'SEVERANCE PAY' AND
OF A REGULATED AGREEMENT
'NON-COMPETITION CLAUSE' REFERRED TO
IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF MR
DIDIER VALET
13 APPROVAL OF THE COMPENSATION POLICY OF FOR FOR Management
THE CHAIRMAN OF THE BOARD OF
DIRECTORS, MANAGING DIRECTOR AND
DEPUTY GENERAL MANAGERS, PURSUANT TO
ARTICLE L.225-37-2 OF THE FRENCH
COMMERCIAL CODE
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR LORENZO BINI
SMAGHI, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 2016
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC OUDEA,
MANAGING DIRECTOR, FOR THE FINANCIAL
YEAR ENDED 2016
16 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SEVERIN CABANNES
AND MR BERNARDO SANCHEZ INCERA; DEPUTY
GENERAL MANAGERS, FOR THE FINANCIAL
YEAR ENDED 2016
17 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
PAID IN 2016 TO REGULATED PERSONS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
18 RENEWAL OF THE TERM OF MS ALEXANDRA FOR FOR Management
SCHAAPVELD AS DIRECTOR
19 RENEWAL OF THE TERM OF MR JEAN-BERNARD FOR FOR Management
LEVY AS DIRECTOR
20 APPOINTMENT OF MR WILLIAM CONNELLY AS FOR FOR Management
DIRECTOR
21 APPOINTMENT OF MS LUBOMIRA ROCHET AS FOR FOR Management
DIRECTOR
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN THE COMPANY'S
COMMON SHARES WITHIN THE LIMIT OF 5%
THE CAPITAL
23 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 2016
6 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 2016 AND SETTING OF THE
DIVIDEND: EUR 2.20 PER SHARE
8 REGULATED AGREEMENTS AND COMMITMENTS FOR FOR Management
FOR THE FINANCIAL YEAR ENDED 2016
9 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR FREDERIC OUDEA
10 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR SEVERIN CABANNES
11 APPROVAL OF A REGULATED COMMITMENT FOR FOR Management
'SEVERANCE PAY' AND OF A REGULATED
AGREEMENT 'NON-COMPETITION CLAUSE'
REFERRED TO IN ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE FOR THE
BENEFIT OF MR BERNARDO SANCHEZ INCERA
12 APPROVAL OF THE REGULATED COMMITMENTS FOR FOR Management
'RETIREMENT' AND 'SEVERANCE PAY' AND
OF A REGULATED AGREEMENT
'NON-COMPETITION CLAUSE' REFERRED TO
IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF MR
DIDIER VALET
13 APPROVAL OF THE COMPENSATION POLICY OF FOR FOR Management
THE CHAIRMAN OF THE BOARD OF
DIRECTORS, MANAGING DIRECTOR AND
DEPUTY GENERAL MANAGERS, PURSUANT TO
ARTICLE L.225-37-2 OF THE FRENCH
COMMERCIAL CODE
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR LORENZO BINI
SMAGHI, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 2016
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC OUDEA,
MANAGING DIRECTOR, FOR THE FINANCIAL
YEAR ENDED 2016
16 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SEVERIN CABANNES
AND MR BERNARDO SANCHEZ INCERA; DEPUTY
GENERAL MANAGERS, FOR THE FINANCIAL
YEAR ENDED 2016
17 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
PAID IN 2016 TO REGULATED PERSONS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
18 RENEWAL OF THE TERM OF MS ALEXANDRA FOR FOR Management
SCHAAPVELD AS DIRECTOR
19 RENEWAL OF THE TERM OF MR JEAN-BERNARD FOR FOR Management
LEVY AS DIRECTOR
20 APPOINTMENT OF MR WILLIAM CONNELLY AS FOR FOR Management
DIRECTOR
21 APPOINTMENT OF MS LUBOMIRA ROCHET AS FOR FOR Management
DIRECTOR
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN THE COMPANY'S
COMMON SHARES WITHIN THE LIMIT OF 5%
THE CAPITAL
23 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
SOFTBANK GROUP CORP.
Ticker: Security ID: J75963108
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
14 Appoint a Corporate Auditor Suzaki, FOR FOR Management
Masato
15 Appoint a Corporate Auditor Uno, FOR FOR Management
Soichiro
16 Appoint a Corporate Auditor Kubokawa, FOR FOR Management
Hidekazu
17 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Directors,
Executive Officers and Executives of
the Company and the Company's
Subsidiaries
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Son, Masayoshi FOR FOR Management
4 Appoint a Director Miyauchi, Ken FOR FOR Management
5 Appoint a Director Ronald D. Fisher FOR FOR Management
6 Appoint a Director Marcelo Claure FOR FOR Management
7 Appoint a Director Rajeev Misra FOR FOR Management
8 Appoint a Director Simon Segars FOR FOR Management
9 Appoint a Director Yun Ma FOR FOR Management
10 Appoint a Director Yanai, Tadashi FOR FOR Management
11 Appoint a Director Nagamori, Shigenobu FOR FOR Management
12 Appoint a Director Mark Schwartz FOR FOR Management
13 Appoint a Director Yasir O. Al-Rumayyan FOR FOR Management
--------------------------------------------------------------------------------
SOJITZ CORPORATION
Ticker: Security ID: J7608R101
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sato, Yoji FOR FOR Management
4 Appoint a Director Hara, Takashi FOR FOR Management
5 Appoint a Director Fujimoto, Masayoshi FOR FOR Management
6 Appoint a Director Mizui, Satoshi FOR FOR Management
7 Appoint a Director Tanaka, Seiichi FOR FOR Management
8 Appoint a Director Ishikura, Yoko FOR FOR Management
9 Appoint a Director Kitazume, Yukio FOR FOR Management
10 Appoint a Corporate Auditor Yagi, FOR FOR Management
Kazunori
11 Appoint a Corporate Auditor FOR FOR Management
Kambayashi, Hiyoo
--------------------------------------------------------------------------------
SOLVAY SA
Ticker: Security ID: B82095116
Meeting Date: MAY 09, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 IT IS PROPOSED TO APPROVE THE FOR FOR Management
COMPENSATION REPORT FOUND IN CHAPTER 6
OF THE DECLARATION OF CORPORATE
GOVERNANCE
6 IT IS PROPOSED TO APPROVE THE ANNUAL FOR FOR Management
ACCOUNTS AS WELL AS THE DISTRIBUTION
OF EARNINGS FOR THE YEAR AND TO SET
THE GROSS DIVIDEND PER ENTIRELY
LIBERATED SHARE AT 3.45 EUR. AFTER
DEDUCTION OF THE PREPAYMENT OF
DIVIDEND AT 1.32 EUR GROSS PER SHARE
PAID ON JA
7 DISCHARGE OF LIABILITY TO BE GIVEN TO FOR FOR Management
BOARD MEMBERS AND TO THE AUDITOR FOR
OPERATIONS FOR THE YEAR 2016. IT IS
PROPOSED TO DISCHARGE LIABILITY : OF
BOARD MEMBERS WORKING IN 2016 FOR THE
OPERATIONS RELATING TO THIS FISCAL YEAR
8 DISCHARGE OF LIABILITY TO BE GIVEN TO FOR FOR Management
BOARD MEMBERS AND TO THE AUDITOR FOR
OPERATIONS FOR THE YEAR 2016. IT IS
PROPOSED TO DISCHARGE LIABILITY : OF
THE EXTERNAL AUDITOR WORKING IN 2016
FOR THE OPERATIONS RELATING TO THIS
FISCAL YEAR
10 IT IS PROPOSED TO REELECT: MR. NICOLAS FOR FOR Management
BOEL FOR A FOUR-YEAR TERM EACH AS
BOARD MEMBERS. THEIR TERMS WILL EXPIRE
AT THE END OF THE GENERAL
SHAREHOLDERS' MEETING IN MAY 2021
11 IT IS PROPOSED TO REELECT: FOR FOR Management
MRJEAN-PIERE CLAMADIEU FOR A FOUR-YEAR
TERM EACH AS BOARD MEMBERS. THEIR
TERMS WILL EXPIRE AT THE END OF THE
GENERAL SHAREHOLDERS' MEETING IN MAY
2021
12 IT IS PROPOSED TO REELECT: MR. BERNARD FOR FOR Management
DE LAGUICHE, FOR A FOUR-YEAR TERM EACH
AS BOARD MEMBERS. THEIR TERMS WILL
EXPIRE AT THE END OF THE GENERAL
SHAREHOLDERS' MEETING IN MAY 2021
13 IT IS PROPOSED TO REELECT: MR. HERVE FOR FOR Management
COPPENS D'EECKENBRUGGE, FOR A
FOUR-YEAR TERM EACH AS BOARD MEMBERS.
THEIR TERMS WILL EXPIRE AT THE END OF
THE GENERAL SHAREHOLDERS' MEETING IN
MAY 2021
14 IT IS PROPOSED TO REELECT: MRS. EVELYN FOR FOR Management
DU MONCEAU FOR A FOUR-YEAR TERM EACH
AS BOARD MEMBERS. THEIR TERMS WILL
EXPIRE AT THE END OF THE GENERAL
SHAREHOLDERS' MEETING IN MAY 2021
15 IT IS PROPOSED TO REELECT: MRS. FOR FOR Management
FRANCOISE DE VIRON FOR A FOUR-YEAR
TERM EACH AS BOARD MEMBERS. THEIR
TERMS WILL EXPIRE AT THE END OF THE
GENERAL SHAREHOLDERS' MEETING IN MAY
2021
16 IT IS PROPOSED TO REELECT: MRS. AMPARO FOR FOR Management
MORALEDA FOR A FOUR-YEAR TERM EACH AS
BOARD MEMBERS. THEIR TERMS WILL EXPIRE
AT THE END OF THE GENERAL
SHAREHOLDERS' MEETING IN MAY 2021
17 IT IS PROPOSED TO CONFIRM THE FOR FOR Management
NOMINATION OF: MR HERVE COPPENS
D'EECKENBRUGGE AS INDEPENDENT BOARD
MEMBER ON THE BOARD OF DIRECTOR
18 IT IS PROPOSED TO CONFIRM THE FOR FOR Management
NOMINATION OF: MRS. EVELYN DU MONCEAU
AS INDEPENDENT BOARD MEMBER ON THE
BOARD OF DIRECTOR
19 IT IS PROPOSED TO CONFIRM THE FOR FOR Management
NOMINATION OF: MRS. FRANCOISE DE VIRON
AS INDEPENDENT BOARD MEMBER ON THE
BOARD OF DIRECTOR
20 IT IS PROPOSED TO CONFIRM THE FOR FOR Management
NOMINATION OF: MRS. AMPARO MORALEDA AS
INDEPENDENT BOARD MEMBER ON THE BOARD
OF DIRECTOR
21 IT IS PROPOSED TO NOMINATE: MRS. AGNES FOR FOR Management
LEMARCHAND AS A BOARD MEMBER FOR A
FOUR-YEAR TERM THAT WILL EXPIRE AT THE
END OF THE GENERAL SHAREHOLDERS'
MEETING IN MAY 2021
22 IT IS PROPOSED TO NOMINATE: MRS.AGNES FOR FOR Management
LEMARCHAND AS AN INDEPENDENT BOARD
MEMBER ON THE BOARD OF DIRECTOR
--------------------------------------------------------------------------------
SOMPO HOLDINGS,INC.
Ticker: Security ID: J7618E108
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sakurada, Kengo FOR FOR Management
4 Appoint a Director Tsuji, Shinji FOR FOR Management
5 Appoint a Director Ehara, Shigeru FOR FOR Management
6 Appoint a Director Fujikura, Masato FOR FOR Management
7 Appoint a Director Yoshikawa, Koichi FOR FOR Management
8 Appoint a Director Okumura, Mikio FOR FOR Management
9 Appoint a Director Nishizawa, Keiji FOR FOR Management
10 Appoint a Director Takahashi, Kaoru FOR FOR Management
11 Appoint a Director Nohara, Sawako FOR FOR Management
12 Appoint a Director Endo, Isao FOR FOR Management
13 Appoint a Director Murata, Tamami FOR FOR Management
14 Appoint a Director Scott Trevor Davis FOR FOR Management
15 Appoint a Corporate Auditor Uchiyama, FOR FOR Management
Hideyo
16 Appoint a Corporate Auditor Muraki, FOR FOR Management
Atsuko
17 Amend the Compensation to be received FOR FOR Management
by Directors
18 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors and
Executive Officers of the Company and
the Group Companies
--------------------------------------------------------------------------------
SONAE, SGPS, SA
Ticker: Security ID: X8252W176
Meeting Date: APR 28, 2017 Meeting Type: Annual General Meeting
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 DISCUSS AND APPROVE THE COMPANY'S FOR FOR Management
ANNUAL REPORT, BALANCE SHEET AND THE
INDIVIDUAL AND CONSOLIDATED ACCOUNTS
FOR THE YEAR ENDED 31/DEC/16
3 DECIDE ON THE PROPOSED APPROPRIATION FOR FOR Management
OF THE FINANCIAL YEAR NET RESULT
4 ASSESS THE MANAGEMENT AND AUDIT OF THE FOR FOR Management
COMPANY
5 DECIDE ON THE REMUNERATION POLICY OF FOR FOR Management
THE STATUTORY GOVERNING BODIES AS WELL
AS SHARE ATTRIBUTION PLAN AND
RESPECTIVE REGULATION, TO BE EXECUTED
BY THE SHAREHOLDERS REMUNERATION
COMMITTEE
6 DECIDE ON THE AUTHORISATION FOR THE FOR FOR Management
PURCHASE AND SALE OF OWN SHARES UP TO
THE LEGAL LIMIT OF 10 PCT
7 DECIDE ON THE AUTHORISATION FOR THE FOR FOR Management
PURCHASE AND SALE OF BONDS ISSUED BY
THE COMPANY UP TO THE LEGAL LIMIT OF
10 PCT
8 DECIDE ON THE AUTHORISATION FOR THE FOR FOR Management
PURCHASE AND FOR THE HOLDING OF SHARES
OF THE COMPANY BY ITS CONTROLLED
COMPANIES, UNDER THE APPLICABLE TERMS
OF ARTICLE 325-B OF THE PORTUGUESE
COMPANIES ACT
--------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED, MACQUARIE PARK
Ticker: Security ID: Q8563C107
Meeting Date: NOV 17, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF DR JANE WILSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
3 RE-ELECTION OF DR PHILIP DUBOIS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
5 APPROVAL OF LONG TERM INCENTIVES FOR FOR FOR Management
DR COLIN GOLDSCHMIDT, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER
6 APPROVAL OF LONG TERM INCENTIVES FOR FOR FOR Management
MR CHRIS WILKS, FINANCE DIRECTOR AND
CHIEF FINANCIAL OFFICER
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: Security ID: J76379106
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Hirai, Kazuo FOR FOR Management
3 Appoint a Director Yoshida, Kenichiro FOR FOR Management
4 Appoint a Director Nagayama, Osamu FOR FOR Management
5 Appoint a Director Nimura, Takaaki FOR FOR Management
6 Appoint a Director Harada, Eiko FOR FOR Management
7 Appoint a Director Tim Schaaff FOR FOR Management
8 Appoint a Director Matsunaga, Kazuo FOR FOR Management
9 Appoint a Director Miyata, Koichi FOR FOR Management
10 Appoint a Director John V. Roos FOR FOR Management
11 Appoint a Director Sakurai, Eriko FOR FOR Management
12 Appoint a Director Minakawa, Kunihito FOR FOR Management
13 Appoint a Director Sumi, Shuzo FOR FOR Management
14 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock Options for Executive
Officers and Employees of the Company
and Directors and Employees of the
Company's Subsidiaries
--------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC.
Ticker: Security ID: J76337104
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Ishii, Shigeru FOR FOR Management
4 Appoint a Director Kiyomiya, Hiroaki FOR FOR Management
5 Appoint a Director Ito, Yutaka FOR FOR Management
6 Appoint a Director Hagimoto, Tomoo FOR FOR Management
7 Appoint a Director Niwa, Atsuo FOR FOR Management
8 Appoint a Director Sumimoto, Yuichiro FOR FOR Management
9 Appoint a Director Kambe, Shiro FOR FOR Management
10 Appoint a Director Yamamoto, Isao FOR FOR Management
11 Appoint a Director Kuniya, Shiro FOR FOR Management
12 Appoint a Corporate Auditor Korenaga, FOR FOR Management
Hirotoshi
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Saegusa, Takaharu
14 Approve Adoption of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Executive Directors and
Approve Partial Revision on Details of
Compensation as Stock-Linked
Compensation Type Stock Options for
Executive Directors
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD, AUCKLAND
Ticker: Security ID: Q8619N107
Meeting Date: NOV 04, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORIZE THE BOARD TO FIX FOR FOR Management
REMUNERATION OF THE AUDITORS
2 ELECT SIMON MOUTTER AS DIRECTOR FOR FOR Management
3 ELECT JUSTINE SMYTH AS DIRECTOR FOR FOR Management
4 ELECT IDO LEFFLER AS DIRECTOR FOR FOR Management
5 ELECT ALISON GERRY AS DIRECTOR FOR FOR Management
6 ELECT ALISON BARRASS AS DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SSAB CORPORATION, STOCKHOLM
Ticker: Security ID: W8615U124
Meeting Date: APR 06, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 RESOLUTIONS REGARDING: ADOPTION OF THE FOR FOR Management
INCOME STATEMENT AND BALANCE SHEET AS
WELL AS THE CONSOLIDATED INCOME
STATEMENT AND CONSOLIDATED BALANCE
SHEET
13 RESOLUTIONS REGARDING: ALLOCATION OF FOR FOR Management
THE COMPANY'S RESULT IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET
14 RESOLUTIONS REGARDING: DISCHARGE FROM FOR FOR Management
LIABILITY FOR THE DIRECTORS AND THE
PRESIDENT
15 DETERMINATION OF THE NUMBER OF FOR FOR Management
DIRECTORS (9)
16 DETERMINATION OF FEES FOR THE CHAIRMAN FOR FOR Management
OF THE BOARD, DIRECTORS AND AUDITORS
17 ELECTION OF THE BOARD OF DIRECTORS: FOR FOR Management
THAT THE FOLLOWING DIRECTORS BE
RE-ELECTED: PETRA EINARSSON, MARIKA
FREDRIKSSON, BENGT KJELL, MATTI
LIEVONEN, MARTIN LINDQVIST, ANNIKA
LUNDIUS, JOHN TULLOCH AND LARS
WESTERBERG. ELECTION OF PASI LAINE AS
NEW DIRECTOR
18 RE-ELECTION OF THE CHAIRMAN OF THE FOR FOR Management
BOARD: BENGT KJELL
19 RESOLUTIONS REGARDING NUMBER OF FOR FOR Management
AUDITORS AND AUDITOR ELECTION: THAT
THE AUDITORS SHALL BE ONE REGISTERED
AUDITING COMPANY AND THAT PWC BE
RE-ELECTED AS AUDITORS FOR ANOTHER
YEAR UNTIL THE ANNUAL GENERAL MEETING
OF 2018, IN ACCORDANCE WITH THE AUDIT
COMMIT
20 APPROVAL OF GUIDELINES FOR FOR FOR Management
DETERMINATION OF SALARIES AND OTHER
COMPENSATION FOR THE PRESIDENT AND
OTHER SENIOR EXECUTIVES
22 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO ADOPT A ZERO
VISION REGARDING WORKPLACE ACCIDENTS
WITHIN THE COMPANY
23 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO INSTRUCT THE
BOARD OF DIRECTORS OF THE COMPANY TO
SET UP A WORKING GROUP TO IMPLEMENT
THIS ZERO VISION
24 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: THAT THE RESULT
ANNUALLY SHALL BE REPORTED IN WRITING
TO THE ANNUAL GENERAL MEETING, AS A
SUGGESTION, BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANN
25 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO ADOPT A
VISION ON ABSOLUTE EQUALITY ON ALL
LEVELS WITHIN THE COMPANY BETWEEN MEN
AND WOMEN
26 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO INSTRUCT THE
BOARD OF DIRECTORS OF THE COMPANY TO
SET UP A WORKING GROUP WITH THE TASK
OF IMPLEMENTING ALSO THIS VISION IN
THE LONG TERM AS WELL AS TO CLOSE
27 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO ANNUALLY
SUBMIT A REPORT IN WRITING TO THE
ANNUAL GENERAL MEETING, AS A
SUGGESTION BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL
REPORT
28 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: TO INSTRUCT THE
BOARD OF DIRECTORS TO TAKE NECESSARY
ACTION IN ORDER TO BRING ABOUT A
SHAREHOLDERS' ASSOCIATION IN THE
COMPANY
29 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: THAT DIRECTORS
SHOULD NOT BE ALLOWED TO INVOICE THEIR
FEES FROM A LEGAL ENTITY, SWEDISH OR
FOREIGN
30 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: THAT THE
NOMINATION COMMITTEE IN PERFORMING ITS
DUTIES SHOULD PAY PARTICULAR ATTENTION
TO ISSUES ASSOCIATED WITH ETHICS,
GENDER AND ETHNICITY AND, TO INSTRUCT
31 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: PREPARE A
PROPOSAL REGARDING REPRESENTATION FOR
SMALL AS WELL AS MIDSIZE SHAREHOLDERS
IN THE BOARD OF DIRECTORS AS WELL AS
THE NOMINATION COMMITTEE, TO BE REFE
32 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: CONTACT THE
APPROPRIATE PUBLIC AUTHORITY -
PRIMARILY THE GOVERNMENT OF SWEDEN OR
THE SWEDISH TAX AGENCY - IN ORDER TO
DRAW THEIR ATTENTION TO THE NEED FOR
REGU
33 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: CONTACT THE
GOVERNMENT OF SWEDEN IN ORDER TO DRAW
ITS ATTENTION TO THE NEED FOR
ABOLISHMENT OF THE POSSIBILITY OF
HAVING SO CALLED VOTING POWER
DIFFERENCES THR
34 SHAREHOLDER PROPOSALS FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE: CONTACT THE
GOVERNMENT OF SWEDEN IN ORDER TO DRAW
ITS ATTENTION TO THE NEED FOR AN
IMPLEMENTATION OF A SO CALLED
"COOL-OFF PERIOD" FOR POLITICIANS
35 SHAREHOLDER PROPOSAL FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE TO AMEND THE
ARTICLES OF ASSOCIATION: AMEND SECTION
5 OF THE ARTICLES OF ASSOCIATION
36 SHAREHOLDER PROPOSAL FROM MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE ANNUAL GENERAL
MEETING SHALL RESOLVE TO AMEND THE
ARTICLES OF ASSOCIATION: AMEND SECTION
7 OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
SSE PLC, PERTH
Ticker: Security ID: G8842P102
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE REPORT AND ACCOUNTS FOR FOR Management
2 APPROVE THE 2016 REMUNERATION REPORT FOR FOR Management
3 APPROVE THE 2016 REMUNERATION POLICY FOR FOR Management
4 DECLARE A FINAL DIVIDEND FOR FOR Management
5 RE-APPOINT GREGOR ALEXANDER FOR FOR Management
6 RE-APPOINT JEREMY BEETON FOR FOR Management
7 RE-APPOINT KATIE BICKERSTAFFE FOR FOR Management
8 RE-APPOINT SUE BRUCE FOR FOR Management
9 APPOINT CRAWFORD GILLIES FOR FOR Management
10 RE-APPOINT RICHARD GILLINGWATER FOR FOR Management
11 RE-APPOINT PETER LYNAS FOR FOR Management
12 APPOINT HELEN MAHY FOR FOR Management
13 RE-APPOINT ALISTAIR PHILLIPS-DAVIES FOR FOR Management
14 RE-APPOINT KPMG LLP AS AUDITOR FOR FOR Management
15 AUTHORISE THE AUDIT COMMITTEE TO AGREE FOR FOR Management
THE AUDITOR'S REMUNERATION
16 AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR FOR Management
17 SPECIAL RESOLUTION TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
18 SPECIAL RESOLUTION TO EMPOWER THE FOR FOR Management
COMPANY TO PURCHASE ITS OWN ORDINARY
SHARES
19 SPECIAL RESOLUTION TO APPROVE 14 DAYS' FOR FOR Management
NOTICE OF GENERAL MEETINGS
20 RENEWAL OF PERFORMANCE SHARE PLAN FOR FOR Management
--------------------------------------------------------------------------------
STADA ARZNEIMITTEL AG, BAD VILBEL
Ticker: Security ID: D76226113
Meeting Date: AUG 26, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
6 Resolution on the appropriation of the FOR FOR Management
annual balance sheet profits
7 Resolution formally approving the FOR FOR Management
activities of the members of the
Executive Board for financial year 2015
8 Resolution formally approving the FOR FOR Management
activities of the members of the
Supervisory Board for financial year
2015
9 Resolution on the election of the FOR FOR Management
external auditor for the annual and
consolidated financial statements of
the financial year 2016
10 Resolution on the approval of the FOR FOR Management
system for the remuneration of members
of the Executive Board
11 Resolution on the elimination of FOR FOR Management
restrictions on the transferability of
registered shares in STADA
Arzneimittel AG, corresponding
amendments to the Articles of
Association as well as a relevant
adjustment to the existing
authorization for the Executive Bo
12 Resolution on new elections to the FOR FOR Management
Supervisory Board: Dr. Birgit Kudlek
13 Resolution on new elections to the FOR FOR Management
Supervisory Board: Tina Mueller
14 Resolution on new elections to the FOR FOR Management
Supervisory Board: Dr. Gunnar Riemann
15 Resolution on new elections to the FOR FOR Management
Supervisory Board: Rolf Hoffmann
16 PLEASE NOTE THAT THIS IS A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL: Resolution on the dismissal
of Members of the Supervisory Board
-in accordance with section 103Article
1 of the German Stock Corporation
(AktG): Dr. Martin Abend
17 PLEASE NOTE THAT THIS IS A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL: Resolution on the dismissal
of Members of the Supervisory Board
-in accordance with section 103Article
1 of the German Stock Corporation
(AktG): Ferdinand Oetker
18 PLEASE NOTE THAT THIS IS A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL: Resolution on the subsequent
election of Members of the Supervisory
Board: Eric Cornut
19 PLEASE NOTE THAT THIS IS A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL: Resolution on the subsequent
election of Members of the Supervisory
Board: Dr. Ursula Schuetze-Kreilkamp
20 PLEASE NOTE THAT THIS IS A SHAREHOLDER ABSTAIN AGAINST Management
PROPOSAL: With regard to any motions
or nominations by shareholders that
are not to be made accessible before
the AGM and that are made or amended
in the course of the AGM
--------------------------------------------------------------------------------
STAGECOACH GROUP PLC, PERTH PERTHSHIRE
Ticker: Security ID: G8403M233
Meeting Date: AUG 25, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2016 ANNUAL REPORT AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT (OTHER THAN THE SUMMARY OF THE
DIRECTORS' REMUNERATION POLICY)
3 TO DECLARE A DIVIDEND FOR FOR Management
4 TO ELECT JAMES BILEFIELD AS A DIRECTOR FOR FOR Management
OF THE COMPANY
5 TO ELECT KAREN THOMSON AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO ELECT RAY O'TOOLE AS A DIRECTOR OF FOR FOR Management
THE COMPANY WITH EFFECT FROM 1
SEPTEMBER 2016
7 TO RE-ELECT GREGOR ALEXANDER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
8 TO RE-ELECT SIR EWAN BROWN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT ANN GLOAG AS A DIRECTOR OF FOR FOR Management
THE COMPANY
10 TO RE-ELECT MARTIN GRIFFITHS AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT ROSS PATERSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT SIR BRIAN SOUTER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-ELECT WILL WHITEHORN AS A FOR FOR Management
DIRECTOR OF THE COMPANY
14 TO APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS OF THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE AUDITORS' REMUNERATION
16 TO AUTHORISE POLITICAL DONATIONS FOR FOR Management
17 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
18 TO DISAPPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS ATTACHING TO SHARES
19 TO DISAPPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS ATTACHING TO SHARES IN
CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS ORDINARY SHARES
21 TO APPROVE THE NOTICE PERIOD FOR FOR FOR Management
CALLING GENERAL MEETINGS
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: Security ID: G84228157
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR FOR Management
AND ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016 TOGETHER WITH
THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION FOR THE YEAR ENDED 31
DECEMBER 2016
3 TO ELECT JOSE VINALS AS CHAIRMAN FOR FOR Management
4 TO RE-ELECT OM BHATT, A NON-EXECUTIVE FOR FOR Management
DIRECTOR
5 TO RE-ELECT DR KURT CAMPBELL, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT DR LOUIS CHEUNG, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DAVID CONNER, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT DR BYRON GROTE, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE FOR FOR Management
DIRECTOR
10 TO RE-ELECT DR HAN SEUNG-SOO, KBE, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT CHRISTINE HODGSON, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT GAY HUEY EVANS, OBE, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT NAGUIB KHERAJ, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JASMINE WHITBREAD, A FOR FOR Management
NON-EXECUTIVE DIRECTOR
15 TO RE-ELECT BILL WINTERS, AN EXECUTIVE FOR FOR Management
DIRECTOR
16 TO RE-APPOINT KPMG LLP AS AUDITOR TO FOR FOR Management
THE COMPANY FROM THE END OF THE AGM
UNTIL THE END OF NEXT YEAR'S AGM
17 TO AUTHORISE THE BOARD TO SET THE FOR FOR Management
AUDITOR'S FEES
18 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS
19 TO RENEW THE AUTHORISATION OF THE FOR FOR Management
BOARD TO OFFER A SCRIP DIVIDEND TO
SHAREHOLDERS
20 TO AUTHORISE THE BOARD TO ALLOT SHARES FOR FOR Management
21 TO EXTEND THE AUTHORITY TO ALLOT FOR FOR Management
SHARES BY SUCH NUMBER OF SHARES
REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 26
22 TO AUTHORISE THE BOARD TO ALLOT SHARES FOR FOR Management
AND GRANT RIGHTS TO SUBSCRIBE FOR OR
TO CONVERT ANY SECURITY INTO SHARES IN
RELATION TO ANY ISSUE OF EQUITY
CONVERTIBLE ADDITIONAL TIER 1
SECURITIES
23 TO AUTHORISE THE BOARD TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 20
24 IN ADDITION TO RESOLUTION 23, TO FOR FOR Management
AUTHORISE THE BOARD TO DISAPPLY
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 20 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL
INVESTMENTS
25 TO AUTHORISE THE BOARD TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 22
26 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN ORDINARY SHARES
27 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN PREFERENCE SHARES
28 THAT A GENERAL MEETING OTHER THAN AN FOR FOR Management
ANNUAL GENERAL MEETING MAY BE CALLED
ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
STANDARD LIFE PLC
Ticker: Security ID: G84278129
Meeting Date: MAY 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE ANNUAL FOR FOR Management
REPORT AND ACCOUNTS 2016
2 TO DECLARE A FINAL DIVIDEND FOR 2016 FOR FOR Management
3 TO APPOINT KPMG LLP AS AUDITORS FOR FOR Management
4 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
SET THE AUDITORS' FEES
5 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT, EXCLUDING THE REMUNERATION
POLICY
6 TO RE-ELECT SIR GERRY GRIMSTONE FOR FOR Management
7 TO RE-ELECT COLIN CLARK FOR FOR Management
8 TO RE-ELECT PIERRE DANON FOR FOR Management
9 TO RE-ELECT MELANIE GEE FOR FOR Management
10 TO RE-ELECT NOEL HARWERTH FOR FOR Management
11 TO RE-ELECT KEVIN PARRY FOR FOR Management
12 TO RE-ELECT LYNNE PEACOCK FOR FOR Management
13 TO RE-ELECT MARTIN PIKE FOR FOR Management
14 TO RE-ELECT LUKE SAVAGE FOR FOR Management
15 TO RE-ELECT KEITH SKEOCH FOR FOR Management
16 TO ELECT JOHN DEVINE FOR FOR Management
17 TO ELECT BARRY O'DWYER FOR FOR Management
18 TO PROVIDE LIMITED AUTHORITY TO MAKE FOR FOR Management
POLITICAL DONATIONS AND TO INCUR
POLITICAL EXPENDITURE
19 TO AUTHORISE THE DIRECTORS TO ISSUE FOR FOR Management
FURTHER SHARES
20 TO DISAPPLY SHARE PRE-EMPTION RIGHTS FOR FOR Management
21 TO GIVE AUTHORITY FOR THE COMPANY TO FOR FOR Management
BUY BACK SHARES
22 TO ALLOW THE COMPANY TO CALL GENERAL FOR FOR Management
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------
STANDARD LIFE PLC
Ticker: Security ID: G84278129
Meeting Date: JUN 19, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE MERGER FOR FOR Management
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
--------------------------------------------------------------------------------
STATOIL ASA, STAVANGER
Ticker: Security ID: R8413J103
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ELECTION OF CHAIR FOR THE MEETING: FOR WITHHOLD Management
TONE LUNDE BAKKER
6 APPROVAL OF THE NOTICE AND THE AGENDA FOR WITHHOLD Management
7 ELECTION OF TWO PERSONS TO CO-SIGN THE FOR WITHHOLD Management
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
8 APPROVAL OF THE ANNUAL REPORT AND FOR WITHHOLD Management
ACCOUNTS FOR STATOIL ASA AND THE
STATOIL GROUP FOR 2016, INCLUDING THE
BOARD OF DIRECTORS' PROPOSAL FOR
DISTRIBUTION OF 4Q 2016 DIVIDEND: USD
0.22 PER SHARE
9 AUTHORISATION TO DISTRIBUTE DIVIDEND FOR WITHHOLD Management
BASED ON APPROVED ANNUAL ACCOUNTS FOR
2016
10 CONTINUATION OF THE SCRIP DIVIDEND FOR WITHHOLD Management
PROGRAMME: SHARE CAPITAL INCREASE FOR
ISSUE OF NEW SHARES IN CONNECTION WITH
PAYMENT OF DIVIDEND FOR 4Q 2016
11 CONTINUATION OF THE SCRIP DIVIDEND FOR WITHHOLD Management
PROGRAMME: AUTHORISATION TO THE BOARD
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR 1Q TO 3Q 2017
12 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST WITHHOLD Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO ABSTAIN FROM
EXPLORATION DRILLING IN THE BARENTS SEA
13 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST WITHHOLD Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING DISCONTINUATION
OF EXPLORATION ACTIVITIES AND TEST
DRILLING FOR FOSSIL ENERGY RESOURCES
14 PLEASE NOTE THAT THIS RESOLUTION IS A AGAINST WITHHOLD Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING RISK MANAGEMENT
PROCESSES
15 THE BOARD OF DIRECTORS' REPORT ON FOR WITHHOLD Management
CORPORATE GOVERNANCE
16 THE BOARD OF DIRECTORS' DECLARATION ON FOR WITHHOLD Management
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
ADVISORY VOTE RELATED TO THE BOARD OF
DIRECTORS' DECLARATION ON STIPULATION
OF SALARY AND OTHER REMUNERATION FOR
EXECUTIVE MANAGEMENT
17 THE BOARD OF DIRECTORS' DECLARATION ON FOR WITHHOLD Management
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
APPROVAL OF THE BOARD OF DIRECTORS'
PROPOSAL RELATED TO REMUNERATION
LINKED TO THE DEVELOPMENT OF THE
COMPANY'S SHARE PRICE
18 APPROVAL OF REMUNERATION FOR THE FOR WITHHOLD Management
COMPANY'S EXTERNAL AUDITOR FOR 2016
19 DETERMINATION OF REMUNERATION FOR THE FOR WITHHOLD Management
CORPORATE ASSEMBLY
20 DETERMINATION OF REMUNERATION TO THE FOR WITHHOLD Management
NOMINATION COMMITTEE
21 AUTHORISATION TO ACQUIRE STATOIL ASA FOR WITHHOLD Management
SHARES IN THE MARKET TO CONTINUE
OPERATION OF THE SHARE SAVINGS PLAN
FOR EMPLOYEES
22 AUTHORISATION TO ACQUIRE STATOIL ASA FOR WITHHOLD Management
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT
23 MARKETING INSTRUCTIONS FOR STATOIL ASA FOR WITHHOLD Management
- ADJUSTMENTS
--------------------------------------------------------------------------------
STMICROELECTRONICS NV, LUCHTHAVEN SCHIPHOL
Ticker: Security ID: N83574108
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ADOPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
6 APPROVE DIVIDENDS FOR FOR Management
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
9 AMEND ARTICLES OF ASSOCIATION FOR FOR Management
10 REELECT CARLO BOZOTTI TO MANAGEMENT FOR FOR Management
BOARD
11 APPROVE RESTRICTED STOCK GRANTS TO FOR FOR Management
PRESIDENT AND CEO
12 REELECT HELEEN KERSTEN TO SUPERVISORY FOR FOR Management
BOARD
13 REELECT JEAN-GEORGES MALCOR TO FOR FOR Management
SUPERVISORY BOARD
14 REELECT ALESSANDRO RIVERA TO FOR FOR Management
SUPERVISORY BOARD
15 ELECT FREDERIC SANCHEZ TO SUPERVISORY FOR FOR Management
BOARD
16 REELECT MAURIZIO TAMAGNINI TO FOR FOR Management
SUPERVISORY BOARD
17 APPROVE EMPLOYEE RESTRICTED STOCK PLAN FOR FOR Management
18 AUTHORIZE REPURCHASE OF SHARES FOR FOR Management
19 GRANT BOARD AUTHORITY TO ISSUE FOR FOR Management
ORDINARY AND PREFERENCE SHARES UP TO
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------
STOCKLAND, SYDNEY NSW
Ticker: Security ID: Q8773B105
Meeting Date: OCT 26, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF MR STEPHEN NEWTON AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR BARRY NEIL AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF MS CAROL SCHWARTZ AS A FOR FOR Management
DIRECTOR
6 APPROVAL OF THE REMUNERATION REPORT FOR FOR Management
8 GRANT OF PERFORMANCE RIGHTS TO FOR FOR Management
MANAGING DIRECTOR
10 APPROVAL OF THE TERMINATION BENEFITS FOR FOR Management
FRAMEWORK
--------------------------------------------------------------------------------
STORA ENSO OYJ, HELSINKI
Ticker: Security ID: X8T9CM113
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
10 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR Management
11 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: EUR 0.37
12 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
13 RESOLUTION ON THE REMUNERATION FOR THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
14 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: THE
SHAREHOLDERS NOMINATION BOARD PROPOSES
TO THE AGM THAT THE BOARD OF DIRECTORS
SHALL HAVE NINE (9)
15 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS: THE SHAREHOLDERS NOMINATION
BOARD PROPOSES TO THE AGM THAT OF THE
CURRENT MEMBERS OF THE BOARD OF
DIRECTORS - ANNE BRUNILA JORMA
ELORANTA ELISABETH FLEURIOT HOCK GOH
MIKAEL MAKINEN RICHARD NILSSON AND
HANS ST
16 RESOLUTION ON THE REMUNERATION FOR THE FOR FOR Management
AUDITOR
17 ELECTION OF AUDITOR: THE BOARD OF FOR FOR Management
DIRECTORS PROPOSES TO THE AGM THAT THE
CURRENT AUDITOR DELOITTE & TOUCHE OY
FIRM OF AUTHORIZED PUBLIC ACCOUNTANTS
BE RE-ELECTED AUDITOR UNTIL THE END OF
THE FOLLOWING AGM. THE RECOMMENDATION
OF THE FINANCIAL AND AUDIT COM
18 AMENDMENT OF THE ARTICLES OF FOR FOR Management
ASSOCIATION
19 AMENDMENT OF THE CHARTER OF THE FOR FOR Management
SHAREHOLDERS NOMINATION BOARD
--------------------------------------------------------------------------------
SUBARU CORPORATION
Ticker: Security ID: J14406136
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Revise Convenors FOR FOR Management
and Chairpersons of a Board of
Directors Meeting, Revise Directors
with Title, Approve Minor Revisions
4 Appoint a Director Yoshinaga, Yasuyuki FOR FOR Management
5 Appoint a Director Kondo, Jun FOR FOR Management
6 Appoint a Director Tachimori, Takeshi FOR FOR Management
7 Appoint a Director Kasai, Masahiro FOR FOR Management
8 Appoint a Director Okada, Toshiaki FOR FOR Management
9 Appoint a Director Kato, Yoichi FOR FOR Management
10 Appoint a Director Komamura, Yoshinori FOR FOR Management
11 Appoint a Director Aoyama, Shigehiro FOR FOR Management
12 Appoint a Substitute Corporate Auditor FOR FOR Management
Tamazawa, Kenji
13 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
--------------------------------------------------------------------------------
SUBSEA 7 SA, LUXEMBOURG
Ticker: Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF ARTICLE 2 OF THE ARTICLES FOR WITHHOLD Management
OF INCORPORATION
2 AMENDMENT OF ARTICLE 5 PARAGRAPH 3 OF FOR WITHHOLD Management
THE ARTICLES OF INCORPORATION
3 AMENDMENT OF ARTICLE 5 OF THE ARTICLES FOR WITHHOLD Management
OF INCORPORATION BY THE ADDITION OF
PARAGRAPHS 7 AND 8
4 AMENDMENT OF ARTICLE 12 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION
5 AMENDMENT OF ARTICLE 15 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION
6 AMENDMENT OF ARTICLE 24 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION
7 AMENDMENT OF ARTICLE 26 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION
8 AMENDMENT OF ARTICLE 28 OF THE FOR WITHHOLD Management
ARTICLES OF INCORPORATION
--------------------------------------------------------------------------------
SUBSEA 7 SA, LUXEMBOURG
Ticker: Security ID: L8882U106
Meeting Date: APR 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CONVENING OF THE AGM OF FOR WITHHOLD Management
THE COMPANY TO BE HELD ON 12 APRIL
2017, NOTWITHSTANDING THE DATE SET
FORTH IN ARTICLE 24 OF THE COMPANY'S
ARTICLES OF INCORPORATION
3 TO APPROVE THE STATUTORY FINANCIAL FOR WITHHOLD Management
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016,
AS PUBLISHED ON 10 MARCH 2017 WHICH
ARE AVAILABLE ON THE COMPANY'S WEBSITE
AT WWW.SUBSEA7.COM
4 TO APPROVE THE CONSOLIDATED FINANCIAL FOR WITHHOLD Management
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016,
AS PUBLISHED ON 10 MARCH 2017 WHICH
ARE AVAILABLE ON THE COMPANY'S WEBSITE
AT WWW.SUBSEA7.COM
5 TO APPROVE THE ALLOCATION OF RESULTS FOR WITHHOLD Management
OF THE COMPANY, INCLUDING THE PAYMENT
OF A DIVIDEND, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016, AS RECOMMENDED
BY THE BOARD OF DIRECTORS OF THE
COMPANY, NAMELY A DIVIDEND OF NOK 5.00
PER COMMON SHARE, PAYABLE ON 26
6 TO DISCHARGE THE DIRECTORS OF THE FOR WITHHOLD Management
COMPANY IN RESPECT OF THE PROPER
PERFORMANCE OF THEIR DUTIES FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
7 TO RE-ELECT ERNST & YOUNG S.A., FOR WITHHOLD Management
LUXEMBOURG, AS AUTHORISED STATUTORY
AUDITOR ("REVISEUR D'ENTREPRISES
AGREE") TO AUDIT THE STATUTORY AND
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY, FOR A TERM TO EXPIRE AT
THE NEXT ANNUAL GENERAL MEETING
8 TO RE-ELECT MR KRISTIAN SIEM AS A FOR WITHHOLD Management
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE ANNUAL GENERAL MEETING TO BE
HELD IN 2019 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED
9 TO RE-ELECT MR ROBERT LONG AS A FOR WITHHOLD Management
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE ANNUAL GENERAL MEETING TO BE
HELD IN 2019 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED
10 TO RE-ELECT MR DOD FRASER AS A FOR WITHHOLD Management
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE ANNUAL GENERAL MEETING TO BE
HELD IN 2019 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED
11 TO RE-ELECT MR ALLEN STEVENS AS A FOR WITHHOLD Management
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE ANNUAL GENERAL MEETING TO BE
HELD IN 2019 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED
--------------------------------------------------------------------------------
SUEDZUCKER AG, MANNHEIM
Ticker: Security ID: D82781101
Meeting Date: JUL 14, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISTRIBUTABLE PROFIT IN THE AMOUNT OF
EUR 61,327,383.28 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.30 PER DIVIDEND
ENTITLED NO PAR SHARE EUR 72,395.68
SHALL BE CARRIED FORWARD. EX-DIVIDEND
AND P
6 RATIFICATION OF THE ACTS OF THE BOARD FOR FOR Management
OF MDS
7 RATIFICATION OF THE ACTS OF THE FOR FOR Management
SUPERVISORY BOARD
8 APPOINTMENT OF AUDITORS THE FOLLOWING FOR FOR Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2016/2017 FINANCIAL YEAR:
PRICEWATERHOUSECOOPERS AG, FRANKFURT
--------------------------------------------------------------------------------
SUEZ SA
Ticker: Security ID: F6327G101
Meeting Date: MAY 10, 2017 Meeting Type: MIX
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND: EUR 0.65 PER
SHARE
8 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
FRANCESCO CALTAGIRONE AS DIRECTOR
9 APPROVAL OF THE REPORTS ON THE FOR FOR Management
REGULATED AGREEMENTS AND COMMITMENTS
PURSUANT TO ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
10 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR GERARD MESTRALLET,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE 2016 FINANCIAL YEAR
12 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE MANAGING DIRECTOR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR JEAN-LOUIS
CHAUSSADE, MANAGING DIRECTOR, FOR THE
2016 FINANCIAL YEAR
14 AUTHORISATION FOR THE COMPANY TO TRADE FOR FOR Management
IN ITS OWN SHARES
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING THE COMPANY'S
TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING COMMON COMPANY
SHARES AND/OR TRANSFERABLE SECURITIES
THAT GRANT ACCESS TO THE COMPANY'S
CAPITAL OR THAT GRANT THE RIGHT TO AL
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING COMMON COMPANY
SHARES AND/OR TRANSFERABLE SECURITIES,
THROUGH A PUBLIC OFFERING, THAT GRANT
ACCESS TO EQUITY SECURITIES OR TH
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON COMPANY SHARES AND/OR
SECURITIES (VIA PRIVATE PLACEMENT AS
STIPULATED IN ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE)
THAT GRANT ACCESS TO THE COMPANY'S
EQUITY S
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE NUMBER OF
SECURITIES ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH RETENTION OR
SUPPRESSION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN
THE LI
20 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL OF THE
COMPANY TO COMPENSATE CONTRIBUTIONS IN
KIND MADE UP OF TRANSFERRABLE AND
EQUITY SECURITIES GRANTING ACCESS TO
CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL AS
COMPENSATION FOR THE SECURITIES
CONTRIBUTED AS PART OF A PUBLIC
EXCHANGE OFFERING INITIATED BY THE
COMPANY, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBS
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING SHARES OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL RESERVED FOR THE MEMBERS OF
COMPANY SAVINGS SCHEMES, WITH
CANCELLATION
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN FAVOUR OF CERTAIN
CATEGORY(IES) OF NAMED BENEFICIARIES,
AS PA
24 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH FREELY
ALLOCATING SHARES TO EMPLOYEES OR
EXECUTIVE OFFICERS WHO SUBSCRIBE TO A
SUEZ GROUP EMPLOYEE SHAREHOLDING SCHEME
25 SETTING THE OVERALL LIMIT OF CAPITAL FOR FOR Management
INCREASES
26 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 DECEMBER 2016 AND
SETTING OF THE DIVIDEND: EUR 0.65 PER
SHARE
8 RATIFICATION OF THE CO-OPTATION OF MR FOR FOR Management
FRANCESCO CALTAGIRONE AS DIRECTOR
9 APPROVAL OF THE REPORTS ON THE FOR FOR Management
REGULATED AGREEMENTS AND COMMITMENTS
PURSUANT TO ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
10 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR GERARD MESTRALLET,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE 2016 FINANCIAL YEAR
12 APPROVAL OF THE REMUNERATION POLICY FOR FOR Management
FOR THE MANAGING DIRECTOR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR JEAN-LOUIS
CHAUSSADE, MANAGING DIRECTOR, FOR THE
2016 FINANCIAL YEAR
14 AUTHORISATION FOR THE COMPANY TO TRADE FOR FOR Management
IN ITS OWN SHARES
15 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING THE COMPANY'S
TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING COMMON COMPANY
SHARES AND/OR TRANSFERABLE SECURITIES
THAT GRANT ACCESS TO THE COMPANY'S
CAPITAL OR THAT GRANT THE RIGHT TO AL
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING COMMON COMPANY
SHARES AND/OR TRANSFERABLE SECURITIES,
THROUGH A PUBLIC OFFERING, THAT GRANT
ACCESS TO EQUITY SECURITIES OR TH
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON COMPANY SHARES AND/OR
SECURITIES (VIA PRIVATE PLACEMENT AS
STIPULATED IN ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE)
THAT GRANT ACCESS TO THE COMPANY'S
EQUITY S
19 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE NUMBER OF
SECURITIES ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH RETENTION OR
SUPPRESSION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN
THE LI
20 DELEGATION OF POWERS TO BE GRANTED TO FOR FOR Management
THE BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL OF THE
COMPANY TO COMPENSATE CONTRIBUTIONS IN
KIND MADE UP OF TRANSFERRABLE AND
EQUITY SECURITIES GRANTING ACCESS TO
CAPITAL
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH
INCREASING THE SHARE CAPITAL AS
COMPENSATION FOR THE SECURITIES
CONTRIBUTED AS PART OF A PUBLIC
EXCHANGE OFFERING INITIATED BY THE
COMPANY, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBS
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL BY ISSUING SHARES OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL RESERVED FOR THE MEMBERS OF
COMPANY SAVINGS SCHEMES, WITH
CANCELLATION
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE COMPANY'S SHARE
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN FAVOUR OF CERTAIN
CATEGORY(IES) OF NAMED BENEFICIARIES,
AS PA
24 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO PROCEED WITH FREELY
ALLOCATING SHARES TO EMPLOYEES OR
EXECUTIVE OFFICERS WHO SUBSCRIBE TO A
SUEZ GROUP EMPLOYEE SHAREHOLDING SCHEME
25 SETTING THE OVERALL LIMIT OF CAPITAL FOR FOR Management
INCREASES
26 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
SUMITOMO CHEMICAL COMPANY,LIMITED
Ticker: Security ID: J77153120
Meeting Date: JUN 21, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Ishitobi, Osamu FOR FOR Management
3 Appoint a Director Tokura, Masakazu FOR FOR Management
4 Appoint a Director Deguchi, Toshihisa FOR FOR Management
5 Appoint a Director Okamoto, Yoshihiko FOR FOR Management
6 Appoint a Director Nishimoto, Rei FOR FOR Management
7 Appoint a Director Nozaki, Kunio FOR FOR Management
8 Appoint a Director Ueda, Hiroshi FOR FOR Management
9 Appoint a Director Takeshita, Noriaki FOR FOR Management
10 Appoint a Director Ito, Kunio FOR FOR Management
11 Appoint a Director Ikeda, Koichi FOR FOR Management
12 Appoint a Director Tomono, Hiroshi FOR FOR Management
13 Appoint a Corporate Auditor Aso, FOR FOR Management
Mitsuhiro
--------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.)
Ticker: Security ID: J77282119
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Clarify an FOR FOR Management
Executive Officer System
4 Appoint a Director Omori, Kazuo FOR FOR Management
5 Appoint a Director Nakamura, Kuniharu FOR FOR Management
6 Appoint a Director Hidaka, Naoki FOR FOR Management
7 Appoint a Director Iwasawa, Hideki FOR FOR Management
8 Appoint a Director Takahata, Koichi FOR FOR Management
9 Appoint a Director Tabuchi, Masao FOR FOR Management
10 Appoint a Director Tanaka, Yayoi FOR FOR Management
11 Appoint a Director Ehara, Nobuyoshi FOR FOR Management
12 Appoint a Director Ishida, Koji FOR FOR Management
13 Appoint a Corporate Auditor Kasama, FOR FOR Management
Haruo
14 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
SUMITOMO DAINIPPON PHARMA CO.,LTD.
Ticker: Security ID: J10542116
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Tada, Masayo FOR FOR Management
4 Appoint a Director Nomura, Hiroshi FOR FOR Management
5 Appoint a Director Odagiri, Hitoshi FOR FOR Management
6 Appoint a Director Kimura, Toru FOR FOR Management
7 Appoint a Director Hara, Nobuyuki FOR FOR Management
8 Appoint a Director Sato, Hidehiko FOR FOR Management
9 Appoint a Director Sato, Hiroshi FOR FOR Management
10 Appoint a Director Atomi, Yutaka FOR FOR Management
11 Appoint a Corporate Auditor Oe, FOR FOR Management
Yoshinori
12 Appoint a Corporate Auditor Nishikawa, FOR FOR Management
Kazuto
13 Appoint a Corporate Auditor Fujii, FOR FOR Management
Junsuke
--------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES,LTD.
Ticker: Security ID: J77411114
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Inoue, Osamu FOR FOR Management
4 Appoint a Director Hato, Hideo FOR FOR Management
5 Appoint a Director Shirayama, Masaki FOR FOR Management
6 Appoint a Corporate Auditor Hayashi, FOR FOR Management
Akira
7 Appoint a Corporate Auditor Watanabe, FOR FOR Management
Katsuaki
8 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
SUMITOMO FORESTRY CO.,LTD.
Ticker: Security ID: J77454122
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
SUMITOMO HEAVY INDUSTRIES,LTD.
Ticker: Security ID: J77497113
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Nakamura, Yoshinobu FOR FOR Management
5 Appoint a Director Betsukawa, Shunsuke FOR FOR Management
6 Appoint a Director Nishimura, Shinji FOR FOR Management
7 Appoint a Director Tomita, Yoshiyuki FOR FOR Management
8 Appoint a Director Tanaka, Toshiharu FOR FOR Management
9 Appoint a Director Kojima, Eiji FOR FOR Management
10 Appoint a Director Ide, Mikio FOR FOR Management
11 Appoint a Director Shimomura, Shinji FOR FOR Management
12 Appoint a Director Takahashi, Susumu FOR FOR Management
13 Appoint a Director Kojima, Hideo FOR FOR Management
14 Appoint a Corporate Auditor Nakamura, FOR FOR Management
Masaichi
15 Appoint a Substitute Corporate Auditor FOR FOR Management
Kato, Tomoyuki
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD.
Ticker: Security ID: J77712123
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Nakazato, Yoshiaki FOR FOR Management
5 Appoint a Director Kubota, Takeshi FOR FOR Management
6 Appoint a Director Kurokawa, Harumasa FOR FOR Management
7 Appoint a Director Nozaki, Akira FOR FOR Management
8 Appoint a Director Asahi, Hiroshi FOR FOR Management
9 Appoint a Director Ushijima, Tsutomu FOR FOR Management
10 Appoint a Director Taimatsu, Hitoshi FOR FOR Management
11 Appoint a Director Nakano, Kazuhisa FOR FOR Management
12 Appoint a Corporate Auditor Ino, FOR FOR Management
Kazushi
13 Appoint a Corporate Auditor Yamada, FOR FOR Management
Yuichi
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Mishina, Kazuhiro
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC.
Ticker: Security ID: J7771X109
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Transition to a FOR FOR Management
Company with Three Committees, Revise
the Articles Related to Allowing the
Board of Directors to Authorize the
Company to Purchase Own Shares
4 Appoint a Director Miyata, Koichi FOR FOR Management
5 Appoint a Director Kunibe, Takeshi FOR FOR Management
6 Appoint a Director Takashima, Makoto FOR FOR Management
7 Appoint a Director Ogino, Kozo FOR FOR Management
8 Appoint a Director Ota, Jun FOR FOR Management
9 Appoint a Director Tanizaki, Katsunori FOR FOR Management
10 Appoint a Director Yaku, Toshikazu FOR FOR Management
11 Appoint a Director Teramoto, Toshiyuki FOR FOR Management
12 Appoint a Director Mikami, Toru FOR FOR Management
13 Appoint a Director Kubo, Tetsuya FOR FOR Management
14 Appoint a Director Matsumoto, Masayuki FOR FOR Management
15 Appoint a Director Arthur M. Mitchell FOR FOR Management
16 Appoint a Director Yamazaki, Shozo FOR FOR Management
17 Appoint a Director Kono, Masaharu FOR FOR Management
18 Appoint a Director Tsutsui, Yoshinobu FOR FOR Management
19 Appoint a Director Shimbo, Katsuyoshi FOR FOR Management
20 Appoint a Director Sakurai, Eriko FOR FOR Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC.
Ticker: Security ID: J0752J108
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
18 Appoint a Director Kawamoto, Hiroko FOR FOR Management
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Expand Business FOR FOR Management
Lines, Increase the Board of Directors
Size to 20, Transition to a Company
with Three Committees, Revise
Convenors and Chairpersons of a
Shareholders Meeting and Board of
Directors Meeting, Adopt Reduction of
Liability S
4 Appoint a Director Okubo, Tetsuo FOR FOR Management
5 Appoint a Director Araumi, Jiro FOR FOR Management
6 Appoint a Director Takakura, Toru FOR FOR Management
7 Appoint a Director Hashimoto, Masaru FOR FOR Management
8 Appoint a Director Kitamura, Kunitaro FOR FOR Management
9 Appoint a Director Tsunekage, Hitoshi FOR FOR Management
10 Appoint a Director Yagi, Yasuyuki FOR FOR Management
11 Appoint a Director Misawa, Hiroshi FOR FOR Management
12 Appoint a Director Shinohara, Soichi FOR FOR Management
13 Appoint a Director Suzuki, Takeshi FOR FOR Management
14 Appoint a Director Araki, Mikio FOR FOR Management
15 Appoint a Director Matsushita, Isao FOR FOR Management
16 Appoint a Director Saito, Shinichi FOR FOR Management
17 Appoint a Director Yoshida, Takashi FOR FOR Management
--------------------------------------------------------------------------------
SUMITOMO RUBBER INDUSTRIES,LTD.
Ticker: Security ID: J77884112
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Adopt Reduction of FOR FOR Management
Liability System for Non-Executive
Directors and Corporate Auditors,
Approve Minor Revisions
4 Appoint a Director Ikeda, Ikuji FOR FOR Management
5 Appoint a Director Tanaka, Hiroaki FOR FOR Management
6 Appoint a Director Nishi, Minoru FOR FOR Management
7 Appoint a Director Onga, Kenji FOR FOR Management
8 Appoint a Director Ii, Yasutaka FOR FOR Management
9 Appoint a Director Ishida, Hiroki FOR FOR Management
10 Appoint a Director Kuroda, Yutaka FOR FOR Management
11 Appoint a Director Yamamoto, Satoru FOR FOR Management
12 Appoint a Director Kosaka, Keizo FOR FOR Management
13 Appoint a Director Uchioke, Fumikiyo FOR FOR Management
14 Appoint a Director Murakami, Kenji FOR FOR Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG
Ticker: Security ID: Y82594121
Meeting Date: NOV 09, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND CONSIDER THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS AND
AUDITOR FOR THE YEAR ENDED 30 JUNE 2016
4 TO DECLARE A FINAL DIVIDEND FOR FOR Management
5 TO RE-ELECT MR. KWOK KAI-WANG, FOR FOR Management
CHRISTOPHER (EXECUTIVE DIRECTOR) AS
DIRECTOR
6 TO RE-ELECT MR. KWOK PING-LUEN, FOR FOR Management
RAYMOND (EXECUTIVE DIRECTOR) AS
DIRECTOR
7 TO RE-ELECT DR. THE HON LEE SHAU-KEE FOR FOR Management
(NON-EXECUTIVE DIRECTOR) AS DIRECTOR
8 TO RE-ELECT MR. WONG CHIK-WING, MIKE FOR FOR Management
(EXECUTIVE DIRECTOR) AS DIRECTOR
9 TO RE-ELECT MR. YIP DICKY PETER FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS DIRECTOR
10 TO RE-ELECT PROFESSOR WONG YUE-CHIM, FOR FOR Management
RICHARD (INDEPENDENT NON-EXECUTIVE
DIRECTOR) AS DIRECTOR
11 TO RE-ELECT DR. FUNG KWOK-LUN, WILLIAM FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS DIRECTOR
12 TO RE-ELECT DR. LEUNG NAI-PANG, NORMAN FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS DIRECTOR
13 TO RE-ELECT MR. LEUNG KUI-KING, DONALD FOR FOR Management
(INDEPENDENT NON-EXECUTIVE DIRECTOR)
AS DIRECTOR
14 TO RE-ELECT MR. KWAN CHEUK-YIN, FOR FOR Management
WILLIAM (NON-EXECUTIVE DIRECTOR) AS
DIRECTOR
15 TO FIX THE DIRECTORS' FEES (THE FOR FOR Management
PROPOSED FEES PAYABLE TO THE CHAIRMAN,
THE VICE CHAIRMAN AND EACH OF THE
OTHER DIRECTORS FOR THE YEAR ENDING 30
JUNE 2017 BE HKD 320,000, HKD 310,000
AND HKD 300,000 RESPECTIVELY)
16 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU FOR FOR Management
AS AUDITOR AND TO AUTHORISE THE BOARD
OF DIRECTORS TO FIX ITS REMUNERATION
17 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO BUY BACK SHARES
18 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE NEW SHARES
19 TO EXTEND THE GENERAL MANDATE TO ISSUE FOR FOR Management
NEW SHARES BY ADDING THE NUMBER OF
SHARES BOUGHT BACK
--------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC.
Ticker: SLF Security ID: 866796105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE LLP AS AUDITOR FOR FOR Management
3 NON-BINDING ADVISORY VOTE ON APPROACH FOR FOR Management
TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
SUNCOR ENERGY INC.
Ticker: SU Security ID: 867224107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
OF SUNCOR ENERGY INC. FOR THE ENSUING
YEAR.
3 TO CONSIDER AND, IF DEEMED FIT, FOR FOR Management
APPROVE AN AMENDMENT TO THE SUNCOR
ENERGY INC. STOCK OPTION PLAN TO
INCREASE THE NUMBER OF COMMON SHARES
RESERVED FOR ISSUANCE THEREUNDER BY
25,000,000 COMMON SHARES.
4 TO ACCEPT THE APPROACH TO EXECUTIVE FOR FOR Management
COMPENSATION DISCLOSED IN THE
MANAGEMENT PROXY CIRCULAR OF SUNCOR
ENERGY INC. DATED MARCH 1, 2017.
--------------------------------------------------------------------------------
SUNCORP GROUP LTD, BRISBANE
Ticker: Security ID: Q88040110
Meeting Date: SEP 22, 2016 Meeting Type: Annual General Meeting
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 GRANT OF PERFORMANCE RIGHTS TO THE FOR FOR Management
CHIEF EXECUTIVE OFFICER & MANAGING
DIRECTOR
4 ELECTION OF DIRECTOR - MS SALLY HERMAN FOR FOR Management
5 RENEWAL OF PROPORTIONAL TAKEOVER FOR FOR Management
PROVISIONS
--------------------------------------------------------------------------------
SUPERIOR PLUS CORP.
Ticker: SUUIF Security ID: 86828P103
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ON THE APPOINTMENT OF DELOITTE LLP, AS FOR FOR Management
AUDITORS OF THE CORPORATION AT SUCH
REMUNERATION AS MAY BE APPROVED BY THE
DIRECTORS OF THE CORPORATION.
3 TO APPROVE THE CORPORATION'S ADVISORY FOR FOR Management
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
SUZUKEN CO.,LTD.
Ticker: Security ID: J78454105
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Expand Business FOR FOR Management
Lines, Adopt Reduction of Liability
System for Non-Executive Directors and
Corporate Auditors, Establish the
Articles Related to Substitute
Corporate Auditors
3 Appoint a Director Bessho, Yoshiki FOR FOR Management
4 Appoint a Director Miyata, Hiromi FOR FOR Management
5 Appoint a Director Asano, Shigeru FOR FOR Management
6 Appoint a Director Saito, Masao FOR FOR Management
7 Appoint a Director Izawa, Yoshimichi FOR FOR Management
8 Appoint a Director Tamura, Hisashi FOR FOR Management
9 Appoint a Director Ueda, Keisuke FOR FOR Management
10 Appoint a Director Iwatani, Toshiaki FOR FOR Management
11 Appoint a Director Usui, Yasunori FOR FOR Management
12 Appoint a Corporate Auditor Takeda, FOR FOR Management
Noriyuki
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Takahashi, Masahiko
14 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors except
Outside Directors
--------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION
Ticker: Security ID: J78529138
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Reduce the Board of FOR FOR Management
Directors Size to 15
4 Appoint a Director Suzuki, Osamu FOR FOR Management
5 Appoint a Director Harayama, Yasuhito FOR FOR Management
6 Appoint a Director Suzuki, Toshihiro FOR FOR Management
7 Appoint a Director Nagao, Masahiko FOR FOR Management
8 Appoint a Director Matsuura, Hiroaki FOR FOR Management
9 Appoint a Director Honda, Osamu FOR FOR Management
10 Appoint a Director Iguchi, Masakazu FOR FOR Management
11 Appoint a Director Tanino, Sakutaro FOR FOR Management
12 Approve Payment of Bonuses to Directors FOR FOR Management
13 Amend the Compensation to be received FOR FOR Management
by Corporate Officers
14 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
--------------------------------------------------------------------------------
SVENSKA CELLULOSA SCA AB, STOCKHOLM
Ticker: Security ID: W90152120
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 RESOLUTION ON: ADOPTION OF THE INCOME FOR FOR Management
STATEMENT AND BALANCE SHEET, AND OF
THE CONSOLIDATED INCOME STATEMENT AND
THE CONSOLIDATED BALANCE SHEET
12 RESOLUTION ON: APPROPRIATIONS OF THE FOR FOR Management
COMPANY'S EARNINGS UNDER THE ADOPTED
BALANCE SHEET, INCLUDING (I) CASH
DIVIDEND AND (II) THE DISTRIBUTION OF
ALL SHARES IN SCA HYGIENE AB: THE
BOARD OF DIRECTORS PROPOSES A CASH
DIVIDEND FOR THE FINANCIAL YEAR 2016 OF
13 RESOLUTION ON: RECORD DATE FOR THE FOR FOR Management
RESOLVED CASH DIVIDEND AND
AUTHORIZATION FOR THE BOARD OF
DIRECTORS TO RESOLVE ON THE RECORD
DATE FOR THE DISTRIBUTION OF ALL OF
THE SHARES OF SCA HYGIENE AB
14 RESOLUTION ON: DISCHARGE FROM PERSONAL FOR FOR Management
LIABILITY OF DIRECTORS AND PRESIDENT
2016
15 RESOLUTION ON THE NUMBER OF DIRECTORS FOR FOR Management
AND DEPUTY DIRECTORS: THE NUMBER OF
DIRECTORS SHALL BE TEN WITH NO DEPUTY
DIRECTORS.
16 RESOLUTION ON THE NUMBER OF AUDITORS FOR FOR Management
AND DEPUTY AUDITORS: THE NUMBER OF
AUDITORS SHALL BE ONE WITH NO DEPUTY
AUDITOR
17 RESOLUTION ON THE REMUNERATION TO BE FOR FOR Management
PAID TO THE BOARD OF DIRECTORS AND THE
AUDITOR
18 RE-ELECTION OF DIRECTOR: PAR BOMAN FOR FOR Management
19 RE-ELECTION OF DIRECTOR: EWA BJORLING FOR FOR Management
20 RE-ELECTION OF DIRECTOR: MAIJA-LIISA FOR FOR Management
FRIMAN
21 RE-ELECTION OF DIRECTOR: ANNEMARIE FOR FOR Management
GARDSHOL
22 RE-ELECTION OF DIRECTOR: MAGNUS GROTH FOR FOR Management
23 RE-ELECTION OF DIRECTOR: JOHAN FOR FOR Management
MALMQUIST
24 RE-ELECTION OF DIRECTOR: BERT NORDBERG FOR FOR Management
25 RE-ELECTION OF DIRECTOR: LOUISE FOR FOR Management
SVANBERG
26 RE-ELECTION OF DIRECTOR: BARBARA FOR FOR Management
MILIAN THORALFSSON
27 ELECTION OF DIRECTOR: LARS REBIEN FOR FOR Management
SORENSEN
28 ELECTION OF CHAIRMAN OF THE BOARD OF FOR FOR Management
DIRECTORS: FURTHERMORE, PAR BOMAN IS
PROPOSED TO BE ELECTED AS CHAIRMAN OF
THE BOARD OF DIRECTORS
29 ELECTION OF AUDITORS AND DEPUTY FOR FOR Management
AUDITORS: RE-ELECTION OF THE
REGISTERED ACCOUNTING FIRM EY AB, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION, FOR THE PERIOD UNTIL
THE END OF THE ANNUAL GENERAL MEETING
2018. IF ELECTED, EY HAS ANNOUNCED ITS
APPOI
30 RESOLUTION ON INSTRUCTION FOR THE FOR FOR Management
NOMINATION COMMITTEE IN RESPECT OF THE
RESOLUTION ON DISTRIBUTION
31 RESOLUTION ON INSTRUCTION FOR THE FOR FOR Management
NOMINATION COMMITTEE FOR THE NEXT
ANNUAL GENERAL MEETING
32 RESOLUTION ON GUIDELINES FOR FOR FOR Management
REMUNERATION FOR THE SENIOR MANAGEMENT
33 RESOLUTION ON AMENDMENTS OF THE FOR FOR Management
ARTICLES OF ASSOCIATION
34 RESOLUTION ON REDUCTION OF THE SHARE FOR FOR Management
CAPITAL BY CANCELLATION OF OWN SHARES
35 RESOLUTION ON INCREASE OF THE SHARE FOR FOR Management
CAPITAL BY A BONUS ISSUE, WITHOUT
ISSUANCE OF NEW SHARES
--------------------------------------------------------------------------------
SVENSKA CELLULOSA SCA AB, STOCKHOLM
Ticker: Security ID: W90152120
Meeting Date: MAY 17, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 RESOLUTION ON THE NUMBER OF DIRECTORS FOR FOR Management
AND DEPUTY DIRECTORS: THE NUMBER OF
DIRECTORS SHALL BE NINE WITH NO DEPUTY
DIRECTORS
10 RESOLUTION ON THE REMUNERATION TO BE FOR FOR Management
PAID TO THE BOARD OF DIRECTORS
11 ELECTION OF NEW DIRECTOR: CHARLOTTE FOR FOR Management
BENGTSSON
12 ELECTION OF NEW DIRECTOR: LENNART FOR FOR Management
EVRELL
13 ELECTION OF NEW DIRECTOR: ULF LARSSON FOR FOR Management
14 ELECTION OF NEW DIRECTOR: MARTIN FOR FOR Management
LINDQVIST
15 ELECTION OF NEW DIRECTOR: LOTTA LYRA FOR FOR Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB (PUBL)
Ticker: Security ID: W9112U104
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 RESOLUTIONS CONCERNING ADOPTION OF THE FOR FOR Management
INCOME STATEMENT AND THE BALANCE
SHEET, AS WELL AS THE CONSOLIDATED
INCOME STATEMENT AND CONSOLIDATED
BALANCE SHEET
13 RESOLUTION ON THE ALLOCATION OF THE FOR FOR Management
BANK'S PROFITS IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND ALSO
CONCERNING THE RECORD DAY: SEK 5.00
PER SHARE
14 RESOLUTION ON RELEASE FROM LIABILITY FOR FOR Management
FOR THE MEMBERS OF THE BOARD AND THE
GROUP CHIEF EXECUTIVE FOR THE PERIOD
REFERRED TO IN THE FINANCIAL REPORTS
15 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR FOR Management
FOR THE BOARD TO RESOLVE ON
ACQUISITION AND DIVESTMENT OF SHARES
IN THE BANK
16 THE BOARD'S PROPOSAL FOR ACQUISITION FOR FOR Management
OF SHARES IN THE BANK FOR THE BANK'S
TRADING BOOK PURSUANT TO CHAPTER 7,
SECTION 6 OF THE SWEDISH SECURITIES
MARKET ACT
17 THE BOARD'S PROPOSAL REGARDING FOR FOR Management
AUTHORISATION FOR THE BOARD TO RESOLVE
ON ISSUANCE OF CONVERTIBLES
18 DETERMINING THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD TO BE APPOINTED BY THE
MEETING: ELEVEN
19 DETERMINING THE NUMBER OF AUDITORS TO FOR FOR Management
BE APPOINTED BY THE MEETING: TWO
REGISTERED AUDITING COMPANIES
21 APPROVE REMUNERATION OF DIRECTORS IN FOR FOR Management
THE AMMOUNT OF SEK 3.15 MILLION FOR
CHAIRMAN, SEK 900,000 FOR VICE
CHAIRMEN, AND SEK 640,000 FOROTHER
DIRECTORS APPROVE REMUNERATION FOR
COMMITTEE WORK APPROVE REMUNERATION OF
AUDITORS SHAREHOLDER PROPOSAL
SUBMITTED BY
22 REDUCE REMUNERATION OF DIRECTORS WITH FOR ABSTAIN Management
TEN PERCENT (SEK 2.84 MILLION FOR
CHAIRMAN, SEK 810,000 FOR VICE
CHAIRMEN AND SEK 576,000 FOR OTHER
DIRECTORS)
23 RE-ELECTION OF THE BOARD MEMBER: KARIN FOR FOR Management
APELMAN
24 RE-ELECTION OF THE BOARD MEMBER: JON FOR FOR Management
FREDRIK BAKSAAS
25 RE-ELECTION OF THE BOARD MEMBER: PAR FOR FOR Management
BOMAN
26 RE-ELECTION OF THE BOARD MEMBER: FOR FOR Management
KERSTIN HESSIUS
27 RE-ELECTION OF THE BOARD MEMBER: OLE FOR FOR Management
JOHANSSON
28 RE-ELECTION OF THE BOARD MEMBER: LISE FOR FOR Management
KAAE
29 RE-ELECTION OF THE BOARD MEMBER: FOR FOR Management
FREDRIK LUNDBERG
30 RE-ELECTION OF THE BOARD MEMBER: BENTE FOR FOR Management
RATHE
31 RE-ELECTION OF THE BOARD MEMBER: FOR FOR Management
CHARLOTTE SKOG
32 ELECTION OF THE BOARD MEMBER: ANDERS FOR FOR Management
BOUVIN
33 ELECTION OF THE BOARD MEMBER: JAN-ERIK FOR FOR Management
HOOG
34 ELECTION OF THE CHAIRMAN OF THE BOARD: FOR FOR Management
MR PAR BOMAN
35 ELECTION OF AUDITORS: IN ACCORDANCE FOR FOR Management
WITH THE AUDIT COMMITTEE'S
RECOMMENDATION, THE NOMINATION
COMMITTEE PROPOSES THAT THE MEETING
RE-ELECT ERNST & YOUNG AB AND ELECT
PRICEWATERHOUSECOOPERS AB ("PWC") AS
AUDITORS FOR THE PERIOD UNTIL THE END
OF THE ANNUAL
36 THE BOARD'S PROPOSAL CONCERNING FOR FOR Management
GUIDELINES FOR REMUNERATION TO
EXECUTIVE OFFICERS
37 THE BOARD'S PROPOSAL CONCERNING THE FOR FOR Management
APPOINTMENT OF AUDITORS IN FOUNDATIONS
WITHOUT OWN MANAGEMENT
39 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ADOPT A VISION ON ABSOLUTE
EQUALITY BETWEEN MEN AND WOMEN ON ALL
LEVELS WITHIN THE COMPANY
40 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: INSTRUCT THE COMPANY'S BOARD TO
APPOINT A WORKING GROUP IN ORDER TO
EVENTUALLY IMPLEMENT THE VISION, AND
TO CAREFULLY MONITOR PROGRESS IN THE
FIELDS OF GENDER EQUALITY AND ETH
41 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: SUBMIT AN ANNUAL WRITTEN REPORT TO
THE ANNUAL GENERAL MEETING; IT IS
PROPOSED THAT THE REPORT SHOULD BE
INCLUDED IN THE PRINTED ANNUAL REPORT
42 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ASSIGN TO THE BOARD THE TASK OF
TAKING THE REQUISITE ACTION TO FORM A
SHAREHOLDERS' ASSOCIATION FOR THE
COMPANY
43 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: BOARD MEMBERS SHOULD NOT BE
ALLOWED TO INVOICE THEIR BOARD
REMUNERATION THROUGH SWEDISH OR
NON-SWEDISH LEGAL ENTITIES
44 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: IN PERFORMING ITS ASSIGNMENT, THE
NOMINATION COMMITTEE SHOULD
SPECIFICALLY CONSIDER MATTERS RELATING
TO ETHICAL STANDARDS, GENDER AND
ETHNICITY
45 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ASSIGN THE BOARD THE TASK OF
DRAWING UP A PROPOSAL CONCERNING SMALL
AND MEDIUM SIZED SHAREHOLDERS' RIGHT
TO REPRESENTATION ON THE BOARD AND THE
NOMINATION COMMITTEE, TO BE SUB
46 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: WITH REFERENCE TO POINT V) ABOVE,
TO ASSIGN THE BOARD TO ADDRESS THE
RELEVANT AUTHORITY - PRIMARILY THE
SWEDISH GOVERNMENT OR THE SWEDISH TAX
AGENCY - IN ORDER TO ACHIEVE CHAN
47 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ASSIGN THE BOARD TO ORDER AN
IN-DEPTH INVESTIGATION OF THE
CONSEQUENCES OF ABOLISHING THE
DIFFERENT LEVELS OF VOTING RIGHTS
WITHIN HANDELSBANKEN, RESULTING IN A
PROPOSAL FOR A
48 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ASSIGN THE BOARD TO CONTACT THE
SWEDISH GOVERNMENT AND ALERT IT TO THE
DESIRABILITY OF ABOLISHING THE
POSSIBILITY OF HAVING DIFFERENT VOTING
RIGHTS FOR SHARES IN SWEDISH LIMIT
49 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON THAT THE AGM SHOULD RESOLVE
TO: ASSIGN THE BOARD TO ALERT THE
SWEDISH GOVERNMENT OF THE NEED FOR
COMPREHENSIVE NATIONAL REGULATION IN
THE AREA REFERRED TO IN ITEM 23 BELOW,
I.E. THE IMPLEMENTATION OF A QUARA
50 PROPOSAL FROM SHAREHOLDER MR THORWALD FOR AGAINST Management
ARVIDSSON CONCERNING CHANGES TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM
Ticker: Security ID: W9423X102
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 ADOPTION OF THE PROFIT AND LOSS FOR FOR Management
ACCOUNT AND BALANCE SHEET OF THE BANK
AND THE CONSOLIDATED PROFIT AND LOSS
ACCOUNT AND CONSOLIDATED BALANCE SHEET
FOR THE FINANCIAL YEAR 2016
12 APPROVAL OF THE ALLOCATION OF THE FOR FOR Management
BANK'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AS WELL AS
DECISION ON THE RECORD DATE FOR
DIVIDENDS: THE BOARD OF DIRECTORS
PROPOSES THAT OF THE AMOUNT
APPROXIMATELY SEK 54 483M AT THE
DISPOSAL OF THE MEETING,
13 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: MICHAEL WOLF, CEO
UP UNTIL AND INCLUDING 9 FEBRUARY 2016
14 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: ANDERS SUNDSTROM,
ORDINARY BOARD MEMBER AND CHAIR OF THE
BOARD OF DIRECTORS UP UNTIL AND
INCLUDING 5 APRIL 2016
15 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: ANDERS IGEL,
ORDINARY BOARD MEMBER UP UNTIL AND
INCLUDING 5 APRIL 2016
16 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: MAJ-CHARLOTTE
WALLIN, ORDINARY BOARD MEMBER UP UNTIL
AND INCLUDING 5 APRIL 2016
17 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: LARS IDERMARK,
ORDINARY BOARD MEMBER (AS WELL AS
CHAIR OF THE BOARD OF DIRECTORS FROM
AND INCLUDING 5 APRIL 2016)
18 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: ULRIKA FRANCKE,
ORDINARY BOARD MEMBER
19 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: GORAN HEDMAN,
ORDINARY BOARD MEMBER
20 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: PIA RUDENGREN,
ORDINARY BOARD MEMBER
21 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: KARL-HENRIK
SUNDSTROM, ORDINARY BOARD MEMBER
22 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: SIV SVENSSON,
ORDINARY BOARD MEMBER
23 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: BODIL ERIKSSON,
ORDINARY BOARD MEMBER FROM AND
INCLUDING 5 APRIL 2016
24 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: PETER NORMAN,
ORDINARY BOARD MEMBER FROM AND
INCLUDING 5 APRIL 2016
25 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: BIRGITTE BONNESEN,
CEO FROM AND INCLUDING 9 FEBRUARY 2016
26 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: CAMILLA LINDER,
ORDINARY EMPLOYEE REPRESENTATIVE
27 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: ROGER LJUNG,
ORDINARY EMPLOYEE REPRESENTATIVE
28 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: INGRID FRIBERG,
DEPUTY EMPLOYEE REPRESENTATIVE, HAVING
ACTED AT SEVEN BOARD MEETINGS
29 DECISION WHETHER TO DISCHARGE THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
CEO FROM LIABILITY: KARIN SANDSTROM,
DEPUTY EMPLOYEE REPRESENTATIVE, HAVING
ACTED AT TWO BOARD MEETINGS
30 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS: 9
31 DETERMINATION OF THE REMUNERATION TO FOR FOR Management
THE BOARD MEMBERS AND THE AUDITOR
32 ELECTION OF THE BOARD MEMBER: MATS FOR FOR Management
GRANRYD
33 ELECTION OF THE BOARD MEMBER: BO FOR FOR Management
JOHANSSON
34 ELECTION OF THE BOARD MEMBER: ANNIKA FOR FOR Management
POUTIAINEN
35 ELECTION OF THE BOARD MEMBER: MAGNUS FOR FOR Management
UGGLA
36 RE-ELECTION OF THE BOARD MEMBER: LARS FOR FOR Management
IDERMARK
37 RE-ELECTION OF THE BOARD MEMBER: FOR FOR Management
ULRIKA FRANCKE
38 RE-ELECTION OF THE BOARD MEMBER: SIV FOR FOR Management
SVENSSON
39 RE-ELECTION OF THE BOARD MEMBER: BODIL FOR FOR Management
ERIKSSON
40 RE-ELECTION OF THE BOARD MEMBER: PETER FOR FOR Management
NORMAN
41 ELECTION OF THE CHAIR OF THE BOARD OF FOR FOR Management
DIRECTORS: LARS IDERMARK
42 DECISION ON THE NOMINATION COMMITTEE FOR FOR Management
43 DECISION ON THE GUIDELINES FOR FOR FOR Management
REMUNERATION TO TOP EXECUTIVES
44 DECISION TO ACQUIRE OWN SHARES IN FOR FOR Management
ACCORDANCE WITH THE SECURITIES MARKET
ACT
45 DECISION ON AUTHORIZATION FOR THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE ON
ACQUISITIONS OF OWN SHARES IN ADDITION
TO WHAT IS STATED IN ITEM 17
46 DECISION ON AUTHORIZATION FOR THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE ON
ISSUANCE OF CONVERTIBLES
47 PERFORMANCE AND SHARE BASED FOR FOR Management
REMUNERATION PROGRAMS FOR 2017:
APPROVAL OF THE RESOLUTION OF THE
BOARD OF DIRECTORS ON A COMMON PROGRAM
("EKEN 2017")
48 PERFORMANCE AND SHARE BASED FOR FOR Management
REMUNERATION PROGRAMS FOR 2017:
APPROVAL OF THE RESOLUTION OF THE
BOARD OF DIRECTORS REGARDING DEFERRED
VARIABLE REMUNERATION IN THE FORM OF
SHARES (OR ANOTHER FINANCIAL
INSTRUMENT IN THE BANK) UNDER THE
INDIVIDUAL PROGRAM ("IP
49 PERFORMANCE AND SHARE BASED FOR FOR Management
REMUNERATION PROGRAMS FOR 2017:
DECISION REGARDING TRANSFER OF OWN
SHARES
51 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
GORAN WESTMAN REGARDING SUGGESTED
PROPOSAL TO IMPLEMENT THE LEAN-CONCEPT
52 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO ADOPT A VISION ON
ABSOLUTE EQUALITY BETWEEN GENDERS
53 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO APPOINT A TASK FORCE IN
ORDER TO IMPLEMENT THE PROPOSAL UNDER
ITEM 22 A)
54 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO ANNUALLY PUBLISH A REPORT
REGARDING THE PROPOSALS UNDER ITEMS 22
A) AND B)
55 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO FORM A SHAREHOLDERS'
ASSOCIATION
56 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO CHANGE THE REGULATIONS
CONCERNING THE POSSIBILITY TO INVOICE
THE BOARD OF DIRECTORS' REMUNERATION
57 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO AMEND THE SECTION OF THE
ARTICLES OF ASSOCIATION THAT CONCERNS
THE BOARD OF DIRECTORS
58 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO SUGGEST THAT THE
GOVERNMENT OFFICE OF SWEDEN IMPLEMENT
RULES CONCERNING A SO-CALLED COOL-OFF
PERIOD FOR POLITICIANS
59 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO PROMOTE A REFORM AS TO
SMALL AND MEDIUM SIZED SHAREHOLDERS'
REPRESENTATION IN BOARDS OF DIRECTORS
AND NOMINATION COMMITTEES
60 MATTER SUBMITTED BY THE SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL: TO EXAMINE THE EXTENT TO
WHICH THE BANK HAS CONTRIBUTED TO TAX
EVASION
--------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM
Ticker: Security ID: W92277115
Meeting Date: DEC 16, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
9 RESOLUTION ON THE BOARD OF DIRECTORS FOR FOR Management
PROPOSAL ON A SPECIAL DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A SPECIAL
DIVIDEND OF 9.50 SEK PER SHARE
--------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM
Ticker: Security ID: W92277115
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
10 RESOLUTION ON ADOPTION OF THE INCOME FOR FOR Management
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
11 RESOLUTION REGARDING ALLOCATION OF THE FOR FOR Management
COMPANY'S PROFIT IN ACCORDANCE WITH
THE ADOPTED BALANCE SHEET AND
RESOLUTION ON A RECORD DAY FOR
DIVIDEND: THE BOARD OF DIRECTORS
PROPOSES AN ORDINARY DIVIDEND OF 8.50
SEK PER SHARE, AND A SPECIAL DIVIDEND
OF 7.50 SE
12 RESOLUTION REGARDING DISCHARGE FROM FOR FOR Management
LIABILITY IN RESPECT OF THE BOARD
MEMBERS AND THE PRESIDENT
13 RESOLUTION REGARDING THE NUMBER OF FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS TO
BE ELECTED BY THE MEETING: THE BOARD
OF DIRECTORS IS PROPOSED TO CONSIST OF
SEVEN(7) MEMBERS AND NO DEPUTIES
14 RESOLUTION REGARDING REMUNERATION TO FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
15 ELECTION OF MEMBERS OF THE BOARD, THE FOR FOR Management
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION FOR THE
PERIOD UNTIL THE END OF THE ANNUAL
GENERAL MEETING 2018: CHARLES A. BLIX
16 RESOLUTION REGARDING THE NUMBER OF FOR FOR Management
AUDITORS: THE NUMBER OF AUDITORS IS
PROPOSED TO BE ONE AND NO DEPUTY
AUDITOR
17 RESOLUTION REGARDING REMUNERATION TO FOR FOR Management
THE AUDITOR
18 ELECTION OF AUDITOR: THE AUDITOR FOR FOR Management
COMPANY DELOITTE AB IS PROPOSED TO BE
ELECTED AS AUDITOR FOR THE PERIOD
UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2018
19 RESOLUTION REGARDING PRINCIPLES FOR FOR FOR Management
REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT
20 RESOLUTION REGARDING: A. THE REDUCTION FOR FOR Management
OF THE SHARE CAPITAL BY MEANS OF
WITHDRAWAL OF REPURCHASED SHARES; AND
B. BONUS ISSUE
21 RESOLUTION REGARDING AUTHORIZATION OF FOR FOR Management
THE BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY
22 RESOLUTION REGARDING AUTHORIZATION OF FOR FOR Management
THE BOARD OF DIRECTORS TO RESOLVE ON
TRANSFER OF SHARES IN THE COMPANY
23 RESOLUTION REGARDING AUTHORIZATION OF FOR FOR Management
THE BOARD OF DIRECTORS TO ISSUE NEW
SHARES
--------------------------------------------------------------------------------
SWIRE PACIFIC LTD, HONG KONG
Ticker: Security ID: Y83310105
Meeting Date: MAY 18, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RE-ELECT I K L CHU AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT M CUBBON AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT T G FRESHWATER AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT C LEE AS A DIRECTOR FOR FOR Management
7 TO ELECT P K ETCHELLS AS A DIRECTOR FOR FOR Management
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
9 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR SHARE BUY-BACK
10 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES IN THE COMPANY
--------------------------------------------------------------------------------
SWISS LIFE HOLDING AG, ZUERICH
Ticker: Security ID: H8404J162
Meeting Date: APR 25, 2017 Meeting Type: Annual General Meeting
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE ANNUAL REPORT 2016 FOR WITHHOLD Management
3 ACCEPTANCE OF THE COMPENSATION REPORT FOR WITHHOLD Management
2016 (ADVISORY)
4 APPROPRIATION OF PROFIT 2016 FOR WITHHOLD Management
5 DISTRIBUTION OUT OF THE CAPITAL FOR WITHHOLD Management
CONTRIBUTION RESERVES: CHF 11.00 PER
SHARE
6 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS
7 COMPENSATION FOR THE BOARD OF FOR WITHHOLD Management
DIRECTORS FROM THE 2017 AGM UNTIL THE
2018 AGM
8 SHORT-TERM VARIABLE COMPENSATION FOR FOR WITHHOLD Management
THE CORPORATE EXECUTIVE BOARD FOR THE
2016 FINANCIAL YEAR
9 MAXIMUM TOTAL AMOUNT OF THE FIXED AND FOR WITHHOLD Management
LONG-TERM VARIABLE COMPENSATION FOR
THE CORPORATE EXECUTIVE BOARD FOR THE
2018 FINANCIAL YEAR
10 RE-ELECTION OF ROLF DOERIG AS MEMBER FOR WITHHOLD Management
AND CHAIRMAN OF THE BOARD OF DIRECTOR
11 RE-ELECTION OF GEROLD BUEHRER AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTOR
12 RE-ELECTION OF ADRIENNE CORBOUD FOR WITHHOLD Management
FUMAGALLI AS A BOARD OF DIRECTOR
13 RE-ELECTION OF UELI DIETIKER AS A FOR WITHHOLD Management
BOARD OF DIRECTOR
14 RE-ELECTION OF DAMIR FILIPOVIC AS A FOR WITHHOLD Management
BOARD OF DIRECTOR
15 RE-ELECTION OF FRANK W. KEUPER AS A FOR WITHHOLD Management
BOARD OF DIRECTOR
16 RE-ELECTION OF HENRY PETER AS A BOARD FOR WITHHOLD Management
OF DIRECTOR
17 RE-ELECTION OF FRANK SCHNEWLIN AS A FOR WITHHOLD Management
BOARD OF DIRECTOR
18 RE-ELECTION OF FRANZISKA TSCHUDI FOR WITHHOLD Management
SAUBER AS A BOARD OF DIRECTOR
19 RE-ELECTION OF KLAUS TSCHUETSCHER AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTOR
20 ELECTION OF STEFAN LOACKER AS A BOARD FOR WITHHOLD Management
OF DIRECTOR
21 RE-ELECTION OF HENRY PETER AS MEMBER FOR WITHHOLD Management
OF THE COMPENSATION COMMITTEE
22 RE-ELECTION OF FRANK SCHNEWLIN AS FOR WITHHOLD Management
MEMBER OF THE COMPENSATION COMMITTEE
23 RE-ELECTION OF FRANZISKA TSCHUDI FOR WITHHOLD Management
SAUBER AS MEMBER OF THE COMPENSATION
COMMITTEE
24 ELECTION OF ANDREAS ZUERCHER, ZURICH, FOR WITHHOLD Management
AS INDEPENDENT VOTING REPRESENTATIVE
25 ELECTION OF THE STATUTORY AUDITOR FOR WITHHOLD Management
PRICEWATERHOUSECOOPERS LTD
--------------------------------------------------------------------------------
SWISS RE AG, ZUERICH
Ticker: Security ID: H8431B109
Meeting Date: APR 21, 2017 Meeting Type: Annual General Meeting
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ANNUAL REPORT (INCL. MANAGEMENT FOR WITHHOLD Management
REPORT), ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2016: CONSULTATIVE VOTE ON THE
COMPENSATION REPORT
3 ANNUAL REPORT (INCL. MANAGEMENT FOR WITHHOLD Management
REPORT), ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2016: APPROVAL OF THE ANNUAL
REPORT (INCL. MANAGEMENT REPORT),
ANNUAL AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2016
4 ALLOCATION OF DISPOSABLE PROFIT: CHF 4. FOR WITHHOLD Management
85
5 APPROVAL OF THE AGGREGATE AMOUNT OF FOR WITHHOLD Management
VARIABLE SHORT-TERM COMPENSATION FOR
THE MEMBERS OF THE GROUP EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2016
6 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS
7 RE-ELECTION OF WALTER B. KIELHOLZ AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS AND
RE-ELECTION AS CHAIRMAN OF THE BOARD
OF DIRECTORS IN THE SAME VOTE
8 RE-ELECTION OF RAYMOND K.F. CH'IEN TO FOR WITHHOLD Management
THE BOARD OF DIRECTORS
9 RE-ELECTION OF RENATO FASSBIND TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
10 RE-ELECTION OF MARY FRANCIS TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
11 RE-ELECTION OF RAJNA GIBSON BRANDON TO FOR WITHHOLD Management
THE BOARD OF DIRECTORS
12 RE-ELECTION OF C. ROBERT HENRIKSON TO FOR WITHHOLD Management
THE BOARD OF DIRECTORS
13 RE-ELECTION OF TREVOR MANUEL TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
14 RE-ELECTION OF PHILIP K. RYAN TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
15 RE-ELECTION OF SIR PAUL TUCKER TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
16 RE-ELECTION OF SUSAN L. WAGNER TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
17 ELECTION OF JAY RALPH TO THE BOARD OF FOR WITHHOLD Management
DIRECTORS
18 ELECTION OF JOERG REINHARDT TO THE FOR WITHHOLD Management
BOARD OF DIRECTORS
19 ELECTION OF JACQUES DE VAUCLEROY TO FOR WITHHOLD Management
THE BOARD OF DIRECTORS
20 RE-ELECTION OF RAYMOND K.F. CH'IEN TO FOR WITHHOLD Management
THE COMPENSATION COMMITTEE
21 RE-ELECTION OF RENATO FASSBIND TO THE FOR WITHHOLD Management
COMPENSATION COMMITTEE
23 ELECTION OF JOERG REINHARDT TO THE FOR WITHHOLD Management
COMPENSATION COMMITTEE
24 RE-ELECTION OF THE INDEPENDENT PROXY / FOR WITHHOLD Management
PROXY VOTING SERVICES GMBH, ZURICH
25 RE-ELECTION OF THE AUDITOR / FOR WITHHOLD Management
PRICEWATERHOUSECOOPERS AG, ZURICH
26 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF COMPENSATION FOR THE MEMBERS
OF THE BOARD OF DIRECTORS FOR THE TERM
OF OFFICE FROM THE AGM 2017 TO THE AGM
2018
27 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF FIXED COMPENSATION AND
VARIABLE LONG-TERM COMPENSATION FOR
THE MEMBERS OF THE GROUP EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2018
28 REDUCTION OF SHARE CAPITAL FOR WITHHOLD Management
29 APPROVAL OF THE NEW SHARE BUY-BACK FOR WITHHOLD Management
PROGRAMME
30 RENEWAL OF THE AUTHORISED CAPITAL AND FOR WITHHOLD Management
AMENDMENT OF ART. 3B OF THE ARTICLES
OF ASSOCIATION: AUTHORISED CAPITAL
31 AMENDMENT OF ART. 3A OF THE ARTICLES FOR WITHHOLD Management
OF ASSOCIATION: CONDITIONAL CAPITAL
FOR EQUITY-LINKED FINANCING INSTRUMENTS
22 RE-ELECTION OF C. ROBERT HENRIKSON TO FOR WITHHOLD Management
THE COMPENSATION COMMITTEE
--------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN
Ticker: Security ID: H8398N104
Meeting Date: APR 03, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE MANAGEMENT COMMENTARY, FOR FOR Management
FINANCIAL STATEMENTS OF SWISSCOM LTD
AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2016
3 CONSULTATIVE VOTE ON THE REMUNERATION FOR FOR Management
REPORT 2016
4 APPROPRIATION OF THE RETAINED EARNINGS FOR FOR Management
2016 AND DECLARATION OF DIVIDEND: CHF
22 PER SHARE
5 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE GROUP EXECUTIVE
BOARD
6 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
ROLAND ABT
7 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
VALERIE BERSET BIRCHER
8 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
ALAIN CARRUPT
9 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
FRANK ESSER
10 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
BARBARA FREI
11 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
CATHERINE MUEHLEMANN
12 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
THEOPHIL SCHLATTER
13 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
HANSUELI LOOSLI
14 RE-ELECTION TO THE BOARD OF DIRECTOR: FOR FOR Management
HANSUELI LOOSLI AS CHAIRMAN
15 RE-ELECTION TO THE REMUNERATION FOR FOR Management
COMMITTEE: FRANK ESSER
16 RE-ELECTION TO THE REMUNERATION FOR FOR Management
COMMITTEE: BARBARA FREI
17 RE-ELECTION TO THE REMUNERATION FOR FOR Management
COMMITTEE: HANSUELI LOOSLI
18 RE-ELECTION TO THE REMUNERATION FOR FOR Management
COMMITTEE: THEOPHIL SCHLATTER
19 RE-ELECTION TO THE REMUNERATION FOR FOR Management
COMMITTEE: RENZO SIMONI
20 APPROVAL OF THE TOTAL REMUNERATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
FOR 2018
21 APPROVAL OF THE TOTAL REMUNERATION OF FOR FOR Management
THE MEMBERS OF THE GROUP EXECUTIVE
BOARD FOR 2018
22 RE-ELECTION OF THE INDEPENDENT PROXY / FOR FOR Management
REBER RECHTSANWAELTE, ZURICH
23 RE-ELECTION OF THE STATUTORY AUDITORS FOR FOR Management
/ KPMG LTD, MURI NEAR BERNE
--------------------------------------------------------------------------------
SYNGENTA AG, BASEL
Ticker: Security ID: H84520115
Meeting Date: JUN 26, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 2016 ANNUAL REPORT APPROVAL OF THE FOR FOR Management
ANNUAL REPORT, INCLUDING THE ANNUAL
FINANCIAL STATEMENTS AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE YEAR 2016
3 CONSULTATIVE VOTE ON THE COMPENSATION FOR FOR Management
REPORT FOR THE YEAR 2016
4 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
5 APPROPRIATION OF THE AVAILABLE FOR FOR Management
EARNINGS AS PER 2016 BALANCE SHEET :
THE 2016 AGM APPROVED THE DISTRIBUTION
OF A SPECIAL DIVIDEND OF CHF 5.00 PER
SHARE. THE PAYMENT WAS SUBJECT TO THE
CONDITION PRECEDENT THAT THE PUBLIC
TENDER OFFER BY CHEMCHINA BECOMES UN
6 RE-ELECTION OF GUNNAR BROCK AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
7 RE-ELECTION OF MICHEL DEMARE AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
8 RE-ELECTION OF EVELINE SAUPPER AS A FOR FOR Management
MEMBER OF THE BOARD OF DIRECTORS
9 RE-ELECTION OF JURG WITMER AS A MEMBER FOR FOR Management
OF THE BOARD OF DIRECTORS
10 ELECTION OF JIANXIN REN TO THE BOARD FOR FOR Management
OF DIRECTORS AND AS CHAIRMAN OF THE
BOARD OF DIRECTORS
11 ELECTION OF HONGBO CHEN AS A MEMBER OF FOR FOR Management
THE BOARD OF DIRECTORS
12 ELECTION OF OLIVIER T. DE FOR FOR Management
CLERMONT-TONNERRE AS A MEMBER OF THE
BOARD OF DIRECTORS
13 ELECTION OF DIETER GERICKE AS A MEMBER FOR FOR Management
OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF JURG WITMER AS A MEMBER FOR FOR Management
OF THE COMPENSATION COMMITTEE
15 ELECTION OF OLIVIER T. DE FOR FOR Management
CLERMONT-TONNERRE AS A MEMBER OF THE
COMPENSATION COMMITTEE
16 ELECTION OF DIETER GERICKE AS A MEMBER FOR FOR Management
OF THE COMPENSATION COMMITTEE
17 MAXIMUM TOTAL COMPENSATION OF THE FOR FOR Management
BOARD OF DIRECTORS
18 MAXIMUM TOTAL COMPENSATION OF THE FOR FOR Management
EXECUTIVE COMMITTEE
19 ELECTION OF THE INDEPENDENT PROXY: FOR FOR Management
PROF. DR. LUKAS HANDSCHIN
20 ELECTION OF THE EXTERNAL AUDITOR: KPMG FOR FOR Management
AG
--------------------------------------------------------------------------------
T&D HOLDINGS, INC.
Ticker: Security ID: J86796109
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kida, Tetsuhiro FOR FOR Management
4 Appoint a Director Uehara, Hirohisa FOR FOR Management
5 Appoint a Director Yokoyama, Terunori FOR FOR Management
6 Appoint a Director Matsuyama, Haruka FOR FOR Management
7 Appoint a Director Ogo, Naoki FOR FOR Management
8 Appoint a Director Tanaka, Katsuhide FOR FOR Management
9 Appoint a Director Kudo, Minoru FOR FOR Management
10 Appoint a Director Itasaka, Masafumi FOR FOR Management
11 Appoint a Corporate Auditor Yanai, FOR FOR Management
Junichi
12 Appoint a Corporate Auditor Ozawa, FOR FOR Management
Yuichi
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Ezaki, Masayuki
14 Amend the Compensation to be received FOR FOR Management
by Directors
--------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED
Ticker: Security ID: Q8815D101
Meeting Date: OCT 25, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MS PAULA DWYER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
3 RE-ELECTION OF MR JUSTIN MILNE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 ADOPTION OF REMUNERATION REPORT FOR FOR Management
5 GRANT OF PERFORMANCE RIGHTS TO FOR FOR Management
MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER
6 INCREASE IN NON-EXECUTIVE DIRECTOR FEE FOR FOR Management
POOL
--------------------------------------------------------------------------------
TAIHEIYO CEMENT CORPORATION
Ticker: Security ID: J7923L110
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Fukuda, Shuji FOR FOR Management
5 Appoint a Director Kitabayashi, Yuichi FOR FOR Management
6 Appoint a Director Matsushima, Shigeru FOR FOR Management
7 Appoint a Director Fushihara, Masafumi FOR FOR Management
8 Appoint a Director Funakubo, Yoichi FOR FOR Management
9 Appoint a Director Miura, Keiichi FOR FOR Management
10 Appoint a Director Karino, Masahiro FOR FOR Management
11 Appoint a Director Ando, Kunihiro FOR FOR Management
12 Appoint a Director Egami, Ichiro FOR FOR Management
13 Appoint a Director Sakamoto, Tomoya FOR FOR Management
14 Appoint a Director Fukuhara, Katsuhide FOR FOR Management
15 Appoint a Director Koizumi, Yoshiko FOR FOR Management
16 Appoint a Director Arima, Yuzo FOR FOR Management
17 Appoint a Corporate Auditor Nishimura, FOR FOR Management
Toshihide
18 Appoint a Substitute Corporate Auditor FOR FOR Management
Mitani, Wakako
--------------------------------------------------------------------------------
TAIYO YUDEN CO.,LTD.
Ticker: Security ID: J80206113
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Change Company FOR FOR Management
Location within TOKYO, Establish the
Articles Related to Substitute
Corporate Auditors
4 Appoint a Director Tosaka, Shoichi FOR FOR Management
5 Appoint a Director Tsutsumi, Seiichi FOR FOR Management
6 Appoint a Director Masuyama, Shinji FOR FOR Management
7 Appoint a Director Takahashi, Osamu FOR FOR Management
8 Appoint a Director Sase, Katsuya FOR FOR Management
9 Appoint a Director Agata, Hisaji FOR FOR Management
10 Appoint a Director Hiraiwa, Masashi FOR FOR Management
11 Appoint a Substitute Corporate Auditor FOR FOR Management
Arai, Hiroshi
--------------------------------------------------------------------------------
TAKASHIMAYA COMPANY,LIMITED
Ticker: Security ID: J81195125
Meeting Date: MAY 23, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Suzuki, Koji FOR FOR Management
4 Appoint a Director Kimoto, Shigeru FOR FOR Management
5 Appoint a Director Akiyama, Hiroaki FOR FOR Management
6 Appoint a Director Monda, Shinji FOR FOR Management
7 Appoint a Director Takayama, Shunzo FOR FOR Management
8 Appoint a Director Murata, Yoshio FOR FOR Management
9 Appoint a Director Awano, Mitsuaki FOR FOR Management
10 Appoint a Director Kameoka, Tsunekata FOR FOR Management
11 Appoint a Director Nakajima, Kaoru FOR FOR Management
12 Appoint a Director Goto, Akira FOR FOR Management
13 Appoint a Director Torigoe, Keiko FOR FOR Management
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Sugahara, Kunihiko
15 Approve Payment of Bonuses to FOR FOR Management
Corporate Officers
--------------------------------------------------------------------------------
TAKATA CORPORATION
Ticker: Security ID: J8124G108
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint a Director Takada, Shigehisa FOR FOR Management
2 Appoint a Director Yoshida, Tsutomu FOR FOR Management
3 Appoint a Director Nomura, Yoichiro FOR FOR Management
4 Appoint a Director Shimizu, Hiroshi FOR FOR Management
5 Appoint a Director Yogai, Motoo FOR FOR Management
6 Appoint a Director Nishioka, Hiroshi FOR FOR Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED
Ticker: Security ID: J8129E108
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Christophe Weber
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Iwasaki,
Masato
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Andrew
Plump
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members James
Kehoe
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Fujimori, Yoshiaki
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Higashi,
Emiko
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Michel
Orsinger
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sakane,
Masahiro
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shiga,
Toshiyuki
12 Approve Payment of Bonuses to FOR FOR Management
Directors except as Supervisory
Committee Members
13 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (Addition of the
provision of the Articles of
Incorporation)
14 Shareholder Proposal: Remove a AGAINST AGAINST Shareholder
Director Hasegawa, Yasuchika
--------------------------------------------------------------------------------
TALANX AG
Ticker: Security ID: D82827110
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 RESOLUTION ON THE APPROPRIATION OF THE FOR FOR Management
DISPOSABLE PROFIT: DISTRIBUTION OF EUR
1.35 (IN WORDS: ONE EURO THIRTY-FIVE
CENTS) DIVIDEND ON EACH ELIGIBLE
NO-PAR-VALUE SHARE
7 RESOLUTION RATIFYING THE ACTS OF FOR FOR Management
MANAGEMENT OF THE MEMBERS OF THE BOARD
OF MANAGEMENT FOR THE FINANCIAL YEAR
2016
8 RESOLUTION RATIFYING THE ACTS OF FOR FOR Management
MANAGEMENT OF THE MEMBERS OF THE
SUPERVISORY BOARD FOR THE FINANCIAL
YEAR 2016
9 APPOINTMENT OF THE AUDITOR FOR THE FOR FOR Management
AUDIT OF THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2017 AS WELL AS OF THE AUDITOR
FOR THE REVIEW OF INTERIM FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT
REPORTS: UPON
10 APPOINTMENT OF THE AUDITOR FOR THE FOR FOR Management
AUDIT OF THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2017 AS WELL AS OF THE AUDITOR
FOR THE REVIEW OF INTERIM FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT
REPORTS: UPON
11 RESOLUTION ON THE AUTHORISATION TO FOR FOR Management
ACQUIRE AND USE TREASURY SHARES AND TO
EXCLUDE THE TENDER AND SUBSCRIPTION
RIGHTS AS WELL AS THE CANCELLATION OF
THE EXISTING AUTHORIZATION
12 RESOLUTION ON THE AUTHORISATION TO USE FOR FOR Management
DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES AND
CANCELLATION OF THE EXISTING
AUTHORIZATION
13 RESOLUTION ON THE AUTHORISATION TO FOR FOR Management
ISSUE REGISTERED BONDS WITH
CONDITIONAL CONVERSION OBLIGATIONS AND
WITH THE POSSIBILITY OF EXCLUDING
SUBSCRIPTION RIGHTS, ON THE CREATION
OF CONTINGENT CAPITAL I, ON THE
CANCELLATION OF THE EXISTING
CONTINGENT CAPITAL II
14 RESOLUTION ON THE AUTHORISATION TO FOR FOR Management
ISSUE BONDS (CONVERTIBLE BONDS AND
WARRANT BONDS), PARTICIPATING BONDS AS
WELL AS PROFIT-SHARING RIGHTS WITH THE
POSSIBILITY OF ATTACHING CONVERSION OR
WARRANT RIGHTS OR (CONDITIONAL)
CONVERSION OBLIGATIONS AND THE POSSI
15 RESOLUTION ON THE RENEWAL OF THE FOR FOR Management
AUTHORISED CAPITAL WITH THE
AUTHORISATION TO EXCLUDE SUBSCRIPTION
RIGHTS AND THE CORRESPONDING AMENDMENT
OF THE ARTICLES OF ASSOCIATION
16 RESOLUTION ON THE POSSIBILITY TO USE A FOR FOR Management
PORTION OF THE AUTHORISED CAPITAL TO
ISSUE SHARES TO EMPLOYEES OF THE
COMPANY OR OF GROUP ENTITIES AND ON
THE CORRESPONDING AMENDMENT OF THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
TATE & LYLE PLC, LONDON
Ticker: Security ID: G86838128
Meeting Date: JUL 21, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 APPROVE FINAL DIVIDEND : 19.8 PENCE FOR FOR Management
PER ORDINARY SHARE
4 RE-ELECT SIR PETER GERSHON AS DIRECTOR FOR FOR Management
5 RE-ELECT JAVED AHMED AS DIRECTOR FOR FOR Management
6 RE-ELECT NICK HAMPTON AS DIRECTOR FOR FOR Management
7 RE-ELECT LIZ AIREY AS DIRECTOR FOR FOR Management
8 RE-ELECT WILLIAM CAMP AS DIRECTOR FOR FOR Management
9 RE-ELECT PAUL FORMAN AS DIRECTOR FOR FOR Management
10 ELECT LARS FREDERIKSEN AS DIRECTOR FOR FOR Management
11 RE-ELECT DOUGLAS HURT AS DIRECTOR FOR FOR Management
12 RE-ELECT ANNE MINTO AS DIRECTOR FOR FOR Management
13 RE-ELECT DR AJAI PURI AS DIRECTOR FOR FOR Management
14 ELECT SYBELLA STANLEY AS DIRECTOR FOR FOR Management
15 RE-APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS
16 AUTHORISE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
17 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
18 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
20 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
TATTS GROUP LTD, MELBOURNE
Ticker: Security ID: Q8852J102
Meeting Date: OCT 27, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF MR BRIAN JAMIESON AS A FOR FOR Management
DIRECTOR
4 RE-ELECTION OF MR JULIEN PLAYOUST AS A FOR FOR Management
DIRECTOR
5 GRANT OF RIGHTS TO CHIEF EXECUTIVE FOR FOR Management
OFFICER
--------------------------------------------------------------------------------
TDC A/S, COPENHAGEN
Ticker: Security ID: K94545116
Meeting Date: MAR 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 PRESENTATION AND ADOPTION OF THE FOR FOR Management
ANNUAL REPORT
7 RESOLUTION TO DISCHARGE THE BOARD OF FOR FOR Management
DIRECTORS AND THE EXECUTIVE COMMITTEE
FROM LIABILITY
8 RESOLUTION ON THE DISTRIBUTION OF FOR FOR Management
PROFITS AS RECORDED IN THE ANNUAL
REPORT AS ADOPTED
9 RE-ELECTION OF PIERRE DANON AS A FOR FOR Management
DIRECTOR
10 RE-ELECTION OF STINE BOSSE AS A FOR FOR Management
DIRECTOR
11 RE-ELECTION OF ANGUS PORTER AS A FOR FOR Management
DIRECTOR
12 RE-ELECTION OF PIETER KNOOK AS A FOR FOR Management
DIRECTOR
13 RE-ELECTION OF BENOIT SCHEEN AS A FOR FOR Management
DIRECTOR
14 RE-ELECTION OF MARIANNE RORSLEV BOCK FOR FOR Management
AS A DIRECTOR
15 ELECTION OF LENE SKOLE AS A DIRECTOR FOR FOR Management
16 ELECTION OF AUDITOR. THE BOARD OF FOR FOR Management
DIRECTORS PROPOSES RE-ELECTION OF
PRICEWATERHOUSECOOPERS
STATSAUTORISERET
REVISIONSPARTNERSELSKAB
17 AUTHORISATION OF THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
ACQUIRE ITS OWN SHARES
18 AMENDMENT OF THE COMPANY'S FOR FOR Management
REMUNERATION POLICY FOR TDC'S TOP
MANAGEMENT (BOARD OF DIRECTORS AND
EXECUTIVE COMMITTEE), INCLUDING
GENERAL GUIDELINES FOR INCENTIVE PAY
TO THE EXECUTIVE COMMITTEE, AND
AMENDMENT TO ARTICLE 16A OF THE
ARTICLES OF ASSOCIATION
19 ADOPTION OF THE BOARD OF DIRECTORS' FOR FOR Management
REMUNERATION FOR 2017
21 PROPOSAL FROM THE SHAREHOLDER JENS FOR AGAINST Management
STEENSGAARD HANSEN
--------------------------------------------------------------------------------
TDK CORPORATION
Ticker: Security ID: J82141136
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kamigama, Takehiro FOR FOR Management
4 Appoint a Director Ishiguro, Shigenao FOR FOR Management
5 Appoint a Director Yamanishi, Tetsuji FOR FOR Management
6 Appoint a Director Osaka, Seiji FOR FOR Management
7 Appoint a Director Sumita, Makoto FOR FOR Management
8 Appoint a Director Yoshida, Kazumasa FOR FOR Management
9 Appoint a Director Ishimura, Kazuhiko FOR FOR Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PIERRE R. FOR FOR Management
BRONDEAU
2 ELECTION OF DIRECTOR: TERRENCE R. FOR FOR Management
CURTIN
3 ELECTION OF DIRECTOR: CAROL A. FOR FOR Management
("JOHN") DAVIDSON
4 ELECTION OF DIRECTOR: WILLIAM A. FOR FOR Management
JEFFREY
5 ELECTION OF DIRECTOR: THOMAS J. LYNCH FOR FOR Management
6 ELECTION OF DIRECTOR: YONG NAM FOR FOR Management
7 ELECTION OF DIRECTOR: DANIEL J. PHELAN FOR FOR Management
8 ELECTION OF DIRECTOR: PAULA A. SNEED FOR FOR Management
9 ELECTION OF DIRECTOR: ABHIJIT Y. FOR FOR Management
TALWALKAR
10 ELECTION OF DIRECTOR: MARK C. TRUDEAU FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN C. VAN FOR FOR Management
SCOTER
12 ELECTION OF DIRECTOR: LAURA H. WRIGHT FOR FOR Management
13 TO ELECT THOMAS J. LYNCH AS THE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS
14 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J.
PHELAN
15 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
16 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
17 TO ELECT DR. RENE SCHWARZENBACH, OF FOR FOR Management
PROXY VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY
VOTING SERVICES GMBH IF DR.
SCHWARZENBACH IS UNABLE TO SERVE AT
THE RELEVANT MEETING, AS THE
INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE C
18 TO APPROVE THE 2016 ANNUAL REPORT OF FOR FOR Management
TE CONNECTIVITY LTD. (EXCLUDING THE
STATUTORY FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016,
THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER
30, 2016 AND THE SWISS COMPENSA
19 TO APPROVE THE STATUTORY FINANCIAL FOR FOR Management
STATEMENTS OF TE CONNECTIVITY LTD. FOR
THE FISCAL YEAR ENDED SEPTEMBER 30,
2016
20 TO APPROVE THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF TE CONNECTIVITY LTD. FOR
THE FISCAL YEAR ENDED SEPTEMBER 30,
2016
21 TO RELEASE THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
22 TO ELECT DELOITTE & TOUCHE LLP AS TE FOR FOR Management
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017
23 TO ELECT DELOITTE AG, ZURICH, FOR FOR Management
SWITZERLAND, AS TE CONNECTIVITY'S
SWISS REGISTERED AUDITOR UNTIL THE
NEXT ANNUAL GENERAL MEETING OF TE
CONNECTIVITY
24 TO ELECT PRICEWATERHOUSECOOPERS AG, FOR FOR Management
ZURICH, SWITZERLAND, AS TE
CONNECTIVITY'S SPECIAL AUDITOR UNTIL
THE NEXT ANNUAL GENERAL MEETING OF TE
CONNECTIVITY
25 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
26 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
27 TO APPROVE THE TE CONNECTIVITY LTD. FOR FOR Management
2007 STOCK AND INCENTIVE PLAN (AS
AMENDED AND RESTATED) INCLUDING THE
AUTHORIZATION OF THE ISSUANCE OF
ADDITIONAL SHARES THEREUNDER
28 A BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
AMOUNT FOR EXECUTIVE MANAGEMENT
29 A BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
AMOUNT FOR THE BOARD OF DIRECTORS
30 TO APPROVE THE CARRYFORWARD OF FOR FOR Management
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
31 TO APPROVE A DIVIDEND PAYMENT TO FOR FOR Management
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL
QUARTERLY INSTALLMENTS OF $0.40
STARTING WITH THE THIRD FISCAL QUARTER
OF 2017 AND ENDING IN THE SECOND
FISCAL QUARTER OF 2018 PURSUANT TO THE
TERMS OF
32 TO APPROVE AN AUTHORIZATION RELATING FOR FOR Management
TO TE CONNECTIVITY'S SHARE REPURCHASE
PROGRAM
33 TO APPROVE A REDUCTION OF SHARE FOR FOR Management
CAPITAL FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY'S SHARE REPURCHASE
PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF TE
CONNECTIVITY LTD.
34 TO APPROVE ANY ADJOURNMENTS OR FOR FOR Management
POSTPONEMENTS OF THE MEETING
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PIERRE R. FOR FOR Management
BRONDEAU
2 ELECTION OF DIRECTOR: TERRENCE R. FOR FOR Management
CURTIN
3 ELECTION OF DIRECTOR: CAROL A. FOR FOR Management
("JOHN") DAVIDSON
4 ELECTION OF DIRECTOR: WILLIAM A. FOR FOR Management
JEFFREY
5 ELECTION OF DIRECTOR: THOMAS J. LYNCH FOR FOR Management
6 ELECTION OF DIRECTOR: YONG NAM FOR FOR Management
7 ELECTION OF DIRECTOR: DANIEL J. PHELAN FOR FOR Management
8 ELECTION OF DIRECTOR: PAULA A. SNEED FOR FOR Management
9 ELECTION OF DIRECTOR: ABHIJIT Y. FOR FOR Management
TALWALKAR
10 ELECTION OF DIRECTOR: MARK C. TRUDEAU FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN C. VAN FOR FOR Management
SCOTER
12 ELECTION OF DIRECTOR: LAURA H. WRIGHT FOR FOR Management
13 TO ELECT THOMAS J. LYNCH AS THE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS
14 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J.
PHELAN
15 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
16 TO ELECT THE INDIVIDUAL MEMBERS OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
17 TO ELECT DR. RENE SCHWARZENBACH, OF FOR FOR Management
PROXY VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY
VOTING SERVICES GMBH IF DR.
SCHWARZENBACH IS UNABLE TO SERVE AT
THE RELEVANT MEETING, AS THE
INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE C
18 TO APPROVE THE 2016 ANNUAL REPORT OF FOR FOR Management
TE CONNECTIVITY LTD. (EXCLUDING THE
STATUTORY FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016,
THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER
30, 2016 AND THE SWISS COMPENSA
19 TO APPROVE THE STATUTORY FINANCIAL FOR FOR Management
STATEMENTS OF TE CONNECTIVITY LTD. FOR
THE FISCAL YEAR ENDED SEPTEMBER 30,
2016
20 TO APPROVE THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS OF TE CONNECTIVITY LTD. FOR
THE FISCAL YEAR ENDED SEPTEMBER 30,
2016
21 TO RELEASE THE MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
22 TO ELECT DELOITTE & TOUCHE LLP AS TE FOR FOR Management
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017
23 TO ELECT DELOITTE AG, ZURICH, FOR FOR Management
SWITZERLAND, AS TE CONNECTIVITY'S
SWISS REGISTERED AUDITOR UNTIL THE
NEXT ANNUAL GENERAL MEETING OF TE
CONNECTIVITY
24 TO ELECT PRICEWATERHOUSECOOPERS AG, FOR FOR Management
ZURICH, SWITZERLAND, AS TE
CONNECTIVITY'S SPECIAL AUDITOR UNTIL
THE NEXT ANNUAL GENERAL MEETING OF TE
CONNECTIVITY
25 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
26 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
27 TO APPROVE THE TE CONNECTIVITY LTD. FOR FOR Management
2007 STOCK AND INCENTIVE PLAN (AS
AMENDED AND RESTATED) INCLUDING THE
AUTHORIZATION OF THE ISSUANCE OF
ADDITIONAL SHARES THEREUNDER
28 A BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
AMOUNT FOR EXECUTIVE MANAGEMENT
29 A BINDING VOTE TO APPROVE FISCAL YEAR FOR FOR Management
2018 MAXIMUM AGGREGATE COMPENSATION
AMOUNT FOR THE BOARD OF DIRECTORS
30 TO APPROVE THE CARRYFORWARD OF FOR FOR Management
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
31 TO APPROVE A DIVIDEND PAYMENT TO FOR FOR Management
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL
QUARTERLY INSTALLMENTS OF $0.40
STARTING WITH THE THIRD FISCAL QUARTER
OF 2017 AND ENDING IN THE SECOND
FISCAL QUARTER OF 2018 PURSUANT TO THE
TERMS OF
32 TO APPROVE AN AUTHORIZATION RELATING FOR FOR Management
TO TE CONNECTIVITY'S SHARE REPURCHASE
PROGRAM
33 TO APPROVE A REDUCTION OF SHARE FOR FOR Management
CAPITAL FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY'S SHARE REPURCHASE
PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF TE
CONNECTIVITY LTD.
34 TO APPROVE ANY ADJOURNMENTS OR FOR FOR Management
POSTPONEMENTS OF THE MEETING
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD., SCHAFFHAUSEN
Ticker: Security ID: H84989104
Meeting Date: MAR 08, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: PIERRE R. FOR FOR Management
BRONDEAU
3 ELECTION OF DIRECTOR: TERRENCE R. FOR FOR Management
CURTIN
4 ELECTION OF DIRECTOR: CAROL A. FOR FOR Management
('JOHN') DAVIDSON
5 ELECTION OF DIRECTOR: WILLIAM A. FOR FOR Management
JEFFREY
6 ELECTION OF DIRECTOR: THOMAS J. LYNCH FOR FOR Management
7 ELECTION OF DIRECTOR: YONG NAM FOR FOR Management
8 ELECTION OF DIRECTOR: DANIEL J. PHELAN FOR FOR Management
9 ELECTION OF DIRECTOR: PAULA A. SNEED FOR FOR Management
10 ELECTION OF DIRECTOR: ABHIJIT Y. FOR FOR Management
TALWALKAR
11 ELECTION OF DIRECTOR: MARK C. TRUDEAU FOR FOR Management
12 ELECTION OF DIRECTOR: JOHN C. VAN FOR FOR Management
SCOTER
13 ELECTION OF DIRECTOR: LAURA H. WRIGHT FOR FOR Management
14 TO ELECT THOMAS J. LYNCH AS THE FOR FOR Management
CHAIRMAN OF THE BOARD OF DIRECTORS
15 TO ELECT THE INDIVIDUAL MEMBER OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J.
PHELAN
16 TO ELECT THE INDIVIDUAL MEMBER OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
17 TO ELECT THE INDIVIDUAL MEMBER OF THE FOR FOR Management
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
18 DESIGNATE RENE SCHWARZENBACH AS FOR FOR Management
INDEPENDENT PROXY
19 ACCEPT ANNUAL REPORT FOR FISCAL YEAR FOR FOR Management
ENDED SEPTEMBER 30, 2016
20 ACCEPT STATUTORY FINANCIAL STATEMENTS FOR FOR Management
FOR FISCAL YEAR ENDED SEPTEMBER 30,
2016
21 APPROVE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR FISCAL YEAR ENDED
SEPTEMBER 30, 2016
22 APPROVE DISCHARGE OF BOARD AND SENIOR FOR FOR Management
MANAGEMENT
23 RATIFY DELOITTE TOUCHE LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
24 RATIFY DELOITTE AG, ZURICH, FOR FOR Management
SWITZERLAND AS REGISTERED AUDITORS
25 RATIFY PRICEWATERHOUSECOOPERS AG, FOR FOR Management
ZURICH SWITZERLAND AS SPECIAL AUDITORS
26 ADVISORY VOTE TO RATIFY NAMED FOR FOR Management
EXECUTIVE OFFICERS' COMPENSATION
28 AN ADVISORY VOTE ON THE FREQUENCY OF FOR FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO
APPROVE ONE YEAR
29 AN ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO
APPROVE TWO YEARS
30 AN ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO
APPROVE THREE YEARS
31 AN ADVISORY VOTE ON THE FREQUENCY OF AGAINST FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO
APPROVE ABSTAIN
32 AMEND OMNIBUS STOCK PLAN FOR FOR Management
33 APPROVE THE INCREASE IN MAXIMUM FOR FOR Management
AGGREGATE REMUNERATION OF EXECUTIVE
MANAGEMENT
34 APPROVE THE INCREASE IN MAXIMUM FOR FOR Management
AGGREGATE REMUNERATION OF BOARD OF
DIRECTORS
35 APPROVE ALLOCATION OF AVAILABLE FOR FOR Management
EARNINGS AT SEPTEMBER 30, 2016
36 APPROVE DECLARATION OF DIVIDEND: TO FOR FOR Management
APPROVE A DIVIDEND PAYMENT TO
SHAREHOLDERS EQUAL TO USD1.60 PER
ISSUED SHARE TO BE PAID IN FOUR EQUAL
QUARTERLY INSTALLMENTS OF USD0.40
STARTING WITH THE THIRD FISCAL QUARTER
OF 2017 AND ENDING IN THE SECOND
FISCAL QUAR
37 AUTHORIZE SHARE REPURCHASE PROGRAM FOR FOR Management
38 APPROVE REDUCTION OF SHARE CAPITAL FOR FOR Management
39 ADJOURN MEETING FOR FOR Management
--------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS
Ticker: Security ID: F90676101
Meeting Date: DEC 05, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 REVIEW AND APPROVAL OF THE FOR FOR Management
CROSS-BORDER MERGER BY ACQUISITION OF
THE COMPANY BY TECHNIPFMC
6 ELIMINATION OF DOUBLE VOTING RIGHTS FOR FOR Management
7 DISSOLUTION WITHOUT LIQUIDATION OF THE FOR FOR Management
COMPANY AS OF THE DATE OF FINAL
COMPLETION OF THE MERGER-ACQUISITION
BY TECHNIPFMC
8 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TECK Security ID: 878742204
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS AND TO AUTHORIZE THE
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
3 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
TEIJIN LIMITED
Ticker: Security ID: J82270117
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Oyagi, Shigeo FOR FOR Management
3 Appoint a Director Suzuki, Jun FOR FOR Management
4 Appoint a Director Yamamoto, Kazuhiro FOR FOR Management
5 Appoint a Director Uno, Hiroshi FOR FOR Management
6 Appoint a Director Takesue, Yasumichi FOR FOR Management
7 Appoint a Director Sonobe, Yoshihisa FOR FOR Management
8 Appoint a Director Iimura, Yutaka FOR FOR Management
9 Appoint a Director Seki, Nobuo FOR FOR Management
10 Appoint a Director Senoo, Kenichiro FOR FOR Management
11 Appoint a Director Otsubo, Fumio FOR FOR Management
12 Appoint a Corporate Auditor Nakayama, FOR FOR Management
Hitomi
--------------------------------------------------------------------------------
TELE2 AB (PUBL), STOCKHOLM
Ticker: Security ID: W95878166
Meeting Date: OCT 27, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
10 RESOLUTION REGARDING EQUITY ISSUE WITH FOR FOR Management
PREFERENTIAL RIGHTS TO EXISTING
SHAREHOLDERS
--------------------------------------------------------------------------------
TELE2 AB (PUBL), STOCKHOLM
Ticker: Security ID: W95878166
Meeting Date: MAY 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
13 RESOLUTION ON THE ADOPTION OF THE FOR FOR Management
INCOME STATEMENT AND THE BALANCE SHEET
AND OF THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
14 RESOLUTION ON THE PROPOSED TREATMENT FOR FOR Management
OF THE COMPANY'S EARNINGS AS STATED IN
THE ADOPTED BALANCE SHEET: SEK 5.23
PER SHARE
15 RESOLUTION ON THE DISCHARGE OF FOR FOR Management
LIABILITY FOR THE MEMBERS OF THE BOARD
AND THE CHIEF EXECUTIVE OFFICER
16 DETERMINATION OF THE NUMBER OF MEMBERS FOR FOR Management
OF THE BOARD: THE NOMINATION COMMITTEE
PROPOSES THAT THE BOARD SHALL CONSIST
OF EIGHT MEMBERS
17 DETERMINATION OF THE REMUNERATION TO FOR FOR Management
THE MEMBERS OF THE BOARD AND THE
AUDITOR
18 ELECTION OF BOARD MEMBER: SOFIA ARHALL FOR FOR Management
BERGENDORFF (RE-ELECTION, PROPOSED BY
THE NOMINATION COMMITTEE)
19 ELECTION OF BOARD MEMBER: GEORGI GANEV FOR FOR Management
(RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
20 ELECTION OF BOARD MEMBER: CYNTHIA FOR FOR Management
GORDON (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
21 ELECTION OF BOARD MEMBER: IRINA FOR FOR Management
HEMMERS (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
22 ELECTION OF BOARD MEMBER: EAMONN FOR FOR Management
O'HARE (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
23 ELECTION OF BOARD MEMBER: MIKE PARTON FOR FOR Management
(RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
55 RESOLUTION REGARDING SHAREHOLDER FOR AGAINST Management
MARTIN GREEN'S PROPOSAL
24 ELECTION OF BOARD MEMBER: CARLA FOR FOR Management
SMITS-NUSTELING (RE-ELECTION, PROPOSED
BY THE NOMINATION COMMITTEE)
25 ELECTION OF BOARD MEMBER: ANDERS FOR FOR Management
BJORKMAN (NEW ELECTION, PROPOSED BY
THE NOMINATION COMMITTEE)
26 ELECTION OF THE CHAIRMAN OF THE BOARD: FOR FOR Management
THE NOMINATION COMMITTEE PROPOSES THAT
MIKE PARTON SHALL BE RE-ELECTED AS
CHAIRMAN OF THE BOARD
27 DETERMINATION OF THE NUMBER OF FOR FOR Management
AUDITORS AND ELECTION OF AUDITOR:
DELOITTE
28 APPROVAL OF THE PROCEDURE OF THE FOR FOR Management
NOMINATION COMMITTEE
29 RESOLUTION REGARDING GUIDELINES FOR FOR FOR Management
REMUNERATION TO SENIOR EXECUTIVES
30 RESOLUTIONS REGARDING A LONG-TERM, FOR FOR Management
SHARE BASED, INCENTIVE PROGRAMME:
ADOPTION OF AN INCENTIVE PROGRAMME
31 RESOLUTIONS REGARDING A LONG-TERM, FOR FOR Management
SHARE BASED, INCENTIVE PROGRAMME:
AUTHORISATION TO ISSUE CLASS C SHARES
32 RESOLUTIONS REGARDING A LONG-TERM, FOR FOR Management
SHARE BASED, INCENTIVE PROGRAMME:
AUTHORISATION TO RESOLVE TO REPURCHASE
OWN CLASS C SHARES
33 RESOLUTIONS REGARDING A LONG-TERM, FOR FOR Management
SHARE BASED, INCENTIVE PROGRAMME:
RESOLUTION ON THE TRANSFER OF OWN
CLASS B SHARES
34 RESOLUTION REGARDING A LONG-TERM, CASH FOR FOR Management
BASED, INCENTIVE PROGRAMME
35 RESOLUTION TO AUTHORISE THE BOARD TO FOR FOR Management
RESOLVE ON REPURCHASE OF OWN SHARES
37 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
ADOPT A ZERO TOLERANCE POLICY
REGARDING ACCIDENTS AT WORK FOR THE
COMPANY
38 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO SET UP A WORKING
GROUP TO IMPLEMENT THIS ZERO TOLERANCE
POLICY
39 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
SUBMIT A REPORT OF THE RESULTS IN
WRITING EACH YEAR TO THE ANNUAL
GENERAL MEETING, AS A SUGGESTION, BY
INCLUDING THE REPORT IN THE PRINTED
VERSION OF THE ANNUAL REPORT
40 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
ADOPT A VISION ON ABSOLUTE EQUALITY
BETWEEN MEN AND WOMEN ON ALL LEVELS IN
THE COMPANY
41 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO SET UP A WORKING
GROUP WITH THE TASK OF IMPLEMENTING
THIS VISION IN THE LONG TERM AND
CLOSELY MONITOR THE DEVELOPMENT BOTH
REGARDING GENDER EQUALITY AND ETHNICITY
42 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
SUBMIT A REPORT IN WRITING EACH YEAR
TO THE ANNUAL GENERAL MEETING, AS A
SUGGESTION, BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL
REPORT
43 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO TAKE NECESSARY
ACTIONS TO SET-UP A SHAREHOLDERS'
ASSOCIATION IN THE COMPANY
44 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: THAT
MEMBERS OF THE BOARD SHALL NOT BE
ALLOWED TO INVOICE THEIR BOARD
REMUNERATION THROUGH A LEGAL PERSON,
SWEDISH OR FOREIGN
45 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: THAT
THE NOMINATION COMMITTEE DURING THE
PERFORMANCE OF THEIR TASKS SHALL PAY
PARTICULAR ATTENTION TO QUESTIONS
RELATED TO ETHICS, GENDER AND ETHNICITY
46 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: IN
RELATION TO ITEM (H) ABOVE, INSTRUCT
THE BOARD TO APPROACH THE APPROPRIATE
AUTHORITY, THE SWEDISH GOVERNMENT OR
THE SWEDISH TAX AGENCY TO DRAW THEIR
ATTENTION TO THE DESIRABILITY OF CHAN
47 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
AMEND THE ARTICLES OF ASSOCIATION
(SECTION5 FIRST PARAGRAPH) SHARES OF
SERIES A AS WELL AS SERIES B AND C,
SHALL ENTITLE TO ONE VOTE
48 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT, AND DRAW THE
GOVERNMENT'S ATTENTION TO THE
DESIRABILITY OF CHANGING THE SWEDISH
COMPANIES ACT IN ORDER TO ABOLISH THE
POSSIBILITY T
49 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
AMEND THE ARTICLES OF ASSOCIATION
(SECTION6) BY ADDING TWO NEW
PARAGRAPHS (THE SECOND AND THIRD
PARAGRAPH) IN ACCORDANCE WITH THE
FOLLOWING. FORMER MINISTERS OF STATE
MAY NOT BE ELECTED
50 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT AND DRAW ITS
ATTENTION TO THE NEED FOR A NATIONAL
PROVISION REGARDING SO CALLED COOLING
OFF PERIODS FOR POLITICIANS
51 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO PREPARE A
PROPOSAL REGARDING REPRESENTATION ON
THE BOARD AND NOMINATION COMMITTEES
FOR THE SMALL AND MEDIUM SIZED
SHAREHOLDERS TO BE RESOLVED UPON AT
THE 2018 ANNUA
52 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO APPROACH THE
SWEDISH GOVERNMENT AND EMPHASIZE THE
DESIRABILITY OF A REFORM OF THIS AREA
53 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS:
SPECIAL EXAMINATION OF THE INTERNAL AS
WELL AS THE EXTERNAL ENTERTAINMENT IN
THE COMPANY
54 RESOLUTIONS REGARDING SHAREHOLDER FOR AGAINST Management
THORWALD ARVIDSSON'S PROPOSALS: TO
INSTRUCT THE BOARD TO PREPARE A
PROPOSAL OF A POLICY IN THIS AREA, A
POLICY THAT SHALL BE MODEST, TO BE
RESOLVED UPON AT THE 2018 ANNUAL
GENERAL MEETING, OR IF POSSIBLE AN
EXTRAORDINARY
--------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO
Ticker: Security ID: T92778108
Meeting Date: MAY 04, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS AS AT 31 DECEMBER FOR FOR Management
2016 - APPROVAL OF THE FINANCIAL
STATEMENTS DOCUMENTATION -
DISTRIBUTION OF A PRIVILEGED DIVIDEND
TO SAVINGS SHARES - RELATED AND
CONSEQUENT RESOLUTIONS
2 REPORT ON REMUNERATION - RESOLUTION ON FOR FOR Management
THE FIRST SECTION
3 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR FOR Management
NUMBER OF MEMBERS
4 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR FOR Management
LENGTH OF TERM IN OFFICE
5 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR FOR Management
REMUNERATION
8 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR FOR Management
LIST PRESENTED BY ABBEY EUROPEAN FUND,
ABBEY PENSIONS EUROPEAN FUND, STATE
STREET TRUSTEES LIMITED - ATF ABERDEEN
CAPITAL TRUST, SCOTTISH WIDOWS
INVESTMENT SOLUTIONS FUNDS ICVC -
FUNDAMENTAL INDEX GLOBAL EQUITY FUND,
9 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR ABSTAIN Management
LIST PRESENTED BY VIVENDI SA,
REPRESENTING THE 23.94 PCT OF THE
COMPANY'S STOCK CAPITAL: A.ARNAUD ROY
DE PUYFONTAINE, B.HERVE' PHILIPPE, C.
FREDERIC CREPIN, D.GIUSEPPE RECCHI, E.
FLAVIO CATTANEO, F.FELICITE' HERZOG, G.
10 APPOINTMENT OF THE BOARD OF DIRECTORS: FOR FOR Management
EXEMPTION FROM PROHIBITION ON
COMPETITION
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON (PUBL)
Ticker: Security ID: W26049119
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 RESOLUTION WITH RESPECT TO: ADOPTION FOR FOR Management
OF THE INCOME STATEMENT AND THE
BALANCE SHEET, THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
12 RESOLUTION WITH RESPECT TO: DISCHARGE FOR FOR Management
OF LIABILITY FOR THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE PRESIDENT
13 RESOLUTION WITH RESPECT TO: THE FOR FOR Management
APPROPRIATION OF THE PROFIT IN
ACCORDANCE WITH THE APPROVED BALANCE
SHEET AND DETERMINATION OF THE RECORD
DATE FOR DIVIDEND: SEK 1 PER SHARE
14 DETERMINATION OF THE NUMBER OF BOARD FOR FOR Management
MEMBERS AND DEPUTIES OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING: THE BOARD SHALL
CONSIST OF NO LESS THAN FIVE AND NO
MORE THAN TWELVE BOARD MEMBERS, WITH
NO MORE THAN SIX DEPUTIES. THE NOMINA
15 DETERMINATION OF THE FEES PAYABLE TO FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
ELECTED BY THE ANNUAL GENERAL MEETING
AND MEMBERS OF THE COMMITTEES OF THE
BOARD OF DIRECTORS ELECTED BY THE
ANNUAL GENERAL MEETING
16 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
JON FREDRIK BAKSAAS (NEW ELECTION)
17 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
JAN CARLSON (NEW ELECTION)
18 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
NORA DENZEL
19 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
BORJE EKHOLM
20 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
ERIC A. ELZVIK (NEW ELECTION)
21 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
LEIF JOHANSSON
22 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
KRISTIN SKOGEN LUND
23 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
KRISTIN S. RINNE
24 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
SUKHINDER SINGH CASSIDY
25 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
HELENA STJERNHOLM
26 ELECTION OF THE MEMBER AND DEPUTY OF FOR FOR Management
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE'S PROPOSAL FOR BOARD MEMBER:
JACOB WALLENBERG
27 ELECTION OF THE CHAIRMAN OF THE BOARD FOR FOR Management
OF DIRECTORS: THE NOMINATION COMMITTEE
PROPOSES THAT LEIF JOHANSSON BE
ELECTED CHAIRMAN OF THE BOARD
28 DETERMINATION OF THE NUMBER OF FOR FOR Management
AUDITORS: ACCORDING TO THE ARTICLES OF
ASSOCIATION, THE COMPANY SHALL HAVE NO
LESS THAN ONE AND NO MORE THAN THREE
REGISTERED PUBLIC ACCOUNTING FIRMS AS
AUDITOR. THE NOMINATION COMMITTEE
PROPOSES THAT THE COMPANY SHOULD HAVE
29 DETERMINATION OF THE FEES PAYABLE TO FOR FOR Management
THE AUDITORS
30 ELECTION OF AUDITORS: FOR FOR Management
PRICEWATERHOUSECOOPERS AB
31 RESOLUTION ON THE GUIDELINES FOR FOR FOR Management
REMUNERATION TO GROUP MANAGEMENT
32 LONG-TERM VARIABLE COMPENSATION FOR FOR Management
PROGRAM 2017 ("LTV 2017"): RESOLUTION
ON IMPLEMENTATION OF THE LTV 2017
33 LONG-TERM VARIABLE COMPENSATION FOR FOR Management
PROGRAM 2017 ("LTV 2017"): TRANSFER OF
TREASURY STOCK, DIRECTED SHARE ISSUE
AND ACQUISITION OFFER FOR THE LTV 2017
34 LONG-TERM VARIABLE COMPENSATION FOR FOR Management
PROGRAM 2017 ("LTV 2017"): EQUITY SWAP
AGREEMENT WITH THIRD PARTY IN RELATION
TO THE LTV 2017
35 RESOLUTION ON TRANSFER OF TREASURY FOR FOR Management
STOCK IN RELATION TO THE RESOLUTIONS
ON THE LONG-TERM VARIABLE COMPENSATION
PROGRAMS 2013, 2014, 2015 AND 2016
37 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER EINAR HELLBOM THAT THE
ANNUAL GENERAL MEETING RESOLVE TO
DELEGATE TO THE BOARD TO PRESENT A
PROPOSAL ON EQUAL VOTING RIGHTS FOR
ALL SHARES AT THE ANNUAL GENERAL
MEETING 2018
38 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING RESOLVE TO
DELEGATE TO THE BOARD OF DIRECTORS TO
TURN TO THE GOVERNMENT OF SWEDEN AND
UNDERLINE THE NEED FOR A CHANGE OF THE
LEGAL FRAMEWORK TO ABOLISH THE POSS
39 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON TO
AMEND THE ARTICLES OF ASSOCIATION:
WITH RESPECT TO THE VOTING RIGHTS OF
SHARES
40 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON TO
AMEND THE ARTICLES OF ASSOCIATION:
WITH RESPECT TO LIMITATION OF WHO CAN
BE APPOINTED BOARD MEMBER
41 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO ADOPT A
VISION OF ZERO TOLERANCE WITH RESPECT
TO WORK PLACE ACCIDENTS WITHIN THE
COMPANY
42 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO DELEGATE TO
THE BOARD TO APPOINT A WORKING GROUP
TO REALIZE THIS VISION OF ZERO
TOLERANCE
43 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: THAT THE RESULTS
SHALL BE ANNUALLY REPORTED TO THE
ANNUAL GENERAL MEETING IN WRITING, FOR
EXAMPLE BY INCLUDING THE REPORT IN THE
PRINTE
44 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO ADOPT A
VISION OF ABSOLUTE GENDER EQUALITY ON
ALL LEVELS WITHIN THE COMPANY
45 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO DELEGATE TO
THE BOARD TO APPOINT A WORKING GROUP
TO REALIZE THIS VISION IN THE
LONG-TERM AND CAREFULLY FOLLOW THE
DEVELOPMENTS REGAR
46 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO ANNUALLY
REPORT TO THE ANNUAL GENERAL MEETING
IN WRITING, FOR EXAMPLE BY INCLUDING
THE REPORT IN THE PRINTED ANNUAL REPORT
47 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO DELEGATE TO
THE BOARD TO TAKE NECESSARY ACTION TO
CREATE A SHAREHOLDERS' ASSOCIATION IN
THE COMPANY
48 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: THAT A MEMBER OF
THE BOARD SHALL NOT BE ALLOWED TO
INVOICE THE BOARD FEE VIA A LEGAL
ENTITY, SWEDISH OR NON-SWEDISH
49 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO DELEGATE TO
THE BOARD TO TURN TO THE RELEVANT
AUTHORITY (THE GOVERNMENT AND/OR THE
TAX OFFICE) TO UNDERLINE THE NEED TO
AMEND THE RU
50 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: THAT THE
NOMINATION COMMITTEE, WHEN FULFILLING
ITS TASKS, SHALL IN PARTICULAR
CONSIDER MATTERS RELATED TO ETHICS,
GENDER AND ETHNICITY
51 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: DELEGATE TO THE
BOARD OF DIRECTORS TO TURN TO THE
GOVERNMENT OF SWEDEN TO UNDERLINE THE
NEED TO INTRODUCE A NATIONAL "COOL-OFF
PERIOD"
52 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON THAT
THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS RESOLVE: TO DELEGATE TO
THE BOARD TO PREPARE A PROPOSAL FOR
BOARD AND NOMINATION COMMITTEE
REPRESENTATION FOR THE SMALL AND
MIDSIZE SHAREHOLDERS
53 RESOLUTION ON PROPOSAL FROM THE FOR AGAINST Management
SHAREHOLDER THORWALD ARVIDSSON FOR AN
EXAMINATION THROUGH A SPECIAL EXAMINER
(SW. SARSKILD GRANSKNING) TO EXAMINE
IF CORRUPTION HAS OCCURRED IN THE
COMPANY'S BUSINESS
--------------------------------------------------------------------------------
TELEFONICA SA, MADRID
Ticker: Security ID: 879382109
Meeting Date: JUN 08, 2017 Meeting Type: Ordinary General Meeting
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RESULTS AND MANAGEMENT OF THE BOARD OF FOR FOR Management
DIRECTORS OF TELEFONICA, S.A. DURING
FISCAL YEAR 2016: APPROVAL OF THE
ANNUAL ACCOUNTS AND OF THE MANAGEMENT
REPORT OF BOTH TELEFONICA, S.A. AND OF
ITS CONSOLIDATED GROUP OF COMPANIES
FOR FISCAL YEAR 2016
3 RESULTS AND MANAGEMENT OF THE BOARD OF FOR FOR Management
DIRECTORS OF TELEFONICA, S.A. DURING
FISCAL YEAR 2016: APPROVAL OF THE
MANAGEMENT OF THE BOARD OF DIRECTORS
OF TELEFONICA, S.A. DURING FISCAL YEAR
2016
4 APPROVAL OF THE PROPOSED ALLOCATION OF FOR FOR Management
THE PROFITS/LOSSES OF TELEFONICA, S.A.
FOR FISCAL YEAR 2016
5 RE-ELECTION OF MR. JOSE MARIA FOR FOR Management
ALVAREZ-PALLETE LOPEZ AS EXECUTIVE
DIRECTOR
6 RE-ELECTION OF MR. IGNACIO MORENO FOR FOR Management
MARTINEZ AS PROPRIETARY DIRECTOR
7 RATIFICATION AND APPOINTMENT OF MR. FOR FOR Management
FRANCISCO JOSE RIBERAS MERA AS
INDEPENDENT DIRECTOR
8 RATIFICATION AND APPOINTMENT OF MS. FOR FOR Management
CARMEN GARCIA DE ANDRES AS INDEPENDENT
DIRECTOR
9 ESTABLISHMENT OF THE NUMBER OF MEMBERS FOR FOR Management
OF THE BOARD OF DIRECTORS AT SEVENTEEN
10 SHAREHOLDER COMPENSATION. DISTRIBUTION FOR FOR Management
OF DIVIDENDS WITH A CHARGE TO
UNRESTRICTED RESERVES
11 DELEGATION TO THE BOARD OF DIRECTORS FOR FOR Management
OF THE POWER TO ISSUE DEBENTURES,
BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES AND HYBRID INSTRUMENTS,
INCLUDING PREFERRED STOCK, IN ALL
CASES BE THEY SIMPLE, EXCHANGEABLE
AND/OR CONVERTIBLE AND/OR GRANTING THE
HOLDE
12 DELEGATION OF POWERS TO FORMALIZE, FOR FOR Management
INTERPRET, REMEDY AND CARRY OUT THE
RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS' MEETING
13 CONSULTATIVE VOTE ON THE 2016 ANNUAL FOR FOR Management
REPORT ON DIRECTORS' REMUNERATION
--------------------------------------------------------------------------------
TELENOR ASA, FORNEBU
Ticker: Security ID: R21882106
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE NOTICE AND THE AGENDA FOR WITHHOLD Management
9 APPROVAL OF THE FINANCIAL STATEMENTS FOR WITHHOLD Management
AND REPORT FROM THE BOARD OF DIRECTORS
FOR THE FINANCIAL YEAR 2016: DIVIDENDS
OF NOK 7.80 PER SHARE
11 APPROVAL OF THE REMUNERATION TO THE FOR WITHHOLD Management
COMPANY'S AUDITOR
12 ADVISORY VOTE ON THE BOARD OF FOR WITHHOLD Management
DIRECTORS' STATEMENT REGARDING
DETERMINATION OF SALARY AND OTHER
REMUNERATION TO THE EXECUTIVE
MANAGEMENT FOR THE COMING FINANCIAL
YEAR
13 APPROVAL OF GUIDELINES FOR SHARE FOR WITHHOLD Management
RELATED INCENTIVE ARRANGEMENTS FOR THE
COMING FINANCIAL YEAR (NOTE 34 TO THE
FINANCIAL STATEMENTS)
14 AUTHORISATION TO REPURCHASE AND CANCEL FOR WITHHOLD Management
SHARES IN TELENOR ASA
15 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: ANDERS
SKJAEVESTAD
16 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: OLAUG SVARVA
17 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: JOHN G. BERNANDER
18 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: ANNE KVAM
19 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: DIDRIK MUNCH
20 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: ELIN MERETE
MYRMEL JOHANSEN
21 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: WIDAR SALBUVIK
22 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: TORE ONSHUUS
SANDVIK
23 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: SILVIJA SERES
24 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: SIRI PETTERSEN
STRANDENES
25 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: MAALFRID BRATH
(1. DEPUTY)
26 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: JOSTEIN
CHRISTIAN DALLAND (2. DEPUTY)
27 ELECTION OF SHAREHOLDER ELECTED MEMBER FOR WITHHOLD Management
AND DEPUTY MEMBER TO THE CORPORATE
ASSEMBLY IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: INGVILD NYBO
HOLTH (3. DEPUTY)
28 ELECTION OF MEMBER TO THE NOMINATION FOR WITHHOLD Management
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: METTE I. WIKBORG
29 ELECTION OF MEMBER TO THE NOMINATION FOR WITHHOLD Management
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S PROPOSAL: CHRISTIAN BERG
30 DETERMINATION OF REMUNERATION TO THE FOR WITHHOLD Management
MEMBERS OF THE CORPORATE ASSEMBLY AND
THE NOMINATION COMMITTEE IN LINE WITH
THE NOMINATION COMMITTEE'S PROPOSAL
--------------------------------------------------------------------------------
TELEPERFORMANCE SE, PARIS
Ticker: Security ID: F9120F106
Meeting Date: JUN 23, 2017 Meeting Type: MIX
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR - SETTING OF THE
DIVIDEND AND ITS PAYMENT DATE
7 SPECIAL REPORT OF THE STATUTORY FOR FOR Management
AUDITORS ON THE REGULATED AGREEMENTS
AND COMMITMENTS - NOTIFICATION OF THE
ABSENCE OF ANY NEW AGREEMENT
8 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR DANIEL JULIEN, PRESIDENT OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 2016
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PAULO CESAR SALLES VASQUES,
GENERAL MANAGER, FOR THE FINANCIAL
YEAR ENDED 2016
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO, THE
PRESIDENT OF THE BOARD OF DIRECTORS
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO, THE
MANAGING DIRECTOR
12 RENEWAL OF THE TERM OF MR PHILIPPE FOR FOR Management
DOMINATI AS DIRECTOR, FOR A THREE-YEAR
TERM
13 RENEWAL OF THE TERM OF MS CHRISTOBEL FOR FOR Management
SELECKY AS DIRECTOR, FOR A THREE-YEAR
TERM
14 RENEWAL OF THE TERM OF MS ANGELA MARIA FOR FOR Management
SIERRA-MORENO AS DIRECTOR, FOR A
THREE-YEAR TERM
15 SETTING OF THE AMOUNT FOR ATTENDANCE FOR FOR Management
FEES ALLOCATED TO DIRECTORS
16 RENEWAL OF THE TERM OF DELOITTE & FOR FOR Management
ASSOCIES SA AS STATUTORY AUDITOR
17 RENEWAL OF THE TERM OF KPMG AUDIT IS FOR FOR Management
SAS AS STATUTORY AUDITOR
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE COMPANY TO
BUY BACK ITS OWN SHARES WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE,
DURATION OF THE AUTHORISATION,
FORMALITIES, TERMS, CEILING AND EXCLUS
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO CANCEL SHARES
BOUGHT BACK BY THE COMPANY WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE,
DURATION OF THE AUTHORISATION AND
CEILING
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY MEANS OF THE
INCORPORATION OF RESERVES, PROFITS
AND/OR PREMIUMS, DURATION OF THE
DELEGATION, NOMINAL MAXIMUM AMOUNT OF
THE CAPITAL INCREASE AND OUTCOME OF FRA
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL (OF THE
COMPANY OR A SUBSIDIARY) WHOSE PRIMARY
BASIS IS NOT A DEBT SECURITY WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPT
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL (OF THE
COMPANY OR A SUBSIDIARY) WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
WITH THE OBLIG
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR SECURITIES GRANTING
ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR
THE BENEFIT
24 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE ANNUAL CORPORATE FOR FOR Management
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR - SETTING OF THE
DIVIDEND AND ITS PAYMENT DATE
7 SPECIAL REPORT OF THE STATUTORY FOR FOR Management
AUDITORS ON THE REGULATED AGREEMENTS
AND COMMITMENTS - NOTIFICATION OF THE
ABSENCE OF ANY NEW AGREEMENT
8 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR DANIEL JULIEN, PRESIDENT OF
THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED 2016
9 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO MR PAULO CESAR SALLES VASQUES,
GENERAL MANAGER, FOR THE FINANCIAL
YEAR ENDED 2016
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO, THE
PRESIDENT OF THE BOARD OF DIRECTORS
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR DISTRIBUTING
AND ALLOCATING THE FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION FOR, AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO, THE
MANAGING DIRECTOR
12 RENEWAL OF THE TERM OF MR PHILIPPE FOR FOR Management
DOMINATI AS DIRECTOR, FOR A THREE-YEAR
TERM
13 RENEWAL OF THE TERM OF MS CHRISTOBEL FOR FOR Management
SELECKY AS DIRECTOR, FOR A THREE-YEAR
TERM
14 RENEWAL OF THE TERM OF MS ANGELA MARIA FOR FOR Management
SIERRA-MORENO AS DIRECTOR, FOR A
THREE-YEAR TERM
15 SETTING OF THE AMOUNT FOR ATTENDANCE FOR FOR Management
FEES ALLOCATED TO DIRECTORS
16 RENEWAL OF THE TERM OF DELOITTE & FOR FOR Management
ASSOCIES SA AS STATUTORY AUDITOR
17 RENEWAL OF THE TERM OF KPMG AUDIT IS FOR FOR Management
SAS AS STATUTORY AUDITOR
18 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE COMPANY TO
BUY BACK ITS OWN SHARES WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE,
DURATION OF THE AUTHORISATION,
FORMALITIES, TERMS, CEILING AND EXCLUS
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO CANCEL SHARES
BOUGHT BACK BY THE COMPANY WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE,
DURATION OF THE AUTHORISATION AND
CEILING
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY MEANS OF THE
INCORPORATION OF RESERVES, PROFITS
AND/OR PREMIUMS, DURATION OF THE
DELEGATION, NOMINAL MAXIMUM AMOUNT OF
THE CAPITAL INCREASE AND OUTCOME OF FRA
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL (OF THE
COMPANY OR A SUBSIDIARY) WHOSE PRIMARY
BASIS IS NOT A DEBT SECURITY WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPT
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMMON SHARES AND/OR SECURITIES
GRANTING ACCESS TO THE CAPITAL (OF THE
COMPANY OR A SUBSIDIARY) WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
WITH THE OBLIG
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY ISSUING COMMON
SHARES AND/OR SECURITIES GRANTING
ACCESS TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR
THE BENEFIT
24 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOUR
Ticker: Security ID: F91255103
Meeting Date: APR 13, 2017 Meeting Type: MIX
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE ANNUAL INDIVIDUAL FOR FOR Management
FINANCIAL STATEMENTS AND OPERATIONS
FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND TRANSACTIONS FOR THE
2016 FINANCIAL YEAR
7 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS PURSUANT TO ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
8 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND SETTING OF THE
DIVIDEND: EUR 0.28 PER SHARE
9 APPROVAL OF A DEFINED-BENEFIT PENSION FOR FOR Management
PLAN FOR THE BENEFIT OF GILLES
PELISSON, CHIEF EXECUTIVE OFFICER
10 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO NONCE PAOLINI, CHIEF EXECUTIVE
OFFICER, FOR THE 2016 FINANCIAL YEAR
UP TO 18 FEBRUARY 2016
11 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO GILLES PELISSON, CHIEF
EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR FROM 19 FEBRUARY 2016
12 REMUNERATION POLICY FOR THE CHIEF FOR FOR Management
EXECUTIVE OFFICER: APPROVAL OF THE
PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND
ALLOCATING FIXED, VARIABLE AND
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO GILL
13 RENEWAL OF THE TERM OF CATHERINE FOR FOR Management
DUSSART AS DIRECTOR FOR THREE YEARS
14 RENEWAL OF THE TERM OF OLIVIER FOR FOR Management
BOUYGUES AS DIRECTOR FOR THREE YEARS
15 EXPIRATION OF THE TERMS OF THE FOR FOR Management
STATUTORY AUDITOR (KPMG AUDIT IS) AND
OF THE DEPUTY STATUTORY AUDITOR(KPMG
AUDIT ID)
16 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS FOR THE COMPANY TO PURCHASE
ITS OWN SHARES
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY THE CANCELLATION OF OWN SHARES HELD
BY THE COMPANY
18 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY WAY OF A PUBLIC
OFFER, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY ISSUING SHARES AND
ANY SECURITIES GRANTING IMMEDIATE
AND/OR DEFERRED
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR OTHER
ELEMENTS
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY WAY OF A PUBLIC
OFFER, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY ISSUING SHARES AND
ANY SECURITIES GRANTING IMMEDIATE
AND/OR DEFER
21 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY WAY OF PRIVATE
PLACEMENT, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY ISSUING SHARES AND
ANY SECURITIES GRANTING IMMEDIATE
AND/OR DE
22 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET, ACCORDING TO THE
TERMS DETERMINED BY THE GENERAL
MEETING, THE ISSUE PRICE, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, BY WAY OF A PUBLIC OFFER
OR PRIVATE PLACEMENT, OF EQUITY SECURIT
23 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF A CAPITAL INCREASE WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
24 DELEGATION OF POWERS GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, AS REMUNERATION FOR
CONTRIBUTIONS IN KIND MADE TO THE
COMPANY AND CONSISTING OF EQUITY
SECURITIE
25 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, AS REMUNERATION FOR
CONTRIBUTIONS IN KIND IN THE EVENT OF
A PUBLIC EXCHANGE OFFER INITIATED B
26 OVERALL LIMITATION OF FINANCIAL FOR FOR Management
AUTHORISATIONS
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, FOR THE BENEFIT OF
EMPLOYEES OR EXECUTIVE OFFICERS OF THE
COMPANY OR OF ASSOCIATED COMPANIES
28 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
OR PURCHASE OPTIONS TO EMPLOYEES OR
EXECUTIVE OFFICERS OF THE COMPANY OR
ASSOCIATED COMPANIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WHERE REQUIRED
29 POWERS TO CARRY OUT ALL LEGAL FILINGS FOR FOR Management
AND FORMALITIES
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TELIA COMPANY AB, STOCKHOLM
Ticker: Security ID: W95890104
Meeting Date: APR 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
35 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INSTRUCT THE BOARD OF DIRECTORS OF
THE COMPANY TO SET UP A WORKING GROUP
WITH THE TASK OF IMPLEMENTING THIS
VISION IN THE LONG TERM AS WELL AS
36 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO ANNUALLY SUBMIT A REPORT IN WRITING
TO THE ANNUAL GENERAL MEETING, AS A
SUGGESTION BY INCLUDING THE REPORT IN
THE PRINTED VERSION OF THE ANNUAL
37 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INSTRUCT THE BOARD OF DIRECTORS TO
TAKE NECESSARY ACTION IN ORDER TO
BRING ABOUT A SHAREHOLDERS'
ASSOCIATION WORTHY OF THE NAME OF THE
COMPANY
38 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
THAT DIRECTORS SHOULD NOT BE ALLOWED
TO INVOICE THEIR FEES FROM A LEGAL
ENTITY, SWEDISH OR FOREIGN
39 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
THAT THE NOMINATION COMMITTEE IN
PERFORMING ITS DUTIES SHOULD PAY
PARTICULAR ATTENTION TO ISSUES
ASSOCIATED WITH ETHICS, GENDER AND
ETHNICITY
40 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INSTRUCT THE BOARD OF DIRECTORS -
IF POSSIBLE - TO PREPARE A PROPOSAL TO
BE REFERRED TO THE ANNUAL GENERAL
MEETING 2018 (OR AT ANY EXTRAORDINAR
41 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INITIATE A SPECIAL INVESTIGATION
ABOUT HOW THE MAIN OWNERSHIP HAS BEEN
EXERCISED BY THE GOVERNMENTS OF
FINLAND AND SWEDEN
42 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INITIATE A SPECIAL INVESTIGATION
ABOUT THE RELATIONSHIP BETWEEN THE
CURRENT SHAREHOLDERS' ASSOCIATION AND
THE COMPANY, THE INVESTIGATION SHOULD
43 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO INITIATE A SPECIAL INVESTIGATION OF
THE COMPANY'S NON-EUROPEAN BUSINESS,
PARTICULARLY AS TO THE ACTIONS OF THE
BOARD OF DIRECTORS, CEO AND AUDI
44 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO MAKE PUBLIC ALL REVIEW MATERIALS
ABOUT THE NON-EUROPEAN BUSINESS, BOTH
INTERNALLY AND EXTERNALLY
45 SHAREHOLDER PROPOSAL FROM MR THORWALD FOR AGAINST Management
ARVIDSSON ON RESOLUTION ON AMENDMENT
OF THE COMPANY'S ARTICLES OF
ASSOCIATION
10 RESOLUTION TO ADOPT THE INCOME FOR FOR Management
STATEMENT, THE BALANCE SHEET, THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET FOR 2016
11 RESOLUTION ON APPROPRIATION OF THE FOR FOR Management
COMPANY'S RESULT AS SHOWN ON THE
ADOPTED BALANCE SHEET AND SETTING OF
RECORD DATE FOR THE DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES THAT A
DIVIDEND OF SEK 2 PER SHARE, IN TOTAL
SEK 8,660,169,562, IS DISTRIBUTED TO
THE SH
12 RESOLUTION ON DISCHARGE OF THE FOR FOR Management
DIRECTORS AND THE CEO FROM PERSONAL
LIABILITY TOWARDS THE COMPANY FOR THE
ADMINISTRATION OF THE COMPANY IN 2016
13 RESOLUTION ON NUMBER OF DIRECTORS AND FOR FOR Management
ALTERNATE DIRECTORS TO BE ELECTED AT
THE MEETING: UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2018, EIGHT (8)
DIRECTORS
14 RESOLUTION ON REMUNERATION PAYABLE TO FOR FOR Management
THE DIRECTORS
15 ELECTION OF DIRECTOR: SUSANNA CAMPBELL FOR FOR Management
16 ELECTION OF DIRECTOR: MARIE EHRLING FOR FOR Management
17 ELECTION OF DIRECTOR: OLLI-PEKKA FOR FOR Management
KALLASVUO
18 ELECTION OF DIRECTOR: MIKKO KOSONEN FOR FOR Management
19 ELECTION OF DIRECTOR: NINA LINANDER FOR FOR Management
20 ELECTION OF DIRECTOR: MARTIN LORENTZON FOR FOR Management
21 ELECTION OF DIRECTOR: ANNA SETTMAN FOR FOR Management
22 ELECTION OF DIRECTOR: OLAF SWANTEE FOR FOR Management
23 ELECTION OF MARIE EHRLING AS A CHAIR FOR FOR Management
OF THE BOARD OF DIRECTORS
24 ELECTION OF OLLI-PEKKA KALLASVUO AS FOR FOR Management
VICE CHAIR OF THE BOARD OF DIRECTORS
25 RESOLUTION ON NUMBER OF AUDITORS AND FOR FOR Management
DEPUTY AUDITORS: UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2018, THE
COMPANY SHALL HAVE ONE (1) AUDIT
COMPANY AS AUDITOR
26 RESOLUTION ON REMUNERATION PAYABLE TO FOR FOR Management
THE AUDITOR
27 ELECTION OF AUDITOR AND ANY DEPUTY FOR FOR Management
AUDITORS: DELOITTE
28 ELECTION OF NOMINATION COMMITTEE AND FOR FOR Management
RESOLUTION ON INSTRUCTION FOR THE
NOMINATION COMMITTEE: DANIEL
KRISTIANSSON, CHAIR (SWEDISH STATE),
PETTER SODERSTROM (SOLIDIUM OY), ERIK
DURHAN (NORDEA FUNDS), JAN ANDERSSON
(SWEDBANK ROBUR FUNDS) AND MARIE
EHRLING (C
29 RESOLUTION ON PRINCIPLES FOR FOR FOR Management
REMUNERATION TO GROUP EXECUTIVE
MANAGEMENT
30 RESOLUTION AUTHORIZING THE BOARD OF FOR FOR Management
DIRECTORS TO DECIDE ON REPURCHASE AND
TRANSFER OF THE COMPANY'S OWN SHARES
31 RESOLUTION ON: IMPLEMENTATION OF A FOR FOR Management
LONG-TERM INCENTIVE PROGRAM 2017/2020
32 RESOLUTION ON: TRANSFER OF OWN SHARES FOR FOR Management
34 RESOLUTION ON SHAREHOLDER PROPOSAL FOR AGAINST Management
FROM MR THORWALD ARVIDSSON THAT THE
ANNUAL GENERAL MEETING SHALL RESOLVE:
TO ADOPT A VISION ON ABSOLUTE EQUALITY
BETWEEN MEN AND WOMEN ON ALL LEVELS
WITHIN THE COMPANY
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TELSTRA CORPORATION LTD, MELBOURNE VIC
Ticker: Security ID: Q8975N105
Meeting Date: OCT 11, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION AND RE-ELECTION OF DIRECTOR: FOR FOR Management
MR CRAIG DUNN
3 ELECTION AND RE-ELECTION OF DIRECTOR: FOR FOR Management
MS JANE HEMSTRITCH
4 ELECTION AND RE-ELECTION OF DIRECTOR: FOR FOR Management
DR NORA SCHEINKESTEL
5 GRANT OF PERFORMANCE RIGHTS FOR FOR Management
6 REMUNERATION REPORT FOR FOR Management
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TELUS CORPORATION
Ticker: Security ID: 87971M996
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT DELOITTE LLP AS AUDITORS FOR FOR FOR Management
THE ENSUING YEAR AND AUTHORIZE
DIRECTORS TO FIX THEIR REMUNERATION.
3 ACCEPT THE COMPANY'S APPROACH TO FOR FOR Management
EXECUTIVE COMPENSATION.
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TENARIS SA, LUXEMBOURG
Ticker: Security ID: L90272102
Meeting Date: MAY 03, 2017 Meeting Type: Annual General Meeting
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION OF THE CONSOLIDATED FOR FOR Management
MANAGEMENT REPORT AND RELATED
MANAGEMENT CERTIFICATIONS ON THE
COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR
ENDED DECEMBER 31, 2016, AND ON THE
ANNUAL ACCOUNTS AS AT DECEMBER 31,
2016, AND OF THE IND
2 APPROVAL OF THE COMPANY'S CONSOLIDATED FOR FOR Management
FINANCIAL STATEMENTS AS OF AND FOR THE
YEAR ENDED DECEMBER 31, 2016
3 APPROVAL OF THE COMPANY'S ANNUAL FOR FOR Management
ACCOUNTS AS AT DECEMBER 31, 2016
4 ALLOCATION OF RESULTS AND APPROVAL OF FOR FOR Management
DIVIDEND PAYMENT FOR THE YEAR ENDED
DECEMBER 31, 2016
5 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS FOR THE EXERCISE OF THEIR
MANDATE THROUGHOUT THE YEAR ENDED
DECEMBER 31, 2016
6 ELECTION OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS
7 AUTHORIZATION OF THE COMPENSATION OF FOR FOR Management
THE MEMBERS OF THE BOARD OF DIRECTORS
8 APPOINTMENT OF THE INDEPENDENT FOR FOR Management
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017, AND APPROVAL OF
THEIR FEES
9 AUTHORIZATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO CAUSE THE DISTRIBUTION OF
ALL SHAREHOLDER COMMUNICATIONS,
INCLUDING ITS SHAREHOLDER MEETING AND
PROXY MATERIALS AND ANNUAL REPORTS TO
SHAREHOLDERS, BY SUCH ELECTRONIC MEANS
AS IS PERMITTED BY ANY APPLICABLE LAWS
--------------------------------------------------------------------------------
TERNA S.P.A., ROMA
Ticker: Security ID: T9471R100
Meeting Date: MAR 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND ART. 14.3 (BOARD OF DIRECTORS FOR FOR Management
APPOINTMENT) AND 26.2 (INTERNAL
AUDITORS APPOINTMENT) OF THE BY-LAWS.
INTEGRATION OF THE LIST VOTING
MECHANISM FOR THE BOARD OF DIRECTORS
AND INTERNAL AUDITORS APPOINTMENT
--------------------------------------------------------------------------------
TERNA S.P.A., ROMA
Ticker: Security ID: T9471R100
Meeting Date: APR 27, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 BALANCE SHEET AS OF 31 DECEMBER 2016. FOR FOR Management
BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS.
RESOLUTIONS RELATED THERETO. TO
PRESENT THE CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2016
4 NET INCOME ALLOCATION FOR FOR Management
5 TO STATE THE NUMBER OF DIRECTORS AND FOR FOR Management
THE TERM OF OFFICE OF THE BOARD OF
DIRECTORS
8 TO APPOINT BOARD OF DIRECTORS' FOR FOR Management
MEMBERS, LIST PRESENTED BY THE CDP
RETI SPA, REPRESENTING THE 29.851 PCT
OF THE COMPANY'S STOCK CAPITAL: A)
CATIA BASTIOLI B) LUIGI FERRARIS C)
ELENA VASCO D) YUNPENG HE E) FABIO
CORSICO F) STEFANO SAGLIA
9 TO APPOINT BOARD OF DIRECTORS' FOR ABSTAIN Management
MEMBERS, LIST PRESENTED ABERDEEN ASSET
MANAGEMENT PLC MANAGING FUNDS:
FUNDAMENTAL INDEX GLOBAL EQUITY FUND E
EUROPEAN (EX UK) EQUITY FUND, ALETTI
GESTIELLE SGR S.P.A. MANAGING FUND
FONDO GESTIELLE OBIETTIVO ITALIA, ARCA
SGR
10 TO APPOINT BOARD OF DIRECTORS' CHAIRMAN FOR FOR Management
11 TO STATE BOARD OF DIRECTORS' EMOLUMENT FOR FOR Management
14 TO APPOINT THE INTERNAL AUDITORS, LIST FOR FOR Management
PRESENTED BY THE CDP RETI SPA,
REPRESENTING THE 29.851 PCT OF THE
COMPANY'S STOCK CAPITAL: EFFECTIVE
AUDITORS A) VINCENZO SIMONE B) MARIA
ALESSANDRA ZUNINO DE PIGNIER.
ALTERNATE AUDITORS A) RENATA MARIA
RICOTTI B) CE
15 TO APPOINT THE INTERNAL AUDITORS, LIST FOR AGAINST Management
PRESENTED ABERDEEN ASSET MANAGEMENT
PLC MANAGING FUNDS: FUNDAMENTAL INDEX
GLOBAL EQUITY FUND E EUROPEAN (EX UK)
EQUITY FUND, ALETTI GESTIELLE SGR S.P.
A. MANAGING FUND FONDO GESTIELLE
OBIETTIVO ITALIA, ARCA SGR S.P.A.
16 TO STATE EFFECTIVE INTERNAL AUDITORS' FOR FOR Management
EMOLUMENT
17 ANNUAL REWARDING REPORT: CONSULTATION FOR FOR Management
ON THE REWARDING POLICY AS PER ART.
123-TER, COMMA 6 OF THE LAW DECREE
58/1998
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TESCO PLC, CHESHUNT
Ticker: Security ID: G87621101
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORTS AND ACCOUNTS FOR FOR Management
2 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
3 TO ELECT STEVE GOLSBY AS A DIRECTOR FOR FOR Management
4 TO RE-ELECT JOHN ALLAN AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT DAVE LEWIS AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MARK ARMOUR AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT BYRON GROTE AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT MIKAEL OLSSON AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT DEANNA OPPENHEIMER AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT SIMON PATTERSON AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT ALISON PLATT AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT LINDSEY POWNALL AS A FOR FOR Management
DIRECTOR
13 TO RE-ELECT ALAN STEWART AS A DIRECTOR FOR FOR Management
14 TO RE-APPOINT THE AUDITORS : DELOITTE FOR FOR Management
LLP
15 TO AUTHORISE THE DIRECTORS TO FOR FOR Management
DETERMINE THE AUDITORS REMUNERATION
16 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SHARES
17 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR Management
18 TO DISAPPLY PRE-EMPTION RIGHTS FOR FOR FOR Management
ACQUISITIONS AND CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
20 TO AUTHORISE POLITICAL DONATIONS BY FOR FOR Management
THE COMPANY AND ITS SUBSIDIARIES
21 TO AUTHORISE SHORT NOTICE GENERAL FOR FOR Management
MEETINGS
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THALES, COURBEVOIE
Ticker: Security ID: F9156M108
Meeting Date: MAY 17, 2017 Meeting Type: MIX
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
8 ALLOCATION OF PARENT COMPANY INCOME FOR FOR Management
AND SETTING OF THE DIVIDEND AT EUR 1.
60 PER SHARE FOR 2016
9 RATIFICATION OF THE CO-OPTATION OF MRS FOR FOR Management
DELPHINE GENY-STEPHANN AS A DIRECTOR
APPOINTED UPON PROPOSAL OF THE PUBLIC
SECTOR
10 RENEWAL OF THE TERM OF MR PHILIPPE FOR FOR Management
LEPINAY AS DIRECTOR REPRESENTING THE
SHAREHOLDING EMPLOYEES
11 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR PATRICE CAINE, THE COMPANY'S SOLE
EXECUTIVE DIRECTOR, FOR THE YEAR 2016
12 APPROVAL OF PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE ALLOCATION AND
AWARDING CRITERIA OF THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THESE COMPENSATIONS AND ALL
BENEFITS OF ALL KINDS TO BE AWARDED TO
THE CHIEF EXECUTIVE OFFICER
13 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES (WITH A
MAXIMUM PURCHASE PRICE OF EURO 120 PER
SHARE)
14 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO CANCEL SHARES ACQUIRED
THROUGH THE SHARE BUYBACK PROGRAMME
15 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
16 APPOINTMENT OF MS LAURENCE BROSETA AS FOR FOR Management
DIRECTOR, AS PROPOSED BY THE PUBLIC
SECTOR
17 APPOINTMENT OF MS DELPHINE FOR FOR Management
GENY-STEPHANN AS DIRECTOR, AS PROPOSED
BY THE PUBLIC SECTOR
18 APPOINTMENT OF MR LAURENT FOR FOR Management
COLLET-BILLON AS DIRECTOR, AS PROPOSED
BY THE PUBLIC SECTOR
--------------------------------------------------------------------------------
THE 77 BANK,LTD.
Ticker: Security ID: J71348106
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 19, Adopt
Reduction of Liability System for
Non-Executive Directors, Transition to
a Company with Supervisory Committee
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kamata,
Hiroshi
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ujiie,
Teruhiko
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kobayashi, Hidefumi
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Igarashi, Makoto
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takahashi, Takeshi
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Tsuda,
Masakatsu
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Homareda, Toshimi
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sugawara, Toru
13 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Suzuki,
Koichi
14 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shito,
Atsushi
15 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Onodera,
Yoshikazu
16 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kikuchi,
Kenji
17 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sugita,
Masahiro
18 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Nakamura, Ken
19 Appoint a Director as Supervisory FOR FOR Management
Committee Members Nagayama, Yoshiaki
20 Appoint a Director as Supervisory FOR FOR Management
Committee Members Nakamura, Shuji
21 Appoint a Director as Supervisory FOR FOR Management
Committee Members Suzuki, Toshio
22 Appoint a Director as Supervisory FOR FOR Management
Committee Members Yamaura, Masai
23 Appoint a Director as Supervisory FOR FOR Management
Committee Members Wako, Masahiro
24 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Ishii,
Yusuke
25 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
26 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
27 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Executive Directors
and Executive Officers
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THE BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 04, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF KPMG LLP AS AUDITORS FOR FOR Management
3 ADVISORY VOTE ON NON-BINDING FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION
APPROACH
4 SHAREHOLDER PROPOSAL 1 - WITHDRAWAL AGAINST AGAINST Shareholder
FROM TAX HAVENS.
--------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC, COBHAM
Ticker: Security ID: G1191G120
Meeting Date: SEP 06, 2016 Meeting Type: Annual General Meeting
Record Date: AUG 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ACCOUNTS FOR THE YEAR FOR FOR Management
ENDED 30 APRIL 2016, TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON
2 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION FOR THE FINANCIAL YEAR
ENDED 30 APRIL 2016
3 TO RE-ELECT A W PIDGLEY CBE AS A FOR FOR Management
DIRECTOR OF THE COMPANY
4 TO RE-ELECT R C PERRINS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
5 TO RE-ELECT R J STEARN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
6 TO RE-ELECT G J FRY AS A DIRECTOR OF FOR FOR Management
THE COMPANY
7 TO RE-ELECT K WHITEMAN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT S ELLIS AS A DIRECTOR OF FOR FOR Management
THE COMPANY
9 TO RE-ELECT SIR J A ARMITT AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT A NIMMO CBE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
11 TO RE-ELECT V WADLEY AS A DIRECTOR OF FOR FOR Management
THE COMPANY
12 TO RE-ELECT G BARKER AS A DIRECTOR OF FOR FOR Management
THE COMPANY
13 TO RE-ELECT A LI AS A DIRECTOR OF THE FOR FOR Management
COMPANY
14 TO RE-ELECT A MYERS AS A DIRECTOR OF FOR FOR Management
THE COMPANY
15 TO RE-ELECT D BRIGHTMORE-ARMOUR AS A FOR FOR Management
DIRECTOR OF THE COMPANY
16 TO REAPPOINT KPMG LLP AS AUDITORS OF FOR FOR Management
THE COMPANY
17 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE AUDITORS' REMUNERATION
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
RELEVANT SECURITIES
19 TO DIS-APPLY PRE-EMPTION RIGHTS FOR FOR Management
20 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES OF ITS OWN SHARES
21 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
POLITICAL DONATIONS
22 TO PERMIT EXTRAORDINARY GENERAL FOR FOR Management
MEETINGS TO BE CALLED BY NOTICE OF NOT
LESS THAN 14 DAYS
23 TO APPROVE THE TRANSACTION INVOLVING K FOR FOR Management
WHITEMAN, A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC, COBHAM
Ticker: Security ID: G1191G120
Meeting Date: FEB 23, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
2 TO AUTHORISE THE AMENDMENT TO THE FOR FOR Management
RULES OF THE BERKELEY GROUP HOLDINGS
PLC 2011 LONG TERM INCENTIVE PLAN
3 TO APPROVE THE INCREASE ON THE LIMIT FOR FOR Management
TO THE AGGREGATE ANNUAL FEES PAYABLE
TO NON-EXECUTIVE DIRECTORS
4 TO APPROVE THE TRANSACTION INVOLVING S FOR FOR Management
ELLIS, A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------
THE CHIBA BANK,LTD.
Ticker: Security ID: J05670104
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sakuma, Hidetoshi FOR FOR Management
4 Appoint a Director Iijima, Daizo FOR FOR Management
5 Appoint a Director Ikeda, Tomoyuki FOR FOR Management
6 Appoint a Director Yonemoto, Tsutomu FOR FOR Management
7 Appoint a Director Yokota, Tomoyuki FOR FOR Management
8 Appoint a Director Tashima, Yuko FOR FOR Management
9 Appoint a Director Takayama, Yasuko FOR FOR Management
10 Appoint a Corporate Auditor Sakamoto, FOR FOR Management
Tomohiko
11 Appoint a Corporate Auditor Ishihara, FOR FOR Management
Kazuhiko
--------------------------------------------------------------------------------
THE CHUGOKU BANK,LIMITED
Ticker: Security ID: J07014103
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Miyanaga, Masato
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Aoyama,
Hajime
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Asama,
Yoshimasa
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Fukuda,
Masahiko
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kato,
Sadanori
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shiwaku,
Kazushi
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Terasaka, Koji
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Harada,
Ikuhide
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Taniguchi, Shinichi
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sato,
Yoshio
13 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kodera,
Akira
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Ando, Hiromichi
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Tanaka, Kazuhiro
--------------------------------------------------------------------------------
THE CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED
Ticker: Security ID: J07098106
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Karita,
Tomohide
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shimizu,
Mareshige
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sakotani, Akira
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Watanabe, Nobuo
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Ogawa,
Moriyoshi
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Matsumura, Hideo
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hirano,
Masaki
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Matsuoka, Hideo
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Iwasaki,
Akimasa
12 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Ashitani, Shigeru
13 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shigeto,
Takafumi
14 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
15 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
16 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
17 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (5)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (6)
--------------------------------------------------------------------------------
THE GUNMA BANK,LTD.
Ticker: Security ID: J17766106
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kibe, Kazuo FOR FOR Management
4 Appoint a Director Saito, Kazuo FOR FOR Management
5 Appoint a Director Horie, Nobuyuki FOR FOR Management
6 Appoint a Director Fukai, Akihiko FOR FOR Management
7 Appoint a Director Minami, Shigeyoshi FOR FOR Management
8 Appoint a Director Hirasawa, Yoichi FOR FOR Management
9 Appoint a Director Kanai, Yuji FOR FOR Management
10 Appoint a Director Muto, Eiji FOR FOR Management
11 Appoint a Director Kondo, Jun FOR FOR Management
--------------------------------------------------------------------------------
THE HACHIJUNI BANK,LTD.
Ticker: Security ID: J17976101
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Yumoto, Shoichi FOR FOR Management
4 Appoint a Director Matsushita, Masaki FOR FOR Management
5 Appoint a Director Nakamura, Takashi FOR FOR Management
6 Appoint a Director Matsuda, Yoshinori FOR FOR Management
7 Appoint a Director Funami, Hideo FOR FOR Management
8 Appoint a Director Yoshie, Muneo FOR FOR Management
9 Appoint a Director Kurosawa, Sokichi FOR FOR Management
--------------------------------------------------------------------------------
THE IYO BANK,LTD.
Ticker: Security ID: J25596107
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Otsuka,
Iwao
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Nagai,
Ippei
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Takata,
Kenji
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Todo,
Muneaki
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Takeuchi, Tetsuo
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kono,
Haruhiro
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Miyoshi,
Kenji
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Matsura,
Yuichi
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Iio, Takaya
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Hirano, Shiro
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Saeki, Kaname
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Ichikawa, Takeshi
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Yanagisawa, Yasunobu
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Takahama, Soichiro
--------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED
Ticker: Security ID: J30169106
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Yagi, Makoto FOR FOR Management
4 Appoint a Director Iwane, Shigeki FOR FOR Management
5 Appoint a Director Toyomatsu, Hideki FOR FOR Management
6 Appoint a Director Kagawa, Jiro FOR FOR Management
7 Appoint a Director Doi, Yoshihiro FOR FOR Management
8 Appoint a Director Morimoto, Takashi FOR FOR Management
9 Appoint a Director Inoue, Tomio FOR FOR Management
10 Appoint a Director Sugimoto, Yasushi FOR FOR Management
11 Appoint a Director Yukawa, Hidehiko FOR FOR Management
12 Appoint a Director Oishi, Tomihiko FOR FOR Management
13 Appoint a Director Shimamoto, Yasuji FOR FOR Management
14 Appoint a Director Inoue, Noriyuki FOR FOR Management
15 Appoint a Director Okihara, Takamune FOR FOR Management
16 Appoint a Director Kobayashi, Tetsuya FOR FOR Management
17 Appoint a Corporate Auditor Yashima, FOR FOR Management
Yasuhiro
18 Appoint a Corporate Auditor Otsubo, FOR FOR Management
Fumio
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
20 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
21 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
22 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (4)
23 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (5)
24 Shareholder Proposal: Amend Articles AGAINST FOR Shareholder
of Incorporation (6)
25 Shareholder Proposal: Approve AGAINST AGAINST Shareholder
Appropriation of Surplus
26 Shareholder Proposal: Remove a AGAINST AGAINST Shareholder
Director Iwane, Shigeki
27 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
28 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
29 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
30 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
31 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (5)
32 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
33 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
34 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
35 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
36 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
37 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
38 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
39 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
40 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation
--------------------------------------------------------------------------------
THE NAVIGATOR COMPANY, S.A.
Ticker: Security ID: X67182109
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RESOLVE ON THE MANAGEMENT REPORT, FOR FOR Management
BALANCE SHEET AND ACCOUNTS FOR THE
FINANCIAL YEAR OF 2016
4 TO RESOLVE ON THE CONSOLIDATED FOR FOR Management
MANAGEMENT REPORT, BALANCE SHEET AND
ACCOUNTS FOR THE FINANCIAL YEAR OF 2016
5 TO RESOLVE ON THE PROPOSAL FOR THE FOR FOR Management
ALLOCATION OF RESULTS
6 TO RESOLVE ON THE PROPOSAL FOR THE FOR FOR Management
DISTRIBUTION OF COMPANY RESERVES TO
SHAREHOLDERS
7 TO ASSESS IN GENERAL TERMS THE WORK OF FOR FOR Management
THE COMPANY'S DIRECTORS AND AUDITORS
8 TO RESOLVE ON THE REMUNERATION POLICY FOR FOR Management
FOR COMPANY OFFICERS
9 TO RESOLVE ON THE MODIFICATION OF THE FOR FOR Management
FINANCIAL YEAR OF THE NAVIGATOR
COMPANY, S.A. AND THE CONSEQUENT
AMENDMENT OF THE ARTICLES OF
ASSOCIATION, BY CHANGING THE TITLE OF
CHAPTER IV, DELETING THE CURRENT
ARTICLE 25, AND CONSEQUENTLY
RENUMBERING ARTICLES 26
10 TO RESOLVE ON THE ACQUISITION AND FOR FOR Management
DISPOSAL OF OWN SHARES AND BONDS, IN
ACCORDANCE WITH ARTICLES 319, 320 AND
354 OF THE COMPANIES CODE
11 TO RESOLVE ON THE PROPOSAL TO ELECT AN FOR FOR Management
ALTERNATE EXTERNAL AUDITOR, UNTIL THE
END OF THE TERM IN OFFICE OF THE OTHER
CORPORATE BODIES
--------------------------------------------------------------------------------
THE SHIZUOKA BANK,LTD.
Ticker: Security ID: J74444100
Meeting Date: JUN 16, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Nakanishi, Katsunori FOR FOR Management
4 Appoint a Director Shibata, Hisashi FOR FOR Management
5 Appoint a Director Sugimoto, Hirotoshi FOR FOR Management
6 Appoint a Director Yagi, Minoru FOR FOR Management
7 Appoint a Director Nagasawa, Yoshihiro FOR FOR Management
8 Appoint a Director Iio, Hidehito FOR FOR Management
9 Appoint a Director Kobayashi, Mitsuru FOR FOR Management
10 Appoint a Director Goto, Masahiro FOR FOR Management
11 Appoint a Director Fujisawa, Kumi FOR FOR Management
12 Appoint a Director Kato, Kazuyasu FOR FOR Management
--------------------------------------------------------------------------------
THE STAR ENTERTAINMENT GROUP LTD, MELBOURNE VIC
Ticker: Security ID: Q8719T103
Meeting Date: OCT 28, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 RE-ELECTION OF MR RICHARD SHEPPARD AS FOR FOR Management
A DIRECTOR
4 RE-ELECTION OF MR GERARD BRADLEY AS A FOR FOR Management
DIRECTOR
5 GRANT OF PERFORMANCE RIGHTS TO THE FOR FOR Management
MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER
6 INCREASE IN MAXIMUM AGGREGATE FOR FOR Management
REMUNERATION OF NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUCHATEL
Ticker: Security ID: H83949141
Meeting Date: MAY 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT 2016 FOR WITHHOLD Management
2 DISCHARGE OF THE BOARD OF DIRECTORS FOR WITHHOLD Management
AND THE GROUP MANAGEMENT BOARD
3 RESOLUTION FOR THE APPROPRIATION OF FOR WITHHOLD Management
THE AVAILABLE EARNINGS: DIVIDENDS OF
CHF 1.35 PER REGISTERED SHARE AND CHF
6.75 PER BEARER SHARES
4 APPROVAL OF FIXED COMPENSATION FOR FOR WITHHOLD Management
FUNCTIONS OF THE BOARD OF DIRECTORS
5 APPROVAL OF FIXED COMPENSATION FOR FOR WITHHOLD Management
EXECUTIVE FUNCTIONS OF THE MEMBERS OF
THE BOARD OF DIRECTORS
6 APPROVAL OF FIXED COMPENSATION OF THE FOR WITHHOLD Management
MEMBERS OF THE EXECUTIVE GROUP
MANAGEMENT BOARD AND OF THE EXTENDED
GROUP MANAGEMENT BOARD FOR THE
BUSINESS YEAR 2017
7 APPROVAL OF VARIABLE COMPENSATION OF FOR WITHHOLD Management
THE EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS FOR THE BUSINESS YEAR 2016
8 APPROVAL OF VARIABLE COMPENSATION OF FOR WITHHOLD Management
THE MEMBERS OF THE EXECUTIVE GROUP
MANAGEMENT BOARD AND OF THE EXTENDED
GROUP MANAGEMENT BOARD FOR THE
BUSINESS YEAR 2016
9 REELECTION OF MRS. NAYLA HAYEK AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
10 REELECTION OF MR. ERNST TANNER AS A FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
11 REELECTION OF MRS. DANIELA AESCHLIMANN FOR WITHHOLD Management
AS A MEMBER OF THE BOARD OF DIRECTORS
12 REELECTION OF MR. GEORGES N. HAYEK AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
13 REELECTION OF MR. CLAUDE NICOLLIER AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
14 REELECTION OF MR. JEAN-PIERRE ROTH AS FOR WITHHOLD Management
A MEMBER OF THE BOARD OF DIRECTORS
15 REELECTION OF MRS. NAYLA HAYEK AS FOR WITHHOLD Management
CHAIR OF THE BOARD OF DIRECTORS
16 REELECTION OF MRS. NAYLA HAYEK AS A FOR WITHHOLD Management
MEMBER OF COMPENSATION COMMITTEE
17 REELECTION OF MR. ERNST TANNER AS A FOR WITHHOLD Management
MEMBER OF COMPENSATION COMMITTEE
18 REELECTION OF MRS. DANIELA AESCHLIMANN FOR WITHHOLD Management
AS A MEMBER OF COMPENSATION COMMITTEE
19 REELECTION OF MR. GEORGES N. HAYEK AS FOR WITHHOLD Management
A MEMBER OF COMPENSATION COMMITTEE
20 REELECTION OF MR. CLAUDE NICOLLIER AS FOR WITHHOLD Management
A MEMBER OF COMPENSATION COMMITTEE
21 REELECTION OF MR. JEAN-PIERRE ROTH AS FOR WITHHOLD Management
A MEMBER OF COMPENSATION COMMITTEE
22 ELECTION OF THE INDEPENDENT VOTING FOR WITHHOLD Management
RIGHTS REPRESENTATIVE: MR. BERNHARD
LEHMANN
23 ELECTION OF THE STATUTORY AUDITORS: FOR WITHHOLD Management
PRICEWATERHOUSECOOPERS LTD
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: MAR 30, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF AUDITOR NAMED IN THE FOR FOR Management
MANAGEMENT PROXY CIRCULAR
3 APPROACH TO EXECUTIVE COMPENSATION FOR FOR Management
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
EXECUTIVE COMPENSATION SECTIONS OF THE
MANAGEMENT PROXY CIRCULAR *ADVISORY
VOTE*
4 SHAREHOLDER PROPOSAL A AGAINST AGAINST Shareholder
5 SHAREHOLDER PROPOSAL B AGAINST AGAINST Shareholder
6 SHAREHOLDER PROPOSAL C AGAINST AGAINST Shareholder
7 SHAREHOLDER PROPOSAL D AGAINST AGAINST Shareholder
8 SHAREHOLDER PROPOSAL E AGAINST AGAINST Shareholder
9 SHAREHOLDER PROPOSAL F AGAINST AGAINST Shareholder
10 SHAREHOLDER PROPOSAL G AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LIMITED
Ticker: Security ID: Y8800U127
Meeting Date: MAY 10, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE FINANCIAL STATEMENTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
4 TO RE-ELECT MR. STEPHEN TIN HOI NG, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
5 TO RE-ELECT MS. DOREEN YUK FONG LEE, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
6 TO RE-ELECT MR. VINCENT KANG FANG, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
7 TO RE-ELECT MR. DAVID MUIR TURNBULL, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
8 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
ANNUAL FEE PAYABLE TO THE CHAIRMAN OF
THE COMPANY
9 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
ANNUAL FEE PAYABLE TO THE DIRECTORS
(OTHER THAN THE CHAIRMAN OF THE
COMPANY)
10 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
ANNUAL FEE PAYABLE TO THE AUDIT
COMMITTEE MEMBERS
11 TO FIX THE ANNUAL FEE PAYABLE TO THE FOR FOR Management
REMUNERATION COMMITTEE MEMBERS
12 TO RE-APPOINT KPMG AS AUDITORS OF THE FOR FOR Management
COMPANY AND TO AUTHORISE THE DIRECTORS
TO FIX THEIR REMUNERATION
13 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR BUY-BACK OF SHARES BY
THE COMPANY
14 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR ISSUE OF SHARES
15 TO APPROVE THE ADDITION OF BOUGHT BACK FOR FOR Management
SECURITIES TO THE SHARE ISSUE GENERAL
MANDATE STATED UNDER RESOLUTION NO. 6
--------------------------------------------------------------------------------
THE YOKOHAMA RUBBER COMPANY,LIMITED
Ticker: Security ID: J97536171
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Revise Directors FOR FOR Management
with Title
4 Appoint a Director Nagumo, Tadanobu FOR FOR Management
5 Appoint a Director Noji, Hikomitsu FOR FOR Management
6 Appoint a Director Yamaishi, Masataka FOR FOR Management
7 Appoint a Director Oishi, Takao FOR FOR Management
8 Appoint a Director Katsuragawa, Hideto FOR FOR Management
9 Appoint a Director Mikami, Osamu FOR FOR Management
10 Appoint a Director Komatsu, Shigeo FOR FOR Management
11 Appoint a Director Nakano, Shigeru FOR FOR Management
12 Appoint a Director Noro, Masaki FOR FOR Management
13 Appoint a Director Furukawa, Naozumi FOR FOR Management
14 Appoint a Director Okada, Hideichi FOR FOR Management
15 Appoint a Director Takenaka, Nobuo FOR FOR Management
16 Appoint a Corporate Auditor Kikuchi, FOR FOR Management
Yasushi
--------------------------------------------------------------------------------
THOMAS COOK GROUP PLC, LONDON
Ticker: Security ID: G88471100
Meeting Date: FEB 09, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS 2016
2 TO DECLARE A FINAL DIVIDEND FOR FOR Management
3 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY
4 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
REPORT
5 TO ELECT LESLEY KNOX AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT DAWN AIREY FOR FOR Management
7 TO RE-ELECT ANNET ARIS FOR FOR Management
8 TO RE-ELECT EMRE BERKIN FOR FOR Management
9 TO RE-ELECT PETER FANKHAUSER FOR FOR Management
10 TO RE-ELECT MICHAEL HEALY FOR FOR Management
11 TO RE-ELECT FRANK MEYSMAN FOR FOR Management
12 TO RE-ELECT WARREN TUCKER FOR FOR Management
13 TO RE-ELECT MARTINE VERLUYTEN FOR FOR Management
14 TO APPOINT ERNST AND YOUNG LLP AS FOR FOR Management
AUDITOR
15 TO GIVE AUTHORITY TO DETERMINE THE FOR FOR Management
AUDITORS REMUNERATION
16 TO GIVE AUTHORITY TO MAKE POLITICAL FOR FOR Management
DONATIONS
17 TO GIVE AUTHORITY TO ALLOT SHARES FOR FOR Management
18 TO APPROVE THE 2017 PERFORMANCE SHARE FOR FOR Management
PLAN
19 TO APPROVE THE 2017 STRATEGIC SHARE FOR FOR Management
INCENTIVE PLAN
20 TO GIVE AUTHORITY TO DISAPPLY FOR FOR Management
PRE-EMPTION RIGHTS
21 TO GIVE ADDITIONAL AUTHORITY TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS
22 TO GIVE AUTHORITY FOR A 14-DAY NOTICE FOR FOR Management
PERIOD FOR GENERAL MEETINGS
--------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION
Ticker: TRI Security ID: 884903105
Meeting Date: MAY 03, 2017 Meeting Type: Annual and Special Meeting
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITOR AND TO AUTHORIZE THE
DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION.
3 TO APPROVE AN AMENDMENT TO THE THOMSON FOR FOR Management
REUTERS STOCK INCENTIVE PLAN TO
INCREASE THE MAXIMUM NUMBER OF SHARES
RESERVED FOR ISSUE UNDER THE PLAN BY
22 MILLION COMMON SHARES.
4 TO ACCEPT, ON AN ADVISORY BASIS, THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN
Ticker: Security ID: D8398Q119
Meeting Date: JAN 27, 2017 Meeting Type: Annual General Meeting
Record Date: JAN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 RESOLUTION ON THE DISPOSITION OF FOR FOR Management
UNAPPROPRIATED NET INCOME
6 RESOLUTION ON THE RATIFICATION OF THE FOR FOR Management
ACTS OF THE MEMBERS OF THE EXECUTIVE
BOARD
7 RESOLUTION ON THE RATIFICATION OF THE FOR FOR Management
ACTS OF THE MEMBERS OF THE SUPERVISORY
BOARD
8 RESOLUTION ON THE ELECTION OF THE FOR FOR Management
AUDITOR AND THE GROUP AUDITOR AS WELL
AS THE AUDITOR TO REVIEW THE INTERIM
FINANCIAL REPORTS:
PRICEWATERHOUSECOOPERS
AKTIENGESELLSCHAFT
--------------------------------------------------------------------------------
TIETO CORPORATION, HELSINKI
Ticker: Security ID: X90409115
Meeting Date: MAR 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE ANNUAL ACCOUNTS FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES TO THE ANNUAL
GENERAL MEETING THAT A DIVIDEND OF EUR
1.15 PER SHARE AND AN ADDITIONAL
DIVIDEND OF EUR 0.22 BE PAID FROM THE
DISTRIB
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: THE
SHAREHOLDERS' NOMINATION BOARD
PROPOSES TO THE ANNUAL GENERAL MEETING
THAT THE NUMBER OF BOARD MEMBERS BE
EIGHT
14 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS AND THE CHAIRMAN: THE
SHAREHOLDERS' NOMINATION BOARD
PROPOSES TO THE ANNUAL GENERAL MEETING
THAT THE CURRENT BOARD MEMBERS KURT
JOFS, HARRI-PEKKA KAUKONEN, JOHANNA
LAMMINEN, SARI PAJARI, ENDRE RANGNES
AND JONA
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 ELECTION OF AUDITOR: THE BOARD OF FOR FOR Management
DIRECTORS PROPOSES TO THE ANNUAL
GENERAL MEETING, IN ACCORDANCE WITH
THE RECOMMENDATION OF THE AUDIT AND
RISK COMMITTEE OF THE BOARD OF
DIRECTORS, THAT THE FIRM OF AUTHORIZED
PUBLIC ACCOUNTANTS
PRICEWATERHOUSECOOPERS OY B
17 AMENDMENT OF THE COMPANY'S ARTICLES OF FOR FOR Management
ASSOCIATION: ARTICLES 1 AND 6
18 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
19 AUTHORIZING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE ISSUANCE OF SHARES AS
WELL AS OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
--------------------------------------------------------------------------------
TOHOKU ELECTRIC POWER COMPANY,INCORPORATED
Ticker: Security ID: J85108108
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kaiwa, Makoto FOR FOR Management
4 Appoint a Director Harada, Hiroya FOR FOR Management
5 Appoint a Director Sakamoto, Mitsuhiro FOR FOR Management
6 Appoint a Director Watanabe, Takao FOR FOR Management
7 Appoint a Director Okanobu, Shinichi FOR FOR Management
8 Appoint a Director Tanae, Hiroshi FOR FOR Management
9 Appoint a Director Hasegawa, Noboru FOR FOR Management
10 Appoint a Director Yamamoto, Shunji FOR FOR Management
11 Appoint a Director Miura, Naoto FOR FOR Management
12 Appoint a Director Nakano, Haruyuki FOR FOR Management
13 Appoint a Director Masuko, Jiro FOR FOR Management
14 Appoint a Director Higuchi, Kojiro FOR FOR Management
15 Appoint a Director Abe, Toshinori FOR FOR Management
16 Appoint a Director Seino, Satoshi FOR FOR Management
17 Appoint a Director Kondo, Shiro FOR FOR Management
18 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (1)
19 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (2)
20 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (3)
21 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (4)
22 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation (5)
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC.
Ticker: Security ID: J86298106
Meeting Date: JUN 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Sumi, Shuzo FOR FOR Management
4 Appoint a Director Nagano, Tsuyoshi FOR FOR Management
5 Appoint a Director Fujii, Kunihiko FOR FOR Management
6 Appoint a Director Ishii, Ichiro FOR FOR Management
7 Appoint a Director Fujita, Hirokazu FOR FOR Management
8 Appoint a Director Yuasa, Takayuki FOR FOR Management
9 Appoint a Director Kitazawa, Toshifumi FOR FOR Management
10 Appoint a Director Mimura, Akio FOR FOR Management
11 Appoint a Director Sasaki, Mikio FOR FOR Management
12 Appoint a Director Egawa, Masako FOR FOR Management
13 Appoint a Director Iwasaki, Kenji FOR FOR Management
14 Appoint a Director Mitachi, Takashi FOR FOR Management
15 Appoint a Director Nakazato, Katsumi FOR FOR Management
--------------------------------------------------------------------------------
TOKUYAMA CORPORATION
Ticker: Security ID: J86506102
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to Class A, Class B
and Class C Shares
4 Amend Articles to: Adopt Reduction of FOR FOR Management
Liability System for Non-Executive
Directors, Transition to a Company
with Supervisory Committee
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Kusunoki, Masao
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Yokota,
Hiroshi
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Nakahara, Takeshi
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Adachi,
Hideki
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Hamada,
Akihiro
10 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sugimura, Hideo
11 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Shimizu,
Hisashi
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Akutagawa, Masaki
13 Appoint a Director as Supervisory FOR FOR Management
Committee Members Miyamoto, Yoji
14 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kato, Shin
15 Appoint a Director as Supervisory FOR FOR Management
Committee Members Mizuno, Toshihide
16 Appoint a Director as Supervisory FOR FOR Management
Committee Members Tsuda, Yoshikazu
17 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Iwasaki,
Michiya
18 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
19 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
20 Approve Share Consolidation FOR FOR Management
21 Approve Share Consolidation (PLEASE FOR FOR Management
NOTE THIS IS THE AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF ORDINARY
SHAREHOLDERS.)
--------------------------------------------------------------------------------
TOKYO ELECTRIC POWER COMPANY HOLDINGS,INCORPORATED
Ticker: Security ID: J86914108
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Election of a Director Annen, Junji FOR FOR Management
3 Election of a Director Utsuda, Shoei FOR FOR Management
4 Election of a Director Kaneko, FOR FOR Management
Yoshinori
5 Election of a Director Kawasaki, FOR FOR Management
Toshihiro
6 Election of a Director Kawamura, FOR FOR Management
Takashi
7 Election of a Director Kunii, Hideko FOR FOR Management
8 Election of a Director Kobayakawa, FOR FOR Management
Tomoaki
9 Election of a Director Takaura, Hideo FOR FOR Management
10 Election of a Director Taketani, FOR FOR Management
Noriaki
11 Election of a Director Toyama, Kazuhiko FOR FOR Management
12 Election of a Director Nishiyama, Keita FOR FOR Management
13 Election of a Director Makino, FOR FOR Management
Shigenori
14 Election of a Director Moriya, Seiji FOR FOR Management
15 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (1)
16 Shareholder Proposal: Election of a AGAINST AGAINST Shareholder
Director Murata, Haruki
17 Shareholder Proposal: Election of a AGAINST AGAINST Shareholder
Director Higashikawa, Tadashi
18 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (2)
19 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (3)
20 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (4)
21 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (5)
22 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (6)
23 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (7)
24 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (8)
25 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (9)
26 Shareholder Proposal: Partial AGAINST AGAINST Shareholder
Amendments to the Articles of
Incorporation (10)
--------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED
Ticker: Security ID: J86957115
Meeting Date: JUN 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Tsuneishi, Tetsuo FOR FOR Management
3 Appoint a Director Kawai, Toshiki FOR FOR Management
4 Appoint a Director Hori, Tetsuro FOR FOR Management
5 Appoint a Director Sasaki, Sadao FOR FOR Management
6 Appoint a Director Kitayama, Hirofumi FOR FOR Management
7 Appoint a Director Akimoto, Masami FOR FOR Management
8 Appoint a Director Gishi Chung FOR FOR Management
9 Appoint a Director Nagakubo, Tatsuya FOR FOR Management
10 Appoint a Director Sunohara, Kiyoshi FOR FOR Management
11 Appoint a Director Higashi, Tetsuro FOR FOR Management
12 Appoint a Director Inoue, Hiroshi FOR FOR Management
13 Appoint a Director Charles Ditmars FOR FOR Management
Lake II
14 Appoint a Corporate Auditor Nunokawa, FOR FOR Management
Yoshikazu
15 Appoint a Corporate Auditor Yamamoto, FOR FOR Management
Takatoshi
16 Appoint a Corporate Auditor Wagai, FOR FOR Management
Kyosuke
17 Approve Payment of Bonuses to Directors FOR FOR Management
18 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock-Linked Compensation
Type Stock Options for Directors
19 Approve Issuance of Share Acquisition FOR FOR Management
Rights as Stock-Linked Compensation
Type Stock Options for Executive
Officers of the Company, etc. and
Directors and Executive Officers of
the Company's Subsidiaries, etc.
--------------------------------------------------------------------------------
TOKYO GAS CO.,LTD.
Ticker: Security ID: J87000105
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Adopt Reduction of FOR FOR Management
Liability System for Outside Directors
and Outside Corporate Auditors
4 Approve Share Consolidation FOR FOR Management
5 Appoint a Director Okamoto, Tsuyoshi FOR FOR Management
6 Appoint a Director Hirose, Michiaki FOR FOR Management
7 Appoint a Director Uchida, Takashi FOR FOR Management
8 Appoint a Director Yasuoka, Satoru FOR FOR Management
9 Appoint a Director Murazeki, Fumio FOR FOR Management
10 Appoint a Director Takamatsu, Masaru FOR FOR Management
11 Appoint a Director Nohata, Kunio FOR FOR Management
12 Appoint a Director Anamizu, Takashi FOR FOR Management
13 Appoint a Director Ide, Akihiko FOR FOR Management
14 Appoint a Director Katori, Yoshinori FOR FOR Management
15 Appoint a Director Igarashi, Chika FOR FOR Management
16 Appoint a Corporate Auditor Arai, FOR FOR Management
Hideaki
17 Appoint a Corporate Auditor Nobutoki, FOR FOR Management
Masato
--------------------------------------------------------------------------------
TOKYU CORPORATION
Ticker: Security ID: J88720123
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Nomoto, Hirofumi FOR FOR Management
5 Appoint a Director Imamura, Toshio FOR FOR Management
6 Appoint a Director Tomoe, Masao FOR FOR Management
7 Appoint a Director Watanabe, Isao FOR FOR Management
8 Appoint a Director Takahashi, Kazuo FOR FOR Management
9 Appoint a Director Hoshino, Toshiyuki FOR FOR Management
10 Appoint a Director Ichiki, Toshiyuki FOR FOR Management
11 Appoint a Director Koshimura, Toshiaki FOR FOR Management
12 Appoint a Director Shiroishi, Fumiaki FOR FOR Management
13 Appoint a Director Kihara, Tsuneo FOR FOR Management
14 Appoint a Director Fujiwara, Hirohisa FOR FOR Management
15 Appoint a Director Horie, Masahiro FOR FOR Management
16 Appoint a Director Hamana, Setsu FOR FOR Management
17 Appoint a Director Takahashi, Toshiyuki FOR FOR Management
18 Appoint a Director Nezu, Yoshizumi FOR FOR Management
19 Appoint a Director Konaga, Keiichi FOR FOR Management
20 Appoint a Director Kanazashi, Kiyoshi FOR FOR Management
21 Appoint a Director Kanise, Reiko FOR FOR Management
22 Approve Details of Stock Compensation FOR FOR Management
to be received by Directors
--------------------------------------------------------------------------------
TOPPAN PRINTING CO.,LTD.
Ticker: Security ID: 890747108
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Adachi, Naoki FOR FOR Management
3 Appoint a Director Kaneko, Shingo FOR FOR Management
4 Appoint a Director Nagayama, Yoshiyuki FOR FOR Management
5 Appoint a Director Maeda, Yukio FOR FOR Management
6 Appoint a Director Okubo, Shinichi FOR FOR Management
7 Appoint a Director Kakiya, Hidetaka FOR FOR Management
8 Appoint a Director Ito, Atsushi FOR FOR Management
9 Appoint a Director Arai, Makoto FOR FOR Management
10 Appoint a Director Maro, Hideharu FOR FOR Management
11 Appoint a Director Matsuda, Naoyuki FOR FOR Management
12 Appoint a Director Sato, Nobuaki FOR FOR Management
13 Appoint a Director Izawa, Taro FOR FOR Management
14 Appoint a Director Sakuma, Kunio FOR FOR Management
15 Appoint a Director Noma, Yoshinobu FOR FOR Management
16 Appoint a Director Toyama, Ryoko FOR FOR Management
17 Appoint a Director Ezaki, Sumio FOR FOR Management
18 Appoint a Director Yamano, Yasuhiko FOR FOR Management
19 Appoint a Director Ueki, Tetsuro FOR FOR Management
20 Appoint a Director Yamanaka, Norio FOR FOR Management
21 Appoint a Director Nakao, Mitsuhiro FOR FOR Management
--------------------------------------------------------------------------------
TOSHIBA CORPORATION
Ticker: Security ID: J89752117
Meeting Date: MAR 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Absorption-Type Company Split FOR FOR Management
Agreement
--------------------------------------------------------------------------------
TOSHIBA CORPORATION
Ticker: Security ID: J89752117
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Tsunakawa, Satoshi FOR FOR Management
3 Appoint a Director Naruke, Yasuo FOR FOR Management
4 Appoint a Director Hirata, Masayoshi FOR FOR Management
5 Appoint a Director Noda, Teruko FOR FOR Management
6 Appoint a Director Ikeda, Koichi FOR FOR Management
7 Appoint a Director Furuta, Yuki FOR FOR Management
8 Appoint a Director Kobayashi, FOR FOR Management
Yoshimitsu
9 Appoint a Director Sato, Ryoji FOR FOR Management
10 Appoint a Director Maeda, Shinzo FOR FOR Management
11 Approve Absorption-Type Company Split FOR FOR Management
Agreement
--------------------------------------------------------------------------------
TOSHIBA TEC CORPORATION
Ticker: Security ID: J89903108
Meeting Date: MAR 30, 2017 Meeting Type: ExtraOrdinary General Meeting
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Reduction of Capital Reserve FOR FOR Management
--------------------------------------------------------------------------------
TOSHIBA TEC CORPORATION
Ticker: Security ID: J89903108
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Ikeda, Takayuki FOR FOR Management
3 Appoint a Director Sakabe, Masatsugu FOR FOR Management
4 Appoint a Director Tangoku, Hiroshi FOR FOR Management
5 Appoint a Director Matsumoto, Toshifumi FOR FOR Management
6 Appoint a Director Yajima, Kazuo FOR FOR Management
7 Appoint a Director Inoue, Yukio FOR FOR Management
8 Appoint a Director Akiba, Shinichiro FOR FOR Management
9 Appoint a Director Kuwahara, Michio FOR FOR Management
10 Appoint a Director Nagase, Shin FOR FOR Management
11 Appoint a Director Yamaguchi, Naohiro FOR FOR Management
12 Appoint a Corporate Auditor Sato, FOR FOR Management
Yoshinari
13 Appoint a Substitute Corporate Auditor FOR FOR Management
Sagaya, Tsuyoshi
--------------------------------------------------------------------------------
TOSOH CORPORATION
Ticker: Security ID: J90096116
Meeting Date: JUN 28, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Share Consolidation FOR FOR Management
3 Appoint a Director Yamamoto, Toshinori FOR FOR Management
4 Appoint a Director Tashiro, Katsushi FOR FOR Management
5 Appoint a Director Nishizawa, Keiichiro FOR FOR Management
6 Appoint a Director Kawamoto, Koji FOR FOR Management
7 Appoint a Director Murashige, Nobuaki FOR FOR Management
8 Appoint a Director Yamada, Masayuki FOR FOR Management
9 Appoint a Director Tsutsumi, Shingo FOR FOR Management
10 Appoint a Director Ikeda, Etsuya FOR FOR Management
11 Appoint a Director Abe, Tsutomu FOR FOR Management
12 Appoint a Director Ogawa, Kenji FOR FOR Management
13 Appoint a Corporate Auditor Ito, FOR FOR Management
Sukehiro
14 Appoint a Substitute Corporate Auditor FOR FOR Management
Tanaka, Yasuhiko
15 Appoint a Substitute Corporate Auditor FOR FOR Management
Nagao, Kenta
--------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE
Ticker: Security ID: F92124100
Meeting Date: MAY 26, 2017 Meeting Type: MIX
Record Date: MAY 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF PROFITS, SETTING OF THE FOR FOR Management
DIVIDEND AND AN OPTION FOR THE PAYMENT
OF THE DIVIDEND BALANCE IN SHARES, FOR
THE 2016 FINANCIAL YEAR
8 OPTION FOR THE PAYMENT OF INTERIM FOR FOR Management
DIVIDENDS IN SHARES, FOR THE 2017
FINANCIAL YEAR - DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS
9 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
10 RENEWAL OF THE TERM OF MS PATRICIA FOR FOR Management
BARBIZET AS DIRECTOR
11 RENEWAL OF THE TERM OF MS FOR FOR Management
MARIE-CHRISTINE COISNE-ROQUETTE AS
DIRECTOR
12 APPOINTMENT OF MR MARK CUTIFANI AS FOR FOR Management
DIRECTOR
13 APPOINTMENT OF MR CARLOS TAVARES AS FOR FOR Management
DIRECTOR
14 AGREEMENTS PURSUANT TO ARTICLES L. FOR FOR Management
225-38 AND FOLLOWING THE FRENCH
COMMERCIAL CODE
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO THE CHIEF EXECUTIVE OFFICER
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR THE
ALLOCATION AND DESIGNATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL
COMPENSATION AND BENEFITS OF EVERY
KIND DUE TO THE CHIEF EXECUTIVE OFFICER
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
MEANS OF SHARE CANCELLATION
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
7 ALLOCATION OF PROFITS, SETTING OF THE FOR FOR Management
DIVIDEND AND AN OPTION FOR THE PAYMENT
OF THE DIVIDEND BALANCE IN SHARES, FOR
THE 2016 FINANCIAL YEAR
8 OPTION FOR THE PAYMENT OF INTERIM FOR FOR Management
DIVIDENDS IN SHARES, FOR THE 2017
FINANCIAL YEAR - DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS
9 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
10 RENEWAL OF THE TERM OF MS PATRICIA FOR FOR Management
BARBIZET AS DIRECTOR
11 RENEWAL OF THE TERM OF MS FOR FOR Management
MARIE-CHRISTINE COISNE-ROQUETTE AS
DIRECTOR
12 APPOINTMENT OF MR MARK CUTIFANI AS FOR FOR Management
DIRECTOR
13 APPOINTMENT OF MR CARLOS TAVARES AS FOR FOR Management
DIRECTOR
14 AGREEMENTS PURSUANT TO ARTICLES L. FOR FOR Management
225-38 AND FOLLOWING THE FRENCH
COMMERCIAL CODE
15 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID TO THE CHIEF EXECUTIVE OFFICER
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
DETERMINING CRITERIA FOR THE
ALLOCATION AND DESIGNATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL
COMPENSATION AND BENEFITS OF EVERY
KIND DUE TO THE CHIEF EXECUTIVE OFFICER
17 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE CAPITAL BY
MEANS OF SHARE CANCELLATION
--------------------------------------------------------------------------------
TOYO SEIKAN GROUP HOLDINGS,LTD.
Ticker: Security ID: J92289107
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Nakai, Takao FOR FOR Management
4 Appoint a Director Fujii, Atsuo FOR FOR Management
5 Appoint a Director Maida, Norimasa FOR FOR Management
6 Appoint a Director Gomi, Toshiyasu FOR FOR Management
7 Appoint a Director Gobun, Masashi FOR FOR Management
8 Appoint a Director Arai, Mitsuo FOR FOR Management
9 Appoint a Director Kobayashi, Hideaki FOR FOR Management
10 Appoint a Director Katayama, Tsutao FOR FOR Management
11 Appoint a Director Asatsuma, Kei FOR FOR Management
12 Appoint a Director Soejima, Masakazu FOR FOR Management
13 Appoint a Director Murohashi, Kazuo FOR FOR Management
14 Appoint a Corporate Auditor Suzuki, FOR FOR Management
Hiroshi
15 Amend the Compensation to be received FOR FOR Management
by Corporate Auditors
--------------------------------------------------------------------------------
TOYO TIRE & RUBBER CO.,LTD.
Ticker: Security ID: J92805118
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Reduction of Capital Reserve FOR FOR Management
and Retained Earnings Reserve
3 Approve Appropriation of Surplus FOR FOR Management
4 Appoint a Director Shimizu, Takashi FOR FOR Management
5 Appoint a Director Tatara, Tetsuo FOR FOR Management
6 Appoint a Director Takagi, Yasushi FOR FOR Management
7 Appoint a Director Sakuramoto, Tamotsu FOR FOR Management
8 Appoint a Director Morita, Ken FOR FOR Management
9 Appoint a Director Takeda, Atsushi FOR FOR Management
--------------------------------------------------------------------------------
TOYODA GOSEI CO.,LTD.
Ticker: Security ID: J91128108
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Arashima, Tadashi FOR FOR Management
4 Appoint a Director Miyazaki, Naoki FOR FOR Management
5 Appoint a Director Sumida, Atsushi FOR FOR Management
6 Appoint a Director Hashimoto, Masakazu FOR FOR Management
7 Appoint a Director Yamada, Tomonobu FOR FOR Management
8 Appoint a Director Koyama, Toru FOR FOR Management
9 Appoint a Director Yasuda, Hiroshi FOR FOR Management
10 Appoint a Director Yokoi, Toshihiro FOR FOR Management
11 Appoint a Director Tsuchiya, Sojiro FOR FOR Management
12 Appoint a Director Yamaka, Kimio FOR FOR Management
13 Appoint a Corporate Auditor Tanabe, FOR FOR Management
Katsumi
14 Approve Payment of Bonuses to Directors FOR FOR Management
15 Shareholder Proposal: Amend Articles AGAINST AGAINST Shareholder
of Incorporation
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORPORATION
Ticker: Security ID: J92628106
Meeting Date: JUN 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Toyoda, Tetsuro FOR FOR Management
4 Appoint a Director Onishi, Akira FOR FOR Management
5 Appoint a Director Sasaki, Kazue FOR FOR Management
6 Appoint a Director Furukawa, Shinya FOR FOR Management
7 Appoint a Director Suzuki, Masaharu FOR FOR Management
8 Appoint a Director Sasaki, Takuo FOR FOR Management
9 Appoint a Director Otsuka, Kan FOR FOR Management
10 Appoint a Director Yamamoto, Taku FOR FOR Management
11 Appoint a Director Sumi, Shuzo FOR FOR Management
12 Appoint a Director Yamanishi, Kenichiro FOR FOR Management
13 Appoint a Director Kato, Mitsuhisa FOR FOR Management
14 Approve Payment of Bonuses to Directors FOR FOR Management
--------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION
Ticker: Security ID: J92676113
Meeting Date: JUN 14, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Appoint a Director Uchiyamada, Takeshi FOR FOR Management
3 Appoint a Director Hayakawa, Shigeru FOR FOR Management
4 Appoint a Director Toyoda, Akio FOR FOR Management
5 Appoint a Director Didier Leroy FOR FOR Management
6 Appoint a Director Terashi, Shigeki FOR FOR Management
7 Appoint a Director Nagata, Osamu FOR FOR Management
8 Appoint a Director Uno, Ikuo FOR FOR Management
9 Appoint a Director Kato, Haruhiko FOR FOR Management
10 Appoint a Director Mark T. Hogan FOR FOR Management
11 Appoint a Substitute Corporate Auditor FOR FOR Management
Sakai, Ryuji
12 Approve Payment of Bonuses to Directors FOR FOR Management
13 Amend the Compensation to be received FOR FOR Management
by Directors
--------------------------------------------------------------------------------
TOYOTA TSUSHO CORPORATION
Ticker: Security ID: J92719111
Meeting Date: JUN 23, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
17 Amend the Compensation to be received FOR FOR Management
by Directors
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Eliminate the FOR FOR Management
Articles Related to the Board of
Directors Size, Clarify an Executive
Officer System, Revise Directors with
Title
4 Appoint a Director Ozawa, Satoshi FOR FOR Management
5 Appoint a Director Karube, Jun FOR FOR Management
6 Appoint a Director Yokoi, Yasuhiko FOR FOR Management
7 Appoint a Director Yamagiwa, Kuniaki FOR FOR Management
8 Appoint a Director Matsudaira, Soichiro FOR FOR Management
9 Appoint a Director Oi, Yuichi FOR FOR Management
10 Appoint a Director Nagai, Yasuhiro FOR FOR Management
11 Appoint a Director Tominaga, Hiroshi FOR FOR Management
12 Appoint a Director Iwamoto, Hideyuki FOR FOR Management
14 Appoint a Director Kawaguchi, Yoriko FOR FOR Management
15 Appoint a Director Fujisawa, Kumi FOR FOR Management
16 Approve Payment of Bonuses to Directors FOR FOR Management
13 Appoint a Director Takahashi, Jiro FOR FOR Management
--------------------------------------------------------------------------------
TRANSALTA CORPORATION
Ticker: TAC Security ID: 89346D107
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
3 ADVISORY VOTE TO ACCEPT MANAGEMENT'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLUTION TO APPOINT KPMG LLP, FOR FOR Management
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
3 RESOLUTION TO ACCEPT TRANSCANADA'S FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------
TRANSOCEAN LTD, STEINHAUSEN
Ticker: Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF TRANSOCEAN LTD.
FOR FISCAL YEAR 2016 AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2016
2 DISCHARGE OF THE MEMBERS OF THE BOARD FOR FOR Management
OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT TEAM FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2016
3 APPROPRIATION OF THE ACCUMULATED LOSS FOR FOR Management
FOR FISCAL YEAR 2016
4 REELECTION OF GLYN A. BARKER AS A FOR FOR Management
DIRECTOR
5 REELECTION OF VANESSA C.L. CHANG AS A FOR FOR Management
DIRECTOR
6 REELECTION OF FREDERICO F. CURADO AS A FOR FOR Management
DIRECTOR
7 REELECTION OF CHADWICK C. DEATON AS A FOR FOR Management
DIRECTOR
8 REELECTION OF VINCENT J. INTRIERI AS A FOR FOR Management
DIRECTOR
9 REELECTION OF MARTIN B. MCNAMARA AS A FOR FOR Management
DIRECTOR
10 REELECTION OF SAMUEL J. MERKSAMER AS A FOR FOR Management
DIRECTOR
11 REELECTION OF MERRILL A. "PETE" FOR FOR Management
MILLER, JR. AS A DIRECTOR
12 REELECTION OF EDWARD R. MULLER AS A FOR FOR Management
DIRECTOR
13 REELECTION OF TAN EK KIA AS A DIRECTOR FOR FOR Management
14 REELECTION OF JEREMY D. THIGPEN AS A FOR FOR Management
DIRECTOR
15 THE BOARD OF DIRECTORS PROPOSES THAT FOR FOR Management
MERRILL A. "PETE" MILLER, JR. BE
ELECTED AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS FOR A TERM EXTENDING
UNTIL COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING
16 ELECTION OF FREDERICO F. CURADO AS A FOR FOR Management
MEMBER OF THE COMPENSATION COMMITTEE
17 ELECTION OF VINCENT J. INTRIERI AS A FOR FOR Management
MEMBER OF THE COMPENSATION COMMITTEE
18 ELECTION OF MARTIN B. MCNAMARA AS A FOR FOR Management
MEMBER OF THE COMPENSATION COMMITTEE
19 ELECTION OF TAN EK KIA AS A MEMBER OF FOR FOR Management
THE COMPENSATION COMMITTEE
20 THE BOARD OF DIRECTORS PROPOSES THAT FOR FOR Management
SCHWEIGER ADVOKATUR / NOTARIAT BE
REELECTED TO SERVE AS INDEPENDENT
PROXY AT (AND UNTIL COMPLETION OF) THE
2018 ANNUAL GENERAL MEETING AND AT ANY
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY THAT MAY BE
21 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION FOR
FISCAL YEAR 2017
23 PROSPECTIVE VOTE ON THE MAXIMUM FOR FOR Management
COMPENSATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM:
RATIFICATION OF THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE PERIOD BETWEEN THE
2017 ANNUAL GENERAL MEETING AND THE
24 PROSPECTIVE VOTE ON THE MAXIMUM FOR FOR Management
COMPENSATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM:
RATIFICATION OF THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE
EXECUTIVE MANAGEMENT TEAM FOR FISCAL
YEAR 2018
26 ADVISORY VOTE ON FREQUENCY OF FOR FOR Management
EXECUTIVE COMPENSATION VOTE: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE
EVERY YEAR
27 ADVISORY VOTE ON FREQUENCY OF AGAINST FOR Management
EXECUTIVE COMPENSATION VOTE: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 2
YEARS
28 ADVISORY VOTE ON FREQUENCY OF AGAINST FOR Management
EXECUTIVE COMPENSATION VOTE: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE 3
YEARS
29 ADVISORY VOTE ON FREQUENCY OF AGAINST FOR Management
EXECUTIVE COMPENSATION VOTE: PLEASE
VOTE ON THIS RESOLUTION TO APPROVE
ABSTAIN
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2016
2 DISCHARGE OF BOARD OF DIRECTORS AND FOR FOR Management
EXECUTIVE MANAGEMENT TEAM FROM
LIABILITY FOR ACTIVITIES DURING FISCAL
YEAR 2016
3 APPROPRIATION OF THE ACCUMULATED LOSS FOR FOR Management
FOR FISCAL YEAR 2016
4 REELECTION OF DIRECTOR: GLYN A. BARKER FOR FOR Management
5 REELECTION OF DIRECTOR: VANESSA C.L. FOR FOR Management
CHANG
6 REELECTION OF DIRECTOR: FREDERICO F. FOR FOR Management
CURADO
7 REELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
8 REELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
9 REELECTION OF DIRECTOR: MARTIN B. FOR FOR Management
MCNAMARA
10 REELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
11 REELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
12 REELECTION OF DIRECTOR: EDWARD R. FOR FOR Management
MULLER
13 REELECTION OF DIRECTOR: TAN EK KIA FOR FOR Management
14 REELECTION OF DIRECTOR: JEREMY D. FOR FOR Management
THIGPEN
15 ELECTION OF MERRILL A. "PETE" MILLER, FOR FOR Management
JR. AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL
MEETING
16 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: FREDERICO F.
CURADO
17 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI
18 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA
19 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / FOR FOR Management
NOTARIAT AS THE INDEPENDENT PROXY FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$4,121,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE PERIOD BETWEEN THE
2017 AND 2018 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$24,000,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE
EXECUTIVE MANAGEMENT TEAM FOR FISCAL
YEAR 2018
25 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2016 ANNUAL REPORT, FOR FOR Management
INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2016
2 DISCHARGE OF BOARD OF DIRECTORS AND FOR FOR Management
EXECUTIVE MANAGEMENT TEAM FROM
LIABILITY FOR ACTIVITIES DURING FISCAL
YEAR 2016
3 APPROPRIATION OF THE ACCUMULATED LOSS FOR FOR Management
FOR FISCAL YEAR 2016
4 REELECTION OF DIRECTOR: GLYN A. BARKER FOR FOR Management
5 REELECTION OF DIRECTOR: VANESSA C.L. FOR FOR Management
CHANG
7 REELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
8 REELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
9 REELECTION OF DIRECTOR: MARTIN B. FOR FOR Management
MCNAMARA
10 REELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
11 REELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
12 REELECTION OF DIRECTOR: EDWARD R. FOR FOR Management
MULLER
13 REELECTION OF DIRECTOR: TAN EK KIA FOR FOR Management
14 REELECTION OF DIRECTOR: JEREMY D. FOR FOR Management
THIGPEN
15 ELECTION OF MERRILL A. "PETE" MILLER, FOR FOR Management
JR. AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL GENERAL
MEETING
16 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: FREDERICO F.
CURADO
17 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI
18 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA
19 ELECTION OF THE MEMBER OF THE FOR FOR Management
COMPENSATION COMMITTEE: TAN EK KIA
20 REELECTION OF SCHWEIGER ADVOKATUR / FOR FOR Management
NOTARIAT AS THE INDEPENDENT PROXY FOR
A TERM EXTENDING UNTIL COMPLETION OF
THE NEXT ANNUAL GENERAL MEETING
21 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017 AND REELECTION OF ERNST & YOUNG
LTD, ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM
22 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
23 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$4,121,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE PERIOD BETWEEN THE
2017 AND 2018 ANNUAL GENERAL MEETINGS
24 RATIFICATION OF AN AMOUNT OF US FOR FOR Management
$24,000,000 AS THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE
EXECUTIVE MANAGEMENT TEAM FOR FISCAL
YEAR 2018
25 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE
6 REELECTION OF DIRECTOR: FREDERICO F. FOR FOR Management
CURADO
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: Security ID: G90202105
Meeting Date: MAY 24, 2017 Meeting Type: Annual General Meeting
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT, (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
3 TO RECEIVE AND APPROVE THE DIRECTORS' FOR FOR Management
REMUNERATION POLICY
4 TO DECLARE A FINAL DIVIDEND OF 29.75 FOR FOR Management
PENCE PER SHARE
5 TO ELECT ALAN WILLIAMS AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT RUTH ANDERSON AS A DIRECTOR FOR FOR Management
7 TO RE-ELECT TONY BUFFIN AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT JOHN CARTER AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT COLINE MCCONVILLE AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT PETE REDFERN AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT CHRISTOPHER ROGERS AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT JOHN ROGERS AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT ROBERT WALKER AS A DIRECTOR FOR FOR Management
14 TO RE-APPOINT KPMG LLP AS AUDITOR OF FOR FOR Management
THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
FIX THE REMUNERATION OF THE AUDITOR
16 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SECURITIES
17 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SECURITIES FOR CASH FREE FROM
PRE-EMPTION
18 TO AUTHORISE THE DIRECTORS TO ALLOT FOR FOR Management
SECURITIES FOR CASH FREE FROM
PRE-EMPTION IN LIMITED CIRCUMSTANCES
19 TO CALL A GENERAL MEETING OTHER THAN FOR FOR Management
AN AGM ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
20 TO AUTHORISE THE COMPANY TO MAKE FOR FOR Management
MARKET PURCHASES OF ITS OWN ORDINARY
SHARES
21 TO APPROVE THE TRAVIS PERKINS PLC 2017 FOR FOR Management
PERFORMANCE SHARE PLAN
22 TO APPROVE THE TRAVIS PERKINS PLC 2017 FOR FOR Management
CO-INVESTMENT PLAN
23 TO APPROVE THE TRAVIS PERKINS PLC 2017 FOR FOR Management
DEFERRED SHARE BONUS PLAN
--------------------------------------------------------------------------------
TSUMURA & CO.
Ticker: Security ID: J93407120
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Amend Articles to: Increase the Board FOR FOR Management
of Directors Size to 4, Adopt
Reduction of Liability System for
Directors and Non-Executive Directors,
Transition to a Company with
Supervisory Committee
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kato,
Terukazu
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Sugita,
Toru
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Fuji,
Yasunori
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Sugimoto, Shigeru
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Matsui,
Kenichi
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Masuda,
Yayoi
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Okochi, Kimikazu
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Haneishi, Kiyomi
12 Appoint a Director as Supervisory FOR FOR Management
Committee Members Matsushita,
Mitsutoshi
13 Appoint a Substitute Director as FOR FOR Management
Supervisory Committee Members Noda,
Seiko
14 Amend the Compensation to be received FOR FOR Management
by Directors except as Supervisory
Committee Members
15 Amend the Compensation to be received FOR FOR Management
by Directors as Supervisory Committee
Members
16 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors except
Directors as Supervisory Committee
Members and except Non-Executive
Directors, and Executive Officers
--------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON
Ticker: Security ID: G91235104
Meeting Date: APR 05, 2017 Meeting Type: Ordinary General Meeting
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE RIGHTS ISSUE FOR FOR Management
2 AUTHORISE ISSUE OF EQUITY PURSUANT TO FOR FOR Management
THE RIGHTS ISSUE
3 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS PURSUANT TO THE
RIGHTS ISSUE
--------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON
Ticker: Security ID: G91235104
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE COMPANY'S FOR FOR Management
ANNUAL ACCOUNTS AND ASSOCIATED REPORTS
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
2 TO APPROVE THE ANNUAL STATEMENT BY THE FOR FOR Management
CHAIRMAN OF THE REMUNERATION COMMITTEE
AND THE ANNUAL REPORT ON REMUNERATION
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY REPORT
4 TO RE-ELECT TUTU AGYARE AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT MIKE DALY AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT ANNE DRINKWATER AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT AIDAN HEAVEY AS A DIRECTOR FOR FOR Management
8 TO RE-ELECT STEVE LUCAS AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT ANGUS MCCOSS AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT PAUL MCDADE AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT IAN SPRINGETT AS A DIRECTOR FOR FOR Management
12 TO RE-ELECT JEREMY WILSON AS A DIRECTOR FOR FOR Management
13 TO RE-APPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
OF THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE REMUNERATION OF DELOITTE
LLP
15 TO APPROVE THE AMENDED RULES OF THE FOR FOR Management
TULLOW INCENTIVE PLAN (THE "TIP")
16 TO RENEW THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT SHARES
17 TO DIS-APPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS FOR GENERAL PURPOSES
18 TO DIS-APPLY STATUTORY PRE-EMPTION FOR FOR Management
RIGHTS FOR AN ACQUISITION OR A
SPECIFIED CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO HOLD FOR FOR Management
GENERAL MEETINGS ON NO LESS THAN 14
CLEAR DAYS' NOTICE
20 TO AUTHORISE THE COMPANY TO PURCHASE FOR FOR Management
ITS OWN SHARES
--------------------------------------------------------------------------------
UBE INDUSTRIES,LTD.
Ticker: Security ID: J93796100
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Approve Share Consolidation FOR FOR Management
4 Appoint a Director Takeshita, Michio FOR FOR Management
5 Appoint a Director Yamamoto, Yuzuru FOR FOR Management
6 Appoint a Director Sugishita, Hideyuki FOR FOR Management
7 Appoint a Director Matsunami, Tadashi FOR FOR Management
8 Appoint a Director Kusama, Takashi FOR FOR Management
9 Appoint a Director Terui, Keiko FOR FOR Management
10 Appoint a Director Shoda, Takashi FOR FOR Management
11 Appoint a Director Kageyama, Mahito FOR FOR Management
12 Appoint a Corporate Auditor Yamamoto, FOR FOR Management
Atsushi
13 Appoint a Corporate Auditor Ochiai, FOR FOR Management
Seiichi
14 Appoint a Substitute Outside Corporate FOR FOR Management
Auditor Koriya, Daisuke
--------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT, MONTREUIL
Ticker: Security ID: F9396N106
Meeting Date: SEP 29, 2016 Meeting Type: MIX
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
5 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR ENDED 31 MARCH 2016
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2016
7 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS
8 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR YVES GUILLEMOT, CHAIRMAN-CHIEF
EXECUTIVE OFFICER
9 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR CLAUDE GUILLEMOT, DEPUTY GENERAL
MANAGER
10 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR MICHEL GUILLEMOT, DEPUTY GENERAL
MANAGER
11 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR GERARD GUILLEMOT, DEPUTY GENERAL
MANAGER
12 ADVISORY REVIEW OF THE COMPENSATION OF FOR FOR Management
MR CHRISTIAN GUILLEMOT, DEPUTY GENERAL
MANAGER
13 RENEWAL OF TERM OF MR YVES GUILLEMOT FOR FOR Management
AS DIRECTOR
14 RENEWAL OF TERM OF MR GERARD GUILLEMOT FOR FOR Management
AS DIRECTOR
15 APPOINTMENT OF MRS FLORENCE NAVINER AS FOR FOR Management
DIRECTOR
16 APPOINTMENT OF MRS FREDERIQUE DAME AS FOR FOR Management
DIRECTOR
17 SETTING OF ATTENDANCE FEES FOR FOR Management
18 APPOINTMENT OF MAZARS AS STATUTORY FOR FOR Management
AUDITOR TO REPLACE THE COMPANY MB
AUDIT, WHOSE TERM EXPIRES
19 APPOINTMENT OF CBA AS DEPUTY STATUTORY FOR FOR Management
AUDITOR TO REPLACE MR SEBASTIEN
LEGEAI, WHOSE TERM EXPIRES
20 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
21 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING ITS OWN SHARES HELD BY
THE COMPANY
22 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES
AND/OR COMBINED TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS FOR THE BENEFIT OF THE
MEMBER OF A/TH
23 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES
AND/OR COMBINED TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, RESERVED TO EMPLOYEES
AND/OR EXECUTI
24 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES
AND/OR COMBINED TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, RESERVED TO CATEGORIES
OF BENEFICIAR
25 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY ALLOCATE COMPANY
COMMON SHARES REFERRED TO IN ARTICLES
L.225-197-1 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF EMPLOYEES, INCLUDING ALL OR PART OF
THE MEMBERS OF THE UBISOFT GROUP EXECUT
26 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO FREELY ALLOCATE COMPANY
COMMON SHARES REFERRED TO IN ARTICLES
L.225-197-1 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE FOR THE BENEFIT
OF THE EXECUTIVE DIRECTORS OF THE
COMPANY
27 AUTHORISATION TO THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT COMPANY COMMON
SHARE SUBSCRIPTION AND/OR PURCHASE
OPTIONS REFERRED TO IN ARTICLES L.
225-177 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE FOR THE BENEFIT OF THE
COMPANY EXECUTIVE DIRECTORS
28 DELEGATION OF AUTHORITY TO THE BOARD FOR FOR Management
OF DIRECTORS TO ISSUE COMPANY SHARES
AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL FOR
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY, WITH CANCELLATION OF
PRE-EMPTIVE SUBSCRIPTION RIGHTS OF
SHAREHOLDERS
29 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
UBS GROUP AG, ZUERICH
Ticker: Security ID: H892U1882
Meeting Date: MAY 04, 2017 Meeting Type: Annual General Meeting
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVAL OF THE UBS GROUP AG FOR WITHHOLD Management
MANAGEMENT REPORT AND CONSOLIDATED AND
STANDALONE FINANCIAL STATEMENTS
3 ADVISORY VOTE ON THE UBS GROUP AG FOR WITHHOLD Management
COMPENSATION REPORT 2016
4 APPROPRIATION OF RETAINED EARNINGS AND FOR WITHHOLD Management
DISTRIBUTION OF ORDINARY DIVIDEND OUT
OF CAPITAL CONTRIBUTION RESERVE: CHF 0.
60 PER SHARE
5 DISCHARGE OF THE MEMBERS OF THE BOARD FOR WITHHOLD Management
OF DIRECTORS AND THE GROUP EXECUTIVE
BOARD FOR THE FINANCIAL YEAR 2016
6 APPROVAL OF THE AGGREGATE AMOUNT OF FOR WITHHOLD Management
VARIABLE COMPENSATION FOR THE MEMBERS
OF THE GROUP EXECUTIVE BOARD FOR THE
FINANCIAL YEAR 2016
7 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF FIXED COMPENSATION FOR THE
MEMBERS OF THE GROUP EXECUTIVE BOARD
FOR THE FINANCIAL YEAR 2018
8 RE-ELECT AXEL A. WEBER AS CHAIRMAN OF FOR WITHHOLD Management
THE BOARD OF DIRECTORS
9 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: MICHEL DEMARE
10 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: DAVID SIDWELL
11 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: RETO FRANCIONI
12 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: ANN F. GODBEHERE
13 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: WILLIAM G. PARRETT
14 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: ISABELLE ROMY
15 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: ROBERT W. SCULLY
16 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: BEATRICE WEDER DI MAURO
17 RE-ELECTION OF MEMBER OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS: DIETER WEMMER
18 ELECTION OF A NEW MEMBER TO THE BOARD FOR WITHHOLD Management
OF DIRECTORS: JULIE G. RICHARDSON
19 RE-ELECTION OF THE MEMBER OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE: ANN F.
GODBEHERE
20 RE-ELECTION OF THE MEMBER OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE: MICHEL DEMARE
21 RE-ELECTION OF THE MEMBER OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE: RETO FRANCIONI
22 RE-ELECTION OF THE MEMBER OF THE FOR WITHHOLD Management
COMPENSATION COMMITTEE: WILLIAM G.
PARRETT
23 APPROVAL OF THE MAXIMUM AGGREGATE FOR WITHHOLD Management
AMOUNT OF COMPENSATION FOR THE MEMBERS
OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2017 TO THE
ANNUAL GENERAL MEETING 2018
24 RE-ELECTION OF THE INDEPENDENT PROXY, FOR WITHHOLD Management
ADB ALTORFER DUSS AND BEILSTEIN AG,
ZURICH
25 RE-ELECTION OF THE AUDITORS, ERNST AND FOR WITHHOLD Management
YOUNG LTD, BASEL
--------------------------------------------------------------------------------
UMICORE SA, BRUXELLES
Ticker: Security ID: B95505168
Meeting Date: APR 25, 2017 Meeting Type: MIX
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVING THE REMUNERATION REPORT FOR FOR FOR Management
THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2016
6 APPROVING THE STATUTORY ANNUAL FOR FOR Management
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2016 SHOWING A PROFIT
FOR THE FINANCIAL YEAR IN THE AMOUNT
OF EUR 1.30 PER SHARE AS A SPECIFIED
IN THE NOTICE
8 GRANTING DISCHARGE TO THE DIRECTORS FOR FOR Management
FOR THE PERFORMANCE OF THEIR MANDATE
DURING THE 2016 FINANCIAL YEAR
9 GRANTING DISCHARGE TO THE STATUTORY FOR FOR Management
AUDITOR FOR THE PERFORMANCE OF HIS
MANDATE DURING THE 2016 FINANCIAL YEAR
10 RE-ELECTING MRS INES KOLMSEE AS FOR FOR Management
INDEPENDENT DIRECTOR FOR A PERIOD OF
THREE YEARS EXPIRING AT THE END OF THE
2020 ORDINARY SHAREHOLDERS' MEETING
11 APPOINTING MRS LIAT BEN-ZUR AS FOR FOR Management
INDEPENDENT DIRECTOR FOR A PERIOD OF
THREE YEARS EXPIRING AT THE END OF THE
2020 ORDINARY SHAREHOLDERS' MEETING
12 APPOINTING MR GERARD LAMARCHE AS FOR FOR Management
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2020
ORDINARY SHAREHOLDERS' MEETING
13 APPROVING THE BOARD MEMBERS' FOR FOR Management
REMUNERATION PROPOSED FOR THE
FINANCIAL YEAR 2017 CONSISTING OF - AT
THE LEVEL OF THE BOARD OF DIRECTORS:
(1) A FIXED FEE OF EUR 40,000 FOR THE
CHAIRMAN AND EUR 27,000 FOR EACH
NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED ME
14 ON MOTION BY THE BOARD OF DIRECTORS, FOR FOR Management
ACTING UPON RECOMMENDATION OF THE
AUDIT COMMITTEE AND UPON NOMINATION BY
THE WORKS' COUNCIL, THE SHAREHOLDERS'
MEETING RESOLVES TO RENEW THE MANDATE
OF THE STATUTORY AUDITOR,
PRICEWATERHOUSECOOPERS BCVBA/SCCRL,
WITH RE
15 THE SHAREHOLDERS' MEETING RESOLVES TO FOR FOR Management
FIX THE ANNUAL REMUNERATION OF THE
STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2017 THROUGH 2019 AT EUR 449,463.
THIS AMOUNT WILL BE INDEXED EACH YEAR
BASED ON THE EVOLUTION OF THE CONSUMER
PRICE INDEX (HEALTH INDEX)
16 AUTHORISING THE COMPANY TO ACQUIRE OWN FOR FOR Management
SHARES IN THE COMPANY ON A REGULATED
MARKET, UNTIL 31 MAY 2021 (INCLUDED),
WITHIN A LIMIT OF 10% OF THE
SUBSCRIBED CAPITAL, AT A PRICE PER
SHARE COMPRISED BETWEEN FOUR EUROS
(EUR 4.00) AND SEVENTY-FIVE EUROS (EUR
75.
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS
Ticker: Security ID: F95094110
Meeting Date: APR 25, 2017 Meeting Type: MIX
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 REPORTS FROM THE BOARD OF DIRECTORS, FOR FOR Management
THE SUPERVISORY BOARD AND THE
STATUTORY AUDITORS REGARDING THE
TRANSACTIONS FOR THE 2016 FINANCIAL
YEAR; APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND DISTRIBUTION OF THE DIVIDEND:
EUR 10.20 PER SHARE
7 SPECIAL REPORT OF THE STATUTORY FOR FOR Management
AUDITORS
8 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD
9 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE CHAIRMAN OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE MEMBERS OF THE
BOARD OF DIRECTORS
11 ADVISORY REVIEW OF COMPENSATION OWED FOR FOR Management
OR PAID TO MR CHRISTOPHE CUVILLIER,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER BOSSARD, MR
FABRICE MOUCHEL, MS ASTRID PANOSYAN,
MR JAAP TONCKENS AND MR JEAN-MARIE
TRITANT, MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
13 RENEWAL OF THE TERM OF MS DAGMAR FOR FOR Management
KOLLMANN AS A MEMBER OF THE
SUPERVISORY BOARD
14 APPOINTMENT OF MR PHILIPPE COLLOMBEL FOR FOR Management
AS A NEW MEMBER OF THE SUPERVISORY
BOARD
15 APPOINTMENT OF MR COLIN DYER AS A NEW FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
16 APPOINTMENT OF MR RODERICK MUNSTERS AS FOR FOR Management
A NEW MEMBER OF THE SUPERVISORY BOARD
17 RENEWAL OF THE TERM OF ERNST & YOUNG FOR FOR Management
AUDIT AS STATUTORY AUDITOR
18 RENEWAL OF THE TERM OF DELOITTE & FOR FOR Management
ASSOCIES AS STATUTORY AUDITOR
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS WITH RESPECT TO THE
COMPANY BUYING BACK ITS OWN SHARES
UNDER THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO CANCEL SHARES
BOUGHT BACK BY THE COMPANY UNDER THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN THE SHARE CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR SECURITIES GRANTING IMMEDIATE
OR DEFERRED ACCESS TO THE CAPITAL OF
THE CO
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT VIA A PUBLIC OFFER,
BY ISSUING SHARES AND/OR SECURITIES
GRANTING IMMEDIATE OR DEFERRED
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, PURSUANT TO
RESOLUTIONS 18 AND 19
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH AN INCREASE IN THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR SECURITIES GRANTING IMMEDIATE
OR DEFERRED ACCESS TO THE CAP
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO GRANT
SHARE PURCHASE AND/OR SUBSCRIPTION
OPTIONS FOR SHARES IN THE COMPANY,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
SALARIED EMPLOYEES AND EXECUTIVE OFF
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL THAT IS RESERVED FOR
THE MEMBERS OF A COMPANY SAVINGS
SCHEME, WITH CANCELLATION OF THE PRE
27 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 REPORTS FROM THE BOARD OF DIRECTORS, FOR FOR Management
THE SUPERVISORY BOARD AND THE
STATUTORY AUDITORS REGARDING THE
TRANSACTIONS FOR THE 2016 FINANCIAL
YEAR; APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
6 ALLOCATION OF INCOME FOR THE FINANCIAL FOR FOR Management
YEAR AND DISTRIBUTION OF THE DIVIDEND:
EUR 10.20 PER SHARE
7 SPECIAL REPORT OF THE STATUTORY FOR FOR Management
AUDITORS
8 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD
9 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE CHAIRMAN OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION POLICY FOR FOR Management
REGARDING THE PRINCIPLES AND CRITERIA
FOR DETERMINING, DISTRIBUTING AND
ALLOCATING ELEMENTS COMPRISING
COMPENSATION FOR THE MEMBERS OF THE
BOARD OF DIRECTORS
11 ADVISORY REVIEW OF COMPENSATION OWED FOR FOR Management
OR PAID TO MR CHRISTOPHE CUVILLIER,
CHAIRMAN OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR OLIVIER BOSSARD, MR
FABRICE MOUCHEL, MS ASTRID PANOSYAN,
MR JAAP TONCKENS AND MR JEAN-MARIE
TRITANT, MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
13 RENEWAL OF THE TERM OF MS DAGMAR FOR FOR Management
KOLLMANN AS A MEMBER OF THE
SUPERVISORY BOARD
14 APPOINTMENT OF MR PHILIPPE COLLOMBEL FOR FOR Management
AS A NEW MEMBER OF THE SUPERVISORY
BOARD
15 APPOINTMENT OF MR COLIN DYER AS A NEW FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
16 APPOINTMENT OF MR RODERICK MUNSTERS AS FOR FOR Management
A NEW MEMBER OF THE SUPERVISORY BOARD
17 RENEWAL OF THE TERM OF ERNST & YOUNG FOR FOR Management
AUDIT AS STATUTORY AUDITOR
18 RENEWAL OF THE TERM OF DELOITTE & FOR FOR Management
ASSOCIES AS STATUTORY AUDITOR
19 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS WITH RESPECT TO THE
COMPANY BUYING BACK ITS OWN SHARES
UNDER THE PROVISIONS OF ARTICLE L.
225-209 OF THE FRENCH COMMERCIAL CODE
20 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO CANCEL SHARES
BOUGHT BACK BY THE COMPANY UNDER THE
PROVISIONS OF ARTICLE L.225-209 OF THE
FRENCH COMMERCIAL CODE
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN THE SHARE CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR SECURITIES GRANTING IMMEDIATE
OR DEFERRED ACCESS TO THE CAPITAL OF
THE CO
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE
UPON AN INCREASE IN THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT VIA A PUBLIC OFFER,
BY ISSUING SHARES AND/OR SECURITIES
GRANTING IMMEDIATE OR DEFERRED
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, PURSUANT TO
RESOLUTIONS 18 AND 19
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH AN INCREASE IN THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR SECURITIES GRANTING IMMEDIATE
OR DEFERRED ACCESS TO THE CAP
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO GRANT
SHARE PURCHASE AND/OR SUBSCRIPTION
OPTIONS FOR SHARES IN THE COMPANY,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
SALARIED EMPLOYEES AND EXECUTIVE OFF
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL THAT IS RESERVED FOR
THE MEMBERS OF A COMPANY SAVINGS
SCHEME, WITH CANCELLATION OF THE PRE
27 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
UNICREDIT S.P.A.
Ticker: Security ID: T9T23L584
Meeting Date: APR 20, 2017 Meeting Type: MIX
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE 2016 BALANCE SHEET OF FOR FOR Management
UNICREDIT S.P.A., TO REMOVE THE
SO-CALLED 'NEGATIVE RESERVES' FOR THE
COMPONENTS NOT SUBJECT TO CHANGE BY
COVERING THEM DEFINITIVELY. TO PRESENT
UNICREDIT GROUP'S CONSOLIDATED BALANCE
SHEET
2 UNICREDIT S.P.A.'S 2016 PROFIT FOR FOR Management
ALLOCATION
3 2017 GROUP INCENTIVE SYSTEM FOR FOR Management
4 2017-2019 LONG TERM INCENTIVE PLAN FOR FOR Management
(PIANO LTI 2017-2019)
5 GROUP POLICY ON SEVERANCE INDEMNITY FOR FOR Management
6 2017 GROUP REWARDING POLICY FOR FOR Management
7 TO EMPOWER THE BOARD OF DIRECTORS, AS FOR FOR Management
PER ART. 2443 OF THE ITALIAN CIVIL
CODE, TO RESOLVE, IN 2022, A STOCK
CAPITAL INCREASE, FREE OF PAYMENT, AS
PER ART. 2349 OF THE ITALIAN CIVIL
CODE, FOR A MAXIMUM AMOUNT OF EUR
3,181,011.56 EQUAL TO A MAXIMUM AMOUNT
O
8 TO EMPOWER THE BOARD OF DIRECTORS, AS FOR FOR Management
PER ART. 2443 OF THE ITALIAN CIVIL
CODE, TO RESOLVE, IN ONE OR MORE
INSTALMENTS, AND FOR A MAXIMUM PERIOD
OF FIVE YEARS FROM THE SHAREHOLDERS'
MEETING DATE, A STOCK CAPITAL
INCREASE, FREE OF PAYMENT, AS PER ART.
2349
--------------------------------------------------------------------------------
UNICREDIT SPA, ROMA
Ticker: Security ID: T960AS101
Meeting Date: JAN 12, 2017 Meeting Type: MIX
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 SHARE CAPITAL INCREASE FOR CASH FOR FOR Management
CONSIDERATION UP TO AN AGGREGATE
AMOUNT OF EURO 13 BILLION, INCLUDING
ANY SHARE PREMIUM, TO BE CARRIED OUT
NO LATER THAN 30 JUNE 2017, ALSO IN
ONE OR MORE TRANCHES AND IN A
DIVISIBLE FORM, THROUGH THE ISSUE OF
ORDINARY SHAR
3 REVERSE STOCK SPLIT OF UNICREDIT'S FOR FOR Management
ORDINARY AND SAVINGS SHARES, AT A
RATIO OF 1 NEW ORDINARY SHARE, WITH
REGULAR ENTITLEMENT, PER 10 EXISTING
ORDINARY SHARES AND 1 NEW SAVINGS
SHARE, WITH REGULAR ENTITLEMENT, PER
10 EXISTING SAVINGS SHARES, AFTER
CANCELLA
4 APPOINTMENT OF DIRECTOR JEAN PIERRE FOR FOR Management
MUSTIER FOR INTEGRATION OF THE BOARD
OF DIRECTORS
5 APPOINTMENT OF SERGIO BALBINOT FOR FOR FOR Management
INTEGRATION OF THE BOARD OF DIRECTORS
6 APPOINTMENT OF DIRECTOR MARTHA DAGMAR FOR FOR Management
BOCKENFELD FOR INTEGRATION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM
Ticker: Security ID: N8981F271
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ADOPT THE ANNUAL ACCOUNTS AND FOR FOR Management
APPROPRIATION OF THE PROFIT FOR THE
2016 FINANCIAL YEAR: DURING 2016 EUR 4
MILLION WAS PAID AS DIVIDEND ON THE
PREFERENCE SHARES AND EUR 1,973
MILLION WAS PAID AS DIVIDEND ON THE
ORDINARY SHARES
3 TO DISCHARGE THE EXECUTIVE DIRECTORS FOR FOR Management
IN OFFICE IN THE 2016 FINANCIAL YEAR
FOR THE FULFILMENT OF THEIR TASK
4 TO DISCHARGE THE NON-EXECUTIVE FOR FOR Management
DIRECTORS IN OFFICE IN THE 2016
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK
5 TO APPROVE THE DIRECTORS REMUNERATION FOR FOR Management
POLICY
6 TO APPROVE THE UNILEVER SHARE PLAN 2017 FOR FOR Management
7 TO REAPPOINT MR N S ANDERSEN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
8 TO REAPPOINT MS L M CHA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
9 TO REAPPOINT MR V COLAO AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
10 TO REAPPOINT DR M DEKKERS AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
11 TO REAPPOINT MS A M FUDGE AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
12 TO REAPPOINT DR J HARTMANN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
13 TO REAPPOINT MS M MA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
14 TO REAPPOINT MR S MASIYIWA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT PROFESSOR Y MOON AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
16 TO REAPPOINT MR G PITKETHLY AS AN FOR FOR Management
EXECUTIVE DIRECTOR
17 TO REAPPOINT MR P G J M POLMAN AS AN FOR FOR Management
EXECUTIVE DIRECTOR
18 TO REAPPOINT MR J RISHTON AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
19 TO REAPPOINT MR F SIJBESMA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
20 TO APPOINT KPMG AS THE AUDITOR CHARGED FOR FOR Management
WITH THE AUDITING OF THE ANNUAL
ACCOUNTS FOR THE 2017 FINANCIAL YEAR
21 TO DESIGNATE THE BOARD OF DIRECTORS AS FOR FOR Management
THE COMPANY BODY AUTHORISED TO ISSUE
SHARES IN THE COMPANY
22 TO AUTHORISE THE BOARD OF DIRECTORS TO FOR FOR Management
PURCHASE SHARES AND DEPOSITARY
RECEIPTS THEREOF IN THE SHARE CAPITAL
OF THE COMPANY
23 TO REDUCE THE CAPITAL WITH RESPECT TO FOR FOR Management
SHARES AND DEPOSITARY RECEIPTS THEREOF
HELD BY THE COMPANY IN ITS OWN SHARE
CAPITAL
--------------------------------------------------------------------------------
UNILEVER PLC, WIRRAL
Ticker: Security ID: G92087165
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR FOR FOR Management
THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
4 TO APPROVE THE UNILEVER SHARE PLAN 2017 FOR FOR Management
5 TO RE-ELECT MR N S ANDERSEN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MRS L M CHA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT MR V COLAO AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT DR M DEKKERS AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT MS A M FUDGE AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT DR J HARTMANN AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT MS M MA AS A NON-EXECUTIVE FOR FOR Management
DIRECTOR
12 TO RE-ELECT MR S MASIYIWA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT PROFESSOR Y MOON AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT MR G PITKETHLY AS AN FOR FOR Management
EXECUTIVE DIRECTOR
15 TO RE-ELECT MR P G J M POLMAN AS AN FOR FOR Management
EXECUTIVE DIRECTOR
16 TO RE-ELECT MR J RISHTON AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
17 TO RE-ELECT MR F SIJBESMA AS A FOR FOR Management
NON-EXECUTIVE DIRECTOR
18 TO REAPPOINT KPMG LLP AS AUDITORS OF FOR FOR Management
THE COMPANY
19 TO AUTHORISE THE DIRECTORS TO FIX THE FOR FOR Management
REMUNERATION OF THE AUDITORS
20 TO AUTHORISE POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
21 TO RENEW THE AUTHORITY TO DIRECTORS TO FOR FOR Management
ISSUE SHARES
22 TO RENEW THE AUTHORITY TO DIRECTORS TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS
23 TO RENEW THE AUTHORITY TO DIRECTORS TO FOR FOR Management
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
24 TO RENEW THE AUTHORITY TO THE COMPANY FOR FOR Management
TO PURCHASE ITS OWN SHARES
25 TO SHORTEN THE NOTICE PERIOD FOR FOR FOR Management
GENERAL MEETINGS: THAT A GENERAL
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING MAY BE CALLED ON NOT LESS THAN
14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
UNIONE DI BANCHE ITALIANE S.P.A., BERGAMO
Ticker: Security ID: T9T591106
Meeting Date: OCT 14, 2016 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MERGER BY FOR FOR Management
INCORPORATION OF BANCA REGIONALE
EUROPEA S.P.A., OF BANCA POPOLARE
COMMERCIO E INDUSTRIA S.P.A., OF BANCA
CARIME S.P.A., OF BANCA POPOLARE DI
ANCONA S.P.A., OF BANCA POPOLARE DI
BERGAMO S.P.A., OF BANCO DI BRESCIA S.
P.A. AND OF B
--------------------------------------------------------------------------------
UNIONE DI BANCHE ITALIANE S.P.A., BERGAMO
Ticker: Security ID: T9T591106
Meeting Date: APR 07, 2017 Meeting Type: MIX
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO REPLENISH THE LOSS FOR THE FOR FOR Management
YEAR AND TO DISTRIBUTE A DIVIDEND
DRAWN FROM THE EXTRAORDINARY RESERVE,
SUBJECT TO THE PRIOR PRESENTATION OF
THE SEPARATE AND CONSOLIDATED
FINANCIAL STATEMENTS AS AT AND FOR THE
YEAR ENDED 31ST DECEMBER 2016
2 APPOINTMENT OF A BOARD MEMBER, TO FILL FOR FOR Management
A VACANCY ON THE SUPERVISORY BOARD.
RELATIVE AND CONSEQUENT RESOLUTIONS
3 REPORT ON REMUNERATION: RESOLUTION IN FOR FOR Management
ACCORDANCE WITH ART. 123-TER,
PARAGRAPH 6 OF LEGISLATIVE DECREE NO.
58/1998
4 PROPOSAL FOR SETTING REMUNERATION AND FOR FOR Management
INCENTIVE POLICIES FOR MEMBERS OF THE
SUPERVISORY BOARD AND MEMBERS OF THE
MANAGEMENT BOARD IN ACCORDANCE WITH
THE REGULATIONS AND LEGISLATION IN
FORCE
5 REMUNERATION SCHEMES BASED ON FOR FOR Management
FINANCIAL INSTRUMENTS: PROPOSAL TO PAY
A PORTION OF THE SHORT-TERM (ANNUAL)
VARIABLE COMPONENT OF REMUNERATION FOR
'KEY PERSONNEL' IN FINANCIAL
INSTRUMENTS AND A PROPOSAL TO
AUTHORISE THE PURCHASE OF TREASURY
SHARES TO SERVIC
6 REMUNERATION SCHEMES BASED ON FOR FOR Management
FINANCIAL INSTRUMENTS: PROPOSAL TO PAY
THE LONG-TERM (MULTI-YEAR) VARIABLE
COMPONENT OF REMUNERATION FOR 'KEY
PERSONNEL' IN FINANCIAL INSTRUMENTS
AND A PROPOSAL TO AUTHORISE THE
PURCHASE OF TREASURY SHARES TO SERVICE
THE INCE
7 REMUNERATION SCHEMES BASED ON FOR FOR Management
FINANCIAL INSTRUMENTS: PROPOSAL TO PAY
THE PRODUCTIVITY BONUS (THE 'COMPANY
BONUS') FOR THE FINANCIAL YEAR 2017 IN
FINANCIAL INSTRUMENTS AND A PROPOSAL
TO AUTHORISE THE PURCHASE OF TREASURY
SHARES TO SERVICE THE COMPANY BONUS
8 PROPOSAL REGARDING THE CRITERIA AND FOR FOR Management
LIMITS FOR DETERMINING REMUNERATION TO
BE AGREED IN THE EVENT OF THE EARLY
TERMINATION OF AN EMPLOYMENT
RELATIONSHIP OR EARLY RETIREMENT FROM
CORPORATE OFFICE
9 PROPOSAL TO SET THE RATIO BETWEEN THE FOR FOR Management
VARIABLE AND FIXED COMPONENTS OF
REMUNERATION UP TO A LIMIT OF 2 TO 1
FOR MANAGERS IN THE INVESTMENTS AREA
OF UBI PRAMERICA SGR
10 PROPOSAL TO AUTHORISE THE MANAGEMENT FOR FOR Management
BOARD, PURSUANT TO ART. 2443 OF THE
ITALIAN CIVIL CODE, TO INCREASE THE
SHARE CAPITAL BY PAYMENT, IN ONE OR
MORE TRANCHES, BY 31ST JULY 2018, BY A
TOTAL MAXIMUM AMOUNT OF EURO
400,000,000, INCLUSIVE OF ANY SHARE
PREMIU
--------------------------------------------------------------------------------
UNIPER SE
Ticker: Security ID: D8530Z100
Meeting Date: JUN 08, 2017 Meeting Type: Annual General Meeting
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 APPROVE ALLOCATION OF INCOME AND FOR FOR Management
DIVIDENDS OF EUR 0.55 PER SHARE
7 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
8 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS FOR FOR Management
AUDITORS FOR FISCAL 2017
10 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD AND AMEND ARTICLES
11 APPROVE REMUNERATION OF SUPERVISORY FOR FOR Management
BOARD IN ACCORDANCE WITH THE ARTICLES
AMENDMENTS PROPOSED IN ITEM 6
12 ELECT BERNHARD REUTERSBERG TO THE FOR FOR Management
SUPERVISORY BOARD
13 ELECT JEAN-FRANCOIS CIRELLI TO THE FOR FOR Management
SUPERVISORY BOARD
14 ELECT DAVID CHARLES DAVIES TO THE FOR FOR Management
SUPERVISORY BOARD
15 ELECT MARION HELMES TO THE SUPERVISORY FOR FOR Management
BOARD
16 ELECT REBECCA RANICH TO THE FOR FOR Management
SUPERVISORY BOARD
17 ELECT MARC SPIEKER TO THE SUPERVISORY FOR FOR Management
BOARD
18 APPROVE REMUNERATION SYSTEM FOR FOR FOR Management
MANAGEMENT BOARD MEMBERS
--------------------------------------------------------------------------------
UNIPOL GRUPPO FINANZIARIO SPA, BOLOGNA
Ticker: Security ID: T9532W106
Meeting Date: APR 28, 2017 Meeting Type: MIX
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 BALANCE SHEET AS OF 31 DECEMBER 2016, FOR FOR Management
BOARD OF DIRECTORS' REPORT ON
MANAGEMENT ACTIVITY, INTERNAL AND
EXTERNAL AUDITORS' REPORTS.
RESOLUTIONS RELATED THERETO
2 REWARDING REPORT AS PER ARTICLE FOR FOR Management
123-TER OF LEGISLATIVE DECREE NO.
58/1998. RESOLUTIONS RELATED THERETO
3 TO APPROVE THE EMOLUMENT PLAN BASED ON FOR FOR Management
FINANCIAL INSTRUMENTS, PURSUANT TO ART.
114-BIS OF LEGISLATIVE DECREE NO.
58/1998. RESOLUTIONS RELATED THERETO
4 TO PURCHASE AND DISPOSE OF OWN SHARES FOR FOR Management
AND OF THE PARENT COMPANY'S SHARES.
RESOLUTIONS RELATED THERETO
5 TO AMEND ARTICLE 1 ('DENOMINATION') OF FOR FOR Management
THE BY-LAWS. RESOLUTIONS RELATED
THERETO
6 RESOLUTIONS RELATED TO LAW NO 413 OF FOR FOR Management
30 DECEMBER 1991
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD, SINGAPORE
Ticker: Security ID: Y9T10P105
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS, DIRECTORS' FOR FOR Management
STATEMENT AND AUDITOR'S REPORT
2 FINAL DIVIDEND: DIVIDEND OF 35 CENTS FOR FOR Management
PER ORDINARY SHARE
3 DIRECTORS' FEES FOR FOR Management
4 ADVISORY FEE TO DR WEE CHO YAW, FOR FOR Management
CHAIRMAN EMERITUS AND ADVISER
5 AUDITOR AND ITS REMUNERATION: ERNST & FOR FOR Management
YOUNG LLP
6 RE-ELECTION (MR WEE EE CHEONG) FOR FOR Management
7 RE-ELECTION (MR WILLIE CHENG JUE HIANG) FOR FOR Management
8 AUTHORITY TO ISSUE ORDINARY SHARES FOR FOR Management
9 AUTHORITY TO ISSUE SHARES PURSUANT TO FOR FOR Management
THE UOB SCRIP DIVIDEND SCHEME
10 RENEWAL OF SHARE PURCHASE MANDATE FOR FOR Management
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC, WARRINGTON
Ticker: Security ID: G92755100
Meeting Date: JUL 22, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE FINAL DIVIDEND: 25.64P PER FOR FOR Management
SHARE
3 APPROVE REMUNERATION REPORT FOR FOR Management
4 RE-ELECT DR JOHN MCADAM AS DIRECTOR FOR FOR Management
5 RE-ELECT STEVE MOGFORD AS DIRECTOR FOR FOR Management
6 RE-ELECT STEPHEN CARTER AS DIRECTOR FOR FOR Management
7 RE-ELECT MARK CLARE AS DIRECTOR FOR FOR Management
8 RE-ELECT RUSS HOULDEN AS DIRECTOR FOR FOR Management
9 RE-ELECT BRIAN MAY AS DIRECTOR FOR FOR Management
10 RE-ELECT SARA WELLER AS DIRECTOR FOR FOR Management
11 RE-APPOINT KPMG LLP AS AUDITORS FOR FOR Management
12 AUTHORISE THE AUDIT COMMITTEE TO FIX FOR FOR Management
REMUNERATION OF AUDITORS
13 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
14 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
15 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
16 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH 14 WORKING DAYS' NOTICE
17 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
--------------------------------------------------------------------------------
UPM-KYMMENE CORP, HELSINKI
Ticker: Security ID: X9518S108
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 ADOPTION OF THE FINANCIAL STATEMENTS FOR FOR Management
10 RESOLUTION ON THE USE OF THE PROFIT FOR FOR Management
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND: EUR 0.95 PER SHARE
11 RESOLUTION ON THE DISCHARGE OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT AND CEO FROM LIABILITY
12 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF FOR FOR Management
THE BOARD OF DIRECTORS: 10
14 ELECTION OF MEMBERS OF THE BOARD OF FOR FOR Management
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT ALL OF THE CURRENT BOARD
MEMBERS I.E. BERNDT BRUNOW, HENRIK
EHRNROOTH, PIIA-NOORA KAUPPI, WENDY E.
LANE, JUSSI PESONEN, ARI PUHELOINEN
15 RESOLUTION ON THE REMUNERATION OF THE FOR FOR Management
AUDITOR
16 ELECTION OF AUDITOR: THE BOARD OF FOR FOR Management
DIRECTORS' AUDIT COMMITTEE PROPOSES
THAT PRICEWATERHOUSECOOPERS OY,
AUTHORISED PUBLIC ACCOUNTANTS, BE
RE-ELECTED AS THE COMPANY'S AUDITOR
FOR A TERM THAT WILL CONTINUE UNTIL
THE END OF THE NEXT ANNUAL GENERAL
MEETING. PRI
17 AUTHORISING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON THE REPURCHASE OF THE
COMPANY'S OWN SHARES
18 RESOLUTION ON THE FORFEITURE OF THE FOR FOR Management
SHARES ENTERED IN A JOINT BOOK-ENTRY
ACCOUNT AND OF THE RIGHTS ATTACHED TO
SUCH SHARES
19 AUTHORISING THE BOARD OF DIRECTORS TO FOR FOR Management
DECIDE ON CHARITABLE CONTRIBUTIONS
--------------------------------------------------------------------------------
VALLOUREC SA, BOULOGNE BILLANCOURT
Ticker: Security ID: F95922104
Meeting Date: MAY 12, 2017 Meeting Type: MIX
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
9 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO MEMBERS OF THE BOARD OF
DIRECTORS (OTHER THA
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO THE PRESIDENT OF THE
SUPERVISORY BOARD FOR T
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO MEMBERS OF THE
SUPERVISORY BOARD (OTHER THAN
12 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID DURING THE FINANCIAL YEAR ENDED
31 DECEMBER 2016 TO MR PHILIPPE
CROUZET, PRESIDENT OF THE BOARD OF
DIRECTORS
13 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID DURING THE FINANCIAL YEAR ENDED
31 DECEMBER 2016 TO MR JEAN-PIERRE
MICHEL AND MR OLIVIER MALLET, MEMBERS
OF THE BOARD OF DIRECTORS
14 APPOINTMENT OF MR YUKI IRIYAMA AS A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
15 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF PUBLIC
OFFER
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF PRIVATE
PLACEM
19 AUTHORISATION GRANTED THE BOARD OF FOR FOR Management
DIRECTORS TO DETERMINE THE ISSUANCE
PRICE, AS PART OF A CAPITAL INCREASE
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT CARRIED OUT IN
APPLICATION OF THE FOURTEENTH AND/OR
FIFTEENTH RESOLUTION(S) SUBMITTED TO TH
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE,
WITH RETENTION OR CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
CARRIED OUT IN APPLICATION OF THE T
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AS COMPENSATION
FOR CONTRIBUTIONS IN KIND MADE UP OF
EQUITY
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
EVENT OF A PUBLIC EXCHANGE OFFER INITIA
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMPANY SHARES, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A
RESULT OF SUBSIDIARIES OF THE COMPANY
ISSUING SECURITIES GRANTING ACCESS TO
COMPANY SHARES
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR ANY
OTHER SUMS
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/ OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR MEMBERS OF AN EMPLOYEE
SAVING SC
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR EMPLOYEES (AND WITH
INCORPORATED
27 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR LENDING INSTITUTIONS,
ENTITIES CO
28 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
EXISTING SHARES OR SHARES TO BE
ISSUED, FOR THE BENEFIT OF THOSE
SUBSCRIBING TO AN EMPLOYEE SHARE
OWNERSHIP OFFER IMPLEMENTED BY
VALLOUREC GROUP COMPANIES WITH
REGISTERED OFFICE LOCA
29 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH THE
ALLOCATION OF PERFORMANCE SHARES
31 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
32 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS FOR FOR Management
DETERMINING THE PROCEDURES FOR
APPOINTING MEMBERS OF THE SUPERVISORY
BOARD REPRESENTING EMPLOYEES, PURSUANT
TO ARTICLE L.225-79-2 OF THE FRENCH
COMMERCIAL CODE
33 AMENDMENT OF ARTICLE 4 OF THE BY-LAWS FOR FOR Management
- COMPLIANCE WITH THE PROVISIONS OF
ARTICLE L.225-36 OF THE FRENCH
COMMERCIAL CODE AMENDED BY LAW NO.
2016-1691 OF 9 DECEMBER 2016
34 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE SUPERVISORY BOARD TO BRING THE
BY-LAWS INTO COMPLIANCE WITH THE LEGAL
AND REGULATORY PROVISIONS, SUBJECT TO
RATIFICATION BY THE NEXT EXTRAORDINARY
GENERAL MEETING
35 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR
7 APPROVAL OF THE REGULATED AGREEMENT FOR FOR Management
PURSUANT TO ARTICLES L.225-86 AND
FOLLOWING OF THE FRENCH COMMERCIAL
CODE CONCERNING AN AGREEMENT AND
INVESTMENT CONTRACT IN THE CONTEXT OF
THE CAPITAL INCREASE WITH RETENTION OF
PRE-EMPTIVE SUBSCRIPTION RIGHTS CARRIED
8 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO THE PRESIDENT OF THE
BOARD OF DIRECTORS FOR
9 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO MEMBERS OF THE BOARD OF
DIRECTORS (OTHER THA
10 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO THE PRESIDENT OF THE
SUPERVISORY BOARD FOR T
11 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO MEMBERS OF THE
SUPERVISORY BOARD (OTHER THAN
12 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID DURING THE FINANCIAL YEAR ENDED
31 DECEMBER 2016 TO MR PHILIPPE
CROUZET, PRESIDENT OF THE BOARD OF
DIRECTORS
13 REVIEW OF THE COMPENSATION OWED OR FOR FOR Management
PAID DURING THE FINANCIAL YEAR ENDED
31 DECEMBER 2016 TO MR JEAN-PIERRE
MICHEL AND MR OLIVIER MALLET, MEMBERS
OF THE BOARD OF DIRECTORS
14 APPOINTMENT OF MR YUKI IRIYAMA AS A FOR FOR Management
MEMBER OF THE SUPERVISORY BOARD
15 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO TRADE IN COMPANY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO THE CAPITAL, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
17 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF PUBLIC
OFFER
18 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL BY ISSUING SHARES AND/OR
SECURITIES GRANTING IMMEDIATE OR
DEFERRED ACCESS TO CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF PRIVATE
PLACEM
19 AUTHORISATION GRANTED THE BOARD OF FOR FOR Management
DIRECTORS TO DETERMINE THE ISSUANCE
PRICE, AS PART OF A CAPITAL INCREASE
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT CARRIED OUT IN
APPLICATION OF THE FOURTEENTH AND/OR
FIFTEENTH RESOLUTION(S) SUBMITTED TO TH
20 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE,
WITH RETENTION OR CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
CARRIED OUT IN APPLICATION OF THE T
21 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AS COMPENSATION
FOR CONTRIBUTIONS IN KIND MADE UP OF
EQUITY
22 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
EVENT OF A PUBLIC EXCHANGE OFFER INITIA
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
COMPANY SHARES, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A
RESULT OF SUBSIDIARIES OF THE COMPANY
ISSUING SECURITIES GRANTING ACCESS TO
COMPANY SHARES
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR ANY
OTHER SUMS
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/ OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR MEMBERS OF AN EMPLOYEE
SAVING SC
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR EMPLOYEES (AND WITH
INCORPORATED
27 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO ISSUE
SHARES AND/OR SECURITIES GRANTING
IMMEDIATE OR DEFERRED ACCESS TO THE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR LENDING INSTITUTIONS,
ENTITIES CO
28 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO FREELY ALLOCATE
EXISTING SHARES OR SHARES TO BE
ISSUED, FOR THE BENEFIT OF THOSE
SUBSCRIBING TO AN EMPLOYEE SHARE
OWNERSHIP OFFER IMPLEMENTED BY
VALLOUREC GROUP COMPANIES WITH
REGISTERED OFFICE LOCA
29 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS
30 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO PROCEED WITH THE
ALLOCATION OF PERFORMANCE SHARES
31 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
32 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS FOR FOR Management
DETERMINING THE PROCEDURES FOR
APPOINTING MEMBERS OF THE SUPERVISORY
BOARD REPRESENTING EMPLOYEES, PURSUANT
TO ARTICLE L.225-79-2 OF THE FRENCH
COMMERCIAL CODE
33 AMENDMENT OF ARTICLE 4 OF THE BY-LAWS FOR FOR Management
- COMPLIANCE WITH THE PROVISIONS OF
ARTICLE L.225-36 OF THE FRENCH
COMMERCIAL CODE AMENDED BY LAW NO.
2016-1691 OF 9 DECEMBER 2016
34 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE SUPERVISORY BOARD TO BRING THE
BY-LAWS INTO COMPLIANCE WITH THE LEGAL
AND REGULATORY PROVISIONS, SUBJECT TO
RATIFICATION BY THE NEXT EXTRAORDINARY
GENERAL MEETING
35 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR
7 APPROVAL OF THE REGULATED AGREEMENT FOR FOR Management
PURSUANT TO ARTICLES L.225-86 AND
FOLLOWING OF THE FRENCH COMMERCIAL
CODE CONCERNING AN AGREEMENT AND
INVESTMENT CONTRACT IN THE CONTEXT OF
THE CAPITAL INCREASE WITH RETENTION OF
PRE-EMPTIVE SUBSCRIPTION RIGHTS CARRIED
8 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR THE DETERMINATION,
DISTRIBUTION AND ALLOCATION OF THE
FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND ALL BENEFITS OF ALL
KINDS DUE TO THE PRESIDENT OF THE
BOARD OF DIRECTORS FOR
--------------------------------------------------------------------------------
VENTURE CORPORATION LTD, SINGAPORE
Ticker: Security ID: Y9361F111
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND THE AUDITED ACCOUNTS OF
THE COMPANY FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016 ("FY 2016")
TOGETHER WITH THE AUDITORS' REPORT
THEREON
2 TO DECLARE A FINAL ONE-TIER TAX-EXEMPT FOR FOR Management
DIVIDEND OF 50 CENTS PER ORDINARY
SHARE FOR FY 2016 (2015: FINAL
ONE-TIER TAX-EXEMPT DIVIDEND OF 50
CENTS PER ORDINARY SHARE)
3 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHOM WILL RETIRE BY ROTATION PURSUANT
TO ARTICLE 92 OF THE CONSTITUTION OF
THE COMPANY AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: MR
JONATHAN S. HUBERMAN
4 TO RE-ELECT THE FOLLOWING DIRECTOR, FOR FOR Management
WHOM WILL RETIRE BY ROTATION PURSUANT
TO ARTICLE 92 OF THE CONSTITUTION OF
THE COMPANY AND WHO, BEING ELIGIBLE,
OFFER HIMSELF FOR RE-ELECTION: MR HAN
THONG KWANG
5 TO APPROVE THE PAYMENT OF DIRECTORS' FOR FOR Management
FEES OF SGD 615,000 FOR FY 2016 (2015:
SGD 527,708)
6 TO RE-APPOINT MESSRS DELOITTE & TOUCHE FOR FOR Management
LLP AS THE COMPANY'S AUDITOR AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
7 AUTHORITY TO ALLOT AND ISSUE SHARES FOR FOR Management
8 AUTHORITY TO ALLOT AND ISSUE SHARES FOR FOR Management
PURSUANT TO THE VENTURE CORPORATION
EXECUTIVES' SHARE OPTION SCHEMES AND
THE VENTURE CORPORATION RESTRICTED
SHARE PLAN
9 RENEWAL OF THE SHARE PURCHASE MANDATE FOR FOR Management
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA, PARIS
Ticker: Security ID: F9686M107
Meeting Date: APR 20, 2017 Meeting Type: MIX
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 APPROVAL OF EXPENDITURE AND FEES FOR FOR Management
PURSUANT TO ARTICLE 39.4 OF THE FRENCH
GENERAL TAX CODE
8 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR AND PAYMENT OF THE
DIVIDEND: EUR 0.80 PER SHARE
9 APPROVAL OF THE REGULATED AGREEMENTS FOR FOR Management
AND COMMITMENTS
10 RENEWAL OF THE TERM OF CAISSE DES FOR FOR Management
DEPOTS ET CONSIGNATIONS, REPRESENTED
BY MR OLIVIER MAREUSE AS DIRECTOR
11 RENEWAL OF THE TERM OF MRS MARION FOR FOR Management
GUILLOU AS DIRECTOR
12 RENEWAL OF THE TERM OF MR PAOLO FOR FOR Management
SCARONI AS DIRECTOR
13 RENEWAL OF THE TERM OF THE COMPANY FOR FOR Management
ERNST & YOUNG ET AUTRES AS STATUTORY
AUDITOR
14 APPROVAL OF PRINCIPLES AND SETTING OF FOR FOR Management
THE ALLOCATION AND AWARDING CRITERIA
OF THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL
COMPENSATIONS AND ALL BENEFITS OF ALL
KINDS TO BE AWARDED TO THE CHIEF
EXECUTIVE OFFICER FOR THE 2017 FINANCIA
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR ANTOINE FREROT,
CHIEF EXECUTIVE OFFICER, FOR THE 2016
FINANCIAL YEAR
16 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DEAL IN COMPANY
SHARES
17 RATIFICATION OF THE TRANSFER OF THE FOR FOR Management
COMPANY'S REGISTERED OFFICE: ARTICLE 4
18 STATUTORY AMENDMENT ON THE TERM OF FOR FOR Management
OFFICE OF THE VICE-PRESIDENT: ARTICLE
12
19 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
VERMILION ENERGY INC.
Ticker: VET Security ID: 923725105
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO SET THE NUMBER OF DIRECTORS AT 9 FOR FOR Management
(NINE).
3 APPOINTMENT OF DELOITTE LLP AS FOR FOR Management
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
4 ADVISORY RESOLUTION TO ACCEPT THE FOR FOR Management
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE 2017 PROXY STATEMENT
AND INFORMATION CIRCULAR.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG WIENER VERSICHERUNG GRUP
Ticker: Security ID: A9142L128
Meeting Date: MAY 12, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 APPROVE ALLOCATION OF INCOME: PROPOSED FOR FOR Management
GROSS DIVIDEND AMOUNT FOR THE
FINANCIAL YEAR 2016 IS EUR 0.80 PER
SHARE
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
FOR FISCAL 2016
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
FOR FISCAL 2016
6 APPROVE CREATION OF EUR 66.4 MILLION FOR FOR Management
POOL OF CAPITAL WITHOUT PREEMPTIVE
RIGHTS
7 APPROVE ISSUANCE OF PROFIT FOR FOR Management
PARTICIPATION CERTIFICATES WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 2 BILLION
8 APPROVE ISSUANCE OF CONVERTIBLE BONDS FOR FOR Management
WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2
BILLION
9 APPROVE CREATION OF EUR 31.1 MILLION FOR FOR Management
POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND FOR FOR Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
11 AMEND ARTICLES RE: ARTICLES 18 AND 19 FOR FOR Management
12 RATIFY AUDITORS FOR FOR Management
13 ELECT GERHARD FABISCH AS SUPERVISORY FOR FOR Management
BOARD MEMBER
14 ELECT GABRIELE SEMMELROCK WERZER AS FOR FOR Management
SUPERVISORY BOARD MEMBER
--------------------------------------------------------------------------------
VIMPEL COMMUNICATIONS PJSC, MOSCOW
Ticker: Security ID: 92719A106
Meeting Date: AUG 05, 2016 Meeting Type: Annual General Meeting
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS AUDITOR OF
VIMPELCOM LTD. FOR A TERM EXPIRING AT
THE CONCLUSION OF THE 2017 ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF
VIMPELCOM LTD. AND TO AUTHORIZE THE
SUPERVISORY BOARD TO DETERMINE THE
REMUNERAT
3 TO APPOINT STAN CHUDNOVSKY AS A FOR FOR Management
DIRECTOR
4 TO APPOINT MIKHAIL FRIDMAN AS A FOR FOR Management
DIRECTOR
5 TO APPOINT GENNADY GAZIN AS A DIRECTOR FOR FOR Management
6 TO APPOINT ANDREI GUSEV AS A DIRECTOR FOR FOR Management
7 TO APPOINT GUNNAR HOLT AS A DIRECTOR FOR FOR Management
8 TO APPOINT SIR JULIAN HORN-SMITH AS A FOR FOR Management
DIRECTOR
9 TO APPOINT JORN JENSEN AS A DIRECTOR FOR FOR Management
10 TO APPOINT NILS KATLA AS A DIRECTOR FOR FOR Management
11 TO APPOINT ALEXEY REZNIKOVICH AS A FOR FOR Management
DIRECTOR
--------------------------------------------------------------------------------
VIMPEL COMMUNICATIONS PJSC, MOSCOW
Ticker: Security ID: 92719A106
Meeting Date: MAR 30, 2017 Meeting Type: Special General Meeting
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CHANGE OF THE COMPANY'S FOR FOR Management
NAME TO VEON LTD
2 TO APPROVE THE ADOPTION BY THE COMPANY FOR FOR Management
OF AMENDED AND RESTATED BYE-LAWS OF
THE COMPANY, IN SUBSTITUTION FOR AND
TO THE EXCLUSION OF THE EXISTING
BYE-LAWS
--------------------------------------------------------------------------------
VIMPELCOM LTD.
Ticker: VIP Security ID: 92719A106
Meeting Date: AUG 05, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS AUDITOR OF
VIMPELCOM LTD. FOR A TERM EXPIRING AT
THE CONCLUSION OF THE 2017 ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF
VIMPELCOM LTD. AND TO AUTHORIZE THE
SUPERVISORY BOARD TO DETERMINE THE
REMUNERAT
2 TO APPOINT STAN CHUDNOVSKY AS A WITHHOLD FOR Management
DIRECTOR.
3 TO APPOINT MIKHAIL FRIDMAN AS A WITHHOLD FOR Management
DIRECTOR.
4 TO APPOINT GENNADY GAZIN AS A DIRECTOR. WITHHOLD FOR Management
5 TO APPOINT ANDREI GUSEV AS A DIRECTOR. WITHHOLD FOR Management
6 TO APPOINT GUNNAR HOLT AS A DIRECTOR. WITHHOLD FOR Management
7 TO APPOINT SIR JULIAN HORN-SMITH AS A WITHHOLD FOR Management
DIRECTOR.
8 TO APPOINT JORN JENSEN AS A DIRECTOR. WITHHOLD FOR Management
9 TO APPOINT NILS KATLA AS A DIRECTOR. WITHHOLD FOR Management
10 TO APPOINT ALEXEY REZNIKOVICH AS A WITHHOLD FOR Management
DIRECTOR.
--------------------------------------------------------------------------------
VIMPELCOM LTD.
Ticker: VIP Security ID: 92719A106
Meeting Date: MAR 30, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CHANGE OF THE COMPANY'S WITHHOLD FOR Management
NAME TO VEON LTD.
2 TO APPROVE THE ADOPTION BY THE COMPANY WITHHOLD FOR Management
OF AMENDED AND RESTATED BYE-LAWS OF
THE COMPANY, IN SUBSTITUTION FOR AND
TO THE EXCLUSION OF THE EXISTING
BYE-LAWS.
--------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON
Ticker: Security ID: F5879X108
Meeting Date: APR 20, 2017 Meeting Type: MIX
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CORPORATE FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR: EUR 2.10 PER SHARE
8 RENEWAL OF THE TERM OF MRS YANNICK FOR FOR Management
ASSOUAD AS DIRECTOR FOR A FOUR-YEAR
TERM
9 RENEWAL OF THE TERM OF MRS GRAZIELLA FOR FOR Management
GAVEZOTTI AS DIRECTOR FOR A FOUR-YEAR
TERM
10 RENEWAL OF THE TERM OF MR MICHAEL FOR FOR Management
PRAGNELL AS DIRECTOR FOR A FOUR-YEAR
TERM
11 ATTENDANCE FEES FOR FOR Management
12 RENEWAL OF THE DELEGATION OF AUTHORITY FOR FOR Management
TO THE BOARD OF DIRECTORS FOR THE
COMPANY TO PURCHASE ITS OWN SHARES
13 APPROVAL OF PRINCIPLES AND FOR FOR Management
ESTABLISHMENT OF THE ALLOCATION AND
AWARDING CRITERIA OF THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE GLOBAL COMPENSATIONS AND
THE BENEFITS OF ALL KINDS TO BE
AWARDED TO THE CHIEF EXECUTIVE OFFICER
14 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE CHIEF EXECUTIVE
OFFICER FOR THE 2016 FINANCIAL YEAR
15 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO THE DEPUTY GENERAL
MANAGER FOR THE PERIOD FROM 1ST
JANUARY TO 20 JUNE 2016
16 RENEWAL OF THE AUTHORISATION GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO REDUCE
THE SHARE CAPITAL BY THE CANCELLATION
OF VINCI SHARES HELD BY THE COMPANY
17 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING
RESERVES, PROFITS OR ISSUANCE PREMIUMS
18 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE ANY
SHARES, ANY CAPITAL SECURITIES
GRANTING ACCESS TO OTHER CAPITAL
SECURITIES OR GRANTING THE RIGHT TO
THE ALLOCATION OF DEBT SECURITIES AND
ANY TRANSFERABLE SECURITIES GRANTING
ACCESS TO
19 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE ANY
CONVERTIBLE BONDS AND/OR BONDS
EXCHANGEABLE INTO NEW SHARES OF THE
COMPANY AND/OR ITS SUBSIDIARIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, AND BY
MEANS
20 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO ISSUE ANY
TRANSFERABLE SECURITIES REPRESENTING
RECEIVABLES AND GRANTING ACCESS TO
CAPITAL SECURITIES TO BE ISSUED BY THE
COMPANY AND/OR ITS SUBSIDIARIES, OTHER
THAN CONVERTIBLE BONDS AND BONDS E
21 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
CASE OF OVER-SUBSCRIPTION
22 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTIONS TO ISSUE ALL
SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE SHARE CAPITAL
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL IN ORDER TO REMUNERATE IN-KIND
CONTRIBUTIONS OF SHARES OR OTHER TR
23 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO PROCEED
WITH INCREASING THE CAPITAL RESERVED
FOR EMPLOYEES OF THE COMPANY AND
COMPANIES WITHIN THE VINCI GROUP UNDER
THE COMPANY SAVINGS SCHEME WITH
CANCELLATION OF THE PRE-EMOTIVE SUBSCRI
24 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE CAPITAL RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER
EMPLOYEES OF CERTAIN FOREIGN
AFFILIATES BENEFITS SIMILAR TO THOSE
OFFERED TO EMPLOYEES PARTICIPATING
DIRECTL
25 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
VIVENDI SA, PARIS
Ticker: Security ID: F97982106
Meeting Date: APR 25, 2017 Meeting Type: MIX
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 APPROVAL OF THE ANNUAL REPORTS AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND REPORTS FOR THE 2016
FINANCIAL YEAR
6 APPROVAL OF THE SPECIAL REPORT OF THE FOR FOR Management
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS AND COMMITMENTS
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR, SETTING OF THE
DIVIDEND AND ITS PAYMENT DATE: EUR 0.
40 PER SHARE
8 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR VINCENT BOLLORE,
CHAIRMAN OF THE SUPERVISORY BOARD, FOR
THE 2016 FINANCIAL YEAR
9 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR ARNAUD DE
PUYFONTAINE, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE 2016 FINANCIAL YEAR
10 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC CREPIN,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SIMON GILLHAM,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR HERVE PHILIPPE,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR STEPHANE ROUSSEL,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF THEIR MANDATE TO MEMBERS OF THE
SUPERVISORY BOARD AND ITS CHAIRMAN
15 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF HIS MANDATE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF THEIR MANDATE TO THE MEMBERS OF THE
BOARD OF DIRECTORS
17 RATIFICATION OF THE COOPTATION OF MR FOR FOR Management
YANNICK BOLLORE AS A MEMBER OF THE
SUPERVISORY BOARD
18 RENEWAL OF THE TERM OF MR VINCENT FOR FOR Management
BOLLORE AS A MEMBER OF THE SUPERVISORY
BOARD
19 APPOINTMENT OF MS VERONIQUE FOR FOR Management
DRIOT-ARGENTIN AS A MEMBER OF THE
SUPERVISORY BOARD
20 APPOINTMENT OF MS SANDRINE LE BIHAN, FOR FOR Management
REPRESENTING SHAREHOLDER EMPLOYEES, AS
A MEMBER OF THE SUPERVISORY BOARD
21 APPOINTMENT OF DELOITTE & ASSOCIATES FOR FOR Management
AS STATUTORY AUDITOR
22 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
23 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY MEANS OF CANCELLING SHARES
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
THE SHARE CAPITAL BY ISSUING COMMON
SHARES OR ANY OTHER SECURITIES
GRANTING ACCESS TO THE COMPANY'S
EQUITY SECURIT
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR OTHER
ITEMS, WITHIN THE LIMIT OF A NOMINAL
CEILING OF 375 MILLION EUROS
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR THE
BENEFIT OF EMPLOYEES AND RETIRED STAFF
WHO ARE MEMBERS OF A GROUP SAVINGS
SCHEME, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF SH
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR THE
BENEFIT OF EMPLOYEES OF VIVENDI'S
FOREIGN SUBSIDIARIES WHO ARE MEMBERS
OF A GROUP SAVINGS SCHEME AND TO
ESTABLISH ANY EQUIVALENT MECHANISM,
WITH CANC
28 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
4 APPROVAL OF THE ANNUAL REPORTS AND FOR FOR Management
FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
5 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS AND REPORTS FOR THE 2016
FINANCIAL YEAR
6 APPROVAL OF THE SPECIAL REPORT OF THE FOR FOR Management
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS AND COMMITMENTS
7 ALLOCATION OF INCOME FOR THE 2016 FOR FOR Management
FINANCIAL YEAR, SETTING OF THE
DIVIDEND AND ITS PAYMENT DATE: EUR 0.
40 PER SHARE
8 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR VINCENT BOLLORE,
CHAIRMAN OF THE SUPERVISORY BOARD, FOR
THE 2016 FINANCIAL YEAR
9 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR ARNAUD DE
PUYFONTAINE, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE 2016 FINANCIAL YEAR
10 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC CREPIN,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
11 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR SIMON GILLHAM,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
12 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR HERVE PHILIPPE,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
13 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR STEPHANE ROUSSEL,
MEMBER OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
14 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF THEIR MANDATE TO MEMBERS OF THE
SUPERVISORY BOARD AND ITS CHAIRMAN
15 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF HIS MANDATE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 APPROVAL OF THE PRINCIPLES AND FOR FOR Management
CRITERIA FOR DETERMINING, DISTRIBUTING
AND ALLOCATING COMPENSATION AND
BENEFITS OF EVERY KIND PAYABLE BECAUSE
OF THEIR MANDATE TO THE MEMBERS OF THE
BOARD OF DIRECTORS
17 RATIFICATION OF THE COOPTATION OF MR FOR FOR Management
YANNICK BOLLORE AS A MEMBER OF THE
SUPERVISORY BOARD
18 RENEWAL OF THE TERM OF MR VINCENT FOR FOR Management
BOLLORE AS A MEMBER OF THE SUPERVISORY
BOARD
19 APPOINTMENT OF MS VERONIQUE FOR FOR Management
DRIOT-ARGENTIN AS A MEMBER OF THE
SUPERVISORY BOARD
20 APPOINTMENT OF MS SANDRINE LE BIHAN, FOR FOR Management
REPRESENTING SHAREHOLDER EMPLOYEES, AS
A MEMBER OF THE SUPERVISORY BOARD
21 APPOINTMENT OF DELOITTE & ASSOCIATES FOR FOR Management
AS STATUTORY AUDITOR
22 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
23 AUTHORISATION TO BE GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY MEANS OF CANCELLING SHARES
24 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO INCREASE, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS,
THE SHARE CAPITAL BY ISSUING COMMON
SHARES OR ANY OTHER SECURITIES
GRANTING ACCESS TO THE COMPANY'S
EQUITY SECURIT
25 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO INCREASE
THE SHARE CAPITAL BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR OTHER
ITEMS, WITHIN THE LIMIT OF A NOMINAL
CEILING OF 375 MILLION EUROS
26 DELEGATION OF AUTHORITY TO BE GRANTED FOR FOR Management
TO THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR THE
BENEFIT OF EMPLOYEES AND RETIRED STAFF
WHO ARE MEMBERS OF A GROUP SAVINGS
SCHEME, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF SH
27 DELEGATION OF AUTHORITY GRANTED TO THE FOR FOR Management
BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR THE
BENEFIT OF EMPLOYEES OF VIVENDI'S
FOREIGN SUBSIDIARIES WHO ARE MEMBERS
OF A GROUP SAVINGS SCHEME AND TO
ESTABLISH ANY EQUIVALENT MECHANISM,
WITH CANC
28 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY
Ticker: Security ID: G93882192
Meeting Date: JUL 29, 2016 Meeting Type: Annual General Meeting
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE FOR FOR Management
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2016
2 TO RE-ELECT GERARD KLEISTERLEE AS A FOR FOR Management
DIRECTOR
3 TO RE-ELECT VITTORIO COLAO AS A FOR FOR Management
DIRECTOR
4 TO RE-ELECT NICK READ AS A DIRECTOR FOR FOR Management
5 TO RE-ELECT SIR CRISPIN DAVIS AS A FOR FOR Management
DIRECTOR
6 TO RE-ELECT DR MATHIAS DOPFNER AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT DAME CLARA FURSE AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT VALERIE GOODING AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT RENEE JAMES AS A DIRECTOR FOR FOR Management
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT NICK LAND AS A DIRECTOR FOR FOR Management
12 TO ELECT DAVID NISH AS A DIRECTOR IN FOR FOR Management
ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR FOR FOR Management
14 TO DECLARE A FINAL DIVIDEND OF 7.77 FOR FOR Management
PENCE PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2016
15 TO APPROVE THE REMUNERATION REPORT OF FOR FOR Management
THE BOARD (OTHER THAN THE PART
RELATING TO THE DIRECTORS'
REMUNERATION POLICY, WHICH WAS
APPROVED AT THE 2014 AGM) FOR THE YEAR
ENDED 31 MARCH 2016
16 TO REAPPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE COMPANY'S AUDITOR UNTIL THE
END OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY
17 TO AUTHORISE THE AUDIT AND RISK FOR FOR Management
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITOR
18 TO RENEW THE DIRECTORS' POWER UNDER FOR FOR Management
ARTICLE 11.2 OF THE COMPANY'S ARTICLES
OF ASSOCIATION TO ALLOT SHARES, GRANT
RIGHTS TO SUBSCRIBE FOR SHARES AND TO
CONVERT ANY SECURITY INTO SHARES IN
THE COMPANY (A) UP TO AN AGGREGATE
NOMINAL AMOUNT OF USD 1,855,083,0
19 TO RENEW THE DIRECTORS' POWER TO ALLOT FOR FOR Management
SHARES WHOLLY FOR CASH UNDER THE
AUTHORITIES GRANTED IN RESOLUTION 18
AND TO SELL TREASURY SHARES WHOLLY FOR
CASH: - OTHER THAN IN CONNECTION WITH
A PRE-EMPTIVE OFFER, UP TO AN
AGGREGATE NOMINAL AMOUNT OF USD 278,262
20 IN ADDITION TO ANY AUTHORITY GRANTED FOR FOR Management
PURSUANT TO RESOLUTION 19 (AND SUBJECT
TO THE PASSING OF THAT RESOLUTION), TO
AUTHORISE THE DIRECTORS TO ALLOT
SHARES WHOLLY FOR CASH UNDER THE
AUTHORITIES GRANTED IN RESOLUTION 18
AND SELL TREASURY SHARES WHOLLY FOR C
21 GENERALLY AND UNCONDITIONALLY TO FOR FOR Management
AUTHORISE THE COMPANY FOR THE PURPOSES
OF SECTION 701 OF THE COMPANIES ACT
2006 TO MAKE MARKET PURCHASES (AS
DEFINED IN SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES
OF 2020/21 US CENTS EACH IN THE
CAPITAL OF T
22 TO AUTHORISE THE COMPANY AND ITS FOR FOR Management
SUBSIDIARIES DURING THE PERIOD THIS
RESOLUTION HAS EFFECT, FOR THE
PURPOSES OF PART 14 OF THE COMPANIES
ACT 2006: (A) TO MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES; (B)
TO MAKE POL
23 TO AUTHORISE THE DIRECTORS TO CALL FOR FOR Management
GENERAL MEETINGS (OTHER THAN ANNUAL
GENERAL MEETINGS) ON A MINIMUM OF 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
VOESTALPINE AG, LINZ
Ticker: Security ID: A9101Y103
Meeting Date: JUL 06, 2016 Meeting Type: Ordinary General Meeting
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ALLOCATION OF NET PROFITS FOR FOR Management
3 DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
4 DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
5 ELECTION OF EXTERNAL AUDITOR: GRANT FOR FOR Management
THORNTON UNITREU GMBH
6 AMENDMENT OF ARTICLES PAR. 15/2 FOR FOR Management
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC
Ticker: WFT Security ID: G48833100
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MOHAMED A. AWAD FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. BUTTERS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN D. GASS FOR FOR Management
4 ELECTION OF DIRECTOR: EMYR JONES PARRY FOR FOR Management
5 ELECTION OF DIRECTOR: FRANCIS S. KALMAN FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
MACAULAY
7 ELECTION OF DIRECTOR: MARK A. MCCOLLUM FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT K. MOSES, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: GUILLERMO ORTIZ FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
11 TO APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
12 TO RECOMMEND, IN AN ADVISORY VOTE, 1 - Year FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS.
13 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
WEATHERFORD 2010 PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES.
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC, DUBLIN
Ticker: Security ID: G48833100
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MOHAMED A. AWAD FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. BUTTERS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN D. GASS FOR FOR Management
4 ELECTION OF DIRECTOR: EMYR JONES PARRY FOR FOR Management
5 ELECTION OF DIRECTOR: FRANCIS S. KALMAN FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
MACAULAY
7 ELECTION OF DIRECTOR: MARK A. MCCOLLUM FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT K. MOSES, FOR FOR Management
JR
9 ELECTION OF DIRECTOR: GUILLERMO ORTIZ FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
AND KPMG CHARTERED ACCOUNTANTS, DUBLIN
AS THE COMPANY'S STATUTORY AUDITOR
UNDER IRISH LAW TO HOLD OFFICE UN
11 TO APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
13 TO RECOMMEND, IN AN ADVISORY VOTE, FOR FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS: PLEASE VOTE ON THIS
RESOLUTION TO APPROVE 1 YEAR
14 TO RECOMMEND, IN AN ADVISORY VOTE, AGAINST FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS: PLEASE VOTE ON THIS
RESOLUTION TO APPROVE 2 YEARS
15 TO RECOMMEND, IN AN ADVISORY VOTE, AGAINST FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS: PLEASE VOTE ON THIS
RESOLUTION TO APPROVE 3 YEARS
16 TO RECOMMEND, IN AN ADVISORY VOTE, AGAINST FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS: PLEASE VOTE ON THIS
RESOLUTION TO APPROVE ABSTAIN
17 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
WEATHERFORD 2010 PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES
--------------------------------------------------------------------------------
WEIR GROUP PLC (THE), GLASGOW
Ticker: Security ID: G95248137
Meeting Date: APR 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE REPORT AND FOR FOR Management
FINANCIAL STATEMENTS
2 TO DECLARE A FINAL DIVIDEND FOR FOR Management
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY
5 TO ELECT JOHN HEASLEY AS A DIRECTOR OF FOR FOR Management
THE COMPANY
6 TO RE-ELECT CHARLES BERRY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
7 TO RE-ELECT JON STANTON AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT ALAN FERGUSON AS A FOR FOR Management
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MELANIE GEE AS A DIRECTOR FOR FOR Management
OF THE COMPANY
10 TO RE-ELECT MARY JO JACOBI AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT SIR JIM MCDONALD AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT RICHARD MENELL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-ELECT JOHN MOGFORD AS A DIRECTOR FOR FOR Management
OF THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITORS OF THE COMPANY
15 THAT THE COMPANY'S AUDIT COMMITTEE BE FOR FOR Management
AUTHORISED TO DETERMINE THE
REMUNERATION OF THE AUDITORS
16 TO RENEW THE DIRECTORS' GENERAL POWER FOR FOR Management
TO ALLOT SHARES
17 TO PARTIALLY DISAPPLY THE STATUTORY FOR FOR Management
PRE-EMPTION PROVISIONS
18 TO PARTIALLY DISAPPLY THE STATUTORY FOR FOR Management
PRE-EMPTION PROVISIONS IN CONNECTION
WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
19 TO RENEW THE COMPANY'S AUTHORITY TO FOR FOR Management
PURCHASE ITS OWN SHARES
20 TO REDUCE THE NOTICE PERIOD FOR FOR FOR Management
GENERAL MEETINGS
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WENDEL SE, PARIS
Ticker: Security ID: F98370103
Meeting Date: MAY 18, 2017 Meeting Type: MIX
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 APPROVAL OF THE INDIVIDUAL FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME; SETTING AND FOR FOR Management
PAYMENT OF DIVIDEND
8 APPROVAL OF REGULATED AGREEMENTS FOR FOR Management
9 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
COMMITMENTS MADE IN THE EVENT OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS
TERMINATING HIS DUTIES
10 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
COMMITMENTS MADE IN THE EVENT OF A
MEMBER OF THE BOARD OF DIRECTORS
TERMINATING THEIR DUTIES
11 RENEWAL OF THE TERM OF MR LAURENT FOR FOR Management
BURELLE AS A MEMBER OF THE SUPERVISORY
BOARD
12 RENEWAL OF THE TERM OF MS BENEDICTE FOR FOR Management
COSTE AS A MEMBER OF THE SUPERVISORY
BOARD
13 RENEWAL OF THE TERM OF MS PRISCILLA DE FOR FOR Management
MOUSTIER AS A MEMBER OF THE
SUPERVISORY BOARD
14 RENEWAL OF THE TERM OF MR EDOUARD DE FOR FOR Management
L'ESPEE AS A MEMBER OF THE SUPERVISORY
BOARD
15 APPOINTMENT OF MR NICHOLAS FERGUSON AS FOR FOR Management
A MEMBER OF THE SUPERVISORY BOARD
16 APPOINTMENT OF MR NICOLAS VER HULST AS FOR FOR Management
A MEMBER OF THE SUPERVISORY BOARD
17 SETTING THE AMOUNT OF ATTENDANCE FEES FOR FOR Management
ALLOCATED TO THE SUPERVISORY BOARD
18 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF
THE BOARD OF DIRECTORS
19 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO MEMBERS OF THE
BOARD OF DIRECTORS
20 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO MEMBERS OF THE
SUPERVISORY BOARD
21 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC LEMOINE,
CHAIRMAN OF THE BOARD OF DIRECTORS
22 ADVISORY REVIEW OF THE ITEMS OF FOR FOR Management
COMPENSATION OWED OR PAID TO MR
BERNARD GAUTIER, MEMBER OF THE BOARD
OF DIRECTORS
23 ADVISORY REVIEW OF THE ITEMS OF FOR FOR Management
COMPENSATION OWED OR PAID TO MR
FRANCOIS DE WENDEL, CHAIRMAN OF THE
SUPERVISORY BOARD
24 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO BUY COMPANY SHARES:
MAXIMUM PRICE: EUR 200
25 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING SHARES OF UP TO 10% OF
THE CAPITAL WITHIN A 24-MONTH PERIOD
26 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY A NOMINAL AMOUNT OF UP TO
SEVENTY-FIVE MILLION EUROS, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
27 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY A NOMINAL AMOUNT OF UP TO
EIGHTEEN MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AND WITH THE
POSSIBILITY OF GRANTING A PRIORITY
PERIOD TO SHAREHOL
28 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND/OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL WITH WITHDRAWAL OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
THROUGH A PRIVATE PLACEMENT PURSUANT
TO ARTICLE L.
29 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE OF
SHARES OR SECURITIES PURSUANT TO THE
CONDITIONS SET OUT BY THE GENERAL
MEETING, WITH WITHDRAWAL OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
THROUGH A PUBLIC OFFER OR PRIVATE
PLACEMENT, W
30 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF EXCESS DEMAND, BY UP TO 15% OF THE
PRIMARY ISSUE, WITH RETENTION OR
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
31 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY UP TO EIGHTEEN MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN ORDER TO
REMUNERATE SECURITIES CONTRIBUTED
EITHER IN-KIND OR AS PART OF A PUBLIC
EXCHANGE
32 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY UP TO EIGHTY MILLION EUROS
BY INCORPORATING RESERVES, PROFITS OR
PREMIUMS
33 OVERALL LIMIT FOR CAPITAL INCREASES FOR FOR Management
34 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY A NOMINAL AMOUNT OF UP TO ONE
HUNDRED AND FIFTY MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
OR SECURITIES THAT GRANT ACCESS TO
CAPITA
35 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
OR PURCHASE OPTIONS TO EXECUTIVE
OFFICERS AND EMPLOYEES, WITH
WITHDRAWAL OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF UP
TO 1% OF THE SHARE CAPITAL, WITH A
SUB-CEILING OF 36%
36 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOCATE
PERFORMANCE-BASED SHARES OF UP TO 0.
3333% OF THE SHARE CAPITAL TO
EXECUTIVE OFFICERS AND EMPLOYEES, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THIS AMOUNT
BEING DEDUCTED FROM THE OVERAL
37 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
5 APPROVAL OF THE INDIVIDUAL FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
6 APPROVAL OF THE CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE 2016 FINANCIAL YEAR
7 ALLOCATION OF INCOME; SETTING AND FOR FOR Management
PAYMENT OF DIVIDEND
8 APPROVAL OF REGULATED AGREEMENTS FOR FOR Management
9 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
COMMITMENTS MADE IN THE EVENT OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS
TERMINATING HIS DUTIES
10 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
COMMITMENTS MADE IN THE EVENT OF A
MEMBER OF THE BOARD OF DIRECTORS
TERMINATING THEIR DUTIES
11 RENEWAL OF THE TERM OF MR LAURENT FOR FOR Management
BURELLE AS A MEMBER OF THE SUPERVISORY
BOARD
12 RENEWAL OF THE TERM OF MS BENEDICTE FOR FOR Management
COSTE AS A MEMBER OF THE SUPERVISORY
BOARD
13 RENEWAL OF THE TERM OF MS PRISCILLA DE FOR FOR Management
MOUSTIER AS A MEMBER OF THE
SUPERVISORY BOARD
14 RENEWAL OF THE TERM OF MR EDOUARD DE FOR FOR Management
L'ESPEE AS A MEMBER OF THE SUPERVISORY
BOARD
15 APPOINTMENT OF MR NICHOLAS FERGUSON AS FOR FOR Management
A MEMBER OF THE SUPERVISORY BOARD
16 APPOINTMENT OF MR NICOLAS VER HULST AS FOR FOR Management
A MEMBER OF THE SUPERVISORY BOARD
17 SETTING THE AMOUNT OF ATTENDANCE FEES FOR FOR Management
ALLOCATED TO THE SUPERVISORY BOARD
18 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF
THE BOARD OF DIRECTORS
19 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO MEMBERS OF THE
BOARD OF DIRECTORS
20 VOTE ON THE ITEMS OF THE REMUNERATION FOR FOR Management
POLICY ATTRIBUTABLE TO MEMBERS OF THE
SUPERVISORY BOARD
21 ADVISORY REVIEW OF THE COMPENSATION FOR FOR Management
OWED OR PAID TO MR FREDERIC LEMOINE,
CHAIRMAN OF THE BOARD OF DIRECTORS
22 ADVISORY REVIEW OF THE ITEMS OF FOR FOR Management
COMPENSATION OWED OR PAID TO MR
BERNARD GAUTIER, MEMBER OF THE BOARD
OF DIRECTORS
23 ADVISORY REVIEW OF THE ITEMS OF FOR FOR Management
COMPENSATION OWED OR PAID TO MR
FRANCOIS DE WENDEL, CHAIRMAN OF THE
SUPERVISORY BOARD
24 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO BUY COMPANY SHARES:
MAXIMUM PRICE: EUR 200
25 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING SHARES OF UP TO 10% OF
THE CAPITAL WITHIN A 24-MONTH PERIOD
26 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY A NOMINAL AMOUNT OF UP TO
SEVENTY-FIVE MILLION EUROS, WITH
RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
27 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY A NOMINAL AMOUNT OF UP TO
EIGHTEEN MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AND WITH THE
POSSIBILITY OF GRANTING A PRIORITY
PERIOD TO SHAREHOL
28 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES AND/OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL WITH WITHDRAWAL OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
THROUGH A PRIVATE PLACEMENT PURSUANT
TO ARTICLE L.
29 AUTHORISATION GRANTED TO THE BOARD OF FOR FOR Management
DIRECTORS TO SET THE ISSUE PRICE OF
SHARES OR SECURITIES PURSUANT TO THE
CONDITIONS SET OUT BY THE GENERAL
MEETING, WITH WITHDRAWAL OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT,
THROUGH A PUBLIC OFFER OR PRIVATE
PLACEMENT, W
30 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT
OF EXCESS DEMAND, BY UP TO 15% OF THE
PRIMARY ISSUE, WITH RETENTION OR
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
31 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY UP TO EIGHTEEN MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN ORDER TO
REMUNERATE SECURITIES CONTRIBUTED
EITHER IN-KIND OR AS PART OF A PUBLIC
EXCHANGE
32 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY UP TO EIGHTY MILLION EUROS
BY INCORPORATING RESERVES, PROFITS OR
PREMIUMS
33 OVERALL LIMIT FOR CAPITAL INCREASES FOR FOR Management
34 DELEGATION OF AUTHORITY FOR THE BOARD FOR FOR Management
OF DIRECTORS TO INCREASE THE CAPITAL
BY A NOMINAL AMOUNT OF UP TO ONE
HUNDRED AND FIFTY MILLION EUROS, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
OR SECURITIES THAT GRANT ACCESS TO
CAPITA
35 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO GRANT SHARE SUBSCRIPTION
OR PURCHASE OPTIONS TO EXECUTIVE
OFFICERS AND EMPLOYEES, WITH
WITHDRAWAL OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF UP
TO 1% OF THE SHARE CAPITAL, WITH A
SUB-CEILING OF 36%
36 AUTHORISATION FOR THE BOARD OF FOR FOR Management
DIRECTORS TO ALLOCATE
PERFORMANCE-BASED SHARES OF UP TO 0.
3333% OF THE SHARE CAPITAL TO
EXECUTIVE OFFICERS AND EMPLOYEES, WITH
WITHDRAWAL OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THIS AMOUNT
BEING DEDUCTED FROM THE OVERAL
37 POWERS TO CARRY OUT ALL LEGAL FOR FOR Management
FORMALITIES
--------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA
Ticker: Security ID: Q95870103
Meeting Date: NOV 10, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF A J HOWARTH FOR FOR Management
3 RE-ELECTION OF W G OSBORN FOR FOR Management
4 RE-ELECTION OF V M WALLACE FOR FOR Management
5 RE-ELECTION OF J A WESTACOTT FOR FOR Management
6 ADOPTION OF THE REMUNERATION REPORT FOR FOR Management
7 GRANT OF PERFORMANCE RIGHTS TO THE FOR FOR Management
GROUP MANAGING DIRECTOR
8 GRANT OF PERFORMANCE RIGHTS TO THE FOR FOR Management
FINANCE DIRECTOR
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WEST JAPAN RAILWAY COMPANY
Ticker: Security ID: J95094108
Meeting Date: JUN 22, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
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WESTJET AIRLINES LTD.
Ticker: WJAFF Security ID: 960410504
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 AN ORDINARY RESOLUTION TO FIX THE FOR FOR Management
NUMBER OF DIRECTORS TO BE ELECTED BY
SHAREHOLDERS AT 12.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 AN ORDINARY RESOLUTION TO APPOINT KPMG FOR FOR Management
LLP, CHARTERED PROFESSIONAL
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS OF THE CORPORATION TO FIX
THEIR REMUNERATION AS SUCH.
4 A NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
ACCEPT WESTJET'S APPROACH TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN THE
CORPORATION'S INFORMATION CIRCULAR
DATED MARCH 20, 2017.
5 AN ORDINARY RESOLUTION TO APPROVE THE FOR FOR Management
AMENDMENT TO THE 2009 STOCK OPTION
PLAN, AS DESCRIBED IN THE
CORPORATION'S INFORMATION CIRCULAR
DATED MARCH 20, 2017.
6 THE UNDERSIGNED CERTIFIES THAT IT HAS AGAINST AGAINST Management
MADE REASONABLE INQUIRIES AS TO THE
CANADIAN STATUS OF THE REGISTERED
HOLDER AND THE BENEFICIAL OWNER OF THE
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM AND HAS READ THE
DEFINITIONS FOUND BELOW SO AS TO MAKE
AN
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WESTPAC BANKING CORP, SYDNEY NSW
Ticker: Security ID: Q97417101
Meeting Date: DEC 09, 2016 Meeting Type: Annual General Meeting
Record Date: DEC 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 REMUNERATION REPORT FOR FOR Management
3 GRANT OF EQUITY TO MANAGING DIRECTOR FOR FOR Management
AND CHIEF EXECUTIVE OFFICER
4 RE-ELECTION OF EWEN CROUCH AS A FOR FOR Management
DIRECTOR
5 RE-ELECTION OF PETER MARRIOTT AS A FOR FOR Management
DIRECTOR
--------------------------------------------------------------------------------
WHEELOCK AND COMPANY LIMITED
Ticker: Security ID: Y9553V106
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO ADOPT THE FINANCIAL STATEMENTS AND FOR FOR Management
THE REPORTS OF THE DIRECTORS AND
INDEPENDENT AUDITOR FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
4 TO RE-ELECT MR. DOUGLAS C. K. WOO, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
5 TO RE-ELECT MR. RICKY K. Y. WONG, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
6 TO RE-ELECT MR. TAK HAY CHAU, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
7 TO RE-ELECT MR. KENNETH W. S. TING, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
8 TO RE-ELECT MR. GLENN S. YEE, A FOR FOR Management
RETIRING DIRECTOR, AS A DIRECTOR
9 TO RE-APPOINT KPMG AS AUDITORS OF THE FOR FOR Management
COMPANY AND TO AUTHORISE THE DIRECTORS
TO FIX THEIR REMUNERATION
10 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
FEE PAYABLE TO THE CHAIRMAN OF THE
COMPANY
11 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
FEE PAYABLE TO EACH OF THE DIRECTORS
(OTHER THAN THE CHAIRMAN) OF THE
COMPANY
12 TO APPROVE AN INCREASE IN THE RATE OF FOR FOR Management
FEE PAYABLE TO EACH OF THE MEMBERS OF
THE COMPANY'S AUDIT COMMITTEE (ALL
BEING DIRECTORS OF THE COMPANY)
13 TO APPROVE A FEE PAYABLE TO EACH OF FOR FOR Management
THE MEMBERS OF THE COMPANY'S
REMUNERATION COMMITTEE (ALL BEING
DIRECTORS OF THE COMPANY)
14 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR BUY-BACK OF SHARES BY
THE COMPANY
15 TO GIVE A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS FOR ISSUE OF SHARES
16 TO APPROVE THE ADDITION OF BOUGHT BACK FOR FOR Management
SHARES TO THE SHARE ISSUE GENERAL
MANDATE STATED UNDER RESOLUTION NO. 6
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WILLIAM HILL PLC, LONDON
Ticker: Security ID: G9645P117
Meeting Date: MAY 09, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON FOR THE
52 WEEKS ENDED 27 DECEMBER 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY SET OUT ON PAGES 72 TO 79
(INCLUSIVE) IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE 52 WEEKS ENDED 27
DECEMBER 2016
3 TO APPROVE THE ANNUAL REPORT ON FOR FOR Management
REMUNERATION FOR THE 52 WEEKS ENDED 27
DECEMBER 2016 SET OUT ON PAGES 68 TO
71 (INCLUSIVE) AND PAGES 80 TO 89
(INCLUSIVE) IN THE ANNUAL REPORT AND
ACCOUNTS
4 TO DECLARE A FINAL DIVIDEND ON THE FOR FOR Management
ORDINARY SHARES OF 8.4P PER SHARE FOR
THE 52 WEEKS ENDED 27 DECEMBER 2016
5 TO ELECT MARK BROOKER AS A DIRECTOR OF FOR FOR Management
THE COMPANY
6 TO ELECT JOHN O'REILLY AS A DIRECTOR FOR FOR Management
OF THE COMPANY
7 TO ELECT ROBIN TERRELL AS A DIRECTOR FOR FOR Management
OF THE COMPANY
8 TO RE-ELECT GARETH DAVIS AS A DIRECTOR FOR FOR Management
OF THE COMPANY
9 TO RE-ELECT PHILIP BOWCOCK AS A FOR FOR Management
DIRECTOR OF THE COMPANY
10 TO RE-ELECT SIR ROY GARDNER AS A FOR FOR Management
DIRECTOR OF THE COMPANY
11 TO RE-ELECT GEORGINA HARVEY AS A FOR FOR Management
DIRECTOR OF THE COMPANY
12 TO RE-ELECT ASHLEY HIGHFIELD AS A FOR FOR Management
DIRECTOR OF THE COMPANY
13 TO RE-ELECT DAVID LOWDEN AS A DIRECTOR FOR FOR Management
OF THE COMPANY
14 TO RE-ELECT IMELDA WALSH AS A DIRECTOR FOR FOR Management
OF THE COMPANY
15 TO RE-APPOINT DELOITTE LLP AS AUDITOR FOR FOR Management
OF THE COMPANY UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AT WHICH ACCOUNTS ARE LAID
16 TO AUTHORISE THE AUDIT & RISK FOR FOR Management
MANAGEMENT COMMITTEE OF WILLIAM HILL
PLC (FOR AND ON BEHALF OF THE BOARD)
TO DETERMINE THE REMUNERATION OF THE
AUDITOR OF THE COMPANY
17 TO CONSIDER THE FOLLOWING AS AN FOR FOR Management
ORDINARY RESOLUTION: THAT IN
ACCORDANCE WITH SECTION 366 OF THE
COMPANIES ACT 2006 (CA 2006), THE
COMPANY AND ALL THE COMPANIES THAT ARE
THE COMPANY'S SUBSIDIARIES AT ANY TIME
DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS
18 TO CONSIDER THE FOLLOWING AS AN FOR FOR Management
ORDINARY RESOLUTION: THAT THE
DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED FOR THE
PURPOSES OF SECTION 551 CA 2006 TO
EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY OR TO
GRANT RIGHTS TO SUBS
19 TO CONSIDER THE FOLLOWING AS A SPECIAL FOR FOR Management
RESOLUTION: THAT IF RESOLUTION 18
GRANTING AUTHORITY TO ALLOT SHARES IS
PASSED, THE BOARD BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
THE COMPANIES ACT 2006) FOR CASH UNDER
THE AUTHORITY GIVEN BY THAT RES
20 TO CONSIDER THE FOLLOWING AS A SPECIAL FOR FOR Management
RESOLUTION: THAT IF RESOLUTION 18
GRANTING AUTHORITY TO ALLOT SHARES IS
PASSED, THE BOARD BE AUTHORISED IN
ADDITION TO ANY AUTHORITY GRANTED
UNDER FIRST DISAPPLICATION RESOLUTION
19, TO ALLOT EQUITY SECURITIES (AS DE
21 TO CONSIDER THE FOLLOWING AS A SPECIAL FOR FOR Management
RESOLUTION: THAT THE COMPANY BE AND IS
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO MAKE ONE OR MORE MARKET
PURCHASES (WITHIN THE MEANING OF
SECTION 693(4) CA 2006) OF ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF
THE
22 TO CONSIDER THE FOLLOWING AS AN FOR FOR Management
ORDINARY RESOLUTION: THAT THE
REMUNERATION COMMITTEE OF WILLIAM HILL
PLC (COMMITTEE) BE AUTHORISED TO: (A)
ESTABLISH THE WILLIAM HILL 2017
EXECUTIVE DEFERRED SHARE BONUS PLAN
(EDSBP), A COPY OF THE DRAFT RULES OF
WHICH HAS
23 TO CONSIDER THE FOLLOWING AS AN FOR FOR Management
ORDINARY RESOLUTION: THAT, IF
RESOLUTION 2 APPROVING THE NEW
DIRECTORS' REMUNERATION POLICY IS
PASSED, THE COMMITTEE BE AUTHORISED TO
ADOPT THE PROPOSED AMENDMENTS TO THE
WILLIAM HILL 2014 PERFORMANCE SHARE
PLAN (PSP) AS IN
24 TO CONSIDER THE FOLLOWING AS A SPECIAL FOR FOR Management
RESOLUTION: THAT A GENERAL MEETING,
OTHER THAN AN ANNUAL GENERAL MEETING,
MAY BE CALLED AT NOT FEWER THAN 14
WORKING DAYS' NOTICE.
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WILMAR INTERNATIONAL LTD
Ticker: Security ID: Y9586L109
Meeting Date: APR 26, 2017 Meeting Type: Annual General Meeting
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS' FOR FOR Management
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016 AND THE
AUDITOR'S REPORT THEREON
2 TO APPROVE THE PAYMENT OF A PROPOSED FOR FOR Management
FINAL TAX EXEMPT (ONE-TIER) DIVIDEND
OF SGD 0.04 PER ORDINARY SHARE FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
3 TO APPROVE THE PAYMENT OF DIRECTORS' FOR FOR Management
FEES OF SGD 790,000 FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016 (2015: SGD
801,670)
4 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
PURSUANT TO THE CONSTITUTION OF THE
COMPANY: MR KUOK KHOON HONG (RETIRING
BY ROTATION UNDER ARTICLE 105)
5 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
PURSUANT TO THE CONSTITUTION OF THE
COMPANY: MR KWAH THIAM HOCK (RETIRING
BY ROTATION UNDER ARTICLE 105)
6 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
PURSUANT TO THE CONSTITUTION OF THE
COMPANY: MR TAY KAH CHYE (RETIRING BY
ROTATION UNDER ARTICLE 105)
7 TO RE-ELECT THE FOLLOWING DIRECTOR FOR FOR Management
PURSUANT TO THE CONSTITUTION OF THE
COMPANY: MR KUOK KHOON HUA (RETIRING
UNDER ARTICLE 106)
8 TO RE-APPOINT ERNST & YOUNG LLP AS FOR FOR Management
AUDITOR OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 AUTHORITY TO ISSUE AND ALLOT SHARES IN FOR FOR Management
THE CAPITAL OF THE COMPANY
10 AUTHORITY TO GRANT OPTIONS AND ISSUE FOR FOR Management
AND ALLOT SHARES UNDER WILMAR
EXECUTIVES SHARE OPTION SCHEME 2009
11 RENEWAL OF SHAREHOLDERS' MANDATE FOR FOR FOR Management
INTERESTED PERSON TRANSACTIONS
12 RENEWAL OF SHARE PURCHASE MANDATE FOR FOR Management
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WM MORRISON SUPERMARKETS PLC, BRADFORD
Ticker: Security ID: G62748119
Meeting Date: JUN 15, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND FOR FOR Management
STATUTORY REPORTS
2 APPROVE REMUNERATION REPORT FOR FOR Management
3 APPROVE REMUNERATION POLICY FOR FOR Management
4 APPROVE LONG TERM INCENTIVE PLAN FOR FOR Management
5 APPROVE FINAL DIVIDEND FOR FOR Management
6 RE-ELECT ANDREW HIGGINSON AS DIRECTOR FOR FOR Management
7 RE-ELECT DAVID POTTS AS DIRECTOR FOR FOR Management
8 RE-ELECT TREVOR STRAIN AS DIRECTOR FOR FOR Management
9 RE-ELECT ROONEY ANAND AS DIRECTOR FOR FOR Management
10 RE-ELECT NEIL DAVIDSON AS DIRECTOR FOR FOR Management
11 RE-ELECT BELINDA RICHARDS AS DIRECTOR FOR FOR Management
12 RE-ELECT PAULA VENNELLS AS DIRECTOR FOR FOR Management
13 REAPPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS AUDITORS
14 AUTHORISE BOARD TO FIX REMUNERATION OF FOR FOR Management
AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITH FOR FOR Management
PRE-EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF ORDINARY FOR FOR Management
SHARES
18 AUTHORISE ISSUE OF EQUITY WITHOUT FOR FOR Management
PRE-EMPTIVE RIGHTS
19 AUTHORISE THE COMPANY TO CALL GENERAL FOR FOR Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
WOLSELEY PLC
Ticker: Security ID: G9736L124
Meeting Date: NOV 29, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR FOR Management
AND ACCOUNTS FOR THE YEAR ENDED 31
JULY 2016
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT FOR THE YEAR ENDED 31 JULY 2016
3 TO DECLARE A FINAL DIVIDEND OF 66.72 FOR FOR Management
PENCE PER ORDINARY SHARE FOR THE YEAR
ENDED 31 JULY 2016
4 TO RE-ELECT MS TESSA BAMFORD AS A FOR FOR Management
DIRECTOR
5 TO RE-ELECT MR JOHN DALY AS A DIRECTOR FOR FOR Management
6 TO RE-ELECT MR GARETH DAVIS AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT MS PILAR LOPEZ AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT MR JOHN MARTIN AS A FOR FOR Management
DIRECTOR
9 TO RE-ELECT MR ALAN MURRAY AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT MR FRANK ROACH AS A FOR FOR Management
DIRECTOR
11 TO RE-ELECT MR DARREN SHAPLAND AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT MS JACQUELINE SIMMONDS AS FOR FOR Management
A DIRECTOR
13 TO RE-APPOINT DELOITTE LLP AS THE FOR FOR Management
AUDITORS
14 TO AUTHORISE THE AUDIT COMMITTEE ON FOR FOR Management
BEHALF OF THE DIRECTORS TO AGREE THE
REMUNERATION OF THE AUDITORS
15 TO GIVE LIMITED AUTHORITY TO INCUR FOR FOR Management
POLITICAL EXPENDITURE AND TO MAKE
POLITICAL DONATIONS
16 TO GIVE LIMITED POWERS TO THE FOR FOR Management
DIRECTORS TO ALLOT EQUITY SECURITIES
17 TO GIVE LIMITED POWERS TO THE FOR FOR Management
DIRECTORS TO ALLOT EQUITY SECURITIES
FOR CASH WITHOUT THE APPLICATION OF
PRE-EMPTION RIGHTS
18 TO GIVE ADDITIONAL LIMITED POWERS TO FOR FOR Management
THE DIRECTORS TO ALLOT EQUITY
SECURITIES FOR CASH WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS FOR
THE PURPOSES OF FINANCING OR
REFINANCING AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
19 TO GIVE LIMITED AUTHORITY FOR THE FOR FOR Management
COMPANY TO PURCHASE ITS ORDINARY SHARES
--------------------------------------------------------------------------------
WOLSELEY PLC
Ticker: Security ID: G9736L124
Meeting Date: MAY 23, 2017 Meeting Type: Ordinary General Meeting
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CHANGE THE NAME OF THE COMPANY TO FOR FOR Management
FERGUSON PLC WITH EFFECT FROM
31-JUL-2017
--------------------------------------------------------------------------------
WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN
Ticker: Security ID: ADPV09931
Meeting Date: APR 20, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ADOPT FINANCIAL STATEMENTS FOR FOR Management
7 IT IS PROPOSED THAT A DIVIDEND OVER FOR FOR Management
THE FISCAL YEAR 2016 WILL BE DECLARED
AT EUR 0,79 PER SHARE, FROM WHICH EUR
0,19 PER SHARE HAS BEEN DISTRIBUTED AS
INTERIM DIVIDEND IN SEPT EMBER 2016.
REMAINS A FINAL DIVIDEND OF EUR 0,60
IN CASH, PAYABLE ON 16 MAY 201
8 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FOR Management
9 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FOR Management
10 ELECT FRANS CREMERS TO SUPERVISORY FOR FOR Management
BOARD
11 ELECT ANN ZIEGLER TO SUPERVISORY BOARD FOR FOR Management
12 REELECT KEVIN ENTRICKEN TO EXECUTIVE FOR FOR Management
BOARD
13 GRANT BOARD AUTHORITY TO ISSUE SHARES FOR FOR Management
UP TO 10 PERCENT OF ISSUED CAPITAL
14 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE FOR FOR Management
RIGHTS FROM SHARE ISSUANCES
15 AUTHORIZE REPURCHASE OF UP TO 10 FOR FOR Management
PERCENT OF ISSUED SHARE CAPITAL
16 APPROVE CANCELLATION OF REPURCHASED FOR FOR Management
SHARES
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD, PERTH WA
Ticker: Security ID: 980228100
Meeting Date: MAY 05, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 RE-ELECTION OF MR MICHAEL CHANEY FOR FOR Management
3 ELECTION OF MR LAWRENCE ARCHIBALD FOR FOR Management
4 ELECTION OF MR IAN MACFARLANE FOR FOR Management
5 REMUNERATION REPORT FOR FOR Management
7 CONDITIONAL SPILL RESOLUTION: THAT, AGAINST AGAINST Shareholder
SUBJECT TO AND CONDITIONAL ON AT LEAST
25% OF THE VOTES CAST ON ITEM 3 BEING
CAST AGAINST THE REMUNERATION REPORT:
(A) AN EXTRAORDINARY GENERAL MEETING
OF THE COMPANY (THE SPILL MEETING) BE
HELD WITHIN 90 DAYS OF THE PA
--------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW
Ticker: Security ID: Q98418108
Meeting Date: NOV 24, 2016 Meeting Type: Annual General Meeting
Record Date: NOV 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO ELECT AS A DIRECTOR MS HOLLY KRAMER FOR FOR Management
3 TO ELECT AS A DIRECTOR MS SIOBHAN FOR FOR Management
MCKENNA
4 TO ELECT AS A DIRECTOR MS KATHEE TESIJA FOR FOR Management
5 LONG TERM INCENTIVE GRANT TO MANAGING FOR FOR Management
DIRECTOR AND CHIEF EXECUTIVE OFFICER
6 ADOPTION OF REMUNERATION REPORT FOR FOR Management
--------------------------------------------------------------------------------
WORLEYPARSONS LTD
Ticker: Security ID: Q9857K102
Meeting Date: OCT 25, 2016 Meeting Type: Annual General Meeting
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 TO RE-ELECT MR JOHN GRILL AS A FOR FOR Management
DIRECTOR OF THE COMPANY
3 TO RE-ELECT MS CATHERINE LIVINGSTONE FOR FOR Management
AS A DIRECTOR OF THE COMPANY
4 TO ADOPT THE REMUNERATION REPORT FOR FOR Management
5 TO APPROVE THE GRANT OF SHARE PRICE FOR FOR Management
PERFORMANCE RIGHTS TO MR ANDREW WOOD
6 TO APPROVE THE GRANT OF LONG-TERM FOR FOR Management
INCENTIVE PERFORMANCE RIGHTS TO MR
ANDREW WOOD
7 TO APPROVE POTENTIAL TERMINATION FOR FOR Management
BENEFITS
8 TO APPROVE REINSERTION OF THE FOR FOR Management
PROPORTIONAL TAKEOVER PROVISIONS
--------------------------------------------------------------------------------
WPP PLC
Ticker: Security ID: G9788D103
Meeting Date: JUN 07, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND FOR FOR Management
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 37.05 FOR FOR Management
PENCE PER ORDINARY SHARE TO BE PAYABLE
TO THE SHARE OWNERS ON THE REGISTER AT
THE CLOSE OF BUSINESS ON 9 JUNE 2017
AS RECOMMENDED BY THE DIRECTORS FOR
THE YEAR ENDED 31 DECEMBER 2016
3 TO RECEIVE AND APPROVE THE FOR FOR Management
COMPENSATION COMMITTEE REPORT
CONTAINED WITHIN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
4 TO RECEIVE AND APPROVE THE DIRECTORS FOR FOR Management
COMPENSATION POLICY CONTAINED WITHIN
THE ANNUAL REPORT AND ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2016, TO TAKE
EFFECT FROM THE DATE OF THE ANNUAL
GENERAL MEETING
5 TO APPROVE THE SUSTAINABILITY REPORT FOR FOR Management
CONTAINED WITHIN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
6 TO RE-ELECT ROBERTO QUARTA AS A FOR FOR Management
DIRECTOR
7 TO RE-ELECT DR JACQUES AIGRAIN AS A FOR FOR Management
DIRECTOR
8 TO RE-ELECT RUIGANG LI AS A DIRECTOR FOR FOR Management
9 TO RE-ELECT PAUL RICHARDSON AS A FOR FOR Management
DIRECTOR
10 TO RE-ELECT HUGO SHONG AS A DIRECTOR FOR FOR Management
11 TO RE-ELECT SIR MARTIN SORRELL AS A FOR FOR Management
DIRECTOR
12 TO RE-ELECT SALLY SUSMAN AS A DIRECTOR FOR FOR Management
13 TO RE-ELECT SOLOMON TRUJILLO AS A FOR FOR Management
DIRECTOR
14 TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR FOR FOR Management
15 TO RE-ELECT NICOLE SELIGMAN AS A FOR FOR Management
DIRECTOR
16 TO RE-ELECT DANIELA RICCARDI AS A FOR FOR Management
DIRECTOR
17 TO ELECT TAREK FARAHAT AS A DIRECTOR FOR FOR Management
18 TO RE-APPOINT DELOITTE LLP AS AUDITORS FOR FOR Management
TO HOLD OFFICE FROM THE CONCLUSION OF
THE ANNUAL GENERAL MEETING TO THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
19 TO AUTHORISE THE AUDIT COMMITTEE FOR FOR FOR Management
AND ON BEHALF OF THE BOARD OF
DIRECTORS TO DETERMINE THE AUDITORS'
REMUNERATION
20 IN ACCORDANCE WITH ARTICLE 6 OF THE FOR FOR Management
COMPANY'S ARTICLES OF ASSOCIATION, TO
AUTHORISE THE BOARD OF DIRECTORS TO
ALLOT RELEVANT SECURITIES (AS DEFINED
IN THE COMPANY'S ARTICLES OF
ASSOCIATION) (A) UP TO A MAXIMUM
NOMINAL AMOUNT OF GBP 42,586,567 (SUCH
AMOUNT
21 TO AUTHORISE THE COMPANY GENERALLY AND FOR FOR Management
UNCONDITIONALLY: (A) PURSUANT TO
ARTICLE 57 OF THE COMPANIES (JERSEY)
LAW 1991 TO MAKE MARKET PURCHASES OF
ORDINARY SHARES IN THE COMPANY ON SUCH
TERMS AND IN SUCH MANNER AS THE
DIRECTORS OF THE COMPANY MAY FROM TIME
22 IN ACCORDANCE WITH ARTICLE 8 OF THE FOR FOR Management
COMPANY'S ARTICLES OF ASSOCIATION THAT
IF RESOLUTION 20 IS PASSED, THE BOARD
BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE
COMPANY'S ARTICLES OF ASSOCIATION)
WHOLLY FOR CASH A) IN CONNECTION WITH
A RIGHTS
23 IN ACCORDANCE WITH ARTICLE 8 OF THE FOR FOR Management
COMPANY'S ARTICLES OF ASSOCIATION THAT
IF RESOLUTION 20 IS PASSED, THE BOARD
BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE
COMPANY'S ARTICLES OF ASSOCIATION)
WHOLLY FOR CASH SUCH AUTHORITY TO BE:
A) LIMITE
--------------------------------------------------------------------------------
WYNN MACAU LTD
Ticker: Security ID: G98149100
Meeting Date: JUN 01, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO RECEIVE AND ADOPT THE AUDITED FOR FOR Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2016
4 TO DECLARE A FINAL DIVIDEND OF HKD 0. FOR FOR Management
42 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2016
5 TO RE-ELECT MR. IAN MICHAEL COUGHLAN FOR FOR Management
AS EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT DR. ALLAN ZEMAN AS FOR FOR Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH FOR FOR Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
OF THE COMPANY
8 RE-ELECT MS. KIM MARIE SINATRA AS FOR FOR Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO AUTHORIZE THE BOARD OF DIRECTORS OF FOR FOR Management
THE COMPANY TO FIX THE RESPECTIVE
DIRECTORS' REMUNERATION
10 TO RE-APPOINT ERNST & YOUNG AS FOR FOR Management
AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THE AUDITORS'
REMUNERATION FOR THE ENSUING YEAR
11 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING
10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
12 TO GRANT A GENERAL MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED FOR FOR Management
TO THE DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES
OF THE COMPANY BY THE AGGREGATE NUMBER
OF SHARES REPURCHASED BY THE COMPANY
14 TO EXTEND THE SCHEME MANDATE TO THE FOR FOR Management
DIRECTORS OF THE COMPANY IS TO ISSUE
AND ALLOT THE NUMBER OF SHARES OF THE
COMPANY PERMITTED TO BE GRANTED UNDER
THE COMPANY'S EMPLOYEE OWNERSHIP
SCHEME (THE "SCHEME") ADOPTED BY THE
COMPANY ON 30 JUNE 2014, LESS THE NU
--------------------------------------------------------------------------------
YAMADA DENKI CO.,LTD.
Ticker: Security ID: J95534103
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Shareholder Proposal: Appoint a AGAINST AGAINST Shareholder
Director Hashimoto, Kazuo
--------------------------------------------------------------------------------
YAMAGUCHI FINANCIAL GROUP,INC.
Ticker: Security ID: J9579M103
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Articles to: Expand Business FOR FOR Management
Lines
3 Appoint a Director except as FOR FOR Management
Supervisory Committee Members
Yoshimura, Takeshi
4 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Umemoto,
Hirohide
5 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Koda,
Ichinari
6 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Kato,
Mitsuru
7 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Oda, Koji
8 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Fujita,
Mitsuhiro
9 Appoint a Director except as FOR FOR Management
Supervisory Committee Members Tamura,
Hiroaki
10 Appoint a Director as Supervisory FOR FOR Management
Committee Members Tsukuda, Kazuo
11 Appoint a Director as Supervisory FOR FOR Management
Committee Members Kunimasa, Michiaki
12 Approve Payment of Performance-based FOR FOR Management
Compensation to Directors
13 Approve Details of the FOR FOR Management
Performance-based Stock Compensation
to be received by Directors
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: AUY Security ID: 98462Y100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT THE AUDITORS - DELOITTE LLP FOR FOR Management
SEE PAGE 8 OF OUR 2017 MANAGEMENT
INFORMATION CIRCULAR.
3 ON AN ADVISORY BASIS, AND NOT TO FOR FOR Management
DIMINISH THE ROLE AND RESPONSIBILITIES
OF OUR BOARD, YOU ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
OUR 2017 MANAGEMENT INFORMATION
CIRCULAR. THIS IS AN ADVISORY VOTE AND
THE RESULTS ARE NON-BINDING ON THE
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: AUY Security ID: 98462Y100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT THE AUDITORS - DELOITTE LLP FOR FOR Management
SEE PAGE 8 OF OUR 2017 MANAGEMENT
INFORMATION CIRCULAR.
3 ON AN ADVISORY BASIS, AND NOT TO FOR FOR Management
DIMINISH THE ROLE AND RESPONSIBILITIES
OF OUR BOARD, YOU ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
OUR 2017 MANAGEMENT INFORMATION
CIRCULAR. THIS IS AN ADVISORY VOTE AND
THE RESULTS ARE NON-BINDING ON THE
--------------------------------------------------------------------------------
YAMAZAKI BAKING CO.,LTD.
Ticker: Security ID: J96656103
Meeting Date: MAR 30, 2017 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Director Yoshidaya, Ryoichi FOR FOR Management
3 Appoint a Corporate Auditor Matsumaru, FOR FOR Management
Teruo
4 Approve Provision of Retirement FOR AGAINST Management
Allowance for Retiring Corporate
Officers
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO
Ticker: Security ID: R9900C106
Meeting Date: MAY 11, 2017 Meeting Type: Annual General Meeting
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 OPENING OF THE GENERAL MEETING, FOR WITHHOLD Management
APPROVAL OF MEETING NOTICE AND AGENDA
6 ELECTION OF CHAIRPERSON AND A PERSON FOR WITHHOLD Management
TO CO-SIGN THE MINUTES
7 APPROVAL OF THE ANNUAL ACCOUNTS AND FOR WITHHOLD Management
REPORT OF THE BOARD OF DIRECTORS FOR
2016 FOR YARA INTERNATIONAL ASA AND
THE GROUP, INCLUDING DISTRIBUTION OF
DIVIDENDS: NOK 10.00 PER SHARE
8 STATEMENT REGARDING DETERMINATION OF FOR WITHHOLD Management
SALARY AND OTHER REMUNERATION TO THE
EXECUTIVE MANAGEMENT OF THE COMPANY
9 REPORT ON CORPORATE GOVERNANCE FOR WITHHOLD Management
10 AUDITORS FEES FOR THE AUDIT OF YARA FOR WITHHOLD Management
INTERNATIONAL ASA FOR THE FINANCIAL
YEAR 2016
11 REMUNERATION TO MEMBERS OF THE BOARD, FOR WITHHOLD Management
MEMBERS OF THE HR COMMITTEE AND
MEMBERS OF THE AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING
12 REMUNERATION TO THE MEMBERS OF THE FOR WITHHOLD Management
NOMINATION COMMITTEE FOR THE PERIOD
UNTIL THE NEXT ANNUAL GENERAL MEETING
13 POWER OF ATTORNEY TO THE BOARD FOR WITHHOLD Management
REGARDING ACQUISITION OF OWN SHARES
--------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORPORATION
Ticker: Security ID: J97272124
Meeting Date: JUN 27, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Appropriation of Surplus FOR FOR Management
3 Appoint a Director Kaihori, Shuzo FOR FOR Management
4 Appoint a Director Nishijima, Takashi FOR FOR Management
5 Appoint a Director Kurosu, Satoru FOR FOR Management
6 Appoint a Director Nara, Hitoshi FOR FOR Management
7 Appoint a Director Nakahara, Masatoshi FOR FOR Management
8 Appoint a Director Anabuki, Junichi FOR FOR Management
9 Appoint a Director Urano, Mitsudo FOR FOR Management
10 Appoint a Director Uji, Noritaka FOR FOR Management
11 Appoint a Director Seki, Nobuo FOR FOR Management
12 Appoint a Director Sugata, Shiro FOR FOR Management
13 Appoint a Corporate Auditor Maemura, FOR FOR Management
Koji
14 Appoint a Corporate Auditor Takayama, FOR FOR Management
Yasuko
--------------------------------------------------------------------------------
YOSHINOYA HOLDINGS CO.,LTD.
Ticker: Security ID: J9799L109
Meeting Date: MAY 25, 2017 Meeting Type: Annual General Meeting
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Amend Articles to: Reduce Term of FOR FOR Management
Office of Directors to One Year,
Approve Minor Revisions
3 Appoint a Director Uchikura, Eizo FOR FOR Management
4 Appoint a Director Miyai, Machiko FOR FOR Management
5 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Directors
6 Approve Details of the FOR FOR Management
Restricted-Share Compensation Plan to
be received by Corporate Auditors
7 Approve Continuance of Policy FOR FOR Management
regarding Large-scale Purchases of
Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------
ZENSHO HOLDINGS CO.,LTD.
Ticker: Security ID: J9885X108
Meeting Date: JUN 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus FOR FOR Management
2 Appoint a Director Ogawa, Kentaro FOR FOR Management
3 Appoint a Director Takei, Koichi FOR FOR Management
4 Appoint a Director Ogawa, Kazumasa FOR FOR Management
5 Appoint a Director Kunii, Yoshiro FOR FOR Management
6 Appoint a Director Hirano, Makoto FOR FOR Management
7 Appoint a Director Okitsu, Ryutaro FOR FOR Management
8 Appoint a Director Eto, Naomi FOR FOR Management
9 Appoint a Director Enomoto, Yoshimi FOR FOR Management
10 Appoint a Director Ogawa, Yohei FOR FOR Management
11 Appoint a Director Hagiwara, Toshitaka FOR FOR Management
12 Appoint a Director Ito, Chiaki FOR FOR Management
13 Appoint a Director Ando, Takaharu FOR FOR Management
14 Appoint a Corporate Auditor Honda, FOR FOR Management
Yutaka
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH
Ticker: Security ID: H9870Y105
Meeting Date: MAR 29, 2017 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
22 RE-ELECTION OF MR. LIC. IUR. ANDREAS G. FOR WITHHOLD Management
KELLER, ATTORNEY AT LAW, AS
INDEPENDENT VOTING RIGHTS
REPRESENTATIVE
23 RE-ELECTION OF PRICEWATERHOUSECOOPERS FOR WITHHOLD Management
LTD AS AUDITORS
24 APPROVAL OF THE REMUNERATION FOR THE FOR WITHHOLD Management
BOARD OF DIRECTORS
25 APPROVAL OF THE REMUNERATION FOR THE FOR WITHHOLD Management
EXECUTIVE COMMITTEE
26 AUTHORIZED AND CONTINGENT SHARE CAPITAL FOR WITHHOLD Management
27 FURTHER CHANGES TO THE ARTICLES OF FOR WITHHOLD Management
ASSOCIATION
2 REPORTING ON THE FINANCIAL YEAR 2016: FOR WITHHOLD Management
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
2016
3 REPORTING ON THE FINANCIAL YEAR 2016: FOR WITHHOLD Management
ADVISORY VOTE ON THE REMUNERATION
REPORT 2016
4 APPROPRIATION OF AVAILABLE EARNINGS FOR WITHHOLD Management
FOR 2016: CHF 11.30 PER SHARE
5 APPROPRIATION OF CAPITAL CONTRIBUTION FOR WITHHOLD Management
RESERVE: CHF 5.70 PER SHARE
6 DISCHARGE OF MEMBERS OF THE BOARD OF FOR WITHHOLD Management
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
7 RE-ELECTION OF MR. TOM DE SWAAN AS FOR WITHHOLD Management
CHAIRMAN OF THE BOARD OF DIRECTORS
8 RE-ELECTION OF MS. JOAN AMBLE AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
9 RE-ELECTION OF MS. SUSAN BIES AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
10 RE-ELECTION OF DAME ALISON CARNWATH AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
11 RE-ELECTION OF MR. CHRISTOPH FRANZ AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
12 RE-ELECTION OF MR. JEFFREY L. HAYMAN FOR WITHHOLD Management
AS MEMBER OF THE BOARD OF DIRECTORS
13 RE-ELECTION OF MR. FRED KINDLE AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
14 RE-ELECTION OF MS. MONICA MAECHLER AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
15 RE-ELECTION OF MR. KISHORE MAHBUBANI FOR WITHHOLD Management
AS MEMBER OF THE BOARD OF DIRECTORS
16 RE-ELECTION OF MR. DAVID NISH AS FOR WITHHOLD Management
MEMBER OF THE BOARD OF DIRECTORS
17 ELECTION OF MS. CATHERINE P. BESSANT FOR WITHHOLD Management
AS MEMBER OF THE BOARD OF DIRECTORS
18 RE-ELECTION OF MR. TOM DE SWAAN AS FOR WITHHOLD Management
MEMBER OF THE REMUNERATION COMMITTEE
19 RE-ELECTION OF MR. CHRISTOPH FRANZ AS FOR WITHHOLD Management
MEMBER OF THE REMUNERATION COMMITTEE
20 RE-ELECTION OF MR. FRED KINDLE AS FOR WITHHOLD Management
MEMBER OF THE REMUNERATION COMMITTEE
21 RE-ELECTION OF MR. KISHORE MAHBUBANI FOR WITHHOLD Management
AS MEMBER OF THE REMUNERATION COMMITTEE
======================== PIMCO RAE Fundamental US Fund =========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SONDRA L. BARBOUR FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS "TONY" K. FOR FOR Management
BROWN
3 ELECTION OF DIRECTOR: VANCE D. COFFMAN FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID B. DILLON FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL L. ESKEW FOR FOR Management
6 ELECTION OF DIRECTOR: HERBERT L. HENKEL FOR FOR Management
7 ELECTION OF DIRECTOR: MUHTAR KENT FOR FOR Management
8 ELECTION OF DIRECTOR: EDWARD M. LIDDY FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY R. PAGE FOR FOR Management
10 ELECTION OF DIRECTOR: INGE G. THULIN FOR FOR Management
11 ELECTION OF DIRECTOR: PATRICIA A. FOR FOR Management
WOERTZ
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
13 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
14 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
15 STOCKHOLDER PROPOSAL ON IMPLEMENTATION AGAINST AGAINST Shareholder
OF HOLY LAND PRINCIPLES.
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS.
3 SAY ON PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF SHAREHOLDER
VOTES ON EXECUTIVE COMPENSATION.
5 APPROVAL OF THE ABBOTT LABORATORIES FOR FOR Management
2017 INCENTIVE STOCK PROGRAM
6 APPROVAL OF THE ABBOTT LABORATORIES FOR FOR Management
2017 EMPLOYEE STOCK PURCHASE PLAN FOR
NON-U.S. EMPLOYEES.
7 SHAREHOLDER PROPOSAL - INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN.
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION
4 APPROVAL OF A MANAGEMENT PROPOSAL FOR FOR Management
REGARDING AMENDMENT OF THE CERTIFICATE
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS
5 STOCKHOLDER PROPOSAL - TO ISSUE A AGAINST FOR Shareholder
REPORT ON LOBBYING
6 STOCKHOLDER PROPOSAL - TO SEPARATE AGAINST AGAINST Shareholder
CHAIR AND CEO
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES B. BACHMANN FOR FOR Management
2 ELECTION OF DIRECTOR: BONNIE R. BROOKS FOR FOR Management
3 ELECTION OF DIRECTOR: TERRY L. BURMAN FOR FOR Management
4 ELECTION OF DIRECTOR: SARAH M. FOR FOR Management
GALLAGHER
5 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
GREENLEES
6 ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN FOR FOR Management
7 ELECTION OF DIRECTOR: FRAN HOROWITZ FOR FOR Management
8 ELECTION OF DIRECTOR: ARTHUR C. FOR FOR Management
MARTINEZ
9 ELECTION OF DIRECTOR: CHARLES R. PERRIN FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHANIE M. FOR FOR Management
SHERN
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 APPROVAL OF ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF ABERCROMBIE & FITCH CO. SHORT-TERM
CASH INCENTIVE COMPENSATION
PERFORMANCE PLAN.
14 APPROVAL OF ABERCROMBIE & FITCH CO. FOR FOR Management
LONG-TERM CASH INCENTIVE COMPENSATION
PERFORMANCE PLAN.
15 APPROVAL OF AMENDMENTS TO ABERCROMBIE FOR FOR Management
& FITCH CO. 2016 LONG- TERM INCENTIVE
PLAN FOR DIRECTORS TO AUTHORIZE
400,000 ADDITIONAL SHARES AND
EXPLICITLY PROHIBIT THE CURRENT
PAYMENT OF DIVIDENDS IN ANY FORM ON
UNVESTED EQUITY AWARDS.
16 APPROVAL OF AMENDMENTS TO ABERCROMBIE FOR FOR Management
& FITCH CO. 2016 LONG- TERM INCENTIVE
PLAN FOR ASSOCIATES TO AUTHORIZE
1,200,000 ADDITIONAL SHARES AND
EXPLICITLY PROHIBIT THE CURRENT
PAYMENT OF DIVIDENDS IN ANY FORM ON
UNVESTED EQUITY AWARDS.
17 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
18 STOCKHOLDER PROPOSAL REGARDING "PROXY FOR FOR Shareholder
ACCESS," IF THE STOCKHOLDER PROPOSAL
IS PROPERLY PRESENTED AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 10, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-APPOINTMENT OF DIRECTOR: JAIME FOR FOR Management
ARDILA
2 RE-APPOINTMENT OF DIRECTOR: CHARLES H. FOR FOR Management
GIANCARLO
3 RE-APPOINTMENT OF DIRECTOR: HERBERT FOR FOR Management
HAINER
4 RE-APPOINTMENT OF DIRECTOR: WILLIAM L. FOR FOR Management
KIMSEY
5 RE-APPOINTMENT OF DIRECTOR: MARJORIE FOR FOR Management
MAGNER
6 RE-APPOINTMENT OF DIRECTOR: NANCY FOR FOR Management
MCKINSTRY
7 RE-APPOINTMENT OF DIRECTOR: PIERRE FOR FOR Management
NANTERME
8 RE-APPOINTMENT OF DIRECTOR: GILLES C. FOR FOR Management
PELISSON
9 RE-APPOINTMENT OF DIRECTOR: PAULA A. FOR FOR Management
PRICE
10 RE-APPOINTMENT OF DIRECTOR: ARUN SARIN FOR FOR Management
11 RE-APPOINTMENT OF DIRECTOR: FRANK K. FOR FOR Management
TANG
12 TO APPROVE, IN A NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 TO RECOMMEND, IN A NON-BINDING VOTE, 1 - Year FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
1, 2 OR 3 YEARS.
14 TO RATIFY, IN A NON-BINDING VOTE, THE FOR FOR Management
APPOINTMENT OF KPMG LLP (KPMG) AS THE
INDEPENDENT AUDITORS OF ACCENTURE AND
TO AUTHORIZE, IN A BINDING VOTE, THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE KPMG'S
REMUNERATION.
15 TO GRANT THE BOARD OF DIRECTORS THE FOR FOR Management
AUTHORITY TO ISSUE SHARES UNDER IRISH
LAW.
16 TO GRANT THE BOARD OF DIRECTORS THE FOR FOR Management
AUTHORITY TO OPT-OUT OF STATUTORY
PRE-EMPTION RIGHTS UNDER IRISH LAW.
17 TO DETERMINE THE PRICE RANGE AT WHICH FOR FOR Management
ACCENTURE CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER
IRISH LAW.
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT CORTI FOR FOR Management
2 ELECTION OF DIRECTOR: HENDRIK HARTONG FOR FOR Management
III
3 ELECTION OF DIRECTOR: BRIAN G. KELLY FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT A. KOTICK FOR FOR Management
5 ELECTION OF DIRECTOR: BARRY MEYER FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT MORGADO FOR FOR Management
7 ELECTION OF DIRECTOR: PETER NOLAN FOR FOR Management
8 ELECTION OF DIRECTOR: CASEY WASSERMAN FOR FOR Management
9 ELECTION OF DIRECTOR: ELAINE WYNN FOR FOR Management
10 ADVISORY APPROVAL OF OUR EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 13, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN M. BARTH FOR FOR Management
2 ELECTION OF DIRECTOR: JULIE L. BUSHMAN FOR FOR Management
3 ELECTION OF DIRECTOR: RAYMOND L. CONNER FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD GOODMAN FOR FOR Management
5 ELECTION OF DIRECTOR: FREDERICK A. FOR FOR Management
HENDERSON
6 ELECTION OF DIRECTOR: R. BRUCE MCDONALD FOR FOR Management
7 ELECTION OF DIRECTOR: BARBARA J. FOR FOR Management
SAMARDZICH
8 TO RATIFY, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR FISCAL YEAR
2017 AND TO AUTHORIZE, BY BINDING
VOTE, THE BOARD OF DIRECTORS, ACTING
THROUGH THE AUDIT COMMITTEE, TO SET
THE AUDITORS' REMU
9 TO APPROVE, ON AN ADVISORY BASIS, OUR FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
10 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
NAMED EXECUTIVE OFFICER COMPENSATION.
11 TO APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER ADIENT'S 2016
OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN E. CALDWELL FOR FOR Management
2 ELECTION OF DIRECTOR: NORA M. DENZEL FOR FOR Management
3 ELECTION OF DIRECTOR: NICHOLAS M. FOR FOR Management
DONOFRIO
4 ELECTION OF DIRECTOR: JOSEPH A. FOR FOR Management
HOUSEHOLDER
5 ELECTION OF DIRECTOR: MICHAEL J. INGLIS FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN W. MARREN FOR FOR Management
7 ELECTION OF DIRECTOR: LISA T. SU FOR FOR Management
8 ELECTION OF DIRECTOR: AHMED YAHIA FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS AMD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
10 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE ADVANCED MICRO
DEVICES, INC. 2004 EQUITY INCENTIVE
PLAN.
11 APPROVAL OF THE ADVANCED MICRO FOR FOR Management
DEVICES, INC. 2017 EMPLOYEE STOCK
PURCHASE PLAN.
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF AMD'S NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
13 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
SAY-ON-PAY.
--------------------------------------------------------------------------------
ADVANSIX INC
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DARRELL K. HUGHES FOR FOR Management
2 ELECTION OF DIRECTOR: TODD D. KARRAN FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR 2017.
4 AN ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
6 APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PERFORMANCE-BASED COMPENSATION FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE UNDER THE 2016
STOCK INCENTIVE PLAN OF ADVANSIX INC.
AND ITS AFFILIATES.
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FERNANDO AGUIRRE FOR FOR Management
2 ELECTION OF DIRECTOR: MARK T. BERTOLINI FOR FOR Management
3 ELECTION OF DIRECTOR: FRANK M. CLARK FOR FOR Management
4 ELECTION OF DIRECTOR: BETSY Z. COHEN FOR FOR Management
5 ELECTION OF DIRECTOR: MOLLY J. COYE, M. FOR FOR Management
D.
6 ELECTION OF DIRECTOR: ROGER N. FARAH FOR FOR Management
7 ELECTION OF DIRECTOR: JEFFREY E. GARTEN FOR FOR Management
8 ELECTION OF DIRECTOR: ELLEN M. HANCOCK FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
HARRINGTON
10 ELECTION OF DIRECTOR: EDWARD J. LUDWIG FOR FOR Management
11 ELECTION OF DIRECTOR: JOSEPH P. FOR FOR Management
NEWHOUSE
12 ELECTION OF DIRECTOR: OLYMPIA J. SNOWE FOR FOR Management
13 COMPANY PROPOSAL - APPROVAL OF THE FOR FOR Management
APPOINTMENT OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
14 COMPANY PROPOSAL - APPROVAL OF FOR FOR Management
AMENDMENT TO AMENDED AETNA INC. 2010
STOCK INCENTIVE PLAN TO INCREASE
NUMBER OF SHARES AUTHORIZED TO BE
ISSUED
15 COMPANY PROPOSAL - APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION ON A
NON-BINDING ADVISORY BASIS
16 COMPANY PROPOSAL - NON-BINDING WITHHOLD FOR Management
ADVISORY VOTE ON THE FREQUENCY OF THE
VOTE ON EXECUTIVE COMPENSATION
17 SHAREHOLDER PROPOSAL - ANNUAL REPORT AGAINST FOR Shareholder
ON DIRECT AND INDIRECT LOBBYING
18 SHAREHOLDER PROPOSAL - ANNUAL REPORT AGAINST FOR Shareholder
ON GENDER PAY GAP
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL P. AMOS FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL S. AMOS II FOR FOR Management
3 ELECTION OF DIRECTOR: W. PAUL BOWERS FOR FOR Management
4 ELECTION OF DIRECTOR: KRISS CLONINGER FOR FOR Management
III
5 ELECTION OF DIRECTOR: TOSHIHIKO FOR FOR Management
FUKUZAWA
6 ELECTION OF DIRECTOR: ELIZABETH J. FOR FOR Management
HUDSON
7 ELECTION OF DIRECTOR: DOUGLAS W. FOR FOR Management
JOHNSON
8 ELECTION OF DIRECTOR: ROBERT B. JOHNSON FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS J. KENNY FOR FOR Management
10 ELECTION OF DIRECTOR: CHARLES B. KNAPP FOR FOR Management
11 ELECTION OF DIRECTOR: KAROLE F. LLOYD FOR FOR Management
12 ELECTION OF DIRECTOR: JOSEPH L. FOR FOR Management
MOSKOWITZ
13 ELECTION OF DIRECTOR: BARBARA K. FOR FOR Management
RIMER, DRPH
14 ELECTION OF DIRECTOR: MELVIN T. STITH FOR FOR Management
15 TO CONSIDER THE FOLLOWING NON-BINDING FOR FOR Management
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION, INCLUDIN
16 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION EVERY
17 TO CONSIDER AND ACT UPON THE FOR FOR Management
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017
18 TO APPROVE THE ADOPTION OF THE AFLAC FOR FOR Management
INCORPORATED LONG-TERM INCENTIVE PLAN
(AS AMENDED AND RESTATED FEBRUARY 14,
2017) ("2017 LTIP") WITH ADDITIONAL
SHARES AUTHORIZED UNDER THE 2017 LTIP
19 TO APPROVE THE ADOPTION OF THE 2018 FOR FOR Management
MANAGEMENT INCENTIVE PLAN ("2018 MIP")
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROY V. ARMES FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL C. ARNOLD FOR FOR Management
3 ELECTION OF DIRECTOR: P. GEORGE BENSON FOR FOR Management
4 ELECTION OF DIRECTOR: WOLFGANG DEML FOR FOR Management
5 ELECTION OF DIRECTOR: GEORGE E. MINNICH FOR FOR Management
6 ELECTION OF DIRECTOR: MARTIN H. FOR FOR Management
RICHENHAGEN
7 ELECTION OF DIRECTOR: GERALD L. SHAHEEN FOR FOR Management
8 ELECTION OF DIRECTOR: MALLIKA FOR FOR Management
SRINIVASAN
9 ELECTION OF DIRECTOR: HENDRIKUS VISSER FOR FOR Management
10 FREQUENCY (ONE, TWO OR THREE YEARS) OF 1 - Year FOR Management
THE NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
11 NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
12 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP
Ticker: AGNC Security ID: 00123Q104
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE AGNC INVESTMENT CORP. FOR FOR Management
2016 EQUITY AND INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP
Ticker: AGNC Security ID: 00123Q104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GARY D. KAIN FOR FOR Management
2 ELECTION OF DIRECTOR: MORRIS A. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: LARRY K. HARVEY FOR FOR Management
4 ELECTION OF DIRECTOR: PRUE B. LAROCCA FOR FOR Management
5 ELECTION OF DIRECTOR: PAUL E. MULLINGS FOR FOR Management
6 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
7 ADVISORY VOTE TO SELECT THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
8 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANT FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SUSAN K. CARTER FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES I. COGUT FOR FOR Management
3 ELECTION OF DIRECTOR: SEIFI GHASEMI FOR FOR Management
4 ELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
5 ELECTION OF DIRECTOR: DAVID H. Y. HO FOR FOR Management
6 ELECTION OF DIRECTOR: MARGARET G. FOR FOR Management
MCGLYNN
7 ELECTION OF DIRECTOR: EDWARD L. MONSER FOR FOR Management
8 ELECTION OF DIRECTOR: MATTHEW H. PAULL FOR FOR Management
9 ADVISORY VOTE ON EXECUTIVE OFFICER FOR FOR Management
COMPENSATION.
10 FREQUENCY OF ADVISORY VOTES ON 1 - Year FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
2 TO APPROVE THE NON-BINDING ADVISORY 1 - Year FOR Management
RESOLUTION APPROVING THE FREQUENCY OF
THE NON-BINDING SHAREHOLDER VOTE ON
EXECUTIVE COMPENSATION.
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
4 TO APPROVE THE ALBEMARLE CORPORATION FOR FOR Management
2017 INCENTIVE PLAN.
5 TO APPROVE AN AMENDMENT TO THE AMENDED FOR FOR Management
AND RESTATED ARTICLES OF INCORPORATION.
6 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
ALBEMARLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ALCOA CORP.
Ticker: AA Security ID: 013872106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL G. MORRIS FOR FOR Management
2 ELECTION OF DIRECTOR: MARY ANNE CITRINO FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
4 ELECTION OF DIRECTOR: KATHRYN S. FULLER FOR FOR Management
5 ELECTION OF DIRECTOR: ROY C. HARVEY FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES A. HUGHES FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES E. NEVELS FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES W. OWENS FOR FOR Management
9 ELECTION OF DIRECTOR: CAROL L. ROBERTS FOR FOR Management
10 ELECTION OF DIRECTOR: SUZANNE FOR FOR Management
SITHERWOOD
11 ELECTION OF DIRECTOR: STEVEN W. FOR FOR Management
WILLIAMS
12 ELECTION OF DIRECTOR: ERNESTO ZEDILLO FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTE
16 APPROVE THE ALCOA CORPORATION ANNUAL FOR FOR Management
CASH INCENTIVE COMPENSATION PLAN (AS
AMENDED AND RESTATED)
17 APPROVE THE ALCOA CORPORATION 2016 FOR FOR Management
STOCK INCENTIVE PLAN (AS AMENDED AND
RESTATED)
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: OCT 05, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO AUTHORIZE ALCOA'S BOARD FOR FOR Management
OF DIRECTORS TO EFFECT A REVERSE STOCK
SPLIT OF THE OUTSTANDING SHARES OF
ALCOA COMMON STOCK, AT A REVERSE STOCK
SPLIT RATIO OF 1-FOR-3
2 A PROPOSAL TO ADOPT A CORRESPONDING FOR FOR Management
AMENDMENT TO ALCOA'S ARTICLES OF
INCORPORATION TO EFFECT THE REVERSE
STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF
SHARES OF ALCOA COMMON STOCK THAT
ALCOA IS AUTHORIZED TO ISSUE
--------------------------------------------------------------------------------
ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: OCT 21, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JANUARY 30, 2016,
BY AND AMONG ABBOTT LABORATORIES, AN
ILLINOIS CORPORATION, ANGEL SUB, INC.,
A DELAWARE CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF ABBOTT
LABORATORIES, AND ALERE INC., A
DELAWARE CO
2 TO APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, THE COMPENSATION THAT MAY BE
PAID OR MAY BECOME PAYABLE TO ALERE
INC'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH, OR FOLLOWING, THE
CONSUMMATION OF THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
TIME, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF T
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
5 A SHAREOWNER PROPOSAL REQUESTING AGAINST FOR Shareholder
PERIODIC REPORTS DISCLOSING
EXPENDITURES ON POLITICAL ACTIVITIES.
--------------------------------------------------------------------------------
ALLY FINANCIAL INC
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANKLIN W. HOBBS FOR FOR Management
2 ELECTION OF DIRECTOR: KENNETH J. BACON FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT T. BLAKELY FOR FOR Management
4 ELECTION OF DIRECTOR: MAUREEN A. FOR FOR Management
BREAKIRON-EVANS
5 ELECTION OF DIRECTOR: WILLIAM H. CARY FOR FOR Management
6 ELECTION OF DIRECTOR: MAYREE C. CLARK FOR FOR Management
7 ELECTION OF DIRECTOR: KIM S. FOR FOR Management
FENNEBRESQUE
8 ELECTION OF DIRECTOR: MARJORIE MAGNER FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN J. STACK FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL F. STEIB FOR FOR Management
11 ELECTION OF DIRECTOR: JEFFREY J. BROWN FOR FOR Management
12 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
13 APPROVAL OF THE ALLY FINANCIAL INC. FOR FOR Management
INCENTIVE COMPENSATION PLAN, AMENDED
AND RESTATED EFFECTIVE AS OF MAY 2,
2017.
14 APPROVAL OF THE ALLY FINANCIAL INC. FOR FOR Management
NON-EMPLOYEE DIRECTORS EQUITY
COMPENSATION PLAN, AMENDED AND
RESTATED EFFECTIVE AS OF MAY 2, 2017.
15 APPROVAL OF THE ALLY FINANCIAL INC. FOR FOR Management
EXECUTIVE PERFORMANCE PLAN, AMENDED
AND RESTATED EFFECTIVE AS OF JANUARY
1, 2018.
16 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
ENGAGEMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GERALD L. BALILES FOR FOR Management
2 ELECTION OF DIRECTOR: MARTIN J. FOR FOR Management
BARRINGTON
3 ELECTION OF DIRECTOR: JOHN T. CASTEEN FOR FOR Management
III
4 ELECTION OF DIRECTOR: DINYAR S. DEVITRE FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS F. FOR FOR Management
FARRELL II
6 ELECTION OF DIRECTOR: DEBRA J. FOR FOR Management
KELLY-ENNIS
7 ELECTION OF DIRECTOR: W. LEO KIELY III FOR FOR Management
8 ELECTION OF DIRECTOR: KATHRYN B. FOR FOR Management
MCQUADE
9 ELECTION OF DIRECTOR: GEORGE MUNOZ FOR FOR Management
10 ELECTION OF DIRECTOR: NABIL Y. SAKKAB FOR FOR Management
11 ELECTION OF DIRECTOR: VIRGINIA E. FOR FOR Management
SHANKS
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF ALTRIA'S NAMED
EXECUTIVE OFFICERS
14 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF ALTRIA'S
NAMED EXECUTIVE OFFICERS
15 SHAREHOLDER PROPOSAL - ADVERTISING IN AGAINST AGAINST Shareholder
MINORITY/ LOW INCOME NEIGHBORHOODS
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
MINICUCCI
2 ELECTION OF DIRECTOR: ADRIAN GARDNER FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN T. MCLENNAN FOR FOR Management
4 ELECTION OF DIRECTOR: SIMON OLSWANG FOR FOR Management
5 ELECTION OF DIRECTOR: ZOHAR ZISAPEL FOR FOR Management
6 ELECTION OF DIRECTOR: JULIAN A. BRODSKY FOR FOR Management
7 ELECTION OF DIRECTOR: CLAYTON FOR FOR Management
CHRISTENSEN
8 ELECTION OF DIRECTOR: ELI GELMAN FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES S. KAHAN FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD T.C. FOR FOR Management
LEFAVE
11 ELECTION OF DIRECTOR: GIORA YARON FOR FOR Management
12 TO APPROVE AN AMENDMENT OF THE 1998 FOR FOR Management
STOCK OPTION AND INCENTIVE ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
13 TO APPROVE AN INCREASE IN THE DIVIDEND FOR FOR Management
RATE UNDER OUR QUARTERLY ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
14 TO APPROVE OUR CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR THE FISCAL ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
15 TO RATIFY AND APPROVE THE APPOINTMENT FOR FOR Management
OF ERNST & YOUNG LLP AS ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WARNER L. BAXTER FOR FOR Management
2 ELECTION OF DIRECTOR: CATHERINE S. FOR FOR Management
BRUNE
3 ELECTION OF DIRECTOR: J. EDWARD COLEMAN FOR FOR Management
4 ELECTION OF DIRECTOR: ELLEN M. FOR FOR Management
FITZSIMMONS
5 ELECTION OF DIRECTOR: RAFAEL FLORES FOR FOR Management
6 ELECTION OF DIRECTOR: WALTER J. GALVIN FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
HARSHMAN
8 ELECTION OF DIRECTOR: GAYLE P. W. FOR FOR Management
JACKSON
9 ELECTION OF DIRECTOR: JAMES C. JOHNSON FOR FOR Management
10 ELECTION OF DIRECTOR: STEVEN H. FOR FOR Management
LIPSTEIN
11 ELECTION OF DIRECTOR: STEPHEN R. WILSON FOR FOR Management
12 NON-BINDING ADVISORY APPROVAL OF FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY
STATEMENT.
13 NON-BINDING ADVISORY APPROVAL ON 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
SHAREHOLDER ADVISORY VOTE.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
15 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON AGGRESSIVE RENEWABLE ENERGY
ADOPTION.
16 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON THE IMPACT ON THE COMPANY'S
GENERATION PORTFOLIO OF PUBLIC
POLICIES AND TECHNOLOGICAL ADVANCES
THAT ARE CONSISTENT WITH LIMITING
GLOBAL WARMING.
17 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON COAL COMBUSTION RESIDUALS.
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES F. ALBAUGH FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY D. FOR FOR Management
BENJAMIN
3 ELECTION OF DIRECTOR: JOHN T. CAHILL FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL J. EMBLER FOR FOR Management
5 ELECTION OF DIRECTOR: MATTHEW J. HART FOR FOR Management
6 ELECTION OF DIRECTOR: ALBERTO IBARGUEN FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD C. FOR FOR Management
KRAEMER
8 ELECTION OF DIRECTOR: SUSAN D. KRONICK FOR FOR Management
9 ELECTION OF DIRECTOR: MARTIN H. NESBITT FOR FOR Management
10 ELECTION OF DIRECTOR: DENISE M. O'LEARY FOR FOR Management
11 ELECTION OF DIRECTOR: W. DOUGLAS PARKER FOR FOR Management
12 ELECTION OF DIRECTOR: RAY M. ROBINSON FOR FOR Management
13 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
SCHIFTER
14 A PROPOSAL TO RATIFY THE APPOINTMENT FOR FOR Management
OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
AMERICAN AIRLINES GROUP INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
15 A PROPOSAL TO CONSIDER AND APPROVE, ON FOR FOR Management
A NON-BINDING, ADVISORY BASIS,
EXECUTIVE COMPENSATION OF AMERICAN
AIRLINES GROUP INC. AS DISCLOSED IN
THE PROXY STATEMENT.
16 A PROPOSAL TO CONSIDER AND APPROVE, ON 1 - Year FOR Management
A NON-BINDING, ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION OF
AMERICAN AIRLINES GROUP INC.
17 A STOCKHOLDER PROPOSAL REGARDING AN AGAINST AGAINST Shareholder
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAY L. FOR FOR Management
SCHOTTENSTEIN
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 3,
2018.
3 APPROVE THE COMPANY'S 2017 STOCK AWARD FOR FOR Management
AND INCENTIVE PLAN.
4 HOLD AN ADVISORY VOTE ON THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 HOLD AN ADVISORY VOTE ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NICHOLAS K. AKINS FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. ANDERSON FOR FOR Management
3 ELECTION OF DIRECTOR: J. BARNIE FOR FOR Management
BEASLEY, JR.
4 ELECTION OF DIRECTOR: RALPH D. CROSBY, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: LINDA A. FOR FOR Management
GOODSPEED
6 ELECTION OF DIRECTOR: THOMAS E. HOAGLIN FOR FOR Management
7 ELECTION OF DIRECTOR: SANDRA BEACH LIN FOR FOR Management
8 ELECTION OF DIRECTOR: RICHARD C. FOR FOR Management
NOTEBAERT
9 ELECTION OF DIRECTOR: LIONEL L. NOWELL FOR FOR Management
III
10 ELECTION OF DIRECTOR: STEPHEN S. FOR FOR Management
RASMUSSEN
11 ELECTION OF DIRECTOR: OLIVER G. FOR FOR Management
RICHARD III
12 ELECTION OF DIRECTOR: SARA MARTINEZ FOR FOR Management
TUCKER
13 REAPPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE AMERICAN ELECTRIC POWER SYSTEM
SENIOR OFFICER INCENTIVE PLAN.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
15 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLENE FOR FOR Management
BARSHEFSKY
2 ELECTION OF DIRECTOR: JOHN J. BRENNAN FOR FOR Management
3 ELECTION OF DIRECTOR: URSULA M. BURNS FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH I. FOR FOR Management
CHENAULT
5 ELECTION OF DIRECTOR: PETER CHERNIN FOR FOR Management
6 ELECTION OF DIRECTOR: RALPH DE LA VEGA FOR FOR Management
7 ELECTION OF DIRECTOR: ANNE L. FOR FOR Management
LAUVERGEON
8 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
LEAVITT
9 ELECTION OF DIRECTOR: THEODORE J. FOR FOR Management
LEONSIS
10 ELECTION OF DIRECTOR: RICHARD C. LEVIN FOR FOR Management
11 ELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
PALMISANO
12 ELECTION OF DIRECTOR: DANIEL L. VASELLA FOR FOR Management
13 ELECTION OF DIRECTOR: ROBERT D. WALTER FOR FOR Management
14 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
WILLIAMS
15 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
16 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
17 ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPANY'S EXECUTIVE COMPENSATION.
18 SHAREHOLDER PROPOSAL TO PERMIT AGAINST AGAINST Shareholder
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
19 SHAREHOLDER PROPOSAL TO REQUIRE GENDER AGAINST AGAINST Shareholder
PAY EQUITY DISCLOSURE.
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE AUDIT FOR FOR Management
COMMITTEE'S APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 ADVISORY VOTE ON COMPENSATION OF NAMED FOR FOR Management
EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. DON CORNWELL FOR FOR Management
2 ELECTION OF DIRECTOR: BRIAN DUPERREAULT FOR FOR Management
3 ELECTION OF DIRECTOR: PETER R. FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN H. FOR FOR Management
FITZPATRICK
5 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
JURGENSEN
6 ELECTION OF DIRECTOR: CHRISTOPHER S. FOR FOR Management
LYNCH
7 ELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
MERKSAMER
8 ELECTION OF DIRECTOR: HENRY S. MILLER FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA A. MILLS FOR FOR Management
10 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
11 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
RITTENMEYER
12 ELECTION OF DIRECTOR: DOUGLAS M. FOR FOR Management
STEENLAND
13 ELECTION OF DIRECTOR: THERESA M. STONE FOR FOR Management
14 TO VOTE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, TO APPROVE EXECUTIVE
COMPENSATION.
15 TO ACT UPON A PROPOSAL TO AMEND AND FOR FOR Management
RESTATE AIG'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT AIG'S
TAX ATTRIBUTES.
16 TO ACT UPON A PROPOSAL TO RATIFY THE FOR FOR Management
AMENDMENT TO EXTEND THE EXPIRATION OF
THE AMERICAN INTERNATIONAL GROUP, INC.
TAX ASSET PROTECTION PLAN.
17 TO ACT UPON A PROPOSAL TO RATIFY THE FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS AIG'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JULIE A. DOBSON FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL J. EVANSON FOR FOR Management
3 ELECTION OF DIRECTOR: MARTHA CLARK GOSS FOR FOR Management
4 ELECTION OF DIRECTOR: VERONICA M. HAGEN FOR FOR Management
5 ELECTION OF DIRECTOR: JULIA L. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: KARL F. KURZ FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE MACKENZIE FOR FOR Management
8 ELECTION OF DIRECTOR: SUSAN N. STORY FOR FOR Management
9 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF THE APPROVAL, ON AN
ADVISORY BASIS, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
11 APPROVAL OF THE AMERICAN WATER WORKS FOR FOR Management
COMPANY, INC. 2017 OMNIBUS EQUITY
COMPENSATION PLAN.
12 APPROVAL OF THE AMERICAN WATER WORKS FOR FOR Management
COMPANY, INC. AND ITS DESIGNATED
SUBSIDIARIES 2017 NONQUALIFIED
EMPLOYEE STOCK PURCHASE PLAN.
13 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES M. FOR FOR Management
CRACCHIOLO
2 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT FOR FOR Management
3 ELECTION OF DIRECTOR: AMY DIGESO FOR FOR Management
4 ELECTION OF DIRECTOR: LON R. GREENBERG FOR FOR Management
5 ELECTION OF DIRECTOR: SIRI S. MARSHALL FOR FOR Management
6 ELECTION OF DIRECTOR: JEFFREY NODDLE FOR FOR Management
7 ELECTION OF DIRECTOR: H. JAY SARLES FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT F. FOR FOR Management
SHARPE, JR.
9 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
WILLIAMS
10 TO APPROVE THE COMPENSATION OF THE FOR FOR Management
NAMED EXECUTIVE OFFICERS BY A
NONBINDING ADVISORY VOTE.
11 TO APPROVE A NONBINDING ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF SHAREHOLDER
APPROVAL OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
12 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ORNELLA BARRA FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN H. COLLIS FOR FOR Management
3 ELECTION OF DIRECTOR: DOUGLAS R. CONANT FOR FOR Management
4 ELECTION OF DIRECTOR: D. MARK DURCAN FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD W. FOR FOR Management
GOCHNAUER
6 ELECTION OF DIRECTOR: LON R. GREENBERG FOR FOR Management
7 ELECTION OF DIRECTOR: JANE E. HENNEY, FOR FOR Management
M.D.
8 ELECTION OF DIRECTOR: KATHLEEN W. HYLE FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL J. LONG FOR FOR Management
10 ELECTION OF DIRECTOR: HENRY W. MCGEE FOR FOR Management
11 RATIFICATION OF APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 ADVISORY VOTE ON THE FREQUENCY OF A 1 - Year FOR Management
STOCKHOLDER VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
14 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
CERTIFICATE OF INCORPORATION SO THAT
DIRECTORS MAY BE REMOVED WITH OR
WITHOUT CAUSE.
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DR. DAVID FOR FOR Management
BALTIMORE
2 ELECTION OF DIRECTOR: MR. ROBERT A. FOR FOR Management
BRADWAY
3 ELECTION OF DIRECTOR: MR. FRANCOIS DE FOR FOR Management
CARBONNEL
4 ELECTION OF DIRECTOR: MR. ROBERT A. FOR FOR Management
ECKERT
5 ELECTION OF DIRECTOR: MR. GREG C. FOR FOR Management
GARLAND
6 ELECTION OF DIRECTOR: MR. FRED HASSAN FOR FOR Management
7 ELECTION OF DIRECTOR: DR. REBECCA M. FOR FOR Management
HENDERSON
8 ELECTION OF DIRECTOR: MR. FRANK C. FOR FOR Management
HERRINGER
9 ELECTION OF DIRECTOR: MR. CHARLES M. FOR FOR Management
HOLLEY, JR.
10 ELECTION OF DIRECTOR: DR. TYLER JACKS FOR FOR Management
11 ELECTION OF DIRECTOR: MS. ELLEN J. FOR FOR Management
KULLMAN
12 ELECTION OF DIRECTOR: DR. RONALD D. FOR FOR Management
SUGAR
13 ELECTION OF DIRECTOR: DR. R. SANDERS FOR FOR Management
WILLIAMS
14 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
15 ADVISORY VOTE TO APPROVE OUR EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER VOTES TO APPROVE
EXECUTIVE COMPENSATION.
17 STOCKHOLDER PROPOSAL TO ADOPT MAJORITY AGAINST FOR Shareholder
VOTES CAST STANDARD FOR MATTERS
PRESENTED BY STOCKHOLDERS.
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTHONY R. CHASE FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID E. FOR FOR Management
CONSTABLE
3 ELECTION OF DIRECTOR: H. PAULETT FOR FOR Management
EBERHART
4 ELECTION OF DIRECTOR: CLAIRE S. FARLEY FOR FOR Management
5 ELECTION OF DIRECTOR: PETER J. FLUOR FOR FOR Management
6 ELECTION OF DIRECTOR: RICHARD L. GEORGE FOR FOR Management
7 ELECTION OF DIRECTOR: JOSEPH W. GORDER FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN R. GORDON FOR FOR Management
9 ELECTION OF DIRECTOR: SEAN GOURLEY FOR FOR Management
10 ELECTION OF DIRECTOR: MARK C. MCKINLEY FOR FOR Management
11 ELECTION OF DIRECTOR: ERIC D. MULLINS FOR FOR Management
12 ELECTION OF DIRECTOR: R. A. WALKER FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT AUDITOR.
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LORD JAMES BLYTH FOR FOR Management
2 ELECTION OF DIRECTOR: FREDERIC F. BRACE FOR FOR Management
3 ELECTION OF DIRECTOR: LINDA WALKER FOR FOR Management
BYNOE
4 ELECTION OF DIRECTOR: ROBERT J. ECK FOR FOR Management
5 ELECTION OF DIRECTOR:ROBERT W. GRUBBS FOR FOR Management
6 ELECTION OF DIRECTOR:F. PHILIP HANDY FOR FOR Management
7 ELECTION OF DIRECTOR: MELVYN N. KLEIN FOR FOR Management
8 ELECTION OF DIRECTOR: GEORGE MUNOZ FOR FOR Management
9 ELECTION OF DIRECTOR: SCOTT R. PEPPET FOR FOR Management
10 ELECTION OF DIRECTOR: VALARIE L. FOR FOR Management
SHEPPARD
11 ELECTION OF DIRECTOR: STUART M. SLOAN FOR FOR Management
12 ELECTION OF DIRECTOR: SAMUEL ZELL FOR FOR Management
13 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY VOTE TO SELECT THE FREQUENCY 1 - Year FOR Management
OF THE ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION.
15 APPROVAL OF THE ANIXTER INTERNATIONAL FOR FOR Management
INC. 2017 STOCK INCENTIVE PLAN.
16 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANCINE J. FOR FOR Management
BOVICH
2 ELECTION OF DIRECTOR: JONATHAN D. GREEN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN H. SCHAEFER FOR FOR Management
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R. KERRY CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT L. DIXON, FOR FOR Management
JR.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
4 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 TO APPROVE PROPOSED AMENDMENTS TO OUR FOR FOR Management
ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO AMEND OUR BY-LAWS.
7 TO APPROVE THE 2017 ANTHEM INCENTIVE FOR FOR Management
COMPENSATION PLAN.
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANNELL R. BAY FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN J. FOR FOR Management
CHRISTMANN IV
3 ELECTION OF DIRECTOR: CHANSOO JOUNG FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
MONTGOMERY
5 ELECTION OF DIRECTOR: AMY H. NELSON FOR FOR Management
6 ELECTION OF DIRECTOR: DANIEL W. RABUN FOR FOR Management
7 ELECTION OF DIRECTOR: PETER A. RAGAUSS FOR FOR Management
8 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
APACHE'S INDEPENDENT AUDITORS.
9 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF APACHE'S NAMED EXECUTIVE OFFICERS.
10 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE TO APPROVE COMPENSATION OF
APACHE'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES BELL FOR FOR Management
2 ELECTION OF DIRECTOR: TIM COOK FOR FOR Management
3 ELECTION OF DIRECTOR: AL GORE FOR FOR Management
4 ELECTION OF DIRECTOR: BOB IGER FOR FOR Management
5 ELECTION OF DIRECTOR: ANDREA JUNG FOR FOR Management
6 ELECTION OF DIRECTOR: ART LEVINSON FOR FOR Management
7 ELECTION OF DIRECTOR: RON SUGAR FOR FOR Management
8 ELECTION OF DIRECTOR: SUE WAGNER FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS APPLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
10 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
12 A SHAREHOLDER PROPOSAL ENTITLED AGAINST AGAINST Shareholder
"CHARITABLE GIVING - RECIPIENTS,
INTENTS AND BENEFITS"
13 A SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
DIVERSITY AMONG OUR SENIOR MANAGEMENT
AND BOARD OF DIRECTORS
14 A SHAREHOLDER PROPOSAL ENTITLED AGAINST FOR Shareholder
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
15 A SHAREHOLDER PROPOSAL ENTITLED AGAINST AGAINST Shareholder
"EXECUTIVE COMPENSATION REFORM"
16 A SHAREHOLDER PROPOSAL ENTITLED AGAINST AGAINST Shareholder
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK"
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JUDY BRUNER FOR FOR Management
2 ELECTION OF DIRECTOR: XUN (ERIC) CHEN FOR FOR Management
3 ELECTION OF DIRECTOR: AART J. DE GEUS FOR FOR Management
4 ELECTION OF DIRECTOR: GARY E. DICKERSON FOR FOR Management
5 ELECTION OF DIRECTOR: STEPHEN R. FOR FOR Management
FORREST
6 ELECTION OF DIRECTOR: THOMAS J. FOR FOR Management
IANNOTTI
7 ELECTION OF DIRECTOR: ALEXANDER A. FOR FOR Management
KARSNER
8 ELECTION OF DIRECTOR: ADRIANNA C. MA FOR FOR Management
9 ELECTION OF DIRECTOR: DENNIS D. POWELL FOR FOR Management
10 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF APPLIED MATERIALS'
NAMED EXECUTIVE OFFICERS FOR FISCAL
YEAR 2016.
11 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
12 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS FOR PURPOSES OF
SECTION 162(M) AND AN ANNUAL LIMIT ON
AWARDS TO NON-EMPLOYEE DIRECTORS UNDER
THE AMENDED AND RESTATED EMPLOYEE
STOCK INCENTIVE PLAN.
13 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS FOR PURPOSES OF
SECTION 162(M) UNDER THE AMENDED AND
RESTATED SENIOR EXECUTIVE BONUS PLAN.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS APPLIED MATERIALS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: T.K. CREWS FOR FOR Management
3 ELECTION OF DIRECTOR: P. DUFOUR FOR FOR Management
4 ELECTION OF DIRECTOR: D.E. FELSINGER FOR FOR Management
5 ELECTION OF DIRECTOR: S.F. HARRISON FOR FOR Management
6 ELECTION OF DIRECTOR: J.R.LUCIANO FOR FOR Management
7 ELECTION OF DIRECTOR: P.J. MOORE FOR FOR Management
8 ELECTION OF DIRECTOR: F.J. SANCHEZ FOR FOR Management
9 ELECTION OF DIRECTOR: D.A. SANDLER FOR FOR Management
10 ELECTION OF DIRECTOR: D.T. SHIH FOR FOR Management
11 ELECTION OF DIRECTOR: K.R. WESTBROOK FOR FOR Management
12 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2017.
13 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
1 ELECTION OF DIRECTOR: A.L. BOECKMANN FOR FOR Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUL 08, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3 TO APPROVE OF THE ARMSTRONG WORLD FOR FOR Management
INDUSTRIES, INC. 2016 DIRECTORS' STOCK
UNIT PLAN.
4 TO APPROVE OF THE ARMSTRONG WORLD FOR FOR Management
INDUSTRIES, INC. 2016 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS ARROW'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KAY KRILL FOR FOR Management
2 ELECTION OF DIRECTOR: KATIE J. BAYNE FOR FOR Management
3 PROPOSAL TO APPROVE, BY NON-BINDING FOR FOR Management
ADVISORY VOTE, THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS DURING FISCAL 2016.
4 PROPOSAL TO RATIFY DELOITTE & TOUCHE FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 29, 2017.
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRENDAN M. FOR FOR Management
CUMMINS
2 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
DEMPSEY
3 ELECTION OF DIRECTOR: JAY V. IHLENFELD FOR FOR Management
4 ELECTION OF DIRECTOR: BARRY W. PERRY FOR FOR Management
5 ELECTION OF DIRECTOR: MARK C. ROHR FOR FOR Management
6 ELECTION OF DIRECTOR: GEORGE A. FOR FOR Management
SCHAEFER, JR.
7 ELECTION OF DIRECTOR: JANICE J. TEAL FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL J. WARD FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM A. FOR FOR Management
WULFSOHN
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2017.
11 A NON-BINDING ADVISORY RESOLUTION FOR FOR Management
APPROVING THE COMPENSATION PAID TO
ASHLAND'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
12 THE STOCKHOLDER VOTE TO APPROVE THE 1 - Year FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY.
--------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL OF THE AGREEMENT AND PLAN FOR FOR Management
OF MERGER DATED MAY 31, 2016, BY AND
AMONG ASHLAND INC., ASHLAND GLOBAL
HOLDINGS INC. AND ASHLAND MERGER SUB
CORP. TO CREATE A NEW HOLDING COMPANY
FOR ASHLAND INC., AS SET FORTH IN THE
PROXY STATEMENT.
2 THE APPROVAL OF THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE REORGANIZATION PROPOSAL.
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELAINE D. ROSEN FOR FOR Management
2 ELECTION OF DIRECTOR: HOWARD L. CARVER FOR FOR Management
3 ELECTION OF DIRECTOR: JUAN N. CENTO FOR FOR Management
4 ELECTION OF DIRECTOR: ALAN B. COLBERG FOR FOR Management
5 ELECTION OF DIRECTOR: ELYSE DOUGLAS FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE V. FOR FOR Management
JACKSON
7 ELECTION OF DIRECTOR: CHARLES J. KOCH FOR FOR Management
8 ELECTION OF DIRECTOR: JEAN-PAUL L. FOR FOR Management
MONTUPET
9 ELECTION OF DIRECTOR: PAUL J. REILLY FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT W. STEIN FOR FOR Management
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 ADVISORY APPROVAL OF THE 2016 FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
13 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
14 APPROVAL OF THE ASSURANT, INC. 2017 FOR FOR Management
LONG TERM EQUITY INCENTIVE PLAN.
15 AMENDMENT OF THE COMPANY'S RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
12 ELECTION OF DIRECTOR: LAURA D'ANDREA FOR FOR Management
TYSON
13 ELECTION OF DIRECTOR: GEOFFREY Y. YANG FOR FOR Management
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS.
15 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY APPROVAL OF FREQUENCY OF VOTE 1 - Year FOR Management
ON EXECUTIVE COMPENSATION
17 PREPARE POLITICAL SPENDING REPORT. AGAINST FOR Shareholder
19 MODIFY PROXY ACCESS REQUIREMENTS. AGAINST FOR Shareholder
20 REDUCE VOTE REQUIRED FOR WRITTEN AGAINST FOR Shareholder
CONSENT.
18 PREPARE LOBBYING REPORT. AGAINST FOR Shareholder
1 ELECTION OF DIRECTOR: RANDALL L. FOR FOR Management
STEPHENSON
2 ELECTION OF DIRECTOR: SAMUEL A. DI FOR FOR Management
PIAZZA, JR.
3 ELECTION OF DIRECTOR: RICHARD W. FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: SCOTT T. FORD FOR FOR Management
5 ELECTION OF DIRECTOR: GLENN H. HUTCHINS FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
KENNARD
7 ELECTION OF DIRECTOR: MICHAEL B. FOR FOR Management
MCCALLISTER
8 ELECTION OF DIRECTOR: BETH E. MOONEY FOR FOR Management
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE FOR FOR Management
11 ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR FOR FOR Management
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 08, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT W. BEST FOR FOR Management
2 ELECTION OF DIRECTOR: KIM R. COCKLIN FOR FOR Management
3 ELECTION OF DIRECTOR: KELLY H. COMPTON FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD W. FOR FOR Management
DOUGLAS
5 ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL FOR FOR Management
6 ELECTION OF DIRECTOR: RAFAEL G. GARZA FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD K. GORDON FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT C. GRABLE FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
HAEFNER
10 ELECTION OF DIRECTOR: NANCY K. QUINN FOR FOR Management
11 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
SAMPSON
12 ELECTION OF DIRECTOR: STEPHEN R. FOR FOR Management
SPRINGER
13 ELECTION OF DIRECTOR: RICHARD WARE II FOR FOR Management
14 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
15 PROPOSAL FOR ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 08, 2016 Meeting Type: Annual
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
AUDITORS.
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MIKE JACKSON FOR FOR Management
2 ELECTION OF DIRECTOR: RICK L. BURDICK FOR FOR Management
3 ELECTION OF DIRECTOR: TOMAGO COLLINS FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID B. EDELSON FOR FOR Management
5 ELECTION OF DIRECTOR: KAREN C. FRANCIS FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT R. GRUSKY FOR FOR Management
7 ELECTION OF DIRECTOR: KAVEH FOR FOR Management
KHOSROWSHAHI
8 ELECTION OF DIRECTOR: MICHAEL LARSON FOR FOR Management
9 ELECTION OF DIRECTOR: G. MIKE MIKAN FOR FOR Management
10 ELECTION OF DIRECTOR: ALISON H. FOR FOR Management
ROSENTHAL
11 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
13 ADVISORY VOTE ON THE FREQUENCY OF THE 3- Years FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
14 APPROVAL OF THE AUTONATION, INC. 2017 FOR FOR Management
EMPLOYEE EQUITY AND INCENTIVE PLAN
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 14, 2016 Meeting Type: Annual
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS H. BROOKS FOR FOR Management
2 ELECTION OF DIRECTOR: LINDA A. FOR FOR Management
GOODSPEED
3 ELECTION OF DIRECTOR: SUE E. GOVE FOR FOR Management
4 ELECTION OF DIRECTOR: EARL G. GRAVES, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: ENDERSON FOR FOR Management
GUIMARAES
6 ELECTION OF DIRECTOR: J.R. HYDE, III FOR FOR Management
7 ELECTION OF DIRECTOR: D. BRYAN JORDAN FOR FOR Management
8 ELECTION OF DIRECTOR: W. ANDREW MCKENNA FOR FOR Management
9 ELECTION OF DIRECTOR: GEORGE R. FOR FOR Management
MRKONIC, JR.
10 ELECTION OF DIRECTOR: LUIS P. NIETO FOR FOR Management
11 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
RHODES, III
12 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
13 APPROVAL OF THE AUTOZONE, INC. SIXTH FOR FOR Management
AMENDED AND RESTATED EXECUTIVE STOCK
PURCHASE PLAN.
14 APPROVAL OF ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRADLEY ALFORD FOR FOR Management
2 ELECTION OF DIRECTOR: ANTHONY ANDERSON FOR FOR Management
3 ELECTION OF DIRECTOR: PETER BARKER FOR FOR Management
4 ELECTION OF DIRECTOR: MITCHELL BUTIER FOR FOR Management
5 ELECTION OF DIRECTOR: KEN HICKS FOR FOR Management
6 ELECTION OF DIRECTOR: ANDRES LOPEZ FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID PYOTT FOR FOR Management
8 ELECTION OF DIRECTOR: DEAN SCARBOROUGH FOR FOR Management
9 ELECTION OF DIRECTOR: PATRICK SIEWERT FOR FOR Management
10 ELECTION OF DIRECTOR: JULIA STEWART FOR FOR Management
11 ELECTION OF DIRECTOR: MARTHA SULLIVAN FOR FOR Management
12 APPROVAL, ON AN ADVISORY BASIS, OF OUR FOR FOR Management
EXECUTIVE COMPENSATION.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION.
14 APPROVAL OF THE 2017 INCENTIVE AWARD FOR FOR Management
PLAN.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
AVIS BUDGET GROUP INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RONALD L. NELSON FOR FOR Management
2 ELECTION OF DIRECTOR: BRIAN J. CHOI FOR FOR Management
3 ELECTION OF DIRECTOR: MARY C. CHOKSI FOR FOR Management
4 ELECTION OF DIRECTOR: LEONARD S. FOR FOR Management
COLEMAN
5 ELECTION OF DIRECTOR: LARRY D. DE SHON FOR FOR Management
6 ELECTION OF DIRECTOR: JEFFREY H. FOX FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN D. HARDY, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: LYNN KROMINGA FOR FOR Management
9 ELECTION OF DIRECTOR: EDUARDO G. MESTRE FOR FOR Management
10 ELECTION OF DIRECTOR: F. ROBERT SALERNO FOR FOR Management
11 ELECTION OF DIRECTOR: STENDER E. FOR FOR Management
SWEENEY
12 ELECTION OF DIRECTOR: SANOKE FOR FOR Management
VISWANATHAN
13 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
14 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
AVNET,INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RODNEY C. ADKINS FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM J. AMELIO FOR FOR Management
3 ELECTION OF DIRECTOR: J. VERONICA FOR FOR Management
BIGGINS
4 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
BRADLEY
5 ELECTION OF DIRECTOR: R. KERRY CLARK FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES A. LAWRENCE FOR FOR Management
7 ELECTION OF DIRECTOR: AVID MODJTABAI FOR FOR Management
8 ELECTION OF DIRECTOR: RAY M. ROBINSON FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
SCHUMANN III
10 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
11 TO APPROVE THE AVNET, INC. 2016 STOCK FOR FOR Management
COMPENSATION AND INCENTIVE PLAN.
12 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 1, 2017.
--------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING, ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE EXECUTIVE
COMPENSATION ADVISORY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP, UNITED
KINGDOM, AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, FOR 2017.
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY D. FOR FOR Management
BRENNEMAN
2 ELECTION OF DIRECTOR: CLARENCE P. FOR FOR Management
CAZALOT, JR.
3 ELECTION OF DIRECTOR: MARTIN S. FOR FOR Management
CRAIGHEAD
4 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
EASTER III
5 ELECTION OF DIRECTOR: LYNN L. ELSENHANS FOR FOR Management
6 ELECTION OF DIRECTOR: ANTHONY G. FOR FOR Management
FERNANDES
7 ELECTION OF DIRECTOR: CLAIRE W. FOR FOR Management
GARGALLI
8 ELECTION OF DIRECTOR: PIERRE H. JUNGELS FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES A. LASH FOR FOR Management
10 ELECTION OF DIRECTOR: J. LARRY NICHOLS FOR FOR Management
11 ELECTION OF DIRECTOR: JAMES W. STEWART FOR FOR Management
12 ELECTION OF DIRECTOR: CHARLES L. WATSON FOR FOR Management
13 AN ADVISORY VOTE RELATED TO THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
14 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE HOLDING OF AN ADVISORY VOTE ON THE
EXECUTIVE COMPENSATION.
15 THE RATIFICATION OF DELOITTE & TOUCHE FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
16 A STOCKHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
MAJORITY VOTE STANDARD FOR ALL
NON-BINDING STOCKHOLDER PROPOSALS.
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO ADOPT THE TRANSACTION FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF OCTOBER 30, 2016, AS AMENDED BY THE
AMENDMENT TO TRANSACTION AGREEMENT AND
PLAN OF MERGER, DATED AS OF MARCH 27,
2017, AMONG GENERAL ELECTRIC COMPANY,
BAKER HUGHES INCORPORATED
2 A PROPOSAL TO ADJOURN BAKER HUGHES' FOR FOR Management
SPECIAL MEETING IF BAKER HUGHES
DETERMINES IT IS NECESSARY OR
ADVISABLE TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT
THE TRANSACTION A
3 A PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO BAKER HUGHES' NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE TRANSACTIONS.
4 A PROPOSAL TO APPROVE AND ADOPT THE FOR FOR Management
BEAR NEWCO, INC. 2017 LONG-TERM
INCENTIVE PLAN.
5 A PROPOSAL TO APPROVE THE MATERIAL FOR FOR Management
TERMS OF THE EXECUTIVE OFFICER
PERFORMANCE GOALS.
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CORPORATION
FOR 2017.
3 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
2013 STOCK AND CASH INCENTIVE PLAN.
4 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
5 TO APPROVE, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE NON- BINDING
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, EVERY ONE, TWO OR THREE
YEARS AS INDICATED.
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHARON L. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: SUSAN S. BIES FOR FOR Management
3 ELECTION OF DIRECTOR: JACK O. FOR FOR Management
BOVENDER, JR.
4 ELECTION OF DIRECTOR: FRANK P. FOR FOR Management
BRAMBLE, SR.
5 ELECTION OF DIRECTOR: PIERRE J.P. DE FOR FOR Management
WECK
6 ELECTION OF DIRECTOR: ARNOLD W. DONALD FOR FOR Management
7 ELECTION OF DIRECTOR: LINDA P. HUDSON FOR FOR Management
8 ELECTION OF DIRECTOR: MONICA C. LOZANO FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS J. MAY FOR FOR Management
10 ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN FOR FOR Management
11 ELECTION OF DIRECTOR: LIONEL L. FOR FOR Management
NOWELL, III
12 ELECTION OF DIRECTOR: MICHAEL D. WHITE FOR FOR Management
13 ELECTION OF DIRECTOR: THOMAS D. WOODS FOR FOR Management
14 ELECTION OF DIRECTOR: R. DAVID YOST FOR FOR Management
15 APPROVING OUR EXECUTIVE COMPENSATION FOR FOR Management
(AN ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
16 A VOTE ON THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY "SAY ON PAY" RESOLUTIONS (AN
ADVISORY, NON-BINDING "SAY ON
FREQUENCY" RESOLUTION)
17 RATIFYING THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
18 STOCKHOLDER PROPOSAL - CLAWBACK AGAINST AGAINST Shareholder
AMENDMENT
19 STOCKHOLDER PROPOSAL - DIVESTITURE & AGAINST AGAINST Shareholder
DIVISION STUDY SESSIONS
20 STOCKHOLDER PROPOSAL - INDEPENDENT AGAINST FOR Shareholder
BOARD CHAIRMAN
21 STOCKHOLDER PROPOSAL - REPORT AGAINST FOR Shareholder
CONCERNING GENDER PAY EQUITY
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSE (JOE) FOR FOR Management
ALMEIDA
2 ELECTION OF DIRECTOR: THOMAS F. CHEN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN D. FORSYTH FOR FOR Management
4 ELECTION OF DIRECTOR: MUNIB ISLAM FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL F. FOR FOR Management
MAHONEY
6 ELECTION OF DIRECTOR: CAROLE J. FOR FOR Management
SHAPAZIAN
7 ELECTION OF DIRECTOR: THOMAS T. FOR FOR Management
STALLKAMP
8 ELECTION OF DIRECTOR: ALBERT P.L. FOR FOR Management
STROUCKEN
9 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES
11 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
12 STOCKHOLDER PROPOSAL - PROXY ACCESS AGAINST FOR Shareholder
BYLAW AMENDMENT TO INCREASE
AGGREGATION CAP
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNIFER S. FOR FOR Management
BANNER
2 ELECTION OF DIRECTOR: K. DAVID BOYER, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: ANNA R. CABLIK FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES A. FAULKNER FOR FOR Management
5 ELECTION OF DIRECTOR: I. PATRICIA HENRY FOR FOR Management
6 ELECTION OF DIRECTOR: ERIC C. KENDRICK FOR FOR Management
7 ELECTION OF DIRECTOR: KELLY S. KING FOR FOR Management
8 ELECTION OF DIRECTOR: LOUIS B. LYNN, FOR FOR Management
PH.D.
9 ELECTION OF DIRECTOR: CHARLES A. PATTON FOR FOR Management
10 ELECTION OF DIRECTOR: NIDO R. QUBEIN FOR FOR Management
11 ELECTION OF DIRECTOR: WILLIAM J. REUTER FOR FOR Management
12 ELECTION OF DIRECTOR: TOLLIE W. RICH, FOR FOR Management
JR.
13 ELECTION OF DIRECTOR: CHRISTINE SEARS FOR FOR Management
14 ELECTION OF DIRECTOR: THOMAS E. SKAINS FOR FOR Management
15 ELECTION OF DIRECTOR: THOMAS N. FOR FOR Management
THOMPSON
16 ELECTION OF DIRECTOR: STEPHEN T. FOR FOR Management
WILLIAMS
17 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
18 TO VOTE ON AN ADVISORY RESOLUTION TO FOR FOR Management
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A
"SAY ON PAY" VOTE.
19 TO VOTE ON AN ADVISORY RESOLUTION TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF BB&T'S "SAY
ON PAY" VOTE.
20 TO APPROVE THE AMENDMENTS TO THE BB&T FOR FOR Management
CORPORATION 2012 INCENTIVE PLAN, WHICH
INCLUDE INCREASING THE NUMBER OF
AUTHORIZED SHARES, AND RE-APPROVAL OF
THE PLAN FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M).
21 TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING THE ELIMINATION OF
SUPERMAJORITY VOTING PROVISIONS IN
BB&T CORPORATION'S ARTICLES AND
BYLAWS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BASIL L. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: CATHERINE M. FOR FOR Management
BURZIK
3 ELECTION OF DIRECTOR: R. ANDREW ECKERT FOR FOR Management
4 ELECTION OF DIRECTOR: VINCENT A. FOR FOR Management
FORLENZA
5 ELECTION OF DIRECTOR: CLAIRE M. FRASER FOR FOR Management
6 ELECTION OF DIRECTOR: CHRISTOPHER JONES FOR FOR Management
7 ELECTION OF DIRECTOR: MARSHALL O. FOR FOR Management
LARSEN
8 ELECTION OF DIRECTOR: GARY A. FOR FOR Management
MECKLENBURG
9 ELECTION OF DIRECTOR: JAMES F. ORR FOR FOR Management
10 ELECTION OF DIRECTOR: WILLARD J. FOR FOR Management
OVERLOCK, JR.
11 ELECTION OF DIRECTOR: CLAIRE POMEROY FOR FOR Management
12 ELECTION OF DIRECTOR: REBECCA W. RIMEL FOR FOR Management
13 ELECTION OF DIRECTOR: BERTRAM L. SCOTT FOR FOR Management
14 RATIFICATION OF SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
15 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
16 ADVISORY VOTE TO APPROVE THE FREQUENCY WITHHOLD FOR Management
OF NAMED EXECUTIVE OFFICER
COMPENSATION ADVISORY VOTES.
17 SHAREHOLDER PROPOSAL REGARDING AN AGAINST FOR Shareholder
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUL 01, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WARREN EISENBERG FOR FOR Management
2 ELECTION OF DIRECTOR: LEONARD FEINSTEIN FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN H. TEMARES FOR FOR Management
4 ELECTION OF DIRECTOR: DEAN S. ADLER FOR FOR Management
5 ELECTION OF DIRECTOR: STANLEY F. FOR FOR Management
BARSHAY
6 ELECTION OF DIRECTOR: GERALDINE T. FOR FOR Management
ELLIOTT
7 ELECTION OF DIRECTOR: KLAUS EPPLER FOR FOR Management
8 ELECTION OF DIRECTOR: PATRICK R. GASTON FOR FOR Management
9 ELECTION OF DIRECTOR: JORDAN HELLER FOR FOR Management
10 ELECTION OF DIRECTOR: VICTORIA A. FOR FOR Management
MORRISON
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP.
12 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
2015 COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
13 TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING PROXY ACCESS BYLAWS.
14 TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REGARDING AN EQUITY RETENTION POLICY
FOR SENIOR EXECUTIVES.
15 TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REGARDING SHAREHOLDER APPROVAL OF
CERTAIN FUTURE SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WARREN EISENBERG FOR FOR Management
2 ELECTION OF DIRECTOR: LEONARD FEINSTEIN FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN H. TEMARES FOR FOR Management
4 ELECTION OF DIRECTOR: DEAN S. ADLER FOR FOR Management
5 ELECTION OF DIRECTOR: STANLEY F. FOR FOR Management
BARSHAY
6 ELECTION OF DIRECTOR: KLAUS EPPLER FOR FOR Management
7 ELECTION OF DIRECTOR: PATRICK R. GASTON FOR FOR Management
8 ELECTION OF DIRECTOR: JORDAN HELLER FOR FOR Management
9 ELECTION OF DIRECTOR: VICTORIA A. FOR FOR Management
MORRISON
10 ELECTION OF DIRECTOR: VIRGINIA P. FOR FOR Management
RUESTERHOLZ
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP.
12 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
FISCAL 2016 COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
13 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
14 TO RE-APPROVE THE PERFORMANCE GOALS FOR FOR Management
UNDER THE 2012 INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3 TO CAST AN ADVISORY VOTE ON THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
(SAY-ON-PAY VOTE).
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRKB Security ID: 084670702
Meeting Date: MAY 06, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE 2017 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE 3- Years FOR Management
THE FREQUENCY (WHETHER ANNUAL,
BIENNIAL OR TRIENNIAL) WITH WHICH
SHAREHOLDERS OF THE COMPANY SHALL BE
ENTITLED TO HAVE AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
POLITICAL CONTRIBUTIONS.
5 SHAREHOLDER PROPOSAL REGARDING METHANE AGAINST AGAINST Shareholder
GAS EMISSIONS.
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
DIVESTING OF INVESTMENTS IN COMPANIES
INVOLVED WITH FOSSIL FUELS.
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LISA M. CAPUTO FOR FOR Management
2 ELECTION OF DIRECTOR: J. PATRICK DOYLE FOR FOR Management
3 ELECTION OF DIRECTOR: RUSSELL P. FRADIN FOR FOR Management
4 ELECTION OF DIRECTOR: KATHY J. HIGGINS FOR FOR Management
VICTOR
5 ELECTION OF DIRECTOR: HUBERT JOLY FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID W. KENNY FOR FOR Management
7 ELECTION OF DIRECTOR: KAREN A. FOR FOR Management
MCLOUGHLIN
8 ELECTION OF DIRECTOR: THOMAS L. MILLNER FOR FOR Management
9 ELECTION OF DIRECTOR: CLAUDIA F. MUNCE FOR FOR Management
10 ELECTION OF DIRECTOR: GERARD R. FOR FOR Management
VITTECOQ
11 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 3,
2018.
12 TO APPROVE IN A NON-BINDING ADVISORY FOR FOR Management
VOTE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
13 TO RECOMMEND IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE THE FREQUENCY OF HOLDING THE
ADVISORY VOTE ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
14 TO APPROVE OUR AMENDED AND RESTATED FOR FOR Management
2014 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE BIG LOTS 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
3 APPROVAL OF THE COMPENSATION OF BIG FOR FOR Management
LOTS' NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO ITEM 402 OF REGULATION
S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION
ACCOMPANYING T
4 ADVISORY VOTE ON THE COMPENSATION OF 1 - Year FOR Management
BIG LOTS' NAMED EXECUTIVE OFFICERS
EVERY 1 YEAR.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS BIG LOTS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ABDLATIF YOUSEF FOR FOR Management
AL-HAMAD
2 ELECTION OF DIRECTOR: MATHIS FOR FOR Management
CABIALLAVETTA
3 ELECTION OF DIRECTOR: PAMELA DALEY FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
DEMCHAK
5 ELECTION OF DIRECTOR: JESSICA P. FOR FOR Management
EINHORN
6 ELECTION OF DIRECTOR: LAURENCE D. FINK FOR FOR Management
7 ELECTION OF DIRECTOR: FABRIZIO FREDA FOR FOR Management
8 ELECTION OF DIRECTOR: MURRY S. GERBER FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES GROSFELD FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT S. KAPITO FOR FOR Management
11 ELECTION OF DIRECTOR: SIR DERYCK FOR FOR Management
MAUGHAN
12 ELECTION OF DIRECTOR: CHERYL D. MILLS FOR FOR Management
13 ELECTION OF DIRECTOR: GORDON M. NIXON FOR FOR Management
14 ELECTION OF DIRECTOR: CHARLES H. FOR FOR Management
ROBBINS
15 ELECTION OF DIRECTOR: IVAN G. FOR FOR Management
SEIDENBERG
16 ELECTION OF DIRECTOR: MARCO ANTONIO FOR FOR Management
SLIM DOMIT
17 ELECTION OF DIRECTOR: JOHN S. VARLEY FOR FOR Management
18 ELECTION OF DIRECTOR: SUSAN L. WAGNER FOR FOR Management
19 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION FOR NAMED
EXECUTIVE OFFICERS.
20 RECOMMENDATION, IN A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, ON THE FREQUENCY OF
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
21 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS BLACKROCK'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
22 A SHAREHOLDER PROPOSAL REGARDING PROXY AGAINST AGAINST Shareholder
VOTING RECORD ON EXECUTIVE
COMPENSATION.
23 A SHAREHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
PRODUCTION OF AN ANNUAL REPORT ON
CERTAIN TRADE ASSOCIATION AND LOBBYING
EXPENDITURES.
--------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761101
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS N. BENHAM FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES M. ELSON FOR FOR Management
3 ELECTION OF DIRECTOR: MARY KAY HABEN FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID W. HEAD FOR FOR Management
5 ELECTION OF DIRECTOR: KATHLEEN S. LANE FOR FOR Management
6 ELECTION OF DIRECTOR: EILEEN A. FOR FOR Management
MALLESCH
7 ELECTION OF DIRECTOR: LARRY S. FOR FOR Management
MCWILLIAMS
8 ELECTION OF DIRECTOR: SAED MOHSENI FOR FOR Management
9 ELECTION OF DIRECTOR: KEVIN M. SHEEHAN FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL F. FOR FOR Management
WEINSTEIN
11 ELECTION OF DIRECTOR: PAUL S. WILLIAMS FOR FOR Management
12 APPROVING THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
REGISTERED INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELAINE L. BOLTZ FOR FOR Management
2 ELECTION OF DIRECTOR: JOSEPH M. DEPINTO FOR FOR Management
3 ELECTION OF DIRECTOR: HARRIET EDELMAN FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL A. GEORGE FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM T. GILES FOR FOR Management
6 ELECTION OF DIRECTOR: GERARDO I. LOPEZ FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE R. MRKONIC FOR FOR Management
8 ELECTION OF DIRECTOR: JOSE LUIS PRADO FOR FOR Management
9 ELECTION OF DIRECTOR: WYMAN T. ROBERTS FOR FOR Management
10 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
2017 YEAR.
11 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: P. J. ARDUINI FOR FOR Management
2 ELECTION OF DIRECTOR: R. J. BERTOLINI FOR FOR Management
3 ELECTION OF DIRECTOR: G. CAFORIO, M.D. FOR FOR Management
4 ELECTION OF DIRECTOR: M. W. EMMENS FOR FOR Management
5 ELECTION OF DIRECTOR: L. H. GLIMCHER, FOR FOR Management
M.D.
6 ELECTION OF DIRECTOR: M. GROBSTEIN FOR FOR Management
7 ELECTION OF DIRECTOR: A. J. LACY FOR FOR Management
8 ELECTION OF DIRECTOR: D. C. PALIWAL FOR FOR Management
9 ELECTION OF DIRECTOR: T. R. SAMUELS FOR FOR Management
10 ELECTION OF DIRECTOR: G. L. STORCH FOR FOR Management
11 ELECTION OF DIRECTOR: V. L. SATO, PH.D. FOR FOR Management
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
14 RE-APPROVAL OF THE MATERIALS TERMS OF FOR FOR Management
THE PERFORMANCE-BASED AWARDS UNDER THE
COMPANY'S 2012 STOCK AWARD AND
INCENTIVE PLAN (AS AMENDED).
15 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2012 STOCK AWARD AND
INCENTIVE PLAN.
16 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
17 SHAREHOLDER PROPOSAL TO LOWER THE AGAINST FOR Shareholder
SHARE OWNERSHIP THRESHOLD TO CALL
SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------
BRISTOW GROUP INC.
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
3 APPROVAL OF THE FURTHER AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2007 LONG TERM
INCENTIVE PLAN.
4 APPROVAL AND RATIFICATION OF THE FOR FOR Management
SELECTION OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2017.
5 ELECTION OF DIRECTOR NOMINEE A. FOR FOR Management
WILLIAM HIGGINS.
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LESLIE A. BRUN FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD J. DALY FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT N. DUELKS FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
HAVILAND
5 ELECTION OF DIRECTOR: BRETT A. KELLER FOR FOR Management
6 ELECTION OF DIRECTOR: STUART R. LEVINE FOR FOR Management
7 ELECTION OF DIRECTOR: MAURA A. MARKUS FOR FOR Management
8 ELECTION OF DIRECTOR: THOMAS J. PERNA FOR FOR Management
9 ELECTION OF DIRECTOR: ALAN J. WEBER FOR FOR Management
10 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (THE SAY ON PAY
VOTE)
11 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JUNE 30, 2017
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: JAN 26, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF NOVEMBER 2, 2016,
AS IT MAY BE AMENDED OR ASSIGNED FROM
TIME TO TIME, BY AND AMONG BROCADE
COMMUNICATIONS SYSTEMS, INC.
("BROCADE"), BROADCOM LIMITED,
BROADCOM CORPORATION AND BOBCAT MERGER
SUB, INC.
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
3 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF BROCADE IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JUDY BRUNER FOR FOR Management
2 ELECTION OF DIRECTOR: LLOYD A. CARNEY FOR FOR Management
3 ELECTION OF DIRECTOR: RENATO A. FOR FOR Management
DIPENTIMA
4 ELECTION OF DIRECTOR: ALAN L. EARHART FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN W. GERDELMAN FOR FOR Management
6 ELECTION OF DIRECTOR: KIM C. GOODMAN FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID L. HOUSE FOR FOR Management
8 ELECTION OF DIRECTOR: L. WILLIAM KRAUSE FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID E. ROBERSON FOR FOR Management
10 ELECTION OF DIRECTOR: SANJAY VASWANI FOR FOR Management
11 NONBINDING ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS
12 NONBINDING ADVISORY VOTE TO APPROVE 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION
13 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2009 STOCK PLAN
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF BROCADE
COMMUNICATIONS SYSTEMS, INC. FOR THE
FISCAL YEAR ENDING OCTOBER 28, 2017
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERNEST G. FOR FOR Management
BACHRACH
2 ELECTION OF DIRECTOR: ENRIQUE H. FOR FOR Management
BOILINI
3 ELECTION OF DIRECTOR: CAROL M. BROWNER FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL CORNET DE FOR FOR Management
WAYS-RUART
5 ELECTION OF DIRECTOR: ANDREW FERRIER FOR FOR Management
6 ELECTION OF DIRECTOR: ANDREAS FIBIG FOR FOR Management
7 ELECTION OF DIRECTOR: KATHLEEN HYLE FOR FOR Management
8 ELECTION OF DIRECTOR: L. PATRICK LUPO FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN E. MCGLADE FOR FOR Management
10 ELECTION OF DIRECTOR: SOREN SCHRODER FOR FOR Management
11 TO APPOINT DELOITTE & TOUCHE LLP AS FOR FOR Management
BUNGE LIMITED'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017 AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE THE INDEPENDENT AUDITORS'
FEES.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
14 TO APPROVE THE BUNGE LIMITED 2017 FOR FOR Management
NON-EMPLOYEE DIRECTORS EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID M. BARRETT FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT M. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: HERBERT L. HENKEL FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN C. KELLY FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID F. MELCHER FOR FOR Management
6 ELECTION OF DIRECTOR: GAIL K. NAUGHTON FOR FOR Management
7 ELECTION OF DIRECTOR: TIMOTHY M. RING FOR FOR Management
8 ELECTION OF DIRECTOR: TOMMY G. THOMPSON FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN H. WEILAND FOR FOR Management
10 ELECTION OF DIRECTOR: ANTHONY WELTERS FOR FOR Management
11 ELECTION OF DIRECTOR: TONY L. WHITE FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
13 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
14 TO APPROVE "SAY - ON - PAY FREQUENCY" 1 - Year FOR Management
OF SHAREHOLDER VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENS ALDER FOR FOR Management
2 ELECTION OF DIRECTOR: RAYMOND J. FOR FOR Management
BROMARK
3 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
GREGOIRE
4 ELECTION OF DIRECTOR: ROHIT KAPOOR FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY G. KATZ FOR FOR Management
6 ELECTION OF DIRECTOR: KAY KOPLOVITZ FOR FOR Management
7 ELECTION OF DIRECTOR: CHRISTOPHER B. FOR FOR Management
LOFGREN
8 ELECTION OF DIRECTOR: RICHARD SULPIZIO FOR FOR Management
9 ELECTION OF DIRECTOR: LAURA S. UNGER FOR FOR Management
10 ELECTION OF DIRECTOR: ARTHUR F. FOR FOR Management
WEINBACH
11 ELECTION OF DIRECTOR: RENATO (RON) FOR FOR Management
ZAMBONINI
12 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
13 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
14 TO RE-APPROVE THE CA, INC. 2011 FOR FOR Management
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
15 TO RATIFY THE NOVEMBER 2015 FOR FOR Management
STOCKHOLDER PROTECTION RIGHTS
AGREEMENT.
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: NOV 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THEODORE M. FOR FOR Management
ARMSTRONG
2 ELECTION OF DIRECTOR: JAMES W. CABELA FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN H. EDMONDSON FOR FOR Management
4 ELECTION OF DIRECTOR: DENNIS HIGHBY FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL R. FOR FOR Management
MCCARTHY
6 ELECTION OF DIRECTOR: THOMAS L. MILLNER FOR FOR Management
7 ELECTION OF DIRECTOR: DONNA M. MILROD FOR FOR Management
8 ELECTION OF DIRECTOR: BETH M. PRITCHARD FOR FOR Management
9 ELECTION OF DIRECTOR: PETER S. SWINBURN FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES F. WRIGHT FOR FOR Management
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2016.
12 AN ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KENNETH ASBURY FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
DANIELS
3 ELECTION OF DIRECTOR: JAMES S. FOR FOR Management
GILMORE, III
4 ELECTION OF DIRECTOR: WILLIAM L. JEWS FOR FOR Management
5 ELECTION OF DIRECTOR: GREGORY G. FOR FOR Management
JOHNSON
6 ELECTION OF DIRECTOR: J. PHILLIP LONDON FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES L. PAVITT FOR FOR Management
8 ELECTION OF DIRECTOR: WARREN R. FOR FOR Management
PHILLIPS
9 ELECTION OF DIRECTOR: CHARLES P. FOR FOR Management
REVOILE
10 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
WALLACE
11 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
12 APPROVAL OF THE COMPANY'S 2016 AMENDED FOR FOR Management
AND RESTATED INCENTIVE COMPENSATION
PLAN.
13 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION
Ticker: CZR Security ID: 127686103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q206
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
ALBRECHT
2 ELECTION OF DIRECTOR: RICHARD W. FOR FOR Management
MONCRIEF
3 ELECTION OF DIRECTOR: TODD A. STEVENS FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2017.
5 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CALPINE CORPORATION
Ticker: CPN Security ID: 131347304
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARY L. BRLAS FOR FOR Management
2 ELECTION OF DIRECTOR: FRANK CASSIDY FOR FOR Management
3 ELECTION OF DIRECTOR: JACK A. FUSCO FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN B. (THAD) FOR FOR Management
HILL III
5 ELECTION OF DIRECTOR: MICHAEL W. FOR FOR Management
HOFMANN
6 ELECTION OF DIRECTOR: DAVID C. MERRITT FOR FOR Management
7 ELECTION OF DIRECTOR: W. BENJAMIN FOR FOR Management
MORELAND
8 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
MOSBACHER, JR.
9 ELECTION OF DIRECTOR: DENISE M. O'LEARY FOR FOR Management
10 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
11 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
12 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
13 TO APPROVE THE CALPINE CORPORATION FOR FOR Management
2017 EQUITY INCENTIVE PLAN.
14 TO APPROVE THE CALPINE CORPORATION FOR FOR Management
2017 EQUITY COMPENSATION PLAN FOR
NON-EMPLOYEE DIRECTORS.
15 TO AMEND AND RESTATE THE COMPANY'S FOR FOR Management
BYLAWS TO ADOPT "PROXY ACCESS" AND TO
IMPLEMENT CONFORMING REVISIONS TO
RELATED PROCEDURES FOR SHAREHOLDERS TO
NOMINATE DIRECTORS OR PROPOSE OTHER
MATTERS FOR CONSIDERATION AT
SHAREHOLDER MEETINGS.
16 SHAREHOLDER PROPOSAL REGARDING ANNUAL AGAINST FOR Shareholder
REPORT ON LOBBYING ACTIVITIES AND
EXPENDITURES, IF PROPERLY INTRODUCED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BENNETT DORRANCE FOR FOR Management
2 ELECTION OF DIRECTOR: RANDALL W. FOR FOR Management
LARRIMORE
3 ELECTION OF DIRECTOR: MARC B. FOR FOR Management
LAUTENBACH
4 ELECTION OF DIRECTOR: MARY ALICE D. FOR FOR Management
MALONE
5 ELECTION OF DIRECTOR: SARA MATHEW FOR FOR Management
6 ELECTION OF DIRECTOR: KEITH R. FOR FOR Management
MCLOUGHLIN
7 ELECTION OF DIRECTOR: DENISE M. FOR FOR Management
MORRISON
8 ELECTION OF DIRECTOR: CHARLES R. PERRIN FOR FOR Management
9 ELECTION OF DIRECTOR: NICK SHREIBER FOR FOR Management
10 ELECTION OF DIRECTOR: TRACEY T. TRAVIS FOR FOR Management
11 ELECTION OF DIRECTOR: ARCHBOLD D. VAN FOR FOR Management
BEUREN
12 ELECTION OF DIRECTOR: LES C. VINNEY FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
14 APPROVAL OF AN ADVISORY RESOLUTION ON FOR FOR Management
THE FISCAL 2016 COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD D. FOR FOR Management
FAIRBANK
2 ELECTION OF DIRECTOR: ANN FRITZ HACKETT FOR FOR Management
3 ELECTION OF DIRECTOR: LEWIS HAY, III FOR FOR Management
4 ELECTION OF DIRECTOR: BENJAMIN P. FOR FOR Management
JENKINS,III
5 ELECTION OF DIRECTOR: PETER THOMAS FOR FOR Management
KILLALEA
6 ELECTION OF DIRECTOR: PIERRE E. LEROY FOR FOR Management
7 ELECTION OF DIRECTOR: PETER E. RASKIND. FOR FOR Management
8 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
9 ELECTION OF DIRECTOR: BRADFORD H. FOR FOR Management
WARNER
10 ELECTION OF DIRECTOR: CATHERINE G. WEST FOR FOR Management
11 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS OF
CAPITAL ONE FOR 2017.
12 ADVISORY APPROVAL OF CAPITAL ONE'S FOR FOR Management
2016 NAMED EXECUTIVE OFFICER
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
14 APPROVAL AND ADOPTION OF CAPITAL ONE'S FOR FOR Management
AMENDED AND RESTATED ASSOCIATE STOCK
PURCHASE PLAN.
15 STOCKHOLDER PROPOSAL REQUESTING AGAINST AGAINST Shareholder
STOCKHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID J. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: COLLEEN F. ARNOLD FOR FOR Management
3 ELECTION OF DIRECTOR: GEORGE S. BARRETT FOR FOR Management
4 ELECTION OF DIRECTOR: CARRIE S. COX FOR FOR Management
5 ELECTION OF DIRECTOR: CALVIN DARDEN FOR FOR Management
6 ELECTION OF DIRECTOR: BRUCE L. DOWNEY FOR FOR Management
7 ELECTION OF DIRECTOR: PATRICIA A. FOR FOR Management
HEMINGWAY HALL
8 ELECTION OF DIRECTOR: CLAYTON M. JONES FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY B. KENNY FOR FOR Management
10 ELECTION OF DIRECTOR: NANCY KILLEFER FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID P. KING FOR FOR Management
12 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
13 PROPOSAL TO APPROVE THE AMENDED FOR FOR Management
CARDINAL HEALTH, INC. 2011 LONG-TERM
INCENTIVE PLAN.
14 PROPOSAL TO APPROVE, ON A NON-BINDING FOR FOR Management
ADVISORY BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RE-ELECT MICKY ARISON AS A DIRECTOR FOR FOR Management
OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
2 TO RE-ELECT SIR JONATHON BAND AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
3 TO ELECT HELEN DEEBLE AS A DIRECTOR OF FOR FOR Management
CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4 TO RE-ELECT ARNOLD W. DONALD AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
5 TO RE-ELECT RICHARD J. GLASIER AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
6 TO RE-ELECT DEBRA KELLY-ENNIS AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
7 TO RE-ELECT SIR JOHN PARKER AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
8 TO RE-ELECT STUART SUBOTNICK AS A FOR FOR Management
DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
9 TO RE-ELECT LAURA WEIL AS A DIRECTOR FOR FOR Management
OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10 TO RE-ELECT RANDALL J. WEISENBURGER AS FOR FOR Management
A DIRECTOR OF CARNIVAL CORPORATION AND
AS A DIRECTOR OF CARNIVAL PLC.
11 TO HOLD A (NON-BINDING) ADVISORY VOTE FOR FOR Management
TO APPROVE EXECUTIVE COMPENSATION (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO U.S. COMPANIES).
12 TO HOLD A (NON-BINDING) ADVISORY VOTE 1 - Year FOR Management
TO DETERMINE HOW FREQUENTLY THE
SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A
NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO
U.S
13 TO APPROVE THE CARNIVAL PLC DIRECTORS' FOR FOR Management
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION
POLICY SET OUT IN SECTION B OF PART II
OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT) (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO
14 TO APPROVE THE CARNIVAL PLC DIRECTORS' FOR FOR Management
REMUNERATION POLICY SET OUT IN SECTION
B OF PART II OF THE CARNIVAL PLC
DIRECTORS' REMUNERATION REPORT (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15 TO RE-APPOINT THE UK FIRM OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF THE U.S.
FIRM OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR CARNIVAL
CORPORA
16 TO AUTHORIZE THE AUDIT COMMITTEE OF FOR FOR Management
CARNIVAL PLC TO AGREE THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF
CARNIVAL PLC.
17 TO RECEIVE THE UK ACCOUNTS AND REPORTS FOR FOR Management
OF THE DIRECTORS AND AUDITORS OF
CARNIVAL PLC FOR THE YEAR ENDED
NOVEMBER 30, 2016 (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES).
18 TO APPROVE THE GIVING OF AUTHORITY FOR FOR FOR Management
THE ALLOTMENT OF NEW SHARES BY
CARNIVAL PLC (IN ACCORDANCE WITH
CUSTOMARY PRACTICE FOR UK COMPANIES).
19 TO APPROVE THE DISAPPLICATION OF FOR FOR Management
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC (IN ACCORDANCE WITH CUSTOMARY
PRACTICE FOR UK COMPANIES).
20 TO APPROVE A GENERAL AUTHORITY FOR FOR FOR Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES DESIRING TO
IMPLEMENT SHARE BUY BACK PROGRAMS).
--------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 16, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
APRIL 30, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID L. CALHOUN FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL M. FOR FOR Management
DICKINSON
3 ELECTION OF DIRECTOR: JUAN GALLARDO FOR FOR Management
4 ELECTION OF DIRECTOR: JESSE J. GREENE, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: JON M. HUNTSMAN, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: DENNIS A. FOR FOR Management
MUILENBURG
7 ELECTION OF DIRECTOR: WILLIAM A. OSBORN FOR FOR Management
8 ELECTION OF DIRECTOR: DEBRA L. REED FOR FOR Management
9 ELECTION OF DIRECTOR: EDWARD B. RUST, FOR FOR Management
JR.
10 ELECTION OF DIRECTOR: SUSAN C. SCHWAB FOR FOR Management
11 ELECTION OF DIRECTOR: JIM UMPLEBY FOR FOR Management
12 ELECTION OF DIRECTOR: MILES D. WHITE FOR FOR Management
13 ELECTION OF DIRECTOR: RAYFORD WILKINS, FOR FOR Management
JR.
14 RATIFY THE APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
17 APPROVE THE AMENDED AND RESTATED FOR FOR Management
CATERPILLAR INC. 2014 LONG-TERM
INCENTIVE PLAN.
18 SHAREHOLDER PROPOSAL - PROVIDE A AGAINST FOR Shareholder
REPORT OF LOBBYING ACTIVITIES.
19 SHAREHOLDER PROPOSAL - DECREASE AGAINST FOR Shareholder
PERCENT OF OWNERSHIP REQUIRED TO CALL
SPECIAL SHAREHOLDER MEETING.
20 SHAREHOLDER PROPOSAL - PROVIDE A AGAINST AGAINST Shareholder
REPORT OF LOBBYING PRIORITIES.
21 SHAREHOLDER PROPOSAL - INCLUDE AGAINST AGAINST Shareholder
SUSTAINABILITY AS A PERFORMANCE
MEASURE UNDER EXECUTIVE INCENTIVE
PLANS.
22 SHAREHOLDER PROPOSAL - AMEND THE AGAINST AGAINST Shareholder
COMPANY'S COMPENSATION CLAWBACK POLICY.
23 SHAREHOLDER PROPOSAL - ADOPT A AGAINST AGAINST Shareholder
PERMANENT POLICY THAT THE CHAIRMAN BE
INDEPENDENT.
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEAN S. BLACKWELL FOR FOR Management
2 ELECTION OF DIRECTOR: BENNIE W. FOWLER FOR FOR Management
3 ELECTION OF DIRECTOR: KATHRYN M. HILL FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID C. PARRY FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN K. WULFF FOR FOR Management
6 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
7 ADVISORY VOTE TO APPROVE SAY ON PAY 1 - Year FOR Management
FREQUENCY.
8 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
9 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE 2009 GLOBAL INCENTIVE PLAN.
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MILTON CARROLL FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
JOHNSON
3 ELECTION OF DIRECTOR: JANIECE M. FOR FOR Management
LONGORIA
4 ELECTION OF DIRECTOR: SCOTT J. MCLEAN FOR FOR Management
5 ELECTION OF DIRECTOR: THEODORE F. POUND FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT M. FOR FOR Management
PROCHAZKA
7 ELECTION OF DIRECTOR: SUSAN O. RHENEY FOR FOR Management
8 ELECTION OF DIRECTOR: PHILLIP R. SMITH FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN W. FOR FOR Management
SOMERHALDER II
10 ELECTION OF DIRECTOR: PETER S. WAREING FOR FOR Management
11 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
2017.
12 APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAR 16, 2017 Meeting Type: Special
Record Date: JAN 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
CENTURYLINK COMMON STOCK TO LEVEL 3
STOCKHOLDERS IN CONNECTION WITH THE
COMBINATION, AS CONTEMPLATED BY THE
MERGER AGREEMENT, DATED OCTOBER 31,
2016, AMONG CENTURYLINK, WILDCAT
MERGER SUB 1 LLC, WWG MERGER SUB LLC
AND L
2 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ISSUE CENTURYLINK COMMON
STOCK IN CONNECTION WITH THE COMBINA
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT AUDITOR FOR 2017.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF OUR EXECUTIVE COMPENSATION VOTES.
5 SHAREHOLDER PROPOSAL REGARDING EQUITY AGAINST AGAINST Shareholder
RETENTION.
6 SHAREHOLDER PROPOSAL REGARDING OUR AGAINST AGAINST Shareholder
LOBBYING ACTIVITIES.
7 SHAREHOLDER PROPOSAL REGARDING OUR AGAINST AGAINST Shareholder
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: WILLIAM DAVISSON FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN A. FOR FOR Management
FURBACHER
1 ELECTION OF DIRECTOR: ROBERT C. FOR FOR Management
ARZBAECHER
4 ELECTION OF DIRECTOR: STEPHEN J. HAGGE FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN D. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT G. KUHBACH FOR FOR Management
7 ELECTION OF DIRECTOR: ANNE P. NOONAN FOR FOR Management
8 ELECTION OF DIRECTOR: EDWARD A. SCHMITT FOR FOR Management
9 ELECTION OF DIRECTOR: THERESA E. WAGLER FOR FOR Management
10 ELECTION OF DIRECTOR: W. ANTHONY WILL FOR FOR Management
11 APPROVAL OF AN ADVISORY RESOLUTION FOR FOR Management
REGARDING THE COMPENSATION OF CF
INDUSTRIES HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS.
12 RECOMMENDATION, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, ON THE FREQUENCY OF
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF CF INDUSTRIES
HOLDINGS, INC.'S NAMED EXECUTIVE
OFFICERS.
13 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM IN 2017.
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. LANCE CONN FOR FOR Management
2 ELECTION OF DIRECTOR: KIM C. GOODMAN FOR FOR Management
3 ELECTION OF DIRECTOR: CRAIG A. JACOBSON FOR FOR Management
4 ELECTION OF DIRECTOR: GREGORY B. MAFFEI FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN C. MALONE FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN D. MARKLEY, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: DAVID C. MERRITT FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN A. MIRON FOR FOR Management
9 ELECTION OF DIRECTOR: BALAN NAIR FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
NEWHOUSE
11 ELECTION OF DIRECTOR: MAURICIO RAMOS FOR FOR Management
12 ELECTION OF DIRECTOR: THOMAS M. FOR FOR Management
RUTLEDGE
13 ELECTION OF DIRECTOR: ERIC L. FOR FOR Management
ZINTERHOFER
14 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION
15 AN ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
16 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDED DECEMBER 31, 2017
17 STOCKHOLDER PROPOSAL REGARDING PROXY AGAINST FOR Shareholder
ACCESS
--------------------------------------------------------------------------------
CHEMTURA CORPORATION
Ticker: CHMT Security ID: 163893209
Meeting Date: FEB 01, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF SEPTEMBER
25, 2016, BY AND AMONG CHEMTURA
CORPORATION ("CHEMTURA"), LANXESS
DEUTSCHLAND GMBH AND LANXESS ADDITIVES
INC., AS MAY BE AMENDED FROM TIME TO
TIME (THE "MERGER AGREEMENT", AND TH
2 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, CERTAIN COMPENSATION THAT WILL
OR MAY BE PAID BY CHEMTURA TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
3 TO APPROVE AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING OF STOCKHOLDERS OF
CHEMTURA, INCLUDING IF NECESSARY TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE AND ADOPT THE
MERGER AGREEMENT, IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH AD
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GLORIA R. BOYLAND FOR FOR Management
2 ELECTION OF DIRECTOR: LUKE R. CORBETT FOR FOR Management
3 ELECTION OF DIRECTOR: ARCHIE W. DUNHAM FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT D. LAWLER FOR FOR Management
5 ELECTION OF DIRECTOR: R. BRAD MARTIN FOR FOR Management
6 ELECTION OF DIRECTOR: MERRILL A. FOR FOR Management
"PETE" MILLER, JR.
7 ELECTION OF DIRECTOR: THOMAS L. RYAN FOR FOR Management
8 TO APPROVE AN AMENDMENT TO OUR FOR FOR Management
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 2 BILLION.
9 TO APPROVE ON AN ADVISORY BASIS OUR FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
10 TO APPROVE ON AN ADVISORY BASIS THE 1 - Year FOR Management
FREQUENCY OF SHAREHOLDER ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
11 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. M. AUSTIN FOR FOR Management
2 ELECTION OF DIRECTOR: L. F. DEILY FOR FOR Management
3 ELECTION OF DIRECTOR: R. E. DENHAM FOR FOR Management
4 ELECTION OF DIRECTOR: A. P. GAST FOR FOR Management
5 ELECTION OF DIRECTOR: E. HERNANDEZ, JR. FOR FOR Management
6 ELECTION OF DIRECTOR: J. M. HUNTSMAN FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: C. W. MOORMAN IV FOR FOR Management
8 ELECTION OF DIRECTOR: D. F. MOYO FOR FOR Management
9 ELECTION OF DIRECTOR: R. D. SUGAR FOR FOR Management
10 ELECTION OF DIRECTOR: I. G. THULIN FOR FOR Management
11 ELECTION OF DIRECTOR: J. S. WATSON FOR FOR Management
12 ELECTION OF DIRECTOR: M. K. WIRTH FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF PWC AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION
16 REPORT ON LOBBYING AGAINST FOR Shareholder
17 REPORT ON FEASIBILITY OF POLICY ON NOT AGAINST AGAINST Shareholder
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
18 REPORT ON CLIMATE CHANGE IMPACT AGAINST FOR Shareholder
ASSESSMENT
19 REPORT ON TRANSITION TO A LOW CARBON AGAINST AGAINST Shareholder
ECONOMY
20 ADOPT POLICY ON INDEPENDENT CHAIRMAN AGAINST FOR Shareholder
21 RECOMMEND INDEPENDENT DIRECTOR WITH AGAINST AGAINST Shareholder
ENVIRONMENTAL EXPERTISE
22 SET SPECIAL MEETINGS THRESHOLD AT 10% AGAINST FOR Shareholder
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS.
3 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
4 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS.
3 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
4 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE WITHHOLD FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
3 COMPANY'S PROPOSAL TO APPROVE, ON AN AGAINST FOR Management
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 COMPANY'S PROPOSAL TO AMEND THE FOR FOR Management
COMPANY'S AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID F. WALKER FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN J. MAHONEY FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN E. WATSON FOR FOR Management
4 ELECTION OF DIRECTOR: DEBORAH L. KERR FOR FOR Management
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS.
6 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
8 PROPOSAL TO APPROVE THE CHICO'S FAS, FOR FOR Management
INC. AMENDED AND RESTATED 2012 OMNIBUS
STOCK AND INCENTIVE PLAN AND THE
MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE PLAN.
--------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q208
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL DONLIN FOR FOR Management
2 ELECTION OF DIRECTOR: MARK ABRAMS FOR FOR Management
3 ELECTION OF DIRECTOR: GERARD CREAGH FOR FOR Management
4 THE PROPOSAL TO APPROVE A NON-BINDING FOR FOR Management
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
5 THE PROPOSAL TO APPROVE A NON-BINDING 1 - Year FOR Management
ADVISORY RESOLUTION ON THE FREQUENCY
OF STOCKHOLDER VOTING ON THE COMPANY'S
EXECUTIVE COMPENSATION.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION
Ticker: CINF Security ID: 172062101
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM F. BAHL FOR FOR Management
2 ELECTION OF DIRECTOR: GREGORY T. BIER FOR FOR Management
3 ELECTION OF DIRECTOR: LINDA W. FOR FOR Management
CLEMENT-HOLMES
4 ELECTION OF DIRECTOR: DIRK J. DEBBINK FOR FOR Management
5 ELECTION OF DIRECTOR: STEVEN J. FOR FOR Management
JOHNSTON
6 ELECTION OF DIRECTOR: KENNETH C. FOR FOR Management
LICHTENDAHL
7 ELECTION OF DIRECTOR: W. RODNEY FOR FOR Management
MCMULLEN
8 ELECTION OF DIRECTOR: DAVID P. OSBORN FOR FOR Management
9 ELECTION OF DIRECTOR: GRETCHEN W. PRICE FOR FOR Management
10 ELECTION OF DIRECTOR: THOMAS R. SCHIFF FOR FOR Management
11 ELECTION OF DIRECTOR: DOUGLAS S. FOR FOR Management
SKIDMORE
12 ELECTION OF DIRECTOR: KENNETH W. FOR FOR Management
STECHER
13 ELECTION OF DIRECTOR: JOHN F. STEELE, FOR FOR Management
JR.
14 ELECTION OF DIRECTOR: LARRY R. WEBB FOR FOR Management
15 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
16 A NONBINDING PROPOSAL TO APPROVE FOR FOR Management
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
17 A NONBINDING PROPOSAL TO ESTABLISH THE 1 - Year FOR Management
FREQUENCY OF FUTURE NONBINDING VOTES
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CINTAS CORPORATION
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GERALD S. ADOLPH FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN F. BARRETT FOR FOR Management
3 ELECTION OF DIRECTOR: MELANIE W. FOR FOR Management
BARSTAD
4 ELECTION OF DIRECTOR: ROBERT E. COLETTI FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD T. FARMER FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT D. FARMER FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES J. JOHNSON FOR FOR Management
8 ELECTION OF DIRECTOR: JOSEPH SCAMINACE FOR FOR Management
9 ELECTION OF DIRECTOR: RONALD W. TYSOE FOR FOR Management
10 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
11 TO APPROVE THE CINTAS CORPORATION 2016 FOR FOR Management
EQUITY AND INCENTIVE COMPENSATION PLAN.
12 TO RATIFY ERNST & YOUNG LLP AS OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CISCO SYSTEMS
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 12, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROL A. BARTZ FOR FOR Management
2 ELECTION OF DIRECTOR: M. MICHELE BURNS FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
CAPELLAS
4 ELECTION OF DIRECTOR: JOHN T. CHAMBERS FOR FOR Management
5 ELECTION OF DIRECTOR: AMY L. CHANG FOR FOR Management
6 ELECTION OF DIRECTOR: DR. JOHN L. FOR FOR Management
HENNESSY
7 ELECTION OF DIRECTOR: DR. KRISTINA M. FOR FOR Management
JOHNSON
8 ELECTION OF DIRECTOR: RODERICK C. FOR FOR Management
MCGEARY
9 ELECTION OF DIRECTOR: CHARLES H. FOR FOR Management
ROBBINS
10 ELECTION OF DIRECTOR: ARUN SARIN FOR FOR Management
11 ELECTION OF DIRECTOR: STEVEN M. WEST FOR FOR Management
12 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION.
13 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
14 APPROVAL TO REQUEST AN ANNUAL REPORT AGAINST FOR Shareholder
RELATING TO CISCO'S LOBBYING POLICIES,
PROCEDURES AND ACTIVITIES.
15 APPROVAL TO REQUEST A REPORT AGAINST AGAINST Shareholder
DISCLOSING CERTAIN EMPLOYMENT DATA
RELATING TO CISCO'S ARAB AND NON-ARAB
EMPLOYEES IN ISRAEL-PALESTINE FOR EACH
OF THE PAST THREE YEARS.
16 APPROVAL TO REQUEST THE BOARD TO FORM AGAINST AGAINST Shareholder
A COMMITTEE TO REASSESS POLICIES AND
CRITERIA FOR DECISIONS WITH RESPECT TO
CISCO'S BUSINESS INVOLVEMENTS WITH
ISRAEL'S SETTLEMENTS.
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELLEN R. ALEMANY FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL L. FOR FOR Management
BROSNAN
3 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
CARPENTER
4 ELECTION OF DIRECTOR: DORENE C. FOR FOR Management
DOMINGUEZ
5 ELECTION OF DIRECTOR: ALAN FRANK FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
FREEMAN
7 ELECTION OF DIRECTOR: R. BRAD OATES FOR FOR Management
8 ELECTION OF DIRECTOR: MARIANNE MILLER FOR FOR Management
PARRS
9 ELECTION OF DIRECTOR: GERALD ROSENFELD FOR FOR Management
10 ELECTION OF DIRECTOR: VICE ADMIRAL FOR FOR Management
JOHN R. RYAN, USN (RET.)
11 ELECTION OF DIRECTOR: SHEILA A. STAMPS FOR FOR Management
12 ELECTION OF DIRECTOR: LAURA S. UNGER FOR FOR Management
13 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND EXTERNAL AUDITORS
FOR 2017.
14 TO RECOMMEND, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
15 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL L. CORBAT FOR FOR Management
2 ELECTION OF DIRECTOR: ELLEN M. COSTELLO FOR FOR Management
3 ELECTION OF DIRECTOR: DUNCAN P. HENNES FOR FOR Management
4 ELECTION OF DIRECTOR: PETER B. HENRY FOR FOR Management
5 ELECTION OF DIRECTOR: FRANZ B. HUMER FOR FOR Management
6 ELECTION OF DIRECTOR: RENEE J. JAMES FOR FOR Management
7 ELECTION OF DIRECTOR: EUGENE M. MCQUADE FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
O'NEILL
9 ELECTION OF DIRECTOR: GARY M. REINER FOR FOR Management
10 ELECTION OF DIRECTOR: ANTHONY M. FOR FOR Management
SANTOMERO
11 ELECTION OF DIRECTOR: DIANA L. TAYLOR FOR FOR Management
12 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
THOMPSON, JR.
13 ELECTION OF DIRECTOR: JAMES S. TURLEY FOR FOR Management
14 ELECTION OF DIRECTOR: DEBORAH C. WRIGHT FOR FOR Management
15 ELECTION OF DIRECTOR: ERNESTO ZEDILLO FOR FOR Management
PONCE DE LEON
16 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
17 ADVISORY VOTE TO APPROVE CITI'S 2016 FOR FOR Management
EXECUTIVE COMPENSATION.
18 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
19 STOCKHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
REPORT ON THE COMPANY'S POLICIES AND
GOALS TO REDUCE THE GENDER PAY GAP.
20 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE TO ADDRESS WHETHER THE
DIVESTITURE OF ALL NON-CORE BANKING
BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE.
21 STOCKHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS.
22 STOCKHOLDER PROPOSAL REQUESTING AN AGAINST AGAINST Shareholder
AMENDMENT TO THE GENERAL CLAWBACK
POLICY TO PROVIDE THAT A SUBSTANTIAL
PORTION OF ANNUAL TOTAL COMPENSATION
OF EXECUTIVE OFFICERS SHALL BE
DEFERRED AND FORFEITED, IN PART OR
WHOLE, AT THE DISCRETION OF THE BOARD,
TO HELP
23 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE BOARD ADOPT A POLICY PROHIBITING
THE VESTING OF EQUITY-BASED AWARDS FOR
SENIOR EXECUTIVES DUE TO A VOLUNTARY
RESIGNATION TO ENTER GOVERNMENT
SERVICE.
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRUCE VAN SAUN FOR FOR Management
2 ELECTION OF DIRECTOR: MARK CASADY FOR FOR Management
3 ELECTION OF DIRECTOR: CHRISTINE M. FOR FOR Management
CUMMING
4 ELECTION OF DIRECTOR: ANTHONY DI IORIO FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
HANKOWSKY
6 ELECTION OF DIRECTOR: HOWARD W. HANNA FOR FOR Management
III
7 ELECTION OF DIRECTOR: LEO I. ("LEE") FOR FOR Management
HIGDON
8 ELECTION OF DIRECTOR: CHARLES J. FOR FOR Management
("BUD") KOCH
9 ELECTION OF DIRECTOR: ARTHUR F. RYAN FOR FOR Management
10 ELECTION OF DIRECTOR: SHIVAN S. FOR FOR Management
SUBRAMANIAM
11 ELECTION OF DIRECTOR: WENDY A. WATSON FOR FOR Management
12 ELECTION OF DIRECTOR: MARITA ZURAITIS FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT M. FOR FOR Management
CALDERONI
2 ELECTION OF DIRECTOR: NANCI E. CALDWELL FOR FOR Management
3 ELECTION OF DIRECTOR: JESSE A. COHN FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT D. DALEO FOR FOR Management
5 ELECTION OF DIRECTOR: MURRAY J. DEMO FOR FOR Management
6 ELECTION OF DIRECTOR: PETER J. FOR FOR Management
SACRIPANTI
7 ELECTION OF DIRECTOR: GRAHAM V. SMITH FOR FOR Management
8 ELECTION OF DIRECTOR: GODFREY R. FOR FOR Management
SULLIVAN
9 ELECTION OF DIRECTOR: KIRILL TATARINOV FOR FOR Management
10 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2014
EQUITY INCENTIVE PLAN
11 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
13 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JON E. BARFIELD FOR FOR Management
2 ELECTION OF DIRECTOR: DEBORAH H. BUTLER FOR FOR Management
3 ELECTION OF DIRECTOR: KURT L. DARROW FOR FOR Management
4 ELECTION OF DIRECTOR: STEPHEN E. EWING FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM D. HARVEY FOR FOR Management
6 ELECTION OF DIRECTOR: PHILIP R. FOR FOR Management
LOCHNER, JR.
7 ELECTION OF DIRECTOR: PATRICIA K. POPPE FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN G. RUSSELL FOR FOR Management
9 ELECTION OF DIRECTOR: MYRNA M. SOTO FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN G. SZNEWAJS FOR FOR Management
11 ELECTION OF DIRECTOR: LAURA H. WRIGHT FOR FOR Management
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
CORPORATION'S EXECUTIVE COMPENSATION.
13 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
14 SHAREHOLDER PROPOSAL - POLITICAL AGAINST AGAINST Shareholder
CONTRIBUTIONS DISCLOSURE.
15 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD J. BONACH FOR FOR Management
2 ELECTION OF DIRECTOR: ELLYN L. BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN N. DAVID FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT C. GREVING FOR FOR Management
5 ELECTION OF DIRECTOR: MARY R. HENDERSON FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES J. FOR FOR Management
JACKLIN
7 ELECTION OF DIRECTOR: DANIEL R. MAURER FOR FOR Management
8 ELECTION OF DIRECTOR: NEAL C. SCHNEIDER FOR FOR Management
9 ELECTION OF DIRECTOR: FREDERICK J. FOR FOR Management
SIEVERT
10 APPROVAL OF THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED LONG-TERM INCENTIVE PLAN.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
12 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
13 APPROVAL, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, TO DETERMINE WHETHER A
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID DENTON FOR FOR Management
2 ELECTION OF DIRECTOR: ANDREA GUERRA FOR FOR Management
3 ELECTION OF DIRECTOR: SUSAN KROPF FOR FOR Management
4 ELECTION OF DIRECTOR: ANNABELLE YU LONG FOR FOR Management
5 ELECTION OF DIRECTOR: VICTOR LUIS FOR FOR Management
6 ELECTION OF DIRECTOR: IVAN MENEZES FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM NUTI FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHANIE FOR FOR Management
TILENIUS
9 ELECTION OF DIRECTOR: JIDE ZEITLIN FOR FOR Management
10 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 1, 2017.
11 THE APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION ..(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED COACH, INC. 2010 STOCK
INCENTIVE PLAN (AMENDED AND RESTATED
AS OF SEPTEMBER 23, 2016).
13 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED COACH, INC. EMPLOYEE STOCK
PURCHASE PLAN.
14 A STOCKHOLDER PROPOSAL ENTITLED AGAINST AGAINST Shareholder
"NET-ZERO GREENHOUSE GAS EMISSIONS BY
2030" IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS
Ticker: CCE Security ID: G25839104
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIPT OF THE REPORT AND ACCOUNTS. FOR FOR Management
2 APPROVAL OF THE DIRECTORS' FOR FOR Management
REMUNERATION REPORT.
3 APPROVAL OF THE REMUNERATION POLICY. FOR FOR Management
4 ELECTION OF JOSE IGNACIO COMENGE FOR FOR Management
SANCHEZ-REAL AS A DIRECTOR OF THE
COMPANY.
5 ELECTION OF J. ALEXANDER M. DOUGLAS, FOR FOR Management
JR. AS A DIRECTOR OF THE COMPANY.
6 ELECTION OF FRANCISCO RUIZ DE LA TORRE FOR FOR Management
ESPORRIN AS A DIRECTOR OF THE COMPANY.
7 ELECTION OF IRIAL FINAN AS A DIRECTOR FOR FOR Management
OF THE COMPANY.
8 ELECTION OF DAMIAN GAMMELL AS A FOR FOR Management
DIRECTOR OF THE COMPANY.
9 ELECTION OF ALFONSO LIBANO DAURELLA AS FOR FOR Management
A DIRECTOR OF THE COMPANY.
10 ELECTION OF MARIO ROTLLANT SOLA AS A FOR FOR Management
DIRECTOR OF THE COMPANY.
11 REAPPOINTMENT OF THE AUDITOR. FOR FOR Management
12 REMUNERATION OF THE AUDITOR. FOR FOR Management
13 POLITICAL DONATIONS. FOR FOR Management
14 AUTHORITY TO ALLOT NEW SHARES. FOR FOR Management
15 WAIVER OF MANDATORY OFFER PROVISIONS FOR FOR Management
SET OUT IN RULE 9 OF THE TAKEOVER CODE.
16 AUTHORITY TO DISAPPLY PRE-EMPTION FOR FOR Management
RIGHTS.
17 AUTHORITY TO PURCHASE OWN SHARES ON FOR FOR Management
MARKET.
18 NOTICE PERIOD FOR GENERAL MEETINGS FOR FOR Management
OTHER THAN AGM.
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES A. FOR FOR Management
BANCROFT
2 ELECTION OF DIRECTOR: JOHN P. BILBREY FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN T. CAHILL FOR FOR Management
4 ELECTION OF DIRECTOR: IAN COOK FOR FOR Management
5 ELECTION OF DIRECTOR: HELENE D. GAYLE FOR FOR Management
6 ELECTION OF DIRECTOR: ELLEN M. HANCOCK FOR FOR Management
7 ELECTION OF DIRECTOR: C. MARTIN HARRIS FOR FOR Management
8 ELECTION OF DIRECTOR: LORRIE M. FOR FOR Management
NORRINGTON
9 ELECTION OF DIRECTOR: MICHAEL B. POLK FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHEN I. SADOVE FOR FOR Management
11 RATIFY SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
12 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
14 STOCKHOLDER PROPOSAL ON 15% THRESHOLD AGAINST FOR Shareholder
TO CALL SPECIAL SHAREOWNER MEETINGS,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE OFFICER COMPENSATION,
SOMETIMES REFERRED TO AS A "SAY ON PAY.
"
4 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
2013 LONG-TERM INCENTIVE PLAN.
5 TO APPROVE AN AMENDMENT TO OUR SECOND FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT AUDITORS
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
5 TO PROVIDE A LOBBYING REPORT AGAINST FOR Shareholder
6 TO STOP 100-TO-ONE VOTING POWER AGAINST FOR Shareholder
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RALPH W. BABB, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
COLLINS
3 ELECTION OF DIRECTOR: ROGER A. CREGG FOR FOR Management
4 ELECTION OF DIRECTOR: T. KEVIN DENICOLA FOR FOR Management
5 ELECTION OF DIRECTOR: JACQUELINE P. FOR FOR Management
KANE
6 ELECTION OF DIRECTOR: RICHARD G. FOR FOR Management
LINDNER
7 ELECTION OF DIRECTOR: ALFRED A. FOR FOR Management
PIERGALLINI
8 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN FOR FOR Management
9 ELECTION OF DIRECTOR: REGINALD M. FOR FOR Management
TURNER, JR.
10 ELECTION OF DIRECTOR: NINA G. VACA FOR FOR Management
11 ELECTION OF DIRECTOR: MICHAEL G. VAN FOR FOR Management
DE VEN
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
13 APPROVAL OF A NON-BINDING, ADVISORY FOR FOR Management
PROPOSAL APPROVING EXECUTIVE
COMPENSATION
14 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY THAT SHAREHOLDERS ARE TO BE
PRESENTED WITH ADVISORY PROPOSALS
APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 11, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VICKI L. AVRIL FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT L. GUIDO FOR FOR Management
3 ELECTION OF DIRECTOR: SARAH E. RAISS FOR FOR Management
4 ELECTION OF DIRECTOR: J. DAVID SMITH FOR FOR Management
5 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM VOTE TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
6 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION VOTE TO APPROVE, ON AN
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN A. CLERICO FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES S. ELY III FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN A. FRY FOR FOR Management
4 ELECTION OF DIRECTOR: TIM L. HINGTGEN FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM NORRIS FOR FOR Management
JENNINGS, M.D.
6 ELECTION OF DIRECTOR: JULIA B. NORTH FOR FOR Management
7 ELECTION OF DIRECTOR: WAYNE T. SMITH FOR FOR Management
8 ELECTION OF DIRECTOR: H. JAMES FOR FOR Management
WILLIAMS, PH.D.
9 PROPOSAL TO APPROVE ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
10 PROPOSAL TO APPROVE ON AN ADVISORY 1 - Year FOR Management
(NON-BINDING) BASIS THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
11 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
12 STOCKHOLDER PROPOSAL REGARDING VESTING AGAINST AGAINST Shareholder
OF EQUITY AWARDS IN A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MUKESH AGHI FOR FOR Management
2 ELECTION OF DIRECTOR: HERMAN E. BULLS FOR FOR Management
3 ELECTION OF DIRECTOR: BRUCE B. FOR FOR Management
CHURCHILL
4 ELECTION OF DIRECTOR: MARK FOSTER FOR FOR Management
5 ELECTION OF DIRECTOR: SACHIN LAWANDE FOR FOR Management
6 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE FOR FOR Management
7 ELECTION OF DIRECTOR: BRIAN P. FOR FOR Management
MACDONALD
8 ELECTION OF DIRECTOR: PETER RUTLAND FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT F. WOODS FOR FOR Management
10 ELECTION OF DIRECTOR: LIZABETH H. FOR FOR Management
ZLATKUS
11 APPROVAL, BY ADVISORY VOTE, OF FOR FOR Management
EXECUTIVE COMPENSATION
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2017
13 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
2011 OMNIBUS INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN
BY AN ADDITIONAL 7,250,000 SHARES
14 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
2010 NON-EMPLOYEE DIRECTOR INCENTIVE
PLAN (SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PLAN OF MERGER FOR FOR Management
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER DATED AS OF MAY 24, 2016 AS
AMENDED AS OF NOVEMBER 2, 2016 AND AS
FURTHER AMENDED AS OF DECEMBER 6, 2016
AND AS MAY BE FURTHER AMENDED FROM
TIME TO TIME, BY AND AMONG HEWLETT
2 APPROVAL, BY ADVISORY VOTE, OF THE FOR FOR Management
MERGER-RELATED COMPENSATION OF CSC'S
NAMED EXECUTIVE OFFICERS.
3 APPROVAL OF THE ADJOURNMENT OR FOR FOR Management
POSTPONEMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 23, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITOR
3 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------
CONDUENT INCORPORATED
Ticker: CNDT Security ID: 206787103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL S. GALANT FOR FOR Management
2 ELECTION OF DIRECTOR: JOIE GREGOR FOR FOR Management
3 ELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
4 ELECTION OF DIRECTOR: COURTNEY MATHER FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL NEVIN FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL A. NUTTER FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
PARRETT
8 ELECTION OF DIRECTOR: ASHOK VEMURI FOR FOR Management
9 ELECTION OF DIRECTOR: VIRGINIA M. FOR FOR Management
WILSON
10 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
11 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
2016 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
12 SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
13 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE CONDUENT
PIP FOR PURPOSES OF SECTION 162(M) OF
THE CODE.
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD L. FOR FOR Management
ARMITAGE
2 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
AUCHINLECK
3 ELECTION OF DIRECTOR: CHARLES E. BUNCH FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN V. FARACI FOR FOR Management
5 ELECTION OF DIRECTOR: JODY L. FREEMAN FOR FOR Management
6 ELECTION OF DIRECTOR: GAY HUEY EVANS FOR FOR Management
7 ELECTION OF DIRECTOR: RYAN M. LANCE FOR FOR Management
8 ELECTION OF DIRECTOR: ARJUN N. MURTI FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT A. NIBLOCK FOR FOR Management
10 ELECTION OF DIRECTOR: HARALD J. NORVIK FOR FOR Management
11 PROPOSAL TO RATIFY APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS CONOCOPHILLIPS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON FREQUENCY OF ADVISORY WITHHOLD FOR Management
VOTE ON EXECUTIVE COMPENSATION.
14 REPORT ON LOBBYING EXPENDITURES. AGAINST FOR Shareholder
15 REPORT ON EXECUTIVE COMPENSATION AGAINST FOR Shareholder
ALIGNMENT WITH LOW-CARBON SCENARIOS.
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ANTICIPATED SELECTION FOR FOR Management
OF INDEPENDENT AUDITOR: ERNST & YOUNG
LLP.
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
COMPENSATION PAID IN 2016 TO CONSOL
ENERGY INC.'S NAMED EXECUTIVES.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 A SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VINCENT A. FOR FOR Management
CALARCO
2 ELECTION OF DIRECTOR: GEORGE CAMPBELL, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: MICHAEL J. DEL FOR FOR Management
GIUDICE
4 ELECTION OF DIRECTOR: ELLEN V. FUTTER FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN F. KILLIAN FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN MCAVOY FOR FOR Management
7 ELECTION OF DIRECTOR: ARMANDO J. FOR FOR Management
OLIVERA
8 ELECTION OF DIRECTOR: MICHAEL W. RANGER FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA S. SANFORD FOR FOR Management
10 ELECTION OF DIRECTOR: L. FREDERICK FOR FOR Management
SUTHERLAND
11 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT ACCOUNTANTS.
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CONVERGYS CORPORATION
Ticker: CVG Security ID: 212485106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
3 TO REAPPROVE THE PERFORMANCE GOALS FOR FOR Management
UNDER THE CONVERGYS CORPORATION ANNUAL
EXECUTIVE INCENTIVE PLAN.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DONNA M. ALVARADO FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT J. DENNIS FOR FOR Management
3 ELECTION OF DIRECTOR: MARK A. EMKES FOR FOR Management
4 ELECTION OF DIRECTOR: DAMON T. HININGER FOR FOR Management
5 ELECTION OF DIRECTOR: STACIA A. HYLTON FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE L. MARIUCCI FOR FOR Management
7 ELECTION OF DIRECTOR: THURGOOD FOR FOR Management
MARSHALL, JR.
8 ELECTION OF DIRECTOR: CHARLES L. OVERBY FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN R. PRANN, FOR FOR Management
JR.
10 RATIFICATION OF THE APPOINTMENT BY OUR FOR FOR Management
AUDIT COMMITTEE OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
11 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
12 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 THE APPROVAL OF THE COMPANY'S SECOND FOR FOR Management
AMENDED AND RESTATED 2008 STOCK
INCENTIVE PLAN.
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DONALD W. BLAIR FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
BURNS
3 ELECTION OF DIRECTOR: JOHN A. CANNING, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: RICHARD T. CLARK FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT F. FOR FOR Management
CUMMINGS, JR.
6 ELECTION OF DIRECTOR: DEBORAH A. FOR FOR Management
HENRETTA
7 ELECTION OF DIRECTOR: DANIEL P. FOR FOR Management
HUTTENLOCHER
8 ELECTION OF DIRECTOR: KURT M. LANDGRAF FOR FOR Management
9 ELECTION OF DIRECTOR: KEVIN J. MARTIN FOR FOR Management
10 ELECTION OF DIRECTOR: DEBORAH D. RIEMAN FOR FOR Management
11 ELECTION OF DIRECTOR: HANSEL E. TOOKES FOR FOR Management
II
12 ELECTION OF DIRECTOR: WENDELL P. WEEKS FOR FOR Management
13 ELECTION OF DIRECTOR: MARK S. WRIGHTON FOR FOR Management
14 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY WITH 1 - Year FOR Management
WHICH WE HOLD ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
16 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
17 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER OUR 2012
LONG-TERM INCENTIVE PLAN, AS REQUIRED
BY SECTION 162(M) OF THE U.S. INTERNAL
REVENUE CODE.
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF FOR FOR Management
INDEPENDENT AUDITORS.
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CSRA INC.
Ticker: CSRA Security ID: 12650T104
Meeting Date: AUG 09, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KEITH B. FOR FOR Management
ALEXANDER
2 ELECTION OF DIRECTOR: SANJU K. BANSAL FOR FOR Management
3 ELECTION OF DIRECTOR: MICHELE A. FOR FOR Management
FLOURNOY
4 ELECTION OF DIRECTOR: MARK A. FRANTZ FOR FOR Management
5 ELECTION OF DIRECTOR: NANCY KILLEFER FOR FOR Management
6 ELECTION OF DIRECTOR: CRAIG MARTIN FOR FOR Management
7 ELECTION OF DIRECTOR: SEAN O'KEEFE FOR FOR Management
8 ELECTION OF DIRECTOR: LAWRENCE B. FOR FOR Management
PRIOR III
9 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
VENTLING
10 ELECTION OF DIRECTOR: BILLIE I. FOR FOR Management
WILLIAMSON
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS CSRA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
MARCH 31, 2017
12 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
13 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF HOLDING FUTURE
NON-BINDING ADVISORY VOTES ON
EXECUTIVE COMPENSATION
14 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE CSRA INC.
2015 OMNIBUS INCENTIVE PLAN
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS CSX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 AN ADVISORY (NON-BINDING) RESOLUTION FOR FOR Management
TO APPROVE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY (NON-BINDING) VOTE ON 1 - Year FOR Management
WHETHER FUTURE VOTES ON THE
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
5 AN ADVISORY (NON-BINDING) VOTE FOR FOR Management
CONCERNING THE REIMBURSEMENT
ARRANGEMENTS SOUGHT IN CONNECTION WITH
RETENTION OF E. HUNTER HARRISON AS CEO
AT CSX
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
14 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
15 ADVISORY (NON-BINDING) RESOLUTION TO FOR FOR Management
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
16 ADVISORY (NON-BINDING) RESOLUTION TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 ADVISORY (NON-BINDING) RESOLUTION WITHHOLD FOR Management
CONCERNING THE REIMBURSEMENT
ARRANGEMENTS SOUGHT IN CONNECTION WITH
THE RETENTION OF E. HUNTER HARRISON AS
CEO AT CSX.
1 ELECTION OF DIRECTOR: DONNA M. ALVARADO FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN B. BREAUX FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA L. CARTER FOR FOR Management
4 ELECTION OF DIRECTOR: STEVEN T. FOR FOR Management
HALVERSON
5 ELECTION OF DIRECTOR: E. HUNTER FOR FOR Management
HARRISON
6 ELECTION OF DIRECTOR: PAUL C. HILAL FOR FOR Management
7 ELECTION OF DIRECTOR: EDWARD J. KELLY, FOR FOR Management
III
8 ELECTION OF DIRECTOR: JOHN D. MCPHERSON FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID M. MOFFETT FOR FOR Management
10 ELECTION OF DIRECTOR: DENNIS H. REILLEY FOR FOR Management
11 ELECTION OF DIRECTOR: LINDA H. RIEFLER FOR FOR Management
12 ELECTION OF DIRECTOR: J. STEVEN WHISLER FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN J. ZILLMER FOR FOR Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: N. THOMAS FOR FOR Management
LINEBARGER
2 ELECTION OF DIRECTOR: ROBERT J. FOR FOR Management
BERNHARD
3 ELECTION OF DIRECTOR: DR. FRANKLIN R. FOR FOR Management
CHANG DIAZ
4 ELECTION OF DIRECTOR: BRUNO V. DI LEO FOR FOR Management
ALLEN
5 ELECTION OF DIRECTOR: STEPHEN B. DOBBS FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT K. HERDMAN FOR FOR Management
7 ELECTION OF DIRECTOR: ALEXIS M. HERMAN FOR FOR Management
8 ELECTION OF DIRECTOR: THOMAS J. LYNCH FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM I. MILLER FOR FOR Management
10 ELECTION OF DIRECTOR: GEORGIA R. NELSON FOR FOR Management
11 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
AUDITORS FOR 2017.
14 PROPOSAL TO APPROVE OUR AMENDED AND FOR FOR Management
RESTATED 2012 OMNIBUS INCENTIVE PLAN.
15 PROPOSAL TO APPROVE AMENDMENTS TO OUR FOR FOR Management
BY-LAWS TO IMPLEMENT PROXY ACCESS.
16 THE SHAREHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
PROXY ACCESS.
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 TO APPROVE, BY A NON-BINDING, ADVISORY FOR FOR Management
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION ("SAY-ON-PAY").
4 TO APPROVE, BY A NON-BINDING, ADVISORY 3- Years FOR Management
VOTE, THE FREQUENCY OF FUTURE
SAY-ON-PAY VOTING EVERY 1 YEAR, 2
YEARS OR 3 YEARS.
5 TO RE-APPROVE THE LONG TERM INCENTIVE FOR FOR Management
PLAN.
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD M. FOR FOR Management
BRACKEN
2 ELECTION OF DIRECTOR: C. DAVID BROWN II FOR FOR Management
3 ELECTION OF DIRECTOR: ALECIA A. FOR FOR Management
DECOUDREAUX
4 ELECTION OF DIRECTOR: NANCY-ANN M. FOR FOR Management
DEPARLE
5 ELECTION OF DIRECTOR: DAVID W. DORMAN FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE M. FINUCANE FOR FOR Management
7 ELECTION OF DIRECTOR: LARRY J. MERLO FOR FOR Management
8 ELECTION OF DIRECTOR: JEAN-PIERRE FOR FOR Management
MILLON
9 ELECTION OF DIRECTOR: MARY L. SCHAPIRO FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD J. SWIFT FOR FOR Management
11 ELECTION OF DIRECTOR: WILLIAM C. WELDON FOR FOR Management
12 ELECTION OF DIRECTOR: TONY L. WHITE FOR FOR Management
13 PROPOSAL TO RATIFY INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTING FIRM FOR 2017.
14 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
15 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
16 PROPOSAL TO APPROVE THE 2017 INCENTIVE FOR FOR Management
COMPENSATION PLAN.
17 STOCKHOLDER PROPOSAL REGARDING THE AGAINST FOR Shareholder
OWNERSHIP THRESHOLD FOR CALLING
SPECIAL MEETINGS OF STOCKHOLDERS.
18 STOCKHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
REPORT ON EXECUTIVE PAY.
19 STOCKHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
REPORT ON RENEWABLE ENERGY TARGETS.
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
PROPOSAL APPROVING EXECUTIVE
COMPENSATION.
3 APPROVAL OF A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
4 APPROVAL OF THE DANA INCORPORATED 2017 FOR FOR Management
OMNIBUS PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
6 CONSIDERATION OF A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING SIMPLE MAJORITY
VOTING.
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 22, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SAMUEL R. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: CRANDALL C. FOR FOR Management
BOWLES
3 ELECTION OF DIRECTOR: VANCE D. COFFMAN FOR FOR Management
4 ELECTION OF DIRECTOR: ALAN C. HEUBERGER FOR FOR Management
5 ELECTION OF DIRECTOR: DIPAK C. JAIN FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
JOHANNS
7 ELECTION OF DIRECTOR: CLAYTON M. JONES FOR FOR Management
8 ELECTION OF DIRECTOR: BRIAN M. KRZANICH FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY R. PAGE FOR FOR Management
10 ELECTION OF DIRECTOR: SHERRY M. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: DMITRI L. FOR FOR Management
STOCKTON
12 ELECTION OF DIRECTOR: SHEILA G. TALTON FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
14 NON-BINDING ADVISORY VOTE ON FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS DEERE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017
16 STOCKHOLDER PROPOSAL - RIGHT TO ACT BY AGAINST FOR Shareholder
WRITTEN CONSENT
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DVMT Security ID: 24703L103
Meeting Date: JUN 26, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS DELL
TECHNOLOGIES INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING FEBRUARY 2, 2018.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF DELL TECHNOLOGIES'
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON WHETHER DELL 1 - Year FOR Management
TECHNOLOGIES SHOULD HOLD AN ADVISORY
VOTE BY STOCKHOLDERS TO APPROVE THE
COMPENSATION OF DELL TECHNOLOGIES'
NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR
3 YEARS.
5 ADOPTION OF AMENDMENT TO DELL FOR FOR Management
TECHNOLOGIES' CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD H. BASTIAN FOR FOR Management
2 ELECTION OF DIRECTOR: FRANCIS S. BLAKE FOR FOR Management
3 ELECTION OF DIRECTOR: DANIEL A. CARP FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID G. DEWALT FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
EASTER III
6 ELECTION OF DIRECTOR: MICKEY P. FORET FOR FOR Management
7 ELECTION OF DIRECTOR: JEANNE P. JACKSON FOR FOR Management
8 ELECTION OF DIRECTOR: GEORGE N. MATTSON FOR FOR Management
9 ELECTION OF DIRECTOR: DOUGLAS R. RALPH FOR FOR Management
10 ELECTION OF DIRECTOR: SERGIO A.L. RIAL FOR FOR Management
11 ELECTION OF DIRECTOR: KATHY N. WALLER FOR FOR Management
12 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF DELTA'S NAMED
EXECUTIVE OFFICERS.
13 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
14 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS DELTA'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO VOTE ON THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2004
OMNIBUS STOCK AND INCENTIVE PLAN,
PRINCIPALLY TO INCREASE THE NUMBER OF
RESERVED SHARES AND FOR INTERNAL
REVENUE CODE SECTION 162(M)
PERFORMANCE-BASED COMPENSATION
QUALIFICATION.
5 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
6 TO TRANSACT SUCH OTHER BUSINESS AS MAY FOR AGAINST Management
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT AUDITORS FOR
2017.
5 APPROVE THE DEVON ENERGY CORPORATION FOR FOR Management
ANNUAL INCENTIVE COMPENSATION PLAN.
6 APPROVE THE DEVON ENERGY CORPORATION FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN.
7 REPORT ON PUBLIC POLICY ADVOCACY AGAINST AGAINST Shareholder
RELATED TO ENERGY POLICY AND CLIMATE
CHANGE.
8 ASSESSMENT ON THE IMPACT OF GLOBAL AGAINST AGAINST Shareholder
CLIMATE CHANGE POLICIES.
9 REPORT ON LOBBYING POLICY AND ACTIVITY. AGAINST FOR Shareholder
10 ASSESSMENT OF BENEFITS AND RISKS OF AGAINST AGAINST Shareholder
USING RESERVE ADDITIONS AS A
COMPENSATION METRIC.
--------------------------------------------------------------------------------
DEVRY EDUCATION GROUP INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AN ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES S. TISCH FOR FOR Management
2 ELECTION OF DIRECTOR: MARC EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN R. BOLTON FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES L. FOR FOR Management
FABRIKANT
5 ELECTION OF DIRECTOR: PAUL G. GAFFNEY FOR FOR Management
II
6 ELECTION OF DIRECTOR: EDWARD GREBOW FOR FOR Management
7 ELECTION OF DIRECTOR: HERBERT C. FOR FOR Management
HOFMANN
8 ELECTION OF DIRECTOR: KENNETH I. SIEGEL FOR FOR Management
9 ELECTION OF DIRECTOR: CLIFFORD M. SOBEL FOR FOR Management
10 ELECTION OF DIRECTOR: ANDREW H. TISCH FOR FOR Management
11 ELECTION OF DIRECTOR: RAYMOND S. TROUBH FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
AUDITOR FOR OUR COMPANY AND ITS
SUBSIDIARIES FOR FISCAL YEAR 2017.
13 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION.
14 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
15 STOCKHOLDER PROPOSAL: SUSTAINABILITY AGAINST FOR Shareholder
REPORTING.
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD W. STACK FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUALYN A. FOR FOR Management
FOUSE
3 ELECTION OF DIRECTOR: LAWRENCE J. FOR FOR Management
SCHORR
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
5 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE
COMPANY'S 2017 PROXY STATEMENT.
6 NON-BINDING ADVISORY VOTE TO APPROVE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
7 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2012
STOCK AND INCENTIVE PLAN, AS DESCRIBED
IN THE COMPANY'S 2017 PROXY STATEMENT.
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 20, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANK R. MORI FOR FOR Management
2 ELECTION OF DIRECTOR: REYNIE RUTLEDGE FOR FOR Management
3 ELECTION OF DIRECTOR: J.C. WATTS, JR. FOR FOR Management
4 ELECTION OF DIRECTOR: NICK WHITE FOR FOR Management
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL 2017.
6 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE COMPANY'S 2005 NON-EMPLOYEE
DIRECTOR RESTRICTED STOCK PLAN.
7 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
8 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
9 STOCKHOLDER PROPOSAL TO SEPARATE THE AGAINST FOR Shareholder
POSITIONS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY.
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY S. ARONIN FOR FOR Management
2 ELECTION OF DIRECTOR: MARY K. BUSH FOR FOR Management
3 ELECTION OF DIRECTOR: GREGORY C. CASE FOR FOR Management
4 ELECTION OF DIRECTOR: CANDACE H. DUNCAN FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH F. EAZOR FOR FOR Management
6 ELECTION OF DIRECTOR: CYNTHIA A. FOR FOR Management
GLASSMAN
7 ELECTION OF DIRECTOR: RICHARD H. LENNY FOR FOR Management
8 ELECTION OF DIRECTOR: THOMAS G. MAHERAS FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL H. MOSKOW FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID W. NELMS FOR FOR Management
11 ELECTION OF DIRECTOR: MARK A. THIERER FOR FOR Management
12 ELECTION OF DIRECTOR: LAWRENCE A. FOR FOR Management
WEINBACH
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
15 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
DISCOVERY COMMUNICATIONS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, OUR FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO VOTE, ON AN ADVISORY BASIS, ON THE 3- Years FOR Management
FREQUENCY OF FUTURE NAMED EXECUTIVE
OFFICER COMPENSATION ADVISORY VOTES.
5 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THE COMPENSATION COMMITTEE
TO PREPARE A REPORT ON THE FEASIBILITY
OF INTEGRATING SUSTAINABILITY METRICS
INTO PERFORMANCE MEASURES OF SENIOR
EXECUTIVES UNDER OUR INCENTIVE PLANS.
6 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THE BOARD OF DIRECTORS TO
ADOPT A POLICY THAT THE INITIAL LIST
OF CANDIDATES FROM WHICH NEW
MANAGEMENT-SUPPORTED DIRECTOR NOMINEES
ARE CHOSEN SHALL INCLUDE QUALIFIED
WOMEN AND MINORITY CANDIDATES
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM P. BARR FOR FOR Management
2 ELECTION OF DIRECTOR: HELEN E. DRAGAS FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES O. ELLIS, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: THOMAS F. FOR FOR Management
FARRELL II
5 ELECTION OF DIRECTOR: JOHN W. HARRIS FOR FOR Management
6 ELECTION OF DIRECTOR: RONALD W. JIBSON FOR FOR Management
7 ELECTION OF DIRECTOR: MARK J. KINGTON FOR FOR Management
8 ELECTION OF DIRECTOR: JOSEPH M. RIGBY FOR FOR Management
9 ELECTION OF DIRECTOR: PAMELA J. ROYAL, FOR FOR Management
M.D.
10 ELECTION OF DIRECTOR: ROBERT H. FOR FOR Management
SPILMAN, JR.
11 ELECTION OF DIRECTOR: SUSAN N. STORY FOR FOR Management
12 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
SZYMANCZYK
13 RATIFICATION OF APPOINTMENT OF THE FOR FOR Management
INDEPENDENT AUDITORS FOR 2017
14 ADVISORY VOTE ON APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION (SAY ON PAY)
15 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
SAY ON PAY VOTE
16 APPROVAL OF AMENDMENT TO ARTICLES OF FOR FOR Management
INCORPORATION TO CHANGE THE COMPANY'S
NAME TO DOMINION ENERGY, INC.
17 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON LOBBYING
18 SHAREHOLDER PROPOSAL REGARDING THE AGAINST AGAINST Shareholder
NOMINATION OF A DIRECTOR WITH
ENVIRONMENTAL EXPERTISE
19 SHAREHOLDER PROPOSAL REGARDING AN AGAINST AGAINST Shareholder
ASSESSMENT OF THE IMPACT OF PUBLIC
POLICIES AND TECHNOLOGICAL ADVANCES
CONSISTENT WITH LIMITING GLOBAL WARMING
20 SHAREHOLDER PROPOSAL REGARDING A AGAINST FOR Shareholder
REPORT ON METHANE EMISSIONS
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF NINE DIRECTORS: GIANNELLA FOR FOR Management
ALVAREZ
2 ROBERT E. APPLE FOR FOR Management
3 DAVID J. ILLINGWORTH FOR FOR Management
4 BRIAN M. LEVITT FOR FOR Management
5 DAVID G. MAFFUCCI FOR FOR Management
6 PAMELA B. STROBEL FOR FOR Management
7 DENIS TURCOTTE FOR FOR Management
8 JOHN D. WILLIAMS FOR FOR Management
9 MARY A. WINSTON FOR FOR Management
10 SAY-ON-PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
11 SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE APPROVAL OF THE FREQUENCY OF
STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
12 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE DOMTAR
CORPORATION ANNUAL INCENTIVE PLAN FOR
MEMBERS OF THE MANAGEMENT COMMITTEE.
13 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
AMENDED AND RESTATED DOMTAR
CORPORATION 2007 OMNIBUS INCENTIVE
PLAN.
14 THE APPROVAL OF EQUITY COMPENSATION FOR FOR Management
LIMIT FOR DIRECTORS UNDER THE AMENDED
AND RESTATED DOMTAR CORPORATION 2007
OMNIBUS INCENTIVE PLAN.
15 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
1 ELECTION OF NINE DIRECTORS: GIANNELLA FOR FOR Management
ALVAREZ
2 ROBERT E. APPLE FOR FOR Management
3 DAVID J. ILLINGWORTH FOR FOR Management
4 BRIAN M. LEVITT FOR FOR Management
5 DAVID G. MAFFUCCI FOR FOR Management
6 PAMELA B. STROBEL FOR FOR Management
7 DENIS TURCOTTE FOR FOR Management
8 JOHN D. WILLIAMS FOR FOR Management
9 MARY A. WINSTON FOR FOR Management
10 SAY-ON-PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
11 SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE APPROVAL OF THE FREQUENCY OF
STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
12 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE DOMTAR
CORPORATION ANNUAL INCENTIVE PLAN FOR
MEMBERS OF THE MANAGEMENT COMMITTEE.
13 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
AMENDED AND RESTATED DOMTAR
CORPORATION 2007 OMNIBUS INCENTIVE
PLAN.
14 THE APPROVAL OF EQUITY COMPENSATION FOR FOR Management
LIMIT FOR DIRECTORS UNDER THE AMENDED
AND RESTATED DOMTAR CORPORATION 2007
OMNIBUS INCENTIVE PLAN.
15 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL N. LEIB FOR FOR Management
2 ELECTION OF DIRECTOR: LOIS M. MARTIN FOR FOR Management
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
4 ADVISORY VOTE REGARDING FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5 AMENDED AND RESTATED 2016 PERFORMANCE FOR FOR Management
INCENTIVE PLAN
6 RATIFICATION OF THE COMPANY'S AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: P.T. FRANCIS FOR FOR Management
2 ELECTION OF DIRECTOR: K.C. GRAHAM FOR FOR Management
3 ELECTION OF DIRECTOR: M.F. JOHNSTON FOR FOR Management
4 ELECTION OF DIRECTOR: R.A. LIVINGSTON FOR FOR Management
5 ELECTION OF DIRECTOR: R.K. LOCHRIDGE FOR FOR Management
6 ELECTION OF DIRECTOR: E.A. SPIEGEL FOR FOR Management
7 ELECTION OF DIRECTOR: M.B. STUBBS FOR FOR Management
8 ELECTION OF DIRECTOR: R.J. TOBIN FOR FOR Management
9 ELECTION OF DIRECTOR: S.M. TODD FOR FOR Management
10 ELECTION OF DIRECTOR: S.K. WAGNER FOR FOR Management
11 ELECTION OF DIRECTOR: K.E. WANDELL FOR FOR Management
12 ELECTION OF DIRECTOR: M.A. WINSTON FOR FOR Management
13 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
14 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
15 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
16 TO REAPPROVE THE PERFORMANCE GOALS FOR FOR Management
UNDER OUR 2012 EQUITY AND CASH
INCENTIVE PLAN.
17 TO REAPPROVE THE PERFORMANCE GOALS FOR FOR Management
UNDER OUR EXECUTIVE OFFICER ANNUAL
INCENTIVE PLAN.
18 TO APPROVE AMENDMENTS TO ARTICLE 15 OF FOR FOR Management
OUR RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
SUPER-MAJORITY VOTING REQUIREMENT.
19 TO APPROVE AMENDMENTS TO ARTICLE 16 OF FOR FOR Management
OUR RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
SUPER-MAJORITY VOTING REQUIREMENT.
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID E. FOR FOR Management
ALEXANDER
2 ELECTION OF DIRECTOR: ANTONIO CARRILLO FOR FOR Management
3 ELECTION OF DIRECTOR: JOSE M. GUTIERREZ FOR FOR Management
4 ELECTION OF DIRECTOR: PAMELA H. PATSLEY FOR FOR Management
5 ELECTION OF DIRECTOR: RONALD G. ROGERS FOR FOR Management
6 ELECTION OF DIRECTOR: WAYNE R. SANDERS FOR FOR Management
7 ELECTION OF DIRECTOR: DUNIA A. SHIVE FOR FOR Management
8 ELECTION OF DIRECTOR: M. ANNE SZOSTAK FOR FOR Management
9 ELECTION OF DIRECTOR: LARRY D. YOUNG FOR FOR Management
10 TO RATIFY APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN PROXY STATEMENT.
12 TO VOTE, ON NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, ON FREQUENCY OF THE ADVISORY
VOTE ON COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
13 TO CONSIDER AND ACT UPON A STOCKHOLDER AGAINST AGAINST Shareholder
PROPOSAL REQUESTING THE COMPANY TO
PUBLICLY REPORT ON STRATEGIES AND/OR
POLICY OPTIONS TO PROTECT PUBLIC
HEALTH AND POLLINATORS THROUGH REDUCED
PESTICIDE USAGE IN THE COMPANY'S
SUPPLY CHAIN.
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP
3 ADVISORY PROPOSAL - NONBINDING VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION
4 ADVISORY PROPOSAL - FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
5 SHAREHOLDER PROPOSAL - PUBLISH AN AGAINST AGAINST Shareholder
ASSESSMENT OF PUBLIC POLICIES AND
TECHNOLOGICAL ADVANCES CONSISTENT WITH
TWO DEGREE GLOBAL WARMING LIMIT
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS DUKE ENERGY CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 ADVISORY VOTE TO APPROVE DUKE ENERGY FOR FOR Management
CORPORATION'S NAMED EXECUTIVE OFFICER
COMPENSATION
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
5 AMENDMENT TO THE AMENDED AND RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION OF DUKE
ENERGY CORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS
6 SHAREHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
PROVIDING AN ANNUAL REPORT ON DUKE
ENERGY'S LOBBYING EXPENSES
7 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
PREPARING AN ASSESSMENT OF THE IMPACTS
ON DUKE ENERGY'S PORTFOLIO OF CLIMATE
CHANGE CONSISTENT WITH A TWO DEGREE
SCENARIO
8 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
PROVIDING A REPORT ON THE PUBLIC
HEALTH RISKS OF DUKE ENERGY'S COAL USE
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF MERGER AGREEMENT. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL (THE
"DUPONT MERGER PROPOSAL") TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF DECEMBER 11, 2015 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG DIAMOND
2 ADJOURNMENT OF SPECIAL MEETING. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE DUPONT SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE DUPONT
MERGER PROPOSAL.
3 ADVISORY VOTE REGARDING MERGER-RELATED FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
TO CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE
TO DUPONT'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE TRANSACTI
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LAMBERTO FOR FOR Management
ANDREOTTI
2 ELECTION OF DIRECTOR: EDWARD D. BREEN FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT A. BROWN FOR FOR Management
4 ELECTION OF DIRECTOR: ALEXANDER M. FOR FOR Management
CUTLER
5 ELECTION OF DIRECTOR: ELEUTHERE I. DU FOR FOR Management
PONT
6 ELECTION OF DIRECTOR: JAMES L. GALLOGLY FOR FOR Management
7 ELECTION OF DIRECTOR: MARILLYN A. FOR FOR Management
HEWSON
8 ELECTION OF DIRECTOR: LOIS D. JULIBER FOR FOR Management
9 ELECTION OF DIRECTOR: LEE M. THOMAS FOR FOR Management
10 ELECTION OF DIRECTOR: PATRICK J. WARD FOR FOR Management
11 TO RATIFY APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM
12 TO APPROVE, BY ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION
13 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION
14 TO PREPARE A REPORT ON EXECUTIVE AGAINST AGAINST Shareholder
COMPENSATION
15 TO PREPARE A REPORT ON ACCIDENT RISK AGAINST AGAINST Shareholder
REDUCTION
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRED D. ANDERSON FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: EDWARD W. FOR FOR Management
BARNHOLT
3 ELECTION OF DIRECTOR: ANTHONY J. BATES FOR FOR Management
4 ELECTION OF DIRECTOR: LOGAN D. GREEN FOR FOR Management
5 ELECTION OF DIRECTOR: BONNIE S. HAMMER FOR FOR Management
6 ELECTION OF DIRECTOR: KATHLEEN C. MITIC FOR FOR Management
7 ELECTION OF DIRECTOR: PIERRE M. OMIDYAR FOR FOR Management
8 ELECTION OF DIRECTOR: PAUL S. PRESSLER FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT H. SWAN FOR FOR Management
10 ELECTION OF DIRECTOR: THOMAS J. TIERNEY FOR FOR Management
11 ELECTION OF DIRECTOR: PERRY M. TRAQUINA FOR FOR Management
12 ELECTION OF DIRECTOR: DEVIN N. WENIG FOR FOR Management
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
14 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
WITH WHICH THE ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION SHOULD BE HELD.
15 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS.
16 CONSIDERATION OF A STOCKHOLDER AGAINST AGAINST Shareholder
PROPOSAL REGARDING RIGHT TO ACT BY
WRITTEN CONSENT.
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VANESSA C.L. FOR FOR Management
CHANG
2 ELECTION OF DIRECTOR: LOUIS HERNANDEZ, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: JAMES T. MORRIS FOR FOR Management
4 ELECTION OF DIRECTOR: PEDRO J. PIZARRO FOR FOR Management
5 ELECTION OF DIRECTOR: LINDA G. STUNTZ FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
SULLIVAN
7 ELECTION OF DIRECTOR: ELLEN O. TAUSCHER FOR FOR Management
8 ELECTION OF DIRECTOR: PETER J. TAYLOR FOR FOR Management
9 ELECTION OF DIRECTOR: BRETT WHITE FOR FOR Management
10 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
11 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SAY-ON-PAY VOTES
13 SHAREHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
SHAREHOLDER PROXY ACCESS REFORM
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEONARD S. FOR FOR Management
COLEMAN
2 ELECTION OF DIRECTOR: JAY C. HOAG FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY T. HUBER FOR FOR Management
4 ELECTION OF DIRECTOR: VIVEK PAUL FOR FOR Management
5 ELECTION OF DIRECTOR: LAWRENCE F. FOR FOR Management
PROBST
6 ELECTION OF DIRECTOR: TALBOTT ROCHE FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
SIMONSON
8 ELECTION OF DIRECTOR: LUIS A. UBINAS FOR FOR Management
9 ELECTION OF DIRECTOR: DENISE F. WARREN FOR FOR Management
10 ELECTION OF DIRECTOR: ANDREW WILSON FOR FOR Management
11 APPROVE AMENDMENTS TO OUR EXECUTIVE FOR FOR Management
BONUS PLAN.
12 APPROVE AMENDMENTS TO OUR 2000 EQUITY FOR FOR Management
INCENTIVE PLAN.
13 APPROVE AN AMENDMENT TO OUR 2000 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
14 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE NAMED EXECUTIVE OFFICERS.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: M. L. ESKEW FOR FOR Management
2 ELECTION OF DIRECTOR: W. G. KAELIN, JR. FOR FOR Management
3 ELECTION OF DIRECTOR: J. C. LECHLEITER FOR FOR Management
4 ELECTION OF DIRECTOR: D. A. RICKS FOR FOR Management
5 ELECTION OF DIRECTOR: M. S. RUNGE FOR FOR Management
6 ADVISORY VOTE ON COMPENSATION PAID TO FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
7 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF ADVISORY VOTES ON COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
8 RATIFICATION OF THE APPOINTMENT BY THE FOR FOR Management
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR 2017.
9 APPROVE AMENDMENT TO THE LILLY FOR FOR Management
DIRECTORS' DEFERRAL PLAN.
10 CONSIDERATION OF A SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL SEEKING A REPORT REGARDING
DIRECT AND INDIRECT POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: JUL 19, 2016 Meeting Type: Special
Record Date: MAY 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF OCTOBER
12, 2015, AS AMENDED BY THE FIRST
AMENDMENT TO AGREEMENT AND PLAN OF
MERGER, DATED AS OF MAY 16, 2016, AS
SO AMENDED AND AS IT MAY BE AMENDED
FROM TIME TO TIME, REFERRED TO COLLECTI
2 PROPOSAL TO APPROVE, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, THE COMPENSATION
PAYMENTS THAT WILL OR MAY BE PAID BY
EMC TO ITS NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: NOV 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF EMERSON ELECTRIC CO.
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES.
4 RATIFICATION OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
TO ADOPT AN INDEPENDENT BOARD CHAIR
POLICY AS DESCRIBED IN THE PROXY
STATEMENT.
6 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN
THE PROXY STATEMENT.
7 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING ISSUANCE OF A LOBBYING
REPORT AS DESCRIBED IN THE PROXY
STATEMENT.
8 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST AGAINST Shareholder
ON GREENHOUSE GAS EMISSIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KENNETH W. DEWEY FOR FOR Management
2 ELECTION OF DIRECTOR: M. JAMES GORRIE FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES T. FOR FOR Management
MCMANUS, II
4 ELECTION OF DIRECTOR: LAURENCE M. FOR FOR Management
DOWNES
5 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6 APPROVAL OF THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION
7 APPROVAL OF THE ADVISORY (NON-BINDING) 1 - Year FOR Management
RESOLUTION ON THE FREQUENCY OF A
SHAREHOLDERS' ADVISORY VOTE RELATING
TO EXECUTIVE COMPENSATION ("FREQUENCY"
VOTE)
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: JAN 30, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CYNTHIA J. FOR FOR Management
BRINKLEY
2 ELECTION OF DIRECTOR: JOHN E. KLEIN FOR FOR Management
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
5 VOTE TO AMEND AND RESTATE THE AMENDED FOR FOR Management
AND RESTATED ARTICLES OF INCORPORATION
TO PROVIDE FOR THE DECLASSIFICATION OF
THE COMPANY'S BOARD OF DIRECTORS
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: M. S. BATEMAN FOR FOR Management
2 ELECTION OF DIRECTOR: P. J. CONDON FOR FOR Management
3 ELECTION OF DIRECTOR: L. P. DENAULT FOR FOR Management
4 ELECTION OF DIRECTOR: K. H. DONALD FOR FOR Management
5 ELECTION OF DIRECTOR: P. L. FOR FOR Management
FREDERICKSON
6 ELECTION OF DIRECTOR: A. M. HERMAN FOR FOR Management
7 ELECTION OF DIRECTOR: D. C. HINTZ FOR FOR Management
8 ELECTION OF DIRECTOR: S. L. LEVENICK FOR FOR Management
9 ELECTION OF DIRECTOR: B. L. LINCOLN FOR FOR Management
10 ELECTION OF DIRECTOR: K. A. PUCKETT FOR FOR Management
11 ELECTION OF DIRECTOR: W. J. TAUZIN FOR FOR Management
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 RECOMMEND THE FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE OFFICER
COMPENSATION.
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
15 SHAREHOLDER PROPOSAL REGARDING REPORT AGAINST FOR Shareholder
ON DISTRIBUTED RENEWABLE GENERATION
RESOURCES.
--------------------------------------------------------------------------------
ENVISION HEALTHCARE CORPORATION
Ticker: EVHC Security ID: 29414D100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF ENVISION HEALTHCARE
CORPORATION'S EXECUTIVE COMPENSATION.
3 APPROVAL, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, OF THE FREQUENCY OF FUTURE
ADVISORY VOTES APPROVING ENVISION
HEALTHCARE CORPORATION'S EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS ENVISION
HEALTHCARE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC.
Ticker: EVHC Security ID: 29413U103
Meeting Date: NOV 28, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF MERGER AGREEMENT. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL TO
ADOPT THE MERGER AGREEMENT, BY AND
AMONG ENVISION, AMSURG, AND NEWCO, A
COPY OF WHICH IS ATTACHED AS ANNEX A
TO THE JOINT PROXY
STATEMENT/PROSPECTUS ACCOMPANYING THIS
NOTICE, AND THE TRAN
2 ADVISORY VOTE REGARDING MERGER-RELATED FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
TO CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE
TO ENVISION'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE CONSUMM
3 ADJOURNMENT OF SPECIAL MEETING. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE ENVISION SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO APPROVE
THE ENVISION MERGER PROPOSAL (THE
"ENVISION
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JANET F. CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES R. CRISP FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT P. DANIELS FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES C. DAY FOR FOR Management
5 ELECTION OF DIRECTOR: DONALD F. TEXTOR FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM R. THOMAS FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK G. WISNER FOR FOR Management
8 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
9 TO APPROVE AN AMENDMENT OF THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 640 MILLION TO 1.28 BILLION.
10 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
11 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF HOLDING ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
EP ENERGY CORPORATION
Ticker: EPE Security ID: 268785102
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION ("SAY-ON-PAY").
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT D. DALEO FOR FOR Management
2 ELECTION OF DIRECTOR: WALTER W. FOR FOR Management
DRIVER, JR.
3 ELECTION OF DIRECTOR: MARK L. FEIDLER FOR FOR Management
4 ELECTION OF DIRECTOR: G. THOMAS HOUGH FOR FOR Management
5 ELECTION OF DIRECTOR: L. PHILLIP HUMANN FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT D. MARCUS FOR FOR Management
7 ELECTION OF DIRECTOR: SIRI S. MARSHALL FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN A. MCKINLEY FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD F. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: ELANE B. STOCK FOR FOR Management
11 ELECTION OF DIRECTOR: MARK B. TEMPLETON FOR FOR Management
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
SAY-ON-PAY VOTES.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
15 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
POLITICAL CONTRIBUTIONS DISCLOSURE.
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTHONY K. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: ANN C. BERZIN FOR FOR Management
3 ELECTION OF DIRECTOR: CHRISTOPHER M. FOR FOR Management
CRANE
4 ELECTION OF DIRECTOR: YVES C. DE FOR FOR Management
BALMANN
5 ELECTION OF DIRECTOR: NICHOLAS FOR FOR Management
DEBENEDICTIS
6 ELECTION OF DIRECTOR: NANCY L. GIOIA FOR FOR Management
7 ELECTION OF DIRECTOR: LINDA P. JOJO FOR FOR Management
8 ELECTION OF DIRECTOR: PAUL L. JOSKOW FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT J. LAWLESS FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD W. MIES FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN W. ROGERS, FOR FOR Management
JR.
12 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
13 ELECTION OF DIRECTOR: STEPHEN D. FOR FOR Management
STEINOUR
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS EXELON'S INDEPENDENT AUDITOR
FOR 2017.
15 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
14 APPROVAL OF THE FOURTH AMENDED AND FOR FOR Management
RESTATED EXPEDIA, INC. 2005 STOCK AND
ANNUAL INCENTIVE PLAN, INCLUDING AN
AMENDMENT TO INCREASE THE NUMBER OF
SHARES OF EXPEDIA COMMON STOCK
AUTHORIZED FOR ISSUANCE THEREUNDER BY
10,000,000.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
1 ELECTION OF DIRECTOR: SUSAN C. ATHEY FOR FOR Management
2 ELECTION OF DIRECTOR: A. GEORGE "SKIP" FOR FOR Management
BATTLE
3 ELECTION OF DIRECTOR: PAMELA L. COE FOR FOR Management
4 ELECTION OF DIRECTOR: BARRY DILLER FOR FOR Management
5 ELECTION OF DIRECTOR: JONATHAN L. FOR FOR Management
DOLGEN
6 ELECTION OF DIRECTOR: CRAIG A. JACOBSON FOR FOR Management
7 ELECTION OF DIRECTOR: VICTOR A. KAUFMAN FOR FOR Management
8 ELECTION OF DIRECTOR: PETER M. KERN FOR FOR Management
9 ELECTION OF DIRECTOR: DARA KHOSROWSHAHI FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN C. MALONE FOR FOR Management
11 ELECTION OF DIRECTOR: SCOTT RUDIN FOR FOR Management
12 ELECTION OF DIRECTOR: CHRISTOPHER W. FOR FOR Management
SHEAN
13 ELECTION OF DIRECTOR: ALEXANDER VON FOR FOR Management
FURSTENBERG
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MAURA C. BREEN FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM J. FOR FOR Management
DELANEY
3 ELECTION OF DIRECTOR: ELDER GRANGER, FOR FOR Management
MD, MG, USA (RETIRED)
4 ELECTION OF DIRECTOR: NICHOLAS J. FOR FOR Management
LAHOWCHIC
5 ELECTION OF DIRECTOR: THOMAS P. MAC FOR FOR Management
MAHON
6 ELECTION OF DIRECTOR: FRANK FOR FOR Management
MERGENTHALER
7 ELECTION OF DIRECTOR: WOODROW A. FOR FOR Management
MYERS, JR., MD
8 ELECTION OF DIRECTOR: RODERICK A. FOR FOR Management
PALMORE
9 ELECTION OF DIRECTOR: GEORGE PAZ FOR FOR Management
10 ELECTION OF DIRECTOR: WILLIAM L. FOR FOR Management
ROPER, MD, MPH
11 ELECTION OF DIRECTOR: SEYMOUR STERNBERG FOR FOR Management
12 ELECTION OF DIRECTOR: TIMOTHY WENTWORTH FOR FOR Management
13 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2017.
14 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
15 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
16 STOCKHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
BOARD ADOPT A POLICY AND AMEND THE
COMPANY'S GOVERNANCE DOCUMENTS, AS
NECESSARY, TO REQUIRE THE CHAIRMAN OF
THE BOARD, WHENEVER POSSIBLE, TO BE AN
INDEPENDENT MEMBER OF THE BOARD.
17 STOCKHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
COMPANY TO REPORT ANNUALLY TO THE
BOARD AND STOCKHOLDERS, IDENTIFYING
WHETHER THERE EXISTS A GENDER PAY-GAP
AMONG THE COMPANY'S EMPLOYEES, AND IF
SO, THE MEASURES BEING TAKEN TO
ELIMINATE ANY SUCH PAY DISPARITIES AND
TO
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
(PAGE 24)
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (PAGE 25)
4 FREQUENCY OF ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION (PAGE 25)
5 INDEPENDENT CHAIRMAN (PAGE 53) AGAINST FOR Shareholder
6 MAJORITY VOTE FOR DIRECTORS (PAGE 54) AGAINST FOR Shareholder
7 SPECIAL SHAREHOLDER MEETINGS (PAGE 55) AGAINST AGAINST Shareholder
8 RESTRICT PRECATORY PROPOSALS (PAGE 56) AGAINST AGAINST Shareholder
9 REPORT ON COMPENSATION FOR WOMEN (PAGE AGAINST FOR Shareholder
57)
10 REPORT ON LOBBYING (PAGE 59) AGAINST AGAINST Shareholder
11 INCREASE CAPITAL DISTRIBUTIONS IN LIEU AGAINST AGAINST Shareholder
OF INVESTMENT (PAGE 60)
12 REPORT ON IMPACTS OF CLIMATE CHANGE AGAINST AGAINST Shareholder
POLICIES (PAGE 62)
13 REPORT ON METHANE EMISSIONS (PAGE 64) AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 26, 2016 Meeting Type: Annual
Record Date: AUG 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES L. FOR FOR Management
BARKSDALE
2 ELECTION OF DIRECTOR: JOHN A. EDWARDSON FOR FOR Management
3 ELECTION OF DIRECTOR: MARVIN R. ELLISON FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN C. FOR FOR Management
("CHRIS") INGLIS
5 ELECTION OF DIRECTOR: KIMBERLY A. JABAL FOR FOR Management
6 ELECTION OF DIRECTOR: SHIRLEY ANN FOR FOR Management
JACKSON
7 ELECTION OF DIRECTOR: R. BRAD MARTIN FOR FOR Management
8 ELECTION OF DIRECTOR: JOSHUA COOPER FOR FOR Management
RAMO
9 ELECTION OF DIRECTOR: SUSAN C. SCHWAB FOR FOR Management
10 ELECTION OF DIRECTOR: FREDERICK W. FOR FOR Management
SMITH
11 ELECTION OF DIRECTOR: DAVID P. STEINER FOR FOR Management
12 ELECTION OF DIRECTOR: PAUL S. WALSH FOR FOR Management
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
14 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
LOBBYING ACTIVITY AND EXPENDITURE
REPORT.
16 STOCKHOLDER PROPOSAL REGARDING SIMPLE AGAINST FOR Shareholder
MAJORITY VOTE-COUNTING.
17 STOCKHOLDER PROPOSAL REGARDING HOLY AGAINST FOR Shareholder
LAND PRINCIPLES.
18 STOCKHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
APPLICATION OF COMPANY
NON-DISCRIMINATION POLICIES IN STATES
WITH PRO-DISCRIMINATION LAWS.
--------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELLEN R. ALEMANY FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS M. HAGERTY FOR FOR Management
3 ELECTION OF DIRECTOR: KEITH W. HUGHES FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID K. HUNT FOR FOR Management
5 ELECTION OF DIRECTOR: STEPHAN A. JAMES FOR FOR Management
6 ELECTION OF DIRECTOR: FRANK R. MARTIRE FOR FOR Management
7 ELECTION OF DIRECTOR: LESLIE M. MUMA FOR FOR Management
8 ELECTION OF DIRECTOR: GARY A. NORCROSS FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES B. FOR FOR Management
STALLINGS, JR.
10 ADVISORY VOTE ON FIDELITY NATIONAL FOR FOR Management
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
11 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 THE FREQUENCY OF THE ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NICHOLAS K. AKINS FOR FOR Management
2 ELECTION OF DIRECTOR: B. EVAN BAYH III FOR FOR Management
3 ELECTION OF DIRECTOR: JORGE L. BENITEZ FOR FOR Management
4 ELECTION OF DIRECTOR: KATHERINE B. FOR FOR Management
BLACKBURN
5 ELECTION OF DIRECTOR: JERRY W. BURRIS FOR FOR Management
6 ELECTION OF DIRECTOR: EMERSON L. FOR FOR Management
BRUMBACK
7 ELECTION OF DIRECTOR: GREG D. FOR FOR Management
CARMICHAEL
8 ELECTION OF DIRECTOR: GARY R. HEMINGER FOR FOR Management
9 ELECTION OF DIRECTOR: JEWELL D. HOOVER FOR FOR Management
10 ELECTION OF DIRECTOR: EILEEN A. FOR FOR Management
MALLESCH
11 ELECTION OF DIRECTOR: MICHAEL B. FOR FOR Management
MCCALLISTER
12 ELECTION OF DIRECTOR: MARSHA C. FOR FOR Management
WILLIAMS
13 APPROVAL OF THE APPOINTMENT OF THE FOR FOR Management
FIRM OF DELOITTE & TOUCHE LLP TO SERVE
AS THE INDEPENDENT EXTERNAL AUDIT FIRM
FOR THE COMPANY FOR THE YEAR 2017.
14 AN ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 AN ADVISORY VOTE TO DETERMINE WHETHER 1 - Year FOR Management
THE SHAREHOLDER VOTE ON THE
COMPENSATION OF THE COMPANY'S
EXECUTIVES WILL OCCUR EVERY 1, 2, OR 3
YEARS.
16 APPROVAL OF THE FIFTH THIRD BANCORP FOR FOR Management
2017 INCENTIVE COMPENSATION PLAN,
INCLUDING THE ISSUANCE OF SHARES
AUTHORIZED THEREUNDER.
--------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN C. COMPTON FOR FOR Management
2 ELECTION OF DIRECTOR: MARK A. EMKES FOR FOR Management
3 ELECTION OF DIRECTOR: CORYDON J. FOR FOR Management
GILCHRIST
4 ELECTION OF DIRECTOR: D. BRYAN JORDAN FOR FOR Management
5 ELECTION OF DIRECTOR: R. BRAD MARTIN FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT M. FOR FOR Management
NISWONGER
7 ELECTION OF DIRECTOR: VICKI R. PALMER FOR FOR Management
8 ELECTION OF DIRECTOR: COLIN V. REED FOR FOR Management
9 ELECTION OF DIRECTOR: CECELIA D. FOR FOR Management
STEWART
10 ELECTION OF DIRECTOR: RAJESH FOR FOR Management
SUBRAMANIAM
11 ELECTION OF DIRECTOR: LUKE YANCY III FOR FOR Management
12 APPROVAL OF AN ADVISORY RESOLUTION TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
13 VOTE ON AN ADVISORY RESOLUTION ON THE 1 - Year FOR Management
FREQUENCY (WHETHER EVERY YEAR, EVERY
TWO YEARS OR EVERY THREE YEARS) OF
FUTURE VOTES ON AN ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION.
14 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS AUDITORS.
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
5 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF AUTHORIZED COMMON STOCK
FROM 490,000,000 TO 700,000,000.
6 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION AND AMENDED CODE OF
REGULATIONS TO REPLACE EXISTING
SUPERMAJORITY VOTING REQUIREMENTS WITH
A MAJORITY VOTING POWER THRESHOLD.
7 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED ARTICLES OF
INCORPORATION AND AMENDED CODE OF
REGULATIONS TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED DIRECTOR
ELECTIONS.
8 APPROVE A MANAGEMENT PROPOSAL TO AMEND FOR FOR Management
THE COMPANY'S AMENDED CODE OF
REGULATIONS TO IMPLEMENT PROXY ACCESS.
9 SHAREHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
ANNUAL REPORT ON LOBBYING POLICIES AND
PAYMENTS.
10 SHAREHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
REPORT ON CLIMATE CHANGE STRATEGY.
11 SHAREHOLDER PROPOSAL REQUESTING AGAINST FOR Shareholder
IMPLEMENTATION OF SIMPLE MAJORITY
VOTING.
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
FISERV, INC. FOR 2017.
5 A SHAREHOLDER PROPOSAL SEEKING AN AGAINST FOR Shareholder
AMENDMENT TO FISERV, INC.'S PROXY
ACCESS BY-LAW.
--------------------------------------------------------------------------------
FLEX LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF MR. H. RAYMOND BINGHAM FOR FOR Management
AS A DIRECTOR OF FLEX.
2 RE-ELECTION OF DR. WILLY C. SHIH AS A FOR FOR Management
DIRECTOR OF FLEX.
3 RE-APPOINTMENT OF MR. LAWRENCE A. FOR FOR Management
ZIMMERMAN AS A DIRECTOR OF FLEX.
4 TO APPROVE THE RE-APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS FLEX'S
INDEPENDENT AUDITORS FOR THE 2017
FISCAL YEAR AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX ITS REMUNERATION.
5 TO APPROVE A GENERAL AUTHORIZATION FOR FOR FOR Management
THE DIRECTORS OF FLEX TO ALLOT AND
ISSUE ORDINARY SHARES.
6 NON-BINDING, ADVISORY RESOLUTION. TO FOR FOR Management
APPROVE THE COMPENSATION OF FLEX'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION
S-K, SET FORTH IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND IN THE
COMPENSATION TABLES AND THE
ACCOMPANYING
7 TO APPROVE THE RENEWAL OF THE SHARE FOR FOR Management
PURCHASE MANDATE RELATING TO
ACQUISITIONS BY FLEX OF ITS OWN ISSUED
ORDINARY SHARES.
8 TO APPROVE OF THE CHANGE IN THE FOR FOR Management
COMPANY'S NAME FROM FLEXTRONICS
INTERNATIONAL LTD. TO FLEX LTD.
9 TO APPROVE AND ADOPT THE COMPANY'S NEW FOR FOR Management
CONSTITUTION.
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN D. CARTER FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM W. CROUCH FOR FOR Management
3 ELECTION OF DIRECTOR: CATHERINE A. FOR FOR Management
HALLIGAN
4 ELECTION OF DIRECTOR: EARL R. LEWIS FOR FOR Management
5 ELECTION OF DIRECTOR: ANGUS L. FOR FOR Management
MACDONALD
6 ELECTION OF DIRECTOR: MICHAEL T. SMITH FOR FOR Management
7 ELECTION OF DIRECTOR: CATHY A. STAUFFER FOR FOR Management
8 ELECTION OF DIRECTOR: ANDREW C. TEICH FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN W. WOOD, JR. FOR FOR Management
10 ELECTION OF DIRECTOR: STEVEN E. WYNNE FOR FOR Management
11 TO APPROVE THE 2012 EXECUTIVE BONUS FOR FOR Management
PLAN, WHICH IS INTENDED TO ATTRACT,
RETAIN AND MOTIVATE KEY EXECUTIVES BY
PROVIDING CASH PERFORMANCE AWARDS.
12 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
13 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
14 TO APPROVE THAT THE COMPANY HOLD AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION EVERY YEAR.
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
CONDUCTING THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
5 A SHAREHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
BOARD OF DIRECTORS TO AMEND THE PROXY
ACCESS BYLAWS TO INCREASE THE NUMBER
OF SHAREHOLDERS ABLE TO AGGREGATE
THEIR SHARES TO MEET OWNERSHIP
REQUIREMENTS.
6 ELECTION OF RUBY CHANDY AS DIRECTOR - FOR FOR Management
2018
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER K. BARKER FOR FOR Management
2 ELECTION OF DIRECTOR: ALAN M. BENNETT FOR FOR Management
3 ELECTION OF DIRECTOR: ROSEMARY T. FOR FOR Management
BERKERY.
4 ELECTION OF DIRECTOR: PETER J. FLUOR FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES T. HACKETT FOR FOR Management
6 ELECTION OF DIRECTOR: SAMUEL J. FOR FOR Management
LOCKLEAR III
7 ELECTION OF DIRECTOR: DEBORAH D. FOR FOR Management
MCWHINNEY
8 ELECTION OF DIRECTOR: ARMANDO J. FOR FOR Management
OLIVERA
9 ELECTION OF DIRECTOR: JOSEPH W. PRUEHER FOR FOR Management
10 ELECTION OF DIRECTOR: MATTHEW K. ROSE FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID T. SEATON FOR FOR Management
12 ELECTION OF DIRECTOR: NADER H. SULTAN FOR FOR Management
13 ELECTION OF DIRECTOR: LYNN C. SWANN FOR FOR Management
14 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
15 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
16 THE APPROVAL OF THE FLUOR CORPORATION FOR FOR Management
2017 PERFORMANCE INCENTIVE PLAN.
17 THE RATIFICATION OF THE APPOINTMENT BY FOR FOR Management
OUR AUDIT COMMITTEE OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
18 STOCKHOLDER PROPOSAL REQUESTING AGAINST AGAINST Shareholder
ADOPTION OF GREENHOUSE GAS EMISSIONS
REDUCTION GOALS.
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: PIERRE BRONDEAU
2 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: EDUARDO E. CORDEIRO
3 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: G. PETER D'ALOIA
4 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: C. SCOTT GREER
5 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: K'LYNNE JOHNSON
6 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: DIRK A. KEMPTHORNE
7 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: PAUL J. NORRIS
8 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: MARGARETH OVRUM
9 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: ROBERT C. PALLASH
10 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: WILLIAM H. POWELL
11 ELECTION OF DIRECTOR FOR A ONE-YEAR FOR FOR Management
TERM: VINCENT R. VOLPE, JR.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
13 APPROVAL, BY NON-BINDING VOTE, OF FOR FOR Management
EXECUTIVE COMPENSATION.
14 RECOMMENDATION, BY NON-BINDING VOTE, 1 - Year FOR Management
OF THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
15 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
INCENTIVE COMPENSATION AND STOCK PLAN.
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN G. BUTLER FOR FOR Management
2 ELECTION OF DIRECTOR: KIMBERLY A. FOR FOR Management
CASIANO
3 ELECTION OF DIRECTOR: ANTHONY F. FOR FOR Management
EARLEY, JR.
4 ELECTION OF DIRECTOR: MARK FIELDS FOR FOR Management
5 ELECTION OF DIRECTOR: EDSEL B. FORD II FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM CLAY FOR FOR Management
FORD, JR.
7 ELECTION OF DIRECTOR: WILLIAM W. FOR FOR Management
HELMAN IV
8 ELECTION OF DIRECTOR: JON M. HUNTSMAN, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
KENNARD
10 ELECTION OF DIRECTOR: JOHN C. FOR FOR Management
LECHLEITER
11 ELECTION OF DIRECTOR: ELLEN R. MARRAM FOR FOR Management
12 ELECTION OF DIRECTOR: JOHN L. THORNTON FOR FOR Management
13 ELECTION OF DIRECTOR: LYNN M. VOJVODICH FOR FOR Management
14 ELECTION OF DIRECTOR: JOHN S. WEINBERG FOR FOR Management
15 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
16 SAY-ON-PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVES.
17 AN ADVISORY VOTE ON THE FREQUENCY OF A 1 - Year FOR Management
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVES.
18 RELATING TO CONSIDERATION OF A AGAINST AGAINST Shareholder
RECAPITALIZATION PLAN TO PROVIDE THAT
ALL OF THE COMPANY'S OUTSTANDING STOCK
HAVE ONE VOTE PER SHARE.
19 RELATING TO DISCLOSURE OF THE AGAINST FOR Shareholder
COMPANY'S LOBBYING ACTIVITIES AND
EXPENDITURES.
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: KATE FOR FOR Management
MITCHELL
2 ELECTION OF CLASS I DIRECTOR: ISRAEL FOR FOR Management
RUIZ
3 TO RATIFY THE SELECTION OF ERNST AND FOR FOR Management
YOUNG LLP AS FORTIVE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
4 TO APPROVE ON AN ADVISORY BASIS FOR FOR Management
FORTIVE'S NAMED EXECUTIVE OFFICER
COMPENSATION.
5 TO HOLD AN ADVISORY VOTE RELATING TO 1 - Year FOR Management
THE FREQUENCY OF FUTURE SHAREHOLDER(S)
ADVISORY VOTES ON FORTIVE'S NAMED
EXECUTIVE OFFICER COMPENSATION.
6 TO APPROVE AN AMENDMENT TO FORTIVE'S FOR FOR Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------
FOSSIL GROUP, INC.
Ticker: FOSL Security ID: 34988V106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY N. BOYER FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM B. FOR FOR Management
CHIASSON
3 ELECTION OF DIRECTOR: MAURIA A. FINLEY FOR FOR Management
4 ELECTION OF DIRECTOR: KOSTA N. FOR FOR Management
KARTSOTIS
5 ELECTION OF DIRECTOR: DIANE L. NEAL FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS M. NEALON FOR FOR Management
7 ELECTION OF DIRECTOR: MARK D. QUICK FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES E. SKINNER FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES M. FOR FOR Management
ZIMMERMAN
10 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
11 PROPOSAL TO HOLD AN ADVISORY VOTE ON 1 - Year FOR Management
WHETHER AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION SHOULD BE HELD EVERY ONE,
TWO OR THREE YEARS.
12 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2017.
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER K. BARKER FOR FOR Management
2 ELECTION OF DIRECTOR: MARIANN FOR FOR Management
BYERWALTER
3 ELECTION OF DIRECTOR: CHARLES E. FOR FOR Management
JOHNSON
4 ELECTION OF DIRECTOR: GREGORY E. FOR FOR Management
JOHNSON
5 ELECTION OF DIRECTOR: RUPERT H. FOR FOR Management
JOHNSON, JR.
6 ELECTION OF DIRECTOR: MARK C. PIGOTT FOR FOR Management
7 ELECTION OF DIRECTOR: CHUTTA FOR FOR Management
RATNATHICAM
8 ELECTION OF DIRECTOR: LAURA STEIN FOR FOR Management
9 ELECTION OF DIRECTOR: SETH H. WAUGH FOR FOR Management
10 ELECTION OF DIRECTOR: GEOFFREY Y. YANG FOR FOR Management
11 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION (SAY ON PAY VOTE).
12 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
HOLDING THE SAY ON PAY VOTE.
13 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
14 STOCKHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
BOARD REPORT REGARDING CLIMATE CHANGE
AND PROXY VOTING.
15 STOCKHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
BOARD REPORT REGARDING EXECUTIVE PAY
AND PROXY VOTING.
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEROY T. BARNES, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: PETER C.B. BYNOE FOR FOR Management
3 ELECTION OF DIRECTOR: DIANA S. FERGUSON FOR FOR Management
4 ELECTION OF DIRECTOR: EDWARD FRAIOLI FOR FOR Management
5 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
MCCARTHY
6 ELECTION OF DIRECTOR: PAMELA D.A. REEVE FOR FOR Management
7 ELECTION OF DIRECTOR: VIRGINIA P. FOR FOR Management
RUESTERHOLZ
8 ELECTION OF DIRECTOR: HOWARD L. SCHROTT FOR FOR Management
9 ELECTION OF DIRECTOR: MARK SHAPIRO FOR FOR Management
10 ELECTION OF DIRECTOR: MYRON A. WICK, FOR FOR Management
III
11 TO CONSIDER AND VOTE UPON AN ADVISORY FOR FOR Management
PROPOSAL ON EXECUTIVE COMPENSATION.
12 TO CONSIDER AND VOTE UPON AN ADVISORY 1 - Year FOR Management
PROPOSAL ON THE FREQUENCY OF THE
EXECUTIVE COMPENSATION PROPOSAL.
13 TO ADOPT FRONTIER'S 2017 EQUITY FOR FOR Management
INCENTIVE PLAN.
14 TO ADOPT AN AMENDMENT TO FRONTIER'S FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
TO: EFFECT A REVERSE STOCK SPLIT OF
THE ISSUED SHARES OF FRONTIER COMMON
STOCK, AT A REVERSE STOCK SPLIT RATIO
OF NOT LESS THAN 1-FOR-10 AND NOT MORE
THAN 1-FOR-25, AND REDUCE THE T
15 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: DANIEL A. FOR FOR Management
DEMATTEO
2 RE-ELECTION OF DIRECTOR: J. PAUL RAINES FOR FOR Management
3 RE-ELECTION OF DIRECTOR: JEROME L. FOR FOR Management
DAVIS
4 RE-ELECTION OF DIRECTOR: THOMAS N. FOR FOR Management
KELLY JR.
5 RE-ELECTION OF DIRECTOR: SHANE S. KIM FOR FOR Management
6 RE-ELECTION OF DIRECTOR: STEVEN R. FOR FOR Management
KOONIN
7 RE-ELECTION OF DIRECTOR: STEPHANIE M. FOR FOR Management
SHERN
8 RE-ELECTION OF DIRECTOR: GERALD R. FOR FOR Management
SZCZEPANSKI
9 RE-ELECTION OF DIRECTOR: KATHY P. FOR FOR Management
VRABECK
10 RE-ELECTION OF DIRECTOR: LAWRENCE S. FOR FOR Management
ZILAVY
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
12 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
13 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT,
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017
14 AMEND AND RESTATE THE CERTIFICATE OF FOR FOR Management
INCORPORATION TO CHANGE THE
SHAREHOLDER VOTING REQUIREMENT FOR
REMOVAL OF DIRECTORS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
GAP INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT J. FISHER FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM S. FISHER FOR FOR Management
3 ELECTION OF DIRECTOR: TRACY GARDNER FOR FOR Management
4 ELECTION OF DIRECTOR: BRIAN GOLDNER FOR FOR Management
5 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
6 ELECTION OF DIRECTOR: BOB L. MARTIN FOR FOR Management
7 ELECTION OF DIRECTOR: JORGE P. MONTOYA FOR FOR Management
8 ELECTION OF DIRECTOR: ARTHUR PECK FOR FOR Management
9 ELECTION OF DIRECTOR: MAYO A. SHATTUCK FOR FOR Management
III
10 ELECTION OF DIRECTOR: KATHERINE TSANG FOR FOR Management
11 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON FEBRUARY 3, 2018.
12 AN ADVISORY VOTE ON WHETHER AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION SHOULD BE HELD EVERY ONE,
TWO OR THREE YEARS.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
OVERALL COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
14 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE GAP, INC. EMPLOYEE
STOCK PURCHASE PLAN.
15 THE SHAREHOLDER PROPOSAL CONTAINED IN AGAINST AGAINST Shareholder
THE ATTACHED PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NICHOLAS D. FOR FOR Management
CHABRAJA
2 ELECTION OF DIRECTOR: JAMES S. CROWN FOR FOR Management
3 ELECTION OF DIRECTOR: RUDY F. DELEON FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN M. KEANE FOR FOR Management
5 ELECTION OF DIRECTOR: LESTER L. LYLES FOR FOR Management
6 ELECTION OF DIRECTOR: MARK M. MALCOLM FOR FOR Management
7 ELECTION OF DIRECTOR: PHEBE N. FOR FOR Management
NOVAKOVIC
8 ELECTION OF DIRECTOR: WILLIAM A. OSBORN FOR FOR Management
9 ELECTION OF DIRECTOR: CATHERINE B. FOR FOR Management
REYNOLDS
10 ELECTION OF DIRECTOR: LAURA J. FOR FOR Management
SCHUMACHER
11 ELECTION OF DIRECTOR: PETER A. WALL FOR FOR Management
12 ADVISORY VOTE ON THE SELECTION OF FOR FOR Management
INDEPENDENT AUDITORS
13 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES
15 APPROVAL OF THE GENERAL DYNAMICS FOR FOR Management
CORPORATION AMENDED AND RESTATED 2012
EQUITY COMPENSATION PLAN
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SEBASTIEN M. FOR FOR Management
BAZIN
2 ELECTION OF DIRECTOR: W. GEOFFREY FOR FOR Management
BEATTIE
3 ELECTION OF DIRECTOR: JOHN J. BRENNAN FOR FOR Management
4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA FOR FOR Management
5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS FOR FOR Management
6 ELECTION OF DIRECTOR: PETER B. HENRY FOR FOR Management
7 ELECTION OF DIRECTOR: SUSAN J. FOR FOR Management
HOCKFIELD
8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT FOR FOR Management
9 ELECTION OF DIRECTOR: ANDREA JUNG FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT W. LANE FOR FOR Management
11 ELECTION OF DIRECTOR: RISA FOR FOR Management
LAVIZZO-MOUREY
12 ELECTION OF DIRECTOR: ROCHELLE B. FOR FOR Management
LAZARUS
13 ELECTION OF DIRECTOR: LOWELL C. MCADAM FOR FOR Management
14 ELECTION OF DIRECTOR: STEVEN M. FOR FOR Management
MOLLENKOPF
15 ELECTION OF DIRECTOR: JAMES J. MULVA FOR FOR Management
16 ELECTION OF DIRECTOR: JAMES E. ROHR FOR FOR Management
17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO FOR FOR Management
18 ELECTION OF DIRECTOR: JAMES S. TISCH FOR FOR Management
19 ADVISORY APPROVAL OF OUR NAMED FOR FOR Management
EXECUTIVES' COMPENSATION
20 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
21 APPROVAL OF GE'S 2007 LONG-TERM FOR FOR Management
INCENTIVE PLAN AS AMENDED
22 APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
SENIOR OFFICER PERFORMANCE GOALS
23 RATIFICATION OF KPMG AS INDEPENDENT FOR FOR Management
AUDITOR FOR 2017
24 REPORT ON LOBBYING ACTIVITIES AGAINST FOR Shareholder
25 REQUIRE THE CHAIRMAN OF THE BOARD TO AGAINST AGAINST Shareholder
BE INDEPENDENT
26 ADOPT CUMULATIVE VOTING FOR DIRECTOR AGAINST AGAINST Shareholder
ELECTIONS
27 REPORT ON CHARITABLE CONTRIBUTIONS AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRADBURY H. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: R. KERRY CLARK FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID M. CORDANI FOR FOR Management
4 ELECTION OF DIRECTOR: ROGER W. FOR FOR Management
FERGUSON JR.
5 ELECTION OF DIRECTOR: HENRIETTA H. FORE FOR FOR Management
6 ELECTION OF DIRECTOR: MARIA G. HENRY FOR FOR Management
7 ELECTION OF DIRECTOR: HEIDI G. MILLER FOR FOR Management
8 ELECTION OF DIRECTOR: STEVE ODLAND FOR FOR Management
9 ELECTION OF DIRECTOR: KENDALL J. POWELL FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT L. RYAN FOR FOR Management
11 ELECTION OF DIRECTOR: ERIC D. SPRUNK FOR FOR Management
12 ELECTION OF DIRECTOR: DOROTHY A. FOR FOR Management
TERRELL
13 ELECTION OF DIRECTOR: JORGE A. URIBE FOR FOR Management
14 ADOPT THE 2016 COMPENSATION PLAN FOR FOR FOR Management
NON-EMPLOYEE DIRECTORS.
15 CAST AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
16 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
3 APPROVE THE GENERAL MOTORS COMPANY FOR FOR Management
2017 SHORT-TERM INCENTIVE PLAN
4 APPROVE THE GENERAL MOTORS COMPANY FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS GM'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
INDEPENDENT BOARD CHAIRMAN
7 GREENLIGHT PROPOSAL REGARDING CREATION AGAINST AGAINST Shareholder
OF DUAL-CLASS COMMON STOCK
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
3 APPROVE THE GENERAL MOTORS COMPANY FOR FOR Management
2017 SHORT-TERM INCENTIVE PLAN
4 APPROVE THE GENERAL MOTORS COMPANY FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS GM'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
INDEPENDENT BOARD CHAIRMAN
7 GREENLIGHT PROPOSAL REGARDING CREATION AGAINST AGAINST Shareholder
OF DUAL-CLASS COMMON STOCK
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON THE COMPANY'S ADVISORY FOR FOR Management
RESOLUTION ON THE COMPENSATION OF ITS
NAMED EXECUTIVE OFFICERS.
3 TO APPROVE THE COMPANY'S 2017 FOR FOR Management
SHORT-TERM INCENTIVE PLAN.
4 TO APPROVE THE COMPANY'S 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
5 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
6 TO VOTE ON AN ADVISORY SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL REQUESTING THAT THE BOARD
TAKE THE NECESSARY STEPS TO ESTABLISH
AN INDEPENDENT CHAIRMAN.
7 TO REQUEST THAT THE BOARD CREATE A FOR FOR Management
SECOND CLASS OF COMMON STOCK OF THE
COMPANY (THE "DIVIDEND SHARES") THAT
WOULD TRADE SEPARATELY FROM THE
EXISTING COMMON STOCK AND CONTINUE TO
PAY QUARTERLY DIVIDENDS AT AN ANNUAL
RATE OF $1.52, AND TO AUTHORIZE A
DISTRI
--------------------------------------------------------------------------------
GENUINE PARTS COMPANY
Ticker: GPC Security ID: 372460105
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 FREQUENCY OF ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017 .
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAR 07, 2017 Meeting Type: Special
Record Date: JAN 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER AGREEMENT: PROPOSAL TO ADOPT FOR FOR Management
THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF OCTOBER 21, 2016, (AS IT
MAY BE AMENDED FROM TIME TO TIME) BY
AND AMONG GENWORTH FINANCIAL, INC.,
ASIA PACIFIC GLOBAL CAPITAL CO., LTD.
AND ASIA PACIFIC GLOBAL CAPITAL USA C
2 MERGER-RELATED EXECUTIVE COMPENSATION: FOR FOR Management
PROPOSAL TO APPROVE, BY A NON-BINDING
ADVISORY VOTE, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO
GENWORTH FINANCIAL INC.'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
3 ADJOURNMENT OF THE SPECIAL MEETING: FOR FOR Management
PROPOSAL TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR TIME IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN F. COGAN, FOR FOR Management
PH.D.
2 ELECTION OF DIRECTOR: KELLY A. KRAMER FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN E. LOFTON FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN C. MARTIN, FOR FOR Management
PH.D.
5 ELECTION OF DIRECTOR: JOHN F. FOR FOR Management
MILLIGAN, PH.D.
6 ELECTION OF DIRECTOR: NICHOLAS G. MOORE FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
WHITLEY, M.D
8 ELECTION OF DIRECTOR: GAYLE E. WILSON FOR FOR Management
9 ELECTION OF DIRECTOR: PER WOLD-OLSEN FOR FOR Management
10 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
11 RESTATEMENT OF THE GILEAD SCIENCES, FOR FOR Management
INC. 2004 EQUITY INCENTIVE PLAN.
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 ADVISORY VOTE AS TO THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
14 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE BOARD TAKE STEPS TO PERMIT
STOCKHOLDER ACTION BY WRITTEN CONSENT.
15 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE BOARD ADOPT A POLICY THAT THE
CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: SEP 28, 2016 Meeting Type: Annual
Record Date: JUL 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: ROBERT FOR FOR Management
H.B. BALDWIN, JR.
2 ELECTION OF CLASS I DIRECTOR: MITCHELL FOR FOR Management
L. HOLLIN
3 ELECTION OF CLASS I DIRECTOR: RUTH ANN FOR FOR Management
MARSHALL
4 ELECTION OF CLASS I DIRECTOR: JOHN M. FOR FOR Management
PARTRIDGE
5 ELECTION OF CLASS II DIRECTOR: JEFFREY FOR FOR Management
S. SLOAN
6 APPROVE THE EXTENSION OF THE TERM OF, FOR FOR Management
AND THE LIMITS ON NON-EMPLOYEE
DIRECTOR COMPENSATION AND THE MATERIAL
TERMS OF THE PERFORMANCE GOALS
INCLUDED IN, THE AMENDED AND RESTATED
2011 INCENTIVE PLAN.
7 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL YEAR 2016.
8 RATIFY THE REAPPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------
GNC HOLDINGS, INC.
Ticker: GNC Security ID: 36191G107
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE ADOPTION, BY NON-BINDING VOTE, OF FOR FOR Management
THE ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN 2016, AS
DISCLOSED IN THE PROXY MATERIALS.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF HOLDING A NON-BINDING,
ADVISORY VOTE BY STOCKHOLDERS TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY'S
2017 FISCAL YEAR.
--------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY
Ticker: GHC Security ID: 384637104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: SEP 26, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF SHARES OF FOR FOR Management
GREAT PLAINS ENERGY INCORPORATED
COMMON STOCK AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF MAY 29, 2016, BY AND AMONG GREAT
PLAINS ENERGY INCORPORATED, WESTAR
ENERGY INC., AND GP STAR, INC. (AN ENT
2 APPROVAL OF AN AMENDMENT TO GREAT FOR FOR Management
PLAINS ENERGY INCORPORATED'S ARTICLES
OF INCORPORATION TO INCREASE THE
AMOUNT OF AUTHORIZED CAPITAL STOCK OF
GREAT PLAINS ENERGY INCORPORATED.
3 APPROVAL OF ANY MOTION TO ADJOURN THE FOR FOR Management
MEETING, IF NECESSARY.
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE 2016 COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF THE
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 SHAREHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
COMPANY PREPARE A REPORT ANALYZING
PROFIT POTENTIAL FOR SHAREHOLDERS
BASED ON RENEWABLE ENERGY METRICS, IF
PRESENTED AT THE MEETING BY THE
PROPONENTS.
6 SHAREHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
COMPANY REPORT MONETARY AND
NON-MONETARY EXPENDITURES ON POLITICAL
ACTIVITIES, IF PRESENTED AT THE
MEETING BY THE PROPONENTS.
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY ADVISORY VOTE, A FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
3 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE GUESS?, INC. 2004
EQUITY INCENTIVE PLAN.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
SHAREHOLDER APPROVAL OF FUTURE
SEVERANCE ARRANGEMENTS WITH SENIOR
EXECUTIVES.
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ABDULAZIZ F. AL FOR FOR Management
KHAYYAL
2 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
ALBRECHT
3 ELECTION OF DIRECTOR: ALAN M. BENNETT FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES R. BOYD FOR FOR Management
5 ELECTION OF DIRECTOR: MILTON CARROLL FOR FOR Management
6 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
7 ELECTION OF DIRECTOR: MURRY S. GERBER FOR FOR Management
8 ELECTION OF DIRECTOR: JOSE C. GRUBISICH FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID J. LESAR FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT A. MALONE FOR FOR Management
11 ELECTION OF DIRECTOR: J. LANDIS MARTIN FOR FOR Management
12 ELECTION OF DIRECTOR: JEFFREY A. MILLER FOR FOR Management
13 ELECTION OF DIRECTOR: DEBRA L. REED FOR FOR Management
14 RATIFICATION OF THE SELECTION OF FOR FOR Management
AUDITORS.
15 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
16 PROPOSAL FOR ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
17 PROPOSAL TO AMEND AND RESTATE THE FOR FOR Management
HALLIBURTON COMPANY STOCK AND
INCENTIVE PLAN.
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: APR 29, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO CONSIDER THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, TO BE THE
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 28, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES F. ALBAUGH FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM M. BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: PETER W. FOR FOR Management
CHIARELLI
4 ELECTION OF DIRECTOR: THOMAS A. DATTILO FOR FOR Management
5 ELECTION OF DIRECTOR: ROGER B. FRADIN FOR FOR Management
6 ELECTION OF DIRECTOR: TERRY D. GROWCOCK FOR FOR Management
7 ELECTION OF DIRECTOR: LEWIS HAY III FOR FOR Management
8 ELECTION OF DIRECTOR: VYOMESH I. JOSHI FOR FOR Management
9 ELECTION OF DIRECTOR: LESLIE F. KENNE FOR FOR Management
10 ELECTION OF DIRECTOR: DR. JAMES C. FOR FOR Management
STOFFEL
11 ELECTION OF DIRECTOR: GREGORY T. FOR FOR Management
SWIENTON
12 ELECTION OF DIRECTOR: HANSEL E. TOOKES FOR FOR Management
II
13 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN PROXY
STATEMENT
14 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: KENNETH A. BRONFIN
2 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: MICHAEL R. BURNS
3 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: HOPE COCHRAN
4 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: CRISPIN H. DAVIS
5 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: LISA GERSH
6 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: BRIAN D. GOLDNER
7 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: ALAN G. HASSENFELD
8 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: TRACY A. LEINBACH
9 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: EDWARD M. PHILIP
10 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: RICHARD S. STODDART
11 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: MARY BETH WEST
12 ELECTION OF DIRECTOR FOR TERM EXPIRING FOR FOR Management
IN 2018: LINDA K. ZECHER
13 THE ADOPTION, ON AN ADVISORY BASIS, OF FOR FOR Management
A RESOLUTION APPROVING THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF HASBRO, INC., AS DESCRIBED
IN THE "COMPENSATION DISCUSSION AND
ANALYSIS" AND "EXECUTIVE COMPENSATION"
SECTIONS OF THE 2017 PROXY STATEMENT.
14 THE ADOPTION, ON AN ADVISORY BASIS, OF 1 - Year FOR Management
APPROVAL OF A FREQUENCY FOR THE VOTE
ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
15 APPROVAL OF AMENDMENTS TO THE RESTATED FOR FOR Management
2003 STOCK INCENTIVE PERFORMANCE PLAN.
16 APPROVAL OF AN AMENDMENT TO THE 2014 FOR FOR Management
SENIOR MANAGEMENT ANNUAL PERFORMANCE
PLAN.
17 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS HASBRO, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Ticker: HE Security ID: 419870100
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 ADVISORY VOTE TO APPROVE HEI'S FOR FOR Management
EXECUTIVE COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON HEI'S
EXECUTIVE COMPENSATION
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS HEI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R. MILTON JOHNSON FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT J. DENNIS FOR FOR Management
3 ELECTION OF DIRECTOR: NANCY-ANN DEPARLE FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS F. FRIST FOR FOR Management
III
5 ELECTION OF DIRECTOR: WILLIAM R. FRIST FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES O. FOR FOR Management
HOLLIDAY, JR.
7 ELECTION OF DIRECTOR: ANN H. LAMONT FOR FOR Management
8 ELECTION OF DIRECTOR: JAY O. LIGHT FOR FOR Management
9 ELECTION OF DIRECTOR: GEOFFREY G. FOR FOR Management
MEYERS
10 ELECTION OF DIRECTOR: WAYNE J. RILEY, FOR FOR Management
M.D.
11 ELECTION OF DIRECTOR: JOHN W. ROWE, M. FOR FOR Management
D.
12 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017
13 ADVISORY VOTE TO APPROVE OUR NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
14 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO ALLOW STOCKHOLDERS
OWNING AN AGGREGATE OF 25% OF OUR
OUTSTANDING COMMON STOCK TO REQUEST
SPECIAL MEETINGS OF STOCKHOLDERS
15 STOCKHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED AT THE MEETING, REQUESTING
THAT THE BOARD OF DIRECTORS IMPLEMENT
CHANGES TO OUR GOVERNING DOCUMENTS TO
ALLOW STOCKHOLDERS OWNING AN AGGREGATE
OF 10% OF OUR OUTSTANDING COMMON STOCK
TO CALL SPECIAL MEETINGS OF ST
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RANDY A. FOUTCH FOR FOR Management
2 ELECTION OF DIRECTOR: HANS HELMERICH FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN W. LINDSAY FOR FOR Management
4 ELECTION OF DIRECTOR: PAULA MARSHALL FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS A. PETRIE FOR FOR Management
6 ELECTION OF DIRECTOR: DONALD F. FOR FOR Management
ROBILLARD, JR.
7 ELECTION OF DIRECTOR: EDWARD B. RUST, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: JOHN D. ZEGLIS FOR FOR Management
9 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS FOR 2017.
10 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
11 ADVISORY VOTE ON THE FREQUENCY OF THE WITHHOLD FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL O. FOR FOR Management
JOHNSON
2 ELECTION OF DIRECTOR: JEFFREY T. DUNN FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
BERMINGHAM
4 ELECTION OF DIRECTOR: PEDRO CARDOSO FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
CARMONA
6 ELECTION OF DIRECTOR: JONATHAN FOR FOR Management
CHRISTODORO
7 ELECTION OF DIRECTOR: KEITH COZZA FOR FOR Management
8 ELECTION OF DIRECTOR: HUNTER C. GARY FOR FOR Management
9 ELECTION OF DIRECTOR: JESSE A. LYNN FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL FOR FOR Management
MONTELONGO
11 ELECTION OF DIRECTOR: JAMES L. NELSON FOR FOR Management
12 ELECTION OF DIRECTOR: MARIA OTERO FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN TARTOL FOR FOR Management
14 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
15 ADVISORY VOTE AS TO THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
16 RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HERBERT L. HENKEL FOR FOR Management
2 ELECTION OF DIRECTOR: LAWRENCE H. FOR FOR Management
SILBER
3 ELECTION OF DIRECTOR: JAMES H. BROWNING FOR FOR Management
4 ELECTION OF DIRECTOR: PATRICK D. FOR FOR Management
CAMPBELL
5 ELECTION OF DIRECTOR: MICHAEL A. KELLY FOR FOR Management
6 ELECTION OF DIRECTOR: COURTNEY MATHER FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN A. FOR FOR Management
MONGILLO
8 ELECTION OF DIRECTOR: LOUIS J. PASTOR FOR FOR Management
9 ELECTION OF DIRECTOR: MARY PAT SALOMONE FOR FOR Management
10 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
11 APPROVAL, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF HOLDING A
NON-BINDING ADVISORY VOTE ON THE NAMED
EXECUTIVE OFFICERS' COMPENSATION.
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
2017.
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42806J106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID A. BARNES FOR FOR Management
2 ELECTION OF DIRECTOR: SUNGHWAN CHO FOR FOR Management
3 ELECTION OF DIRECTOR: CAROLYN N. FOR FOR Management
EVERSON
4 ELECTION OF DIRECTOR: VINCENT J. FOR FOR Management
INTRIERI
5 ELECTION OF DIRECTOR: HENRY R. KEIZER FOR FOR Management
6 ELECTION OF DIRECTOR: KATHRYN V. FOR FOR Management
MARINELLO
7 ELECTION OF DIRECTOR: DANIEL A. FOR FOR Management
NINIVAGGI
8 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
9 APPROVAL, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, ON THE FREQUENCY OF FUTURE VOTES
ON THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
10 APPROVAL OF THE HERTZ GLOBAL HOLDINGS, FOR FOR Management
INC. 2016 OMNIBUS INCENTIVE PLAN.
11 APPROVAL OF THE HERTZ GLOBAL HOLDINGS, FOR FOR Management
INC. SENIOR EXECUTIVE BONUS PLAN.
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
CERTIFIED ACCOUNTING FIRM FOR THE YEAR
2017.
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R.F. CHASE FOR FOR Management
2 ELECTION OF DIRECTOR: T.J. CHECKI FOR FOR Management
3 ELECTION OF DIRECTOR: L.S. COLEMAN, JR. FOR FOR Management
4 ELECTION OF DIRECTOR: J.B. HESS FOR FOR Management
5 ELECTION OF DIRECTOR: E.E. HOLIDAY FOR FOR Management
6 ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY FOR FOR Management
7 ELECTION OF DIRECTOR: M.S. LIPSCHULTZ FOR FOR Management
8 ELECTION OF DIRECTOR: D. MCMANUS FOR FOR Management
9 ELECTION OF DIRECTOR: K.O. MEYERS FOR FOR Management
10 ELECTION OF DIRECTOR: J.H. QUIGLEY FOR FOR Management
11 ELECTION OF DIRECTOR: F.G. REYNOLDS FOR FOR Management
12 ELECTION OF DIRECTOR: W.G. SCHRADER FOR FOR Management
13 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
VOTING ON EXECUTIVE COMPENSATION.
15 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR ENDING DECEMBER 31,
2017.
16 APPROVAL OF THE 2017 LONG TERM FOR FOR Management
INCENTIVE PLAN.
17 STOCKHOLDER PROPOSAL, IF PROPERLY AGAINST FOR Shareholder
PRESENTED AT THE MEETING, RECOMMENDING
A SCENARIO ANALYSIS REPORT REGARDING
CARBON ASSET RISK.
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL AMMANN FOR FOR Management
2 ELECTION OF DIRECTOR: MARC L. FOR FOR Management
ANDREESSEN
3 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
ANGELAKIS
4 ELECTION OF DIRECTOR: LESLIE A. BRUN FOR FOR Management
5 ELECTION OF DIRECTOR: PAMELA L. CARTER FOR FOR Management
6 ELECTION OF DIRECTOR: KLAUS KLEINFELD FOR FOR Management
7 ELECTION OF DIRECTOR: RAYMOND J. LANE FOR FOR Management
8 ELECTION OF DIRECTOR: ANN M. LIVERMORE FOR FOR Management
9 ELECTION OF DIRECTOR: RAYMOND E. OZZIE FOR FOR Management
10 ELECTION OF DIRECTOR: GARY M. REINER FOR FOR Management
11 ELECTION OF DIRECTOR: PATRICIA F. RUSSO FOR FOR Management
12 ELECTION OF DIRECTOR: LIP-BU TAN FOR FOR Management
13 ELECTION OF DIRECTOR: MARGARET C. FOR FOR Management
WHITMAN
14 ELECTION OF DIRECTOR: MARY AGNES FOR FOR Management
WILDEROTTER
15 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017
16 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
17 APPROVAL OF THE 162(M)-RELATED FOR FOR Management
PROVISIONS OF 2015 COMPANY STOCK
INCENTIVE PLAN
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS BECH FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGE DAMIRIS FOR FOR Management
3 ELECTION OF DIRECTOR: LELDON ECHOLS FOR FOR Management
4 ELECTION OF DIRECTOR: KEVIN HARDAGE FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL JENNINGS FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT KOSTELNIK FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES LEE FOR FOR Management
8 ELECTION OF DIRECTOR: FRANKLIN MYERS FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL ROSE FOR FOR Management
10 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
11 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
4 AMENDMENT TO HOLOGIC'S FIFTH AMENDED FOR FOR Management
AND RESTATED BYLAWS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DARIUS ADAMCZYK FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM S. AYER FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN BURKE FOR FOR Management
4 ELECTION OF DIRECTOR: JAIME CHICO PARDO FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID M. COTE FOR FOR Management
6 ELECTION OF DIRECTOR: D. SCOTT DAVIS FOR FOR Management
7 ELECTION OF DIRECTOR: LINNET F. DEILY FOR FOR Management
8 ELECTION OF DIRECTOR: JUDD GREGG FOR FOR Management
9 ELECTION OF DIRECTOR: CLIVE HOLLICK FOR FOR Management
10 ELECTION OF DIRECTOR: GRACE D. LIEBLEIN FOR FOR Management
11 ELECTION OF DIRECTOR: GEORGE PAZ FOR FOR Management
12 ELECTION OF DIRECTOR: BRADLEY T. FOR FOR Management
SHEARES
13 ELECTION OF DIRECTOR: ROBIN L. FOR FOR Management
WASHINGTON
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 APPROVAL OF INDEPENDENT ACCOUNTANTS. FOR FOR Management
17 INDEPENDENT BOARD CHAIRMAN. AGAINST AGAINST Shareholder
18 POLITICAL LOBBYING AND CONTRIBUTIONS. AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: JOHN L. FOR FOR Management
HARRINGTON (NOMINEE FOR INDEPENDENT
TRUSTEE).
2 ELECTION OF TRUSTEE: BARRY M. PORTNOY FOR FOR Management
(NOMINEE FOR MANAGING TRUSTEE).
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE 2017 FISCAL
YEAR.
6 NON-BINDING SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THAT THE COMPANY'S BOARD OF
TRUSTEES OPT OUT OF MARYLAND'S
UNSOLICITED TAKEOVERS ACT, IF PROPERLY
PRESENTED AT THE MEETING.
7 NON-BINDING SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING THAT THE COMPANY'S BOARD OF
TRUSTEES ADOPT A "PROXY ACCESS" BYLAW,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 17, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ FOR FOR Management
2 ELECTION OF DIRECTOR: SHUMEET BANERJI FOR FOR Management
3 ELECTION OF DIRECTOR: CARL BASS FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT R. BENNETT FOR FOR Management
5 ELECTION OF DIRECTOR: CHARLES V. BERGH FOR FOR Management
6 ELECTION OF DIRECTOR: STACY FOR FOR Management
BROWN-PHILPOT
7 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
BURNS
8 ELECTION OF DIRECTOR: MARY ANNE CITRINO FOR FOR Management
9 ELECTION OF DIRECTOR: STACEY MOBLEY FOR FOR Management
10 ELECTION OF DIRECTOR: SUBRA SURESH FOR FOR Management
11 ELECTION OF DIRECTOR: DION J. WEISLER FOR FOR Management
12 ELECTION OF DIRECTOR: MARGARET C. FOR FOR Management
WHITMAN
13 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017
14 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
15 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES TO APPROVE,
ON AN ADVISORY BASIS, THE COMPANY'S
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
HRG GROUP, INC.
Ticker: HRG Security ID: 40434J100
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING SEPTEMBER 30,
2016.
3 TO RE-APPROVE THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
COMPANY'S 2011 OMNIBUS EQUITY AWARD
PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KURT J. HILZINGER FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE D. FOR FOR Management
BROUSSARD
3 ELECTION OF DIRECTOR: FRANK A. D'AMELIO FOR FOR Management
4 ELECTION OF DIRECTOR: W. ROY DUNBAR FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID A. JONES, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: WILLIAM J. FOR FOR Management
MCDONALD
7 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
MITCHELL
8 ELECTION OF DIRECTOR: DAVID B. NASH, M. FOR FOR Management
D.
9 ELECTION OF DIRECTOR: JAMES J. O'BRIEN FOR FOR Management
10 ELECTION OF DIRECTOR: MARISSA T. FOR FOR Management
PETERSON
11 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
12 THE APPROVAL OF THE COMPENSATION OF FOR FOR Management
THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE 2017 PROXY STATEMENT.
13 THE APPROVAL OF THE FREQUENCY WITH 1 - Year FOR Management
WHICH FUTURE SHAREHOLDER VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS WILL BE HELD.
14 STOCKHOLDER PROPOSAL ON PROXY ACCESS. AGAINST FOR Shareholder
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS HUNTSMAN
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IAC Security ID: 44919P508
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS IAC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
3 THE ADOPTION OF OUR AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
(THE "NEW CERTIFICATE"), COMPRISING:
THE ADOPTION OF AMENDMENTS TO OUR
EXISTING RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED (THE
"CURRENT CERTIFICATE") TO AUTHORIZE
600,000,000 SH
4 THE ADOPTION OF OUR AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
(THE "NEW CERTIFICATE"), COMPRISING:
THE ADOPTION OF AMENDMENTS TO OUR
CURRENT CERTIFICATE TO PROVIDE FOR THE
EQUAL TREATMENT OF SHARES OF IAC
COMMON STOCK, CLASS B COMMON STOCK,
AND CL
5 THE ADOPTION OF THE FOR FOR Management
IAC/INTERACTIVECORP AMENDED AND
RESTATED 2013 STOCK AND ANNUAL
INCENTIVE PLAN.
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IAC Security ID: 44919P508
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
3 TO CONDUCT A NON-BINDING ADVISORY VOTE 3- Years FOR Management
OF THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS IAC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL J. BRUTTO FOR FOR Management
2 ELECTION OF DIRECTOR: SUSAN CROWN FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES W. GRIFFITH FOR FOR Management
4 ELECTION OF DIRECTOR: JAY L. HENDERSON FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD H. LENNY FOR FOR Management
6 ELECTION OF DIRECTOR: E. SCOTT SANTI FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES A. SKINNER FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID B. SMITH, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: PAMELA B. STROBEL FOR FOR Management
10 ELECTION OF DIRECTOR: KEVIN M. WARREN FOR FOR Management
11 ELECTION OF DIRECTOR: ANRE D. WILLIAMS FOR FOR Management
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS ITW'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
13 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF ITW'S NAMED EXECUTIVE OFFICERS.
14 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
15 A NON-BINDING STOCKHOLDER PROPOSAL, IF AGAINST AGAINST Shareholder
PRESENTED AT THE MEETING, TO PERMIT
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANN C. BERZIN FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN BRUTON FOR FOR Management
3 ELECTION OF DIRECTOR: JARED L. COHON FOR FOR Management
4 ELECTION OF DIRECTOR: GARY D. FORSEE FOR FOR Management
5 ELECTION OF DIRECTOR: LINDA P. HUDSON FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL W. LAMACH FOR FOR Management
7 ELECTION OF DIRECTOR: MYLES P. LEE FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN P. SURMA FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD J. SWIFT FOR FOR Management
10 ELECTION OF DIRECTOR: TONY L. WHITE FOR FOR Management
11 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
12 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
13 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
SET THE AUDITORS' REMUNERATION.
14 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
DIRECTORS' EXISTING AUTHORITY TO ISSUE
SHARES.
15 APPROVAL OF THE RENEWAL OF THE FOR FOR Management
DIRECTORS' EXISTING AUTHORITY TO ISSUE
SHARES FOR CASH WITHOUT FIRST OFFERING
SHARES TO EXISTING SHAREHOLDERS.
(SPECIAL RESOLUTION)
16 DETERMINATION OF THE PRICE RANGE AT FOR FOR Management
WHICH THE COMPANY CAN RE-ALLOT SHARES
THAT IT HOLDS AS TREASURY SHARES.
(SPECIAL RESOLUTION)
--------------------------------------------------------------------------------
INGREDION INC
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LUIS FOR FOR Management
ARANGUREN-TRELLEZ
2 ELECTION OF DIRECTOR: DAVID B. FISCHER FOR FOR Management
3 ELECTION OF DIRECTOR: ILENE S. GORDON FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL HANRAHAN FOR FOR Management
5 ELECTION OF DIRECTOR: RHONDA L. JORDAN FOR FOR Management
6 ELECTION OF DIRECTOR: GREGORY B. KENNY FOR FOR Management
7 ELECTION OF DIRECTOR: BARBARA A. KLEIN FOR FOR Management
8 ELECTION OF DIRECTOR: VICTORIA J. REICH FOR FOR Management
9 ELECTION OF DIRECTOR: JORGE A. URIBE FOR FOR Management
10 ELECTION OF DIRECTOR: DWAYNE A. WILSON FOR FOR Management
11 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S "NAMED
EXECUTIVE OFFICERS"
12 TO RECOMMEND, BY ADVISORY VOTE, 1 - Year FOR Management
WHETHER TO HAVE STOCKHOLDERS VOTE TO
APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF THE COMPANY'S "NAMED
EXECUTIVE OFFICERS" EVERY YEAR, EVERY
TWO YEARS OR EVERY THREE YEARS
13 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE
COMPANY'S OPERATIONS IN 2017
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLENE FOR FOR Management
BARSHEFSKY
2 ELECTION OF DIRECTOR: ANEEL BHUSRI FOR FOR Management
3 ELECTION OF DIRECTOR: ANDY D. BRYANT FOR FOR Management
4 ELECTION OF DIRECTOR: REED E. HUNDT FOR FOR Management
5 ELECTION OF DIRECTOR: OMAR ISHRAK FOR FOR Management
6 ELECTION OF DIRECTOR: BRIAN M. KRZANICH FOR FOR Management
7 ELECTION OF DIRECTOR: TSU-JAE KING LIU FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID S. POTTRUCK FOR FOR Management
9 ELECTION OF DIRECTOR: GREGORY D. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: FRANK D. YEARY FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE FOR FOR Management
12 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
13 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
14 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE 2006 EQUITY INCENTIVE PLAN
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES TO
APPROVE EXECUTIVE COMPENSATION
16 STOCKHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
ANNUAL ADVISORY STOCKHOLDER VOTE ON
POLITICAL CONTRIBUTIONS
17 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
VOTES COUNTED ON STOCKHOLDER PROPOSALS
EXCLUDE ABSTENTIONS
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: K.I. CHENAULT
2 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: M.L. ESKEW
3 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: D.N. FARR
4 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: M. FIELDS
5 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: A. GORSKY
6 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: S.A. JACKSON
7 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: A.N. LIVERIS
8 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: W.J. MCNERNEY, JR.
9 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: H.S. OLAYAN
10 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: J.W. OWENS
11 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: V.M. ROMETTY
12 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: S. TAUREL
13 ELECTION OF DIRECTOR FOR A TERM OF ONE FOR FOR Management
YEAR: P.R. VOSER
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
16 ADVISORY VOTE REGARDING FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
17 STOCKHOLDER PROPOSAL ON LOBBYING AGAINST FOR Shareholder
DISCLOSURE
18 STOCKHOLDER PROPOSAL ON SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS
19 STOCKHOLDER PROPOSAL TO ADOPT A PROXY AGAINST FOR Shareholder
ACCESS BY-LAW
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC
Ticker: IGT Security ID: G4863A108
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ANNUAL FOR FOR Management
REPORTS AND ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016.
2 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
REPORT (EXCLUDING THE REMUNERATION
POLICY) SET OUT IN SECTION 2 OF
INTERNATIONAL GAME TECHNOLOGY PLC'S
ANNUAL REPORTS AND ACCOUNTS.
3 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY (EXCLUDING THE REMUNERATION
REPORT) SET OUT IN SECTION 2 OF
INTERNATIONAL GAME TECHNOLOGY PLC'S
ANNUAL REPORTS AND ACCOUNTS.
4 TO REAPPOINT PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS AUDITOR TO HOLD OFFICE FROM THE
CONCLUSION OF THE AGM UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF INTERNATIONAL GAME
TECHNOLOGY PLC AT WHICH ACCOUNTS ARE
LAID.
5 TO AUTHORISE THE BOARD OF DIRECTORS OR FOR FOR Management
ITS AUDIT COMMITTEE TO FIX THE
REMUNERATION OF THE AUDITOR.
6 TO AUTHORISE POLITICAL DONATIONS AND FOR FOR Management
EXPENDITURE NOT EXCEEDING 100,000
POUNDS IN TOTAL, IN ACCORDANCE WITH
SECTIONS 366 AND 367 OF THE COMPANIES
ACT 2006.
7 TO ADOPT NEW ARTICLES OF ASSOCIATION FOR FOR Management
OF INTERNATIONAL GAME TECHNOLOGY PLC
TO ALLOW FOR GENERAL MEETINGS TO BE
HELD ELECTRONICALLY.
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
5 ELECTION OF DIRECTOR: JAY L. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: STACEY J. MOBLEY FOR FOR Management
7 ELECTION OF DIRECTOR: KATHRYN D. FOR FOR Management
SULLIVAN
8 ELECTION OF DIRECTOR: MARK S. SUTTON FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN L. FOR FOR Management
TOWNSEND, III
10 ELECTION OF DIRECTOR: WILLIAM G. WALTER FOR FOR Management
11 ELECTION OF DIRECTOR: J. STEVEN WHISLER FOR FOR Management
12 ELECTION OF DIRECTOR: RAY G. YOUNG FOR FOR Management
13 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
14 A NON-BINDING RESOLUTION TO APPROVE FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
UNDER THE HEADING "COMPENSATION
DISCUSSION & ANALYSIS"
15 A NON-BINDING VOTE ON THE FREQUENCY 1 - Year FOR Management
WITH WHICH SHAREOWNERS WILL APPROVE
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN FUTURE
YEARS
16 SHAREOWNER PROPOSAL CONCERNING A AGAINST AGAINST Shareholder
POLICY ON ACCELERATED VESTING OF
EQUITY AWARDS OF SENIOR EXECUTIVE
OFFICERS UPON A CHANGE IN CONTROL
1 ELECTION OF DIRECTOR: DAVID J. BRONCZEK FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM J. BURNS FOR FOR Management
3 ELECTION OF DIRECTOR: AHMET C. DORDUNCU FOR FOR Management
4 ELECTION OF DIRECTOR: ILENE S. GORDON FOR FOR Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 19, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EVE BURTON FOR FOR Management
2 ELECTION OF DIRECTOR: SCOTT D. COOK FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD L. FOR FOR Management
DALZELL
4 ELECTION OF DIRECTOR: DIANE B. GREENE FOR FOR Management
5 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
6 ELECTION OF DIRECTOR: DENNIS D. POWELL FOR FOR Management
7 ELECTION OF DIRECTOR: BRAD D. SMITH FOR FOR Management
8 ELECTION OF DIRECTOR: RAUL VAZQUEZ FOR FOR Management
9 ELECTION OF DIRECTOR: JEFF WEINER FOR FOR Management
10 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 31, 2017.
11 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2005 EQUITY INCENTIVE PLAN TO (A)
INCREASE THE SHARE RESERVE BY AN
ADDITIONAL 23,110,386 SHARES; (B)
REAPPROVE THE MATERIAL TERMS OF
PERFORMANCE-BASED COMPENSATION FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE
12 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CRAIG H. FOR FOR Management
BARRATT, PH.D.
2 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
FRIEDMAN, M.D.
3 ELECTION OF DIRECTOR: GARY S. GUTHART, FOR FOR Management
PH.D.
4 ELECTION OF DIRECTOR: AMAL M. JOHNSON FOR FOR Management
5 ELECTION OF DIRECTOR: KEITH R. FOR FOR Management
LEONARD, JR.
6 ELECTION OF DIRECTOR: ALAN J. LEVY, PH. FOR FOR Management
D.
7 ELECTION OF DIRECTOR: JAMI DOVER FOR FOR Management
NACHTSHEIM
8 ELECTION OF DIRECTOR: MARK J. RUBASH FOR FOR Management
9 ELECTION OF DIRECTOR: LONNIE M. SMITH FOR FOR Management
10 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
11 TO VOTE, ON AN ADVISORY BASIS, ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
12 THE RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP ("PWC") AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
13 TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE INTUITIVE SURGICAL,
INC. 2000 EMPLOYEE STOCK PURCHASE PLAN.
14 TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE INTUITIVE SURGICAL,
INC. 2010 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------
INVESCO LTD
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SARAH E. BESHAR FOR FOR Management
2 ELECTION OF DIRECTOR: JOSEPH R. CANION FOR FOR Management
3 ELECTION OF DIRECTOR: MARTIN L. FOR FOR Management
FLANAGAN
4 ELECTION OF DIRECTOR: C. ROBERT FOR FOR Management
HENRIKSON
5 ELECTION OF DIRECTOR: BEN F. JOHNSON FOR FOR Management
III
6 ELECTION OF DIRECTOR: DENIS KESSLER FOR FOR Management
7 ELECTION OF DIRECTOR: SIR NIGEL FOR FOR Management
SHEINWALD
8 ELECTION OF DIRECTOR: G. RICHARD FOR FOR Management
WAGONER, JR.
9 ELECTION OF DIRECTOR: PHOEBE A. WOOD FOR FOR Management
10 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
2016 EXECUTIVE COMPENSATION
11 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
12 AMENDMENT OF SECOND AMENDED AND FOR FOR Management
RESTATED BYE-LAWS TO IMPLEMENT PROXY
ACCESS AND OTHER MATTERS
13 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
--------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNIFER ALLERTON FOR FOR Management
2 ELECTION OF DIRECTOR: TED R. ANTENUCCI FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA M. ARWAY FOR FOR Management
4 ELECTION OF DIRECTOR: CLARKE H. BAILEY FOR FOR Management
5 ELECTION OF DIRECTOR: NEIL CHATFIELD FOR FOR Management
6 ELECTION OF DIRECTOR: KENT P. DAUTEN FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL F. DENINGER FOR FOR Management
8 ELECTION OF DIRECTOR: PER-KRISTIAN FOR FOR Management
HALVORSEN
9 ELECTION OF DIRECTOR: WILLIAM L. MEANEY FOR FOR Management
10 ELECTION OF DIRECTOR: WENDY J. MURDOCK FOR FOR Management
11 ELECTION OF DIRECTOR: WALTER C. FOR FOR Management
RAKOWICH
12 ELECTION OF DIRECTOR: ALFRED J. FOR FOR Management
VERRECCHIA
13 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
IRON MOUNTAIN INCORPORATED 2014 STOCK
AND CASH INCENTIVE PLAN, OR THE 2014
PLAN, TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 5,000,000 FROM
7,750,000 TO 12,750,000, TO EXTEND T
14 THE APPROVAL OF A NON-BINDING, FOR FOR Management
ADVISORY RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE IRON
MOUNTAIN INCORPORATED PROXY STATEMENT.
15 THE APPROVAL ON A NON-BINDING, 1 - Year FOR Management
ADVISORY BASIS OF THE FREQUENCY (EVERY
ONE, TWO OR THREE YEARS) OF FUTURE
NON-BINDING, ADVISORY VOTES OF
STOCKHOLDERS ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
16 THE RATIFICATION OF THE SELECTION BY FOR FOR Management
THE AUDIT COMMITTEE OF DELOITTE &
TOUCHE LLP AS IRON MOUNTAIN
INCORPORATED'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
J.C. PENNEY COMPANY, INC.
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL J. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: MARVIN R. ELLISON FOR FOR Management
3 ELECTION OF DIRECTOR: AMANDA GINSBERG FOR FOR Management
4 ELECTION OF DIRECTOR: B. CRAIG OWENS FOR FOR Management
5 ELECTION OF DIRECTOR: LISA A. PAYNE FOR FOR Management
6 ELECTION OF DIRECTOR: DEBORA A. FOR FOR Management
PLUNKETT
7 ELECTION OF DIRECTOR: J. PAUL RAINES FOR FOR Management
8 ELECTION OF DIRECTOR: LEONARD H. FOR FOR Management
ROBERTS
9 ELECTION OF DIRECTOR: JAVIER G. TERUEL FOR FOR Management
10 ELECTION OF DIRECTOR: R. GERALD TURNER FOR FOR Management
11 ELECTION OF DIRECTOR: RONALD W. TYSOE FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
13 TO APPROVE THE ADOPTION OF AN FOR FOR Management
AMENDMENT AND EXTENSION OF THE AMENDED
AND RESTATED RIGHTS AGREEMENT IN ORDER
TO PROTECT THE TAX BENEFITS OF THE
COMPANY'S NET OPERATING LOSS
CARRYFORWARDS.
14 TO APPROVE THE ADOPTION OF THE J. C. FOR FOR Management
PENNEY CORPORATION, INC. AMENDED AND
RESTATED MANAGEMENT INCENTIVE
COMPENSATION PROGRAM.
15 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS JABIL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING AUGUST 31, 2017.
3 TO APPROVE (ON AN ADVISORY BASIS) FOR FOR Management
JABIL'S EXECUTIVE COMPENSATION.
4 TO APPROVE AN AMENDMENT TO INCREASE FOR FOR Management
THE SIZE OF THE JABIL CIRCUIT, INC.
2011 STOCK AWARD AND INCENTIVE PLAN BY
4,950,000 SHARES.
5 TO APPROVE AN AMENDMENT TO INCREASE FOR FOR Management
THE SIZE OF THE JABIL CIRCUIT, INC.
2011 EMPLOYEE STOCK PURCHASE PLAN BY
6,000,000 SHARES.
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARY C. BECKERLE FOR FOR Management
2 ELECTION OF DIRECTOR: D. SCOTT DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: IAN E. L. DAVIS FOR FOR Management
4 ELECTION OF DIRECTOR: ALEX GORSKY FOR FOR Management
5 ELECTION OF DIRECTOR: MARK B. MCCLELLAN FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ FOR FOR Management
8 ELECTION OF DIRECTOR: CHARLES PRINCE FOR FOR Management
9 ELECTION OF DIRECTOR: A. EUGENE FOR FOR Management
WASHINGTON
10 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
WILLIAMS
11 ADVISORY VOTE ON FREQUENCY OF VOTING 1 - Year FOR Management
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
13 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PERFORMANCE GOALS UNDER THE 2012
LONG-TERM INCENTIVE PLAN
14 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
15 SHAREHOLDER PROPOSAL - INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID P. ABNEY FOR FOR Management
2 ELECTION OF DIRECTOR: NATALIE A. BLACK FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
DANIELS
4 ELECTION OF DIRECTOR: BRIAN DUPERREAULT FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
JOERRES
6 ELECTION OF DIRECTOR: ALEX A. FOR FOR Management
MOLINAROLI
7 ELECTION OF DIRECTOR: GEORGE R. OLIVER FOR FOR Management
8 ELECTION OF DIRECTOR: JUAN PABLO DEL FOR FOR Management
VALLE PEROCHENA
9 ELECTION OF DIRECTOR: JURGEN TINGGREN FOR FOR Management
10 ELECTION OF DIRECTOR: MARK VERGNANO FOR FOR Management
11 ELECTION OF DIRECTOR: R. DAVID YOST FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY.
13 TO AUTHORIZE THE AUDIT COMMITTEE OF FOR FOR Management
THE BOARD OF DIRECTORS TO SET THE
AUDITORS' REMUNERATION.
14 TO AUTHORIZE THE COMPANY AND/OR ANY FOR FOR Management
SUBSIDIARY OF THE COMPANY TO MAKE
MARKET PURCHASES OF COMPANY SHARES.
15 TO DETERMINE THE PRICE RANGE AT WHICH FOR FOR Management
THE COMPANY CAN RE-ALLOT SHARES THAT
IT HOLDS AS TREASURY SHARES (SPECIAL
RESOLUTION).
16 TO APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
17 TO APPROVE, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE NON-BINDING
ADVISORY VOTE ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
18 TO APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE JOHNSON
CONTROLS INTERNATIONAL PLC 2012 SHARE
AND INCENTIVE PLAN.
19 TO APPROVE THE DIRECTORS' AUTHORITY TO FOR FOR Management
ALLOT SHARES UP TO APPROXIMATELY 33%
OF ISSUED SHARE CAPITAL.
20 TO APPROVE THE WAIVER OF STATUTORY FOR FOR Management
PRE-EMPTION RIGHTS WITH RESPECT TO UP
TO 5% OF ISSUED SHARE CAPITAL (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JANUARY
24, 2016, AS AMENDED, BY AND AMONG
JOHNSON CONTROLS, INC., TYCO
INTERNATIONAL PLC AND CERTAIN OTHER
PARTIES NAMED THEREIN, INCLUDING
JAGARA MERGER SUB LLC (THE "MERGER
PROPOSAL")
2 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE JOHNSON CONTROLS SPECIAL MEETING
TO ANOTHER DATE AND PLACE IF NECESSARY
OR APPROPRIATE TO SOLICIT ADDITIONAL
VOTES IN FAVOR OF THE MERGER PROPOSAL
(THE "ADJOURNMENT PROPOSAL")
3 PROPOSAL TO APPROVE, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO JOHNSON
CONTROLS' NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES
TO THE MERGER (THE "ADVISORY
COMPENSATION PROPOSAL")
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: OCT 19, 2016 Meeting Type: Special
Record Date: SEP 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JULY 21,
2016 (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), BY
AND AMONG JOY GLOBAL INC. ("JOY
GLOBAL"), KOMATSU AMERICA CORP.
("KOMATSU AMERICA"), PINE SOLUTIONS
INC.,
2 A PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO JOY GLOBAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 A PROPOSAL TO APPROVE THE ADJOURNMENT FOR FOR Management
OF THE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT
OR
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA B. BAMMANN FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES A. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: CRANDALL C. FOR FOR Management
BOWLES
4 ELECTION OF DIRECTOR: STEPHEN B. BURKE FOR FOR Management
5 ELECTION OF DIRECTOR: TODD A. COMBS FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES S. CROWN FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES DIMON FOR FOR Management
8 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
9 ELECTION OF DIRECTOR: LABAN P. FOR FOR Management
JACKSON, JR.
10 ELECTION OF DIRECTOR: MICHAEL A. NEAL FOR FOR Management
11 ELECTION OF DIRECTOR: LEE R. RAYMOND FOR FOR Management
12 ELECTION OF DIRECTOR: WILLIAM C. WELDON FOR FOR Management
13 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
14 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
15 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
16 INDEPENDENT BOARD CHAIRMAN AGAINST FOR Shareholder
17 VESTING FOR GOVERNMENT SERVICE AGAINST AGAINST Shareholder
18 CLAWBACK AMENDMENT AGAINST AGAINST Shareholder
19 GENDER PAY EQUITY AGAINST AGAINST Shareholder
20 HOW VOTES ARE COUNTED AGAINST AGAINST Shareholder
21 SPECIAL SHAREOWNER MEETINGS AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT M. FOR FOR Management
CALDERONI
2 ELECTION OF DIRECTOR: GARY DAICHENDT FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN DENUCCIO FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES DOLCE FOR FOR Management
5 ELECTION OF DIRECTOR: MERCEDES JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT KRIENS FOR FOR Management
7 ELECTION OF DIRECTOR: RAHUL MERCHANT FOR FOR Management
8 ELECTION OF DIRECTOR: RAMI RAHIM FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
STENSRUD
10 RATIFICATION OF ERNST & YOUNG LLP, AN FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS.
11 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE JUNIPER NETWORKS, INC. 2015
EQUITY INCENTIVE PLAN.
12 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE JUNIPER NETWORKS, INC. 2008
EMPLOYEE STOCK PURCHASE PLAN.
13 APPROVE A CERTIFICATE OF AMENDMENT TO FOR FOR Management
THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
14 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
15 APPROVE ON AN ADVISORY BASIS THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
16 STOCKHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED AT THE MEETING, TO ANNUALLY
DISCLOSE EEO-1 DATA.
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
KELLOGG'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
4 APPROVAL OF THE KELLOGG COMPANY 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
6 SHAREOWNER PROPOSAL, IF PROPERLY AGAINST FOR Shareholder
PRESENTED AT THE MEETING, TO AMEND
PROXY ACCESS.
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AUSTIN A. ADAMS FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE D. FOR FOR Management
BROUSSARD
3 ELECTION OF DIRECTOR: CHARLES P. COOLEY FOR FOR Management
4 ELECTION OF DIRECTOR: GARY M. CROSBY FOR FOR Management
5 ELECTION OF DIRECTOR: ALEXANDER M. FOR FOR Management
CUTLER
6 ELECTION OF DIRECTOR: H. JAMES DALLAS FOR FOR Management
7 ELECTION OF DIRECTOR: ELIZABETH R. GILE FOR FOR Management
8 ELECTION OF DIRECTOR: RUTH ANN M. FOR FOR Management
GILLIS
9 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
GISEL, JR.
10 ELECTION OF DIRECTOR: CARLTON L. FOR FOR Management
HIGHSMITH
11 ELECTION OF DIRECTOR: RICHARD J. HIPPLE FOR FOR Management
12 ELECTION OF DIRECTOR: KRISTEN L. MANOS FOR FOR Management
13 ELECTION OF DIRECTOR: BETH E. MOONEY FOR FOR Management
14 ELECTION OF DIRECTOR: DEMOS PARNEROS FOR FOR Management
15 ELECTION OF DIRECTOR: BARBARA R. SNYDER FOR FOR Management
16 ELECTION OF DIRECTOR: DAVID K. WILSON FOR FOR Management
17 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITOR.
18 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
19 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
SHAREHOLDER VOTE ON EXECUTIVE
COMPENSATION.
20 SHAREHOLDER PROPOSAL SEEKING AN AGAINST AGAINST Shareholder
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 16, 2017 Meeting Type: Annual
Record Date: JAN 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL N. CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD HAMADA FOR FOR Management
3 TO RATIFY THE AUDIT AND FINANCE FOR FOR Management
COMMITTEE'S APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
KEYSIGHT'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF KEYSIGHT'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR
2016.
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN F. BERGSTROM FOR FOR Management
2 ELECTION OF DIRECTOR: ABELARDO E. BRU FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT W. DECHERD FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS J. FALK FOR FOR Management
5 ELECTION OF DIRECTOR: FABIAN T. GARCIA FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL D. HSU FOR FOR Management
7 ELECTION OF DIRECTOR: MAE C. JEMISON, FOR FOR Management
M.D.
8 ELECTION OF DIRECTOR: JAMES M. JENNESS FOR FOR Management
9 ELECTION OF DIRECTOR: NANCY J. KARCH FOR FOR Management
10 ELECTION OF DIRECTOR: CHRISTA S. FOR FOR Management
QUARLES
11 ELECTION OF DIRECTOR: IAN C. READ FOR FOR Management
12 ELECTION OF DIRECTOR: MARC J. SHAPIRO FOR FOR Management
13 ELECTION OF DIRECTOR: MICHAEL D. WHITE FOR FOR Management
14 RATIFICATION OF AUDITORS FOR FOR Management
15 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD D. KINDER FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN J. KEAN FOR FOR Management
3 ELECTION OF DIRECTOR: KIMBERLY A. DANG FOR FOR Management
4 ELECTION OF DIRECTOR: TED A. GARDNER FOR FOR Management
5 ELECTION OF DIRECTOR: ANTHONY W. HALL, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: GARY L. HULTQUIST FOR FOR Management
7 ELECTION OF DIRECTOR: RONALD L. KUEHN, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: DEBORAH A. FOR FOR Management
MACDONALD
9 ELECTION OF DIRECTOR: MICHAEL C. MORGAN FOR FOR Management
10 ELECTION OF DIRECTOR: ARTHUR C. FOR FOR Management
REICHSTETTER
11 ELECTION OF DIRECTOR: FAYEZ SAROFIM FOR FOR Management
12 ELECTION OF DIRECTOR: C. PARK SHAPER FOR FOR Management
13 ELECTION OF DIRECTOR: WILLIAM A. SMITH FOR FOR Management
14 ELECTION OF DIRECTOR: JOEL V. STAFF FOR FOR Management
15 ELECTION OF DIRECTOR: ROBERT F. VAGT FOR FOR Management
16 ELECTION OF DIRECTOR: PERRY M. WAUGHTAL FOR FOR Management
17 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
18 STOCKHOLDER PROPOSAL RELATING TO A AGAINST FOR Shareholder
PROXY ACCESS BYLAW
19 STOCKHOLDER PROPOSAL RELATING TO A AGAINST FOR Shareholder
REPORT ON METHANE EMISSIONS
20 STOCKHOLDER PROPOSAL RELATING TO AN AGAINST FOR Shareholder
ANNUAL SUSTAINABILITY REPORT
21 STOCKHOLDER PROPOSAL RELATING TO AN AGAINST AGAINST Shareholder
ASSESSMENT OF THE MEDIUM- AND
LONG-TERM PORTFOLIO IMPACTS OF
TECHNOLOGICAL ADVANCES AND GLOBAL
CLIMATE CHANGE POLICIES
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOEL ACKERMAN FOR FOR Management
2 ELECTION OF DIRECTOR: JONATHAN D. BLUM FOR FOR Management
3 ELECTION OF DIRECTOR: BENJAMIN A. FOR FOR Management
BREIER
4 ELECTION OF DIRECTOR: PAUL J. DIAZ FOR FOR Management
5 ELECTION OF DIRECTOR: HEYWARD R. FOR FOR Management
DONIGAN
6 ELECTION OF DIRECTOR: RICHARD GOODMAN FOR FOR Management
7 ELECTION OF DIRECTOR: CHRISTOPHER T. FOR FOR Management
HJELM
8 ELECTION OF DIRECTOR: FREDERICK J. FOR FOR Management
KLEISNER
9 ELECTION OF DIRECTOR: SHARAD FOR FOR Management
MANSUKANI, M.D.
10 ELECTION OF DIRECTOR: LYNN SIMON, M.D. FOR FOR Management
11 ELECTION OF DIRECTOR: PHYLLIS R. YALE FOR FOR Management
12 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
13 PROPOSAL TO APPROVE THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
14 PROPOSAL TO APPROVE THE KINDRED FOR FOR Management
HEALTHCARE, INC. STOCK INCENTIVE PLAN,
AMENDED AND RESTATED.
15 PROPOSAL TO APPROVE THE KINDRED FOR FOR Management
HEALTHCARE, INC. EQUITY PLAN FOR
NON-EMPLOYEE DIRECTORS, AMENDED AND
RESTATED.
16 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD J. ALARIO FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID W. FOR FOR Management
GRZEBINSKI
3 ELECTION OF DIRECTOR: RICHARD R. FOR FOR Management
STEWART
4 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS KIRBY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
5 ADVISORY VOTE ON THE APPROVAL OF THE FOR FOR Management
COMPENSATION OF KIRBY'S NAMED
EXECUTIVE OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 02, 2016 Meeting Type: Annual
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD W. FOR FOR Management
BARNHOLT
2 ELECTION OF DIRECTOR: ROBERT M. FOR FOR Management
CALDERONI
3 ELECTION OF DIRECTOR: JOHN T. DICKSON FOR FOR Management
4 ELECTION OF DIRECTOR: EMIKO HIGASHI FOR FOR Management
5 ELECTION OF DIRECTOR: KEVIN J. KENNEDY FOR FOR Management
6 ELECTION OF DIRECTOR: GARY B. MOORE FOR FOR Management
7 ELECTION OF DIRECTOR: KIRAN M. PATEL FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT A. RANGO FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
WALLACE
10 ELECTION OF DIRECTOR: DAVID C. WANG FOR FOR Management
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2017.
12 APPROVAL ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
KLX INC.
Ticker: KLXI Security ID: 482539103
Meeting Date: AUG 25, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2016 FISCAL
YEAR.
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER BONEPARTH FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN A. BURD FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN MANSELL FOR FOR Management
4 ELECTION OF DIRECTOR: JONAS PRISING FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE FOR FOR Management
6 ELECTION OF DIRECTOR: ADRIANNE SHAPIRA FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK V. SICA FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
STREETER
9 ELECTION OF DIRECTOR: NINA G. VACA FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHEN E. WATSON FOR FOR Management
11 RATIFY APPOINTMENT OF ERNST & YOUNG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 ADVISORY VOTE ON APPROVAL OF NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
14 APPROVE THE KOHL'S CORPORATION 2017 FOR FOR Management
LONG-TERM COMPENSATION PLAN.
15 SHAREHOLDER PROPOSAL: INDEPENDENT AGAINST AGAINST Shareholder
CHAIR.
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION
8 STOCKHOLDER PROPOSAL TO CHANGE CERTAIN AGAINST AGAINST Shareholder
VOTING REQUIREMENTS
1 ELECTION OF DIRECTOR: DONNA A. JAMES FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY H. MIRO FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS FOR FOR Management
4 ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN FOR FOR Management
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
--------------------------------------------------------------------------------
L3 TECHNOLOGIES, INC.
Ticker: LLL Security ID: 502413107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLAUDE R. FOR FOR Management
CANIZARES
2 ELECTION OF DIRECTOR: THOMAS A. FOR FOR Management
CORCORAN
3 ELECTION OF DIRECTOR: ANN E. DUNWOODY FOR FOR Management
4 ELECTION OF DIRECTOR: LEWIS KRAMER FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT B. MILLARD FOR FOR Management
6 ELECTION OF DIRECTOR: LLOYD W. NEWTON FOR FOR Management
7 ELECTION OF DIRECTOR: VINCENT PAGANO, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: H. HUGH SHELTON FOR FOR Management
9 ELECTION OF DIRECTOR: ARTHUR L. SIMON FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL T. FOR FOR Management
STRIANESE
11 RATIFY THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION TO ELIMINATE ALL
PROVISIONS THAT REQUIRE MORE THAN A
SIMPLE MAJORITY VOTE.
13 APPROVE THE L3 TECHNOLOGIES INC. FOR FOR Management
AMENDED AND RESTATED 2012 CASH
INCENTIVE PLAN.
14 APPROVE, IN A NON-BINDING, ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
15 DETERMINE, IN A NON-BINDING, ADVISORY 1 - Year FOR Management
VOTE, WHETHER A SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3 AN ADVISORY (NON-BINDING) VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS
4 AN ADVISORY (NON-BINDING) VOTE ON HOW 1 - Year FOR Management
FREQUENTLY STOCKHOLDERS SHOULD VOTE TO
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RE-APPROVAL OF THE LEGG MASON, INC. FOR FOR Management
1996 EQUITY INCENTIVE PLAN.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF LEGG MASON'S NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS LEGG
MASON'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: AUG 08, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO ISSUE SHARES OF LEIDOS FOR FOR Management
COMMON STOCK TO LOCKHEED MARTIN
STOCKHOLDERS UNDER THE MERGER
AGREEMENT.
2 ELECTION OF DIRECTOR: DAVID G. FUBINI FOR FOR Management
3 ELECTION OF DIRECTOR: MIRIAM E. JOHN FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN P. JUMPER FOR FOR Management
5 ELECTION OF DIRECTOR: HARRY M.J. FOR FOR Management
KRAEMER, JR.
6 ELECTION OF DIRECTOR: ROGER A. KRONE FOR FOR Management
7 ELECTION OF DIRECTOR: GARY S. MAY FOR FOR Management
8 ELECTION OF DIRECTOR: LAWRENCE C. FOR FOR Management
NUSSDORF
9 ELECTION OF DIRECTOR: ROBERT S. SHAPARD FOR FOR Management
10 ELECTION OF DIRECTOR: NOEL B. WILLIAMS FOR FOR Management
11 APPROVE, BY AN ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
12 APPROVE, BY AN ADVISORY VOTE, FOR FOR Management
TRANSACTION-RELATED EXECUTIVE
COMPENSATION.
13 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2016.
14 PROPOSAL TO ADJOURN THE ANNUAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY R. FOR FOR Management
DAHLBERG
2 ELECTION OF DIRECTOR: DAVID G. FUBINI FOR FOR Management
3 ELECTION OF DIRECTOR: MIRIAM E. JOHN FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN P. JUMPER FOR FOR Management
5 ELECTION OF DIRECTOR: HARRY M.J. FOR FOR Management
KRAEMER, JR.
6 ELECTION OF DIRECTOR: ROGER A. KRONE FOR FOR Management
7 ELECTION OF DIRECTOR: GARY S. MAY FOR FOR Management
8 ELECTION OF DIRECTOR: SURYA N. FOR FOR Management
MOHAPATRA
9 ELECTION OF DIRECTOR: LAWRENCE C. FOR FOR Management
NUSSDORF
10 ELECTION OF DIRECTOR: ROBERT S. SHAPARD FOR FOR Management
11 ELECTION OF DIRECTOR: SUSAN M. FOR FOR Management
STALNECKER
12 ELECTION OF DIRECTOR: NOEL B. WILLIAMS FOR FOR Management
13 APPROVE, BY AN ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
14 APPROVE, BY AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
15 APPROVE OUR AMENDED AND RESTATED 2006 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
16 APPROVE OUR 2017 OMNIBUS INCENTIVE FOR FOR Management
PLAN.
17 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 29, 2017.
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA L. ADAMANY FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT D. BEYER FOR FOR Management
3 ELECTION OF DIRECTOR: FRANCISCO L. FOR FOR Management
BORGES
4 ELECTION OF DIRECTOR: W. PATRICK FOR FOR Management
CAMPBELL
5 ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN FOR FOR Management
6 ELECTION OF DIRECTOR: RICHARD B. FOR FOR Management
HANDLER
7 ELECTION OF DIRECTOR: ROBERT E. JOYAL FOR FOR Management
8 ELECTION OF DIRECTOR: JEFFREY C. KEIL FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL T. O'KANE FOR FOR Management
10 ELECTION OF DIRECTOR: STUART H. REESE FOR FOR Management
11 ELECTION OF DIRECTOR: JOSEPH S. FOR FOR Management
STEINBERG
12 APPROVE NAMED EXECUTIVE OFFICER FOR FOR Management
COMPENSATION ON AN ADVISORY BASIS.
13 VOTE ON THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON THE APPROVAL OF
EXECUTIVE COMPENSATION.
14 RATIFY DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: JUL 22, 2016 Meeting Type: Special
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE PROPOSAL TO ADOPT THE AGREEMENT FOR FOR Management
AND PLAN OF MERGER (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), DATED AS OF APRIL 19,
2016, BY AND AMONG LEXMARK
INTERNATIONAL, INC. (THE "COMPANY"),
NINESTAR HOLDINGS COMPANY LIMITED,
NINESTAR GROU
2 THE PROPOSAL TO APPROVE, ON AN FOR FOR Management
ADVISORY (NON-BINDING) BASIS,
SPECIFIED COMPENSATION THAT MAY BECOME
PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 THE PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3 A PROPOSAL TO ADOPT THE LIBERTY FOR FOR Management
INTERACTIVE CORPORATION 2016 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: NOV 01, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO APPROVE THE REDEMPTION FOR FOR Management
BY LIBERTY INTERACTIVE CORPORATION OF
A PORTION OF THE OUTSTANDING SHARES OF
LIBERTY VENTURES COMMON STOCK FOR ALL
OF THE OUTSTANDING SHARES OF LIBERTY
EXPEDIA HOLDINGS, INC., WHICH WOULD
HOLD LIBERTY INTERACTIVE CORPO
2 A PROPOSAL TO AUTHORIZE THE FOR FOR Management
ADJOURNMENT OF THE SPECIAL MEETING BY
LIBERTY INTERACTIVE CORPORATION TO
PERMIT FURTHER SOLICITATION OF
PROXIES, IF NECESSARY OR APPROPRIATE,
IF SUFFICIENT VOTES ARE NOT
REPRESENTED AT THE SPECIAL MEETING TO
APPROVE THE OTHER P
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31,2017
3 THE SAY-ON-PAY PROPOSAL, TO APPROVE, FOR FOR Management
ON AN ADVISORY BASIS, THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 THE SAY-ON-FREQUENCY PROPOSAL, TO 3- Years FOR Management
APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY AT WHICH STOCKHOLDERS ARE
PROVIDED AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
LIFEPOINT HEALTH, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
CARPENTER III
2 ELECTION OF DIRECTOR: RICHARD H. EVANS FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL P. HALEY FOR FOR Management
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS PRESENTED IN THE
PROXY STATEMENT.
6 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
7 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2013
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DEIRDRE P. FOR FOR Management
CONNELLY
2 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
CUNNINGHAM
3 ELECTION OF DIRECTOR: DENNIS R. GLASS FOR FOR Management
4 ELECTION OF DIRECTOR: GEORGE W. FOR FOR Management
HENDERSON, III
5 ELECTION OF DIRECTOR: ERIC G. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: GARY C. KELLY FOR FOR Management
7 ELECTION OF DIRECTOR: M. LEANNE LACHMAN FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL F. MEE FOR FOR Management
9 ELECTION OF DIRECTOR: PATRICK S. FOR FOR Management
PITTARD
10 ELECTION OF DIRECTOR: ISAIAH TIDWELL FOR FOR Management
11 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
12 THE APPROVAL OF AN ADVISORY RESOLUTION FOR FOR Management
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
13 RESPOND TO AN ADVISORY PROPOSAL 1 - Year FOR Management
REGARDING THE FREQUENCY (EVERY ONE,
TWO OR THREE YEARS) OF FUTURE ADVISORY
RESOLUTIONS ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
14 THE APPROVAL OF AMENDMENTS TO OUR FOR FOR Management
RESTATED ARTICLES OF INCORPORATION TO
REMOVE THE SUPERMAJORITY VOTE
STANDARDS APPLICABLE TO CERTAIN
PROVISIONS: THE VOTING RIGHTS OF
PREFERRED STOCK, PROHIBITIONS
REGARDING SHARES OF STOCK IN OUR
SUBSIDIARY AND FUTURE AME
15 THE APPROVAL OF AMENDMENTS TO OUR FOR FOR Management
RESTATED ARTICLES OF INCORPORATION TO
REMOVE THE SUPERMAJORITY VOTE
STANDARDS APPLICABLE TO CERTAIN
PROVISIONS: THE REMOVAL OF DIRECTORS.
16 THE APPROVAL OF AMENDMENTS TO OUR FOR FOR Management
RESTATED ARTICLES OF INCORPORATION TO
REMOVE THE SUPERMAJORITY VOTE
STANDARDS APPLICABLE TO CERTAIN
PROVISIONS: CERTAIN BUSINESS
COMBINATIONS.
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL F. AKERSON FOR FOR Management
2 ELECTION OF DIRECTOR: NOLAN D. FOR FOR Management
ARCHIBALD
3 ELECTION OF DIRECTOR: ROSALIND G. FOR FOR Management
BREWER
4 ELECTION OF DIRECTOR: DAVID B. BURRITT FOR FOR Management
5 ELECTION OF DIRECTOR: BRUCE A. CARLSON FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES O. ELLIS, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: THOMAS J. FALK FOR FOR Management
8 ELECTION OF DIRECTOR: ILENE S. GORDON FOR FOR Management
9 ELECTION OF DIRECTOR: MARILLYN A. FOR FOR Management
HEWSON
10 ELECTION OF DIRECTOR: JAMES M. LOY FOR FOR Management
11 ELECTION OF DIRECTOR: JOSEPH W. RALSTON FOR FOR Management
12 ELECTION OF DIRECTOR: ANNE STEVENS FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR
2017
14 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY)
15 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
VOTES ON SAY-ON-PAY
16 STOCKHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE CORPORATION ADOPT THE HOLY LAND
PRINCIPLES
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LAWRENCE S. BACOW FOR FOR Management
2 ELECTION OF DIRECTOR: ANN E. BERMAN FOR FOR Management
3 ELECTION OF DIRECTOR: JOSEPH L. BOWER FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES D. FOR FOR Management
DAVIDSON
5 ELECTION OF DIRECTOR: CHARLES M. DIKER FOR FOR Management
6 ELECTION OF DIRECTOR: JACOB A. FRENKEL FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL J. FRIBOURG FOR FOR Management
8 ELECTION OF DIRECTOR: WALTER L. HARRIS FOR FOR Management
9 ELECTION OF DIRECTOR: PHILIP A. LASKAWY FOR FOR Management
10 ELECTION OF DIRECTOR: KEN MILLER FOR FOR Management
11 ELECTION OF DIRECTOR: ANDREW H. TISCH FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES S. TISCH FOR FOR Management
13 ELECTION OF DIRECTOR: JONATHAN M. TISCH FOR FOR Management
14 ELECTION OF DIRECTOR: ANTHONY WELTERS FOR FOR Management
15 APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION
16 RECOMMEND, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION
17 RATIFY DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
LOWE'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS LOWE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
5 PROPOSAL REGARDING THE FEASIBILITY OF AGAINST AGAINST Shareholder
SETTING RENEWABLE ENERGY SOURCING
TARGETS.
2 ADVISORY VOTE TO APPROVE LOWE'S NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION IN
FISCAL 2016.
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAN H. ARNOLD FOR FOR Management
2 ELECTION OF DIRECTOR: VIET D. DINH FOR FOR Management
3 ELECTION OF DIRECTOR: H. PAULETT FOR FOR Management
EBERHART
4 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
GLAVIN, JR
5 ELECTION OF DIRECTOR: MARCO W. HELLMAN FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES S. PUTNAM FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES S. RIEPE FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
SCHIFTER
10 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
11 APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
12 APPROVE, IN AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
LSC COMMUNICATIONS, INC.
Ticker: LKSD Security ID: 50218P107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS J. FOR FOR Management
QUINLAN III
2 ELECTION OF DIRECTOR: M. SHAN ATKINS FOR FOR Management
3 ELECTION OF DIRECTOR: MARGRET A. BREYA FOR FOR Management
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
6 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2016 PERFORMANCE INCENTIVE PLAN.
7 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT G. GWIN FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUES AIGRAIN FOR FOR Management
3 ELECTION OF DIRECTOR: LINCOLN BENET FOR FOR Management
4 ELECTION OF DIRECTOR: JAGJEET S. BINDRA FOR FOR Management
5 ELECTION OF DIRECTOR: ROBIN BUCHANAN FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN F. COOPER FOR FOR Management
7 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
8 ELECTION OF DIRECTOR: CLAIRE S. FARLEY FOR FOR Management
9 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
10 ELECTION OF DIRECTOR: BRUCE A. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: RUDY VAN DER MEER FOR FOR Management
12 ADOPTION OF DUTCH STATUTORY ANNUAL FOR FOR Management
ACCOUNTS FOR 2016.
13 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE MANAGEMENT BOARD.
14 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE SUPERVISORY BOARD.
15 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH STATUTORY ANNUAL ACCOUNTS.
16 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
17 RATIFICATION AND APPROVAL OF DIVIDENDS FOR FOR Management
IN RESPECT OF THE 2016 FISCAL YEAR.
18 ADVISORY (NON-BINDING) VOTE APPROVING FOR FOR Management
EXECUTIVE COMPENSATION.
19 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF THE SAY-ON-PAY VOTE.
20 APPROVAL OF THE AUTHORITY OF THE FOR FOR Management
MANAGEMENT BOARD TO CONDUCT SHARE
REPURCHASES.
21 RE-APPROVAL OF THE LONG-TERM INCENTIVE FOR FOR Management
PLAN FOR PURPOSES OF SECTION162(M).
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT G. GWIN FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUES AIGRAIN FOR FOR Management
3 ELECTION OF DIRECTOR: LINCOLN BENET FOR FOR Management
4 ELECTION OF DIRECTOR: JAGJEET S. BINDRA FOR FOR Management
5 ELECTION OF DIRECTOR: ROBIN BUCHANAN FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN F. COOPER FOR FOR Management
7 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
8 ELECTION OF DIRECTOR: CLAIRE S. FARLEY FOR FOR Management
9 ELECTION OF DIRECTOR: ISABELLA D. GOREN FOR FOR Management
10 ELECTION OF DIRECTOR: BRUCE A. SMITH FOR FOR Management
11 ELECTION OF DIRECTOR: RUDY VAN DER MEER FOR FOR Management
12 ADOPTION OF DUTCH STATUTORY ANNUAL FOR FOR Management
ACCOUNTS FOR 2016.
13 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE MANAGEMENT BOARD.
14 DISCHARGE FROM LIABILITY OF MEMBERS OF FOR FOR Management
THE SUPERVISORY BOARD.
15 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH STATUTORY ANNUAL ACCOUNTS.
16 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
17 RATIFICATION AND APPROVAL OF DIVIDENDS FOR FOR Management
IN RESPECT OF THE 2016 FISCAL YEAR.
18 ADVISORY (NON-BINDING) VOTE APPROVING FOR FOR Management
EXECUTIVE COMPENSATION.
19 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF THE SAY-ON-PAY VOTE.
20 APPROVAL OF THE AUTHORITY OF THE FOR FOR Management
MANAGEMENT BOARD TO CONDUCT SHARE
REPURCHASES.
21 RE-APPROVAL OF THE LONG-TERM INCENTIVE FOR FOR Management
PLAN FOR PURPOSES OF SECTION162(M).
--------------------------------------------------------------------------------
MACY'S INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANCIS S. BLAKE FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN A. BRYANT FOR FOR Management
3 ELECTION OF DIRECTOR: DEIRDRE P. FOR FOR Management
CONNELLY
4 ELECTION OF DIRECTOR: JEFF GENNETTE FOR FOR Management
5 ELECTION OF DIRECTOR: LESLIE D. HALE FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
LENEHAN
7 ELECTION OF DIRECTOR: SARA LEVINSON FOR FOR Management
8 ELECTION OF DIRECTOR: TERRY J. LUNDGREN FOR FOR Management
9 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL C. VARGA FOR FOR Management
11 ELECTION OF DIRECTOR: MARNA C. FOR FOR Management
WHITTINGTON
12 ELECTION OF DIRECTOR: ANNIE FOR FOR Management
YOUNG-SCRIVNER
13 THE PROPOSED RATIFICATION OF THE AUDIT FOR FOR Management
COMMITTEE'S APPOINTMENT OF KPMG LLP AS
MACY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 3, 2018.
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 ADVISORY VOTE ON FREQUENCY OF THE 1 - Year FOR Management
SHAREHOLDER VOTE ON EXECUTIVE
COMPENSATION.
16 RE-APPROVAL OF THE SENIOR EXECUTIVE FOR FOR Management
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GINA R. BOSWELL FOR FOR Management
2 ELECTION OF DIRECTOR: CARI M. DOMINGUEZ FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM DOWNE FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN F. FERRARO FOR FOR Management
5 ELECTION OF DIRECTOR: PATRICIA FOR FOR Management
HEMINGWAY HALL
6 ELECTION OF DIRECTOR: JULIE M. HOWARD FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERTO MENDOZA FOR FOR Management
8 ELECTION OF DIRECTOR: ULICE PAYNE, JR. FOR FOR Management
9 ELECTION OF DIRECTOR: JONAS PRISING FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL READ FOR FOR Management
11 ELECTION OF DIRECTOR: ELIZABETH P. FOR FOR Management
SARTAIN
12 ELECTION OF DIRECTOR: JOHN R. WALTER FOR FOR Management
13 ELECTION OF DIRECTOR: EDWARD J. ZORE FOR FOR Management
14 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS OUR INDEPENDENT AUDITORS FOR 2017.
15 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
16 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GAURDIE E. FOR FOR Management
BANISTER, JR.
2 ELECTION OF DIRECTOR: GREGORY H. BOYCE FOR FOR Management
3 ELECTION OF DIRECTOR: CHADWICK C. FOR FOR Management
DEATON
4 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
5 ELECTION OF DIRECTOR: PHILIP LADER FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL E. J. FOR FOR Management
PHELPS
7 ELECTION OF DIRECTOR: DENNIS H. REILLEY FOR FOR Management
8 ELECTION OF DIRECTOR: LEE M. TILLMAN FOR FOR Management
9 RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2017.
10 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: STEVEN FOR FOR Management
A. DAVIS
2 ELECTION OF CLASS III DIRECTOR: GARY R. FOR FOR Management
HEMINGER
3 ELECTION OF CLASS III DIRECTOR: J. FOR FOR Management
MICHAEL STICE
4 ELECTION OF CLASS III DIRECTOR: JOHN P. FOR FOR Management
SURMA
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR 2017.
6 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
7 APPROVAL OF 162(M)-RELATED PROVISIONS FOR FOR Management
OF THE AMENDED AND RESTATED MARATHON
PETROLEUM CORPORATION 2012 INCENTIVE
COMPENSATION PLAN.
8 SHAREHOLDER PROPOSAL SEEKING VARIOUS AGAINST AGAINST Shareholder
DISCLOSURES RESPECTING ENVIRONMENTAL
AND HUMAN RIGHTS DUE DILIGENCE.
9 SHAREHOLDER PROPOSAL SEEKING AGAINST AGAINST Shareholder
CLIMATE-RELATED TWO-DEGREE TRANSITION
PLAN.
10 SHAREHOLDER PROPOSAL SEEKING SIMPLE AGAINST FOR Shareholder
MAJORITY VOTE PROVISIONS.
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. DOLAN FOR FOR Management
2 ELECTION OF DIRECTOR: TREVOR A. EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: DR. FRANCES D. FOR FOR Management
FERGUSSON
4 ELECTION OF DIRECTOR: MARGARET H. FOR FOR Management
GEORGIADIS
5 ELECTION OF DIRECTOR: ANN LEWNES FOR FOR Management
6 ELECTION OF DIRECTOR: DOMINIC NG FOR FOR Management
7 ELECTION OF DIRECTOR: VASANT M. PRABHU FOR FOR Management
8 ELECTION OF DIRECTOR: DEAN A. FOR FOR Management
SCARBOROUGH
9 ELECTION OF DIRECTOR: CHRISTOPHER A. FOR FOR Management
SINCLAIR
10 ELECTION OF DIRECTOR: DIRK VAN DE PUT FOR FOR Management
11 ELECTION OF DIRECTOR: KATHY WHITE LOYD FOR FOR Management
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION, AS
DESCRIBED IN THE MATTEL, INC. PROXY
STATEMENT.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
15 APPROVAL OF THE NEW MATTEL INCENTIVE FOR FOR Management
PLAN AND THE MATERIAL TERMS OF ITS
PERFORMANCE GOALS.
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS MAXIM INTEGRATED'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 24, 2017.
3 TO RATIFY AND APPROVE AN AMENDMENT TO FOR FOR Management
MAXIM INTEGRATED'S 2008 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 1,500,000 SHARES.
4 TO RATIFY AND APPROVE AN AMENDMENT TO FOR FOR Management
MAXIM INTEGRATED'S 1996 STOCK
INCENTIVE PLAN TO PROVIDE A MAXIMUM
ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR
COMPENSATION FOR CASH AND EQUITY.
5 TO RATIFY AND APPROVE AN AMENDMENT TO FOR FOR Management
MAXIM INTEGRATED'S BYLAWS TO DESIGNATE
DELAWARE AS THE EXCLUSIVE FORUM FOR
THE ADJUDICATION OF CERTAIN LEGAL
DISPUTES.
6 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD DEAN FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN FOR FOR Management
EASTERBROOK
3 ELECTION OF DIRECTOR: ROBERT ECKERT FOR FOR Management
4 ELECTION OF DIRECTOR: MARGARET FOR FOR Management
GEORGIADIS
5 ELECTION OF DIRECTOR: ENRIQUE FOR FOR Management
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: JEANNE JACKSON FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD LENNY FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN MULLIGAN FOR FOR Management
9 ELECTION OF DIRECTOR: SHEILA PENROSE FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN ROGERS, JR. FOR FOR Management
11 ELECTION OF DIRECTOR: MILES WHITE FOR FOR Management
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
14 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS FOR AWARDS UNDER THE
MCDONALD'S CORPORATION 2012 OMNIBUS
STOCK OWNERSHIP PLAN.
15 ADVISORY VOTE TO APPROVE THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITOR FOR 2017.
16 ADVISORY VOTE ON A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REQUESTING A CHANGE TO THE
VOTE-COUNTING STANDARD FOR SHAREHOLDER
PROPOSALS, IF PROPERLY PRESENTED.
17 ADVISORY VOTE ON A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING THE THRESHOLD TO
CALL SPECIAL SHAREHOLDER MEETINGS, IF
PROPERLY PRESENTED.
18 ADVISORY VOTE ON A SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL TO ISSUE A CLASS OF PREFERRED
STOCK WITH THE RIGHT TO ELECT ITS OWN
DIRECTOR, IF PROPERLY PRESENTED.
19 ADVISORY VOTE ON A SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL REQUESTING THAT THE BOARD
MAKE ALL LAWFUL EFFORTS TO IMPLEMENT
AND/OR INCREASE ACTIVITY ON THE HOLY
LAND PRINCIPLES, IF PROPERLY PRESENTED.
20 ADVISORY VOTE ON A SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL REQUESTING THE BOARD TO
UPDATE THE COMPANY'S POLICY REGARDING
USE OF ANTIBIOTICS BY ITS MEAT
SUPPLIERS, IF PROPERLY PRESENTED.
21 ADVISORY VOTE ON A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REQUESTING A REPORT ASSESSING
THE ENVIRONMENTAL IMPACTS OF
POLYSTYRENE FOAM BEVERAGE CUPS, IF
PROPERLY PRESENTED.
22 ADVISORY VOTE ON A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REQUESTING A REPORT ON
CHARITABLE CONTRIBUTIONS, IF PROPERLY
PRESENTED.
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 27, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDY D. BRYANT FOR FOR Management
2 ELECTION OF DIRECTOR: WAYNE A. BUDD FOR FOR Management
3 ELECTION OF DIRECTOR: N. ANTHONY FOR FOR Management
COLES, M.D.
4 ELECTION OF DIRECTOR: JOHN H. FOR FOR Management
HAMMERGREN
5 ELECTION OF DIRECTOR: M. CHRISTINE FOR FOR Management
JACOBS
6 ELECTION OF DIRECTOR: DONALD R. KNAUSS FOR FOR Management
7 ELECTION OF DIRECTOR: MARIE L. KNOWLES FOR FOR Management
8 ELECTION OF DIRECTOR: EDWARD A. MUELLER FOR FOR Management
9 ELECTION OF DIRECTOR: SUSAN R. SALKA FOR FOR Management
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
11 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
12 SHAREHOLDER PROPOSAL ON ACCELERATED AGAINST FOR Shareholder
VESTING OF EQUITY AWARDS.
13 SHAREHOLDER PROPOSAL ON DISCLOSURE OF AGAINST FOR Shareholder
POLITICAL CONTRIBUTIONS AND
EXPENDITURES.
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS EVERIST FOR FOR Management
2 ELECTION OF DIRECTOR: KAREN B. FAGG FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID L. GOODIN FOR FOR Management
4 ELECTION OF DIRECTOR: MARK A. FOR FOR Management
HELLERSTEIN
5 ELECTION OF DIRECTOR: A. BART HOLADAY FOR FOR Management
6 ELECTION OF DIRECTOR: DENNIS W. JOHNSON FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
MCCRACKEN
8 ELECTION OF DIRECTOR: PATRICIA L. MOSS FOR FOR Management
9 ELECTION OF DIRECTOR: HARRY J. PEARCE FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN K. WILSON FOR FOR Management
11 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF THE VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
14 ADVISORY VOTE TO APPROVE AN AMENDMENT FOR FOR Management
TO THE COMPANY'S BYLAWS TO ADOPT AN
EXCLUSIVE FORUM FOR INTERNAL CORPORATE
CLAIMS.
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LESLIE A. BRUN FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS R. CECH FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA J. CRAIG FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH C. FOR FOR Management
FRAZIER
5 ELECTION OF DIRECTOR: THOMAS H. GLOCER FOR FOR Management
6 ELECTION OF DIRECTOR: ROCHELLE B. FOR FOR Management
LAZARUS
7 ELECTION OF DIRECTOR: JOHN H. FOR FOR Management
NOSEWORTHY
8 ELECTION OF DIRECTOR: CARLOS E. FOR FOR Management
REPRESAS
9 ELECTION OF DIRECTOR: PAUL B. ROTHMAN FOR FOR Management
10 ELECTION OF DIRECTOR: PATRICIA F. RUSSO FOR FOR Management
11 ELECTION OF DIRECTOR: CRAIG B. THOMPSON FOR FOR Management
12 ELECTION OF DIRECTOR: WENDELL P. WEEKS FOR FOR Management
13 ELECTION OF DIRECTOR: PETER C. WENDELL FOR FOR Management
14 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
15 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
16 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
17 SHAREHOLDER PROPOSAL REQUESTING AN AGAINST FOR Shareholder
INDEPENDENT BOARD CHAIRMAN.
18 SHAREHOLDER PROPOSAL REQUESTING AGAINST AGAINST Shareholder
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
19 SHAREHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Shareholder
REPORT ON CONDUCTING BUSINESS IN
CONFLICT-AFFECTED AREAS.
20 SHAREHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Shareholder
REPORT ON BOARD OVERSIGHT OF PRODUCT
SAFETY AND QUALITY.
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 ELECTION OF DIRECTOR: DENISE M. FOR FOR Management
MORRISON
12 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2017
13 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
15 SHAREHOLDER PROPOSAL TO REDUCE THE AGAINST FOR Shareholder
OWNERSHIP REQUIRED FOR SHAREHOLDERS TO
CALL A SPECIAL MEETING
1 ELECTION OF DIRECTOR: CHERYL W. GRISE FOR FOR Management
2 ELECTION OF DIRECTOR: CARLOS M. FOR FOR Management
GUTIERREZ
3 ELECTION OF DIRECTOR: DAVID L. HERZOG FOR FOR Management
4 ELECTION OF DIRECTOR: R. GLENN FOR FOR Management
HUBBARD, PH.D.
5 ELECTION OF DIRECTOR: STEVEN A. FOR FOR Management
KANDARIAN
6 ELECTION OF DIRECTOR: ALFRED F. KELLY, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: EDWARD J. KELLY, FOR FOR Management
III
8 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
KENNARD
9 ELECTION OF DIRECTOR: JAMES M. KILTS FOR FOR Management
10 ELECTION OF DIRECTOR: CATHERINE R. FOR FOR Management
KINNEY
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY WITH WHICH THE COMPANY
CONDUCTS AN ADVISORY VOTE, ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT L. BAILEY FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD M. BEYER FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK J. BYRNE FOR FOR Management
4 ELECTION OF DIRECTOR: D. MARK DURCAN FOR FOR Management
5 ELECTION OF DIRECTOR: MERCEDES JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE N. FOR FOR Management
MONDRY
7 ELECTION OF DIRECTOR: ROBERT E. SWITZ FOR FOR Management
8 TO APPROVE OUR AMENDED AND RESTATED FOR FOR Management
2007 EQUITY INCENTIVE PLAN AND
INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 30,000,000.
10 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2017.
11 TO APPROVE A NON-BINDING RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
9 TO RATIFY THE ADOPTION OF OUR SECTION FOR FOR Management
382 RIGHTS AGREEMENT.
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 30, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM H. GATES FOR FOR Management
III
2 ELECTION OF DIRECTOR: TERI L. FOR FOR Management
LIST-STOLL
3 ELECTION OF DIRECTOR: G. MASON MORFIT FOR FOR Management
4 ELECTION OF DIRECTOR: SATYA NADELLA FOR FOR Management
5 ELECTION OF DIRECTOR: CHARLES H. NOSKI FOR FOR Management
6 ELECTION OF DIRECTOR: HELMUT PANKE FOR FOR Management
7 ELECTION OF DIRECTOR: SANDRA E. FOR FOR Management
PETERSON
8 ELECTION OF DIRECTOR: CHARLES W. SCHARF FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN W. STANTON FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN W. THOMPSON FOR FOR Management
11 ELECTION OF DIRECTOR: PADMASREE WARRIOR FOR FOR Management
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
13 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS OUR INDEPENDENT AUDITOR FOR FISCAL
YEAR 2017
14 APPROVAL OF AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED ARTICLES OF INCORPORATION
15 APPROVAL OF FRENCH SUB PLAN UNDER THE FOR FOR Management
2001 STOCK PLAN
16 SHAREHOLDER PROPOSAL - REQUESTING AGAINST FOR Shareholder
CERTAIN PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEWIS W.K. BOOTH FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES E. BUNCH FOR FOR Management
3 ELECTION OF DIRECTOR: LOIS D. JULIBER FOR FOR Management
4 ELECTION OF DIRECTOR: MARK D. KETCHUM FOR FOR Management
5 ELECTION OF DIRECTOR: JORGE S. MESQUITA FOR FOR Management
6 ELECTION OF DIRECTOR: JOSEPH NEUBAUER FOR FOR Management
7 ELECTION OF DIRECTOR: NELSON PELTZ FOR FOR Management
8 ELECTION OF DIRECTOR: FREDRIC G. FOR FOR Management
REYNOLDS
9 ELECTION OF DIRECTOR: IRENE B. FOR FOR Management
ROSENFELD
10 ELECTION OF DIRECTOR: CHRISTIANA S. SHI FOR FOR Management
11 ELECTION OF DIRECTOR: PATRICK T. FOR FOR Management
SIEWERT
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS FOR FOR Management
13 ELECTION OF DIRECTOR: JEAN-FRANCOIS M. FOR FOR Management
L. VAN BOXMEER
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2017.
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
17 SHAREHOLDER PROPOSAL: REPORT ON AGAINST AGAINST Shareholder
NON-RECYCLABLE PACKAGING.
18 SHAREHOLDER PROPOSAL: CREATE A AGAINST AGAINST Shareholder
COMMITTEE TO PREPARE A REPORT
REGARDING THE IMPACT OF PLANT CLOSURES
ON COMMUNITIES AND ALTERNATIVES.
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF SEPTEMBER 14, 2016
(AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND
AMONG MONSANTO COMPANY (THE
"COMPANY"), BAYER AKTIENGESELLSCHAFT,
A GERMAN STOCK CORPORATION ("BAYER"),
AND
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT
OR IN THE ABSE
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 27, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DWIGHT M. FOR FOR Management
"MITCH" BARNS
2 ELECTION OF DIRECTOR: GREGORY H. BOYCE FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID L. FOR FOR Management
CHICOINE, PH.D.
4 ELECTION OF DIRECTOR: JANICE L. FIELDS FOR FOR Management
5 ELECTION OF DIRECTOR: HUGH GRANT FOR FOR Management
6 ELECTION OF DIRECTOR: ARTHUR H. HARPER FOR FOR Management
7 ELECTION OF DIRECTOR: LAURA K. IPSEN FOR FOR Management
8 ELECTION OF DIRECTOR: MARCOS M. LUTZ FOR FOR Management
9 ELECTION OF DIRECTOR: C. STEVEN FOR FOR Management
MCMILLAN
10 ELECTION OF DIRECTOR: JON R. MOELLER FOR FOR Management
11 ELECTION OF DIRECTOR: GEORGE H. POSTE, FOR FOR Management
PH.D., D.V.M.
12 ELECTION OF DIRECTOR: ROBERT J. STEVENS FOR FOR Management
13 ELECTION OF DIRECTOR: PATRICIA FOR FOR Management
VERDUIN, PH.D.
14 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
15 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
16 ADVISORY (NON-BINDING) VOTE ON 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
17 APPROVAL OF PERFORMANCE GOALS UNDER, FOR FOR Management
AND AN AMENDMENT TO, THE LONG-TERM
INCENTIVE PLAN.
18 SHAREOWNER PROPOSAL: LOBBYING REPORT. AGAINST FOR Shareholder
19 SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. AGAINST FOR Shareholder
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERSKINE B. BOWLES FOR FOR Management
2 ELECTION OF DIRECTOR: ALISTAIR DARLING FOR FOR Management
3 ELECTION OF DIRECTOR: THOMAS H. GLOCER FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES P. GORMAN FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT H. HERZ FOR FOR Management
6 ELECTION OF DIRECTOR: NOBUYUKI HIRANO FOR FOR Management
7 ELECTION OF DIRECTOR: KLAUS KLEINFELD FOR FOR Management
8 ELECTION OF DIRECTOR: JAMI MISCIK FOR FOR Management
9 ELECTION OF DIRECTOR: DENNIS M. NALLY FOR FOR Management
10 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN FOR FOR Management
11 ELECTION OF DIRECTOR: JAMES W. OWENS FOR FOR Management
12 ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI FOR FOR Management
13 ELECTION OF DIRECTOR: PERRY M. TRAQUINA FOR FOR Management
14 ELECTION OF DIRECTOR: RAYFORD WILKINS, FOR FOR Management
JR.
15 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT AUDITOR
16 TO APPROVE THE COMPENSATION OF FOR FOR Management
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT (NON-BINDING ADVISORY VOTE)
17 TO VOTE ON THE FREQUENCY OF HOLDING A 1 - Year FOR Management
NONBINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS
DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
18 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
EQUITY INCENTIVE COMPENSATION PLAN TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES AND TO EXTEND THE TERM
19 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
DIRECTORS' EQUITY CAPITAL ACCUMULATION
PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES
20 SHAREHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
CHANGE IN THE TREATMENT OF ABSTENTIONS
FOR PURPOSES OF VOTE-COUNTING
21 SHAREHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
POLICY TO PROHIBIT VESTING OF DEFERRED
EQUITY AWARDS FOR SENIOR EXECUTIVES
WHO RESIGN TO ENTER GOVERNMENT SERVICE
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY Q. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: KENNETH D. DENMAN FOR FOR Management
3 ELECTION OF DIRECTOR: EGON P. DURBAN FOR FOR Management
4 ELECTION OF DIRECTOR: CLAYTON M. JONES FOR FOR Management
5 ELECTION OF DIRECTOR: JUDY C. LEWENT FOR FOR Management
6 ELECTION OF DIRECTOR: GREGORY K. MONDRE FOR FOR Management
7 ELECTION OF DIRECTOR: ANNE R. FOR FOR Management
PRAMAGGIORE
8 ELECTION OF DIRECTOR: SAMUEL C. SCOTT, FOR FOR Management
III
9 ELECTION OF DIRECTOR: JOSEPH M. TUCCI FOR FOR Management
10 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
11 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE APPROVING THE
COMPANY'S EXECUTIVE COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
13 STOCKHOLDER PROPOSAL RE: LOBBYING AGAINST AGAINST Shareholder
DISCLOSURE.
14 STOCKHOLDER PROPOSAL RE: ETHICAL AGAINST AGAINST Shareholder
RECRUITMENT IN GLOBAL SUPPLY CHAINS.
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: T.J. COLLINS FOR FOR Management
2 ELECTION OF DIRECTOR: S.A. COSSE FOR FOR Management
3 ELECTION OF DIRECTOR: C.P. DEMING FOR FOR Management
4 ELECTION OF DIRECTOR: L.R. DICKERSON FOR FOR Management
5 ELECTION OF DIRECTOR: R.W. JENKINS FOR FOR Management
6 ELECTION OF DIRECTOR: E.W. KELLER FOR FOR Management
7 ELECTION OF DIRECTOR: J.V. KELLEY FOR FOR Management
8 ELECTION OF DIRECTOR: W. MIROSH FOR FOR Management
9 ELECTION OF DIRECTOR: R.M. MURPHY FOR FOR Management
10 ELECTION OF DIRECTOR: J.W. NOLAN FOR FOR Management
11 ELECTION OF DIRECTOR: N.E. SCHMALE FOR FOR Management
12 ELECTION OF DIRECTOR: L.A. SUGG FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
15 APPROVE THE PROPOSED 2012 LONG-TERM FOR FOR Management
INCENTIVE PLAN PERFORMANCE METRICS.
16 APPROVE THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPOINT FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE INDEPENDENT
AUDITOR'S REMUNERATION.
3 NONBINDING ADVISORY SAY-ON-PAY VOTE FOR FOR Management
REGARDING THE COMPENSATION PAID BY THE
COMPANY TO ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4 NONBINDING ADVISORY VOTE TO RECOMMEND 1 - Year FOR Management
THE FREQUENCY OF SHAREHOLDER ADVISORY
VOTES ON THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 NONBINDING SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING ADOPTING A PROXY ACCESS
BYLAW, IF PROPERLY PRESENTED BY THE
SHAREHOLDER PROPONENTS.
--------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
Ticker: NFG Security ID: 636180101
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE "SAY ON PAY" VOTES
4 REAPPROVAL OF THE 2012 ANNUAL AT RISK FOR FOR Management
COMPENSATION INCENTIVE PLAN
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLAY C. WILLIAMS FOR FOR Management
2 ELECTION OF DIRECTOR: GREG L. ARMSTRONG FOR FOR Management
3 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
4 ELECTION OF DIRECTOR: BEN A. GUILL FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES T. HACKETT FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID D. HARRISON FOR FOR Management
7 ELECTION OF DIRECTOR: ERIC L. MATTSON FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. THOMAS FOR FOR Management
9 RATIFICATION OF INDEPENDENT AUDITORS. FOR FOR Management
10 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
NAMED EXECUTIVE OFFICER COMPENSATION
12 APPROVE STOCKHOLDER PROPOSAL REGARDING FOR FOR Shareholder
PROXY ACCESS
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN K. ADAMS, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ANNA ESCOBEDO FOR FOR Management
CABRAL
3 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
DIEFENDERFER, III
4 ELECTION OF DIRECTOR: DIANE SUITT FOR FOR Management
GILLELAND
5 ELECTION OF DIRECTOR: KATHERINE A. FOR FOR Management
LEHMAN
6 ELECTION OF DIRECTOR: LINDA A. MILLS FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN F. REMONDI FOR FOR Management
8 ELECTION OF DIRECTOR: JANE J. THOMPSON FOR FOR Management
9 ELECTION OF DIRECTOR: LAURA S. UNGER FOR FOR Management
10 ELECTION OF DIRECTOR: BARRY L. WILLIAMS FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID L. YOWAN FOR FOR Management
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
14 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
NAVIENT CORPORATION 2014 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, EXECUTIVE COMPENSATION
AS MORE PARTICULARLY DESCRIBED IN THE
PROXY MATERIALS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE THE PROPOSAL TO AMEND AND FOR FOR Management
RESTATE THE NCR MANAGEMENT INCENTIVE
PLAN FOR PURPOSES OF INTERNAL REVENUE
CODE SECTION 162(M) AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
MATERIALS.
5 TO APPROVE THE PROPOSAL TO APPROVE THE FOR FOR Management
NCR CORPORATION 2017 STOCK INCENTIVE
PLAN AS MORE PARTICULARLY DESCRIBED IN
THE PROXY MATERIALS.
6 TO RATIFY THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017 AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
MATERIALS.
7 TO REQUEST THE BOARD TO AMEND THE AGAINST FOR Shareholder
COMPANY'S "PROXY ACCESS" BYLAW AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
MATERIALS.
--------------------------------------------------------------------------------
NETAPP, INC
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: T. MICHAEL NEVENS FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFRY R. ALLEN FOR FOR Management
3 ELECTION OF DIRECTOR: ALAN L. EARHART FOR FOR Management
4 ELECTION OF DIRECTOR: GERALD HELD FOR FOR Management
5 ELECTION OF DIRECTOR: KATHRYN M. HILL FOR FOR Management
6 ELECTION OF DIRECTOR: GEORGE KURIAN FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE T. SHAHEEN FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHEN M. SMITH FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT T. WALL FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
WALLACE
11 TO APPROVE AN AMENDMENT TO NETAPP'S FOR FOR Management
AMENDED AND RESTATED 1999 STOCK OPTION
PLAN TO INCREASE THE SHARE RESERVE BY
AN ADDITIONAL 4,300,000 SHARES OF
COMMON STOCK.
12 TO APPROVE AN AMENDMENT TO NETAPP'S FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE SHARE RESERVE BY AN
ADDITIONAL 2,500,000 SHARES OF COMMON
STOCK.
13 TO CONDUCT AN ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
14 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS NETAPP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 28, 2017.
--------------------------------------------------------------------------------
NEUSTAR, INC.
Ticker: NSR Security ID: 64126X201
Meeting Date: MAR 14, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 14, 2016,
AMONG NEUSTAR, AERIAL TOPCO, L.P., A
DELAWARE LIMITED PARTNERSHIP, AND
AERIAL MERGER SUB, INC., A DELAWARE
CORPORATION, AS IT MAY BE AMENDED FROM
TIME TO TIME.
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
NEUSTAR IN CONNECTION WITH THE MERGER.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYCB Security ID: 649445103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOMINICK CIAMPA FOR FOR Management
2 ELECTION OF DIRECTOR: LESLIE D. DUNN FOR FOR Management
3 ELECTION OF DIRECTOR: LAWRENCE ROSANO, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: ROBERT WANN FOR FOR Management
5 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF NEW YORK
COMMUNITY BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
6 REAPPROVAL OF THE PERFORMANCE MEASURES FOR FOR Management
SET FORTH IN THE NEW YORK COMMUNITY
BANCORP, INC. 2012 STOCK INCENTIVE
PLAN, WHICH WAS ORIGINALLY APPROVED BY
THE COMPANY'S SHAREHOLDERS IN 2012.
7 AN ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION FOR OUR EXECUTIVE
OFFICERS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
8 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY WITH WHICH THE ADVISORY VOTE
ON THE EXECUTIVE OFFICERS'
COMPENSATION SHALL OCCUR.
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: G.H. BOYCE FOR FOR Management
2 ELECTION OF DIRECTOR: B.R. BROOK FOR FOR Management
3 ELECTION OF DIRECTOR: J.K. BUCKNOR FOR FOR Management
4 ELECTION OF DIRECTOR: V.A. CALARCO FOR FOR Management
5 ELECTION OF DIRECTOR: J.A. CARRABBA FOR FOR Management
6 ELECTION OF DIRECTOR: N. DOYLE FOR FOR Management
7 ELECTION OF DIRECTOR: G.J. GOLDBERG FOR FOR Management
8 ELECTION OF DIRECTOR: V.M. HAGEN FOR FOR Management
9 ELECTION OF DIRECTOR: J. NELSON FOR FOR Management
10 ELECTION OF DIRECTOR: J.M. QUINTANA FOR FOR Management
11 RATIFY APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
12 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION.
14 STOCKHOLDER PROPOSAL REGARDING HUMAN AGAINST AGAINST Shareholder
RIGHTS RISK ASSESSMENT.
--------------------------------------------------------------------------------
NEWS CORP
Ticker: NWSA Security ID: 65249B109
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 NON-VOTING AGENDA FOR FOR Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHERRY S. BARRAT FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES L. CAMAREN FOR FOR Management
3 ELECTION OF DIRECTOR: KENNETH B. DUNN FOR FOR Management
4 ELECTION OF DIRECTOR: NAREN K. FOR FOR Management
GURSAHANEY
5 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN FOR FOR Management
6 ELECTION OF DIRECTOR: TONI JENNINGS FOR FOR Management
7 ELECTION OF DIRECTOR: AMY B. LANE FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES L. ROBO FOR FOR Management
9 ELECTION OF DIRECTOR: RUDY E. SCHUPP FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN L. SKOLDS FOR FOR Management
11 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
SWANSON
12 ELECTION OF DIRECTOR: HANSEL E. FOR FOR Management
TOOKES, II
13 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
14 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF NEXTERA ENERGY'S COMPENSATION
OF ITS NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
15 NON-BINDING ADVISORY VOTE ON WHETHER 1 - Year FOR Management
NEXTERA ENERGY SHOULD HOLD A
NON-BINDING SHAREHOLDER ADVISORY VOTE
TO APPROVE NEXTERA ENERGY'S
COMPENSATION TO ITS NAMED EXECUTIVE
OFFICERS EVERY 1, 2 OR 3 YEARS
16 APPROVAL OF THE NEXTERA ENERGY, INC. FOR FOR Management
2017 NON-EMPLOYEE DIRECTORS STOCK PLAN
17 A PROPOSAL BY THE COMPTROLLER OF THE AGAINST AGAINST Shareholder
STATE OF NEW YORK, THOMAS P. DINAPOLI,
ENTITLED "POLITICAL CONTRIBUTIONS
DISCLOSURE" TO REQUEST SEMIANNUAL
REPORTS DISCLOSING POLITICAL
CONTRIBUTION POLICIES AND EXPENDITURES.
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE EXECUTIVE COMPENSATION BY FOR FOR Management
AN ADVISORY VOTE.
3 TO APPROVE AN AMENDMENT TO THE NIKE, FOR FOR Management
INC. EMPLOYEE STOCK PURCHASE PLAN.
4 TO CONSIDER A SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
5 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY L. FOR FOR Management
BERENSON
2 ELECTION OF DIRECTOR: MICHAEL A. CAWLEY FOR FOR Management
3 ELECTION OF DIRECTOR: EDWARD F. COX FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES E. CRADDOCK FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS J. EDELMAN FOR FOR Management
6 ELECTION OF DIRECTOR: KIRBY L. HEDRICK FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID L. STOVER FOR FOR Management
8 ELECTION OF DIRECTOR: SCOTT D. URBAN FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM T. VAN FOR FOR Management
KLEEF
10 ELECTION OF DIRECTOR: MOLLY K. FOR FOR Management
WILLIAMSON
11 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT AUDITOR BY THE COMPANY'S
AUDIT COMMITTEE.
12 TO APPROVE, IN AN ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
13 TO APPROVE, IN AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION.
14 TO APPROVE THE 2017 LONG-TERM FOR FOR Management
INCENTIVE PLAN.
15 TO CONSIDER A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REQUESTING A PUBLISHED ASSESSMENT OF
CLIMATE CHANGE POLICY IMPACTS, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHELLYE L. FOR FOR Management
ARCHAMBEAU
2 ELECTION OF DIRECTOR: STACY FOR FOR Management
BROWN-PHILPOT
3 ELECTION OF DIRECTOR: TANYA L. DOMIER FOR FOR Management
4 ELECTION OF DIRECTOR: BLAKE W. FOR FOR Management
NORDSTROM
5 ELECTION OF DIRECTOR: ERIK B. NORDSTROM FOR FOR Management
6 ELECTION OF DIRECTOR: PETER E. FOR FOR Management
NORDSTROM
7 ELECTION OF DIRECTOR: PHILIP G. SATRE FOR FOR Management
8 ELECTION OF DIRECTOR: BRAD D. SMITH FOR FOR Management
9 ELECTION OF DIRECTOR: GORDON A. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: BRADLEY D. TILDEN FOR FOR Management
11 ELECTION OF DIRECTOR: B. KEVIN TURNER FOR FOR Management
12 ELECTION OF DIRECTOR: ROBERT D. WALTER FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
14 ADVISORY VOTE REGARDING EXECUTIVE FOR FOR Management
COMPENSATION: SAY ON PAY.
15 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
16 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE NORDSTROM, INC.
2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS D. BELL, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ERSKINE B. BOWLES FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT A. BRADWAY FOR FOR Management
4 ELECTION OF DIRECTOR: WESLEY G. BUSH FOR FOR Management
5 ELECTION OF DIRECTOR: DANIEL A. CARP FOR FOR Management
6 ELECTION OF DIRECTOR: MITCHELL E. FOR FOR Management
DANIELS, JR.
7 ELECTION OF DIRECTOR: MARCELA E. FOR FOR Management
DONADIO
8 ELECTION OF DIRECTOR: STEVEN F. LEER FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
LOCKHART
10 ELECTION OF DIRECTOR: AMY E. MILES FOR FOR Management
11 ELECTION OF DIRECTOR: MARTIN H. NESBITT FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES A. SQUIRES FOR FOR Management
13 ELECTION OF DIRECTOR: JOHN R. THOMPSON FOR FOR Management
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS NORFOLK
SOUTHERN'S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2017.
15 APPROVAL OF ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION, AS DISCLOSED
IN THE PROXY STATEMENT FOR THE 2017
ANNUAL MEETING OF SHAREHOLDERS.
16 FREQUENCY OF ADVISORY RESOLUTION ON 1 - Year FOR Management
EXECUTIVE COMPENSATION, EVERY
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WESLEY G. BUSH FOR FOR Management
2 ELECTION OF DIRECTOR: MARIANNE C. BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: VICTOR H. FAZIO FOR FOR Management
4 ELECTION OF DIRECTOR: DONALD E. FOR FOR Management
FELSINGER
5 ELECTION OF DIRECTOR: ANN M. FUDGE FOR FOR Management
6 ELECTION OF DIRECTOR: BRUCE S. GORDON FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
HERNANDEZ
8 ELECTION OF DIRECTOR: MADELEINE A. FOR FOR Management
KLEINER
9 ELECTION OF DIRECTOR: KARL J. KRAPEK FOR FOR Management
10 ELECTION OF DIRECTOR: GARY ROUGHEAD FOR FOR Management
11 ELECTION OF DIRECTOR: THOMAS M. SCHOEWE FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES S. TURLEY FOR FOR Management
13 ELECTION OF DIRECTOR: MARK A. WELSH III FOR FOR Management
14 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
15 PROPOSAL TO VOTE ON THE PREFERRED 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
16 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: E. SPENCER FOR FOR Management
ABRAHAM
2 ELECTION OF DIRECTOR: KIRBYJON H. FOR FOR Management
CALDWELL
3 ELECTION OF DIRECTOR: LAWRENCE S. COBEN FOR FOR Management
4 ELECTION OF DIRECTOR: TERRY G. DALLAS FOR FOR Management
5 ELECTION OF DIRECTOR: MAURICIO FOR FOR Management
GUTIERREZ
6 ELECTION OF DIRECTOR: WILLIAM E. HANTKE FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL W. HOBBY FOR FOR Management
8 ELECTION OF DIRECTOR: ANNE C. FOR FOR Management
SCHAUMBURG
9 ELECTION OF DIRECTOR: EVAN J. FOR FOR Management
SILVERSTEIN
10 ELECTION OF DIRECTOR: BARRY T. FOR FOR Management
SMITHERMAN
11 ELECTION OF DIRECTOR: THOMAS H. FOR FOR Management
WEIDEMEYER
12 ELECTION OF DIRECTOR: C. JOHN WILDER FOR FOR Management
13 ELECTION OF DIRECTOR: WALTER R. YOUNG FOR FOR Management
14 TO ADOPT THE NRG ENERGY, INC. AMENDED FOR FOR Management
AND RESTATED LONG-TERM INCENTIVE PLAN.
15 TO ADOPT THE NRG ENERGY, INC. AMENDED FOR FOR Management
AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN.
16 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
17 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE
NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
18 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
19 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING DISCLOSURE OF POLITICAL
EXPENDITURES, IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NEVIN N. ANDERSEN FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL W. FOR FOR Management
CAMPBELL
3 ELECTION OF DIRECTOR: ANDREW D. LIPMAN FOR FOR Management
4 ELECTION OF DIRECTOR: STEVEN J. LUND FOR FOR Management
5 ELECTION OF DIRECTOR: NEIL H. OFFEN FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS R. PISANO FOR FOR Management
7 ELECTION OF DIRECTOR: ZHEQING (SIMON) FOR FOR Management
SHEN
8 ELECTION OF DIRECTOR: RITCH N. WOOD FOR FOR Management
9 ELECTION OF DIRECTOR: EDWINA D. FOR FOR Management
WOODBURY
10 TO APPROVE, ON AN ADVISORY BASIS, OUR FOR FOR Management
EXECUTIVE COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
OUR EXECUTIVE COMPENSATION.
12 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 30, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AMENDMENT OF THE AMENDED FOR FOR Management
AND RESTATED 2000 STOCK PLAN.
3 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
4 TO APPROVE A NON-BINDING ADVISORY 1 - Year FOR Management
PROPOSAL ON THE FREQUENCY OF HOLDING
FUTURE VOTES REGARDING EXECUTIVE
COMPENSATION.
5 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
6 TO VOTE ON A STOCKHOLDER PROPOSAL WITHHOLD FOR Shareholder
REGARDING PROXY ACCESS IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS NUCOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NUCOR'S NAMED EXECUTIVE OFFICER
COMPENSATION IN 2016
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON NUCOR'S NAMED
EXECUTIVE OFFICER COMPENSATION
5 STOCKHOLDER PROPOSAL REGARDING NUCOR'S AGAINST AGAINST Shareholder
LOBBYING AND CORPORATE SPENDING ON
POLITICAL CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
GREENHOUSE GAS (GHG) EMISSIONS
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT K. BURGESS FOR FOR Management
2 ELECTION OF DIRECTOR: TENCH COXE FOR FOR Management
3 ELECTION OF DIRECTOR: PERSIS S. DRELL FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES C. GAITHER FOR FOR Management
5 ELECTION OF DIRECTOR: JEN-HSUN HUANG FOR FOR Management
6 ELECTION OF DIRECTOR: DAWN HUDSON FOR FOR Management
7 ELECTION OF DIRECTOR: HARVEY C. JONES FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL G. FOR FOR Management
MCCAFFERY
9 ELECTION OF DIRECTOR: WILLIAM J. MILLER FOR FOR Management
10 ELECTION OF DIRECTOR: MARK L. PERRY FOR FOR Management
11 ELECTION OF DIRECTOR: A. BROOKE SEAWELL FOR FOR Management
12 ELECTION OF DIRECTOR: MARK A. STEVENS FOR FOR Management
13 APPROVAL OF OUR EXECUTIVE COMPENSATION. FOR FOR Management
14 APPROVAL OF THE FREQUENCY OF HOLDING A 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION.
15 RATIFICATION OF SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2018.
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID O'REILLY FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES H. FOR FOR Management
O'REILLY, JR.
3 ELECTION OF DIRECTOR: LARRY O'REILLY FOR FOR Management
4 ELECTION OF DIRECTOR: ROSALIE O'REILLY FOR FOR Management
WOOTEN
5 ELECTION OF DIRECTOR: JAY D. BURCHFIELD FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS T. FOR FOR Management
HENDRICKSON
7 ELECTION OF DIRECTOR: PAUL R. LEDERER FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN R. MURPHY FOR FOR Management
9 ELECTION OF DIRECTOR: RONALD RASHKOW FOR FOR Management
10 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SAY ON PAY VOTES.
12 APPROVAL OF THE 2017 INCENTIVE AWARD FOR FOR Management
PLAN.
13 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP, AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
14 SHAREHOLDER PROPOSAL ENTITLED "SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SPENCER ABRAHAM FOR FOR Management
2 ELECTION OF DIRECTOR: HOWARD I. ATKINS FOR FOR Management
3 ELECTION OF DIRECTOR: EUGENE L. FOR FOR Management
BATCHELDER
4 ELECTION OF DIRECTOR: JOHN E. FEICK FOR FOR Management
5 ELECTION OF DIRECTOR: MARGARET M. FORAN FOR FOR Management
6 ELECTION OF DIRECTOR: CARLOS M. FOR FOR Management
GUTIERREZ
7 ELECTION OF DIRECTOR: VICKI HOLLUB FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. KLESSE FOR FOR Management
9 ELECTION OF DIRECTOR: JACK B. MOORE FOR FOR Management
10 ELECTION OF DIRECTOR: AVEDICK B. FOR FOR Management
POLADIAN
11 ELECTION OF DIRECTOR: ELISSE B. WALTER FOR FOR Management
12 ADVISORY VOTE APPROVING EXECUTIVE FOR FOR Management
COMPENSATION
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES APPROVING
EXECUTIVE COMPENSATION
14 RATIFICATION OF SELECTION OF KPMG LLP FOR FOR Management
AS INDEPENDENT AUDITORS
15 CLIMATE CHANGE ASSESSMENT REPORT AGAINST FOR Shareholder
16 LOWER THRESHOLD TO CALL SPECIAL AGAINST FOR Shareholder
SHAREOWNER MEETINGS
17 METHANE EMISSIONS AND FLARING TARGETS AGAINST AGAINST Shareholder
18 POLITICAL CONTRIBUTIONS AND AGAINST AGAINST Shareholder
EXPENDITURES REPORT
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE SECOND AMENDED AND FOR FOR Management
RESTATED 2010 INCENTIVE PLAN.
3 ADVISORY VOTE ON A RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN D. WREN FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE CRAWFORD FOR FOR Management
3 ELECTION OF DIRECTOR: ALAN R. BATKIN FOR FOR Management
4 ELECTION OF DIRECTOR: MARY C. CHOKSI FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT CHARLES FOR FOR Management
CLARK
6 ELECTION OF DIRECTOR: LEONARD S. FOR FOR Management
COLEMAN, JR.
7 ELECTION OF DIRECTOR: SUSAN S. DENISON FOR FOR Management
8 ELECTION OF DIRECTOR: DEBORAH J. FOR FOR Management
KISSIRE
9 ELECTION OF DIRECTOR: JOHN R. MURPHY FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN R. PURCELL FOR FOR Management
11 ELECTION OF DIRECTOR: LINDA JOHNSON FOR FOR Management
RICE
12 ELECTION OF DIRECTOR: VALERIE M. FOR FOR Management
WILLIAMS
13 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER ADVISORY
RESOLUTIONS TO APPROVE EXECUTIVE
COMPENSATION.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN L. DERKSEN FOR FOR Management
2 ELECTION OF DIRECTOR: JULIE H. EDWARDS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN W. GIBSON FOR FOR Management
4 ELECTION OF DIRECTOR: RANDALL J. LARSON FOR FOR Management
5 ELECTION OF DIRECTOR: STEVEN J. MALCOLM FOR FOR Management
6 ELECTION OF DIRECTOR: KEVIN S. MCCARTHY FOR FOR Management
7 ELECTION OF DIRECTOR: JIM W. MOGG FOR FOR Management
8 ELECTION OF DIRECTOR: PATTYE L. MOORE FOR FOR Management
9 ELECTION OF DIRECTOR: GARY D. PARKER FOR FOR Management
10 ELECTION OF DIRECTOR: EDUARDO A. FOR FOR Management
RODRIGUEZ
11 ELECTION OF DIRECTOR: TERRY K. SPENCER FOR FOR Management
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS ONEOK,
INC.'S INDEPENDENT AUDITOR FOR YEAR
ENDING DEC 31 2017.
13 AN ADVISORY VOTE TO APPROVE ONEOK, INC. FOR FOR Management
'S EXECUTIVE COMPENSATION.
14 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING THE ADVISORY SHAREHOLDER VOTE
ON ONEOK'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
COMMON STOCK OF ONEOK, INC. ("ONEOK")
IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 31,
2017, BY AND AMONG ONEOK, NEW HOLDINGS
SUBSIDIARY, LLC, ONEOK PARTNERS, L.P.
2 TO APPROVE AN AMENDMENT OF ONEOK'S FOR FOR Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 600,000,000 TO 1,200,000,000.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
ONEOK SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ABOVE PROPOSALS.
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
4 STOCKHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
LOBBYING REPORT.
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2017.
3 APPROVAL, BY ADVISORY VOTE, OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 APPROVAL OF THE 2017 INCENTIVE STOCK FOR FOR Management
AND AWARDS PLAN.
--------------------------------------------------------------------------------
OUTERWALL INC.
Ticker: OUTR Security ID: 690070107
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR FOR A TERM OF FOR FOR Management
THREE YEARS: NORA M. DENZEL
2 ELECTION OF DIRECTOR FOR A TERM OF FOR FOR Management
THREE YEARS: ERIK E. PRUSCH
3 RESOLUTION TO APPROVE THE 2011 FOR FOR Management
INCENTIVE PLAN, AS AMENDED AND
RESTATED BY THE BOARD OF DIRECTORS.
4 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF OUTERWALL'S NAMED
EXECUTIVE OFFICERS.
5 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS OUTERWALL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CESAR CONDE FOR FOR Management
2 ELECTION OF DIRECTOR: J. BRIAN FERGUSON FOR FOR Management
3 ELECTION OF DIRECTOR: RALPH F. HAKE FOR FOR Management
4 ELECTION OF DIRECTOR: F. PHILIP HANDY FOR FOR Management
5 ELECTION OF DIRECTOR: EDWARD F. FOR FOR Management
LONERGAN
6 ELECTION OF DIRECTOR: MARYANN T. MANNEN FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES J. FOR FOR Management
MCMONAGLE
8 ELECTION OF DIRECTOR: W. HOWARD MORRIS FOR FOR Management
9 ELECTION OF DIRECTOR: SUZANNE P. FOR FOR Management
NIMOCKS
10 ELECTION OF DIRECTOR: MICHAEL H. THAMAN FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN D. WILLIAMS FOR FOR Management
12 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
13 TO APPROVE, ON AN ADVISORY BASIS, 2016 FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
14 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
5 TO APPROVE THE OWENS-ILLINOIS, INC. FOR FOR Management
2017 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: BETH E. FOR FOR Management
FORD
2 ELECTION OF CLASS I DIRECTOR: KIRK S. FOR FOR Management
HACHIGIAN
3 ELECTION OF CLASS I DIRECTOR: RODERICK FOR FOR Management
C. MCGEARY
4 ELECTION OF CLASS I DIRECTOR: MARK A. FOR FOR Management
SCHULZ
5 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
6 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
EXECUTIVE COMPENSATION VOTES
7 STOCKHOLDER PROPOSAL TO ELIMINATE AGAINST FOR Shareholder
SUPERMAJORITY VOTING
8 STOCKHOLDER PROPOSAL TO PROVIDE PROXY AGAINST FOR Shareholder
ACCESS
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEE C. BANKS FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT G. BOHN FOR FOR Management
3 ELECTION OF DIRECTOR: LINDA S. HARTY FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT J. FOR FOR Management
KOHLHEPP
5 ELECTION OF DIRECTOR: KEVIN A. LOBO FOR FOR Management
6 ELECTION OF DIRECTOR: KLAUS-PETER FOR FOR Management
MULLER
7 ELECTION OF DIRECTOR: CANDY M. OBOURN FOR FOR Management
8 ELECTION OF DIRECTOR: JOSEPH SCAMINACE FOR FOR Management
9 ELECTION OF DIRECTOR: WOLFGANG R. FOR FOR Management
SCHMITT
10 ELECTION OF DIRECTOR: AKE SVENSSON FOR FOR Management
11 ELECTION OF DIRECTOR: JAMES R. VERRIER FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES L. FOR FOR Management
WAINSCOTT
13 ELECTION OF DIRECTOR: THOMAS L. FOR FOR Management
WILLIAMS
14 APPROVAL TO AMEND OUR CODE OF FOR FOR Management
REGULATIONS TO ESTABLISH PROCEDURES
FOR ADVANCE NOTICE OF DIRECTOR
NOMINATIONS AND OTHER BUSINESS AT
SHAREHOLDER MEETINGS.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
16 APPROVAL OF, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
17 APPROVAL OF THE PARKER-HANNIFIN FOR FOR Management
CORPORATION 2016 OMNIBUS STOCK
INCENTIVE PLAN.
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 12, 2016 Meeting Type: Annual
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 29, 2017.
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 20, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
PATTERSON-UTI ENERGY, INC. COMMON
STOCK, PAR VALUE $0.01 PER SHARE, TO
STOCKHOLDERS OF SEVENTY SEVEN ENERGY
INC. IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF DECEMBER 12,
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
PATTERSON-UTI ENERGY, INC. SPECIAL
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENT AND RESTATEMENT FOR FOR Management
OF PATTERSON-UTI'S 2014 LONG-TERM
INCENTIVE PLAN.
3 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PATTERSON-UTI FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
4 APPROVAL OF AN ADVISORY RESOLUTION ON FOR FOR Management
PATTERSON-UTI'S COMPENSATION OF ITS
NAMED EXECUTIVE OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 12, 2016 Meeting Type: Annual
Record Date: AUG 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: B. THOMAS FOR FOR Management
GOLISANO
2 ELECTION OF DIRECTOR: JOSEPH G. DOODY FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID J.S. FOR FOR Management
FLASCHEN
4 ELECTION OF DIRECTOR: PHILLIP HORSLEY FOR FOR Management
5 ELECTION OF DIRECTOR: GRANT M. INMAN FOR FOR Management
6 ELECTION OF DIRECTOR: PAMELA A. JOSEPH FOR FOR Management
7 ELECTION OF DIRECTOR: MARTIN MUCCI FOR FOR Management
8 ELECTION OF DIRECTOR: JOSEPH M. TUCCI FOR FOR Management
9 ELECTION OF DIRECTOR: JOSEPH M. VELLI FOR FOR Management
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN P. BARNES FOR FOR Management
2 ELECTION OF DIRECTOR: COLLIN P. BARON FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN T. FOR FOR Management
BOTTOMLEY
4 ELECTION OF DIRECTOR: GEORGE P. CARTER FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
CRUGER, JR.
6 ELECTION OF DIRECTOR: JOHN K. DWIGHT FOR FOR Management
7 ELECTION OF DIRECTOR: JERRY FRANKLIN FOR FOR Management
8 ELECTION OF DIRECTOR: JANET M. HANSEN FOR FOR Management
9 ELECTION OF DIRECTOR: NANCY MCALLISTER FOR FOR Management
10 ELECTION OF DIRECTOR: MARK W. RICHARDS FOR FOR Management
11 ELECTION OF DIRECTOR: KIRK W. WALTERS FOR FOR Management
12 APPROVE THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION RELATING TO THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
13 APPROVE (NON-BINDING) THE FREQUENCY 1 - Year FOR Management
WITH WHICH THE COMPANY IS TO HOLD THE
ADVISORY NON-BINDING VOTE RELATING TO
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
14 APPROVE THE PEOPLE'S UNITED FINANCIAL, FOR FOR Management
INC. SHORT- TERM INCENTIVE PLAN.
15 APPROVE THE AMENDMENTS TO AND FOR FOR Management
RESTATEMENT OF THE PEOPLE'S UNITED
FINANCIAL, INC. 2014 LONG- TERM
INCENTIVE PLAN.
16 APPROVE THE MANAGEMENT PROPOSAL TO FOR FOR Management
AMEND THE COMPANY'S CERTIFICATE OF
INCORPORATION TO CORRESPOND WITH THE
COMPANY'S RECENTLY AMENDED BYLAWS.
17 RATIFY KPMG LLP AS OUR INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHONA L. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGE W. BUCKLEY FOR FOR Management
3 ELECTION OF DIRECTOR: CESAR CONDE FOR FOR Management
4 ELECTION OF DIRECTOR: IAN M. COOK FOR FOR Management
5 ELECTION OF DIRECTOR: DINA DUBLON FOR FOR Management
6 ELECTION OF DIRECTOR: RONA A. FAIRHEAD FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD W. FISHER FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
JOHNSON
9 ELECTION OF DIRECTOR: INDRA K. NOOYI FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID C. PAGE FOR FOR Management
11 ELECTION OF DIRECTOR: ROBERT C. POHLAD FOR FOR Management
12 ELECTION OF DIRECTOR: DANIEL VASELLA FOR FOR Management
13 ELECTION OF DIRECTOR: DARREN WALKER FOR FOR Management
14 ELECTION OF DIRECTOR: ALBERTO WEISSER FOR FOR Management
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
16 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
17 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
SHAREHOLDER ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION.
18 REPORT REGARDING PESTICIDE POLLUTION. AGAINST AGAINST Shareholder
19 IMPLEMENTATION OF HOLY LAND PRINCIPLES. AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS A. FOR FOR Management
AUSIELLO
2 ELECTION OF DIRECTOR: RONALD E. FOR FOR Management
BLAYLOCK
3 ELECTION OF DIRECTOR: W. DON CORNWELL FOR FOR Management
4 ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
ECHEVARRIA
5 ELECTION OF DIRECTOR: FRANCES D. FOR FOR Management
FERGUSSON
6 ELECTION OF DIRECTOR: HELEN H. HOBBS FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES M. KILTS FOR FOR Management
8 ELECTION OF DIRECTOR: SHANTANU NARAYEN FOR FOR Management
9 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
10 ELECTION OF DIRECTOR: IAN C. READ FOR FOR Management
11 ELECTION OF DIRECTOR: STEPHEN W. SANGER FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES C. SMITH FOR FOR Management
13 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
14 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
16 SHAREHOLDER PROPOSAL REGARDING THE AGAINST AGAINST Shareholder
HOLY LAND PRINCIPLES
17 SHAREHOLDER PROPOSAL REGARDING SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS
18 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
INDEPENDENT CHAIR POLICY
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEWIS CHEW FOR FOR Management
2 ELECTION OF DIRECTOR: ANTHONY F. FOR FOR Management
EARLEY, JR.
3 ELECTION OF DIRECTOR: FRED J. FOWLER FOR FOR Management
4 ELECTION OF DIRECTOR: JEH C. JOHNSON FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD C. KELLY FOR FOR Management
6 ELECTION OF DIRECTOR: ROGER H. KIMMEL FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
MESERVE
8 ELECTION OF DIRECTOR: FORREST E. MILLER FOR FOR Management
9 ELECTION OF DIRECTOR: ERIC D. MULLINS FOR FOR Management
10 ELECTION OF DIRECTOR: ROSENDO G. PARRA FOR FOR Management
11 ELECTION OF DIRECTOR: BARBARA L. RAMBO FOR FOR Management
12 ELECTION OF DIRECTOR: ANNE SHEN SMITH FOR FOR Management
13 ELECTION OF DIRECTOR: GEISHA J. FOR FOR Management
WILLIAMS
14 RATIFICATION OF APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
15 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
17 SHAREHOLDER PROPOSAL: CUSTOMER AGAINST AGAINST Shareholder
APPROVAL OF CHARITABLE GIVING PROGRAM
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 31, 2017 Meeting Type: Special
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE SALE OF SUBSTANTIALLY FOR FOR Management
ALL OF PHH CORPORATION'S ASSETS
PURSUANT TO THE SALE OF ITS PORTFOLIO
OF MORTGAGE SERVICING RIGHTS (MSRS) AS
OF OCTOBER 31, 2016 (EXCLUDING GINNIE
MAE MSRS) TOGETHER WITH ALL SERVICING
ADVANCES TO NEW RESIDENTIAL MORTG
2 TO APPROVE THE SALE OF SUBSTANTIALLY FOR FOR Management
ALL OF PHH CORPORATION'S ASSETS
PURSUANT TO THE SALE OF CERTAIN ASSETS
AND LIABILITIES OF PHH HOME LOANS, LLC
TO GUARANTEED RATE AFFINITY, LLC ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
3 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
CONCERNING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS BASED ON OR
THAT OTHERWISE RELATES TO THE MSR SALE
OR THE HOME LOANS ASSET PURCHASE
TRANSACTION.
4 TO GRANT DISCRETIONARY AUTHORITY TO FOR FOR Management
EACH OF THE PROXY HOLDERS NAMED ON THE
REVERSE SIDE OF THIS PROXY CARD TO
ADJOURN OR POSTPONE THE SPECIAL
MEETING TO ANOTHER DATE, TIME OR
PLACE, TO SOLICIT ADDITIONAL PROXIES
FOR THE FOREGOING PROPOSALS IN THE
EVENT TH
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HAROLD BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: ANDRE FOR FOR Management
CALANTZOPOULOS
3 ELECTION OF DIRECTOR: LOUIS C. FOR FOR Management
CAMILLERI
4 ELECTION OF DIRECTOR: MASSIMO FERRAGAMO FOR FOR Management
5 ELECTION OF DIRECTOR: WERNER GEISSLER FOR FOR Management
6 ELECTION OF DIRECTOR: JENNIFER LI FOR FOR Management
7 ELECTION OF DIRECTOR: JUN MAKIHARA FOR FOR Management
8 ELECTION OF DIRECTOR: SERGIO MARCHIONNE FOR FOR Management
9 ELECTION OF DIRECTOR: KALPANA MORPARIA FOR FOR Management
10 ELECTION OF DIRECTOR: LUCIO A. NOTO FOR FOR Management
11 ELECTION OF DIRECTOR: FREDERIK PAULSEN FOR FOR Management
12 ELECTION OF DIRECTOR: ROBERT B. POLET FOR FOR Management
13 ELECTION OF DIRECTOR: STEPHEN M. WOLF FOR FOR Management
14 ADVISORY VOTE APPROVING EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY RESOLUTION ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
16 APPROVAL OF THE 2017 PERFORMANCE FOR FOR Management
INCENTIVE PLAN
17 APPROVAL OF THE 2017 STOCK FOR FOR Management
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
18 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT AUDITORS
19 SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS AGAINST AGAINST Shareholder
POLICY
20 SHAREHOLDER PROPOSAL 2 - MEDIATION OF AGAINST AGAINST Shareholder
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
LOOMIS, JR.
2 ELECTION OF DIRECTOR: GLENN F. TILTON FOR FOR Management
3 ELECTION OF DIRECTOR: MARNA C. FOR FOR Management
WHITTINGTON
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
5 TO CONSIDER AND VOTE ON A PROPOSAL TO FOR FOR Management
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION AS DISCLOSED IN THE 2017
PROXY STATEMENT.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 VOTE ON RE-APPROVAL OF THE MATERIAL FOR FOR Management
TERMS OF THE PERFORMANCE GOALS UNDER,
AND APPROVAL OF AN AMENDMENT TO, THE
2012 LONG-TERM INCENTIVE PLAN.
5 RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA G. ALVARADO FOR FOR Management
2 ELECTION OF DIRECTOR: ANNE M. BUSQUET FOR FOR Management
3 ELECTION OF DIRECTOR: ROGER FRADIN FOR FOR Management
4 ELECTION OF DIRECTOR: ANNE SUTHERLAND FOR FOR Management
FUCHS
5 ELECTION OF DIRECTOR: S. DOUGLAS FOR FOR Management
HUTCHESON
6 ELECTION OF DIRECTOR: MARC B. FOR FOR Management
LAUTENBACH
7 ELECTION OF DIRECTOR: EDUARDO R. FOR FOR Management
MENASCE
8 ELECTION OF DIRECTOR: MICHAEL I. ROTH FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA S. SANFORD FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID L. SHEDLARZ FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID B. SNOW, FOR FOR Management
JR.
12 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF THE INDEPENDENT
ACCOUNTANTS FOR 2017.
13 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
14 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: JUN 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 15, 2016, BY
AND AMONG POLYCOM, INC., MITEL
NETWORKS CORPORATION AND METEOR TWO,
LLC, AS IT MAY BE AMENDED FROM TIME TO
TIME.
2 TO APPROVE ANY PROPOSAL TO ADJOURN THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE,
(1) TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT,
O
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: SEP 02, 2016 Meeting Type: Special
Record Date: AUG 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JULY 8, 2016, BY
AND AMONG POLYCOM, INC., TRIANGLE
PRIVATE HOLDINGS I, LLC AND TRIANGLE
PRIVATE MERGER SUB INC., AS IT MAY BE
AMENDED FROM TIME TO TIME
2 TO APPROVE ANY PROPOSAL TO ADJOURN OR FOR FOR Management
POSTPONE THE SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, (1) TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
3 TO APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE TO POLYCOM'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO
Ticker: POR Security ID: 736508847
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN W. FOR FOR Management
BALLANTINE
2 ELECTION OF DIRECTOR: RODNEY L. BROWN, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: JACK E. DAVIS FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID A. DIETZLER FOR FOR Management
5 ELECTION OF DIRECTOR: KIRBY A. DYESS FOR FOR Management
6 ELECTION OF DIRECTOR: MARK B. GANZ FOR FOR Management
7 ELECTION OF DIRECTOR: KATHRYN J. FOR FOR Management
JACKSON
8 ELECTION OF DIRECTOR: NEIL J. NELSON FOR FOR Management
9 ELECTION OF DIRECTOR: M. LEE PELTON FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES J. PIRO FOR FOR Management
11 ELECTION OF DIRECTOR: CHARLES W. FOR FOR Management
SHIVERY
12 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
13 TO APPROVE, BY A NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
14 TO RECOMMEND, IN A NON-BINDING VOTE, 1 - Year FOR Management
THE FREQUENCY OF FUTURE NON-BINDING
SHAREHOLDER VOTES TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN F. ANGEL FOR FOR Management
2 ELECTION OF DIRECTOR: HUGH GRANT FOR FOR Management
3 ELECTION OF DIRECTOR: MELANIE L. HEALEY FOR FOR Management
4 ELECTION OF DIRECTOR: MICHELE J. HOOPER FOR FOR Management
5 APPROVE THE COMPENSATION OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICERS ON
AN ADVISORY BASIS
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
7 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RODNEY C. ADKINS FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN W. CONWAY FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN G. ELLIOTT FOR FOR Management
4 ELECTION OF DIRECTOR: RAJA RAJAMANNAR FOR FOR Management
5 ELECTION OF DIRECTOR: CRAIG A. ROGERSON FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM H. SPENCE FOR FOR Management
7 ELECTION OF DIRECTOR: NATICA VON FOR FOR Management
ALTHANN
8 ELECTION OF DIRECTOR: KEITH H. FOR FOR Management
WILLIAMSON
9 ELECTION OF DIRECTOR: ARMANDO ZAGALO FOR FOR Management
DE LIMA
10 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF NAMED EXECUTIVE OFFICERS
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION VOTES
12 APPROVE AMENDED AND RESTATED 2012 FOR FOR Management
STOCK INCENTIVE PLAN
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 SHAREOWNER PROPOSAL - PUBLISH AGAINST AGAINST Shareholder
ASSESSMENT OF IMPACT ON COMPANY'S
PORTFOLIO, OF PUBLIC POLICIES AND
TECHNOLOGICAL ADVANCES SEEKING TO
LIMIT GLOBAL WARMING
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN F. ANGEL FOR FOR Management
2 ELECTION OF DIRECTOR: OSCAR BERNARDES FOR FOR Management
3 ELECTION OF DIRECTOR: NANCE K. DICCIANI FOR FOR Management
4 ELECTION OF DIRECTOR: EDWARD G. GALANTE FOR FOR Management
5 ELECTION OF DIRECTOR: RAYMOND W. FOR FOR Management
LEBOEUF
6 ELECTION OF DIRECTOR: LARRY D. MCVAY FOR FOR Management
7 ELECTION OF DIRECTOR: MARTIN H. FOR FOR Management
RICHENHAGEN
8 ELECTION OF DIRECTOR: WAYNE T. SMITH FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT L. WOOD FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT AUDITOR
11 TO APPROVE, ON AN ADVISORY AND FOR FOR Management
NON-BINDING BASIS, THE COMPENSATION OF
PRAXAIR'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE 2017 PROXY STATEMENT.
12 TO RECOMMEND, ON AN ADVISORY AND 1 - Year FOR Management
NON-BINDING BASIS, THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
13 TO APPROVE AMENDMENTS TO THE AMENDED FOR FOR Management
AND RESTATED 2009 PRAXAIR, INC. LONG
TERM INCENTIVE PLAN AND TO APPROVE
SECTION 162(M) PERFORMANCE MEASURES
UNDER THE PLAN
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BETSY J. BERNARD FOR FOR Management
2 ELECTION OF DIRECTOR: JOCELYN FOR FOR Management
CARTER-MILLER
3 ELECTION OF DIRECTOR: DENNIS H. FERRO FOR FOR Management
4 ELECTION OF DIRECTOR: SCOTT M. MILLS FOR FOR Management
5 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
7 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS J. FOR FOR Management
BALTIMORE, JR.
2 ELECTION OF DIRECTOR: GILBERT F. FOR FOR Management
CASELLAS
3 ELECTION OF DIRECTOR: MARK B. GRIER FOR FOR Management
4 ELECTION OF DIRECTOR: MARTINA FOR FOR Management
HUND-MEJEAN
5 ELECTION OF DIRECTOR: KARL J. KRAPEK FOR FOR Management
6 ELECTION OF DIRECTOR: PETER R. LIGHTE FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE PAZ FOR FOR Management
8 ELECTION OF DIRECTOR: SANDRA PIANALTO FOR FOR Management
9 ELECTION OF DIRECTOR: CHRISTINE A. POON FOR FOR Management
10 ELECTION OF DIRECTOR: DOUGLAS A. FOR FOR Management
SCOVANNER
11 ELECTION OF DIRECTOR: JOHN R. FOR FOR Management
STRANGFELD
12 ELECTION OF DIRECTOR: MICHAEL A. TODMAN FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 ADVISORY VOTE ON FREQUENCY. 1 - Year FOR Management
16 SHAREHOLDER PROPOSAL REGARDING AN AGAINST AGAINST Shareholder
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIE A. DEESE FOR FOR Management
2 ELECTION OF DIRECTOR: ALBERT R. FOR FOR Management
GAMPER, JR.
3 ELECTION OF DIRECTOR: WILLIAM V. HICKEY FOR FOR Management
4 ELECTION OF DIRECTOR: RALPH IZZO FOR FOR Management
5 ELECTION OF DIRECTOR: SHIRLEY ANN FOR FOR Management
JACKSON
6 ELECTION OF DIRECTOR: DAVID LILLEY FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS A. RENYI FOR FOR Management
8 ELECTION OF DIRECTOR: HAK CHEOL (H.C.) FOR FOR Management
SHIN
9 ELECTION OF DIRECTOR: RICHARD J. SWIFT FOR FOR Management
10 ELECTION OF DIRECTOR: SUSAN TOMASKY FOR FOR Management
11 ELECTION OF DIRECTOR: ALFRED W. ZOLLAR FOR FOR Management
12 ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
EXECUTIVE COMPENSATION
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2017
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: RONALD L. HAVNER, FOR FOR Management
JR
2 ELECTION OF TRUSTEE: TAMARA HUGHES FOR FOR Management
GUSTAVSON
3 ELECTION OF TRUSTEE: URI P. HARKHAM FOR FOR Management
4 ELECTION OF TRUSTEE: LESLIE S. HEISZ FOR FOR Management
5 ELECTION OF TRUSTEE: B. WAYNE HUGHES, FOR FOR Management
JR.
6 ELECTION OF TRUSTEE: AVEDICK B. FOR FOR Management
POLADIAN
7 ELECTION OF TRUSTEE: GARY E. PRUITT FOR FOR Management
8 ELECTION OF TRUSTEE: RONALD P. SPOGLI FOR FOR Management
9 ELECTION OF TRUSTEE: DANIEL C. STATON FOR FOR Management
10 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
12 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT F. FOR FOR Management
HEINEMANN
2 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
MINAROVIC
3 ELECTION OF DIRECTOR: DAVID A. TRICE FOR FOR Management
4 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
5 TO RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
6 TO REAPPROVE THE MATERIAL TERMS OF THE FOR FOR Management
CASH INCENTIVE PLAN.
7 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP FOR FISCAL
YEAR 2017.
8 TO APPROVE A COMPANY PROPOSAL TO AMEND FOR FOR Management
THE CERTIFICATE OF INCORPORATION AND
BYLAWS TO ELIMINATE SUPERMAJORITY VOTE
REQUIREMENTS.
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED IN THE PROXY
STATEMENT).
3 TO REAPPROVE THE QORVO, INC. CASH FOR FOR Management
BONUS PLAN, PURSUANT TO THE PROVISIONS
OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 1, 2017.
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 07, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BARBARA T. FOR FOR Management
ALEXANDER
2 ELECTION OF DIRECTOR: JEFFREY W. FOR FOR Management
HENDERSON
3 ELECTION OF DIRECTOR: THOMAS W. HORTON FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL E. JACOBS FOR FOR Management
5 ELECTION OF DIRECTOR: ANN M. LIVERMORE FOR FOR Management
6 ELECTION OF DIRECTOR: HARISH MANWANI FOR FOR Management
7 ELECTION OF DIRECTOR: MARK D. FOR FOR Management
MCLAUGHLIN
8 ELECTION OF DIRECTOR: STEVE MOLLENKOPF FOR FOR Management
9 ELECTION OF DIRECTOR: CLARK T. RANDT, FOR FOR Management
JR.
10 ELECTION OF DIRECTOR: FRANCISCO ROS FOR FOR Management
11 ELECTION OF DIRECTOR: ANTHONY J. FOR FOR Management
VINCIQUERRA
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
13 APPROVAL, ON AN ADVISORY BASIS, OF OUR FOR FOR Management
EXECUTIVE COMPENSATION.
14 STOCKHOLDER PROPOSAL TO AMEND THE AGAINST FOR Shareholder
PROXY ACCESS PROVISION OF OUR AMENDED
AND RESTATED BYLAWS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EARL C. AUSTIN, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: DOYLE N. BENEBY FOR FOR Management
3 ELECTION OF DIRECTOR: J. MICHAL CONAWAY FOR FOR Management
4 ELECTION OF DIRECTOR: VINCENT D. FOSTER FOR FOR Management
5 ELECTION OF DIRECTOR: BERNARD FRIED FOR FOR Management
6 ELECTION OF DIRECTOR: WORTHING F. FOR FOR Management
JACKMAN
7 ELECTION OF DIRECTOR: DAVID M. FOR FOR Management
MCCLANAHAN
8 ELECTION OF DIRECTOR: MARGARET B. FOR FOR Management
SHANNON
9 ELECTION OF DIRECTOR: PAT WOOD, III FOR FOR Management
10 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, QUANTA'S EXECUTIVE COMPENSATION
11 TO RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON QUANTA'S EXECUTIVE
COMPENSATION
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS QUANTA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNE K. FOR FOR Management
BRITELL, PH. D.
2 ELECTION OF DIRECTOR: VICKY B. GREGG FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY M. FOR FOR Management
LEIDEN, M.D., PH. D.
4 ELECTION OF DIRECTOR: TIMOTHY L. MAIN FOR FOR Management
5 ELECTION OF DIRECTOR: GARY M. PFEIFFER FOR FOR Management
6 ELECTION OF DIRECTOR: TIMOTHY M. RING FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN H. FOR FOR Management
RUSCKOWSKI
8 ELECTION OF DIRECTOR: DANIEL C. FOR FOR Management
STANZIONE, PH. D.
9 ELECTION OF DIRECTOR: GAIL R. FOR FOR Management
WILENSKY, PH. D.
10 AN ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
DISCLOSED IN THE COMPANY'S 2017 PROXY
STATEMENT
11 AN ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER ADVISORY
VOTE TO APPROVE EXECUTIVE OFFICER
COMPENSATION
12 RATIFICATION OF THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
13 APPROVAL OF AMENDMENTS TO THE AMENDED FOR FOR Management
AND RESTATED LONG-TERM INCENTIVE PLAN
FOR NON-EMPLOYEE DIRECTORS
--------------------------------------------------------------------------------
QUINTILES IMS HOLDINGS, INC.
Ticker: Q Security ID: 74876Y101
Meeting Date: SEP 22, 2016 Meeting Type: Special
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF MAY 3, 2016 BY AND
BETWEEN QUINTILES & IMS HEALTH
HOLDINGS, INC.
2 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO APPROVE THE ISSUANCE OF SHARES OF
SURVIVING CORPORATION COMMON STOCK TO
IMS HEALTH STOCKHOLDERS PURSUANT TO
THE MERGER.
3 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO REINCORPORATE QUINTILES IN DELAWARE
IMMEDIATELY PRIOR TO THE COMPLETION OF
THE MERGER.
4 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO APPROVE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK CONTAINED IN
THE DELAWARE CERTIFICATE OF
INCORPORATION.
5 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO APPROVE THE ELIMINATION OF THE
SUPERMAJORITY VOTING REQUIREMENT TO
AMEND CERTAIN PROVISIONS OF THE
DELAWARE CERTIFICATE OF INCORPORATION.
6 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, SPECIFIC
COMPENSATORY ARRANGEMENTS BETWEEN
QUINTILES AND ITS NAMED EXECUTIVE
OFFICERS RELATING TO THE MERGER WITH
IMS HEALTH.
7 TO CONSIDER AND VOTE ON THE PROPOSAL FOR FOR Management
TO ADJOURN THE QUINTILES ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867200
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL L. KNOTTS FOR FOR Management
2 ELECTION OF DIRECTOR: SUSAN M. GIANINNO FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY G. KATZ FOR FOR Management
4 ELECTION OF DIRECTOR: TIMOTHY R. FOR FOR Management
MCLEVISH
5 ELECTION OF DIRECTOR: JAMIE MOLDAFSKY FOR FOR Management
6 ELECTION OF DIRECTOR: P. CODY PHIPPS FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN C. POPE FOR FOR Management
8 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
10 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
11 THE APPROVAL OF THE 2017 PERFORMANCE FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 11, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 1, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AND OUR COMPENSATION
PHILOSOPHY, POLICIES AND PRACTICES AS
DESCRIBED IN OUR 2016 PROXY STATEMENT.
4 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF OUR 2010 LONG- TERM
STOCK INCENTIVE PLAN (THE "2010 STOCK
INCENTIVE PLAN") TO INCREASE THE
MAXIMUM NUMBER OF SHARES OF CLASS A
COMMON STOCK AVAILABLE FOR AWARD
GRANTS UNDER THE 2010 STOCK INCENTIVE
PLAN FROM 6,0
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: TRACY A. ATKINSON FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT E. FOR FOR Management
BEAUCHAMP
3 ELECTION OF DIRECTOR: VERNON E. CLARK FOR FOR Management
4 ELECTION OF DIRECTOR: STEPHEN J. HADLEY FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS A. KENNEDY FOR FOR Management
6 ELECTION OF DIRECTOR: LETITIA A. LONG FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE R. OLIVER FOR FOR Management
8 ELECTION OF DIRECTOR: DINESH C. PALIWAL FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM R. SPIVEY FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
WINNEFELD, JR.
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
13 APPROVAL OF THE RAYTHEON 2017 FOR FOR Management
INCENTIVE PLAN FOR SECTION 162(M)
PURPOSES
14 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 11, 2016 Meeting Type: Annual
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SOHAIB ABBASI FOR FOR Management
2 ELECTION OF DIRECTOR: W. STEVE ALBRECHT FOR FOR Management
3 ELECTION OF DIRECTOR: CHARLENE T. FOR FOR Management
BEGLEY
4 ELECTION OF DIRECTOR: JEFFREY J. CLARKE FOR FOR Management
5 ELECTION OF DIRECTOR: NARENDRA K. GUPTA FOR FOR Management
6 ELECTION OF DIRECTOR: KIMBERLY L. FOR FOR Management
HAMMONDS
7 ELECTION OF DIRECTOR: WILLIAM S. KAISER FOR FOR Management
8 ELECTION OF DIRECTOR: DONALD H. FOR FOR Management
LIVINGSTONE
9 ELECTION OF DIRECTOR: H. HUGH SHELTON FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES M. FOR FOR Management
WHITEHURST
11 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS RED
HAT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2017
12 TO APPROVE, ON AN ADVISORY BASIS, A FOR FOR Management
RESOLUTION RELATING TO RED HAT'S
EXECUTIVE COMPENSATION
13 TO APPROVE RED HAT'S 2016 PERFORMANCE FOR FOR Management
COMPENSATION PLAN
14 TO APPROVE RED HAT'S 2016 EMPLOYEE FOR FOR Management
STOCK PURCHASE PLAN
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP
Ticker: RGC Security ID: 758766109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY, FOR FOR Management
NON-BINDING BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3 TO DETERMINE, ON AN ADVISORY, 1 - Year FOR Management
NON-BINDING BASIS, THE FREQUENCY OF
FUTURE STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROLYN H. BYRD FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. COOPER, FOR FOR Management
SR.
3 ELECTION OF DIRECTOR: DON DEFOSSET FOR FOR Management
4 ELECTION OF DIRECTOR: SAMUEL A. DI FOR FOR Management
PIAZZA, JR.
5 ELECTION OF DIRECTOR: ERIC C. FAST FOR FOR Management
6 ELECTION OF DIRECTOR: O. B. GRAYSON FOR FOR Management
HALL, JR.
7 ELECTION OF DIRECTOR: JOHN D. JOHNS FOR FOR Management
8 ELECTION OF DIRECTOR: RUTH ANN MARSHALL FOR FOR Management
9 ELECTION OF DIRECTOR: SUSAN W. MATLOCK FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN E. MAUPIN, FOR FOR Management
JR.
11 ELECTION OF DIRECTOR: CHARLES D. FOR FOR Management
MCCRARY
12 ELECTION OF DIRECTOR: JAMES T. FOR FOR Management
PROKOPANKO
13 ELECTION OF DIRECTOR: LEE J. FOR FOR Management
STYSLINGER III
14 ELECTION OF DIRECTOR: JOSE S. SUQUET FOR FOR Management
15 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
16 NONBINDING STOCKHOLDER APPROVAL OF FOR FOR Management
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC.
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PATRICIA L. GUINN FOR FOR Management
2 ELECTION OF DIRECTOR: ARNOUD W.A. BOOT FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN F. DANAHY FOR FOR Management
4 ELECTION OF DIRECTOR: J. CLIFF EASON FOR FOR Management
5 ELECTION OF DIRECTOR: ANNA MANNING FOR FOR Management
6 VOTE ON FREQUENCY OF ADVISORY VOTE TO 1 - Year FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
7 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
8 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED FLEXIBLE STOCK PLAN.
9 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED FLEXIBLE STOCK PLAN FOR
DIRECTORS.
10 VOTE TO APPROVE THE COMPANY'S AMENDED FOR FOR Management
& RESTATED PHANTOM STOCK PLAN FOR
DIRECTORS.
11 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SARAH J. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: KAREN W. COLONIAS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN G. FIGUEROA FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS W. GIMBEL FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID H. HANNAH FOR FOR Management
6 ELECTION OF DIRECTOR: DOUGLAS M. HAYES FOR FOR Management
7 ELECTION OF DIRECTOR: MARK V. KAMINSKI FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT A. MCEVOY FOR FOR Management
9 ELECTION OF DIRECTOR: GREGG J. MOLLINS FOR FOR Management
10 ELECTION OF DIRECTOR: ANDREW G. FOR FOR Management
SHARKEY, III
11 ELECTION OF DIRECTOR: DOUGLAS W. FOR FOR Management
STOTLAR
12 TO CONSIDER A NON-BINDING, ADVISORY FOR FOR Management
VOTE TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
13 TO CONSIDER THE FREQUENCY OF THE 1 - Year FOR Management
STOCKHOLDERS' NON-BINDING, ADVISORY
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
14 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT & RISK COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO CONDUCT AN ADVISORY VOTE APPROVING FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMBER 31, 2016, AS SET FORTH IN THE
PROXY STATEMENT.
4 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MANUEL KADRE FOR FOR Management
2 ELECTION OF DIRECTOR: TOMAGO COLLINS FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM J. FLYNN FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS W. HANDLEY FOR FOR Management
5 ELECTION OF DIRECTOR: JENNIFER M. KIRK FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL LARSON FOR FOR Management
7 ELECTION OF DIRECTOR: RAMON A. FOR FOR Management
RODRIGUEZ
8 ELECTION OF DIRECTOR: DONALD W. SLAGER FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN M. TRANI FOR FOR Management
10 ELECTION OF DIRECTOR: SANDRA M. VOLPE FOR FOR Management
11 ADVISORY VOTE TO APPROVE OUR NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT TO, AND FOR FOR Management
RESTATEMENT OF, THE REXNORD
CORPORATION PERFORMANCE INCENTIVE PLAN.
3 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 02, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 FOR A NON-BINDING RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3 FOR A NON-BINDING RESOLUTION TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
4 FOR THE SELECTION OF DELOITTE & TOUCHE FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: MAR 09, 2017 Meeting Type: Special
Record Date: JAN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE ISSUANCE OF ROCKWELL FOR FOR Management
COLLINS, INC. COMMON STOCK, PAR VALUE
$0.01 PER SHARE, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF OCTOBER 23, 2016, BY AND AMONG
ROCKWELL COLLINS, INC., QUARTERBACK
MERGER SUB CORP. AND B/E AEROSPACE,
INC.,
2 APPROVE ANY PROPOSAL TO ADJOURN THE FOR FOR Management
ROCKWELL COLLINS, INC. SPECIAL MEETING
TO A LATER DATE OR DATES, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE S
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 28, 2016, AS
IT MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG ROVI CORPORATION, TIVO
INC., TITAN TECHNOLOGIES CORPORATION,
NOVA ACQUISITION SUB, INC., AND TITAN
ACQUISITION SUB, INC.
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING (IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT).
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR ROVI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT J. ECK FOR FOR Management
2 ELECTION OF DIRECTOR: L. PATRICK HASSEY FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL F. HILTON FOR FOR Management
4 ELECTION OF DIRECTOR: TAMARA L. FOR FOR Management
LUNDGREN
5 ELECTION OF DIRECTOR: ABBIE J. SMITH FOR FOR Management
6 ELECTION OF DIRECTOR: HANSEL E. FOR FOR Management
TOOKES, II
7 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
8 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF THE SHAREHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
10 A SHAREHOLDER PROPOSAL TO PERMIT AGAINST AGAINST Shareholder
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC.
Ticker: SBH Security ID: 79546E104
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE COMPENSATION OF THE FOR FOR Management
CORPORATION'S EXECUTIVE OFFICERS
INCLUDING THE CORPORATION'S
COMPENSATION PRACTICES AND PRINCIPLES
AND THEIR IMPLEMENTATION.
3 FREQUENCY OF ADVISORY VOTES ON 1 - Year FOR Management
EXECUTIVE COMPENSATION. *PLEASE SELECT
ONLY ONE OPTION*
4 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2017.
--------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC.
Ticker: SC Security ID: 80283M101
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------
SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE EXECUTIVE
COMPENSATION VOTE.
4 APPROVAL OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5 APPROVAL OF BOARD-PROPOSED AMENDMENTS FOR FOR Management
TO ARTICLE 8 OF OUR ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS.
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Ticker: SLB Security ID: 806857108
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER L.S. FOR FOR Management
CURRIE
2 ELECTION OF DIRECTOR: MIGUEL M. FOR FOR Management
GALUCCIO
3 ELECTION OF DIRECTOR: V. MAUREEN FOR FOR Management
KEMPSTON DARKES
4 ELECTION OF DIRECTOR: PAAL KIBSGAARD FOR FOR Management
5 ELECTION OF DIRECTOR: NIKOLAY FOR FOR Management
KUDRYAVTSEV
6 ELECTION OF DIRECTOR: HELGE LUND FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL E. MARKS FOR FOR Management
8 ELECTION OF DIRECTOR: INDRA K. NOOYI FOR FOR Management
9 ELECTION OF DIRECTOR: LUBNA S. OLAYAN FOR FOR Management
10 ELECTION OF DIRECTOR: LEO RAFAEL REIF FOR FOR Management
11 ELECTION OF DIRECTOR: TORE I. SANDVOLD FOR FOR Management
12 ELECTION OF DIRECTOR: HENRI SEYDOUX FOR FOR Management
13 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
14 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
15 TO APPROVE THE COMPANY'S 2016 FOR FOR Management
FINANCIAL STATEMENTS AND THE BOARD'S
2016 DECLARATIONS OF DIVIDENDS.
16 TO APPROVE THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
17 TO APPROVE THE ADOPTION OF THE 2017 FOR FOR Management
SCHLUMBERGER OMNIBUS STOCK INCENTIVE
PLAN.
18 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE SCHLUMBERGER
DISCOUNTED STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 19, 2016 Meeting Type: Annual
Record Date: AUG 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN J. LUCZO FOR FOR Management
2 ELECTION OF DIRECTOR: FRANK J. BIONDI, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: MICHAEL R. CANNON FOR FOR Management
4 ELECTION OF DIRECTOR: MEI-WEI CHENG FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM T. FOR FOR Management
COLEMAN
6 ELECTION OF DIRECTOR: JAY L. GELDMACHER FOR FOR Management
7 ELECTION OF DIRECTOR: DR. DAMBISA F. FOR FOR Management
MOYO
8 ELECTION OF DIRECTOR: DR. CHONG SUP FOR FOR Management
PARK
9 ELECTION OF DIRECTOR: STEPHANIE FOR FOR Management
TILENIUS
10 ELECTION OF DIRECTOR: EDWARD J. ZANDER FOR FOR Management
11 TO APPROVE, IN AN ADVISORY, FOR FOR Management
NON-BINDING VOTE, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
12 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE SEAGATE TECHNOLOGY
PLC 2012 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE.
13 TO APPROVE THE RULES OF THE SEAGATE FOR FOR Management
TECHNOLOGY PUBLIC LIMITED COMPANY 2012
EQUITY INCENTIVE PLAN FOR SHARE AWARDS
GRANTED TO PARTICIPANTS IN FRANCE.
14 TO RATIFY, IN AN ADVISORY, NON-BINDING FOR FOR Management
VOTE, THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY AND TO AUTHORIZE, IN A BINDING
VOTE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
15 TO AMEND THE COMPANY'S ARTICLES OF FOR FOR Management
ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE AMENDMENTS. (SPECIAL
RESOLUTION)
16 TO AMEND THE COMPANY'S MEMORANDUM OF FOR FOR Management
ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE AMENDMENTS. (SPECIAL
RESOLUTION)
17 TO AMEND THE COMPANY'S ARTICLES OF FOR FOR Management
ASSOCIATION TO PROVIDE FOR A PLURALITY
VOTING STANDARD IN THE EVENT OF A
CONTESTED DIRECTOR ELECTION. (SPECIAL
RESOLUTION)
18 TO AMEND THE COMPANY'S ARTICLES OF FOR FOR Management
ASSOCIATION TO GRANT THE BOARD SOLE
AUTHORITY TO DETERMINE ITS SIZE.
(SPECIAL RESOLUTION)
19 TO GRANT THE BOARD THE AUTHORITY TO FOR FOR Management
ISSUE SHARES UNDER IRISH LAW.
20 TO GRANT THE BOARD THE AUTHORITY TO FOR FOR Management
OPT-OUT OF STATUTORY PRE-EMPTION
RIGHTS UNDER IRISH LAW. (SPECIAL
RESOLUTION)
21 TO DETERMINE THE PRICE RANGE AT WHICH FOR FOR Management
THE COMPANY CAN RE-ALLOT SHARES THAT
IT HOLDS AS TREASURY SHARES. (SPECIAL
RESOLUTION)
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SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
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SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN L. BOECKMANN FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN L. BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: ANDRES CONESA FOR FOR Management
4 ELECTION OF DIRECTOR: MARIA FOR FOR Management
CONTRERAS-SWEET
5 ELECTION OF DIRECTOR: PABLO A. FERRERO FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM D. JONES FOR FOR Management
7 ELECTION OF DIRECTOR: BETHANY J. MAYER FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM G. OUCHI FOR FOR Management
9 ELECTION OF DIRECTOR: DEBRA L. REED FOR FOR Management
10 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
RUSNACK
11 ELECTION OF DIRECTOR: LYNN SCHENK FOR FOR Management
12 ELECTION OF DIRECTOR: JACK T. TAYLOR FOR FOR Management
13 ELECTION OF DIRECTOR: JAMES C. YARDLEY FOR FOR Management
14 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
15 ADVISORY APPROVAL OF OUR EXECUTIVE FOR FOR Management
COMPENSATION.
16 ADVISORY APPROVAL OF HOW OFTEN 1 - Year FOR Management
SHAREHOLDERS WILL VOTE ON OUR
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL G. CHILD FOR FOR Management
2 ELECTION OF DIRECTOR: CARTER WARREN FOR FOR Management
FRANKE
3 ELECTION OF DIRECTOR: EARL A. GOODE FOR FOR Management
4 ELECTION OF DIRECTOR: MARIANNE M. KELER FOR FOR Management
5 ELECTION OF DIRECTOR: JIM MATHESON FOR FOR Management
6 ELECTION OF DIRECTOR: JED H. PITCHER FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK C. PULEO FOR FOR Management
8 ELECTION OF DIRECTOR: RAYMOND J. FOR FOR Management
QUINLAN
9 ELECTION OF DIRECTOR: VIVIAN C. FOR FOR Management
SCHNECK-LAST
10 ELECTION OF DIRECTOR: WILLIAM N. FOR FOR Management
SHIEBLER
11 ELECTION OF DIRECTOR: ROBERT S. STRONG FOR FOR Management
12 ELECTION OF DIRECTOR: KIRSTEN O. FOR FOR Management
WOLBERG
13 ADVISORY APPROVAL OF SLM CORPORATION'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS SLM CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
15 APPROVAL OF AN AMENDMENT TO THE SLM FOR FOR Management
CORPORATION 2012 OMNIBUS INCENTIVE
PLAN AND THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE PLAN.
16 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID C. ADAMS FOR FOR Management
2 ELECTION OF DIRECTOR: KAREN L. DANIEL FOR FOR Management
3 ELECTION OF DIRECTOR: RUTH ANN M. FOR FOR Management
GILLIS
4 ELECTION OF DIRECTOR: JAMES P. HOLDEN FOR FOR Management
5 ELECTION OF DIRECTOR: NATHAN J. JONES FOR FOR Management
6 ELECTION OF DIRECTOR: HENRY W. KNUEPPEL FOR FOR Management
7 ELECTION OF DIRECTOR: W. DUDLEY LEHMAN FOR FOR Management
8 ELECTION OF DIRECTOR: NICHOLAS T. FOR FOR Management
PINCHUK
9 ELECTION OF DIRECTOR: GREGG M. SHERRILL FOR FOR Management
10 ELECTION OF DIRECTOR: DONALD J. FOR FOR Management
STEBBINS
11 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
12 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF SNAP-ON INCORPORATED'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
13 ADVISORY VOTE RELATED TO THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
4 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE
NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL YEAR 2017.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPANY'S OMNIBUS FOR FOR Management
INCENTIVE PLAN.
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SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN D. GASS FOR FOR Management
2 ELECTION OF DIRECTOR: CATHERINE A. KEHR FOR FOR Management
3 ELECTION OF DIRECTOR: GREG D. KERLEY FOR FOR Management
4 ELECTION OF DIRECTOR: JON A. MARSHALL FOR FOR Management
5 ELECTION OF DIRECTOR: ELLIOTT PEW FOR FOR Management
6 ELECTION OF DIRECTOR: TERRY W. RATHERT FOR FOR Management
7 ELECTION OF DIRECTOR: ALAN H. STEVENS FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM J. WAY FOR FOR Management
9 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
10 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE SAY-ON-PAY VOTES.
11 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE SOUTHWESTERN ENERGY COMPANY 2013
INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE.
12 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERD PUBLIC
ACCOUNTING FIRM.
13 ADVISORY VOTE ON A STOCKHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING VOTING STANDARDS.
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: NOV 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE ON A PROPOSAL FOR FOR Management
(WHICH WE REFER TO AS THE "MERGER
PROPOSAL") TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER
5, 2016 (WHICH, AS MAY BE AMENDED, WE
REFER TO AS THE "MERGER AGREEMENT"),
AMONG SPECTRA ENERGY, ENBRIDGE INC.
2 TO CONSIDER AND VOTE ON A PROPOSAL FOR FOR Management
(WHICH WE REFER TO AS THE "ADVISORY
COMPENSATION PROPOSAL") TO APPROVE, ON
AN ADVISORY (NON-BINDING) BASIS,
CERTAIN SPECIFIED COMPENSATION THAT
WILL OR MAY BE PAID BY SPECTRA ENERGY
TO ITS NAMED EXECUTIVE OFFICERS THAT I
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ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 27, 2016, AS
IT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), BY AND AMONG
ST. JUDE MEDICAL, INC., ABBOTT
LABORATORIES, VAULT MERGER SUB, INC.,
A WHOLLY-OWNED SUBSIDIARY OF ABBOTT
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF ST. JUDE MEDICAL'S
NAMED EXECUTIVE OFFICERS THAT MAY BE
PAID OR BECOME PAYABLE IN CONNECTION
WITH THE MERGER AGREEMENT AND PLAN OF
MERGER.
3 ELECTION OF DIRECTOR: STUART M. ESSIG FOR FOR Management
4 ELECTION OF DIRECTOR: BARBARA B. HILL FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL A. ROCCA FOR FOR Management
6 ADVISORY VOTE TO APPROVE THE 2015 FOR FOR Management
COMPENSATION OF ST. JUDE MEDICAL'S
NAMED EXECUTIVE OFFICERS.
7 TO APPROVE THE ST. JUDE MEDICAL, INC. FOR FOR Management
2016 STOCK INCENTIVE PLAN.
8 TO APPROVE AMENDMENTS TO ST. JUDE FOR FOR Management
MEDICAL'S ARTICLES OF INCORPORATION
AND BYLAWS TO DECLASSIFY ST. JUDE
MEDICAL'S BOARD OF DIRECTORS.
9 TO APPROVE AMENDMENTS TO ST. JUDE FOR FOR Management
MEDICAL'S BYLAWS TO IMPLEMENT PROXY
ACCESS.
10 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS ST. JUDE MEDICAL'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
11 TO ADJOURN THE SHAREHOLDERS' MEETING, FOR FOR Management
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES, IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SHAREHOLDERS' MEETING TO APPROVE
THE MERGER AGREEMENT.
12 TO IMPLEMENT A SHAREHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING SUPERMAJORITY VOTING.
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDREA J. AYERS FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGE W. BUCKLEY FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK D. FOR FOR Management
CAMPBELL
4 ELECTION OF DIRECTOR: CARLOS M. CARDOSO FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT B. COUTTS FOR FOR Management
6 ELECTION OF DIRECTOR: DEBRA A. CREW FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL D. HANKIN FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES M. LOREE FOR FOR Management
9 ELECTION OF DIRECTOR: MARIANNE M. PARRS FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT L. RYAN FOR FOR Management
11 APPROVE 2017 MANAGEMENT INCENTIVE FOR FOR Management
COMPENSATION PLAN.
12 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
13 RECOMMEND, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY WITH WHICH THE COMPANY
SHOULD CONDUCT FUTURE SHAREHOLDER
ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
14 APPROVE THE SELECTION OF ERNST & YOUNG FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE COMPANY'S 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DREW G. FAUST FOR FOR Management
2 ELECTION OF DIRECTOR: CURTIS FEENY FOR FOR Management
3 ELECTION OF DIRECTOR: PAUL-HENRI FOR FOR Management
FERRAND
4 ELECTION OF DIRECTOR: SHIRA GOODMAN FOR FOR Management
5 ELECTION OF DIRECTOR: DEBORAH A. FOR FOR Management
HENRETTA
6 ELECTION OF DIRECTOR: KUNAL S. KAMLANI FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN F. LUNDGREN FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT E. FOR FOR Management
SULENTIC
9 ELECTION OF DIRECTOR: VIJAY VISHWANATH FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL F. WALSH FOR FOR Management
11 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
13 PROPOSAL TO APPROVE STAPLES' AMENDED FOR FOR Management
AND RESTATED EXECUTIVE OFFICER
INCENTIVE PLAN.
14 RATIFICATION OF AUDIT COMM. SELECTION FOR FOR Management
OF ERNST & YOUNG LLP AS STAPLES' INDEP.
REGISTERED PUBLIC ACCTG. FIRM FOR FY
2017
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STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HOWARD SCHULTZ FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM W. FOR FOR Management
BRADLEY
3 ELECTION OF DIRECTOR: ROSALIND BREWER FOR FOR Management
4 ELECTION OF DIRECTOR: MARY N. DILLON FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT M. GATES FOR FOR Management
6 ELECTION OF DIRECTOR: MELLODY HOBSON FOR FOR Management
7 ELECTION OF DIRECTOR: KEVIN R. JOHNSON FOR FOR Management
8 ELECTION OF DIRECTOR: JORGEN VIG FOR FOR Management
KNUDSTORP
9 ELECTION OF DIRECTOR: SATYA NADELLA FOR FOR Management
10 ELECTION OF DIRECTOR: JOSHUA COOPER FOR FOR Management
RAMO
11 ELECTION OF DIRECTOR: CLARA SHIH FOR FOR Management
12 ELECTION OF DIRECTOR: JAVIER G. TERUEL FOR FOR Management
13 ELECTION OF DIRECTOR: MYRON E. ULLMAN, FOR FOR Management
III
14 ELECTION OF DIRECTOR: CRAIG E. FOR FOR Management
WEATHERUP
15 ADVISORY RESOLUTION TO APPROVE OUR FOR FOR Management
EXECUTIVE COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 RATIFICATION OF SELECTION OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
18 AMEND PROXY ACCESS BYLAW. AGAINST FOR Shareholder
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STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: K. BURNES FOR FOR Management
2 ELECTION OF DIRECTOR: P. DE FOR FOR Management
SAINT-AIGNAN
3 ELECTION OF DIRECTOR: L. DUGLE FOR FOR Management
4 ELECTION OF DIRECTOR: A. FAWCETT FOR FOR Management
5 ELECTION OF DIRECTOR: W. FREDA FOR FOR Management
6 ELECTION OF DIRECTOR: L. HILL FOR FOR Management
7 ELECTION OF DIRECTOR: J. HOOLEY FOR FOR Management
8 ELECTION OF DIRECTOR: S. O'SULLIVAN FOR FOR Management
9 ELECTION OF DIRECTOR: R. SERGEL FOR FOR Management
10 ELECTION OF DIRECTOR: G. SUMME FOR FOR Management
11 TO APPROVE AN ADVISORY PROPOSAL ON FOR FOR Management
EXECUTIVE COMPENSATION.
12 TO RECOMMEND, BY ADVISORY PROPOSAL, 1 - Year FOR Management
THE FREQUENCY OF ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION.
13 TO APPROVE THE 2017 STOCK INCENTIVE FOR FOR Management
PLAN.
14 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS STATE STREET'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
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SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DALLAS S. CLEMENT FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL R. GARCIA FOR FOR Management
3 ELECTION OF DIRECTOR: M. DOUGLAS FOR FOR Management
IVESTER
4 ELECTION OF DIRECTOR: KYLE PRECHTL LEGG FOR FOR Management
5 ELECTION OF DIRECTOR: DONNA S. MOREA FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID M. FOR FOR Management
RATCLIFFE
7 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
ROGERS, JR.
8 ELECTION OF DIRECTOR: AGNES BUNDY FOR FOR Management
SCANLAN
9 ELECTION OF DIRECTOR: FRANK P. FOR FOR Management
SCRUGGS, JR.
10 ELECTION OF DIRECTOR: BRUCE L. TANNER FOR FOR Management
11 ELECTION OF DIRECTOR: THOMAS R. WATJEN FOR FOR Management
12 ELECTION OF DIRECTOR: DR. PHAIL WYNN, FOR FOR Management
JR.
13 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
14 TO RECOMMEND THAT A NON-BINDING, 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS.
15 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT AUDITOR
FOR 2017.
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SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3 ADOPTION OF THE FREQUENCY, ON AN 1 - Year FOR Management
ADVISORY BASIS, OF FUTURE VOTES OF THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
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SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DONALD R. CHAPPEL FOR FOR Management
2 ELECTION OF DIRECTOR: IRWIN S. COHEN FOR FOR Management
3 ELECTION OF DIRECTOR: PHILIP L. FRANCIS FOR FOR Management
4 ELECTION OF DIRECTOR: MARK GROSS FOR FOR Management
5 ELECTION OF DIRECTOR: ERIC G. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: MATHEW M. PENDO FOR FOR Management
7 ELECTION OF DIRECTOR: FRANCESCA RUIZ FOR FOR Management
DE LUZURIAGA
8 ELECTION OF DIRECTOR: WAYNE C. SALES FOR FOR Management
9 ELECTION OF DIRECTOR: FRANK A. SAVAGE FOR FOR Management
10 ELECTION OF DIRECTOR: GERALD L. STORCH FOR FOR Management
11 ELECTION OF DIRECTOR: MARY A. WINSTON FOR FOR Management
12 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
13 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT
14 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
SUPERVALU INC. 2012 STOCK PLAN
15 TO APPROVE A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING STOCKHOLDER PROXY ACCESS
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SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: NOV 01, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY S. CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: FRANK E. DANGEARD FOR FOR Management
3 ELECTION OF DIRECTOR: KENNETH Y. HAO FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID W. HUMPHREY FOR FOR Management
5 ELECTION OF DIRECTOR: GERALDINE B. FOR FOR Management
LAYBOURNE
6 ELECTION OF DIRECTOR: DAVID L. MAHONEY FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT S. MILLER FOR FOR Management
8 ELECTION OF DIRECTOR: ANITA M. SANDS FOR FOR Management
9 ELECTION OF DIRECTOR: DANIEL H. FOR FOR Management
SCHULMAN
10 ELECTION OF DIRECTOR: V. PAUL UNRUH FOR FOR Management
11 ELECTION OF DIRECTOR: SUZANNE M. FOR FOR Management
VAUTRINOT
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
13 AMENDMENTS TO OUR 2013 EQUITY FOR FOR Management
INCENTIVE PLAN, AS AMENDED.
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
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SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARGARET M. KEANE FOR FOR Management
2 ELECTION OF DIRECTOR: PAGET L. ALVES FOR FOR Management
3 ELECTION OF DIRECTOR: ARTHUR W. FOR FOR Management
COVIELLO, JR.
4 ELECTION OF DIRECTOR: WILLIAM W. FOR FOR Management
GRAYLIN
5 ELECTION OF DIRECTOR: ROY A. GUTHRIE FOR FOR Management
6 ELECTION OF DIRECTOR: RICHARD C. FOR FOR Management
HARTNACK
7 ELECTION OF DIRECTOR: JEFFREY G. NAYLOR FOR FOR Management
8 ELECTION OF DIRECTOR: LAUREL J. RICHIE FOR FOR Management
9 ELECTION OF DIRECTOR: OLYMPIA J. SNOWE FOR FOR Management
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
11 APPROVE THE ADOPTION OF THE AMENDMENT FOR FOR Management
TO THE SYNCHRONY FINANCIAL 2014
LONG-TERM INCENTIVE PLAN AND
RE-APPROVAL OF PERFORMANCE MEASURES
12 RATIFICATION OF SELECTION OF KPMG LLP FOR FOR Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2017
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SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL J. BRUTTO FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN M. CASSADAY FOR FOR Management
3 ELECTION OF DIRECTOR: JUDITH B. FOR FOR Management
CRAVEN, M.D.
4 ELECTION OF DIRECTOR: WILLIAM J. FOR FOR Management
DELANEY
5 ELECTION OF DIRECTOR: JOSHUA D. FRANK FOR FOR Management
6 ELECTION OF DIRECTOR: LARRY C. FOR FOR Management
GLASSCOCK
7 ELECTION OF DIRECTOR: JONATHAN GOLDEN FOR FOR Management
8 ELECTION OF DIRECTOR: BRADLEY M. FOR FOR Management
HALVERSON
9 ELECTION OF DIRECTOR: HANS-JOACHIM FOR FOR Management
KOERBER
10 ELECTION OF DIRECTOR: NANCY S. NEWCOMB FOR FOR Management
11 ELECTION OF DIRECTOR: NELSON PELTZ FOR FOR Management
12 ELECTION OF DIRECTOR: EDWARD D. SHIRLEY FOR FOR Management
13 ELECTION OF DIRECTOR: RICHARD G. FOR FOR Management
TILGHMAN
14 ELECTION OF DIRECTOR: JACKIE M. WARD FOR FOR Management
15 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
SYSCO'S 2016 PROXY STATEMENT.
16 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS SYSCO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
17 TO CONSIDER A STOCKHOLDER PROPOSAL, IF AGAINST FOR Shareholder
PROPERLY PRESENTED AT THE MEETING,
REGARDING A POLICY LIMITING
ACCELERATED VESTING OF EQUITY AWARDS
UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION PROVIDED TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR 2016.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION PROVIDED TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5 STOCKHOLDER PROPOSAL FOR AGAINST FOR Shareholder
IMPLEMENTATION OF PROXY ACCESS.
6 STOCKHOLDER PROPOSAL FOR LIMITATIONS AGAINST FOR Shareholder
ON ACCELERATED VESTING OF EQUITY
AWARDS IN THE EVENT OF A CHANGE OF
CONTROL.
7 STOCKHOLDER PROPOSAL FOR AN AMENDMENT AGAINST AGAINST Shareholder
OF THE COMPANY'S CLAWBACK POLICY.
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF THE
COMPANY'S "NAMED EXECUTIVE OFFICERS"
AS DISCLOSED IN THE PROXY STATEMENT.
3 APPROVAL OF CERTAIN AMENDMENTS TO THE FOR FOR Management
TAKE-TWO INTERACTIVE SOFTWARE, INC.
2009 STOCK INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROXANNE S. AUSTIN FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS M. FOR FOR Management
BAKER, JR.
3 ELECTION OF DIRECTOR: BRIAN C. CORNELL FOR FOR Management
4 ELECTION OF DIRECTOR: CALVIN DARDEN FOR FOR Management
5 ELECTION OF DIRECTOR: HENRIQUE DE FOR FOR Management
CASTRO
6 ELECTION OF DIRECTOR: ROBERT L. EDWARDS FOR FOR Management
7 ELECTION OF DIRECTOR: MELANIE L. HEALEY FOR FOR Management
8 ELECTION OF DIRECTOR: DONALD R. KNAUSS FOR FOR Management
9 ELECTION OF DIRECTOR: MONICA C. LOZANO FOR FOR Management
10 ELECTION OF DIRECTOR: MARY E. MINNICK FOR FOR Management
11 ELECTION OF DIRECTOR: DERICA W. RICE FOR FOR Management
12 ELECTION OF DIRECTOR: KENNETH L. FOR FOR Management
SALAZAR
13 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
14 COMPANY PROPOSAL TO APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, OUR EXECUTIVE
COMPENSATION ("SAY ON PAY").
15 COMPANY PROPOSAL TO APPROVE, ON AN 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF OUR
SAY ON PAY VOTES.
16 COMPANY PROPOSAL TO APPROVE THE TARGET FOR FOR Management
CORPORATION EXECUTIVE OFFICER CASH
INCENTIVE PLAN.
--------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES E. ADAIR FOR FOR Management
2 ELECTION OF DIRECTOR: KAREN M. DAHUT FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT M. FOR FOR Management
DUTKOWSKY
4 ELECTION OF DIRECTOR: HARRY J. FOR FOR Management
HARCZAK, JR.
5 ELECTION OF DIRECTOR: BRIDGETTE P. FOR FOR Management
HELLER
6 ELECTION OF DIRECTOR: KATHLEEN MISUNAS FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS I. MORGAN FOR FOR Management
8 ELECTION OF DIRECTOR: PATRICK G. SAYER FOR FOR Management
9 ELECTION OF DIRECTOR: SAVIO W. TUNG FOR FOR Management
10 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018.
11 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
FOR FISCAL 2017.
12 TO APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE BONUS PLAN.
13 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF HOLDING FUTURE ADVISORY
SHAREHOLDER VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: C. A. DAVIS FOR FOR Management
2 ELECTION OF DIRECTOR: K. D. DIXON FOR FOR Management
3 ELECTION OF DIRECTOR: M. H. SARANOW FOR FOR Management
4 ELECTION OF DIRECTOR: G. L. SUGARMAN FOR FOR Management
5 RATIFY ACCOUNTANTS FOR 2017 FOR FOR Management
6 APPROVE TDS INCENTIVE PLAN FOR FOR Management
7 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
8 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
9 SHAREHOLDER PROPOSAL TO RECAPITALIZE AGAINST AGAINST Shareholder
TDS' OUTSTANDING STOCK TO HAVE AN
EQUAL VOTE PER SHARE
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN P. BYRNES FOR FOR Management
2 ELECTION OF DIRECTOR: TREVOR FETTER FOR FOR Management
3 ELECTION OF DIRECTOR: BRENDA J. GAINES FOR FOR Management
4 ELECTION OF DIRECTOR: KAREN M. GARRISON FOR FOR Management
5 ELECTION OF DIRECTOR: EDWARD A. KANGAS FOR FOR Management
6 ELECTION OF DIRECTOR: J. ROBERT KERREY FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD R. FOR FOR Management
PETTINGILL
8 ELECTION OF DIRECTOR: MATTHEW J. FOR FOR Management
RIPPERGER
9 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
RITTENMEYER
10 ELECTION OF DIRECTOR: TAMMY ROMO FOR FOR Management
11 ELECTION OF DIRECTOR: RANDOLPH C. FOR FOR Management
SIMPSON
12 ELECTION OF DIRECTOR: PETER M. WILVER FOR FOR Management
13 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
14 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE OPTION OF EVERY "1 YEAR",
"2 YEARS" OR "3 YEARS" FOR FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
15 PROPOSAL TO APPROVE THE MATERIAL TERMS FOR FOR Management
OF THE PERFORMANCE GOALS UNDER THE
THIRD AMENDED TENET HEALTHCARE
CORPORATION ANNUAL INCENTIVE PLAN.
16 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NANCY E. COOPER FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL R. FOR FOR Management
FISHBACK
3 ELECTION OF DIRECTOR: DAVID E. KEPLER FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
STAVROPOULOS
5 AN ADVISORY (NON-BINDING) VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
6 AN ADVISORY (NON-BINDING) VOTE TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF SAY-ON-PAY
VOTE. *PLEASE SELECT ONLY ONE OPTION*
7 APPROVAL OF THE RATIFICATION OF THE FOR FOR Management
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAR 24, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
TESORO COMMON STOCK IN CONNECTION WITH
THE MERGER AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 16, 2016, AMONG WESTERN
REFINING, INC., TESORO CORPORATION,
TAHOE MERGER SUB 1, INC. AND TAHOE
2 TO ADOPT AN AMENDMENT TO THE TESORO FOR FOR Management
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF TESORO COMMON STOCK FROM 200
MILLION TO 300 MILLION.
3 TO ADJOURN THE SPECIAL MEETING, IF FOR FOR Management
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1.
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RODNEY F. CHASE FOR FOR Management
2 ELECTION OF DIRECTOR: EDWARD G. GALANTE FOR FOR Management
3 ELECTION OF DIRECTOR: GREGORY J. GOFF FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID LILLEY FOR FOR Management
5 ELECTION OF DIRECTOR: MARY PAT MCCARTHY FOR FOR Management
6 ELECTION OF DIRECTOR: J.W. NOKES FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
SCHUMANN, III
8 ELECTION OF DIRECTOR: SUSAN TOMASKY FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL E. WILEY FOR FOR Management
10 ELECTION OF DIRECTOR: PATRICK Y. YANG FOR FOR Management
11 TO APPROVE OUR NAMED EXECUTIVE FOR FOR Management
OFFICERS' COMPENSATION IN AN ADVISORY
VOTE.
12 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: R. W. BABB, JR. FOR FOR Management
2 ELECTION OF DIRECTOR: M. A. BLINN FOR FOR Management
3 ELECTION OF DIRECTOR: T. M. BLUEDORN FOR FOR Management
4 ELECTION OF DIRECTOR: D. A. CARP FOR FOR Management
5 ELECTION OF DIRECTOR: J. F. CLARK FOR FOR Management
6 ELECTION OF DIRECTOR: C. S. COX FOR FOR Management
7 ELECTION OF DIRECTOR: J. M. HOBBY FOR FOR Management
8 ELECTION OF DIRECTOR: R. KIRK FOR FOR Management
9 ELECTION OF DIRECTOR: P. H. PATSLEY FOR FOR Management
10 ELECTION OF DIRECTOR: R. E. SANCHEZ FOR FOR Management
11 ELECTION OF DIRECTOR: W. R. SANDERS FOR FOR Management
12 ELECTION OF DIRECTOR: R. K. TEMPLETON FOR FOR Management
13 BOARD PROPOSAL REGARDING ADVISORY FOR FOR Management
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
14 BOARD PROPOSAL REGARDING ADVISORY 1 - Year FOR Management
APPROVAL OF ANNUAL FREQUENCY FOR
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
15 BOARD PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SCOTT C. DONNELLY FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN M. BADER FOR FOR Management
3 ELECTION OF DIRECTOR: R. KERRY CLARK FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES T. CONWAY FOR FOR Management
5 ELECTION OF DIRECTOR: IVOR J. EVANS FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE K. FISH FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL E. GAGNE FOR FOR Management
8 ELECTION OF DIRECTOR: RALPH D. HEATH FOR FOR Management
9 ELECTION OF DIRECTOR: LLOYD G. TROTTER FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES L. ZIEMER FOR FOR Management
11 ELECTION OF DIRECTOR: MARIA T. ZUBER FOR FOR Management
12 APPROVAL OF THE TEXTRON INC. FOR FOR Management
SHORT-TERM INCENTIVE PLAN.
13 APPROVAL OF THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
14 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
15 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
16 SHAREHOLDER PROPOSAL REGARDING ANNUAL AGAINST FOR Shareholder
REPORT ON LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDRES R. GLUSKI FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES L. FOR FOR Management
HARRINGTON
3 ELECTION OF DIRECTOR: KRISTINA M. FOR FOR Management
JOHNSON
4 ELECTION OF DIRECTOR: TARUN KHANNA FOR FOR Management
5 ELECTION OF DIRECTOR: HOLLY K. KOEPPEL FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES H. MILLER FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN B. MORSE, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: MOISES NAIM FOR FOR Management
9 ELECTION OF DIRECTOR: CHARLES O. FOR FOR Management
ROSSOTTI
10 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
11 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE VOTE ON EXECUTIVE
COMPENSATION.
12 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
2017.
13 IF PROPERLY PRESENTED, A NONBINDING AGAINST FOR Shareholder
STOCKHOLDER PROPOSAL SEEKING
AMENDMENTS TO AES' CURRENT PROXY
ACCESS BY-LAWS.
14 IF PROPERLY PRESENTED, A NONBINDING AGAINST FOR Shareholder
STOCKHOLDER PROPOSAL SEEKING A REPORT
ON COMPANY POLICIES AND TECHNOLOGICAL
ADVANCES THROUGH THE YEAR 2040.
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KERMIT R. FOR FOR Management
CRAWFORD
2 ELECTION OF DIRECTOR: MICHAEL L. ESKEW FOR FOR Management
3 ELECTION OF DIRECTOR: SIDDHARTH N. FOR FOR Management
MEHTA
4 ELECTION OF DIRECTOR: JACQUES P. PEROLD FOR FOR Management
5 ELECTION OF DIRECTOR: ANDREA REDMOND FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN W. ROWE FOR FOR Management
7 ELECTION OF DIRECTOR: JUDITH A. FOR FOR Management
SPRIESER
8 ELECTION OF DIRECTOR: MARY ALICE TAYLOR FOR FOR Management
9 ELECTION OF DIRECTOR: PERRY M. TRAQUINA FOR FOR Management
10 ELECTION OF DIRECTOR: THOMAS J. WILSON FOR FOR Management
11 ADVISORY VOTE TO APPROVE THE EXECUTIVE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
12 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
13 APPROVAL OF THE ALLSTATE CORPORATION FOR FOR Management
2017 EQUITY COMPENSATION PLAN FOR
NON-EMPLOYEE DIRECTORS.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS ALLSTATE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2017.
15 STOCKHOLDER PROPOSAL ON INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL ON LEAD DIRECTOR AGAINST AGAINST Shareholder
QUALIFICATIONS.
17 STOCKHOLDER PROPOSAL ON REPORTING AGAINST FOR Shareholder
POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA Z. COOK FOR FOR Management
2 ELECTION OF DIRECTOR: NICHOLAS M. FOR FOR Management
DONOFRIO
3 ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
ECHEVARRIA
4 ELECTION OF DIRECTOR: EDWARD P. GARDEN FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
GOLDSTEIN
6 ELECTION OF DIRECTOR: GERALD L. HASSELL FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN M. HINSHAW FOR FOR Management
8 ELECTION OF DIRECTOR: EDMUND F. KELLY FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN A. LUKE, JR. FOR FOR Management
10 ELECTION OF DIRECTOR: JENNIFER B. FOR FOR Management
MORGAN
11 ELECTION OF DIRECTOR: MARK A. FOR FOR Management
NORDENBERG
12 ELECTION OF DIRECTOR: ELIZABETH E. FOR FOR Management
ROBINSON
13 ELECTION OF DIRECTOR: SAMUEL C. SCOTT FOR FOR Management
III
14 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
2016 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
15 PROPOSAL TO RECOMMEND, BY NON-BINDING 1 - Year FOR Management
VOTE, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
16 RATIFICATION OF KPMG LLP AS OUR FOR FOR Management
INDEPENDENT AUDITOR FOR 2017.
17 STOCKHOLDER PROPOSAL REGARDING A PROXY AGAINST FOR Shareholder
VOTING REVIEW REPORT.
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT A. BRADWAY FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID L. CALHOUN FOR FOR Management
3 ELECTION OF DIRECTOR: ARTHUR D. FOR FOR Management
COLLINS, JR.
4 ELECTION OF DIRECTOR: KENNETH M. FOR FOR Management
DUBERSTEIN
5 ELECTION OF DIRECTOR: EDMUND P. FOR FOR Management
GIAMBASTIANI, JR.
6 ELECTION OF DIRECTOR: LYNN J. GOOD FOR FOR Management
7 ELECTION OF DIRECTOR: LAWRENCE W. FOR FOR Management
KELLNER
8 ELECTION OF DIRECTOR: EDWARD M. LIDDY FOR FOR Management
9 ELECTION OF DIRECTOR: DENNIS A. FOR FOR Management
MUILENBURG
10 ELECTION OF DIRECTOR: SUSAN C. SCHWAB FOR FOR Management
11 ELECTION OF DIRECTOR: RANDALL L. FOR FOR Management
STEPHENSON
12 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
WILLIAMS
13 ELECTION OF DIRECTOR: MIKE S. FOR FOR Management
ZAFIROVSKI
14 APPROVE, ON AN ADVISORY BASIS, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE COMPENSATION.
16 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2017.
17 ADDITIONAL REPORT ON LOBBYING AGAINST AGAINST Shareholder
ACTIVITIES.
18 REDUCE THRESHOLD TO CALL SPECIAL AGAINST FOR Shareholder
SHAREHOLDER MEETINGS FROM 25% TO 15%.
19 REPORT ON ARMS SALES TO ISRAEL. AGAINST AGAINST Shareholder
20 IMPLEMENT HOLY LAND PRINCIPLES. AGAINST AGAINST Shareholder
--------------------------------------------------------------------------------
THE CHEMOURS COMPANY
Ticker: CC Security ID: 163851108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CURTIS V. FOR FOR Management
ANASTASIO
2 ELECTION OF DIRECTOR: BRADLEY J. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD H. BROWN FOR FOR Management
4 ELECTION OF DIRECTOR: MARY B. CRANSTON FOR FOR Management
5 ELECTION OF DIRECTOR: CURTIS J. FOR FOR Management
CRAWFORD
6 ELECTION OF DIRECTOR: DAWN L. FARRELL FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN D. NEWLIN FOR FOR Management
8 ELECTION OF DIRECTOR: MARK P. VERGNANO FOR FOR Management
9 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
10 RATIFICATION OF SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP FOR FISCAL
YEAR 2017
11 APPROVAL OF THE CHEMOURS COMPANY 2017 FOR FOR Management
EQUITY AND INCENTIVE PLAN
12 APPROVAL OF THE CHEMOURS COMPANY FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN
13 STOCKHOLDER PROPOSAL FOR REPORT ON AGAINST AGAINST Shareholder
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AMY BANSE FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD H. FOR FOR Management
CARMONA
3 ELECTION OF DIRECTOR: BENNO DORER FOR FOR Management
4 ELECTION OF DIRECTOR: SPENCER C. FOR FOR Management
FLEISCHER
5 ELECTION OF DIRECTOR: ESTHER LEE FOR FOR Management
6 ELECTION OF DIRECTOR: A.D. DAVID MACKAY FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
MATSCHULLAT
8 ELECTION OF DIRECTOR: JEFFREY NODDLE FOR FOR Management
9 ELECTION OF DIRECTOR: PAMELA FOR FOR Management
THOMAS-GRAHAM
10 ELECTION OF DIRECTOR: CAROLYN M. FOR FOR Management
TICKNOR
11 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
WILLIAMS
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM. BOARD OF
DIRECTORS RECOMMENDS A VOTE "AGAINST"
PROPOSAL 4.
14 STOCKHOLDER PROPOSAL TO REDUCE AGAINST FOR Shareholder
THRESHOLD TO CALL SPECIAL MEETINGS TO
10% OF OUTSTANDING SHARES.
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: RONALD W. ALLEN FOR FOR Management
3 ELECTION OF DIRECTOR: MARC BOLLAND FOR FOR Management
4 ELECTION OF DIRECTOR: ANA BOTIN FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD M. DALEY FOR FOR Management
6 ELECTION OF DIRECTOR: BARRY DILLER FOR FOR Management
7 ELECTION OF DIRECTOR: HELENE D. GAYLE FOR FOR Management
8 ELECTION OF DIRECTOR: ALEXIS M. HERMAN FOR FOR Management
9 ELECTION OF DIRECTOR: MUHTAR KENT FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT A. KOTICK FOR FOR Management
11 ELECTION OF DIRECTOR: MARIA ELENA FOR FOR Management
LAGOMASINO
12 ELECTION OF DIRECTOR: SAM NUNN FOR FOR Management
13 ELECTION OF DIRECTOR: JAMES QUINCEY FOR FOR Management
14 ELECTION OF DIRECTOR: DAVID B. WEINBERG FOR FOR Management
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION
17 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
18 SHAREOWNER PROPOSAL REGARDING A HUMAN AGAINST AGAINST Shareholder
RIGHTS REVIEW
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUN 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE MERGER AGREEMENT. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL (THE
"DOW MERGER PROPOSAL") TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF DECEMBER 11, 2015 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG DIAMON
2 ADJOURNMENT OF SPECIAL MEETING. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE DOW SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE DOW
MERGER PROPOSAL (THE "DOW ADJOURNMENT
PR
3 ADVISORY VOTE REGARDING MERGER-RELATED FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
TO CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO DOW'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE T
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AJAY BANGA FOR FOR Management
2 ELECTION OF DIRECTOR: JACQUELINE K. FOR FOR Management
BARTON
3 ELECTION OF DIRECTOR: JAMES A. BELL FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD K. DAVIS FOR FOR Management
5 ELECTION OF DIRECTOR: JEFF M. FETTIG FOR FOR Management
6 ELECTION OF DIRECTOR: ANDREW N. LIVERIS FOR FOR Management
7 ELECTION OF DIRECTOR: MARK LOUGHRIDGE FOR FOR Management
8 ELECTION OF DIRECTOR: RAYMOND J. FOR FOR Management
MILCHOVICH
9 ELECTION OF DIRECTOR: ROBERT S. FOR FOR Management
(STEVE) MILLER
10 ELECTION OF DIRECTOR: PAUL POLMAN FOR FOR Management
11 ELECTION OF DIRECTOR: DENNIS H. REILLEY FOR FOR Management
12 ELECTION OF DIRECTOR: JAMES M. RINGLER FOR FOR Management
13 ELECTION OF DIRECTOR: RUTH G. SHAW FOR FOR Management
14 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
15 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
16 ADVISORY RESOLUTION ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT P. FOR FOR Management
CARRIGAN
2 ELECTION OF DIRECTOR: CINDY CHRISTY FOR FOR Management
3 ELECTION OF DIRECTOR: L. GORDON CROVITZ FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES N. FOR FOR Management
FERNANDEZ
5 ELECTION OF DIRECTOR: PAUL R. GARCIA FOR FOR Management
6 ELECTION OF DIRECTOR: ANASTASSIA FOR FOR Management
LAUTERBACH
7 ELECTION OF DIRECTOR: THOMAS J. MANNING FOR FOR Management
8 ELECTION OF DIRECTOR: RANDALL D. MOTT FOR FOR Management
9 ELECTION OF DIRECTOR: JUDITH A. FOR FOR Management
REINSDORF
10 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
11 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION (SAY ON PAY).
12 ADVISORY VOTE ON THE FREQUENCY OF SAY 1 - Year FOR Management
ON PAY VOTING.
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 11, 2016 Meeting Type: Annual
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: RONALD FOR FOR Management
S. LAUDER PLEASE NOTE AN ABSTAIN VOTE
MEANS A WITHHOLD VOTE AGAINST THIS
DIRECTOR
2 ELECTION OF CLASS II DIRECTOR: WILLIAM FOR FOR Management
P. LAUDER PLEASE NOTE AN ABSTAIN VOTE
MEANS A WITHHOLD VOTE AGAINST THIS
DIRECTOR
3 ELECTION OF CLASS II DIRECTOR: RICHARD FOR FOR Management
D. PARSONS PLEASE NOTE AN ABSTAIN VOTE
MEANS A WITHHOLD VOTE AGAINST THIS
DIRECTOR
4 ELECTION OF CLASS II DIRECTOR: LYNN FOR FOR Management
FORESTER DE ROTHSCHILD PLEASE NOTE AN
ABSTAIN VOTE MEANS A WITHHOLD VOTE
AGAINST THIS DIRECTOR
5 ELECTION OF CLASS II DIRECTOR: RICHARD FOR FOR Management
F. ZANNINO PLEASE NOTE AN ABSTAIN VOTE
MEANS A WITHHOLD VOTE AGAINST THIS
DIRECTOR
6 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT AUDITORS FOR THE
2017 FISCAL YEAR.
7 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD C. FOR FOR Management
BLANKFEIN
2 ELECTION OF DIRECTOR: M. MICHELE BURNS FOR FOR Management
3 ELECTION OF DIRECTOR: MARK A. FLAHERTY FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM W. GEORGE FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES A. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: ELLEN J. KULLMAN FOR FOR Management
7 ELECTION OF DIRECTOR: LAKSHMI N. MITTAL FOR FOR Management
8 ELECTION OF DIRECTOR: ADEBAYO O. FOR FOR Management
OGUNLESI
9 ELECTION OF DIRECTOR: PETER OPPENHEIMER FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID A. VINIAR FOR FOR Management
11 ELECTION OF DIRECTOR: MARK O. WINKELMAN FOR FOR Management
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (SAY ON PAY)
13 ADVISORY VOTE ON THE FREQUENCY OF SAY 1 - Year FOR Management
ON PAY
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 10, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM J. CONATY FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
FIRESTONE
3 ELECTION OF DIRECTOR: WERNER GEISSLER FOR FOR Management
4 ELECTION OF DIRECTOR: PETER S. HELLMAN FOR FOR Management
5 ELECTION OF DIRECTOR: LAURETTE T. FOR FOR Management
KOELLNER
6 ELECTION OF DIRECTOR: RICHARD J. KRAMER FOR FOR Management
7 ELECTION OF DIRECTOR: W. ALAN FOR FOR Management
MCCOLLOUGH
8 ELECTION OF DIRECTOR: JOHN E. MCGLADE FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL J. MORELL FOR FOR Management
10 ELECTION OF DIRECTOR: RODERICK A. FOR FOR Management
PALMORE
11 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
STREETER
12 ELECTION OF DIRECTOR: THOMAS H. FOR FOR Management
WEIDEMEYER
13 ELECTION OF DIRECTOR: MICHAEL R. WESSEL FOR FOR Management
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
16 APPROVE THE ADOPTION OF THE 2017 FOR FOR Management
PERFORMANCE PLAN.
17 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
18 SHAREHOLDER PROPOSAL RE: INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN.
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT B. FOR FOR Management
ALLARDICE, III
2 ELECTION OF DIRECTOR: TREVOR FETTER FOR FOR Management
3 ELECTION OF DIRECTOR: KATHRYN A. FOR FOR Management
MIKELLS
4 ELECTION OF DIRECTOR: MICHAEL G. MORRIS FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS A. RENYI FOR FOR Management
6 ELECTION OF DIRECTOR: JULIE G. FOR FOR Management
RICHARDSON
7 ELECTION OF DIRECTOR: TERESA W. FOR FOR Management
ROSEBOROUGH
8 ELECTION OF DIRECTOR: VIRGINIA P. FOR FOR Management
RUESTERHOLZ
9 ELECTION OF DIRECTOR: CHARLES B. FOR FOR Management
STRAUSS
10 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
SWIFT
11 ELECTION OF DIRECTOR: H. PATRICK FOR FOR Management
SWYGERT
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
13 MANAGEMENT PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GERARD J. ARPEY FOR FOR Management
2 ELECTION OF DIRECTOR: ARI BOUSBIB FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFERY H. BOYD FOR FOR Management
4 ELECTION OF DIRECTOR: GREGORY D. FOR FOR Management
BRENNEMAN
5 ELECTION OF DIRECTOR: J. FRANK BROWN FOR FOR Management
6 ELECTION OF DIRECTOR: ALBERT P. CAREY FOR FOR Management
7 ELECTION OF DIRECTOR: ARMANDO CODINA FOR FOR Management
8 ELECTION OF DIRECTOR: HELENA B. FOULKES FOR FOR Management
9 ELECTION OF DIRECTOR: LINDA R. GOODEN FOR FOR Management
10 ELECTION OF DIRECTOR: WAYNE M. HEWETT FOR FOR Management
11 ELECTION OF DIRECTOR: KAREN L. KATEN FOR FOR Management
12 ELECTION OF DIRECTOR: CRAIG A. MENEAR FOR FOR Management
13 ELECTION OF DIRECTOR: MARK VADON FOR FOR Management
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP.
15 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION ("SAY-ON-PAY").
16 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SAY-ON-PAY VOTES.
17 SHAREHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
PREPARATION OF AN EMPLOYMENT DIVERSITY
REPORT.
18 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
ADVISORY VOTE ON POLITICAL
CONTRIBUTIONS.
19 SHAREHOLDER PROPOSAL TO REDUCE THE AGAINST FOR Shareholder
THRESHOLD TO CALL SPECIAL SHAREHOLDER
MEETINGS TO 15% OF OUTSTANDING SHARES.
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOCELYN FOR FOR Management
CARTER-MILLER
2 ELECTION OF DIRECTOR: H. JOHN GREENIAUS FOR FOR Management
3 ELECTION OF DIRECTOR: MARY J. STEELE FOR FOR Management
GUILFOILE
4 ELECTION OF DIRECTOR: DAWN HUDSON FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM T. KERR FOR FOR Management
6 ELECTION OF DIRECTOR: HENRY S. MILLER FOR FOR Management
7 ELECTION OF DIRECTOR: JONATHAN F. FOR FOR Management
MILLER
8 ELECTION OF DIRECTOR: MICHAEL I. ROTH FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID M. THOMAS FOR FOR Management
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INTERPUBLIC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 17, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KATHRYN W. DINDO FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL J. DOLAN FOR FOR Management
3 ELECTION OF DIRECTOR: JAY L. HENDERSON FOR FOR Management
4 ELECTION OF DIRECTOR: NANCY LOPEZ FOR FOR Management
KNIGHT
5 ELECTION OF DIRECTOR: ELIZABETH VALK FOR FOR Management
LONG
6 ELECTION OF DIRECTOR: GARY A. OATEY FOR FOR Management
7 ELECTION OF DIRECTOR: SANDRA PIANALTO FOR FOR Management
8 ELECTION OF DIRECTOR: ALEX SHUMATE FOR FOR Management
9 ELECTION OF DIRECTOR: MARK T. SMUCKER FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD K. FOR FOR Management
SMUCKER
11 ELECTION OF DIRECTOR: TIMOTHY P. FOR FOR Management
SMUCKER
12 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
13 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 SHAREHOLDER PROPOSAL REQUESTING THE AGAINST FOR Shareholder
COMPANY ISSUE A REPORT ON RENEWABLE
ENERGY.
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY E. ABEL FOR FOR Management
2 ELECTION OF DIRECTOR: ALEXANDRE BEHRING FOR FOR Management
3 ELECTION OF DIRECTOR: WARREN E. BUFFETT FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN T. CAHILL FOR FOR Management
5 ELECTION OF DIRECTOR: TRACY BRITT COOL FOR FOR Management
6 ELECTION OF DIRECTOR: FEROZ DEWAN FOR FOR Management
7 ELECTION OF DIRECTOR: JEANNE P. JACKSON FOR FOR Management
8 ELECTION OF DIRECTOR: JORGE PAULO FOR FOR Management
LEMANN
9 ELECTION OF DIRECTOR: MACKEY J. FOR FOR Management
MCDONALD
10 ELECTION OF DIRECTOR: JOHN C. POPE FOR FOR Management
11 ELECTION OF DIRECTOR: MARCEL HERRMANN FOR FOR Management
TELLES
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2017.
14 SHAREHOLDER PROPOSAL: RESOLUTION AGAINST AGAINST Shareholder
RELATED TO SUSTAINABILITY AND
NUTRITION.
15 SHAREHOLDER PROPOSAL: RESOLUTION AGAINST AGAINST Shareholder
RELATED TO PACKAGING.
16 SHAREHOLDER PROPOSAL: RESOLUTION AGAINST AGAINST Shareholder
RELATED TO DEFORESTATION.
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NORA A. AUFREITER FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT D. BEYER FOR FOR Management
3 ELECTION OF DIRECTOR: ANNE GATES FOR FOR Management
4 ELECTION OF DIRECTOR: SUSAN J. KROPF FOR FOR Management
5 ELECTION OF DIRECTOR: W. RODNEY FOR FOR Management
MCMULLEN
6 ELECTION OF DIRECTOR: JORGE P. MONTOYA FOR FOR Management
7 ELECTION OF DIRECTOR: CLYDE R. MOORE FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES A. RUNDE FOR FOR Management
9 ELECTION OF DIRECTOR: RONALD L. SARGENT FOR FOR Management
10 ELECTION OF DIRECTOR: BOBBY S. FOR FOR Management
SHACKOULS
11 ELECTION OF DIRECTOR: MARK S. SUTTON FOR FOR Management
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE TO SELECT THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
14 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP, AS AUDITORS.
15 A SHAREHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED, TO ISSUE A REPORT ASSESSING
THE ENVIRONMENTAL IMPACTS OF USING
UNRECYCLABLE PACKAGING FOR PRIVATE
LABEL BRANDS.
16 A SHAREHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED, TO ISSUE A REPORT ASSESSING
THE CLIMATE BENEFITS AND FEASIBILITY
OF ADOPTING ENTERPRISE-WIDE,
QUANTITATIVE, TIME BOUND TARGETS FOR
INCREASING RENEWABLE ENERGY SOURCING.
17 A SHAREHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED, TO ISSUE A REPORT PROVIDING
QUANTITATIVE METRICS ON SUPPLY CHAIN
IMPACTS ON DEFORESTATION, INCLUDING
PROGRESS ON TIME BOUND GOALS FOR
REDUCING SUCH IMPACTS.
18 A SHAREHOLDER PROPOSAL, IF PROPERLY AGAINST AGAINST Shareholder
PRESENTED, TO ADOPT A POLICY AND AMEND
THE BYLAWS AS NECESSARY TO REQUIRE THE
CHAIR OF THE BOARD TO BE INDEPENDENT.
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NANCY E. COOPER FOR FOR Management
2 ELECTION OF DIRECTOR: GREGORY L. EBEL FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY S. GITZEL FOR FOR Management
4 ELECTION OF DIRECTOR: DENISE C. JOHNSON FOR FOR Management
5 ELECTION OF DIRECTOR: EMERY N. KOENIG FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT L. FOR FOR Management
LUMPKINS
7 ELECTION OF DIRECTOR: WILLIAM T. FOR FOR Management
MONAHAN
8 ELECTION OF DIRECTOR: JAMES ("JOC") C. FOR FOR Management
O'ROURKE
9 ELECTION OF DIRECTOR: JAMES L. POPOWICH FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID T. SEATON FOR FOR Management
11 ELECTION OF DIRECTOR: STEVEN M. SEIBERT FOR FOR Management
12 ELECTION OF DIRECTOR: KELVIN R. FOR FOR Management
WESTBROOK
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
14 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
15 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES E. BUNCH FOR FOR Management
2 ELECTION OF DIRECTOR: MARJORIE RODGERS FOR FOR Management
CHESHIRE
3 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
DEMCHAK
4 ELECTION OF DIRECTOR: ANDREW T. FOR FOR Management
FELDSTEIN
5 ELECTION OF DIRECTOR: DANIEL R. HESSE FOR FOR Management
6 ELECTION OF DIRECTOR: KAY COLES JAMES FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD B. KELSON FOR FOR Management
8 ELECTION OF DIRECTOR: JANE G. PEPPER FOR FOR Management
9 ELECTION OF DIRECTOR: DONALD J. SHEPARD FOR FOR Management
10 ELECTION OF DIRECTOR: LORENE K. STEFFES FOR FOR Management
11 ELECTION OF DIRECTOR: DENNIS F. STRIGL FOR FOR Management
12 ELECTION OF DIRECTOR: MICHAEL J. WARD FOR FOR Management
13 ELECTION OF DIRECTOR: GREGORY D. WASSON FOR FOR Management
14 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS PNC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
15 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
16 RECOMMENDATION FOR THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 A SHAREHOLDER PROPOSAL REQUESTING A AGAINST FOR Shareholder
DIVERSITY REPORT WITH SPECIFIC
ADDITIONAL DISCLOSURE, INCLUDING
EEOC-DEFINED METRICS.
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 11, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANCIS S. BLAKE FOR FOR Management
2 ELECTION OF DIRECTOR: ANGELA F. BRALY FOR FOR Management
3 ELECTION OF DIRECTOR: KENNETH I. FOR FOR Management
CHENAULT
4 ELECTION OF DIRECTOR: SCOTT D. COOK FOR FOR Management
5 ELECTION OF DIRECTOR: TERRY J. LUNDGREN FOR FOR Management
6 ELECTION OF DIRECTOR: W. JAMES FOR FOR Management
MCNERNEY, JR.
7 ELECTION OF DIRECTOR: DAVID S. TAYLOR FOR FOR Management
8 ELECTION OF DIRECTOR: MARGARET C. FOR FOR Management
WHITMAN
9 ELECTION OF DIRECTOR: PATRICIA A. FOR FOR Management
WOERTZ
10 ELECTION OF DIRECTOR: ERNESTO ZEDILLO FOR FOR Management
11 RATIFY APPOINTMENT OF THE INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM
12 ADVISORY VOTE ON THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION (THE "SAY ON
PAY" VOTE)
13 SHAREHOLDER PROPOSAL - REPORT ON AGAINST FOR Shareholder
LOBBYING POLICIES OF THIRD PARTY
ORGANIZATIONS
14 SHAREHOLDER PROPOSAL - REPORT ON AGAINST FOR Shareholder
APPLICATION OF COMPANY
NON-DISCRIMINATION POLICIES IN STATES
WITH PRO-DISCRIMINATION LAWS
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STUART B. FOR FOR Management
BURGDOERFER
2 ELECTION OF DIRECTOR: CHARLES A. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: ROGER N. FARAH FOR FOR Management
4 ELECTION OF DIRECTOR: LAWTON W. FITT FOR FOR Management
5 ELECTION OF DIRECTOR: SUSAN PATRICIA FOR FOR Management
GRIFFITH
6 ELECTION OF DIRECTOR: JEFFREY D. KELLY FOR FOR Management
7 ELECTION OF DIRECTOR: PATRICK H. FOR FOR Management
NETTLES, PH.D.
8 ELECTION OF DIRECTOR: GLENN M. RENWICK FOR FOR Management
9 ELECTION OF DIRECTOR: BRADLEY T. FOR FOR Management
SHEARES, PH.D.
10 ELECTION OF DIRECTOR: BARBARA R. SNYDER FOR FOR Management
11 APPROVE THE PROGRESSIVE CORPORATION FOR FOR Management
2017 EXECUTIVE ANNUAL INCENTIVE PLAN.
12 APPROVE THE PROGRESSIVE CORPORATION FOR FOR Management
2017 DIRECTORS EQUITY INCENTIVE PLAN.
13 CAST AN ADVISORY VOTE TO APPROVE OUR FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM.
14 CAST AN ADVISORY VOTE ON THE FREQUENCY 1 - Year FOR Management
OF THE SHAREHOLDER VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION PROGRAM.
15 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: A.F. ANTON FOR FOR Management
2 ELECTION OF DIRECTOR: D.F. HODNIK FOR FOR Management
3 ELECTION OF DIRECTOR: T.G. KADIEN FOR FOR Management
4 ELECTION OF DIRECTOR: R.J. KRAMER FOR FOR Management
5 ELECTION OF DIRECTOR: S.J. KROPF FOR FOR Management
6 ELECTION OF DIRECTOR: J.G. MORIKIS FOR FOR Management
7 ELECTION OF DIRECTOR: C.A. POON FOR FOR Management
8 ELECTION OF DIRECTOR: J.M. STROPKI FOR FOR Management
9 ELECTION OF DIRECTOR: M.H. THAMAN FOR FOR Management
10 ELECTION OF DIRECTOR: M. THORNTON III FOR FOR Management
11 ELECTION OF DIRECTOR: S.H. WUNNING FOR FOR Management
12 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF THE NAMED EXECUTIVES.
13 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON THE COMPENSATION
OF THE NAMED EXECUTIVES.
14 APPROVAL OF THE 2007 EXECUTIVE ANNUAL FOR FOR Management
PERFORMANCE BONUS PLAN (AMENDED AND
RESTATED AS OF APRIL 19, 2017).
15 APPROVAL OF THE 2006 EQUITY AND FOR FOR Management
PERFORMANCE INCENTIVE PLAN (AMENDED
AND RESTATED AS OF APRIL 19, 2017).
16 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JUANITA POWELL FOR FOR Management
BARANCO
2 ELECTION OF DIRECTOR: JON A. BOSCIA FOR FOR Management
3 ELECTION OF DIRECTOR: HENRY A. CLARK FOR FOR Management
III
4 ELECTION OF DIRECTOR: THOMAS A. FANNING FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID J. GRAIN FOR FOR Management
6 ELECTION OF DIRECTOR: VERONICA M. HAGEN FOR FOR Management
7 ELECTION OF DIRECTOR: WARREN A. HOOD, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: LINDA P. HUDSON FOR FOR Management
9 ELECTION OF DIRECTOR: DONALD M. JAMES FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN D. JOHNS FOR FOR Management
11 ELECTION OF DIRECTOR: DALE E. KLEIN FOR FOR Management
12 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
SMITH, JR.
13 ELECTION OF DIRECTOR: STEVEN R. SPECKER FOR FOR Management
14 ELECTION OF DIRECTOR: LARRY D. THOMPSON FOR FOR Management
15 ELECTION OF DIRECTOR: E. JENNER WOOD FOR FOR Management
III
16 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
CERTIFICATE TO REDUCE THE
SUPERMAJORITY VOTE REQUIREMENTS TO A
MAJORITY VOTE
17 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
18 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
19 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
20 STOCKHOLDER PROPOSAL ON 2 CELSIUS AGAINST AGAINST Shareholder
SCENARIO REPORT
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4 RECOMMENDATION, ON AN ADVISORY BASIS, 1 - Year FOR Management
OF THE FREQUENCY OF THE SHAREHOLDER
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
11 ELECTION OF DIRECTOR: WILLOW B. SHIRE FOR FOR Management
12 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS AS TJX'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2018
13 REAPPROVAL OF MATERIAL TERMS OF FOR FOR Management
PERFORMANCE GOALS UNDER THE STOCK
INCENTIVE PLAN
14 REAPPROVAL OF MATERIAL TERMS OF FOR FOR Management
PERFORMANCE GOALS UNDER THE CASH
INCENTIVE PLANS
15 ADVISORY APPROVAL OF TJX'S EXECUTIVE FOR FOR Management
COMPENSATION (THE SAY-ON-PAY VOTE)
16 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
TJX'S SAY-ON-PAY VOTES
17 SHAREHOLDER PROPOSAL FOR INCLUSION OF AGAINST AGAINST Shareholder
DIVERSITY AS A CEO PERFORMANCE MEASURE
18 SHAREHOLDER PROPOSAL FOR A REVIEW AND AGAINST AGAINST Shareholder
SUMMARY REPORT ON EXECUTIVE
COMPENSATION POLICIES
19 SHAREHOLDER PROPOSAL FOR A REPORT ON AGAINST AGAINST Shareholder
COMPENSATION DISPARITIES BASED ON
RACE, GENDER, OR ETHNICITY
20 SHAREHOLDER PROPOSAL FOR A REPORT ON AGAINST AGAINST Shareholder
NET-ZERO GREENHOUSE GAS EMISSIONS
1 ELECTION OF DIRECTOR: ZEIN ABDALLA FOR FOR Management
2 ELECTION OF DIRECTOR: JOSE B. ALVAREZ FOR FOR Management
3 ELECTION OF DIRECTOR: ALAN M. BENNETT FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID T. CHING FOR FOR Management
5 ELECTION OF DIRECTOR: ERNIE HERRMAN FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL F. HINES FOR FOR Management
7 ELECTION OF DIRECTOR: AMY B. LANE FOR FOR Management
8 ELECTION OF DIRECTOR: CAROL MEYROWITZ FOR FOR Management
9 ELECTION OF DIRECTOR: JACKWYN L. FOR FOR Management
NEMEROV
10 ELECTION OF DIRECTOR: JOHN F. O'BRIEN FOR FOR Management
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN L. BELLER FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN H. DASBURG FOR FOR Management
3 ELECTION OF DIRECTOR: JANET M. DOLAN FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH M. FOR FOR Management
DUBERSTEIN
5 ELECTION OF DIRECTOR: PATRICIA L. FOR FOR Management
HIGGINS
6 ELECTION OF DIRECTOR: WILLIAM J. KANE FOR FOR Management
7 ELECTION OF DIRECTOR: CLEVE L. FOR FOR Management
KILLINGSWORTH JR.
8 ELECTION OF DIRECTOR: PHILIP T. FOR FOR Management
RUEGGER III
9 ELECTION OF DIRECTOR: TODD C. FOR FOR Management
SCHERMERHORN
10 ELECTION OF DIRECTOR: ALAN D. SCHNITZER FOR FOR Management
11 ELECTION OF DIRECTOR: DONALD J. SHEPARD FOR FOR Management
12 ELECTION OF DIRECTOR: LAURIE J. THOMSEN FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE TRAVELERS COMPANIES,
INC. INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
14 NON-BINDING VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES ON EXECUTIVE COMPENSATION.
15 NON-BINDING VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
16 APPROVE AN AMENDMENT TO THE TRAVELERS FOR FOR Management
COMPANIES, INC. AMENDED AND RESTATED
2014 STOCK INCENTIVE PLAN.
17 SHAREHOLDER PROPOSAL RELATING TO AGAINST FOR Shareholder
INCREASED DISCLOSURE OF LOBBYING, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
18 SHAREHOLDER PROPOSAL RELATING TO AGAINST AGAINST Shareholder
DISCLOSURE OF A GENDER PAY EQUITY
REPORT, IF PRESENTED AT THE ANNUAL
MEETING OF SHAREHOLDERS.
19 SHAREHOLDER PROPOSAL RELATING TO AGAINST AGAINST Shareholder
DISCLOSURE OF A DIVERSITY REPORT, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------
THE VALSPAR CORPORATION
Ticker: VAL Security ID: 920355104
Meeting Date: MAR 24, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN M. BALLBACH FOR FOR Management
2 ELECTION OF DIRECTOR: IAN R. FRIENDLY FOR FOR Management
3 ELECTION OF DIRECTOR: JANEL S. HAUGARTH FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID R. LUMLEY FOR FOR Management
5 TO CAST AN ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
CORPORATION'S PROXY STATEMENT.
6 TO CAST AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY FOR A STOCKHOLDERS' ADVISORY
VOTE ON THE CORPORATION'S EXECUTIVE
COMPENSATION.
7 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE CORPORATION FOR THE FISCAL YEAR
ENDING OCTOBER 27, 2017.
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN S. CHEN FOR FOR Management
3 ELECTION OF DIRECTOR: JACK DORSEY FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT A. IGER FOR FOR Management
5 ELECTION OF DIRECTOR: MARIA ELENA FOR FOR Management
LAGOMASINO
6 ELECTION OF DIRECTOR: FRED H. FOR FOR Management
LANGHAMMER
7 ELECTION OF DIRECTOR: AYLWIN B. LEWIS FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
MATSCHULLAT
9 ELECTION OF DIRECTOR: MARK G. PARKER FOR FOR Management
10 ELECTION OF DIRECTOR: SHERYL K. FOR FOR Management
SANDBERG
11 ELECTION OF DIRECTOR: ORIN C. SMITH FOR FOR Management
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S REGISTERED PUBLIC
ACCOUNTANTS FOR 2017.
13 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
14 TO APPROVE HOLDING AN ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED.
15 TO APPROVE THE SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
16 TO APPROVE THE SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THE BOARD TO AMEND THE
COMPANY'S BYLAWS RELATING TO PROXY
ACCESS TO INCREASE THE NUMBER OF
PERMITTED NOMINEES, REMOVE THE LIMIT
ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE
THE LIMIT
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NELSON PELTZ FOR FOR Management
2 ELECTION OF DIRECTOR: PETER W. MAY FOR FOR Management
3 ELECTION OF DIRECTOR: EMIL J. BROLICK FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH W. FOR FOR Management
GILBERT
5 ELECTION OF DIRECTOR: DENNIS M. KASS FOR FOR Management
6 ELECTION OF DIRECTOR: JOSEPH A. LEVATO FOR FOR Management
7 ELECTION OF DIRECTOR: MICHELLE J. FOR FOR Management
MATHEWS-SPRADLIN
8 ELECTION OF DIRECTOR: MATTHEW H. PELTZ FOR FOR Management
9 ELECTION OF DIRECTOR: TODD A. PENEGOR FOR FOR Management
10 ELECTION OF DIRECTOR: PETER H. FOR FOR Management
ROTHSCHILD
11 ELECTION OF DIRECTOR: ARTHUR B. FOR FOR Management
WINKLEBLACK
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
13 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
15 STOCKHOLDER PROPOSAL REGARDING AN AGAINST FOR Shareholder
INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN I. COLE FOR FOR Management
2 ELECTION OF DIRECTOR: HIKMET ERSEK FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
GOODMAN
4 ELECTION OF DIRECTOR: BETSY D. HOLDEN FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
JOERRES
6 ELECTION OF DIRECTOR: ROBERTO G. FOR FOR Management
MENDOZA
7 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
MILES, JR.
8 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
SELANDER
9 ELECTION OF DIRECTOR: FRANCES FRAGOS FOR FOR Management
TOWNSEND
10 ELECTION OF DIRECTOR: SOLOMON D. FOR FOR Management
TRUJILLO
11 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
12 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
13 RATIFICATION OF SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
14 STOCKHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
POLITICAL CONTRIBUTIONS DISCLOSURE
15 STOCKHOLDER PROPOSAL REGARDING ACTION AGAINST AGAINST Shareholder
BY WRITTEN CONSENT
16 STOCKHOLDER PROPOSAL REGARDING REPORT AGAINST AGAINST Shareholder
DETAILING RISKS AND COSTS TO THE
COMPANY CAUSED BY STATE POLICIES
SUPPORTING DISCRIMINATION
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN S. ARMSTRONG FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN W. FOR FOR Management
BERGSTROM
3 ELECTION OF DIRECTOR: STEPHEN I. CHAZEN FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES I. COGUT FOR FOR Management
5 ELECTION OF DIRECTOR: KATHLEEN B. FOR FOR Management
COOPER
6 ELECTION OF DIRECTOR: MICHAEL A. CREEL FOR FOR Management
7 ELECTION OF DIRECTOR: PETER A. RAGAUSS FOR FOR Management
8 ELECTION OF DIRECTOR: SCOTT D. FOR FOR Management
SHEFFIELD
9 ELECTION OF DIRECTOR: MURRAY D. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: WILLIAM H. SPENCE FOR FOR Management
11 ELECTION OF DIRECTOR: JANICE D. STONEY FOR FOR Management
12 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS FOR 2017.
13 APPROVAL, BY NONBINDING ADVISORY VOTE, FOR FOR Management
OF THE COMPANY'S EXECUTIVE COMPENSATION
14 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
TIME INC.
Ticker: TIME Security ID: 887228104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD BATTISTA FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID A. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN M. FAHEY, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: MANUEL A. FOR FOR Management
FERNANDEZ
5 ELECTION OF DIRECTOR: DENNIS J. FOR FOR Management
FITZSIMONS
6 ELECTION OF DIRECTOR: BETSY D. HOLDEN FOR FOR Management
7 ELECTION OF DIRECTOR: KAY KOPLOVITZ FOR FOR Management
8 ELECTION OF DIRECTOR: RONALD S. ROLFE FOR FOR Management
9 ELECTION OF DIRECTOR: DAN ROSENSWEIG FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
ZEISSER
11 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
12 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS
13 SHAREHOLDER PROPOSAL ON INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: FEB 15, 2017 Meeting Type: Special
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF OCTOBER 22, 2016,
AS IT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), BY AND AMONG
TIME WARNER INC., A DELAWARE
CORPORATION, AT&T INC., A DELAWARE
CORPORATION, WEST MERGER SUB, INC., A
DELAW
2 APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO TIME WARNER
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT
AND THE AGREEMENTS AND UNDERSTANDINGS P
3 APPROVE ADJOURNMENTS OF THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM P. BARR FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY L. BEWKES FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT C. CLARK FOR FOR Management
4 ELECTION OF DIRECTOR: MATHIAS DOPFNER FOR FOR Management
5 ELECTION OF DIRECTOR: JESSICA P. FOR FOR Management
EINHORN
6 ELECTION OF DIRECTOR: CARLOS M. FOR FOR Management
GUTIERREZ
7 ELECTION OF DIRECTOR: FRED HASSAN FOR FOR Management
8 ELECTION OF DIRECTOR: PAUL D. WACHTER FOR FOR Management
9 ELECTION OF DIRECTOR: DEBORAH C. WRIGHT FOR FOR Management
10 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITOR.
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
TIVO CORPORATION
Ticker: TIVO Security ID: 88870P106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
5 ADVISORY VOTE TO APPROVE TRANSFER FOR FOR Management
RESTRICTIONS IN THE COMPANY'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION.
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE (IN AN ADVISORY VOTE) FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
3 TO DETERMINE HOW OFTEN TO CONDUCT THE WITHHOLD FOR Management
ADVISORY VOTE REGARDING COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017
--------------------------------------------------------------------------------
TRIBUNE MEDIA COMPANY
Ticker: TRCO Security ID: 896047503
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE APPROVING EXECUTIVE FOR FOR Management
COMPENSATION.
3 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE FOURTH AMENDED AND FOR FOR Management
RESTATED TRINITY INDUSTRIES, INC. 2004
STOCK OPTION AND INCENTIVE PLAN.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL BOURGON FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL J. CROWLEY FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN G. DROSDICK FOR FOR Management
4 ELECTION OF DIRECTOR: RALPH E. EBERHART FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD C. GOZON FOR FOR Management
6 ELECTION OF DIRECTOR: DAWNE S. HICKTON FOR FOR Management
7 ELECTION OF DIRECTOR: RICHARD C. ILL FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM L. FOR FOR Management
MANSFIELD
9 ELECTION OF DIRECTOR: ADAM J. PALMER FOR FOR Management
10 ELECTION OF DIRECTOR: JOSEPH M. FOR FOR Management
SILVESTRI
11 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR
2016.
12 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CATHERINE A. FOR FOR Management
BERTINI
2 ELECTION OF DIRECTOR: SUSAN M. CAMERON FOR FOR Management
3 ELECTION OF DIRECTOR: KRISS CLONINGER FOR FOR Management
III
4 ELECTION OF DIRECTOR: MEG CROFTON FOR FOR Management
5 ELECTION OF DIRECTOR: E. V. GOINGS FOR FOR Management
6 ELECTION OF DIRECTOR: ANGEL R. MARTINEZ FOR FOR Management
7 ELECTION OF DIRECTOR: ANTONIO MONTEIRO FOR FOR Management
DE CASTRO
8 ELECTION OF DIRECTOR: DAVID R. PARKER FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD T. RILEY FOR FOR Management
10 ELECTION OF DIRECTOR: JOYCE M. ROCHE FOR FOR Management
11 ELECTION OF DIRECTOR: M. ANNE SZOSTAK FOR FOR Management
12 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM
13 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF VOTING ON THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
14 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: E. SPENCER FOR FOR Management
ABRAHAM
2 ELECTION OF DIRECTOR: JAMES J. BENDER FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN G. KASNET FOR FOR Management
4 ELECTION OF DIRECTOR: LISA A. POLLINA FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM ROTH FOR FOR Management
6 ELECTION OF DIRECTOR: W. REID SANDERS FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS E. SIERING FOR FOR Management
8 ELECTION OF DIRECTOR: BRIAN C. TAYLOR FOR FOR Management
9 ELECTION OF DIRECTOR: HOPE B. WOODHOUSE FOR FOR Management
10 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
OUR EXECUTIVE OFFICERS.
11 ADVISORY VOTE RELATING TO THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TYCO INTERNATIONAL PLC
Ticker: TYC Security ID: G91442106
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AMENDMENTS TO THE TYCO FOR FOR Management
INTERNATIONAL PLC ("TYCO") MEMORANDUM
OF ASSOCIATION SET FORTH IN ANNEX B-1
OF THE JOINT PROXY
STATEMENT/PROSPECTUS.
2 TO APPROVE THE AMENDMENTS TO THE TYCO FOR FOR Management
ARTICLES OF ASSOCIATION SET FORTH IN
ANNEX B-2 OF THE JOINT PROXY
STATEMENT/PROSPECTUS.
3 TO APPROVE THE CONSOLIDATION OF TYCO FOR FOR Management
ORDINARY SHARES WHEREBY, IMMEDIATELY
PRIOR TO THE CONSUMMATION OF THE
MERGER (THE " MERGER") CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JANUARY 24, 2016, AS
AMENDED BY AMENDMENT NO. 1, DATED AS
OF JU
4 TO APPROVE AN INCREASE TO THE FOR FOR Management
AUTHORIZED SHARE CAPITAL OF TYCO SUCH
THAT THE NUMBER OF AUTHORIZED ORDINARY
SHARES OF TYCO IMMEDIATELY FOLLOWING
THE TYCO SHARE CONSOLIDATION IS EQUAL
TO 1,000,000,000 (THE NUMBER OF
AUTHORIZED ORDINARY SHARES OF TYCO
IMMEDI
5 TO APPROVE THE ISSUANCE AND ALLOTMENT FOR FOR Management
OF RELEVANT SECURITIES (AS DEFINED IN
THE COMPANIES ACT 2014 OF IRELAND) IN
CONNECTION WITH THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT.
6 TO APPROVE THE CHANGE OF NAME OF THE FOR FOR Management
COMBINED COMPANY TO "JOHNSON CONTROLS
INTERNATIONAL PLC" EFFECTIVE FROM THE
CONSUMMATION OF THE MERGER, SUBJECT
ONLY TO APPROVAL OF THE REGISTRAR OF
COMPANIES IN IRELAND.
7 TO APPROVE AN INCREASE, EFFECTIVE AS FOR FOR Management
OF THE EFFECTIVE TIME OF THE MERGER,
TO THE AUTHORIZED SHARE CAPITAL OF
TYCO IN AN AMOUNT EQUAL TO
1,000,000,000 ORDINARY SHARES AND
100,000,000 PREFERRED SHARES.
8 TO APPROVE THE ALLOTMENT OF RELEVANT FOR FOR Management
SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2014 OF IRELAND) FOR
ISSUANCES AFTER THE MERGER OF UP TO
APPROXIMATELY 33% OF THE COMBINED
COMPANY'S POST-MERGER ISSUED SHARE
CAPITAL.
9 TO APPROVE THE DISAPPLICATION OF FOR FOR Management
STATUTORY PRE-EMPTION RIGHTS IN
RESPECT OF ISSUANCES OF EQUITY
SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2014 OF IRELAND) FOR
CASH FOR ISSUANCES AFTER THE MERGER OF
UP TO APPROXIMATELY 5% OF THE COMBINED
COMPANY'S POST-M
10 TO APPROVE THE RENOMINALIZATION OF FOR FOR Management
TYCO ORDINARY SHARES SUCH THAT THE
NOMINAL VALUE OF EACH ORDINARY SHARE
WILL BE DECREASED BY APPROXIMATELY $0.
00047 TO $0.01 (MATCHING ITS
PRE-CONSOLIDATION NOMINAL VALUE) WITH
THE AMOUNT OF THE DEDUCTION BEING
CREDITED
11 TO APPROVE THE REDUCTION OF SOME OR FOR FOR Management
ALL OF THE SHARE PREMIUM OF TYCO
RESULTING FROM THE MERGER TO ALLOW THE
CREATION OF ADDITIONAL DISTRIBUTABLE
RESERVES OF THE COMBINED COMPANY.
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS M. FOR FOR Management
BAKER, JR.
2 ELECTION OF DIRECTOR: WARNER L. BAXTER FOR FOR Management
3 ELECTION OF DIRECTOR: MARC N. CASPER FOR FOR Management
4 ELECTION OF DIRECTOR: ANDREW CECERE FOR FOR Management
5 ELECTION OF DIRECTOR: ARTHUR D. FOR FOR Management
COLLINS, JR.
6 ELECTION OF DIRECTOR: RICHARD K. DAVIS FOR FOR Management
7 ELECTION OF DIRECTOR: KIMBERLY J. FOR FOR Management
HARRIS
8 ELECTION OF DIRECTOR: ROLAND A. FOR FOR Management
HERNANDEZ
9 ELECTION OF DIRECTOR: DOREEN WOO HO FOR FOR Management
10 ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY FOR FOR Management
11 ELECTION OF DIRECTOR: KAREN S. LYNCH FOR FOR Management
12 ELECTION OF DIRECTOR: DAVID B. O'MALEY FOR FOR Management
13 ELECTION OF DIRECTOR: O'DELL M. OWENS, FOR FOR Management
M.D., M.P.H.
14 ELECTION OF DIRECTOR: CRAIG D. SCHNUCK FOR FOR Management
15 ELECTION OF DIRECTOR: SCOTT W. WINE FOR FOR Management
16 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITOR FOR THE 2017 FISCAL YEAR.
17 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR EXECUTIVES
DISCLOSED IN THE PROXY STATEMENT.
18 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL: A SHAREHOLDER AGAINST AGAINST Shareholder
PROPOSAL SEEKING THE ADOPTION OF A
POLICY REQUIRING THAT THE CHAIRMAN OF
THE BOARD BE AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: NOV 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: M.S. BORT FOR FOR Management
2 ELECTION OF DIRECTOR: R.W. GOCHNAUER FOR FOR Management
3 ELECTION OF DIRECTOR: F.S. HERMANCE FOR FOR Management
4 ELECTION OF DIRECTOR: A. POL FOR FOR Management
5 ELECTION OF DIRECTOR: M.O. SCHLANGER FOR FOR Management
6 ELECTION OF DIRECTOR: J.B. STALLINGS, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: R.B. VINCENT FOR FOR Management
8 ELECTION OF DIRECTOR: J.L. WALSH FOR FOR Management
9 PROPOSAL TO APPROVE RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
10 RECOMMEND THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
11 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDREW H. CARD FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ERROLL B. DAVIS FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: DAVID B. DILLON FOR FOR Management
4 ELECTION OF DIRECTOR: LANCE M. FRITZ FOR FOR Management
5 ELECTION OF DIRECTOR: DEBORAH C. FOR FOR Management
HOPKINS
6 ELECTION OF DIRECTOR: JANE H. LUTE FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL R. FOR FOR Management
MCCARTHY
8 ELECTION OF DIRECTOR: MICHAEL W. FOR FOR Management
MCCONNELL
9 ELECTION OF DIRECTOR: THOMAS F. FOR FOR Management
MCLARTY III
10 ELECTION OF DIRECTOR: STEVEN R. ROGEL FOR FOR Management
11 ELECTION OF DIRECTOR: JOSE H. FOR FOR Management
VILLARREAL
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
13 AN ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION ("SAY ON PAY").
14 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION ("SAY ON
FREQUENCY").
15 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
INDEPENDENT CHAIRMAN IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROLYN CORVI FOR FOR Management
2 ELECTION OF DIRECTOR: JANE C. GARVEY FOR FOR Management
3 ELECTION OF DIRECTOR: BARNEY HARFORD FOR FOR Management
4 ELECTION OF DIRECTOR: WALTER ISAACSON FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES A. C. FOR FOR Management
KENNEDY
6 ELECTION OF DIRECTOR: ROBERT A. MILTON FOR FOR Management
7 ELECTION OF DIRECTOR: OSCAR MUNOZ FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM R. NUTI FOR FOR Management
9 ELECTION OF DIRECTOR: EDWARD M. PHILIP FOR FOR Management
10 ELECTION OF DIRECTOR: EDWARD L. SHAPIRO FOR FOR Management
11 ELECTION OF DIRECTOR: LAURENCE E. FOR FOR Management
SIMMONS
12 ELECTION OF DIRECTOR: DAVID J. VITALE FOR FOR Management
13 ELECTION OF DIRECTOR: JAMES M. FOR FOR Management
WHITEHURST
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
15 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
16 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
17 APPROVAL OF THE UNITED CONTINENTAL FOR FOR Management
HOLDINGS, INC. 2017 INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JENNE K. BRITELL FOR FOR Management
2 ELECTION OF DIRECTOR: JOSE B. ALVAREZ FOR FOR Management
3 ELECTION OF DIRECTOR: BOBBY J. GRIFFIN FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
KNEELAND
5 ELECTION OF DIRECTOR: SINGLETON B. FOR FOR Management
MCALLISTER
6 ELECTION OF DIRECTOR: JASON D. FOR FOR Management
PAPASTAVROU
7 ELECTION OF DIRECTOR: FILIPPO PASSERINI FOR FOR Management
8 ELECTION OF DIRECTOR: DONALD C. ROOF FOR FOR Management
9 ELECTION OF DIRECTOR: SHIV SINGH FOR FOR Management
10 RATIFICATION OF APPOINTMENT OF PUBLIC FOR FOR Management
ACCOUNTING FIRM
11 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION
12 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE
13 COMPANY PROPOSAL TO AMEND THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE SUPERMAJORITY
VOTING REQUIREMENTS
14 STOCKHOLDER PROPOSAL ON SPECIAL AGAINST AGAINST Shareholder
SHAREOWNER MEETINGS
15 COMPANY PROPOSAL TO AMEND THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO ALLOW AMENDMENT TO
BY-LAWS GRANTING STOCKHOLDERS HOLDING
25% OR MORE THE ABILITY TO CALL
SPECIAL MEETINGS OF STOCKHOLDERS
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PATRICIA DIAZ FOR FOR Management
DENNIS
2 ELECTION OF DIRECTOR: DAN O. DINGES FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN G. DROSDICK FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN J. ENGEL FOR FOR Management
5 ELECTION OF DIRECTOR: MURRY S. GERBER FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN J. GIRSKY FOR FOR Management
7 ELECTION OF DIRECTOR: MARIO LONGHI FOR FOR Management
8 ELECTION OF DIRECTOR: PAUL A. FOR FOR Management
MASCARENAS
9 ELECTION OF DIRECTOR: GLENDA G. MCNEAL FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT J. STEVENS FOR FOR Management
11 ELECTION OF DIRECTOR: DAVID S. FOR FOR Management
SUTHERLAND
12 ELECTION OF DIRECTOR: PATRICIA A. FOR FOR Management
TRACEY
13 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS.
14 APPROVAL, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF THE VOTE ON
THE COMPENSATION OF CERTAIN EXECUTIVES.
15 APPROVAL OF AN AMENDMENT TO THE 2016 FOR FOR Management
OMNIBUS INCENTIVE COMPENSATION PLAN TO
ISSUE ADDITIONAL SHARES.
16 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION.
17 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD J. AUSTIN FOR FOR Management
III
2 ELECTION OF DIRECTOR: DIANE M. BRYANT FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN V. FARACI FOR FOR Management
4 ELECTION OF DIRECTOR: JEAN-PIERRE FOR FOR Management
GARNIER
5 ELECTION OF DIRECTOR: GREGORY J. HAYES FOR FOR Management
6 ELECTION OF DIRECTOR: EDWARD A. KANGAS FOR FOR Management
7 ELECTION OF DIRECTOR: ELLEN J. KULLMAN FOR FOR Management
8 ELECTION OF DIRECTOR: MARSHALL O. FOR FOR Management
LARSEN
9 ELECTION OF DIRECTOR: HAROLD MCGRAW III FOR FOR Management
10 ELECTION OF DIRECTOR: FREDRIC G. FOR FOR Management
REYNOLDS
11 ELECTION OF DIRECTOR: BRIAN C. ROGERS FOR FOR Management
12 ELECTION OF DIRECTOR: CHRISTINE TODD FOR FOR Management
WHITMAN
13 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP TO SERVE AS INDEPENDENT AUDITOR
FOR 2017.
14 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
15 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREOWNER VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
BALLARD, JR.
2 ELECTION OF DIRECTOR: RICHARD T. BURKE FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
4 ELECTION OF DIRECTOR: STEPHEN J. FOR FOR Management
HEMSLEY
5 ELECTION OF DIRECTOR: MICHELE J. HOOPER FOR FOR Management
6 ELECTION OF DIRECTOR: RODGER A. LAWSON FOR FOR Management
7 ELECTION OF DIRECTOR: GLENN M. RENWICK FOR FOR Management
8 ELECTION OF DIRECTOR: KENNETH I. FOR FOR Management
SHINE, M.D.
9 ELECTION OF DIRECTOR: GAIL R. FOR FOR Management
WILENSKY, PH.D.
10 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
11 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE SAY-ON-PAY VOTES.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2017.
13 THE SHAREHOLDER PROPOSAL SET FORTH IN AGAINST FOR Shareholder
THE PROXY STATEMENT REQUESTING
ADDITIONAL LOBBYING DISCLOSURE, IF
PROPERLY PRESENTED AT THE 2017 ANNUAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
THE BOARD OF DIRECTORS RECOMMENDS
THAT YOU VOTE "AGAINST"
PROPOSAL 4.
4 VOTE ON A SHAREHOLDER PROPOSAL, IF AGAINST AGAINST Shareholder
PROPERLY PRESENTED, REGARDING
MEDIATION OF ALLEGED HUMAN RIGHTS
VIOLATIONS.
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 THE APPROVAL OF AMENDMENT TO THE FOR FOR Management
UNIVERSAL HEALTH SERVICES, INC. THIRD
AMENDED AND RESTATED 2005 STOCK
INCENTIVE PLAN.
3 ADVISORY (NONBINDING) VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY (NONBINDING) VOTE ON THE 3- Years FOR Management
FREQUENCY OF AN ADVISORY STOCKHOLDER
VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
6 STOCKHOLDER PROPOSAL REGARDING PROXY AGAINST FOR Shareholder
ACCESS IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD N. ANTOIAN FOR FOR Management
2 ELECTION OF DIRECTOR: SCOTT A. BELAIR FOR FOR Management
3 ELECTION OF DIRECTOR: HARRY S. FOR FOR Management
CHERKEN, JR.
4 ELECTION OF DIRECTOR: SCOTT GALLOWAY FOR FOR Management
5 ELECTION OF DIRECTOR: MARGARET A. HAYNE FOR FOR Management
6 ELECTION OF DIRECTOR: RICHARD A. HAYNE FOR FOR Management
7 ELECTION OF DIRECTOR: ELIZABETH ANN FOR FOR Management
LAMBERT
8 ELECTION OF DIRECTOR: JOEL S. LAWSON FOR FOR Management
III
9 ELECTION OF DIRECTOR: ROBERT H. STROUSE FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2018.
11 TO APPROVE THE URBAN OUTFITTERS 2017 FOR FOR Management
STOCK INCENTIVE PLAN.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL
Ticker: VRX Security ID: 91911K102
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD U. FOR FOR Management
DESCHUTTER
2 ELECTION OF DIRECTOR: DR. FREDRIC N. FOR FOR Management
ESHELMAN
3 ELECTION OF DIRECTOR: D. ROBERT HALE FOR FOR Management
4 ELECTION OF DIRECTOR: DR. ARGERIS FOR FOR Management
(JERRY) N. KARABELAS
5 ELECTION OF DIRECTOR: SARAH B. KAVANAGH FOR FOR Management
6 ELECTION OF DIRECTOR: JOSEPH C. PAPA FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT N. POWER FOR FOR Management
8 ELECTION OF DIRECTOR: RUSSEL C. FOR FOR Management
ROBERTSON
9 ELECTION OF DIRECTOR: THOMAS W. ROSS, FOR FOR Management
SR.
10 ELECTION OF DIRECTOR: AMY B. WECHSLER, FOR FOR Management
M.D.
11 THE APPROVAL, IN AN ADVISORY FOR FOR Management
RESOLUTION, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT
12 TO VOTE, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, ON THE FREQUENCY OF ADVISORY
RESOLUTION, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIV
13 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS THE AUDITORS FOR THE COMPANY TO
HOLD OFFICE UNTIL THE CLOSE OF THE
2018 ANNUAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE COMPANY'S BOARD
OF DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION.
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: H. PAULETT FOR FOR Management
EBERHART
2 ELECTION OF DIRECTOR: JOSEPH W. GORDER FOR FOR Management
3 ELECTION OF DIRECTOR: KIMBERLY S. FOR FOR Management
GREENE
4 ELECTION OF DIRECTOR: DEBORAH P. FOR FOR Management
MAJORAS
5 ELECTION OF DIRECTOR: DONALD L. NICKLES FOR FOR Management
6 ELECTION OF DIRECTOR: PHILIP J. FOR FOR Management
PFEIFFER
7 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
PROFUSEK
8 ELECTION OF DIRECTOR: SUSAN KAUFMAN FOR FOR Management
PURCELL
9 ELECTION OF DIRECTOR: STEPHEN M. WATERS FOR FOR Management
10 ELECTION OF DIRECTOR: RANDALL J. FOR FOR Management
WEISENBURGER
11 ELECTION OF DIRECTOR: RAYFORD WILKINS, FOR FOR Management
JR.
12 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 APPROVE, BY NON-BINDING VOTE, THE 2016 FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
14 ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE VARIAN MEDICAL
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT.
3 TO HOLD AN ADVISORY VOTE OF 1 - Year FOR Management
STOCKHOLDERS ON THE COMPENSATION OF
THE VARIAN MEDICAL SYSTEMS, INC. NAMED
EXECUTIVE OFFICERS AT A FREQUENCY OF
EVERY:
4 TO APPROVE THE VARIAN MEDICAL SYSTEMS, FOR FOR Management
INC. FOURTH AMENDED AND RESTATED 2005
OMNIBUS STOCK PLAN.
5 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3 APPROVE ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS THE FREQUENCY OF THE SHAREHOLDER
VOTE ON THE COMPENSATION OF THE
VECTREN CORPORATION NAMED EXECUTIVE
OFFICERS.
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
VECTREN CORPORATION AND ITS
SUBSIDIARIES FOR 2017.
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHELLYE L. FOR FOR Management
ARCHAMBEAU
2 ELECTION OF DIRECTOR: MARK T. BERTOLINI FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD L. FOR FOR Management
CARRION
4 ELECTION OF DIRECTOR: MELANIE L. HEALEY FOR FOR Management
5 ELECTION OF DIRECTOR: M. FRANCES KEETH FOR FOR Management
6 ELECTION OF DIRECTOR: KARL-LUDWIG KLEY FOR FOR Management
7 ELECTION OF DIRECTOR: LOWELL C. MCADAM FOR FOR Management
8 ELECTION OF DIRECTOR: CLARENCE OTIS, FOR FOR Management
JR.
9 ELECTION OF DIRECTOR: RODNEY E. SLATER FOR FOR Management
10 ELECTION OF DIRECTOR: KATHRYN A. TESIJA FOR FOR Management
11 ELECTION OF DIRECTOR: GREGORY D. WASSON FOR FOR Management
12 ELECTION OF DIRECTOR: GREGORY G. WEAVER FOR FOR Management
13 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
15 ADVISORY VOTE RELATED TO FUTURE VOTES 1 - Year FOR Management
ON EXECUTIVE COMPENSATION
16 APPROVAL OF 2017 LONG-TERM INCENTIVE FOR FOR Management
PLAN
17 HUMAN RIGHTS COMMITTEE AGAINST AGAINST Shareholder
18 REPORT ON GREENHOUSE GAS REDUCTION AGAINST FOR Shareholder
TARGETS
19 SPECIAL SHAREOWNER MEETINGS AGAINST AGAINST Shareholder
20 EXECUTIVE COMPENSATION CLAWBACK POLICY AGAINST AGAINST Shareholder
21 STOCK RETENTION POLICY AGAINST AGAINST Shareholder
22 LIMIT MATCHING CONTRIBUTIONS FOR AGAINST AGAINST Shareholder
EXECUTIVES
--------------------------------------------------------------------------------
VERSUM MATERIALS, INC.
Ticker: VSM Security ID: 92532W103
Meeting Date: MAR 21, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
3 APPROVE, BY NON-BINDING ADVISORY VOTE, FOR FOR Management
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS (SAY-ON-PAY).
4 RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, WHETHER A NON-BINDING
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS
(SAY-ON-FREQUENCY).
--------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIAB Security ID: 92553P201
Meeting Date: FEB 06, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 NON-VOTING AGENDA FOR FOR Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD A. CARNEY FOR FOR Management
2 ELECTION OF DIRECTOR: MARY B. CRANSTON FOR FOR Management
3 ELECTION OF DIRECTOR: FRANCISCO JAVIER FOR FOR Management
FERNANDEZ-CARBAJAL
4 ELECTION OF DIRECTOR: GARY A. HOFFMAN FOR FOR Management
5 ELECTION OF DIRECTOR: ALFRED F. KELLY, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
MATSCHULLAT
7 ELECTION OF DIRECTOR: SUZANNE NORA FOR FOR Management
JOHNSON
8 ELECTION OF DIRECTOR: JOHN A.C. FOR FOR Management
SWAINSON
9 ELECTION OF DIRECTOR: MAYNARD G. WEBB, FOR FOR Management
JR.
10 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES J. BARRESE FOR FOR Management
2 ELECTION OF DIRECTOR: NAOMI M. BERGMAN FOR FOR Management
3 ELECTION OF DIRECTOR: JEFFREY D. JONES FOR FOR Management
4 ELECTION OF DIRECTOR: SACHIN S. LAWANDE FOR FOR Management
5 ELECTION OF DIRECTOR: JOANNE M. MAGUIRE FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT J. MANZO FOR FOR Management
7 ELECTION OF DIRECTOR: FRANCIS M. FOR FOR Management
SCRICCO
8 ELECTION OF DIRECTOR: DAVID L. FOR FOR Management
TREADWELL
9 ELECTION OF DIRECTOR: HARRY J. WILSON FOR FOR Management
10 ELECTION OF DIRECTOR: ROUZBEH FOR FOR Management
YASSINI-FARD
11 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
12 PROVIDE ADVISORY APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LYNNE BIGGAR FOR FOR Management
2 ELECTION OF DIRECTOR: JANE P. CHWICK FOR FOR Management
3 ELECTION OF DIRECTOR: RUTH ANN M. FOR FOR Management
GILLIS
4 ELECTION OF DIRECTOR: J. BARRY GRISWELL FOR FOR Management
5 ELECTION OF DIRECTOR: FREDERICK S. FOR FOR Management
HUBBELL
6 ELECTION OF DIRECTOR: RODNEY O. FOR FOR Management
MARTIN, JR.
7 ELECTION OF DIRECTOR: BYRON H. FOR FOR Management
POLLITT, JR.
8 ELECTION OF DIRECTOR: JOSEPH V. TRIPODI FOR FOR Management
9 ELECTION OF DIRECTOR: DEBORAH C. WRIGHT FOR FOR Management
10 ELECTION OF DIRECTOR: DAVID ZWIENER FOR FOR Management
11 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION PAID TO THE
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
AND DISCUSSED IN THE PROXY STATEMENT
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARIA LUISA FERRE FOR FOR Management
2 ELECTION OF DIRECTOR: JACK H. NUSBAUM FOR FOR Management
3 ELECTION OF DIRECTOR: MARK L. SHAPIRO FOR FOR Management
4 NON-BINDING ADVISORY VOTE ON A FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION, OR "SAY-ON-PAY"
VOTE
5 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2017.
3 SAY ON PAY: ADVISORY PROPOSAL TO FOR FOR Management
APPROVE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 SAY WHEN ON PAY: ADVISORY PROPOSAL TO 1 - Year FOR Management
SELECT THE FREQUENCY OF THE ADVISORY
VOTE ON COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES I. CASH, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN FOR FOR Management
3 ELECTION OF DIRECTOR: CARLA A. HARRIS FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS W. HORTON FOR FOR Management
5 ELECTION OF DIRECTOR: MARISSA A. MAYER FOR FOR Management
6 ELECTION OF DIRECTOR: C. DOUGLAS FOR FOR Management
MCMILLON
7 ELECTION OF DIRECTOR: GREGORY B. PENNER FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN S FOR FOR Management
REINEMUND
9 ELECTION OF DIRECTOR: KEVIN Y. SYSTROM FOR FOR Management
10 ELECTION OF DIRECTOR: S. ROBSON WALTON FOR FOR Management
11 ELECTION OF DIRECTOR: STEUART L. WALTON FOR FOR Management
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE SHAREHOLDER ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
14 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT ACCOUNTANTS
15 REQUEST TO ADOPT AN INDEPENDENT AGAINST AGAINST Shareholder
CHAIRMAN POLICY
16 SHAREHOLDER PROXY ACCESS AGAINST FOR Shareholder
17 REQUEST FOR INDEPENDENT DIRECTOR WITH AGAINST AGAINST Shareholder
ENVIRONMENTAL EXPERTISE
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JANICE M. BABIAK FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID J. BRAILER FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM C. FOOTE FOR FOR Management
4 ELECTION OF DIRECTOR: GINGER L. GRAHAM FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN A. LEDERER FOR FOR Management
6 ELECTION OF DIRECTOR: DOMINIC P. MURPHY FOR FOR Management
7 ELECTION OF DIRECTOR: STEFANO PESSINA FOR FOR Management
8 ELECTION OF DIRECTOR: LEONARD D. FOR FOR Management
SCHAEFFER
9 ELECTION OF DIRECTOR: NANCY M. FOR FOR Management
SCHLICHTING
10 ELECTION OF DIRECTOR: JAMES A. SKINNER FOR FOR Management
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
13 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE MEASURES UNDER THE
WALGREENS BOOTS ALLIANCE, INC. AMENDED
AND RESTATED 2011 CASH-BASED INCENTIVE
PLAN.
14 STOCKHOLDER PROPOSAL REQUESTING AGAINST FOR Shareholder
CERTAIN PROXY ACCESS BY-LAW AMENDMENTS.
15 STOCKHOLDER PROPOSAL RELATING TO AGAINST FOR Shareholder
EXECUTIVE PAY & SUSTAINABILITY
PERFORMANCE.
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRADBURY H. FOR FOR Management
ANDERSON
2 ELECTION OF DIRECTOR: FRANK M. CLARK, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: JAMES C. FISH, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: ANDRES R. GLUSKI FOR FOR Management
5 ELECTION OF DIRECTOR: PATRICK W. GROSS FOR FOR Management
6 ELECTION OF DIRECTOR: VICTORIA M. HOLT FOR FOR Management
7 ELECTION OF DIRECTOR: KATHLEEN M. FOR FOR Management
MAZZARELLA
8 ELECTION OF DIRECTOR: JOHN C. POPE FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS H. FOR FOR Management
WEIDEMEYER
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 APPROVAL OF OUR EXECUTIVE COMPENSATION. FOR FOR Management
12 TO RECOMMEND THE FREQUENCY OF THE 1 - Year FOR Management
STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
13 STOCKHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
POLICY RESTRICTING ACCELERATED VESTING
OF EQUITY AWARDS UPON A CHANGE IN
CONTROL, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------
WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: WTW Security ID: 948626106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
3 TO APPROVE THE COMPANY'S SECOND FOR FOR Management
AMENDED AND RESTATED 2014 STOCK
INCENTIVE PLAN TO MAKE CERTAIN CHANGES
TO, INCLUDING INCREASING THE NUMBER OF
SHARES OF COMMON STOCK WITH RESPECT TO
WHICH AWARDS MAY BE GRANTED BY
5,000,000 SHARES, AND TO RE-APPROVE
THE MAT
4 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN D. BAKER II FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN S. CHEN FOR FOR Management
3 ELECTION OF DIRECTOR: LLOYD H. DEAN FOR FOR Management
4 ELECTION OF DIRECTOR: ELIZABETH A. DUKE FOR FOR Management
5 ELECTION OF DIRECTOR: ENRIQUE FOR FOR Management
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. JAMES FOR FOR Management
7 ELECTION OF DIRECTOR: CYNTHIA H. FOR FOR Management
MILLIGAN
8 ELECTION OF DIRECTOR: KAREN B. PEETZ FOR FOR Management
9 ELECTION OF DIRECTOR: FEDERICO F. PENA FOR FOR Management
10 ELECTION OF DIRECTOR: JAMES H. QUIGLEY FOR FOR Management
11 ELECTION OF DIRECTOR: STEPHEN W. SANGER FOR FOR Management
12 ELECTION OF DIRECTOR: RONALD L. SARGENT FOR FOR Management
13 ELECTION OF DIRECTOR: TIMOTHY J. SLOAN FOR FOR Management
14 ELECTION OF DIRECTOR: SUSAN G. SWENSON FOR FOR Management
15 ELECTION OF DIRECTOR: SUZANNE M. FOR FOR Management
VAUTRINOT
16 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
17 ADVISORY PROPOSAL ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
18 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
19 STOCKHOLDER PROPOSAL - RETAIL BANKING AGAINST FOR Shareholder
SALES PRACTICES REPORT.
20 STOCKHOLDER PROPOSAL - CUMULATIVE AGAINST AGAINST Shareholder
VOTING.
21 STOCKHOLDER PROPOSAL - DIVESTING AGAINST FOR Shareholder
NON-CORE BUSINESS REPORT.
22 STOCKHOLDER PROPOSAL - GENDER PAY AGAINST FOR Shareholder
EQUITY REPORT.
23 STOCKHOLDER PROPOSAL - LOBBYING REPORT. AGAINST FOR Shareholder
24 STOCKHOLDER PROPOSAL - INDIGENOUS AGAINST AGAINST Shareholder
PEOPLES' RIGHTS POLICY.
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: SEP 26, 2016 Meeting Type: Special
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER DATED MAY 29, 2016 BY AND AMONG
WESTAR ENERGY, INC., GREAT PLAINS
ENERGY INCORPORATED AND MERGER SUB (AS
DEFINED IN THE AGREEMENT AND PLAN OF
MERGER).
2 TO CONDUCT A NON-BINDING ADVISORY VOTE FOR FOR Management
ON MERGER-RELATED COMPENSATION
ARRANGEMENTS FOR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE ANY MOTION TO ADJOURN THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY.
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN I. COLE FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN A. COTE FOR FOR Management
3 ELECTION OF DIRECTOR: HENRY T. DENERO FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
LAMBERT
5 ELECTION OF DIRECTOR: LEN J. LAUER FOR FOR Management
6 ELECTION OF DIRECTOR: MATTHEW E. FOR FOR Management
MASSENGILL
7 ELECTION OF DIRECTOR: SANJAY MEHROTRA FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHEN D. FOR FOR Management
MILLIGAN
9 ELECTION OF DIRECTOR: PAULA A. PRICE FOR FOR Management
10 TO APPROVE ON AN ADVISORY BASIS THE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
DISCLOSED IN THE PROXY STATEMENT.
11 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: MAR 24, 2017 Meeting Type: Special
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF NOVEMBER 16, 2016,
AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME, WHICH IS REFERRED TO AS
THE MERGER AGREEMENT, AMONG WESTERN
REFINING, TESORO CORPORATION, TAHOE
MERGER SUB 1, INC. AND TAHOE MERG
2 TO ADJOURN THE SPECIAL MEETING, IF FOR FOR Management
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1
3 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO WESTERN
REFINING'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES
TO THE MERGER CONTEMPLATED BY THE
MERGER AGREEMENT
4 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, AN AMENDMENT TO THE RESTATED
CERTIFICATE OF INCORPORATION OF TESORO
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF TESORO COMMON
STOCK FROM 200 MILLION TO 300 MILLION
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARK A. EMMERT FOR FOR Management
2 ELECTION OF DIRECTOR: RICK R. HOLLEY FOR FOR Management
3 ELECTION OF DIRECTOR: SARA FOR FOR Management
GROOTWASSINK LEWIS
4 ELECTION OF DIRECTOR: JOHN F. MORGAN, FOR FOR Management
SR.
5 ELECTION OF DIRECTOR: NICOLE W. FOR FOR Management
PIASECKI
6 ELECTION OF DIRECTOR: MARC F. RACICOT FOR FOR Management
7 ELECTION OF DIRECTOR: LAWRENCE A. FOR FOR Management
SELZER
8 ELECTION OF DIRECTOR: DOYLE R. SIMONS FOR FOR Management
9 ELECTION OF DIRECTOR: D. MICHAEL FOR FOR Management
STEUERT
10 ELECTION OF DIRECTOR: KIM WILLIAMS FOR FOR Management
11 ELECTION OF DIRECTOR: CHARLES R. FOR FOR Management
WILLIAMSON
12 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
14 RATIFICATION OF SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
WGL HOLDINGS, INC.
Ticker: WGL Security ID: 92924F106
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY ADVISORY VOTE, FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
3 ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES TO APPROVE
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR TO A FOR FOR Management
TERM ENDING IN 2020: YVES BROUILLETTE
2 ELECTION OF CLASS II DIRECTOR TO A FOR FOR Management
TERM ENDING IN 2020: G. MANNING
ROUNTREE
3 ELECTION OF DIRECTOR OF HG RE LTD: FOR FOR Management
KEVIN PEARSON
4 ELECTION OF DIRECTOR OF HG RE LTD: FOR FOR Management
JENNIFER PITTS
5 ELECTION OF DIRECTOR OF HG RE LTD: FOR FOR Management
CHRISTINE REPASY
6 ELECTION OF DIRECTOR OF HG RE LTD: FOR FOR Management
JOHN SINKUS
7 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF WTM: REID CAMPBELL
8 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF WTM: KEVIN PEARSON
9 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF WTM: JENNIFER PITTS
10 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF WTM: G. MANNING ROUNTREE
11 ELECTION OF DIRECTOR OF SPLIT ROCK FOR FOR Management
INSURANCE, LTD: CHRISTOPHER GARROD
12 ELECTION OF DIRECTOR OF SPLIT ROCK FOR FOR Management
INSURANCE, LTD: SARAH KOLAR
13 ELECTION OF DIRECTOR OF SPLIT ROCK FOR FOR Management
INSURANCE, LTD: KEVIN PEARSON
14 ELECTION OF DIRECTOR OF SPLIT ROCK FOR FOR Management
INSURANCE, LTD: JOHN TREACY
15 ELECTION OF DIRECTOR OF GRAND MARAIS FOR FOR Management
CAPITAL LIMITED: SARAH KOLAR
16 ELECTION OF DIRECTOR OF GRAND MARAIS FOR FOR Management
CAPITAL LIMITED: JONAH PFEFFER
17 ELECTION OF DIRECTOR OF GRAND MARAIS FOR FOR Management
CAPITAL LIMITED: DAVINIA SMITH
18 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF ONEBEACON: SARAH KOLAR
19 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF ONEBEACON: PAUL MCDONOUGH
20 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF ONEBEACON: KEVIN PEARSON
21 ELECTION OF DIRECTOR FOR ANY NEW FOR FOR Management
NON-UNITED STATES OPERATING SUBSIDIARY
OF ONEBEACON: JOHN TREACY
22 APPROVAL OF THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
23 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
24 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP ("PWC") AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, BY ADVISORY VOTE, ON FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3 RECOMMENDATION, BY ADVISORY VOTE, ON 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 17, 2017 Meeting Type: Annual
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DR. JOHN ELSTROTT FOR FOR Management
2 ELECTION OF DIRECTOR: MARY ELLEN COE FOR FOR Management
3 ELECTION OF DIRECTOR: SHAHID (HASS) FOR FOR Management
HASSAN
4 ELECTION OF DIRECTOR: STEPHANIE FOR FOR Management
KUGELMAN
5 ELECTION OF DIRECTOR: JOHN MACKEY FOR FOR Management
6 ELECTION OF DIRECTOR: WALTER ROBB FOR FOR Management
7 ELECTION OF DIRECTOR: JONATHAN SEIFFER FOR FOR Management
8 ELECTION OF DIRECTOR: MORRIS (MO) FOR FOR Management
SIEGEL
9 ELECTION OF DIRECTOR: JONATHAN SOKOLOFF FOR FOR Management
10 ELECTION OF DIRECTOR: DR. RALPH FOR FOR Management
SORENSON
11 ELECTION OF DIRECTOR: GABRIELLE FOR FOR Management
SULZBERGER
12 ELECTION OF DIRECTOR: WILLIAM (KIP) FOR FOR Management
TINDELL, III
13 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
15 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE FISCAL
YEAR ENDING SEPTEMBER 24, 2017.
16 PROPOSAL ASKING OUR BOARD OF DIRECTORS AGAINST FOR Shareholder
TO ADOPT REVISIONS TO THE COMPANY'S
PROXY ACCESS BYLAW.
17 PROPOSAL ASKING THE COMPANY TO ISSUE A AGAINST FOR Shareholder
REPORT REGARDING OUR FOOD WASTE
EFFORTS.
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS INC.
Ticker: WIN Security ID: 97382A200
Meeting Date: FEB 24, 2017 Meeting Type: Special
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
SHARES OF WINDSTREAM COMMON STOCK
PURSUANT TO THE MERGER AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF NOVEMBER 5, 2016, BY AND
AMONG EARTHLINK HOLDINGS CORP., A
DELAWARE CORPORATION, WINDSTREAM HOL
2 A PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
AN AMENDMENT TO WINDSTREAM HOLDINGS,
INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
INCREASING TO 375,000,000 THE NUMBER
OF AUTHORIZED SHARES OF WINDSTREAM'S
COMMON STOCK (THE WINDSTREAM CHARTER
AMENDMENT PR
3 A PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING OF WINDSTREAM HOLDINGS INC.'S
STOCKHOLDERS TO SOLICIT ADDITIONAL
PROXIES IF WINDSTREAM HAS NOT RECEIVED
PROXIES REPRESENTING A SUFFICIENT
NUMBER OF SHARES OF WINDSTREAM COMMON
STOCK TO APPROVE THE WINDSTREAM STOCK
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS INC.
Ticker: WIN Security ID: 97382A200
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROL B. ARMITAGE FOR FOR Management
2 ELECTION OF DIRECTOR: SAMUEL E. BEALL, FOR FOR Management
III
3 ELECTION OF DIRECTOR: JEANNIE FOR FOR Management
DIEFENDERFER
4 ELECTION OF DIRECTOR: JEFFREY T. HINSON FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
LAPERCH
6 ELECTION OF DIRECTOR: LARRY LAQUE FOR FOR Management
7 ELECTION OF DIRECTOR: JULIE A. SHIMER FOR FOR Management
8 ELECTION OF DIRECTOR: MARC F. STOLL FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL G. STOLTZ FOR FOR Management
10 ELECTION OF DIRECTOR: TONY THOMAS FOR FOR Management
11 ELECTION OF DIRECTOR: WALTER L. TUREK FOR FOR Management
12 ELECTION OF DIRECTOR: ALAN L. WELLS FOR FOR Management
13 TO APPROVE AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
14 TO SELECT IN AN ADVISORY (NON-BINDING) 1 - Year FOR Management
VOTE THE FREQUENCY OF FUTURE ADVISORY
VOTES REGARDING EXECUTIVE COMPENSATION.
15 TO APPROVE AMENDMENTS TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION AND
BYLAWS OF WINDSTREAM HOLDINGS, INC. TO
ENABLE STOCKHOLDERS TO CALL SPECIAL
MEETINGS UNDER CERTAIN CIRCUMSTANCES.
16 TO APPROVE AMENDMENTS TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION AND
BYLAWS OF WINDSTREAM HOLDINGS, INC. TO
ELIMINATE SUPER-MAJORITY VOTING
PROVISIONS.
17 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2017.
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN A. CARRIG FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
GRANBERRY
3 ELECTION OF DIRECTOR: ROBERT K. HERDMAN FOR FOR Management
4 ELECTION OF DIRECTOR: KELT KINDICK FOR FOR Management
5 ELECTION OF DIRECTOR: KARL F. KURZ FOR FOR Management
6 ELECTION OF DIRECTOR: HENRY E. LENTZ FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE A. LORCH FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM G. LOWRIE FOR FOR Management
9 ELECTION OF DIRECTOR: KIMBERLY S. LUBEL FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD E. FOR FOR Management
MUNCRIEF
11 ELECTION OF DIRECTOR: DAVID F. WORK FOR FOR Management
12 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON AN ADVISORY RESOLUTION TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION
3 TO VOTE ON AN ADVISORY RESOLUTION ON 1 - Year FOR Management
THE FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION
4 TO VOTE ON A PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017
5 TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE IF PROPERLY PRESENTED AT
THE MEETING
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4 TO APPROVE, ON A NON-BINDING ADVISORY 3- Years FOR Management
BASIS, THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING A POLITICAL CONTRIBUTIONS
REPORT, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GAIL K. BOUDREAUX FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD K. DAVIS FOR FOR Management
3 ELECTION OF DIRECTOR: BEN FOWKE FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD T. FOR FOR Management
O'BRIEN
5 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
POLICINSKI
6 ELECTION OF DIRECTOR: JAMES T. FOR FOR Management
PROKOPANKO
7 ELECTION OF DIRECTOR: A. PATRICIA FOR FOR Management
SAMPSON
8 ELECTION OF DIRECTOR: JAMES J. SHEPPARD FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID A. FOR FOR Management
WESTERLUND
10 ELECTION OF DIRECTOR: KIM WILLIAMS FOR FOR Management
11 ELECTION OF DIRECTOR: TIMOTHY V. WOLF FOR FOR Management
12 ELECTION OF DIRECTOR: DANIEL YOHANNES FOR FOR Management
13 COMPANY PROPOSAL TO APPROVE, ON AN 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF THE
ADVISORY VOTE ON EXECUTIVE COMPENSATION
14 COMPANY PROPOSAL TO APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, EXECUTIVE COMPENSATION
15 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS XCEL ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
16 SHAREHOLDER PROPOSAL ON THE SEPARATION AGAINST FOR Shareholder
OF THE ROLES OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY Q. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: JONATHAN FOR FOR Management
CHRISTODORO
3 ELECTION OF DIRECTOR: JOSEPH J. FOR FOR Management
ECHEVARRIA
4 ELECTION OF DIRECTOR: WILLIAM CURT FOR FOR Management
HUNTER
5 ELECTION OF DIRECTOR: JEFFREY JACOBSON FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT J. KEEGAN FOR FOR Management
7 ELECTION OF DIRECTOR: CHERYL GORDON FOR FOR Management
KRONGARD
8 ELECTION OF DIRECTOR: CHARLES PRINCE FOR FOR Management
9 ELECTION OF DIRECTOR: ANN N. REESE FOR FOR Management
10 ELECTION OF DIRECTOR: STEPHEN H. FOR FOR Management
RUSCKOWSKI
11 ELECTION OF DIRECTOR: SARA MARTINEZ FOR FOR Management
TUCKER
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
13 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
2016 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
14 SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
15 APPROVE A REVERSE STOCK SPLIT AND FOR FOR Management
CORRESPONDING PROPORTIONATE REDUCTION
IN OUR AUTHORIZED STOCK.
16 SHAREHOLDER PROPOSAL REGARDING HOLY AGAINST AGAINST Shareholder
LAND PRINCIPLES.
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 10, 2016 Meeting Type: Annual
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS SEGERS FOR FOR Management
2 ELECTION OF DIRECTOR: MOSHE N. FOR FOR Management
GAVRIELOV
3 ELECTION OF DIRECTOR: SAAR GILLAI FOR FOR Management
4 ELECTION OF DIRECTOR: RONALD S. JANKOV FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS H. LEE FOR FOR Management
6 ELECTION OF DIRECTOR: J. MICHAEL FOR FOR Management
PATTERSON
7 ELECTION OF DIRECTOR: ALBERT A. FOR FOR Management
PIMENTEL
8 ELECTION OF DIRECTOR: MARSHALL C. FOR FOR Management
TURNER
9 ELECTION OF DIRECTOR: ELIZABETH W. FOR FOR Management
VANDERSLICE
10 PROPOSAL TO APPROVE AMENDMENTS TO THE FOR FOR Management
COMPANY'S 2007 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE THEREUNDER BY
2,500,000 SHARES AND TO LIMIT THE
AGGREGATE EQUITY AND CASH COMPENSATION
FOR EACH NON-EMPLOYEE DIRECTOR TO NO M
11 PROPOSAL TO APPROVE CERTAIN PROVISIONS FOR FOR Management
OF THE COMPANY'S 2007 ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
12 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
13 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
EXTERNAL AUDITORS FOR FISCAL 2017
--------------------------------------------------------------------------------
XL GROUP LTD
Ticker: XL Security ID: G98294104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RAMANI AYER FOR FOR Management
2 ELECTION OF DIRECTOR: DALE R. COMEY FOR FOR Management
3 ELECTION OF DIRECTOR: CLAUS-MICHAEL FOR FOR Management
DILL
4 ELECTION OF DIRECTOR: ROBERT R. GLAUBER FOR FOR Management
5 ELECTION OF DIRECTOR: EDWARD J. KELLY, FOR FOR Management
III
6 ELECTION OF DIRECTOR: JOSEPH MAURIELLO FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL S. FOR FOR Management
MCGAVICK
8 ELECTION OF DIRECTOR: EUGENE M. MCQUADE FOR FOR Management
9 ELECTION OF DIRECTOR: CLAYTON S. ROSE FOR FOR Management
10 ELECTION OF DIRECTOR: ANNE STEVENS FOR FOR Management
11 ELECTION OF DIRECTOR: JOHN M. VEREKER FOR FOR Management
12 TO PROVIDE AN ADVISORY VOTE APPROVING FOR FOR Management
THE COMPENSATION OF XL GROUP LTD'S
NAMED EXECUTIVE OFFICERS.
13 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION VOTES.
14 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
TO ACT AS THE INDEPENDENT AUDITOR OF
XL GROUP LTD FOR THE YEAR ENDING
DECEMBER 31, 2017, AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE THE
COMPENSATION OF PRICEWATERHOUSECOOPERS
LLP.
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 (A) AUTHORIZATION OF THE SALE TO FOR FOR Management
VERIZON COMMUNICATIONS INC.
("VERIZON"), PURSUANT TO THE TERMS AND
SUBJECT TO THE CONDITIONS SET FORTH IN
THE STOCK PURCHASE AGREEMENT, DATED AS
OF JULY 23, 2016, AS AMENDED AS OF
FEBRUARY 20, 2017, BETWEEN YAHOO AND
VERIZ
2 APPROVAL, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO YAHOO'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE COMPLETION OF THE SALE
TRANSACTION.
3 AUTHORIZATION FOR THE BOARD TO FOR FOR Management
POSTPONE OR ADJOURN THE SPECIAL
MEETING (I) FOR UP TO 10 BUSINESS DAYS
TO SOLICIT ADDITIONAL PROXIES FOR THE
PURPOSE OF OBTAINING STOCKHOLDER
APPROVAL, IF THE BOARD DETERMINES IN
GOOD FAITH SUCH POSTPONEMENT OR
ADJOURNMENT I
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHRISTOPHER B. FOR FOR Management
BEGLEY
2 ELECTION OF DIRECTOR: BETSY J. BERNARD FOR FOR Management
3 ELECTION OF DIRECTOR: GAIL K. BOUDREAUX FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID C. DVORAK FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
FARRELL
6 ELECTION OF DIRECTOR: LARRY C. FOR FOR Management
GLASSCOCK
7 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
HAGEMANN
8 ELECTION OF DIRECTOR: ARTHUR J. HIGGINS FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL W. FOR FOR Management
MICHELSON
10 ELECTION OF DIRECTOR: CECIL B. FOR FOR Management
PICKETT, PH.D.
11 ELECTION OF DIRECTOR: JEFFREY K. RHODES FOR FOR Management
12 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
13 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION (SAY ON
PAY)
14 ADVISORY VOTE ON THE FREQUENCY OF SAY 1 - Year FOR Management
ON PAY VOTES
===================== PIMCO RAE Fundamental US Small Fund ======================
1-800-FLOWERS.COM, INC.
Ticker: FLWS Security ID: 68243Q106
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: GERALYN R. BREIG
(IF PROPOSAL 1 IS APPROVED)
3 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: CELIA BROWN (IF
PROPOSAL 1 IS APPROVED)
4 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: JAMES CANNAVINO
(IF PROPOSAL 1 IS APPROVED)
5 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: EUGENE DEMARK (IF
PROPOSAL 1 IS APPROVED)
6 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: LEONARD J. ELMORE
(IF PROPOSAL 1 IS APPROVED)
7 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: SEAN HEGARTY (IF
PROPOSAL 1 IS APPROVED)
8 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: CHRISTOPHER G.
MCCANN (IF PROPOSAL 1 IS APPROVED)
9 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: JAMES F. MCCANN
(IF PROPOSAL 1 IS APPROVED)
10 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A ONE-YEAR TERM: LARRY ZARIN (IF
PROPOSAL 1 IS APPROVED)
11 ELECTION OF CLASS II DIRECTOR TO HOLD FOR FOR Management
OFFICE FOR A THREE-YEAR TERM: EUGENE
DEMARK (IF PROPOSAL 1 IS NOT APPROVED)
12 ELECTION OF CLASS II DIRECTOR TO HOLD FOR FOR Management
OFFICE FOR A THREE-YEAR TERM: LEONARD
J. ELMORE (IF PROPOSAL 1 IS NOT
APPROVED)
13 ELECTION OF CLASS II DIRECTOR TO HOLD FOR FOR Management
OFFICE FOR A THREE-YEAR TERM: SEAN
HEGARTY (IF PROPOSAL 1 IS NOT APPROVED)
14 RATIFICATION OF INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTING FIRM. PROPOSAL TO RATIFY
THE APPOINTMENT OF BDO USA, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 2, 2017 AS DESCRIBED IN
THE PROXY STATEMENT.
15 TO RE-APPROVE THE 2003 LONG TERM FOR FOR Management
INCENTIVE AND SHARE PLAN, AS AMENDED
AND RESTATED OCTOBER 22, 2009.
16 TO APPROVE THE SECTION 16 EXECUTIVE FOR FOR Management
OFFICERS BONUS PLAN, AS AMENDED AND
RESTATED SEPTEMBER 14, 2016.
--------------------------------------------------------------------------------
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION
3 ADVISORY APPROVAL OF FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF BKD FOR FOR Management
LLP AS 1ST SOURCE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM E. CURRAN FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS W. FOR FOR Management
ERICKSON
3 ELECTION OF DIRECTOR: CHARLES W. HULL FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM D. HUMES FOR FOR Management
5 ELECTION OF DIRECTOR: VYOMESH I. JOSHI FOR FOR Management
6 ELECTION OF DIRECTOR: JIM D. KEVER FOR FOR Management
7 ELECTION OF DIRECTOR: G. WALTER FOR FOR Management
LOEWENBAUM, II
8 ELECTION OF DIRECTOR: CHARLES G. FOR FOR Management
MCCLURE, JR.
9 ELECTION OF DIRECTOR: KEVIN S. MOORE FOR FOR Management
10 ELECTION OF DIRECTOR: JEFFREY WADSWORTH FOR FOR Management
11 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2015 INCENTIVE
PLAN, WHICH WOULD INCREASE THE NUMBER
OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 7,140,011 SHARES; AND TO
RE-APPROVE INDIVIDUAL AWARD LIMITS AND
PERFORMANCE MEASURES UNDER THE PLAN
FOR PUR
14 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EUGENE R. FOR FOR Management
ALLSPACH
2 ELECTION OF DIRECTOR: GREGORY T. FOR FOR Management
BARMORE
3 ELECTION OF DIRECTOR: DAVID G. BIRNEY FOR FOR Management
4 ELECTION OF DIRECTOR: JOSEPH M. GINGO FOR FOR Management
5 ELECTION OF DIRECTOR: LEE D. MEYER FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
MITAROTONDA
7 ELECTION OF DIRECTOR: ERNEST J. NOVAK, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: KATHLEEN M. FOR FOR Management
OSWALD
9 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2017
10 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
AAON, INC.
Ticker: AAON Security ID: 000360206
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JACK E. SHORT FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN O. FOR FOR Management
LECLAIR
3 PROPOSAL TO RATIFY GRANT THORNTON LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
4 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, A RESOLUTION ON THE
COMPENSATION OF AAON'S NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE PROXY
STATEMENT.
5 PROPOSAL TO APPROVE, ON AN ADVISORY 3- Years FOR Management
BASIS, THE FREQUENCY AT WHICH AAON
SHOULD SEEK AN ADVISORY VOTE REGARDING
THE COMPENSATION OF AAON'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 11, 2016 Meeting Type: Annual
Record Date: AUG 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 APPROVAL OF AMENDMENTS TO THE AAR CORP. FOR FOR Management
2013 STOCK PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MAY 31, 2017.
--------------------------------------------------------------------------------
AARON'S INC.
Ticker: AAN Security ID: 002535300
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KATHY T. BETTY FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS C. FOR FOR Management
CURLING
3 ELECTION OF DIRECTOR: CYNTHIA N. DAY FOR FOR Management
4 ELECTION OF DIRECTOR: CURTIS L. DOMAN FOR FOR Management
5 ELECTION OF DIRECTOR: WALTER G. EHMER FOR FOR Management
6 ELECTION OF DIRECTOR: HUBERT L. FOR FOR Management
HARRIS, JR.
7 ELECTION OF DIRECTOR: JOHN W. FOR FOR Management
ROBINSON, III
8 ELECTION OF DIRECTOR: RAY M. ROBINSON FOR FOR Management
9 ELECTION OF DIRECTOR: ROBERT H. YANKER FOR FOR Management
10 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION TO APPROVE THE COMPANY'S
EXECUTIVE COMPENSATION.
11 RECOMMENDATION, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, OF THE FREQUENCY
(EVERY 1, 2 OR 3 YEARS) OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
ABAXIS, INC.
Ticker: ABAX Security ID: 002567105
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE ABAXIS, INC.'S 2014 EQUITY FOR FOR Management
INCENTIVE PLAN, AS AMENDED.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF ABAXIS, INC.'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT.
4 TO RATIFY THE SELECTION OF BURR PILGER FOR FOR Management
MAYER, INC. AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ABAXIS, INC. FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTHONY G. FOR FOR Management
FERNANDES
2 ELECTION OF DIRECTOR: THOMAS M. FOR FOR Management
GARTLAND
3 ELECTION OF DIRECTOR: WINIFRED MARKUS FOR FOR Management
WEBB
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
6 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS ABM INDUSTRIES INCORPORATED'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: KENNETH F. FOR FOR Management
BERNSTEIN
2 ELECTION OF TRUSTEE: DOUGLAS CROCKER II FOR FOR Management
3 ELECTION OF TRUSTEE: LORRENCE T. KELLAR FOR FOR Management
4 ELECTION OF TRUSTEE: WENDY LUSCOMBE FOR FOR Management
5 ELECTION OF TRUSTEE: WILLIAM T. SPITZ FOR FOR Management
6 ELECTION OF TRUSTEE: LYNN C. THURBER FOR FOR Management
7 ELECTION OF TRUSTEE: LEE S. WIELANSKY FOR FOR Management
8 ELECTION OF TRUSTEE: C. DAVID ZOBA FOR FOR Management
9 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
BDO USA, LLP AS THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
10 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
2017 PROXY STATEMENT IN ACCORDANCE
WITH COMPENSATION RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
11 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S DECLARATION OF TRUST TO
INCREASE THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY FROM 100 MILLION SHARES
TO 200 MILLION SHARES.
12 THE APPROVAL, ON AN ADVISORY BASIS, OF 1 - Year FOR Management
THE FREQUENCY OF AN ADVISORY VOTE ON
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES A. BUZZARD FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN S. FOR FOR Management
DVORAK
3 ELECTION OF DIRECTOR: BORIS ELISMAN FOR FOR Management
4 ELECTION OF DIRECTOR: PRADEEP JOTWANI FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT J. KELLER FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS KROEGER FOR FOR Management
7 ELECTION OF DIRECTOR: GRACIELA FOR FOR Management
MONTEAGUDO
8 ELECTION OF DIRECTOR: HANS MICHAEL FOR FOR Management
NORKUS
9 ELECTION OF DIRECTOR: E. MARK RAJKOWSKI FOR FOR Management
10 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
11 THE APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
12 THE APPROVAL, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF HOLDING AN
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ACI WORLDWIDE, INC.
Ticker: ACIW Security ID: 004498101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 APPROVE THE 2017 EMPLOYEE STOCK FOR FOR Management
PURCHASE PLAN.
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 17, 2017 Meeting Type: Annual
Record Date: NOV 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
3 VOTE UPON THE ACTUANT CORPORATION 2017 FOR FOR Management
OMNIBUS INCENTIVE PLAN.
4 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
--------------------------------------------------------------------------------
ACXIOM CORPORATION
Ticker: ACXM Security ID: 005125109
Meeting Date: AUG 09, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD P. FOX FOR FOR Management
2 ELECTION OF DIRECTOR: JERRY D. FOR FOR Management
GRAMAGLIA
3 ELECTION OF DIRECTOR: CLARK M. KOKICH FOR FOR Management
4 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
5 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------
ADTRAN INC
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY-ON-PAY RESOLUTIONS, NON-BINDING FOR FOR Management
APPROVAL OF THE EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES OF ADTRAN AS
WELL AS THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3 SAY-ON-PAY RESOLUTION, NON-BINDING 1 - Year FOR Management
RECOMMENDATION FOR THE FREQUENCY OF
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ADTRAN FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC./WMS
Ticker: WMS Security ID: 00790R104
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: SEP 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT M. FOR FOR Management
EVERSOLE
2 ELECTION OF DIRECTOR: ALEXANDER R. FOR FOR Management
FISCHER
3 ELECTION OF DIRECTOR: M.A. (MARK) HANEY FOR FOR Management
4 ELECTION OF DIRECTOR: C. ROBERT KIDDER FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
ROSENTHAL
6 ELECTION OF DIRECTOR: ABIGAIL S. WEXNER FOR FOR Management
7 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
8 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION FOR NAMED
EXECUTIVE OFFICERS.
9 RECOMMENDATION, IN A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, FOR THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS ADVANCED
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 APPROVAL OF ADVANCED ENERGY'S 2017 FOR FOR Management
OMNIBUS INCENTIVE PLAN; (INCLUDING THE
FORM OF THE LONG TERM INCENTIVE PLAN
ATTACHED THERETO).
4 APPROVAL OF ADVANCED ENERGY'S SHORT FOR FOR Management
TERM INCENTIVE PLAN.
5 ADVISORY APPROVAL OF ADVANCED ENERGY'S FOR FOR Management
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
7 APPROVAL OF AN AMENDMENT TO ADVANCED FOR FOR Management
ENERGY'S BYLAWS TO PROVIDE THAT
DELAWARE WILL SERVE AS THE EXCLUSIVE
FORUM FOR THE ADJUDICATION OF CERTAIN
LEGAL DISPUTES.
--------------------------------------------------------------------------------
ADVANSIX INC
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DARRELL K. HUGHES FOR FOR Management
2 ELECTION OF DIRECTOR: TODD D. KARRAN FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR 2017.
4 AN ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
6 APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PERFORMANCE-BASED COMPENSATION FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE UNDER THE 2016
STOCK INCENTIVE PLAN OF ADVANSIX INC.
AND ITS AFFILIATES.
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN P. FOR FOR Management
CORTINOVIS
2 ELECTION OF DIRECTOR: STEPHANIE A. FOR FOR Management
CUSKLEY
3 ELECTION OF DIRECTOR: WALTER J. GALVIN FOR FOR Management
4 ELECTION OF DIRECTOR: RHONDA GERMANY FOR FOR Management
BALLINTYN
5 ELECTION OF DIRECTOR: CHARLES R. GORDON FOR FOR Management
6 ELECTION OF DIRECTOR: JUANITA H. FOR FOR Management
HINSHAW
7 ELECTION OF DIRECTOR: M. RICHARD SMITH FOR FOR Management
8 ELECTION OF DIRECTOR: ALFRED L. WOODS FOR FOR Management
9 ELECTION OF DIRECTOR: PHILLIP D. WRIGHT FOR FOR Management
10 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
RELATING TO EXECUTIVE COMPENSATION.
11 TO APPROVE HOLDING AN ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION EVERY ONE, TWO,
OR THREE YEARS.
12 TO APPROVE THE FIRST AMENDMENT TO THE FOR FOR Management
AEGION CORPORATION 2016 EMPLOYEE
EQUITY INCENTIVE PLAN.
13 TO APPROVE THE AEGION CORPORATION FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
14 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AEP INDUSTRIES INC.
Ticker: AEPI Security ID: 001031103
Meeting Date: JAN 18, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF AUGUST 24, 2016,
AS AMENDED BY AMENDMENT NO. 1 TO THE
AGREEMENT AND PLAN OF MERGER, DATED
DECEMBER 7, 2016 (AS IT MAY BE AMENDED
FROM TIME TO TIME) (THE "MERGER
AGREEMENT"), BY AND AMONG BERRY PLASTIC
2 TO ADOPT THE MERGER AGREEMENT, FOR FOR Management
PURSUANT TO WHICH, IN CERTAIN LIMITED
CIRCUMSTANCES (AS SPECIFIED IN THE
MERGER AGREEMENT), BERRY MAY ELECT, IN
ITS SOLE DISCRETION, TO PAY $110.00 IN
CASH FOR EACH SHARE OF AEP COMMON
STOCK (THE "ALTERNATIVE MERGER CONSIDER
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION THAT WILL OR
MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF AEP IN
CONNECTION WITH THE MERGERS.
4 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING OF THE STOCKHOLDERS OF
AEP TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES TO APPROVE EITHER THE BASE
MERGER CONSIDERATION PROPOSAL OR THE
ALTERN
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S AMENDED
AND RESTATED 2006 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------
AG MORTGAGE INVESTMENT TRUST, INC.
Ticker: MITT Security ID: 001228105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF OUR FOR FOR Management
EXECUTIVE COMPENSATION.
4 APPROVAL OF THE ARTICLES OF AMENDMENT FOR FOR Management
TO THE COMPANY'S ARTICLES OF AMENDMENT
AND RESTATEMENT.
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO APPROVE (ON AN ADVISORY BASIS) 1 - Year FOR Management
WHETHER AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO
OR THREE YEARS.
--------------------------------------------------------------------------------
AIR LEASE CORPORATION
Ticker: AL Security ID: 00912X302
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: MATTHEW J. HART
2 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: CHERYL GORDON KRONGARD
3 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: MARSHALL O. LARSEN
4 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: ROBERT A. MILTON
5 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: JOHN L. PLUEGER
6 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: IAN M. SAINES
7 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: DR. RONALD D. SUGAR
8 ELECTION OF DIRECTOR TO SERVE FOR A FOR FOR Management
ONE-YEAR TERM: STEVEN F. UDVAR-HAZY
9 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD M. FOR FOR Management
BAUDOUIN
2 ELECTION OF DIRECTOR: JOSEPH C. HETE FOR FOR Management
3 ELECTION OF DIRECTOR: RANDY D. FOR FOR Management
RADEMACHER
4 ELECTION OF DIRECTOR: J. CHRISTOPHER FOR FOR Management
TEETS
5 ELECTION OF DIRECTOR: JEFFREY J. FOR FOR Management
VORHOLT
6 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
SELECTION OF DELOITTE & TOUCHE LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
2017.
7 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
8 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
AIRCASTLE LIMITED
Ticker: AYR Security ID: G0129K104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT ERNST & YOUNG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (WHICH
CONSTITUTES THE AUDITOR FOR THE
PURPOSE OF BERMUDA LAW) TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR
FISCAL YEAR 2017 AND AUTHORIZE THE
DIRECTORS OF AIRCAST
3 APPROVE THE AIRCASTLE LIMITED AMENDED FOR FOR Management
AND RESTATED 2014 OMNIBUS INCENTIVE
PLAN, INCLUDING THE PERFORMANCE GOALS
ESTABLISHED UNDER THE PLAN FOR
PURPOSES OF COMPLIANCE WITH SECTION
162 (M) OF THE INTERNAL REVENUE CODE.
4 AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
5 AN ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
AK STEEL HOLDING CORPORATION
Ticker: AKS Security ID: 001547108
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED AMENDMENT TO FOR FOR Management
THE RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------
AK STEEL HOLDING CORPORATION
Ticker: AKS Security ID: 001547108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS C. CUNEO FOR FOR Management
2 ELECTION OF DIRECTOR: SHERI H. EDISON FOR FOR Management
3 ELECTION OF DIRECTOR: MARK G. ESSIG FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM K. GERBER FOR FOR Management
5 ELECTION OF DIRECTOR: GREGORY B. KENNY FOR FOR Management
6 ELECTION OF DIRECTOR: RALPH S. FOR FOR Management
MICHAEL, III
7 ELECTION OF DIRECTOR: ROGER K. NEWPORT FOR FOR Management
8 ELECTION OF DIRECTOR: DR. JAMES A. FOR FOR Management
THOMSON
9 ELECTION OF DIRECTOR: DWAYNE A. WILSON FOR FOR Management
10 ELECTION OF DIRECTOR: VICENTE WRIGHT FOR FOR Management
11 ELECTION OF DIRECTOR: ARLENE M. YOCUM FOR FOR Management
12 THE RATIFICATION OF THE AUDIT FOR FOR Management
COMMITTEE'S APPOINTMENT OF ERNST &
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
13 THE RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
14 THE FREQUENCY OF FUTURE STOCKHOLDER 1 - Year FOR Management
VOTES CONCERNING NAMED EXECUTIVE
OFFICER COMPENSATION.
15 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE NEW
OMNIBUS MANAGEMENT INCENTIVE PLAN.
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: JUL 01, 2016 Meeting Type: Annual
Record Date: MAY 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
BDO USA, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2016.
3 PROPOSAL TO APPROVE, THROUGH A FOR FOR Management
NON-BINDING ADVISORY VOTE, THE
COMPANY'S EXECUTIVE COMPENSATION
PROGRAM AS DESCRIBED IN THE COMPANY'S
2016 PROXY STATEMENT.
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: DEC 16, 2016 Meeting Type: Special
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE AKORN, INC. FOR FOR Management
2016 EMPLOYEE STOCK PURCHASE PLAN.
2 PROPOSAL TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE AKORN, INC. 2014
STOCK OPTION PLAN.
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
BDO USA, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 PROPOSAL TO APPROVE THE 2017 OMNIBUS FOR FOR Management
INCENTIVE COMPENSATION PLAN.
4 PROPOSAL TO APPROVE, THROUGH A 1 - Year FOR Management
NON-BINDING ADVISORY VOTE, THE
FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION PROGRAMS.
5 PROPOSAL TO APPROVE, THROUGH A FOR FOR Management
NON-BINDING ADVISORY VOTE, THE
COMPANY'S EXECUTIVE COMPENSATION
PROGRAM AS DESCRIBED IN THE COMPANY'S
2017 PROXY STATEMENT.
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RODERICK R. BATY FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT P. BAUER FOR FOR Management
3 ELECTION OF DIRECTOR: ERIC P. ETCHART FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID W. GRZELAK FOR FOR Management
5 ELECTION OF DIRECTOR: TRACY C. JOKINEN FOR FOR Management
6 ELECTION OF DIRECTOR: GARY L. MARTIN FOR FOR Management
7 ELECTION OF DIRECTOR: RONALD A. FOR FOR Management
ROBINSON
8 PROPOSAL FOR THE APPROVAL OF THE FOR FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
9 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON THE NAMED EXECUTIVE
OFFICER'S COMPENSATION.
10 PROPOSAL FOR RATIFICATION OF FOR FOR Management
APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS INDEPENDENT AUDITOR.
3 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTING ON
EXECUTIVE COMPENSATION.
5 TO APPROVE THE COMPANY'S 2017 FOR FOR Management
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES C. DIGGS FOR FOR Management
2 ELECTION OF DIRECTOR: J. BRETT HARVEY FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID J. FOR FOR Management
MOREHOUSE
4 APPROVAL OF THE COMPANY'S 2017 FOR FOR Management
INCENTIVE PLAN.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
6 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
7 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR 2017.
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MAURICE J. FOR FOR Management
GALLAGHER JR
2 ELECTION OF DIRECTOR: JOHN REDMOND FOR FOR Management
3 ELECTION OF DIRECTOR: MONTIE BREWER FOR FOR Management
4 ELECTION OF DIRECTOR: GARY ELLMER FOR FOR Management
5 ELECTION OF DIRECTOR: LINDA A. MARVIN FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES W. FOR FOR Management
POLLARD
7 APPROVAL OF ADVISORY RESOLUTION FOR FOR Management
APPROVING EXECUTIVE COMPENSATION
8 ADVISORY VOTE ON FREQUENCY OF VOTES ON 3- Years FOR Management
EXECUTIVE COMPENSATION
9 RATIFICATION OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KATHRYN W. DINDO FOR FOR Management
2 ELECTION OF DIRECTOR: SIDNEY W. EMERY, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: GEORGE G. FOR FOR Management
GOLDFARB
4 ELECTION OF DIRECTOR: JAMES S. HAINES, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: ALAN R. HODNIK FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES J. HOOLIHAN FOR FOR Management
7 ELECTION OF DIRECTOR: HEIDI E. FOR FOR Management
JIMMERSON
8 ELECTION OF DIRECTOR: MADELEINE W. FOR FOR Management
LUDLOW
9 ELECTION OF DIRECTOR: DOUGLAS C. NEVE FOR FOR Management
10 ELECTION OF DIRECTOR: LEONARD C. RODMAN FOR FOR Management
11 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS ALLETE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
ALLIANCE ONE INTERNATIONAL, INC.
Ticker: AOI Security ID: 018772301
Meeting Date: AUG 11, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2017.
3 ADOPTION OF A RESOLUTION APPROVING, ON FOR FOR Management
AN ADVISORY BASIS, THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF THE PROPOSED ALLIANCE ONE FOR FOR Management
INTERNATIONAL, INC. 2016 INCENTIVE
PLAN.
5 APPROVAL OF THE SHAREHOLDER PROPOSAL AGAINST AGAINST Shareholder
REQUESTING THAT THE COMPANY
PARTICIPATE IN MEDIATION OF ALLEGED
HUMAN RIGHTS VIOLATIONS.
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARA G. ASPINALL FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL M. BLACK FOR FOR Management
3 ELECTION OF DIRECTOR: P. GREGORY FOR FOR Management
GARRISON
4 ELECTION OF DIRECTOR: JONATHAN J. JUDGE FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL A. KLAYKO FOR FOR Management
6 ELECTION OF DIRECTOR: YANCEY L. SPRUILL FOR FOR Management
7 ELECTION OF DIRECTOR: DAVE B. STEVENS FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID D. STEVENS FOR FOR Management
9 ELECTION OF DIRECTOR: RALPH H. THURMAN FOR FOR Management
10 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE ALLSCRIPTS
HEALTHCARE SOLUTIONS, INC. 2011 STOCK
INCENTIVE PLAN TO, AMONG OTHER THINGS,
INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER.
11 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
13 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
ALMOST FAMILY, INC.
Ticker: AFAM Security ID: 020409108
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE 2017 STOCK AND FOR FOR Management
INCENTIVE COMPENSATION PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY.
4 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 FREQUENCY OF STOCKHOLDER ADVISORY VOTE 1 - Year FOR Management
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ALON USA ENERGY, INC.
Ticker: ALJ Security ID: 020520102
Meeting Date: JUN 28, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JANUARY 2, 2017 AS
SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME (THE "MERGER AGREEMENT"),
AMONG ALON USA ENERGY, INC. ("ALON"),
DELEK US HOLDINGS, INC. ("DELEK"),
DELEK HOLDCO, INC., A WHOLLY OWNED
2 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO ALON'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3 TO APPROVE THE ADJOURNMENT OF THE ALON FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE JUDGMENT OF THE
ALON BOARD OF DIRECTORS, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AND RATIFY THE APPOINTMENT FOR FOR Management
OF GRANT THORNTON, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO DETERMINE ITS
REMUNERATION FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS ALTRA
INDUSTRIAL MOTION CORP.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
SERVE FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 THE APPROVAL OF AMENDMENTS TO THE FOR FOR Management
ALTRA INDUSTRIAL MOTION CORP. 2014
OMNIBUS INCENTIVE PLAN AND OF ITS
MATERIAL TERMS TO ENSURE COMPLIANCE
WITH THE NASDAQ MARKET RULES AND
SECTION 162 (M) OF THE INTERNAL
REVENUE CODE OF 1986.
4 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF ALTRA'S NAMED
EXECUTIVE OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
AMAG PHARMACEUTICALS, INC.
Ticker: AMAG Security ID: 00163U106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM K. HEIDEN FOR FOR Management
2 ELECTION OF DIRECTOR: BARBARA DEPTULA FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN A. FALLON, FOR FOR Management
M.D.
4 ELECTION OF DIRECTOR: BRIAN P. KELLEY FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT J. PEREZ FOR FOR Management
6 ELECTION OF DIRECTOR: LESLEY RUSSELL, FOR FOR Management
MB.CH.B., MRCP
7 ELECTION OF DIRECTOR: GINO SANTINI FOR FOR Management
8 ELECTION OF DIRECTOR: DAVEY S. SCOON FOR FOR Management
9 ELECTION OF DIRECTOR: JAMES R. SULAT FOR FOR Management
10 TO APPROVE THE FOURTH AMENDED AND FOR FOR Management
RESTATED 2007 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, INCREASE THE
NUMBER OF SHARES OF OUR COMMON STOCK
AVAILABLE FOR ISSUANCE THEREUNDER BY
2,485,000 SHARES.
11 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
12 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 TO APPROVE THE RIGHTS AGREEMENT, DATED FOR FOR Management
AS OF APRIL 7, 2017.
14 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: AMBC Security ID: 023139884
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG AS FOR FOR Management
AMBAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
AMBARELLA, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING ON JANUARY 31,
2018.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF AMBARELLA, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
AMC ENTERTAINMENT HOLDINGS, INC.
Ticker: AMC Security ID: 00165C104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 SAY ON PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE PROXY
STATEMENT FOR THE COMPANY'S 2017
ANNUAL MEETING OF STOCKHOLDERS ("SAY
ON PAY" VOTE).
4 TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
(NON-BINDING) BASIS, THE FREQUENCY OF
FUTURE STOCKHOLDER SAY ON PAY VOTES.
--------------------------------------------------------------------------------
AMERCO
Ticker: UHAL Security ID: 023586100
Meeting Date: AUG 25, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THIS PROXY STATEMENT.
3 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
BDO USA, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED MARCH 31, 2017.
4 A PROPOSAL RECEIVED FROM COMPANY FOR FOR Management
STOCKHOLDER PROPONENTS TO RATIFY AND
AFFIRM THE DECISIONS AND ACTIONS TAKEN
BY THE BOARD OF DIRECTORS AND
EXECUTIVE OFFICERS OF THE COMPANY WITH
RESPECT TO AMERCO AND ITS
SUBSIDIARIES, FOR THE FISCAL YEAR
ENDED MARCH 31, 2
--------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC.
Ticker: CRMT Security ID: 03062T105
Meeting Date: AUG 31, 2016 Meeting Type: Annual
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
ENGLANDER
2 ELECTION OF DIRECTOR: KENNY GUNDERMAN FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM H. FOR FOR Management
HENDERSON
4 ELECTION OF DIRECTOR: EDDIE L. HIGHT FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT CAMERON FOR FOR Management
SMITH
6 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
WILLIAMS
7 ELECTION OF DIRECTOR: JIM VON GREMP FOR FOR Management
8 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
REGARDING THE COMPANY'S COMPENSATION
OF ITS NAMED EXECUTIVE OFFICERS.
9 TO RATIFY THE SELECTION OF GRANT FOR FOR Management
THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 30, 2017.
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST INC
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 AN ADVISORY RESOLUTION TO APPROVE OUR FOR FOR Management
EXECUTIVE COMPENSATION FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2016.
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC
Ticker: AXL Security ID: 024061103
Meeting Date: APR 05, 2017 Meeting Type: Special
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
SHARES OF AMERICAN AXLE &
MANUFACTURING HOLDINGS, INC. COMMON
STOCK TO STOCKHOLDERS OF METALDYNE
PERFORMANCE GROUP INC. ON THE TERMS
AND CONDITIONS SET OUT IN THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 3, 20
2 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES A. MCCASLIN FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
MILLER II
3 ELECTION OF DIRECTOR: SAMUEL VALENTI FOR FOR Management
III
4 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
AMERICAN AXLE & MANUFACTURING
HOLDINGS, INC. 2012 OMNIBUS INCENTIVE
PLAN.
5 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
7 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HLDG CO
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF HOLDING FUTURE VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERIC C. ANDERSEN FOR FOR Management
2 ELECTION OF DIRECTOR: WALLACE E. FOR FOR Management
BOSTON, JR.
3 ELECTION OF DIRECTOR: BARBARA G. FAST FOR FOR Management
4 ELECTION OF DIRECTOR: JEAN C. HALLE FOR FOR Management
5 ELECTION OF DIRECTOR: BARBARA L. FOR FOR Management
KURSHAN
6 ELECTION OF DIRECTOR: TIMOTHY J. LANDON FOR FOR Management
7 ELECTION OF DIRECTOR: WESTLEY MOORE FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
ROBINSON, JR.
9 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT FOR THE 2017
ANNUAL MEETING.
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
OUR EXECUTIVE COMPENSATION (SELECT
ONE).
11 APPROVAL OF THE AMERICAN PUBLIC FOR FOR Management
EDUCATION, INC. 2017 OMNIBUS INCENTIVE
PLAN.
12 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
AMERICAN SCIENCE AND ENGINEERING, INC.
Ticker: ASEI Security ID: 029429107
Meeting Date: AUG 31, 2016 Meeting Type: Special
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JUNE 20, 2016 (THE
"MERGER AGREEMENT"), BY AND AMONG
AMERICAN SCIENCE AND ENGINEERING, INC.
(THE "COMPANY"), OSI SYSTEMS, INC.
("BUYER"), AND APPLE MERGER SUB, INC.
("TRANSITORY SUBSIDIARY"), PROVID
2 TO APPROVE, ON A NONBINDING ADVISORY FOR FOR Management
BASIS, THE "GOLDEN PARACHUTE"
COMPENSATION THAT MAY BE PAYABLE TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE BOARD
OF DIRECTORS OF THE COMPANY, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
--------------------------------------------------------------------------------
AMERICAN SOFTWARE, INC.
Ticker: AMSWA Security ID: 029683109
Meeting Date: AUG 15, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. DENNIS HOGUE FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES B. MILLER FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT BY THE FOR FOR Management
BOARD OF DIRECTORS, UPON THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
OF KPMG LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING AUDIT FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 30,
2017.
4 RENDER A NON-BINDING ADVISORY VOTE FOR FOR Management
APPROVING THE COMPENSATION OF THE
EXECUTIVE OFFICERS OF THE COMPANY.
5 AMEND THE 2011 EQUITY COMPENSATION FOR FOR Management
PLAN TO INCREASE THE NUMBER OF CLASS A
COMMON SHARES THAT MAY BE SUBJECT TO
OPTIONS UNDER THE PLAN FROM 5,000,000
TO 6,000,000 SHARES.
6 SUCH OTHER BUSINESS AS MAY PROPERLY FOR AGAINST Management
COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 25, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 30,
2017.
3 TO APPROVE THE AMERICAN WOODMARK FOR FOR Management
CORPORATION 2016 EMPLOYEE STOCK
INCENTIVE PLAN.
4 TO APPROVE ON AN ADVISORY BASIS THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RE-APPROVE THE MATERIAL TERMS FOR FOR FOR Management
QUALIFIED PERFORMANCE-BASED
COMPENSATION UNDER THE 2012 EQUITY AND
INCENTIVE COMPENSATION PLAN.
3 TO APPROVE EXECUTIVE COMPENSATION. FOR FOR Management
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
5 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF THE SECOND AMENDED AND FOR FOR Management
RESTATED 2007 EQUITY INCENTIVE PLAN.
5 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
EXECUTIVE INCENTIVE BONUS PLAN.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARK G. FOLETTA FOR FOR Management
2 ELECTION OF DIRECTOR: R. JEFFREY HARRIS FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL M.E. FOR FOR Management
JOHNS, M.D.
4 ELECTION OF DIRECTOR: MARTHA H. MARSH FOR FOR Management
5 ELECTION OF DIRECTOR: SUSAN R. SALKA FOR FOR Management
6 ELECTION OF DIRECTOR: ANDREW M. STERN FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL E. WEAVER FOR FOR Management
8 ELECTION OF DIRECTOR: DOUGLAS D. WHEAT FOR FOR Management
9 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
10 TO RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
11 TO APPROVE THE AMN HEALTHCARE 2017 FOR FOR Management
SENIOR EXECUTIVE INCENTIVE BONUS PLAN.
12 TO APPROVE THE AMN HEALTHCARE 2017 FOR FOR Management
EQUITY PLAN.
13 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN A NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 TO RECOMMEND, BY A NON-BINDING VOTE, 1 - Year FOR Management
THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
ANALOGIC CORPORATION
Ticker: ALOG Security ID: 032657207
Meeting Date: JAN 19, 2017 Meeting Type: Annual
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BERNARD C. BAILEY FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY P. BLACK FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES J. JUDGE FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL T. MODIC FOR FOR Management
5 ELECTION OF DIRECTOR: STEPHEN A. ODLAND FOR FOR Management
6 ELECTION OF DIRECTOR: FRED B. PARKS FOR FOR Management
7 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 31, 2017.
8 TO HOLD AN ADVISORY VOTE ON NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY-ON-PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 TO APPROVE THE AMENDED ANGIODYNAMICS, FOR FOR Management
INC. 2004 STOCK AND INCENTIVE AWARD
PLAN.
4 TO APPROVE THE AMENDED ANGIODYNAMICS, FOR FOR Management
INC. EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE ANIKA THERAPEUTICS, FOR FOR Management
INC. 2017 OMNIBUS INCENTIVE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 FREQUENCY OF FUTURE ADVISORY VOTES ON 1 - Year FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LORD JAMES BLYTH FOR FOR Management
2 ELECTION OF DIRECTOR: FREDERIC F. BRACE FOR FOR Management
3 ELECTION OF DIRECTOR: LINDA WALKER FOR FOR Management
BYNOE
4 ELECTION OF DIRECTOR: ROBERT J. ECK FOR FOR Management
5 ELECTION OF DIRECTOR:ROBERT W. GRUBBS FOR FOR Management
6 ELECTION OF DIRECTOR:F. PHILIP HANDY FOR FOR Management
7 ELECTION OF DIRECTOR: MELVYN N. KLEIN FOR FOR Management
8 ELECTION OF DIRECTOR: GEORGE MUNOZ FOR FOR Management
9 ELECTION OF DIRECTOR: SCOTT R. PEPPET FOR FOR Management
10 ELECTION OF DIRECTOR: VALARIE L. FOR FOR Management
SHEPPARD
11 ELECTION OF DIRECTOR: STUART M. SLOAN FOR FOR Management
12 ELECTION OF DIRECTOR: SAMUEL ZELL FOR FOR Management
13 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY VOTE TO SELECT THE FREQUENCY 1 - Year FOR Management
OF THE ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION.
15 APPROVAL OF THE ANIXTER INTERNATIONAL FOR FOR Management
INC. 2017 STOCK INCENTIVE PLAN.
16 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LLOYD MCADAMS FOR FOR Management
2 ELECTION OF DIRECTOR: LEE A. AULT, III FOR FOR Management
3 ELECTION OF DIRECTOR: JOE E. DAVIS FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT C. DAVIS FOR FOR Management
5 ELECTION OF DIRECTOR: MARK S. MARON FOR FOR Management
6 ELECTION OF DIRECTOR: JOSEPH E. MCADAMS FOR FOR Management
7 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF APOGEE'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS APOGEE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 3, 2018.
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE
Ticker: ARI Security ID: 03762U105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS APOLLO
COMMERCIAL REAL ESTATE FINANCE, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF APOLLO COMMERCIAL REAL
ESTATE FINANCE, INC.'S NAMED EXECUTIVE
OFFICERS, AS MORE FULLY DESCRIBED IN
THE 2017 PROXY STATEMENT.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
APOLLO COMMERCIAL REAL ESTATE FINANCE,
INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
APOLLO RESIDENTIAL MORTGAGE, INC.
Ticker: AMTG Security ID: 03763V102
Meeting Date: AUG 24, 2016 Meeting Type: Special
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 RATIFICATION TO APPROVE THE "FIRST FOR FOR Management
MERGER" AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
AS DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS FILED BY THE
COMPANY ON FORM S-4 ON JULY 27, 2016.
2 RATIFICATION TO ADJOURN THE MEETING, FOR FOR Management
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE THE "FIRST
MERGER" AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
AS DESCRIBED IN THE JOINT PROXY STATEME
3 APPROVAL, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO APOLLO
RESIDENTIAL MORTGAGE, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS, AS DESCRIBED IN THE JOINT
PROXY STATEMENT/PROSPECTUS FILED
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - TO APPROVE, THROUGH A FOR FOR Management
NONBINDING ADVISORY VOTE, THE
COMPENSATION OF APPLIED'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION
Ticker: AMCC Security ID: 03822W406
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CESAR CESARATTO FOR FOR Management
2 ELECTION OF DIRECTOR: DR. PARAMESH GOPI FOR FOR Management
3 ELECTION OF DIRECTOR: DR. PAUL R. GRAY FOR FOR Management
4 ELECTION OF DIRECTOR: THEODORE A. FOR FOR Management
("FRED") SHLAPAK
5 ELECTION OF DIRECTOR: DR. ROBERT F. FOR FOR Management
SPROULL
6 ELECTION OF DIRECTOR: DUSTON M. FOR FOR Management
WILLIAMS
7 ELECTION OF DIRECTOR: CHRISTOPHER F. FOR FOR Management
ZEPF
8 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2017.
9 TO APPROVE THE PROPOSAL TO AMEND THE FOR FOR Management
APPLIED MICRO CIRCUITS CORPORATION
2012 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES
AVAILABLE FOR PURCHASE THEREUNDER.
10 TO APPROVE BY ADVISORY VOTE THE FOR FOR Management
EXECUTIVE COMPENSATION DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------
AQUABOUNTY TECHNOLOGIES INC
Ticker: AQB Security ID: 03842K200
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF WOLF & FOR FOR Management
COMPANY, P.C. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE COMPANY'S DE-LISTING FOR FOR Management
FROM TRADING ON AIM.
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS INC
Ticker: ARC Security ID: 00191G103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS ARC DOCUMENT SOLUTIONS,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 APPROVE ADVISORY, NON-BINDING VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION.
4 APPROVAL, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF HOLDING FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS ARCHROCK, INC.
'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
3 APPROVAL OF THE ARCHROCK, INC. 2017 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN
4 ADVISORY, NON-BINDING VOTE TO APPROVE FOR FOR Management
THE COMPENSATION PROVIDED TO OUR NAMED
EXECUTIVE OFFICERS FOR 2016
5 ADVISORY, NON-BINDING VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
ARCTIC CAT INC.
Ticker: ACAT Security ID: 039670104
Meeting Date: JUL 25, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDREW S. DUFF FOR FOR Management
2 ELECTION OF DIRECTOR: SUSAN E. LESTER FOR FOR Management
3 ELECTION OF DIRECTOR: CHRISTOPHER T. FOR FOR Management
METZ
4 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2017
5 TO APPROVE AMENDMENTS TO THE ARCTIC FOR FOR Management
CAT INC. 2013 OMNIBUS STOCK AND
INCENTIVE PLAN (THE "PLAN") TO (A)
INCREASE THE AVAILABLE NUMBER OF
SHARES FOR AWARDS UNDER THE PLAN AND
(B) LIMIT THE MAXIMUM AGGREGATE
COMPENSATION (CASH AND AWARDS UNDER
THE PLAN) PAYA
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORP
Ticker: ACRE Security ID: 04013V108
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE AMENDMENT OF OUR 2011 STOCK PLAN FOR FOR Management
IN ORDER TO INCREASE THE TOTAL NUMBER
OF SHARES OF OUR COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 2,000,000
SHARES TO 2,750,000 SHARES.
3 THE NON-BINDING ADVISORY APPROVAL OF FOR FOR Management
OUR EXECUTIVE COMPENSATION (THE
"SAY-ON-PAY" VOTE).
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2018.
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AI Security ID: 041356205
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERIC F. BILLINGS FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
ALTOBELLO
3 ELECTION OF DIRECTOR: DANIEL E. BERCE FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID W. FAEDER FOR FOR Management
5 ELECTION OF DIRECTOR: PETER A. FOR FOR Management
GALLAGHER
6 ELECTION OF DIRECTOR: RALPH S. FOR FOR Management
MICHAEL, III
7 ELECTION OF DIRECTOR: ANTHONY P. FOR FOR Management
NADER, III
8 ELECTION OF DIRECTOR: J. ROCK TONKEL, FOR FOR Management
JR.
9 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP ("PWC") AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
10 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF THE COMPANY'S EXECUTIVE OFFICERS.
11 ADVISORY SELECTION OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE THE ARMADA HOFFLER FOR FOR Management
PROPERTIES, INC. AMENDED AND RESTATED
2013 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC
Ticker: ARR Security ID: 042315507
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS ARMOUR'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2017.
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
APPROVAL, ARMOUR'S 2016 EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
ARMSTRONG FLOORING, INC.
Ticker: AFI Security ID: 04238R106
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: KATHLEEN FOR FOR Management
S. LANE
2 ELECTION OF CLASS I DIRECTOR: MICHAEL FOR FOR Management
W. MALONE
3 ELECTION OF CLASS I DIRECTOR: JACOB H. FOR FOR Management
WELCH
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
6 APPROVAL OF AMENDED AND RESTATED 2016 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
7 RATIFICATION OF ELECTION OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
ARRAY BIOPHARMA INC.
Ticker: ARRY Security ID: 04269X105
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AN AMENDMENT TO THE ARRAY FOR FOR Management
BIOPHARMA INC. AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN (THE
"ESPP") TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE ESPP BY 750,000
SHARES, TO AN AGGREGATE OF 6,000,000
SHARE
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
ARROW FINANCIAL CORPORATION
Ticker: AROW Security ID: 042744102
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM KPMG LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION ("SAY
ON PAY").
4 TO SELECT, ON AN ADVISORY BASIS, THE WITHHOLD FOR Management
FREQUENCY OF THE COMPANY'S EXECUTIVE
COMPENSATION VOTES ("SAY ON PAY
FREQUENCY").
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE ASBURY
AUTOMOTIVE GROUP, INC. 2012 EQUITY
INCENTIVE PLAN, AS AMENDED.
3 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: OCT 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KAY KRILL FOR FOR Management
2 ELECTION OF DIRECTOR: KATIE J. BAYNE FOR FOR Management
3 PROPOSAL TO APPROVE, BY NON-BINDING FOR FOR Management
ADVISORY VOTE, THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS DURING FISCAL 2016.
4 PROPOSAL TO RATIFY DELOITTE & TOUCHE FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 29, 2017.
--------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC.
Ticker: ASCMA Security ID: 043632108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3 A PROPOSAL TO APPROVE THE AMENDMENT FOR FOR Management
AND RESTATEMENT OF THE ASCENT CAPITAL
GROUP, INC. 2015 OMNIBUS INCENTIVE
PLAN.
4 THE SAY-ON-PAY PROPOSAL, TO APPROVE, FOR FOR Management
ON AN ADVISORY BASIS, THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN OUR PROXY STATEMENT
UNDER THE HEADING "EXECUTIVE
COMPENSATION."
5 THE SAY-ON-FREQUENCY PROPOSAL, TO 3- Years FOR Management
APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY AT WHICH FUTURE EXECUTIVE
COMPENSATION VOTES WILL BE HELD.
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY PRIME INC
Ticker: AHP Security ID: 044102101
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO OUR CHARTER FOR FOR Management
TO REQUIRE A MAJORITY VOTING STANDARD
IN UNCONTESTED DIRECTOR ELECTIONS
3 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2013 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 1,200,000 SHARES
4 TO APPROVE THE FOURTH AMENDED AND FOR FOR Management
RESTATED ADVISORY AGREEMENT, ENTERED
INTO ON JANUARY 24, 2017, AMONG THE
COMPANY, ASHFORD INC., ASHFORD
HOSPITALITY PRIME LIMITED PARTNERSHIP,
ASHFORD PRIME TRS CORPORATION AND
ASHFORD HOSPITALITY ADVISORS LLC
5 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP, A NATIONAL PUBLIC ACCOUNTING
FIRM, AS OUR INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO OBTAIN ADVISORY APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
3 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT
THE COMPANY IS AUTHORIZED TO ISSUE
FROM 200,000,000 SHARES TO 400,000,000
SHARES
5 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 5,750,000 SHARES
6 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP, A NATIONAL PUBLIC ACCOUNTING
FIRM, AS OUR INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASB Security ID: 045487105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL OF THE ASSOCIATED FOR FOR Management
BANC-CORP 2017 INCENTIVE COMPENSATION
PLAN.
3 ADVISORY APPROVAL OF ASSOCIATED FOR FOR Management
BANC-CORP'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ASSOCIATED
BANC-CORP FOR THE YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPENSATION OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO RECOMMEND THE FREQUENCY WITH WHICH 1 - Year FOR Management
SHAREHOLDER APPROVAL OF THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS IS SOLICITED.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
Ticker: AF Security ID: 046265104
Meeting Date: DEC 21, 2016 Meeting Type: Annual
Record Date: OCT 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL, ON A NON-BINDING BASIS, FOR FOR Management
OF THE COMPENSATION OF ASTORIA
FINANCIAL CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ASTORIA
FINANCIAL CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
Ticker: AF Security ID: 046265104
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF MARCH 6, 2017, BY
AND BETWEEN ASTORIA FINANCIAL
CORPORATION ("ASTORIA") AND STERLING
BANCORP ("STERLING"), AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO
TIME, PURSUANT TO WHICH ASTORIA WILL
MERGE WITH
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPENSATION
THAT CERTAIN EXECUTIVE OFFICERS OF
ASTORIA MAY RECEIVE IN CONNECTION WITH
THE ASTORIA MERGER PROPOSAL PURSUANT
TO EXISTING AGREEMENTS OR ARRANGEMENTS
WITH ASTORIA.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES
IN FAVOR OF THE ASTORIA MERGER
PROPOSAL.
--------------------------------------------------------------------------------
ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2017.
3 APPROVE THE ADOPTION OF THE ASTRONICS FOR FOR Management
CORPORATION 2017 LONG TERM INCENTIVE
PLAN.
4 APPROVE THE EXECUTIVE COMPENSATION FOR FOR Management
PROGRAMS AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
5 AN ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE SHAREHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: AT Security ID: 04878Q863
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: IRVING R. FOR FOR Management
GERSTEIN
2 ELECTION OF DIRECTOR: R. FOSTER DUNCAN FOR FOR Management
3 ELECTION OF DIRECTOR: KEVIN T. HOWELL FOR FOR Management
4 ELECTION OF DIRECTOR: HOLLI C. LADHANI FOR FOR Management
5 ELECTION OF DIRECTOR: GILBERT S. PALTER FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES J. MOORE, FOR FOR Management
JR.
7 THE APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF NAMED EXECUTIVE OFFICER
COMPENSATION.
8 TO VOTE, BY NON-BINDING ADVISORY VOTE, 1 - Year FOR Management
ON THE FREQUENCY OF THE NON-BINDING
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
9 THE APPOINTMENT OF KPMG LLP AS THE FOR FOR Management
AUDITORS OF THE CORPORATION AND THE
AUTHORIZATION OF THE CORPORATION'S
BOARD OF DIRECTORS TO FIX SUCH
AUDITORS' REMUNERATION.
10 TO APPROVE AN ORDINARY RESOLUTION, THE FOR FOR Management
FULL TEXT OF WHICH IS SET FORTH IN
SCHEDULE "B" TO THE CIRCULAR,
AUTHORIZING THE CORPORATION TO AMEND
ITS FIFTH AMENDED AND RESTATED
LONG-TERM INCENTIVE PLAN (THE "LTIP")
TO INCREASE THE NUMBER OF COMMON
SHARES OF TH
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: SEP 20, 2016 Meeting Type: Special
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE BY THE FOR FOR Management
COMPANY OF SHARES OF COMPANY COMMON
STOCK IN EXCESS OF 4,937,392 SHARES
UPON EXERCISE OF THE WARRANTS ISSUED
BY THE COMPANY TO AMAZON.COM, INC. ON
MAY 4, 2016.
2 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMPANY COMMON STOCK FROM
50,000,000 TO 100,000,000.
3 APPROVAL OF AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSALS 1 AND 2.
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT F. AGNEW FOR FOR Management
2 ELECTION OF DIRECTOR: TIMOTHY J. FOR FOR Management
BERNLOHR
3 ELECTION OF DIRECTOR: CHARLES F. FOR FOR Management
BOLDEN, JR.
4 ELECTION OF DIRECTOR: WILLIAM J. FLYNN FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES S. GILMORE FOR FOR Management
III
6 ELECTION OF DIRECTOR: BOBBY J. GRIFFIN FOR FOR Management
7 ELECTION OF DIRECTOR: CAROL B. HALLETT FOR FOR Management
8 ELECTION OF DIRECTOR: FREDERICK FOR FOR Management
MCCORKLE
9 ELECTION OF DIRECTOR: DUNCAN J. MCNABB FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN K. WULFF FOR FOR Management
11 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM.
12 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF THE ADVISORY SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
14 APPROVAL OF AN AMENDMENT TO OUR 2016 FOR FOR Management
INCENTIVE PLAN ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
ATN INTERNATIONAL INC
Ticker: ATNI Security ID: 00215F107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN L. BUDD FOR FOR Management
2 ELECTION OF DIRECTOR: BERNARD J. BULKIN FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL T. FLYNN FOR FOR Management
4 ELECTION OF DIRECTOR: LIANE J. FOR FOR Management
PELLETIER
5 ELECTION OF DIRECTOR: CORNELIUS B. FOR FOR Management
PRIOR, JR.
6 ELECTION OF DIRECTOR: MICHAEL T. PRIOR FOR FOR Management
7 ELECTION OF DIRECTOR: CHARLES J. FOR FOR Management
ROESSLEIN
8 TO APPROVE, BY ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
9 TO INDICATE, BY ADVISORY VOTE, THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
10 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
ATWOOD OCEANICS, INC.
Ticker: ATW Security ID: 050095108
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY A SHAREHOLDER FOR FOR Management
NON-BINDING, ADVISORY VOTE, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO ESTABLISH, BY A SHAREHOLDER 1 - Year FOR Management
NON-BINDING ADVISORY VOTE, THE
FREQUENCY OF SUBMISSION TO
SHAREHOLDERS OF ADVISORY VOTE
REGARDING EXECUTIVE COMPENSATION.
4 TO APPROVE THE ATWOOD OCEANICS, INC. FOR FOR Management
2013 LONG-TERM INCENTIVE PLAN, AS
AMENDED AND RESTATED.
5 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR TO FOR FOR Management
SERVE FOR THREE-YEAR TERMS: ELIZABETH
M. DALEY
2 ELECTION OF CLASS III DIRECTOR TO FOR FOR Management
SERVE FOR THREE-YEAR TERMS: JOHN P.
WALLACE
3 TO RATIFY THE SELECTION OF BDO USA, FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2014 STOCK INCENTIVE PLAN.
5 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
6 TO APPROVE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------
AVISTA CORP.
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERIK J. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: KRISTIANNE BLAKE FOR FOR Management
3 ELECTION OF DIRECTOR: DONALD C. BURKE FOR FOR Management
4 ELECTION OF DIRECTOR: REBECCA A. KLEIN FOR FOR Management
5 ELECTION OF DIRECTOR: SCOTT H. MAW FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT L. MORRIS FOR FOR Management
7 ELECTION OF DIRECTOR: MARC F. RACICOT FOR FOR Management
8 ELECTION OF DIRECTOR: HEIDI B. STANLEY FOR FOR Management
9 ELECTION OF DIRECTOR: R. JOHN TAYLOR FOR FOR Management
10 ELECTION OF DIRECTOR: JANET D. WIDMANN FOR FOR Management
11 AMENDMENT OF THE COMPANY'S RESTATED FOR FOR Management
ARTICLES OF INCORPORATION TO REDUCE
CERTAIN SHAREHOLDER APPROVAL
REQUIREMENTS.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
13 ADVISORY (NON-BINDING) VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY(NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
AVX CORPORATION
Ticker: AVX Security ID: 002444107
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: AUG 30, 2016 Meeting Type: Special
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED JUNE 10, 2016 (THE
"MERGER AGREEMENT"), BY AND AMONG
AXIALL CORPORATION, WESTLAKE CHEMICAL
CORPORATION AND LAGOON MERGER SUB,
INC., AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT (TEXT TRUNCATED DUE TO
SPA
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION THAT MAY BE
PAID OR MAY BECOME PAYABLE TO AXIALL'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH, OR FOLLOWING, THE CONSUMMATION
OF THE MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY AND
SUBJECT TO THE TERMS OF THE MERGER
AGREEMENT, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 12, 2016 Meeting Type: Annual
Record Date: MAY 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF ADVISORY VOTE ON AZZ'S FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM.
3 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS AZZ'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 28,
2017.
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DEANN L. BRUNTS FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT C. FOR FOR Management
CANTWELL
3 ELECTION OF DIRECTOR: CHARLES F. MARCY FOR FOR Management
4 ELECTION OF DIRECTOR: DENNIS M. MULLEN FOR FOR Management
5 ELECTION OF DIRECTOR: CHERYL M. PALMER FOR FOR Management
6 ELECTION OF DIRECTOR: ALFRED POE FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN C. FOR FOR Management
SHERRILL
8 ELECTION OF DIRECTOR: DAVID L. WENNER FOR FOR Management
9 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF EXECUTIVE COMPENSATION.
10 RECOMMENDATION, BY NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, FOR THE FREQUENCY OF
EXECUTIVE COMPENSATION VOTES.
11 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
BABCOCK & WILCOX ENTERPRISES, INC.
Ticker: BW Security ID: 05614L100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HALLE J. BENETT FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT D. FOR FOR Management
SZNEWAJS
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
4 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO DE-CLASSIFY THE
BOARD OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS.
5 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO ALLOW FOR REMOVAL
OF DIRECTORS WITH OR WITHOUT CAUSE BY
MAJORITY VOTE OF THE STOCKHOLDERS.
6 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO AUTHORIZE
AMENDMENT OF THE COMPANY'S BYLAWS BY
MAJORITY VOTE OF THE STOCKHOLDERS;
PROVIDED THAT, A TWO-THIRDS VOTE
(WHICH IS A REDUCED SUPERMAJORITY
REQUIREMENT) WOULD BE REQUIRED TO
AMEND THE BYLAW PRO
7 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO REMOVE ALL
SUPERMAJORITY STOCKHOLDER VOTING
REQUIREMENTS TO AMEND CERTAIN
PROVISIONS OF THE COMPANY'S CHARTER.
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO AMEND THE COMPANY'S CERTIFICATE OF FOR FOR Management
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK TO
40,000,000 SHARES.
3 TO RATIFY BKD LLP AS OUR INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
4 ADVISORY VOTE TO APPROVE THE NAMED FOR FOR Management
EXECUTIVE OFFICERS' COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF THE 3- Years FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------
BANCORPSOUTH, INC.
Ticker: BXS Security ID: 059692103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3 APPROVAL OF RESOLUTION TO ADOPT A 1 - Year FOR Management
FREQUENCY OF EVERY ONE YEAR FOR FUTURE
VOTES ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4 THE BOARD OF DIRECTORS RECOMMENDS A FOR FOR Management
VOTE FOR RATIFICATION OF THE
APPOINTMENT OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: S. HAUNANI FOR FOR Management
APOLIONA
2 ELECTION OF DIRECTOR: MARY G. F. FOR FOR Management
BITTERMAN
3 ELECTION OF DIRECTOR: MARK A. BURAK FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL J. CHUN FOR FOR Management
5 ELECTION OF DIRECTOR: CLINTON R. FOR FOR Management
CHURCHILL
6 ELECTION OF DIRECTOR: PETER S. HO FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT HURET FOR FOR Management
8 ELECTION OF DIRECTOR: KENT T. LUCIEN FOR FOR Management
9 ELECTION OF DIRECTOR: ALICIA E. MOY FOR FOR Management
10 ELECTION OF DIRECTOR: VICTOR K. NICHOLS FOR FOR Management
11 ELECTION OF DIRECTOR: BARBARA J. TANABE FOR FOR Management
12 ELECTION OF DIRECTOR: RAYMOND P. VARA, FOR FOR Management
JR.
13 ELECTION OF DIRECTOR: ROBERT W. WO FOR FOR Management
14 SAY ON PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
15 SAY WHEN ON PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
16 APPROVAL OF AMENDMENT TO THE BANK OF FOR FOR Management
HAWAII CORPORATION 2014 STOCK AND
INCENTIVE PLAN.
17 RATIFICATION OF RE-APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP FOR 2017.
--------------------------------------------------------------------------------
BANKRATE INC
Ticker: RATE Security ID: 06647F102
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: PETER FOR FOR Management
C. MORSE (TERM EXPIRING AT THE 2020
ANNUAL MEETING)
2 ELECTION OF CLASS III DIRECTOR: MITCH FOR FOR Management
TRUWIT (TERM EXPIRING AT THE 2020
ANNUAL MEETING)
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------
BANKUNITED,INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT AND RISK FOR FOR Management
COMMITTEE'S APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 16, 2016 Meeting Type: Annual
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON FREQUENCY OF HOLDING 1 - Year FOR Management
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
AUTHORIZED TO BE ISSUED UNDER THE PLAN
AND TO APPROVE PERFORMANCE GOALS FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
APRIL 29, 2017.
--------------------------------------------------------------------------------
BARNES & NOBLE, INC.
Ticker: BKS Security ID: 067774109
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
APRIL 29, 2017.
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS O. BARNES FOR FOR Management
2 ELECTION OF DIRECTOR: ELIJAH K. BARNES FOR FOR Management
3 ELECTION OF DIRECTOR: GARY G. BENANAV FOR FOR Management
4 ELECTION OF DIRECTOR: PATRICK J. FOR FOR Management
DEMPSEY
5 ELECTION OF DIRECTOR: THOMAS J. HOOK FOR FOR Management
6 ELECTION OF DIRECTOR: MYLLE H. MANGUM FOR FOR Management
7 ELECTION OF DIRECTOR: HANS-PETER MANNER FOR FOR Management
8 ELECTION OF DIRECTOR: HASSELL H. FOR FOR Management
MCCLELLAN
9 ELECTION OF DIRECTOR: WILLIAM J. MORGAN FOR FOR Management
10 ELECTION OF DIRECTOR: ANTHONY V. FOR FOR Management
NICOLOSI
11 ELECTION OF DIRECTOR: JOANNA L. FOR FOR Management
SOHOVICH
12 RATIFY THE COMPANY'S BYLAW AMENDMENT FOR FOR Management
ALLOWING PROXY ACCESS.
13 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY RESOLUTION REGARDING THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION.
15 RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC.
Ticker: BAS Security ID: 06985P209
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE BASIC ENERGY SERVICES, FOR FOR Management
INC. NON-EMPLOYEE DIRECTOR INCENTIVE
PLAN.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES ON EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC.
Ticker: BSET Security ID: 070203104
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE BASSETT FOR FOR Management
FURNITURE INDUSTRIES, INCORPORATED
2017 EMPLOYEE STOCK PURCHASE PLAN.
3 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 25, 2017.
4 PROPOSAL TO CONSIDER AND ACT ON AN FOR FOR Management
ADVISORY VOTE REGARDING THE APPROVAL
OF COMPENSATION PAID TO CERTAIN
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 10, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017
3 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS AS PRESENTED
IN THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES, AND
THE RELATED DISCLOSURES CONTAINED IN
THE ACCOMPANYING PROXY STATEMENT ON A
NON-BINDING, ADVISORY BASIS
4 TO DETERMINE HOW OFTEN (I.E. EVERY 1 - Year FOR Management
ONE, TWO OR THREE YEARS) THE COMPANY
WILL INCLUDE A PROPOSAL, SIMILAR TO
PROPOSAL NO. 3 ABOVE, IN OUR ANNUAL
PROXY STATEMENT ON A NON-BINDING,
ADVISORY BASIS
5 TO APPROVE THE COMPANY'S SENIOR FOR FOR Management
EXECUTIVE ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID J. ALDRICH FOR FOR Management
2 ELECTION OF DIRECTOR: LANCE C. BALK FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN W. FOR FOR Management
BERGLUND
4 ELECTION OF DIRECTOR: JUDY L. BROWN FOR FOR Management
5 ELECTION OF DIRECTOR: BRYAN C. CRESSEY FOR FOR Management
6 ELECTION OF DIRECTOR: JONATHAN C. KLEIN FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE E. MINNICH FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN M. MONTER FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN S. STROUP FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES RELATED TO EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON COMPENSATION OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICERS
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF APPOINTMENT OF KPMG AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------
BENEFICIAL BANCORP INC.
Ticker: BNCL Security ID: 08171T102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF BENEFICIAL
BANCORP, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 THE APPROVAL OF A NON-BINDING FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 THE CONSIDERATION OF AN ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF THE NON-BINDING
RESOLUTION TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE PROPOSED AMENDMENTS TO FOR FOR Management
THE CERTIFICATE OF INCORPORATION OF
BERKSHIRE HILLS BANCORP, INC. TO
DECLASSIFY THE BOARD OF DIRECTORS.
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO CONSIDER A NON-BINDING PROPOSAL TO FOR FOR Management
GIVE ADVISORY APPROVAL OF OUR
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE PROXY STATEMENT.
4 TO CONSIDER A NON-BINDING PROPOSAL TO 1 - Year FOR Management
GIVE ADVISORY APPROVAL WITH RESPECT TO
THE FREQUENCY THAT SHAREHOLDERS WILL
VOTE ON OUR EXECUTIVE COMPENSATION.
5 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
BGC PARTNERS, INC.
Ticker: BGCP Security ID: 05541T101
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 APPROVAL OF THE SECOND AMENDED AND FOR FOR Management
RESTATED BGC PARTNERS, INC. INCENTIVE
BONUS COMPENSATION PLAN.
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS C DIRECTOR: JENNIFER FOR FOR Management
H. DUNBAR
2 ELECTION OF CLASS C DIRECTOR: STEVEN G. FOR FOR Management
MILLER
3 APPROVAL OF THE COMPENSATION OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE &TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
BIGLARI HOLDINGS INC.
Ticker: BH Security ID: 08986R101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE CORPORATION'S EXECUTIVE
COMPENSATION, AS DESCRIBED IN THESE
PROXY MATERIALS.
4 NON-BINDING ADVISORY RESOLUTION TO 3- Years FOR Management
DETERMINE THE FREQUENCY WITH WHICH
SHAREHOLDERS OF THE CORPORATION SHALL
BE ENTITLED TO HAVE AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION, AS
DESCRIBED IN THESE PROXY MATERIALS.
5 THE HUMANE SOCIETY OF THE UNITED AGAINST AGAINST Shareholder
STATES' SHAREHOLDER PROPOSAL, IF
PROPERLY PRESENTED AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------
BILL BARRETT CORPORATION
Ticker: BBG Security ID: 06846N104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON COMPENSATION OF NAMED FOR FOR Management
EXECUTIVE OFFICERS.
3 PROPOSAL TO APPROVE AN ADVISORY 1 - Year FOR Management
(NON-BINDING) RESOLUTION REGARDING
WHETHER AN ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS SHOULD BE HELD EVERY ONE, TWO
OR THREE YEARS.
4 TO RE-APPROVE THE 162(M) PERFORMANCE FOR FOR Management
GOALS INCLUDED IN OUR 2012 EQUITY
INCENTIVE PLAN.
5 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
6 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150,000,000 TO 300,000,000.
--------------------------------------------------------------------------------
BIOSCRIP, INC.
Ticker: BIOS Security ID: 09069N108
Meeting Date: NOV 30, 2016 Meeting Type: Special
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 AN AMENDMENT TO BIOSCRIP, INC.'S FOR FOR Management
SECOND AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THAT BIOSCRIP, INC. IS
AUTHORIZED TO ISSUE FROM 125 MILLION
SHARES TO 250 MILLION SHARES.
2 AN AMENDMENT TO BIOSCRIP, INC.'S FOR FOR Management
AMENDED AND RESTATED 2008 EQUITY
INCENTIVE PLAN (THE 2008 PLAN
AMENDMENT) TO (1) INCREASE THE NUMBER
OF SHARES OF COMMON STOCK IN THE
AGGREGATE THAT MAY BE SUBJECT TO
AWARDS BY 5,250,000 SHARES, FROM
9,355,000 TO 14,605,00
3 IF NECESSARY, AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, INCLUDING FOR THE
PURPOSE OF SOLICITING ADDITIONAL
PROXIES, IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------
BIOSCRIP, INC.
Ticker: BIOS Security ID: 09069N108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 APPROVAL OF THE COMPANY'S TAX ASSET FOR FOR Management
PROTECTION PLAN.
4 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE NON-BINDING ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC.
Ticker: BJRI Security ID: 09180C106
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY AND 1 - Year FOR Management
NON-BINDING BASIS, OF THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
3 APPROVAL, ON AN ADVISORY AND FOR FOR Management
NON-BINDING BASIS, OF THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
BLACK BOX CORPORATION
Ticker: BBOX Security ID: 091826107
Meeting Date: AUG 09, 2016 Meeting Type: Annual
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31,
2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
BLACKBAUD, INC.
Ticker: BLKB Security ID: 09227Q100
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: TIMOTHY CHOU FOR FOR Management
2 ELECTION OF DIRECTOR: PETER J. KIGHT FOR FOR Management
3 ELECTION OF DIRECTOR: JOYCE M. NELSON FOR FOR Management
4 ADVISORY VOTE TO APPROVE THE 2016 FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
BLACKHAWK NETWORK HOLDINGS, INC.
Ticker: HAWK Security ID: 09238E104
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR ENDING DECEMBER
30, 2017.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (THE SAY-ON-PAY
VOTE) AS DISCLOSED IN THE PROXY
STATEMENT PURSUANT TO COMPENSATION
DISCLOSURE RULES UNDER THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED.
4 TO CAST A NON-BINDING, ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF FUTURE SAY-ON-PAY
VOTES.
5 TO APPROVE THE SECOND AMENDMENT TO OUR FOR FOR Management
2013 EQUITY INCENTIVE AWARD PLAN, OR
THE 2013 PLAN, TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED UNDER THE 2013 PLAN BY
2,000,000 SHARES, TO LIMIT THE VALUE
OF EQUITY AND CASH AWARDS MADE TO NO
--------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC
Ticker: BXMT Security ID: 09257W100
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION: TO APPROVE IN A NON-
BINDING, ADVISORY VOTE, THE
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC.
Ticker: BLMN Security ID: 094235108
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
BLUCORA INC
Ticker: BCOR Security ID: 095229100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELIZABETH J. FOR FOR Management
HUEBNER
2 ELECTION OF DIRECTOR: MARY S. ZAPPONE FOR FOR Management
3 ELECTION OF DIRECTOR: GEORGANNE C. FOR FOR Management
PROCTOR
4 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY.
5 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
6 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, WHETHER A VOTE ON EXECUTIVE
COMPENSATION SHOULD BE HELD EVERY ONE,
TWO OR THREE YEARS.
7 PROPOSAL TO APPROVE, AN AMENDMENT TO FOR FOR Management
THE BLUCORA, INC. RESTATED CERTIFICATE
OF AMENDMENT TO DECLASSIFY THE BOARD
OF DIRECTORS OVER A THREE-YEAR PERIOD
BEGINNING WITH THE COMPANY'S 2018
ANNUAL MEETING OF STOCKHOLDERS AND TO
PROVIDE THAT THE NUMBER OF DIREC
8 PROPOSAL TO APPROVE, AN AMENDMENT TO FOR FOR Management
THE BLUCORA, INC. RESTATED CERTIFICATE
OF AMENDMENT TO PROVIDE THAT THE
NUMBER OF DIRECTORS OF THE COMPANY
SHALL BE FIXED FROM TIME TO TIME BY
THE BOARD.
--------------------------------------------------------------------------------
BLUE NILE, INC.
Ticker: NILE Security ID: 09578R103
Meeting Date: FEB 02, 2017 Meeting Type: Special
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER DATED AS OF NOVEMBER 6, 2016,
BY AND AMONG BLUE NILE, INC., BC CYAN
PARENT INC. AND BC CYAN ACQUISITION
INC., AS IT MAY BE AMENDED,
SUPPLEMENTED, OR MODIFIED FROM TIME TO
TIME (THE "MERGER AGREEMENT").
2 TO APPROVE THE PROPOSAL TO POSTPONE OR FOR FOR Management
ADJOURN THE COMPANY STOCKHOLDER
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE COMPANY ST
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION THAT WILL
OR MAY BECOME PAYABLE BY BLUE NILE,
INC. TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER (AS SUCH
TERM IS DEFINED IN THE MERGER
AGREEMENT).
--------------------------------------------------------------------------------
BLUEBIRD BIO INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: NICK FOR FOR Management
LESCHLY
2 ELECTION OF CLASS I DIRECTOR: MARK FOR FOR Management
VACHON
3 TO HOLD AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761101
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS N. BENHAM FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES M. ELSON FOR FOR Management
3 ELECTION OF DIRECTOR: MARY KAY HABEN FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID W. HEAD FOR FOR Management
5 ELECTION OF DIRECTOR: KATHLEEN S. LANE FOR FOR Management
6 ELECTION OF DIRECTOR: EILEEN A. FOR FOR Management
MALLESCH
7 ELECTION OF DIRECTOR: LARRY S. FOR FOR Management
MCWILLIAMS
8 ELECTION OF DIRECTOR: SAED MOHSENI FOR FOR Management
9 ELECTION OF DIRECTOR: KEVIN M. SHEEHAN FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL F. FOR FOR Management
WEINSTEIN
11 ELECTION OF DIRECTOR: PAUL S. WILLIAMS FOR FOR Management
12 APPROVING THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
13 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
BOISE CASCADE CO
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS E. CARLILE FOR FOR Management
2 ELECTION OF DIRECTOR: KRISTOPHER J. FOR FOR Management
MATULA
3 ELECTION OF DIRECTOR: DUANE C. FOR FOR Management
MCDOUGALL
4 TO PROVIDE A NON-BINDING ADVISORY VOTE FOR FOR Management
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION.
5 TO RATIFY THE APPOINTMENT OF KPMG AS FOR FOR Management
THE COMPANY'S EXTERNAL AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS BOK FINANCIAL
CORPORATION'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC.
Ticker: BOOT Security ID: 099406100
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS THE INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING APRIL 1, 2017.
3 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE BOOT BARN HOLDINGS,
INC. 2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN ADVISORY, NON-BINDING FOR FOR Management
RESOLUTION ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
3 TO SELECT THE FREQUENCY OF FUTURE 1 - Year FOR Management
SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 AMENDMENT TO THE COMPANY'S 2009 STOCK FOR FOR Management
INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN FROM
9,450,000 TO 10,250,000 AS FURTHER SET
FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: APR 13, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE COMPANY'S 2012 STOCK INCENTIVE
PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE, AS AMENDED.
--------------------------------------------------------------------------------
BRADY CORPORATION
Ticker: BRC Security ID: 104674106
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 NON-VOTING AGENDA FOR FOR Management
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROL G. CARROLL FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES C. DIGGS FOR FOR Management
3 ELECTION OF DIRECTOR: WYCHE FOWLER FOR FOR Management
4 ELECTION OF DIRECTOR: H. RICHARD FOR FOR Management
HAVERSTICK, JR.
5 ELECTION OF DIRECTOR: MICHAEL J. JOYCE FOR FOR Management
6 ELECTION OF DIRECTOR: ANTHONY A. FOR FOR Management
NICHOLS, SR.
7 ELECTION OF DIRECTOR: CHARLES P. PIZZI FOR FOR Management
8 ELECTION OF DIRECTOR: GERARD H. SWEENEY FOR FOR Management
9 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR CALENDAR
YEAR 2017.
10 PROVIDE AN ADVISORY, NON-BINDING VOTE FOR FOR Management
ON OUR EXECUTIVE COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE AMENDED AND
RESTATED 1997 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
BRIDGEPOINT EDUCATION, INC.
Ticker: BPI Security ID: 10807M105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE BRIDGEPOINT EDUCATION, INC.
2009 STOCK INCENTIVE PLAN.
4 APPROVE ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
5 APPROVE ON AN ADVISORY, NON-BINDING 3- Years FOR Management
BASIS THE FREQUENCY OF THE STOCKHOLDER
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Ticker: BGG Security ID: 109043109
Meeting Date: OCT 26, 2016 Meeting Type: Annual
Record Date: AUG 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY DELOITTE & TOUCHE LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT AUDITORS.
3 APPROVE, BY NON-BINDING ADVISORY VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
BRISTOW GROUP INC.
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
3 APPROVAL OF THE FURTHER AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2007 LONG TERM
INCENTIVE PLAN.
4 APPROVAL AND RATIFICATION OF THE FOR FOR Management
SELECTION OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2017.
5 ELECTION OF DIRECTOR NOMINEE A. FOR FOR Management
WILLIAM HIGGINS.
--------------------------------------------------------------------------------
BROADSOFT, INC.
Ticker: BSFT Security ID: 11133B409
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARGARET BOLES FOR FOR Management
FITZGERALD
2 ELECTION OF DIRECTOR: BOGDAN NOWAK FOR FOR Management
3 ELECTION OF DIRECTOR: MERRILL W. FOR FOR Management
SHERMAN
4 ELECTION OF DIRECTOR: PETER O. WILDE FOR FOR Management
5 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
6 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
7 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: FEB 08, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE BY A NON-BINDING ADVISORY FOR FOR Management
VOTE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3 TO APPROVE THE COMPANY'S 2017 EMPLOYEE FOR FOR Management
STOCK PURCHASE PLAN.
4 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
2 TO APPROVE A NON-BINDING ADVISORY VOTE FOR FOR Management
ON EXECUTIVE OFFICER COMPENSATION.
3 TO APPROVE A NON-BINDING ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF THE SAY-ON-PAY
PROPOSAL REGARDING EXECUTIVE OFFICER
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC.
Ticker: BWLD Security ID: 119848109
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
2017 PROXY STATEMENT
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
4 APPROVE THE 2017 INCENTIVE FOR FOR Management
COMPENSATION PLAN.
5 RATIFY THE APPOINTMENT OF KPMG LLP. FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
2017 PROXY STATEMENT
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
4 APPROVE THE 2017 INCENTIVE FOR FOR Management
COMPENSATION PLAN.
5 RATIFY THE APPOINTMENT OF KPMG LLP. FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE REPEALING OF ANY FOR FOR Management
PROVISION OF OR AMENDMENT TO THE
BYLAWS ADOPTED BY THE BOARD SUBSEQUENT
TO MAY 21, 2009 (THE DATE OF THE LAST
BYLAW AMENDMENT PUBLICLY AVAILABLE),
AND PRIOR TO THE APPROVAL OF THIS
RESOLUTION, WITHOUT THE APPROVAL OF
THE SH
3 TO APPROVE THE COMPANY'S PROPOSAL TO FOR FOR Management
RATIFY THE APPOINTMENT OF KPMG AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES TO APPROVE,
ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT FOR THE 2017
ANNUAL MEETING.
6 TO APPROVE THE COMPANY'S 2017 FOR FOR Management
INCENTIVE COMPENSATION PLAN, AS
DISCLOSED IN THE COMPANY'S PROXY
STATEMENT FOR THE 2017 ANNUAL MEETING.
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN G. SPOON FOR FOR Management
2 ELECTION OF DIRECTOR: WALLACE R. WEITZ FOR FOR Management
3 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
4 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS FOR 2016 ON
AN ADVISORY BASIS
5 TO SELECT THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION ON AN ADVISORY BASIS
6 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
CABLE ONE, INC. 2015 OMNIBUS INCENTIVE
COMPENSATION PLAN
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: JAN 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JUAN ENRIQUEZ FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM C. KIRBY FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK M. FOR FOR Management
PREVOST
4 ELECTION OF DIRECTOR: SEAN D. KEOHANE FOR FOR Management
5 TO APPROVE, IN AN ADVISORY VOTE, FOR FOR Management
CABOT'S EXECUTIVE COMPENSATION.
6 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
7 TO APPROVE THE CABOT CORPORATION 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
8 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS CABOT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
--------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 07, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING STOCKHOLDER ADVISORY FOR FOR Management
APPROVAL OF OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
3 NON-BINDING STOCKHOLDER ADVISORY 1 - Year FOR Management
APPROVAL OF THE FREQUENCY OF THE
NON-BINDING STOCKHOLDER ADVISORY VOTE
ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4 REAPPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PERFORMANCE-BASED AWARDS UNDER THE
CABOT MICROELECTRONICS CORPORATION
2012 OMNIBUS INCENTIVE PLAN FOR
PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KENNETH ASBURY FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
DANIELS
3 ELECTION OF DIRECTOR: JAMES S. FOR FOR Management
GILMORE, III
4 ELECTION OF DIRECTOR: WILLIAM L. JEWS FOR FOR Management
5 ELECTION OF DIRECTOR: GREGORY G. FOR FOR Management
JOHNSON
6 ELECTION OF DIRECTOR: J. PHILLIP LONDON FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES L. PAVITT FOR FOR Management
8 ELECTION OF DIRECTOR: WARREN R. FOR FOR Management
PHILLIPS
9 ELECTION OF DIRECTOR: CHARLES P. FOR FOR Management
REVOILE
10 ELECTION OF DIRECTOR: WILLIAM S. FOR FOR Management
WALLACE
11 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
12 APPROVAL OF THE COMPANY'S 2016 AMENDED FOR FOR Management
AND RESTATED INCENTIVE COMPENSATION
PLAN.
13 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CAI INTERNATIONAL, INC.
Ticker: CAI Security ID: 12477X106
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 THE ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 THE ADVISORY VOTE TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5 APPROVAL OF THE AMENDED CAI FOR FOR Management
INTERNATIONAL, INC. 2007 EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------
CAL-MAINE FOODS, INC.
Ticker: CALM Security ID: 128030202
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
FROST, PLLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CALAMP CORP.
Ticker: CAMP Security ID: 128126109
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION.
3 RATIFICATION OF THE SELECTION OF BDO FOR FOR Management
USA, LLP AS THE INDEPENDENT AUDITING
FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING FEBRUARY 28, 2017.
4 TRANSACT SUCH OTHER BUSINESS AS MAY FOR FOR Management
PROPERLY COME BEFORE THE MEETING AND
ANY POSTPONEMENTS OR ADJOURNMENTS
THEREOF.
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE COMPANY'S INCENTIVE FOR FOR Management
AND STOCK COMPENSATION PLAN OF 2017.
4 APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
5 APPROVAL, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
CALGON CARBON CORPORATION
Ticker: CCC Security ID: 129603106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION
AS DESCRIBED UNDER THE HEADING
ENTITLED "EXECUTIVE AND DIRECTOR
COMPENSATION" IN THE PROXY STATEMENT
FOR THE 2017 ANNUAL MEETING OF
STOCKHOLDE
3 WHETHER THE STOCKHOLDER VOTE TO 1 - Year FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS REQUIRED BY
SECTION 14A(A)(2) OF THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED,
SHOULD OCCUR EVERY.
4 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 APPROVAL OF THE SECOND AMENDED AND FOR FOR Management
RESTATED CALGON CARBON CORPORATION
2008 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
CALIFORNIA RESOURCES CORPORATION
Ticker: CRC Security ID: 13057Q206
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
ALBRECHT
2 ELECTION OF DIRECTOR: RICHARD W. FOR FOR Management
MONCRIEF
3 ELECTION OF DIRECTOR: TODD A. STEVENS FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2017.
5 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP
Ticker: CWT Security ID: 130788102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY E. ALIFF FOR FOR Management
2 ELECTION OF DIRECTOR: TERRY P. BAYER FOR FOR Management
3 ELECTION OF DIRECTOR: EDWIN A. GUILES FOR FOR Management
4 ELECTION OF DIRECTOR: MARTIN A. FOR FOR Management
KROPELNICKI
5 ELECTION OF DIRECTOR: THOMAS M. FOR FOR Management
KRUMMEL, M.D.
6 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
MAGNUSON
7 ELECTION OF DIRECTOR: PETER C. NELSON FOR FOR Management
8 ELECTION OF DIRECTOR: LESTER A. SNOW FOR FOR Management
9 ELECTION OF DIRECTOR: GEORGE A. VERA FOR FOR Management
10 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
12 RATIFICATION OF SELECTION OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY, ON AN ADVISORY BASIS, THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 APPROVE THE AMENDMENT AND RESTATEMENT FOR FOR Management
OF THE CALLAWAY GOLF COMPANY AMENDED
AND RESTATED 2004 INCENTIVE PLAN.
4 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE SHAREHOLDER VOTES
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
CAMBREX CORPORATION
Ticker: CBM Security ID: 132011107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF DIRECTOR: LOUIS J. FOR FOR Management
GRABOWSKY
4 ELECTION OF DIRECTOR: BERNHARD HAMPL FOR FOR Management
5 ELECTION OF DIRECTOR: KATHRYN R. FOR FOR Management
HARRIGAN
6 ELECTION OF DIRECTOR: ILAN KAUFTHAL FOR FOR Management
7 ELECTION OF DIRECTOR: STEVEN M. KLOSK FOR FOR Management
8 ELECTION OF DIRECTOR: PETER G. TOMBROS FOR FOR Management
9 ELECTION OF DIRECTOR: SHLOMO YANAI FOR FOR Management
10 ADVISORY VOTE ON THE COMPENSATION PAID FOR FOR Management
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
12 APPROVAL OF THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED CASH INCENTIVE PLAN
13 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017
2 ELECTION OF DIRECTOR: CLAES GLASSELL FOR FOR Management
1 ELECTION OF DIRECTOR: ROSINA B. DIXON FOR FOR Management
--------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION
Ticker: CAC Security ID: 133034108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CRAIG S. FOR FOR Management
GUNDERSON
2 ELECTION OF DIRECTOR: JOHN W. HOLMES FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID J. OTT FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN M. ROHMAN FOR FOR Management
5 ELECTION OF DIRECTOR: LAWRENCE J. FOR FOR Management
STERRS
6 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
7 TO SELECT, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF FUTURE
SAY-ON-PAY VOTES.
8 TO RATIFY THE 2012 EQUITY AND FOR FOR Management
INCENTIVE PLAN.
9 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
10 TO AMEND THE ARTICLES OF INCORPORATION FOR FOR Management
OF THE COMPANY TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 20,000,000 TO 40,000,000.
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMN Security ID: 138098108
Meeting Date: JAN 05, 2017 Meeting Type: Annual
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES M. DIKER FOR FOR Management
2 ELECTION OF DIRECTOR: ALAN R. BATKIN FOR FOR Management
3 ELECTION OF DIRECTOR: ANN E. BERMAN FOR FOR Management
4 ELECTION OF DIRECTOR: MARK N. DIKER FOR FOR Management
5 ELECTION OF DIRECTOR: ANTHONY B. EVNIN FOR FOR Management
6 ELECTION OF DIRECTOR: LAURA L. FORESE FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE L. FOR FOR Management
FOTIADES
8 ELECTION OF DIRECTOR: JORGEN B. HANSEN FOR FOR Management
9 ELECTION OF DIRECTOR: RONNIE MYERS FOR FOR Management
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 RATIFY THE SELECTION OF ERNST & YOUNG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 31, 2017.
--------------------------------------------------------------------------------
CAPELLA EDUCATION CO.
Ticker: CPLA Security ID: 139594105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE AN ADVISORY VOTE ON THE FOR FOR Management
EXECUTIVE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS (SAY ON PAY).
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY WITH WHICH OUR SHAREHOLDERS
WILL CONSIDER APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (SAY WHEN ON PAY).
5 TO APPROVE THE AMENDMENT OF OUR FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ADOPT MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------
CAPITAL BANK FINANCIAL CORP.
Ticker: CBF Security ID: 139794101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWATH LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2017.
3 ADOPT A RESOLUTION APPROVING, ON AN FOR FOR Management
ADVISORY BASIS, THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------
CAPITAL SENIOR LIVING CORPORATION
Ticker: CSU Security ID: 140475104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE AUDIT FOR FOR Management
COMMITTEE'S APPOINTMENT OF ERNST &
YOUNG LLP, INDEPENDENT ACCOUNTANTS, AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 PROPOSAL TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF AN ADVISORY
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 IN THEIR DISCRETION, THE PROXIES ARE FOR FOR Management
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL INC
Ticker: CFFN Security ID: 14057J101
Meeting Date: JAN 24, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHEL' PHILIPP FOR FOR Management
COLE
2 ELECTION OF DIRECTOR: JEFFREY M. FOR FOR Management
JOHNSON
3 ELECTION OF DIRECTOR: MICHAEL T. FOR FOR Management
MCCOY, M.D.
4 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE ON WHETHER AN ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION SHOULD
BE HELD EVERY YEAR, EVERY TWO YEARS,
OR EVERY THREE YEARS.
6 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS CAPITOL
FEDERAL FINANCIAL, INC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION
Ticker: CMO Security ID: 14067E506
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN L. (JACK) FOR FOR Management
BERNARD
2 ELECTION OF DIRECTOR: JACK BIEGLER FOR FOR Management
3 ELECTION OF DIRECTOR: MICHELLE P. FOR FOR Management
GOOLSBY
4 ELECTION OF DIRECTOR: GARY KEISER FOR FOR Management
5 ELECTION OF DIRECTOR: CHRISTOPHER W. FOR FOR Management
MAHOWALD
6 ELECTION OF DIRECTOR: MICHAEL G. O'NEIL FOR FOR Management
7 ELECTION OF DIRECTOR: PHILLIP A. FOR FOR Management
REINSCH
8 ELECTION OF DIRECTOR: MARK S. WHITING FOR FOR Management
9 TO APPROVE ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS OUR 2016 EXECUTIVE
COMPENSATION.
10 TO HOLD AN ADVISORY (NON-BINDING) VOTE 1 - Year FOR Management
ON THE FREQUENCY OF STOCKHOLDER VOTES
ON OUR EXECUTIVE COMPENSATION.
11 TO RATIFY THE APPOINMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
CARBO CERAMICS INC.
Ticker: CRR Security ID: 140781105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 PROPOSAL TO APPROVE THE AMENDED AND FOR FOR Management
RESTATED 2014 CARBO CERAMICS INC.
OMNIBUS INCENTIVE PLAN INCLUDING AN
INCREASE IN THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE BY 700,000
SHARES.
4 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
CERTAIN WARRANTS AND THE SHARES OF
COMMON STOCK ISSUABLE UPON THEIR
EXERCISE, PURSUANT TO THE TERMS AND
CONDITIONS OF THE WARRANT DATED AS OF
MARCH 2, 2017 BY AND BETWEEN THE
COMPANY AND THE WILKS BROTHERS, LLC.
5 PROPOSAL TO APPROVE, BY ADVISORY VOTE, FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
6 PROPOSAL TO RECOMMEND, BY ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CARDTRONICS PLC
Ticker: CATM Security ID: G1991C105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: JORGE M. DIAZ FOR FOR Management
2 RE-ELECTION OF DIRECTOR: G. PATRICK FOR FOR Management
PHILLIPS
3 TO RATIFY OUR AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP (U.S.) AS OUR
INDEPENDENT (SEE PROXY STATEMENT FOR
FULL PROPOSAL).
4 TO RE-APPOINT KPMG LLP (U.K.) AS OUR U. FOR FOR Management
K. STATUTORY AUDITORS UNDER THE U.K.
COMPANIES (SEE PROXY STATEMENT FOR
FULL PROPOSAL)
5 TO AUTHORIZE OUR AUDIT COMMITTEE TO FOR FOR Management
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7 TO DETERMINE, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE (SEE PROXY STATEMENT FOR FULL
PROPOSAL).
8 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY.
9 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
DIRECTORS' REMUNERATION REPORT.
10 TO RECEIVE OUR U.K. ANNUAL REPORTS AND FOR FOR Management
ACCOUNTS.
11 TO AUTHORIZE OUR BOARD OF DIRECTORS, FOR FOR Management
IN ACCORDANCE WITH SECTION 551 OF THE
U.K.(SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 TO APPROVE THE FORM OF A SHARE FOR FOR Management
REPURCHASE CONTRACT TO BE ENTERED INTO
WITH CERTAIN COUNTERPARTIES IN
RELATION TO THE CONVERTIBLE NOTE HEDGE
TRANSACTIONS.
--------------------------------------------------------------------------------
CARE CAPITAL PROPERTIES, INC.
Ticker: CCP Security ID: 141624106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS CROCKER FOR FOR Management
II
2 ELECTION OF DIRECTOR: JOHN S. GATES, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: RONALD G. GEARY FOR FOR Management
4 ELECTION OF DIRECTOR: RAYMOND J. LEWIS FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY A. FOR FOR Management
MALEHORN
6 ELECTION OF DIRECTOR: DALE A. REISS FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN L. WORKMAN FOR FOR Management
8 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS H. FOR FOR Management
CHOOKASZIAN
2 ELECTION OF DIRECTOR: KENDA B. GONZALES FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK W. GROSS FOR FOR Management
4 ELECTION OF DIRECTOR: GREGORY L. FOR FOR Management
JACKSON
5 ELECTION OF DIRECTOR: THOMAS B. LALLY FOR FOR Management
6 ELECTION OF DIRECTOR: TODD S. NELSON FOR FOR Management
7 ELECTION OF DIRECTOR: LESLIE T. FOR FOR Management
THORNTON
8 ELECTION OF DIRECTOR: RICHARD D. WANG FOR FOR Management
9 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION PAID BY THE COMPANY TO
ITS NAMED EXECUTIVE OFFICERS.
10 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CARMIKE CINEMAS, INC.
Ticker: CKEC Security ID: 143436400
Meeting Date: JUL 25, 2016 Meeting Type: Special
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF MARCH 3, 2016, AS
IT MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG CARMIKE CINEMAS, INC.,
("CARMIKE"), AMC ENTERTAINMENT
HOLDINGS, INC. AND CONGRESS MERGER
SUBSIDIARY, INC. (THE "MERGER
AGREEMENT").
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION ARRANGEMENTS
THAT MAY BE PAYABLE TO CARMIKE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE COMPLETION OF THE MERGER PURSUANT
TO THE MERGER AGREEMENT.
3 TO APPROVE AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING OF STOCKHOLDERS FROM
TIME TO TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
CARMIKE CINEMAS, INC.
Ticker: CKEC Security ID: 143436400
Meeting Date: NOV 15, 2016 Meeting Type: Special
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AMENDED AND RESTATED FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JULY 24, 2016, AS IT MAY BE FURTHER
AMENDED FROM TIME TO TIME, BY AND
AMONG CARMIKE CINEMAS, INC.,
("CARMIKE"), AMC ENTERTAINMENT
HOLDINGS, INC. AND CONGRESS MERGER
SUBSIDIARY, IN
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION ARRANGEMENTS
THAT MAY BE PAYABLE TO CARMIKE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE COMPLETION OF THE MERGER PURSUANT
TO THE AMENDED AND RESTATED MERGER
AGREEMENT.
3 TO APPROVE AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING OF STOCKHOLDERS FROM
TIME TO TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE AMENDED
AND RESTATED
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 11, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 APPROVAL OF AMENDED AND RESTATED FOR FOR Management
STOCK-BASED INCENTIVE COMPENSATION
PLAN FOR OFFICERS AND KEY EMPLOYEES.
5 APPROVAL OF AMENDED AND RESTATED FOR FOR Management
EXECUTIVE BONUS COMPENSATION PLAN.
--------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3 TO SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
4 TO AMEND OUR AMENDED AND RESTATED FOR FOR Management
ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 90,000,000 TO
180,000,000
5 TO APPROVE THE 2017 INCENTIVE PLAN OF FOR FOR Management
CARRIZO OIL & GAS, INC.
6 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 TO ADOPT, ON AN ADVISORY BASIS, A FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT UNDER "EXECUTIVE
COMPENSATION."
4 TO SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY STOCKHOLDER
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
Ticker: CWST Security ID: 147448104
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN AN ADVISORY FOR FOR Management
"SAY-ON-PAY" VOTE, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO APPROVE THE CASELLA WASTE SYSTEMS, FOR FOR Management
INC. 2016 INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
Ticker: CWST Security ID: 147448104
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN AN ADVISORY FOR FOR Management
"SAY-ON-PAY" VOTE, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO RECOMMEND, IN AN ADVISORY 1 - Year FOR Management
"SAY-ON-FREQUENCY" VOTE, THE FREQUENCY
OF FUTURE ADVISORY "SAY-ON-PAY" VOTES.
4 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC.
Ticker: CSH Security ID: 14754D100
Meeting Date: AUG 31, 2016 Meeting Type: Special
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 28, 2016
(THE "MERGER AGREEMENT"), BY AND AMONG
FIRST CASH FINANCIAL SERVICES, INC.
("FIRST CASH"), CASH AMERICA
INTERNATIONAL, INC. ("CASH AMERICA")
AND FRONTIER MERGER SUB LLC, A WHOLLY
OWNE
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, SPECIFIC COMPENSATORY
ARRANGEMENTS RELATING TO THE MERGER
BETWEEN CASH AMERICA AND ITS NAMED
EXECUTIVE OFFICERS.
3 TO APPROVE ANY MOTION TO ADJOURN THE FOR FOR Management
CASH AMERICA SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: NELSON FOR FOR Management
CHUNG
2 ELECTION OF CLASS III DIRECTOR: FELIX FOR FOR Management
S. FERNANDEZ
3 ELECTION OF CLASS III DIRECTOR: TING Y. FOR FOR Management
LIU
4 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
RICHARD SUN
5 AN ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS CATHAY GENERAL BANCORP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
CBIZ, INC.
Ticker: CBZ Security ID: 124805102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH S. FOR FOR Management
DIMARTINO
2 ELECTION OF DIRECTOR: SHERRILL W. FOR FOR Management
HUDSON
3 ELECTION OF DIRECTOR: DONALD V. WEIR FOR FOR Management
4 RATIFICATION OF KPMG, LLP AS CBIZ'S FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5 SAY ON PAY-AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
6 SAY ON PAY FREQUENCY - AN ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
7 UPON SUCH OTHER BUSINESS AS MAY FOR FOR Management
PROPERLY COME BEFORE SAID MEETING, OR
ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC.
Ticker: CBL Security ID: 124830100
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2017.
3 AN ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
EXECUTIVE COMPENSATION.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES
RELATING TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CEB INC.
Ticker: CEB Security ID: 125134106
Meeting Date: APR 04, 2017 Meeting Type: Special
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE MERGER FOR FOR Management
2 ADVISORY VOTE ON MERGER-RELATED FOR FOR Management
COMPENSATION FOR CEB'S NAMED EXECUTIVE
OFFICERS
3 ADJOURNMENT OF THE SPECIAL MEETING OF FOR FOR Management
CEB
--------------------------------------------------------------------------------
CEDAR REALTY TRUST INC.
Ticker: CDR Security ID: 150602209
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ABRAHAM EISENSTAT FOR FOR Management
2 ELECTION OF DIRECTOR: GREGG A. FOR FOR Management
GONSALVES
3 ELECTION OF DIRECTOR: PAMELA N. HOOTKIN FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL G. KIRK, JR. FOR FOR Management
5 ELECTION OF DIRECTOR: STEVEN G. ROGERS FOR FOR Management
6 ELECTION OF DIRECTOR: BRUCE J. SCHANZER FOR FOR Management
7 ELECTION OF DIRECTOR: ROGER M. WIDMANN FOR FOR Management
8 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
9 THE APPROVAL (NON-BINDING) OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 THE APPROVAL (NON-BINDING) OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
11 TO APPROVE THE COMPANY'S 2017 STOCK FOR FOR Management
INCENTIVE PLAN, AS ADOPTED BY THE
COMPANY'S BOARD OF DIRECTORS ON MARCH
14, 2017.
--------------------------------------------------------------------------------
CENTURY ALUMINUM COMPANY
Ticker: CENX Security ID: 156431108
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3 PROPOSAL TO APPROVE ON AN ADVISORY FOR FOR Management
BASIS, A RESOLUTION ON EXECUTIVE
COMPENSATION.
4 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF HOLDING THE
ADVISORY VOTE ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 APPROVAL OF THE CHART INDUSTRIES, INC. FOR FOR Management
2017 OMNIBUS EQUITY PLAN.
--------------------------------------------------------------------------------
CHARTER FINANCIAL CORPORATION
Ticker: CHFN Security ID: 16122W108
Meeting Date: FEB 22, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DIXON HUGHES GOODMAN LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CHARTER FINANCIAL
CORPORATION FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
3 AN ADVISORY NON-BINDING RESOLUTION FOR FOR Management
WITH RESPECT TO EXECUTIVE COMPENSATION
MATTERS.
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KEVIN J. MCNAMARA FOR FOR Management
2 ELECTION OF DIRECTOR: JOEL F. GEMUNDER FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK P. GRACE FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS C. HUTTON FOR FOR Management
5 ELECTION OF DIRECTOR: WALTER L. KREBS FOR FOR Management
6 ELECTION OF DIRECTOR: ANDREA R. LINDELL FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS P. RICE FOR FOR Management
8 ELECTION OF DIRECTOR: DONALD E. FOR FOR Management
SAUNDERS
9 ELECTION OF DIRECTOR: GEORGE J. WALSH FOR FOR Management
III
10 ELECTION OF DIRECTOR: FRANK E. WOOD FOR FOR Management
11 RATIFICATION OF AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT ACCOUNTANTS FOR
2017.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION.
14 SHAREHOLDER PROPOSAL TO AMEND OUR AGAINST FOR Shareholder
BYLAWS TO ALLOW HOLDERS OF 10% OF
CHEMED CORPORATION CAPITAL STOCK TO
CALL SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION
Ticker: CHFC Security ID: 163731102
Meeting Date: JUL 19, 2016 Meeting Type: Special
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JANUARY 25, 2016,
BY AND BETWEEN TALMER BANCORP, INC.
("TALMER") AND CHEMICAL FINANCIAL
CORPORATION ("CHEMICAL"), UNDER WHICH
TALMER WILL MERGE WITH AND INTO
CHEMICAL (THE "MERGER")
2 TO VOTE ON A PROPOSAL TO APPROVE THE FOR FOR Management
ISSUANCE OF SHARES OF CHEMICAL COMMON
STOCK, $1 PAR VALUE PER SHARE, TO
SHAREHOLDERS OF TALMER IN CONNECTION
WITH THE MERGER
3 TO VOTE ON A PROPOSAL TO APPROVE AN FOR FOR Management
AMENDMENT TO CHEMICAL'S ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 60 MILLION TO 100 MILLION
4 TO CAST A NON-BINDING, ADVISORY VOTE FOR FOR Management
TO APPROVE THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO
CHEMICAL'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATED
TO THE MERGER
5 TO VOTE ON A PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OF THE CHEMICAL SPECIAL
MEETING FOR A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROV
--------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION
Ticker: CHFC Security ID: 163731102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AMENDMENT OF OUR RESTATED ARTICLES OF FOR FOR Management
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF OUR COMMON
STOCK FROM 100,000,000 SHARES TO
135,000,000 SHARES.
3 APPROVAL OF THE STOCK INCENTIVE PLAN FOR FOR Management
OF 2017.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
5 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
6 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
CHEMTURA CORPORATION
Ticker: CHMT Security ID: 163893209
Meeting Date: FEB 01, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF SEPTEMBER
25, 2016, BY AND AMONG CHEMTURA
CORPORATION ("CHEMTURA"), LANXESS
DEUTSCHLAND GMBH AND LANXESS ADDITIVES
INC., AS MAY BE AMENDED FROM TIME TO
TIME (THE "MERGER AGREEMENT", AND TH
2 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, CERTAIN COMPENSATION THAT WILL
OR MAY BE PAID BY CHEMTURA TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
3 TO APPROVE AN ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING OF STOCKHOLDERS OF
CHEMTURA, INCLUDING IF NECESSARY TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE AND ADOPT THE
MERGER AGREEMENT, IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH AD
--------------------------------------------------------------------------------
CHESAPEAKE LODGING TRUST
Ticker: CHSP Security ID: 165240102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: JAMES L. FRANCIS FOR FOR Management
2 ELECTION OF TRUSTEE: DOUGLAS W. VICARI FOR FOR Management
3 ELECTION OF TRUSTEE: THOMAS A. NATELLI FOR FOR Management
4 ELECTION OF TRUSTEE: THOMAS D. ECKERT FOR FOR Management
5 ELECTION OF TRUSTEE: JOHN W. HILL FOR FOR Management
6 ELECTION OF TRUSTEE: GEORGE F. MCKENZIE FOR FOR Management
7 ELECTION OF TRUSTEE: JEFFREY D. FOR FOR Management
NUECHTERLEIN
8 CONSIDER AND VOTE UPON A PROPOSAL TO FOR FOR Management
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE TRUST'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
9 CONSIDER AND VOTE UPON A PROPOSAL TO FOR FOR Management
AMEND THE TRUST'S CHARTER TO PERMIT
SHAREHOLDERS TO ACT TO AMEND THE
TRUST'S BYLAWS.
10 CONSIDER AND VOTE UPON A NON-BINDING FOR FOR Management
ADVISORY PROPOSAL TO APPROVE THE
TRUST'S EXECUTIVE COMPENSATION
PROGRAMS AS DESCRIBED IN THE TRUST'S
2017 PROXY STATEMENT.
11 ADVISE THE BOARD OF TRUSTEES, THROUGH 1 - Year FOR Management
A NON-BINDING VOTE, AS TO THE
FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES REGARDING THE TRUST'S
EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 VOTE TO AMEND THE COMPANY'S AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 25,000,000 TO 50,000,000.
3 CAST A NON-BINDING ADVISORY VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 CAST A NON-BINDING ADVISORY VOTE ON 1 - Year FOR Management
THE FREQUENCY OF STOCKHOLDER ADVISORY
VOTES TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 CAST A NON-BINDING ADVISORY VOTE TO FOR FOR Management
RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, BAKER TILLY
VIRCHOW KRAUSE, LLP.
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID F. WALKER FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN J. MAHONEY FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN E. WATSON FOR FOR Management
4 ELECTION OF DIRECTOR: DEBORAH L. KERR FOR FOR Management
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS.
6 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
8 PROPOSAL TO APPROVE THE CHICO'S FAS, FOR FOR Management
INC. AMENDED AND RESTATED 2012 OMNIBUS
STOCK AND INCENTIVE PLAN AND THE
MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE PLAN.
--------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BARBARA T. FOR FOR Management
ALEXANDER
2 ELECTION OF DIRECTOR: STEWART W. FOR FOR Management
BAINUM, JR.
3 ELECTION OF DIRECTOR: WILLIAM L. JEWS FOR FOR Management
4 ELECTION OF DIRECTOR: STEPHEN P. JOYCE FOR FOR Management
5 ELECTION OF DIRECTOR: MONTE J. M. KOCH FOR FOR Management
6 ELECTION OF DIRECTOR: LIZA K. LANDSMAN FOR FOR Management
7 ELECTION OF DIRECTOR: SCOTT A. FOR FOR Management
RENSCHLER
8 ELECTION OF DIRECTOR: ERVIN R. SHAMES FOR FOR Management
9 ELECTION OF DIRECTOR: JOHN P. TAGUE FOR FOR Management
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
11 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
12 APPROVAL OF CHOICE HOTELS FOR FOR Management
INTERNATIONAL 2017 LONG-TERM INCENTIVE
PLAN.
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
Ticker: CHDN Security ID: 171484108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3 TO APPROVE THE PERFORMANCE GOALS USED FOR FOR Management
FOR PERFORMANCE-BASED AWARDS UNDER THE
CHURCHILL DOWNS INCORPORATED EXECUTIVE
ANNUAL INCENTIVE PLAN.
4 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, EXECUTIVE COMPENSATION.
5 FREQUENCY OF ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: JAN 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: HARVEY FOR FOR Management
B. CASH
2 ELECTION OF CLASS II DIRECTOR: JUDITH FOR FOR Management
M. O'BRIEN
3 ELECTION OF CLASS II DIRECTOR: GARY B. FOR FOR Management
SMITH
4 APPROVAL OF THE 2017 OMNIBUS INCENTIVE FOR FOR Management
PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017.
6 ADVISORY VOTE ON OUR NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION, AS DESCRIBED IN
THESE PROXY MATERIALS.
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
CINCINNATI BELL INC.
Ticker: CBB Security ID: 171871502
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PHILLIP R. COX FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN W. ECK FOR FOR Management
3 ELECTION OF DIRECTOR: JAKKI L. HAUSSLER FOR FOR Management
4 ELECTION OF DIRECTOR: CRAIG F. MAIER FOR FOR Management
5 ELECTION OF DIRECTOR: RUSSEL P. MAYER FOR FOR Management
6 ELECTION OF DIRECTOR: LYNN A. WENTWORTH FOR FOR Management
7 ELECTION OF DIRECTOR: MARTIN J. FOR FOR Management
YUDKOVITZ
8 ELECTION OF DIRECTOR: JOHN M. ZRNO FOR FOR Management
9 ELECTION OF DIRECTOR: THEODORE H. FOR FOR Management
TORBECK
10 RECOMMENDATION, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, OF THE FREQUENCY OF THE
ADVISORY VOTE REGARDING OUR EXECUTIVE
OFFICERS' COMPENSATION.
11 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF OUR EXECUTIVE OFFICERS'
COMPENSATION.
12 APPROVAL OF THE CINCINNATI BELL INC. FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN.
13 APPROVAL OF THE CINCINNATI BELL INC. FOR FOR Management
2017 STOCK PLAN FOR NON- EMPLOYEE
DIRECTORS.
14 RATIFICATION OF OUR AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
THE COMPANY OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31,2017.
3 TO CONSIDER AN ADVISORY RESOLUTION FOR FOR Management
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AND ACT UPON AN ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY AT WHICH THE
COMPANY SHOULD INCLUDE AN ADVISORY
VOTE REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
ITS PROXY STATEMENT
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 25, 2017.
3 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF MATERIAL TERMS OF THE FOR FOR Management
AMENDED 2007 MANAGEMENT AND KEY
INDIVIDUAL CONTRIBUTOR INCENTIVE PLAN
TO COMPLY WITH THE REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE 2012
INCENTIVE PLAN IN ORDER TO PRESERVE
FEDERAL INCOME TAX DEDUCTIONS
3 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S BYLAWS TO ADOPT A MAJORITY
VOTING REQUIREMENT FOR UNCONTESTED
DIRECTOR ELECTIONS
4 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2016
5 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
6 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP TO BE THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 3,
2018
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE 2012
INCENTIVE PLAN IN ORDER TO PRESERVE
FEDERAL INCOME TAX DEDUCTIONS
3 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S BYLAWS TO ADOPT A MAJORITY
VOTING REQUIREMENT FOR UNCONTESTED
DIRECTOR ELECTIONS
4 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2016
5 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
6 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP TO BE THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 3,
2018
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE COMPANY'S PROPOSAL TO APPROVE THE AGAINST FOR Management
MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE COMPANY'S 2012
INCENTIVE PLAN IN ORDER TO PRESERVE
FEDERAL INCOME TAX DEDUCTIONS.
3 THE COMPANY'S PROPOSAL TO APPROVE AN FOR FOR Management
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED BYLAWS TO ADOPT A MAJORITY
VOTING REQUIREMENT FOR UNCONTESTED
DIRECTOR ELECTIONS.
4 THE COMPANY'S PROPOSAL TO VOTE ON A AGAINST FOR Management
NON-BINDING ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS FOR
2016.
5 THE COMPANY'S PROPOSAL TO HOLD AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
6 THE COMPANY'S PROPOSAL TO RATIFY THE WITHHOLD FOR Management
APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING FEBRUARY 3, 2018.
--------------------------------------------------------------------------------
CITIZENS & NORTHERN CORPORATION
Ticker: CZNC Security ID: 172922106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN AN ADVISORY FOR FOR Management
(NON-BINDING) VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE, IN AN ADVISORY 1 - Year FOR Management
(NON-BINDING) VOTE, WHETHER A
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO, OR THREE YEARS.
4 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
FIRM OF BAKER TILLY VIRCHOW KRAUSE,
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CITY HOLDING COMPANY
Ticker: CHCO Security ID: 177835105
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE AUDIT COMMITTEE FOR FOR Management
AND THE BOARD OF DIRECTOR'S
APPOINTMENT OF ERNST & YOUNG , LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CITY HOLDING
COMPANY FOR 2017.
3 PROPOSAL TO AMEND THE ARTICLES OF FOR FOR Management
INCORPORATION OF THE COMPANY TO
PROVIDE FOR MAJORITY VOTING IN
UNCONTESTED DIRECTOR ELECTIONS.
4 PROPOSAL FOR ADVISORY APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION VOTE.
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS CIVEO'S AUDITOR AND
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017 AND UNTIL THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE DIRECTORS OF
CIVEO TO
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT, COMMONLY REFERRED TO AS A
"SAY-ON-PAY" PROPOSAL.
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS CIVEO'S AUDITOR AND
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017 AND UNTIL THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE DIRECTORS OF
CIVEO TO
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT, COMMONLY REFERRED TO AS A
"SAY-ON-PAY" PROPOSAL.
--------------------------------------------------------------------------------
CIVITAS SOLUTIONS, INC
Ticker: CIVI Security ID: 17887R102
Meeting Date: MAR 03, 2017 Meeting Type: Annual
Record Date: JAN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY, NON-BINDING RESOLUTION FOR FOR Management
WITH RESPECT TO OUR EXECUTIVE OFFICER
COMPENSATION.
3 RE-APPROVAL OF PERFORMANCE MEASURES FOR FOR Management
FOR CERTAIN PERFORMANCE- BASED AWARDS
UNDER THE CIVITAS SOLUTIONS, INC. 2014
OMNIBUS INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
CLARCOR INC.
Ticker: CLC Security ID: 179895107
Meeting Date: FEB 23, 2017 Meeting Type: Special
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE PROPOSAL TO ADOPT THE AGREEMENT FOR FOR Management
AND PLAN OF MERGER, DATED AS OF
DECEMBER 1, 2016 (AS IT MAY BE AMENDED
FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG CLARCOR INC.
, A DELAWARE CORPORATION ("CLARCOR"),
PARKER-HANNIFIN CORPORATION, AN OHIO
CORP
2 THE PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING, ADVISORY BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CLARCOR'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3 THE PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OF THE SPECIAL MEETING
FROM TIME TO TIME, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES, INCLUDING AT THE
TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEM
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: APR 24, 2017 Meeting Type: Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JANUARY 13, 2017,
AS IT MAY BE AMENDED FROM TIME TO TIME
(THE MERGER AGREEMENT), BY AND AMONG
NOBLE ENERGY, INC., WILD WEST MERGER
SUB, INC., NBL PERMIAN LLC AND CLAYTON
WILLIAMS ENERGY, INC. (CWEI).
2 TO APPROVE THE ADJOURNMENT OF THE CWEI FOR FOR Management
SPECIAL MEETING, IF NECESSARY TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE
CWEI SPECIAL MEETING.
3 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, PAYMENTS THAT
WILL OR MAY BE PAID TO CWEI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------
CLEAN HARBORS, INC.
Ticker: CLH Security ID: 184496107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPANY'S EXECUTIVE FOR FOR Management
COMPENSATION.
3 TO RECOMMEND FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON APPROVAL OF
EXECUTIVE COMPENSATION.
4 TO APPROVE AN AMENDMENT TO SECTION FOR FOR Management
6(M) OF THE COMPANY'S 2014 ANNUAL CEO
INCENTIVE PLAN.
5 TO APPROVE THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED MANAGEMENT INCENTIVE PLAN.
6 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BETH E. FORD FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN P. O'DONNELL FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
6 APPROVE THE CLEARWATER PAPER FOR FOR Management
CORPORATION 2017 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AN AMENDMENT TO THE THIRD FOR FOR Management
AMENDED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
COMMON SHARES.
3 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
CLIFFS NATURAL RESOURCES INC. 2015
EQUITY AND INCENTIVE COMPENSATION PLAN.
4 APPROVAL OF THE CLIFFS NATURAL FOR FOR Management
RESOURCES INC. 2017 EXECUTIVE
MANAGEMENT PERFORMANCE INCENTIVE PLAN.
5 APPROVAL, ON AN ADVISORY BASIS, OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS' COMPENSATION.
6 RECOMMENDATION, ON AN ADVISORY BASIS, 1 - Year FOR Management
OF THE FREQUENCY OF SHAREHOLDER VOTES
ON OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION.
7 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CLIFFS TO SERVE FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
CLOUD PEAK ENERGY INC.
Ticker: CLD Security ID: 18911Q102
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM T. FOX FOR FOR Management
III
2 ELECTION OF DIRECTOR: ROBERT SKAGGS FOR FOR Management
3 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT PURSUANT TO ITEM
402 OF REGULATION S-K PROMULGATED BY
THE SECURITIES AND EXCHANGE COMMISSION.
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS TO OCCUR.
6 TO APPROVE THE FIRST AMENDMENT TO THE FOR FOR Management
CLOUD PEAK ENERGY INC. 2009 LONG TERM
INCENTIVE PLAN (AS AMENDED AND
RESTATED EFFECTIVE MARCH 3, 2017) (THE
"AMENDED LTIP") TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER AND EXTEND THE TERM.
7 TO RE-APPROVE THE MATERIAL TERMS OF FOR FOR Management
THE AMENDED LTIP, AS AMENDED BY THE
FIRST AMENDMENT, IN ACCORDANCE WITH
THE STOCKHOLDER APPROVAL REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
8 TO RATIFY THE NON-EMPLOYEE DIRECTOR FOR FOR Management
MAXIMUM AWARD LIMITATIONS SET FORTH IN
THE AMENDED LTIP.
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY OUR BOARD
OF DIRECTORS.
2 ELECTION OF CLASS II DIRECTOR IF FOR FOR Management
PROPOSAL 1 IS NOT APPROVED: KENNETH W.
MOORE
3 ELECTION OF CLASS II DIRECTOR IF FOR FOR Management
PROPOSAL 1 IS NOT APPROVED: MYLES W.
SCOGGINS
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP, AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF EXECUTIVE
COMPENSATION ADVISORY VOTES, EVERY.
6 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
7 TO APPROVE THE COBALT INTERNATIONAL FOR FOR Management
ENERGY, INC. SECOND AMENDED AND
RESTATED NON-EMPLOYEE DIRECTORS
COMPENSATION PLAN.
8 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT OF THE COMPANY'S COMMON
STOCK AND A PROPORTIONATE REDUCTION IN
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK (SUCH AMENDMENT, IF
APPROVED, T
--------------------------------------------------------------------------------
COCA-COLA BOTTLING CO. CONSOLIDATED
Ticker: COKE Security ID: 191098102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
3 APPROVAL OF THE AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO REDUCE THE REQUIRED
MINIMUM NUMBER OF DIRECTORS AND
ELIMINATE THE MAXIMUM NUMBER OF
DIRECTORS ON THE BOARD.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION IN FISCAL 2016.
5 VOTE, ON AN ADVISORY BASIS, ON THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
6 APPROVAL OF THE COCA-COLA BOTTLING CO. FOR FOR Management
CONSOLIDATED AMENDED AND RESTATED
ANNUAL BONUS PLAN.
7 APPROVAL OF THE COCA-COLA BOTTLING CO. FOR FOR Management
CONSOLIDATED AMENDED AND RESTATED
LONG-TERM PERFORMANCE PLAN.
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LINDA L. ADAMANY FOR FOR Management
2 ELECTION OF DIRECTOR: KEVIN S. FOR FOR Management
CRUTCHFIELD
3 ELECTION OF DIRECTOR: SEBASTIAN EDWARDS FOR FOR Management
4 ELECTION OF DIRECTOR: RANDOLPH E. GRESS FOR FOR Management
5 ELECTION OF DIRECTOR: MITCHELL J. KREBS FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT E. MELLOR FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN H. ROBINSON FOR FOR Management
8 ELECTION OF DIRECTOR: J. KENNETH FOR FOR Management
THOMPSON
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
10 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
11 ADVISORY RESOLUTION ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 APPROVAL OF THE 2017 INCENTIVE AWARD FOR FOR Management
PLAN, WHICH AUTHORIZES 1.2 MILLION
SHARES FOR POTENTIAL GRANTS.
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN COHEN FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT H. STEERS FOR FOR Management
3 ELECTION OF DIRECTOR: PETER L. RHEIN FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD P. SIMON FOR FOR Management
5 ELECTION OF DIRECTOR: EDMOND D. VILLANI FOR FOR Management
6 ELECTION OF DIRECTOR: FRANK T. CONNOR FOR FOR Management
7 ELECTION OF DIRECTOR: REENA AGGARWAL FOR FOR Management
8 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
COHEN & STEERS, INC. STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK WITH RESPECT TO WHICH
AWARDS MAY BE GRANTED BY 4,000,000 AND
TO REAPPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS.
9 RE-APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
AMENDED AND RESTATED COHEN & STEERS,
INC. ANNUAL INCENTIVE PLAN.
10 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS THE COMPANY'S ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
11 APPROVAL, BY NON-BINDING VOTE, OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
12 THE DETERMINATION WITH RESPECT TO HOW 1 - Year FOR Management
FREQUENTLY A SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR.
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN R. AMBROSEO FOR FOR Management
2 ELECTION OF DIRECTOR: JAY T. FLATLEY FOR FOR Management
3 ELECTION OF DIRECTOR: SUSAN M. JAMES FOR FOR Management
4 ELECTION OF DIRECTOR: L. WILLIAM KRAUSE FOR FOR Management
5 ELECTION OF DIRECTOR: GARRY W. ROGERSON FOR FOR Management
6 ELECTION OF DIRECTOR: STEVE SKAGGS FOR FOR Management
7 ELECTION OF DIRECTOR: SANDEEP VIJ FOR FOR Management
8 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
9 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
10 TO APPROVE ON A NON-BINDING, ADVISORY WITHHOLD FOR Management
BASIS, THE FREQUENCY WITH WHICH
STOCKHOLDERS WILL VOTE ON OUR NAMED
EXECUTIVE OFFICER COMPENSATION.
11 TO APPROVE THE 2011 EQUITY INCENTIVE FOR FOR Management
PLAN.
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO APPROVE THE MERGER OF FOR FOR Management
COLONY WITH AND INTO COLONY NORTHSTAR,
INC., ("COLONY NORTHSTAR") WITH COLONY
NORTHSTAR SURVIVING THE MERGER, AND
THE TRANSACTIONS, TO THE EXTENT
APPLICABLE TO COLONY CONTEMPLATED BY
THE AGREEMENT AND PLANS OF MERGER, D
2 A PROPOSAL TO APPROVE A PROVISION IN FOR FOR Management
THE COLONY NORTHSTAR CHARTER
CONTAINING CERTAIN COLONY NORTHSTAR
STOCK OWNERSHIP AND TRANSFER
RESTRICTIONS , INCLUDING A PROHIBITION
ON ANY PERSON ACTUALLY OR
CONSTRUCTIVELY OWNING MORE THAN 9.8%
IN VALUE OF THE AGGREG
3 A PROPOSAL TO APPROVE, BY NON-BINDING, FOR FOR Management
ADVISORY VOTE, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE COLONY NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS.
4 A PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
AS DETERMINED BY COLONY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1, PROPOSAL 2 AND PROPOSAL 3.
--------------------------------------------------------------------------------
COLONY STARWOOD HOMES
Ticker: SFR Security ID: 19625X102
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CALENDAR YEAR
ENDING DECEMBER 31, 2017.
3 THE APPROVAL OF THE COLONY STARWOOD FOR FOR Management
HOMES 2017 EMPLOYEE SHARE PURCHASE
PLAN.
4 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
2014 COLONY STARWOOD HOMES EQUITY
PLAN, WHICH WOULD INCREASE THE NUMBER
OF COMMON SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 2,500,000.
5 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
A NON-BINDING RESOLUTION TO APPROVE
THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE ACCOMPANYING PROXY.
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID A. DIETZLER FOR FOR Management
2 ELECTION OF DIRECTOR: CRAIG D. EERKES FOR FOR Management
3 ELECTION OF DIRECTOR: FORD ELSAESSER FOR FOR Management
4 ELECTION OF DIRECTOR: MARK A. FOR FOR Management
FINKELSTEIN
5 ELECTION OF DIRECTOR: JOHN P. FOLSOM FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS M. HULBERT FOR FOR Management
7 ELECTION OF DIRECTOR: MICHELLE M. FOR FOR Management
LANTOW
8 ELECTION OF DIRECTOR: S. MAE FUJITA FOR FOR Management
NUMATA
9 ELECTION OF DIRECTOR: ELIZABETH W. FOR FOR Management
SEATON
10 ELECTION OF DIRECTOR: WILLIAM T. FOR FOR Management
WEYERHAEUSER
11 TO VOTE ON AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF COLUMBIA'S NAMED EXECUTIVE OFFICERS.
12 TO VOTE ON THE FREQUENCY (EITHER ONE, 1 - Year FOR Management
TWO OR THREE YEARS) OF FUTURE
SHAREHOLDER VOTES ON AN ADVISORY
(NON-BINDING) RESOLUTION ON EXECUTIVE
COMPENSATION.
13 TO VOTE ON AN ADVISORY BASIS TO FOR FOR Management
APPOINT DELOITTE & TOUCHE ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC.
Ticker: COLB Security ID: 197236102
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE ISSUANCE OF COMMON SHARES: TO FOR FOR Management
APPROVE THE ISSUANCE OF COMMON SHARES,
NO PAR VALUE, OF COLUMBIA BANKING
SYSTEM, INC., IN THE MERGER OF A
TO-BE-FORMED WHOLLY OWNED SUBSIDIARY
OF COLUMBIA BANKING SYSTEM, INC. WITH
AND INTO PACIFIC CONTINENTAL
CORPORATION
2 ADJOURNMENT: TO APPROVE ONE OR MORE FOR FOR Management
ADJOURNMENTS OF THE COLUMBIA SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
SHARE ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE OFFICER COMPENSATION,
SOMETIMES REFERRED TO AS A "SAY ON PAY.
"
4 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
2013 LONG-TERM INCENTIVE PLAN.
5 TO APPROVE AN AMENDMENT TO OUR SECOND FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 18, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 APPROVAL AND ADOPTION OF THE COLUMBUS FOR FOR Management
MCKINNON CORPORATION 2016 LONG TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
5 TO APPROVE THE 2017 OMNIBUS INCENTIVE FOR FOR Management
PLAN.
6 TO APPROVE THE 2017 SENIOR MANAGEMENT FOR FOR Management
ANNUAL PERFORMANCE PLAN.
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 11, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VICKI L. AVRIL FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT L. GUIDO FOR FOR Management
3 ELECTION OF DIRECTOR: SARAH E. RAISS FOR FOR Management
4 ELECTION OF DIRECTOR: J. DAVID SMITH FOR FOR Management
5 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM VOTE TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
6 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION VOTE TO APPROVE, ON AN
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC.
Ticker: CBU Security ID: 203607106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF VOTING BY SHAREHOLDERS ON
EXECUTIVE COMPENSATION.
4 TO APPROVE THE COMMUNITY BANK SYSTEM, FOR FOR Management
INC. 2014 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
5 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
Ticker: CTBI Security ID: 204149108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY AND APPROVE THE FOR FOR Management
APPOINTMENT OF BKD, LLP AS COMMUNITY
TRUST BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NONBINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4 ADVISORY (NONBINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: JUN 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ARMANDO GEDAY FOR FOR Management
2 ELECTION OF DIRECTOR: F. ROBERT FOR FOR Management
KURIMSKY
3 ELECTION OF DIRECTOR: DAVID F. WALKER FOR FOR Management
4 ELECTION OF DIRECTOR: JOSEPH F. EAZOR FOR FOR Management
5 RATIFY APPOINTMENT OF ERNST & YOUNG FOR FOR Management
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31,
2017.
6 APPROVE THE COMPANY'S 2016 EQUITY FOR FOR Management
INCENTIVE PLAN.
7 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VALDEMAR L. FOR FOR Management
FISCHER
2 ELECTION OF DIRECTOR: RICHARD S. GRANT FOR FOR Management
3 ELECTION OF DIRECTOR: AMY J. YODER FOR FOR Management
4 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF COMPASS MINERALS'
NAMED EXECUTIVE OFFICERS, AS SET FORTH
IN THE PROXY STATEMENT.
5 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY APPROVAL OF
COMPASS MINERALS' NAMED EXECUTIVE
OFFICER COMPENSATION.
6 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS COMPASS MINERALS'
INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR 2017.
--------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC.
Ticker: CPSI Security ID: 205306103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: DAVID FOR FOR Management
A. DYE
2 ELECTION OF CLASS III DIRECTOR: A. FOR FOR Management
ROBERT OUTLAW
3 TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPUTER PROGRAMS
AND SYSTEMS, INC. 2014 INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
5 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6 TO SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE SHAREHOLDER
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: NOV 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF SELECTION OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF OUR AMENDED 2000 STOCK FOR FOR Management
INCENTIVE PLAN (THE "2000 PLAN"),
INCLUDING AN INCREASE IN THE NUMBER OF
SHARES OF OUR COMMON STOCK AVAILABLE
UNDER THE 2000 PLAN, EXTENDING THE
2000 PLAN TERM UNTIL NOVEMBER 18, 2026
AND REAPPROVING THE MATERIAL TERMS O
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 TO HOLD AN ADVISORY VOTE ON NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 TO APPROVE THE EXECUTIVE BONUS PLAN. FOR FOR Management
--------------------------------------------------------------------------------
CONN'S, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES H. HAWORTH FOR FOR Management
2 ELECTION OF DIRECTOR: KELLY M. MALSON FOR FOR Management
3 ELECTION OF DIRECTOR: BOB L. MARTIN FOR FOR Management
4 ELECTION OF DIRECTOR: DOUGLAS H. MARTIN FOR FOR Management
5 ELECTION OF DIRECTOR: NORMAN L. MILLER FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
SAUNDERS, JR
7 ELECTION OF DIRECTOR: FOR FOR Management
WILLIAM(DAVID)SCHOFMAN
8 ELECTION OF DIRECTOR: ODED SHEIN FOR FOR Management
9 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
10 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, NAMED EXECUTIVE OFFICERS'
COMPENSATION.
11 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, FOR THE FREQUENCY OF ADVISORY
VOTES ON THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
12 TO APPROVE THE ADOPTION OF THE AMENDED FOR FOR Management
2016 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF FOR FOR Management
CONSOLIDATED COMMUNICATIONS HOLDINGS,
INC. ("CONSOLIDATED") COMMON STOCK TO
FAIRPOINT COMMUNICATIONS, INC.
("FAIRPOINT") STOCKHOLDERS IN THE
MERGER CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF
DECEMBER 3, 2016,
2 APPROVAL TO ADJOURN OR POSTPONE THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF ERNST & YOUNG, LLP, AS THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 EXECUTIVE COMPENSATION - AN ADVISORY FOR FOR Management
VOTE ON THE APPROVAL OF COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE APPROVAL OF THE FREQUENCY OF
STOCKHOLDER VOTES ON COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH J. ROMANO FOR FOR Management
2 ELECTION OF DIRECTOR: ALLAN D. KEEL FOR FOR Management
3 ELECTION OF DIRECTOR: B.A. BERILGEN FOR FOR Management
4 ELECTION OF DIRECTOR: B. JAMES FORD FOR FOR Management
5 ELECTION OF DIRECTOR: LON MCCAIN FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES M. REIMER FOR FOR Management
7 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
8 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF OUR AMENDED AND
RESTATED 2009 INCENTIVE COMPENSATION
PLAN.
10 RE-APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED 2009 INCENTIVE COMPENSATION
PLAN, AS AMENDED, PURSUANT TO SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
CONTINENTAL BUILDING PRODUCTS, INC.
Ticker: CBPX Security ID: 211171103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE THE PERFORMANCE GOALS FOR FOR Management
INCLUDED IN THE 2014 STOCK INCENTIVE
PLAN.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CONVERGYS CORPORATION
Ticker: CVG Security ID: 212485106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
3 TO REAPPROVE THE PERFORMANCE GOALS FOR FOR Management
UNDER THE CONVERGYS CORPORATION ANNUAL
EXECUTIVE INCENTIVE PLAN.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
4 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
ADVISORY VOTES ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY S. FOR FOR Management
EDWARDS
2 ELECTION OF DIRECTOR: SEAN O. MAHONEY FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID J. FOR FOR Management
MASTROCOLA
4 ELECTION OF DIRECTOR: JUSTIN E. MIRRO FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT J. REMENAR FOR FOR Management
6 ELECTION OF DIRECTOR: SONYA F. SEPAHBAN FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS W. SIDLIK FOR FOR Management
8 ELECTION OF DIRECTOR: STEPHEN A. VAN FOR FOR Management
OSS
9 ELECTION OF DIRECTOR: MOLLY P. ZHANG FOR FOR Management
10 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
11 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 APPROVAL OF THE COOPER-STANDARD FOR FOR Management
HOLDINGS INC. 2017 OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT A. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: STUART W. BOOTH FOR FOR Management
3 ELECTION OF DIRECTOR: GARY F. COLTER FOR FOR Management
4 ELECTION OF DIRECTOR: LAURA FLANAGAN FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT G. GROSS FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS B. PERKINS FOR FOR Management
7 ELECTION OF DIRECTOR: HARVEY L. TEPNER FOR FOR Management
8 ELECTION OF DIRECTOR: RANDOLPH I. FOR FOR Management
THORNTON
9 ELECTION OF DIRECTOR: J. MICHAEL WALSH FOR FOR Management
10 ADVISORY RESOLUTION TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 TO RATIFY THE SELECTION OF DELOITTE FOR FOR Management
AND TOUCHE LLP AS CORE- MARK'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. DAVID CHATHAM FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS C. FOR FOR Management
CURLING
3 ELECTION OF DIRECTOR: JOHN C. DORMAN FOR FOR Management
4 ELECTION OF DIRECTOR: PAUL F. FOLINO FOR FOR Management
5 ELECTION OF DIRECTOR: FRANK D. MARTELL FOR FOR Management
6 ELECTION OF DIRECTOR: THOMAS C. O'BRIEN FOR FOR Management
7 ELECTION OF DIRECTOR: JAYNIE MILLER FOR FOR Management
STUDENMUND
8 ELECTION OF DIRECTOR: DAVID F. WALKER FOR FOR Management
9 ELECTION OF DIRECTOR: MARY LEE WIDENER FOR FOR Management
10 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
11 TO VOTE, ON AN ADVISORY BASIS, ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
12 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CORENERGY INFRASTRUCTURE TRUST, INC.
Ticker: CORR Security ID: 21870U502
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 THE ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 THE ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS F. BRADY FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN E. FOR FOR Management
BUDORICK
3 ELECTION OF DIRECTOR: ROBERT L. FOR FOR Management
DENTON, SR.
4 ELECTION OF DIRECTOR: PHILIP L. HAWKINS FOR FOR Management
5 ELECTION OF DIRECTOR: ELIZABETH A. FOR FOR Management
HIGHT
6 ELECTION OF DIRECTOR: DAVID M. FOR FOR Management
JACOBSTEIN
7 ELECTION OF DIRECTOR: STEVEN D. KESLER FOR FOR Management
8 ELECTION OF DIRECTOR: C. TAYLOR PICKETT FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD FOR FOR Management
SZAFRANSKI
10 APPROVE AMENDMENT TO AMENDED AND FOR FOR Management
RESTATED DECLARATION OF TRUST GRANTING
SHAREHOLDERS THE RIGHT TO AMEND
COMPANY'S BYLAWS.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
12 VOTE, ON AN ADVISORY BASIS, ON 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
13 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
14 APPROVE THE 2017 OMNIBUS EQUITY AND FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
CORVEL CORPORATION
Ticker: CRVL Security ID: 221006109
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF HASKELL & FOR FOR Management
WHITE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017
--------------------------------------------------------------------------------
COTY INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: SEP 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF THE COMPENSATION OF COTY INC.
'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT
3 APPROVAL OF (I) AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF COTY INC.'S EQUITY AND
LONG-TERM INCENTIVE PLAN (THE "ELTIP")
TO INCREASE THE AGGREGATE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER
THE ELTIP BY 50 MILLION SHARES AND
(II) THE MATERIAL TERMS OF THE PERFOR
4 APPROVAL OF (I) AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF COTY INC.'S ANNUAL
PERFORMANCE PLAN (THE "APP") AND (II)
THE MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER THE APP FOR THE PURPOSES
OF SECTION 162(M) OF THE CODE
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP TO SERVE AS COTY
INC.'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING JUNE 30, 2017
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795106
Meeting Date: AUG 23, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 COUSINS ISSUANCE PROPOSAL - A PROPOSAL FOR FOR Management
TO APPROVE THE ISSUANCE OF SHARES OF
COMMON STOCK OF COUSINS PROPERTIES
INCORPORATED ("COUSINS"), TO
STOCKHOLDERS OF PARKWAY PROPERTIES,
INC. ("PARKWAY"), IN CONNECTION WITH
THE AGREEMENT AND PLAN OF MERGER DATED
AS
2 COUSINS ARTICLES AMENDMENT PROPOSAL - FOR FOR Management
A PROPOSAL TO AMEND THE RESTATED AND
AMENDED ARTICLES OF INCORPORATION OF
COUSINS, EFFECTIVE AT THE EFFECTIVE
TIME OF THE MERGER, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COUSINS
COMMON STOCK, PAR VALUE $1 PER S
3 COUSINS ADJOURNMENT PROPOSAL - A FOR FOR Management
PROPOSAL TO APPROVE THE ADJOURNMENT OF
THE SPECIAL MEETING OF STOCKHOLDERS,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE COUSINS ISSUANCE PROPOSAL AND THE
COUSINS ARTICLES AMENDMENT PROPOSAL I
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 ELECTION OF DIRECTOR: LAWRENCE L. FOR FOR Management
GELLERSTEDT, III
5 ELECTION OF DIRECTOR: LILLIAN C. FOR FOR Management
GIORNELLI
6 ELECTION OF DIRECTOR: S. TAYLOR GLOVER FOR FOR Management
7 ELECTION OF DIRECTOR: DONNA W. HYLAND FOR FOR Management
8 ELECTION OF DIRECTOR: BRENDA J. MIXSON FOR FOR Management
9 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 ELECTION OF DIRECTOR: ROBERT M. CHAPMAN FOR FOR Management
10 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
ANNUAL FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
11 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
1 ELECTION OF DIRECTOR: CHARLES T. FOR FOR Management
CANNADA
2 ELECTION OF DIRECTOR: EDWARD M. CASAL FOR FOR Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS COVANTA HOLDING
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE 2017 FISCAL
YEAR.
3 AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
COWEN GROUP, INC.
Ticker: COWN Security ID: 223622606
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 20, 2016 Meeting Type: Annual
Record Date: MAY 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION PAID TO CRA'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT FOR THE 2016
MEETING OF ITS SHAREHOLDERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS CRA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
CRAWFORD & COMPANY
Ticker: CRDB Security ID: 224633107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PAID TO
CERTAIN OF THE COMPANY'S EXECUTIVE
OFFICERS IN 2017.
3 PROPOSAL TO VOTE, ON AN ADVISORY 2 - Years FOR Management
BASIS, ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 PROPOSAL TO VOTE, ON AN ADVISORY AGAINST AGAINST Shareholder
BASIS, ON A SHAREHOLDER PROPOSAL
ENTITLED "HOLY LAND PRINCIPLES
CRAWFORD RESOLUTION".
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
CRAY INC.
Ticker: CRAY Security ID: 225223304
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PRITHVIRAJ FOR FOR Management
BANERJEE
2 ELECTION OF DIRECTOR: MARTIN J. HOMLISH FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN C. KIELY FOR FOR Management
4 ELECTION OF DIRECTOR: SALLY G. NARODICK FOR FOR Management
5 ELECTION OF DIRECTOR: DANIEL C. REGIS FOR FOR Management
6 ELECTION OF DIRECTOR: MAX L. SCHIRESON FOR FOR Management
7 ELECTION OF DIRECTOR: BRIAN V. TURNER FOR FOR Management
8 ELECTION OF DIRECTOR: PETER J. UNGARO FOR FOR Management
9 TO VOTE, ON AN ADVISORY AND FOR FOR Management
NON-BINDING BASIS, TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
10 TO VOTE, ON AN ADVISORY AND 1 - Year FOR Management
NON-BINDING BASIS, ON THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 TO RATIFY THE APPOINTMENT OF PETERSON FOR FOR Management
SULLIVAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENTS TO THE 2013 FOR FOR Management
LONG-TERM INCENTIVE COMPENSATION PLAN.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 25, 2017.
4 ADVISORY (NONBINDING) VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2008 CASH INCENTIVE
PLAN.
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID G. BARNES FOR FOR Management
2 ELECTION OF DIRECTOR: MARWAN H. FAWAZ FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN L.M. HUGHES FOR FOR Management
4 ELECTION OF DIRECTOR: DONALD V. SMITH FOR FOR Management
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
7 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Ticker: CSS Security ID: 125906107
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT TO OUR 2013 FOR FOR Management
EQUITY COMPENSATION PLAN.
3 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR THE
FISCAL YEAR ENDED MARCH 31, 2016.
--------------------------------------------------------------------------------
CST BRANDS, INC.
Ticker: CST Security ID: 12646R105
Meeting Date: NOV 16, 2016 Meeting Type: Special
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF AUGUST 21,
2016 (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), BY
AND AMONG CST BRANDS, INC., A DELAWARE
CORPORATION ("CST"), CIRCLE K STORES
INC., A TEXAS CORPORATION ("
2 A PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CST'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 A PROPOSAL TO APPROVE THE ADJOURNMENT FOR FOR Management
OF THE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT
OR
--------------------------------------------------------------------------------
CTS CORPORATION
Ticker: CTS Security ID: 126501105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF CTS' NAMED EXECUTIVE
OFFICERS.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS CTS'S
INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: FEB 20, 2017 Meeting Type: Annual
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONSIDER AND VOTE UPON, ON AN FOR FOR Management
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3 TO CONSIDER AND VOTE UPON, ON AN 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO CONFIRM THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF KPMG, FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF CVB FINANCIAL CORP. FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
4 TO CAST A NON-BINDING, ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF THE ADVISORY
"SAY-ON-PAY" VOTE.
--------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION
Ticker: CY Security ID: 232806109
Meeting Date: MAR 24, 2017 Meeting Type: Consent
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
SECOND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE CUMULATIVE
VOTING IN THE ELECTION OF DIRECTORS.
SELECT 'FOR' TO GIVE CONSENT, SELECT
'AGAINST' TO WITHHOLD CONSENT, AND
SELECT 'ABSTAIN' TO ABSTAIN
--------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION
Ticker: CY Security ID: 232806109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
3 ANNUAL ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
5 AMENDMENT AND RESTATEMENT OF THE 2013 FOR FOR Management
STOCK PLAN TO APPROVE (I) ADDING
ADDITIONAL SHARES TO THE PLAN, AND
(II) CERTAIN ADMINISTRATIVE AND
CLERICAL CHANGES TO THE PLAN.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S 2017 FISCAL YEAR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3 ANNUAL ADVISORY VOTE TO APPROVE THE AGAINST FOR Management
COMPANY'S EXECUTIVE COMPENSATION
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
5 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2013
STOCK PLAN.
--------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION
Ticker: CY Security ID: 232806109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S 2017 FISCAL YEAR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3 ANNUAL ADVISORY VOTE TO APPROVE THE AGAINST FOR Management
COMPANY'S EXECUTIVE COMPENSATION
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
5 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2013
STOCK PLAN.
--------------------------------------------------------------------------------
CYS INVESTMENTS, INC
Ticker: CYS Security ID: 12673A108
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
RATIFY, CONFIRM AND APPROVE THE
SELECTION OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
DAKTRONICS, INC.
Ticker: DAKT Security ID: 234264109
Meeting Date: AUG 31, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
OUR NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
PROPOSAL APPROVING EXECUTIVE
COMPENSATION.
3 APPROVAL OF A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
4 APPROVAL OF THE DANA INCORPORATED 2017 FOR FOR Management
OMNIBUS PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
6 CONSIDERATION OF A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING SIMPLE MAJORITY
VOTING.
--------------------------------------------------------------------------------
DARLING INGREDIENTS INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RANDALL C. STUEWE FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES ADAIR FOR FOR Management
3 ELECTION OF DIRECTOR: D. EUGENE EWING FOR FOR Management
4 ELECTION OF DIRECTOR: LINDA GOODSPEED FOR FOR Management
5 ELECTION OF DIRECTOR: DIRK KLOOSTERBOER FOR FOR Management
6 ELECTION OF DIRECTOR: MARY R. KORBY FOR FOR Management
7 ELECTION OF DIRECTOR: CYNTHIA PHARR LEE FOR FOR Management
8 ELECTION OF DIRECTOR: CHARLES MACALUSO FOR FOR Management
9 ELECTION OF DIRECTOR: GARY W. MIZE FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL E. RESCOE FOR FOR Management
11 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 30,
2017.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
OFFICER COMPENSATION.
13 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
14 PROPOSAL TO APPROVE THE 2017 OMNIBUS FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
DATALINK CORPORATION
Ticker: DTLK Security ID: 237934104
Meeting Date: JAN 05, 2017 Meeting Type: Special
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF NOVEMBER
6, 2016 (THE MERGER AGREEMENT), BY AND
AMONG DATALINK CORPORATION
("DATALINK"), INSIGHT ENTERPRISES, INC.
, AND REEF ACQUISITION CO. ("MERGER
SUB"), PURSUANT TO WHICH MERGER SUB WI
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO DATALINK'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT
OR IN THE ABSE
--------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC.
Ticker: PLAY Security ID: 238337109
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 APPROVAL OF MAJORITY VOTING FOR FOR FOR Management
UNCONTESTED ELECTIONS OF DIRECTORS
4 APPROVAL OF ELIMINATION OF FOR FOR Management
SUPERMAJORITY VOTE PROVISIONS FOR
AMENDING OUR CERTIFICATE OF
INCORPORATION
5 APPROVAL OF ELIMINATION OF FOR FOR Management
SUPERMAJORITY VOTE PROVISIONS FOR
AMENDING OUR BYLAWS
6 APPROVAL OF ELIMINATION OF OBSOLETE FOR FOR Management
PROVISIONS IN OUR CERTIFICATE OF
INCORPORATION
7 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION
--------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370203
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JANET HILL FOR FOR Management
2 ELECTION OF DIRECTOR: J. WAYNE MAILLOUX FOR FOR Management
3 ELECTION OF DIRECTOR: HELEN E. FOR FOR Management
MCCLUSKEY
4 ELECTION OF DIRECTOR: JOHN R. MUSE FOR FOR Management
5 ELECTION OF DIRECTOR: B. CRAIG OWENS FOR FOR Management
6 ELECTION OF DIRECTOR: RALPH P. FOR FOR Management
SCOZZAFAVA
7 ELECTION OF DIRECTOR: JIM L. TURNER FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT T. WISEMAN FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
10 ADVISORY VOTE TO APPROVE OUR EXECUTIVE FOR FOR Management
COMPENSATION
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 12, 2016 Meeting Type: Annual
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 246647101
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION APPROVING OUR FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM FOR OUR
NAMED EXECUTIVE OFFICERS
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON OUR EXECUTIVE
COMPENSATION PROGRAM FOR NAMED
EXECUTIVE OFFICERS
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 246647101
Meeting Date: JUN 29, 2017 Meeting Type: Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF DELEK FOR FOR Management
HOLDCO, INC. COMMON STOCK TO ALON USA
ENERGY, INC. STOCKHOLDERS, AS
CONSIDERATION FOR THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER DATED AS OF JANUARY 2, 2017,
BY AND AMONG DELEK US HOLDINGS, INC.,
ALON USA
2 TO ADJOURN THE SPECIAL MEETING, IF FOR FOR Management
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS "SAY-ON-PAY" VOTE
3 CAST AN ADVISORY (NON-BINDING) VOTE ON 1 - Year FOR Management
THE FREQUENCY WITH WHICH OUR
SHAREHOLDERS WILL CONSIDER APPROVING
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS OF
"SAY-WHEN-ON-PAY" VOTE
4 APPROVE THE DELUXE CORPORATION 2017 FOR FOR Management
ANNUAL INCENTIVE PLAN
5 APPROVE THE DELUXE CORPORATION 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN
6 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO VOTE ON THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2004
OMNIBUS STOCK AND INCENTIVE PLAN,
PRINCIPALLY TO INCREASE THE NUMBER OF
RESERVED SHARES AND FOR INTERNAL
REVENUE CODE SECTION 162(M)
PERFORMANCE-BASED COMPENSATION
QUALIFICATION.
5 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
6 TO TRANSACT SUCH OTHER BUSINESS AS MAY FOR AGAINST Management
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------
DENNY'S CORPORATION
Ticker: DENN Security ID: 24869P104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGG R. DEDRICK FOR FOR Management
2 ELECTION OF DIRECTOR: JOSE M. GUTIERREZ FOR FOR Management
3 ELECTION OF DIRECTOR: GEORGE W. HAYWOOD FOR FOR Management
4 ELECTION OF DIRECTOR: BRENDA J. FOR FOR Management
LAUDERBACK
5 ELECTION OF DIRECTOR: ROBERT E. MARKS FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN C. MILLER FOR FOR Management
7 ELECTION OF DIRECTOR: DONALD C. FOR FOR Management
ROBINSON
8 ELECTION OF DIRECTOR: DEBRA FOR FOR Management
SMITHART-OGLESBY
9 ELECTION OF DIRECTOR: LAYSHA WARD FOR FOR Management
10 ELECTION OF DIRECTOR: F. MARK WOLFINGER FOR FOR Management
11 A PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF DENNY'S
CORPORATION AND ITS SUBSIDIARIES FOR
THE YEAR ENDING DECEMBER 27, 2017.
12 AN ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
EXECUTIVE COMPENSATION OF THE COMPANY.
13 AN ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION.
14 A PROPOSAL TO APPROVE THE DENNY'S FOR FOR Management
CORPORATION 2017 OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------
DEPOMED, INC.
Ticker: DEPO Security ID: 249908104
Meeting Date: SEP 14, 2016 Meeting Type: Consent
Record Date: AUG 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 REQUEST SPECIAL MEETING (FOR = REQUEST FOR FOR Management
MEETING, AGAINST = DO NOT REQUEST
MEETING)
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SEYMOUR HOLTZMAN FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID A. LEVIN FOR FOR Management
3 ELECTION OF DIRECTOR: ALAN S. BERNIKOW FOR FOR Management
4 ELECTION OF DIRECTOR: JESSE CHOPER FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN E. KYEES FOR FOR Management
6 ELECTION OF DIRECTOR: WILLEM MESDAG FOR FOR Management
7 ELECTION OF DIRECTOR: WARD K. MOONEY FOR FOR Management
8 ELECTION OF DIRECTOR: GEORGE T. FOR FOR Management
PORTER, JR.
9 ELECTION OF DIRECTOR: MITCHELL S. FOR FOR Management
PRESSER
10 ELECTION OF DIRECTOR: IVY ROSS FOR FOR Management
11 TO APPROVE THE ADOPTION OF THE 2016 FOR FOR Management
INCENTIVE COMPENSATION PLAN.
12 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICERS COMPENSATION.
13 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING JANUARY 28, 2017.
--------------------------------------------------------------------------------
DEVRY EDUCATION GROUP INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 10, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AN ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
DEVRY EDUCATION GROUP INC.
Ticker: DV Security ID: 251893103
Meeting Date: MAY 22, 2017 Meeting Type: Special
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE AN AMENDMENT TO THE RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION OF THE
COMPANY TO CHANGE ITS NAME TO ADTALEM
GLOBAL EDUCATION INC.
1 APPROVE AN AMENDMENT TO THE RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION OF THE
COMPANY TO CHANGE ITS NAME TO ADTALEM
GLOBAL EDUCATION INC.
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROL CARPENTER FOR FOR Management
2 ELECTION OF DIRECTOR: JENNIFER DEASON FOR FOR Management
3 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
4 ADVISORY VOTE WITH RESPECT TO THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 APPROVAL OF AN AMENDMENT TO THE 2012 FOR FOR Management
EQUITY PLAN AND REAPPROVAL OF THE
PERFORMANCE GOALS UNDER THE 2012
EQUITY PLAN.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY CO
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM W. FOR FOR Management
MCCARTEN
2 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
ALTOBELLO
3 ELECTION OF DIRECTOR: TIMOTHY R. CHI FOR FOR Management
4 ELECTION OF DIRECTOR: MAUREEN L. MCAVEY FOR FOR Management
5 ELECTION OF DIRECTOR: GILBERT T. RAY FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM J. SHAW FOR FOR Management
7 ELECTION OF DIRECTOR: BRUCE D. FOR FOR Management
WARDINSKI
8 ELECTION OF DIRECTOR: MARK W. BRUGGER FOR FOR Management
9 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT.
10 TO APPROVE, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF FUTURE
NON-BINDING, ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
11 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT AUDITORS FOR
DIAMONDROCK HOSPITALITY COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
DIEBOLD NIXDORF, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
4 TO APPROVE THE DIEBOLD NIXDORF, FOR FOR Management
INCORPORATED 2017 EQUITY AND
PERFORMANCE INCENTIVE PLAN
5 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
ARTICLES OF INCORPORATION TO IMPLEMENT
A MAJORITY VOTING STANDARD IN
UNCONTESTED DIRECTOR ELECTIONS
6 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
ARTICLES OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING IN DIRECTOR ELECTIONS
7 TO CAST AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE SHAREHOLDER ADVISORY
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 30, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY PROPOSAL TO APPROVE THE DIGI FOR FOR Management
INTERNATIONAL INC. 2017 OMNIBUS
INCENTIVE PLAN.
3 COMPANY PROPOSAL FOR A NON-BINDING FOR FOR Management
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
DIGITALGLOBE, INC.
Ticker: DGI Security ID: 25389M877
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: HOWELL FOR FOR Management
M. ESTES, III
2 ELECTION OF CLASS II DIRECTOR: FOR FOR Management
KIMBERLY TILL
3 ELECTION OF CLASS II DIRECTOR: EDDY FOR FOR Management
ZERVIGON
4 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
6 ADVISORY VOTE ON THE FREQUENCY ON 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
DINEEQUITY, INC.
Ticker: DIN Security ID: 254423106
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LARRY A. KAY FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS M. FOR FOR Management
PASQUALE
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE CORPORATION'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
5 TO APPROVE, ON AN ADVISORY BASIS, 1 - Year FOR Management
WHETHER THE ADVISORY VOTE ON THE
COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS SHOULD BE
HELD EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2013 EQUITY
INCENTIVE PLAN AND TO RE-APPROVE THE
MATERIAL TERMS OF THE PERFORMANCE
GOALS OF THE 2013 EQUITY INCENTIVE
PLAN.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
4 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
5 TO RATIFY THE APPOINTMENT OF MOSS FOR FOR Management
ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE AMENDMENT AND RESTATEMENT OF THE FOR FOR Management
DOLBY LABORATORIES, INC. 2005 STOCK
PLAN TO RESERVE AN ADDITIONAL 8
MILLION SHARES OF CLASS A COMMON STOCK
FOR ISSUANCE THEREUNDER AND
RE-APPROVAL OF THE MENU OF
PERFORMANCE-BASED COMPENSATION
MEASURES PREVIOUSLY ESTAB
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 29,
2017.
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL N. LEIB FOR FOR Management
2 ELECTION OF DIRECTOR: LOIS M. MARTIN FOR FOR Management
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
4 ADVISORY VOTE REGARDING FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5 AMENDED AND RESTATED 2016 PERFORMANCE FOR FOR Management
INCENTIVE PLAN
6 RATIFICATION OF THE COMPANY'S AUDITORS FOR FOR Management
--------------------------------------------------------------------------------
DORIAN LPG LTD.
Ticker: LPG Security ID: Y2106R110
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE FOR FOR Management
HADJIPAVLOU SOFIANOS & CAMBANIS S.A.
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING MARCH 31, 2017
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4 APPROVAL OF AMENDMENTS TO OUR AMENDED FOR FOR Management
AND RESTATED ARTICLES OF INCORPORATION
AND AMENDED AND RESTATED BY-LAWS TO
IMPLEMENT A MAJORITY VOTING STANDARD
FOR UNCONTESTED DIRECTOR ELECTIONS.
5 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ELIMINATE CUMULATIVE
VOTING IN DIRECTOR ELECTIONS.
6 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
AMENDED AND RESTATED BY-LAWS TO
INCREASE THE MAXIMUM NUMBER OF
DIRECTORS TO NINE MEMBERS.
7 APPROVAL OF THE DORMAN PRODUCTS, INC. FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
8 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC
Ticker: PLOW Security ID: 25960R105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE (NON-BINDING) TO APPROVE FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE (NON-BINDING) ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY
STOCKHOLDER VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BLAKE T. DEBERRY FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN V. LOVOI FOR FOR Management
3 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
4 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
6 APPROVAL OF THE 2017 OMNIBUS INCENTIVE FOR FOR Management
PLAN.
--------------------------------------------------------------------------------
DRIVE SHACK INC.
Ticker: DS Security ID: 262077100
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR DRIVE SHACK
INC. FOR FISCAL YEAR 2017.
3 TO APPROVE THE 2017 DRIVE SHACK INC. FOR FOR Management
NONQUALIFIED OPTION AND INCENTIVE
AWARD PLAN.
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY NON-BINDING VOTE, TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY NON-BINDING VOTE, ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
Ticker: DCO Security ID: 264147109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION ON NAMED EXECUTIVE FOR FOR Management
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF WITHHOLD FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE COMPENSATION
4 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 VOTE ON AN AMENDMENT TO THE ARTICLES FOR FOR Management
OF INCORPORATION TO ALLOW STOCKHOLDERS
TO AMEND THE BYLAWS.
3 VOTE TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2011 EQUITY
INCENTIVE PLAN.
4 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION (SAY-ON-PAY VOTE).
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SAY-ON PAY VOTES.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
Ticker: DXPE Security ID: 233377407
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, AS NON-BINDING ADVISORY VOTE, FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 22, 2016 Meeting Type: Annual
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EITAN GERTEL FOR FOR Management
2 ELECTION OF DIRECTOR: ANDERS GUSTAFSSON FOR FOR Management
3 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL 2017.
4 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
DYNEGY INC.
Ticker: DYN Security ID: 26817R108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF DYNEGY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
3 TO ACT UPON A RESOLUTION, ON AN 1 - Year FOR Management
ADVISORY BASIS, REGARDING WHETHER THE
STOCKHOLDER VOTE ON THE COMPENSATION
OF DYNEGY'S NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
4 TO ACT UPON A PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
DYNEGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
DYNEX CAPITAL, INC.
Ticker: DX Security ID: 26817Q506
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO PROVIDE ADVISORY APPROVAL FOR FOR Management
OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
3 PROPOSAL TO VOTE, ON AN ADVISORY AND 1 - Year FOR Management
NON-BINDING BASIS, ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
BDO USA, LLP, INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE COMPANY FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
EAGLE BANCORP, INC.
Ticker: EGBN Security ID: 268948106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LESLIE M. FOR FOR Management
ALPERSTEIN
2 ELECTION OF DIRECTOR: DUDLEY C. DWORKEN FOR FOR Management
3 ELECTION OF DIRECTOR: HARVEY M. GOODMAN FOR FOR Management
4 ELECTION OF DIRECTOR: RONALD D. PAUL FOR FOR Management
5 ELECTION OF DIRECTOR: NORMAN R. POZEZ FOR FOR Management
6 ELECTION OF DIRECTOR: DONALD R. ROGERS FOR FOR Management
7 ELECTION OF DIRECTOR: LELAND M. FOR FOR Management
WEINSTEIN
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
9 NON-BINDING ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
10 NON-BINDING ADVISORY VOTE ON FREQUENCY 1 - Year FOR Management
OF EXECUTIVE COMPENSATION ADVISORY
VOTES.
--------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC.
Ticker: EGLE Security ID: Y2187A127
Meeting Date: AUG 02, 2016 Meeting Type: Special
Record Date: JUL 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RATIFY, FOR PURPOSES OF COMPLYING FOR FOR Management
WITH NASDAQ LISTING RULE 5635(D), THE
ISSUANCE OF SHARES OF OUR COMMON
STOCK, IN CONNECTION WITH THE ENTRY
INTO THE SECOND LIEN LOAN AGREEMENT,
IN AN AMOUNT EQUAL TO 20% OR MORE OF
OUR COMMON STOCK OUTSTANDING BEFORE T
2 TO RATIFY, FOR PURPOSES OF COMPLYING FOR FOR Management
WITH NASDAQ LISTING RULE 5635(C), THE
ISSUANCE OF SHARES OF OUR COMMON
STOCK, IN CONNECTION WITH THE ENTRY
INTO THE SECOND LIEN LOAN AGREEMENT,
TO CERTAIN DIRECTORS AND OFFICERS OF
THE COMPANY.
3 TO APPROVE AN AMENDMENT TO ARTICLE FOR FOR Management
FOURTH OF THE COMPANY'S SECOND AMENDED
AND RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM
150,000,000 TO 700,000,000.
4 TO APPROVE AN AMENDMENT TO ARTICLE FOR FOR Management
FOURTH OF THE COMPANY'S SECOND AMENDED
AND RESTATED ARTICLES OF INCORPORATION
TO EFFECT A REVERSE STOCK SPLIT OF THE
COMPANY'S ISSUED AND OUTSTANDING
SHARES OF COMMON STOCK BY A RATIO OF
BETWEEN 1-FOR-10 AND 1-FOR-50, IN
5 TO APPROVE, FOR PURPOSES OF COMPLYING FOR FOR Management
WITH NASDAQ LISTING RULE 5635(D), THE
ISSUANCE OF SHARES OF OUR COMMON
STOCK, IN CONNECTION WITH THE ENTRY
INTO THE COMMON STOCK PURCHASE
AGREEMENTS, IN AN AMOUNT EQUAL TO 20%
OR MORE OF OUR COMMON STOCK
OUTSTANDING B
6 TO APPROVE, FOR PURPOSES OF COMPLYING FOR FOR Management
WITH NASDAQ LISTING RULE 5635(C), THE
ISSUANCE OF SHARES OF OUR COMMON
STOCK, IN CONNECTION WITH THE ENTRY
INTO THE COMMON STOCK PURCHASE
AGREEMENTS, TO CERTAIN DIRECTORS AND
OFFICERS OF OUR COMPANY.
7 TO APPROVE AN AMENDMENT TO ARTICLE FOR FOR Management
FOURTH OF THE COMPANY'S SECOND AMENDED
AND RESTATED ARTICLES OF INCORPORATION
TO AUTHORIZE 25,000,000 SHARES OF OUR
PREFERRED STOCK, PAR VALUE US$0.01 PER
SHARE.
8 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO ESTABLISH A QUORUM OR
PERMIT FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE MEETING CAST IN FAVOR
OF PROPOSALS NO. 1, 2, 3, 4
--------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP.
Ticker: ELNK Security ID: 27033X101
Meeting Date: FEB 24, 2017 Meeting Type: Special
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL. PROPOSAL TO ADOPT THE FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 5, 2016, AS AMENDED FROM
TIME TO TIME IN ACCORDANCE WITH THE
TERMS THEREOF, BY AND AMONG EARTHLINK
HOLDINGS CORP. ("EARTHLINK"),
WINDSTREAM HOLDINGS, INC. ("WINDSTRE
2 ADJOURNMENT PROPOSAL. PROPOSAL TO FOR FOR Management
ADJOURN THE EARTHLINK SPECIAL MEETING
TO SOLICIT ADDITIONAL PROXIES IF
EARTHLINK HAS NOT RECEIVED PROXIES
REPRESENTING A SUFFICIENT NUMBER OF
SHARES OF EARTHLINK COMMON STOCK TO
APPROVE THE MERGER PROPOSAL.
3 COMPENSATION PROPOSAL. PROPOSAL TO FOR FOR Management
APPROVE, ON A NON-BINDING, ADVISORY
BASIS, THE COMPENSATION THAT MAY
BECOME PAYABLE TO EARTHLINK'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE COMPLETION OF THE MERGERS.
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: D. PIKE ALOIAN FOR FOR Management
2 ELECTION OF DIRECTOR: H.C. BAILEY, JR. FOR FOR Management
3 ELECTION OF DIRECTOR: H. ERIC BOLTON, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: HAYDEN C. EAVES FOR FOR Management
III
5 ELECTION OF DIRECTOR: FREDRIC H. GOULD FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID H. HOSTER FOR FOR Management
II
7 ELECTION OF DIRECTOR: MARSHALL A. LOEB FOR FOR Management
8 ELECTION OF DIRECTOR: MARY E. MCCORMICK FOR FOR Management
9 ELECTION OF DIRECTOR: LELAND R. SPEED FOR FOR Management
10 ADVISORY VOTE TO RATIFY THE FOR FOR Management
APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
11 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
12 FREQUENCY ON SAY-ON-PAY: BOARD HAS 1 - Year FOR Management
DETERMINED A SAY-ON-PAY VOTE EVERY
YEAR IS THE BEST APPROACH.
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: KODK Security ID: 277461406
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARK S. BURGESS FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY J. CLARKE FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES V. FOR FOR Management
CONTINENZA
4 ELECTION OF DIRECTOR: MATTHEW A. DOHENY FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY D. FOR FOR Management
ENGELBERG
6 ELECTION OF DIRECTOR: GEORGE KARFUNKEL FOR FOR Management
7 ELECTION OF DIRECTOR: JASON NEW FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
PARRETT
9 ELECTION OF DIRECTOR: CRAIG A. ROGERSON FOR FOR Management
10 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 RATIFICATION OF THE AUDIT AND FINANCE FOR FOR Management
COMMITTEE'S SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
EBIX, INC.
Ticker: EBIX Security ID: 278715206
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE AMENDMENT TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 120,000,000.
3 TO RATIFY THE APPOINTMENT OF CHERRY FOR FOR Management
BEKAERT, LLP AS OUR INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2017.
4 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
6 TO CONSIDER, IF PROPERLY PRESENTED, A AGAINST FOR Shareholder
STOCKHOLDER PROPOSAL REGARDING
MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------
EDUCATION REALTY TRUST, INC.
Ticker: EDR Security ID: 28140H203
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017 (PROPOSAL 2).
3 TO APPROVE, IN AN ADVISORY FOR FOR Management
(NON-BINDING) VOTE, THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
(PROPOSAL 3).
4 TO APPROVE THE EDUCATION REALTY TRUST, FOR FOR Management
INC. 2017 OMNIBUS EQUITY INCENTIVE
PLAN (PROPOSAL 4).
5 TO DETERMINE, IN AN ADVISORY 1 - Year FOR Management
(NON-BINDING) VOTE, WHETHER A
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3
YEARS (PROPOSAL 5).
--------------------------------------------------------------------------------
EHEALTH, INC
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
EHEALTH, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 A VOTE TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF EHEALTH, INC.
4 A VOTE TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE VOTING
WITH RESPECT TO THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF
EHEALTH, INC.
--------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY
Ticker: EE Security ID: 283677854
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ELDORADO RESORTS, INC.
Ticker: ERI Security ID: 28470R102
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
ELDORADO RESORTS, INC. COMMON STOCK TO
THE HOLDERS OF THE OUTSTANDING STOCK
OF ISLE OF CAPRI CASINOS, INC. (THE
"SHARE ISSUANCE").
2 PROPOSAL TO APPROVE ONE OR MORE FOR FOR Management
ADJOURNMENTS OF THE SPECIAL MEETING IF
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES TO APPROVE THE SHARE ISSUANCE.
--------------------------------------------------------------------------------
ELDORADO RESORTS, INC.
Ticker: ERI Security ID: 28470R102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
ELECTRO RENT CORPORATION
Ticker: ELRC Security ID: 285218103
Meeting Date: AUG 05, 2016 Meeting Type: Special
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 23, 2016 (THE "MERGER
AGREEMENT"), BY AND AMONG ELECOR
INTERMEDIATE HOLDING II CORPORATION
("PARENT"), ELECOR MERGER CORPORATION
("MERGER SUB") AND ELECTRO RENT
CORPORATION
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
ELRC IN CONNECTION WITH THE MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER
AGREEMENT PROPOSAL.
--------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC.
Ticker: ESIO Security ID: 285229100
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: JUN 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO THE 2004 FOR FOR Management
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES UNDER THE
PLAN BY 2,750,000 SHARES, AND MAKE
SEVERAL MODIFICATIONS TO THE PLAN
DESCRIBED IN THIS PROXY STATEMENT,
INCLUDING CHANGES TO PROHIBIT LIBERAL
SH
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE AUDIT COMMITTEES FOR FOR Management
SELECTION OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING APRIL 1, 2017.
--------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID: 286082102
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
PROPOSAL ON EXECUTIVE COMPENSATION.
3 TO PROVIDE AN ADVISORY VOTE TO 1 - Year FOR Management
DETERMINE WHETHER A NON-BINDING
ADVISORY VOTE ON EXECUTIVE
COMPENSATION SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4 TO APPROVE THE ADOPTION OF THE 2017 FOR FOR Management
EQUITY INCENTIVE PLAN.
5 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ELIZABETH ARDEN, INC.
Ticker: RDEN Security ID: 28660G106
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: AUG 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JUNE 16,
2016, BY AND AMONG ELIZABETH ARDEN,
INC., REVLON, INC., REVLON CONSUMER
PRODUCTS CORPORATION AND RR
TRANSACTION CORP.
2 PROPOSAL TO APPROVE, BY A NON-BINDING FOR FOR Management
VOTE, THE COMPENSATIONS THAT MAY BE
PAID OR BECOME PAYABLE TO ELIZABETH
ARDEN'S NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO
THE MERGER
3 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING TO A LATER DATE OR TIME IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETIN
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN W. ALTMEYER FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN W. FOR FOR Management
BERSHAD
3 ELECTION OF DIRECTOR: DAVID A. B. BROWN FOR FOR Management
4 ELECTION OF DIRECTOR: ANTHONY J. GUZZI FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD F. HAMM, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: DAVID H. LAIDLEY FOR FOR Management
7 ELECTION OF DIRECTOR: CAROL P. LOWE FOR FOR Management
8 ELECTION OF DIRECTOR: M. KEVIN MCEVOY FOR FOR Management
9 ELECTION OF DIRECTOR: JERRY E. RYAN FOR FOR Management
10 ELECTION OF DIRECTOR: STEVEN B. FOR FOR Management
SCHWARZWAELDER
11 ELECTION OF DIRECTOR: MICHAEL T. YONKER FOR FOR Management
12 APPROVAL BY NON-BINDING ADVISORY VOTE FOR FOR Management
OF EXECUTIVE COMPENSATION.
13 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2017.
15 SHAREHOLDER PROPOSAL REGARDING ACTION AGAINST AGAINST Shareholder
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: KATHRYN FOR FOR Management
C. ZOON, PH.D.
2 ELECTION OF CLASS II DIRECTOR: ZSOLT FOR FOR Management
HARSANYI, PH.D.
3 ELECTION OF CLASS II DIRECTOR: GEORGE FOR FOR Management
JOULWAN
4 ELECTION OF CLASS II DIRECTOR: LOUIS W. FOR FOR Management
SULLIVAN, M.D.
5 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
6 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD W. BLAKEY FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS D. DIRKS FOR FOR Management
3 TO APPROVE THE COMPANY'S EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE.
5 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT ACCOUNTING FIRM,
ERNST & YOUNG LLP, FOR 2017.
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 APPROVAL OF THE ENCORE CAPITAL GROUP, FOR FOR Management
INC. 2017 INCENTIVE AWARD PLAN.
4 RATIFICATION OF SELECTION OF BDO USA, FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
--------------------------------------------------------------------------------
ENCORE WIRE CORPORATION
Ticker: WIRE Security ID: 292562105
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, IN A NON-BINDING FOR FOR Management
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 DETERMINATION, IN A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, WHETHER A STOCKHOLDER
VOTE TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO, OR THREE
YEARS.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
5 PROPOSAL TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE ENCORE WIRE
CORPORATION 2010 STOCK OPTION PLAN.
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: JAN 30, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CYNTHIA J. FOR FOR Management
BRINKLEY
2 ELECTION OF DIRECTOR: JOHN E. KLEIN FOR FOR Management
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
5 VOTE TO AMEND AND RESTATE THE AMENDED FOR FOR Management
AND RESTATED ARTICLES OF INCORPORATION
TO PROVIDE FOR THE DECLASSIFICATION OF
THE COMPANY'S BOARD OF DIRECTORS
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: HOWARD FOR FOR Management
I. HOFFEN
2 ELECTION OF CLASS III DIRECTOR: JOSEPH FOR FOR Management
C. MUSCARI
3 ELECTION OF CLASS III DIRECTOR: DAVID FOR FOR Management
M. SHAFFER
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS ENERSYS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING MARCH 31, 2017.
5 AN ADVISORY VOTE TO APPROVE ENERSYS' FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN R. BLIND FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
SCHAEFER
3 ELECTION OF DIRECTOR: JAMES C. TAYLOR FOR FOR Management
4 RATIFICATION OF GRANT THORNTON LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
5 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, EXECUTIVE COMPENSATION
6 IN THEIR DISCRETION, THE PROXIES ARE FOR AGAINST Management
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC.
Ticker: ENVA Security ID: 29357K103
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ELLEN CARNAHAN FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL R. FEEHAN FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
GOODYEAR
5 ELECTION OF DIRECTOR: JAMES A. GRAY FOR FOR Management
6 ELECTION OF DIRECTOR: DAVID C. HABIGER FOR FOR Management
7 ELECTION OF DIRECTOR: GREGG A. KAPLAN FOR FOR Management
8 ELECTION OF DIRECTOR: MARK P. MCGOWAN FOR FOR Management
9 ELECTION OF DIRECTOR: MARK A. TEBBE FOR FOR Management
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ON AN ADVISORY BASIS, TO APPROVE THE FOR FOR Management
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 ON AN ADVISORY BASIS, WHETHER FUTURE 1 - Year FOR Management
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION SHOULD BE HELD EVERY.
4 TO APPROVE OUR AMENDED AND RESTATED FOR FOR Management
SENIOR EXECUTIVE ANNUAL PERFORMANCE
PLAN.
5 TO APPROVE OUR AMENDED AND RESTATED FOR FOR Management
LONG-TERM INCENTIVE PLAN.
6 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
BRADLEY
2 ELECTION OF DIRECTOR: R. NICHOLAS BURNS FOR FOR Management
3 ELECTION OF DIRECTOR: DANIEL W. FOR FOR Management
CHRISTMAN
4 ELECTION OF DIRECTOR: JAMES F. FOR FOR Management
GENTILCORE
5 ELECTION OF DIRECTOR: JAMES P. LEDERER FOR FOR Management
6 ELECTION OF DIRECTOR: BERTRAND LOY FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL L. H. OLSON FOR FOR Management
8 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN FOR FOR Management
9 RATIFY APPOINTMENT OF KPMG LLP AS FOR FOR Management
ENTEGRIS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
10 APPROVAL, BY NON-BINDING VOTE, OF THE FOR FOR Management
COMPENSATION PAID TO ENTEGRIS, INC.'S
NAMED EXECUTIVE OFFICERS (ADVISORY
VOTE).
11 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES (ADVISORY VOTE).
12 APPROVAL OF THE SECOND AMENDED AND FOR FOR Management
RESTATED ENTEGRIS INCENTIVE PLAN.
--------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONSIDER THE RE-APPROVAL OF THE FOR FOR Management
ENTERCOM ANNUAL INCENTIVE PLAN.
3 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
4 TO CONDUCT AN ADVISORY VOTE ON THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION
5 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP
Ticker: EFSC Security ID: 293712105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL A, RATIFICATION OF THE FOR FOR Management
SELECTION OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3 PROPOSAL B, AN ADVISORY (NON-BINDING) FOR FOR Management
VOTE TO APPROVE OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
EP ENERGY CORPORATION
Ticker: EPE Security ID: 268785102
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION ("SAY-ON-PAY").
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
EPIQ SYSTEMS, INC.
Ticker: EPIQ Security ID: 26882D109
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: TOM W. OLOFSON FOR FOR Management
2 ELECTION OF DIRECTOR: EDWARD M. FOR FOR Management
CONNOLLY, JR.
3 ELECTION OF DIRECTOR: JEFFREY R. FOR FOR Management
GALGANO
4 ELECTION OF DIRECTOR: DOUGLAS M. GASTON FOR FOR Management
5 ELECTION OF DIRECTOR: PAUL N. GORUP FOR FOR Management
6 ELECTION OF DIRECTOR: BARRY D. LEBLANC FOR FOR Management
7 ELECTION OF DIRECTOR: JOEL PELOFSKY FOR FOR Management
8 ELECTION OF DIRECTOR: KEVIN L. ROBERT FOR FOR Management
9 ELECTION OF DIRECTOR: W. BRYAN FOR FOR Management
SATTERLEE
10 ELECTION OF DIRECTOR: BRAD D. SCOTT FOR FOR Management
11 ELECTION OF DIRECTOR: GREGORY M. SHARE FOR FOR Management
12 ELECTION OF DIRECTOR: MICHAEL SUCHSLAND FOR FOR Management
13 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (SAY-ON-PAY).
14 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS EPIQ SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
15 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE EPIQ SYSTEMS, INC.
2004 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
EPIQ SYSTEMS, INC.
Ticker: EPIQ Security ID: 26882D109
Meeting Date: SEP 27, 2016 Meeting Type: Special
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO CONSIDER AND VOTE TO FOR FOR Management
APPROVE THE AGREEMENT AND PLAN OF
MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"),
DATED AS OF JULY 26, 2016, BY AND
AMONG DOCUMENT TECHNOLOGIES, LLC, DTI
MERGER SUB, INC. AND EPIQ SYSTEMS, INC.
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
EPIQ SYSTEMS, INC. IN CONNECTION WITH
THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
EPLUS INC.
Ticker: PLUS Security ID: 294268107
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
3 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
ERA GROUP INC.
Ticker: ERA Security ID: 26885G109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENT NO. 1 TO THE ERA FOR FOR Management
GROUP INC. 2013 EMPLOYEE STOCK
PURCHASE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
EROS INTERNATIONAL PLC
Ticker: EROS Security ID: G3788M114
Meeting Date: DEC 01, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO RECEIVE AND ADOPT THE FOR FOR Management
COMPANY'S ANNUAL REPORT AND ACCOUNTS
ON FORM 20-F FOR THE YEAR ENDED MARCH
31, 2016.
2 PROPOSAL TO REAPPOINT MR. DILIP FOR FOR Management
THAKKAR AS A DIRECTOR.
3 PROPOSAL TO REAPPOINT MR. SUNIL LULLA FOR FOR Management
AS A DIRECTOR.
4 PROPOSAL TO REAPPOINT MS. RISHIKA FOR FOR Management
LULLA SINGH AS A DIRECTOR.
5 PROPOSAL TO RE-APPOINT GRANT THORNTON FOR FOR Management
INDIA LLP AS AUDITORS.
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 03, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTING FIRM FOR FISCAL 2017.
3 SAY ON PAY- AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
4 SAY-ON-PAY FREQUENCY - AN ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ESSENDANT INC.
Ticker: ESND Security ID: 296689102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 APPROVAL OF ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 APPROVAL OF ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
ESSENT GROUP LTD
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 REAPPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2017 AND UNTIL THE 2018
ANNUAL GENERAL MEETING OF
SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS'
COMPENSATION TO TH
3 PROVIDE A NON-BINDING, ADVISORY VOTE FOR FOR Management
ON OUR EXECUTIVE COMPENSATION.
4 APPROVE THE ESSENT GROUP LTD. ANNUAL FOR FOR Management
INCENTIVE PLAN.
5 APPROVE THE ESSENT GROUP LTD. 2013 FOR FOR Management
LONG-TERM INCENTIVE PLAN, AS AMENDED
AND RESTATED.
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. CAVE FOR FOR Management
2 ELECTION OF DIRECTOR: ANTHONY P. FOR FOR Management
FRANCESCHINI
3 ELECTION OF DIRECTOR: NILS E. LARSEN FOR FOR Management
4 TO CONSIDER AND APPROVE THE COMPANY'S FOR FOR Management
AMENDED AND RESTATED 2013 EQUITY
INCENTIVE PLAN.
5 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016.
6 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
7 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 29,
2017.
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: M. FAROOQ FOR FOR Management
KATHWARI
2 ELECTION OF DIRECTOR: JAMES B. CARLSON FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN J. DOONER, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: DOMENICK J. FOR FOR Management
ESPOSITO
5 ELECTION OF DIRECTOR: MARY GARRETT FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES W. FOR FOR Management
SCHMOTTER
7 ELECTION OF DIRECTOR: TARA I. STACOM FOR FOR Management
8 TO APPROVE BY-LAW AMENDMENTS RELATED FOR FOR Management
TO THE PROCEDURES FOR STOCKHOLDERS TO
NOMINATE DIRECTORS OR PROPOSE OTHER
MATTERS FOR CONSIDERATION AT
STOCKHOLDER MEETINGS.
9 TO APPROVE BY-LAW AMENDMENTS TO FOR FOR Management
IMPLEMENT "PROXY ACCESS".
10 TO APPROVE BY-LAW AMENDMENTS TO FOR FOR Management
IMPLEMENT MAJORITY VOTING IN
UNCONTESTED DIRECTOR ELECTIONS.
11 TO APPROVE CERTIFICATE OF FOR FOR Management
INCORPORATION AND BY-LAW AMENDMENTS TO
ALLOW FOR STOCKHOLDER REMOVAL OF
DIRECTORS WITH OR WITHOUT CAUSE AND TO
DELETE OBSOLETE PROVISIONS FROM, AND
EFFECT CLARIFYING CHANGES TO, THE
CERTIFICATE OF INCORPORATION.
12 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
13 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: M. FOR FOR Management
MICHELE BURNS
2 ELECTION OF CLASS II DIRECTOR: JOSH FOR FOR Management
SILVERMAN
3 ELECTION OF CLASS II DIRECTOR: FRED FOR FOR Management
WILSON
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
6 ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP
Ticker: EVER Security ID: 29977G102
Meeting Date: NOV 09, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF AUGUST 7, 2016, BY
AND AMONG THE COMPANY, TEACHERS
INSURANCE AND ANNUITY ASSOCIATION OF
AMERICA, TCT HOLDINGS, INC. AND
DOLPHIN SUB CORPORATION, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO
TIME.
2 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF THE COMPANY MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH THE COMPANY.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES
IN FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------
EVERCORE PARTNERS INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO PROVIDE AN ADVISORY, NON-BINDING 1 - Year FOR Management
VOTE REGARDING THE FREQUENCY OF
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
EVERI HOLDINGS INC.
Ticker: EVRI Security ID: 30034T103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
3 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
CERTIFICATE OF INCORPORATION TO
REPLACE SUPERMAJORITY VOTING
REQUIREMENTS WITH MAJORITY VOTING
REQUIREMENTS IN ARTICLE VII, SECTION B
(AMENDMENTS TO OUR BYLAWS).
5 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
CERTIFICATE OF INCORPORATION TO
REPLACE SUPERMAJORITY VOTING
REQUIREMENTS WITH MAJORITY VOTING
REQUIREMENTS IN ARTICLE IX (CERTAIN
AMENDMENTS TO OUR CERTIFICATE OF
INCORPORATION).
6 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE EVERI HOLDINGS INC.
2014 EQUITY INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE MAXIMUM
AGGREGATE NUMBER OF SHARES THAT MAY BE
ISSUED THEREUNDER BY 3,500,000 SHARES.
7 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE MEASURES THAT APPLY TO
AWARDS INTENDED TO QUALIFY AS
PERFORMANCE-BASED COMPENSATION UNDER
THE PROPOSED EVERI HOLDINGS INC.
AMENDED AND RESTATED 2014 EQUITY
INCENTIVE PLAN.
8 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS OUR AUDITOR ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
EXACTECH, INC.
Ticker: EXAC Security ID: 30064E109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON THE NAMED EXECUTIVE
OFFICERS' COMPENSATION.
3 APPROVE THE NON-BINDING ADVISORY 1 - Year FOR Management
RESOLUTION ON THE FREQUENCY OF THE
ADVISORY VOTE ON THE NAMED EXECUTIVE
OFFICERS' COMPENSATION.
4 RATIFY SELECTION OF RSM US LLP AS THE FOR FOR Management
COMPANY'S PRINCIPAL INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
EXCO RESOURCES, INC.
Ticker: XCO Security ID: 269279402
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL, PURSUANT TO NYSE RULES, FOR FOR Management
OF THE ISSUANCE OF THE COMPANY'S
COMMON SHARES AS PAYMENT FOR THE
INTEREST DUE UNDER CERTAIN OF ITS
INDEBTEDNESS. ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
3 THE APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CHARTER TO, AT THE BOARD'S
DISCRETION, EFFECT A REVERSE SHARE
SPLIT AND AUTHORIZED SHARE REDUCTION. .
..(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
7 THE APPROVAL OF ANY ADJOURNMENTS OF FOR FOR Management
THE ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT THE
SOLICITATION OF ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE ANNUAL MEETING TO ADOPT
PROPOSAL 2 OR 3.
--------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC.
Ticker: EXLS Security ID: 302081104
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID KELSO FOR FOR Management
2 ELECTION OF DIRECTOR: SOM MITTAL FOR FOR Management
3 ELECTION OF DIRECTOR: CLYDE OSTLER FOR FOR Management
4 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR 2017
5 THE APPROVAL, ON A NON-BINDING BASIS, FOR FOR Management
OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY
6 THE DETERMINATION, ON A NON-BINDING 1 - Year FOR Management
BASIS, OF THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
EXPONENT, INC.
Ticker: EXPO Security ID: 30214U102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL R. GAULKE FOR FOR Management
2 ELECTION OF DIRECTOR: PAUL R. FOR FOR Management
JOHNSTON, PH.D.
3 ELECTION OF DIRECTOR: CAROL LINDSTROM FOR FOR Management
4 ELECTION OF DIRECTOR: KAREN A. FOR FOR Management
RICHARDSON
5 ELECTION OF DIRECTOR: JOHN B. SHOVEN, FOR FOR Management
PH.D.
6 ELECTION OF DIRECTOR: DEBRA L. ZUMWALT FOR FOR Management
7 TO RATIFY THE APPOINTMENT OF KPMG LLP, FOR FOR Management
AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDED
DECEMBER 29, 2017.
8 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL 2016.
9 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
10 TO CONSIDER AND APPROVE AN AMENDMENT FOR FOR Management
OF THE AMENDED AND RESTATED 2008
EQUITY INCENTIVE PLAN.
11 TO CONSIDER AND APPROVE AN AMENDMENT FOR FOR Management
OF THE 2008 EMPLOYEE STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: MICHAEL FOR FOR Management
ARCHBOLD
2 ELECTION OF CLASS I DIRECTOR: PETER FOR FOR Management
SWINBURN
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION (SAY-ON-PAY).
4 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS EXPRESS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
5 APPROVAL OF THE INTERNAL REVENUE CODE FOR FOR Management
SECTION 162(M) PERFORMANCE GOALS AND
VARIOUS ANNUAL GRANT LIMITATIONS UNDER
THE EXPRESS, INC. 2010 INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: STAY Security ID: 30224P200
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
THE CORPORATION'S EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: Security ID: 30224P211
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
ESH REIT'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 18, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP, FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS INDEPENDENT
AUDITORS FOR EXTREME NETWORKS, INC.
FOR THE FISCAL YEAR ENDING JUNE 30,
2017.
4 TO RATIFY AMENDMENT NO. 4 TO THE FOR FOR Management
COMPANY'S AMENDED AND RESTATED RIGHTS
AGREEMENT, DATED AS OF APRIL 26, 2012,
AS AMENDED, TO EXTEND THE AGREEMENT
UNTIL MAY 31, 2017.
5 TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE EXTREME NETWORKS,
INC. 2013 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
F.N.B. CORPORATION
Ticker: FNB Security ID: 302520101
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date: OCT 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF F.N.B. FOR FOR Management
COMMON STOCK PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF JULY
20, 2016, BETWEEN F.N.B. CORPORATION
AND YADKIN FINANCIAL CORPORATION (THE
"F.N.B. STOCK ISSUANCE PROPOSAL").
2 APPROVAL OF ONE OR MORE ADJOURNMENTS FOR FOR Management
OF THE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF APPROVAL OF THE F.
N.B. STOCK ISSUANCE PROPOSAL (THE "F.N.
B. ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------
F.N.B. CORPORATION
Ticker: FNB Security ID: 302520101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION.
3 ADOPTION OF AN ADVISORY (NON-BINDING) 1 - Year FOR Management
RESOLUTION ON THE FREQUENCY OF FUTURE
SHAREHOLDER ADVISORY VOTES TO APPROVE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS F.N.B.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
FAIRMOUNT SANTROL HOLDINGS INC.
Ticker: FMSA Security ID: 30555Q108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION
4 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE FAIRMOUNT
SANTROL HOLDINGS INC. 2014 LONG TERM
INCENTIVE PLAN, AS AMENDED
5 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC.
Ticker: FRP Security ID: 305560302
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 3, 2016,
AS THE SAME MAY BE AMENDED FROM TIME
TO TIME (THE "MERGER AGREEMENT"), BY
AND AMONG FAIRPOINT COMMUNICATIONS,
INC. ("FAIRPOINT"), CONSOLIDATED
COMMUNICATIONS HOLDINGS, INC., A DEL
2 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE CHANGE IN CONTROL
PAYMENTS TO FAIRPOINT'S NAMED
EXECUTIVE OFFICERS.
3 APPROVAL OF THE ADJOURNMENT OR FOR FOR Management
POSTPONEMENT OF THE FAIRPOINT SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
FOR, AMONG OTHER REASONS, THE
SOLICITATION OF ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE FAIRPOINT
SPECIAL
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF GRANT THORNTON LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
3 NON-BINDING RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4 NON-BINDING VOTE TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE NON-BINDING VOTES
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
Ticker: FFG Security ID: 30239F106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC.
Ticker: FCB Security ID: 30255G103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, ON A NONBINDING FOR FOR Management
ADVISORY BASIS, THE COMPENSATION PAID
TO THE NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO RATIFY INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS FEDERAL SIGNAL
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 ADVISORY VOTE ON THE COMPENSATION FOR FOR FOR Management
NAMED EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION FOR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
FIDELITY & GUARANTY LIFE
Ticker: FGL Security ID: 315785105
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING SEPTEMBER 30,
2016.
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNFV Security ID: 31620R402
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
3 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON THE COMPENSATION PAID TO
OUR NAMED EXECUTIVE OFFICERS.
4 SELECTION, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, OF THE FREQUENCY (ANNUAL OR "1
YEAR", BIENNIAL OR "2 YEARS", OR
TRIENNIAL OR "3 YEARS") WITH WHICH WE
SOLICIT FUTURE NON-BINDING ADVISORY
VOTES ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION
Ticker: LION Security ID: 316394105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES B. MILLER, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: MAJOR GENERAL FOR FOR Management
(RET) DAVID R. BOCKEL
3 ELECTION OF DIRECTOR: WM. MILLARD FOR FOR Management
CHOATE
4 ELECTION OF DIRECTOR: DONALD A. HARP, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: KEVIN S. KING FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM C. FOR FOR Management
LANKFORD, JR.
7 ELECTION OF DIRECTOR: H. PALMER FOR FOR Management
PROCTOR, JR.
8 ELECTION OF DIRECTOR: W. CLYDE FOR FOR Management
SHEPHERD III
9 ELECTION OF DIRECTOR: RANKIN M. SMITH, FOR FOR Management
JR.
10 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
11 ADVISORY (NON-BINDING) VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP, INC
Ticker: FRGI Security ID: 31660B101
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO ADOPT, ON AN ADVISORY BASIS, A FOR FOR Management
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION."
3 TO APPROVE THE FIESTA RESTAURANT FOR FOR Management
GROUP, INC. 2012 STOCK INCENTIVE PLAN,
AS AMENDED, FOR PURPOSES OF COMPLYING
WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
5 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
FIESTA RESTAURANT GROUP, INC. FOR THE
2017 FISCAL YEAR.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO ADOPT, ON AN WITHHOLD FOR Management
ADVISORY BASIS, A NON-BINDING
RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
3 COMPANY'S PROPOSAL TO APPROVE THE WITHHOLD FOR Management
FIESTA RESTAURANT GROUP, INC. 2012
STOCK INCENTIVE PLAN, AS AMENDED, FOR
PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
4 COMPANY'S PROPOSAL TO APPROVE AN FOR FOR Management
AMENDMENT TO THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION TO
IMPLEMENT A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 COMPANY'S PROPOSAL TO RATIFY THE WITHHOLD FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FIESTA RESTAURANT
GROUP, INC. FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP, INC
Ticker: FRGI Security ID: 31660B101
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO ADOPT, ON AN ADVISORY BASIS, A FOR FOR Management
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION."
3 TO APPROVE THE FIESTA RESTAURANT FOR FOR Management
GROUP, INC. 2012 STOCK INCENTIVE PLAN,
AS AMENDED, FOR PURPOSES OF COMPLYING
WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
5 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
FIESTA RESTAURANT GROUP, INC. FOR THE
2017 FISCAL YEAR.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO ADOPT, ON AN WITHHOLD FOR Management
ADVISORY BASIS, A NON-BINDING
RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
3 COMPANY'S PROPOSAL TO APPROVE THE WITHHOLD FOR Management
FIESTA RESTAURANT GROUP, INC. 2012
STOCK INCENTIVE PLAN, AS AMENDED, FOR
PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
4 COMPANY'S PROPOSAL TO APPROVE AN FOR FOR Management
AMENDMENT TO THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION TO
IMPLEMENT A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 COMPANY'S PROPOSAL TO RATIFY THE WITHHOLD FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FIESTA RESTAURANT
GROUP, INC. FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
FINISAR CORPORATION
Ticker: FNSR Security ID: 31787A507
Meeting Date: SEP 06, 2016 Meeting Type: Annual
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS FINISAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 30, 2017.
3 TO VOTE ON A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: KIMBERLY FOR FOR Management
ALEXY
2 ELECTION OF CLASS I DIRECTOR: STEPHEN FOR FOR Management
PUSEY
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 31,
2017.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ELLIOT FOR FOR Management
DAVIS DECOSIMO, PLLC AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR 2017.
3 TO APPROVE, ON A NON-BINDING BASIS, FOR FOR Management
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT
("SAY ON PAY").
--------------------------------------------------------------------------------
FIRST BUSEY CORPORATION
Ticker: BUSE Security ID: 319383204
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN A NONBINDING, ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT,
WHICH IS REFERRED TO AS A "SAY-ON-PAY"
PROPOSAL.
3 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC.
Ticker: FCFS Security ID: 31942D107
Meeting Date: AUG 31, 2016 Meeting Type: Special
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
FIRST CASH FINANCIAL SERVICES, INC.
("FIRST CASH") COMMON STOCK TO THE
SHAREHOLDERS OF CASH AMERICA
INTERNATIONAL, INC. ("CASH AMERICA")
PURSUANT TO THE MERGER (THE "MERGER")
AS CONTEMPLATED BY THE AGREEMENT AND
PLAN O
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, SPECIFIC COMPENSATORY
ARRANGEMENTS RELATING TO THE MERGER
BETWEEN FIRST CASH AND ITS NAMED
EXECUTIVE OFFICERS.
3 TO APPROVE ANY MOTION TO ADJOURN THE FOR FOR Management
FIRST CASH SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE
ISSUANCE OF SHARES OF FIRST CASH
COMMON STOCK TO THE CASH AMERICA
SHAREHOLDERS PUR
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING ADVISORY RESOLUTION FOR FOR Management
("SAY-ON-PAY" RESOLUTION) TO APPROVE
COMPENSATION PAID OR PROVIDED TO
BANCSHARES' EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT FOR
THE ANNUAL MEETING.
3 NON-BINDING ADVISORY VOTE ON WHETHER 1 - Year FOR Management
BANCSHARES SHOULD SUBMIT A SAY-ON-PAY
RESOLUTION FOR A VOTE OF ITS
STOCKHOLDERS EVERY YEAR, EVERY TWO
YEARS, OR EVERY THREE YEARS (A
"SAY-ON-FREQUENCY" VOTE).
4 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DIXON HUGHES GOODMAN LLP AS
BANCSHARES' INDEPENDENT ACCOUNTANTS
FOR 2017.
--------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION
Ticker: FCF Security ID: 319829107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
FIRST COMMUNITY BANCSHARES, INC.
Ticker: FCBC Security ID: 31983A103
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE CORPORATION'S EXECUTIVE
COMPENSATION PROGRAM FOR FISCAL YEAR
2016.
3 TO RECOMMEND, ON A NON-BINDING 3- Years FOR Management
ADVISORY BASIS, THE FREQUENCY OF
FUTURE STOCKHOLDER ADVISORY VOTES ON
THE CORPORATION'S EXECUTIVE
COMPENSATION PROGRAM.
4 THE RATIFICATION OF DIXON HUGHES FOR FOR Management
GOODMAN LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP.
Ticker: FDEF Security ID: 32006W106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONSIDER AND APPROVE A NON-BINDING FOR FOR Management
ADVISORY VOTE ON FIRST DEFIANCE'S
EXECUTIVE COMPENSATION.
3 TO CONSIDER AND VOTE ON AN AMENDMENT FOR FOR Management
TO THE COMPANY'S ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD.
4 TO CONSIDER AND VOTE ON A PROPOSAL TO FOR FOR Management
RATIFY THE APPOINTMENT OF CROWE
HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FIRST DEFIANCE FOR THE YEAR 2017.
--------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AMEND AND RESTATE THE COMPANY'S 2012 FOR FOR Management
STOCK PLAN.
3 RATIFICATION OF CROWE HORWATH LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
4 ADVISORY (NON-BINDING) VOTE ON THE FOR FOR Management
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
5 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE SHAREHOLDER ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC.
Ticker: FFIN Security ID: 32020R109
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2017.
3 ADVISORY, NON-BINDING VOTE ON FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 ADVISORY, NON-BINDING VOTE ON 1 - Year FOR Management
FREQUENCY OF THE VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION
Ticker: THFF Security ID: 320218100
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, BY NON-BINDING VOTE, FOR FOR Management
COMPENSATION PAID TO THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
3 RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 REAPPROVE PERFORMANCE GOALS AND FOR FOR Management
APPROVE AN ANNUAL LIMITATION ON
CASH-BASED AWARDS UNDER THE 2011
OMNIBUS EQUITY INCENTIVE PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER E. BACCILE FOR FOR Management
2 ELECTION OF DIRECTOR: MATTHEW S. FOR FOR Management
DOMINSKI
3 ELECTION OF DIRECTOR: BRUCE W. DUNCAN FOR FOR Management
4 ELECTION OF DIRECTOR: H. PATRICK FOR FOR Management
HACKETT, JR.
5 ELECTION OF DIRECTOR: JOHN RAU FOR FOR Management
6 ELECTION OF DIRECTOR: L. PETER SHARPE FOR FOR Management
7 ELECTION OF DIRECTOR: W. ED TYLER FOR FOR Management
8 TO APPROVE, ON AN ADVISORY (I.E. FOR FOR Management
NON-BINDING) BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2017 ANNUAL MEETING.
9 TO INDICATE, ON AN ADVISORY (I.E. 1 - Year FOR Management
NON-BINDING) BASIS, THE FREQUENCY WITH
WHICH THE COMPANY STOCKHOLDERS WOULD
LIKE TO CAST AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 TO APPROVE ARTICLES OF AMENDMENT TO FOR FOR Management
THE COMPANY'S CHARTER TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK, $.01 PAR VALUE
PER SHARE.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 24, 2017 Meeting Type: Special
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 VOTE ON THE MERGER AGREEMENT, DATED FOR FOR Management
NOVEMBER 17, 2016, BY AND BETWEEN
FIRST INTERSTATE BANCSYSTEM, INC. AND
CASCADE BANCORP PURSUANT TO WHICH
CASCADE WILL MERGE WITH AND INTO FIRST
INTERSTATE.
2 VOTE ON THE AMENDED AND RESTATED FOR FOR Management
ARTICLES OF INCORPORATION OF FIRST
INTERSTATE BANCSYSTEM, INC.
3 VOTE ON A PROPOSAL TO ADJOURN THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT OR THE AMENDED AND RESTA
4 ELECTION OF DIRECTOR: STEVEN J. CORNING FOR FOR Management
5 ELECTION OF DIRECTOR: DANA L. CRANDALL FOR FOR Management
6 ELECTION OF DIRECTOR: CHARLES E. HART. FOR FOR Management
M.D.
7 ELECTION OF DIRECTOR: PETER I. WOLD FOR FOR Management
8 VOTE ON A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
9 CONDUCT A NON-BINDING ADVISORY VOTE ON 2 - Years FOR Management
FREQUENCY OF NON-BINDING ADVISORY
RESOLUTION ON EXECUTIVE COMPENSATION.
10 RATIFICATION OF RSM US LLP AS OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
11 VOTE ON THE AMENDED AND RESTATED FOR FOR Management
BYLAWS OF FIRST INTERSTATE BANCSYSTEM,
INC.
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: NOV 30, 2016 Meeting Type: Special
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF FIRST FOR FOR Management
MIDWEST BANCORP, INC. ("FIRST
MIDWEST") COMMON STOCK IN THE MERGER
AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JUNE 28,
2016, BY AND AMONG FIRST MIDWEST,
STANDARD BANCSHARES, INC. AND BENJAMIN
ACQUISI
2 APPROVAL OF ONE OR MORE ADJOURNMENTS FOR FOR Management
OF THE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS
TO PERMIT THE FURTHER SOLICITATION OF
PROXIES IN FAVOR OF THE STOCK ISSUANCE
PROPOSAL.
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS L. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: PHUPINDER S. GILL FOR FOR Management
3 ELECTION OF DIRECTOR: KATHRYN J. HAYLEY FOR FOR Management
4 ELECTION OF DIRECTOR: FRANK B. MODRUSON FOR FOR Management
5 ELECTION OF DIRECTOR: ELLEN A. RUDNICK FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL J. SMALL FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN C. VAN FOR FOR Management
ARSDELL
8 APPROVAL AND ADOPTION OF AN AMENDMENT FOR FOR Management
TO FIRST MIDWEST BANCORP, INC.'S
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
9 APPROVAL AND ADOPTION OF AN AMENDMENT FOR FOR Management
TO FIRST MIDWEST BANCORP, INC.'S
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM
150,000,000 TO 250,000,000.
10 APPROVAL OF AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION REGARDING THE COMPENSATION
PAID IN 2016 TO FIRST MIDWEST BANCORP,
INC.'S NAMED EXECUTIVE OFFICERS.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS FIRST MIDWEST
BANCORP, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
FIRST NBC BANK HOLDING COMPANY
Ticker: FNBC Security ID: 32115D106
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM D. FOR FOR Management
AARON, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
CARROUCHE
3 ELECTION OF DIRECTOR: LEANDER J. FOR FOR Management
FOLEY, III
4 ELECTION OF DIRECTOR: JOHN F. FRENCH FOR FOR Management
5 ELECTION OF DIRECTOR: LEON L. GIORGIO, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: SHIVAN GOVINDAN FOR FOR Management
7 ELECTION OF DIRECTOR: L. BLAKE JONES FOR FOR Management
8 ELECTION OF DIRECTOR: LOUIS V. FOR FOR Management
LAURICELLA
9 ELECTION OF DIRECTOR: MARK G. MERLO FOR FOR Management
10 ELECTION OF DIRECTOR: ASHTON J. RYAN, FOR FOR Management
JR.
11 ELECTION OF DIRECTOR: DR. CHARLES C. FOR FOR Management
TEAMER
12 ELECTION OF DIRECTOR: JOSEPH F. TOOMY FOR FOR Management
--------------------------------------------------------------------------------
FIRST NBC BANK HOLDING COMPANY
Ticker: FNBC Security ID: 32115D106
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM D. FOR FOR Management
AARON, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
CARROUCHE
3 ELECTION OF DIRECTOR: LEANDER J. FOR FOR Management
FOLEY, III
4 ELECTION OF DIRECTOR: JOHN F. FRENCH FOR FOR Management
5 ELECTION OF DIRECTOR: LEON L. GIORGIO, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: SHIVAN GOVINDAN FOR FOR Management
7 ELECTION OF DIRECTOR: L. BLAKE JONES FOR FOR Management
8 ELECTION OF DIRECTOR: LOUIS V. FOR FOR Management
LAURICELLA
9 ELECTION OF DIRECTOR: MARK G. MERLO FOR FOR Management
10 ELECTION OF DIRECTOR: ASHTON J. RYAN, FOR FOR Management
JR.
11 ELECTION OF DIRECTOR: DR. CHARLES C. FOR FOR Management
TEAMER
12 ELECTION OF DIRECTOR: JOSEPH F. TOOMY FOR FOR Management
--------------------------------------------------------------------------------
FIRST POTOMAC REALTY TRUST
Ticker: FPO Security ID: 33610F109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: ROBERT H. ARNOLD FOR FOR Management
2 ELECTION OF TRUSTEE: JAMES P. HOFFMANN FOR FOR Management
3 ELECTION OF TRUSTEE: ROBERT MILKOVICH FOR FOR Management
4 ELECTION OF TRUSTEE: KATI M. PENNEY FOR FOR Management
5 ELECTION OF TRUSTEE: THOMAS E. ROBINSON FOR FOR Management
6 ELECTION OF TRUSTEE: TERRY L. STEVENS FOR FOR Management
7 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
8 ADVISORY (NON-BINDING) APPROVAL OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
9 ADVISORY (NON-BINDING) RECOMMENDATION 1 - Year FOR Management
OF THE FREQUENCY OF HOLDING
SHAREHOLDER ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S FIRST AMENDED AND RESTATED
DECLARATION OF TRUST TO ALLOW
SHAREHOLDERS TO AMEND THE COMPANY'S
BYLAWS.
--------------------------------------------------------------------------------
FIRSTCASH, INC.
Ticker: FCFS Security ID: 33767D105
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF RSM FOR FOR Management
US LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017.
3 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
FITBIT, INC.
Ticker: FIT Security ID: 33812L102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE A STOCK OPTION EXCHANGE FOR FOR Management
PROGRAM THAT WOULD ALLOW ELIGIBLE
EMPLOYEES, INCLUDING CERTAIN OF OUR
EXECUTIVE OFFICERS, TO EXCHANGE
"UNDERWATER" STOCK OPTIONS FOR A
LESSER NUMBER OF NEW RESTRICTED STOCK
UNITS UNDER OUR 2015 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOEL D. ANDERSON FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN S. FOR FOR Management
BARCLAY
3 ELECTION OF DIRECTOR: THOMAS M. RYAN FOR FOR Management
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE CURRENT FISCAL YEAR ENDING
FEBRUARY 3, 2018.
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALESSANDRO P. FOR FOR Management
DINELLO
2 ELECTION OF DIRECTOR: JAY J. HANSEN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN D. LEWIS FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID J. MATLIN FOR FOR Management
5 ELECTION OF DIRECTOR: BRUCE E. NYBERG FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES A. OVENDEN FOR FOR Management
7 ELECTION OF DIRECTOR: PETER SCHOELS FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID L. FOR FOR Management
TREADWELL
9 ELECTION OF DIRECTOR: JENNIFER R. WHIP FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
11 TO ADOPT AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
12 TO APPROVE AN AMENDMENT TO THE SECOND FOR FOR Management
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE COMPANY'S
COMMON STOCK.
13 TO APPROVE THE FLAGSTAR BANCORP, INC. FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC.
Ticker: FLXS Security ID: 339382103
Meeting Date: DEC 05, 2016 Meeting Type: Annual
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 TO AMEND ARTICLE IV OF THE AMENDED AND FOR FOR Management
RESTATED ARTICLES OF INCORPORATION
REGARDING AUTHORIZED CAPITAL.
--------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC.
Ticker: FTK Security ID: 343389102
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHELLE M. ADAMS FOR FOR Management
2 ELECTION OF DIRECTOR: TED D. BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN W. CHISHOLM FOR FOR Management
4 ELECTION OF DIRECTOR: L. MELVIN COOPER FOR FOR Management
5 ELECTION OF DIRECTOR: CARLA S. HARDY FOR FOR Management
6 ELECTION OF DIRECTOR: KENNETH T. HERN FOR FOR Management
7 ELECTION OF DIRECTOR: L.V. "BUD" FOR FOR Management
MCGUIRE
8 ELECTION OF DIRECTOR: JOHN S. REILAND FOR FOR Management
9 APPROVAL OF NON-BINDING ADVISORY VOTE FOR FOR Management
ON EXECUTIVE COMPENSATION.
10 RATIFICATION OF THE SELECTION OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, HEIN & ASSOCIATES
LLP, AS THE COMPANY'S AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS A DIRECTOR: JOHN J. FOR FOR Management
MCCABE
2 ELECTION OF CLASS A DIRECTOR: DONNA M. FOR FOR Management
O'BRIEN
3 ELECTION OF CLASS A DIRECTOR: MICHAEL FOR FOR Management
J. RUSSO
4 ELECTION OF CLASS A DIRECTOR: CAREN C. FOR FOR Management
YOH
5 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2014 OMNIBUS INCENTIVE PLAN.
6 RATIFICATION OF APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
7 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
8 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
FORESTAR GROUP INC
Ticker: FOR Security ID: 346233109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF FORESTAR'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE EXTENSION OF FORESTAR'S FOR FOR Management
TAX BENEFITS PRESERVATION PLAN.
5 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
FORESTAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
2017.
--------------------------------------------------------------------------------
FORESTAR GROUP INC
Ticker: FOR Security ID: 346233109
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 THE PROPOSAL TO ADOPT THE AGREEMENT FOR FOR Management
AND PLAN OF MERGER, DATED AS OF APRIL
13, 2017, AS IT MAY BE AMENDED FROM
TIME TO TIME, AMONG TERRA FIRMA MERGER
PARENT, L.P., TERRA FIRMA MERGER SUB,
L.P. AND FORESTAR GROUP INC.
2 THE PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING ADVISORY BASIS, SPECIFIED
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO FORESTAR GROUP INC.
'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
3 THE PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC.
Ticker: FET Security ID: 34984V100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 RESOLUTION APPROVING THE FORUM ENERGY FOR FOR Management
TECHNOLOGIES, INC. EMPLOYEE STOCK
PURCHASE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
FORWARD AIR CORPORATION
Ticker: FWRD Security ID: 349853101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS (THE "SAY ON PAY
VOTE").
4 TO APPROVE, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, WHETHER FUTURE SAY ON PAY VOTES
SHOULD OCCUR EVERY ONE, TWO, OR THREE
YEARS (THE "SAY ON FREQUENCY VOTE").
--------------------------------------------------------------------------------
FRANCESCA'S HOLDINGS CORPORATION
Ticker: FRAN Security ID: 351793104
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 3, 2018.
--------------------------------------------------------------------------------
FRANKLIN COVEY CO.
Ticker: FC Security ID: 353469109
Meeting Date: JAN 20, 2017 Meeting Type: Annual
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
3 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2017.
--------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC.
Ticker: FELE Security ID: 353514102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID T. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID A. ROBERTS FOR FOR Management
3 ELECTION OF DIRECTOR: THOMAS R. VERHAGE FOR FOR Management
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
5 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
6 APPROVE THE FRANKLIN ELECTRIC CO., INC. FOR FOR Management
2017 STOCK PLAN.
7 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GEORGE J. CARTER FOR FOR Management
2 ELECTION OF DIRECTOR: GEORGIA MURRAY FOR FOR Management
3 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
4 TO APPROVE, BY NON-BINDING VOTE, OUR FOR FOR Management
EXECUTIVE COMPENSATION.
5 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------
FRED'S, INC.
Ticker: FRED Security ID: 356108100
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF BDO USA, LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY, AS
DESCRIBED IN THE PROXY STATEMENT.
3 APPROVAL ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF THE EXECUTIVE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 APPROVAL, ON AN ADVISORY (NON-BINDING) 1 - Year FOR Management
BASIS, OF THE FREQUENCY OF FUTURE
VOTES ON EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 APPROVAL OF THE FRED'S, INC. 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
BERTHELOT
2 ELECTION OF DIRECTOR: ROBERT S. BUCKLIN FOR FOR Management
3 ELECTION OF DIRECTOR: MADELEINE L. FOR FOR Management
CHAMPION
4 PROPOSAL TO APPROVE AND ADOPT THE FOR FOR Management
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 30, 2016.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM TO THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 29, 2017.
6 PROPOSAL TO APPROVE THE COMPANY'S FOR FOR Management
DIVIDEND PAYMENT FOR THE FISCAL YEAR
ENDED DECEMBER 30, 2016 OF US$0.15 PER
ORDINARY SHARE TO REGISTERED MEMBERS
(SHAREHOLDERS) OF THE COMPANY ON MAY
10, 2017 TO BE PAID ON JUNE 2, 2017.
7 APPROVAL OF AN AMENDMENT TO THE FRESH FOR FOR Management
DEL MONTE PRODUCE INC. 2010 ANNUAL
INCENTIVE PLAN FOR SENIOR EXECUTIVES.
8 PROPOSAL TO APPROVE, BY NON-BINDING FOR FOR Management
VOTE, EXECUTIVE COMPENSATION FOR THE
2016 FISCAL YEAR.
9 PROPOSAL TO RECOMMEND, BY NON-BINDING 1 - Year FOR Management
VOTE, THE FREQUENCY OF SHAREHOLDER
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FTD COMPANIES, INC.
Ticker: FTD Security ID: 30281V108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE THE FTD COMPANIES, INC. FOR FOR Management
THIRD AMENDED AND RESTATED 2013
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRENDA J. BACON FOR FOR Management
2 ELECTION OF DIRECTOR: MARK S. BARTLETT FOR FOR Management
3 ELECTION OF DIRECTOR: CLAUDIO FOR FOR Management
COSTAMAGNA
4 ELECTION OF DIRECTOR: VERNON ELLIS FOR FOR Management
5 ELECTION OF DIRECTOR: NICHOLAS C. FOR FOR Management
FANANDAKIS
6 ELECTION OF DIRECTOR: STEVEN H. GUNBY FOR FOR Management
7 ELECTION OF DIRECTOR: GERARD E. FOR FOR Management
HOLTHAUS
8 ELECTION OF DIRECTOR: LAUREEN E. SEEGER FOR FOR Management
9 VOTE ON THE APPROVAL OF THE FTI FOR FOR Management
CONSULTING, INC. 2017 OMNIBUS
INCENTIVE COMPENSATION PLAN.
10 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
FTI CONSULTING, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
11 VOTE ON AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT FOR
THE 2017 ANNUAL MEETING OF
STOCKHOLDERS.
12 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY (NON-BINDING)
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION
Ticker: FULT Security ID: 360271100
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LISA CRUTCHFIELD FOR FOR Management
2 ELECTION OF DIRECTOR: DENISE L. DEVINE FOR FOR Management
3 ELECTION OF DIRECTOR: PATRICK J. FREER FOR FOR Management
4 ELECTION OF DIRECTOR: GEORGE W. HODGES FOR FOR Management
5 ELECTION OF DIRECTOR: ALBERT MORRISON FOR FOR Management
III
6 ELECTION OF DIRECTOR: JAMES R. MOXLEY FOR FOR Management
III
7 ELECTION OF DIRECTOR: R. SCOTT SMITH, FOR FOR Management
JR.
8 ELECTION OF DIRECTOR: SCOTT A. SNYDER FOR FOR Management
9 ELECTION OF DIRECTOR: RONALD H. SPAIR FOR FOR Management
10 ELECTION OF DIRECTOR: MARK F. STRAUSS FOR FOR Management
11 ELECTION OF DIRECTOR: ERNEST J. WATERS FOR FOR Management
12 ELECTION OF DIRECTOR: E. PHILIP WENGER FOR FOR Management
13 NON-BINDING "SAY-ON-PAY" RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS FOR 2016.
14 NON-BINDING "SAY-WHEN-ON-PAY" 1 - Year FOR Management
RESOLUTION TO RECOMMEND THE FREQUENCY
OF CONDUCTING FULTON'S FUTURE
NON-BINDING "SAY-ON-PAY" VOTES.
15 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS FULTON FINANCIAL CORPORATION'S
INDEPENDENT AUDITOR FOR FISCAL YEAR
ENDING 12/31/17.
--------------------------------------------------------------------------------
FUTUREFUEL CORP
Ticker: FF Security ID: 36116M106
Meeting Date: SEP 08, 2016 Meeting Type: Annual
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
RUBINBROWN LLP AS OUR INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2016.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY FOR AGAINST Management
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------
G&K SERVICES, INC.
Ticker: GK Security ID: 361268105
Meeting Date: NOV 15, 2016 Meeting Type: Annual
Record Date: SEP 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE MERGER FOR FOR Management
AGREEMENT.
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO APPROVE THE PROPOSAL
TO APPROVE THE MERGER AGREEMENT OR IN
4 ELECTION OF DIRECTOR: JOHN S. BRONSON FOR FOR Management
5 ELECTION OF DIRECTOR: WAYNE M. FORTUN FOR FOR Management
6 ELECTION OF DIRECTOR: ERNEST J. MROZEK FOR FOR Management
7 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR
2017.
8 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP.
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36473H104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN E. CODY FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN W. COLL FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT J. DICKEY FOR FOR Management
4 ELECTION OF DIRECTOR: DONALD E. FOR FOR Management
FELSINGER
5 ELECTION OF DIRECTOR: LILA IBRAHIM FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE S. FOR FOR Management
KRAMER
7 ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS FOR FOR Management
8 ELECTION OF DIRECTOR: TONY A. PROPHET FOR FOR Management
9 ELECTION OF DIRECTOR: DEBRA A. SANDLER FOR FOR Management
10 ELECTION OF DIRECTOR: CHLOE R. SLADDEN FOR FOR Management
11 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
12 COMPANY PROPOSAL TO APPROVE AN FOR FOR Management
AMENDMENT TO THE COMPANY'S 2015
OMNIBUS INCENTIVE COMPENSATION PLAN.
13 COMPANY PROPOSAL TO APPROVE, ON AN FOR FOR Management
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
GATX CORPORATION
Ticker: GATX Security ID: 361448103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DIANE M. AIGOTTI FOR FOR Management
2 ELECTION OF DIRECTOR: ANNE L. ARVIA FOR FOR Management
3 ELECTION OF DIRECTOR: ERNST A. HABERLI FOR FOR Management
4 ELECTION OF DIRECTOR: BRIAN A. KENNEY FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES B. REAM FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT J. RITCHIE FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID S. FOR FOR Management
SUTHERLAND
8 ELECTION OF DIRECTOR: CASEY J. SYLLA FOR FOR Management
9 ELECTION OF DIRECTOR: STEPHEN R. WILSON FOR FOR Management
10 ELECTION OF DIRECTOR: PAUL G. YOVOVICH FOR FOR Management
11 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
12 ADVISORY RESOLUTION ON THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
13 APPROVAL OF THE GATX CORPORATION FOR FOR Management
AMENDED AND RESTATED 2012 STOCK
INCENTIVE PLAN
14 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
GCP APPLIED TECHNOLOGIES INC
Ticker: GCP Security ID: 36164Y101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR (TERM FOR FOR Management
EXPIRING 2020): JANICE K. HENRY
2 ELECTION OF CLASS I DIRECTOR (TERM FOR FOR Management
EXPIRING 2020): GREGORY E. POLING
3 ELECTION OF CLASS I DIRECTOR (TERM FOR FOR Management
EXPIRING 2020): DANNY R. SHEPHERD
4 ELECTION OF CLASS III DIRECTOR (TERM FOR FOR Management
EXPIRING 2019): GERALD G. COLELLA
5 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED GCP APPLIED TECHNOLOGIES INC.
EQUITY AND INCENTIVE PLAN (THE "EIP"),
INCLUDING THE MATERIAL TERMS OF THE
PERFORMANCE MEASURES AVAILABLE UNDER
THE EIP
7 ADVISORY, NON-BINDING VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF GCP'S NAMED
EXECUTIVE OFFICERS
8 ADVISORY, NON-BINDING VOTE ON WHETHER 1 - Year FOR Management
THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS
--------------------------------------------------------------------------------
GENER8 MARITIME, INC.
Ticker: GNRT Security ID: Y26889108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF GENER8 MARITIME, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE PERFORMANCE MEASURES FOR FOR Management
INCLUDED IN THE 2010 EQUITY INCENTIVE
PLAN.
3 APPROVAL OF THE ANNUAL PERFORMANCE FOR FOR Management
BONUS PLAN.
4 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5 ADVISORY VOTE ON THE NON-BINDING FOR FOR Management
"SAY-ON-PAY" RESOLUTION TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
6 APPROVAL OF "SAY-ON-PAY FREQUENCY" OF 1 - Year FOR Management
SHAREHOLDER VOTES ON COMPENSATION OF
OUR EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SALLIE B. BAILEY FOR FOR Management
2 ELECTION OF DIRECTOR: EDWARD CHILDS FOR FOR Management
HALL, III
3 ELECTION OF DIRECTOR: GREGORY E. LAWTON FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL T. FOR FOR Management
MCDONNELL
5 ELECTION OF DIRECTOR: CRAIG P. OMTVEDT FOR FOR Management
6 ELECTION OF DIRECTOR: PATRICK M. FOR FOR Management
PREVOST
7 ELECTION OF DIRECTOR: JOHN E. WELSH, FOR FOR Management
III
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS GENERAL CABLE
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
9 APPROVAL ON AN ADVISORY BASIS OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
10 APPROVAL ON AN ADVISORY BASIS OF THE 1 - Year FOR Management
FREQUENCY OF A STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
GENERAL CABLE STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC.
Ticker: GNCMA Security ID: 369385109
Meeting Date: JUN 26, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: BRIDGET FOR FOR Management
L. BAKER
2 ELECTION OF CLASS I DIRECTOR: JERRY A. FOR FOR Management
EDGERTON
3 ELECTION OF CLASS I DIRECTOR: MARK W. FOR FOR Management
KROLOFF
4 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5 TO APPROVE, AS AN ADVISORY VOTE ONLY, FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT FOR THE
ANNUAL MEETING.
6 TO VOTE, AS AN ADVISORY VOTE ONLY, ON 3- Years FOR Management
WHETHER SHAREHOLDER ADVISORY VOTES ON
COMPENSATION OF COMPANY NAMED
EXECUTIVE OFFICERS AS IDENTIFIED IN
CORRESPONDING COMPANY PROXY STATEMENTS
OUGHT TO OCCUR EVERY ONE, TWO OR THREE
YEARS (SELECT ONE).
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
3 AN ADVISORY VOTE ON THE DESIRED 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE, ON AN ADVISORY BASIS, 1 - Year FOR Management
WHETHER AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR ONCE EVERY ONE,
TWO OR THREE YEARS.
5 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
GENTHERM INCORPORATED 2013 EQUITY
INCENTIVE PLAN (1) INCREASING BY
2,000,000 THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK THAT MAY BE ISSUED
PURSUANT TO AWARDS GRANTED UNDER THE
PLAN AND (2) INCREASING THE RATIO USED
TO COUN
--------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
Ticker: GEOS Security ID: 37364X109
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
BDO USA, LLP, INDEPENDENT PUBLIC
ACCOUNTANTS, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING SEPTEMBER 30, 2017.
3 TO APPROVE THE FOLLOWING NON-BINDING, FOR FOR Management
ADVISORY RESOLUTION: "RESOLVED, THAT
THE STOCKHOLDERS APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S 2017 PROXY STATEMENT
PURSUANT TO THE DISCLOSURE RULES OF
THE SECUR
4 TO CAST A NON-BINDING, ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF THE ADVISORY VOTE
ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEO LIEBOWITZ FOR FOR Management
2 ELECTION OF DIRECTOR: MILTON COOPER FOR FOR Management
3 ELECTION OF DIRECTOR: PHILIP E. FOR FOR Management
COVIELLO
4 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
CONSTANT
5 ELECTION OF DIRECTOR: RICHARD E. MONTAG FOR FOR Management
6 ELECTION OF DIRECTOR: HOWARD B. FOR FOR Management
SAFENOWITZ
7 APPROVAL OF THE GETTY REALTY CORP. FOR FOR Management
SECOND AMENDED AND RESTATED 2004
OMNIBUS INCENTIVE COMPENSATION PLAN.
8 ADVISORY (NON-BINDING) VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION (SAY-ON-PAY).
9 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SHARON M. BRADY FOR FOR Management
2 ELECTION OF DIRECTOR: FRANK G. HEARD FOR FOR Management
3 ELECTION OF DIRECTOR: CRAIG A. HINDMAN FOR FOR Management
4 ELECTION OF DIRECTOR: VINOD M. KHILNANI FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
MONTAGUE
6 ELECTION OF DIRECTOR: JAMES B. NISH FOR FOR Management
7 TIMING OF ADVISORY VOTE ON EXECUTIVE 1 - Year FOR Management
COMPENSATION (SAY-WHEN-ON-PAY).
8 ADVISORY APPROVAL ON THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION (SAY-ON-PAY).
9 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
SPECIAL PERFORMANCE STOCK UNIT GRANT.
10 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
ANNUAL PERFORMANCE STOCK UNIT GRANT.
11 APPROVAL OF FIRST AMENDMENT TO THE FOR FOR Management
GIBRALTAR INDUSTRIES INC. 2015 EQUITY
INCENTIVE PLAN.
12 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF GLACIER BANCORP, INC.'S NAMED
EXECUTIVE OFFICERS.
3 TO VOTE, IN AN ADVISORY (NON-BINDING) 1 - Year FOR Management
CAPACITY, ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
GLACIER BANCORP, INC.'S NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF BKD, LLP FOR FOR Management
AS GLACIER BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY OUR AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker: BRSS Security ID: 37953G103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VICKI L. AVRIL FOR FOR Management
2 ELECTION OF DIRECTOR: DONALD L. MARSH FOR FOR Management
3 ELECTION OF DIRECTOR: BRADFORD T. RAY FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN H. WALKER FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN J. WASZ FOR FOR Management
6 ELECTION OF DIRECTOR: MARTIN E. WELCH, FOR FOR Management
III
7 ELECTION OF DIRECTOR: RONALD C. FOR FOR Management
WHITAKER
8 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
9 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
GLOBAL NET LEASE
Ticker: GNL Security ID: 379378102
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE ON A PROPOSAL TO FOR FOR Management
APPROVE THE TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF AUGUST 8, 2016 (THE
"MERGER AGREEMENT") BY AND AMONG THE
COMPANY, GLOBAL NET LEASE OPERATING
PARTNERSHIP, L.P., THE COMPANY'S OPER
2 TO CONSIDER AND VOTE ON A PROPOSAL TO FOR FOR Management
ADJOURN THE SPECIAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY OR
APPROPRIATE, AS DETERMINED BY GNL, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE THE
TRANSACTIONS CONTEMPLATED BY THE
MERGER AG
--------------------------------------------------------------------------------
GLOBAL NET LEASE
Ticker: GNL Security ID: 379378201
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD M. WEIL, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: LEE M. ELMAN FOR FOR Management
3 ELECTION OF DIRECTOR: JAMES L. NELSON FOR FOR Management
4 ELECTION OF DIRECTOR: P. SUE PERROTTY FOR FOR Management
5 ELECTION OF DIRECTOR: EDWARD G. RENDELL FOR FOR Management
6 ELECTION OF DIRECTOR: ABBY M. WENZEL FOR FOR Management
7 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
GLOBUS MEDICAL, INC.
Ticker: GMED Security ID: 379577208
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID M. DEMSKI FOR FOR Management
2 ELECTION OF DIRECTOR: KURT C. WHEELER FOR FOR Management
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
4 TO APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (THE SAY-ON-PAY
VOTE).
--------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION
Ticker: GORO Security ID: 38068T105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
4 RATIFY EKS&H LLLP AS INDEPENDENT FOR FOR Management
REGISTERED ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
GOPRO, INC.
Ticker: GPRO Security ID: 38268T103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 APPROVAL OF THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST
Ticker: GOV Security ID: 38376A103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF MANAGING TRUSTEE: BARRY M. FOR FOR Management
PORTNOY
2 ELECTION OF INDEPENDENT TRUSTEE: FOR FOR Management
JEFFREY P. SOMERS
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC.
Ticker: LOPE Security ID: 38526M106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN E. MUELLER FOR FOR Management
2 ELECTION OF DIRECTOR: SARA R. DIAL FOR FOR Management
3 ELECTION OF DIRECTOR: JACK A. HENRY FOR FOR Management
4 ELECTION OF DIRECTOR: KEVIN F. WARREN FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID J. JOHNSON FOR FOR Management
6 TO ADOPT OUR 2017 EQUITY INCENTIVE FOR FOR Management
PLAN (INCLUDING, WITHOUT LIMITATION,
CERTAIN MATERIAL TERMS OF THE 2017
PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE, AS AMENDED).
7 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
8 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
9 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES H. ROBERTS FOR FOR Management
2 ELECTION OF DIRECTOR: GADDI H. VASQUEZ FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID C. DARNELL FOR FOR Management
4 ELECTION OF DIRECTOR: CELESTE B. MASTIN FOR FOR Management
5 TO RATIFY THE DIRECTORSHIP OF PATRICIA FOR FOR Management
D. GALLOWAY, APPOINTED BY THE BOARD ON
FEBRUARY 8, 2017.
6 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
7 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
8 TO RATIFY THE APPOINTMENT BY THE FOR FOR Management
AUDIT/COMPLIANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS
GRANITE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL, ON A NON-BINDING FOR FOR Management
ADVISORY BASIS, OF THE COMPENSATION OF
GRAY TELEVISION, INC.'S NAMED
EXECUTIVE OFFICERS (THE "SAY-ON-PAY"
VOTE).
3 A NON-BINDING ADVISORY VOTE RELATING 3- Years FOR Management
TO THE FREQUENCY (EVERY ONE, TWO OR
THREE YEARS) OF GRAY TELEVISION, INC.
'S FUTURE NON- BINDING SAY-ON-PAY
VOTES.
4 THE APPROVAL OF THE GRAY TELEVISION, FOR FOR Management
INC. 2017 EQUITY AND INCENTIVE
COMPENSATION PLAN.
5 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
RSM US LLP AS GRAY TELEVISION, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC.
Ticker: GSBC Security ID: 390905107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
BKD, LLP AS GREAT SOUTHERN BANCORP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 27, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY ADVISORY VOTE, A FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
3 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF AMENDMENTS TO GREEN DOT'S FOR FOR Management
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND
MAKE OTHER RELATED CHANGES.
2 ELECTION OF DIRECTOR: J. CHRIS BREWSTER FOR FOR Management
3 ELECTION OF DIRECTOR: RAJEEV V. DATE FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS GREEN DOT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
7 APPROVAL OF AMENDMENTS TO GREEN DOT'S FOR FOR Management
2010 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2009 EQUITY INCENTIVE PLAN
(THE "PLAN") TO (I) ADD MINIMUM
VESTING REQUIREMENTS FOR ALL GRANTS AT
NO LESS THAN ONE YEAR FOR ALL BUT 5%
OF AWARDS UNDER THE PLAN, AND (II)
INCREASE THE AGGREGATE NUMBER OF
SHARES THAT
3 TO CAST AN ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPANY'S EXECUTIVE COMPENSATION.
4 TO CAST AN ADVISORY VOTE ON THE 3- Years FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
GREENHILL & CO., INC.
Ticker: GHL Security ID: 395259104
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP TO SERVE AS GREENHILL'S
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE RESOLUTION APPROVING FOR FOR Management
THE COMPENSATION OF OUR EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 FREQUENCY OF FUTURE ADVISORY VOTES ON 1 - Year FOR Management
THE COMPENSATION OF OUR EXECUTIVE
OFFICERS.
4 RATIFICATION OF THE SELECTION BY OUR FOR FOR Management
AUDIT COMMITTEE OF GRANT THORNTON LLP
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
3 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION ADVISORY VOTES
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473107
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB Security ID: 400110102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS GRUBHUB INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE GUESS?, INC. 2004
EQUITY INCENTIVE PLAN.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
6 SHAREHOLDER PROPOSAL REGARDING AGAINST AGAINST Shareholder
SHAREHOLDER APPROVAL OF FUTURE
SEVERANCE ARRANGEMENTS WITH SENIOR
EXECUTIVES.
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL G. MOORE FOR FOR Management
2 ELECTION OF DIRECTOR: CRAIG GROESCHEL FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID L. HOUSTON FOR FOR Management
4 ELECTION OF DIRECTOR: C. DOUG JOHNSON FOR FOR Management
5 ELECTION OF DIRECTOR: BEN T. MORRIS FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT E. STRELLER FOR FOR Management
7 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
8 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
OUR INDEPENDENT AUDITORS, GRANT
THORNTON LLP, FOR FISCAL YEAR 2017
9 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF ADVISORY
STOCKHOLDER VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC.
Ticker: HEES Security ID: 404030108
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE ON NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT.
3 A NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 2,
2017.
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONSIDER AND ACT UPON AN ADVISORY FOR FOR Management
VOTE REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3 TO APPROVE AN AMENDMENT TO HAEMONETICS FOR FOR Management
CORPORATION'S 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4 TO APPROVE THE ADOPTION OF THE FOR FOR Management
WORLDWIDE EXECUTIVE BONUS PLAN.
5 TO RATIFY ERNST & YOUNG LLP AS OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES FOR
THE FISCAL YEAR ENDED APRIL 1, 2017.
--------------------------------------------------------------------------------
HALYARD HEALTH, INC.
Ticker: HYH Security ID: 40650V100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT E. FOR FOR Management
ABERNATHY
2 ELECTION OF DIRECTOR: RONALD W. DOLLENS FOR FOR Management
3 ELECTION OF DIRECTOR: HEIDI K. KUNZ FOR FOR Management
4 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY'S
2017 FINANCIAL STATEMENTS.
5 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY
Ticker: HBHC Security ID: 410120109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR 2014 FOR FOR Management
LONG TERM INCENTIVE PLAN, TO INCREASE
THE NUMBER OF SHARES AVAILABLE AND TO
RE-APPROVE THE MATERIAL TERMS OF
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS.
5 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
BOOKS OF THE COMPANY AND ITS
SUBSIDIARIES FOR 2017.
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE AN AMENDMENT TO THE 2002 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 1,500,000 SHARES.
5 TO APPROVE AN AMENDMENT TO THE 1995 FOR FOR Management
STOCK PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 7,000,000
SHARES AND (II) EXTEND THE TERM OF THE
1995 STOCK PLAN TO MARCH 1, 2025.
6 TO APPROVE AN AMENDMENT TO THE 2002 FOR FOR Management
DIRECTOR STOCK PLAN TO (I) INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
400,000 SHARES AND (II) EXTEND THE
TERM OF THE 2002 DIRECTOR STOCK PLAN
TO MARCH 1, 2025.
7 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J.F. EARL FOR FOR Management
2 ELECTION OF DIRECTOR: K.G. EDDY FOR FOR Management
3 ELECTION OF DIRECTOR: D.C. EVERITT FOR FOR Management
4 ELECTION OF DIRECTOR: S.E. GRAHAM FOR FOR Management
5 ELECTION OF DIRECTOR: F.N. GRASBERGER FOR FOR Management
III
6 ELECTION OF DIRECTOR: T.D. GROWCOCK FOR FOR Management
7 ELECTION OF DIRECTOR: E. LA ROCHE FOR FOR Management
8 ELECTION OF DIRECTOR: P.C. WIDMAN FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
10 VOTE, ON AN ADVISORY BASIS, ON NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 VOTE ON THE FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
12 VOTE ON AMENDMENT NO. 1 TO THE 2013 FOR FOR Management
EQUITY AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE DIRECTOR COMPENSATION FOR FOR Management
PLAN, AS AMENDED AND RESTATED.
3 ADVISORY VOTE ON OUR NAMED EXECUTIVES' FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 3- Years FOR Management
STOCKHOLDER VOTE ON OUR NAMED
EXECUTIVES' COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS OUR INDEPENDENT
AUDITOR FOR 2017.
--------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC.
Ticker: HA Security ID: 419879101
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY ERNST & YOUNG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY STATEMENT.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------
HAWKINS, INC.
Ticker: HWKN Security ID: 420261109
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION ("SAY-ON-PAY")
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DONALD C. CAMPION FOR FOR Management
2 ELECTION OF DIRECTOR: MARK M. COMERFORD FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN C. COREY FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT H. GETZ FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL L. SHOR FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM P. WALL FOR FOR Management
7 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE, LLP AS HAYNES'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
8 TO APPROVE THE COMPENSATION OF HAYNES' FOR FOR Management
NAMED EXECUTIVE OFFICERS AS DESCRIBED
UNDER "EXECUTIVE COMPENSATION" IN THE
ACCOMPANYING PROXY STATEMENT.
9 TO APPROVE THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
HEADWATERS INCORPORATED
Ticker: HW Security ID: 42210P102
Meeting Date: FEB 03, 2017 Meeting Type: Special
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE ADOPTION OF THE AGREEMENT FOR FOR Management
AND PLAN OF MERGER, DATED AS OF
NOVEMBER 20, 2016, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND
AMONG HEADWATERS, BORAL LIMITED AND
ENTERPRISE MERGER SUB, INC., APPROVING
THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLU
2 APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION ARRANGEMENTS
THAT MAY BE PAYABLE TO HEADWATERS'
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE COMPLETION OF THE MERGER.
3 APPROVE THE ADJOURNMENT OF THE SPECIAL FOR FOR Management
MEETING FROM TIME TO TIME IF NECESSARY
OR APPROPRIATE IN THE VIEW OF THE
BOARD OF DIRECTORS TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREE
--------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC.
Ticker: HCSG Security ID: 421906108
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AND RATIFY THE SELECTION OF FOR FOR Management
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR ITS CURRENT FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 TO CONSIDER AN ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF SHAREHOLDER ADVICE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC.
Ticker: HTLD Security ID: 422347104
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR 2017.
3 ADVISORY VOTE ON NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION VOTES.
5 PROPOSAL SUBMITTED BY A STOCKHOLDER AGAINST FOR Shareholder
REGARDING MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC.
Ticker: HTLF Security ID: 42234Q102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS L. FLYNN FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE K. LEE FOR FOR Management
3 ELECTION OF DIRECTOR: KURT M. SAYLOR FOR FOR Management
4 APPROVE AN AMENDMENT TO THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 30,000,000
TO 40,000,000 SHARES
5 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017
6 TAKE A NON-BINDING, ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION
7 TAKE A NON-BINDING, ADVISORY VOTE ON 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
HECLA MINING COMPANY
Ticker: HL Security ID: 422704106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PHILLIPS S. FOR FOR Management
BAKER, JR.
2 ELECTION OF DIRECTOR: GEORGE R. JOHNSON FOR FOR Management
3 PROPOSAL TO RATIFY AND APPROVE BDO FOR FOR Management
USA, LLP AS AUDITORS FOR 2017
4 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTE.
6 PROPOSAL TO APPROVE HECLA MINING FOR FOR Management
COMPANY STOCK PLAN FOR NONEMPLOYEE
DIRECTORS
7 PROPOSAL TO APPROVE THE AMENDMENT TO FOR FOR Management
THE CERTIFICATE OF INCORPORATION OF
THE COMPANY INCREASING THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF
THE COMPANY FROM 500,000,000 TO
750,000,000.
8 PROPOSAL TO APPROVE AMENDMENTS TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
AND BYLAWS TO REMOVE CERTAIN 80%
SUPERMAJORITY VOTING PROVISIONS.
9 PROPOSAL TO APPROVE AMENDMENTS TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
AND BYLAWS TO PERMIT SHAREHOLDERS TO
CALL SPECIAL MEETINGS OF SHAREHOLDERS
IN CERTAIN CIRCUMSTANCES.
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 TO APPROVE HOLDING AN ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED.
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2017.
3 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE 2016 COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4 RE-APPROVAL OF CERTAIN TERMS OF FOR FOR Management
HELIX'S 2005 LONG TERM INCENTIVE PLAN
(AS AMENDED AND RESTATED EFFECTIVE
JANUARY 1, 2017) FOR PURPOSES OF
COMPLYING WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5 RECOMMENDATION, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, ON THE FREQUENCY OF
HOLDING THE ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: HERBERT L. HENKEL FOR FOR Management
2 ELECTION OF DIRECTOR: LAWRENCE H. FOR FOR Management
SILBER
3 ELECTION OF DIRECTOR: JAMES H. BROWNING FOR FOR Management
4 ELECTION OF DIRECTOR: PATRICK D. FOR FOR Management
CAMPBELL
5 ELECTION OF DIRECTOR: MICHAEL A. KELLY FOR FOR Management
6 ELECTION OF DIRECTOR: COURTNEY MATHER FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN A. FOR FOR Management
MONGILLO
8 ELECTION OF DIRECTOR: LOUIS J. PASTOR FOR FOR Management
9 ELECTION OF DIRECTOR: MARY PAT SALOMONE FOR FOR Management
10 APPROVAL, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
11 APPROVAL, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, OF THE FREQUENCY OF HOLDING A
NON-BINDING ADVISORY VOTE ON THE NAMED
EXECUTIVE OFFICERS' COMPENSATION.
12 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
2017.
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
6 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: GRAGG E. MILLER
7 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: ANTHONY B. PICKERING
8 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: BRIAN L. VANCE
9 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: ANN WATSON
10 ADVISORY (NON-BINDING) APPROVAL OF THE FOR FOR Management
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
11 ADVISORY (NON-BINDING) VOTE ON HOW 1 - Year FOR Management
OFTEN SHAREHOLDERS SHALL VOTE ON
EXECUTIVE COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS HERITAGE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
4 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: DEBORAH J. GAVIN
1 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: BRIAN S. CHARNESKI
2 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: JOHN A. CLEES
3 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: KIMBERLY T. ELLWANGER
5 ELECTION OF DIRECTOR FOR ONE-YEAR FOR FOR Management
TERM: JEFFREY S. LYON
--------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 10, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
Ticker: HT Security ID: 427825500
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: HASU P. SHAH FOR FOR Management
2 ELECTION OF TRUSTEE: DIANNA F. MORGAN FOR FOR Management
3 ELECTION OF TRUSTEE: JOHN M. SABIN FOR FOR Management
4 ELECTION OF TRUSTEE: JACKSON HSIEH FOR FOR Management
5 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS
6 THE APPROVAL, ON AN ADVISORY BASIS, OF 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY
SHAREHOLDER VOTES TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
7 THE RATIFICATION OF KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
HFF, INC.
Ticker: HF Security ID: 40418F108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
3 RATIFICATION OF INDEPENDENT, FOR FOR Management
REGISTERED CERTIFIED PUBLIC ACCOUNTANTS
4 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
3 RATIFICATION OF INDEPENDENT, FOR FOR Management
REGISTERED CERTIFIED PUBLIC ACCOUNTANTS
4 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
ANTHONY F. CRUDELE
2 ELECTION OF CLASS III DIRECTOR: RALPH FOR FOR Management
T. PARKS
3 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2018.
4 SAY ON PAY - APPROVAL, BY NON-BINDING FOR FOR Management
ADVISORY VOTE, OF THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
5 SAY WHEN ON PAY - TO DETERMINE, BY 1 - Year FOR Management
NON-BINDING ADVISORY VOTE, THE
FREQUENCY OF SHAREHOLDER VOTES TO
APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: AUG 11, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO AMEND CERTAIN BYLAW PROVISIONS TO FOR FOR Management
IMPLEMENT MAJORITY VOTING.
3 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4 STOCKHOLDER PROPOSAL TO REPEAL CERTAIN AGAINST FOR Shareholder
BYLAW PROVISIONS REGARDING ADVANCE
NOTICE.
5 STOCKHOLDER PROPOSAL TO LIMIT THE SIZE AGAINST FOR Shareholder
OF THE BOARD OF DIRECTORS.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO AMEND CERTAIN BYLAW PROVISIONS TO FOR FOR Management
IMPLEMENT MAJORITY VOTING.
3 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4 STOCKHOLDER PROPOSAL TO REPEAL CERTAIN AGAINST FOR Shareholder
BYLAW PROVISIONS REGARDING ADVANCE
NOTICE.
5 STOCKHOLDER PROPOSAL TO LIMIT THE SIZE AGAINST FOR Shareholder
OF THE BOARD OF DIRECTORS.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO AMEND HILL'S BYLAWS TO IMPLEMENT A FOR FOR Management
MAJORITY VOTING REQUIREMENT FOR
UNCONTESTED ELECTIONS OF DIRECTORS
3 AN ADVISORY PROPOSAL TO ESTABLISH THE 1 - Year FOR Management
FREQUENCY OF HOLDING A STOCKHOLDER
VOTE ON EXECUTIVE COMPENSATION
4 TO AMEND HILL'S BYLAWS TO SIMPLIFY THE FOR FOR Management
ADVANCE NOTICE REQUIREMENTS FOR
STOCKHOLDERS SEEKING TO PRESENT A
PROPOSAL OR A NOMINEE FOR DIRECTOR AT
A MEETING OF STOCKHOLDERS
5 AN ADVISORY PROPOSAL TO LIMIT THE FOR FOR Management
NUMBER OF DIRECTORS TO NINE
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE COMPANY'S 2017 EQUITY FOR FOR Management
COMPENSATION PLAN
3 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 22, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID BY THE
COMPANY TO ITS NAMED EXECUTIVE
OFFICERS.
3 TO RECOMMEND, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, THE FREQUENCY OF VOTING
BY THE SHAREHOLDERS ON COMPENSATION
PAID BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
HILLTOP HOLDINGS INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 TO REAPPROVE THE 2012 ANNUAL INCENTIVE FOR FOR Management
PLAN PERFORMANCE GOALS.
5 TO REAPPROVE THE 2012 EQUITY INCENTIVE FOR FOR Management
PLAN PERFORMANCE GOALS.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS HILLTOP
HOLDINGS INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC.
Ticker: HGV Security ID: 43283X105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 AMEND THE HILTON GRAND VACATIONS INC. FOR FOR Management
2017 OMNIBUS INCENTIVE PLAN AND
RE-APPROVE THE TERMS THEREOF FOR
PURPOSES OF QUALIFYING OUR
COMPENSATION FOR DEDUCTIBILITY UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4 APPROVE THE HILTON GRAND VACATIONS INC. FOR FOR Management
2017 EMPLOYEE STOCK PURCHASE PLAN.
5 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
6 DETERMINE, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, WHETHER A NON-BINDING
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
HNI CORPORATION
Ticker: HNI Security ID: 404251100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MIGUEL M. CALADO FOR FOR Management
2 ELECTION OF DIRECTOR: CHERYL A. FRANCIS FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN R. HARTNETT FOR FOR Management
4 ELECTION OF DIRECTOR: LARRY B. FOR FOR Management
PORCELLATO
5 ELECTION OF DIRECTOR: BRIAN E. STERN FOR FOR Management
6 RATIFY THE AUDIT COMMITTEE'S SELECTION FOR FOR Management
OF KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR FISCAL YEAR ENDING
DECEMBER 30, 2017.
7 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
8 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
9 APPROVAL OF THE HNI CORPORATION 2017 FOR FOR Management
STOCK-BASED COMPENSATION PLAN.
10 APPROVAL OF THE 2017 EQUITY PLAN FOR FOR FOR Management
NON-EMPLOYEE DIRECTORS OF HNI
CORPORATION.
11 APPROVAL OF THE HNI CORPORATION FOR FOR Management
MEMBERS' STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID A. EDERER FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS E. KING FOR FOR Management
3 ELECTION OF DIRECTOR: GEORGE "JUDD" FOR FOR Management
KIRK
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
5 TO APPROVE CERTAIN AMENDMENTS TO THE FOR FOR Management
2014 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 975,000 SHARES
AND ADD PERFORMANCE MEASURES FOR
PURPOSES OF SECTION 280G OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
HOMETRUST BANCSHARES INC
Ticker: HTBI Security ID: 437872104
Meeting Date: NOV 28, 2016 Meeting Type: Annual
Record Date: OCT 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DIXON HUGHES GOODMAN LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL A. FOR FOR Management
DOMENECH
2 ELECTION OF DIRECTOR: STEPHEN J. FOR FOR Management
HASENMILLER
3 ELECTION OF DIRECTOR: RONALD J. HELOW FOR FOR Management
4 ELECTION OF DIRECTOR: BEVERLEY J. FOR FOR Management
MCCLURE
5 ELECTION OF DIRECTOR: H. WADE REECE FOR FOR Management
6 ELECTION OF DIRECTOR: GABRIEL L. FOR FOR Management
SHAHEEN
7 ELECTION OF DIRECTOR: ROBERT STRICKER FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN O. SWYERS FOR FOR Management
9 ELECTION OF DIRECTOR: MARITA ZURAITIS FOR FOR Management
10 APPROVAL OF THE ADVISORY RESOLUTION TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICERS' COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HORIZON GLOBAL CORPORATION
Ticker: HZN Security ID: 44052W104
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HORIZON PHARMA PLC
Ticker: HZNP Security ID: G4617B105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: GINO FOR FOR Management
SANTINI
2 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
TIMOTHY P. WALBERT
3 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017 AND
AUTHORIZATION OF THE AUDIT COMMITTEE
TO DETERMINE THE AUDITORS'
REMUNERATION.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
5 AUTHORIZATION FOR US AND/OR ANY OF OUR FOR FOR Management
SUBSIDIARIES TO MAKE MARKET PURCHASES
OR OVERSEAS MARKET PURCHASES OF OUR
ORDINARY SHARES.
6 APPROVAL OF AN AMENDMENT TO OUR FOR FOR Management
ARTICLES OF ASSOCIATION TO PROVIDE
THAT, IN THE EVENT OF A CONTESTED
ELECTION, DIRECTORS WILL BE ELECTED BY
A PLURALITY VOTING STANDARD.
--------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC.
Ticker: HOS Security ID: 440543106
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE REAPPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND
AUDITORS FOR THE FISCAL YEAR 2017.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
SET FORTH IN THE PROXY STATEMENT.
4 TO RECOMMEND, ON A NON-BINDING 3- Years FOR Management
ADVISORY BASIS, THE FREQUENCY OF
NON-BINDING ADVISORY EXECUTIVE
COMPENSATION VOTES.
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 RATIFICATION OF AUDITORS FOR FISCAL FOR FOR Management
YEAR 2017.
--------------------------------------------------------------------------------
HOULIHAN LOKEY, INC.
Ticker: HLI Security ID: 441593100
Meeting Date: OCT 21, 2016 Meeting Type: Annual
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
HRG GROUP, INC.
Ticker: HRG Security ID: 40434J100
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING SEPTEMBER 30,
2016.
3 TO RE-APPROVE THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER THE
COMPANY'S 2011 OMNIBUS EQUITY AWARD
PLAN FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
HSN, INC
Ticker: HSNI Security ID: 404303109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
5 TO APPROVE THE 2017 OMNIBUS INCENTIVE FOR FOR Management
PLAN.
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS HUB GROUP'S INDEPENDENT
REGISTERED ACCOUNTING FIRM.
5 APPROVAL OF THE HUB GROUP, INC. 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: VICTOR J. COLEMAN FOR FOR Management
2 ELECTION OF DIRECTOR: THEODORE R. FOR FOR Management
ANTENUCCI
3 ELECTION OF DIRECTOR: FRANK COHEN FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD B. FRIED FOR FOR Management
5 ELECTION OF DIRECTOR: JONATHAN M. FOR FOR Management
GLASER
6 ELECTION OF DIRECTOR: ROBERT L. HARRIS FOR FOR Management
7 ELECTION OF DIRECTOR: MARK D. LINEHAN FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT M. MORAN FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL NASH FOR FOR Management
10 ELECTION OF DIRECTOR: BARRY A. PORTER FOR FOR Management
11 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED HUDSON PACIFIC ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
12 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
13 THE ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION, AS MORE FULLY
DESCRIBED IN THE ENCLOSED PROXY
STATEMENT.
14 THE ADVISORY DETERMINATION OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
15 A STOCKHOLDER PROPOSAL REQUESTING THE AGAINST AGAINST Shareholder
BOARD OF DIRECTORS TO PREPARE A REPORT
REGARDING DIVERSITY ON THE BOARD.
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 09, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION.
4 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017.
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED 2012 OMNIBUS INCENTIVE PLAN.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY STOCKHOLDER VOTES TO APPROVE
THE COMPANY'S EXECUTIVE COMPENSATION.
5 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING,INC.
Ticker: HY Security ID: 449172105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO CONFIRM THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG, LLP, THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY, FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------
IBERIABANK CORPORATION
Ticker: IBKC Security ID: 450828108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE SHAREHOLDER
ADVISORY VOTING ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPANY'S OVERALL PAY-FOR- PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, AS
DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED
NARRATIVES AND OTHER MATERIALS IN THE
PROXY STATEMEN
3 APPROVE, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY AT WHICH THE COMPANY'S
STOCKHOLDERS ARE GIVEN AN OPPORTUNITY
TO CAST A "SAY ON PAY" VOTE AT FUTURE
ANNUAL STOCKHOLDER MEETINGS.
4 APPROVE AN AMENDMENT TO THE COMPANY'S FOR FOR Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055107
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: F. PETER CUNEO FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN HAUGH FOR FOR Management
3 ELECTION OF DIRECTOR: DREW COHEN FOR FOR Management
4 ELECTION OF DIRECTOR: SUE GOVE FOR FOR Management
5 ELECTION OF DIRECTOR: MARK FRIEDMAN FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES MARCUM FOR FOR Management
7 ELECTION OF DIRECTOR: SANJAY KHOSLA FOR FOR Management
8 ELECTION OF DIRECTOR: KRISTEN O'HARA FOR FOR Management
9 ELECTION OF DIRECTOR: KENNETH SLUTSKY FOR FOR Management
10 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
11 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
12 TO APPROVE THE COMPANY'S 2016 OMNIBUS FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
ICU MEDICAL, INC. 2011 STOCK INCENTIVE
PLAN.
3 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS AUDITORS FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017.
4 TO APPROVE NAMED EXECUTIVE OFFICER FOR FOR Management
COMPENSATION ON AN ADVISORY BASIS.
5 TO APPROVE ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 14, 2016 Meeting Type: Annual
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL CHENKIN FOR FOR Management
2 ELECTION OF DIRECTOR: ERIC F. COSENTINO FOR FOR Management
3 ELECTION OF DIRECTOR: HOWARD S. JONAS FOR FOR Management
4 ELECTION OF DIRECTOR: BILL PEREIRA FOR FOR Management
5 ELECTION OF DIRECTOR: JUDAH SCHORR FOR FOR Management
6 TO APPROVE AN AMENDMENT TO THE IDT FOR FOR Management
CORPORATION 2015 STOCK OPTION AND
INCENTIVE PLAN THAT WILL INCREASE THE
NUMBER OF SHARES OF THE COMPANY'S
CLASS B COMMON STOCK AVAILABLE FOR THE
GRANT OF AWARDS THEREUNDER BY AN
ADDITIONAL 100,000 SHARES.
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: FRANCIS FOR FOR Management
J. KRAMER
2 ELECTION OF CLASS II DIRECTOR: WENDY F. FOR FOR Management
DICICCO
3 ELECTION OF CLASS II DIRECTOR: SHAKER FOR FOR Management
SADASIVAM
4 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR FISCAL
YEAR 2016.
5 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
ILG INC
Ticker: ILG Security ID: 44967H101
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN A NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO DETERMINE, IN A NON-BINDING VOTE, 1 - Year FOR Management
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
ILG FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
IMPAX LABORATORIES, INC.
Ticker: IPXL Security ID: 45256B101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LESLIE Z. BENET, FOR FOR Management
PH.D.
2 ELECTION OF DIRECTOR: RICHARD A. BIERLY FOR FOR Management
3 ELECTION OF DIRECTOR: PAUL M. BISARO FOR FOR Management
4 ELECTION OF DIRECTOR: J. KEVIN BUCHI FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT L. BURR FOR FOR Management
6 ELECTION OF DIRECTOR: ALLEN CHAO, PH.D. FOR FOR Management
7 ELECTION OF DIRECTOR: MARY K. FOR FOR Management
PENDERGAST, J.D.
8 ELECTION OF DIRECTOR: PETER R. TERRERI FOR FOR Management
9 ELECTION OF DIRECTOR: JANET S. VERGIS FOR FOR Management
10 TO APPROVE THE A&R OF OUR FOR FOR Management
NON-QUALIFIED ESPP ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
11 TO APPROVE THE FOURTH A&R OF OUR 2002 FOR FOR Management
EQUITY INCENTIVE PLAN ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
12 TO APPROVE, BY NON-BINDING VOTE, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 TO APPROVE, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
14 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT ..(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------
INC RESEARCH HOLDINGS, INC.
Ticker: INCR Security ID: 45329R109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD N. KENDER FOR FOR Management
2 ELECTION OF DIRECTOR: KENNETH F. MEYERS FOR FOR Management
3 ELECTION OF DIRECTOR: MATTHEW E. FOR FOR Management
MONAGHAN
4 ELECTION OF DIRECTOR: DAVID Y. NORTON FOR FOR Management
5 TO APPROVE ON AN ADVISORY (NONBINDING) FOR FOR Management
BASIS OUR EXECUTIVE COMPENSATION.
6 TO APPROVE THE MANAGEMENT INCENTIVE FOR FOR Management
PLAN, INCLUDING THE MATERIAL TERMS OF
THE PERFORMANCE GOALS APPLICABLE TO
AWARDS GRANTED UNDER THE PLAN IN
ACCORDANCE WITH INTERNAL REVENUE CODE
SECTION 162(M).
7 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT AUDITORS
DELOITTE & TOUCHE LLP.
--------------------------------------------------------------------------------
INDEPENDENT BANK CORP.
Ticker: INDB Security ID: 453836108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM P. FOR FOR Management
BISSONNETTE
2 ELECTION OF DIRECTOR: DANIEL F. O'BRIEN FOR FOR Management
3 ELECTION OF DIRECTOR: CHRISTOPHER FOR FOR Management
ODDLEIFSON
4 ELECTION OF DIRECTOR: MAURICE H. FOR FOR Management
SULLIVAN, JR.
5 ELECTION OF DIRECTOR: BRIAN S. TEDESCHI FOR FOR Management
6 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
7 APPROVE THE COMPANY'S 2017 EXECUTIVE FOR FOR Management
INCENTIVE PLAN.
8 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: MAR 30, 2017 Meeting Type: Special
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
REORGANIZATION, DATED AS OF NOVEMBER
21, 2016, BY AND BETWEEN INDEPENDENT
BANK GROUP,INC. AND CARLILE
BANCSHARES, INC., PURSUANT TO WHICH
CARLILE BANCSHARES, INC., WILL MERGE
WITH AND INTO INDEPENDENT BANK GROUP,
INC.,
2 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
INDEPENDENT BANK GROUP, INC COMMON
STOCK TO CARLILE BANCSHARES, INC.
SHAREHOLDERS IN CONNECTION WITH THE
MERGER.
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
3 DIRECTOR FOR FOR Management
4 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
INDEPENDENT BANK GROUP, INC. SPECIAL
MEETING TO A LATER DATE OR DATES, IF
THE BOARD OF DIRECTORS OF INDEPENDENT
BANK GROUP, INC. DETERMINES SUCH AN
ADJOURNMENT IS NECESSARY TO PERMIT
SOLICITATION OF ADDITIONAL PROXIES IF
--------------------------------------------------------------------------------
INFINITY PROPERTY AND CASUALTY CORP.
Ticker: IPCC Security ID: 45665Q103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INFINITY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
3 APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4 PREFERRED FREQUENCY OF FUTURE ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
INFRAREIT INC
Ticker: HIFR Security ID: 45685L100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION, AS DISCLOSED
IN THE PROXY STATEMENT.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 3- Years FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
4 STOCKHOLDER PROPOSAL CONCERNING AGAINST FOR Shareholder
ASSIGNING ONE VOTE TO EACH SHARE.
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JACK M GREENBERG FOR FOR Management
2 ELECTION OF DIRECTOR: ERIC D BELCHER FOR FOR Management
3 ELECTION OF DIRECTOR: CHARLES K FOR FOR Management
BOBRINSKOY
4 ELECTION OF DIRECTOR: DAVID FISHER FOR FOR Management
5 ELECTION OF DIRECTOR: J PATRICK FOR FOR Management
GALLAGHER JR
6 ELECTION OF DIRECTOR: JULIE M HOWARD FOR FOR Management
7 ELECTION OF DIRECTOR: LINDA S WOLF FOR FOR Management
8 APPROVE, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
9 APPROVE, ON AN ADVISORY, NON-BINDING 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
10 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC.
Ticker: IPHS Security ID: 45774N108
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVES
AS DISCLOSED IN THE INNOPHOS HOLDINGS,
INC. PROXY STATEMENT PURSUANT TO ITEM
402 OF REGULATION S-K OF THE
SECURITIES AND EXCHANGE COMMISSION.
4 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 FREQUENCY OF SAY ON PAY - AN ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF THE VOTE ON
THE APPROVAL OF EXECUTIVE COMPENSATION
3 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE COMPANY'S FOR FOR Management
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
INOVALON HOLDINGS INC.
Ticker: INOV Security ID: 45781D101
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT AUDITOR
FOR FISCAL YEAR 2017.
3 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD E. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE W. FOR FOR Management
ARMSTRONG
3 ELECTION OF DIRECTOR: CATHERINE COURAGE FOR FOR Management
4 ELECTION OF DIRECTOR: BENNETT DORRANCE FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL M. FISHER FOR FOR Management
6 ELECTION OF DIRECTOR: KENNETH T. FOR FOR Management
LAMNECK
7 ADVISORY VOTE (NON-BINDING) TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
8 ADVISORY VOTE (NON-BINDING) ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
INSPERITY, INC.
Ticker: NSP Security ID: 45778Q107
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: TIMOTHY FOR FOR Management
T. CLIFFORD
2 ELECTION OF CLASS I DIRECTOR: MICHELLE FOR FOR Management
MCKENNA-DOYLE
3 ELECTION OF CLASS I DIRECTOR: AUSTIN P. FOR FOR Management
YOUNG
4 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION ("SAY ON PAY")
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING THE ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
7 APPROVAL OF THE INSPERITY, INC. 2012 FOR FOR Management
INCENTIVE PLAN, AS AMENDED AND RESTATED
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE INTEGER HOLDINGS FOR FOR Management
CORPORATION EXECUTIVE SHORT TERM
INCENTIVE COMPENSATION PLAN
3 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGER HOLDINGS CORPORATION FOR
FISCAL YEAR 2017.
4 APPROVE BY NON-BINDING ADVISORY VOTE FOR FOR Management
THE COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
5 APPROVE BY NON-BINDING ADVISORY VOTE 1 - Year FOR Management
THE FREQUENCY OF THE NON-BINDING VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP.
Ticker: IART Security ID: 457985208
Meeting Date: DEC 21, 2016 Meeting Type: Special
Record Date: OCT 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO AMEND THE CERTIFICATE OF FOR FOR Management
INCORPORATION OF INTEGRA LIFESCIENCES
HOLDINGS CORPORATION (THE "COMPANY"),
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMPANY'S COMMON STOCK FROM
60,000,000 TO 240,000,000 SHARES, FOR
PURPOSES OF, AMONG OTHER TH
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP.
Ticker: IART Security ID: 457985208
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER J. ARDUINI FOR FOR Management
2 ELECTION OF DIRECTOR: KEITH BRADLEY FOR FOR Management
3 ELECTION OF DIRECTOR: STUART M. ESSIG FOR FOR Management
4 ELECTION OF DIRECTOR: BARBARA B. HILL FOR FOR Management
5 ELECTION OF DIRECTOR: LLOYD W. HOWELL, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: DONALD E. MOREL, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: RAYMOND G. MURPHY FOR FOR Management
8 ELECTION OF DIRECTOR: CHRISTIAN S. FOR FOR Management
SCHADE
9 ELECTION OF DIRECTOR: JAMES M. SULLIVAN FOR FOR Management
10 THE PROPOSAL TO RATIFY THE APPOINTMENT FOR FOR Management
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2017.
11 THE PROPOSAL TO APPROVE THE COMPANY'S FOR FOR Management
2018 PERFORMANCE INCENTIVE
COMPENSATION PLAN.
12 THE PROPOSAL TO APPROVE THE FOURTH FOR FOR Management
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN.
13 A NON-BINDING RESOLUTION TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
14 A NON-BINDING PROPOSAL ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION
("SAY-ON-PAY").
3 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING APRIL 2, 2017.
--------------------------------------------------------------------------------
INTELIQUENT, INC.
Ticker: IQNT Security ID: 45825N107
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE ON A PROPOSAL TO FOR FOR Management
ADOPT THE AGREEMENT AND PLAN OF MERGER
(AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED
AS OF NOVEMBER 2, 2016, BY AND AMONG
ONVOY, LLC, ONVOY IGLOO MERGER SUB,
INC. AND INTELIQUENT, INC.
2 TO APPROVE, ON AN ADVISORY AND FOR FOR Management
NON-BINDING BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
INTELIQUENT, INC. IN CONNECTION WITH
THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY AND
TO THE EXTENT PERMITTED BY THE MERGER
AGREEMENT, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
ADOPT
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: SEP 13, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE FOR THE ADVISORY RESOLUTION TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION
3 TO APPROVE THE ADOPTION OF OUR 2016 FOR FOR Management
STOCK OPTION PLAN
--------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC.
Ticker: ININ Security ID: 45841V109
Meeting Date: NOV 09, 2016 Meeting Type: Special
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF AUGUST 30, 2016
(AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND
AMONG INTERACTIVE INTELLIGENCE GROUP,
INC. ("INTERACTIVE INTELLIGENCE"),
GENESYS TELECOMMUNICATIONS LABORATORIES
2 APPROVE, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, CERTAIN COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO
INTERACTIVE INTELLIGENCE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 APPROVE THE ADJOURNMENT OF THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
APPROVE THE MERGER AGREEMENT OR IN THE
ABSEN
--------------------------------------------------------------------------------
INTERDIGITAL, INC.
Ticker: IDCC Security ID: 45867G101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY K. BELK FOR FOR Management
2 ELECTION OF DIRECTOR: JOAN H. GILLMAN FOR FOR Management
3 ELECTION OF DIRECTOR: S. DOUGLAS FOR FOR Management
HUTCHESON
4 ELECTION OF DIRECTOR: JOHN A. FOR FOR Management
KRITZMACHER
5 ELECTION OF DIRECTOR: JOHN D. MARKLEY, FOR FOR Management
JR.
6 ELECTION OF DIRECTOR: WILLIAM J. FOR FOR Management
MERRITT
7 ELECTION OF DIRECTOR: KAI O. OISTAMO FOR FOR Management
8 ELECTION OF DIRECTOR: JEAN F. RANKIN FOR FOR Management
9 ELECTION OF DIRECTOR: PHILIP P. FOR FOR Management
TRAHANAS
10 ADOPTION AND APPROVAL OF INTERDIGITAL, FOR FOR Management
INC. 2017 EQUITY INCENTIVE PLAN.
11 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
12 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF
INTERDIGITAL, INC. FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
INTERFACE, INC.
Ticker: TILE Security ID: 458665304
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF EXECUTIVE COMPENSATION. FOR FOR Management
3 ADVISORY VOTE ON FREQUENCY OF VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
RSM US LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 PROPOSAL TO CONSIDER AND VOTE ON A FOR FOR Management
NON-BINDING ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES AS
DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS AND THE
TABULAR DISCLOSURE REGARDING NAMED
EXECUTIVE OFFICER COMPENSA
4 PROPOSAL TO CONSIDER AND VOTE TO FOR FOR Management
REAPPROVE THE PERFORMANCE GOALS
INCLUDED IN THE 2013 MANAGEMENT
INCENTIVE PLAN, IN ACCORDANCE WITH THE
PERIODIC REAPPROVAL REQUIREMENTS OF
INTERNAL REVENUE CODE SECTION 162(M).
--------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC
Ticker: INSW Security ID: Y41053102
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL BY AN ADVISORY VOTE OF THE FOR FOR Management
COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS OF THE CORPORATION
FOR 2016 AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT.
3 RECOMMEND BY AN ADVISORY VOTE WHETHER 1 - Year FOR Management
THE PREFERRED FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT SHOULD BE
EVERY 1, 2 OR 3 YEARS.
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: DEC 08, 2016 Meeting Type: Special
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE MERGER AGREEMENT FOR FOR Management
2 ADJOURNMENT OF THE SPECIAL MEETING FOR FOR Management
3 ADVISORY, NON-BINDING VOTE ON FOR FOR Management
MERGER-RELATED EXECUTIVE COMPENSATION
ARRANGEMENTS
--------------------------------------------------------------------------------
INTERVAL LEISURE GROUP INC
Ticker: IILG Security ID: 46113M108
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AMENDMENTS TO THE INTERVAL FOR FOR Management
LEISURE GROUP, INC. 2013 STOCK AND
INCENTIVE COMPENSATION PLAN INCLUDING
THE PERFORMANCE GOALS CONTAINED
THEREIN.
3 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTERVAL LEISURE GROUP FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
INTL FCSTONE INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: FEB 23, 2017 Meeting Type: Annual
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
3 TO APPROVE THE PROPOSED INTL FCSTONE FOR FOR Management
INC. 2017 RESTRICTED STOCK PLAN.
4 TO APPROVE THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
5 EXECUTIVE COMPENSATION FREQUENCY 3- Years FOR Management
SHAREHOLDER VOTE.
--------------------------------------------------------------------------------
INTRALINKS HOLDINGS, INC.
Ticker: IL Security ID: 46118H104
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN J. CONWAY FOR FOR Management
2 ELECTION OF DIRECTOR: PETER GYENES FOR FOR Management
3 ELECTION OF DIRECTOR: RONALD W. FOR FOR Management
HOVSEPIAN
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
INTRALINKS HOLDINGS, INC. 2010 EQUITY
INCENTIVE PLAN.
6 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
INTRALINKS HOLDINGS, INC. 2010
EMPLOYEE STOCK PURCHASE PLAN.
7 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2016.
--------------------------------------------------------------------------------
INTREPID POTASH, INC.
Ticker: IPI Security ID: 46121Y102
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: ROBERT FOR FOR Management
P. JORNAYVAZ III
2 ELECTION OF CLASS III DIRECTOR: HUGH E. FOR FOR Management
HARVEY, JR.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
4 TO APPROVE, ON AN ADVISORY BASIS, OUR FOR FOR Management
EXECUTIVE COMPENSATION.
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON OUR
EXECUTIVE COMPENSATION.
6 TO APPROVE OUR AMENDED AND RESTATED FOR FOR Management
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JAMES S. BALLOUN FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN S. DAY FOR FOR Management
3 ELECTION OF DIRECTOR: KAREN DUNN KELLEY FOR FOR Management
4 ELECTION OF DIRECTOR: CAROLYN B. FOR FOR Management
HANDLON
5 ELECTION OF DIRECTOR: EDWARD J. HARDIN FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES R. LIENTZ, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: DENNIS P. FOR FOR Management
LOCKHART
8 ELECTION OF DIRECTOR: GREGORY G. FOR FOR Management
MCGREEVEY
9 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION
10 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION
11 APPOINTMENT OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: ITG Security ID: 46145F105
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN G. FOR FOR Management
CARTWRIGHT
2 ELECTION OF DIRECTOR: MINDER CHENG FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY L. JONES FOR FOR Management
4 ELECTION OF DIRECTOR: R. JARRETT LILIEN FOR FOR Management
5 ELECTION OF DIRECTOR: KEVIN J. LYNCH FOR FOR Management
6 ELECTION OF DIRECTOR: LEE M. SHAVEL FOR FOR Management
7 ELECTION OF DIRECTOR: FRANCIS J. TROISE FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN S. WOOD FOR FOR Management
9 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF NAMED EXECUTIVE OFFICERS.
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
11 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
INVESTMENT TECHNOLOGY GROUP, INC. 2007
OMNIBUS EQUITY COMPENSATION PLAN.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE: JEFFREY P. CAIRA FOR FOR Management
2 ELECTION OF TRUSTEE: MICHAEL T. DANCE FOR FOR Management
3 ELECTION OF TRUSTEE: LINDA J. HALL FOR FOR Management
4 ELECTION OF TRUSTEE: TERRANCE P. FOR FOR Management
MAXWELL
5 ELECTION OF TRUSTEE: TIMOTHY P. FOR FOR Management
MIHALICK
6 ELECTION OF TRUSTEE: JEFFREY L. MILLER FOR FOR Management
7 ELECTION OF TRUSTEE: JOHN A. SCHISSEL FOR FOR Management
8 ELECTION OF TRUSTEE: JOHN D. STEWART FOR FOR Management
9 ELECTION OF TRUSTEE: JEFFREY K. FOR FOR Management
WOODBURY
10 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
11 RATIFICATION OF SELECTION OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING APRIL 30, 2017.
--------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS, INC.
Ticker: IRDM Security ID: 46269C102
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE IRIDIUM COMMUNICATIONS FOR FOR Management
INC. AMENDED AND RESTATED 2015 EQUITY
INCENTIVE PLAN.
5 TO RATIFY THE SELECTION BY THE BOARD FOR FOR Management
OF DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF THE FIRM FOR FOR Management
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2017.
3 TO APPROVE AMENDMENTS TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
4 TO APPROVE AMENDMENTS TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS.
5 TO APPROVE AMENDMENTS TO OUR AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
PROHIBITION ON STOCKHOLDERS' ABILITY
TO CALL A SPECIAL MEETING.
6 TO APPROVE THE 2017 EMPLOYEE STOCK FOR FOR Management
PURCHASE PLAN.
7 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC.
Ticker: ISLE Security ID: 464592104
Meeting Date: OCT 19, 2016 Meeting Type: Annual
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF ERNST & YOUNG, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC.
Ticker: ISLE Security ID: 464592104
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER (THE MERGER AGREEMENT),
DATED SEPTEMBER 19, 2016, BY AND AMONG
ISLE OF CAPRI CASINOS, INC. (ISLE),
ELDORADO RESORTS, INC. (ERI), EAGLE I
ACQUISITION CORP. AND EAGLE II
ACQUISITION COMPANY LLC, AND TO APPR
2 PROPOSAL TO APPROVE, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, THE COMPENSATION THAT
WILL OR MAY BECOME PAYABLE TO ISLE'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGERS CONTEMPLATED BY THE
MERGER AGREEMENT.
3 PROPOSAL TO APPROVE ONE OR MORE FOR FOR Management
ADJOURNMENTS OF THE SPECIAL MEETING IF
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT
AND APPROVE THE FIRST STEP MERGER AT
THE TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------
ISTAR INC.
Ticker: STAR Security ID: 45031U101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 SAY ON PAY - A NON-BINDING, ADVISORY FOR FOR Management
VOTE APPROVING EXECUTIVE COMPENSATION
4 SAY WHEN ON PAY - A NON-BINDING, 1 - Year FOR Management
ADVISORY VOTE ON FREQUENCY OF SAY ON
PAY VOTES
5 A RESOLUTION TO APPROVE, ON A AGAINST FOR Shareholder
NON-BINDING ADVISORY BASIS, A
SHAREHOLDER PROPOSAL, AS DISCLOSED IN
THE PROXY STATEMENT, IF PROPERLY
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: SEP 14, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LYNDA L. ZIEGLER FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS S. FOR FOR Management
GLANVILLE
3 ELECTION OF DIRECTOR: DIANA D. TREMBLAY FOR FOR Management
4 ELECTION OF DIRECTOR: PETER MAINZ FOR FOR Management
5 ELECTION OF DIRECTOR: JEROME J. LANDE FOR FOR Management
6 ELECTION OF DIRECTOR: FRANK M. JAEHNERT FOR FOR Management
7 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2016.
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FRANK M. JAEHNERT FOR FOR Management
2 ELECTION OF DIRECTOR: JEROME J. LANDE FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY M. LEYDEN FOR FOR Management
4 ELECTION OF DIRECTOR: GARY E. PRUITT FOR FOR Management
5 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
6 PROPOSAL TO DETERMINE (NON-BINDING) 1 - Year FOR Management
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION.
7 APPROVE THE ITRON, INC. SECOND AMENDED FOR FOR Management
AND RESTATED 2010 STOCK INCENTIVE
PLAN, INCLUDING TO INCREASE THE SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER AND
APPROVAL OF THE MATERIAL TERMS
REQUIRED UNDER INTERNAL REVENUE CODE
SECTION 162(M).
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2017.
--------------------------------------------------------------------------------
IXIA
Ticker: XXIA Security ID: 45071R109
Meeting Date: APR 12, 2017 Meeting Type: Special
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED JAN. 30, 2017, AS IT MAY
BE AMENDED, AMONG IXIA, KEYSIGHT
TECHNOLOGIES, INC. ("KEYSIGHT"), AND
KEYSIGHT ACQUISITION, INC. ("MERGER
SUB"), PURSUANT TO WHICH MERGER SUB
WILL BE MERGED WITH IXIA, WITH IXIA
SURV
2 APPROVAL OF THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER PROPOSAL.
3 APPROVAL, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, OF CERTAIN COMPENSATION THAT
WILL BE PAID OR MAY BECOME PAYABLE TO
OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER, AS
DISCLOSED PURSUANT TO ITEM 402(T) OF
REGULATION S-K IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
IXYS CORPORATION
Ticker: IXYS Security ID: 46600W106
Meeting Date: AUG 26, 2016 Meeting Type: Annual
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE 2016 EQUITY INCENTIVE FOR FOR Management
PLAN.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4 TO RATIFY THE SELECTION OF BDO USA, FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ITS FISCAL YEAR ENDING MARCH 31,
2017.
--------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
Ticker: JJSF Security ID: 466032109
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
PROGRAMS
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
SHAREHOLDER'S ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION
PROGRAM
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LEONARD A. COMMA FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID L. GOEBEL FOR FOR Management
3 ELECTION OF DIRECTOR: SHARON P. JOHN FOR FOR Management
4 ELECTION OF DIRECTOR: MADELEINE A. FOR FOR Management
KLEINER
5 ELECTION OF DIRECTOR: MICHAEL W. MURPHY FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES M. MYERS FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID M. TEHLE FOR FOR Management
8 ELECTION OF DIRECTOR: JOHN T. WYATT FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
10 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
11 RE-APPROVAL OF STOCK INCENTIVE PLAN FOR FOR Management
FOR 162(M) PURPOSES.
12 ADVISORY VOTE ON FREQUENCY OF SAY ON 1 - Year FOR Management
PAY.
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: DEC 16, 2016 Meeting Type: Annual
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENT TO THE COMPANY'S FOR FOR Management
2002 STOCK AWARD AND INCENTIVE PLAN.
3 APPROVAL OF APPOINTMENT OF THE FIRM OF FOR FOR Management
BDO USA, LLP AS THE COMPANY'S AUDITORS.
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: APR 25, 2017 Meeting Type: Special
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF MERGER AGREEMENT. TO FOR FOR Management
CONSIDER AND VOTE ON A PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF OCTOBER 3, 2016,
BY AND AMONG HENDERSON GROUP PLC, A
COMPANY INCORPORATED AND REGISTERED IN
JERSEY, CHANNEL ISLANDS, HORIZON ORBIT
CORP
2 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF CERTAIN COMPENSATORY
ARRANGEMENTS WITH JANUS NAMED
EXECUTIVE OFFICERS. TO CONSIDER AND
VOTE ON A NON-BINDING, ADVISORY
PROPOSAL TO APPROVE THE COMPENSATION
THAT MAY BECOME PAYABLE TO JANUS'S
NAMED EXECUTIVE
3 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION.
TO CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN
AMENDMENT TO THE HENDERSON MEMORANDUM
OF ASSOCIATION IMPLEMENTING THE S
4 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION.
TO CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN
AMENDMENT TO THE HENDERSON MEMORANDUM
OF ASSOCIATION INCREASING THE AUT
5 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN
AMENDMENT TO THE HENDERSON ARTICLES OF
ASSOCIATION REMOVING PREEMPTIVE RI
6 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN
AMENDMENT TO THE HENDERSON ARTICLES OF
ASSOCIATION REMOVING THE REQUIREME
7 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN
AMENDMENT TO THE HENDERSON ARTICLES OF
ASSOCIATION REQUIRING DIRECTORS OF
8 ADJOURNMENT OF THE JANUS SPECIAL FOR FOR Management
MEETING. TO CONSIDER AND VOTE ON A
PROPOSAL TO ADJOURN THE JANUS SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO APPROVE
THE JANUS MERGER PROPOSAL (THE "JANU
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: NOV 02, 2016 Meeting Type: Annual
Record Date: SEP 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS W. FOR FOR Management
GIACOMINI
2 ELECTION OF DIRECTOR: POLLY B. KAWALEK FOR FOR Management
3 APPROVE THE JOHN BEAN TECHNOLOGIES FOR FOR Management
CORPORATION 2017 INCENTIVE
COMPENSATION AND STOCK PLAN.
4 APPROVE ON AN ADVISORY BASIS A FOR FOR Management
NON-BINDING RESOLUTION REGARDING THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
5 APPROVE ON AN ADVISORY BASIS THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICERS
COMPENSATION.
6 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JWA Security ID: 968223206
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT ACCOUNTANTS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
JOHNSON OUTDOORS INC.
Ticker: JOUT Security ID: 479167108
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
SEPTEMBER 29, 2017.
3 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
PROPOSAL ON EXECUTIVE COMPENSATION.
4 TO APPROVE A NON-BINDING ADVISORY 1 - Year FOR Management
PROPOSAL ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 TO ADOPT AND APPROVE AMENDING THE FOR FOR Management
JOHNSON OUTDOORS INC. 2012
NON-EMPLOYEE DIRECTOR STOCK OWNERSHIP
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE TO BE ISSUED UNDER THE PLAN.
6 TO ADOPT AND APPROVE AMENDING THE FOR FOR Management
JOHNSON OUTDOORS INC. 2009 EMPLOYEES'
STOCK PURCHASE PLAN, INCLUDING TO
INCREASE THE NUMBER OF SHARES
AVAILABLE TO BE ISSUED UNDER THE PLAN.
--------------------------------------------------------------------------------
K12 INC
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS OF THE COMPANY
3 APPROVAL OF THE 2016 EQUITY INCENTIVE FOR FOR Management
AWARD PLAN
4 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017
5 APPROVAL OF THE AMENDMENT TO THE FOR FOR Management
COMPANY'S THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
6 APPROVAL OF THE STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING A REPORT ON LOBBYING
ACTIVITIES AND EXPENDITURES
--------------------------------------------------------------------------------
KADANT INC.
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN M. ALBERTINE FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS C. LEONARD FOR FOR Management
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, OUR EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF FUTURE
EXECUTIVE COMPENSATION ADVISORY VOTES.
5 TO APPROVE OUR ANNUAL CASH INCENTIVE FOR FOR Management
PLAN.
6 TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF OUR AMENDED AND
RESTATED 2006 EQUITY INCENTIVE PLAN.
7 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
OUR COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION
Ticker: KALU Security ID: 483007704
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
KAMAN CORPORATION
Ticker: KAMN Security ID: 483548103
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 AMENDMENT TO AMENDED AND RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION
DECLASSIFYING THE BOARD OF DIRECTORS.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
KAPSTONE PAPER & PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN M. CHAPMAN FOR FOR Management
2 ELECTION OF DIRECTOR: PAULA H.J. FOR FOR Management
CHOLMONDELEY
3 ELECTION OF DIRECTOR: RONALD J. GIDWITZ FOR FOR Management
4 ELECTION OF DIRECTOR: MATTHEW KAPLAN FOR FOR Management
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
6 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
7 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
KATE SPADE & COMPANY
Ticker: KATE Security ID: 485865109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LAWRENCE S. FOR FOR Management
BENJAMIN
2 ELECTION OF DIRECTOR: RAUL J. FERNANDEZ FOR FOR Management
3 ELECTION OF DIRECTOR: CARSTEN FISCHER FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH B. GILMAN FOR FOR Management
5 ELECTION OF DIRECTOR: NANCY J. KARCH FOR FOR Management
6 ELECTION OF DIRECTOR: KENNETH P. FOR FOR Management
KOPELMAN
7 ELECTION OF DIRECTOR: CRAIG A. LEAVITT FOR FOR Management
8 ELECTION OF DIRECTOR: DEBORAH J. LLOYD FOR FOR Management
9 ELECTION OF DIRECTOR: DOUGLAS MACK FOR FOR Management
10 ELECTION OF DIRECTOR: JAN SINGER FOR FOR Management
11 ELECTION OF DIRECTOR: DOREEN A. TOBEN FOR FOR Management
12 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
13 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
15 SHAREHOLDER PROPOSAL REQUESTING THAT AGAINST AGAINST Shareholder
THE COMPANY'S BOARD OF ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARK E. BALDWIN FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES R. FOR FOR Management
BLACKWELL
3 ELECTION OF DIRECTOR: STUART J.B. FOR FOR Management
BRADIE
4 ELECTION OF DIRECTOR: LOREN K. CARROLL FOR FOR Management
5 ELECTION OF DIRECTOR: JEFFREY E. FOR FOR Management
CURTISS
6 ELECTION OF DIRECTOR: UMBERTO DELLA FOR FOR Management
SALA
7 ELECTION OF DIRECTOR: LESTER L. LYLES FOR FOR Management
8 ELECTION OF DIRECTOR: JACK B. MOORE FOR FOR Management
9 ELECTION OF DIRECTOR: ANN D. PICKARD FOR FOR Management
10 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
KBR,INC. AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2017.
11 ADVISORY VOTE TO APPROVE KBR'S NAMED FOR FOR Management
EXECUTIVE OFFICERS' COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
KCG HOLDINGS, INC.
Ticker: KCG Security ID: 48244B100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL COLEMAN FOR FOR Management
2 ELECTION OF DIRECTOR: DEBRA J. CHRAPATY FOR FOR Management
3 ELECTION OF DIRECTOR: PETER R. FISHER FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES E. FOR FOR Management
HALDEMAN, JR.
5 ELECTION OF DIRECTOR: JAMES T. MILDE FOR FOR Management
6 ELECTION OF DIRECTOR: ALASTAIR RAMPELL FOR FOR Management
7 ELECTION OF DIRECTOR: DANIEL F. SCHMITT FOR FOR Management
8 ELECTION OF DIRECTOR: LAURIE M. SHAHON FOR FOR Management
9 ELECTION OF DIRECTOR: COLIN SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: HEATHER E. TOOKES FOR FOR Management
11 ELECTION OF DIRECTOR: ADRIAN WELLER FOR FOR Management
12 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
THE 2016 COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
13 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY STOCKHOLDER
VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
KCG HOLDINGS, INC.
Ticker: KCG Security ID: 48244B100
Meeting Date: JUN 30, 2017 Meeting Type: Special
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 20, 2017, BY
AND AMONG KCG HOLDINGS, INC. (THE
"COMPANY"), VIRTU FINANCIAL, INC. AND
ORCHESTRA MERGER SUB, INC. (THE
"MERGER AGREEMENT").
2 A PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF THE COMPANY MAY RECEIVE IN
CONNECTION WITH THE MERGER OF
ORCHESTRA MERGER SUB, INC. INTO THE
COMPANY PURSUANT TO AGREEMENTS OR
ARRANGEMENTS WITH T
3 A PROPOSAL TO APPROVE ONE OR MORE FOR FOR Management
ADJOURNMENTS OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GEORGE N. COCHRAN FOR FOR Management
2 ELECTION OF DIRECTOR: KATHLEEN M. FOR FOR Management
CRONIN
3 ELECTION OF DIRECTOR: DOUGLAS G. GEOGA FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS M. FOR FOR Management
GOLDSTEIN
5 ELECTION OF DIRECTOR: LACY M. JOHNSON FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT J. JOYCE FOR FOR Management
7 ELECTION OF DIRECTOR: JOSEPH P. FOR FOR Management
LACHER, JR.
8 ELECTION OF DIRECTOR: CHRISTOPHER B. FOR FOR Management
SAROFIM
9 ELECTION OF DIRECTOR: DAVID P. STORCH FOR FOR Management
10 ADVISORY VOTE TO RATIFY THE SELECTION FOR FOR Management
OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2017.
11 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
12 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
3 NON-BINDING (ADVISORY) VOTE TO APPROVE FOR FOR Management
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 APPROVAL OF THE KENNAMETAL INC. ANNUAL FOR FOR Management
INCENTIVE PLAN.
5 APPROVAL OF THE KENNAMETAL INC. 2016 FOR FOR Management
STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID A. MINELLA FOR FOR Management
2 ELECTION OF DIRECTOR: JERRY SOLOMON FOR FOR Management
3 TO APPROVE THE SECOND AMENDED AND FOR FOR Management
RESTATED KENNEDY-WILSON, INC. 2009
EQUITY PARTICIPATION PLAN
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
5 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
6 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE
2017 FISCAL YEAR.
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS KFORCE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3 ADVISORY VOTE ON KFORCE'S EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE REGARDING THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 APPROVE THE KFORCE INC. 2017 STOCK FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBAL Security ID: 494274103
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE KIMBALL INTERNATIONAL, INC. FOR FOR Management
2016 ANNUAL CASH INCENTIVE PLAN.
3 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD J. ALARIO FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID W. FOR FOR Management
GRZEBINSKI
3 ELECTION OF DIRECTOR: RICHARD R. FOR FOR Management
STEWART
4 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS KIRBY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
5 ADVISORY VOTE ON THE APPROVAL OF THE FOR FOR Management
COMPENSATION OF KIRBY'S NAMED
EXECUTIVE OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
KIRKLAND'S, INC.
Ticker: KIRK Security ID: 497498105
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
JEFFERY C. OWEN
2 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
3 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF NAMED EXECUTIVE
OFFICER COMPENSATION VOTES.
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN A. KITE FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
BINDLEY
3 ELECTION OF DIRECTOR: VICTOR J. COLEMAN FOR FOR Management
4 ELECTION OF DIRECTOR: LEE A. DANIELS FOR FOR Management
5 ELECTION OF DIRECTOR: GERALD W. GRUPE FOR FOR Management
6 ELECTION OF DIRECTOR: CHRISTIE B. KELLY FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID R. O'REILLY FOR FOR Management
8 ELECTION OF DIRECTOR: BARTON R. FOR FOR Management
PETERSON
9 ELECTION OF DIRECTOR: CHARLES H. FOR FOR Management
WURTZEBACH
10 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
KITE REALTY GROUP TRUST FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
KLX INC.
Ticker: KLXI Security ID: 482539103
Meeting Date: AUG 25, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2016 FISCAL
YEAR.
--------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY, NON-BINDING VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY, NON-BINDING VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY,
NON-BINDING VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY SELECTION OF ERNST & YOUNG FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S 2016 EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY S. NIEW FOR FOR Management
2 ELECTION OF DIRECTOR: KEITH L. BARNES FOR FOR Management
3 ELECTION OF DIRECTOR: RICHARD K. FOR FOR Management
LOCHRIDGE
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 NONBINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
KOPPERS HOLDINGS INC.
Ticker: KOP Security ID: 50060P106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CYNTHIA A. FOR FOR Management
BALDWIN
2 ELECTION OF DIRECTOR: LEROY M. BALL, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: SHARON FENG FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID M. FOR FOR Management
HILLENBRAND
5 ELECTION OF DIRECTOR: ALBERT J. FOR FOR Management
NEUPAVER
6 ELECTION OF DIRECTOR: LOUIS L. TESTONI FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN R. TRITCH FOR FOR Management
8 ELECTION OF DIRECTOR: T. MICHAEL YOUNG FOR FOR Management
9 PROPOSAL TO APPROVE EMPLOYEE STOCK FOR FOR Management
PURCHASE PLAN.
10 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
11 ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
12 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: OCT 06, 2016 Meeting Type: Annual
Record Date: AUG 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOYLE BENEBY FOR FOR Management
2 ELECTION OF DIRECTOR: GARY D. BURNISON FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM R. FLOYD FOR FOR Management
4 ELECTION OF DIRECTOR: CHRISTINA A. GOLD FOR FOR Management
5 ELECTION OF DIRECTOR: JERRY P. LEAMON FOR FOR Management
6 ELECTION OF DIRECTOR: DEBRA J. PERRY FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE T. SHAHEEN FOR FOR Management
8 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION REGARDING THE
COMPANY'S EXECUTIVE COMPENSATION.
9 PROPOSAL TO APPROVE THE THIRD AMENDED FOR FOR Management
AND RESTATED 2008 STOCK INCENTIVE PLAN.
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY'S 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD
Ticker: KOS Security ID: G5315B107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPOINT ERNST & YOUNG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017 AND TO
AUTHORIZE THE COMPANY'S AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE THEIR REMUNERATION.
3 TO APPROVE, ON A NONBINDING, ADVISORY FOR FOR Management
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------
KRATON CORPORATION
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC.
Ticker: KTOS Security ID: 50077B207
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 1999 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER THE PLAN BY
3,000,000 SHARES.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S 2014 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES THAT
MAY BE ISSUED UNDER THE PLAN BY
2,500,000 SHARES.
5 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS PRESENTED IN THE PROXY
STATEMENT.
6 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE STOCKHOLDER ADVISORY VOTE TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS PRESENTED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC.
Ticker: KRO Security ID: 50105F105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NONBINDING ADVISORY VOTE APPROVING FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 NONBINDING ADVISORY VOTE ON THE 1 - Year FOR Management
APPROVAL OF THE PREFERRED FREQUENCY OF
EXECUTIVE OFFICER COMPENSATION VOTES.
--------------------------------------------------------------------------------
LA QUINTA HOLDINGS INC.
Ticker: LQ Security ID: 50420D108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 TO APPROVE THE ADOPTION OF AN FOR FOR Management
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION
TO (I) EFFECT A REVERSE STOCK SPLIT OF
THE COMPANY'S COMMON STOCK AT A RATIO
TO BE DETERMINED BY THE BOARD OF
DIRECTORS IN ITS DISCRETION FROM FIVE
4 TO APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: AUG 24, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
3 BOARD'S PROPOSAL TO RATIFY FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
LADDER CAPITAL CORP
Ticker: LADR Security ID: 505743104
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
LAKELAND BANCORP, INC.
Ticker: LBAI Security ID: 511637100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION
Ticker: LKFN Security ID: 511656100
Meeting Date: APR 11, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BLAKE W. FOR FOR Management
AUGSBURGER
2 ELECTION OF DIRECTOR: ROBERT E. FOR FOR Management
BARTELS, JR.
3 ELECTION OF DIRECTOR: DANIEL F. EVANS, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: DAVID M. FINDLAY FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS A. HIATT FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL L. FOR FOR Management
KUBACKI
7 ELECTION OF DIRECTOR: EMILY E. PICHON FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN D. ROSS FOR FOR Management
9 ELECTION OF DIRECTOR: BRIAN J. SMITH FOR FOR Management
10 ELECTION OF DIRECTOR: BRADLEY J. FOR FOR Management
TOOTHAKER
11 ELECTION OF DIRECTOR: RONALD D. TRUEX FOR FOR Management
12 ELECTION OF DIRECTOR: M. SCOTT WELCH FOR FOR Management
13 ADOPTION OF THE LAKELAND FINANCIAL FOR FOR Management
CORPORATION 2017 EQUITY INCENTIVE PLAN.
14 RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
15 APPROVAL, BY NON-BINDING VOTE, OF THE FOR FOR Management
COMPANY'S COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS.
16 FREQUENCY OF VOTE ON THE COMPANY'S 1 - Year FOR Management
COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION
Ticker: LANC Security ID: 513847103
Meeting Date: NOV 21, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
JUNE 30, 2017.
--------------------------------------------------------------------------------
LANDAUER, INC.
Ticker: LDR Security ID: 51476K103
Meeting Date: FEB 16, 2017 Meeting Type: Annual
Record Date: DEC 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY A. BAILEY FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
DEMPSEY
3 ELECTION OF DIRECTOR: TERI G. FONTENOT FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
KAMINSKI
5 ELECTION OF DIRECTOR: MICHAEL T. FOR FOR Management
LEATHERMAN
6 ELECTION OF DIRECTOR: DAVID E. MEADOR FOR FOR Management
7 ELECTION OF DIRECTOR: FRANK B. MODRUSON FOR FOR Management
8 ELECTION OF DIRECTOR: JEFFREY A. STRONG FOR FOR Management
9 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2017.
10 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, EXECUTIVE COMPENSATION.
11 TO APPROVE, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE ADVISORY
VOTE REGARDING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
LANDS' END, INC.
Ticker: LE Security ID: 51509F105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 APPROVE THE LANDS' END, INC. 2017 FOR FOR Management
STOCK PLAN.
4 RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION.
5 APPROVAL OF THE COMPANY'S EXECUTIVE FOR FOR Management
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
GRANT THORNTON, LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
LAREDO PETROLEUM, INC.
Ticker: LPI Security ID: 516806106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF GRANT THORNTON LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: FEB 28, 2017 Meeting Type: Special
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"),
DATED NOVEMBER 3, 2016, BY AND BETWEEN
LATTICE SEMICONDUCTOR CORPORATION,
CANYON BRIDGE ACQUISITION COMPANY, INC.
AND CANYON BRIDGE MERGER SUB, INC
2 TO APPROVE ANY PROPOSAL TO ADJOURN THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE
SPECIAL MEETING.
3 TO APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE TO LATTICE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, AS AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO APPROVE, AS AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE THE AMENDED LATTICE FOR FOR Management
SEMICONDUCTOR CORPORATION 2013
INCENTIVE PLAN.
5 TO APPROVE THE AMENDED LATTICE FOR FOR Management
SEMICONDUCTOR CORPORATION 2011
NON-EMPLOYEE DIRECTOR EQUITY INCENTIVE
PLAN.
6 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2017.
--------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
Ticker: LAYN Security ID: 521050104
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF AN ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE COMPANY'S 2006 EQUITY INCENTIVE
PLAN, EFFECTIVE MAY 31, 2017.
5 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
THE ACCOUNTING FIRM OF DELOITTE &
TOUCHE LLP AS LAYNE CHRISTENSEN'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2018.
--------------------------------------------------------------------------------
LCI INDUSTRIES
Ticker: LCII Security ID: 50189K103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: E. ROBERT ROSKIND
2 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: T. WILSON EGLIN
3 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: HAROLD FIRST
4 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: RICHARD S. FRARY
5 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: LAWRENCE L. GRAY
6 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: JAMIE HANDWERKER
7 ELECTION OF TRUSTEE TO SERVE UNTIL THE FOR FOR Management
2018 ANNUAL MEETING: CLAIRE A. KOENEMAN
8 AN ADVISORY, NON-BINDING RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT FOR THE 2017
ANNUAL MEETING OF SHAREHOLDERS.
9 AN ADVISORY, NON-BINDING 1 - Year FOR Management
RECOMMENDATION ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
10 APPROVAL OF THE LEXINGTON REALTY TRUST FOR FOR Management
AMENDED AND RESTATED 2011 EQUITY-BASED
AWARD PLAN.
11 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO ADOPT, ON AN ADVISORY BASIS, A FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF THE STOCKHOLDER
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
LIBBEY INC.
Ticker: LBY Security ID: 529898108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY AND FOR FOR Management
NON-BINDING BASIS, THE 2016
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVES.
3 RECOMMEND, ON AN ADVISORY AND 1 - Year FOR Management
NON-BINDING BASIS, THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS LIBBEY'S
INDEPENDENT AUDITORS FOR THE 2017
FISCAL YEAR.
--------------------------------------------------------------------------------
LIBERTY TRIPADVISOR HOLDINGS, INC.
Ticker: LTRPA Security ID: 531465102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
LIFELOCK, INC.
Ticker: LOCK Security ID: 53224V100
Meeting Date: JAN 26, 2017 Meeting Type: Special
Record Date: DEC 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF NOVEMBER 20, 2016,
AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG LIFELOCK, INC.,
SYMANTEC CORPORATION AND L1116 MERGER
SUB, INC.(THE "MERGER AGREEMENT").
2 TO ADJOURN THE SPECIAL MEETING TO A FOR FOR Management
LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT AT
THE TIME OF THE SPECIAL MEETING.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY LIFELOCK, INC. TO
ITS NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING AUGUST 31, 2017.
3 NON-BINDING VOTE ON RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 NON-BINDING VOTE ON WHETHER A 1 - Year FOR Management
NON-BINDING STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
SHOULD BE HELD EVERY YEAR, EVERY
SECOND YEAR, OR EVERY THIRD YEAR.
--------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC.
Ticker: LIOX Security ID: 536252109
Meeting Date: FEB 28, 2017 Meeting Type: Special
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 12, 2016,
BY AND AMONG LBT ACQUISITION, INC.,
LBT MERGER SUB, INC., AND LIONBRIDGE
TECHNOLOGIES, INC. (LIONBRIDGE), AS IT
MAY BE AMENDED FROM TIME TO TIME.
2 TO APPROVE (ON AN ADVISORY BASIS) THE FOR FOR Management
"GOLDEN PARACHUTE" COMPENSATION
PAYABLE OR THAT COULD BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
LIONBRIDGE IN CONNECTION WITH THE
MERGER PURSUANT TO THE TERMS OF THE
MERGER AGREEMENT, THE 2016 LIONBRIDGE
MANAG
3 TO APPROVE ONE OR MORE ADJOURNMENTS OR FOR FOR Management
POSTPONEMENTS OF THE SPECIAL MEETING,
IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF LIONBRIDGE HAS NOT OBTAINED
SUFFICIENT AFFIRMATIVE STOCKHOLDER
VOTES ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: OCT 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO ADOPT ALTERATIONS TO THE FOR FOR Management
CURRENT NOTICE OF ARTICLES OF LIONS
GATE TO CREATE AND AUTHORIZE A NEW
CLASS OF VOTING SHARES ENTITLED "CLASS
A VOTING SHARES" (THE "LIONS GATE
VOTING SHARES") AND A NEW CLASS OF
NON-VOTING SHARES ENTITLED "CLASS B NON
2 PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
AMENDMENTS TO THE CURRENT ARTICLES OF
LIONS GATE WITH RESPECT TO THE SPECIAL
RIGHTS AND RESTRICTIONS OF THE
AUTHORIZED SHARES, INCLUDING THE
COMMON SHARES, THE LIONS GATE VOTING
SHARES, THE LIONS GATE NON-VOTING
SHARES
3 PROPOSAL TO APPROVE THE CONVERSION OF FOR FOR Management
EACH COMMON SHARE INTO 0.5 LIONS GATE
VOTING SHARES AND 0.5 LIONS GATE
NON-VOTING SHARES AND THE ADOPTION OF
FURTHER ALTERATIONS TO THE NOTICE OF
ARTICLES OF LIONS GATE TO REMOVE THE
COMMON SHARES FROM THE NOTICE OF A
4 PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
FURTHER AMENDMENTS TO THE ARTICLES OF
LIONS GATE WITH RESPECT TO CHANGES TO
REMOVE REFERENCES TO THE LIONS GATE
COMMON SHARES THEREIN.
5 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
LIONS GATE NON-VOTING SHARES AND LIONS
GATE VOTING SHARES TO HOLDERS OF STARZ
SERIES A COMMON STOCK AND STARZ SERIES
B COMMON STOCK IN CONNECTION WITH THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 30, 2016 (AS AMEN
6 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
LIONS GATE COMMON SHARES TO JOHN C.
MALONE, ROBERT R. BENNETT AND CERTAIN
OF THEIR RESPECTIVE AFFILIATES (THE
"M-B STOCKHOLDERS"), IN CONNECTION
WITH THE STOCK EXCHANGE AGREEMENT,
DATED AS OF JUNE 30, 2016, BY AND BETWE
7 PROPOSAL TO APPROVE ALL ISSUANCES OF FOR FOR Management
LIONS GATE SECURITIES BY LIONS GATE,
DURING THE FIVE-YEAR PERIOD FOLLOWING
THE RECEIPT OF SHAREHOLDER APPROVAL,
TO LIBERTY GLOBAL PLC, DISCOVERY
COMMUNICATIONS, INC. AND MHR FUND
MANAGEMENT, LLC IN CONNECTION WITH THE
8 PROPOSAL TO APPROVE THE FURTHER FOR FOR Management
AMENDMENT OF THE ARTICLES OF LIONS
GATE TO EXTEND INDEMNITIES CURRENTLY
PROVIDED FOR IN THE ARTICLES OF LIONS
GATE IN FAVOR OF DIRECTORS AND FORMER
DIRECTORS OF LIONS GATE TO ALSO APPLY
TO OFFICERS AND FORMER OFFICERS OF LI
9 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF PROPOSALS 1(A),
1(B), 1(C), 1(D) OR 2, ABOVE, IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT TO APPROVE SUC
1 PROPOSAL TO ADOPT ALTERATIONS TO THE FOR FOR Management
CURRENT NOTICE OF ARTICLES OF LIONS
GATE TO CREATE AND AUTHORIZE A NEW
CLASS OF VOTING SHARES ENTITLED "CLASS
A VOTING SHARES" (THE "LIONS GATE
VOTING SHARES") AND A NEW CLASS OF
NON-VOTING SHARES ENTITLED "CLASS B NON
2 PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
AMENDMENTS TO THE CURRENT ARTICLES OF
LIONS GATE WITH RESPECT TO THE SPECIAL
RIGHTS AND RESTRICTIONS OF THE
AUTHORIZED SHARES, INCLUDING THE
COMMON SHARES, THE LIONS GATE VOTING
SHARES, THE LIONS GATE NON-VOTING
SHARES
3 PROPOSAL TO APPROVE THE CONVERSION OF FOR FOR Management
EACH COMMON SHARE INTO 0.5 LIONS GATE
VOTING SHARES AND 0.5 LIONS GATE
NON-VOTING SHARES AND THE ADOPTION OF
FURTHER ALTERATIONS TO THE NOTICE OF
ARTICLES OF LIONS GATE TO REMOVE THE
COMMON SHARES FROM THE NOTICE OF A
4 PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
FURTHER AMENDMENTS TO THE ARTICLES OF
LIONS GATE WITH RESPECT TO CHANGES TO
REMOVE REFERENCES TO THE LIONS GATE
COMMON SHARES THEREIN.
5 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
LIONS GATE NON-VOTING SHARES AND LIONS
GATE VOTING SHARES TO HOLDERS OF STARZ
SERIES A COMMON STOCK AND STARZ SERIES
B COMMON STOCK IN CONNECTION WITH THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JUNE 30, 2016 (AS AMEN
6 PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
LIONS GATE COMMON SHARES TO JOHN C.
MALONE, ROBERT R. BENNETT AND CERTAIN
OF THEIR RESPECTIVE AFFILIATES (THE
"M-B STOCKHOLDERS"), IN CONNECTION
WITH THE STOCK EXCHANGE AGREEMENT,
DATED AS OF JUNE 30, 2016, BY AND BETWE
7 PROPOSAL TO APPROVE ALL ISSUANCES OF FOR FOR Management
LIONS GATE SECURITIES BY LIONS GATE,
DURING THE FIVE-YEAR PERIOD FOLLOWING
THE RECEIPT OF SHAREHOLDER APPROVAL,
TO LIBERTY GLOBAL PLC, DISCOVERY
COMMUNICATIONS, INC. AND MHR FUND
MANAGEMENT, LLC IN CONNECTION WITH THE
8 PROPOSAL TO APPROVE THE FURTHER FOR FOR Management
AMENDMENT OF THE ARTICLES OF LIONS
GATE TO EXTEND INDEMNITIES CURRENTLY
PROVIDED FOR IN THE ARTICLES OF LIONS
GATE IN FAVOR OF DIRECTORS AND FORMER
DIRECTORS OF LIONS GATE TO ALSO APPLY
TO OFFICERS AND FORMER OFFICERS OF LI
9 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF PROPOSALS 1(A),
1(B), 1(C), 1(D) OR 2, ABOVE, IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT TO APPROVE SUC
--------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
Ticker: LQDT Security ID: 53635B107
Meeting Date: FEB 23, 2017 Meeting Type: Annual
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
3 APPROVAL OF AN ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2006 OMNIBUS
LONG-TERM INCENTIVE PLAN TO INCREASE
THE AUTHORIZED NUMBER OF SHARES AND TO
MAKE CERTAIN OTHER CHANGES.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
CONDUCTING FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: T. J . CHUNG FOR FOR Management
2 ELECTION OF DIRECTOR: CARY FU FOR FOR Management
3 ELECTION OF DIRECTOR: ANTHONY GRILLO FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID HEINZMANN FOR FOR Management
5 ELECTION OF DIRECTOR: GORDON HUNTER FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN MAJOR FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM NOGLOWS FOR FOR Management
8 ELECTION OF DIRECTOR: RONALD SCHUBEL FOR FOR Management
9 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
11 APPROVE THE AMENDED AND RESTATED FOR FOR Management
LITTELFUSE, INC. LONG TERM INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN
AND TO MAKE CERTAIN OTHER CHANGES TO
THE PLAN.
12 APPROVE AND RATIFY THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2017.
--------------------------------------------------------------------------------
LIVEPERSON, INC.
Ticker: LPSN Security ID: 538146101
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF BDO USA, LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2009
STOCK INCENTIVE PLAN.
6 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2010
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
LOGMEIN, INC
Ticker: LOGM Security ID: 54142L109
Meeting Date: JAN 25, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY'S ISSUANCE OF FOR FOR Management
ITS COMMON STOCK IN CONNECTION WITH
THE AGREEMENT AND PLAN OF MERGER DATED
AS OF JULY 26, 2016, AS IT MAY BE
AMENDED FROM TIME-TO-TIME, AMONG THE
COMPANY, LITHIUM MERGER SUB, INC.,
CITRIX SYSTEMS, INC. AND GETGO, INC.
2 ADOPTION OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK BY AN ADDITIONAL
75,000,000 SHARES, CONDITIONED UPON
THE CLOSING OF THE MERGER OF LITHIUM
MERGER SUB, INC
3 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE COMPANY'S 2009
STOCK INCENTIVE PLAN TO (I) INCREASE
THE NUMBER OF SHARES OF THE COMPANY'S
COMMON STOCK THAT MAY BE ISSUED UNDER
THE PLAN BY AN ADDITIONAL 4,500,000
SHARES AND (II) EXTEND THE TERM OF THE
PLA
4 APPROVAL OF THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ISSUANCE OF THE COMPANY'S
COMMON STOCK IN CONNECTION WITH THE AGR
--------------------------------------------------------------------------------
LOGMEIN, INC
Ticker: LOGM Security ID: 54142L109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: DAVID J. FOR FOR Management
HENSHALL
2 ELECTION OF CLASS II DIRECTOR: PETER J. FOR FOR Management
SACRIPANTI
3 ELECTION OF CLASS II DIRECTOR: WILLIAM FOR FOR Management
R. WAGNER
4 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2017.
5 ADVISORY VOTE FOR THE APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ACTING UPON A PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 ACTING UPON A PROPOSAL TO APPROVE, ON FOR FOR Management
A NON-BINDING, ADVISORY BASIS,
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4 ACTING UPON A PROPOSAL TO SELECT, ON A 1 - Year FOR Management
NON-BINDING, ADVISORY BASIS, THE
FREQUENCY OF FUTURE NON-BINDING,
ADVISORY VOTES ON COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: E. GARY COOK FOR FOR Management
2 ELECTION OF DIRECTOR: KURT M. LANDGRAF FOR FOR Management
3 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS LP'S
INDEPENDENT AUDITOR FOR 2017.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAN H. ARNOLD FOR FOR Management
2 ELECTION OF DIRECTOR: VIET D. DINH FOR FOR Management
3 ELECTION OF DIRECTOR: H. PAULETT FOR FOR Management
EBERHART
4 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
GLAVIN, JR
5 ELECTION OF DIRECTOR: MARCO W. HELLMAN FOR FOR Management
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES S. PUTNAM FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES S. RIEPE FOR FOR Management
9 ELECTION OF DIRECTOR: RICHARD P. FOR FOR Management
SCHIFTER
10 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
11 APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
12 APPROVE, IN AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY ERNST & YOUNG, LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF NAMED EXCEUTIVE
COMPENSATION.
4 FREQUENCY OF ADVISORY VOTE ON THE 1 - Year FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
LSC COMMUNICATIONS, INC.
Ticker: LKSD Security ID: 50218P107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS J. FOR FOR Management
QUINLAN III
2 ELECTION OF DIRECTOR: M. SHAN ATKINS FOR FOR Management
3 ELECTION OF DIRECTOR: MARGRET A. BREYA FOR FOR Management
4 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
6 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2016 PERFORMANCE INCENTIVE PLAN.
7 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 AMENDMENT OF THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED 2012 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF COMMON SHARES
AUTHORIZED FOR ISSUANCE BY 1,600,000,
SET A RATIO BY WHICH FULL VALUE AWARDS
COUNT AGAINST THE SHARE RESERVE, AND
AUTHORIZE THE ISSUANCE OF D
4 ADVISORY VOTE ON THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------
LTC PROPERTIES, INC.
Ticker: LTC Security ID: 502175102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BOYD W. FOR FOR Management
HENDRICKSON
2 ELECTION OF DIRECTOR: JAMES J. FOR FOR Management
PIECZYNSKI
3 ELECTION OF DIRECTOR: DEVRA G. SHAPIRO FOR FOR Management
4 ELECTION OF DIRECTOR: WENDY L. SIMPSON FOR FOR Management
5 ELECTION OF DIRECTOR: TIMOTHY J. FOR FOR Management
TRICHE, M.D.
6 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM.
7 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
8 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 PROPOSAL TO APPROVE A NON-BINDING FOR FOR Management
ADVISORY RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 PROPOSAL TO PROVIDE A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE AS TO THE FREQUENCY OF
THE NON-BINDING ADVISORY STOCKHOLDER
VOTE TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 04, 2016 Meeting Type: Annual
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN A. KAPLAN FOR FOR Management
2 ELECTION OF DIRECTOR: HAROLD L. COVERT FOR FOR Management
3 ELECTION OF DIRECTOR: PENELOPE A. FOR FOR Management
HERSCHER
4 ELECTION OF DIRECTOR: SAMUEL F. THOMAS FOR FOR Management
5 ELECTION OF DIRECTOR: BRIAN J. LILLIE FOR FOR Management
6 ELECTION OF DIRECTOR: ALAN S. LOWE FOR FOR Management
7 TO APPROVE THE EXECUTIVE OFFICER FOR FOR Management
PERFORMANCE-BASED INCENTIVE PLAN
8 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
2015 EQUITY INCENTIVE PLAN
9 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 1, 2017
--------------------------------------------------------------------------------
LUMINEX CORPORATION
Ticker: LMNX Security ID: 55027E102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN L. ECK, FOR FOR Management
M.D., PH.D.
2 ELECTION OF DIRECTOR: JIM D. KEVER FOR FOR Management
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
5 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE LUMINEX CORPORATION
EMPLOYEE STOCK PURCHASE PLAN.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
LUMOS NETWORKS CORP.
Ticker: LMOS Security ID: 550283105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE MERGER AGREEMENT. FOR FOR Management
2 A NON-BINDING ADVISORY RESOLUTION FOR FOR Management
APPROVING THE MERGER RELATED
COMPENSATION (SEE PROXY STATEMENT FOR
FULL PROPOSAL).
3 APPROVAL OF THE ADJOURNMENT OF THE FOR FOR Management
2017 ANNUAL MEETING OF STOCKHOLDERS
FROM TIME TO TIME IF NECESSARY OR
APPROPRIATE.
4 ELECTION OF DIRECTOR: PETER D. AQUINO FOR FOR Management
5 ELECTION OF DIRECTOR: LAWRENCE J. FOR FOR Management
ASKOWITZ
6 ELECTION OF DIRECTOR: TIMOTHY G. BILTZ FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT E. GUTH FOR FOR Management
8 ELECTION OF DIRECTOR: SHAWN F. FOR FOR Management
O'DONNELL
9 ELECTION OF DIRECTOR: WILLIAM M. FOR FOR Management
PRUELLAGE
10 ELECTION OF DIRECTOR: MICHAEL K. FOR FOR Management
ROBINSON
11 ELECTION OF DIRECTOR: MICHAEL T. SICOLI FOR FOR Management
12 ELECTION OF DIRECTOR: JERRY E. VAUGHN FOR FOR Management
13 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF LUMOS NETWORKS' NAMED EXECUTIVE
OFFICERS.
14 RATIFY THE APPOINTMENT OF KPMG LLP TO FOR FOR Management
SERVE AS THE INDEPENDENT REGISTERED
ACCOUNTING FIRM (SEE PROXY STATEMENT
FOR FULL PROPOSAL).
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 HOLDING AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 HOLDING AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
4 RATIFYING THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN ADVISORY PROPOSAL FOR FOR Management
REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
(SAY ON PAY).
3 AN ADVISORY VOTE REGARDING THE 1 - Year FOR Management
FREQUENCY OF SUBMISSION TO
SHAREHOLDERS OF ADVISORY "SAY ON PAY"
PROPOSALS.
4 TO APPROVE AN AMENDMENT TO THE M.D.C. FOR FOR Management
HOLDINGS, INC. 2011 EQUITY INCENTIVE
PLAN TO INCREASE THE SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN.
5 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON-BINDING, ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF M/I HOMES, INC.
3 A NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF M/I HOMES, INC.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE APPROVING THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS SUCH COMPENSATION IS
DESCRIBED UNDER THE "COMPENSATION
DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION" SECTIONS OF
THE ACCOMPANYING PROXY STATEMENT.
3 ADVISORY VOTE FOR PROPOSAL RELATING TO 1 - Year FOR Management
THE FREQUENCY OF THE STOCKHOLDER VOTE
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS
AND TO DELETE OBSOLETE PROVISIONS.
4 RATIFICATION OF ERNST & YOUNG AS FOR FOR Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC.
Ticker: MSFG Security ID: 56062Y102
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AN ADVISORY PROPOSAL ON FOR FOR Management
THE COMPANY'S EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP.
--------------------------------------------------------------------------------
MANITOWOC FOODSERVICE, INC.
Ticker: Security ID: 563568104
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5 THE APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS UNDER WELBILT,
INC.'S 2016 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP.
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS
3 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Ticker: VAC Security ID: 57164Y107
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS 2017 FISCAL
YEAR
3 AN ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE PROXY STATEMENT FOR THE ANNUAL
MEETING
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 PROPOSAL TO CONFIRM THE SELECTION OF FOR FOR Management
GRANT THORNTON LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 TO TRANSACT OTHER BUSINESS IF PROPERLY FOR AGAINST Management
BROUGHT BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker: MASI Security ID: 574795100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: DR. FOR FOR Management
STEVEN J. BARKER
2 ELECTION OF CLASS I DIRECTOR: SANFORD FOR FOR Management
FITCH
3 TO RATIFY THE SELECTION OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 30, 2017.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY RESOLUTIONS TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
6 APPROVAL OF THE COMPANY'S 2017 EQUITY FOR FOR Management
INCENTIVE PLAN.
7 APPROVAL OF THE COMPANY'S EXECUTIVE FOR FOR Management
BONUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE, ON AN ADVISORY BASIS, ON THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE PROXY
STATEMENT.
3 TO APPOINT ERNST & YOUNG LLP, AN FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE AUDITORS OF
THE COMPANY THROUGH TO THE NEXT ANNUAL
GENERAL MEETING OF THE SHAREHOLDERS
AND AUTHORIZE THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX THE REMUNERATION
OF TH
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF BDO FOR FOR Management
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION REGARDING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 A NON-BINDING ADVISORY RESOLUTION 1 - Year FOR Management
REGARDING THE FREQUENCY OF THE VOTE
REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE MATERION CORPORATION FOR FOR Management
2006 STOCK INCENTIVE PLAN (AS AMENDED
AND RESTATED AS OF MAY 3, 2017).
3 TO APPROVE THE MATERION CORPORATION FOR FOR Management
2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN
(AS AMENDED AND RESTATED AS OF MAY 3,
2017).
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY.
5 TO APPROVE, BY NON-BINDING VOTE, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
6 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 11, 2016 Meeting Type: Annual
Record Date: SEP 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
5 TO APPROVE THE MATRIX SERVICE COMPANY FOR FOR Management
2016 STOCK AND INCENTIVE COMPENSATION
PLAN.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE ENGAGEMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO ALLOW FOR THE REMOVAL
OF DIRECTORS WITH OR WITHOUT CAUSE BY
A MAJORITY VOTE OF THE STOCKHOLDERS.
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 16, 2017 Meeting Type: Annual
Record Date: DEC 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE AMENDED AND RESTATED 2014 FOR FOR Management
DIRECTOR FEE PLAN
3 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE RECORDS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017
4 PROVIDE AN ADVISORY (NON-BINDING) VOTE FOR FOR Management
ON THE EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
5 PROVIDE AN ADVISORY (NON-BINDING) VOTE 1 - Year FOR Management
ON THE FREQUENCY OF THE ADVISORY VOTE
ON THE EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
MB FINANCIAL, INC.
Ticker: MBFI Security ID: 55264U108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID P. BOLGER FOR FOR Management
2 ELECTION OF DIRECTOR: C. BRYAN DANIELS FOR FOR Management
3 ELECTION OF DIRECTOR: MITCHELL FEIGER FOR FOR Management
4 ELECTION OF DIRECTOR: SUNIL GARG FOR FOR Management
5 ELECTION OF DIRECTOR: CHARLES J. GRIES FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES N. HALLENE FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS H. HARVEY FOR FOR Management
8 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
HOLMSTROM
9 ELECTION OF DIRECTOR: KAREN J. MAY FOR FOR Management
10 ELECTION OF DIRECTOR: RONALD D. SANTO FOR FOR Management
11 ELECTION OF DIRECTOR: JENNIFER W. FOR FOR Management
STEANS
12 ELECTION OF DIRECTOR: RENEE TOGHER FOR FOR Management
13 ADVISORY (NON-BINDING) VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION.
14 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH W. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: MARYANN BRUCE FOR FOR Management
3 ELECTION OF DIRECTOR: FRANCIS Y. CHIN FOR FOR Management
4 ELECTION OF DIRECTOR: KEITH D. CURRY FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM C. FALLON FOR FOR Management
6 ELECTION OF DIRECTOR: STEVEN J. GILBERT FOR FOR Management
7 ELECTION OF DIRECTOR: CHARLES R. FOR FOR Management
RINEHART
8 ELECTION OF DIRECTOR: LOIS A. SCOTT FOR FOR Management
9 ELECTION OF DIRECTOR: THEODORE SHASTA FOR FOR Management
10 ELECTION OF DIRECTOR: RICHARD C. FOR FOR Management
VAUGHAN
11 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
EXECUTIVE COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
EXECUTIVE COMPENSATION VOTES.
13 APPROVE THE PERFORMANCE GOALS IN THE FOR FOR Management
MBIA INC. 2005 OMNIBUS INCENTIVE PLAN,
AS AMENDED, FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
14 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP. ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONDUCT AN ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY WITH WHICH TO HOLD ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO RATIFY OUR AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MCGRATH RENTCORP
Ticker: MGRC Security ID: 580589109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 TO HOLD A NON-BINDING, ADVISORY VOTE FOR FOR Management
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO RECOMMEND, IN A NON-BINDING VOTE, 1 - Year FOR Management
WHETHER A NON-BINDING SHAREHOLDER VOTE
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDCA Security ID: 552697104
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE AUDITOR NOMINATION PROPOSED BY FOR FOR Management
MANAGEMENT IS BDO USA, LLP, TO ACT AS
AUDITORS OF MDC PARTNERS AND TO
AUTHORIZE THE AUDIT COMMITTEE TO FIX
THEIR REMUNERATION.
3 THE RECOMMENDATION PUT FORTH BY FOR FOR Management
MANAGEMENT IS FOR THE APPROVAL OF A
NON-BINDING ADVISORY RESOLUTION ON THE
COMPANY'S EXECUTIVE COMPENSATION.
4 THE RECOMMENDATION PUT FORTH BY FOR FOR Management
MANAGEMENT IS FOR THE APPROVAL, ON AN
ADVISORY BASIS, OF AN ANNUAL ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDCA Security ID: 552697104
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE AUDITOR NOMINATION PROPOSED BY FOR FOR Management
MANAGEMENT IS BDO USA, LLP, TO ACT AS
AUDITORS OF MDC PARTNERS AND TO
AUTHORIZE THE AUDIT COMMITTEE TO FIX
THEIR REMUNERATION.
3 THE RECOMMENDATION PUT FORTH BY FOR FOR Management
MANAGEMENT IS FOR THE APPROVAL OF A
NON-BINDING ADVISORY RESOLUTION ON THE
COMPANY'S EXECUTIVE COMPENSATION.
4 THE RECOMMENDATION PUT FORTH BY FOR FOR Management
MANAGEMENT IS FOR THE APPROVAL, ON AN
ADVISORY BASIS, OF AN ANNUAL ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC.
Ticker: MDSO Security ID: 58471A105
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: TAREK A. SHERIF FOR FOR Management
2 ELECTION OF DIRECTOR: GLEN M. DE VRIES FOR FOR Management
3 ELECTION OF DIRECTOR: CARLOS DOMINGUEZ FOR FOR Management
4 ELECTION OF DIRECTOR: NEIL M. KURTZ FOR FOR Management
5 ELECTION OF DIRECTOR: GEORGE W. FOR FOR Management
MCCULLOCH
6 ELECTION OF DIRECTOR: LEE A. SHAPIRO FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT B. TAYLOR FOR FOR Management
8 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
(THE "SAY ON PAY VOTE").
9 TO APPROVE THE MEDIDATA SOLUTIONS, INC. FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN.
10 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
11 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF HOLDING THE SAY ON PAY
VOTE IN THE FUTURE (THE "SAY WHEN ON
PAY VOTE").
--------------------------------------------------------------------------------
MEDIFAST, INC.
Ticker: MED Security ID: 58470H101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE AMENDED AND RESTATED 2012 FOR FOR Management
STOCK INCENTIVE PLAN.
3 RATIFY THE APPOINTMENT OF RSM US LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
4 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MEMORIAL RESOURCE DEVELOPMENT CORP
Ticker: MRD Security ID: 58605Q109
Meeting Date: SEP 15, 2016 Meeting Type: Special
Record Date: AUG 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF MAY 15,
2016, BY AND AMONG RANGE RESOURCES
CORPORATION, MEDINA MERGER SUB, INC.
AND MEMORIAL RESOURCE DEVELOPMENT CORP.
, AND THE TRANSACTIONS CONTEMPLATED
THEREBY, INCLUDING THE MERGER.
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO
MEMORIAL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
MEMORIAL SPECIAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL.
--------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
Ticker: MENT Security ID: 587200106
Meeting Date: FEB 02, 2017 Meeting Type: Special
Record Date: JAN 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE AND ADOPT THE FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 12, 2016, AMONG MENTOR
GRAPHICS CORPORATION, SIEMENS
INDUSTRY, INC. AND MEADOWLARK
SUBSIDIARY CORPORATION.
2 PROPOSAL TO APPROVE, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, CERTAIN COMPENSATION
THAT WILL OR MAY BE PAID OR BECOME
PAYABLE TO MENTOR GRAPHICS
CORPORATION'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES
TO THE MERGER.
--------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
MEREDITH CORPORATION
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THIS PROXY STATEMENT.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
MERIDIAN BANCORP INC.
Ticker: EBSB Security ID: 58958U103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
WOLF & COMPANY, P.C. AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
MERIDIAN BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 AN ADVISORY (NON-BINDING) RESOLUTION FOR FOR Management
TO APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 25, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS MERIDIAN'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2017.
4 REAPPROVAL OF THE MATERIAL TERMS FOR FOR FOR Management
PAYMENT OF PERFORMANCE- BASED
INCENTIVE COMPENSATION UNDER THE
MERIDIAN BIOSCIENCE, INC. 2012 STOCK
INCENTIVE PLAN.
--------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Security ID: 589889104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO RECOMMEND, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES DURING THE NEXT SIX
YEARS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER L. AX FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT G. SARVER FOR FOR Management
3 ELECTION OF DIRECTOR: GERALD HADDOCK FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL R. ODELL FOR FOR Management
5 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
6 ADVISORY VOTE TO APPROVE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
7 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON SAY ON PAY.
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PRESENTATION TO SHAREHOLDERS OF AN
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION EVERY ONE, TWO OR
THREE YEARS.
4 TO CONSIDER AND VOTE UPON A PROPOSAL FOR FOR Management
TO APPROVE THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS OF
THE FIRM OF DELOITTE & TOUCHE LLP AS
AUDITORS OF THE COMPANY.
5 TO CONSIDER AND VOTE UPON A PROPOSAL FOR FOR Management
TO APPROVE THE AMENDED AND RESTATED
2010 LONG-TERM INCENTIVE PLAN TO
INCREASE THE MAXIMUM SHARES AUTHORIZED
TO BE ISSUED THEREUNDER BY 3.0 MILLION
SHARES AND TO MAKE CERTAIN OTHER
CHANGES TO THE PLAN.
--------------------------------------------------------------------------------
META FINANCIAL GROUP, INC.
Ticker: CASH Security ID: 59100U108
Meeting Date: JAN 23, 2017 Meeting Type: Annual
Record Date: NOV 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR "NAMED
EXECUTIVE OFFICERS" (A SAY-ON-PAY
VOTE).
--------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: MEI Security ID: 591520200
Meeting Date: SEP 15, 2016 Meeting Type: Annual
Record Date: JUL 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WALTER J. FOR FOR Management
ASPATORE
2 ELECTION OF DIRECTOR: WARREN L. BATTS FOR FOR Management
3 ELECTION OF DIRECTOR: DARREN M. DAWSON FOR FOR Management
4 ELECTION OF DIRECTOR: DONALD W. DUDA FOR FOR Management
5 ELECTION OF DIRECTOR: STEPHEN F. GATES FOR FOR Management
6 ELECTION OF DIRECTOR: MARTHA GOLDBERG FOR FOR Management
ARONSON
7 ELECTION OF DIRECTOR: ISABELLE C. FOR FOR Management
GOOSSEN
8 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
HORNUNG
9 ELECTION OF DIRECTOR: PAUL G. SHELTON FOR FOR Management
10 ELECTION OF DIRECTOR: LAWRENCE B. FOR FOR Management
SKATOFF
11 THE RATIFICATION OF THE AUDIT FOR FOR Management
COMMITTEE'S SELECTION OF ERNST & YOUNG
LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 29, 2017.
12 THE ADVISORY APPROVAL OF METHODE'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEPHEN R. BLANK FOR FOR Management
2 ELECTION OF DIRECTOR: LAURIE GOODMAN FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM S. GORIN FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS MFA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 APPROVAL OF THE ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION TO APPROVE MFA'S EXECUTIVE
COMPENSATION.
6 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
MFA'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MGE ENERGY, INC.
Ticker: MGEE Security ID: 55277P104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
3 ADVISORY VOTE: APPROVAL OF THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT UNDER THE HEADING "EXECUTIVE
COMPENSATION".
4 ADVISORY VOTE: WHETHER SHAREHOLDER 1 - Year FOR Management
ADVISORY VOTES TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT SHOULD OCCUR EVERY.
5 SHAREHOLDER PROPOSAL RELATING TO AN AGAINST AGAINST Shareholder
ELECTRIFICATION OF THE TRANSPORTATION
SECTOR STUDY.
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY, FOR FOR Management
NON-BINDING BASIS, THE COMPENSATION OF
MICROSTRATEGY INCORPORATED'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2017 ANNUAL
MEETING.
3 TO RECOMMEND, ON AN ADVISORY, 3- Years FOR Management
NON-BINDING BASIS, HOLDING FUTURE
EXECUTIVE COMPENSATION ADVISORY VOTES
EVERY THREE YEARS, EVERY TWO YEARS OR
EVERY YEAR.
4 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
MICROSTRATEGY INCORPORATED'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
Ticker: MSEX Security ID: 596680108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO PROVIDE A NON-BINDING ADVISORY VOTE FOR FOR Management
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3 TO PROVIDE A NON-BINDING ADVISORY VOTE 1 - Year FOR Management
TO APPROVE THE FREQUENCY OF THE
NON-BINDING SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF BAKER FOR FOR Management
TILLY VIRCHOW KRAUSE, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MILACRON HOLDINGS CORP
Ticker: MCRN Security ID: 59870L106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF ERNST & YOUNG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH C. BREUNIG FOR FOR Management
2 ELECTION OF DIRECTOR: DUANE R. DUNHAM FOR FOR Management
3 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY EXECUTIVE COMPENSATION
VOTES.
6 SHAREHOLDER PROPOSAL REGARDING PROXY AGAINST FOR Shareholder
ACCESS.
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MISTRAS
GROUP, INC. FOR ITS FISCAL YEAR ENDING
MAY 31, 2017.
3 TO APPROVE AN AMENDMENT TO THE MISTRAS FOR FOR Management
GROUP, INC. SECOND AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION.
4 TO APPROVE THE MISTRAS GROUP, INC. FOR FOR Management
2016 LONG-TERM INCENTIVE PLAN.
5 TO APPROVE ON AN ADVISORY BASIS THE FOR FOR Management
COMPENSATION OF MISTRAS GROUP NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MISTRAS
GROUP, INC. FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE ON AN ADVISORY BASIS THE FOR FOR Management
COMPENSATION OF MISTRAS GROUP NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION.
3 AN ADVISORY VOTE REGARDING THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL L. WATTS FOR FOR Management
2 ELECTION OF DIRECTOR: ERIK OLSSON FOR FOR Management
3 ELECTION OF DIRECTOR: SARA R. DIAL FOR FOR Management
4 ELECTION OF DIRECTOR: JEFFREY S. GOBLE FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES J. MARTELL FOR FOR Management
6 ELECTION OF DIRECTOR: STEPHEN A FOR FOR Management
MCCONNELL
7 ELECTION OF DIRECTOR: FREDERICK G. FOR FOR Management
MCNAMEE, III
8 ELECTION OF DIRECTOR: KIMBERLY J. FOR FOR Management
MCWATERS
9 ELECTION OF DIRECTOR: LAWRENCE FOR FOR Management
TRACHTENBERG
10 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
11 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY
Ticker: MOD Security ID: 607828100
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID G. BILLS FOR FOR Management
2 ELECTION OF DIRECTOR: THOMAS A. BURKE FOR FOR Management
3 ELECTION OF DIRECTOR: CHARLES P. COOLEY FOR FOR Management
4 ADVISORY VOTE TO APPROVE THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DR. J. MARIO FOR FOR Management
MOLINA
2 ELECTION OF DIRECTOR: RONNA E. ROMNEY FOR FOR Management
3 ELECTION OF DIRECTOR: DALE B. WOLF FOR FOR Management
4 TO CONSIDER AND APPROVE, ON A FOR FOR Management
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF A STOCKHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE MOLINA HEALTHCARE,
INC. 2011 EQUITY INCENTIVE PLAN (THE
"EQUITY INCENTIVE PLAN") AND
RE-APPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS FOR SECTION
162(M)(1) AWARDS UNDER THE EQUITY
INCENTIVE PLAN.
7 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y208
Meeting Date: MAY 16, 2017 Meeting Type: Special
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE AND ADOPT THE FOR FOR Management
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 26, 2017, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG
ALIPAY (UK) LIMITED, A UNITED KINGDOM
LIMITED COMPANY, MATRIX ACQUISITI
2 NON-BINDING, ADVISORY PROPOSAL TO FOR FOR Management
APPROVE COMPENSATION THAT WILL OR MAY
BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y208
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. COLEY CLARK FOR FOR Management
2 ELECTION OF DIRECTOR: VICTOR W. DAHIR FOR FOR Management
3 ELECTION OF DIRECTOR: ANTONIO O. GARZA FOR FOR Management
4 ELECTION OF DIRECTOR: W. ALEXANDER FOR FOR Management
HOLMES
5 ELECTION OF DIRECTOR: SETH W. LAWRY FOR FOR Management
6 ELECTION OF DIRECTOR: PAMELA H. PATSLEY FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
RAFFERTY
8 ELECTION OF DIRECTOR: GANESH B. RAO FOR FOR Management
9 ELECTION OF DIRECTOR: W. BRUCE TURNER FOR FOR Management
10 ELECTION OF DIRECTOR: PEGGY VAUGHAN FOR FOR Management
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
12 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF THE 3- Years FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP.
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF PKF FOR FOR Management
O'CONNOR DAVIES, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
3 THE AMENDED AND RESTATED 2007 FOR FOR Management
INCENTIVE AWARD PLAN, AS MORE FULLY
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
4 THE ADVISORY RESOLUTION FOR THE FOR FOR Management
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
MORE FULLY DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
5 ON AN ADVISORY BASIS, THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MONOGRAM RESIDENTIAL TRUST, INC.
Ticker: MORE Security ID: 60979P105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE NAMED EXECUTIVE OFFICER FOR FOR Management
COMPENSATION ON A NON-BINDING ADVISORY
BASIS.
3 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
EXECUTIVE COMPENSATION.
4 RECOMMEND, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDINGS INC.
Ticker: TYPE Security ID: 61022P100
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT L. LENTZ FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS J. SHAW FOR FOR Management
3 ELECTION OF DIRECTOR: PETER J. SIMONE FOR FOR Management
4 AN ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 FREQUENCY OF ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
6 APPROVAL OF THE THIRD AMENDED AND FOR FOR Management
RESTATED 2007 STOCK OPTION AND
INCENTIVE PLAN.
7 RATIFY ERNST & YOUNG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 09, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING BASIS, FOR FOR Management
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE RE-APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MARCH 25, 2017.
--------------------------------------------------------------------------------
MOOG INC.
Ticker: MOGA Security ID: 615394202
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE MOOG INC. EMPLOYEE FOR FOR Management
STOCK PURCHASE PLAN
3 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
AUDITORS FOR THE 2017 FISCAL YEAR
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOE MANSUETO FOR FOR Management
2 ELECTION OF DIRECTOR: KUNAL KAPOOR FOR FOR Management
3 ELECTION OF DIRECTOR: ROBIN DIAMONTE FOR FOR Management
4 ELECTION OF DIRECTOR: CHERYL FRANCIS FOR FOR Management
5 ELECTION OF DIRECTOR: STEVE KAPLAN FOR FOR Management
6 ELECTION OF DIRECTOR: GAIL LANDIS FOR FOR Management
7 ELECTION OF DIRECTOR: BILL LYONS FOR FOR Management
8 ELECTION OF DIRECTOR: JACK NOONAN FOR FOR Management
9 ELECTION OF DIRECTOR: CAROLINE TSAY FOR FOR Management
10 ELECTION OF DIRECTOR: HUGH ZENTMYER FOR FOR Management
11 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
VOTES ON EXECUTIVE COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS MORNINGSTAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING JANUARY 31,
2018.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION".
4 TO SELECT, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY SHAREHOLDER
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPANY'S
NAMED EXECUTIVE OFFICER COMPENSATION.
3 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
MSA SAFETY INCORPORATED
Ticker: MSA Security ID: 553498106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF ADOPTION OF THE COMPANY'S FOR FOR Management
2017 NON-EMPLOYEE DIRECTORS' EQUITY
INCENTIVE PLAN.
3 SELECTION OF ERNST & YOUNG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 TO PROVIDE AN ADVISORY VOTE TO APPROVE FOR FOR Management
THE EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2017.
3 TO APPROVE THE COMPANY'S 2010 EMPLOYEE FOR FOR Management
STOCK PLAN, AS AMENDED.
--------------------------------------------------------------------------------
MTGE INVESTMENT CORP.
Ticker: MTGE Security ID: 55378A105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GARY D. KAIN FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN W. FOR FOR Management
ABRAHAMS
3 ELECTION OF DIRECTOR: JULIA L. CORONADO FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT M. COUCH FOR FOR Management
5 ELECTION OF DIRECTOR: RANDY E.DOBBS FOR FOR Management
6 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
7 ADVISORY VOTE TO SELECT THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANT FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION
Ticker: MTSC Security ID: 553777103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
3 TO APPROVE, IN A NON-BINDING, ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE, IN A NON-BINDING, ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5 TO APPROVE THE COMPANY'S 2017 STOCK FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE, ON AN ADVISORY BASIS BY FOR FOR Management
NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
4 TO APPROVE, ON AN ADVISORY BASIS BY 1 - Year FOR Management
NON-BINDING VOTE, THE FREQUENCY OF THE
COMPANY'S HOLDING OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC.
Ticker: MWA Security ID: 624758108
Meeting Date: JAN 25, 2017 Meeting Type: Annual
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF THE STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2017.
--------------------------------------------------------------------------------
MULTI-COLOR CORPORATION
Ticker: LABL Security ID: 625383104
Meeting Date: AUG 17, 2016 Meeting Type: Annual
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORTON LLP AS MULTI-COLOR'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
MARCH 31, 2017.
3 ADVISORY APPROVAL OF MULTI-COLOR FOR FOR Management
CORPORATION'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF EXECUTIVE COMPENSATION ON FOR FOR Management
AN ADVISORY, NON-BINDING BASIS
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017
--------------------------------------------------------------------------------
MYERS INDUSTRIES, INC.
Ticker: MYE Security ID: 628464109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CAST A NON-BINDING ADVISORY VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION
3 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES
REGARDING THE COMPANY'S EXECUTIVE
COMPENSATION
4 TO APPROVE THE ADOPTION OF THE AMENDED FOR FOR Management
AND RESTATED 2017 INCENTIVE STOCK PLAN
5 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017
--------------------------------------------------------------------------------
MYR GROUP INC
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: HENRY W. FOR FOR Management
FAYNE
2 ELECTION OF CLASS I DIRECTOR: KENNETH FOR FOR Management
M. HARTWICK
3 ELECTION OF CLASS I DIRECTOR: GARY R. FOR FOR Management
JOHNSON
4 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
BRADLEY T. FAVREAU
5 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
7 APPROVAL OF THE MYR GROUP INC. 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
8 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 01, 2016 Meeting Type: Annual
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE A PROPOSED AMENDMENT TO THE FOR FOR Management
COMPANY'S 2010 EMPLOYEE, DIRECTOR AND
CONSULTANT EQUITY INCENTIVE PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
NACCO INDUSTRIES, INC.
Ticker: NC Security ID: 629579103
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE NACCO FOR FOR Management
INDUSTRIES, INC. EXECUTIVE LONG-TERM
INCENTIVE COMPENSATION PLAN (AMENDED
AND RESTATED EFFECTIVE MARCH 1, 2017).
3 PROPOSAL TO APPROVE THE NACCO FOR FOR Management
INDUSTRIES, INC. NON-EMPLOYEE
DIRECTORS' EQUITY COMPENSATION PLAN
(AMENDED AND RESTATED EFFECTIVE MAY 9,
2017).
4 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
5 PROPOSAL TO RECOMMEND, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR 2017.
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORP
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2017.
3 TO ADOPT A RESOLUTION APPROVING, ON AN FOR FOR Management
ADVISORY, NON-BINDING BASIS, THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED, PURSUANT TO ITEM 402 OF
REGULATION S-K, IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP.
Ticker: FIZZ Security ID: 635017106
Meeting Date: SEP 30, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, FOR FOR Management
NATIONAL CINEMEDIA, INC.'S EXECUTIVE
COMPENSATION.
3 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE EXECUTIVE
COMPENSATION ADVISORY VOTE.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS NATIONAL CINEMEDIA,
INC.'S INDEPENDENT AUDITORS FOR THE
2017 FISCAL YEAR ENDING DECEMBER 28,
2017.
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: W. ANDREW ADAMS FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT A MCCABE, FOR FOR Management
JR.
3 APPROVE THE ADVISORY RESOLUTION FOR FOR Management
APPROVING THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
4 TO CONSIDER AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5 RATIFY THE AUDIT COMMITTEE'S SELECTION FOR FOR Management
OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION
Ticker: NHC Security ID: 635906100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A THREE YEAR TERM: W. ANDREW ADAMS
2 RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A THREE YEAR TERM: ERNEST G.
BURGESS III
3 RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A THREE YEAR TERM: EMIL E. HASSAN
4 ELECTION OF DIRECTOR TO HOLD OFFICE FOR FOR Management
FOR A TWO YEAR TERM: STEPHEN F. FLATT
5 TO AUTHORIZE AND APPROVE AN AMENDMENT FOR FOR Management
TO THE CERTIFICATE OF INCORPORATION OF
THE COMPANY TO INCREASE THE NUMBER OF
AUTHORIZED SHARES FROM THIRTY MILLION
TO FORTY-FIVE MILLION.
6 TO RATIFY THE "2017 NHC EXECUTIVE FOR FOR Management
OFFICER PERFORMANCE BASED COMPENSATION
PLAN" (THE "2017 COMPENSATION PLAN").
7 TO CONSIDER AN ADVISORY VOTE ON FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8 TO CONSIDER AN ADVISORY VOTE ON THE 3- Years FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
Ticker: NPK Security ID: 637215104
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE OUR 2017 INCENTIVE FOR FOR Management
COMPENSATION PLAN.
3 RATIFY THE APPOINTMENT OF BDO USA, LLP FOR FOR Management
AS NATIONAL PRESTO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
4 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF NATIONAL
PRESTO'S NAMED EXECUTIVE OFFICERS.
5 NON-BINDING ADVISORY VOTE ON THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST
Ticker: NSA Security ID: 637870106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC.
Ticker: NWLI Security ID: 638517102
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
BKD, LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTING FIRM FOR 2017.
3 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO APPROVE, ON AN ADVISORY 3- Years FOR Management
BASIS, A THREE YEAR FREQUENCY OF
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NATIONSTAR MORTGAGE HOLDINGS INC
Ticker: NSM Security ID: 63861C109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF ERNST & YOUNG LLP FOR FOR Management
AS NATIONSTAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: BABY Security ID: 639050103
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MR. KENNETH E. FOR FOR Management
LUDLUM
2 ELECTION OF DIRECTOR: MS. BARBARA R. FOR FOR Management
PAUL
3 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
4 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
STOCKHOLDERS SAY-ON-PAY VOTE ON NAMED
EXECUTIVE COMPENSATION.
5 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KEVIN M. BLAKELY FOR FOR Management
2 ELECTION OF DIRECTOR: CYNTHIA A. FOR FOR Management
GLASSMAN
3 ELECTION OF DIRECTOR: JULIE M. HOWARD FOR FOR Management
4 ELECTION OF DIRECTOR: STEPHAN A. JAMES FOR FOR Management
5 ELECTION OF DIRECTOR: SAMUEL K. SKINNER FOR FOR Management
6 ELECTION OF DIRECTOR: GOV. JAMES R. FOR FOR Management
THOMPSON
7 ELECTION OF DIRECTOR: MICHAEL L. FOR FOR Management
TIPSORD
8 ELECTION OF DIRECTOR: RANDY H. ZWIRN FOR FOR Management
9 PROPOSAL TO APPROVE THE NAVIGANT FOR FOR Management
CONSULTING, INC. 2017 LONG-TERM
INCENTIVE PLAN.
10 PROPOSAL TO RE-APPROVE THE MATERIAL FOR FOR Management
TERMS OF THE PERFORMANCE MEASURES
UNDER THE NAVIGANT CONSULTING, INC.
ANNUAL INCENTIVE PLAN.
11 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE NAVIGANT CONSULTING, INC. EMPLOYEE
STOCK PURCHASE PLAN.
12 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
13 PROPOSAL TO RECOMMEND, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY THAT THE COMPANY
WILL HOLD AN ADVISORY SHAREHOLDER VOTE
TO APPROVE THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
14 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON FREQUENCY OF VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION.
4 VOTE TO RATIFY THE SELECTION OF KPMG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
NBT BANCORP INC.
Ticker: NBTB Security ID: 628778102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN A. FOR FOR Management
DIETRICH
2 ELECTION OF DIRECTOR: PATRICIA T. CIVIL FOR FOR Management
3 ELECTION OF DIRECTOR: TIMOTHY E. FOR FOR Management
DELANEY
4 ELECTION OF DIRECTOR: JAMES H. DOUGLAS FOR FOR Management
5 ELECTION OF DIRECTOR: ANDREW S. FOR FOR Management
KOWALCZYK, III
6 ELECTION OF DIRECTOR: JOHN C. MITCHELL FOR FOR Management
7 ELECTION OF DIRECTOR: V. DANIEL FOR FOR Management
ROBINSON, II
8 ELECTION OF DIRECTOR: MATTHEW J. FOR FOR Management
SALANGER
9 ELECTION OF DIRECTOR: JOSEPH A. FOR FOR Management
SANTANGELO
10 ELECTION OF DIRECTOR: LOWELL A. SEIFTER FOR FOR Management
11 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
WADSWORTH
12 ELECTION OF DIRECTOR: JOHN H. WATT, JR. FOR FOR Management
13 ELECTION OF DIRECTOR: JACK H. WEBB FOR FOR Management
14 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION POLICIES ("SAY ON PAY")
(PROPOSAL 2).
15 TO VOTE, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, REGARDING THE FREQUENCY OF
VOTING ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS OF THE
COMPANY ("SAY ON FREQUENCY") (PROPOSAL
3).
16 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS NBT BANCORP INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017
(PROPOSAL 4).
--------------------------------------------------------------------------------
NEENAH PAPER, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: JOHN P. FOR FOR Management
O'DONNELL
2 ELECTION OF CLASS I DIRECTOR: WILLIAM FOR FOR Management
M. COOK
3 ELECTION OF CLASS I DIRECTOR: PHILIP C. FOR FOR Management
MOORE
4 PROPOSAL TO APPROVE AN ADVISORY VOTE FOR FOR Management
ON THE COMPANY'S EXECUTIVE
COMPENSATION.
5 PROPOSAL TO APPROVE AN ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
6 PROPOSAL TO RATIFY DELOITTE & TOUCHE FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF NEENAH
PAPER, INC. FOR THE FISCAL YEAR ENDING
2017.
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL S. DUNLAP FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN F. FOR FOR Management
BUTTERFIELD
3 ELECTION OF DIRECTOR: JAMES P. ABEL FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
CINTANI
5 ELECTION OF DIRECTOR: KATHLEEN A. FOR FOR Management
FARRELL
6 ELECTION OF DIRECTOR: DAVID S. GRAFF FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS E. HENNING FOR FOR Management
8 ELECTION OF DIRECTOR: KIMBERLY K. RATH FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
REARDON
10 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
11 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
12 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 AMEND THE COMPANY'S ARTICLES OF FOR FOR Management
INCORPORATION TO CLASSIFY THE
COMPANY'S BOARD OF DIRECTORS INTO
THREE CLASSES, WITH DIRECTORS IN EACH
CLASS SERVING STAGGERED THREE-YEAR
TERMS.
--------------------------------------------------------------------------------
NEOGEN CORPORATION
Ticker: NEOG Security ID: 640491106
Meeting Date: OCT 06, 2016 Meeting Type: Annual
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF EXECUTIVES.
3 RATIFICATION OF APPOINTMENT OF BDO USA FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 PROPOSAL TO APPROVE, ON A NON-BINDING FOR FOR Management
ADVISORY BASIS, A RESOLUTION APPROVING
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS IN THE PROXY
STATEMENT.
4 PROPOSAL TO RECOMMEND, ON A 1 - Year FOR Management
NON-BINDING ADVISORY BASIS, THE
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 THE BOARD'S PROPOSAL TO AMEND OUR FOR FOR Management
CERTIFICATE OF INCORPORATION AND
BYLAWS TO ALLOW STOCKHOLDERS TO
REQUEST SPECIAL STOCKHOLDER MEETINGS.
6 STOCKHOLDER PROPOSAL REGARDING OUR AGAINST FOR Shareholder
STOCKHOLDERS' ABILITY TO CALL SPECIAL
STOCKHOLDER MEETINGS.
--------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC.
Ticker: NTCT Security ID: 64115T104
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO OUR THIRD FOR FOR Management
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF OUR COMMON
STOCK FROM 150,000,000 TO 300,000,000
SHARES.
3 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
4 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT IN ACCORDANCE WITH
SECURITIES AND EXCHANGE COMMISSION
RULES.
--------------------------------------------------------------------------------
NEUSTAR, INC.
Ticker: NSR Security ID: 64126X201
Meeting Date: MAR 14, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 14, 2016,
AMONG NEUSTAR, AERIAL TOPCO, L.P., A
DELAWARE LIMITED PARTNERSHIP, AND
AERIAL MERGER SUB, INC., A DELAWARE
CORPORATION, AS IT MAY BE AMENDED FROM
TIME TO TIME.
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
NEUSTAR IN CONNECTION WITH THE MERGER.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T201
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN L. TYSON FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID SALTZMAN FOR FOR Management
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR NEW
RESIDENTIAL INVESTMENT CORP. FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
NEW SENIOR INVESTMENT GROUP INC.
Ticker: SNR Security ID: 648691103
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR NEW SENIOR
INVESTMENT GROUP INC. FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
APPROVE THE 2017 EQUITY INCENTIVE PLAN.
4 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
RATIFY, CONFIRM AND APPROVE THE
SELECTION OF GRANT THORNTON LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
NEW YORK REIT, INC.
Ticker: NYRT Security ID: 64976L109
Meeting Date: DEC 30, 2016 Meeting Type: Annual
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
3 TO ADOPT A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE EXECUTIVE
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NEW YORK REIT, INC.
Ticker: NYRT Security ID: 64976L109
Meeting Date: JAN 03, 2017 Meeting Type: Special
Record Date: NOV 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE A PLAN OF LIQUIDATION AND FOR FOR Management
DISSOLUTION (THE PLAN OF LIQUIDATION)
FOR THE COMPANY.
2 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSAL TO
APPROVE THE PLAN OF LIQUIDATION
PROPOSAL.
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, AS AN ADVISORY VOTE, NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO APPROVE, AS AN ADVISORY VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
AMEND THE COMPANY'S 2015 EMPLOYEE
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN
BY 2,000,000 SHARES FROM 7,800,000 TO
9,800,000 SHARES.
5 TO CONSIDER AND ACT UPON A PROPOSAL TO FOR FOR Management
AMEND AND RESTATE THE COMPANY'S 2008
EMPLOYEE STOCK PURCHASE PLAN.
6 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
--------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 APPROVAL, BY NON-BINDING VOTE, OF FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO HOLD AN ADVISORY NON-BINDING VOTE 2 - Years FOR Management
ON THE FREQUENCY OF HOLDING A VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NIC INC.
Ticker: EGOV Security ID: 62914B100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL ON AN ADVISORY BASIS OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY MATERIALS.
3 APPROVAL OF HOLDING A STOCKHOLDER 1 - Year FOR Management
ADVISORY VOTE UPON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
EVERY ONE, TWO OR THREE YEARS, AS
INDICATED.
4 APPROVAL OF THE AMENDED NIC INC. FOR FOR Management
EXECUTIVE INCENTIVE PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
NORTHERN OIL AND GAS, INC.
Ticker: NOG Security ID: 665531109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF HOLDING FUTURE
ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
NORTHFIELD BANCORP, INC.
Ticker: NFBK Security ID: 66611T108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 AN ADVISORY (NON-BINDING) RESOLUTION FOR FOR Management
TO APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
NORTHSTAR REALTY FINANCE CORP.
Ticker: NRF Security ID: 66704R803
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO APPROVE THE MERGER OF FOR FOR Management
NEW SIRIUS MERGER SUB, LLC WITH AND
INTO NRF, WITH NRF SURVIVING THE
MERGER, AND RELATED TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT AND
PLANS OF MERGER, DATED AS OF JUNE 2,
2016, AMONG NRF, NORTHSTAR ASSET
MANAGEMENT GR
2 A PROPOSAL TO APPROVE A PROVISION IN FOR FOR Management
THE COLONY NORTHSTAR CHARTER
CONTAINING CERTAIN COLONY NORTHSTAR
STOCK OWNERSHIP AND TRANSFER
RESTRICTIONS, INCLUDING A PROHIBITION
ON ANY PERSON ACTUALLY OR
CONSTRUCTIVELY OWNING MORE THAN 9.8%
IN VALUE OF THE AGGREGA
3 A PROPOSAL TO APPROVE, BY NON-BINDING, FOR FOR Management
ADVISORY VOTE, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE NRF NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS.
4 A PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
AS DETERMINED BY NRF, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1, PROPOSAL 2 AND PROPOSAL 3.
--------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC.
Ticker: NWBI Security ID: 667340103
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
3 AN ADVISORY, NON-BINDING RESOLUTION TO FOR FOR Management
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
4 AN ADVISORY, NON-BINDING PROPOSAL WITH 1 - Year FOR Management
RESPECT TO THE FREQUENCY THAT
STOCKHOLDERS WILL VOTE ON OUR
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
NORTHWEST NATURAL GAS COMPANY
Ticker: NWN Security ID: 667655104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 REAPPROVAL AND AMENDMENT OF THE LONG FOR FOR Management
TERM INCENTIVE PLAN.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 FREQUENCY OF FUTURE VOTES ON EXECUTIVE 1 - Year FOR Management
COMPENSATION, AS AN ADVISORY VOTE.
5 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS NW
NATURAL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
2017.
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 TRANSACTION OF ANY OTHER MATTERS AND FOR AGAINST Management
BUSINESS AS MAY PROPERLY COME BEFORE
THE ANNUAL MEETING OR ANY POSTPONEMENT
OR ADJOURNMENT OF THE ANNUAL MEETING.
--------------------------------------------------------------------------------
NOVANTA INC.
Ticker: NOVT Security ID: 67000B104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
3 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
SERVE UNTIL THE 2018 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------
NOVANTA INC.
Ticker: NOVT Security ID: 67000B104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
3 TO APPOINT PRICEWATERHOUSECOOPERS LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
SERVE UNTIL THE 2018 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD ALARIO FOR FOR Management
2 ELECTION OF DIRECTOR: RODNEY EADS FOR FOR Management
3 ELECTION OF DIRECTOR: MERRILL MILLER, FOR FOR Management
JR.
4 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR
2017.
5 APPROVAL OF COMPENSATION OF OUR NAMED FOR FOR Management
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
NRG YIELD, INC.
Ticker: NYLD Security ID: 62942X405
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE NRG YIELD'S ANNUAL FOR FOR Management
INCENTIVE PLAN FOR DESIGNATED
CORPORATE OFFICERS.
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, NRG YIELD'S EXECUTIVE
COMPENSATION.
4 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE VOTE TO
APPROVE NRG YIELD'S EXECUTIVE
COMPENSATION.
5 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
NUTRACEUTICAL INTERNATIONAL CORPORATION
Ticker: NUTR Security ID: 67060Y101
Meeting Date: JAN 23, 2017 Meeting Type: Annual
Record Date: DEC 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
NUTRISYSTEM, INC.
Ticker: NTRI Security ID: 67069D108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE ON AN ADVISORY BASIS OUR NAMED FOR FOR Management
EXECUTIVE OFFICERS' COMPENSATION.
3 APPROVE ON AN ADVISORY BASIS THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON OUR
NAMED EXECUTIVE OFFICERS' COMPENSATION.
4 APPROVE OUR SECOND AMENDED AND FOR FOR Management
RESTATED NUTRISYSTEM, INC. 2008
LONG-TERM INCENTIVE PLAN.
5 RATIFY ON AN ADVISORY BASIS KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GREGORY T. LUCIER FOR FOR Management
2 ELECTION OF DIRECTOR: LESLIE V. NORWALK FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL D. FOR FOR Management
O'HALLERAN
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
5 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION REGARDING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2016.
6 APPROVAL OF A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF THE
STOCKHOLDERS' ADVISORY VOTE ON
EXECUTIVE COMPENSATION IN THE FUTURE.
--------------------------------------------------------------------------------
NXSTAGE MEDICAL, INC.
Ticker: NXTM Security ID: 67072V103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON OUR NAMED EXECUTIVE FOR FOR Management
OFFICERS' COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON OUR NAMED
EXECUTIVE OFFICERS' COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
5 TO APPROVE BY-LAW AMENDMENT TO ADOPT FOR FOR Management
MAJORITY VOTING STANDARD FOR
UNCONTESTED DIRECTOR ELECTIONS.
6 TO APPROVE AMENDED AND RESTATED 2014 FOR FOR Management
OMNIBUS INCENTIVE PLAN AND ITS
MATERIAL TERMS FOR INTERNAL REVENUE
CODE SECTION 162(M) PURPOSES.
--------------------------------------------------------------------------------
OASIS PETROLEUM INC
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K PROMULGATED BY THE
SECURITIES AND EXCHANGE COMMISSION.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
SELECTION OF THE FREQUENCY OF FUTURE
ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: NOV 22, 2016 Meeting Type: Special
Record Date: SEP 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 OCEANFIRST SHARE ISSUANCE: APPROVAL OF FOR FOR Management
THE ISSUANCE OF SHARES OF OCEANFIRST
COMMON STOCK IN CONNECTION WITH THE
MERGER OF MASTERS MERGER SUB CORP., A
WHOLLY-OWNED SUBSIDIARY OF OCEANFIRST,
WITH AND INTO OCEAN SHORE HOLDING CO.
2 ADJOURNMENT: APPROVAL OF THE FOR FOR Management
ADJOURNMENT OF THE OCEANFIRST SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE OCEANFIRST SHARE ISSUANCE
PROPOSAL.
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 APPROVAL OF AMENDMENT NO.1 TO THE FOR FOR Management
OCEANFIRST FINANCIAL CORP. 2011 STOCK
INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5 ADVISORY SELECTION ON THE FREQUENCY OF 1 - Year FOR Management
THE ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. EVERY.
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY, ON AN ADVISORY BASIS, THE FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS OCWEN FINANCIAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
4 TO APPROVE HOLDING AN ADVISORY VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION EVERY 1, 2 OR 3
YEARS.
5 TO APPROVE THE OCWEN FINANCIAL FOR FOR Management
CORPORATION 2017 PERFORMANCE INCENTIVE
PLAN.
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION
3 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE OLD NATIONAL BANCORP FOR FOR Management
AMENDED AND RESTATED 2008 INCENTIVE
COMPENSATION PLAN.
3 APPROVAL OF A NON-BINDING ADVISORY FOR FOR Management
PROPOSAL ON EXECUTIVE COMPENSATION.
4 APPROVAL OF A NON-BINDING ADVISORY 1 - Year FOR Management
PROPOSAL DETERMINING THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS INC
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
OLYMPIC STEEL, INC.'S NAMED EXECUTIVE
OFFICER COMPENSATION.
4 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF SHAREHOLDER VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION
Ticker: OME Security ID: 68210P107
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DR. CELESTE A. FOR FOR Management
CLARK
2 ELECTION OF DIRECTOR: DAVID A. OWEN FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING DECEMBER 31, 2017
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3 FREQUENCY OF SAY ON PAY - AN ADVISORY 1 - Year FOR Management
VOTE ON THE FREQUENCY OF SOLICITATION
APPROVAL OF EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
Ticker: OMN Security ID: 682129101
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH M. GINGO FOR FOR Management
2 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
MERRIMAN
3 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
MITAROTONDA
4 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
SEELBACH
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2017.
6 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
OMNOVA'S NAMED EXECUTIVE OFFICER
COMPENSATION.
7 RECOMMENDATION, ON AN ADVISORY BASIS, 1 - Year FOR Management
OF THE FREQUENCY OF THE NAMED
EXECUTIVE OFFICER COMPENSATION
ADVISORY VOTE.
8 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
OMNOVA SOLUTIONS INC. ANNUAL INCENTIVE
PLAN.
9 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
OMNOVA SOLUTIONS LONG-TERM INCENTIVE
PLAN.
10 APPROVAL OF THE OMNOVA SOLUTIONS INC. FOR FOR Management
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
ON ASSIGNMENT, INC.
Ticker: ASGN Security ID: 682159108
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER T. DAMERIS FOR FOR Management
2 ELECTION OF DIRECTOR: JONATHAN S. FOR FOR Management
HOLMAN
3 ELECTION OF DIRECTOR: ARSHAD MATIN FOR FOR Management
4 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
THE COMPANY'S EXECUTIVE COMPENSATION
FOR THE YEAR ENDED DECEMBER 31, 2016.
5 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
6 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
ONEBEACON INSURANCE GROUP, LTD.
Ticker: OB Security ID: G67742109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO ELECT G. MANNING ROUNTREE TO CLASS FOR FOR Management
III OF THE BOARD OF DIRECTORS OF THE
COMPANY.
3 TO AUTHORIZE THE ELECTION OF DIRECTORS FOR FOR Management
OF SPLIT ROCK INSURANCE, LTD.
4 TO AUTHORIZE THE ELECTION OF DIRECTORS FOR FOR Management
OF GRAND MARAIS CAPITAL LIMITED.
5 TO AUTHORIZE THE ELECTION OF DIRECTORS FOR FOR Management
FOR ANY NEW DESIGNATED SUBSIDIARY OF
THE COMPANY.
6 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
7 TO APPROVE THE ADVISORY RESOLUTION ON 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
8 TO APPROVE THE ONEBEACON 2017 LONG FOR FOR Management
TERM INCENTIVE PLAN.
9 TO APPROVE THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
ORITANI FINANCIAL CORP
Ticker: ORIT Security ID: 68633D103
Meeting Date: NOV 22, 2016 Meeting Type: Annual
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY, NON-BINDING PROPOSAL WITH FOR FOR Management
RESPECT TO THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC.
Ticker: ORA Security ID: 686688102
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STANLEY B. STERN FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID GRANOT FOR FOR Management
3 ELECTION OF DIRECTOR: ROBERT B. JOYAL FOR FOR Management
4 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2017.
5 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
6 TO VOTE, ON AN ADVISORY BASIS, ON THE 3- Years FOR Management
FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
7 TO VOTE TO APPROVE THE ADOPTION OF OUR FOR FOR Management
THIRD AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
--------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V.
Ticker: OFIX Security ID: N6748L102
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE CONSOLIDATED BALANCE FOR FOR Management
SHEET AND CONSOLIDATED STATEMENT OF
OPERATIONS AT AND FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2016.
3 ADVISORY VOTE ON COMPENSATION OF NAMED FOR FOR Management
EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON COMPENSATION OF EXECUTIVE
OFFICERS.
5 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
OSI SYSTEMS, INC.
Ticker: OSIS Security ID: 671044105
Meeting Date: DEC 06, 2016 Meeting Type: Annual
Record Date: OCT 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
MOSS ADAMS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
3 APPROVAL OF THE FIRST AMENDMENT TO THE FOR FOR Management
AMENDED AND RESTATED OSI SYSTEMS, INC.
2008 EMPLOYEE STOCK PURCHASE PLAN.
4 ADVISORY VOTE ON THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION FOR THE FISCAL
YEAR ENDED JUNE 30, 2016.
--------------------------------------------------------------------------------
OTTER TAIL CORPORATION
Ticker: OTTR Security ID: 689648103
Meeting Date: APR 10, 2017 Meeting Type: Annual
Record Date: FEB 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE APPROVING THE FOR FOR Management
COMPENSATION PROVIDED TO EXECUTIVE
OFFICERS
3 ADVISORY VOTE ON INTERVAL FOR THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE COMPENSATION
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2017
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
OUTFRONT MEDIA INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF OUTFRONT
MEDIA INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 69036R863
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2017.
3 APPROVAL BY AN ADVISORY VOTE OF THE FOR FOR Management
COMPENSATION FOR 2016 OF THE NAMED
EXECUTIVE OFFICERS ("NEOS").
4 APPROVAL BY AN ADVISORY VOTE OF ONE 1 - Year FOR Management
YEAR AS THE PREFERRED FREQUENCY OF
WHEN STOCKHOLDERS VOTE ON COMPENSATION
OF THE NEOS.
5 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S NON-EMPLOYEE DIRECTOR
INCENTIVE COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK BY 1.5 MILLION SHARES.
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STUART M. ESSIG FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN W. GERDELMAN FOR FOR Management
3 ELECTION OF DIRECTOR: BARBARA B. HILL FOR FOR Management
4 ELECTION OF DIRECTOR: LEMUEL E. LEWIS FOR FOR Management
5 ELECTION OF DIRECTOR: MARTHA H. MARSH FOR FOR Management
6 ELECTION OF DIRECTOR: EDDIE N. MOORE, FOR FOR Management
JR.
7 ELECTION OF DIRECTOR: P. CODY PHIPPS FOR FOR Management
8 ELECTION OF DIRECTOR: JAMES E. ROGERS FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID S. SIMMONS FOR FOR Management
10 ELECTION OF DIRECTOR: ROBERT C. SLEDD FOR FOR Management
11 ELECTION OF DIRECTOR: ANNE MARIE FOR FOR Management
WHITTEMORE
12 VOTE TO APPROVE THE OWENS & MINOR, INC. FOR FOR Management
2017 TEAMMATE STOCK PURCHASE PLAN.
13 VOTE TO RATIFY KPMG LLP AS THE FOR FOR Management
COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2017.
14 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
--------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC.
Ticker: OXM Security ID: 691497309
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DENNIS M. LOVE FOR FOR Management
2 ELECTION OF DIRECTOR: CLYDE C. TUGGLE FOR FOR Management
3 ELECTION OF DIRECTOR: E. JENNER WOOD FOR FOR Management
III
4 PROPOSAL TO APPROVE THE SELECTION OF FOR FOR Management
ERNST & YOUNG LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
5 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, A RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
6 PROPOSAL TO RECOMMEND, ON AN ADVISORY 1 - Year FOR Management
(NON-BINDING) BASIS, THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
P.H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 PROPOSAL TO APPROVE THE COMPANY'S FOR FOR Management
AMENDED AND RESTATED LONG-TERM
INCENTIVE PLAN.
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION AND PAY
PRACTICES.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION AND PAY PRACTICES.
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAR 27, 2017 Meeting Type: Special
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF FOR FOR Management
PACIFIC PREMIER COMMON STOCK TO THE
SHAREHOLDERS OF HERITAGE OAKS BANCORP
PURSUANT TO THE AGREEMENT AND PLAN OF
REORGANIZATION, DATED AS OF DECEMBER
12, 2016, BY AND BETWEEN PACIFIC
PREMIER AND HERITAGE OAKS BANCORP PU
2 TO ADJOURN THE SPECIAL MEETING TO A FOR FOR Management
LATER DATE OR DATES, IF NECESSARY, TO
PERMIT FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO
APPROVE THE ISSUANCE OF SHARES OF
PACIFIC PREMIER COMMON STOCK IN CONN
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO APPROVE AN AMENDMENT TO THE PACIFIC FOR FOR Management
PREMIER BANCORP, INC. AMENDED AND
RESTATED 2012 LONG-TERM INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN.
4 TO RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWARTH LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC.
Ticker: PZZA Security ID: 698813102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHRISTOPHER L. FOR FOR Management
COLEMAN
2 ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY FOR FOR Management
3 ELECTION OF DIRECTOR: LAURETTE T. FOR FOR Management
KOELLNER
4 ELECTION OF DIRECTOR: SONYA E. MEDINA FOR FOR Management
5 ELECTION OF DIRECTOR: JOHN H. SCHNATTER FOR FOR Management
6 ELECTION OF DIRECTOR: MARK S. SHAPIRO FOR FOR Management
7 ELECTION OF DIRECTOR: W. KENT TAYLOR FOR FOR Management
8 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT AUDITORS: TO RATIFY THE
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
2017 FISCAL YEAR.
9 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
10 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP.
Ticker: PKE Security ID: 700416209
Meeting Date: JUL 19, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY (NON-BINDING) FOR FOR Management
BASIS, OF THE 2016 FISCAL YEAR
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
COHNREZNICK LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 26, 2017.
--------------------------------------------------------------------------------
PARK NATIONAL CORPORATION
Ticker: PRK Security ID: 700658107
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: C. DANIEL FOR FOR Management
DELAWDER
2 ELECTION OF DIRECTOR: JAMES R. FOR FOR Management
DEROBERTS
3 ELECTION OF DIRECTOR: ALICIA J. HUPP FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT E. O'NEILL FOR FOR Management
5 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6 RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
7 APPROVE THE PARK NATIONAL CORPORATION FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN FOR
EMPLOYEES.
8 APPROVE THE PARK NATIONAL CORPORATION FOR FOR Management
2017 LONG-TERM INCENTIVE PLAN FOR
NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------
PARKER DRILLING COMPANY
Ticker: PKD Security ID: 701081101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT L. FOR FOR Management
PARKER, JR.
2 ELECTION OF DIRECTOR: GARY G. RICH FOR FOR Management
3 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION.
4 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
5 TO VOTE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, ON WHETHER STOCKHOLDERS SHOULD
VOTE, ON A NON-BINDING ADVISORY BASIS,
ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS EVERY ONE, TWO, OR
THREE YEARS.
--------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
Ticker: PKY Security ID: 70159Q104
Meeting Date: AUG 23, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE MERGER OF PARKWAY FOR FOR Management
PROPERTIES, INC. ("PARKWAY") WITH AND
INTO CLINIC SUB INC. (THE "MERGER"),
WITH CLINIC SUB INC. CONTINUING ITS
EXISTENCE AS A WHOLLY OWNED SUBSIDIARY
OF COUSINS PROPERTIES INCORPORATED
("COUSINS"), ON THE TERMS AND SUBJECT
2 TO APPROVE, BY ADVISORY (NONBINDING) FOR FOR Management
VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF PARKWAY IN
CONNECTION WITH THE MERGER, AS
DISCLOSED IN THE TABLE IN THE SECTION
OF THE PROXY STATEMENT ENTITLED "THE
MERGER-
3 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PARKWAY MERGER
PROPOSAL, IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT
TO APPROVE SUCH PROPOSAL.
--------------------------------------------------------------------------------
PARKWAY, INC.
Ticker: PKY Security ID: 70156Q107
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: AVI BANYASZ FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES H. HANCE, FOR FOR Management
JR.
3 ELECTION OF DIRECTOR: JAMES R. HEISTAND FOR FOR Management
4 ELECTION OF DIRECTOR: FRANK J. "TRIPP" FOR FOR Management
JOHNSON, III
5 ELECTION OF DIRECTOR: CRAIG B. JONES FOR FOR Management
6 ELECTION OF DIRECTOR: R. DARY STONE FOR FOR Management
7 ELECTION OF DIRECTOR: JAMES A. THOMAS FOR FOR Management
8 APPROVAL OF 2017 EMPLOYEE STOCK FOR FOR Management
PURCHASE PLAN.
9 APPROVAL OF THE MATERIAL TERMS OF FOR FOR Management
PAYMENT OF PERFORMANCE-BASED
COMPENSATION UNDER THE 2016 OMNIBUS
EQUITY INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED.
10 ADVISORY VOTE TO RATIFY THE FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
PARTY CITY HOLDCO INC.
Ticker: PRTY Security ID: 702149105
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM OF
ERNST & YOUNG LLP FOR FISCAL 2017.
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN BATKIN FOR FOR Management
2 ELECTION OF DIRECTOR: PATRICIA FOR FOR Management
BELLINGER
3 ELECTION OF DIRECTOR: THE LORD BROWNE FOR FOR Management
OF MADINGLEY
4 ELECTION OF DIRECTOR: MICHAEL GARLAND FOR FOR Management
5 ELECTION OF DIRECTOR: DOUGLAS HALL FOR FOR Management
6 ELECTION OF DIRECTOR: MICHAEL HOFFMAN FOR FOR Management
7 ELECTION OF DIRECTOR: PATRICIA NEWSON FOR FOR Management
8 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
9 AN ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
10 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
2013 EQUITY INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS J. NIMBLEY FOR FOR Management
2 ELECTION OF DIRECTOR: SPENCER ABRAHAM FOR FOR Management
3 ELECTION OF DIRECTOR: WAYNE A. BUDD FOR FOR Management
4 ELECTION OF DIRECTOR: S. EUGENE EDWARDS FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM E. HANTKE FOR FOR Management
6 ELECTION OF DIRECTOR: DENNIS M. HOUSTON FOR FOR Management
7 ELECTION OF DIRECTOR: EDWARD F. KOSNIK FOR FOR Management
8 ELECTION OF DIRECTOR: ROBERT J. LAVINIA FOR FOR Management
9 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2017.
10 TO APPROVE THE PBF ENERGY INC. 2017 FOR FOR Management
EQUITY INCENTIVE PLAN, INCLUDING FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2017.
3 APPROVAL, BY ADVISORY AND NON-BINDING FOR FOR Management
VOTE, OF OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION ("SAY-ON-PAY").
4 NON-BINDING SHAREHOLDER PROPOSAL FROM FOR FOR Management
THE UNION TO ADOPT A MAJORITY VOTING
STANDARD IN UNCONTESTED ELECTIONS OF
TRUSTEES.
5 RECOMMENDATION, BY NON-BINDING VOTE, 1 - Year FOR Management
ON FREQUENCY OF CONDUCTING SAY-ON-PAY
VOTES ("SAY-WHEN-ON-PAY").
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER GYENES FOR FOR Management
2 ELECTION OF DIRECTOR: RICHARD H. JONES FOR FOR Management
3 ELECTION OF DIRECTOR: STEVEN F. KAPLAN FOR FOR Management
4 ELECTION OF DIRECTOR: DIANNE LEDINGHAM FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES P. FOR FOR Management
O'HALLORAN
6 ELECTION OF DIRECTOR: SHARON ROWLANDS FOR FOR Management
7 ELECTION OF DIRECTOR: ALAN TREFLER FOR FOR Management
8 ELECTION OF DIRECTOR: LARRY WEBER FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM W. WYMAN FOR FOR Management
10 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
11 TO APPROVE, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE STOCKHOLDER
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
12 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TR
Ticker: PEI Security ID: 709102107
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 APPROVAL OF THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS OF THE SECOND
AMENDED AND RESTATED PENNSYLVANIA REAL
ESTATE INVESTMENT TRUST 2003 EQUITY
INCENTIVE PLAN.
5 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE, BY NON-BINDING VOTE, OUR FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF OUR EXECUTIVE
COMPENSATION VOTE.
--------------------------------------------------------------------------------
PERFICIENT, INC.
Ticker: PRFT Security ID: 71375U101
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY S. DAVIS FOR FOR Management
2 ELECTION OF DIRECTOR: RALPH C. FOR FOR Management
DERRICKSON
3 ELECTION OF DIRECTOR: JAMES R. KACKLEY FOR FOR Management
4 ELECTION OF DIRECTOR: DAVID S. LUNDEEN FOR FOR Management
5 ELECTION OF DIRECTOR: BRIAN L. MATTHEWS FOR FOR Management
6 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, A RESOLUTION RELATING TO THE
2016 COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
7 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE FUTURE
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
8 PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED CAPITAL STOCK
OF THE COMPANY.
9 PROPOSAL TO APPROVE THE SECOND AMENDED FOR FOR Management
AND RESTATED PERFICIENT, INC. 2012
LONG TERM INCENTIVE PLAN.
10 PROPOSAL TO APPROVE THE PERFICIENT, FOR FOR Management
INC. PLAN FOR TAX DEDUCTIBLE EXECUTIVE
INCENTIVE COMPENSATION.
11 PROPOSAL TO RATIFY KPMG LLP AS FOR FOR Management
PERFICIENT, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP CO
Ticker: PFGC Security ID: 71377A103
Meeting Date: DEC 02, 2016 Meeting Type: Annual
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
3 TO APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
4 TO DETERMINE, IN A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, WHETHER A NON-BINDING
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
Ticker: PERY Security ID: 288853104
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. DAVID SCHEINER FOR FOR Management
2 ADVISORY RESOLUTION TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE FISCAL YEAR
ENDED JANUARY 28, 2017 AS DISCLOSED IN
THE COMPANY'S ANNUAL MEETING PROXY
STATEMENT.
3 ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION.
4 APPROVAL OF THE COMPANY'S AMENDED AND FOR FOR Management
RESTATED 2015 LONG-TERM INCENTIVE
COMPENSATION PLAN.
5 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 3,
2018.
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY (NON-BINDING) VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION
3 TO RATIFY THE APPOINTMENT OF RSM US FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
TO SERVE FOR THE 2017 FISCAL YEAR
4 TO APPROVE THE PETMED EXPRESS, INC. FOR FOR Management
2016 EMPLOYEE EQUITY COMPENSATION
RESTRICTED STOCK PLAN
--------------------------------------------------------------------------------
PHARMERICA CORPORATION
Ticker: PMC Security ID: 71714F104
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICERS COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON SAY ON PAY IN FUTURE
YEARS.
5 ADVISORY VOTE ON A STOCKHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING A SIMPLE MAJORITY
VOTE.
--------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION
Ticker: PAHC Security ID: 71742Q106
Meeting Date: NOV 07, 2016 Meeting Type: Annual
Record Date: SEP 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2017
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 07, 2017 Meeting Type: Annual
Record Date: JAN 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 29, 2017.
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, EXECUTIVE COMPENSATION.
4 TO VOTE UPON THE FREQUENCY (ONE, TWO 1 - Year FOR Management
OR THREE YEARS) WITH WHICH THE
NON-BINDING SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD BE CONDUCTED.
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC
Ticker: PDM Security ID: 720190206
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE TO HOLD FUTURE ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
5 APPROVAL OF OUR AMENDED AND RESTATED FOR FOR Management
2007 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
PIER 1 IMPORTS, INC.
Ticker: PIR Security ID: 720279108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLAIRE H. FOR FOR Management
BABROWSKI
2 ELECTION OF DIRECTOR: CHERYL A. FOR FOR Management
BACHELDER
3 ELECTION OF DIRECTOR: HAMISH A. DODDS FOR FOR Management
4 ELECTION OF DIRECTOR: BRENDAN L. FOR FOR Management
HOFFMAN
5 ELECTION OF DIRECTOR: ALASDAIR B. JAMES FOR FOR Management
6 ELECTION OF DIRECTOR: TERRY E. LONDON FOR FOR Management
7 ELECTION OF DIRECTOR: CYNTHIA P. FOR FOR Management
MCCAGUE
8 ELECTION OF DIRECTOR: MICHAEL A. PEEL FOR FOR Management
9 ELECTION OF DIRECTOR: ANN M. SARDINI FOR FOR Management
10 A NON-BINDING, ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
11 A NON-BINDING, ADVISORY VOTE WITH 1 - Year FOR Management
RESPECT TO THE FREQUENCY OF ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
12 THE APPROVAL OF AN AMENDMENT OF THE FOR FOR Management
PIER 1 IMPORTS, INC. 2015 ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
13 THE RATIFICATION OF THE AUDIT FOR FOR Management
COMMITTEE'S ENGAGEMENT OF ERNST &
YOUNG LLP AS PIER 1 IMPORTS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2018.
--------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
Ticker: PNK Security ID: 72348Y105
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES L. ATWOOD FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN C. COMER FOR FOR Management
3 ELECTION OF DIRECTOR: RON HUBERMAN FOR FOR Management
4 ELECTION OF DIRECTOR: JAMES L. FOR FOR Management
MARTINEAU
5 ELECTION OF DIRECTOR: DESIREE ROGERS FOR FOR Management
6 ELECTION OF DIRECTOR: CARLOS A. FOR FOR Management
RUISANCHEZ
7 ELECTION OF DIRECTOR: ANTHONY M. FOR FOR Management
SANFILIPPO
8 ELECTION OF DIRECTOR: JAYNIE M. FOR FOR Management
STUDENMUND
9 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
10 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
12 APPROVAL OF THE "PERFORMANCE-BASED" FOR FOR Management
COMPENSATION PROVISIONS OF THE
COMPANY'S 2016 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
--------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHARLES E. BROCK FOR FOR Management
2 ELECTION OF DIRECTOR: RENDA J. BURKHART FOR FOR Management
3 ELECTION OF DIRECTOR: GREGORY L. BURNS FOR FOR Management
4 ELECTION OF DIRECTOR: MARTY G. DICKENS FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS C. FOR FOR Management
FARNSWORTH, III
6 ELECTION OF DIRECTOR: JOSEPH C. GALANTE FOR FOR Management
7 ELECTION OF DIRECTOR: GLENDA BASKIN FOR FOR Management
GLOVER
8 ELECTION OF DIRECTOR: DAVID B. INGRAM FOR FOR Management
9 ELECTION OF DIRECTOR: ED C. LOUGHRY, FOR FOR Management
JR.
10 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
MCCABE, JR.
11 ELECTION OF DIRECTOR: RONALD L. SAMUELS FOR FOR Management
12 ELECTION OF DIRECTOR: GARY L. SCOTT FOR FOR Management
13 ELECTION OF DIRECTOR: REESE L. SMITH, FOR FOR Management
III
14 ELECTION OF DIRECTOR: M. TERRY TURNER FOR FOR Management
15 TO RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
16 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT FOR
THE ANNUAL MEETING OF SHAREHOLDERS.
17 TO APPROVE, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF A NON-BINDING
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP.
Ticker: PES Security ID: 723664108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDREW S. DUFF FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM R. FOR FOR Management
FITZGERALD
3 ELECTION OF DIRECTOR: MICHAEL E. FOR FOR Management
FRAZIER
4 ELECTION OF DIRECTOR: B. KRISTINE FOR FOR Management
JOHNSON
5 ELECTION OF DIRECTOR: ADDISON L. PIPER FOR FOR Management
6 ELECTION OF DIRECTOR: SHERRY M. SMITH FOR FOR Management
7 ELECTION OF DIRECTOR: PHILIP E. SORAN FOR FOR Management
8 ELECTION OF DIRECTOR: SCOTT C. TAYLOR FOR FOR Management
9 ELECTION OF DIRECTOR: MICHELE VOLPI FOR FOR Management
10 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
11 AN ADVISORY (NON-BINDING) VOTE TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
OFFICERS DISCLOSED IN THE ENCLOSED
PROXY STATEMENT, OR SAY- ON-PAY VOTE.
12 AN ADVISORY (NON-BINDING) VOTE TO 1 - Year FOR Management
RECOMMEND THE FREQUENCY OF FUTURE
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------
PLANTRONICS, INC.
Ticker: PLT Security ID: 727493108
Meeting Date: AUG 04, 2016 Meeting Type: Annual
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARV TSEU FOR FOR Management
2 ELECTION OF DIRECTOR: KEN KANNAPPAN FOR FOR Management
3 ELECTION OF DIRECTOR: BRIAN DEXHEIMER FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT HAGERTY FOR FOR Management
5 ELECTION OF DIRECTOR: GREGG HAMMANN FOR FOR Management
6 ELECTION OF DIRECTOR: JOHN HART FOR FOR Management
7 ELECTION OF DIRECTOR: MARIA MARTINEZ FOR FOR Management
8 ELECTION OF DIRECTOR: MARSHALL MOHR FOR FOR Management
9 APPROVE AN AMENDMENT TO THE 2002 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE THEREUNDER BY
300,000.
10 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PLANTRONICS, INC.
FOR FISCAL YEAR 2017.
11 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF PLANTRONICS, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARTIN E. FOR FOR Management
FRANKLIN
2 ELECTION OF DIRECTOR: RAKESH SACHDEV FOR FOR Management
3 ELECTION OF DIRECTOR: IAN G.H ASHKEN FOR FOR Management
4 ELECTION OF DIRECTOR: NICOLAS BERGGRUEN FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL F. GOSS FOR FOR Management
6 ELECTION OF DIRECTOR: RYAN ISRAEL FOR FOR Management
7 ELECTION OF DIRECTOR: E. STANLEY O'NEAL FOR FOR Management
8 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 15, 2017 Meeting Type: Annual
Record Date: DEC 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT AUDITORS FOR FISCAL
2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF PLEXUS CORP.'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS"
AND "EXECUTIVE COMPENSATION" IN THE
PROXY STATEMENT.
4 ADVISORY VOTE RELATED TO THE FREQUENCY 1 - Year FOR Management
OF FUTURE ADVISORY VOTES TO APPROVE
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT PUBLIC ACCOUNTANTS FOR
2017.
3 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY").
4 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
SAY-ON-PAY ADVISORY VOTES.
5 PNM TO PUBLISH ASSESSMENT OF PNM'S AGAINST AGAINST Shareholder
GENERATION PORTFOLIO.
6 PNM TO PUBLISH STRANDED ASSET AGAINST AGAINST Shareholder
ASSESSMENT.
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: JUN 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 15, 2016, BY
AND AMONG POLYCOM, INC., MITEL
NETWORKS CORPORATION AND METEOR TWO,
LLC, AS IT MAY BE AMENDED FROM TIME TO
TIME.
2 TO APPROVE ANY PROPOSAL TO ADJOURN THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE,
(1) TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT,
O
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: SEP 02, 2016 Meeting Type: Special
Record Date: AUG 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JULY 8, 2016, BY
AND AMONG POLYCOM, INC., TRIANGLE
PRIVATE HOLDINGS I, LLC AND TRIANGLE
PRIVATE MERGER SUB INC., AS IT MAY BE
AMENDED FROM TIME TO TIME
2 TO APPROVE ANY PROPOSAL TO ADJOURN OR FOR FOR Management
POSTPONE THE SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, (1) TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
3 TO APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE TO POLYCOM'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 APPROVAL OF THE POLYONE CORPORATION FOR FOR Management
2017 EQUITY AND INCENTIVE COMPENSATION
PLAN.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
POTBELLY CORPORATION
Ticker: PBPB Security ID: 73754Y100
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
POTLATCH CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN S. MOODY FOR FOR Management
2 ELECTION OF DIRECTOR: LAWRENCE S. FOR FOR Management
PEIROS
3 ELECTION OF DIRECTOR: LINDA M. BREARD FOR FOR Management
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR 2017.
5 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
6 RECOMMENDATION, BY NON-BINDING VOTE, 1 - Year FOR Management
OF THE FREQUENCY OF FUTURE NON-BINDING
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
Ticker: POWL Security ID: 739128106
Meeting Date: FEB 22, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RESOLVED, THAT THE STOCKHOLDERS FOR FOR Management
APPROVE THE COMPENSATION OF
EXECUTIVES, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND A
3 TO HOLD A VOTE ON WHETHER THE COMPANY 1 - Year FOR Management
WILL CONDUCT FUTURE SAY-ON-PAY VOTES
EVERY YEAR, EVERY TWO YEARS OR EVERY
THREE YEARS.
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF POWER INTEGRATIONS'
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THIS PROXY STATEMENT
3 TO INDICATE, ON AN ADVISORY BASIS, THE WITHHOLD FOR Management
PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
POWER INTEGRATIONS' NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF POWER INTEGRATIONS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
PRA GROUP, INC.
Ticker: PRAA Security ID: 69354N106
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4 APPROVAL, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, OF THE FREQUENCY OF THE
ADVISORY VOTE TO APPROVE OUR NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 RECOMMENDATION, IN A NON-BINDING, 1 - Year FOR Management
ADVISORY VOTE, OF WHETHER A
NON-BINDING STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
5 APPROVAL OF THE PRA HEALTH SCIENCES, FOR FOR Management
INC. 2017 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
PREFERRED APARTMENT COMMUNITIES, INC.
Ticker: APTS Security ID: 74039L103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
PREMIER, INC.
Ticker: PINC Security ID: 74051N102
Meeting Date: DEC 02, 2016 Meeting Type: Annual
Record Date: OCT 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
--------------------------------------------------------------------------------
PRICESMART, INC
Ticker: PSMT Security ID: 741511109
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE SECOND AMENDED AND FOR FOR Management
RESTATED PRIMERICA, INC. 2010 OMNIBUS
INCENTIVE PLAN.
3 TO CONSIDER AN ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION (SAY-ON-PAY).
4 TO CONSIDER AN ADVISORY VOTE TO 1 - Year FOR Management
DETERMINE STOCKHOLDER PREFERENCE ON
THE FREQUENCY OF THE SAY-ON-PAY VOTE
(SAY-WHEN-ON-PAY).
5 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO PROVIDE A NON-BINDING ADVISORY VOTE FOR FOR Management
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
3 TO PROVIDE A NON-BINDING ADVISORY VOTE 3- Years FOR Management
ON THE PROPOSED TIMELINE FOR SEEKING
EXECUTIVE COMPENSATION ADVISORY VOTES
IN THE FUTURE.
4 RATIFICATION OF APPOINTMENT OF MOSS FOR FOR Management
ADAMS, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 AN ADVISORY VOTE TO DETERMINE THE 1 - Year FOR Management
FREQUENCY (WHETHER EVERY ONE, TWO OR
THREE YEARS) WITH WHICH STOCKHOLDERS
OF THE COMPANY SHALL BE ENTITLED TO
HAVE AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPENSATION OF FOR FOR Management
PROGRESS SOFTWARE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3 TO APPROVE THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE APPROVAL (NON-BINDING) OF FOR FOR Management
EXECUTIVE COMPENSATION.
3 AN ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTING ON
EXECUTIVE COMPENSATION.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION.
4 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS, TO AUDIT THE
ACCOUNTS OF PS BUSINESS PARKS, INC.
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO APPROVE THE 2017 AMENDED AND FOR FOR Management
RESTATED QTS REALTY TRUST, INC.
EMPLOYEE STOCK PURCHASE PLAN.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
QUAD/GRAPHICS, INC.
Ticker: QUAD Security ID: 747301109
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3 ADVISORY VOTE ON THE FREQUENCY OF THE 3- Years FOR Management
ADVISORY SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
Ticker: KWR Security ID: 747316107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 3- Years FOR Management
OF THE ADVISORY VOTE ON COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
Ticker: QSII Security ID: 747582104
Meeting Date: AUG 16, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
3 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 - Year FOR Management
OF HOLDING AN ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (SAY-ON-FREQUENCY).
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP
Ticker: NX Security ID: 747619104
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SUSAN DAVIS FOR FOR Management
2 ELECTION OF DIRECTOR: CURTIS STEVENS FOR FOR Management
3 TO PROVIDE AN ADVISORY VOTE APPROVING FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
5 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
6 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2017.
--------------------------------------------------------------------------------
QUINSTREET INC
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 28, 2016 Meeting Type: Annual
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
QUINSTREET, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
3 APPROVAL, BY ADVISORY VOTE, OF THE FOR FOR Management
COMPENSATION OF QUINSTREET, INC.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
QUORUM HEALTH CORPORATION
Ticker: QHC Security ID: 74909E106
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
3 ELECTION OF DIRECTOR: JAMES T. FOR FOR Management
BREEDLOVE
4 ELECTION OF DIRECTOR: ADAM FEINSTEIN FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH A. FOR FOR Management
HASTINGS, D.M.D.
6 ELECTION OF DIRECTOR: WILLIAM S. HUSSEY FOR FOR Management
7 ELECTION OF DIRECTOR: BARBARA R. PAUL, FOR FOR Management
M.D.
8 ELECTION OF DIRECTOR: R. LAWRENCE VAN FOR FOR Management
HORN, PH.D.
9 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE PROXY STATEMENT.
10 TO APPROVE THE FREQUENCY WITH WHICH 1 - Year FOR Management
STOCKHOLDERS ARE PROVIDED AN ADVISORY
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
11 TO APPROVE, FOR THE PURPOSES OF FOR FOR Management
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, OUR 2016 EMPLOYEE PERFORMANCE
INCENTIVE PLAN.
12 TO APPROVE, FOR THE PURPOSES OF FOR FOR Management
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, OUR 2016 STOCK AWARD PLAN.
13 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITORS) FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
1 ELECTION OF DIRECTOR: THOMAS D. MILLER FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM M. GRACEY FOR FOR Management
--------------------------------------------------------------------------------
RACKSPACE HOSTING, INC.
Ticker: RAX Security ID: 750086100
Meeting Date: NOV 02, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF AUGUST 26, 2016,
AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG RACKSPACE,
INCEPTION PARENT, INC., AND INCEPTION
MERGER SUB, INC. (THE "MERGER
AGREEMENT").
2 TO APPROVE ANY PROPOSAL TO ADJOURN THE FOR FOR Management
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE
SPECIAL MEETING.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY RACKSPACE TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
4 TO APPROVE THE ACCELERATION OF VESTING FOR FOR Management
OF CERTAIN EQUITY AWARDS HELD BY
RACKSPACE'S NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------
RADNET, INC.
Ticker: RDNT Security ID: 750491102
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
THE VOTE TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5 THE APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2006 EQUITY
INCENTIVE PLAN AND THE REAFFIRMATION
OF THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE 2006
EQUITY INCENTIVE PLAN.
6 OTHER BUSINESS THAT MAY PROPERLY COME FOR AGAINST Management
BEFORE THE ANNUAL MEETING (INCLUDING
ADJOURNMENTS AND POSTPONEMENTS).
--------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
Ticker: RAS Security ID: 749227609
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: MAY 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE APPOINTMENT OF KPMG FOR FOR Management
LLP AS RAIT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE RAIT FINANCIAL
TRUST 2012 INCENTIVE AWARD PLAN.
4 NON-BINDING, ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION PAID TO
RAIT'S NAMED EXECUTIVE OFFICERS FOR
THE FISCAL YEAR ENDED DECEMBER 31,
2016.
5 NON-BINDING, ADVISORY VOTE ON 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RAMBUS INC.
Ticker: RMBS Security ID: 750917106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RONALD BLACK FOR FOR Management
2 ELECTION OF DIRECTOR: PENELOPE A. FOR FOR Management
HERSCHER
3 ELECTION OF DIRECTOR: ERIC STANG FOR FOR Management
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION.
6 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RAMCO-GERSHENSON PROPERTIES TRUST
Ticker: RPT Security ID: 751452202
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE TRUST'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
OF OUR NAMED EXECUTIVE OFFICERS.
4 ADVISORY RECOMMENDATION ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
Ticker: RAVN Security ID: 754212108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR
EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT.
3 TO APPROVE, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE PREFERRED FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 TO RENEW THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE-BASED GOALS UNDER THE
COMPANY'S 2010 STOCK INCENTIVE PLAN,
AS AMENDED, TO ALLOW CERTAIN GRANTS
AND AWARDS TO CONTINUE TO QUALIFY AS
PERFORMANCE-BASED COMPENSATION UNDER
INTERNAL REVENUE CODE SECTION 162(M).
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC
Ticker: RYAM Security ID: 75508B104
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DE LYLE W. FOR FOR Management
BLOOMQUIST,
2 ELECTION OF DIRECTOR: PAUL G. BOYNTON FOR FOR Management
3 ELECTION OF DIRECTOR: MARK E. GAUMOND FOR FOR Management
4 APPROVAL, IN A NON-BINDING VOTE, OF FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR
PROXY STATEMENT
5 APPROVAL OF THE RAYONIER ADVANCED FOR FOR Management
MATERIALS INC. 2017 INCENTIVE STOCK
PLAN
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 12, 2016 Meeting Type: Annual
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR 2017.
3 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE RESOLUTION PROPOSED BY AGAINST FOR Shareholder
CALPERS TO REPLACE THE COMPANY'S
PLURALITY VOTING STANDARD FOR ELECTION
OF DIRECTORS WITH A MAJORITY VOTING
STANDARD.
--------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC.
Ticker: RMAX Security ID: 75524W108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 TO APPROVE THE RE/MAX HOLDINGS, INC. FOR FOR Management
2013 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
REALNETWORKS, INC.
Ticker: RNWK Security ID: 75605L708
Meeting Date: SEP 19, 2016 Meeting Type: Annual
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENTS TO THE FOR FOR Management
REALNETWORKS, INC. STOCK PLANS.
3 NON-BINDING ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 RATIFICATION OF KPMG LLC AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTING FIRM FOR 2017.
3 SAY ON PAY - AN ADVISORY (NON-BINDING) FOR FOR Management
VOTE ON THE APPROVAL OF EXECUTIVE
COMPENSATION.
4 SAY ON FREQUENCY - AN ADVISORY 3- Years FOR Management
(NON-BINDING) VOTE ON THE APPROVAL OF
THE FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT B. AIKEN FOR FOR Management
2 ELECTION OF DIRECTOR: CAMBRIA W. FOR FOR Management
DUNAWAY
3 ELECTION OF DIRECTOR: KALEN F. HOLMES FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD J. HOWELL FOR FOR Management
5 ELECTION OF DIRECTOR: GLENN B. KAUFMAN FOR FOR Management
6 ELECTION OF DIRECTOR: STEVEN K. LUMPKIN FOR FOR Management
7 ELECTION OF DIRECTOR: PATTYE L. MOORE FOR FOR Management
8 ELECTION OF DIRECTOR: STUART I. ORAN FOR FOR Management
9 ELECTION OF DIRECTOR: DENNY MARIE POST FOR FOR Management
10 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
11 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
12 APPROVAL OF 2017 PERFORMANCE INCENTIVE FOR FOR Management
PLAN.
13 APPROVAL OF AMENDED AND RESTATED FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD D. BAUM FOR FOR Management
2 ELECTION OF DIRECTOR: DOUGLAS B. HANSEN FOR FOR Management
3 ELECTION OF DIRECTOR: MARIANN FOR FOR Management
BYERWALTER
4 ELECTION OF DIRECTOR: DEBORA D. HORVATH FOR FOR Management
5 ELECTION OF DIRECTOR: MARTY HUGHES FOR FOR Management
6 ELECTION OF DIRECTOR: GREG H. KUBICEK FOR FOR Management
7 ELECTION OF DIRECTOR: KAREN R. PALLOTTA FOR FOR Management
8 ELECTION OF DIRECTOR: JEFFREY T. PERO FOR FOR Management
9 ELECTION OF DIRECTOR: GEORGANNE C. FOR FOR Management
PROCTOR
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
11 NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
12 NON-BINDING ADVISORY RESOLUTION TO 1 - Year FOR Management
APPROVE THE FREQUENCY OF HOLDING AN
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CHRISTOPHER L. FOR FOR Management
DOERR
2 ELECTION OF DIRECTOR: THOMAS J. FISCHER FOR FOR Management
3 ELECTION OF DIRECTOR: MARK J. GLIEBE FOR FOR Management
4 ELECTION OF DIRECTOR: RAKESH SACHDEV FOR FOR Management
5 ELECTION OF DIRECTOR: CURTIS W. FOR FOR Management
STOELTING
6 ELECTION OF DIRECTOR: JANE L. WARNER FOR FOR Management
7 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
8 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
9 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 30, 2017.
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 RE-APPROVAL OF THE REGIONAL MANAGEMENT FOR FOR Management
CORP. 2015 LONG-TERM INCENTIVE PLAN
(AS AMENDED AND RESTATED EFFECTIVE
APRIL 27, 2017).
--------------------------------------------------------------------------------
REGIS CORPORATION
Ticker: RGS Security ID: 758932107
Meeting Date: OCT 18, 2016 Meeting Type: Annual
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL G. FOR FOR Management
BELTZMAN
2 ELECTION OF DIRECTOR: DAVID J. GRISSEN FOR FOR Management
3 ELECTION OF DIRECTOR: DANIEL J. FOR FOR Management
HANRAHAN
4 ELECTION OF DIRECTOR: MARK S. LIGHT FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
MERRIMAN
6 ELECTION OF DIRECTOR: M. ANN RHOADES FOR FOR Management
7 ELECTION OF DIRECTOR: STEPHEN E. WATSON FOR FOR Management
8 ELECTION OF DIRECTOR: DAVID P. WILLIAMS FOR FOR Management
9 APPROVAL OF AN ADVISORY VOTE ON THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (A "SAY-ON-PAY
VOTE").
10 APPROVAL OF A 2016 LONG-TERM INCENTIVE FOR FOR Management
PLAN, INCLUDING THE RESERVATION OF
3,500,000 SHARES THEREUNDER.
11 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF EMPLOYEE STOCK PURCHASE
PLAN TO, AMONG OTHER THINGS, INCREASE
THE TOTAL NUMBER OF SHARES AVAILABLE
FOR ISSUANCE FROM 3,550,000 TO
4,550,000.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
RENASANT CORPORATION
Ticker: RNST Security ID: 75970E107
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO ADOPT, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
3 TO RECOMMEND, IN A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, WHETHER THE NON-BINDING
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY YEAR,
EVERY OTHER YEAR OR EVERY THREE YEARS.
4 TO RATIFY THE APPOINTMENT OF HORNE LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2017.
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JEFFREY STROBURG FOR FOR Management
2 ELECTION OF DIRECTOR: CHRISTOPHER D. FOR FOR Management
SORRELLS
3 ELECTION OF DIRECTOR: PETER J.M. FOR FOR Management
HARDING
4 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
5 PROPOSAL TO APPROVE THE ADVISORY 1 - Year FOR Management
(NON-BINDING) RESOLUTION RELATING TO
THE FREQUENCY OF THE ADVISORY
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
7 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE RENEWABLE ENERGY GROUP AMENDED AND
RESTATED 2009 STOCK INCENTIVE PLAN.
8 PROPOSAL TO APPROVE THE REMOVAL OF FOR FOR Management
COMMON STOCK ISSUANCE RESTRICTIONS
UPON CONVERSION OF OUR 4.00%
CONVERTIBLE SENIOR NOTES DUE 2036.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT & RISK COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO CONDUCT AN ADVISORY VOTE APPROVING FOR FOR Management
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMBER 31, 2016, AS SET FORTH IN THE
PROXY STATEMENT.
4 TO CONDUCT AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 COMPANY'S PROPOSAL TO RATIFY THE AUDIT WITHHOLD FOR Management
& RISK COMMITTEE'S SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 COMPANY'S PROPOSAL TO CONDUCT AN WITHHOLD FOR Management
ADVISORY VOTE APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE YEAR ENDED
DECEMEBR 31, 2016, AS SET FORTH IN THE
COMPANY'S PROXY STATEMENT.
4 COMPANY'S PROPOSAL TO CONDUCT AN 1 - Year FOR Management
ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
REPUBLIC BANCORP, INC.
Ticker: RBCAA Security ID: 760281204
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF NAMED EXECUTIVE OFFICER
COMPENSATION.
3 SAY WHEN ON PAY - AN ADVISORY VOTE ON 2 - Years FOR Management
THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF CROWE HORWATH LLP AS FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RESOLUTE ENERGY CORPORATION
Ticker: REN Security ID: 76116A306
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3 TO SELECT, BY A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY - EVERY YEAR,
EVERY OTHER YEAR, OR EVERY THIRD YEAR
- AT WHICH THE STOCKHOLDERS OF THE
COMPANY WILL BE ASKED TO APPROVE, BY A
NON-BINDING ADVISORY VOTE, THE
COMPENSATION PAID TO THE NAMED
EXECUTIVE
4 TO APPROVE AN AMENDMENT TO OUR 2009 FOR FOR Management
PERFORMANCE INCENTIVE PLAN TO INCREASE
THE MAXIMUM NUMBER OF SHARES AVAILABLE
FOR AWARD UNDER THE PLAN BY 1,450,000
SHARES OF OUR COMMON STOCK
5 TO RATIFY THE COMPANY'S STOCKHOLDER FOR FOR Management
RIGHTS AGREEMENT
6 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
RESOURCE CAPITAL CORP.
Ticker: RSO Security ID: 76120W708
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WALTER T. BEACH FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY P. COHEN FOR FOR Management
3 ELECTION OF DIRECTOR: ANDREW L. FARKAS FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM B. HART FOR FOR Management
5 ELECTION OF DIRECTOR: GARY ICKOWICZ FOR FOR Management
6 ELECTION OF DIRECTOR: STEVEN J. KESSLER FOR FOR Management
7 ELECTION OF DIRECTOR: MURRAY S. LEVIN FOR FOR Management
8 ELECTION OF DIRECTOR: P. SHERRILL NEFF FOR FOR Management
9 ELECTION OF DIRECTOR: HENRY R. FOR FOR Management
SILVERMAN
10 ELECTION OF DIRECTOR: STEPHANIE H. FOR FOR Management
WIGGINS
11 APPROVE THE NON-BINDING RESOLUTION ON FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
12 A NON-BINDING VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
13 RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 20, 2016 Meeting Type: Annual
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTHONY CHERBAK FOR FOR Management
2 ELECTION OF DIRECTOR: NEIL F. DIMICK FOR FOR Management
3 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
4 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
RETAIL OPPORTUNITY INV CORP
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
2017 PROXY STATEMENT.
4 ADVISORY VOTE TO DETERMINE THE WITHHOLD FOR Management
FREQUENCY OF HOLDING FUTURE
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
RETAILMENOT, INC.
Ticker: SALE Security ID: 76132B106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
REVLON, INC.
Ticker: REV Security ID: 761525609
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
4 PROPOSAL TO RECOMMEND, BY NON-BINDING, 3- Years FOR Management
ADVISORY VOTE, THE FREQUENCY OF FUTURE
NON-BINDING, ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE AUDIT FOR FOR Management
COMMITTEE'S SELECTION OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 PROPOSAL TO APPROVE, BY NON-BINDING, FOR FOR Management
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K, INCLUDING
AS DISCLOSED IN THE "COMPENSATION
DISCUSSION AND ANALYSIS," COMPENSATION
TABLES AND ACCOMPANYING NARRA
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STUART A. ROSE FOR FOR Management
2 ELECTION OF DIRECTOR: LAWRENCE TOMCHIN FOR FOR Management
3 ELECTION OF DIRECTOR: EDWARD M. KRESS FOR FOR Management
4 ELECTION OF DIRECTOR: CHARLES A. ELCAN FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID S. HARRIS FOR FOR Management
6 ELECTION OF DIRECTOR: MERVYN L. FOR FOR Management
ALPHONSO
7 ELECTION OF DIRECTOR: LEE FISHER FOR FOR Management
8 ELECTION OF DIRECTOR: ZAFAR RIZVI FOR FOR Management
9 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
10 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 THE ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 THE APPROVAL OF AMENDMENTS TO OUR FOR FOR Management
BYLAWS AND CORPORATE GOVERNANCE
GUIDELINES TO PROVIDE FOR A MAJORITY
VOTE STANDARD IN UNCONTESTED ELECTIONS
OF DIRECTORS.
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE AMENDMENT TO, AND FOR FOR Management
RESTATEMENT OF, THE REXNORD
CORPORATION PERFORMANCE INCENTIVE PLAN.
3 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 RE-APPROVAL OF THE 2012 STOCK FOR FOR Management
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M)(4)(C) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED (THE "CODE").
4 APPROVAL OF THE CASH INCENTIVE BONUS FOR FOR Management
PLAN FOR PURPOSES OF SECTION
162(M)(4)(C) OF THE CODE.
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
RICE ENERGY INC.
Ticker: RICE Security ID: 762760106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
RICE ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RIGNET, INC
Ticker: RNET Security ID: 766582100
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO INDICATE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE PREFERRED FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVE NAMED EXECUTIVE OFFICERS' FOR FOR Management
COMPENSATION AS A NON-BINDING ADVISORY
VOTE.
--------------------------------------------------------------------------------
RLI CORP.
Ticker: RLI Security ID: 749607107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AMEND THE COMPANY'S RESTATED ARTICLES FOR FOR Management
OF INCORPORATION (THE "ARTICLES") TO
ALLOW FOR THE REMOVAL OF DIRECTORS
WITHOUT CAUSE.
3 AMEND THE ARTICLES TO CONFORM THE FOR FOR Management
PERSONAL LIABILITY PROVISION TO THE
LANGUAGE OF THE GOVERNING ILLINOIS
STATUTE.
4 AMEND THE ARTICLES TO UPDATE THE FOR FOR Management
DIRECTOR ELECTION AND REGISTERED AGENT
PROVISIONS.
5 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION (THE "SAY-ON-PAY" VOTE).
6 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT L. JOHNSON FOR FOR Management
2 ELECTION OF DIRECTOR: ROSS H. BIERKAN FOR FOR Management
3 ELECTION OF DIRECTOR: EVAN BAYH FOR FOR Management
4 ELECTION OF DIRECTOR: NATHANIEL A. FOR FOR Management
DAVIS
5 ELECTION OF DIRECTOR: ROBERT M. LA FOR FOR Management
FORGIA
6 ELECTION OF DIRECTOR: GLENDA G. MCNEAL FOR FOR Management
7 ELECTION OF DIRECTOR: ARTHUR COLLINS FOR FOR Management
8 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
9 TO APPROVE (ON A NON-BINDING BASIS) FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
ROGERS CORPORATION
Ticker: ROG Security ID: 775133101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
OF OUR 2016 NAMED EXECUTIVE OFFICERS.
3 TO VOTE ON THE FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ROGERS CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 28, 2016, AS
IT MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG ROVI CORPORATION, TIVO
INC., TITAN TECHNOLOGIES CORPORATION,
NOVA ACQUISITION SUB, INC., AND TITAN
ACQUISITION SUB, INC.
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING (IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT).
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR ROVI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
ALBRECHT
2 ELECTION OF DIRECTOR: THOMAS P. BURKE FOR FOR Management
3 ELECTION OF DIRECTOR: THOMAS R. HIX FOR FOR Management
4 ELECTION OF DIRECTOR: JACK B. MOORE FOR FOR Management
5 ELECTION OF DIRECTOR: THIERRY PILENKO FOR FOR Management
6 ELECTION OF DIRECTOR: SUZANNE P. FOR FOR Management
NIMOCKS
7 ELECTION OF DIRECTOR: JOHN J. QUICKE FOR FOR Management
8 ELECTION OF DIRECTOR: TORE I. SANDVOLD FOR FOR Management
9 ELECTION OF DIRECTOR: CHARLES L. SZEWS FOR FOR Management
10 TO APPROVE, AS A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION, THE NAMED EXECUTIVE
OFFICER COMPENSATION AS REPORTED IN
THE PROXY STATEMENT (IN ACCORDANCE
WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS)
11 TO RECOMMEND, AS A NON-BINDING 1 - Year FOR Management
ADVISORY RESOLUTION, THE FREQUENCY OF
EXECUTIVE OFFICER COMPENSATION VOTES
12 TO APPROVE THE DIRECTORS' REMUNERATION FOR FOR Management
POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K.
COMPANIES UNDER THE U.K. COMPANIES ACT)
13 TO APPROVE, AS A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION, THE DIRECTORS'
REMUNERATION REPORT (IN ACCORDANCE
WITH REQUIREMENTS APPLICABLE TO U.K.
COMPANIES UNDER THE U.K. COMPANIES ACT)
14 TO RECEIVE THE COMPANY'S U.K. ANNUAL FOR FOR Management
REPORT AND ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2016
15 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
16 TO RE-APPOINT DELOITTE LLP AS THE FOR FOR Management
COMPANY'S U.K. STATUTORY AUDITOR UNDER
THE U.K. COMPANIES ACT
17 TO AUTHORIZE THE AUDIT COMMITTEE TO FOR FOR Management
DETERMINE THE REMUNERATION OF THE
COMPANY'S U.K. STATUTORY AUDITOR
18 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER
THE PLAN
19 TO APPROVE FORMS OF SHARE REPURCHASE FOR FOR Management
CONTRACTS AND REPURCHASE COUNTERPARTIES
20 TO AUTHORIZE THE BOARD IN ACCORDANCE FOR FOR Management
WITH THE U.K. COMPANIES ACT TO
EXERCISE ALL POWERS OF THE COMPANY TO
ALLOT SHARES
21 TO AUTHORIZE THE BOARD IN ACCORDANCE FOR FOR Management
WITH THE U.K. COMPANIES ACT, BY WAY OF
A SPECIAL RESOLUTION, TO ALLOT EQUITY
SECURITIES FOR CASH WITHOUT THE RIGHTS
OF PRE-EMPTION
22 TO AUTHORIZE THE BOARD IN ACCORDANCE FOR FOR Management
WITH THE U.K. COMPANIES ACT, BY WAY OF
A SPECIAL RESOLUTION, TO ALLOT EQUITY
SECURITIES FOR CASH WITHOUT THE RIGHTS
OF PRE-EMPTION IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT (IN ADDITION TO PROPO
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM M. HAYES FOR FOR Management
2 ELECTION OF DIRECTOR: RONALD J. VANCE FOR FOR Management
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2017.
4 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
5 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES FROM
110,000,000 SHARES TO 210,000,000
SHARES.
--------------------------------------------------------------------------------
RPC, INC.
Ticker: RES Security ID: 749660106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO HOLD A NONBINDING VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO HOLD A NONBINDING VOTE REGARDING 3- Years FOR Management
THE FREQUENCY OF VOTING ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUL 08, 2016 Meeting Type: Annual
Record Date: MAY 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
RPX CORPORATION
Ticker: RPXC Security ID: 74972G103
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: SHELBY FOR FOR Management
W. BONNIE
2 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
SANFORD R. ROBERTSON
3 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
RSP PERMIAN INC
Ticker: RSPP Security ID: 74978Q105
Meeting Date: FEB 24, 2017 Meeting Type: Special
Record Date: JAN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ISSUANCE OF 16,019,638 FOR FOR Management
SHARES OF RSP PERMIAN, INC.'S (THE
"COMPANY'S") COMMON STOCK TO SILVER
HILL ENERGY PARTNERS II, LLC (THE
"SHEP II SELLER"), PURSUANT TO AND
SUBJECT TO ADJUSTMENTS PROVIDED IN THE
MEMBERSHIP INTEREST PURCHASE AND SALE
2 APPROVAL OF THE ADJOURNMENT OR FOR FOR Management
POSTPONEMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------
RUBY TUESDAY, INC.
Ticker: RT Security ID: 781182100
Meeting Date: OCT 05, 2016 Meeting Type: Annual
Record Date: AUG 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR FOR A FOR FOR Management
TERM OF THREE YEARS: JAMES J. BUETTGEN
2 ELECTION OF CLASS III DIRECTOR FOR A FOR FOR Management
TERM OF THREE YEARS: BERNARD LANIGAN,
JR.
3 TO APPROVE AN ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF KPMG LLP TO FOR FOR Management
SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 6, 2017.
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE 2007 LONG-TERM
INCENTIVE PLAN.
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC.
Ticker: RUTH Security ID: 783332109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
O'DONNELL
2 ELECTION OF DIRECTOR: ROBIN P. SELATI FOR FOR Management
3 ELECTION OF DIRECTOR: GIANNELLA ALVAREZ FOR FOR Management
4 ELECTION OF DIRECTOR: MARY L. BAGLIVO FOR FOR Management
5 ELECTION OF DIRECTOR: CARLA R. COOPER FOR FOR Management
6 ELECTION OF DIRECTOR: BANNUS B. HUDSON FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT S. MERRITT FOR FOR Management
8 APPROVAL OF THE ADVISORY RESOLUTION ON FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
9 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANYS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. BENDER FOR FOR Management
2 ELECTION OF DIRECTOR: RACHNA BHASIN FOR FOR Management
3 ELECTION OF DIRECTOR: ALVIN BOWLES FOR FOR Management
4 ELECTION OF DIRECTOR: WILLIAM F. FOR FOR Management
HAGERTY, IV
5 ELECTION OF DIRECTOR: ELLEN LEVINE FOR FOR Management
6 ELECTION OF DIRECTOR: PATRICK Q. MOORE FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT S. FOR FOR Management
PRATHER, JR.
8 ELECTION OF DIRECTOR: COLIN V. REED FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL I. ROTH FOR FOR Management
10 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
11 TO DETERMINE, ON AN ADVISORY BASIS, 1 - Year FOR Management
WHETHER WE WILL HAVE FUTURE ADVISORY
VOTES REGARDING OUR EXECUTIVE
COMPENSATION EVERY ONE YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS.
12 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
S&T BANCORP, INC.
Ticker: STBA Security ID: 783859101
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
S&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
3 TO APPROVE THE NON-BINDING PROPOSAL ON FOR FOR Management
THE COMPENSATION OF S&T'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CRAIG A. FOR FOR Management
BARBAROSH
2 ELECTION OF DIRECTOR: ROBERT A. ETTL FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL J. FOSTER FOR FOR Management
4 ELECTION OF DIRECTOR: RICHARD K. MATROS FOR FOR Management
5 ELECTION OF DIRECTOR: MILTON J. WALTERS FOR FOR Management
6 APPROVAL OF AMENDMENTS TO THE SABRA FOR FOR Management
HEALTH CARE REIT, INC. 2009
PERFORMANCE INCENTIVE PLAN.
7 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS SABRA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
8 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF SABRA'S NAMED
EXECUTIVE OFFICERS.
9 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID F. BRUSSARD FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SAIA, INC
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN P. GAINOR, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: RANDOLPH W. FOR FOR Management
MELVILLE
3 ELECTION OF DIRECTOR: BJORN E. OLSSON FOR FOR Management
4 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF SAIA'S
NAMED EXECUTIVE OFFICERS.
5 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
BASIS, CONDUCTING FUTURE ADVISORY
VOTES ON THE COMPENSATION OF SAIA'S
NAMED EXECUTIVE OFFICERS.
6 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
SAIA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
SANCHEZ ENERGY CORP.
Ticker: SN Security ID: 79970Y105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR
--------------------------------------------------------------------------------
SANDERSON FARMS, INC.
Ticker: SAFM Security ID: 800013104
Meeting Date: FEB 09, 2017 Meeting Type: Annual
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, IN A NON-BINDING FOR FOR Management
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2017. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" THE
SHAREHOLDER PROPOSAL 4.
4 PROPOSAL TO REQUEST THAT THE COMPANY AGAINST AGAINST Shareholder
ADOPT A POLICY TO PHASE OUT THE USE OF
MEDICALLY IMPORTANT ANTIBIOTICS FOR
GROWTH PROMOTION AND DISEASE
PREVENTION.
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON-BINDING RESOLUTION TO APPROVE FOR FOR Management
THE COMPENSATION FOR THE NAMED
EXECUTIVE OFFICERS.
3 A NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION.
4 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 06, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL J. CLARKE FOR FOR Management
2 ELECTION OF DIRECTOR: EUGENE A. DELANEY FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN P. FOR FOR Management
GOLDSBERRY
4 ELECTION OF DIRECTOR: RITA S. LANE FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH G. FOR FOR Management
LICATA, JR.
6 ELECTION OF DIRECTOR: MARIO M. ROSATI FOR FOR Management
7 ELECTION OF DIRECTOR: WAYNE SHORTRIDGE FOR FOR Management
8 ELECTION OF DIRECTOR: JURE SOLA FOR FOR Management
9 ELECTION OF DIRECTOR: JACKIE M. WARD FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS SANMINA
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2017.
11 TO APPROVE THE RESERVATION OF FOR FOR Management
1,800,000 SHARES OF COMMON STOCK FOR
ISSUANCE UNDER THE 2009 INCENTIVE PLAN
OF SANMINA CORPORATION.
12 TO APPROVE, ON AN ADVISORY (NON FOR FOR Management
BINDING) BASIS, THE COMPENSATION OF
SANMINA CORPORATION'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 01, 2016 Meeting Type: Annual
Record Date: OCT 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE SCANSOURCE'S FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP AS SCANSOURCE'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 25, 2017 Meeting Type: Annual
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON AN ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 21, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3 TO HOLD A NON-BINDING ADVISORY VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION.
4 TO HOLD A NON-BINDING ADVISORY VOTE TO 3- Years FOR Management
APPROVE THE FREQUENCY OF THE ADVISORY
VOTE REGARDING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
SCICLONE PHARMACEUTICALS, INC.
Ticker: SCLN Security ID: 80862K104
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 NON-BINDING ADVISORY VOTE REGARDING 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR SCICLONE FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
5 STOCKHOLDER PROPOSAL TO AMEND THE AGAINST FOR Shareholder
PROXY ACCESS PROVISION OF OUR BYLAWS.
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
BEDINGFIELD
2 ELECTION OF DIRECTOR: DEBORAH B. DUNIE FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN J. HAMRE FOR FOR Management
4 ELECTION OF DIRECTOR: TIMOTHY J. FOR FOR Management
MAYOPOULOS
5 ELECTION OF DIRECTOR: ANTHONY J. MORACO FOR FOR Management
6 ELECTION OF DIRECTOR: DONNA S. MOREA FOR FOR Management
7 ELECTION OF DIRECTOR: EDWARD J. FOR FOR Management
SANDERSON, JR.
8 ELECTION OF DIRECTOR: STEVEN R. SHANE FOR FOR Management
9 THE APPROVAL OF A NON-BINDING, FOR FOR Management
ADVISORY VOTE, ON EXECUTIVE
COMPENSATION.
10 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 2, 2018.
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO INDICATE, ON AN ADVISORY BASIS, 1 - Year FOR Management
WHETHER THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD TAKE PLACE
EVERY YEAR, EVERY TWO YEARS OR EVERY
THREE YEARS.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
SCORPIO BULKERS INC.
Ticker: SALT Security ID: Y7546A122
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS AUDIT AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 24, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 VOTE TO APPROVE THE COMPENSATION OF FOR FOR Management
THE NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT FOR
THE 2017 ANNUAL MEETING OF
STOCKHOLDERS.
3 VOTE TO DETERMINE THE FREQUENCY OF THE 3- Years FOR Management
STOCKHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4 APPROVE THE SEABOARD CORPORATION FOR FOR Management
EXECUTIVE INCENTIVE PLAN.
5 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT AUDITORS OF THE COMPANY.
--------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC.
Ticker: SEAC Security ID: 811699107
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: MAY 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR: STEVEN FOR FOR Management
CRADDOCK
2 ELECTION OF CLASS II DIRECTOR: WILLIAM FOR FOR Management
F. MARKEY, III
3 TO ADOPT, ON AN ADVISORY BASIS, A FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF SEACHANGE'S NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE SEACHANGE'S SECOND AMENDED FOR FOR Management
AND RESTATED 2011 COMPENSATION AND
INCENTIVE PLAN.
5 TO RATIFY THE APPOINTMENT OF FOR FOR Management
SEACHANGE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, GRANT THORNTON
LLP.
--------------------------------------------------------------------------------
SEAWORLD ENTERTAINMENT, INC.
Ticker: SEAS Security ID: 81282V100
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID F. FOR FOR Management
D'ALESSANDRO
2 ELECTION OF DIRECTOR: JOEL K. MANBY FOR FOR Management
3 ELECTION OF DIRECTOR: JUDITH A. MCHALE FOR FOR Management
4 ELECTION OF DIRECTOR: ELLEN O. TAUSCHER FOR FOR Management
5 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
6 APPROVAL, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION PAID TO THE
NAMED EXECUTIVE OFFICERS.
7 APPROVAL OF THE SEAWORLD FOR FOR Management
ENTERTAINMENT, INC. 2017 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------
SELECT COMFORT CORPORATION
Ticker: SCSS Security ID: 81616X103
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION (SAY-ON-PAY).
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
SELECT INCOME REIT
Ticker: SIR Security ID: 81618T100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF INDEPENDENT TRUSTEE: DONNA FOR FOR Management
D. FRAICHE
2 ELECTION OF MANAGING TRUSTEE: ADAM D. FOR FOR Management
PORTNOY
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRYAN C. CRESSEY FOR FOR Management
2 ELECTION OF DIRECTOR: ROBERT A. FOR FOR Management
ORTENZIO
3 ELECTION OF DIRECTOR: HAROLD L. PAZ FOR FOR Management
4 ELECTION OF DIRECTOR: LEOPOLD SWERGOLD FOR FOR Management
5 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR FOR Management
6 ADVISORY VOTE ON FREQUENCY OF VOTE ON 1 - Year FOR Management
EXECUTIVE COMPENSATION
7 VOTE TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL D. BAUER FOR FOR Management
2 ELECTION OF DIRECTOR: A. DAVID BROWN FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN C. BURVILLE FOR FOR Management
4 ELECTION OF DIRECTOR: ROBERT KELLY FOR FOR Management
DOHERTY
5 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
MORRISSEY
6 ELECTION OF DIRECTOR: GREGORY E. MURPHY FOR FOR Management
7 ELECTION OF DIRECTOR: CYNTHIA S. FOR FOR Management
NICHOLSON
8 ELECTION OF DIRECTOR: RONALD L. FOR FOR Management
O'KELLEY
9 ELECTION OF DIRECTOR: WILLIAM M. RUE FOR FOR Management
10 ELECTION OF DIRECTOR: JOHN S. SCHEID FOR FOR Management
11 ELECTION OF DIRECTOR: J. BRIAN THEBAULT FOR FOR Management
12 ELECTION OF DIRECTOR: PHILIP H. URBAN FOR FOR Management
13 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF SELECTIVE'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
14 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON THE
COMPENSATION OF SELECTIVE'S NAMED
EXECUTIVE OFFICERS.
15 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
SELECTIVE'S INDEPENDENT ACCOUNTING
FIRM...(SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: SEP 29, 2016 Meeting Type: Special
Record Date: AUG 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF CLASS A FOR FOR Management
COMMON STOCK PURSUANT TO THE TERMS OF
THE MERGER AGREEMENT IN CONNECTION
WITH THE MERGER.
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SEMGROUP SPECIAL MEETING, FROM TIME TO
TIME, IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO SELECT, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF GRANT THORNTON LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
AUTHORIZE 4,000,000 SHARES OF
PREFERRED STOCK.
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2018 FISCAL
YEAR.
3 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
5 PROPOSAL TO APPROVE SEMTECH FOR FOR Management
CORPORATION 2017 LONG-TERM EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------
SERITAGE GROWTH PROPERTIES
Ticker: SRG Security ID: 81752R100
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II TRUSTEE: KENNETH FOR FOR Management
T. LOMBARD
2 ELECTION OF CLASS II TRUSTEE: BENJAMIN FOR FOR Management
SCHALL
3 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
4 ADVISORY VOTE TO APPROVE SERITAGE FOR FOR Management
GROWTH PROPERTIES' EXECUTIVE
COMPENSATION.
5 THE DETERMINATION, ON AN ADVISORY 1 - Year FOR Management
BASIS, OF THE FREQUENCY IN WHICH
SHAREHOLDERS WILL PARTICIPATE IN ANY
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SERVISFIRST BANCSHARES, INC.
Ticker: SFBS Security ID: 81768T108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY VOTE BASIS, FOR FOR Management
OUR EXECUTIVE COMPENSATION AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
3 TO RECOMMEND, ON AN ADVISORY VOTE 1 - Year FOR Management
BASIS, THE FREQUENCY OF FUTURE "SAY ON
PAY" VOTES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
4 TO RATIFY THE APPOINTMENT OF DIXON FOR FOR Management
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
5 STOCKHOLDER PROPOSAL REQUESTING THE AGAINST FOR Shareholder
COMPANY'S BOARD OF DIRECTORS AMEND ITS
CORPORATE GOVERNANCE DOCUMENTS TO
PROVIDE THAT DIRECTOR NOMINEES BE
ELECTED BY A MAJORITY VOTE STANDARD.
--------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
Ticker: SHEN Security ID: 82312B106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO CONSIDER AND APPROVE, IN A FOR FOR Management
NON-BINDING VOTE, THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4 TO CONSIDER AND APPROVE, IN A 1 - Year FOR Management
NON-BINDING VOTE, TO CONDUCT FUTURE
SHAREHOLDER VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION ANNUALLY.
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. WAYNE WEAVER FOR FOR Management
2 ELECTION OF DIRECTOR: JEFFREY C. FOR FOR Management
GERSTEL
3 TO APPROVE, IN AN ADVISORY FOR FOR Management
(NON-BINDING) VOTE, THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE, IN AN ADVISORY 1 - Year FOR Management
(NON-BINDING) VOTE, THE FREQUENCY OF
FUTURE SHAREHOLDER ADVISORY VOTES ON
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5 TO APPROVE THE SHOE CARNIVAL, INC. FOR FOR Management
2017 EQUITY INCENTIVE PLAN.
6 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR FISCAL 2017.
--------------------------------------------------------------------------------
SHORETEL, INC.
Ticker: SHOR Security ID: 825211105
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: SEP 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS SHORETEL'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 CAST AN ADVISORY VOTE ON THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF THE SHORETEL, INC. 2016 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
SHUTTERFLY, INC.
Ticker: SFLY Security ID: 82568P304
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF SHUTTERFLY'S NAMED
EXECUTIVE OFFICERS.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE THE AMENDMENT OF OUR 2015 FOR FOR Management
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE THEREUNDER
BY 1,300,000 SHARES AND ESTABLISH AN
ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR
AGGREGATE CASH AND EQUITY AT $750,000.
5 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
SHUTTERFLY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
SIGMA DESIGNS, INC.
Ticker: SIGM Security ID: 826565103
Meeting Date: AUG 18, 2016 Meeting Type: Annual
Record Date: JUL 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ARMANINO LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF SIGMA
DESIGNS, INC. FOR FISCAL YEAR 2017.
3 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4 ADVISORY (NON-BINDING) VOTE ON THE 3- Years FOR Management
FREQUENCY OF HOLDING THE "SAY ON PAY"
VOTE.
--------------------------------------------------------------------------------
SILGAN HOLDINGS INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SILICON GRAPHICS INTERNATIONAL CORP
Ticker: SGI Security ID: 82706L108
Meeting Date: OCT 11, 2016 Meeting Type: Special
Record Date: AUG 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN FOR FOR Management
MERGER, DATED AS OF AUGUST 11, 2016,
BY AND AMONG SILICON GRAPHICS
INTERNATIONAL CORP., HEWLETT PACKARD
ENTERPRISE COMPANY AND SATELLITE
ACQUISITION SUB, AS IT MAY BE AMENDED
FROM TIME TO TIME (THE "MERGER
AGREEMENT"), AND
2 TO APPROVE THE ADOPTION OF ANY FOR FOR Management
PROPOSAL TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE TRANSACTIONS
CONTEMPL
3 TO APPROVE, BY NON-BINDING, ADVISORY FOR FOR Management
VOTE, COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY SILICON GRAPHICS
INTERNATIONAL CORP., TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NAVDEEP S. SOOCH FOR FOR Management
2 ELECTION OF DIRECTOR: WILLIAM P. WOOD FOR FOR Management
3 ELECTION OF DIRECTOR: NINA RICHARDSON FOR FOR Management
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 30,
2017.
5 TO VOTE ON AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
6 TO VOTE ON AN ADVISORY (NON-BINDING) 1 - Year FOR Management
RESOLUTION REGARDING THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES
REGARDING EXECUTIVE COMPENSATION.
7 TO APPROVE AMENDMENTS TO THE 2009 FOR FOR Management
STOCK INCENTIVE PLAN.
8 TO RE-APPROVE CERTAIN MATERIAL TERMS FOR FOR Management
OF THE 2009 STOCK INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
9 TO APPROVE AMENDMENTS TO THE 2009 FOR FOR Management
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION
Ticker: SFNC Security ID: 828730200
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO FIX THE NUMBER OF DIRECTORS AT FOR FOR Management
THIRTEEN (13).
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
2 DIRECTOR FOR FOR Management
3 TO ADOPT THE FOLLOWING NON-BINDING FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS OF THE
COMPANY. ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
4 TO SET THE FREQUENCY AT WHICH THE 1 - Year FOR Management
COMPANY WILL SEEK NON-BINDING
SHAREHOLDER APPROVAL OF THE
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AT ITS ANNUAL MEETING.
5 TO ADOPT AN AMENDMENT TO THE SIMMONS FOR FOR Management
FIRST NATIONAL CORPORATION 2015
INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES RESERVED FOR ISSUANCE
THEREUNDER FROM 1,000,000 SHARES TO
2,000,000 SHARES.
6 TO RE-APPROVE THE PERFORMANCE GOALS FOR FOR Management
INCLUDED IN THE SIMMONS FIRST NATIONAL
CORPORATION 2015 INCENTIVE PLAN.
7 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF THE ACCOUNTING FIRM OF
BKD, LLP AS INDEPENDENT AUDITORS OF
THE COMPANY AND ITS SUBSIDIARIES FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAR 28, 2017 Meeting Type: Special
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE AND ADOPT THE AMENDMENT TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS.
2 APPROVE AND ADOPT THE AMENDMENT TO THE FOR FOR Management
COMPANY'S CERTIFICATE OF INCORPORATION
TO ELIMINATE THE ABILITY TO EXERCISE
CUMULATIVE VOTING IN DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KAREN COLONIAS FOR FOR Management
2 ELECTION OF DIRECTOR: CELESTE V. FORD FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL A. BLESS FOR FOR Management
4 APPROVE THE COMPANY'S AMENDED FOR FOR Management
EXECUTIVE OFFICER CASH PROFIT SHARING
PLAN.
5 RATIFY THE BOARD OF DIRECTORS' FOR FOR Management
SELECTION OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
6 APPROVE, ON AN ADVISORY, NON-BINDING FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
7 APPROVE, ON AN ADVISORY, NON-BINDING 1 - Year FOR Management
BASIS, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 NON-BINDING ADVISORY VOTE ON OUR FOR FOR Management
EXECUTIVE COMPENSATION.
4 NON-BINDING ADVISORY VOTE ON THE 3- Years FOR Management
FREQUENCY OF NON-BINDING ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION.
5 APPROVAL OF THE SINCLAIR BROADCAST FOR FOR Management
GROUP, INC. EXECUTIVE PERFORMANCE
FORMULA AND INCENTIVE PLAN.
--------------------------------------------------------------------------------
SJW GROUP
Ticker: SJW Security ID: 784305104
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: K. ARMSTRONG FOR FOR Management
2 ELECTION OF DIRECTOR: W.J. BISHOP FOR FOR Management
3 ELECTION OF DIRECTOR: D.R. KING FOR FOR Management
4 ELECTION OF DIRECTOR: G.P. LANDIS FOR FOR Management
5 ELECTION OF DIRECTOR: D. MAN FOR FOR Management
6 ELECTION OF DIRECTOR: D.B. MORE FOR FOR Management
7 ELECTION OF DIRECTOR: G.E. MOSS FOR FOR Management
8 ELECTION OF DIRECTOR: W.R. ROTH FOR FOR Management
9 ELECTION OF DIRECTOR: R.A. VAN VALER FOR FOR Management
10 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
11 TO APPROVE, ON AN ADVISORY BASIS, 1 - Year FOR Management
WHETHER THE ADVISORY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONSIDER AND VOTE UPON, ON AN FOR FOR Management
ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO CONSIDER AND VOTE UPON, ON AN 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: LARRY W. BICKLE FOR FOR Management
2 ELECTION OF DIRECTOR: STEPHEN R. BRAND FOR FOR Management
3 ELECTION OF DIRECTOR: LOREN M. LEIKER FOR FOR Management
4 ELECTION OF DIRECTOR: JAVAN D. OTTOSON FOR FOR Management
5 ELECTION OF DIRECTOR: RAMIRO G. PERU FOR FOR Management
6 ELECTION OF DIRECTOR: JULIO M. QUINTANA FOR FOR Management
7 ELECTION OF DIRECTOR: ROSE M. ROBESON FOR FOR Management
8 ELECTION OF DIRECTOR: WILLIAM D. FOR FOR Management
SULLIVAN
9 RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
10 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES, AND THE
COMPENSATION OF OUR COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
11 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
12 THE PROPOSAL TO APPROVE THE AMENDMENT FOR FOR Management
OF THE EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
SMART & FINAL STORES, INC.
Ticker: SFS Security ID: 83190B101
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID G. HIRZ FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID B. KAPLAN FOR FOR Management
3 ELECTION OF DIRECTOR: JOSEPH S. FOR FOR Management
TESORIERO
4 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2017.
5 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
6 TO APPROVE THE SMART & FINAL STORES, FOR FOR Management
INC. AMENDED AND RESTATED 2014 STOCK
INCENTIVE PLAN.
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: SEP 20, 2016 Meeting Type: Annual
Record Date: JUL 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO PROVIDE A NON-BINDING ADVISORY VOTE FOR FOR Management
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR FISCAL 2016
("SAY-ON-PAY").
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT OF OUR COMPANY FOR THE
FISCAL YEAR ENDING APRIL 30, 2017.
--------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
Ticker: SWHC Security ID: 831756101
Meeting Date: DEC 13, 2016 Meeting Type: Special
Record Date: OCT 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE SECOND AMENDED AND FOR FOR Management
RESTATED ARTICLES OF INCORPORATION TO
CHANGE OUR CORPORATE NAME FROM SMITH &
WESSON HOLDING CORPORATION TO AMERICAN
OUTDOOR BRANDS CORPORATION.
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: O. BRUTON SMITH FOR FOR Management
2 ELECTION OF DIRECTOR: B. SCOTT SMITH FOR FOR Management
3 ELECTION OF DIRECTOR: DAVID BRUTON FOR FOR Management
SMITH
4 ELECTION OF DIRECTOR: WILLIAM I. BELK FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM R. BROOKS FOR FOR Management
6 ELECTION OF DIRECTOR: VICTOR H. DOOLAN FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN W. HARRIS FOR FOR Management
III
8 ELECTION OF DIRECTOR: ROBERT HELLER FOR FOR Management
9 ELECTION OF DIRECTOR: R. EUGENE TAYLOR FOR FOR Management
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS SONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
11 APPROVAL OF THE AMENDMENT TO SONIC'S FOR FOR Management
AMENDED AND RESTATED ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 ADVISORY VOTE TO APPROVE SONIC'S NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE
SONIC'S NAMED EXECUTIVE OFFICER
COMPENSATION.
14 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE SONIC ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------
SONIC CORP.
Ticker: SONC Security ID: 835451105
Meeting Date: JAN 19, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3 APPROVAL OF OUR EXECUTIVE OFFICERS' FOR FOR Management
COMPENSATION.
4 APPROVAL OF THE SONIC CORP. SENIOR FOR FOR Management
EXECUTIVE CASH INCENTIVE PLAN, AS
AMENDED.
--------------------------------------------------------------------------------
SONUS NETWORKS INC
Ticker: SONS Security ID: 835916503
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MATTHEW W. BROSS FOR FOR Management
2 ELECTION OF DIRECTOR: RAYMOND P. DOLAN FOR FOR Management
3 ELECTION OF DIRECTOR: BEATRIZ V. FOR FOR Management
INFANTE
4 ELECTION OF DIRECTOR: HOWARD E. JANZEN FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD J. LYNCH FOR FOR Management
6 ELECTION OF DIRECTOR: PAMELA D.A. REEVE FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN A. SCHOFIELD FOR FOR Management
8 ELECTION OF DIRECTOR: SCOTT E. SCHUBERT FOR FOR Management
9 TO APPROVE AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF SONUS NETWORKS' STOCK
INCENTIVE PLAN.
10 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP TO SERVE AS SONUS
NETWORKS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
11 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF SONUS
NETWORKS' NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE "COMPENSATION
DISCUSSION AND ANALYSIS" SECTION AND
THE ACCOMPANYING COMPENSATION TABLES
AND RELATED NARRATIVES CONTAINED IN
THE P
12 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY WITH WHICH TO
HOLD FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JESSICA M. FOR FOR Management
BIBLIOWICZ
2 ELECTION OF DIRECTOR: LINUS W. L. FOR FOR Management
CHEUNG
3 ELECTION OF DIRECTOR: KEVIN C. CONROY FOR FOR Management
4 ELECTION OF DIRECTOR: DOMENICO DE SOLE FOR FOR Management
5 ELECTION OF DIRECTOR: THE DUKE OF FOR FOR Management
DEVONSHIRE
6 ELECTION OF DIRECTOR: DANIEL S. LOEB FOR FOR Management
7 ELECTION OF DIRECTOR: OLIVIER REZA FOR FOR Management
8 ELECTION OF DIRECTOR: MARSHA E. SIMMS FOR FOR Management
9 ELECTION OF DIRECTOR: THOMAS S. SMITH, FOR FOR Management
JR.
10 ELECTION OF DIRECTOR: DIANA L. TAYLOR FOR FOR Management
11 ELECTION OF DIRECTOR: DENNIS M. FOR FOR Management
WEIBLING
12 ELECTION OF DIRECTOR: HARRY J. WILSON FOR FOR Management
13 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
14 ADVISORY VOTE ON FREQUENCY OF THE 1 - Year FOR Management
EXECUTIVE COMPENSATION PROPOSAL.
15 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SARAH M. FOR FOR Management
BARPOULIS
2 ELECTION OF DIRECTOR: THOMAS A. BRACKEN FOR FOR Management
3 ELECTION OF DIRECTOR: KEITH S. CAMPBELL FOR FOR Management
4 ELECTION OF DIRECTOR: VICTOR A. FOR FOR Management
FORTKIEWICZ
5 ELECTION OF DIRECTOR: SHEILA FOR FOR Management
HARTNETT-DEVLIN, CFA
6 ELECTION OF DIRECTOR: WALTER M. FOR FOR Management
HIGGINS III
7 ELECTION OF DIRECTOR: SUNITA HOLZER FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL J. RENNA FOR FOR Management
9 ELECTION OF DIRECTOR: JOSEPH M. RIGBY FOR FOR Management
10 ELECTION OF DIRECTOR: FRANK L. SIMS FOR FOR Management
11 TO HOLD AN ADVISORY VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
12 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
13 TO CONSIDER AND VOTE ON THE EXECUTIVE FOR FOR Management
ANNUAL INCENTIVE COMPENSATION PLAN.
14 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: OCT 18, 2016 Meeting Type: Special
Record Date: SEP 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JUNE 16,
2016, BY AND BETWEEN SOUTHEASTERN BANK
FINANCIAL CORPORATION AND SOUTH STATE
CORPORATION PURSUANT TO WHICH
SOUTHEASTERN WILL MERGE WITH AND INTO
SOUTH STATE (THE "SOUTH STATE MERGE
2 PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE SOUTH STATE MERGER PROPOSAL.
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO CONDUCT AN ADVISORY VOTE FOR FOR Management
ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
3 PROPOSAL TO CONDUCT AN ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
4 PROPOSAL TO CONSIDER APPROVAL OF THE FOR FOR Management
2012 OMNIBUS STOCK AND PERFORMANCE
PLAN, AS AMENDED AND RESTATED, TO
RE-APPROVE THE PERFORMANCE GOALS UNDER
THE PLAN AND INCLUDE A LIMIT ON
NON-EMPLOYEE DIRECTOR EQUITY
COMPENSATION PAYABLE UNDER THE PLAN
5 PROPOSAL TO RATIFY, AS AN ADVISORY, FOR FOR Management
NON-BINDING VOTE, THE APPOINTMENT OF
DIXON HUGHES GOODMAN LLP, CERTIFIED
PUBLIC ACCOUNTANTS, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - ADVISORY APPROVAL OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
3 ADVISORY APPROVAL OF THE FREQUENCY OF 1 - Year FOR Management
SAY ON PAY VOTES.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC.
Ticker: SPPI Security ID: 84763A108
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION OF THE PROXY
STATEMENT.
3 TO APPROVE, ON A NON-BINDING ADVISORY 3- Years FOR Management
BASIS, HOW FREQUENTLY WE SHOULD SEEK
FROM OUR STOCKHOLDERS A NON-BINDING
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 TO VOTE ON A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
REGARDING A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF DIRECTORS,
IF PROPERLY PRESENTED AT THE 2017
ANNUAL MEETING.
--------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC.
Ticker: TRK Security ID: 847788106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE ON FREQUENCY OF 3- Years FOR Management
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 TO APPROVE THE SPEEDWAY MOTORSPORTS, FOR FOR Management
INC. 2013 STOCK INCENTIVE PLAN,
AMENDED AND RESTATED AS OF APRIL 19,
2017.
5 TO APPROVE THE SPEEDWAY MOTORSPORTS, FOR FOR Management
INC. INCENTIVE COMPENSATION PLAN,
AMENDED AND RESTATED AS OF APRIL 19,
2017.
--------------------------------------------------------------------------------
SPIRE INC.
Ticker: SR Security ID: 84857L101
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY NONBINDING APPROVAL OF FOR FOR Management
RESOLUTION TO APPROVE COMPENSATION OF
EXECUTIVES.
3 ADVISORY NONBINDING APPROVAL OF 1 - Year FOR Management
INTERVAL AT WHICH WE SEEK SHAREHOLDER
APPROVAL OF COMPENSATION OF EXECUTIVES.
4 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE
2017 FISCAL YEAR.
--------------------------------------------------------------------------------
SPIRIT AIRLINES INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION, BY THE AUDIT FOR FOR Management
COMMITTEE OF THE BOARD OF DIRECTORS,
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR
2017 PROXY STATEMENT PURSUANT TO
EXECUTIVE COMPENSATION DISCLOSURE
RULES UNDER THE SECURITIES EXCHANGE
ACT OF 1934, AS AMENDED.
--------------------------------------------------------------------------------
SPOK HOLDINGS, INC.
Ticker: SPOK Security ID: 84863T106
Meeting Date: JUL 25, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION TO APPOINT GRANT THORNTON FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2016.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 APPROVE THE ADOPTION OF OUR EMPLOYEE FOR FOR Management
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO VOTE ON A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS
FOR FISCAL 2016 ("SAY-ON-PAY").
3 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICKY D. PUCKETT FOR FOR Management
2 ELECTION OF DIRECTOR: TANA L. UTLEY FOR FOR Management
3 APPROVAL OF NAMED EXECUTIVE OFFICERS' FOR FOR Management
COMPENSATION, ON A NON-BINDING
ADVISORY BASIS.
4 RECOMMENDATION ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON NAMED EXECUTIVE
OFFICERS' COMPENSATION, ON A
NON-BINDING ADVISORY BASIS.
5 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
SPX FLOW, INC.
Ticker: FLOW Security ID: 78469X107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT F. HULL, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: DAVID V. SINGER FOR FOR Management
3 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF SPX FLOW'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN ITS
PROXY STATEMENT.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2017.
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 THE APPROVAL, BY NON-BINDING VOTE, OF FOR FOR Management
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
STAGE STORES, INC.
Ticker: SSI Security ID: 85254C305
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ALAN J. BAROCAS FOR FOR Management
2 ELECTION OF DIRECTOR: ELAINE D. CROWLEY FOR FOR Management
3 ELECTION OF DIRECTOR: DIANE M. ELLIS FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL L. GLAZER FOR FOR Management
5 ELECTION OF DIRECTOR: EARL J. FOR FOR Management
HESTERBERG
6 ELECTION OF DIRECTOR: LISA R. KRANC FOR FOR Management
7 ELECTION OF DIRECTOR: WILLIAM J. FOR FOR Management
MONTGORIS
8 ELECTION OF DIRECTOR: C. CLAYTON REASOR FOR FOR Management
9 APPROVAL OF THE STAGE STORES 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
10 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 APPROVAL OF NON-BINDING, ADVISORY FOR FOR Management
RESOLUTION ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4 APPROVAL OF NON-BINDING, ADVISORY 1 - Year FOR Management
RESOLUTION ON THE FREQUENCY OF A
STOCKHOLDER VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
Ticker: SXI Security ID: 854231107
Meeting Date: OCT 27, 2016 Meeting Type: Annual
Record Date: AUG 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO CONDUCT AN ADVISORY VOTE ON THE FOR FOR Management
TOTAL COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY.
3 TO APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE 2008 LONG
TERM INCENTIVE PLAN, AS AMENDED.
4 TO APPROVE AN AMENDMENT TO THE BYLAWS FOR FOR Management
OF THE COMPANY TO ALLOW THE BOARD OF
DIRECTORS TO FIX THE NUMBER OF
DIRECTORS, FROM TIME TO TIME, WITHIN
THE EXISTING RANGE OF SEVEN TO FIFTEEN
DIRECTORS.
5 TO RATIFY THE APPOINTMENT BY THE AUDIT FOR FOR Management
COMMITTEE OF GRANT THORNTON LLP AS
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: OCT 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE STARZ MERGER PROPOSAL, WHICH IS A FOR FOR Management
PROPOSAL TO APPROVE THE ADOPTION OF
THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JUNE 30, 2016, BY AND
AMONG LIONS GATE ENTERTAINMENT CORP.
("LIONS GATE"), STARZ AND ORION ARM
ACQUISITION INC., A WHOLLY OWNED
SUBSIDI
2 THE STARZ COMPENSATION PROPOSAL, WHICH FOR FOR Management
IS A PROPOSAL TO APPROVE, BY ADVISORY
(NONBINDING) VOTE, THE COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO
THE NAMED EXECUTIVE OFFICERS OF STARZ
IN CONNECTION WITH THE MERGER.
3 THE STARZ ADJOURNMENT PROPOSAL, WHICH FOR FOR Management
IS A PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE STARZ SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR
OF THE STARZ MERGER PROPOSAL, IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF S
--------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION
Ticker: STBZ Security ID: 856190103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR:JAMES R. BALKCOM, FOR FOR Management
JR.
2 ELECTION OF DIRECTOR: ARCHIE L. FOR FOR Management
BRANSFORD, JR.
3 ELECTION OF DIRECTOR: KIM M. CHILDERS FOR FOR Management
4 ELECTION OF DIRECTOR: ANN Q. CURRY FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH W. EVANS FOR FOR Management
6 ELECTION OF DIRECTOR:VIRGINIA A. HEPNER FOR FOR Management
7 ELECTION OF DIRECTOR: JOHN D. HOUSER FOR FOR Management
8 ELECTION OF DIRECTOR: ANNE H. KAISER FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM D. FOR FOR Management
MCKNIGHT
10 ELECTION OF DIRECTOR: MAJOR GENERAL FOR FOR Management
(RETIRED) ROBERT H. MCMAHON
11 ELECTION OF DIRECTOR: J. THOMAS WILEY, FOR FOR Management
JR.
12 PROPOSAL TO APPROVE ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
13 PROPOSAL TO APPROVE ON A NON-BINDING, 1 - Year FOR Management
ADVISORY BASIS THE FREQUENCY OF THE
ADVISORY VOTE ON THE COMPENSATION FOR
OUR NAMED EXECUTIVE OFFICERS
14 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DIXON HUGHES GOODMAN LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
3 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------
STEIN MART, INC.
Ticker: SMRT Security ID: 858375108
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN ADVISORY RESOLUTION FOR FOR Management
APPROVING EXECUTIVE COMPENSATION FOR
FISCAL YEAR 2016.
3 TO RECOMMEND, ON AN ADVISORY VOTE 1 - Year FOR Management
BASIS, THE FREQUENCY OF A SHAREHOLDER
ADVISORY VOTE RELATING TO EXECUTIVE
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 3, 2018.
--------------------------------------------------------------------------------
STEPAN COMPANY
Ticker: SCL Security ID: 858586100
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOAQUIN DELGADO FOR FOR Management
2 ELECTION OF DIRECTOR: F. QUINN STEPAN, FOR FOR Management
JR.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
VOTING ON NAMED EXECUTIVE OFFICER
COMPENSATION.
5 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS STEPAN COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
EISNERAMPER LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE EXECUTIVE COMPENSATION
DESCRIBED IN THE STEVEN MADDEN, LTD
PROXY STATEMENT.
4 TO RECOMMEND, BY NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: OCT 18, 2016 Meeting Type: Consent
Record Date: SEP 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSENT TO THE DEMAND OF THE CALL OF A FOR FOR Management
SPECIAL MEETING OF STOCKHOLDERS OF THE
COMPANY PURSUANT TO THE FOURTH ARTICLE
OF THE COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION ("FOR"= CONSENT,
"AGAINST"= DO NOT CONSENT)
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE COMPENSATION OF FOR FOR Management
STEWART INFORMATION SERVICES
CORPORATION'S NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY).
3 VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
SAY-ON-PAY VOTE.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS STEWART INFORMATION
SERVICES CORPORATION'S INDEPENDENT
AUDITORS FOR 2017.
--------------------------------------------------------------------------------
STILLWATER MINING COMPANY
Ticker: SWC Security ID: 86074Q102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED DECEMBER 9, 2016 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AMONG STILLWATER
MINING COMPANY ("STILLWATER"),SIBANYE
GOLD LIMITED, A PUBLIC COMPANY
ORGANIZED UNDER THE LAWS OF SOUTH AFR
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3 ELECTION OF DIRECTOR: GEORGE M. BEE FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL J. FOR FOR Management
MCMULLEN
5 ELECTION OF DIRECTOR: PATRICE E. MERRIN FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE PETER FOR FOR Management
O'HAGAN
7 ELECTION OF DIRECTOR: MICHAEL S. FOR FOR Management
PARRETT
8 ELECTION OF DIRECTOR: BRIAN D. FOR FOR Management
SCHWEITZER
9 ELECTION OF DIRECTOR: GARY A. SUGAR FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 TO CONDUCT AN ADVISORY (NON-BINDING) FOR FOR Management
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION FOR 2017.
12 TO CONDUCT AN ADVISORY (NON-BINDING) 1 - Year FOR Management
VOTE ON THE FREQUENCY OF HOLDING
FUTURE ADVISORY VOTES ON EXECUTIVE
OFFICER COMPENSATION.
13 TO APPROVE THE COMPANY'S EQUITY FOR FOR Management
INCENTIVE PLAN.
14 TO CONDUCT SUCH OTHER BUSINESS FOR AGAINST Management
PROPERLY PRESENTED AT THE ANNUAL
MEETING OR ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF.
15 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE ANNUAL MEETING TO APPROVE
THE PROPOSALS PRESENTED OR IN THE
ABSENC
--------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC.
Ticker: SYBT Security ID: 861025104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. MCCAULEY BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: CHARLES R. FOR FOR Management
EDINGER III
3 ELECTION OF DIRECTOR: DAVID P. FOR FOR Management
HEINTZMAN
4 ELECTION OF DIRECTOR: DONNA L. HEITZMAN FOR FOR Management
5 ELECTION OF DIRECTOR: CARL G. HERDE FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES A. FOR FOR Management
HILLEBRAND
7 ELECTION OF DIRECTOR: RICHARD A. FOR FOR Management
LECHLEITER
8 ELECTION OF DIRECTOR: RICHARD NORTHERN FOR FOR Management
9 ELECTION OF DIRECTOR: STEPHEN M. PRIEBE FOR FOR Management
10 ELECTION OF DIRECTOR: NORMAN TASMAN FOR FOR Management
11 ELECTION OF DIRECTOR: KATHY C. THOMPSON FOR FOR Management
12 THE RATIFICATION OF KPMG LLP AS THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
13 THE ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF BANCORP'S NAMED
EXECUTIVE OFFICERS.
14 THE ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
STONEGATE BANK
Ticker: SGBK Security ID: 861811107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE MERGER FOR FOR Management
AGREEMENT AND THE MERGER, PURSUANT TO
WHICH REGENT BANCORP, INC. AND REGENT
BANK WILL MERGE WITH AND INTO
STONEGATE BANK, WITH STONEGATE BANK
BEING THE SURVIVING FLORIDA-CHARTERED
BANK.
2 TO APPROVE A PROPOSAL TO GRANT FOR FOR Management
DISCRETIONARY AUTHORITY TO THE PERSONS
NAMED AS PROXIES TO ADJOURN THE
STONEGATE BANK SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY, AND
TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT
--------------------------------------------------------------------------------
STONEGATE BANK
Ticker: SGBK Security ID: 861811107
Meeting Date: DEC 14, 2016 Meeting Type: Special
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE MERGER FOR FOR Management
AGREEMENT AND THE MERGER, PURSUANT TO
WHICH INSIGNIA BANK WILL MERGE WITH
AND INTO STONEGATE BANK, WITH
STONEGATE BANK BEING THE SURVIVING
FLORIDA-CHARTERED BANK.
2 TO APPROVE A PROPOSAL TO GRANT FOR FOR Management
DISCRETIONARY AUTHORITY TO THE PERSONS
NAMED AS PROXIES TO ADJOURN THE
STONEGATE BANK SPECIAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY, AND
TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 ADVISORY APPROVAL ON THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 ADVISORY APPROVAL OF FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT S. FOR FOR Management
SILBERMAN
2 ELECTION OF DIRECTOR: DR. JOHN T. FOR FOR Management
CASTEEN III
3 ELECTION OF DIRECTOR: DR. CHARLOTTE F. FOR FOR Management
BEASON
4 ELECTION OF DIRECTOR: WILLIAM E. BROCK FOR FOR Management
5 ELECTION OF DIRECTOR: NATHANIEL C. FICK FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT R. GRUSKY FOR FOR Management
7 ELECTION OF DIRECTOR: KARL MCDONNELL FOR FOR Management
8 ELECTION OF DIRECTOR: TODD A. MILANO FOR FOR Management
9 ELECTION OF DIRECTOR: G. THOMAS WAITE, FOR FOR Management
III
10 ELECTION OF DIRECTOR: J. DAVID WARGO FOR FOR Management
11 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
12 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
13 TO DETERMINE, ON AN ADVISORY BASIS,THE 1 - Year FOR Management
FREQUENCY OF STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC.
Ticker: RGR Security ID: 864159108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
RSM US LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE 2017 FISCAL
YEAR.
3 APPROVAL OF THE STURM, RUGER & FOR FOR Management
COMPANY, INC. 2017 STOCK INCENTIVE
PLAN.
4 AN ADVISORY VOTE ON THE COMPENSATION FOR FOR Management
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SUFFOLK BANCORP
Ticker: SCNB Security ID: 864739107
Meeting Date: OCT 13, 2016 Meeting Type: Special
Record Date: AUG 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE ADOPTION OF THE AGREEMENT AND PLAN FOR FOR Management
OF MERGER, DATED AS OF JUNE 26, 2016,
BY AND BETWEEN SUFFOLK BANCORP
("SUFFOLK") AND PEOPLE'S UNITED
FINANCIAL, INC. (THE "MERGER
PROPOSAL").
2 THE APPROVAL, ON A NON-BINDING, FOR FOR Management
ADVISORY BASIS, OF THE COMPENSATION
THAT CERTAIN EXECUTIVE OFFICERS OF
SUFFOLK MAY RECEIVE THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3 THE APPROVAL OF ONE OR MORE FOR FOR Management
ADJOURNMENTS OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE MERGER PROPOSAL.
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES INC
Ticker: INN Security ID: 866082100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 APPROVE AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
4 APPROVE A CHARTER AMENDMENT TO REPEAL FOR FOR Management
THE COMPANY'S ELECTION TO BE SUBJECT
TO SECTION 3-804(C) OF THE MARYLAND
GENERAL CORPORATION LAW.
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT AUDITORS
FOR 2017.
3 NONBINDING ADVISORY VOTE ON THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR 2016.
--------------------------------------------------------------------------------
SUN HYDRAULICS CORPORATION
Ticker: SNHY Security ID: 866942105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE CORPORATION.
3 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SUNCOKE ENERGY, INC.
Ticker: SXC Security ID: 86722A103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER B. HAMILTON FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES E. SWEETNAM FOR FOR Management
3 TO HOLD A NON-BINDING ADVISORY VOTE ON FOR FOR Management
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
SUNEDISON SEMICONDUCTOR LIMITED
Ticker: SEMI Security ID: Y8213L102
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANTONIO R. FOR FOR Management
ALVAREZ
2 ELECTION OF DIRECTOR: GIDEON ARGOV FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL F. FOR FOR Management
BARTHOLOMEUSZ
4 ELECTION OF DIRECTOR: JEFFREY A. BECK FOR FOR Management
5 ELECTION OF DIRECTOR: JUSTINE F. LIEN FOR FOR Management
6 ELECTION OF DIRECTOR: SHAKER SADASIVAM FOR FOR Management
7 ELECTION OF DIRECTOR: ABDUL JABBAR BIN FOR FOR Management
KARAM DIN
8 TO APPROVE THE RE-APPOINTMENT OF KPMG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM AND INDEPENDENT
SINGAPORE AUDITOR AND TO AUTHORIZE THE
AUDIT COMMITTEE TO FIX KPMG'S
REMUNERATION.
9 TO CONSIDER AS AN ORDINARY RESOLUTION FOR FOR Management
APPROVAL OF THE CASH COMPENSATION TO
BE PAID TO MEMBERS OF THE BOARD OF
DIRECTORS FROM THE DATE OF THE 2016
AGM THROUGH THE DATE THE 2017 AGM IS
HELD AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER.
10 TO CONSIDER AS AN ORDINARY RESOLUTION FOR FOR Management
AUTHORIZATION OF THE BOARD TO ALLOT
AND ISSUE SHARES OF THE COMPANY.
11 TO CONSIDER AS AN ORDINARY RESOLUTION FOR FOR Management
AUTHORIZATION OF THE BOARD TO
REPURCHASE SHARES OF THE COMPANY.
12 TO CONSIDER AS A SPECIAL RESOLUTION AN FOR FOR Management
AMENDMENT TO OUR CONSTITUTION TO
ELIMINATE THE CORPORATE OPPORTUNITY
EXCLUSION FOR OUR FORMER PARENT
COMPANY.
--------------------------------------------------------------------------------
SUNEDISON SEMICONDUCTOR LIMITED
Ticker: SEMI Security ID: Y8213L102
Meeting Date: NOV 07, 2016 Meeting Type: Special
Record Date: OCT 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO ADOPT AND APPROVE THE FOR FOR Management
SCHEME OF ARRANGEMENT BY AND AMONG THE
COMPANY, THE SCHEME SHAREHOLDERS, GWC
AND ACQUIROR, PURSUANT TO WHICH
ACQUIROR WILL ACQUIRE ALL OF THE
ORDINARY SHARES OF THE COMPANY FOR $12.
00 PER SHARE, IN CASH, WITHOUT INTERES
2 A PROPOSAL TO ADJOURN THE COURT FOR FOR Management
MEETING TO A LATER DATE OR TIME IF
NECESSARY OR APPROPRIATE.
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF ERNST & YOUNG LLP TO
ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF SUNSTONE'S NAMED
EXECUTIVE OFFICERS, AS SET FORTH IN
SUNSTONE'S PROXY STATEMENT FOR THE
2017 ANNUAL MEETING OF STOCKHOLDERS.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF SUNSTONE'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC.
Ticker: SMCI Security ID: 86800U104
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE ADVISORY FOR FOR Management
(NON-BINDING) RESOLUTION RELATING TO
NAMED EXECUTIVE COMPENSATION.
3 AN ADVISORY (NON-BINDING) VOTE 3- Years FOR Management
REGARDING THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS SUPER MICRO
COMPUTER, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
Ticker: SUP Security ID: 868168105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED OFFICERS.
3 TO SELECT, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE NON-BINDING
ADVISORY VOTE ON EXECUTIVE
COMPENSATION OF THE COMPANY'S NAMED
OFFICERS.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
5 TO ACT UPON SUCH OTHER MATTERS AS MAY FOR FOR Management
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------
SURGERY PARTNERS INC.
Ticker: SGRY Security ID: 86881A100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION PAID BY THE COMPANY TO
ITS NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 14, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SET THE NUMBER OF DIRECTORS AT SIX (6). FOR FOR Management
3 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS SURMODICS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
4 APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
5 APPROVE, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF THE NON-BINDING
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION CO.
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF SWIFT'S NAMED
EXECUTIVE OFFICERS.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF SWIFT'S NAMED
EXECUTIVE OFFICERS.
4 ADVISORY VOTE TO RATIFY THE FOR FOR Management
APPOINTMENT OF KPMG LLP AS SWIFT'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
FISCAL 2017.
5 SHAREHOLDER PROPOSAL TO DEVELOP A AGAINST AGAINST Shareholder
RECAPITALIZATION PLAN.
6 SHAREHOLDER PROPOSAL TO ADOPT PROXY AGAINST FOR Shareholder
ACCESS.
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I DIRECTOR: JAMES S. FOR FOR Management
MACLEOD
2 ELECTION OF CLASS I DIRECTOR: WILLIAM FOR FOR Management
D. MUIR, JR.
3 ELECTION OF CLASS I DIRECTOR: LORRAINE FOR FOR Management
L. LUTTON
4 NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION
5 NON-BINDING ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF SAY-ON-PAY ADVISORY VOTING
6 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT AUDITORS
OF THE COMPANY
--------------------------------------------------------------------------------
SYNCHRONOSS TECHNOLOGIES, INC.
Ticker: SNCR Security ID: 87157B103
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE ON A NON-BINDING ADVISORY FOR FOR Management
BASIS THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY (NON-BINDING) VOTE TO FOR FOR Management
APPROVE THE COMPENSATION PAID TO
SYNTEL'S NAMED EXECUTIVE OFFICERS.
3 AN ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION PAID TO
SYNTEL'S NAMED EXECUTIVE OFFICERS.
4 A NON-BINDING RESOLUTION TO RATIFY THE FOR FOR Management
APPOINTMENT OF CROWE HORWATH LLP AS
SYNTEL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------
TAILORED BRANDS, INC.
Ticker: TLRD Security ID: 87403A107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADOPTION OF AN AMENDMENT TO TAILORED FOR FOR Management
BRANDS, INC. 2016 LONG-TERM INCENTIVE
PLAN AND REAPPROVAL OF MATERIAL TERMS
OF PERFORMANCE GOALS
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
5 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 22, 2016 Meeting Type: Annual
Record Date: JUL 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF THE
COMPANY'S "NAMED EXECUTIVE OFFICERS"
AS DISCLOSED IN THE PROXY STATEMENT.
3 APPROVAL OF CERTAIN AMENDMENTS TO THE FOR FOR Management
TAKE-TWO INTERACTIVE SOFTWARE, INC.
2009 STOCK INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
TAL INTERNATIONAL GROUP, INC.
Ticker: TAL Security ID: 874083108
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE TRANSACTION AGREEMENT, FOR FOR Management
DATED AS OF NOVEMBER 9, 2015, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY
AND AMONG TRITON CONTAINER
INTERNATIONAL LIMITED, TAL
INTERNATIONAL GROUP, INC., TRITON
INTERNATIONAL LIMITED, OCEAN DELAWARE
SUB, INC. AND OCEAN
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF IT IS NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO ADOPT THE TRANSACTION
AGREEMENT.
3 TO APPROVE, BY A NON-BINDING, ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO TAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS CONTEMPLATED BY THE
TRANSACTION AGREEMENT AND TO ADOPT, ON
A NON-BINDING ADVISORY BASIS,
4 TO APPROVE THE INCLUSION IN TRITON FOR FOR Management
INTERNATIONAL LIMITED'S AMENDED AND
RESTATED BYE-LAWS OF THE BUSINESS
COMBINATION PROVISION PROVIDING FOR
CERTAIN RESTRICTIONS ON BUSINESS
COMBINATIONS WITH INTERESTED
SHAREHOLDERS.
--------------------------------------------------------------------------------
TALMER BANCORP INC
Ticker: TLMR Security ID: 87482X101
Meeting Date: JUL 14, 2016 Meeting Type: Special
Record Date: JUN 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF JANUARY 25, 2016,
BY AND BETWEEN TALMER BANCORP, INC.
("TALMER") AND CHEMICAL FINANCIAL
CORPORATION, AS IT MAY BE AMENDED FROM
TIME TO TIME, UNDER WHICH TALMER WILL
MERGE WITH AND INTO CHEMICAL.
2 TO CAST A NON-BINDING, ADVISORY VOTE, FOR FOR Management
TO APPROVE THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO TALMER'S
NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATED TO THE MERGER.
3 TO VOTE ON A PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OR POSTPONEMENT OF THE
SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE AN AMENDED AND RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION TO PERMIT
REMOVAL OF DIRECTORS WITHOUT CAUSE.
3 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
4 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE STOCKHOLDER ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
5 ADVISORY (NON-BINDING) VOTE TO RATIFY FOR FOR Management
THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2017.
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP, FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF HOLDING SHAREHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO APPROVE THE TEAM, INC. EXECUTIVE FOR FOR Management
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------
TELENAV, INC.
Ticker: TNAV Security ID: 879455103
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS TELENAV'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
TELETECH HOLDINGS, INC.
Ticker: TTEC Security ID: 879939106
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: KENNETH D. FOR FOR Management
TUCHMAN
2 ELECTION OF DIRECTOR: STEVEN J. ANENEN FOR FOR Management
3 ELECTION OF DIRECTOR: TRACY L. BAHL FOR FOR Management
4 ELECTION OF DIRECTOR: GREGORY A. CONLEY FOR FOR Management
5 ELECTION OF DIRECTOR: ROBERT N. FOR FOR Management
FRERICHS
6 ELECTION OF DIRECTOR: MARC L. HOLTZMAN FOR FOR Management
7 ELECTION OF DIRECTOR: EKTA FOR FOR Management
SINGH-BUSHELL
8 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
TELETECH'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
9 THE APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
THE COMPENSATION FOR OUR NAMED
EXECUTIVE OFFICERS.
10 THE APPROVAL OF AN ADVISORY VOTE ON 3- Years FOR Management
FREQUENCY OF SAY-ON-PAY VOTES EVERY
THREE YEARS.
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EVELYN S. FOR FOR Management
DILSAVER
2 ELECTION OF DIRECTOR: JOHN A. HEIL FOR FOR Management
3 ELECTION OF DIRECTOR: JON L. LUTHER FOR FOR Management
4 ELECTION OF DIRECTOR: USMAN S. NABI FOR FOR Management
5 ELECTION OF DIRECTOR: RICHARD W. NEU FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT L. THOMPSON FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT B. FOR FOR Management
TRUSSELL, JR.
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2017.
9 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2013 EQUITY INCENTIVE PLAN.
10 RATIFICATION OF THE AMENDED AND FOR FOR Management
RESTATED RIGHTS AGREEMENT.
11 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
12 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------
TENNANT COMPANY
Ticker: TNC Security ID: 880345103
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
3 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY APPROVAL ON FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY EXECUTIVE COMPENSATION
APPROVALS.
5 APPROVE THE TENNANT COMPANY 2017 STOCK FOR FOR Management
INCENTIVE PLAN.
--------------------------------------------------------------------------------
TEREX CORPORATION
Ticker: TEX Security ID: 880779103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAULA H.J. FOR FOR Management
CHOLMONDELEY
2 ELECTION OF DIRECTOR: DON DEFOSSET FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN L. GARRISON FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: THOMAS J. HANSEN FOR FOR Management
5 ELECTION OF DIRECTOR: MATTHEW HEPLER FOR FOR Management
6 ELECTION OF DIRECTOR: RAIMUND KLINKNER FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID A. SACHS FOR FOR Management
8 ELECTION OF DIRECTOR: OREN G. SHAFFER FOR FOR Management
9 ELECTION OF DIRECTOR: DAVID C. WANG FOR FOR Management
10 ELECTION OF DIRECTOR: SCOTT W. WINE FOR FOR Management
11 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2017.
12 TO APPROVE AN AMENDMENT TO THE TEREX FOR FOR Management
CORPORATION EMPLOYEE STOCK PURCHASE
PLAN.
13 TO APPROVE THE COMPENSATION OF THE FOR FOR Management
COMPANY'S NAMED EXECUTIVE OFFICERS.
14 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
TERRAFORM GLOBAL INC
Ticker: GLBL Security ID: 88104M101
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
TESCO CORPORATION
Ticker: TESO Security ID: 88157K101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: FERNANDO R. FOR FOR Management
ASSING
2 ELECTION OF DIRECTOR: JOHN P. DIELWART FOR FOR Management
3 ELECTION OF DIRECTOR: R. VANCE FOR FOR Management
MILLIGAN, Q.C., ICD.D
4 ELECTION OF DIRECTOR: DOUGLAS R. RAMSAY FOR FOR Management
5 ELECTION OF DIRECTOR: ROSE M. ROBESON FOR FOR Management
6 ELECTION OF DIRECTOR: ELIJIO V. SERRANO FOR FOR Management
7 ELECTION OF DIRECTOR: MICHAEL W. FOR FOR Management
SUTHERLIN
8 APPOINTMENT OF AUDITORS: APPOINTMENT FOR FOR Management
OF ERNST & YOUNG LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE CORPORATION TO HOLD
OFFICE UNTIL THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS, AND
AUTHORIZATION OF THE BOARD OF
DIRECTORS T
9 APPROVAL OF 2016 NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION: NON-BINDING
ADVISORY VOTE TO APPROVE THE 2016
NAMED EXECUTIVE OFFICER COMPENSATION.
10 APPROVAL OF FREQUENCY OF SAY-ON-PAY 1 - Year FOR Management
VOTE: NON-BINDING ADVISORY VOTE TO
APPROVE THE FREQUENCY OF THE
SHAREHOLDER VOTE ON EXECUTIVE
COMPENSATION.
11 APPROVAL OF TESCO CORPORATION 2017 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED
Ticker: TESS Security ID: 872386107
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3 TO APPROVE THE THIRD AMENDED AND FOR FOR Management
RESTATED 1994 STOCK AND INCENTIVE PLAN.
4 TO APPROVE SPECIFIC PERFORMANCE FOR FOR Management
CRITERIA OF THE THIRD AMENDED AND
RESTATED 1994 STOCK AND INCENTIVE PLAN
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: MAR 02, 2017 Meeting Type: Annual
Record Date: JAN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
3 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY AND APPROVE THE APPOINTMENT FOR FOR Management
OF ERNST & YOUNG LLP AS TETRA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF TETRA TECHNOLOGIES, INC.
4 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5 TO APPROVE AN AMENDMENT TO TETRA'S FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION.
--------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTING FIRM FOR 2017.
3 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON 1 - Year FOR Management
THE FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON A SHAREHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING THE ISSUANCE OF A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED
Ticker: TGH Security ID: G8766E109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: DAVID FOR FOR Management
M. NUREK
2 ELECTION OF CLASS III DIRECTOR: IAIN FOR FOR Management
BROWN
3 ELECTION OF CLASS III DIRECTOR: ROBERT FOR FOR Management
D. PEDERSEN
4 PROPOSAL TO APPROVE THE COMPANY'S FOR FOR Management
ANNUAL AUDITED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2016.
5 PROPOSAL TO APPROVE THE RE-APPOINTMENT FOR FOR Management
OF KPMG LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, TO ACT AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
AND THE AUTHORIZATION FOR THE
COMPANY'S BOARD OF DIRECTORS, ACT
--------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY
Ticker: ABCO Security ID: 00762W107
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SANJU K. BANSAL FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID L. FOR FOR Management
FELSENTHAL
3 ELECTION OF DIRECTOR: PETER J. GRUA FOR FOR Management
4 ELECTION OF DIRECTOR: NANCY KILLEFER FOR FOR Management
5 ELECTION OF DIRECTOR: KELT KINDICK FOR FOR Management
6 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
MUSSLEWHITE
7 ELECTION OF DIRECTOR: MARK R. NEAMAN FOR FOR Management
8 ELECTION OF DIRECTOR: LEON D. SHAPIRO FOR FOR Management
9 ELECTION OF DIRECTOR: LEANNE M. ZUMWALT FOR FOR Management
10 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
11 APPROVAL OF 2009 INCENTIVE PLAN FOR FOR Management
AMENDMENT AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
12 APPROVAL, BY AN ADVISORY VOTE, OF THE FOR FOR Management
ADVISORY BOARD COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
13 ADVISORY VOTE ON WHETHER THE ADVISORY 1 - Year FOR Management
BOARD COMPANY SHOULD HOLD AN ADVISORY
VOTE BY STOCKHOLDERS TO APPROVE THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION EVERY 1, 2 OR 3 YEARS.
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY VOTE ON THE EXECUTIVE FOR FOR Management
COMPENSATION APPROVING THE RESOLUTION
PROVIDED IN THE PROXY STATEMENT.
3 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: SEP 29, 2016 Meeting Type: Special
Record Date: AUG 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE, FOR THE PURPOSE FOR FOR Management
OF NASDAQ RULE SECTION 5635(D), THE
CONVERSION OF THE COMPANY'S SERIES C
MANDATORILY CONVERTIBLE CUMULATIVE
NON-VOTING PERPETUAL PREFERRED STOCK
INTO SHARES OF THE COMPANY'S COMMON
STOCK AND THE ISSUANCE OF SUCH SHARES
2 PROPOSAL TO APPROVE, FOR THE PURPOSE FOR FOR Management
OF NASDAQ RULE SECTION 5635(C), THE
ISSUANCE OF SHARES OF THE COMPANY'S
COMMON STOCK TO CERTAIN OFFICERS AND
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE OUR NAMED FOR FOR Management
EXECUTIVE OFFICERS' COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE OUR
NAMED EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PAUL G. BOYNTON FOR FOR Management
2 ELECTION OF DIRECTOR: IAN D. CLOUGH FOR FOR Management
3 ELECTION OF DIRECTOR: SUSAN E. DOCHERTY FOR FOR Management
4 ELECTION OF DIRECTOR: PETER A. FELD FOR FOR Management
5 ELECTION OF DIRECTOR: REGINALD D. FOR FOR Management
HEDGEBETH
6 ELECTION OF DIRECTOR: DOUGLAS A. PERTZ FOR FOR Management
7 ELECTION OF DIRECTOR: GEORGE I. FOR FOR Management
STOECKERT
8 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
10 APPROVAL OF THE EXECUTIVE INCENTIVE FOR FOR Management
PLAN.
11 APPROVAL OF THE 2017 EQUITY INCENTIVE FOR FOR Management
PLAN.
12 APPROVAL OF DELOITTE AND TOUCHE LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
THE BUCKLE, INC.
Ticker: BKE Security ID: 118440106
Meeting Date: MAY 30, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
FEBRUARY 3, 2018.
3 PROPOSAL TO APPROVE THE COMPANY'S 2017 FOR FOR Management
MANAGEMENT INCENTIVE PLAN.
4 PROPOSAL TO HOLD AN ADVISORY VOTE ON FOR FOR Management
OVERALL COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
5 PROPOSAL TO HOLD AN ADVISORY VOTE ON 3- Years FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
6 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE ARTICLES OF INCORPORATION WITH
REGARD TO THE LIMITATIONS ON THE
LIABILITY OF DIRECTORS.
7 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE ARTICLES OF INCORPORATION WITH
REGARD TO THE PROVISIONS FOR
INDEMNIFICATION OF DIRECTORS.
8 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
THE ARTICLES OF INCORPORATION WITH
REGARD TO THE VOTING THRESHOLD
REQUIRED FOR STOCKHOLDERS TO CALL A
SPECIAL MEETING OF THE STOCKHOLDERS.
--------------------------------------------------------------------------------
THE CATO CORPORATION
Ticker: CATO Security ID: 149205106
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE COMPENSATION FOR FOR Management
OF EXECUTIVE OFFICERS.
3 TO HOLD AN ADVISORY VOTE ON HOW OFTEN 1 - Year FOR Management
A SHAREHOLDER VOTE ON "SAY ON PAY" IS
HELD, ANNUALLY, BIENNIALLY OR
TRIENNIALLY.
4 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR ENDING FEBRUARY 3, 2018.
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DAVID OVERTON FOR FOR Management
2 ELECTION OF DIRECTOR: EDIE AMES FOR FOR Management
3 ELECTION OF DIRECTOR: ALEXANDER L. FOR FOR Management
CAPPELLO
4 ELECTION OF DIRECTOR: JEROME I. FOR FOR Management
KRANSDORF
5 ELECTION OF DIRECTOR: LAURENCE B. FOR FOR Management
MINDEL
6 ELECTION OF DIRECTOR: DAVID B. PITTAWAY FOR FOR Management
7 ELECTION OF DIRECTOR: HERBERT SIMON FOR FOR Management
8 TO RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
9 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
CHEESECAKE FACTORY INCORPORATED 2010
STOCK INCENTIVE PLAN.
10 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION.
11 TO APPROVE, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION (A "SAY-ON-PAY VOTE") ON
A THREE-, TWO- OR ONE-YEAR BASIS.
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH ALUTTO FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN E. BACHMAN FOR FOR Management
3 ELECTION OF DIRECTOR: MARLA MALCOLM FOR FOR Management
BECK
4 ELECTION OF DIRECTOR: JANE ELFERS FOR FOR Management
5 ELECTION OF DIRECTOR: JOSEPH GROMEK FOR FOR Management
6 ELECTION OF DIRECTOR: NORMAN MATTHEWS FOR FOR Management
7 ELECTION OF DIRECTOR: ROBERT L. METTLER FOR FOR Management
8 ELECTION OF DIRECTOR: STANLEY W. FOR FOR Management
REYNOLDS
9 ELECTION OF DIRECTOR: SUSAN SOBBOTT FOR FOR Management
10 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
CHILDREN'S PLACE, INC. FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2018.
11 TO APPROVE, BY NON-BINDING VOTE, FOR FOR Management
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE PROXY STATEMENT.
12 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE "SAY-ON-PAY"
COMPENSATION VOTES.
--------------------------------------------------------------------------------
THE CONTAINER STORE GROUP, INC.
Ticker: TCS Security ID: 210751103
Meeting Date: AUG 01, 2016 Meeting Type: Annual
Record Date: JUN 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 1, 2017.
--------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROGER L. OGDEN FOR FOR Management
2 ELECTION OF DIRECTOR: J. MARVIN QUIN FOR FOR Management
3 ELECTION OF DIRECTOR: KIM WILLIAMS FOR FOR Management
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROY E. FOR FOR Management
CHRISTENSEN
2 ELECTION OF DIRECTOR: JOHN G. NACKEL FOR FOR Management
3 ELECTION OF DIRECTOR: BARRY M. SMITH FOR FOR Management
4 RATIFICATION OF APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
5 APPROVAL OF THE COMPANY'S 2017 OMNIBUS FOR FOR Management
INCENTIVE PLAN.
6 APPROVAL, ON AN ADVISORY BASIS, OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS' COMPENSATION.
7 ADVISORY VOTE ON THE FREQUENCY OF AN 1 - Year FOR Management
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
8 STOCKHOLDER PROPOSAL REGARDING A AGAINST AGAINST Shareholder
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------
THE FINISH LINE, INC.
Ticker: FINL Security ID: 317923100
Meeting Date: JUL 14, 2016 Meeting Type: Annual
Record Date: MAY 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY'S FISCAL YEAR ENDING
FEBRUARY 25, 2017.
3 TO APPROVE A NON-BINDING ADVISORY FOR FOR Management
RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO THE FINISH FOR FOR Management
LINE, INC. 2009 INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER FROM 6,500,000 TO
10,500,000, INCLUDING AN INCREASE IN
THE MAXIMUM NUMBER OF SHARES FOR
AWARDS OTHER TH
--------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION
Ticker: FLIC Security ID: 320734106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 NON-BINDING, ADVISORY VOTE TO APPROVE FOR FOR Management
OUR EXECUTIVE COMPENSATION AS
DISCUSSED IN THE PROXY STATEMENT.
3 NON-BINDING, ADVISORY VOTE REGARDING 1 - Year FOR Management
THE FREQUENCY OF THE VOTING ON OUR
EXECUTIVE COMPENSATION.
4 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING IN
DIRECTOR ELECTIONS.
5 TO RATIFY THE APPOINTMENT OF CROWE FOR FOR Management
HORWATH LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36162J106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2017 FISCAL YEAR.
3 TO HOLD AN ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 06, 2017 Meeting Type: Annual
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------
THE KEYW HOLDING CORP (KEYW)
Ticker: KEYW Security ID: 493723100
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DEBORAH BONANNI FOR FOR Management
2 ELECTION OF DIRECTOR: BILL CAMPBELL FOR FOR Management
3 ELECTION OF DIRECTOR: SHEP HILL FOR FOR Management
4 ELECTION OF DIRECTOR: CHRIS INGLIS FOR FOR Management
5 ELECTION OF DIRECTOR: KEN MINIHAN FOR FOR Management
6 ELECTION OF DIRECTOR: ART MONEY FOR FOR Management
7 ELECTION OF DIRECTOR: CAROLINE PISANO FOR FOR Management
8 ELECTION OF DIRECTOR: MARK SOPP FOR FOR Management
9 ELECTION OF DIRECTOR: BILL WEBER FOR FOR Management
10 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
11 APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 THIS PROPOSAL IS NO LONGER APPLICABLE. FOR FOR Management
SEE PROPOSAL #5 IN ITS PLACE.
5 AN ADVISORY VOTE RELATED TO THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
THE MARCUS CORPORATION
Ticker: MCS Security ID: 566330106
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO DETERMINE THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
5 TO APPROVE THE MATERIAL TERMS OF THE FOR FOR Management
PERFORMANCE GOALS UNDER THE COMPANY'S
AMENDED AND RESTATED 2004 EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------
THE MEDICINES COMPANY
Ticker: MDCO Security ID: 584688105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM W. CROUSE FOR FOR Management
2 ELECTION OF DIRECTOR: FREDRIC N. FOR FOR Management
ESHELMAN
3 ELECTION OF DIRECTOR: ROBERT J. HUGIN FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN C. KELLY FOR FOR Management
5 ELECTION OF DIRECTOR: CLIVE A. MEANWELL FOR FOR Management
6 ELECTION OF DIRECTOR: PARIS FOR FOR Management
PANAYIOTOPOULOS
7 ELECTION OF DIRECTOR: HIROAKI SHIGETA FOR FOR Management
8 ELECTION OF DIRECTOR: ELIZABETH H.S. FOR FOR Management
WYATT
9 APPROVE, IN AN ADVISORY VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
10 VOTE, IN AN ADVISORY VOTE, AS TO THE 1 - Year FOR Management
FREQUENCY WITH WHICH WE HOLD AN
ADVISORY VOTE ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION.
11 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC.
Ticker: NAVG Security ID: 638904102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 AN ADVISORY RESOLUTION ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 HOLD AN ADVISORY VOTE TO RECOMMEND THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
INDEPENDENT AUDITORS OF THE COMPANY TO
EXAMINE AND REPORT ON THE DECEMBER 31,
2017 FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY
Ticker: NYT Security ID: 650111107
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS AUDITORS
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: JUL 27, 2016 Meeting Type: Annual
Record Date: JUN 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2016 FISCAL YEAR.
4 TO APPROVE THE ADOPTION OF THE AMENDED FOR FOR Management
2006 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION
Ticker: PRSC Security ID: 743815102
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 A NON-BINDING ADVISORY VOTE TO APPROVE FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION.
3 A NON-BINDING ADVISORY VOTE TO APPROVE 1 - Year FOR Management
THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
THE RMR GROUP INC.
Ticker: RMR Security ID: 74967R106
Meeting Date: MAR 29, 2017 Meeting Type: Annual
Record Date: JAN 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANN LOGAN FOR FOR Management
2 ELECTION OF DIRECTOR: ROSEN PLEVNELIEV FOR FOR Management
3 ELECTION OF DIRECTOR: ADAM D. PORTNOY FOR FOR Management
4 ELECTION OF DIRECTOR: BARRY M. PORTNOY FOR FOR Management
5 ELECTION OF DIRECTOR: WALTER C. FOR FOR Management
WATKINS, JR.
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS TO SERVE FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
THE ST. JOE COMPANY
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CESAR L. ALVAREZ FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE R. FOR FOR Management
BERKOWITZ
3 ELECTION OF DIRECTOR: HOWARD S. FRANK FOR FOR Management
4 ELECTION OF DIRECTOR: JORGE L. GONZALEZ FOR FOR Management
5 ELECTION OF DIRECTOR: JAMES S. HUNT FOR FOR Management
6 ELECTION OF DIRECTOR: STANLEY MARTIN FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS P. FOR FOR Management
MURPHY, JR.
8 ELECTION OF DIRECTOR: VITO S. PORTERA FOR FOR Management
9 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017
FISCAL YEAR.
10 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 APPROVAL, ON AN ADVISORY BASIS, OF THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION FOR OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: NELSON PELTZ FOR FOR Management
2 ELECTION OF DIRECTOR: PETER W. MAY FOR FOR Management
3 ELECTION OF DIRECTOR: EMIL J. BROLICK FOR FOR Management
4 ELECTION OF DIRECTOR: KENNETH W. FOR FOR Management
GILBERT
5 ELECTION OF DIRECTOR: DENNIS M. KASS FOR FOR Management
6 ELECTION OF DIRECTOR: JOSEPH A. LEVATO FOR FOR Management
7 ELECTION OF DIRECTOR: MICHELLE J. FOR FOR Management
MATHEWS-SPRADLIN
8 ELECTION OF DIRECTOR: MATTHEW H. PELTZ FOR FOR Management
9 ELECTION OF DIRECTOR: TODD A. PENEGOR FOR FOR Management
10 ELECTION OF DIRECTOR: PETER H. FOR FOR Management
ROTHSCHILD
11 ELECTION OF DIRECTOR: ARTHUR B. FOR FOR Management
WINKLEBLACK
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
13 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
EXECUTIVE COMPENSATION.
14 ADVISORY RESOLUTION TO APPROVE THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
15 STOCKHOLDER PROPOSAL REGARDING AN AGAINST FOR Shareholder
INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------
THE YORK WATER COMPANY
Ticker: YORW Security ID: 987184108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPOINT BAKER TILLY VIRCHOW KRAUSE, FOR FOR Management
LLP AS AUDITORS TO RATIFY THE
APPOINTMENT OF BAKER TILLY VIRCHOW
KRAUSE, LLP AS AUDITORS.
3 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE, BY NON-BINDING VOTE, THE 3- Years FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC.
Ticker: THR Security ID: 88362T103
Meeting Date: JUL 27, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017
3 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 SAY ON PAY VOTE - AN ADVISORY VOTE TO FOR FOR Management
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
3 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
--------------------------------------------------------------------------------
TIER REIT, INC.
Ticker: TIER Security ID: 88650V208
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------
TILE SHOP HOLDINGS, INC.
Ticker: TTS Security ID: 88677Q109
Meeting Date: JUL 12, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2016.
3 TO HOLD A NON-BINDING ADVISORY VOTE ON FOR FOR Management
NAMED EXECUTIVE OFFICER COMPENSATION
(A "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------
TIME INC.
Ticker: TIME Security ID: 887228104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD BATTISTA FOR FOR Management
2 ELECTION OF DIRECTOR: DAVID A. BELL FOR FOR Management
3 ELECTION OF DIRECTOR: JOHN M. FAHEY, FOR FOR Management
JR.
4 ELECTION OF DIRECTOR: MANUEL A. FOR FOR Management
FERNANDEZ
5 ELECTION OF DIRECTOR: DENNIS J. FOR FOR Management
FITZSIMONS
6 ELECTION OF DIRECTOR: BETSY D. HOLDEN FOR FOR Management
7 ELECTION OF DIRECTOR: KAY KOPLOVITZ FOR FOR Management
8 ELECTION OF DIRECTOR: RONALD S. ROLFE FOR FOR Management
9 ELECTION OF DIRECTOR: DAN ROSENSWEIG FOR FOR Management
10 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
ZEISSER
11 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
12 TO APPROVE THE COMPENSATION OF OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS
13 SHAREHOLDER PROPOSAL ON INDEPENDENT AGAINST AGAINST Shareholder
BOARD CHAIRMAN
--------------------------------------------------------------------------------
TIMKENSTEEL CORPORATION
Ticker: TMST Security ID: 887399103
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC.
Ticker: TWI Security ID: 88830M102
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF GRANT FOR FOR Management
THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE COMPANY'S FINANCIAL
STATEMENTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 TO APPROVE, IN A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE, IN A NON-BINDING ADVISORY 1 - Year FOR Management
VOTE, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, BY NON-BINDING VOTE, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO DETERMINE, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF HOLDING FUTURE
SHAREHOLDER VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JANUARY 31, 2018
--------------------------------------------------------------------------------
TIVITY HEALTH, INC.
Ticker: TVTY Security ID: 88870R102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ARCHELLE FOR FOR Management
GEORGIOU, M.D.
2 ELECTION OF DIRECTOR: ROBERT J. FOR FOR Management
GRECZYN, JR.
3 ELECTION OF DIRECTOR: PETER A. HUDSON, FOR FOR Management
M.D.
4 ELECTION OF DIRECTOR: BRADLEY S. KARRO FOR FOR Management
5 ELECTION OF DIRECTOR: PAUL H. KECKLEY, FOR FOR Management
PH.D.
6 ELECTION OF DIRECTOR: CONAN J. LAUGHLIN FOR FOR Management
7 ELECTION OF DIRECTOR: LEE A. SHAPIRO FOR FOR Management
8 ELECTION OF DIRECTOR: DONATO J. TRAMUTO FOR FOR Management
9 ELECTION OF DIRECTOR: KEVIN G. WILLS FOR FOR Management
10 NON-BINDING, ADVISORY VOTE TO APPROVE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
11 NON-BINDING, ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TIVO CORPORATION
Ticker: TIVO Security ID: 88870P106
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTES ON EXECUTIVE COMPENSATION.
5 ADVISORY VOTE TO APPROVE TRANSFER FOR FOR Management
RESTRICTIONS IN THE COMPANY'S AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION.
--------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: JUL 11, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF DIRECTOR: JEFFREY T. HINSON FOR FOR Management
3 TO RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2017.
4 APPROVAL TO RESERVE AN ADDITIONAL FOR FOR Management
2,000,000 SHARES OF OUR COMMON STOCK
FOR ISSUANCE PURSUANT TO THE EMPLOYEE
STOCK PURCHASE PLAN.
5 TO APPROVE ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
THIS PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION
("SAY-ON-PAY").
1 ELECTION OF DIRECTOR: WILLIAM P. CELLA FOR FOR Management
--------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: SEP 07, 2016 Meeting Type: Special
Record Date: JUL 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 28, 2016, AS
IT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), BY AND AMONG
ROVI CORPORATION, TIVO INC., TITAN
TECHNOLOGIES CORPORATION, NOVA
ACQUISITION SUB, INC., AND TITAN
ACQUISI
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE TIVO MERGER
PROPOSAL.
3 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR TIVO'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGERS CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------
TOMPKINS FINANCIAL CORPORATION
Ticker: TMP Security ID: 890110109
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPENSATION FOR FOR Management
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, KPMG LLP, AS THE
COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TOPBUILD CORP
Ticker: BLD Security ID: 89055F103
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP, AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TOWNEBANK
Ticker: TOWN Security ID: 89214P109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS I NOMINEE: JEFFREY F. FOR FOR Management
BENSON
2 ELECTION OF CLASS I NOMINEE: DOUGLAS D. FOR FOR Management
ELLIS
3 ELECTION OF CLASS I NOMINEE: JOHN W. FOR FOR Management
FAILES
4 ELECTION OF CLASS I NOMINEE: WILLIAM I. FOR FOR Management
FOSTER III
5 ELECTION OF CLASS I NOMINEE: STEPHANIE FOR FOR Management
J. MARIONEAUX, M.D.
6 ELECTION OF CLASS I NOMINEE: JUAN M. FOR FOR Management
MONTERO, M.D.
7 ELECTION OF CLASS I NOMINEE: THOMAS K. FOR FOR Management
NORMENT, JR.
8 ELECTION OF CLASS I NOMINEE: BRAD E. FOR FOR Management
SCHWARTZ
9 ELECTION OF CLASS I NOMINEE: ALAN S. FOR FOR Management
WITT
10 ELECTION OF CLASS II NOMINEE: ROBERT M. FOR FOR Management
OMAN
11 ELECTION OF CLASS II NOMINEE: FOR FOR Management
ELIZABETH T. PATTERSON
12 ELECTION OF CLASS III NOMINEE: E. NEAL FOR FOR Management
CRAWFORD, JR.
13 ELECTION OF CLASS III NOMINEE: WILLIAM FOR FOR Management
T. MORRISON
14 ELECTION OF CLASS III NOMINEE: DWIGHT FOR FOR Management
C. SCHAUBACH
15 TO RATIFY THE APPOINTMENT OF MEMBERS FOR FOR Management
TO THE RESPECTIVE BOARDS OF DIRECTORS
OF EACH OF THE TOWNEBANKING GROUPS AND
TOWNE FINANCIAL SERVICES AS DESCRIBED
IN THE TOWNEBANK PROXY STATEMENT.
16 TO RATIFY THE SELECTION OF DIXON FOR FOR Management
HUGHES GOODMAN LLP, INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS, AS
AUDITORS OF TOWNEBANK FOR 2017.
17 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, TOWNEBANK'S NAMED EXECUTIVE
OFFICER COMPENSATION.
18 TO APPROVE THE TOWNEBANK 2017 STOCK FOR FOR Management
INCENTIVE PLAN.
19 TO APPROVE THE ANNUAL INCENTIVE FOR FOR Management
COMPENSATION PLAN OF TOWNEBANK.
--------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA, LLC
Ticker: TA Security ID: 894174101
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOSEPH L. MOREA FOR FOR Management
(NOMINEE FOR INDEPENDENT DIRECTOR IN
GROUP I)
2 ELECTION OF DIRECTOR: BARRY M. PORTNOY FOR FOR Management
(NOMINEE FOR MANAGING DIRECTOR IN
GROUP I)
3 APPROVAL OF THE TRAVELCENTERS OF FOR FOR Management
AMERICA LLC MANAGEMENT INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF RSM FOR FOR Management
US LLP AS INDEPENDENT AUDITORS TO
SERVE FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
TREDEGAR CORPORATION
Ticker: TG Security ID: 894650100
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JOHN D. GOTTWALD FOR FOR Management
2 ELECTION OF DIRECTOR: KENNETH R. FOR FOR Management
NEWSOME
3 ELECTION OF DIRECTOR: GREGORY A. PRATT FOR FOR Management
4 ELECTION OF DIRECTOR: THOMAS G. SNEAD, FOR FOR Management
JR.
5 ELECTION OF DIRECTOR: JOHN M. STEITZ FOR FOR Management
6 ELECTION OF DIRECTOR: CARL E. TACK III FOR FOR Management
7 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR TREDEGAR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS TREX COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
4 TO APPROVE, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
TRI POINTE GROUP, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DOUGLAS F. BAUER FOR FOR Management
2 ELECTION OF DIRECTOR: LAWRENCE B. FOR FOR Management
BURROWS
3 ELECTION OF DIRECTOR: DANIEL S. FULTON FOR FOR Management
4 ELECTION OF DIRECTOR: STEVEN J. GILBERT FOR FOR Management
5 ELECTION OF DIRECTOR: CONSTANCE B. FOR FOR Management
MOORE
6 ELECTION OF DIRECTOR: THOMAS B. ROGERS FOR FOR Management
7 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPENSATION OF TRI POINTE GROUP,INC.
'S NAMED EXECUTIVE OFFICERS.
8 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS TRI POINTE
GROUP,INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TRICO BANCSHARES
Ticker: TCBK Security ID: 896095106
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF CROWE FOR FOR Management
HORWATH LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------
TRIMAS CORPORATION
Ticker: TRS Security ID: 896215209
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3 APPROVAL OF THE TRIMAS CORPORATION FOR FOR Management
2017 EQUITY AND INCENTIVE COMPENSATION
PLAN.
4 APPROVAL, ON A NON-BINDING ADVISORY FOR FOR Management
VOTE, OF THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
("NEOS").
5 TO RECOMMEND, ON A NON-BINDING 1 - Year FOR Management
ADVISORY BASIS, THE FREQUENCY OF
FUTURE NON-BINDING ADVISORY VOTES TO
APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NEOS.
--------------------------------------------------------------------------------
TRINET GROUP,INC.
Ticker: TNET Security ID: 896288107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF TRINET GROUP, INC.'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE PROXY STATEMENT.
3 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS TRINET GROUP, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 21, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
K'LYNNE JOHNSON
2 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
JEANNOT KRECKE
3 ELECTION OF CLASS III DIRECTOR: DONALD FOR FOR Management
T. MISHEFF
4 ELECTION OF CLASS III DIRECTOR: CRAIG FOR FOR Management
A. ROGERSON
5 TO RATIFY THE BOARD OF DIRECTORS' FOR FOR Management
APPOINTMENT OF: PHILIP MARTENS AS A
CLASS II DIRECTOR TO FILL THE VACANCY
CREATED BY THE RESIGNATION OF FELIX
HAUSER, WITH A REMAINING TERM OF TWO
YEARS.
6 TO RATIFY THE BOARD OF DIRECTORS' FOR FOR Management
APPOINTMENT OF: JOSEPH ALVARADO AS A
CLASS I DIRECTOR TO FILL THE VACANCY
CREATED BY THE RESIGNATION OF MICHEL
PLANTEVIN, WITH A REMAINING TERM OF
ONE YEAR.
7 TO APPROVE CHANGES TO THE COMPANY'S FOR FOR Management
DIRECTOR COMPENSATION PROGRAM.
8 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION PAID BY THE COMPANY TO
ITS NAMED EXECUTIVE OFFICERS.
9 TO APPROVE THE COMPANY'S ANNUAL FOR FOR Management
ACCOUNTS PREPARED IN ACCORDANCE WITH
ACCOUNTING PRINCIPLES GENERALLY
ACCEPTED IN LUXEMBOURG FOR THE YEAR
ENDED DECEMBER 31, 2016 AND ITS
CONSOLIDATED FINANCIAL STATEMENTS
PREPARED IN ACCORDANCE WITH ACCOUNTING
PRINCIPLES GE
10 TO APPROVE THE ALLOCATION OF THE FOR FOR Management
RESULTS OF THE YEAR ENDED DECEMBER 31,
2016.
11 TO APPROVE THE GRANTING AND DISCHARGE FOR FOR Management
OF THE COMPANY'S DIRECTORS AND AUDITOR
FOR THE PERFORMANCE OF THEIR
RESPECTIVE DUTIES DURING THE YEAR
ENDED DECEMBER 31, 2016.
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS SOCIETE
COOPERATIVE TO BE THE COMPANY'S
INDEPENDENT AUDITOR FOR ALL STATUTORY
ACCOUNTS REQUIRED BY LUXEMBOURG LAW.
13 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP TO BE THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
14 TO AUTHORIZE THE BOARD'S SHARE FOR FOR Management
REPURCHASE PROGRAM.
15 TO APPROVE AMENDMENTS TO THE COMPANY'S FOR FOR Management
ARTICLES OF ASSOCIATION AS SET FORTH
IN THE COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED
Ticker: TRTN Security ID: G9078F107
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
3 ADVISORY VOTE ON THE APPROVAL OF THE FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS
4 ADVISORY VOTE ON THE FREQUENCY OF THE 1 - Year FOR Management
ADVISORY VOTE ON THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------
TRONC, INC.
Ticker: TRNC Security ID: 89703P107
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2016
3 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
--------------------------------------------------------------------------------
TRONOX LIMITED
Ticker: Security ID: Q9235V201
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CONSTITUTION ADOPTING
MAJORITY VOTING IN NON-CONTESTED CLASS
A DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------
TRONOX LIMITED
Ticker: TROX Security ID: Q9235V101
Meeting Date: NOV 03, 2016 Meeting Type: Special
Record Date: SEP 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
COMPANY'S CONSTITUTION ADOPTING
MAJORITY VOTING IN NON-CONTESTED CLASS
A DIRECTOR ELECTIONS.
2 TO APPROVE AMENDMENTS TO THE COMPANY'S FOR FOR Management
CONSTITUTION RELATING TO THE CHIEF
EXECUTIVE OFFICER'S ROLE AS A DIRECTOR.
--------------------------------------------------------------------------------
TRONOX LIMITED
Ticker: TROX Security ID: Q9235V101
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS A DIRECTOR: THOMAS FOR FOR Management
CASEY
2 ELECTION OF CLASS A DIRECTOR: ANDREW P. FOR FOR Management
HINES
3 ELECTION OF CLASS A DIRECTOR: WAYNE A. FOR FOR Management
HINMAN
4 ELECTION OF CLASS A DIRECTOR: PETER FOR FOR Management
JOHNSTON
5 ELECTION OF CLASS A DIRECTOR: ILAN FOR FOR Management
KAUFTHAL
6 ELECTION OF CLASS A DIRECTOR: JEFFRY N. FOR FOR Management
QUINN
7 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
TRONOX LIMITED INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, WHO WILL SERVE
UNTIL THAT AUDITOR RESIGNS OR IS
REMOVED.
8 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
(THE "SAY-ON-PAY").
--------------------------------------------------------------------------------
TRONOX LIMITED
Ticker: TROX Security ID: Q9235V101
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS A DIRECTOR: THOMAS FOR FOR Management
CASEY
2 ELECTION OF CLASS A DIRECTOR: ANDREW P. FOR FOR Management
HINES
3 ELECTION OF CLASS A DIRECTOR: WAYNE A. FOR FOR Management
HINMAN
4 ELECTION OF CLASS A DIRECTOR: PETER FOR FOR Management
JOHNSTON
5 ELECTION OF CLASS A DIRECTOR: ILAN FOR FOR Management
KAUFTHAL
6 ELECTION OF CLASS A DIRECTOR: JEFFRY N. FOR FOR Management
QUINN
7 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
TRONOX LIMITED INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, WHO WILL SERVE
UNTIL THAT AUDITOR RESIGNS OR IS
REMOVED.
8 TO APPROVE, ON A NON-BINDING ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
(THE "SAY-ON-PAY").
--------------------------------------------------------------------------------
TRUEBLUE, INC
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: COLLEEN B. BROWN FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN C. COOPER FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM C. GOINGS FOR FOR Management
4 ELECTION OF DIRECTOR: KIM HARRIS JONES FOR FOR Management
5 ELECTION OF DIRECTOR: STEPHEN M. ROBB FOR FOR Management
6 ELECTION OF DIRECTOR: JEFFREY B. FOR FOR Management
SAKAGUCHI
7 ELECTION OF DIRECTOR: JOSEPH P. FOR FOR Management
SAMBATARO, JR.
8 ELECTION OF DIRECTOR: BONNIE W. SOODIK FOR FOR Management
9 ELECTION OF DIRECTOR: WILLIAM W. STEELE FOR FOR Management
10 TO APPROVE, BY ADVISORY VOTE, FOR FOR Management
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
11 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
12 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TRUSTCO BANK CORP NY
Ticker: TRST Security ID: 898349105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF A NONBINDING ADVISORY FOR FOR Management
RESOLUTION ON THE COMPENSATION OF
TRUSTCO'S NAMED EXECUTIVE OFFICERS.
3 NONBINDING ADVISORY RESOLUTION ON THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON THE
COMPENSATION OF TRUSTCO'S NAMED
EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
CROWE HORWATH LLP AS INDEPENDENT
AUDITORS FOR 2017.
--------------------------------------------------------------------------------
TRUSTMARK CORPORATION
Ticker: TRMK Security ID: 898402102
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO PROVIDE ADVISORY APPROVAL OF FOR FOR Management
TRUSTMARK'S EXECUTIVE COMPENSATION.
3 TO PROVIDE AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON
TRUSTMARK'S EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF CROWE FOR FOR Management
HORWATH LLP AS TRUSTMARK'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 1, 2018.
--------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Ticker: TUES Security ID: 899035505
Meeting Date: NOV 16, 2016 Meeting Type: Annual
Record Date: SEP 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, OF THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
3 APPROVAL OF AMENDMENTS TO THE FOR FOR Management
COMPANY'S 2014 LONG-TERM INCENTIVE
PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF AUTHORIZED SHARES UNDER THE
PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
--------------------------------------------------------------------------------
TUMI HOLDINGS, INC
Ticker: TUMI Security ID: 89969Q104
Meeting Date: JUL 12, 2016 Meeting Type: Special
Record Date: JUN 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 THE PROPOSAL TO ADOPT THE AGREEMENT FOR FOR Management
AND PLAN OF MERGER, DATED AS OF MARCH
3, 2016, AMONG SAMSONITE INTERNATIONAL
S.A., PTL ACQUISITION INC. AND TUMI
HOLDINGS, INC.
2 THE PROPOSAL TO APPROVE, ON A FOR FOR Management
NON-BINDING ADVISORY BASIS, SPECIFIED
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO TUMI HOLDINGS, INC.
'S PRINCIPAL EXECUTIVE OFFICER,
PRINCIPAL FINANCIAL OFFICER AND THREE
MOST HIGHLY COMPENSATED EXECUTIVE
OFFICERS OTHE
3 THE PROPOSAL TO APPROVE THE FOR FOR Management
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 APPROVE THE TUTOR PERINI CORPORATION FOR FOR Management
INCENTIVE COMPENSATION PLAN.
4 ADVISORY (NON-BINDING) VOTE ON THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
5 ADVISORY (NON-BINDING) VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B101
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: E. SPENCER FOR FOR Management
ABRAHAM
2 ELECTION OF DIRECTOR: JAMES J. BENDER FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN G. KASNET FOR FOR Management
4 ELECTION OF DIRECTOR: LISA A. POLLINA FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM ROTH FOR FOR Management
6 ELECTION OF DIRECTOR: W. REID SANDERS FOR FOR Management
7 ELECTION OF DIRECTOR: THOMAS E. SIERING FOR FOR Management
8 ELECTION OF DIRECTOR: BRIAN C. TAYLOR FOR FOR Management
9 ELECTION OF DIRECTOR: HOPE B. WOODHOUSE FOR FOR Management
10 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
OUR EXECUTIVE OFFICERS.
11 ADVISORY VOTE RELATING TO THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC
Ticker: SLCA Security ID: 90346E103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
4 AMENDMENT OF OUR SECOND AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
TO REMOVE THE REQUIREMENT OF PLURALITY
VOTING FOR THE ELECTION OF DIRECTORS.
5 AMENDMENT OF OUR SECOND AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
TO REMOVE CERTAIN PROVISIONS RELATING
TO OWNERSHIP OF STOCK BY OUR FORMER
CONTROLLING SHAREHOLDER.
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CLARENCE L. FOR FOR Management
GRANGER
2 ELECTION OF DIRECTOR: JAMES P. FOR FOR Management
SCHOLHAMER
3 ELECTION OF DIRECTOR: DAVID T. IBNALE FOR FOR Management
4 ELECTION OF DIRECTOR: LEONID MEZHVINSKY FOR FOR Management
5 ELECTION OF DIRECTOR: EMILY MADDOX FOR FOR Management
LIGGETT
6 ELECTION OF DIRECTOR: THOMAS T. EDMAN FOR FOR Management
7 ELECTION OF DIRECTOR: BARBARA V. FOR FOR Management
SCHERER
8 ELECTION OF DIRECTOR: JEFFREY S. FOR FOR Management
ANDRESON
9 APPROVAL OF AN AMENDMENT AND FOR FOR Management
RESTATEMENT OF OUR STOCK INCENTIVE
PLAN.
10 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
MOSS ADAMS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ULTRA CLEAN HOLDINGS, INC. FOR FISCAL
2017.
11 APPROVAL, BY AN ADVISORY VOTE, OF THE FOR FOR Management
COMPENSATION OF ULTRA ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
12 APPROVAL, BY AN ADVISORY VOTE, OF THE 1 - Year FOR Management
FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL, ON AN ADVISORY BASIS, ON THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
3 RECOMMENDATION, ON AN ADVISORY BASIS, 3- Years FOR Management
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 THE RATIFICATION OF THE CORPORATE FOR FOR Management
AUDIT COMMITTEE'S ENGAGEMENT OF KPMG
LLP AS UMB'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
5 IF PROPERLY INTRODUCED AT THE MEETING, AGAINST FOR Shareholder
A SHAREHOLDER PROPOSAL FOR THE
ADOPTION OF A POLICY REQUIRING AN
INDEPENDENT CHAIR OF UMB'S BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------
UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 10, 2017 Meeting Type: Annual
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING AUGUST 26, 2017.
--------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION
Ticker: UBSH Security ID: 90539J109
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPANY'S
EXECUTIVE COMPENSATION.
4 TO VOTE, ON AN ADVISORY (NON-BINDING) 1 - Year FOR Management
BASIS, ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER A. ALTABEF FOR FOR Management
2 ELECTION OF DIRECTOR: JARED L. COHON FOR FOR Management
3 ELECTION OF DIRECTOR: ALISON DAVIS FOR FOR Management
4 ELECTION OF DIRECTOR: NATHANIEL A. FOR FOR Management
DAVIS
5 ELECTION OF DIRECTOR: DENISE K. FOR FOR Management
FLETCHER
6 ELECTION OF DIRECTOR: PHILIPPE GERMOND FOR FOR Management
7 ELECTION OF DIRECTOR: PAUL E. MARTIN FOR FOR Management
8 ELECTION OF DIRECTOR: LEE D. ROBERTS FOR FOR Management
9 ELECTION OF DIRECTOR: PAUL E. WEAVER FOR FOR Management
10 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
11 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE COMPANY'S
COMMON STOCK FROM 100,000,000 TO
150,000,000.
12 ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
UNIT CORPORATION
Ticker: UNT Security ID: 909218109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: J. MICHAEL ADCOCK FOR FOR Management
2 ELECTION OF DIRECTOR: STEVEN B. FOR FOR Management
HILDEBRAND
3 ELECTION OF DIRECTOR: LARRY C. PAYNE FOR FOR Management
4 ELECTION OF DIRECTOR: G. BAILEY PEYTON FOR FOR Management
IV
5 APPROVE, ON AN ADVISORY BASIS, OUR FOR FOR Management
NAMED EXECUTIVE OFFICERS' COMPENSATION.
6 SELECT, ON A NON-BINDING ADVISORY 1 - Year FOR Management
BASIS, THE FREQUENCY OF THE
STOCKHOLDERS' VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
7 APPROVE AMENDMENT NUMBER 1 TO THE FOR FOR Management
SECOND AMENDED AND RESTATED UNIT
CORPORATION STOCK AND INCENTIVE
COMPENSATION PLAN.
8 RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
UNITED BANKSHARES, INC.
Ticker: UBSI Security ID: 909907107
Meeting Date: APR 07, 2017 Meeting Type: Special
Record Date: FEB 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
REORGANIZATION, DATED AS OF AUGUST 17,
2016, BY AND AMONG UNITED BANKSHARES,
ITS SUBSIDIARY UBV HOLDING COMPANY,
LLC AND CARDINAL FINANCIAL
CORPORATION, OR CARDINAL, AND RELATED
PLAN OF MERGER, AS EACH MAY BE AMENDED
F
2 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
ARTICLES OF INCORPORATION, AS AMENDED,
OF UNITED BANKSHARES, OR THE UNITED
BANKSHARES ARTICLES OF INCORPORATION,
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF UNITED BANKSHARES COMMON
STOCK FROM 100,000,000 TO 200,000,000 S
3 TO APPROVE THE ISSUANCE OF THE SHARES FOR FOR Management
OF UNITED BANKSHARES COMMON STOCK TO
CARDINAL SHAREHOLDERS PURSUANT TO THE
MERGER AGREEMENT.
4 TO APPROVE THE ADJOURNMENT, FOR FOR Management
POSTPONEMENT OR CONTINUANCE OF THE
SPECIAL MEETING ON ONE OR MORE
OCCASIONS, IF NECESSARY OR
APPROPRIATE, IN ORDER TO FURTHER
SOLICIT ADDITIONAL PROXIES, IN THE
EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECI
--------------------------------------------------------------------------------
UNITED BANKSHARES, INC.
Ticker: UBSI Security ID: 909907107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP TO ACT AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF UNITED'S NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE A NON-BINDING ADVISORY 1 - Year FOR Management
PROPOSAL ON THE FREQUENCY OF FUTURE
ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF UNITED'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SCOTT L. CARLTON FOR FOR Management
2 ELECTION OF DIRECTOR: BRENDA K. CLANCY FOR FOR Management
3 ELECTION OF DIRECTOR: RANDY A. RAMLO FOR FOR Management
4 ELECTION OF DIRECTOR: SUSAN E. VOSS FOR FOR Management
5 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS UNITED FIRE GROUP, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
6 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF UNITED FIRE GROUP, INC.
'S NAMED EXECUTIVE OFFICERS.
7 TO APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF FUTURE SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ERIC F. ARTZ FOR FOR Management
2 ELECTION OF DIRECTOR: ANN TORRE BATES FOR FOR Management
3 ELECTION OF DIRECTOR: DENISE M. CLARK FOR FOR Management
4 ELECTION OF DIRECTOR: DAPHNE J. FOR FOR Management
DUFRESNE
5 ELECTION OF DIRECTOR: MICHAEL S. FUNK FOR FOR Management
6 ELECTION OF DIRECTOR: JAMES P. FOR FOR Management
HEFFERNAN
7 ELECTION OF DIRECTOR: PETER A. ROY FOR FOR Management
8 ELECTION OF DIRECTOR: STEVEN L. SPINNER FOR FOR Management
9 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 29, 2017.
10 ADVISORY APPROVAL OF OUR EXECUTIVE FOR FOR Management
COMPENSATION.
11 STOCKHOLDER PROPOSAL REGARDING AGAINST FOR Shareholder
REVISIONS TO THE COMPANY'S PROXY
ACCESS BYLAW.
--------------------------------------------------------------------------------
UNITIL CORPORATION
Ticker: UTL Security ID: 913259107
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM,
DELOITTE & TOUCHE LLP, FOR FISCAL YEAR
2017.
3 ADVISORY VOTE ON THE APPROVAL OF FOR FOR Management
EXECUTIVE COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF THE 3- Years FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
UNIVAR INC
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3 ADVISORY (NON-BINDING) VOTE ON THE FOR FOR Management
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
4 APPROVAL OF THE UNIVAR INC. 2017 FOR FOR Management
OMNIBUS EQUITY INCENTIVE PLAN.
5 APPROVAL OF THE UNIVAR INC. EXECUTIVE FOR FOR Management
ANNUAL BONUS PLAN.
--------------------------------------------------------------------------------
UNIVERSAL AMERICAN CORP
Ticker: UAM Security ID: 91338E101
Meeting Date: FEB 16, 2017 Meeting Type: Special
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER DATED NOVEMBER 17, 2016 AMONG
WELLCARE HEALTH PLANS, INC.
("WELLCARE") WIND MERGER SUB, INC.
("MERGER SUB"), AND UNIVERSAL AMERICAN
CORP. ("UAM"), PURSUANT TO WHICH
MERGER SUB WILL MERGE INTO UAM (THE
"MERGER") AN
2 TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
AGREEMENTS OR UNDERSTANDINGS WITH, AND
ITEMS OF COMPENSATION PAYABLE TO, THE
COMPANY'S NAMED EXECUTIVE OFFICERS
THAT ARE BASED ON OR OTHERWISE RELATED
TO THE MERGER.
3 TO ADJOURN OR POSTPONE THE SPECIAL FOR FOR Management
MEETING (IF NECESSARY OR APPROPRIATE)
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: STEVEN V. FOR FOR Management
ABRAMSON
2 ELECTION OF DIRECTOR: RICHARD C. ELIAS FOR FOR Management
3 ELECTION OF DIRECTOR: ELIZABETH H. FOR FOR Management
GEMMILL
4 ELECTION OF DIRECTOR: ROSEMARIE B. FOR FOR Management
GRECO
5 ELECTION OF DIRECTOR: C. KEITH HARTLEY FOR FOR Management
6 ELECTION OF DIRECTOR: LAWRENCE LACERTE FOR FOR Management
7 ELECTION OF DIRECTOR: SIDNEY D. FOR FOR Management
ROSENBLATT
8 ELECTION OF DIRECTOR: SHERWIN I. FOR FOR Management
SELIGSOHN
9 ADVISORY RESOLUTION TO APPROVE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 ADVISORY RESOLUTION REGARDING THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY
SHAREHOLDER VOTES ON COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
11 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
--------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 SAY ON PAY - AN ADVISORY VOTE ON THE FOR FOR Management
APPROVAL OF EXECUTIVE COMPENSATION.
3 SAY ON PAY - AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
GRANT THORNTON LLP, A FIRM OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC.
Ticker: UFPI Security ID: 913543104
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GARY F. GOODE FOR FOR Management
2 ELECTION OF DIRECTOR: MARY E. TUUK FOR FOR Management
3 ELECTION OF DIRECTOR: MICHAEL G. FOR FOR Management
WOOLDRIDGE
4 TO CONSIDER AND VOTE UPON A PROPOSAL FOR FOR Management
TO APPROVE OF AN AMENDMENT TO THE
ARTICLES OF INCORPORATION TO ADD AN
ADDITIONAL 40,000,000 SHARES OF COMMON
STOCK.
5 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
6 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION PAID TO OUR NAMED
EXECUTIVES.
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 BYLAW AMENDMENT TO ADOPT MAJORITY FOR FOR Management
VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
3 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
4 ADVISORY VOTE TO APPROVE FREQUENCY OF 3- Years FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 RE-APPROVAL OF SECTION 162(M) FOR FOR Management
PERFORMANCE GOALS IN THE COMPANY'S
2009 OMNIBUS INCENTIVE PLAN.
6 RATIFICATION OF APPOINTMENT OF PLANTE FOR FOR Management
& MORAN, PLLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA
Ticker: UVSP Security ID: 915271100
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF KPMG LLP AS OUR FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3 APPROVAL OF, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------
URBAN EDGE PROPERTIES
Ticker: UE Security ID: 91704F104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 THE APPROVAL, ON A NON-BINDING FOR FOR Management
ADVISORY BASIS, OF THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC.
Ticker: UBA Security ID: 917286205
Meeting Date: MAR 22, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF PKF FOR FOR Management
O'CONNOR DAVIES, LLP, AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ONE
YEAR.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO VOTE, ON AN ADVISORY BASIS, ON THE 3- Years FOR Management
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF KPMG LLP AS FOR FOR Management
THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2017.
3 APPROVE ON AN ADVISORY BASIS THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION,
COMMONLY REFERRED TO AS A "SAY ON PAY"
PROPOSAL.
4 NON-BINDING ADVISORY VOTE TO APPROVE 1 - Year FOR Management
THE FREQUENCY OF NON-BINDING VOTE TO
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
Ticker: VLY Security ID: 919794107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ANDREW B. FOR FOR Management
ABRAMSON
2 ELECTION OF DIRECTOR: PETER J. BAUM FOR FOR Management
3 ELECTION OF DIRECTOR: PAMELA R. FOR FOR Management
BRONANDER
4 ELECTION OF DIRECTOR: ERIC P. EDELSTEIN FOR FOR Management
5 ELECTION OF DIRECTOR: MARY J. STEELE FOR FOR Management
GUILFOILE
6 ELECTION OF DIRECTOR: GRAHAM O. JONES FOR FOR Management
7 ELECTION OF DIRECTOR: GERALD KORDE FOR FOR Management
8 ELECTION OF DIRECTOR: MICHAEL L. FOR FOR Management
LARUSSO
9 ELECTION OF DIRECTOR: MARC J. LENNER FOR FOR Management
10 ELECTION OF DIRECTOR: GERALD H. LIPKIN FOR FOR Management
11 ELECTION OF DIRECTOR: SURESH L. SANI FOR FOR Management
12 ELECTION OF DIRECTOR: JEFFREY S. WILKS FOR FOR Management
13 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS VALLEY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
14 AN ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION
15 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION
16 TO APPROVE AN AMENDMENT TO THE FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
OF VALLEY NATIONAL BANCORP TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK AND PREFERRED STOCK
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF THE COMPANY'S FOR FOR Management
EXECUTIVE COMPENSATION.
3 PROPOSAL TO APPROVE AN ADVISORY VOTE 1 - Year FOR Management
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
4 RATIFYING THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR FISCAL 2017.
--------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
Ticker: VASC Security ID: 92231M109
Meeting Date: FEB 16, 2017 Meeting Type: Special
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF DECEMBER
1, 2016 (AS IT MAY BE AMENDED FROM
TIME TO TIME), BY AND AMONG VASCULAR
SOLUTIONS, INC., TELEFLEX INCORPORATED
AND VIOLET MERGER SUB INC., PURSUANT
TO WHICH VIOLET MERGER SUB INC. WI
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, CERTAIN
COMPENSATION THAT MAY BE PAID OR
PAYABLE TO VASCULAR SOLUTIONS, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE COMPLETION OF THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF FOR FOR Management
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO APPROVE THE MERGER AND
ADOPT THE
--------------------------------------------------------------------------------
VECTOR GROUP LTD.
Ticker: VGR Security ID: 92240M108
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF EXECUTIVE FOR FOR Management
COMPENSATION (SAY ON PAY).
3 APPROVAL OF RATIFICATION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
4 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING THE SAY ON PAY VOTE.
5 ADVISORY APPROVAL OF A STOCKHOLDER AGAINST FOR Shareholder
PROPOSAL REGARDING PARTICIPATION IN
MEDIATION OF ANY ALLEGED HUMAN RIGHTS
VIOLATIONS INVOLVING VECTOR'S
OPERATIONS.
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION
3 THE FREQUENCY OF HOLDING AN ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
--------------------------------------------------------------------------------
VERA BRADLEY INC
Ticker: VRA Security ID: 92335C106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE AUDIT COMMITTEE'S FOR FOR Management
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO RECOMMEND, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: MAR 23, 2017 Meeting Type: Annual
Record Date: JAN 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT W. FOR FOR Management
ALSPAUGH
2 ELECTION OF DIRECTOR: KAREN AUSTIN FOR FOR Management
3 ELECTION OF DIRECTOR: PAUL GALANT FOR FOR Management
4 ELECTION OF DIRECTOR: ALEX W. (PETE) FOR FOR Management
HART
5 ELECTION OF DIRECTOR: ROBERT B. HENSKE FOR FOR Management
6 ELECTION OF DIRECTOR: EITAN RAFF FOR FOR Management
7 ELECTION OF DIRECTOR: JONATHAN I. FOR FOR Management
SCHWARTZ
8 ELECTION OF DIRECTOR: JANE J. THOMPSON FOR FOR Management
9 APPROVAL OF THE AMENDMENT AND FOR FOR Management
RESTATEMENT OF THE VERIFONE 2006
EQUITY INCENTIVE PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF SHARES
OF COMMON STOCK THAT MAY BE ISSUED
THEREUNDER AND PROVIDE A MAXIMUM
ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR
COMPENSATI
10 AN ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
11 AN ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
12 RATIFICATION OF THE SELECTION OF ERNST FOR FOR Management
& YOUNG LLP AS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
JANUARY 31, 2018.
3 TO APPROVE, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
4 TO RECOMMEND, ON A NON-BINDING, 1 - Year FOR Management
ADVISORY BASIS, WHETHER FUTURE
STOCKHOLDER VOTES TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
SHOULD OCCUR EVERY ONE, TWO, OR THREE
YEARS.
5 TO APPROVE THE VERINT SYSTEMS INC. FOR FOR Management
AMENDED AND RESTATED 2015 LONG-TERM
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------
VERITIV CORPORATION
Ticker: VRTV Security ID: 923454102
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: DANIEL T. HENRY FOR FOR Management
2 ELECTION OF DIRECTOR: LIZA K. LANDSMAN FOR FOR Management
3 ELECTION OF DIRECTOR: MARY A. FOR FOR Management
LASCHINGER
4 ELECTION OF DIRECTOR: TRACY A. LEINBACH FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM E. FOR FOR Management
MITCHELL
6 ELECTION OF DIRECTOR: MICHAEL P. FOR FOR Management
MULDOWNEY
7 ELECTION OF DIRECTOR: CHARLES G. WARD, FOR FOR Management
III
8 ELECTION OF DIRECTOR: JOHN J. ZILLMER FOR FOR Management
9 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
10 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
11 TO APPROVE THE VERITIV CORPORATION FOR FOR Management
2014 OMNIBUS INCENTIVE PLAN, AS
AMENDED AND RESTATED, TO INCREASE THE
NUMBER OF SHARES AVAILABLE AND MODIFY
THE PERFORMANCE GOALS THEREUNDER.
12 TO APPROVE THE VERITIV CORPORATION FOR FOR Management
2015 ANNUAL INCENTIVE PLAN, AS AMENDED
AND RESTATED, TO MODIFY THE
PERFORMANCE GOALS THEREUNDER.
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: EDWARD E. MACE FOR FOR Management
2 ELECTION OF DIRECTOR: JOSHUA E. FOR FOR Management
SCHECHTER
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS VIAD'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
2017.
4 ADVISORY APPROVAL OF NAMED EXECUTIVE FOR FOR Management
OFFICER COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
HOLDING FUTURE ADVISORY VOTES ON
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
6 PROPOSAL TO APPROVE THE 2017 VIAD CORP FOR FOR Management
OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------
VIAVI SOLUTIONS INC
Ticker: VIAV Security ID: 925550105
Meeting Date: NOV 15, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD BELLUZZO FOR FOR Management
2 ELECTION OF DIRECTOR: KEITH BARNES FOR FOR Management
3 ELECTION OF DIRECTOR: TOR BRAHAM FOR FOR Management
4 ELECTION OF DIRECTOR: TIMOTHY CAMPOS FOR FOR Management
5 ELECTION OF DIRECTOR: DONALD COLVIN FOR FOR Management
6 ELECTION OF DIRECTOR: MASOOD JABBAR FOR FOR Management
7 ELECTION OF DIRECTOR: PAMELA STRAYER FOR FOR Management
8 ELECTION OF DIRECTOR: OLEG KHAYKIN FOR FOR Management
9 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
VIAVI SOLUTIONS INC. FOR THE FISCAL
YEAR ENDING JULY 1, 2017.
10 TO APPROVE, BY NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 16, 2016 Meeting Type: Annual
Record Date: OCT 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF KPMG LLP AS THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3 TO APPROVE THE VILLAGE SUPER MARKET, FOR FOR Management
INC. 2016 STOCK PLAN.
--------------------------------------------------------------------------------
VIRGIN AMERICA INC.
Ticker: VA Security ID: 92765X208
Meeting Date: JUL 26, 2016 Meeting Type: Special
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF APRIL 1, 2016, BY
AND AMONG ALASKA AIR GROUP, INC., A
DELAWARE CORPORATION ("ALASKA AIR
GROUP"), ALPINE ACQUISITION CORP., A
DELAWARE CORPORATION AND A
WHOLLY-OWNED SUBSIDIARY OF ALASKA AIR
GROUP ("ME
2 TO APPROVE THE ADJOURNMENT OF THE FOR FOR Management
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL VOTES TO APPROVE
THE MERGER PROPOSAL, IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT (THE "ADJOURNMENT PROPOSAL").
3 TO APPROVE ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, CERTAIN COMPENSATION THAT WILL
OR MAY BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER (THE
"COMPENSATION PROPOSAL"), AS DISCLOSED
PURSUANT TO ITEM 402(T) OF RE
--------------------------------------------------------------------------------
VIRTUSA CORPORATION
Ticker: VRTU Security ID: 92827P102
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: JUL 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF THE FIRM FOR FOR Management
OF KPMG LLP, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, FOR
THE FISCAL YEAR ENDING MARCH 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS VISHAY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 THE ADVISORY APPROVAL OF THE FOR FOR Management
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE ON THE 3- Years FOR Management
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
5 THE APPROVAL OF THE AMENDED AND FOR FOR Management
RESTATED VISHAY INTERTECHNOLOGY
SECTION 162(M) CASH BONUS PLAN.
--------------------------------------------------------------------------------
VITAMIN SHOPPE, INC.
Ticker: VSI Security ID: 92849E101
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: B. MICHAEL BECKER FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN D. BOWLIN FOR FOR Management
3 ELECTION OF DIRECTOR: DEBORAH M. DERBY FOR FOR Management
4 ELECTION OF DIRECTOR: TRACY DOLGIN FOR FOR Management
5 ELECTION OF DIRECTOR: DAVID H. EDWAB FOR FOR Management
6 ELECTION OF DIRECTOR: GUILLERMO MARMOL FOR FOR Management
7 ELECTION OF DIRECTOR: BETH M. PRITCHARD FOR FOR Management
8 ELECTION OF DIRECTOR: TIMOTHY THERIAULT FOR FOR Management
9 ELECTION OF DIRECTOR: ALEXANDER W. FOR FOR Management
SMITH
10 ELECTION OF DIRECTOR: COLIN WATTS FOR FOR Management
11 ADVISORY AND NON-BINDING VOTE TO FOR FOR Management
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
12 ADVISORY AND NON-BINDING VOTE ON 1 - Year FOR Management
FREQUENCY OF VOTE REGARDING NAMED
EXECUTIVE OFFICER COMPENSATION.
13 AMENDMENT AND RESTATEMENT OF THE 2009 FOR FOR Management
EQUITY INCENTIVE PLAN AND 162(M)
PERFORMANCE GOALS.
14 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROLYN KATZ FOR FOR Management
2 ELECTION OF DIRECTOR: JOHN J. ROBERTS FOR FOR Management
3 ELECTION OF DIRECTOR: CARL SPARKS FOR FOR Management
4 TO RATIFY THE APPOINTMENT OF DELOITTE FOR FOR Management
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017.
5 TO APPROVE OUR NAMED EXECUTIVE FOR FOR Management
OFFICERS' COMPENSATION IN AN ADVISORY
VOTE.
6 TO RECOMMEND, BY A NON-BINDING 1 - Year FOR Management
ADVISORY VOTE, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE EXECUTIVE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
7 TO RATIFY THE EXTENSION OF OUR TAX FOR FOR Management
BENEFITS PRESERVATION PLAN.
--------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION
Ticker: VOXX Security ID: 91829F104
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF GRANT FOR FOR Management
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2017.
--------------------------------------------------------------------------------
W&T OFFSHORE, INC.
Ticker: WTI Security ID: 92922P106
Meeting Date: SEP 01, 2016 Meeting Type: Special
Record Date: AUG 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO OUR AMENDED FOR FOR Management
AND RESTATED ARTICLES OF
INCORPORATION, AS AMENDED, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF OUR
COMMON STOCK, PAR VALUE $0.00001 PER
SHARE, TO 200,000,000 SHARES.
2 TO APPROVE THE ISSUANCE OF UP TO FOR FOR Management
76,590,000 SHARES OF OUR COMMON STOCK
IN CONNECTION WITH THE OFFER TO
EXCHANGE OUR OUTSTANDING 8.50% SENIOR
NOTES DUE 2019 FOR UP TO (ASSUMING
100% PARTICIPATION): (I) 76,590,000
SHARES OF OUR COMMON STOCK, (II) $202.
5 MIL
--------------------------------------------------------------------------------
W&T OFFSHORE, INC.
Ticker: WTI Security ID: 92922P106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MS. VIRGINIA FOR FOR Management
BOULET
2 ELECTION OF DIRECTOR: MR. STUART B. FOR FOR Management
KATZ
3 ELECTION OF DIRECTOR: MR. TRACY W. FOR FOR Management
KROHN
4 ELECTION OF DIRECTOR: MR. S. JAMES FOR FOR Management
NELSON, JR
5 ELECTION OF DIRECTOR: MR. B. FRANK FOR FOR Management
STANLEY
6 PROPOSAL TO APPROVE AN AMENDMENT TO FOR FOR Management
OUR INCENTIVE COMPENSATION PLAN (SEE
PROXY STATEMENT FOR FULL PROPOSAL).
7 PROPOSAL TO APPROVE AN AMENDMENT TO, FOR FOR Management
AND ALL MATERIAL TERMS OF, OUR AMENDED
AND RESTATED INCENTIVE COMPENSATION
PLAN, AS AMENDED, FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
8 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2017.
9 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
10 PROPOSAL TO APPROVE, ON AN ADVISORY 3- Years FOR Management
BASIS, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS TO OCCUR
EVERY THREE YEARS, EVERY TWO YEARS OR
EVERY ONE YEAR.
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD J. FOR FOR Management
GIROMINI
2 ELECTION OF DIRECTOR: DR. MARTIN C. FOR FOR Management
JISCHKE
3 ELECTION OF DIRECTOR: JOHN E. KUNZ FOR FOR Management
4 ELECTION OF DIRECTOR: LARRY J. MAGEE FOR FOR Management
5 ELECTION OF DIRECTOR: ANN D. MURTLOW FOR FOR Management
6 ELECTION OF DIRECTOR: SCOTT K. SORENSEN FOR FOR Management
7 ELECTION OF DIRECTOR: BRENT L. YEAGY FOR FOR Management
8 TO HOLD AN ADVISORY VOTE ON THE FOR FOR Management
COMPENSATION OF OUR EXECUTIVE OFFICERS.
9 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
10 TO APPROVE THE WABASH NATIONAL FOR FOR Management
CORPORATION 2017 OMNIBUS INCENTIVE
PLAN.
11 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS WABASH NATIONAL
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2017.
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 ADVISORY (NON-BINDING) RESOLUTION FOR FOR Management
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
WALTER INVESTMENT MGMT. CORP
Ticker: WAC Security ID: 93317W102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: GEORGE M. AWAD FOR FOR Management
2 ELECTION OF DIRECTOR: DANIEL G. FOR FOR Management
BELTZMAN
3 ELECTION OF DIRECTOR: MICHAEL M. FOR FOR Management
BHASKARAN
4 ELECTION OF DIRECTOR: ALVARO G. DE FOR FOR Management
MOLINA
5 ELECTION OF DIRECTOR: NEAL P. GOLDMAN FOR FOR Management
6 ELECTION OF DIRECTOR: WILLIAM J. MEURER FOR FOR Management
7 ELECTION OF DIRECTOR: VADIM PERELMAN FOR FOR Management
8 ELECTION OF DIRECTOR: ANTHONY N. RENZI FOR FOR Management
9 APPROVAL, ON A NON-BINDING, ADVISORY FOR FOR Management
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS FOR 2016.
10 APPROVAL, ON A NON-BINDING, ADVISORY 1 - Year FOR Management
BASIS, ON THE FREQUENCY WITH WHICH AN
ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS SHOULD BE
SUBMITTED TO STOCKHOLDERS.
11 APPROVAL OF THE WALTER INVESTMENT FOR FOR Management
MANAGEMENT CORP. 2017 OMNIBUS
INCENTIVE PLAN.
12 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: NOV 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE ON THE COMPENSATION OF FOR FOR Management
WASHINGTON FEDERAL'S NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC
Ticker: WPG Security ID: 93964W108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO WASHINGTON FOR FOR Management
PRIME GROUP INC.'S AMENDED AND
RESTATED ARTICLES OF INCORPORATION TO
CONFIRM MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS IN NON-CONTESTED
ELECTIONS.
3 TO APPROVE AN AMENDMENT TO WASHINGTON FOR FOR Management
PRIME GROUP INC.'S AMENDED AND
RESTATED ARTICLES OF INCORPORATION
THAT CHANGES THE VOTING REQUIREMENT
FOR OUR SHAREHOLDERS TO AMEND THE
COMPANY'S AMENDED AND RESTATED BYLAWS.
4 TO APPROVE AN AMENDMENT TO WASHINGTON FOR FOR Management
PRIME GROUP INC.'S AMENDED AND
RESTATED ARTICLES OF INCORPORATION
THAT INCREASES THE AUTHORIZED COMMON
SHARES, PAR VALUE $0.0001 PER SHARE,
FROM THREE HUNDRED MILLION
(300,000,000) TO THREE HUNDRED FIFTY
MILLION (350,
5 TO APPROVE A NON-BINDING AND ADVISORY FOR FOR Management
RESOLUTION REGARDING WASHINGTON PRIME
GROUP INC.'S EXECUTIVE COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
6 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS WASHINGTON PRIME GROUP
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST
Ticker: WRE Security ID: 939653101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT TO THE ARTICLES OF AMENDMENT FOR FOR Management
AND RESTATEMENT TO DECLASSIFY THE
BOARD OF TRUSTEES
2 AMENDMENT TO THE ARTICLES OF AMENDMENT FOR FOR Management
AND RESTATEMENT TO ENABLE SHAREHOLDERS
TO AMEND THE BYLAWS
3 ELECTION OF TRUSTEE: BENJAMIN S. FOR FOR Management
BUTCHER
4 ELECTION OF TRUSTEE: EDWARD S. CIVERA FOR FOR Management
5 ELECTION OF TRUSTEE: ELLEN M. GOITIA FOR FOR Management
6 NON-BINDING ADVISORY VOTE ON FOR FOR Management
COMPENSATION OF NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY)
7 NON-BINDING ADVISORY VOTE ON FREQUENCY 1 - Year FOR Management
OF ADVISORY VOTE ON COMPENSATION OF
NAMED EXECUTIVE OFFICERS
8 PROPOSAL TO RATIFY APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017
--------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC.
Ticker: WASH Security ID: 940610108
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE SELECTION OF FOR FOR Management
KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 A NON-BINDING ADVISORY RESOLUTION TO FOR FOR Management
APPROVE THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4 A NON-BINDING ADVISORY RESOLUTION TO 1 - Year FOR Management
SELECT THE FREQUENCY OF FUTURE
SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC.
Ticker: WSBF Security ID: 94188P101
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVING AN ADVISORY, NON-BINDING FOR FOR Management
RESOLUTION TO APPROVE THE EXECUTIVE
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT.
3 RATIFIYING THE SELECTION OF RSM US LLP FOR FOR Management
AS WATERSTONE FINANCIAL, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
Ticker: WTS Security ID: 942749102
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
3 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF FUTURE NAMED EXECUTIVE
OFFICER COMPENSATION VOTES.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WD-40 COMPANY
Ticker: WDFC Security ID: 929236107
Meeting Date: DEC 13, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
3 TO APPROVE THE WD-40 COMPANY 2016 FOR FOR Management
STOCK INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------
WEB.COM GROUP, INC.
Ticker: WEB Security ID: 94733A104
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY (I.E., EVERY YEAR,
EVERY 2 YEARS OR EVERY 3 YEARS) OF THE
STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO PROVIDE AN ADVISORY VOTE ON THE FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION FOR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------
WEBMD HEALTH CORP.
Ticker: WBMD Security ID: 94770V102
Meeting Date: SEP 29, 2016 Meeting Type: Annual
Record Date: AUG 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS II DIRECTOR TO SERVE FOR FOR Management
A THREE-YEAR TERM: JEROME C. KELLER
2 ELECTION OF CLASS II DIRECTOR TO SERVE FOR FOR Management
A THREE-YEAR TERM: STANLEY S. TROTMAN,
JR.
3 ADVISORY VOTE TO APPROVE WEBMD'S FOR FOR Management
EXECUTIVE COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
SERVE AS WEBMD'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------
WEBMD HEALTH CORP.
Ticker: WBMD Security ID: 94770V102
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
WILLIAM J. MARINO
2 ELECTION OF CLASS III DIRECTOR: FOR FOR Management
KRISTIINA VUORI, M.D.
3 ELECTION OF CLASS III DIRECTOR: MARTIN FOR FOR Management
J. WYGOD
4 ADVISORY VOTE TO APPROVE WEBMD'S FOR FOR Management
EXECUTIVE COMPENSATION.
5 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON WEBMD'S
EXECUTIVE COMPENSATION.
6 TO APPROVE AN AMENDMENT TO WEBMD'S FOR FOR Management
2005 LONG-TERM INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE.
7 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO
SERVE AS WEBMD'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------
WEIS MARKETS, INC.
Ticker: WMK Security ID: 948849104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
RSM US LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE CORPORATION.
3 PROPOSAL TO PROVIDE AN ADVISORY VOTE FOR FOR Management
TO APPROVE THE EXECUTIVE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 PROPOSAL TO PROVIDE AN ADVISORY VOTE 3- Years FOR Management
ON THE FREQUENCY OF THE ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
3 TO HOLD AN ADVISORY VOTE ON THE 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF WERNER ENTERPRISES,
INC. FOR THE YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------
WESCO AIRCRAFT HOLDINGS, INC.
Ticker: WAIR Security ID: 950814103
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, BY A NON-BINDING ADVISORY FOR FOR Management
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
3 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 APPROVE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4 APPROVE THE RENEWAL AND RESTATEMENT OF FOR FOR Management
THE WESCO INTERNATIONAL, INC. 1999
LONG-TERM INCENTIVE PLAN
5 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WEST CORPORATION
Ticker: WSTC Security ID: 952355204
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS B. BARKER FOR FOR Management
2 ELECTION OF DIRECTOR: ANTHONY J. DINOVI FOR FOR Management
3 ELECTION OF DIRECTOR: DIANE E. FOR FOR Management
OFFEREINS
4 RATIFICATION OF THE SELECTION OF FOR FOR Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: E. ALLEN FOR FOR Management
2 ELECTION OF DIRECTOR: L. BARTOLINI FOR FOR Management
3 ELECTION OF DIRECTOR: E.J. BOWLER FOR FOR Management
4 ELECTION OF DIRECTOR: A. LATNO, JR. FOR FOR Management
5 ELECTION OF DIRECTOR: P. LYNCH FOR FOR Management
6 ELECTION OF DIRECTOR: C. MACMILLAN FOR FOR Management
7 ELECTION OF DIRECTOR: R. NELSON FOR FOR Management
8 ELECTION OF DIRECTOR: D. PAYNE FOR FOR Management
9 ELECTION OF DIRECTOR: E. SYLVESTER FOR FOR Management
10 APPROVE A NON-BINDING ADVISORY VOTE ON FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
11 RE-APPROVE THE PERFORMANCE CRITERIA FOR FOR Management
FOR INCENTIVE COMPENSATION.
12 APPROVE A NON-BINDING ADVISORY VOTE ON 1 - Year FOR Management
THE FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
13 RATIFICATION OF INDEPENDENT AUDITOR. FOR FOR Management
14 REQUIRE INDEPENDENT BOARD CHAIRMAN. AGAINST FOR Shareholder
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE CAPITAL CORP.
Ticker: WMC Security ID: 95790D105
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP, AS
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------
WESTMORELAND COAL COMPANY
Ticker: WLB Security ID: 960878106
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY APPROVAL OF WESTMORELAND COAL FOR FOR Management
COMPANY'S EXECUTIVE COMPENSATION.
3 APPROVAL OF THE WESTMORELAND COAL FOR FOR Management
COMPANY AMENDED AND RESTATED 2014
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR FISCAL YEAR
2017.
5 ADVISORY DETERMINATION OF FREQUENCY OF 1 - Year FOR Management
FUTURE VOTES ON WESTMORELAND COAL
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
WILLIAM LYON HOMES
Ticker: WLH Security ID: 552074700
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY (NON-BINDING) VOTE TO APPROVE FOR FOR Management
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE PROXY MATERIALS.
3 APPROVAL OF THE WILLIAM LYON HOMES FOR FOR Management
AMENDED AND RESTATED 2012 EQUITY
INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF WILLIAM LYON
HOMES FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS INC.
Ticker: WIN Security ID: 97382A200
Meeting Date: FEB 24, 2017 Meeting Type: Special
Record Date: JAN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 A PROPOSAL TO APPROVE THE ISSUANCE OF FOR FOR Management
SHARES OF WINDSTREAM COMMON STOCK
PURSUANT TO THE MERGER AS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF NOVEMBER 5, 2016, BY AND
AMONG EARTHLINK HOLDINGS CORP., A
DELAWARE CORPORATION, WINDSTREAM HOL
2 A PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
AN AMENDMENT TO WINDSTREAM HOLDINGS,
INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
INCREASING TO 375,000,000 THE NUMBER
OF AUTHORIZED SHARES OF WINDSTREAM'S
COMMON STOCK (THE WINDSTREAM CHARTER
AMENDMENT PR
3 A PROPOSAL TO ADJOURN THE SPECIAL FOR FOR Management
MEETING OF WINDSTREAM HOLDINGS INC.'S
STOCKHOLDERS TO SOLICIT ADDITIONAL
PROXIES IF WINDSTREAM HAS NOT RECEIVED
PROXIES REPRESENTING A SUFFICIENT
NUMBER OF SHARES OF WINDSTREAM COMMON
STOCK TO APPROVE THE WINDSTREAM STOCK
--------------------------------------------------------------------------------
WINDSTREAM HOLDINGS INC.
Ticker: WIN Security ID: 97382A200
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: CAROL B. ARMITAGE FOR FOR Management
2 ELECTION OF DIRECTOR: SAMUEL E. BEALL, FOR FOR Management
III
3 ELECTION OF DIRECTOR: JEANNIE FOR FOR Management
DIEFENDERFER
4 ELECTION OF DIRECTOR: JEFFREY T. HINSON FOR FOR Management
5 ELECTION OF DIRECTOR: WILLIAM G. FOR FOR Management
LAPERCH
6 ELECTION OF DIRECTOR: LARRY LAQUE FOR FOR Management
7 ELECTION OF DIRECTOR: JULIE A. SHIMER FOR FOR Management
8 ELECTION OF DIRECTOR: MARC F. STOLL FOR FOR Management
9 ELECTION OF DIRECTOR: MICHAEL G. STOLTZ FOR FOR Management
10 ELECTION OF DIRECTOR: TONY THOMAS FOR FOR Management
11 ELECTION OF DIRECTOR: WALTER L. TUREK FOR FOR Management
12 ELECTION OF DIRECTOR: ALAN L. WELLS FOR FOR Management
13 TO APPROVE AN ADVISORY (NON-BINDING) FOR FOR Management
RESOLUTION ON EXECUTIVE COMPENSATION.
14 TO SELECT IN AN ADVISORY (NON-BINDING) 1 - Year FOR Management
VOTE THE FREQUENCY OF FUTURE ADVISORY
VOTES REGARDING EXECUTIVE COMPENSATION.
15 TO APPROVE AMENDMENTS TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION AND
BYLAWS OF WINDSTREAM HOLDINGS, INC. TO
ENABLE STOCKHOLDERS TO CALL SPECIAL
MEETINGS UNDER CERTAIN CIRCUMSTANCES.
16 TO APPROVE AMENDMENTS TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION AND
BYLAWS OF WINDSTREAM HOLDINGS, INC. TO
ELIMINATE SUPER-MAJORITY VOTING
PROVISIONS.
17 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS
WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2017.
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: PETER D. CRIST FOR FOR Management
2 ELECTION OF DIRECTOR: BRUCE K. CROWTHER FOR FOR Management
3 ELECTION OF DIRECTOR: WILLIAM J. DOYLE FOR FOR Management
4 ELECTION OF DIRECTOR: ZED S. FRANCIS FOR FOR Management
III
5 ELECTION OF DIRECTOR: MARLA F. GLABE FOR FOR Management
6 ELECTION OF DIRECTOR: H. PATRICK FOR FOR Management
HACKETT, JR.
7 ELECTION OF DIRECTOR: SCOTT K. HEITMANN FOR FOR Management
8 ELECTION OF DIRECTOR: CHRISTOPHER J. FOR FOR Management
PERRY
9 ELECTION OF DIRECTOR: INGRID S. FOR FOR Management
STAFFORD
10 ELECTION OF DIRECTOR: GARY D. "JOE" FOR FOR Management
SWEENEY
11 ELECTION OF DIRECTOR: SHEILA G. TALTON FOR FOR Management
12 ELECTION OF DIRECTOR: EDWARD J. WEHMER FOR FOR Management
13 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
(NON-BINDING) BASIS, THE COMPANY'S
EXECUTIVE COMPENSATION AS DESCRIBED IN
THE 2017 PROXY STATEMENT.
14 PROPOSAL TO APPROVE, ON AN ADVISORY 1 - Year FOR Management
(NON-BINDING) BASIS, THE FREQUENCY OF
FUTURE SHAREHOLDER ADVISORY VOTES TO
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
15 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: WILLIAM K. GERBER FOR FOR Management
2 ELECTION OF DIRECTOR: BLAKE W. KRUEGER FOR FOR Management
3 ELECTION OF DIRECTOR: NICHOLAS T. LONG FOR FOR Management
4 ELECTION OF DIRECTOR: MICHAEL A. FOR FOR Management
VOLKEMA
5 AN ADVISORY RESOLUTION APPROVING FOR FOR Management
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
7 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
8 PROPOSAL TO APPROVE THE AMENDED AND FOR FOR Management
RESTATED EXECUTIVE SHORT-TERM
INCENTIVE PLAN (ANNUAL BONUS PLAN).
--------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
Ticker: WRLD Security ID: 981419104
Meeting Date: AUG 03, 2016 Meeting Type: Annual
Record Date: JUN 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, ON AN ADVISORY FOR FOR Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
RSM US LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE NON-BINDING, ADVISORY FOR FOR Management
VOTE ON EXECUTIVE COMPENSATION.
3 RECOMMENDATION ON THE FREQUENCY OF 1 - Year FOR Management
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR
THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP FOR FOR Management
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 ADVISORY VOTE TO APPROVE EXECUTIVE FOR FOR Management
COMPENSATION.
4 ADVISORY VOTE ON FREQUENCY OF ADVISORY 1 - Year FOR Management
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 29, 2016 Meeting Type: Annual
Record Date: AUG 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 APPROVAL OF ADVISORY RESOLUTION ON FOR FOR Management
EXECUTIVE COMPENSATION.
3 APPROVAL OF THE SECOND AMENDMENT TO FOR FOR Management
THE WORTHINGTON INDUSTRIES, INC.
AMENDED AND RESTATED 2006 EQUITY
INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS.
4 RATIFICATION OF SELECTION OF KPMG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2017.
--------------------------------------------------------------------------------
WP GLIMCHER INC.
Ticker: WPG Security ID: 92939N102
Meeting Date: AUG 30, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO WP GLIMCHER FOR FOR Management
INC.'S AMENDED AND RESTATED ARTICLES
OF INCORPORATION TO CHANGE ITS NAME TO
"WASHINGTON PRIME GROUP INC."
3 TO APPROVE A NON-BINDING AND ADVISORY FOR FOR Management
RESOLUTION REGARDING WP GLIMCHER INC.
'S EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE PROXY STATEMENT.
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS WP GLIMCHER INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2017
3 ADVISORY (NON-BINDING) VOTE 1 - Year FOR Management
RECOMMENDING THE FREQUENCY OF THE
ADVISORY (NON-BINDING) VOTE TO APPROVE
THE COMPENSATION OF THE COMPANY'S
EXECUTIVES, EVERY
--------------------------------------------------------------------------------
XCERRA CORPORATION
Ticker: XCRA Security ID: 98400J108
Meeting Date: DEC 07, 2016 Meeting Type: Annual
Record Date: OCT 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS III DIRECTOR: MARK S. FOR FOR Management
AIN
2 ELECTION OF CLASS III DIRECTOR: JORGE FOR FOR Management
L. TITINGER
3 TO APPROVE, IN A NON-BINDING, ADVISORY FOR FOR Management
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY
STATEMENT, INCLUDING THE DISCLOSURES
UNDER THE HEADING "COMPENSATION
DISCUSSION AND ANALYSIS," THE
COMPENSATION TAB
4 TO APPROVE THE THIRD AMENDED AND FOR FOR Management
RESTATED XCERRA EMPLOYEE STOCK
PURCHASE PLAN.
5 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY'S FISCAL YEAR ENDING JULY
31, 2017.
--------------------------------------------------------------------------------
XENIA HOTELS & RESORTS, INC.
Ticker: XHR Security ID: 984017103
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO DETERMINE, ON AN ADVISORY BASIS, 1 - Year FOR Management
THE FREQUENCY OF FUTURE ADVISORY VOTES
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS XENIA HOTELS & RESORTS,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------
XO GROUP INC.
Ticker: XOXO Security ID: 983772104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3 AN AMENDMENT AND RESTATEMENT OF THE FOR FOR Management
COMPANY'S 2009 STOCK INCENTIVE PLAN,
AS AMENDED (RENAMED THE 2017 STOCK
INCENTIVE PLAN), AMONG OTHER THINGS,
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES.
4 ADVISORY VOTE TO APPROVE NAMED FOR FOR Management
EXECUTIVE OFFICER COMPENSATION.
5 ADVISORY VOTE ON FREQUENCY OF FUTURE 1 - Year FOR Management
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
XPERI CORPORATION
Ticker: XPER Security ID: 98421B100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RICHARD S. HILL FOR FOR Management
2 ELECTION OF DIRECTOR: CHRISTOPHER A. FOR FOR Management
SEAMS
3 ELECTION OF DIRECTOR: GEORGE A. RIEDEL FOR FOR Management
4 ELECTION OF DIRECTOR: JOHN CHENAULT FOR FOR Management
5 ELECTION OF DIRECTOR: THOMAS LACEY FOR FOR Management
6 ELECTION OF DIRECTOR: TUDOR BROWN FOR FOR Management
7 ELECTION OF DIRECTOR: DAVID C. HABIGER FOR FOR Management
8 TO APPROVE THE XPERI 2017 PERFORMANCE FOR FOR Management
BONUS PLAN FOR EXECUTIVE OFFICERS AND
KEY EMPLOYEES.
9 TO APPROVE AN AMENDED AND RESTATED FOR FOR Management
INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN.
10 TO HOLD AN ADVISORY VOTE ON EXECUTIVE FOR FOR Management
COMPENSATION.
11 TO RECOMMEND, BY NON-BINDING VOTE, THE 1 - Year FOR Management
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
12 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------
XURA, INC.
Ticker: MESG Security ID: 98420V107
Meeting Date: AUG 16, 2016 Meeting Type: Annual
Record Date: JUL 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: SUSAN D. BOWICK FOR FOR Management
2 ELECTION OF DIRECTOR: JAMES BUDGE FOR FOR Management
3 ELECTION OF DIRECTOR: NICCOLO DE MASI FOR FOR Management
4 ELECTION OF DIRECTOR: MATTHEW A. FOR FOR Management
DRAPKIN
5 ELECTION OF DIRECTOR: DORON INBAR FOR FOR Management
6 ELECTION OF DIRECTOR: HENRY R. NOTHHAFT FOR FOR Management
7 ELECTION OF DIRECTOR: PHILIPPE FOR FOR Management
TARTAVULL
8 ELECTION OF DIRECTOR: MARK C. TERRELL FOR FOR Management
9 TO APPROVE THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF MAY 23, 2016, BY
AND AMONG SIERRA PRIVATE HOLDINGS II
LTD., SIERRA PRIVATE MERGER SUB INC.,
AND XURA, INC
10 APPOINTMENT OF KESSELMAN & KESSELMAN FOR FOR Management
TO SERVE AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 1/31/17
11 TO APPROVE THE ADJOURNMENT OR FOR FOR Management
POSTPONEMENT OF THE MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE MEETING
--------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION
Ticker: YDKN Security ID: 984305102
Meeting Date: DEC 09, 2016 Meeting Type: Special
Record Date: OCT 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ADOPTION OF FOR FOR Management
THE MERGER AGREEMENT AND THE MERGER OF
YADKIN WITH AND INTO F.N.B.
2 PROPOSAL TO APPROVE, IN AN ADVISORY FOR FOR Management
(NON-BINDING) VOTE, OF THE
MERGER-RELATED NAMED EXECUTIVE OFFICER
COMPENSATION PROPOSAL.
3 PROPOSAL TO ADJOURN THE YADKIN FOR FOR Management
FINANCIAL CORPORATION SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES TO APPROVE
ADOPTION OF THE MERGER AGREEMENT AND
THE MERGER.
--------------------------------------------------------------------------------
YELP INC
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS YELP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2017.
3 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF YELP'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------
YRC WORLDWIDE INC.
Ticker: YRCW Security ID: 984249607
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 ADVISORY VOTE TO APPROVE THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 THE RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
4 A NON-BINDING ADVISORY VOTE TO 1 - Year FOR Management
RECOMMEND THE FREQUENCY OF THE
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------
ZAGG INC
Ticker: ZAGG Security ID: 98884U108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: RANDALL L. HALES FOR FOR Management
2 ELECTION OF DIRECTOR: CHERYL A. LARABEE FOR FOR Management
3 ELECTION OF DIRECTOR: E. TODD HEINER FOR FOR Management
4 ELECTION OF DIRECTOR: DANIEL R. MAURER FOR FOR Management
5 ELECTION OF DIRECTOR: P. SCOTT STUBBS FOR FOR Management
6 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
7 TO PROVIDE AN ADVISORY APPROVAL OF THE FOR FOR Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
8 APPROVAL OF THE AMENDED AND RESTATED FOR FOR Management
2013 EQUITY INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE, BY NON-BINDING FOR FOR Management
VOTE, COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3 PROPOSAL TO APPROVE, VOTE ON FREQUENCY 1 - Year FOR Management
OF HOLDING ADVISORY VOTE TO APPROVE
COMPENSATION OF NAMED OFFICERS.
4 RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2017.
--------------------------------------------------------------------------------
ZEDGE INC
Ticker: ZDGE Security ID: 98923T104
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MARIE THERESE FOR FOR Management
CARNEY
2 ELECTION OF DIRECTOR: MARK GHERMEZIAN FOR FOR Management
3 ELECTION OF DIRECTOR: STEPHEN GREENBERG FOR FOR Management
4 ELECTION OF DIRECTOR: HOWARD JONAS FOR FOR Management
5 ELECTION OF DIRECTOR: MICHAEL JONAS FOR FOR Management
6 TO APPROVE AN AMENDMENT TO THE ZEDGE, FOR FOR Management
INC. 2016 STOCK OPTION AND INCENTIVE
PLAN THAT WILL, AMONG OTHER THINGS (A)
INCREASE THE NUMBER OF SHARES OF THE
COMPANY'S CLASS B COMMON STOCK
AVAILABLE FOR THE GRANT OF AWARDS
THEREUNDER BY 500,000, (B) MODIFY THE N
7 TO APPROVE THE ACCELERATION OF THE FOR FOR Management
VESTING DATE OF RESTRICTED STOCK THAT
WILL BE AUTOMATICALLY AWARDED TO THE
COMPANY'S NON-EMPLOYEE DIRECTORS ON
JANUARY 5, 2017 FROM JANUARY 5, 2019
TO JANUARY 18, 2017.
8 TO CONDUCT AN ADVISORY VOTE ON FOR FOR Management
EXECUTIVE COMPENSATION
9 TO CONDUCT AN ADVISORY VOTE ON 1 - Year FOR Management
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
10 TO RATIFY THE APPOINTMENT OF BDO USA, FOR FOR Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 31, 2017.
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: THOMAS D.CAMPION FOR FOR Management
2 ELECTION OF DIRECTOR: SARAH G. MCCOY FOR FOR Management
3 ELECTION OF DIRECTOR: ERNEST R. JOHNSON FOR FOR Management
4 APPROVAL, ON AN ADVISORY BASIS, OF FOR FOR Management
EXECUTIVE COMPENSATION.
5 TO RECOMMEND, ON AN ADVISORY BASIS, 3- Years FOR Management
THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.
6 RATIFICATION OF THE SELECTION OF MOSS FOR FOR Management
ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING FEBRUARY 3,
2018(FISCAL 2017).
--------------------------------------------------------------------------------
ZYNGA INC.
Ticker: ZNGA Security ID: 98986T108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
1 DIRECTOR FOR FOR Management
2 TO APPROVE, ON AN ADVISORY BASIS, THE FOR FOR Management
COMPENSATION OF ZYNGA'S NAMED
EXECUTIVE OFFICERS.
3 TO INDICATE, ON AN ADVISORY BASIS, THE 1 - Year FOR Management
PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF
ZYNGA'S NAMED EXECUTIVE OFFICERS.
4 TO RATIFY THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ZYNGA FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2017.
======================== PIMCO RealPath Blend 2020 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2025 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2030 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2035 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2040 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2045 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2050 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO RealPath Blend 2055 Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO RealPath Blend Income Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO U.S. Dividend Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Equity Series
By: /s/ Peter G. Strelow
Peter G. Strelow,
President (Principal Executive Officer)
Date: August 29, 2017